2011 Fact Book

HKEx Fact Book
2011
Fact Book 2011
● The Year 2011 in review
● Major events of the Hong Kong securities and derivatives market 2011
● Market highlights
● Securities market – Main Board

– market indices
– listing statistics
– market capitalisation
– trading statistics and analysis
– short selling
– listed companies
– equity warrants
– derivative warrants
– callable bull/bear contracts
– debt securities
– unit trusts and mutual funds
– trading only stock
– historical section
– world stock markets
● Securities market – Growth enterprise market (GEM)

– market indices
– listing statistics
– market capitalisation
– trading statistics and analysis
– listed companies
– equity warrants
● Derivatives market
– equity index products
– interest rate products
– equity products
– commodity products
– historical section
● Clearing statistics
● Exchange participants
● Clearing participants
● The investing community
● Hong Kong securities market and derivatives markets historical events
● Appendices
The Year 2011 in Review

The HKEx markets saw a mixed year in 2011 amid growing uncertainty in the global financial market. The total market
capitalisation of the securities market (including the Main Board and the Growth Enterprise Market (GEM) of the Stock Exchange
of Hong Kong (SEHK or the Exchange)) at the end of 2011 was HK$17,537.3 billion, 17% lower than the year-end total market
capitalisation in 2010. The highest single-day turnover (excluding days with half-day trading) in the securities market of the year
was HK$124.9 billion on 5 August 2011 while the lowest level was HK$24.6 billion on 30 December 2011 (compared to the high of
HK$139.1 billion and the low of HK$34.2 billion in the previous year).
At the end of 2011, there were 640 Mainland enterprises listed on the Main Board and GEM, constituting 55% by market
capitalisation and 66% by annual equity turnover value. In 2011, total equity funds raised was HK$490.4 billion, with 101 newly
listed companies on the Main Board and GEM raising HK$259.8 billion — ranking first globally for the third year in terms of funds
raised by initial public offers (IPOs).
In 2011, the highest daily closing level of the Hang Seng Index (HSI) was 24,419 points on 19 January 2011. At the year-end, the
HSI and three other major stock indices all recorded a year-on-year decrease — the HSI was down by 20% to 18,434 points, the
Hang Seng China Enterprises Index (H-shares Index) down by 22% to 9,936 points, the Hang Seng China-Affiliated Corporations
Index (the Red-Chips Index) down by 12% to 3,682 points, and the S&P/HKEx GEM Index down by 41% to 474 points.
The total securities market turnover in 2011 was HK$17,154.1 billion, a marginal 0.3% decrease from the level in 2010. The
average daily turnover for the overall market in 2011 was HK$69.7 billion (up 1% from 2010) — HK$69.5 billion for the Main Board
(up 1% from 2010) and HK$256 million for GEM (down 52% from 2010).
The HKEx derivatives (futures and options) market continued its growth in 2011, with the total trading volume reaching a new
record high of 140 million contracts (up 21% from 2010). The average daily trading volume increased year-on-year by 22% to
572,275 contracts (206,688 futures contracts and 365,586 options contracts), which was also a record high.
SECURITIES MARKET
Market development
Listing and regulation
In 2011, the Hong Kong Government, market regulators and HKEx took steps to strengthen or rationalise market regulation and
enhance services. HKEx also contributed further to the development of Hong Kong as a Renminbi (RMB) offshore centre.
In respect of market regulation, the establishment of a statutory regime for disclosure of price sensitive information by listed
companies made a big step forward in the year. Subsequent to the release of consultation conclusions by the Financial Services
and the Treasury Bureau (FSTB) in February, the Government introduced a Bill in June to oblige listed companies to disclose price
sensitive information. The SFC also published draft guidelines in June for implementing this regime. Other regulatory initiatives to
enhance market regulation included: (i) a new requirement implemented in February to require flagging of all trades concluded
on alternative trading venues; (ii) a new regulatory regime effective in June to strengthen the disclosure of product information
to investors for SFC-authorised funds and investment-linked assurance schemes marketed in Hong Kong; (iii) the new
measures introduced in August to enhance the transparency and the collateral level of synthetic exchange-traded funds; and (iv)
a revised proposal on short position reporting rules published in October for another round of consultation.
1 HKEx Fact Book 2011

The regulation of intermediaries was also enhanced in the year. The SFC encompassed credit rating agencies (CRAs) and

their rating analysts in Hong Kong under its licensing regime starting June and expanded the scope of conflict of interest
requirements governing analysts responsible for investment research. In November, it launched a public consultation
on proposed amendments to the Code of Conduct for Persons Licensed by or Registered with the SFC for facilitating the
establishment of the Financial Dispute Resolution Centre (FDRC) and for strengthening regulatory enforcement.
In addition, some initiatives were taken to rationalise the regulatory regime. In May, a new legislation took effect to transfer the
governance of the public offers of structured products in the form of shares or debentures from the prospectus regime of the
Companies Ordinance to the regime under the Securities and Futures Ordinance (SFO). In December, the Securities and Futures
(Professional Investor) (Amendment) Rules 2011 came into effect, providing for the use of alternative appropriate methods for
proving the qualification of an investor as a high-net-worth professional investor.
In October, the Hong Kong Monetary Authority (HKMA) and the SFC issued a joint consultation paper on a proposed regulatory
regime for Hong Kong’s over-the-counter (OTC) derivatives market. The proposals included the requirement for OTC derivatives
transactions to be reported to a central repository to be set up by the HKMA and to be centrally cleared. HKEx has been actively
preparing for offering central counterparty service to OTC derivatives transactions in Hong Kong.
In 2011, HKEx took initiatives to enhance or streamline its market regulation, to improve issuer services and to promote ESG (i.e.
environmental, social and governance) practices in the market.
In respect of market regulation, the following are the major highlights of HKEx’s efforts in 2011.
In January, HKEx issued new guidelines on the publication of overseas regulatory announcements by issuers on the
Main Board. Under the new guidelines, for overseas regulatory information released by an issuer’s overseas listed subsidiary,
publication on the HKEx’s website is required only if the information is discloseable by the issuer under other Listing Rules.
Overseas regulatory information released by dually-listed issuers must be simultaneously published on the HKEx website. The
current practice in allowing issuers to publish overseas regulatory announcements under the Listing Rules in English or Chinese or
in both of these languages is unchanged. In case of difficulty faced by dually-listed issuers, HKEx will consider granting a waiver
upon its application on a case by case basis.
HKEx made a decision in March that, subject to certain conditions, Japanese Generally Accepted Accounting Principles
(JGAAP), with a reconciliation to the International Financial Reporting Standards (IFRS), could be used in the accountants’ report
for the applicant’s listing document and its subsequent financial reports. Apart from JGAAP, the alternative accounting standards
accepted previously by HKEx include Singapore Financial Reporting Standards, Canadian GAAP and UK GAAP. These are in
addition to the Hong Kong FRS, IFRS and US GAAP accepted under the Listing Rules.
With support from the market obtained through consultation in the year, HKEx amended the Listing Rules to prevent shares
from trading ex-entitlement before shareholder approval and to require a minimum of one cum-trading day after the general
meeting. The Rule amendments, which took effect on 20 June 2011, help ensure a fair and orderly market, enhance investor
protection and eliminate the risk in the market when shares go ex-entitlement before the entitlement is approved by shareholders.
Market support was also obtained in the consultation on the proposed changes of the SFC and HKEx to streamline property
valuation requirements for IPO applicants and issuers. The related Rule amendments took effect on 1 January 2012.

In October 2011, HKEx published the Consultation Conclusions on Review of the Corporate Governance Code and Associated

Listing Rules. The primary aim of the review was to enhance the overall standard of issuers’ corporate governance and align
HKEx’s Corporate Governance Code (Code) and Rules with international best practices. The revised Code and Rules encourage
better accountability of issuers and directors, improve transparency, enhance the quality and effectiveness of directors and
company secretaries, and bring into focus the important functions of the various board committees. Whilst some of the revised
Rules took effect on 1 January 2012, the revised Code and related Rules would take effect on 1 April 2012.
To facilitate listing, HKEx implemented the following major Rule changes and initiatives in the year.
With support obtained through a market consultation, the Listing Rules were amended to change the minimum shareholder
requirement for the Main Board Market Capitalisation/Revenue Test from 1,000 to 300, effective 1 February 2011. On the
same day, amendments to the Listing Rules took effect in respect of the requirements for Qualified Property Acquisitions and
formation of joint ventures. Qualified Property Acquisitions refer to acquisitions of government land by listed property developers
through public auctions or tenders in Hong Kong. They are exempt from certain notifiable and connected transaction requirements
such as shareholders’ approval.
In May 2011, the Exchange implemented the Structured Products Integrated Transaction System (SPRINTS), a new web-
based system to automate and streamline the listing application of structured products. The new system serves to enhance the
communication and workflow between issuers and HKEx.
On 11 November 2011, Rule amendments relating to the listing of debt securities for Professional Investors only took
effect. This aims to bring HKEx more in line with the requirements of other stock exchanges and offer processing times that are
comparable to these exchanges. The new Rules simplify and streamline application and approval procedures while keeping the
issuer eligibility criteria broadly unchanged.
In respect of the listing of overseas issuers, the acceptable jurisdictions list reached 19 in 2011, in addition to Hong Kong,
Mainland China, Bermuda and the Cayman Islands. Following the Joint Policy Statement Regarding the Listing of Overseas
Companies (JPS) issued jointly by HKEx and the SFC in March 2007 and its subsequent streamlining, HKEx presented in April
2011 to the Listing Committee for considering proposals to streamline the JPS further by reducing its focus on comparability with
Hong Kong company law and placing more attention on compliance with the general principles underlying the Listing Rules. HKEx
is working closely with the SFC on possible revisions to the JPS to facilitate overseas companies seeking a listing in Hong Kong
In 2011, HKEx launched a series of issuer services aimed at increasing the visibility of listed companies and improving their
communication with the investment community. The new services include “Know the Listed Companies” Conferences Series,
Market Open Ceremonies and real-time stock prices for company websites. At a later stage, HKEx will offer referral-based
market intelligence and communications services to enable listed companies to better understand their shareholders and how they
are perceived by investors.
To promote ESG practices in the market, related Listing Rules took effect on 1 February 2011 to allow, subject to conditions
in a class exemption under the Companies Ordinance, share and debenture issuers to issue paper application forms without
paper prospectuses when conducting public offers. On the same rationale, waivers will be granted by the SFC to issuers of SFC-
authorised collective investment schemes seeking to list on HKEx. The class exemption is not designed to remove hard copies
entirely, but it sets the stage for moves towards a paperless environment as investors become familiar with online versions.
In light of the increasing focus on ESG reporting in the business community, HKEx helped equip issuers with practical tools
necessary for reporting. Between May and July 2011, HKEx organised 5 seminars and 10 workshops on ESG reporting for issuers,
with a view to raising ESG awareness and encouraging issuers to start ESG reporting. The attendance was overwhelming and
HKEx received positive feedback from the participants. On 9 December 2011, HKEx published a Consultation Paper on the ESG
Reporting Guide. The consultation would end on 9 April 2012. Subject to market comments, the ESG Guide may be implemented
as a recommended best practice.

To streamline its information management process, HKEx’s Listing Division implemented a new content management system

in December 2011. The new system supports electronic submission of documents and text recognition technology for
correspondence with the Listing Division, helping to reduce the need for hard copies of documents and making searches for
information easier. Issuers and other market practitioners are now offered a choice of electronic communication channels, via
either email or the e-submission system, which has been upgraded with a simplified document submission channel.
In addition, HKEx has streamlined the submission of large documents such as annual reports for publication on the HKExnews
website by increasing the file size limit of documents from 4 megabytes to 10 megabytes. Issuers submitting large documents for
publication can now use the e-submission channel directly instead of submitting CD-ROMs.
Alongside HKEx’s efforts on ESG, Hang Seng Indexes Co Ltd (HSI Co) expanded its Hang Seng Corporate Sustainability Index
Series in the year with the launch of two new benchmark indexes — the Hang Seng Corporate Sustainability Benchmark Index and
the Hang Seng (China A) Corporate Sustainability Benchmark Index. In addition, HSI Co launched two new indexes — the Hang
Seng Foreign Companies Composite Index and the Hang Seng Global Composite Index — as the number of foreign companies
listed in Hong Kong continued to increase in 2011. The dissemination of the above four indexes commenced in September.
The development of Hong Kong’s role as an RMB offshore centre underwent major progress in the year, which laid the
cornerstone for the further development of HKEx’s markets in the Mainland dimension.
Against the backdrop of the Mainland 12th Five-year Plan (2011-2015) for National Economic and Social Development which
expresses support for Hong Kong’s development into an offshore RMB business centre and an international asset management
centre, the Vice Premier Li Ke-qiang announced a series of supportive polices during his visit to Hong Kong in August. These
included: (i) introducing Mainland exchange-traded funds on Hong Kong stocks; (ii) developing channels to facilitate the cycling
of RMB between the Mainland and Hong Kong, including RMB foreign direct investment (FDI); and (iii) allowing RMB Qualified
Foreign Institutional Investors (RQFII) to invest in the Mainland securities market. Among these, the regulations for RMB FDI in
the Mainland were issued in October. The RQFII scheme was also formalised with the signing of Supplement VIII to the Mainland
and Hong Kong Closer Economic Partnership Arrangement (CEPA8) in December. As for the outflow of RMB, the People’s Bank
of China (PBOC) launched a pilot scheme in January for the settlement of overseas direct investment (ODI) in RMB. This allows
Mainland enterprises to conduct ODI in RMB and obtain the necessary RMB funding from banks in Hong Kong sourced from the
Mainland.
The market infrastructure and arrangements for offshore RMB business in Hong Kong were also enhanced during the year.
The RMB Fiduciary Account Service was launched by Bank of China (Hong Kong) Ltd (the RMB Clearing Bank in Hong Kong) in
April to help participating banks manage their credit exposure to the RMB Clearing Bank for their RMB business in Hong Kong. In
June, the Treasury Markets Association (TMA) launched Spot USD/CNY(HK) Fixing as a benchmark for the market exchange rates
of US dollars against offshore RMB in Hong Kong. In November, the PBOC and the HKMA renewed their swap agreement, with
an increased size of RMB400 billion, to provide for bigger volume of offshore RMB settlement. In December, Hong Kong Interbank
Clearing Ltd (HKICL) announced an extension of service hours of its RMB Settlement System by 5 hours to 11:30 pm, effective 25
June 2012.
In the development of Hong Kong as an offshore RMB centre, HKEx plays an active role with a number of initiatives launched
during the year.

In June 2011, HKEx presented two models to facilitate the listing and trading of RMB-denominated securities — a Single

Tranche Single Counter (STSC) model and a Dual Tranche Dual Counter (DTDC) model. The STSC model is the traditional
model where the IPO of the stock will result in shares traded in a single RMB counter in the secondary market. The DTDC model
comprises the separate but simultaneous offer and subsequent listing of shares in RMB and HKD by the same issuer, while shares
of the two counters are of the same class and freely convertible. An IPO of RMB-denominated shares, be it a STSC IPO or DTDC
IPO, may accept HKD as an alternative currency for the purpose of subscription under the Hong Kong public offer. The STSC and
DTDC models provide options for issuers to leverage on the HKD market for their RMB fund raising activities. The DTDC model
further provides an opportunity for existing listed companies which have businesses in the Mainland to raise funds in RMB through
follow-on offers. In response to market interests, HKEx organised a series of seminars to issuers and market players in September
2011 to explain the operating guidelines of the two models.
HKEx announced in mid-August that it had agreed in principle to enter into detailed discussions with the Shanghai and
Shenzhen stock exchanges with a view to establish a joint venture company to be incorporated in Hong Kong. Possible
areas of business operation of the potential joint venture company include but are not limited to the development of index and
other equity derivatives and the compilation of new indexes. Another initiative was the conference on “Development of ETFs
and Other Index Products” in Hong Kong jointly organised by HKEx and the Shanghai Stock Exchange (SHSE) in May. This
conference provided an opportunity for regulators and industry participants to discuss the development of the market for ETFs and
other index products in the Mainland, Hong Kong and other markets.
Furthermore, HKEx signed Memoranda of Understanding (MOUs) on cooperation with a number of market bodies in the
Mainland — Dalian Commodity Exchange and Jiangsu Province’s Office of Financial Affairs in July; Guangxi Zhuang Autonomous
Region’s Financial Affairs Office and the Administrative Committee of Zhongguancun Science Park in October; and Zhengzhou
Commodity Exchange and Sichuan Province’s Financial Affairs Office in November.
The professional support for accounting of Mainland enterprises in Hong Kong was also strengthened in the year. Following
the convergence of accounting and auditing standards between Hong Kong and Mainland China in 2007, the Hong Kong Institute
of Certified Public Accountants (HKICPA) and the Chinese Institute of Certified Public Accountants (CICPA) signed a joint
declaration in November to confirm the convergence of codes of ethics for professional accountants in the two markets. The joint
declaration also included a commitment to maintain convergence with international ethical standards.
As for RMB product development, the first RMB-denominated real estate investment trust (REIT) was listed on HKEx’s Main
Board in April and 9 RMB bonds were listed during the year. The market also saw the world’s first RMB-denominated Islamic
bonds in October, which were issued by Khazanah Nasional Bhd (Malaysia’s state investment company). The Chinese Gold &
Silver Exchange Society (CGSES) launched RMB Kilobar Gold in the same month, which was the first offshore RMB-denominated
spot gold contract in the world.
In respect of the international dimension of HKEx’s markets, HKEx signed MOUs with Taiwan Stock Exchange Corporation
(TWSE) in May and Kazakhstan’s Eurasian Trading System Commodity Exchange Joint Stock Company (ETS) in October; and
Hong Kong Securities Clearing Co Ltd (HKSCC) signed MOU with Taiwan Depository & Clearing Corporation (TDCC) in November.
HKEx announced in October the joint initiative with five exchanges from the BRICS emerging market bloc — BM&FBOVESPA
in Brazil, Moscow Interbank Currency Exchange (MICEX) in Russia (now being Open Joint Stock Company MICEX-RTS after its
merger with RTS Group), the National Stock Exchange (NSE) and BSE Ltd in India, and the Johannesburg Stock Exchange (JSE) in
South Africa — to form an alliance for cross-listing of index derivatives.
In 2011, there were four newly added acceptable overseas jurisdictions for the listings of overseas companies in the Exchange
— Alberta (in Canada), France, Guernsey and Delaware. A number of reputable foreign companies — Coach Inc (from the US),
Glencore International Plc (from Switzerland), Kazakhmys PLC (from England & Wales), PRADA S.p.A. (the first listing from Italy),
Samsonite International S.A. (from Luxembourg) and SBI Holdings Inc (from Japan) — were listed on the Exchange in the year; and
Melco Crown Entertainment Ltd was listed by way of introduction as the first NASDAQ-listed company listed on the Exchange.

Trading, clearing and settlement

In 2011, HKEx continued to enhance its market infrastructure.
In respect of trading facilities, the first phase of extension of trading hours took effect on 7 March 2011 with the trading
sessions extended by one hour through advancing the morning session by 30 minutes and shortening the lunch break by 30
minutes (Hong Kong index futures and options markets open 15 minutes earlier than the securities market). The second phase
would take effect on 5 March 2012 with the lunch break further shortened by 30 minutes so that the afternoon session opens
at 1:00 pm. The objectives of the extension of trading hours are to improve the price discovery function for Mainland-related
securities listed in Hong Kong by increasing the overlap of its trading hours with the Mainland exchanges’ trading hours as well as
enhancing the regional competitiveness of our market by narrowing the gaps between its trading hours and those of its regional
competitors.
In December, AMS/3.8, an upgrade to the securities market trading system (Automatic Order Matching and Execution System),
was successfully rolled out. The upgrade increased the trading system’s processing capacity by about 10-fold to 30,000 orders
per second, scalable to 150,000 orders per second, and reduced latency to 2 milliseconds on an average trading day, about 70
times faster than before. The one-time throttle charge was reduced by half to HK$50,000. In addition, market transparency was
improved as AMS/3.8 displays the 10 best price levels compared to the five best price levels in AMS/3.5.
In respect of clearing and settlement, HKEx launched the T+2 Finality for CCASS money settlement in July 2011, which
reduces the overnight credit risk of Participants and aligns the money settlement arrangement in Hong Kong with the international
best practices by bringing finality of securities and money settlement onto the same day.
In the same month, HKEx published a consultation paper “HKEx Clearing House Risk Management Reform Measures” to
propose several major risk management reform measures which aim to fundamentally strengthen HKEx’s clearing house risk
management regime, address certain identified gaps relative to international standards, and contribute to the long-term stability
and competitiveness of Hong Kong as an international financial centre. The key proposals are to (i) introduce a standard margin
system and a Dynamic Guarantee Fund at HKSCC; (ii) revise certain price movement assumptions in the clearing houses’ stress
testing; (iii) revise the counterparty default assumption in the stress testing; and (iv) revise the collateral assumptions at HKFE
Clearing Corporation Ltd (HKCC) and The SEHK Options Clearing House Ltd (SEOCH). The proposals also include various
measures of financial support from HKEx to reduce the impact on Clearing Participants. As part of the overall strengthening of its
risk management regime, HKEx also increased the amount of its shareholders’ funds set aside to support the clearing houses’
financial resources from HK$3.1 billion to HK$4 billion in 2011.
The RMB Equity Trading Support Facility (TSF) system which supports the trading of any RMB stocks on the Exchange was
operationally ready in October 2011. TSF is designed to serve as a back-up facility to enable investors who wish to buy RMB-
traded shares in the secondary market with HKD if they do not have sufficient RMB or have difficulty in obtaining RMB from other
channels.
In respect of information services to support trading, the Basic Market Prices (BMP) service was launched on 1 April 2011 to
enhance market transparency and raise the profile of the Hong Kong securities and derivatives market. Under the BMP service,
HKEx provides basic cash and derivatives market data to service providers at a flat monthly fee. Following the review of the
discount programme for Mainland users of HKEx’s real-time securities market data (which was originally due to expire at the end
of 2011), the discounted monthly fees of HK$80 for retail clients and HK$120 for corporate clients will continue until the end of
2012. A derivatives data package without price depth will continue to be offered together with the securities data package free of
charge under the discount programme.
In October, the ETF section on the HKEx website was enhanced to promote HKEx’s ETF market. New features include an ETF
search engine which allows investors and other participants to search and compare ETFs, and new functionalities which enable
investors to find actively traded ETFs, browse daily/monthly statistics and view other useful reference information.

On 10 August 2011, the service of the HKExnews website, where HKEx publishes regulatory disclosures submitted by issuers,

was temporarily disrupted under malicious hacking attacks. During the incident, HKEx’s other systems, including those for trading
and clearing, were not affected. Trading in the securities and derivatives markets remained normal. To counter the malicious
hacking attacks, HKEx took a number of immediate measures, including technical measures to enhance protection of its Internet
infrastructure and fallback facilities for contingencies. The latter included the fallback Bulletin Board service and an additional
bulletin board on a different technology infrastructure as a further backup. Furthermore, HKEx made clarifications on the trading
arrangements in the unlikely event that its information dissemination system is disrupted. The general policy is that suspension of
trading may be required if listed issuers announce price sensitive information which is not properly disseminated in the market due
to interruption of the services of HKEx’s information dissemination system. Over the long term, HKEx will explore the feasibility of
a trading halt policy that would allow publication of price sensitive announcements during trading hours with a short trading halt
in shares of the issuer. Any changes would involve consultations with the Listing Committee, the SFC and the market, taking into
account any potential improvements in information dissemination.
Main Board equities
There were 1,326 listed companies on the Main Board by the end of 2011 (1,244 in 2010), with a total market capitalisation of
HK$17,452.7 billion, a 17% decrease from HK$20,942.3 billion of 2010. Among the listed companies on the Main Board, 576
(43%) were Mainland enterprises –– 139 H-share companies, 102 red-chip companies and 335 non H-share Mainland private
enterprises (NHMPEs). They had a year-end market capitalisation of HK$4,096.7 billion, HK$3,999.1 billion and HK1,590.7 billion
respectively, and constituting a total of 56% of the Main Board market capitalisation. During the year, 88 companies were newly
listed on the Main Board. Excluding 12 companies transferred from GEM and 8 companies listed by way of introduction, the 68
newly listed companies with share offerings (including 12 H-share companies) raised a total of HK$258.5 billion of new capital.
During the year, the market saw the first listing of a business trust in Hong Kong — HKT Trust in November, and the first listing of a
US-incorporated company in Hong Kong — Coach Inc in the form of Hong Kong depositary receipts (HDRs) in December.
At the end of 2011, the HSI recorded a year-on-year decrease of 20% to close at 18,434 points. The S&P/HKEx LargeCap Index
closed at 22,252 points (a year-on-year decrease of 19%). Among the four sectors of the HSI, the sectors of finance, properties
and commerce & industry dropped by 26%, 24% and 14% respectively from their previous year-end levels while the utilities sector
rose by 9%.
The total turnover of Main Board equities was HK$12,006.0 billion in 2011, down 2% from total equity turnover in 2010. Equity
turnover constituted 70% of the total turnover of all securities on the Main Board, down from 72% in 2010.
Equity warrants
There were 7 equity warrants newly issued on the Main Board in 2011 with a premium of HK$25.57 million, compared to 12 equity
warrants issued in 2010 with a premium of HK$26.03 million. At the end of 2011, the Main Board had 13 listed equity warrants with
an annual turnover value of HK$923.93 million, a decrease of 48% from the previous year.
On GEM, one equity warrant was newly listed in 2011 with a premium of HK$8 million, making the number of equity warrant
listings to two at the year-end. The annual turnover value of equity warrants on GEM in 2011 was HK$4 million.
Debt securities
The year-end number of listed debt securities on the Main Board in 2011 was 192, compared to 169 in 2010. The total turnover of
debt securities in 2011 was HK$843.27 million, a tremendous surge from only HK$1.58 million in 2010. A total of 50 debt securities
were newly listed during the year (38 in 2010), raising new funds of HK$152.5 billion (9% more than that in 2010). In July, a new
type of debt securities — iBonds, a type of inflation-protected retail bond issued by the Hong Kong Government — was listed, with
an issue size of HK$10 billion. The iBonds recorded a total turnover of HK$840.33 million, constituting 99.7% of total turnover of
debt securities in the year.

Unit trusts and mutual funds (including ETFs and REITs)

At the end of 2011, there were 88 listed unit trusts/mutual funds on the Main Board, compared with 79 at the end of 2010. Among
them, there were 77 ETFs and nine real estate investment trusts (REITs). The annual turnover value of this segment decreased
by 7% to HK$601.3 billion, of which HK$545.3 billion (91%) and HK$55.5 billion (9%) were contributed by ETFs and REITs
respectively. The total turnover in this segment constituted 4% of the total turnover of all securities on the Main Board (similar to its
contribution in 2010). In 2011, the ETF segment had an average daily turnover of HK$2.2 billion, 3% of the Main Board’s average
daily turnover.
In 2011, there were two new ETF managers on the securities market of HKEx — CMS Asset Management (HK) Co Ltd and Mirae
Asset Global Investments (Hong Kong) Ltd. This brought the number of ETF managers to 15.
There were 9 newly listed unit trusts/mutual funds in 2011, comprising 8 ETFs and one REIT. The newly listed REIT was the first
RMB-denominated REIT listed in Hong Kong — Hui Xian REIT listed in April. It was also the first RMB-denominated IPO outside
Mainland China.
Structured products (Derivative Warrants and Callable Bull/Bear Contracts (CBBC))
In 2011, 6,917 derivative warrants were newly listed (7,826 in 2010) on the Main Board, with a total notional amount of HK$273.3
billion (down 17% from HK$328.1 billion in 2010). The year-end number of listed derivative warrants was 4,027. The total turnover
value of derivative warrants for the year was HK$2,629.9 billion (down 2% from 2010), accounting for 15% of the total turnover of
all securities on the Main Board (down from 16% in 2010).
The number of newly listed CBBCs in 2011 was 5,334 (6,541 in 2010), with a total notional amount of HK$310.7 billion (down 14%
from HK$360.1 billion in 2010). The year-end number of listed CBBCs on the Main Board was 901. In 2011, the total turnover value
of CBBCs increased year-on-year by 27% to HK$1,852.1 billion, which was 11% of the total turnover of all securities on the Main
Board compared with 9% in 2010.
In aggregate, derivative warrants and CBBCs contributed 26% of total turnover value of all securities on the Main Board in 2011,
compared with 24% in 2010.
Growth Enterprise Market (GEM)
At the end of 2011, there were 170 listed companies on GEM (169 in 2010) with a total market capitalisation of HK$84.6 billion, a
decrease of 37% from HK$134.7 billion as at the previous year-end. Among these companies, 64 (38%) were Mainland enterprises
— 29 H-share companies, 5 red-chip companies and 30 NHMPEs. They had a year-end market capitalisation of HK$4.6 billion,
HK$3.4 billion and HK$29.3 billion respectively, constituting in total 44% of the GEM market capitalisation. There were 13 newly
listed companies on GEM in 2011, raising capital of HK$1.3 billion. The total turnover value on GEM in 2011 was HK$63.0 billion,
down 53% from the previous year.
The number of companies transferring from GEM to the Main Board during 2011 was 12, the same as in 2010.
Trading-only market
At the end of 2011, two ETFs and seven Nasdaq stocks were quoted on the trading-only market, unchanged since 2001.
Turnover was HK$0.52 million in 2011 compared to HK$2.02 million in 2010.

DERIVATIVES MARKET

Market and product development
In 2011, HKEx took initiatives to enhance HKEx’s derivatives trading facilities.
On 21 February 2011, the real-time HSI Volatility Index (VHSI) was launched by HSI Co as a stock market volatility benchmark for
Hong Kong. HKEx introduced VHSI Futures for trading on 20 February 2012, which is an innovative tool for investors in hedging
volatility risk or obtain pure volatility exposure with a single futures contract.
HKEx has enhanced its derivatives trading and clearing systems to support RMB-settled futures and options in June 2011.
HKEx also obtained regulatory approval of the rule amendments for the introduction of RMB-denominated stock options based on
RMB-denominated underlying stocks listed on the SEHK.
HKEx introduced several system enhancements on HKATS to promote options business in its derivatives market in 2011,
including extension of Bulletin Board function to cover futures and options on Mini-HSI and H-shares index markets in May 2011,
introduction of synthetic futures trading in selected stock option classes on 9 May 2011 that allows investors to execute call/
put trades simultaneously and manage the delta exposure of their options portfolios, and enrichment of trading information on
standard combination series in December 2011.
Two additional December contract months of HSI and HSCEI Dividend Point Index Futures were introduced for trading from 12
September 2011, which cover maturities up to a maximum of 5 years enabling Participants and their clients to manage longer term
dividend exposure.
Trading of new stock option classes on the following underlying stocks commenced on 21 November 2011 — China National
Building Material Company Limited (3323), Anhui Conch Cement Company Limited (914) and Belle International Holdings Limited
(1880).
The HKEx Board approved the proposal on the introduction of after-hours futures trading and the consultation conclusion was
published on 15 December 2011. The proposal obtained substantial market support and HKEx planned to launch the after-hours
trading of HSI futures, H-shares Index futures and gold futures in the second half of 2012.
Trading activities
The total trading volume of HKEx derivatives market in 2011 reached an all-time high of 140.49 million, up 21% from 2010. The
trading volumes of all types of equity futures and options (excluding the dividend point index futures launched in November 2010)
achieved record levels in 2011.
In the futures market, HSI futures remained the largest volume contributor in 2011 with a contribution of 45%. This product had
a total trading volume of 23.09 million contracts during the year (up 10% from 2010) and a year-end open interest of 86,409
contracts. The second largest volume contributor was the H-shares Index futures which had a 30% contribution. The product
traded 15.00 million contracts in 2011 (up 21% from 2010) and had a year-end open interest of 106,277 contracts. Mini-HSI
futures, the third largest contributor (20% of total futures volume), had a trading volume of 10.29 million contracts in 2011, up 24%
from 2010. The year-on-year growth of Mini H-shares Index futures and stock futures (86% for both, to 1.85 million contracts and
0.44 million contracts respectively) was the biggest among all equity futures. The HSI Dividend Point Index Futures and HSCEI
Dividend Point Index Futures recorded a trading volume of 11,196 contracts and 53,054 contracts respectively in 2011. There were
38 stock futures classes at the end of 2011, same as that of 2010.

Total options trading volume in 2011 increased year-on-year by 23% to reach an all-time high of 89.75 million contracts. Annual

trading volume all types of options (excluding flexible options) attained new record highs. Stock options had an annual trading
volume increase of 22% to 74.33 million contracts in 2011, contributing 83% of the total options volume and 53% of total futures
and options volume. The year-end stock options open interest was 5.33 million contracts, down 1% from the previous year. The
number of stock option classes at the end of 2011 was 60, compared to 57 at the end of 2010. The total premium of stock options
trading for 2011 was HK$72.5 billion, an increase of 30% from 2010.
In 2011, HSI options, Mini-HSI options and H-shares Index options recorded an annual trading volume of 10.67 million contracts
(up 25%), 0.95 million contracts (up 98%) and 3.77 million contracts (up 30%) respectively. Flexible index options on the HSI and
the H-shares Index, which were launched in February 2010, recorded trading volumes of 9,260 contracts and 23,510 contracts in
the year respectively.
The trading of non-equity derivative products — gold futures, HIBOR futures and Exchange Fund Note futures — remained low in
2011, contributing in aggregate less than 0.01% of total futures and options volume.

Major Events of the Hong Kong Securities and Derivatives Markets 2011
Month Event
February Starting 1 February, brokers are required by the Securities and Futures Commission (SFC) to flag trades
concluded on their internal crossing systems on reporting to HKEx. The SFC would obtain this information
from HKEx to enhance the monitoring of these alternative trading venues (also known as dark pools).
On 11 February, the Financial Services and the Treasury Bureau (FSTB) and the SFC published their respective
consultation conclusions regarding implementation of a statutory regime for listed companies’ disclosure
of price sensitive information (PSI). Subsequently in June, the SFC published its revised draft Guidelines on
Disclosure of Information and the FSTB introduced a Bill to the Legislative Council for legislation of the regime.
On 21 February, Hang Seng Indexes Co Ltd (HSI Co Ltd) started real-time calculation and dissemination of the
HSI Volatility Index VHSI.
March On 7 March, HKEx extended the trading hours of the securities market by one hour, with the lunch break
shortened to 1.5 hours. The trading hours of the derivatives market were also adjusted accordingly.
April On 1 April, HKEx launched the Basic Market Prices (BMP) Service, a revamped market data service with
broader service scope and delivery channels (e.g. websites and mobile phones) for investors.
On 14 April, SBI Holdings, Inc became the first Japan-incorporated company to list Hong Kong Depositary
Receipts on SEHK.
On 29 April, Hui Xian Real Estate Investment Trust (REIT) was listed as the first Renminbi (RMB)-denominated
fund product on the Stock Exchange of Hong Kong (SEHK) and the first RMB initial public offering (IPO)
outside Mainland China.
May On 3 May, HKEx launched the Structured Products Integrated Transaction System (SPRINTS) for automating
and streamlining the processing of listing applications of structured products.
On 9 May, HKEx launched a standard combination trading function in its stock options market to allow
investors to use synthetic futures trading strategy.
On 13 May, the Securities and Futures and Companies Legislation (Structured Products Amendment)
Ordinance 2011 took effect to transfer the regulation of public offers of structured products in the form of
shares or debentures from the prospectus regime of the Companies Ordinance to the regime under the
Securities and Futures Ordinance (SFO).
On 25 May, Glencore International plc became the first company headquartered in Switzerland to list on SEHK.

Month Event
June On 1 June, the new regulatory regime governing credit rating agencies (CRAs) operating in Hong Kong took
effect, requiring CRAs and their rating analysts to obtain license from the SFC.
On 20 June, Listing Rules amendments took effect to prevent shares from trading ex-entitlement before
shareholder approval.
On 22 June, HKEx presented two possible listing models to facilitate the listing and trading of RMB shares on
the SEHK — Single-Tranche-Single-Counter or Dual-Tranche-Dual-Counter.
On 24 June, Prada SpA became the first Italy-incorporated company listed on SEHK.
On 25 June, a new regulatory regime took effect to strengthen the disclosure of information to investors in the
offering of SFC-authorised funds and investment-linked assurance schemes marketed in Hong Kong.
On 27 June, the Treasury Markets Association (TMA) launched the fixing of spot US dollars against RMB in
Hong Kong as a benchmark for the market exchange rates of US dollars against offshore RMB in Hong Kong.
On 29 June, Kazakhmys PLC became the first company from Kazakhstan listed on SEHK.
July On 25 July, HKEx implemented the T+2 Finality arrangement for securities market money settlement in the
Central Clearing and Settlement System (CCASS) to reduce the overnight credit risks faced by Hong Kong
Securities Clearing Co Ltd (HKSCC) and its participants.
On 29 July, iBonds (inflation-linked retail bonds) issued by the Hong Kong Government of HK$10 billion were
listed on the SEHK.
August On 10 August, the HKExnews website (HKEx’s designated website for disseminating issuer information) was
disrupted by outside hacking attacks. After this incident, HKEx launched a series of precautionary measures
to ensure investors’ access to issuer information, including new online bulletin boards, and clarified trading
arrangements upon system disruption.
On 17 August, Vice Premier Li Ke-qiang announced a series of policies to promote economic cooperation
between the Mainland and Hong Kong and the internationalisation of RMB. These included: (i) introducing
Mainland exchange-traded funds (ETFs) on Hong Kong stocks; (ii) developing channels to facilitate the cycling
of RMB between Hong Kong and the Mainland; and (iii) the RMB Qualified Foreign Institutional Investor (RQFII)
scheme.
On 18 August, HKEx, the Shanghai Stock Exchange (SHSE) and the Shenzhen Stock Exchange (SZSE) agreed
in principle to discuss a potential joint venture on areas of equity derivative products and index compilation.
On 29 August, the SFC introduced new measures to enhance the collateral level and transparency of synthetic
ETFs.

Month Event
September On 5 September, HSI Co Ltd launched the Hang Seng Corporate Sustainability Benchmark Index, Hang Seng
(China A) Corporate Sustainability Benchmark Index, Hang Seng Foreign Companies Composite Index and
Hang Seng Global Composite Index.
On 5 September, HKEx released guidelines on RMB-denominated follow-on offerings to enable listed

companies to raise RMB funds by share placements and rights issues/open offers.
On 12 September, two additional December contract months of HSI and HSCEI Dividend Point Index Futures
were introduced for trading, which cover maturities up to a maximum of 5 years enabling Participants and their
clients to manage longer term dividend exposure.
October On 12 October, HKEx announced a joint initiative to form an alliance with five other exchanges from the BRICS
emerging market bloc (Brazil, Russia, India and South Africa in addition to China) – BM&FBOVESPA, Moscow
Interbank Currency Exchange (now being Open Joint Stock Company MICEX-RTS after its merger with RTS
Group), the National Stock Exchange of India (NSE), BSE Ltd, and the Johannesburg Stock Exchange (JSE).
The first initiative was the cross-listing of their benchmark equity index derivatives.
On 17 October, the Hong Kong Monetary Authority (HKMA) and the SFC issued a joint consultation paper on
the proposed regulatory regime for Hong Kong’s over-the-counter (OTC) derivatives market, which required
centralised trade reporting and clearing of OTC derivatives transactions.
On 18 October, the SFC published consultation conclusions on the proposed short position reporting rules
and launched a new round of consultation on a revised proposal to require reporting on a net basis. Other
proposed rules would be implemented by the end of the first quarter of 2012.
On 20 October, the SFC and HKEx jointly published the consultation conclusions to streamline the property
valuation requirements for listing applicants and issuers. The proposed changes took effect in January 2012.
On 24 October, HKEx’s RMB Equity Trading Support Facility (TSF) system was operationally ready as a back-
up facility to prepare for the future trading of RMB stocks on the SEHK.
On 24 October, HKEx launched a series of issuer services, including “Know the Listed Companies” conference
series and Market Open Ceremonies, to boost the visibility of listed companies and improve communication
between listed companies and the investment community.
On 28 October, HKEx published consultation conclusions on its review of the Corporate Governance Code
and associated Listing Rules to promote corporate governance. Most of the proposed changes took effect in
January 2012 while the requirement for independent non-executive directors representing at least one-third of
the board is to be complied with by 31 December 2012.
On 31 October, amendments to Code of Conduct for Persons Licensed by or Registered with the SFC took
effect to expand the scope of conflict of interest requirements governing analysts responsible for investment
research.

Month Event
November On 7 November, the Hong Kong Institute of Certified Public Accountants (HKICPA) and the Chinese Institute
of Certified Public Accountants (CICPA) signed a joint declaration to confirm the convergence of the Mainland
and Hong Kong’s codes of ethics for professional accountants.
On 11 November, amendments to the Listing Rules took effect to facilitate the listing of debt issues that are for
professional investors only.
On 21 November, trading of new stock option classes on the following underlying stocks commenced ― China
National Building Material Company Limited (3323), Anhui Conch Cement Company Limited (914) and Belle
International Holdings Limited (1880).
On 22 November, the People’s Bank of China (PBOC) and the HKMA signed a renewed currency swap
agreement of RMB400 billion for a term of another three years to facilitate the development of Hong Kong’s
offshore RMB business.
On 29 November, HKT Trust was listed on the SEHK (in the form of stapled securities with the company, HKT
Ltd) as the first listed business trust in Hong Kong.
December On 1 December, Coach, Inc –RS became the first US-incorporated company to list Hong Kong Depositary
Receipts on SEHK.
On 5 December, HKEx upgraded the Third Generation Automatic Order Matching and Execution System
(AMS/3) to version 3.8. The system’s processing capacity was increased from 3,000 orders per second to
30,000 and the latency was reduced from 0.15 second to 2 milliseconds.
On 13 December, the RQFII scheme was formalised as the Mainland Government and the Hong Kong
Government signed Supplement VIII to the Mainland and Hong Kong Closer Economic Partnership
Arrangement (CEPA8).
On 15 December, HKEx published consultation conclusions on after-hours futures trading and decided to
launch after-hours trading for Hang Seng Index (HSI) futures, H-shares Index futures and gold futures in the
second half of 2012.
On 16 December, the Securities and Futures (Professional Investor) (Amendment) Rules 2011 took effect to
allow the use of alternative appropriate methods for qualifying an investor as a high-net-worth professional
investor.

Stock market highlights – Main Board
Market Highlights – Main Board

Year
2009 2010 2011
Listed securities (as at year end)

No. of listed companies 1,145 1,244 1,326
Domestic (1) 1,134 1,227 1,302
Foreign (2)
11 17 24
No. of listed securities 6,441 7,730 6,551
No. of new listed companies (3) 68 106 88
New listing companies 64 94 76
Transfer of listing from GEM 4 12 12
Total issued capital (HK$mil) 1,034,447.41 1,230,965.50 1,280,438.28
Total market capitalisation (HK$mil) 17,769,271.41 20,942,284.39 17,452,667.08
Equity funds raised (HK$mil) 637,733.82 845,486.12 482,834.30
Trading
No. of trading days 249 249 246
Total turnover value (HK$mil) (4)
Annual 15,439,486.88 17,076,412.14 17,091,116.87
Average daily 62,005.97 68,579.97 69,476.08
Total turnover volume (mil shs)
Annual 24,497,626.62 34,544,258.75 39,621,773.27
Average daily 98,384.04 138,731.96 161,064.12
Total number of trades (deals)
Annual 175,535,322 190,573,054 213,131,902
Average daily 704,961 765,354 866,390
Stock price indices

S&P/HKEx LargeCap Index (28 February 2003 = 10000)
High 26565.29 29488.04 29060.75
Low 14169.78 22345.53 19639.36
Year-end 25564.96 27392.78 22252.19
Hang Seng Index (31 July 1964 = 100)
High 22943.98 24964.37 24419.62
Low 11344.58 18985.50 16250.27
Year-end 21872.50 23035.45 18434.39
Market ratios (5)
Average dividend yield (%) 2.33 2.31 3.31

Average P/E ratio (times) 18.13 16.67 9.68
Average book value ratio (times) 1.91 1.99 1.41
Annual turnover velocity (%) 65.08 58.63 68.79
Number of Exchange participants 495 516 534
Notes:
(1) All PRC incorporated enterprises with H shares listed on the Exchange are included.
(2) A listed company would be counted as a foreign company if it is incorporated overseas and has a majority of its business outside Hong Kong
and PRC, and as a domestic company if otherwise.
(3) Figures includes the number of companies for transfer of listing from GEM.
(4) Turnover values have been adjusted for late reported and rejected sales.
(5) Calculations are based on year-end figures of all listed stocks.

Stock market highlights – Growth Enterprise Market (GEM)
Market Highlights – Growth Enterprise Market (GEM)

Year
2009 2010 2011

No. of listed companies 174 169 170
No. of listed securities 175 170 172
No. of new listed companies 5 7 13
Total issued capital (HK$mil) 9,071.91 9,148.21 9,088.52
Total market capitalisation (HK$mil) 105,036.43 134,674.08 84,589.06
Equity funds raised (HK$mil) 4,384.13 13,235.00 7,556.20
Trading
No. of trading days 249 249 246
Total turnover value (HK$mil) (1)
Annual 75,761.81 133,665.60 62,957.51
Average daily 304.26 536.81 255.92
Total turnover volume (mil shs)
Annual 296,240.90 446,921.79 285,503.28
Average daily 1,189.72 1,794.87 1,160.58
Annual 2,106,196 3,367,683 1,721,719
Average daily 8,459 13,525 6,999
Stock price indices

S&P/HKEx GEM Index (28 February 2003 = 1000)
High 731.28 897.33 824.10
Low 349.51 686.11 425.82
Year-end 677.01 810.52 474.80
Market ratios (2)

Average dividend yield (%) 0.77 0.95 0.52
Average P/E ratio (times) 38.98 31.10 22.16
Average book value ratio (times) 1.99 2.52 1.55
Annual turnover velocity (%) 72.13 99.23 74.42
Notes:
(2) Calculations are based on year-end figures of GEM stocks.

Stock market highlights – Main Board and GEM
Market Highlights – Main Board & GEM

Year
1999 2000 2001 2002 2003 2004 2005 2006 2007 2008 2009 2010 2011

No. of listed companies 708 790 867 978 1,037 1,096 1,135 1,173 1,241 1,261 1,319 1,413 1,496
Domestic (1) 695 779 857 968 1,027 1,086 1,126 1,165 1,232 1,251 1,308 1,396 1,472
Foreign (2) 13 11 10 10 10 10 9 8 9 10 11 17 24
No. of listed securities 1,212 1,349 1,189 1,586 1,785 2,176 2,649 3,383 6,092 5,831 6,616 7,900 6,723
No. of new listed companies (3) 38 90 88 117 73 70 67 62 84 49 73 113 101
New listing Companies 38 90 88 117 73 70 67 62 84 35 69 101 89
Transfer of listing from GEM – – – 2 6 2 2 2 4 18 4 12 12
Total issued capital (HK$bil) 225.87 288.92 328.63 387.34 409.08 441.06 712.75 901.10 963.89 980.56 1,043.52 1,240.11 1,289.53
Total market capitalisation (HK$bil) 4,734.76 4,862.44 3,946.31 3,611.32 5,547.85 6,695.89 8,179.94 13,337.71 20,697.54 10,298.75 17,874.31 21,076.96 17,537.26
Equity funds raised (HK$bil) 149.70 467.34 64.43 110.51 213.76 281.80 301.71 524.54 590.85 427.25 642.12 858.72 490.39
Initial public offers 17.14 132.12 25.71 51.98 59.14 97.16 165.65 333.85 292.44 65.98 248.23 449.48 259.79
Secondary market 132.56 335.22 38.71 58.53 154.62 184.64 136.06 190.69 298.41 361.27 393.89 409.24 230.60
Trading
No. of trading days 247 247 243 247 248 249 247 247 246 245 249 249 246
Total turnover value (HK$bil) (4)
Annual 1,919.55 3,131.85 1,989.50 1,643.05 2,583.83 3,974.11 4,520.43 8,376.31 21,665.53 17,652.80 15,515.25 17,210.08 17,154.07
Average daily 7.77 12.68 8.19 6.65 10.42 15.96 18.30 33.91 88.07 72.05 62.31 69.12 69.73
Total turnover volume (bil shs)
Annual 1,393.78 2,354.69 1,532.37 1,611.93 2,410.38 4,023.55 5,779.81 9,481.27 23,163.37 27,104.29 24,793.87 34,991.18 39,907.28
Average daily 5.64 9.53 6.31 6.53 9.72 16.16 23.40 38.39 94.16 110.63 99.57 140.53 162.22
Annual 23,063,257 36,871,325 24,123,635 20,536,648 28,803,397 37,243,835 36,956,081 64,077,041 151,585,525 141,394,810 177,641,518 193,940,737 214,853,621
Average daily 93,374 149,277 99,274 83,144 116,143 149,574 149,620 259,421 616,201 577,122 713,420 778,878 873,389
Trading by products (HK$bil)
Equities 1,776.78 2,944.41 1,860.43 1,515.26 2,304.81 3,422.93 3,609.92 6,466.94 16,670.57 12,683.92 11,639.95 12,411.31 12,068.96
Equity warrants 10.38 8.05 3.22 1.75 1.16 2.92 2.28 2.71 5.13 1.13 0.52 1.81 0.93
Derivative warrants 119.79 159.36 105.00 112.78 264.01 524.48 856.61 1,790.06 4,693.86 3,433.74 1,654.89 2,692.46 2,629.89
CBBC – – – – – – – 11.34 71.38 1,039.56 1,676.06 1,455.40 1,852.14
ELI – – – 0.33 0.48 0.24 0.00 – – – – – –
Debt securities 0.14 0.06 0.04 0.03 0.02 0.04 0.01 0.01 0.01 0.01 0.00 0.00 0.84
Unit trusts and mutual funds 12.45 19.97 20.81 12.91 13.34 23.50 51.61 105.26 224.58 494.45 543.81 649.09 601.32
ETFs 12.45 19.97 20.81 12.91 13.34 23.50 20.70 57.82 160.57 441.10 499.69 604.46 545.30
REITs – – – – – – 30.91 47.44 51.50 51.49 43.08 43.89 55.52
Others 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 12.52 1.85 1.05 0.74 0.50
Market ratios (5)

Average dividend yield (%) 2.20 1.99 2.89 3.36 2.92 2.83 2.87 2.19 2.20 5.37 2.32 2.30 3.30
Average P/E ratio (times) 26.77 12.95 12.30 14.98 19.08 18.80 15.61 17.39 22.56 7.27 18.19 16.72 9.71
Average book value ratio (times) 2.16 1.81 1.35 1.11 1.68 1.89 1.93 2.52 2.81 1.17 1.91 2.00 1.41
Annual turnover velocity (%) 37.53 60.55 47.14 41.96 41.54 51.12 44.13 48.49 80.54 123.16 65.12 58.89 68.82
Notes:
(1) All PRC incorporated enterprises with H shares listed on the Exchange are included.
(2) A listed company would be counted as a foreign company if it is incorporated overseas and has a majority of its business outside Hong Kong
and PRC, and as a domestic company if otherwise.
(3) Figures includes the number of companies for transfer of listing from GEM.
(5) Calculations are based on year-end figures of all listed stocks.

Market Highlights – Derivatives market highlights
Market Highlights – Derivatives Market Highlights

Year
2009 2010 2011
All futures and options products (excluding stock options)

No. of trading days 247.5 248 245.5
Contract volume 51,098,362 54,928,730 66,168,404
Equity index products 50,817,046 54,682,760 65,720,015
Equity products 271,766 239,259 444,014
Interest rates products 2,777 1,069 659
Gold Futures 6,773 5,642 3,716
Average daily 206,458 221,487 269,525
Open interest at the year end 455,898 505,187 607,304

Equity index products 451,269 493,321 595,978
Equity products 4,407 11,514 11,277
Interest rates products 103 267 49
Gold Futures 119 85 –
Stock options
No. of stock options classes at the year end 51 57 60
No. of stock options series at the year end 6,806 11,510 15,450
No. of newly introduced stock options classes 6 6 3
No. of trading days 247.5 248 245.5

Contract volume
Annual total 47,439,896 61,125,647 74,325,068
Average daily 191,676 246,474 302,750
Premium (HK$ Mil.)
Annual total 74,639 55,584 72,482
Average daily 302 224 295
Number of trades
Annual total 1,612,285 2,169,322 2,964,696
Average daily 6,514 8,747 12,076
Open interest at the year end 3,848,117 5,381,215 5,329,494
Contracts exercised 6,413,688 5,940,535 8,310,452
Average premium per contract (HK$) 1,573 909 975
Average contract per trade (contracts) 29 28 25
No. of market makers 26 30 32
Put volume/call volume 1.21 1.25 1.25

Average daily contract volume/open interest 5.0% 4.6% 5.7%
All futures and options products

Contract volume 98,538,258 116,054,377 140,493,472
Open interest at the year end 4,304,015 5,886,402 5,936,798

Market Highlights – Clearing and Settlement
Market Highlights – Clearing and Settlement
Year
2009 2010 2011
CCASS Statistics
Average Daily Exchange Trades Handled by CCASS
– Number of trades 713,419 778,877 873,654
– Value of trades (HK$bil.) 62.3 69.1 69.8
– Share quantity Involved (bil. shs) 99.6 140.5 162.2
Average Daily Settlement Instructions (“SIs”) Settled by CCASS

– Number of SIs 69,666 80,163 83,833
– Value of SIs (HK$bil.) 164.1 187.9 211.2
– Share quantity involved (bil. shs) 40.6 47.2 47.8
Average Daily Investor SIs (“ISIs”) Settled by CCASS

– Number of ISIs 560 574 469
– Value of ISIs (HK$mil.) 291.8 273.0 261.1
– Share quantity involved (mil. shs) 111.7 117.3 123.7
Average Daily Settlement Efficiency of CNS Stock Positions

on Due Day (T+2) (%) 99.85 99.87 99.88
Average Daily Settlement Efficiency of CNS Stock Positions

on the Day following the Due Day (T+3) (%) 99.99 99.99 99.99
Average Daily Buy-ins Executed on T+3

– Number of brokers involved 8 8 6
– Number of buy-ins 9 9 7
– Value of buy-ins (HK$mil) 3.4 3.1 2.4
Shares Deposited in the CCASS Depository

– Number of shares (bil. shs) 3,286.6 3,834.1 3,694.2
– Percentage of total issued shares of the admitted securities 70.93 71.80 70.17
– Value of shares (HK$bil) 9,245.1 11,294.5 9,599.9
– Percentage of the total market capitalisation of the admitted securities 49.19 49.57 50.23
DCASS Statistics 2009 2010 2011

Open Interest as at the year end (contracts)
– Equity Index Futures 147,968 195,184 238,065
– Stock Futures 4,407 11,514 11,277
– Gold Futures 119 85 -
– Interest Rates Futures 103 267 49
– Equity Index Options 303,301 298,137 357,913
– Stock Options 3,848,117 5,381,215 5,329,494
Cumulative Stock Options Exercised

– Share quantity involved (mil. shs) 5,171 5,121 8,045
– Value of shares (HK$bil.) 105 102 150
Note: Figures for 2009-2010 have been restated to include transactions in all currencies.

S&P/HKEx LargeCap Index, weekly movement (1998 – 2011)
Securities Market – Main Board Market Indices

Index 38585.09
(30/10/07)
40000
33684.66
(09/01/08) 29488.04
32000 (08/11/10)
26565.29
24446.59 (18/11/09)
(28/12/06)
24000 19309.74
(28/03/00) 17775.07
15244.34 (15/08/05) 21912.46
(27/02/04) (05/03/07) 19639.36
12007.69 13235.62
16000 (25/03/98) (17/05/02) (04/10/11)
17687.55
(14/06/06)
13569.03
11911.16
(27/10/08)
8000 9835.09 9155.30 (17/05/04)
6560.15 (21/09/01) (25/04/03)
(13/08/98)
0
HK$Mil
900,000
Weekly Turnover Value 833,120.32
800,000
700,000
600,000
500,000
400,000
300,000
200,000
100,000
0
1998 1999 2000 2001 2002 2003 2004 2005 2006 2007 2008 2009 2010 2011
Hang Seng Index, monthly movement (1964 – 2011)

Index
33000 31638.22
(30/10/07)
30000
27000 24964.37
(08/11/10)
24000
21000
18301.69
INDEX (31/07/1964=100) (28/03/00)
16673.27
18000
(07/08/97)
16250.27
15000 (04/10/11)
12201.09
(04/01/94)
12000
11015.84
9000 (27/10/08)
8409.01
6000 6967.93 (25/04/03)
3949.73 6660.42
(23/01/95) (13/08/98)
(01/10/87)
1774.96
(09/03/73) 1810.20
3000
(17/07/81)
150.11
(10/12/74) 1894.94
0 (07/12/87)
64 65 66 67 68 69 70 71 72 73 74 75 76 77 78 79 80 81 82 83 84 85 86 87 88 89 90 91 92 93 94 95 96 97 98 99 00 01 02 03 04 05 06 07 08 09 10 11

S&P/HKEx LargeCap Index, daily closing (2011)

28 February 2003 = 10000
Date Jan Feb Mar Apr May Jun Jul Aug Sep Oct Nov Dec
1 – 28008.76 27973.91 28374.78 – 28113.83 – 26958.19 24528.07 – 23332.52 22962.97
2 – 28518.31 27540.91 – – 27726.93 – 26671.68 24096.73 – 23793.88 23023.88
3 27869.21 – 27609.13 – 28128.84 27361.52 – 26164.61 – 20320.41 23228.37 –
4 28136.12 – 27945.88 28799.78 27742.50 – 27122.04 26031.97 – 19639.36 23969.06 –
5 28241.73 – – – 27654.49 – 27067.44 24952.01 23351.50 – – 23171.82
6 28263.77 – – 28945.00 27537.76 – 26783.61 – 23517.56 20705.94 – 22928.53
7 28122.37 28099.43 27838.55 28920.09 – 27264.00 26784.57 – 23930.14 21318.02 23762.12 23290.97
8 – 28044.48 28318.13 29053.44 – 27030.89 27021.25 24354.74 23801.85 – 23761.87 23112.89
9 – 27696.97 28430.40 – 27721.87 26962.99 – 22919.84 23794.34 – 24151.02 22475.00
10 27962.07 27130.60 28198.03 – – 26724.41 – 23497.01 – 21330.24 22896.07 –
11 28244.91 27300.92 27762.36 28948.32 27683.58 – 26572.68 23268.26 – 21840.91 23121.55 –
12 28675.67 – – 28530.50 27454.03 – 25798.95 23259.24 22841.00 22067.45 – 22446.54
13 28840.86 – – 28717.52 27681.03 26842.33 26104.27 – – 22527.86 – 22312.33
14 28898.44 27611.81 27898.26 28542.00 – 26832.56 26146.10 – 22947.15 22248.00 23553.75 22178.10
15 – 27330.26 27115.79 28541.37 – 26687.74 26109.52 24073.95 23126.20 – 23369.44 21761.04
16 – 27677.20 27128.25 – 27303.52 26249.26 – 23973.52 23451.24 – 22912.60 22017.14
17 28749.14 27837.41 26604.95 – 27233.89 25920.23 – 24039.45 – 22671.09 22762.88 –
18 28726.49 28174.11 26557.55 28331.73 27355.41 – 26035.29 23711.07 – 21760.11 22383.92 –
19 29060.75 – – 27996.70 27541.54 – 26148.00 23006.18 22835.41 22057.97 – 21797.61
20 28572.36 – – 28455.47 27578.24 25793.87 26252.04 – 22996.65 21667.35 – 21826.57
21 28417.93 28057.38 27028.10 28750.83 – 26057.27 26252.72 – 22768.75 21697.43 22088.68 22220.98
22 – 27482.05 27253.21 – – 26045.71 26804.88 23207.31 21657.15 – 22143.60 22153.97
23 – 27378.55 27239.66 – 27010.06 25910.17 – 23706.49 21312.86 – 21666.44 22452.43
24 28353.18 27015.79 27368.95 – 27029.22 26416.53 – 23162.68 – 22561.63 21762.43 –
25 28335.66 27505.73 27628.94 – 27066.79 – 26603.10 23536.97 – 22811.34 21459.46 –
26 28399.63 – – 28607.28 27239.13 – 26930.77 23325.29 20990.49 22935.96 – –
27 28334.18 – – 28463.43 27514.28 26263.55 26871.89 – 21876.39 23674.08 – –
28 28161.76 27880.82 27457.09 28331.98 – 26286.06 26895.45 – 21714.28 24062.26 21860.24 22341.47
29 – – 27474.84 28237.79 – 26271.07 26731.84 23694.04 – – 22075.98 22214.40
30 – – 27951.19 – 27591.91 26685.63 – 24057.58 21233.24 – 21762.00 22252.19
31 27969.05 – 28034.90 – 28186.80 – – 24451.72 – 23916.41 – –
High 29060.75 28518.31 28430.40 29053.44 28186.80 28113.83 27122.04 26958.19 24528.07 24062.26 24151.02 23290.97
Low 27869.21 27015.79 26557.55 27996.70 27010.06 25793.87 25798.95 22919.84 20990.49 19639.36 21459.46 21761.04
Avg 28396.92 27708.37 27580.83 28586.00 27512.74 26640.31 26551.82 24174.95 22838.55 22090.69 22809.90 22447.04
S&P/HKEx LargeCap Index, daily movement (2011)

Index
30000
29060.75
(19/01)
28800
27600
26400
25200
24000
22800
21600
20400
19639.36
19200
(04/10)
18000
01/11 02/11 03/11 04/11 05/11 06/11 07/11 08/11 09/11 10/11 11/11 12/11
Daily Movement 10 MAV 50 MAV

Hang Seng Index, daily closing (2011)

31 July 1964 = 100
1 – 23482.95 23396.42 23801.90 – 23626.43 – 22663.37 20585.33 – 19369.96 19002.26
2 – 23908.96 23048.66 – – 23253.84 – 22421.46 20212.91 – 19733.71 19040.39
3 23436.05 – 23122.42 – 23633.25 22949.56 – 21992.72 – 16822.15 19242.50 –
4 23668.48 – 23408.86 24150.58 23315.24 – 22770.47 21884.74 – 16250.27 19842.79 –
5 23757.82 – – – 23261.61 – 22747.95 20946.14 19616.40 – – 19179.69
6 23786.30 – – 24285.05 23159.14 – 22517.55 – 19710.50 17172.28 – 18942.23
7 23686.63 23553.59 23313.19 24281.80 – 22868.67 22530.18 – 20048.00 17707.01 19677.89 19240.58
8 – 23484.30 23711.70 24396.07 – 22661.63 22726.43 20490.57 19912.82 – 19678.47 19107.81
9 – 23164.03 23810.11 – 23336.00 22609.83 – 19330.70 19866.63 – 20014.43 18586.23
10 23527.26 22708.62 23614.89 – – 22420.37 – 19783.67 – 17711.06 18963.89 –
11 23760.34 22828.92 23249.78 24303.07 23291.80 – 22347.23 19595.14 – 18141.59 19137.17 –
12 24125.61 – – 23976.37 23073.76 – 21663.16 19620.01 19030.54 18329.46 – 18575.66
13 24238.98 – – 24135.03 23276.27 22508.08 21926.88 – – 18757.81 – 18447.17
14 24283.23 23121.06 23345.88 24014.00 – 22496.00 21940.20 – 19045.44 18501.79 19508.18 18354.43
15 – 22899.78 22678.25 24008.07 – 22343.77 21875.38 20260.10 19181.50 – 19348.44 18026.84
16 – 23156.97 22700.88 – 22960.63 21953.11 – 20212.08 19455.31 – 18960.90 18285.39
17 24156.97 23301.84 22284.43 – 22901.08 21695.26 – 20289.03 – 18873.99 18817.47 –
18 24153.98 23595.24 22300.23 23830.31 23011.14 – 21804.75 20016.27 – 18076.46 18491.23 –
19 24419.62 – – 23520.62 23163.38 – 21902.40 19399.92 18917.95 18309.22 – 18070.21
20 24003.70 – – 23896.10 23199.39 21599.51 22003.69 – 19014.80 17983.10 – 18080.20
21 23876.86 23485.42 22685.22 24138.31 – 21850.59 21987.29 – 18824.17 18025.72 18225.85 18416.45
22 – 22990.81 22857.90 – – 21859.97 22444.80 19486.87 17911.95 – 18251.59 18378.23
23 – 22906.90 22825.40 – 22711.02 21759.14 – 19875.53 17668.83 – 17864.43 18629.17
24 23801.78 22601.04 22915.28 – 22730.78 22171.95 – 19466.79 – 18771.82 17935.10 –
25 23788.83 23012.37 23158.67 – 22747.28 – 22293.29 19752.48 – 18968.20 17689.48 –
26 23843.24 – – 24007.38 22900.79 – 22572.08 19582.88 17407.80 19066.54 – –
27 23779.62 – – 23892.84 23118.07 22041.77 22541.69 – 18130.55 19688.70 – –
28 23617.02 23338.02 23068.19 23805.63 – 22061.78 22570.74 – 18011.06 20019.24 18037.81 18518.67
29 – – 23060.36 23720.81 – 22061.18 22440.25 19865.11 – – 18256.20 18397.92
30 – – 23451.43 – 23184.32 22398.10 – 20204.17 17592.41 – 17989.35 18434.39
31 23447.34 – 23527.52 – 23684.13 – – 20534.85 – 19864.87 – –
High 24419.62 23908.96 23810.11 24396.07 23684.13 23626.43 22770.47 22663.37 20585.33 20019.24 20014.43 19240.58
Low 23436.05 22601.04 22284.43 23520.62 22711.02 21599.51 21663.16 19330.70 17407.80 16250.27 17689.48 18026.84
Avg 23864.75 23196.71 23110.25 24009.11 23132.95 22342.41 22280.32 20333.68 19007.25 18352.06 18865.31 18585.70
Note: HSI is compiled by Hang Seng Indexes Company Limited
Hang Seng Index, daily movement (2011)

Index
26000
24419.62
24900 (19/01)
23800
22700
21600
20500
19400
18300
17200
16100 16520.27
(04/10)
15000
01/11 02/11 03/11 04/11 05/11 06/11 07/11 08/11 09/11 10/11 11/11 12/11

HSI Volatility Index, daily closing (2011)

Date Jan Feb* Mar Apr May Jun Jul Aug Sep Oct Nov Dec
1 – 16.55 17.35 16.87 – 16.87 – 18.67 30.19 – 35.34 28.74
2 – 16.85 16.64 – – 17.91 – 19.61 30.86 – 35.17 27.74
3 18.68 – 18.83 – 18.02 17.50 – 21.11 – 44.00 39.26 –
4 18.69 – 19.04 16.92 18.31 – 17.94 21.68 – 47.82 35.31 –
5 18.64 – – – 17.30 – 17.76 33.87 34.47 – – 28.34
6 18.40 – – 17.15 17.09 – 17.80 – 34.18 41.25 – 29.08
7 17.54 17.55 19.25 16.89 – 18.12 17.57 – 32.31 38.08 36.26 28.83
8 – 17.85 18.70 16.72 – 19.04 16.96 35.93 31.85 – 35.35 29.69
9 – 18.23 18.50 – 17.30 19.32 – 51.97 31.49 – 31.55 32.26
10 18.30 20.01 19.05 – – 19.41 – 42.71 – 36.48 38.18 –
11 17.65 19.02 20.43 17.14 17.14 – 17.15 42.20 – 38.40 35.06 –
12 16.71 – – 18.17 17.74 – 22.08 37.99 38.77 35.34 – 29.97
13 17.21 – – 18.21 17.23 19.49 20.99 – – 33.21 – 28.78
14 17.05 19.23 20.73 18.26 – 18.67 20.85 – 39.58 33.23 32.95 27.95
15 – 18.84 27.82 18.00 – 19.59 21.43 32.42 34.80 – 33.60 28.62
16 – 18.65 24.62 – 18.77 21.59 – 32.98 33.80 – 35.51 26.19
17 17.92 18.45 28.21 – 18.18 23.52 – 29.71 – 30.94 35.60 –
18 18.07 17.44 25.58 18.11 17.86 – 21.33 30.60 – 37.45 36.20 –
19 17.82 – – 16.85 17.34 – 20.21 40.18 36.23 35.78 – 28.24
20 17.72 – – 15.95 17.01 22.50 20.03 – 34.34 37.82 – 27.08
21 16.85 17.68 22.06 16.00 – 21.42 19.23 – 35.09 37.97 36.31 25.52
22 – 19.55 20.29 – – 20.47 17.31 37.01 41.58 – 34.52 24.00
23 – 19.43 19.35 – 19.32 21.04 – 38.63 43.70 – 35.55 23.63
24 17.33 21.71 19.29 – 18.99 19.08 – 40.56 – 35.38 35.74 –
25 16.90 19.64 18.47 – 19.15 – 18.60 39.43 – 34.96 36.10 –
26 16.57 – – 18.12 17.88 – 18.62 39.77 43.60 36.59 – –
27 16.95 – – 18.52 17.73 20.63 19.63 – 39.76 34.06 – –
28 16.19 18.73 18.99 18.13 – 20.71 19.67 – 40.68 31.89 32.57 24.73
29 – – 19.23 17.16 – 20.55 21.43 33.25 – – 30.63 24.97
30 – – 17.94 – 18.32 18.54 – 31.18 42.77 – 30.88 24.62
31 17.30 – 17.58 – 17.26 – – 27.90 – 32.10 – –
High 18.69 21.71 28.21 18.52 19.32 23.52 22.08 51.97 43.70 47.82 39.26 32.26
Low 16.19 16.55 16.64 15.95 17.01 16.87 16.96 18.67 30.19 30.94 30.63 23.63
Avg 17.55 18.63 20.35 17.40 17.90 19.81 19.33 33.89 36.50 36.64 34.89 27.45
Note: VHSI is compiled by Hang Seng Indexes Company Limited

*HSI Volatility Index is launched on 21 Feb 2011 and trace back to 2 Jan 2001
HSI Volatility Index, daily movement (2011)

Index
60000
55000 51.97
(09/08)
50000
45000
40000
35000
30000
25000
20000
15000 15.95
(20/04)
10000
01/11 02/11 03/11 04/11 05/11 06/11 07/11 08/11 09/11 10/11 11/11 12/11

Hang Seng China Enterprises Index, daily closing (2011)

3 January 2000 = 2000
1 – 12534.86 12620.31 13451.48 – 13232.39 – 12540.40 10922.53 – 10184.48 10281.99
2 – 12710.89 12507.02 – – 12976.86 – 12278.78 10664.45 – 10445.85 10350.51
3 12884.85 – 12658.18 – 13106.54 12750.66 – 12007.10 – 8408.26 10294.92 –
4 13016.37 – 12849.77 13586.70 12866.59 – 12873.60 11893.50 – 8102.58 10705.48 –
5 12994.41 – – – 12807.76 – 12842.39 11434.59 10299.17 – – 10412.96
6 12983.29 – – 13657.63 12848.82 – 12598.34 – 10347.04 8571.49 – 10258.54
7 12925.71 12454.07 12820.81 13647.79 – 12721.48 12640.34 – 10544.86 8887.53 10646.75 10485.05
8 – 12526.26 12990.80 13652.92 – 12581.55 12756.32 11113.45 10499.89 – 10686.02 10395.37
9 – 12278.60 13088.93 – 12934.47 12472.59 – 10426.07 10468.89 – 10917.70 10066.63
10 12806.59 12022.60 12992.50 – – 12380.81 – 10580.41 – 8869.55 10300.18 –
11 12918.07 12081.82 12752.01 13684.06 12962.33 – 12497.32 10502.73 – 9257.34 10430.07 –
12 13126.98 – – 13437.53 12795.95 – 12032.03 10452.64 9967.86 9455.84 – 10059.35
13 13182.59 – – 13566.46 12894.13 12432.84 12293.65 – – 9802.58 – 9957.15
14 13152.14 12398.05 12882.75 13481.73 – 12488.27 12327.21 – 9968.86 9584.83 10716.90 9888.15
15 – 12280.27 12551.96 13533.58 – 12397.60 12266.32 10944.17 10051.67 – 10637.86 9678.86
16 – 12437.23 12642.77 – 12676.79 12161.42 – 10946.64 10249.20 – 10332.09 9867.41
17 12938.05 12574.77 12457.68 – 12733.21 12045.05 – 10936.11 – 9853.34 10228.65 –
18 12967.20 12742.53 12427.92 13410.90 12870.83 – 12258.45 10718.46 – 9340.43 9957.40 –
19 13132.33 – – 13246.86 12935.59 – 12296.96 10277.38 9866.97 9449.14 – 9727.08
20 12845.49 – – 13492.38 12947.94 12009.33 12382.67 – 9916.23 9196.68 – 9740.01
21 12735.57 12651.38 12645.65 13659.35 – 12148.74 12322.25 – 9822.67 9219.73 9725.82 9950.71
22 – 12351.66 12783.20 – – 12148.94 12598.77 10245.80 9202.70 – 9745.35 9944.62
23 – 12251.61 12752.61 – 12624.16 12066.52 – 10578.96 9033.09 – 9476.15 10132.66
24 12596.43 12059.75 12831.94 – 12680.99 12436.74 – 10255.63 – 9717.65 9566.29 –
25 12562.05 12270.43 12975.54 – 12689.66 – 12440.64 10430.39 – 9860.98 9395.91 –
26 12649.97 – – 13558.41 12752.08 – 12604.68 10299.58 8735.40 10050.59 – –
27 12649.60 – – 13452.44 12960.82 12478.61 12587.66 – 9294.22 10565.76 – –
28 12565.56 12504.53 12894.47 13319.96 – 12486.79 12517.53 – 9277.49 10625.16 9609.86 9980.51
29 – – 12920.44 13208.71 – 12404.52 12373.64 10511.87 – – 9714.09 9944.58
30 – – 13162.00 – 13004.31 12576.68 – 10747.08 8917.36 – 9508.94 9936.48
31 12560.66 – 13315.84 – 13268.39 – – 10943.29 – 10512.99 – –
High 13182.59 12742.53 13315.84 13684.06 13268.39 13232.39 12873.60 12540.40 10922.53 10625.16 10917.70 10485.05
Low 12560.66 12022.60 12427.92 13208.71 12624.16 12009.33 12032.03 10245.80 8735.40 8102.58 9395.91 9678.86
Avg 12866.38 12396.18 12805.44 13502.72 12868.07 12447.54 12475.54 10915.87 9902.53 9466.62 10146.67 10052.93
Note: HSCEI is compiled by Hang Seng Indexes Company Limited
Hang Seng China Enterprises Index, daily movement (2011)

Index
15000
13684.06
14200 (11/04)
13400
12600
11800
11000
10200
9400
8600
7800 8102.58
(04/10)
7000
01/11 02/11 03/11 04/11 05/11 06/11 07/11 08/11 09/11 10/11 11/11 12/11

Hang Seng China-Affiliated Corporations Index, daily closing (2011)

3 January 2000 = 2000
1 – 4152.25 4071.10 4332.83 – 4319.77 – 4313.93 4052.55 – 3738.98 3832.27
2 – 4210.34 4030.29 – – 4243.78 – 4272.12 3994.05 – 3822.34 3825.24
3 4233.26 – 4056.01 – 4286.56 4194.48 – 4167.19 – 3186.19 3762.29 –
4 4303.12 – 4105.61 4393.00 4210.29 – 4293.47 4162.99 – 3097.49 3878.10 –
5 4291.12 – – – 4225.05 – 4322.31 3981.76 3849.18 – – 3841.41
6 4275.57 – – 4384.59 4199.08 – 4297.63 – 3855.47 3308.21 – 3741.29
7 4275.38 4137.15 4082.41 4392.19 – 4197.99 4296.03 – 3911.02 3417.72 3823.47 3789.84
8 – 4131.35 4136.35 4437.67 – 4151.54 4362.40 3874.74 3898.06 – 3798.32 3783.39
9 – 4058.21 4143.12 – 4257.57 4120.59 – 3712.45 3886.71 – 3884.36 3696.29
10 4225.05 3953.43 4118.13 – – 4093.57 – 3819.39 – 3393.77 3729.25 –
11 4231.20 3979.47 4041.69 4408.33 4285.72 – 4305.81 3783.79 – 3505.17 3760.45 –
12 4286.29 – – 4364.11 4211.20 – 4127.57 3785.87 3714.38 3549.03 – 3694.12
13 4266.83 – – 4404.30 4228.42 4105.44 4212.05 – – 3690.23 – 3663.47
14 4270.93 4070.14 4044.76 4405.59 – 4107.59 4219.87 – 3680.89 3570.92 3856.11 3653.66
15 – 4043.34 3946.51 4409.53 – 4105.82 4182.65 3920.58 3684.06 – 3827.90 3602.13
16 – 4064.62 3965.79 – 4163.70 4014.23 – 3941.29 3725.21 – 3763.80 3683.77
17 4234.01 4062.89 3897.08 – 4185.33 3957.19 – 3954.82 – 3684.05 3737.78 –
18 4229.76 4101.57 3957.06 4378.60 4217.34 – 4135.08 3894.53 – 3491.20 3646.90 –
19 4295.14 – – 4289.52 4264.91 – 4139.79 3778.70 3604.92 3519.43 – 3617.90
20 4227.86 – – 4384.94 4278.51 3937.81 4182.10 – 3578.78 3436.21 – 3587.01
21 4215.45 4091.30 4051.36 4447.98 – 3984.02 4172.44 – 3552.28 3460.21 3593.98 3679.53
22 – 3988.48 4126.48 – – 4000.00 4262.44 3686.19 3350.00 – 3595.69 3686.02
23 – 3959.80 4109.43 – 4191.29 3993.42 – 3775.12 3327.78 – 3516.92 3755.63
24 4179.65 3897.04 4117.16 – 4191.44 4082.84 – 3719.13 – 3614.00 3555.91 –
25 4195.50 3961.44 4163.18 – 4180.58 – 4221.26 3810.48 – 3680.88 3505.32 –
26 4211.10 – – 4395.10 4210.29 – 4276.19 3785.31 3254.81 3713.96 – –
27 4218.65 – – 4357.54 4260.70 4078.12 4297.81 – 3407.25 3852.42 – –
28 4168.97 3998.32 4147.20 4317.57 – 4101.77 4284.36 – 3478.30 3882.85 3602.60 3717.42
29 – – 4142.10 4309.11 – 4132.10 4255.93 3831.71 – – 3657.83 3673.85
30 – – 4195.66 – 4260.55 4192.08 – 3925.05 3391.13 – 3622.20 3682.18
31 4152.62 – 4244.39 – 4332.46 – – 4021.52 – 3842.70 – –
High 4303.12 4210.34 4244.39 4447.98 4332.46 4319.77 4362.40 4313.93 4052.55 3882.85 3884.36 3841.41
Low 4152.62 3897.04 3897.08 4289.52 4163.70 3937.81 4127.57 3686.19 3254.81 3097.49 3505.32 3587.01
Avg 4237.50 4047.84 4082.30 4378.47 4232.05 4100.67 4242.36 3909.51 3659.84 3544.83 3712.75 3710.32
Note: HSCCI is compiled by Hang Seng Indexes Company Limited
Hang Seng China-Affiliated Corporation Index, daily movement (2011)

Index
4500
4447.98
(21/04)
4350
4200
4050
3900
3750
3600
3450
3300
3150
3097.49
(04/10)
3000
01/11 02/11 03/11 04/11 05/11 06/11 07/11 08/11 09/11 10/11 11/11 12/11

Securities Market – Main Board Listing Statistics
Number of securities by type, 2007 – 2011
Year
Type 2007 2008 2009 2010 2011
Ordinary shares 1,049 1,088 1,146 1,245 1,327

Preference shares 2 2 2 3 3
Equity warrants 30 34 25 22 13
Derivative warrants 4,483 3,011 3,367 5,148 4,027
Equity linked instruments 0 0 0 0 0
Callable bull/bear contracts 131 1,314 1,692 1,064 901
Unit trusts/Mutual funds 26 33 52 79 88
– Exchange Traded Funds (ETFs) 17 24 43 69 77
– REITs 7 7 7 8 9
– Others 2 2 2 2 2
Debt securities 175 172 157 169 192
Total 5,896 5,654 6,441 7,730 6,551
Number of newly listed securities, 2007 – 2011

Year
Type 2007 2008 2009 2010 2011
Ordinary shares * 82 47 68 106 88

– Newly listed companies 78 29 64 94 76
– Transfer of listing from GEM 4 18 4 12 12
Equity link instruments 0 0 0 0 0
Callable bull/bear contracts 391 4,231 8,072 6,541 5,334
Unit trusts/Mutual funds 11 7 19 27 9
– REITs 2 0 0 1 1
– Others 1 0 0 0 0
Total 6,839 9,145 12,423 14,551 12,405
* Includes the number of companies for transfer of listing from GEM.
Number of delisted securities, 2007-2011

Year
Type 2007 2008 2009 2010 2011
Ordinary shares 9 8 10 7 6
Equity linked instruments 0 0 0 0 0
Callable bull/bear contracts 284 3,048 7,694 7,169 5,497
Unit trusts/mutual funds 0 0 0 0 0
– REITs 0 0 0 0 0
– Others 0 0 0 0 0
Total 4,127 9,387 11,636 13,262 13,584

Securities Market – Main Board Market Capitalisation
Total market capitalisation by Hang Seng Industry Classification System, 2011
HK$mil
Industry Classification * Jan Feb Mar Apr May Jun Jul Aug Sep Oct Nov Dec
Energy 1,656,722.19 1,653,828.96 1,795,984.39 1,780,758.41 1,809,545.31 1,712,080.18 1,670,290.44 1,510,125.89 1,291,686.56 1,460,081.06 1,356,354.68 1,368,530.62
Materials 692,230.86 658,649.91 716,379.03 736,468.12 704,817.46 668,299.57 653,966.94 559,609.96 426,601.06 507,868.66 465,906.06 457,345.49
Industrial Goods 466,291.58 443,459.63 453,863.88 469,763.55 430,690.64 410,508.92 392,594.47 329,924.72 261,847.64 308,702.12 277,881.22 277,170.93
Consumer Goods 2,164,835.74 2,058,003.63 2,077,805.60 2,172,462.76 2,217,828.95 2,313,153.97 2,276,684.19 2,064,460.45 1,717,938.26 1,941,819.34 1,871,872.14 2,004,405.29
Services 1,767,390.70 1,663,107.73 1,708,790.59 1,869,088.32 1,871,909.86 1,872,782.87 2,032,626.10 1,881,495.25 1,478,875.08 1,703,640.26 1,582,063.35 1,605,705.74
Telecommunications 1,986,100.14 1,916,033.62 1,888,562.77 1,945,674.99 1,976,351.68 1,962,333.12 2,071,176.39 2,125,928.03 2,069,045.64 2,021,566.76 2,035,255.83 2,070,928.00
Utilities 721,666.94 725,488.90 774,566.68 791,936.93 790,393.64 791,683.54 821,232.83 776,124.32 714,949.65 744,854.67 742,936.86 742,408.36
Financials 6,841,502.57 6,952,022.96 7,087,643.37 7,182,982.06 7,151,897.39 6,642,567.48 6,567,628.18 5,870,448.65 4,842,958.80 5,745,553.83 5,070,687.00 5,331,304.00
Properties & Construction 2,703,607.14 2,535,164.24 2,714,382.69 2,741,043.82 2,727,308.46 2,625,282.89 2,697,047.83 2,427,277.85 1,832,561.31 2,206,581.40 1,945,703.72 2,016,954.32
Information Technology 893,696.51 886,965.09 843,346.69 907,809.58 893,621.65 841,864.55 809,667.87 730,489.65 646,956.93 729,018.23 635,647.97 650,437.54
Conglomerates 1,210,475.14 1,166,566.64 1,197,742.00 1,204,548.37 1,201,651.07 1,151,788.83 1,195,017.32 1,068,159.44 864,273.33 989,875.87 919,014.75 927,476.78
Total 21,104,519.51 20,659,291.30 21,259,067.69 21,802,536.92 21,776,016.10 20,992,345.92 21,187,932.56 19,344,044.21 16,147,694.26 18,359,562.20 16,903,323.57 17,452,667.08
Note: Month-end figures
* Hang Seng Industry Classification System (HSICS) is provided by Hang Seng Indexes Company Limited.
Market capitalisation trends by Hang Seng Industry Classification System, 2007 – 2011
HK$mil
Industry Classification * 2007 2008 2009 2010 2011
Energy 1,523,448.41 (7.42%) 711,766.42 (6.94%) 1,290,804.22 (7.26%) 1,687,281.21 (8.06%) 1,368,530.62 (7.84%)
Materials 598,670.13 (2.92%) 183,433.26 (1.79%) 538,691.51 (3.03%) 688,304.03 (3.29%) 457,345.49 (2.62%)
Industrial Goods 330,940.14 (1.61%) 129,609.65 (1.26%) 269,968.50 (1.52%) 462,485.44 (2.21%) 277,170.93 (1.59%)
Consumer Goods 1,387,461.40 (6.76%) 663,188.02 (6.47%) 1,647,187.20 (9.27%) 2,215,851.46 (10.58%) 2,004,405.29 (11.48%)
Services 1,474,541.63 (7.18%) 595,533.38 (5.81%) 1,190,542.81 (6.70%) 1,695,676.46 (8.10%) 1,605,705.74 (9.20%)
Telecommunications 3,367,585.51 (16.40%) 1,876,211.11 (18.30%) 1,803,635.55 (10.15%) 1,942,463.26 (9.28%) 2,070,928.00 (11.87%)
Utilities 612,592.51 (2.98%) 435,659.96 (4.25%) 640,495.20 (3.60%) 716,469.80 (3.42%) 742,408.36 (4.25%)
Financials 6,415,908.93 (31.24%) 3,571,864.13 (34.84%) 6,123,556.56 (34.46%) 6,885,627.90 (32.88%) 5,331,304.00 (30.55%)
Properties & Construction 2,925,418.69 (14.24%) 1,275,142.72 (12.44%) 2,465,706.38 (13.88%) 2,647,533.65 (12.64%) 2,016,954.32 (11.56%)
Information Technology 658,891.60 (3.21%) 249,332.16 (2.43%) 835,241.90 (4.70%) 827,871.04 (3.95%) 650,437.54 (3.73%)
Conglomerates 1,241,003.87 (6.04%) 561,847.93 (5.48%) 963,441.58 (5.42%) 1,172,720.14 (5.60%) 927,476.78 (5.31%)
Equity total 20,536,462.82 (100.00%) 10,253,588.75 (100.00%) 17,769,271.41 (100.00%) 20,942,284.39 (100.00%) 17,452,667.08 (100.00%)
( ) % of equity market total

Year-end figures
Market capitalisation, 1986 – 2011
HK$Bil
22,000 20,536 20,942
20,000
17,769 17,453
18,000
16,000
14,000 13,249
12,000 10,254
10,000 8,113
8,000 6,629
5,478
6,000 4,728 4,795
3,476 3,203 3,885 3,559
4,000 2,975
2,085 2,348
2,662
2,000 949 1,332
419 420 580 605 650
0
1986 1987 1988 1989 1990 1991 1992 1993 1994 1995 1996 1997 1998 1999 2000 2001 2002 2003 2004 2005 2006 2007 2008 2009 2010 2011

Securities Market – Main Board Market Capitalisation
50 leading companies in market capitalisation
End of 2011
Issued Closing Market % of
capital price capitalisation equity
Rank Code Company (shares) (HK$) (HK$mil) total
1 00941 China Mobile Ltd. 20,071,205,686 75.900 1,523,404.51 8.73
2 00939 China Construction Bank Corporation – H Shares 240,417,319,880 5.420 1,303,061.87 7.47
3 00005 HSBC Holdings plc 17,867,832,758 59.000 1,054,202.13 6.04
4 00883 CNOOC Ltd. 44,659,180,984 13.580 606,471.68 3.47
5 02888 Standard Chartered PLC 2,381,531,186 169.900 404,622.15 2.32
6 01398 Industrial and Commercial Bank of China Ltd. – H Shares 86,794,044,550 4.610 400,120.55 2.29
7 00762 China Unicom (Hong Kong) Ltd. 23,564,901,919 16.340 385,050.50 2.21
8 00805 Glencore International plc * 6,922,713,511 47.650 329,867.30 N.A.
9 01299 AIA Group Ltd. 12,044,000,001 24.250 292,067.00 1.67
10 00700 Tencent Holdings Ltd. 1,839,814,008 156.100 287,194.97 1.65
11 00013 Hutchison Whampoa Ltd. 4,263,370,780 65.050 277,332.27 1.59
12 00016 Sun Hung Kai Properties Ltd. 2,570,039,181 97.350 250,193.31 1.43
13 03988 Bank of China Ltd. – H Shares 83,622,276,395 2.860 239,159.71 1.37
14 00001 Cheung Kong (Holdings) Ltd. 2,316,164,338 92.400 214,013.58 1.23
15 00857 PetroChina Co. Ltd. – H Shares 21,098,900,000 9.670 204,026.36 1.17
16 02388 BOC Hong Kong (Holdings) Ltd. 10,572,780,266 18.400 194,539.16 1.11
17 02378 Prudential plc * 2,548,039,330 74.000 188,554.91 N.A.
18 01928 Sands China Ltd. 8,049,234,809 21.950 176,680.70 1.01
19 00011 Hang Seng Bank Ltd. 1,911,842,736 92.150 176,176.31 1.01
20 02318 Ping An Insurance (Group) Co. of China Ltd. – H Shares 3,129,732,456 51.200 160,242.30 0.92
21 00002 CLP Holdings Ltd. 2,406,143,400 66.050 158,925.77 0.91
22 03328 Bank of Communications Co., Ltd. – H Shares 29,176,552,192 5.430 158,428.68 0.91
23 00945 Manulife Financial Corporation * 1,800,990,216 80.900 145,700.11 N.A.
24 00066 MTR Corporation Ltd. 5,784,797,750 25.150 145,487.66 0.83
25 02628 China Life Insurance Co. Ltd. – H Shares 7,441,175,000 19.200 142,870.56 0.82
26 00003 Hong Kong and China Gas Co. Ltd., The 7,900,554,136 18.000 142,209.97 0.81
27 00019 Swire Pacific Ltd. ‘A’ 905,578,500 “A” 93.750 139,590.70 0.80
00087 Swire Pacific Ltd. ‘B’ 2,995,220,000 “B” 18.260
28 01929 Chow Tai Fook Jewellery Group Ltd. 10,000,000,000 13.920 139,200.00 0.80
29 00386 China Petroleum & Chemical Corporation – H Shares 16,780,488,000 8.170 137,096.59 0.79
30 00388 Hong Kong Exchanges and Clearing Ltd. 1,079,906,640 124.100 134,016.41 0.77
31 00322 Tingyi (Cayman Islands) Holding Corp. 5,590,113,360 23.600 131,926.68 0.76
32 00006 Power Assets Holdings Ltd. 2,134,261,654 57.450 122,613.33 0.70
33 06210 Vale S.A. – DR 259,242,052 168.000 122,246.86 N.A.
06230 Vale S.A. Class A Preferred – DR 393,470,993 200.000
34 00494 Li & Fung Ltd. 8,103,518,706 14.380 116,528.60 0.67
35 01088 China Shenhua Energy Co. Ltd. – H Shares 3,398,582,500 33.700 114,532.23 0.66
36 01880 Belle International Holdings Ltd. 8,434,233,000 13.540 114,199.51 0.65
37 01038 Cheung Kong Infrastructure Holdings Ltd. 2,338,709,945 45.500 106,411.30 0.61
38 00004 Wharf (Holdings) Ltd., The 3,029,247,327 35.100 106,326.58 0.61
39 00688 China Overseas Land & Investment Ltd. 8,172,519,077 12.980 106,079.30 0.61
40 01288 Agricultural Bank of China Ltd. – H Shares 30,738,823,096 3.340 102,667.67 0.59
41 00151 Want Want China Holdings Ltd. 13,219,816,466 7.750 102,453.58 0.59
42 01128 Wynn Macau, Ltd. 5,187,550,000 19.500 101,157.23 0.58
43 00101 Hang Lung Properties Ltd. 4,472,770,045 22.100 98,848.22 0.57
44 06808 Sun Art Retail Group Ltd. 9,539,704,700 9.710 92,630.53 0.53
45 00012 Henderson Land Development Co. Ltd. 2,368,905,035 38.600 91,439.73 0.52
46 01913 PRADA S.p.A. 2,558,824,000 35.150 89,942.66 0.52
47 01044 Hengan International Group Co. Ltd. 1,229,007,721 72.650 89,287.41 0.51
48 00135 Kunlun Energy Co. Ltd. 7,168,908,303 11.060 79,288.13 0.45
49 00486 United Company RUSAL Plc * 15,193,014,862 4.920 74,749.63 N.A.
50 01109 China Resources Land Ltd. 5,826,468,790 12.480 72,714.33 0.42
Total 11,285,432.44 64.66
Equity total 17,452,667.08 100.00

* Foreign companies not solely listed in Hong Kong

Securities Market – Main Board Trading Statistics and Analysis
20 Stocks with largest price changes (increase)
Closing price
(HK$)
Rank Stock Code Stock Name 2010 2011 % up
1 02312 CH FIN LEASING 0.025 A 0.180 620.00

2 01164 CGN MINING 0.230 0.960 317.39
3 00955 SCHRAMM 23.800 77.200 224.37
4 00169 HENGLI COMM PPT 0.150 0.400 166.67
5 00343 CULTURECOM HOLD 0.450 A 0.910 102.22
6 00081 CH OVS G OCEANS 3.607 A 6.800 88.52
7 00794 COME SURE GROUP 0.940 1.720 82.98
8 00315 SMARTONE TELE 7.440 A 13.440 80.65
9 00072 MODERN MEDIA 1.720 3.100 80.23
10 01026 UNIVERSAL TECH 0.275 0.475 72.73
11 00721 C FIN INT INV 0.290 0.500 72.41
12 03823 TECH PRO 1.760 2.970 68.75
13 00027 GALAXY ENT 8.800 14.240 61.82
14 00997 DECCA HOLDINGS 1.500 2.420 61.33
15 00776 JF FURNISHINGS 1.620 2.610 61.11
16 00812 TANRICH 0.850 1.350 58.82
17 00612 CHINA INV FUND 0.230 A 0.365 58.70
18 03335 DBA TELECOM 1.550 2.320 49.68
19 00458 TRISTATE HOLD 2.670 3.950 47.94
20 00475 NOBLE JEWELRY 1.140 1.680 47.37
(A) Adjusted
20 Stocks with largest price changes (decrease)

Closing Prices
(HK$)
Rank Stock Code Stock Name 2010 2011 % down
1 01142 SIBERIAN MINING 3.640 A 0.245 93.27

2 00329 DRAGONITE INT'L 0.455 0.032 92.97
3 00986 CH ENV ENERGY 1.220 A 0.091 92.54
4 00943 EFORCE HOLDINGS 2.525 A 0.205 91.88
5 01063 SUNCORP TECH 3.510 A 0.300 91.45
6 00736 CHINA PPT INV 2.550 A 0.250 90.20
7 00279 FREEMAN FIN 0.345 0.034 90.14
8 01003 21 HOLDINGS 0.678 A 0.067 90.12
9 01141 BJ YUSHENGTANG 0.335 0.034 89.85
10 00692 BAO YUAN HOLD 1.760 A 0.180 89.77
11 00630 GUOJIN RES 0.275 0.033 88.00
12 01227 NATIONAL INV 0.395 0.051 87.09
13 00910 CH G FOREST-NEW 4.960 A 0.730 85.28
14 00362 C ZENITH CHEM 2.550 A 0.380 85.10
15 00166 NEWTIMES ENERGY 3.780 A 0.590 84.39
16 00209 CH TYCOON BEV 0.980 0.154 84.29
17 01049 NET2GATHER 0.750 0.121 83.87
18 00273 WILLIE INT'L 1.155 A 0.195 83.12
19 01163 DEJIN RES 0.385 0.066 82.86
20 00263 CH YUNNAN TIN 0.149 0.026 82.55
(A) Adjusted

Trading value and volume, 2007 – 2011
Value (HK$mil) Volume (mil of shares) Deals
Year/Month No. of trading days Total Average daily Total Average daily Total Average daily
2007 246 21,506,271.44 87,423.87 22,913,217.30 93,143.16 148,314,844 602,906

2008 245 17,600,713.87 71,839.65 26,942,745.92 109,970.39 139,999,774 571,428
2009 249 15,439,486.88 62,005.97 24,497,626.62 98,384.04 175,535,322 704,961
2010 249 17,076,412.14 68,579.97 34,544,258.75 138,731.96 190,573,054 765,354
2011 246 17,091,116.87 69,476.08 39,621,773.27 161,064.12 213,131,902 866,390
2011 Jan 21 1,568,289.95 74,680.47 3,408,459.89 162,307.61 16,628,882 791,852

Feb 18 1,303,370.85 72,409.49 2,914,852.68 161,936.26 14,407,743 800,430
Mar 23 1,812,559.94 78,806.95 3,775,741.34 164,162.67 21,374,114 929,309
Apr 18 1,425,885.60 79,215.87 2,849,504.00 158,305.78 16,994,793 944,155
May 20 1,292,147.97 64,607.40 2,796,097.56 139,804.88 16,266,639 813,332
Jun 21 1,457,802.91 69,419.19 3,526,994.88 167,952.14 17,585,057 837,384
Jul 20 1,333,997.60 66,699.88 3,272,027.36 163,601.37 15,806,728 790,336
Aug 23 1,807,922.78 78,605.34 3,738,736.35 162,553.75 22,475,073 977,177
Sep 20 1,420,446.39 71,022.32 3,373,611.24 168,680.56 18,688,495 934,425
Oct 20 1,426,780.12 71,339.01 3,419,684.21 170,984.21 20,698,140 1,034,907
Nov 22 1,316,216.13 59,828.01 3,824,219.52 173,828.16 18,649,726 847,715
Dec 20 925,696.63 46,284.83 2,721,844.23 136,092.21 13,556,512 677,826
Notes: Turnover value traded in non-HKD currency securities have been included start from 29 November 2010.
Trading value and volume of foreign stocks, 2007 – 2011

Value (HK$thousand) Volume (thousands of shares) Deals
Year/month No. of trading days Total Average daily Total Average daily Total Average daily
2007 246 30,049,198.60 122,151.21 12,317,524.56 50,071.24 559,837 2,276
2008 245 8,204,773.31 33,488.87 7,758,151.62 31,665.92 226,221 923
2009 249 20,794,410.39 83,511.69 13,883,841.21 55,758.40 509,350 2,046
2010 249 67,631,825.87 271,613.76 12,690,451.79 50,965.67 1,099,805 4,417
2011 246 90,230,353.65 366,790.06 12,176,657.29 49,498.61 1,852,961 7,532
2011 Jan 21 5,669,889.45 269,994.74 970,484.43 46,213.54 93,351 4,445

Feb 18 5,234,480.78 290,804.49 651,649.38 36,202.74 92,490 5,138
Mar 23 7,125,788.52 309,816.89 1,639,028.98 71,262.13 155,417 6,757
Apr 18 4,572,250.57 254,013.92 1,166,895.62 64,827.53 110,505 6,139
May 20 5,562,136.88 278,106.84 625,859.36 31,292.97 110,398 5,520
Jun 21 14,405,310.15 685,967.15 976,561.21 46,502.91 174,647 8,317
Jul 20 9,024,579.31 451,228.97 711,097.66 35,554.88 168,949 8,447
Aug 23 12,376,522.31 538,109.67 1,146,318.85 49,839.95 264,248 11,489
Sep 20 7,612,005.06 380,600.25 755,185.02 37,759.25 173,629 8,681
Oct 20 7,028,145.58 351,407.28 1,751,007.39 87,550.37 183,647 9,182
Nov 22 6,785,617.06 308,437.14 1,259,938.07 57,269.91 176,975 8,044
Dec 20 4,833,627.98 241,681.40 522,631.32 26,131.57 148,705 7,435
Notes: Foreign stocks are stocks of listed companies incorporated overseas which have a core business outside Hong Kong and China.
Trading value and volume of depositary receipts, 2011

No. of No. of listed No. of Value (HK$thousand) Volume (thousands of shares) Deals
Year/Month trading days companies issues Total Average daily Total Average daily Total Average daily
2010 18 1 2 119,437.92 6,635.44 460.90 25.61 1,220 68

2011 246 3 4 571,802.35 2,324.40 4,681.30 19.03 6,106 25
2011 Jan 21 1 2 61,512.59 2,929.17 223.83 10.66 418 20

Feb 18 1 2 32,680.44 1,815.58 121.77 6.77 407 23
Mar 23 1 2 45,110.72 1,961.34 178.52 7.76 607 26
Apr 18 1 2 247,791.44 13,766.19 2,812.78 156.27 1,854 103
May 20 2 3 66,153.42 3,307.67 540.55 27.03 895 45
Jun 21 2 3 17,231.80 820.56 123.70 5.89 228 11
Jul 20 2 3 24,384.85 1,219.24 112.85 5.64 197 10
Aug 23 2 3 30,862.93 1,341.87 151.30 6.58 513 22
Sep 20 2 3 7,350.95 367.55 41.46 2.07 168 8
Oct 20 2 3 11,451.27 572.56 73.40 3.67 279 14
Nov 22 2 3 7,547.10 343.05 60.44 2.75 136 6
Dec 20 3 4 19,724.84 986.24 240.70 12.04 404 20
Note: The first HDRs, which are the Depositary Reciepts on the Common Shares and Class A Preferred Shares of Vale S.A., commenced trading on
8 December 2010

Trading value by type of securities, 2011
Debt
Equities Warrants ELI CBBC Unit trusts securities iShare Market total
Month Mil of shares HK$mil HK$mil HK$mil HK$mil HK$mil HK$mil HK$mil HK$mil
Jan 264,201.18 1,083,260.00 306,056.15 0.00 122,137.06 56,835.93 0.80 0.00 1,568,289.95
Feb 187,397.69 917,429.53 224,923.84 0.00 107,789.70 53,227.53 0.25 0.00 1,303,370.85
Mar 296,199.86 1,314,479.55 298,848.39 0.00 137,170.29 62,060.80 0.92 0.00 1,812,559.94
Apr 290,840.16 1,062,537.14 210,019.50 0.00 102,933.04 50,395.58 0.34 0.00 1,425,885.60
May 254,936.70 959,085.16 191,585.91 0.00 95,643.70 45,833.05 0.15 0.00 1,292,147.97
Jun 208,557.39 1,047,527.68 235,145.45 0.00 127,252.52 47,877.15 0.11 0.00 1,457,802.91
Jul 186,986.61 957,903.63 210,817.03 0.00 123,701.80 41,415.92 159.22 0.00 1,333,997.60
Aug 229,221.80 1,304,480.84 246,986.93 0.00 184,287.25 71,803.83 363.94 0.00 1,807,922.78
Sep 181,332.91 960,271.46 196,369.96 0.00 210,158.40 53,558.63 87.95 0.00 1,420,446.39
Oct 217,511.71 960,273.44 179,536.03 0.00 241,086.46 45,784.19 100.00 0.00 1,426,780.12
Nov 208,332.66 838,313.94 195,576.24 0.00 240,430.62 41,827.39 67.94 0.00 1,316,216.13
Dec 142,364.86 600,446.69 134,944.81 0.00 159,545.30 30,698.19 61.65 0.00 925,696.63
Total 2,667,883.54 12,006,009.05 2,630,810.22 0.00 1,852,136.14 601,318.19 843.27 0.00 17,091,116.87
Notes:
1. Turnover values and shares have been adjusted for late reported and rejected sales.
2. Figures may not add up to total due to rounding.
3. Turnover for equities included the trading only of NASDAQ stocks transaction.
Trading value by Hang Seng Industry Classification System, 2011

Equity turnover
Annual turnover
Industry Classification * No. of issue # HK$mil % of total velocity (%)
Energy 58 1,252,569.12 10.43 91.53
Materials 121 616,069.30 5.13 134.71
Industrial Goods 111 473,194.31 3.94 170.72
Consumer Goods 352 1,395,065.62 11.62 69.60
Services 203 1,004,733.12 8.37 62.57
Telecommunications 16 662,085.66 5.51 31.97
Utilities 41 399,111.13 3.32 53.76
Financials 105 3,565,872.47 29.70 66.89
Properties & Construction 199 1,490,277.04 12.41 73.89
Information Technology 99 591,426.60 4.93 90.93
Conglomerates 21 555,604.18 4.63 59.90
Sub-total 1,326 12,006,008.53 100.00 68.79
NASDAQ stocks 7 0.52 0.00 n.a.
Equity total 1,333 12,006,009.05 100.00 n.a.
Notes:
1. Equity turnover values have been adjusted for late reported and rejected sales.
#
Year-end figures
* Industry Classification is provided by Hang Seng Indexes Company Limited.

20 most active stocks (in dollars)
Rank Stock Code Stock Name Turnover (HK$mil) % of equity total
1 00939 CCB 510,823.09 4.25

2 00005 HSBC HOLDINGS 471,397.05 3.93
3 00941 CHINA MOBILE 400,418.20 3.34
4 01398 ICBC 399,802.58 3.33
5 03988 BANK OF CHINA 315,298.96 2.63
6 00883 CNOOC 294,509.85 2.45
7 02628 CHINA LIFE 267,753.11 2.23
8 00013 HUTCHISON 258,661.69 2.15
9 00700 TENCENT 253,598.08 2.11
10 00857 PETROCHINA 236,923.85 1.97
11 01299 AIA 225,340.27 1.88
12 00388 HKEX 212,180.90 1.77
13 02318 PING AN 211,366.85 1.76
14 00386 SINOPEC CORP 174,653.38 1.45
15 01288 ABC 172,433.39 1.44
16 01088 CHINA SHENHUA 153,426.22 1.28
17 03323 CNBM 144,184.58 1.20
18 00016 SHK PPT 138,349.57 1.15
19 00762 CHINA UNICOM 138,057.44 1.15
20 00001 CHEUNG KONG 125,754.41 1.05
Total 5,104,933.50 42.52

Equity total 12,006,009.05 100.00
20 most active stocks (in shares)

Rank Stock Code Stock Name Turnover (mil of shares) % of equity total
1 03988 BANK OF CHINA 92,323.26 3.46

2 00939 CCB 85,078.79 3.19
3 01398 ICBC 75,090.88 2.81
4 01041 CH NEW ENGY PWR 55,329.82 2.07
5 00993 SIMSEN INT'L 46,806.91 1.75
6 01288 ABC 45,844.64 1.72
7 01166 SOLARTECH INT'L 41,266.45 1.55
8 00566 APOLLO SOLAR EN 38,926.90 1.46
9 00985 CST MINING 37,500.96 1.41
10 03800 GCL-POLY ENERGY 32,047.86 1.20
11 00981 SMIC 29,180.93 1.09
12 00986 CH ENV ENERGY 26,123.07 0.98
13 00269 CRTG 24,776.23 0.93
14 00767 PACIFIC PLYWOOD 23,800.45 0.89
15 00857 PETROCHINA 22,704.55 0.85
16 00386 SINOPEC CORP 22,619.36 0.85
17 00493 GOME 21,920.75 0.82
18 00067 LUMENA NEWMAT 20,062.57 0.75
19 03333 EVERGRANDE 19,914.71 0.75
20 00736 CHINA PPT INV 19,744.15 0.74
Total 781,063.22 29.28

Equity total 2,667,883.54 100.00

Trading value, 1986 – 2011
HK$ bil
25,000
21,506
20,000
17,601
17,076 17,091
15,439
15,000
10,000
8,333
5,000 4,498
3,789 3,948
3,048
2,546
1,701 1,916 1,950
1,412 1,599
1,223 1,137
701 827
123 371 199 299 289 334
0
1986 1987 1988 1989 1990 1991 1992 1993 1994 1995 1996 1997 1998 1999 2000 2001 2002 2003 2004 2005 2006 2007 2008 2009 2010 2011
Market capitalisation and trading value of listed companies by incorporation place

End of 2011
No. of Market capitalisation % of Turnover % of
Country listed companies (1) (HK$mil) (2) total (HK$mil) equity total
Bermuda 456 1,561,330.92 8.95 1,079,932.97 8.99
Brazil 1 – – 303.79 0.00
British Virgin Islands 3 10,273.73 0.06 11,921.27 0.10
Canada 3 7,210.18 0.04 12,791.14 0.11
Cayman Islands 504 3,356,813.94 19.23 2,336,367.12 19.46
England 4 1,458,824.28 8.36 505,286.74 4.21
Germany 1 1,536.67 0.01 343.99 0.00
Hong Kong 199 6,811,537.61 39.03 3,304,300.37 27.52
Italy 1 89,942.66 0.52 25,476.54 0.21
Japan 1 – – 259.93 0.00
Jersey 3 5,541.90 0.03 45,283.21 0.38
Luxembourg 2 40,179.58 0.23 19,463.00 0.16
PRC 139 4,096,659.80 23.47 4,663,359.33 38.84
Singapore 8 12,815.81 0.07 911.05 0.01
USA 1 – – 8.08 0.00
USA – NASDAQ (3) 7 – – 0.52 0.00
Total 1,326 17,452,667.08 100.00 12,006,009.05 100.00
Notes:
(1) Total no. of listed companies are excluded the NASDAQ Stocks.
(2) Foreign companies not solely listed in Hong Kong and stock suspended over 1 year are excluded.
(3) NASDAQ stocks are quoted on the Exchange for trading only.

Statistics on Hang Seng Index Stocks, 2011
End of 2011
Market % of Closing
Stock Turnover % of capitalisation equity price Change* P/E ratio
Sector code Stock name (HK$mil) equity total (HK$mil) total (HK$) (%) (times)
Finance (12)
00939 CCB 510,823.09 4.25 1,303,061.87 7.47 5.420 –22.24 8.15
00005 HSBC HOLDINGS 471,397.05 3.93 1,054,202.13 6.04 59.000 –25.97 10.36
01398 ICBC 399,802.58 3.33 400,120.55 2.29 4.610 –20.38 8.00
01299 AIA 225,340.27 1.88 292,067.00 1.67 24.250 10.98 13.86
03988 BANK OF CHINA 315,298.96 2.63 239,159.71 1.37 2.860 –30.24 6.09
02388 BOC HONG KONG 101,931.26 0.85 194,539.16 1.11 18.400 –30.43 12.01
00011 HANG SENG BANK 58,393.14 0.49 176,176.31 1.01 92.150 –27.90 11.81
02318 PING AN 211,366.85 1.76 160,242.30 0.92 51.200 –41.08 18.72
03328 BANKCOMM 52,555.34 0.44 158,428.68 0.91 5.430 –23.71 6.90
02628 CHINA LIFE 267,753.11 2.23 142,870.56 0.82 19.200 –39.53 13.58
00388 HKEX 212,180.90 1.77 134,016.41 0.77 124.100 –29.61 26.52
00023 BANK OF E ASIA 23,440.83 0.20 61,036.78 0.35 29.400 –9.68 15.28
Utilities (4)
00002 CLP HOLDINGS 48,096.44 0.40 158,925.77 0.91 66.050 4.68 15.38
00003 HK & CHINA GAS 26,556.59 0.22 142,209.97 0.81 18.000 8.08 25.46
00006 POWER ASSETS 48,552.23 0.40 122,613.33 0.70 57.450 17.24 17.04
00836 CHINA RES POWER 22,398.54 0.19 71,058.83 0.41 14.980 6.39 14.24
Properties (7)
00016 SHK PPT 138,349.57 1.15 250,193.31 1.43 97.350 –24.59 5.20
00001 CHEUNG KONG 125,754.41 1.05 214,013.58 1.23 92.400 –22.94 8.08
00688 CHINA OVERSEAS 107,149.85 0.89 106,079.30 0.61 12.980 –9.74 8.57
00101 HANG LUNG PPT 49,820.40 0.41 98,848.22 0.57 22.100 –39.20 16.64
00012 HENDERSON LAND 46,168.59 0.38 91,439.73 0.52 38.600 –27.17 5.27
01109 CHINA RES LAND 46,030.98 0.38 72,714.33 0.42 12.480 –12.11 10.42
00083 SINO LAND 25,148.62 0.21 65,131.17 0.37 11.060 –16.33 5.91
Commerce & Industry (25)

00941 CHINA MOBILE 400,418.20 3.34 1,523,404.51 8.73 75.900 –1.68 10.73
00883 CNOOC 294,509.85 2.45 606,471.68 3.47 13.580 –26.36 9.37
00762 CHINA UNICOM 138,057.44 1.15 385,050.50 2.21 16.340 46.94 84.14
00700 TENCENT 253,598.08 2.11 287,194.97 1.65 156.100 –7.58 29.68
00013 HUTCHISON 258,661.69 2.15 277,332.27 1.59 65.050 –18.69 13.84
00857 PETROCHINA 236,923.85 1.97 204,026.36 1.17 9.670 –4.82 10.65
00066 MTR CORPORATION 19,183.79 0.16 145,487.66 0.83 25.150 –11.13 11.99
00386 SINOPEC CORP 174,653.38 1.45 137,096.59 0.79 8.170 9.81 8.30
00322 TINGYI 39,731.61 0.33 131,926.68 0.76 23.600 18.59 35.45
00494 LI & FUNG 103,122.65 0.86 116,528.60 0.67 14.380 –36.23 25.69
01088 CHINA SHENHUA 153,426.22 1.28 114,532.23 0.66 33.700 3.37 14.80
01880 BELLE INT'L 60,892.11 0.51 114,199.51 0.65 13.540 3.04 28.03
00004 WHARF HOLDINGS 63,258.22 0.53 106,326.58 0.61 35.100 –39.15 2.70
00151 WANT WANT CHINA 29,459.67 0.25 102,453.58 0.59 7.750 13.80 36.66
01044 HENGAN INT'L 51,108.80 0.43 89,287.41 0.51 72.650 8.35 36.39
00019 SWIRE PACIFIC A 60,519.12 0.50 84,897.98 0.49 93.750 –26.64 3.69
00291 CHINA RESOURCES 30,515.72 0.25 63,944.81 0.37 26.650 –16.33 11.26
00144 CHINA MER HOLD 37,653.49 0.31 55,797.30 0.32 22.550 –26.55 9.43
00293 CATHAY PAC AIR 29,572.58 0.25 52,398.81 0.30 13.320 –37.90 3.73
00267 CITIC PACIFIC 27,116.94 0.23 51,092.22 0.29 14.000 –30.69 5.73
00017 NEW WORLD DEV 30,155.38 0.25 37,467.27 0.21 6.260 –46.16 2.98
01898 CHINA COAL 80,413.88 0.67 34,413.84 0.20 8.380 –30.97 12.52
01199 COSCO PACIFIC 31,563.04 0.26 24,595.88 0.14 9.070 –33.01 8.21
02600 CHALCO 41,637.49 0.35 13,330.60 0.08 3.380 –52.33 49.56
00330 ESPRIT HOLDINGS 54,530.27 0.45 12,930.19 0.07 10.020 –72.92 163.46
Total (48) 6,234,993.12 51.93 10,481,337.04 60.06
Equity total 12,006,009.05 100.00 17,452,667.08 100.00
Notes:
* As compared with previous year.
( ) The number of constituent stocks in the blanket.

Statistics on Hang Seng China Enterprises Index stocks, 2011
End of 2011
Market % of Closing
code Stock name (HK$mil) equity total (HK$mil) total (HK$) (%) (times)
00939 CCB 510,823.09 4.25 1,303,061.87 7.47 5.420 –22.24 8.15
01398 ICBC 399,802.58 3.33 400,120.55 2.29 4.610 –20.38 8.00
03988 BANK OF CHINA 315,298.96 2.63 239,159.71 1.37 2.860 –30.24 6.09
00857 PETROCHINA 236,923.85 1.97 204,026.36 1.17 9.670 –4.82 10.65
02318 PING AN 211,366.85 1.76 160,242.30 0.92 51.200 –41.08 18.72
03328 BANKCOMM 52,555.34 0.44 158,428.68 0.91 5.430 –23.71 6.90
02628 CHINA LIFE 267,753.11 2.23 142,870.56 0.82 19.200 –39.53 13.58
00386 SINOPEC CORP 174,653.38 1.45 137,096.59 0.79 8.170 9.81 8.30
01088 CHINA SHENHUA 153,426.22 1.28 114,532.23 0.66 33.700 3.37 14.80
01288 ABC 172,433.39 1.44 102,667.67 0.59 3.340 –14.36 8.50
00998 CITIC BANK 43,233.79 0.36 65,035.05 0.37 4.370 –10.23 6.92
03968 CM BANK 99,415.31 0.83 61,394.50 0.35 15.700 –19.98 10.74
00728 CHINA TELECOM 80,162.98 0.67 61,338.15 0.35 4.420 8.60 19.10
02601 CPIC 87,448.17 0.73 51,123.93 0.29 22.100 –31.58 18.68
02328 PICC P&C 64,788.14 0.54 39,916.57 0.23 10.500 –2.20 19.81
00489 DONGFENG GROUP 72,458.69 0.60 38,038.35 0.22 13.320 –0.60 8.80
01898 CHINA COAL 80,413.88 0.67 34,413.84 0.20 8.380 –30.97 12.52
01171 YANZHOU COAL 109,511.77 0.91 32,470.27 0.19 16.580 –30.19 7.40
00914 ANHUI CONCH 113,253.48 0.94 29,955.78 0.17 23.050 –5.14 16.67
00168 TSINGTAO BREW 16,665.14 0.14 28,167.97 0.16 43.000 5.65 32.16
01988 MINSHENG BANK 50,141.69 0.42 27,775.59 0.16 6.730 1.20 8.61
01800 CHINA COMM CONS 34,763.96 0.29 26,874.93 0.15 6.070 –10.74 7.69
00753 AIR CHINA 33,702.33 0.28 26,189.80 0.15 5.740 –34.25 4.69
03323 CNBM 144,184.58 1.20 25,394.30 0.15 8.820 –1.01 11.20
00358 JIANGXI COPPER 97,499.80 0.81 23,281.95 0.13 16.780 –34.32 8.88
02883 CHINA OILFIELD 32,013.29 0.27 18,817.29 0.11 12.260 –27.20 11.23
02899 ZIJIN MINING 38,596.55 0.32 17,543.83 0.10 2.920 –39.26 11.14
00916 CHINA LONGYUAN 19,718.76 0.16 16,454.06 0.09 6.070 –14.63 18.93
02338 WEICHAI POWER 39,421.31 0.33 15,463.36 0.09 38.200 –20.17 7.90
01099 SINOPHARM 22,708.81 0.19 15,456.84 0.09 18.660 –31.14 29.39
00763 ZTE 38,329.44 0.32 15,330.41 0.09 24.350 –5.44 20.98
00902 HUANENG POWER 14,519.36 0.12 14,683.73 0.08 4.130 0.49 12.57
02238 GAC GROUP 18,478.41 0.15 14,342.19 0.08 6.480 –39.55 5.93
01211 BYD COMPANY 33,671.06 0.28 13,355.80 0.08 16.840 –58.78 12.81
02600 CHALCO 41,637.49 0.35 13,330.60 0.08 3.380 –52.33 49.56
01066 WEIGAO GROUP 12,254.68 0.10 13,167.29 0.08 6.990 –36.60 31.74
01157 ZOOMLION 79,333.95 0.66 11,955.04 0.07 8.360 –38.11 9.56
00390 CHINA RAILWAY 21,725.27 0.18 10,223.96 0.06 2.430 –56.68 5.82
01919 CHINA COSCO 31,567.14 0.26 9,857.89 0.06 3.820 –53.64 4.79
01186 CHINA RAIL CONS 19,681.48 0.16 8,886.55 0.05 4.280 –54.27 10.47
4,086,337.53 34.04 3,742,446.34 21.44
Equity total 12,006,009.05 100.00 17,452,667.08 100.00

Statistics on Hang Seng China-Affiliated Corporations Index stocks, 2011
End of 2011
Market % of Closing
code Stock name (HK$mil) equity total (HK$mil) total (HK$) (%) (times)
00941 CHINA MOBILE 400,418.20 3.34 1,523,404.51 8.73 75.900 –1.68 10.73
00883 CNOOC 294,509.85 2.45 606,471.68 3.47 13.580 –26.36 9.37
00762 CHINA UNICOM 138,057.44 1.15 385,050.50 2.21 16.340 46.94 84.14
00688 CHINA OVERSEAS 107,149.85 0.89 106,079.30 0.61 12.980 –9.74 8.57
00135 KUNLUN ENERGY 39,623.29 0.33 79,288.13 0.45 11.060 –8.29 22.56
01109 CHINA RES LAND 46,030.98 0.38 72,714.33 0.42 12.480 –12.11 10.42
00836 CHINA RES POWER 22,398.54 0.19 71,058.83 0.41 14.980 6.39 14.24
00291 CHINA RESOURCES 30,515.72 0.25 63,944.81 0.37 26.650 –16.33 11.26
00144 CHINA MER HOLD 37,653.49 0.31 55,797.30 0.32 22.550 –26.55 9.43
00992 LENOVO GROUP 48,458.98 0.40 53,494.82 0.31 5.180 4.02 23.42
00392 BEIJING ENT 18,236.27 0.15 53,010.81 0.30 46.600 –3.32 20.08
00267 CITIC PACIFIC 27,116.94 0.23 51,092.22 0.29 14.000 –30.69 5.73
01114 BRILLIANCE CHI 31,099.68 0.26 41,977.68 0.24 8.380 41.32 27.69
01313 CHINARES CEMENT 25,587.77 0.21 37,746.49 0.22 5.790 –1.86 18.50
00270 GUANGDONG INV 9,820.00 0.08 29,357.42 0.17 4.710 17.75 12.10
01199 COSCO PACIFIC 31,563.04 0.26 24,595.88 0.14 9.070 –33.01 8.21
00966 CHINA TAIPING 11,104.24 0.09 24,555.96 0.14 14.400 –39.75 10.91
00606 CHINA AGRI 14,846.39 0.12 23,866.77 0.14 5.910 –32.99 13.68
00363 SHANGHAI IND H 16,890.84 0.14 23,269.37 0.13 21.550 –35.86 4.41
03360 FE HORIZON 8,530.76 0.07 19,697.83 0.11 6.930 N/A 16.31
00297 SINOFERT 12,449.93 0.10 15,309.25 0.09 2.180 –45.77 24.04
00817 FRANSHION PPT 3,949.05 0.03 13,742.23 0.08 1.500 –35.90 8.02
00119 POLY HK INV 19,993.22 0.17 12,160.43 0.07 3.370 –55.66 6.04
03808 SINOTRUK 3,863.21 0.03 11,982.71 0.07 4.340 –45.82 6.81
00123 YUEXIU PROPERTY 7,739.10 0.06 10,398.09 0.06 1.120 –46.15 7.68
1,407,606.79 11.72 3,410,067.33 19.54
Equity total 12,006,009.05 100.00 17,452,667.08 100.00

Statistics on China enterprises (H shares), 2007 – 2011
Turnover Market capitalisation
Year/Month No. of issues Shares (mil) % of equity total Value (HK$mil) % of equity total HK$mil % of equity total
2007 104 874,087.85 19.64 7,748,899.57 46.93 5,056,820.09 24.62
2008 110 817,352.32 39.23 6,130,592.75 48.53 2,720,188.76 26.53
2009 116 848,968.80 23.55 5,152,805.63 44.56 4,686,418.75 26.37
2010 128 597,873.58 17.33 4,700,842.42 38.29 5,210,324.73 24.88
2011 139 633,718.06 23.75 4,662,787.32 38.84 4,096,659.80 23.47
2011 Jan 130 45,307.92 17.15 393,857.51 36.36 5,135,508.16 24.33

Feb 130 39,321.81 20.98 330,027.55 35.97 5,108,625.60 24.73
Mar 132 60,638.18 20.47 515,820.11 39.24 5,430,685.58 25.55
Apr 132 46,646.35 16.04 403,432.92 37.97 5,435,903.46 24.93
May 132 39,176.53 15.37 332,301.77 34.65 5,443,186.12 25.00
Jun 134 49,570.89 23.77 390,276.85 37.26 5,093,467.88 24.26
Jul 134 51,818.49 27.71 373,132.59 38.95 4,990,141.59 23.55
Aug 134 74,065.56 32.31 518,040.38 39.71 4,450,164.60 23.01
Sep 134 61,035.31 33.66 384,592.74 40.05 3,596,429.78 22.27
Oct 136 65,156.78 29.96 391,812.79 40.80 4,309,139.83 23.47
Nov 136 59,594.16 28.61 369,507.96 44.08 3,900,659.31 23.08
Dec 139 41,386.07 29.07 259,984.15 43.30 4,096,659.80 23.47
Note: Market capitalisation represents the value of the H shares only, not that of the entire issued capital of the enterprise.
Statistics on red chips stocks, 2007 – 2011

2007 89 404,569.51 9.09 2,725,604.54 16.51 5,514,059.49 26.85
2008 89 230,427.06 11.06 2,283,227.61 18.08 2,874,906.69 28.04
2009 92 352,961.37 9.79 1,936,589.39 16.75 3,862,143.29 21.73
2010 97 252,722.57 7.32 1,928,712.11 15.71 4,380,687.29 20.92
2011 102 175,882.10 6.59 1,699,518.79 14.16 3,999,091.91 22.91
2011 Jan 97 15,556.52 5.89 148,654.79 13.72 4,330,062.45 20.52

Feb 97 12,760.15 6.81 133,776.66 14.58 4,217,227.88 20.41
Mar 98 18,980.78 6.41 177,482.57 13.50 4,400,470.07 20.70
Apr 98 14,912.99 5.13 137,807.96 12.97 4,436,067.14 20.35
May 98 14,293.81 5.61 130,950.27 13.65 4,471,787.83 20.54
Jun 98 13,356.29 6.40 141,296.33 13.49 4,324,893.36 20.60
Jul 98 12,712.23 6.80 133,745.58 13.96 4,420,122.51 20.86
Aug 98 17,724.95 7.73 191,000.02 14.64 4,251,063.74 21.98
Sep 98 15,863.22 8.75 154,121.57 16.05 3,741,885.37 23.17
Oct 98 17,961.11 8.26 147,875.71 15.40 4,019,474.29 21.89
Nov 97 12,634.14 6.06 113,293.53 13.51 3,862,715.38 22.85
Dec 102 9,125.90 6.41 89,513.81 14.91 3,999,091.91 22.91

Average dividend yields and average price earnings ratios movement, 2007 – 2011
Yield (%) P/E Ratio (Times)

8 32
30
7 28
26
6 24
22
5 20
18
4 16
14
3 12
10
2 8
6
1 4
2
0 0
2007 2008 2009 2010 2011
(Yield) (P/E Ratio)
Average dividend yields and average price earning ratios of HSI, HSCEI and HSCCI
stocks*, 2007 – 2011
Average dividend yields (%) Average price earning ratios (Times)

Year/Month HSI HSCEI HSCCI HSI HSCEI HSCCI
2007 2.08 1.04 1.30 21.07 29.88 32.69

2008 4.93 3.80 2.97 8.52 10.50 12.86
2009 2.99 2.20 2.77 19.57 19.88 15.82
2010 2.65 2.23 1.74 17.06 16.90 19.63
2011 3.53 3.20 2.29 10.16 9.56 12.82
2011 Jan 2.60 2.25 1.74 17.37 16.73 19.55

Feb 2.62 2.26 1.81 17.15 16.65 18.82
Mar 2.85 2.41 2.00 12.58 12.94 15.19
Apr 2.83 2.42 1.99 12.68 12.65 15.33
May 2.83 2.41 2.00 12.66 12.71 15.18
Jun 2.89 2.53 2.02 12.17 12.08 14.79
Jul 2.89 2.58 1.99 12.19 11.89 15.02
Aug 3.15 2.91 2.11 11.37 10.51 14.19
Sep 3.70 3.56 2.49 9.61 8.57 11.91
Oct 3.28 3.02 2.20 10.82 10.11 13.50
Nov 3.62 3.33 2.33 9.80 9.14 12.73
Dec 3.53 3.20 2.29 10.16 9.56 12.82
* Month-end or year-end figures

Average dividend yields of all listed stocks by Hang Seng Industry Classification
System*, 2007 – 2011
(%)
All listed Industrial Consumer Properties & Information
Year/Month stocks Energy Materials Goods Goods Services Telecommunications Utilities Financials Construction Technology Conglomerates
2007 2.21 1.86 0.94 1.39 1.62 2.18 2.29 2.45 2.87 1.80 0.68 2.23
2008 5.38 4.22 3.80 3.80 4.55 6.85 6.64 3.71 6.06 3.53 2.85 5.25
2009 2.33 2.54 0.79 1.00 1.77 1.84 3.95 2.45 2.68 1.69 0.78 2.52
2010 2.31 2.04 1.11 1.05 1.88 1.76 3.40 2.42 2.81 1.98 1.09 2.26
2011 3.31 3.25 2.44 3.31 2.36 3.36 3.42 2.59 3.98 3.23 1.64 3.69
2011 Jan 2.30 2.08 1.20 1.04 1.94 1.70 3.33 2.41 2.83 1.94 1.01 2.19
Feb 2.36 2.08 1.27 1.12 2.06 1.81 3.46 2.39 2.79 2.11 1.04 2.29
Mar 2.59 2.29 1.45 1.84 2.26 2.94 3.54 2.42 2.93 2.23 1.25 2.36
Apr 2.53 2.31 1.45 1.79 2.18 2.70 3.45 2.40 2.88 2.22 1.16 2.35
May 2.54 2.28 1.49 1.95 2.14 2.70 3.39 2.40 2.92 2.23 1.18 2.35
Jun 2.65 2.41 1.59 2.10 2.09 2.77 3.42 2.40 3.16 2.34 1.26 2.46
Jul 2.64 2.47 1.62 2.20 2.13 2.56 3.24 2.31 3.21 2.28 1.32 2.38
Aug 2.94 2.92 1.96 2.79 2.34 2.54 3.32 2.47 3.59 2.56 1.48 3.17
Sep 3.53 3.42 2.64 3.52 2.75 3.23 3.42 2.69 4.35 3.53 1.64 3.90
Oct 3.11 3.02 2.22 2.99 2.43 2.81 3.50 2.58 3.67 2.94 1.46 3.46
Nov 3.42 3.26 2.40 3.31 2.53 3.41 3.48 2.59 4.19 3.35 1.68 3.73
Dec 3.31 3.25 2.44 3.31 2.36 3.36 3.42 2.59 3.98 3.23 1.64 3.69
Note: Month-end or year-end figures

Average price earnings ratios of all listed stocks by Hang Seng Industry
Classification System*, 2007 – 2011
(Times)
All listed Industrial Consumer Properties & Information
Year/Month stocks Energy Materials Goods Goods Services Telecommunications Utilities Financials Construction Technology Conglomerates
2007 22.47 22.01 24.64 17.45 26.43 22.07 36.54 19.87 21.14 18.82 36.08 15.13
2008 7.26 8.61 5.45 5.76 8.91 3.77 9.86 11.55 8.55 5.17 8.89 4.68
2009 18.13 13.93 29.23 23.29 23.87 12.74 10.52 20.37 20.12 20.62 41.71 20.04
2010 16.67 21.01 21.93 28.30 23.31 24.37 13.00 18.73 18.28 9.56 33.42 12.02
2011 9.68 10.42 7.25 7.24 16.02 11.26 13.26 15.86 9.54 5.71 18.49 6.11
2011 Jan 16.76 20.63 21.05 28.51 23.47 25.18 13.29 18.87 18.03 9.73 35.95 12.41
Feb 15.92 20.59 17.73 26.53 22.14 23.52 12.82 17.78 17.33 8.93 34.42 11.82
Mar 11.96 13.97 12.17 13.18 16.68 12.12 12.14 16.92 12.82 7.70 24.61 8.01
Apr 12.22 13.85 12.37 13.33 17.40 13.17 12.50 16.96 12.85 7.86 26.32 8.04
May 12.17 14.06 11.44 12.26 17.71 13.13 12.70 16.92 12.78 7.83 25.04 8.02
Jun 11.74 13.22 10.96 10.79 18.03 13.24 12.61 17.07 11.95 7.58 23.50 7.68
Jul 12.01 12.90 10.72 10.32 17.72 14.22 13.31 17.80 11.78 8.44 22.69 7.97
Aug 10.94 11.65 9.09 8.67 15.97 13.15 13.66 16.82 10.52 7.59 20.45 7.06
Sep 9.02 9.91 6.76 6.87 13.73 10.39 13.26 15.47 8.69 5.28 18.13 5.83
Oct 10.21 11.20 8.05 8.11 15.52 11.97 12.95 15.91 10.30 6.29 20.47 6.52
Nov 9.39 10.41 7.38 7.27 14.92 11.11 13.03 15.87 9.08 5.52 17.98 6.05
Dec 9.68 10.42 7.25 7.24 16.02 11.26 13.26 15.86 9.54 5.71 18.49 6.11


Cash dividend payout by Hang Seng Industry Classification System*, 2007 – 2011
No. of companies No. of Properties Information Total dividend
Year/Month declared companies paid Energy Materials Industrial Goods Consumer Goods Services Telecommunications Utilities Financials & Construction Technology Conglomerates payout
(HK$mil) (HK$mil) (HK$mil) (HK$mil) (HK$mil) (HK$mil) (HK$mil) (HK$mil) (HK$mil) (HK$mil) (HK$mil) (HK$mil)
2007 1,036 626 28,143.32 5,571.33 4,546.86 22,054.18 31,764.16 76,685.32 15,464.62 183,150.07 53,941.83 5,229.02 28,168.72 454,719.42
2008 1,081 648 29,995.81 7,917.68 4,192.89 29,964.40 37,416.40 94,446.35 16,298.39 212,757.30 46,192.55 7,952.63 30,535.10 517,669.50
2009 1,098 577 32,662.50 4,342.12 2,873.49 25,742.58 19,323.80 71,335.07 15,298.83 141,661.94 40,123.59 6,254.33 21,394.52 381,012.77
2010 1,206 684 34,384.65 7,584.88 4,878.70 42,022.06 29,681.69 65,858.59 17,336.18 184,929.76 56,842.08 7,171.14 26,438.18 477,127.90
2011 1,294 776 44,172.04 11,293.82 9,579.80 46,429.11 54,059.34 71,056.09 19,373.54 210,246.61 59,287.70 10,866.65 34,170.02 570,534.72
2011 Jan 18 7 – 20.38 204.84 1,126.87 676.03 103.74 27.29 10,992.08 146.34 1,130.30 7.69 14,435.56
Feb 116 55 – – – 672.45 34.39 – – 188.65 1,452.45 – – 2,347.94
Mar 857 525 – 9.00 – 1,265.50 673.85 – 2,213.65 3,981.47 2,584.02 – 394.47 11,121.96
Apr 19 4 – 826.10 124.93 2,236.97 474.25 805.40 – 1,145.21 986.91 – – 6,599.76
May 57 20 1,030.25 2,145.90 2,214.92 8,559.43 19,027.68 680.59 4,105.09 28,802.56 15,083.55 3,098.12 10,438.35 95,186.43
Jun 244 128 24,948.60 3,024.95 2,838.81 10,250.70 10,296.41 36,222.77 5,385.09 10,888.01 11,809.88 1,689.42 6,742.15 124,096.81
Jul 27 11 22.95 2,176.48 1,668.91 3,703.35 2,510.53 – 1,465.64 112,956.03 7,312.91 1,529.22 1,633.46 134,979.48
Aug 923 299 – 438.04 269.27 2,312.52 1,473.66 340.65 204.68 4,284.72 820.53 1,791.85 – 11,935.91
Sep 69 30 17,917.97 782.47 1,473.77 10,006.04 5,541.39 32,016.81 2,729.35 12,021.18 6,255.16 480.77 5,390.17 94,615.08
Oct 25 7 15.55 685.14 611.01 4,594.94 3,450.46 422.32 1,991.55 21,135.16 3,923.10 437.26 6,984.85 44,251.35
Nov 276 93 – 124.67 52.51 502.30 1,941.67 463.81 – 998.82 4,589.89 392.27 903.02 9,968.97
Dec 29 11 236.73 1,060.70 120.83 1,198.03 7,959.02 – 1,251.19 2,852.71 4,322.96 317.45 1,675.85 20,995.46
Note: Foreign companies excluded


Securities Market – Main Board Short Selling
Short selling transactions by designated stock, 2011
Stock code Name Number of shares* Value of transactions* (HK$)
01361 361 DEGREES 34,642,000 156,171,910
00800 A8 DIGITALMUSIC 386,000 750,180
02018 AAC TECH 101,158,000 1,800,124,680
01288 ABC 7,678,020,000 27,975,316,257
02821 ABF PAIF 12,520 12,314,422
03383 AGILE PROPERTY 660,432,000 6,745,828,780
01299 AIA 1,090,298,400 27,195,431,880
00753 AIR CHINA 412,648,000 3,074,099,220
00538 AJISEN (CHINA) 95,405,000 1,126,541,640
01688 ALIBABA 344,699,000 4,196,883,275
00056 ALLIED PPT (HK) 16,000 24,060
00347 ANGANG STEEL 568,764,000 4,786,909,120
00914 ANHUI CONCH 655,662,000 19,911,627,290
00995 ANHUIEXPRESSWAY 12,954,000 74,245,460
02020 ANTA SPORTS 371,144,000 4,268,515,870
03337 ANTON OILFIELD 7,034,000 8,484,780
01104 APAC RESOURCES 1,960,000 640,800
00931 ARTEL GROUP 765,000 226,190
00743 ASIA CEMENT CH 22,351,000 110,971,200
00351 ASIA ENERGY LOG 11,200,000 1,951,930
00522 ASM PACIFIC 57,755,800 5,201,656,175
00105 ASSO INT HOTELS 18,000 312,720
01717 AUSNUTRIA 828,000 2,278,700
00595 AV CONCEPT HOLD 4,000 6,160
00232 AVIC INT’L 178,000 73,320
02357 AVICHINA 117,140,000 476,169,000
03988 BANK OF CHINA 3,278,256,118 10,377,522,809
00023 BANK OF E ASIA 210,601,873 6,053,903,647
03328 BANKCOMM 857,918,120 5,512,259,703
01121 BAOFENGMODERN 14,000 16,040
02355 BAOYE GROUP 224,000 953,660
01338 BAWANG GROUP 92,570,000 168,216,160
02009 BBMG 243,742,500 2,291,622,640
00694 BEIJING AIRPORT 69,784,000 270,073,760
00392 BEIJING ENT 44,002,000 1,840,374,825
00588 BEIJING N STAR 3,366,000 5,420,940
01880 BELLE INT’L 447,152,000 6,489,615,340
00926 BESUNYEN 1,889,000 4,951,190
02299 BILLION IND 98,500 403,210
08035 BINHAI INV 92,000 48,480
00039 BIO-DYNAMIC 132,000 141,180
01112 BIOSTIME 8,372,500 113,274,400
02868 BJ CAPITAL LAND 18,542,000 40,852,680
00371 BJ ENT WATER 100,470,000 210,318,540
02388 BOC HONG KONG 416,452,852 8,802,879,265
01685 BOER POWER 10,530,000 38,610,290
00653 BONJOUR HOLD 32,350,000 43,307,200
01698 BOSHIWA INT’L 75,577,000 297,584,860
03998 BOSIDENG 259,650,000 575,154,260
00933 BRIGHTOIL 76,282,000 149,349,260
01114 BRILLIANCE CHI 620,524,000 4,815,745,220
00024 BURWILL 15,258,000 7,097,108
01211 BYD COMPANY 168,042,500 4,172,428,160
00285 BYD ELECTRONIC 31,251,500 121,793,210
01224 C C LAND 106,619,000 212,200,060
08206 C COMM TELE SER 628,000 1,108,240
00721 C FIN INT INV 180,000 86,950
00591 C HIGHPRECISION 65,742,000 283,643,180
00735 C P NEW ENERGY 29,940,000 15,120,500
01194 C PRECIOUSMETAL 51,262,000 84,607,740
08116 C PUBLIC HEALTH 820,000 68,530
00658 C TRANSMISSION 274,325,000 2,116,993,290
00362 C ZENITH CHEM 290,000 43,540
00043 C.P. POKPHAND 28,126,000 25,122,380
00341 CAFE DE CORAL H 10,796,000 198,783,600
06813 CAPMALLSASIA-S 766,000 5,957,560
00510 CASH FIN SER GP 12,000 5,460
00293 CATHAY PAC AIR 280,847,282 4,690,567,928
00939 CCB 6,996,186,373 40,247,536,222
00661 CDAYENONFER 3,932,000 2,142,630
00832 CENTRAL CHINA 3,555,000 6,662,190
01155 CENTRON TELECOM 40,000 61,480
00355 CENTURY C INT’L 764,000 461,040
00633 CH ALL ACCESS 8,298,000 18,627,060
00569 CH AUTOMATION 19,802,000 82,976,830
00910 CH GRAND FOREST 23,836,000 5,140,060
00773 CH METAL RECYCL 85,528,200 770,817,096
01117 CH MODERN D 30,771,000 65,387,020
08071 CH NETCOMTECH 7,140,000 900,060
01101 CH RONGSHENG 489,889,500 2,322,996,235
02600 CHALCO 1,380,989,324 8,295,825,591
02778 CHAMPION REIT 153,255,000 676,127,220
00092 CHAMPION TECH 13,936,000 2,322,758
01039 CHANGFENG AXLE 1,419,000 3,795,460
00682 CHAODA MODERN 577,150,000 2,116,728,640
00951 CHAOWEI POWER 7,451,000 26,711,590
01812 CHENMING PAPER 10,011,000 48,886,115
00001 CHEUNG KONG 126,125,200 13,174,172,895

Short selling transactions by designated stock, 2011 (continued)
01380 CHI KINGSTONE 1,155,000 1,426,250
00449 CHIGO HOLDING 43,804,000 26,404,728
00976 CHIHO-TIANDE 5,690,000 34,238,500
00031 CHINA AEROSPACE 15,772,000 13,424,640
00606 CHINA AGRI 215,324,000 1,686,598,790
03883 CHINA AOYUAN 5,248,000 6,728,370
03983 CHINA BLUECHEM 110,884,000 677,342,700
01898 CHINA COAL 614,949,000 6,202,532,100
01800 CHINA COMM CONS 516,466,998 3,191,687,528
01006 CHINA CORN OIL 3,742,000 17,072,330
01919 CHINA COSCO 1,019,874,524 5,869,214,874
03818 CHINA DONGXIANG 502,305,000 1,075,465,560
00670 CHINA EAST AIR 159,510,000 529,915,980
00257 CHINA EB INT’L 129,476,000 386,763,310
00165 CHINA EB LTD 81,402,000 1,107,370,340
01185 CHINA ENERGINE 812,000 385,590
00228 CHINA ENERGY 10,588,000 2,782,444
00506 CHINA FOODS 86,074,000 459,239,440
00930 CHINA FORESTRY 18,740,000 59,216,540
00384 CHINA GAS HOLD 289,270,000 868,632,720
00904 CHINA GREEN 62,469,000 377,278,170
01900 CHINA ITS 36,099,000 78,321,100
02128 CHINA LIANSU 151,290,000 915,160,320
02628 CHINA LIFE 1,223,519,000 27,369,444,340
01234 CHINA LILANG 31,694,000 312,024,260
00916 CHINA LONGYUAN 418,058,000 2,940,127,380
00009 CHINA MANDARIN 18,000 5,130
00144 CHINA MER HOLD 171,104,000 4,718,379,280
00133 CHINA MERCHANTS 82,000 1,106,160
00340 CHINA MINING 1,406,000 210,830
00941 CHINA MOBILE 554,206,575 41,641,900,112
00603 CHINA OIL & GAS 11,240,000 7,410,300
02883 CHINA OILFIELD 151,724,000 2,031,053,460
00581 CHINA ORIENTAL 10,000 31,920
00688 CHINA OVERSEAS 1,577,980,000 22,391,055,600
01093 CHINA PHARMA 76,602,000 248,844,800
02380 CHINA POWER 122,301,000 217,105,460
00866 CHINA QINFA 13,144,000 44,727,860
01186 CHINA RAIL CONS 292,179,000 1,598,832,645
00390 CHINA RAILWAY 832,043,000 2,280,642,600
00769 CHINA RAREEARTH 62,006,000 188,907,040
01193 CHINA RES GAS 54,372,000 599,953,120
01109 CHINA RES LAND 702,370,000 8,554,552,380
00836 CHINA RES POWER 124,735,600 1,739,099,168
00291 CHINA RESOURCES 84,844,000 2,571,646,600
00527 CHINA RUIFENG 4,000 6,480
02198 CHINA SANJIANG 466,000 1,258,240
01966 CHINA SCE PPT 3,856,000 7,455,190
01088 CHINA SHENHUA 466,823,000 16,030,468,163
01138 CHINA SHIP DEV 269,862,000 1,823,175,720
00155 CHINA SOLAR 20,980,000 1,455,550
01055 CHINA SOUTH AIR 501,736,000 2,099,370,660
03838 CHINA STARCH 185,000 102,900
03311 CHINA STATE CON 355,826,000 2,465,409,960
00956 CHINA SUNTIEN 13,913,000 26,921,410
00966 CHINA TAIPING 65,781,600 1,275,894,404
00728 CHINA TELECOM 2,367,180,000 11,219,039,540
00308 CHINA TRAVEL HK 211,650,000 319,867,080
00762 CHINA UNICOM 2,373,009,196 35,518,006,359
00855 CHINA WATER 74,814,000 205,668,380
00182 CHINA WINDPOWER 16,010,000 10,984,600
01333 CHINA ZHONGWANG 79,526,400 276,047,816
00552 CHINACOMSERVICE 70,242,000 321,639,740
02083 CHINAFLOORING 121,000 199,050
02099 CHINAGOLDINTL 104,700 2,865,806
01378 CHINAHONGQIAO 199,500 860,485
08161 CHINALOTSYNERGY 960,000 163,052
01838 CHINAPROPERTIES 3,722,000 8,860,390
01313 CHINARES CEMENT 380,322,000 2,446,972,720
00354 CHINASOFT INT’L 14,700,000 35,376,500
01668 CHINASOUTHCITY 25,132,000 30,022,360
01060 CHINAVISION 10,000 6,800
00893 CHINAVTM MINING 85,731,000 202,526,800
00127 CHINESE EST H 2,208,500 29,106,600
01111 CHONG HING BANK 148,000 3,111,880
01053 CHONGQING IRON 2,870,000 5,604,100
02722 CHONGQING M&E 20,230,000 47,352,380
00116 CHOW SANG SANG 27,627,000 576,887,660
01938 CHU KONG PIPE 4,966,000 14,547,660
00241 CITIC 21CN 6,716,000 6,721,240
00998 CITIC BANK 1,027,520,000 4,716,538,910
01091 CITIC DAMENG 8,365,000 13,097,410
00267 CITIC PACIFIC 245,355,076 3,915,502,602
01205 CITIC RESOURCES 107,742,200 157,448,976
06030 CITIC SEC 37,429,500 524,573,510
01883 CITIC TELECOM 21,465,000 46,497,750
01137 CITY TELECOM 7,759,000 34,345,630
01038 CKI HOLDINGS 47,725,000 2,034,365,150

00775 CKLIFE SCIENCES 658,000 401,200
00100 CLEAR MEDIA 39,000 134,500
00002 CLP HOLDINGS 72,789,768 4,962,666,711
03968 CM BANK 925,504,508 14,852,303,537
03993 CMOC 196,706,000 1,148,176,100
00867 CMS 2,237,800 14,585,834
03323 CNBM 1,208,014,000 15,134,683,200
00883 CNOOC 1,514,624,040 23,951,635,160
06388 COACH-DRS-RS 85,900 4,165,065
00906 COFCO PACKAGING 1,733,000 7,230,040
02342 COMBA 73,088,000 549,129,965
00712 COMTEC SOLAR 13,330,000 41,928,500
00517 COSCO INTL HOLD 30,076,000 128,865,360
01199 COSCO PACIFIC 187,979,847 2,383,276,902
01043 COSLIGHT TECH 1,194,000 3,139,760
02228 COSTIN NEW MAT 5,679,000 28,868,650
02007 COUNTRY GARDEN 731,893,000 2,268,214,110
02601 CPIC 236,880,600 6,784,691,496
03618 CQRC BANK 344,503,000 1,555,817,360
08207 CREDIT CHINA 12,796,000 14,339,280
00269 CRTG 140,600,000 54,648,000
02866 CSCL 1,132,317,939 2,754,413,840
00497 CSI PROPERTIES 11,720,000 3,615,190
01766 CSR 769,579,000 4,540,566,820
03898 CSR TIMES ELEC 106,626,000 2,279,250,640
00440 DAH SING 3,088,800 106,625,248
02356 DAHSING BANKING 23,508,000 236,995,840
02880 DALIAN PORT 29,310,000 78,100,300
00271 DAN FORM HOLD 922,000 733,360
00210 DAPHNE INT’L 96,260,000 748,685,520
01007 DAQING DAIRY 12,061,000 24,175,830
00991 DATANG POWER 306,447,398 802,538,393
01798 DATANG RENEW 23,490,000 36,701,290
01828 DCH HOLDINGS 87,102,000 813,433,210
01163 DEJIN RES 39,280,000 8,082,298
00113 DICKSON CONCEPT 1,420,000 7,331,445
01072 DONGFANG ELEC 79,444,600 2,100,912,260
00489 DONGFENG GROUP 655,516,000 8,461,872,160
00895 DONGJIANG ENV 3,600 94,480
00189 DONGYUE GROUP 156,811,000 1,081,756,640
00828 DYNASTY WINES 40,316,000 103,246,520
02368 EAGLE NICE 722,000 1,354,840
01388 EMBRY HOLDINGS 341,000 1,687,100
00163 EMPEROR IHL 9,704,000 14,837,080
00887 EMPEROR WATCH&J 361,340,000 467,963,700
00128 ENM HOLDINGS 4,408,000 3,309,600
02688 ENN ENERGY 33,514,000 874,439,300
01102 ENVIRO ENERGY 32,000 12,160
00689 EPI (HOLDINGS) 9,880,000 531,060
00330 ESPRIT HOLDINGS 426,938,621 7,177,267,208
03333 EVERGRANDE 2,087,576,000 9,657,899,120
00238 EVERGREEN INT 4,346,000 12,406,490
00858 EXTRAWELL PHAR 4,170,000 2,638,100
00052 FAIRWOOD HOLD 14,000 143,260
01777 FANTASIA 15,816,000 18,217,395
00035 FE CONSORT INTL 1,809,000 3,670,010
03360 FE HORIZON 39,924,000 248,420,830
02038 FIH 338,354,000 1,567,440,790
00142 FIRST PACIFIC 130,372,000 992,473,640
00227 FIRST SHANGHAI 544,000 618,640
00038 FIRST TRACTOR 31,590,000 249,271,740
00923 FOOK WOO GROUP 57,124,000 132,890,440
02337 FORTE LAND 16,592,000 56,394,000
00778 FORTUNE REIT 1,871,000 6,739,260
00656 FOSUN INTL 82,789,000 382,794,045
00420 FOUNTAIN SET 1,054,000 1,813,500
00817 FRANSHION PPT 265,070,000 460,818,220
00636 FUBON BK (HK) 1,266,000 6,262,540
00546 FUFENG GROUP 94,433,000 487,550,370
02238 GAC GROUP 372,736,000 3,255,240,700
00027 GALAXY ENT 594,084,344 8,706,653,321
00468 GAPACK 13,765,000 42,148,410
03800 GCL-POLY ENERGY 2,500,833,000 9,056,351,510
00175 GEELY AUTO 1,216,255,000 3,505,641,950
00678 GENTING HK 154,000 504,070
00064 GET NICE 4,262,000 2,137,560
00709 GIORDANO INT’L 68,306,000 383,541,580
00805 GLENCORE-S 619,300 30,183,715
00809 GLOBAL BIO-CHEM 237,402,000 480,785,400
03889 GLOBAL SWEET 29,414,000 48,893,360
00845 GLORIOUS PPT H 303,904,000 523,575,970
00393 GLORIOUS SUN 764,000 2,153,140
03308 GOLDEN EAGLE 221,925,000 4,074,109,710
00801 GOLDEN MEDITECH 20,256,000 25,208,080
00283 GOLDIN PPT 20,000 72,700
00686 GOLDPOLY NEW EN 2,000 2,780
02208 GOLDWIND 102,662,600 1,108,795,384
00493 GOME 2,668,680,000 7,326,525,160

02398 GOOD FRIEND 2,932,000 18,923,080
01086 GOODBABY INTL 15,003,000 50,079,730
00041 GREAT EAGLE H 9,677,000 219,139,380
00074 GREAT WALL TECH 7,150,000 25,134,380
02333 GREATWALL MOTOR 345,121,500 4,141,832,460
00094 GREENHEART GP 1,654,000 1,974,400
00270 GUANGDONG INV 177,310,000 794,401,340
01203 GUANGNAN (HOLD) 618,000 1,037,400
00525 GUANGSHEN RAIL 44,776,000 133,621,860
00874 GUANGZHOU PHAR 15,548,000 139,444,080
00317 GUANGZHOU SHIP 2,660,000 29,186,080
00053 GUOCO GROUP 342,000 28,896,050
01788 GUOTAI JUNAN I 12,951,000 46,165,340
00405 GZI REIT 2,922,000 11,320,240
00044 HAECO 224,000 25,543,480
01169 HAIER ELEC 123,793,000 1,025,546,960
00359 HAISHENG JUICE 8,000 8,080
01882 HAITIAN INT’L 21,598,000 176,626,260
00010 HANG LUNG GROUP 57,425,000 2,666,242,800
00101 HANG LUNG PPT 172,328,000 4,928,646,050
00011 HANG SENG BANK 117,364,566 13,050,437,324
00448 HANG TEN GROUP 7,638,000 16,157,720
00667 HANNSTAR BOARD 192,000 155,060
01133 HARBIN ELECTRIC 92,596,000 825,673,800
00051 HARBOUR CENTRE 4,000 46,880
00097 HENDERSON INV 3,318,000 2,331,180
00012 HENDERSON LAND 214,177,970 10,057,040,410
00197 HENG TAI 40,210,000 33,840,975
08046 HENG XIN CHINA 9,192,000 11,208,720
01044 HENGAN INT’L 141,208,500 9,183,433,100
03389 HENGDELI 494,368,000 1,798,794,560
00818 HI SUN TECH 24,843,000 62,433,210
01393 HIDILI INDUSTRY 369,970,000 1,796,129,590
01623 HILONG 1,065,000 1,439,250
00921 HISENSE KELON 1,076,000 1,923,130
00003 HK & CHINA GAS 220,893,000 3,947,423,900
00655 HK CHINESE LTD 702,000 908,540
00045 HK&S HOTELS 5,042,000 58,873,270
00190 HKC (HOLDINGS) 11,573,000 4,181,930
00388 HKEX 219,008,000 32,100,007,440
00480 HKR INT’L 4,772,800 20,698,216
02882 HKRH 6,672,000 4,340,000
01087 HL TECHNOLOGY 551,000 1,127,600
00958 HN RENEWABLES 882,000 1,658,680
02626 HNC 93,930,000 260,864,720
00196 HONGHUA GROUP 9,627,000 9,091,860
00733 HOPEFLUENT 598,000 1,774,680
00054 HOPEWELL HOLD 14,099,500 321,835,465
00737 HOPEWELL INFRA 21,250,000 106,597,385
00754 HOPSON DEV HOLD 109,586,000 780,818,080
02838 HS FXI C25 ETF 4,100 773,900
02828 HS H-SHARE ETF 24,306,000 2,681,684,990
02833 HS HSI ETF 345,400 65,623,900
00005 HSBC HOLDINGS 929,568,077 68,762,296,737
00820 HSBCDRAGON FUND 246,000 1,735,635
00404 HSIN CHONG CONS 74,000 87,480
00587 HUA HAN 12,156,000 26,334,560
00336 HUABAO INTL 575,919,000 3,642,998,470
01071 HUADIAN POWER 24,560,228 36,051,728
00902 HUANENG POWER 463,831,644 1,858,113,966
87001 HUI XIAN REIT 735,000 4,202,872
01280 HUIYIN APP 1,068,000 1,800,400
01886 HUIYUAN JUICE 34,677,500 140,902,740
00013 HUTCHISON 328,318,232 26,851,124,282
00215 HUTCHTEL HK 102,310,000 283,299,660
00014 HYSAN DEV 44,327,000 1,456,088,150
00999 I.T 86,276,000 490,657,980
01398 ICBC 3,433,399,036 18,083,213,342
01683 IMM 89,568,500 675,253,165
00596 INSPUR INT’L 2,365,000 1,384,350
01833 INTIME 251,993,000 2,821,295,425
00873 INT’L TAIFENG 4,016,000 15,586,460
00929 IPE GROUP 230,000 318,400
01029 IRC 22,384,000 40,971,320
03010 ISHARES APEX 50 400 16,440
03004 ISHARES APEX S 52,000 2,064,870
02801 ISHARES CHINA 2,737,600 53,025,438
02802 ISHARES EM ASIA 507,600 21,296,070
02836 ISHARES INDIA 19,185,400 350,457,662
00177 JIANGSU EXPRESS 92,186,000 682,794,980
00358 JIANGXI COPPER 479,961,000 10,260,223,860
02362 JINCHUAN INTL 4,698,000 15,061,840
00814 JINGKELONG 203,000 1,959,470
00350 JINGWEI TEXTILE 5,136,000 29,922,380
02006 JINJIANG HOTELS 7,900,000 11,703,380
00179 JOHNSON ELEC H 85,649,500 390,451,535
03336 JU TENG INTL 31,564,000 72,819,820
00173 K. WAH INT’L 70,233,000 202,520,750

01638 KAISA GROUP 101,568,000 238,547,420
08203 KAISUN ENERGY 40,000 15,400
00847 KAZAKHMYS-S 17,100 2,850,096
01888 KB LAMINATES 56,090,000 317,134,015
00683 KERRY PPT 48,666,500 1,676,390,925
00280 KING FOOK HOLD 440,000 882,920
00663 KING STONE ENGY 19,588,000 5,671,350
00148 KINGBOARD CHEM 29,526,000 998,990,865
00268 KINGDEE INT’L 187,608,000 666,310,160
01170 KINGMAKER 28,000 36,400
03888 KINGSOFT 27,335,000 123,698,960
01031 KINGSTON FIN 17,554,000 17,047,640
00381 KIU HUNG ENERGY 10,000 2,260
02266 KOSMO HOTELS 201,000 312,580
00034 KOWLOON DEV 7,097,000 65,694,630
00135 KUNLUN ENERGY 161,766,000 1,973,615,820
01813 KWG PROPERTY 292,854,000 1,136,921,625
00746 L & M CHEMICAL 11,142,000 98,622,900
00488 LAI SUN DEV 69,480,000 10,967,121
00503 LANSEN PHARMA 54,000 163,760
00738 LE SAUNDA HOLD 5,446,000 22,155,280
02314 LEE & MAN PAPER 265,804,000 1,092,309,450
00992 LENOVO GROUP 818,692,000 3,930,318,640
00842 LEOCH INT’L 13,798,000 41,706,590
01225 LERADO GROUP 1,462,000 1,624,040
02909 LI & FUNG 43,964,000 751,921,760
00494 LI & FUNG 1,030,242,560 17,190,027,530
02331 LI NING 201,903,100 2,564,801,955
00980 LIANHUA 8,128,000 143,387,470
01212 LIFESTYLE INT’L 33,374,500 680,757,805
02005 LIJUN INT’L 54,305,000 105,346,350
03330 LINGBAO GOLD 7,360,000 39,791,840
00823 LINK REIT 91,468,500 2,384,832,000
00968 LITTLE SHEEP 2,322,000 13,895,220
00558 LK TECH 1,577,500 3,773,950
00973 L’OCCITANE 30,495,500 538,823,846
00960 LONGFOR PPT 359,251,000 3,674,170,780
03339 LONKING 785,947,000 3,380,061,160
00988 LOUDONG GN RES 24,519,000 22,069,890
00590 LUK FOOK HOLD 74,646,000 2,259,090,510
00067 LUMENA NEWMAT 232,440,000 671,300,800
08058 LUOXIN PHARMA 406,000 2,876,180
00323 MAANSHAN IRON 649,790,000 2,117,128,580
01633 MAGIC HOLDINGS 15,139,000 51,067,240
01999 MAN WAH HLDGS 26,191,600 170,772,944
00945 MANULIFE-S 704,300 79,697,885
00848 MAOYE INT’L 96,815,000 259,971,510
00136 MASCOTTE HOLD 14,272,000 6,180,700
01618 MCC 213,286,000 439,709,920
00953 MEIKE INT’L 782,000 1,161,060
00357 MEILAN AIRPORT 20,000 185,990
06883 MELCO CROWN 99,300 2,618,055
00200 MELCO INT’L DEV 249,301,000 1,725,550,510
02319 MENGNIU DAIRY 154,642,000 3,615,076,070
02282 MGM CHINA 75,140,400 907,609,264
00853 MICROPORT 13,218,000 63,188,980
01021 MIDAS HLDGS-S 9,000 40,900
01200 MIDLAND HOLDING 110,950,000 522,337,020
01555 MIE HOLDINGS 31,626,000 74,820,180
01208 MIN RESOURCES 91,092,000 461,441,440
00222 MIN XIN HOLD 30,000 130,700
03828 MING FAI INT’L 3,208,000 8,449,130
00860 MING FUNG JEWEL 20,840,000 17,995,800
00846 MINGFA GROUP 16,447,000 39,181,830
00230 MINMETALS LAND 5,946,000 7,691,080
01988 MINSHENG BANK 1,469,469,500 9,436,749,595
00425 MINTH GROUP 50,146,000 511,927,340
00947 MOBI DEV 60,000 119,960
00975 MONGOL MINING 64,456,000 552,748,710
00276 MONGOLIA ENERGY – –
00066 MTR CORPORATION 79,445,848 2,064,067,464
00233 MY MEDICARE 40,820,000 28,011,050
02689 ND PAPER 403,996,000 2,448,284,447
08167 NEO TELEMEDIA 9,948,000 1,126,800
01868 NEO-NEON 4,969,500 11,332,100
00917 NEW WORLD CHINA 53,252,000 118,827,080
00017 NEW WORLD DEV 397,529,448 3,336,935,031
00055 NEWAY GROUP 28,330,000 10,875,000
00166 NEWTIMES ENERGY 6,912,000 1,040,804
01231 NEWTON RES 228,000 214,600
00061 NORTH ASIA RES 1,835,000 1,949,650
01011 NT PHARMA 728,500 927,785
02222 NVC LIGHTING 68,930,000 244,981,130
00825 NWDS CHINA 24,365,000 143,966,280
00659 NWS HOLDINGS 25,265,000 286,738,160
00877 O-NET COMM GP 25,496,000 91,590,740
00316 OOIL 40,024,500 2,004,709,850
01132 ORANGE SKY G H 170,000 63,775

00398 ORIENTAL WATCH 26,240,000 125,252,640

01174 PACIFIC ANDES 6,970,000 7,552,880
02343 PACIFIC BASIN 193,545,000 836,270,230
00543 PACIFIC ONLINE 159,000 649,160
01382 PACIFICTEXTILES 4,885,000 23,478,360
03368 PARKSON GROUP 370,752,500 3,937,122,135
00327 PAX GLOBAL 245,000 623,690
00008 PCCW 146,338,000 475,001,960
00331 PCD STORES 57,222,000 105,369,820
00432 PCPD 266,000 372,560
01968 PEAK SPORT 37,821,000 135,357,520
00850 PETROASIAN 6,788,000 3,164,952
00857 PETROCHINA 2,252,046,000 23,478,141,000
02008 PHOENIX TV 27,220,000 77,334,280
02328 PICC P&C 682,119,570 7,466,436,460
00752 PICO FAR EAST 1,446,000 2,195,200
02318 PING AN 425,683,500 28,896,938,763
00119 POLY HK INV 448,641,000 2,415,686,250
00589 PORTS 56,408,000 893,837,515
03813 POU SHENG INT’L 8,733,000 10,629,900
00006 POWER ASSETS 76,146,500 4,398,709,700
01238 POWERLONG 5,380,000 8,830,270
01913 PRADA 76,179,500 2,830,135,910
01259 PRINCE FROG 978,000 1,997,180
00803 PROSPERITY INTL 5,540,000 2,990,600
00808 PROSPERITY REIT 2,788,000 4,550,390
00626 PUBLIC FIN HOLD 450,000 2,022,860
00498 PYI CORP 4,000 1,020
01122 QINGLING MOTORS 23,098,000 54,688,220
03868 QX PAPER 2,101,000 5,881,880
02777 R&F PROPERTIES 420,135,600 4,222,857,660
28358 RB-HWL @EC1105D 202,220,000 20,058,590
02010 REAL NUTRI 56,945,000 268,306,510
00246 REALGOLD MINING 36,776,500 429,381,360
00078 REGAL INT’L 1,250,000 3,869,420
01881 REGAL REIT 2,855,000 5,968,980
01387 RENHE COMM 2,551,026,000 3,317,206,760
00555 REXLOT HOLDINGS 189,775,000 140,278,125
00183 RICHFIELD GP 4,640,000 3,927,680
00313 RICHLY FIELD 2,320,000 467,020
01004 RISING DEV HOLD 4,000 4,000
01997 RMIH 1,239,000 2,676,910
01098 ROAD KING INFRA 1,032,000 6,205,570
01198 ROYALE FURN 3,936,000 11,917,460
00486 RUSAL 82,069,000 748,564,980
00178 SA SA INT’L 228,714,000 1,103,666,760
03938 SAMLING GLOBAL 236,000 106,370
00531 SAMSON HOLDING 1,710,000 2,725,460
01910 SAMSONITE 11,196,300 124,205,619
00482 SANDMARTIN INTL 4,000 10,520
01928 SANDS CHINA LTD 405,622,800 8,391,438,544
00631 SANY INT’L 362,311,000 2,986,695,380
01768 SATERI 13,348,000 62,972,815
02727 SH ELECTRIC 362,354,930 1,516,055,120
00563 SH IND URBAN 9,894,000 23,318,660
02607 SH PHARMA 31,804,200 522,351,426
00568 SHANDONG MOLONG 270,800 2,049,512
00363 SHANGHAI IND H 36,029,000 955,235,590
00338 SHANGHAI PECHEM 223,950,000 817,186,620
02345 SHANGHAI PRIME 1,012,000 1,825,960
00755 SHANGHAI ZENDAI 15,000 4,350
00069 SHANGRI-LA ASIA 99,942,000 1,844,286,020
00691 SHANSHUI CEMENT 137,680,000 964,117,950
00218 SHENYIN WANGUO 2,775,000 8,348,650
00152 SHENZHEN INT’L 25,440,000 15,222,597
00604 SHENZHEN INVEST 78,160,000 158,909,500
00548 SHENZHENEXPRESS 21,006,000 86,659,600
02313 SHENZHOU INTL 7,615,000 74,800,650
00813 SHIMAO PROPERTY 584,915,500 5,222,220,490
02877 SHINEWAY PHARM 87,817,000 1,280,689,080
00312 SHIRBLE STORE 1,316,000 1,820,720
00016 SHK PPT 168,433,575 18,024,895,782
00103 SHOUGANG CENT 224,000 162,780
00697 SHOUGANG INT’L 167,392,000 159,108,880
00639 SHOUGANG RES 271,896,000 1,161,895,520
00272 SHUI ON LAND 322,795,500 950,463,635
00242 SHUN TAK HOLD 109,658,000 483,979,140
00107 SICHUAN EXPRESS 20,894,000 79,533,920
00460 SIHUAN PHARM 197,333,000 709,090,870
01863 SIJIA GROUP 2,883,000 10,240,640
00886 SILVER BASE 36,668,000 267,678,610
00171 SILVER GRANT 28,184,000 71,120,280
02000 SIM TECH 83,004,000 85,134,840
01105 SING TAO 400,000 846,020
00750 SINGYES SOLAR 5,117,000 27,169,930
01177 SINO BIOPHARM 124,284,000 313,303,160
00395 SINO DRAGON 1,424,000 1,206,800
00083 SINO LAND 374,596,000 4,516,220,620

00702 SINO OIL & GAS 89,980,000 38,432,550
00476 SINOCOP RES 550,000 460,900
00297 SINOFERT 441,456,000 1,547,185,420
01168 SINOLINK HOLD 3,552,000 2,728,820
01893 SINOMA 218,219,000 948,357,570
00623 SINOMEDIA 434,000 1,176,330
03377 SINO-OCEAN LAND 414,146,000 1,623,731,990
00386 SINOPEC CORP 2,282,138,000 17,702,664,100
00934 SINOPEC KANTONS 326,000 1,509,700
01099 SINOPHARM 163,986,400 3,727,155,792
01020 SINOREF HLDGS 1,780,000 2,506,040
00724 SINO-TECH INT’L 47,150,000 9,589,830
00598 SINOTRANS 21,893,000 39,266,070
00368 SINOTRANS SHIP 33,526,500 82,448,915
03808 SINOTRUK 94,473,000 578,382,575
00346 SINOUNIONENERGY 7,020,000 4,061,550
01308 SITC 34,951,000 116,559,330
00880 SJM HOLDINGS – –
00751 SKYWORTHDIGITAL 420,908,000 1,847,298,100
00315 SMARTONE TELE 28,342,000 465,482,695
00198 SMI CORP 1,260,000 332,620
00981 SMIC 878,290,000 525,976,885
00983 SOCAM DEV 1,886,000 19,008,460
00410 SOHO CHINA 356,312,500 2,164,752,805
00757 SOLARGIGA 16,580,000 32,160,960
00967 SOUND GLOBAL 966,000 3,999,830
00878 SOUNDWILL HOLD 230,000 1,974,760
01878 SOUTHGOBI-S 917,300 66,816,550
00970 SPARKLE ROLL 83,040,000 103,596,760
02840 SPDR GOLD TRUST 183,110 242,017,240
00337 SPG LAND 2,486,000 7,062,150
01700 SPRINGLAND 7,877,000 47,370,400
01207 SRE GROUP 11,668,000 6,285,970
02888 STANCHART 22,793,400 4,395,231,880
01836 STELLA HOLDINGS 2,366,000 44,057,110
00086 SUN HUNG KAI CO 1,129,000 5,670,150
00547 SUN INNOVATION 5,210,000 1,276,070
08029 SUN INT’L 215,000 323,550
00580 SUN.KING ELEC 1,410,000 1,459,820
01918 SUNAC 6,500,000 14,938,710
06808 SUNART RETAIL 194,000,000 1,874,269,825
08008 SUNEVISION 4,194,000 4,148,880
00435 SUNLIGHT REIT 1,511,000 3,321,080
02382 SUNNY OPTICAL 2,494,000 6,109,390
02002 SUNSHINE PAPER 767,000 1,681,635
01228 SUPERB SUMMIT 10,000 3,700
00723 SUSTAIN FOREST 8,610,000 2,299,804
00019 SWIRE PACIFIC A 71,585,423 7,169,689,556
00087 SWIRE PACIFIC B 9,085,000 187,483,425
00088 TAI CHEUNG HOLD 650,000 3,674,290
00621 TAUNG GOLD 1,240,000 541,800
00515 TC INTERCONNECT 722,000 2,383,740
01136 TCC INT’L HOLD 50,010,000 191,069,120
00669 TECHTRONIC IND 100,021,000 802,052,265
00700 TENCENT 222,373,200 42,228,592,630
02678 TEXHONG TEXTILE 830,000 2,481,440
00321 TEXWINCA HOLD 19,916,000 178,443,920
00990 THEME INT’L 1,310,000 793,900
00028 TIAN AN 256,000 1,348,780
01600 TIAN LUN GAS 1,500 2,715
01065 TIANJIN CAPITAL 1,502,000 3,807,520
00882 TIANJIN DEV 10,830,000 56,957,660
03382 TIANJINPORT DEV 33,104,000 52,583,180
00819 TIANNENG POWER 39,070,000 145,990,160
01115 TIBET 5100 6,874,000 15,722,430
00322 TINGYI 557,942,000 12,216,058,830
01192 TITAN PETROCHEM 21,580,000 11,160,300
02383 TOM GROUP 312,000 283,760
00258 TOMSON GROUP 316,000 972,820
01666 TONG REN TANG 1,289,000 11,017,080
00698 TONGDA GROUP 2,170,000 1,002,850
00389 TONTINE WINES 22,224,000 36,856,240
03886 TOWN HEALTH 392,000 536,680
01083 TOWNGAS CHINA 5,484,000 22,836,070
00903 TPV TECHNOLOGY 30,686,000 108,528,240
02800 TRACKER FUND 599,817,000 12,765,526,775
00062 TRANSPORT INT’L 158,400 3,363,024
00325 TRAUSON HLDGS 112,000 399,790
00696 TRAVELSKY TECH 16,366,000 77,289,320
02468 TRONY SOLAR 11,890,000 45,019,620
00732 TRULY INT’L 28,894,000 41,999,620
00206 TSC GROUP 203,000 376,220
00417 TSE SUI LUEN 424,000 2,690,440
00168 TSINGTAO BREW 87,096,000 3,628,051,700
00511 TVB 8,071,000 368,313,450
03933 UNITED LAB 118,746,000 1,113,627,600
00467 UNITEDENERGY GP 68,454,000 78,089,620
00220 U-PRESID CHINA 143,752,000 647,605,690

06210 VALE COMMON-DRS 11,200 3,059,450
06230 VALE PREF-DRS 1,200 296,840
03081 VALUE GOLD ETF 98,300 4,330,945
00806 VALUE PARTNERS 36,921,000 204,383,930
00710 VARITRONIX INTL 640,000 2,885,570
00539 VICTORY CITY 1,554,000 2,210,420
03331 VINDA INT’L 51,620,000 439,980,170
00345 VITASOY INT’L 3,970,000 23,522,160
08032 VIVA CHINA 616,000 179,052
00422 VMEP HOLDINGS 638,000 1,161,880
00082 VODONE 108,624,000 238,469,720
00303 VTECH HOLDINGS 8,170,609 684,354,394
00159 WAH NAM INT’L 23,064,000 28,073,920
00151 WANT WANT CHINA 1,034,803,000 7,203,722,990
03393 WASION GROUP 32,534,000 131,061,720
02338 WEICHAI POWER 203,414,000 8,600,589,600
01066 WEIGAO GROUP 164,124,000 1,675,666,920
02698 WEIQIAO TEXTILE 39,409,500 197,496,725
00382 WELLING HOLDING 2,662,000 3,765,380
02233 WESTCHINACEMENT 569,824,000 1,488,050,920
00004 WHARF HOLDINGS 189,505,734 9,083,228,442
00020 WHEELOCK 17,910,000 473,999,380
00302 WING HANG BANK 7,871,000 673,573,900
00289 WING ON CO 11,000 177,900
00369 WING TAI PPT 34,000 110,500
01733 WINSWAY 86,486,000 236,783,970
00570 WINTEAM PHARMA 364,000 504,460
00305 WULING MOTORS 680,000 721,200
08277 WUMART 14,338,000 175,068,715
01025 WUMART 20,756,000 348,624,080
08383 WUMART-OLD 1,311,750 24,810,405
01128 WYNN MACAU 527,756,448 11,809,756,760
03049 X DBCSI300 541,563,600 4,422,369,000
03061 X DBCSI300BANK 1,122,000 10,964,680
03025 X DBCSI300CONDI 80,000 827,410
03017 X DBCSI300ENER 24,000 237,462
02844 X DBCSI300FIN 247,600 2,508,860
03057 X DBCSI300HEAL 23,200 348,208
03005 X DBCSI300IND 195,650 1,445,261
03062 X DBCSI300MAT 210,900 1,743,021
02816 X DBCSI300REAL 200 2,128
03063 X DBCSI300TRANS 910,800 3,822,242
03052 X DBCSI300UTIL 1,241,100 5,016,483
03087 X DBFTSEVIET 42,020 9,467,780
03007 X DBFXIC25 10 2,610
03048 X DBMSCIBRAZIL 16,400 737,802
03009 X DBMSCIEM 34,200 887,500
03035 X DBMSCIEMASIA 18,800 520,350
02848 X DBMSCIKOREA 20 8,246
03043 X DBMSCIPACEXJ 1,200 43,000
03027 X DBMSCIRUSSIA 109,625 2,814,610
03036 X DBMSCITAIWAN 10,000 1,578,000
03019 X DBMSCIWORLD 12,875 333,437
03015 X DBSPCNXNIFTY 4,060 3,264,617
03001 X ISHARES A DIS 383,600 7,980,680
03050 X ISHARES A ENR 1,600 25,312
02823 X ISHARES A50 3,539,086,500 43,291,060,895
02846 X ISHARESCSI300 2,397,740 70,903,411
02815 X LYXORETF APEJ 110,000 4,087,505
02809 X LYXORETF CMTY 118,750 2,707,500
02810 X LYXORETF IND 249,800 31,377,600
02814 X LYXORETF JPN 8,493,500 63,486,215
02813 X LYXORETF KOR 900 32,220
02826 X LYXORETF NDX 2,100 145,845
02806 X LYXORETF RFEU 8,200 438,530
02803 X LYXORETF RFUS 10,800 483,575
02831 X LYXORETF RUS 159,200 5,609,210
02812 X LYXORETF WLD 120,990 1,141,575
03024 X WISE SSE50ETF 7,800 162,860
02827 X WISECSI300ETF 50,685,400 1,842,830,510
03378 XIAMEN PORT 7,748,000 10,887,180
01899 XINGDA INT’L 95,583,000 565,880,600
00505 XINGYE COPPER 3,297,000 5,035,210
00811 XINHUA WINSHARE 3,074,000 11,980,670
03833 XINXIN MINING 10,922,000 44,239,020
00868 XINYI GLASS 452,170,000 2,692,553,940
02088 XIWANG SUGAR 20,498,000 45,088,200
01368 XTEP INT’L 64,731,000 284,386,670
01171 YANZHOU COAL 635,974,000 14,815,781,108
01230 YASHILI INT’L 24,023,000 39,419,280
00375 YGM TRADING 805,000 15,651,630
02168 YINGDE GASES 73,428,500 540,678,930
00408 YIP’S CHEMICAL 1,084,000 9,135,300
01033 YIZHENG CHEM 83,094,000 268,610,060
02268 YOUYUAN HLDGS 1,204,000 5,166,360
02789 YUANDA CHINA 3,008,000 3,232,220
00551 YUE YUEN IND 54,578,000 1,340,873,645
00123 YUEXIU PROPERTY 262,626,000 387,143,220

01052 YUEXIUTRANSPORT 17,138,000 64,326,980
01068 YURUN FOOD 434,719,000 9,382,752,060
01628 YUZHOU PPT 702,000 1,714,170
01818 ZHAOJIN MINING 74,268,500 1,411,257,515
00576 ZHEJIANGEXPRESS 94,010,000 538,315,880
01728 ZHENGTONGAUTO 194,416,000 1,618,373,270
00672 ZHONGAN REALEST 985,000 1,592,470
00881 ZHONGSHENG HLDG 115,167,500 1,620,950,340
01176 ZHUGUANG HOLD 790,000 1,317,300
02899 ZIJIN MINING 708,351,397 2,605,167,068
00948 Z-OBEE 616,000 1,180,400
01157 ZOOMLION 537,473,400 7,921,258,482
00763 ZTE 224,550,400 5,588,399,198
Total 124,382,279,891 1,336,040,966,309
* Figures are adjusted for late report.
Note: Turnover value traded in non-HKD currency securities have been included start from 29 November 2010.
Monthly short selling transactions, 2011

No. of designated Value of No. of designated
securities Number of transactions* securities recording
Month (month-end figure) shares* (HK$) short selling
Jan 644 6,761,512,867 84,230,046,779 507
Feb 698 6,926,171,767 80,213,767,199 532
Mar 698 9,034,072,758 109,461,608,837 522
Apr 702 7,502,272,896 91,221,684,357 529
May 748 9,455,811,615 103,502,636,564 577
Jun 748 12,120,298,739 133,005,768,508 583
Jul 750 9,541,523,210 96,926,327,652 556
Aug 724 15,097,163,168 167,404,285,446 600
Sep 725 14,667,153,302 145,544,362,302 559
Oct 725 13,300,163,572 132,272,819,526 544
Nov 648 12,381,711,637 115,601,092,675 518
Dec 648 7,594,424,360 76,656,566,464 490
Total 124,382,279,891 1,336,040,966,309
* Figures are adjusted for late report.

Securities Market – Main Board Listed Companies
Newly listed companies
Ordinary companies
Listing
No. of Offer Funds date/
Listing method/ shares price raised subscription
Code Company Industry Classification * offered (HK$) (HK$Mil) rate (times) Sponsor
00080 China New Economy Fund Ltd. Offer for placing 303,000,000 (b) 1.030 312.09 2011/01/06 China Everbright Capital Ltd.
Financials n.a.
– Other Financials
01089 Sumpo Food Holdings Ltd. Offer for subscription 160,000,000 (a) 0.680 108.80 2011/01/11 Kingston Corporate Finance Ltd.
Offer for placing 300,000,000 (b) 0.680 204.00 85
Consumer Goods –
Food & Beverages
02011 KEE Holdings Co. Ltd. Offer for subscription 50,000,000 (a) 1.330 66.50 2011/01/12 Shenyin Wanguo Capital (H.K.) Ltd.
Consumer Goods
– Textiles & Clothing
01323 Newtree Group Holdings Ltd. Offer for subscription 57,000,000 (a) 1.950 111.15 2011/01/13 CCB International Capital Ltd.
Offer for sale 30,000,000 (b) 1.950 58.50 17.81
Offer for placing 103,000,000 (b) 1.950 200.85
Consumer Goods –
Household Goods
& Electronics
02218# Yantai North Andre Juice Co. Ltd. Transfer of listing n.a. n.a. n.a. 2011/01/19 + n.a.
– H Shares Consumer Goods – n.a.
Food & Beverages
01075# Capinfo Co. Ltd. – H Shares Transfer of listing n.a. n.a. n.a. 2011/01/21 + n.a.
Information Technology n.a.
– Software & Services
01143 Telefield International (Holdings) Ltd. Offer for subscription 50,000,000 (a) 1.200 60.00 2011/01/27 China Merchants Securities (HK) Co., Ltd.
Consumer Goods –
Household Goods
& Electronics
01121 Baofeng Modern International Offer for subscription 35,000,000 (a) 2.000 70.00 2011/01/28 CMB International Capital Ltd.
Holdings Co. Ltd. Offer for sale 100,000,000 (b) 2.000 200.00 9.33
Consumer Goods –
Textiles & Clothing
01057# Zhejiang Shibao Co. Ltd. – H Shares Transfer of listing n.a. n.a. n.a. 2011/03/09 + n.a.
Consumer Goods – n.a.
Automobiles
01380 China Kingstone Mining Holdings Ltd. Offer for subscription 58,000,000 (a) 2.250 130.50 2011/03/18 Citigroup Global Markets Asia Ltd.
Offer for sale 167,000,000 (b) 2.250 375.75 1.94
Materials – Mining
03688 Top Spring International Holdings Ltd. Offer for subscription 14,346,000 (a) 6.230 89.38 2011/03/23 Macquarie Capital Securities Ltd.
Offer for placing 236,067,500 (b) 6.230 1,470.70 0.57
Properties & Construction –
Properties
01378 China Hongqiao Group Ltd. Offer for subscription 18,023,000 (a) 7.200 129.77 2011/03/24 J.P. Morgan Securities (Asia Pacific) Ltd.
Materials – Metals
02488# Launch Tech Co. Ltd. – H Shares Transfer of listing n.a. n.a. n.a. 2011/03/28 + n.a.
Automobiles
03360 Far East Horizon Ltd. Offer for subscription 81,600,000 (a) 6.290 513.26 2011/03/30 China International Capital Corporation
Offer for placing 856,800,000 (b) 6.290 5,389.27 4.86 Hong Kong Securities Ltd.
Financials – Other Financials Morgan Stanley Asia Ltd.
UBS AG, Hong Kong Branch
06488 SBI Holdings, Inc. – DR Offer for subscription 1,697,950 (a) 80.230 136.23 2011/04/14 Daiwa Capital Markets Hong Kong Ltd.
Financials – Other Financials
01181 Tang Palace (China) Holdings Ltd. Offer for subscription 50,000,000 (a) 1.650 82.50 2011/04/19 ICBC International Capital Ltd
Offer for placing 65,000,000 (b) 1.650 107.25 614.16
Services – Hotels &
Entertainment
01011 China NT Pharma Group Co. Ltd. Offer for subscription 35,703,500 (a) 4.540 162.09 2011/04/20 UBS AG, Hong Kong Branch
Offer for sale 86,553,000 (b) 4.540 392.95 5.88
Offer for placing 234,775,500 (b) 4.540 1,065.88
Consumer Goods –
Health & Personal Care
01623 Hilong Holding Ltd. Offer for subscription 40,000,000 (a) 2.600 104.00 2011/04/21 Morgan Stanley Asia Ltd.
Offer for sale 60,000,000 (b) 2.600 156.00 4.02
Energy – Oil & Gas
01106# Sino Haijing Holdings Ltd. Transfer of listing n.a. n.a. n.a. 2011/05/12 + n.a.
Household Goods & Electronics
01069# Jiangchen International Holdings Ltd. Transfer of listing n.a. n.a. n.a. 2011/05/16 + n.a.
Textiles & Clothing
02789 Yuanda China Holdings Ltd. Offer for subscription 53,594,000 (a) 1.500 80.39 2011/05/17 Deutsche Bank AG, Hong Kong Branch
Offer for placing 1,655,140,000 (b) 1.500 2,482.71 0.36 J.P. Morgan Securities (Asia Pacific) Ltd
Construction

Newly listed companies (continued)
Ordinary companies
Listing
02299 Billion Industrial Holdings Ltd. Offer for subscription 57,475,000 (a) 5.180 297.72 2011/05/18 Merrill Lynch Far East Ltd.
Offer for placing 517,275,000 (b) 5.180 2,679.48 1.53 CCB International Capital Ltd.
Consumer Goods –
Textiles & Clothing
02607 Shanghai Pharmaceuticals Offer for subscription 49,816,200 (a) 23.000 1,145.77 2011/05/20 Goldman Sachs (Asia) L.L.C.
Holding Co., Ltd. – H Shares Offer for placing 646,451,000 (b) 23.000 14,868.37 16.06 China International Capital Corporation
Consumer Goods – Deutsche Bank AG, Hong Kong Branch
Health & Personal Care Credit Suisse (Hong Kong) Ltd.
01150 Milan Station Holdings Ltd. Offer for subscription 81,252,000 (a) 1.670 135.69 2011/05/23 China Merchants Securities (HK) Co., Ltd.
Offer for sale 54,086,000 (b) 1.670 90.32 2,179.5
Services – Retailers
00805 Glencore International plc Offer for subscription 31,250,000 (a) 66.530 2,079.06 2011/05/25 Citigroup Global Markets Asia Ltd.
Offer for sale 245,868,462 (b) 66.530 16,357.63 3.92 Morgan Stanley Asia Ltd.
Materials – Metals
02083 China Flooring Holding Co. Ltd. Offer for subscription 37,334,000 (a) 2.950 110.14 2011/05/26 Morgan Stanley Asia Ltd.
Offer for placing 350,931,000 (b) 2.950 1,035.25 7.58 The Hongkong and Shanghai Banking
Corporation Ltd.
Consumer Goods – Household Standard Chartered
Goods & Electronics Securities (Hong Kong) Ltd.
02282 MGM China Holdings Ltd. Offer for subscription 228,000,000 (a) 15.340 3,497.52 2011/06/03 J.P. Morgan Securities (Asia Pacific) Ltd.
Offer for sale 59,338,800 (b) 15.340 910.26 20.81 Morgan Stanley Asia Ltd.
Offer for placing 532,000,000 (b) 15.340 8,160.88 Merrill Lynch Far East Ltd.
Services – Hotels & Entertainment
01822# Perception Digital Holdings Ltd. Transfer of listing n.a. n.a. n.a. 2011/06/03 + n.a.
Consumer Goods – Household n.a.
Goods & Electronics
03363 Zhengye International Holdings Co. Ltd. Offer for subscription 62,500,000 (a) 1.430 89.38 2011/06/03 CMB International Capital Ltd.
Consumer Goods – Household
Goods & Electronics
00935 Dragon Crown Group Holdings Ltd. Offer for subscription 82,500,000 (a) 1.100 90.75 2011/06/10 China Everbright Capital Ltd.
Services – Transportation
00958 Huaneng Renewables Corporation Ltd. Offer for subscription 161,820,000 (a) 2.500 404.55 2011/06/10 Morgan Stanley Asia Ltd.
– H Shares Offer for placing 2,485,078,000 (b) 2.500 6,212.70 0.65 China International Capital Corporation
Utilities Hong Kong Securities Ltd.
Goldman Sachs (Asia) L.L.C.
Macquarie Capital Securities Ltd.
01910 Samsonite International S.A. Offer for subscription 67,123,800 (a) 14.500 973.30 2011/06/16 Goldman Sachs (Asia) L.L.C.
Offer for sale 574,800,295 (b) 14.500 8,334.60 1.23
Goods & Electronics
00831# Convenience Retail Asia Ltd. Transfer of listing n.a. n.a. n.a. 2011/06/20 + n.a.
Serivces – Retailers n.a.
00871 Xiangyu Dredging Holdings Ltd. Offer for subscription 20,000,000 (a) 3.190 63.80 2011/06/20 Morgan Stanley Asia Ltd.
Construction
01061# Essex Bio-Technology Ltd. Transfer of listing n.a. n.a. n.a. 2011/06/23 + n.a.
01145 Courage Marine Group Ltd. Introduction n.a. n.a. n.a. 2011/06/24 Haitong International Capital Ltd.
Services – Transportation n.a.
01913 PRADA S.p.A. Offer for subscription 20,778,700 (a) 39.500 820.76 2011/06/24 CLSA Equity Capital Markets Ltd.
Offer for sale 427,941,000 (b) 39.500 16,903.67 0.5 Goldman Sachs (Asia) L.L.C.
Consumer Goods – Textiles,
Clothing & Accessories
01488 Lee & Man Handbags Holding Ltd. Introduction n.a. n.a. n.a. 2011/06/27 CIMB Securities (HK) Ltd.
Consumer Goods – Textiles, n.a.
00847 Kazakhmys PLC Introduction n.a. n.a. n.a. 2011/06/29 China International Capital Corporation
Materials – Diversified Metals n.a. Hong Kong Securities Ltd.
& Minerals Citigroup Global Markets Asia Ltd.
J.P. Morgan Securities (Asia Pacific) Ltd.

Ordinary companies
Listing
01241 Shuanghua Holdings Ltd. Offer for subscription 16,250,000 (a) 1.160 18.85 2011/06/30 Piper Jaffray Asia Ltd.
Consumer Goods – Automobiles
01115 Tibet 5100 Water Resources Offer for subscription 40,045,000 (a) 3.000 120.14 2011/06/30 J.P. Morgan Securities (Asia Pacific) Ltd.
Holdings Ltd. Offer for placing 488,138,000 (b) 3.000 1,464.41 0.87 CCB International Capital Ltd.
Consumer Goods – ICBC International Capital Ltd.
Good & Berverages CITIC Securities Corporate Finance (HK) Ltd.
01025# Wumart Stores, Inc. – H Shares Transfer of listing n.a. n.a. n.a. 2011/06/30 + n.a.
Services – Retailers n.a.
01082 Modern Education Group Ltd. Offer for subscription 34,800,000 (a) 1.300 45.24 2011/07/04 Kingsway Capital Ltd.
Offer for placing 81,200,000 (b) 1.300 105.56 26.8 First Shanghai Capital Ltd.
Services – Support Services
01231 Newton Resources Ltd. Offer for subscription 100,000,000 (a) 1.750 175.00 2011/07/04 Citigroup Global Markets Asia Ltd.
Offer for sale 200,000,000 (b) 1.750 350.00 1.32 Macquarie Capital Securities Ltd.
Offer for placing 700,000,000 (b) 1.750 1,225.00 Rothschild (Hong Kong) Ltd.
Materials – Diversified
Metals & Minerals
01151 Elec & Eltek International Co. Ltd. Introduction n.a. n.a. n.a. 2011/07/08 Standard Chartered Securities
Industrial Goods n.a. (Hong Kong) Ltd.
06828 China Print Power Group Ltd. Offer for subscription 19,500,000 (a) 1.480 28.86 2011/07/12 Yuanta Securities (Hong Kong) Co. Ltd.
Offer for sale 9,000,000 (b) 1.480 13.32 100.9 VC Capital Ltd.
Goods & Electronics
01165 Shunfeng Photovoltaic International Ltd. Offer for subscription 39,000,000 (a) 1.110 43.29 2011/07/13 Macquarie Capital Securities Ltd.
Industrial Goods
02098 Zall Development (Cayman) Offer for subscription 52,500,000 (a) 2.890 151.73 2011/07/13 BNP Paribas Capital (Asia Pacific) Ltd.
Holding Co., Ltd. Offer for placing 472,500,000 (b) 2.890 1,365.53 1.05 BOCOM International (Asia) Ltd.
Properties & Consturction –
Properties
03777 China Fiber Optic Network Offer for subscription 14,660,000 (a) 1.200 17.59 2011/07/14 BOCI Asia Ltd.
System Group Ltd. Offer for sale 107,000,000 (b) 1.200 128.40 0.36
Information Technology –
IT Hardware
02123 Golden Shield Holdings (Industrial) Ltd. Offer for subscription 97,960,000 (a) 0.700 68.57 2011/07/14 Guotai Junan Capital Ltd.
Offer for sale 56,516,000 (b) 0.700 39.56 80.2
01259 Prince Frog International Holdings Ltd. Offer for subscription 90,000,000 (a) 2.600 234.00 2011/07/15 CCB International Capital Ltd.
Offer for sale 51,650,000 (b) 2.600 134.29 28.7 CIMB Securities (HK) Ltd.
Consumer Goods –
06838 Winox Holdings Ltd. Offer for subscription 12,500,000 (a) 1.870 23.38 2011/07/20 Haitong International Capital Ltd.
01663 Sino Harbour Property Group Ltd. Offer for subscription 13,486,000 (a) 1.100 14.83 2011/07/22 Kingsway Capital Ltd.
Properties
01127 1010 Printing Group Ltd. Offer for subscription 22,465,207 (a) 0.700 15.73 2011/07/25 Investec Capital Asia Ltd.
Goods & Electronics
06808 Sun Art Retail Group Ltd. Offer for subscription 213,462,000 (a) 7.200 1,536.93 2011/07/27 The Hongkong and Shanghai Banking
Offer for placing 1,101,963,000 (b) 7.200 7,934.13 42.1 Corporation Ltd.
Services – Retailers UBS AG, Hong Kong Branch
Citigroup Global Markets Asia Ltd.
01236# Qianlong Technology International Transfer of listing n.a. n.a. n.a. 2011/08/29 + n.a.
Holdings Ltd. Information Technology – n.a.
Software & Services
01028 Hongguo International Holdings Ltd. Offer for subscription 9,534,000 (a) 2.300 21.93 2011/09/23 Citigroup Global Markets Asia Ltd.
Offer for sale 200,000,000 (b) 2.300 460.00 0.19 DBS Asia Capital Ltd.
06868 Tenfu (Cayman) Holdings Co. Ltd. Offer for subscription 20,862,000 (a) 6.000 125.17 2011/09/26 Credit Suisse (Hong Kong) Ltd.
Offer for placing 187,758,000 (b) 6.000 1,126.55 1.15 China International Capital Corporation
Consumer Goods – Hong Kong Securities Ltd.
Food & Beverages Polaris Securities (Hong Kong) Ltd.

Ordinary companies
Listing
01096 Active Group Holdings Ltd. Offer for subscription 30,000,000 (a) 1.200 36.00 2011/09/28 Guotai Junan Capital Ltd.
01235 Travel Expert (Asia) Enterprises Ltd. Offer for subscription 30,000,000 (a) 0.630 18.90 2011/09/29 OSK Capital Hong Kong Ltd.
Services – Hotels, Casinos &
Leisure Facilities
03788 China Hanking Holdings Ltd. Offer for subscription 9,777,000 (a) 2.510 24.54 2011/09/30 Deutsche Bank AG, Hong Kong Branch
Offer for sale 129,000,000 (b) 2.510 323.79 0.213 Credit Suisse (Hong Kong) Ltd.
Offer for placing 320,223,000 (b) 2.510 803.76 BNP Paribas Capital (Asia Pacific) Ltd.
Metals & Minerals
06030 CITIC Securities Co. Ltd. – H Shares Offer for subscription 4,413,000 (a) 13.300 58.69 2011/10/06 CITIC Securities Corporate Finance (HK) Ltd.
Offer for placing 1,066,794,000 (b) 13.300 14,188.36 0.0887 CCB International Capital Ltd.
Financials – Other Financials ICBC International Capital Ltd.
06813 CapitaMalls Asia Ltd. Introduction n.a. n.a. n.a. 2011/10/18 China International Capital Corporation
Properties & Construction – Properties n.a. Hong Kong Securities Ltd.
J.P. Morgan Securities (Asia Pacific) Ltd.
01265# Tianjin Tianlian Public Transfer of listing n.a. n.a. n.a. 2011/10/18 + n.a.
Utilities Co. Ltd. – H Shares Utilities n.a.
01206 Technovator International Ltd. Offer for subscription 12,200,000 (a) 1.000 12.20 2011/10/27 Piper Jaffray Asia Ltd.
Services – Support Services
01152 Fornton Group Ltd. Offer for subscription 10,400,000 (a) 0.500 5.20 2011/10/28 Optima Capital Ltd.
01239 Jin Bao Bao Holdings Ltd. Offer for subscription 5,000,000 (a) 1.250 6.25 2011/11/18 Cinda International Capital Ltd.
Goods & Electronics
01269 China Vehicle Components Offer for subscription 8,000,000 (a) 1.400 11.20 2011/11/23 China Everbright Capital Ltd.
Technology Holdings Ltd. Offer for placing 72,000,000 (b) 1.400 100.80 4.52
00844 Grand Concord International Offer for subscription 10,000,000 (a) 0.800 8.00 2011/11/24 Celestial Capital Ltd.
Holdings Ltd. Offer for sale 20,000,000 (b) 0.800 16.00 6.98
06823 HKT Trust and HKT Ltd. – SS Offer for subscription 24,311,000 (a) 4.530 110.13 2011/11/29 China International Capital Corporation
Offer for placing 2,029,043,000 (b) 4.530 9,191.56 0.118 Deutsche Bank AG, Hong Kong Branch
Telecommunications Goldman Sachs (Asia) L.L.C.
06388 Coach, Inc. -RS Introduction n.a. n.a. n.a. 2011/12/01 J.P. Morgan Securities (Asia Pacific) Ltd.
Consumer Goods – Textiles, n.a.
01023 Sitoy Group Holdings Ltd. Offer for subscription 24,960,000 (a) 2.950 73.63 2011/12/06 Merrill Lynch Far East Ltd.
06883 Melco Crown Entertainment Ltd. Introduction n.a. n.a. n.a. 2011/12/07 Credit Suisse (Hong Kong) Ltd.
Services – Hotels, n.a. Deutsche Bank, AG, Hong Kong Branch
Casinos & Leisure Facilities
01146 China Outfitters Holdings Ltd. Offer for subscription 69,156,000 (a) 1.640 113.42 2011/12/09 UBS AG, Hong Kong Branch
Offer for sale 211,800,000 (b) 1.640 347.35 10.04
02121 China First Chemical Holdings Ltd. Offer for subscription 4,984,000 (a) 2.700 13.46 2011/12/09 Morgan Stanley Asia Ltd.
Materials – Basic Materials
01262 China Lifestyle Food and Beverages Offer for subscription 28,200,000 (a) 2.650 74.73 2011/12/09 Citigroup Global Markets Asia Ltd.
Group Ltd. Offer for sale 56,400,000 (b) 2.650 149.46 1.94
Consumer Goods –
Food & Beverages
06880 OTO Holdings Ltd. Offer for subscription 40,000,000 (a) 1.580 63.20 2011/12/13 BOCOM International (Asia) Ltd.
Goods & Electronics
01293 Baoxin Auto Group Ltd. Offer for subscription 27,954,000 (a) 8.500 237.61 2011/12/14 Morgan Stanley Asia Ltd.
Offer for sale 50,580,000 (b) 8.500 429.93 0.74 J.P. Morgan Securities (Asia Pacific) Ltd.
02133 China Polymetallic Mining Ltd. Offer for subscription 9,985,000 (a) 2.220 22.17 2011/12/14 Citigroup Global Markets Asia Ltd.
Metals & Minerals

Ordinary companies
Listing
01929 Chow Tai Fook Jewellery Group Ltd. Offer for subscription 52,500,000 (a) 15.000 787.50 2011/12/15 Goldman Sachs (Asia) L.L.C.
Offer for sale 16,062,600 (b) 15.000 240.94 6.62 The Hongkong And Shanghai Banking
Offer for placing 997,500,000 (b) 15.000 14,962.50 Corporation Ltd.
Consumer Goods – Textiles, J.P. Morgan Securities (Asia Pacific) Ltd.
01336 New China Life Insurance Co. Ltd. – Offer for subscription 9,963,500 (a) 28.500 283.96 2011/12/15 China International Capital Corporation
H Shares Offer for placing 351,043,100 (b) 28.500 10,004.73 0.56 Hong Kong Securities Ltd.
Financials – Insurance UBS AG, Hong Kong Branch
02200 Hosa International Ltd. Offer for subscription 21,508,000 (a) 1.60 34.41 2011/12/16 Merrill Lynch Far East Ltd.
01298 Techcomp (Holdings) Ltd. Introduction n.a. n.a. n.a. 2011/12/21 Oriental Patron Asia Ltd.
00579 Beijing Jingneng Clean Offer for subscription 5,390,000 (a) 1.670 9.00 2011/12/22 Goldman Sachs (Asia) L.L.C.
Energy Co., Ltd. – H Shares Offer for sale 11,770,546 (b) 1.670 19.66 0.047 UBS A.G., Hong Kong Branch
Offer for placing 1,247,735,454 (b) 1.670 2,083.72 BOCI Asia Ltd.
Utilities
03778 China Weaving Materials Holdings Ltd. Offer for subscription 25,000,000 (a) 0.700 17.50 2011/12/22 Guotai Junan Capital Ltd.
01252 China Tianrui Group Cement Co. Ltd. Offer for subscription 673,000 (a) 2.410 1.62 2011/12/23 Deutsche Bank AG, Hong Kong Branch
Offer for placing 400,227,000 (b) 2.410 964.55 0.0168 BOCI Asia Ltd.
Properties & Construction – BOCOM International (Asia) Ltd.
Construction CCB International Capital Ltd.
01251 SPT Energy Group Inc. Offer for subscription 2,026,000 (a) 1.230 2.49 2011/12/23 Morgan Stanley Asia Ltd.
Energy – Oil & Gas
01296 Guodian Technology & Environment Offer for subscription 2,884,000 (a) 2.160 6.23 2011/12/30 China International Capital Coporation
Group Corporation Ltd.-H Sh Offer for placing 1,210,886,000 (b) 2.160 2,615.51 0.0139 Hong Kong Securities Ltd.
Utilities UBS AG, Hong Kong Branch
Total 258,455.99
(a) Hong Kong offers
(b) International offers
#
Transfers of listing from GEM to Main Board pursuant to the revised Rule 9.24 of the GEM Listing Rules and to the new Chapter 9A of the
Main Board Listing Rules effective from 1 July 2008.
+
Effective date of the transfer of listing from GEM to Main Board

Foreign companies as at the end of 2011
Code Name Classification Incorporation Listing date
00557 City e-Solutions Ltd. Services Cayman Islands 1989/12/29
00575 Regent Pacific Group Ltd. Materials Cayman Islands 1997/05/19
00693 Tan Chong International Ltd. Consumer Goods Bermuda 1998/07/07
00945 Manulife Financial Corporation Financials Canada 1999/09/27
00678 Genting Hong Kong Ltd. Services Bermuda 2000/11/30
02317 Vedan International (Holdings) Ltd. Consumer Goods Cayman Islands 2003/06/27
03918 NagaCorp Ltd. Services Cayman Islands 2006/10/19
03938 Samling Global Ltd. Materials Bermuda 2007/03/07
00422 Vietnam Manufacturing and Consumer Goods Cayman Islands 2007/12/20
Export Processing (Holdings) Ltd.
00955 Schramm Holding AG Industrial Goods Germany 2009/12/29
00486 United Company RUSAL Plc Materials Jersey 2010/01/27
01878 SouthGobi Resources Ltd. Energy Canada 2010/01/29
00973 L’Occitane International S.A. Consumer Goods Luxembourg 2010/05/07
02378 Prudential plc Financials England 2010/05/25
00975 Mongolian Mining Corporation Energy Cayman Islands 2010/10/13
06210/06230 Vale S.A. – DR Materials Brazil 2010/12/08
06488 SBI Holdings, Inc. – DR Financials Japan 2011/04/14
00805 Glencore International plc Materials Jersey 2011/05/25
01910 Samsonite International S.A. Consumer Goods Luxembourg 2011/06/16
01913 PRADA S.p.A. Consumer Goods Italy 2011/06/24
01145 Courage Marine Group Ltd. Services Bermuda 2011/06/24
00847 Kazakhmys PLC Materials England 2011/06/29
06813 CapitaMalls Asia Ltd. Properties & Construction Singapore 2011/10/18
06388 Coach, Inc. -RS Consumer Goods USA 2011/12/01
Notes: A listed company would be counted as a foreign company if it is incorporated overseas AND has the core business outside Hong Kong and
China, and as a domestic company if otherwise.
Withdrawal of listed companies

Last Delisted
Code Company trading date date
02337 Shanghai Forte Land Co. Ltd. – H Shares 2011/05/06 2011/05/13
00636 Fubon Bank (Hong Kong) Ltd. 2011/05/27 2011/06/08
00304 Peace Mark (Holdings) Ltd. 2008/08/15 2011/07/29
00502 Pan Sino International Holding Ltd. 2007/04/27 2011/09/19
00597 China Resources Microelectronics Ltd. 2011/10/21 2011/11/02
00667 HannStar Board International Holdings Ltd. 2011/11/24 2011/12/09

Company name changes
Code Former name New name Effective date Adoption date
00895 Shenzhen Dongjiang Environmental Co. Ltd. – H Shares Dongjiang Environmental Co. Ltd. – H Shares 2011/01/11 2011/01/13
00067 Lumena Resources Corp. China Lumena New Materials Corp. 2010/12/08 2011/01/14
00094 Omnicorp Ltd. Greenheart Group Ltd. 2010/12/21 2011/01/19
00646 Yardway Group Ltd. China Environmental Technology Holdings Ltd. 2010/12/30 2011/02/08
00894 Man Yue International Holdings Ltd. Man Yue Technology Holdings Ltd. 2011/01/14 2011/02/16
00686 Time Infrastructure Holdings Ltd. Goldpoly New Energy Holdings Ltd. 2011/01/18 2011/02/17
02362 Macau Investment Holdings Ltd. Jinchuan Group International Resources Co. Ltd. 2011/02/08 2011/02/18
00006 Hongkong Electric Holdings Ltd. Power Assets Holdings Ltd. 2011/02/16 2011/02/23
00209 Sewco International Holdings Ltd. China Tycoon Beverage Holdings Ltd. 2011/01/26 2011/02/25
00307 Tidetime Sun (Group) Ltd. Up Energy Development Group Ltd. 2011/02/14 2011/03/08
00162 China Golden Development Holdings Ltd. Century Ginwa Retail Holdings Ltd. 2011/02/28 2011/03/31
00206 TSC Offshore Group Ltd. TSC Group Holdings Ltd. 2011/03/04 2011/04/13
01229 China Sonangol Resources Enterprise Ltd. International Resources Enterprise Ltd. 2011/03/16 2011/04/18
01031 Golden Resorts Group Ltd. Kingston Financial Group Ltd. 2011/04/19 2011/05/06
00986 Nam Hing Holdings Ltd. China Environmental Energy Investment Ltd. 2011/03/22 2011/05/06
00729 Thunder Sky Battery Ltd. Sinopoly Battery Ltd. 2011/04/14 2011/05/11
01008 CT Holdings (International) Ltd. Brilliant Circle Holdings International Ltd. 2011/04/21 2011/05/27
00639 Fushan International Energy Group Ltd. Shougang Fushan Resources Group Ltd. 2011/05/24 2011/06/03
00102 Arnhold Holdings Ltd. Summit Ascent Holdings Ltd. 2011/05/16 2011/06/21
00987 Hong Kong Energy (Holdings) Ltd. China Renewable Energy Investment Ltd. 2011/06/01 2011/06/21
00309 Lo’s Enviro-Pro Holdings Ltd. Xinhua News Media Holdings Ltd. 2011/05/24 2011/06/22
02010 Ruinian International Ltd. * Real Nutriceutical Group Ltd. 2011/05/06 2011/06/24
00305 Dragon Hill Wuling Autombile Holdings Ltd. Wuling Motors Holdings Ltd. 2011/06/09 2011/06/27
01052 GZI Transport Ltd. Yuexiu Transport Infrastructure Ltd. 2011/05/30 2011/06/28
00760 Tomorrow International Holdings Ltd. Talent Property Group Ltd. 2011/05/26 2011/06/28
00169 Hengli Properties Development (Group) Ltd. Hengli Commercial Properties (Group) Ltd. 2011/05/10 2011/06/29
01808 Tai-I International Holdings Ltd. Enterprise Development Holdings Ltd. 2011/05/17 2011/06/29
00578 Dynamic Energy Holdings Ltd. China CBM Group Ltd. 2011/05/30 2011/06/30
00195 Vitar International Holdings Ltd. Goodtop Tin International Holdings Ltd. 2011/05/12 2011/07/04
02018 AAC Acoustic Technologies Holdings Inc. AAC Technologies Holdings Inc. 2011/05/26 2011/07/08
00174 Gemini Property Investments Ltd. Gemini Investments (Holdings) Ltd. 2011/07/06 2011/07/12
01049 Celestial Asia Securities Holdings Ltd. Net2Gather (China) Holdings Ltd. 2011/06/03 2011/07/13
00827 Ko Yo Ecological Agrotech (Group) Ltd. Ko Yo Chemical (Group) Ltd. 2011/06/07 2011/07/15
00605 K.P.I. Co. Ltd. China Financial Services Holdings Ltd. 2011/07/07 2011/07/20
03928 Zhengzhou Gas Co. Ltd. – H Shares Zhengzhou China Resources Gas Co. Ltd. – H Shares 2011/06/28 2011/07/22
01007 Global Dairy Holdings Ltd. Daqing Dairy Holdings Ltd. 2011/06/17 2011/07/25
00455 Yunnan Enterprises Holdings Ltd. Tianda Holdings Ltd. 2011/07/05 2011/07/26
01133 Harbin Power Equipment Co. Ltd. – H Shares Harbin Electric Co. Ltd. – H Shares 2011/07/01 2011/08/12
00155 China Solar Energy Holdings Ltd. # China Solar Energy Holdings Ltd. 2011/08/01 2011/08/19
01041 Fulbond Holdings Ltd. China New Energy Power Group Ltd. 2011/08/05 2011/09/28
01226 Garron International Ltd. China Investment and Finance Group Ltd. 2011/08/08 2011/09/28
00290 China Fortune Group Ltd. China Fortune Financial Group Ltd. 2011/08/22 2011/09/29
00983 Shui On Construction and Materials Ltd. * SOCAM Development Ltd. 2011/09/09 2011/10/03
00269 China Timber Resources Group Ltd. China Resources and Transportation Group Ltd. 2011/08/30 2011/10/07
00274 Global Green Tech Group Ltd. China Billion Resources Ltd. 2011/08/19 2011/10/07
01229 International Resources Enterprise Ltd. Nan Nan Resources Enterprise Ltd. 2011/09/19 2011/10/10
00188 SW Kingsway Capital Holdings Ltd. Sunwah Kingsway Capital Holdings Ltd. 2011/09/14 2011/10/17
01157 Changsha Zoomlion Heavy Ind Science & Tech Dev Co., Ltd.-Hsh Zoomlion Heavy Industry Science and Technology Co., Ltd.-Hsh 2011/09/14 2011/10/26
00621 Wing Hing International (Holdings) Ltd. Taung Gold International Ltd. 2011/10/14 2011/11/01
00376 Asia TeleMedia Ltd. ReOrient Group Ltd. 2011/10/25 2011/11/02
00746 Lee & Man Holding Ltd. Lee & Man Chemical Co. Ltd. 2011/10/18 2011/11/24
00928 Tack Fat Group International Ltd. Tack Fiori International Group Ltd. 2011/11/23 2011/12/01
00632 Pearl Oriental Innovation Ltd. Pearl Oriental Oil Ltd. 2011/11/07 2011/12/06
00550 Recruit Holdings Ltd. Cinderella Media Group Ltd. 2011/11/28 2011/12/22
*
Change of English name only
#
Change of Chinese name only

Investment companies as at the end of 2011
Code Name Classification Incorporation Listing date
00170 China Assets (Holdings) Ltd. Financials Hong Kong 1992/04/15
02324 Capital VC Ltd. Financials Cayman Islands 2003/10/27
00721 China Financial International Investments Ltd. Financials Bermuda 2001/06/08
02312 China Financial Leasing Group Ltd. Financials Cayman Islands 2002/10/28
01217 China Innovation Investment Ltd. Financials Cayman Islands 2002/08/28
01226 China Investment and Finance Group Ltd. Financials Cayman Islands 2002/09/19
00612 China Investments Fund Co. Ltd. Financials Cayman Islands 2002/01/02
00133 China Merchants China Direct Investments Ltd. Financials Hong Kong 1993/07/22
00080 China New Economy Fund Ltd. Financials Cayman Islands 2011/01/06
00339 Earnest Investments Holdings Ltd. Financials Bermuda 2000/07/26
01160 Grand Investment International Ltd. Financials Bermuda 2004/04/02
00428 Harmony Assets Ltd. Financials Cayman Islands 1993/12/14
00356 Incutech Investments Ltd. Financials Cayman Islands 2002/06/07
00905 Mastermind Capital Ltd. Financials Cayman Islands 1998/07/17
01227 National Investments Fund Ltd. Financials Cayman Islands 2002/09/27
01062 New Capital International Investment Ltd. Financials Cayman Islands 1994/05/10
01140 OP Financial Investments Ltd. Financials Cayman Islands 2003/03/20
00810 Opes Asia Development Ltd. Financials Bermuda 2002/02/28
00310 Prosperity Investment Holdings Ltd. Financials Bermuda 1992/12/21
00901 Radford Capital Investment Ltd. Financials Cayman Islands 2002/02/28
00770 Shanghai International Shanghai Growth Investment Ltd. Financials Cayman Islands 1993/11/30
00666 SHK Hong Kong Industries Ltd. Financials Hong Kong 1990/12/21
00204 Temujin International Investments Ltd. Financials Bermuda 2000/12/12
00768 UBA Investments Ltd. Financials Cayman Islands 2000/01/18
00913 Unity Investments Holdings Ltd. Financials Cayman Islands 1999/10/27
Secondary listing stocks as at the end of 2011

Code Name Classification Incorporation Listing date Primary list
00945 Manulife Financial Corporation Financials Canada 1999/09/27 Toronto
01878 SouthGobi Energy Resources Ltd. Energy Canada 2010/01/29 Toronto
01021 Midas Holdings Ltd. Materials Singapore 2010/10/06 Singapore
06210 Vale S.A. Common – DR Materials Brazil 2010/12/08 Brazil
06230 Vale S.A. Class A Preferred – DR Materials Brazil 2010/12/08 Brazil
06488 SBI Holdings, Inc. – DR Financials Japan 2011/04/14 Japan
00805 Glencore International plc Materials Jersey 2011/05/25 London
00847 Kazakhmys PLC Materials England 2011/06/29 London
06813 CapitaMalls Asia Ltd. Properties & Construction Singapore 2011/10/18 Singapore
06388 Coach, Inc. -RS Consumer Goods USA 2011/12/01 USA

Reorganisations / demergers
Proposed date
Code Company Particulars Completed/EGM date
00013 Hutchison Whampoa Ltd. HWL proposed a separate listing of Hutchison Port Holdings Trust (Hutchison 2011/03/07
(HWL) Port) by way of a new issue and placing. Shareholders of HWL entitled to 2011/03/18
participate in the preferential offer of 100 Hutchison Port Units for every 1,000
HWL shares at a price of US$1.01 per unit. The units of Hutchison Port would
be listed on the Singapore Exchange Securities Trading Ltd.
02008 Phoenix Satellite Television Phoenix Satellite proposed a separate listing of Phoenix New Media Ltd. 2010/12/30
Holdings Ltd. (Phoenix Satellite) (PNM) by way of a new issue and placing. Shareholders of Phoenix Satellite 2011/05/12
entitled to receive distribution in specie 1 PNM ADS or cash alternative approx.
HK$85.8 for every 10,000 Phoenix Satellite shares. The ADS of PNM would be
listed on the New York Stock Exchange.
00142 First Pacific Co. Ltd. First Pacific proposed a separate listing of PT Salim Ivomas Pratama Tbk 2011/02/18
(First Pacific) (SIMP) by way of a new issue and placing. Shareholders of First Pacific entitled 2011/06/09
to receive distribution in specie 24 SIMP shares for every 2,000 First Pacific
shares (with cash alternative). The shares of SIMP would be listed on the
Indonesia Stock Exchange.
00746 Lee & Man Chemical Co. Ltd. Lee & Man proposed a separate listing of Lee & Man Handbags Holding Ltd. 2011/05/31
(Formerly: Lee & Man Holding Ltd.) (L&M Handbags) by way of a new issue and placing. Shareholders of Lee & 2011/06/13
(Lee & Man) Man entitled to receive distribution in specie 1 L&M Handbags share or
equivalent cash payment for every 1 Lee & Man share. The shares of L&M
Handbags would be listed on the Stock Exchange.
00550 Cinderella Media Group Ltd. Recruit proposed a separate listing of 1010 Printing Group Ltd. (1010 Printing) 2011/06/30
(Formerly: Recruit Holdings Ltd.) by way of a new issue and placing. Shareholders of Recruit entitled to 2011/07/25
(Recruit) participate in the preferential offer of 236 1010 Printing shares for every 6,000
Recruit shares at a price of $0.7 per share. The shares of 1010 Printing would be
listed on the Stock Exchange.
00017 New World Development Co. Ltd. NWD and NWS proposed a separate listing of Newton Resources Ltd. (Newton) 2011/06/21
(NWD) by way of a new issue and placing. Shareholders of NWD entitled to 2011/07/04
00659 NWS Holdings Ltd. participate in the preferential offer of 1 Newton share for every 168 NWD
shares. Shareholders of NWS entitled to participate in the preferential offer of 1
Newton share for every 85 NWS shares. The issue price for each Newton share
is $1.75. The shares of Newton would be listed on the Stock Exchange.
01382 Pacific Textiles Holdings Ltd. Pacific Textiles proposed a separate listing of Textured Jersey Lanka Ltd. 2011/04/11
(Pacific Textiles) (Textured Jersey) by way of a new issue and placing. The shares of Textured 2011/08/09
Jersey would be listed on the Colombo Stock Exchange.
00008 PCCW Ltd. PCCW proposed a separate listing of HKT Trust and HKT Ltd. (HKT) by way 2011/11/16
(PCCW) of a new issue and placing. Shareholders of PCCW entitled to participate in the 2011/10/12
preferential offer of 1 share stapled unit of HKT for every 35 PCCW shares at a
price of $4.53 per share stapled unit. The shares stapled unit of HKT would be
listed on the Stock Exchange.
Privatisations by major shareholder

Code Company Particulars Last trading date Delisted date
00636 Fubon Bank (Hong Kong) Ltd. Cash offer HK$5.20 for each share 2011/05/27 2011/06/08
00597 China Resources Cash offer HK$0.48 for each share or 1 CRH 2011/10/21 2011/11/02
Microelectronics Ltd. (Microelectronics) Ltd. share for each share
00667 HannStar Board International Cash offer HK$1.25 for each share 2011/11/24 2011/12/09
Holdings Ltd.
Change of domicile
Code Former company New company Place of incorporation Effective date
00204 Temujin International Investments Ltd. Temujin International Investments Ltd. Bermuda 2011/03/14

Companies under suspension as at the end of 2011
Last closing price Date of
Code Stock (HK$) (Date) suspension
00761 Bel Global Resources Holdings Ltd. 0.143 (2011/06/30) 2011/07/04
02326 BEP International Holdings Ltd. 0.080 (2008/10/17) 2008/10/20
02309 Birmingham International Holdings Ltd. 0.154 (2011/06/29) 2011/06/30
01182 C Y Foundation Group Ltd. 0.117 (2010/08/30) 2010/08/31
00682 Chaoda Modern Agriculture (Holdings) Ltd. 1.100 (2011/09/26) 2011/09/26
00274 China Billion Resources Ltd. 0.087 (2011/06/28) 2011/06/29
00930 China Forestry Holdings Co., Ltd. 2.950 (2011/01/26) 2011/01/26
00591 China High Precision Automation Group Ltd. 2.740 (2011/10/27) 2011/10/27
00340 China Mining Resources Group Ltd. 0.113 (2011/10/11) 2011/10/11
01094 China Public Procurement Ltd. 0.680 (2010/07/05) 2010/07/05
00648 China Renji Medical Group Ltd. 0.060 (2010/10/18) 2010/10/18
00439 Climax International Co. Ltd. 0.025 (2008/09/22) 2008/09/23
00875 Ever Fortune International Holdings Ltd. 0.043 (2005/04/27) 2005/04/28
00830 Far East Global Group Ltd. 0.590 (2011/11/14) 2011/11/15
00036 Far East Holdings International Ltd. 0.770 (2010/09/03) 2010/09/03
00865 First Mobile Group Holdings Ltd. 0.168 (2009/11/26) 2009/11/27
01076 First Natural Foods Holdings Ltd. 0.295 (2008/12/12) 2008/12/15
00641 Fong's Industries Co. Ltd. 4.890 (2011/06/03) 2011/06/07
00923 Fook Woo Group Holdings Ltd. 1.370 (2011/11/25) 2011/11/28
01175 FU JI Food and Catering Services Holdings Ltd. 7.600 (2009/07/28) 2009/07/29
00115 Grand Field Group Holdings Ltd. 0.120 (2009/03/26) 2009/03/27
00186 Grande Holdings Ltd., The 0.410 (2011/05/27) 2011/05/30
00874 Guangzhou Pharmaceutical Co. Ltd. – H Shares 6.070 (2011/11/04) 2011/11/07
00870 Hang Fung Gold Technology Ltd. 0.650 (2008/09/30) 2008/09/30
00145 Hong Kong Building and Loan Agency Ltd., The 0.051 (2011/12/22) 2011/12/23
00946 Hontex International Holdings Co. Ltd. 2.060 (2010/03/29) 2010/03/30
00356 Incutech Investments Ltd. 0.480 (2008/06/12) 2008/06/13
01159 Karce International Holdings Co. Ltd. 0.240 (2010/09/22) 2010/09/22
01116 Mayer Holdings Ltd. 0.120 (2011/11/21) 2011/11/22
02358 Mitsumaru East Kit (Holdings) Ltd. 0.940 (2008/02/13) 2008/02/14
00462 Natural Dairy (NZ) Holdings Ltd. 2.200 (2010/09/06) 2010/09/07
00456 New City (China) Development Ltd. 0.265 (2003/12/29) 2003/12/30
02339 Norstar Founders Group Ltd. 0.730 (2009/01/19) 2009/01/19
01220 Ocean Grand Holdings Ltd. 1.010 (2006/07/14) 2006/07/17
00334 Proview International Holdings Ltd. 0.202 (2010/08/02) 2010/08/02
00516 Pyxis Group Ltd. 0.170 (2010/07/02) 2010/07/05
03868 Qunxing Paper Holdings Co. Ltd. 2.180 (2011/03/29) 2011/03/30
00246 Real Gold Mining Ltd. 8.860 (2011/05/26) 2011/05/27
00955 Schramm Holding AG 77.200 (2011/10/07) 2011/10/10
00476 Sinocop Resources (Holdings) Ltd. 0.780 (2011/11/01) 2011/11/02
02336 Sunlink International Holdings Ltd. 0.070 (2008/12/01) 2008/12/02
00690 Uni-Bio Science Group Ltd. 0.425 (2010/03/09) 2010/03/09
00627 U-RIGHT International Holdings Ltd. 0.014 (2008/09/17) 2008/09/17
01139 Victory Group Ltd. 0.149 (2006/09/26) 2006/09/27
00607 Warderly International Holdings Ltd. 0.480 (2007/05/11) 2007/05/14
00739 Zhejiang Glass Co. Ltd. – H Shares 2.480 (2010/04/30) 2010/05/03
00909 Zhongda International Holdings Ltd. 0.425 (2011/09/02) 2011/09/05

Takeovers and mergers
Proposed date
Code Company Offer closing date
00332 Ngai Lik Industrial Holdings Ltd. 2010/12/13
Mandatory unconditional cash offer was made by Frontier Global Group Ltd. at a price 2011/01/03
of HK$0.0314 for each share
00205 SEEC Media Group Ltd. 2010/12/24

Voluntary conditional cash offer was made by United Home Ltd. at a price of HK$0.14 2011/01/28
for each share, HK$0.0001 for each option
00645 KTP Holdings Ltd. 2011/01/26

Mandatory unconditional cash offer was made by Star Crown Capital Ltd. at a price of 2011/02/16
HK$1.70 for each share
00296 Emperor Entertainment Hotel Ltd. 2011/01/24

Voluntary conditional offer was made by Worthly Strong Investment Ltd., an indirect 2011/02/28
wholly-owned subsidiary of Emperor International Holdings Ltd. at price of HK$0.04
and 1 Emperor International Holdings Ltd. share for each share
01808 Tai-I International Holdings Ltd. 2011/02/18

(Name changed to Enterprise Development Holdings Ltd.) 2011/03/11
Mandatory unconditional cash offer was made by Affluent Start Holdings Investment
Ltd. at a price of HK$0.3925 for each share
00102 Arnhold Holdings Ltd. 2011/02/28

(Name changed to Summit Ascent Holdings Ltd.) 2011/03/21
Mandatory unconditional cash offer was made by Delight Max Ltd. at a price of
HK$1.1681 for each share, HK$0.001 for each option
02322 Sam Woo Holdings Ltd. 2011/04/06

Mandatory unconditional cash offer was made by Superb Smart Ltd. at a price of 2011/04/27
02337 Shanghai Forte Land Co. Ltd. – H Shares 2011/02/25

Voluntary conditional cash offer was made by Fosun International Ltd. at a price of 2011/05/19
HK$3.50 for each H share
00641 Fong’s Industries Co. Ltd. 2011/05/13

Mandatory unconditional cash offer was made by China Hengtian Group Co, Ltd. at a 2011/06/03
price of HK$5.00 for each share
00983 Shui On Construction and Materials Ltd. 2011/05/09

(Name changed to SOCAM Development Ltd.) 2011/06/15
Voluntary conditional partial cash offer was made by Shui On Co. Ltd. at a price of
00840 Xinjiang Tianye Water Saving Irrigation System Co Ltd -H Shs 2011/05/26
Mandatory unconditional cash offer was made by Long Thrive Holdings Ltd. at a price 2011/06/16
of HK$1.20 (equivalent to RMB1.00) for each H share
00643 Carry Wealth Holdings Ltd. 2011/06/07

Mandatory unconditional cash offer was made by Dragon Peace Ltd. at a price of 2011/06/28
00570 Winteam Pharmaceutical Group Ltd. 2011/06/17

Mandatory unconditional cash offer was made by Profit United Investments Ltd. at a price of 2011/07/08
00776 JF Household Furnishings Ltd. 2011/06/30

Mandatory unconditional cash offer was made by Bounty Wealth Ltd. at a price of 2011/07/21
00955 Schramm Holding AG 2011/09/16

Voluntary conditional cash offer was made by Salvador AG at a price of HK$78.70 for each share 2011/10/21
00508 Chevalier Pacific Holdings Ltd. 2011/10/06

Mandatory unconditional cash offer was made by Wincon Capital Investment Ltd. at a 2011/10/27
price of HK$0.18947 for each share
00616 Easyknit Enterprises Holdings Ltd. 2011/10/21

Mandatory unconditional cash offer was made Easyknit International Holdings Ltd. 2011/11/11
(through Goodco Development Ltd.) by at a price of HK$0.30 for each share
00475 Noble Jewelry Holdings Ltd. 2011/11/28

Mandatory unconditional cash offer was made by Resources Rich Capital Ltd. at a price 2011/12/19
of HK$1.23 for each share
00028 Tian An China Investments Co. Ltd. 2011/11/18

Voluntary conditional partial share exchange offer was made by China Elite Holdings 2011/12/23
Ltd., a wholly-owned subsidiary of Allied Properties (H.K.) Ltd. to acquire 103,180,000
Tian An offer shares, 4 Allied Properties (H.K.) Ltd. shares exchange for each Tian An offer Share

Share subdivisions and share consolidations
New par value Effective
Code Stock Particulars (HK$) date
00767 Pacific Plywood Holdings Ltd. Consolidation 25 into 1 0.025 2011/01/10
01130 China Environmental Resources Group Ltd. Consolidation 5 into 1 0.050 2011/01/17
00479 CIL Holdings Ltd. Consolidation 20 into 1 0.010 * 2011/01/19
00895 Dongjiang Environmental Co. Ltd. – H Shares Consolidation 10 into 1 RMB 1.0000 2011/01/20
(Formerly: Shenzhen Dongjiang
Environmental Co. Ltd. – H Shares)
00732 Truly International Holdings Ltd. Split 1 into 5 0.020 2011/01/20
00901 Radford Capital Investment Ltd. Consolidation 10 into 1 0.100 * 2011/01/24
01222 Wang On Group Ltd. Consolidation 5 into 1 0.010 * 2011/01/28
00612 China Investment Fund Co. Ltd. Consolidation 5 into 1 0.050 2011/02/15
00412 Heritage International Holdings Ltd. Consolidation 10 into 1 0.010 * 2011/02/17
01997 Regent Manner International Holdings Ltd. Split 1 into 2 0.005 2011/02/28
00692 Bao Yuan Holdings Ltd. Consolidation 20 into 1 0.020 2011/03/08
00885 Forefront Group Ltd. Consolidation 10 into 1 0.010 * 2011/03/08
00273 Willie International Holdings Ltd. Consolidation 5 into 1 0.010 * 2011/03/17
00986 China Environmental Energy Investment Ltd. Consolidation 16 into 1 0.001 * 2011/03/21
(Formerly: Nam Hing Holdings Ltd.)
00275 Hanny Holdings Ltd. Consolidation 10 into 1 0.010 * 2011/03/22
01031 Kingston Financial Group Ltd. Consolidation 2 into 1 0.020 2011/03/23
(Formerly: Golden Resorts Group Ltd.)
00542 Morning Star Resources Ltd. Consolidation 10 into 1 0.010 * 2011/04/08
03300 China Glass Holdings Ltd. Split 1 into 2 0.050 2011/04/18
00326 China Star Entertainment Ltd. Consolidation 10 into 1 0.010 * 2011/05/09
00307 Up Energy Development Group Ltd. Consolidation 20 into 1 0.200 2011/05/13
(Formerly: Tidetime Sun (Group) Ltd.)
00419 Media China Corporation Ltd. Consolidation 10 into 1 0.100 2011/05/16
00494 Li & Fung Ltd. Split 1 into 2 0.013 2011/05/19
00826 Tiangong International Co. Ltd. Split 1 into 4 USD 0.0025 2011/05/24
00382 Welling Holding Ltd. Consolidation 5 into 1 0.500 2011/05/27
01166 Solartech International Holdings Ltd. Consolidation 20 into 1 0.010 * 2011/06/02
00362 China Zenith Chemical Group Ltd. Consolidation 10 into 1 0.100 2011/06/21
01003 21 Holdings Ltd. Consolidation 10 into 1 0.010 * 2011/06/22
01041 China New Energy Power Group Ltd. Consolidation 10 into 1 USD 0.0010 * 2011/06/22
(Formerly: Fulbond Holdings Ltd.)
00689 EPI (Holdings) Ltd. Consolidation 10 into 1 0.100 2011/06/23
00663 King Stone Energy Group Ltd. Consolidation 20 into 1 0.100 * 2011/06/27
01106 Sino Haijing Holdings Ltd. Split 1 into 2 0.025 2011/06/28
00986 China Environmental Energy Investment Ltd. Consolidation 10 into 1 0.010 2011/06/30
(Formerly: Nam Hing Holdings Ltd.)
01223 Symphony Holdings Ltd. Consolidation 2 into 1 0.100 * 2011/07/26
00149 China Agri-Products Exchange Ltd. Consolidation 10 into 1 0.010 * 2011/08/02
00928 Tack Fiori International Group Ltd. Consolidation 10 into 1 0.100 2011/08/05
(Formerly: Tack Fat Group International Ltd.)
00376 ReOrient Group Ltd. Consolidation 50 into 1 0.010 * 2011/08/10
(Formerly: Asia TeleMedia Ltd.)
00332 Ngai Lik Industrial Holdings Ltd. Consolidation 10 into 1 0.100 2011/09/05
00736 China Properties Investment Holdings Ltd. Consolidation 30 into 1 0.030 2011/09/14
01063 Suncorp Technologies Ltd. Consolidation 30 into 1 0.003 2011/09/15
02349 China Water Property Group Ltd. Consolidation 10 into 1 0.100 2011/09/19
00091 New Smart Energy Group Ltd. Consolidation 2 into 1 0.080 2011/09/19
01129 China Water Industry Group Ltd. Consolidation 10 into 1 1.000 2011/09/27
01142 Siberian Mining Group Co. Ltd. Consolidation 20 into 1 0.200 2011/10/03
00692 Bao Yuan Holdings Ltd. Consolidation 20 into 1 0.001 * 2011/10/07
00572 China Packaging Group Co. Ltd. Consolidation 8 into 1 0.001 * 2011/10/12
02700 Smart Union Group (Holdings) Ltd. Consolidation 20 into 3 0.010 * 2011/11/01
00943 eForce Holdings Ltd. Consolidation 25 into 1 0.001 * 2011/11/09
00166 New Times Energy Corporation Ltd. Consolidation 20 into 1 0.500 * 2011/11/21
01220 Ocean Grand Holdings Ltd. Consolidation 3 into 1 0.010 * 2011/11/24
00910 China Grand Forestry Green Consolidation 20 into 1 0.010 * 2011/12/01
Resources Group Ltd.
00810 Opes Asia Development Ltd. Consolidation 10 into 1 0.010 2011/12/01
00273 Willie International Holdings Ltd. Consolidation 5 into 1 0.010 * 2011/12/23
* New par value after capital reorganisation

Bonus issues/bonus warrants
Code Stock Particulars Ex-date
00731 Samson Paper Holdings Ltd. 1 for 1 2011/01/03
01002 V.S. International Group Ltd. 1 2014 wt for 2 rts shs 2011/01/04
00732 Truly International Holdings Ltd. 1 for 10 2011/01/13
01222 Wang On Group Ltd. 1 for 8 rts shs 2011/01/18
02333 Great Wall Motor Co. Ltd. – H Shares 15 for 10 2011/01/26
00593 Allied Overseas Ltd. 1 2016 wt for 5 2011/01/31
02088 Xiwang Sugar Holdings Co. Ltd. 1 2012 wt for 6 2011/02/01
00315 SmarTone Telecommunications Holdings Ltd. 1 for 1 2011/03/23
01666 Tong Ren Tang Technologies Co. Ltd. – H Shares 2 for 1 2011/04/11
00268 Kingdee International Software Group Co. Ltd. 2 for 10 2011/04/14
00763 ZTE Corporation – H Shares 2 for 10 2011/04/14
00542 Morning Star Resources Ltd. 2 for 5 offer shares 2011/04/27
00914 Anhui Conch Cement Co. Ltd. – H Shares 5 for 10 2011/04/28
03323 China National Building Material Co. Ltd. – H Shares 10 for 10 2011/04/29
01066 Shandong Weigao Group Medical Polymer Co. Ltd. – 1 for 1 2011/05/04
H Shares
00609 Tiande Chemical Holdings Ltd. 1 for 1 2011/05/04
00631 Sany Heavy Equipment International Holdings Co. Ltd. 5 for 10 2011/05/05
00510 CASH Financial Services Group Ltd. 1 for 10 2011/05/12
01818 Zhaojin Mining Industry Co. Ltd. – H Shares 1 for 1 2011/05/12
00838 EVA Precision Industrial Holdings Ltd. 1 for 1 2011/05/13
01045 APT Satellite Holdings Ltd. 1 for 2 2011/05/17
02342 Comba Telecom Systems Holdings Ltd. 1 for 10 2011/05/18
00632 Pearl Oriental Oil Ltd. 1 for 5 2011/05/20
00003 Hong Kong and China Gas Co. Ltd., The 1 for 10 2011/05/23
00543 Pacific Online Ltd. 1 for 10 2011/05/24
00056 Allied Properties (HK) Ltd. 1 2016 wt for 5 2011/05/25
00980 Lianhua Supermarket Holdings Co Ltd – H Shares 8 for 10 2011/05/26
00696 TravelSky Technology Ltd. – H Shares 1 for 2 2011/05/26
00326 China Star Entertainment Ltd. 1 2012 wt for 5 rts shs 2011/05/30
00733 Hopefluent Group Holdings Ltd. 1 for 5 2011/06/02
00829 Shenguan Holdings (Group) Ltd. 10 for 10 2011/06/09
02899 Zijin Mining Group Co., Ltd. – H Shares 5 for 10 2011/06/13
01157 Zoomlion Heavy Industry Science and Technology 0.3 for 1 2011/06/20
Co., Ltd.-Hsh
03328 Bank of Communications Co., Ltd. – H Shares 1 for 10 2011/07/08
00993 Simsen International Corporation Ltd. 1 2012 wts for 5 rts shs 2011/07/12
00317 Guangzhou Shipyard International Co. Ltd. – H Shares 3 for 10 2011/07/14
00398 Oriental Watch Holdings Ltd. 1 for 5 2011/07/21
00081 China Overseas Grand Oceans Group Ltd. 1 for 2 2011/08/30
00077 AMS Public Transport Holdings Ltd. 1 for 10 2011/09/09
00867 China Medical System Holdings Ltd. 1 for 4 2011/09/16
00065 DeTeam Co. Ltd. 1 for 5 2011/09/23
00412 Heritage International Holdings Ltd. 1 2013 wts for 5 rts shs 2011/09/23
00866 China Qinfa Group Ltd. 1 for 1 2011/10/04
00572 China Packaging Group Co. Ltd. 13 for 1,000 2011/10/14
00083 Sino Land Co. Ltd. 1 for 10 2011/11/01
00197 Heng Tai Consumables Group Ltd. 1 for 20 2011/12/08
00482 Sandmartin International Holdings Ltd. 1 for 10 2011/12/08
00587 Hua Han Bio-Pharmaceutical Holdings Ltd. 1 for 5 2011/12/20
01633 Magic Holdings International Ltd. 1 for 5 2011/12/20
02312 China Financial Leasing Group Ltd. 4 for 1 2011/12/23

Rights issues/open offers
Funds Ex-date
raised payment
Code Stock Particulars (HK$mil) date
03868 Qunxing Paper Holdings Co. Ltd. Open offer 1 for 2 @$0.66 349.01 2010/12/10
2011/01/04
01003 21 Holdings Ltd. Rts 10 for 1 @$0.19 214.12 2010/12/08
(after consolidation 20 into 1) 2011/01/05
00092 Champion Technology Holdings Ltd. Rts 4 for 9 @$0.15 271.23 2010/12/30
2011/01/24
00263 China Yunnan Tin Minerals Group Co. Ltd. Rts 8 for 1 @$0.10 480.77 2010/12/29
2011/01/24
00329 Dragonite International Ltd. Rts 20 for 1 @$0.22 406.39 2010/12/30
00069 Shangri-La Asia Ltd. Rts 1 for 12 @$19.50 4,694.66 2011/01/11
2011/02/07
01222 Wang On Group Ltd. Rts 8 for 1 @$0.10 521.99 2011/01/18
with bonus 1 for 8 rts shs 2011/02/15
(after consolidation 5 into 1)
00343 Culturecom Holdings Ltd. Rts 1 for 2 @$0.35 120.62 2011/01/26
2011/02/18
00616 Easyknit Enterprises Holdings Ltd. Rts 1 for 2 @$0.35 64.25 2011/02/01
2011/02/25
00612 China Investment Fund Co. Ltd. Open offer 2 for 1 @$0.15 76.51 2011/01/31
2011/03/01
01002 V.S. International Group Ltd. Rts 1 for 3 @$0.12 34.68 2011/01/04
with bonus 1 2014 wt for 2 rts shs 2011/03/04
00371 Beijing Enterprises Water Group Ltd. Open offer 1 for 2 @$1.485 3,390.82 2011/02/11
2011/03/09
02324 Capital VC Ltd. Rts 1 for 2 @$0.30 58.42 2011/02/15
2011/03/09
00004 Wharf (Holdings) Ltd., The Rts 1 for 10 @$36.50 10,051.59 2011/02/21
2011/03/11
00851 Sheng Yuan Holdings Ltd. Rts 2 for 5 @$0.42 141.41 2011/02/23
2011/03/16
00412 Heritage International Holdings Ltd. Rts 1 for 2 @$0.50 47.49 2011/02/22
00305 Wuling Motors Holdings Ltd. Open offer 1 for 6 @$0.90 150.51 2011/03/03
(Formerly: Dragon Hill Wuling 2011/03/23
Autombile Holdings Ltd.)
01059 Kantone Holdings Ltd. Rts 2 for 5 @$0.10 212.17 2011/03/10
2011/04/04
00275 Hanny Holdings Ltd. Rts 8 for 1 @$0.30 299.02 2011/03/11
00986 China Environmental Energy Investment Ltd. Rts 26 for 1 @$0.068 206.08 2011/03/22
(Formerly: Nam Hing Holdings Ltd.) (after consolidation 16 into 1) 2011/04/15
00736 China Properties Investment Holdings Ltd. Rts 30 for 1 @$0.068 338.27 2011/03/29
2011/04/21
00885 Forefront Group Ltd. Rts 8 for 1 @$0.125 406.08 2011/03/23
03311 China State Construction International Holdings Ltd. Rts 1 for 5 @$6.00 3,584.19 2011/04/07
2011/05/05
00111 Cinda International Holdings Ltd. Rts 1 for 5 @$1.10 117.55 2011/04/11
2011/05/06
00767 Pacific Plywood Holdings Ltd. Rts 30 for 1 @$0.08 221.93 2011/04/15
2011/05/13
00542 Morning Star Resources Ltd. Open offer 5 for 1 @$0.20 241.45 2011/04/27
with bonus 2 for 5 offer shs 2011/05/23
01223 Symphony Holdings Ltd. Open offer 1 for 2 @$0.25 218.01 2011/05/04
2011/05/27
00419 Media China Corporation Ltd. Rts 1 for 2 @$0.18 259.15 2011/05/17
01205 CITIC Resources Holdings Ltd. Rts 3 for 10 @$1.38 2,504.93 2011/05/18
2011/06/10
00810 Opes Asia Development Ltd. Open offer 1 for 2 @$0.07 58.20 2011/05/19
2011/06/13
00273 Willie International Holdings Ltd. Rts 8 for 1 @$0.125 296.07 2011/05/23
2011/06/15
00832 Central China Real Estate Ltd. Rts 21.4 for 100 @$1.71 731.88 2011/06/01
2011/06/22
00326 China Star Entertainment Ltd. Rts 3 for 1 @$0.25 368.39 2011/05/30
with bonus 1 2012 wt for 5 rts shs 2011/06/22
00021 Waytung Global Group Ltd. Rts 1 for 2 @$0.40 154.61 2011/06/13
2011/07/06
01178 Vitop Bioenergy Holdings Ltd. Rts 1 for 3 @$0.25 73.57 2011/06/16
2011/07/12
01172 Midas International Holdings Ltd. Rts 1 for 1 @$0.10 110.36 2011/06/16
2011/07/13
01003 21 Holdings Ltd. Rts 8 for 1 @$0.10 119.00 2011/06/23
00692 Bao Yuan Holdings Ltd. Rts 22 for 1 @$0.05 387.34 2011/06/15
2011/07/15
00998 China CITIC Bank Corporation Ltd. – H Shares Rts 2 H shares for 10 H shares @$4.01 9,946.25 2011/06/30
2011/07/25
00717 Emperor Capital Group Ltd. Rts 2 for 1 @$0.338 585.29 2011/07/07
2011/07/28

Rights issues/open offers (continued)
Funds Ex-date
raised payment
00928 Tack Fiori International Group Ltd. Open offer 339 for 5 @$0.01 150.01 2011/07/08
(Formerly: Tack Fat Group International Ltd.) 2011/07/28
00901 Radford Capital Investment Ltd. Rts 1 for 2 @$0.75 53.67 2011/07/07
2011/07/29
00993 Simsen International Corporation Ltd. Rts 20 for 1 @$0.03 779.43 2011/07/12
with bonus 1 2012 wts for 5 rts shs 2011/08/05
00764 Eternity Investment Ltd. Open offer 5 for 1 @$0.04 264.48 2011/07/18
2011/08/09
00185 Xpress Group Ltd. Open offer 3 for 20 @$0.11 43.57 2011/07/19
2011/08/15
00149 China Agri-Products Exchange Ltd. Rts 30 for 1 @$0.195 464.41 2011/08/05
00952 Quam Ltd. Rts 1 for 4 @$0.25 59.66 2011/08/30
2011/09/22
00630 Guojin Resources Holdings Ltd. Rts 11 for 10 @$0.05 82.71 2011/09/07
2011/09/30
00224 Pioneer Global Group Ltd. Open offer 1 for 2 @$0.73 280.82 2011/09/16
2011/10/10
02349 China Water Property Group Ltd. Open offer 2 for 5 @$0.50 251.25 2011/09/20
00091 New Smart Energy Group Ltd. Open offer 1 for 1 @$0.098 325.29 2011/09/20
00412 Heritage International Holdings Ltd. Rts 22 for 1 @$0.062 388.67 2011/09/23
with bonus 1 2013 wts for 5 rts shs 2011/10/19
00361 Sino Golf Holdings Ltd. Rts 1 for 2 @$0.39 59.81 2011/10/28
2011/11/17
00017 New World Development Co. Ltd. Rts 1 for 2 @$5.68 11,331.96 2011/10/24
2011/11/22
01136 TCC International Holdings Ltd. Open offer 3 unlisted new convertible 422.29* 2011/11/03
preference shares for 20 @$4.90 2011/11/23
00488 Lai Sun Development Co. Ltd. Rts 5 for 12 @$0.09 531.08 2011/11/18
2011/12/08
00121 C.P. Lotus Corporation Open offer 2 unlisted convertible 8.23* 2011/11/25
preference shares for 5 @$0.22 2011/12/16
00917 New World China Land Ltd. Rts 1 for 2 @$1.49 4,293.15 2011/11/28
2011/12/19
01220 Ocean Grand Holdings Ltd. Open offer 2 for 3 @$0.133 12.53 2011/11/30
01383 Hong Long Holdings Ltd. Open offer 1 for 2 @$0.10 61.53 2011/12/02
2011/12/23
02328 PICC Property and Casualty Co. Ltd. – H Shares Rts 1 H share for 10 H shares @$5.50 1,900.79 2011/12/05
2011/12/23
Total 63,849.03
* Figures are excluded from the total of fund raised.

Notes: Figures may not add up to total due to rounding.

Placings
New shares Placing price Funds raised Allotment
Code Company placed (HK$) (HK$ mil) date
00689 EPI (Holdings) Ltd. 920,000,000 0.0680 62.10 2011/01/03
00149 China Agri-Products Exchange Ltd. 300,000,000 0.2500 75.00 2011/01/05
01878 SouthGobi Resources Ltd. 375,297 82.8700 31.10 2011/01/06
00802 RCG Holdings Ltd. 6,450,000 3.1000 20.00 2011/01/07
00279 Freeman Financial Corporation Ltd. 2,000,000,000 0.2750 550.00 2011/01/14
01163 Dejin Resources Group Co. Ltd. 350,000,000 0.3000 105.00 2011/01/17
00479 CIL Holdings Ltd. 202,780,000 0.1730 35.00 2011/01/18
00479 CIL Holdings Ltd. 272,280,000 0.1730 47.00 2011/01/19
00183 Richfield Group Holdings Ltd. 250,000,000 1.0100 252.50 2011/01/19
01149 Anxin-China Holdings Ltd. 140,100,000 2.3000 322.23 2011/01/20
00362 China Zenith Chemical Group Ltd. 1,200,000,000 0.2200 264.00 2011/01/20
00801 Golden Meditech Holdings Ltd. 120,000,000 1.5000 180.00 2011/01/20
00397 China Gogreen Assets Investment Ltd. 200,000,000 0.1500 30.00 2011/01/21
00269 China Timber Resources Group Ltd. 1,800,000,000 0.3000 540.00 2011/01/21
(Name changed to China Resources and Transportation Group Ltd.)
00891 Trinity Ltd. 100,000,000 7.5000 750.00 2011/01/21
00515 TC Interconnect Holdings Ltd. 60,000,000 3.7900 227.40 2011/01/25
00326 China Star Entertainment Ltd. 577,855,000 0.0700 40.45 2011/01/27
00621 Wing Hing International (Holdings) Ltd. 346,000,000 0.4000 138.40 2011/01/27
(Name changed to Taung Gold International Ltd.)
00692 Bao Yuan Holdings Ltd. 980,000,000 0.0250 24.01 2011/01/28
00633 China All Access (Holdings) Ltd. 160,000,000 2.6800 428.80 2011/01/28
02369 China Wireless Technologies Ltd. 150,000,000 4.5500 682.50 2011/01/28
00136 Mascotte Holdings Ltd. 354,100,608 0.4000 141.64 2011/01/28
00290 China Fortune Group Ltd. 280,534,000 0.3280 92.02 2011/01/31
(Name changed to China Fortune Financial Group Ltd.)
00067 China Lumena New Materials Corp. 340,000,000 2.8100 955.40 2011/01/31
00767 Pacific Plywood Holdings Ltd. 15,400,000 0.7400 11.40 2011/02/01
00651 China Ocean Shipbuilding Industry Group Ltd. 1,412,745,760 0.2000 282.55 2011/02/07
00686 Time Infrastructure Holdings Ltd. 125,370,000 1.4500 181.79 2011/02/07
(Name changed to Goldpoly New Energy Holdings Ltd.)
01141 Beijing Yu Sheng Tang Pharmaceutical Group Ltd. 1,000,000,000 0.3200 320.00 2011/02/08
00209 Sewco International Holdings Ltd. 150,000,000 1.0500 157.50 2011/02/08
(Name changed to China Tycoon Beverage Holdings Ltd.)
00223 Sino Resources Group Ltd. 222,752,000 0.3500 77.96 2011/02/08
00736 China Properties Investment Holdings Ltd. 27,000,000 0.4050 10.94 2011/02/10
00433 North Mining Shares Co. Ltd. 442,500,000 0.3200 141.60 2011/02/10
01808 Tai-I International Holdings Ltd. 210,000,000 0.0600 12.60 2011/02/11
(Name changed to Enterprise Development Holdings Ltd.)
00705 CVM Minerals Ltd. 340,000,000 0.2280 77.52 2011/02/14
00909 Zhongda International Holdings Ltd. 1,012,000 0.7400 0.75 2011/02/15
00909 Zhongda International Holdings Ltd. 2,948,547 0.6780 2.00 2011/02/15
00943 eForce Holdings Ltd. 317,000,000 0.1060 33.60 2011/02/21
00064 Get Nice Holdings Ltd. 224,000,000 0.5100 114.24 2011/02/23
00802 RCG Holdings Ltd. 19,000,000 2.5000 47.50 2011/02/24
01142 Siberian Mining Group Co. Ltd. 140,000,000 0.1350 18.90 2011/02/24
00558 L.K. Technology Holdings Ltd. 102,000,000 2.5000 255.00 2011/02/25
00024 Burwill Holdings Ltd. 460,000,000 0.4800 220.80 2011/03/04
00155 China Solar Energy Holdings Ltd. 720,000,000 0.1140 82.08 2011/03/04
00233 Mingyuan Medicare Development Co. Ltd. 294,000,000 0.8100 238.14 2011/03/10
00838 EVA Precision Industrial Holdings Ltd. 47,342,000 6.2500 295.89 2011/03/11
00309 Lo’s Enviro-Pro Holdings Ltd. 30,600,000 0.7000 21.42 2011/03/18
(Name changed to Xinhua News Media Holdings Ltd.)
00672 Zhong An Real Estate Ltd. 50,000,000 1.4000 70.00 2011/03/18
02309 Birmingham International Holdings Ltd. 450,000,000 0.2000 90.00 2011/03/21
01207 SRE Group Ltd. 700,000,000 0.8100 567.00 2011/03/28
00692 Bao Yuan Holdings Ltd. 58,000,000 0.2500 14.50 2011/03/31
01003 21 Holdings Ltd. 247,900,000 0.1100 27.27 2011/04/04
00839 Anhui Tianda Oil Pipe Co. Ltd. – H Shares 196,000,000 3.9600 776.16 2011/04/04
00171 Silver Grant International Industries Ltd. 120,000,000 3.0000 360.00 2011/04/06
00204 Temujin International Investments Ltd. 600,000,000 0.1000 60.00 2011/04/06
00922 China Boon Holdings Ltd. 165,000,000 0.3800 62.70 2011/04/07
00082 VODone Ltd. 90,000,000 2.2600 203.40 2011/04/07
00544 Daido Group Ltd. 199,920,000 0.2350 46.98 2011/04/08
00913 Unity Investments Holdings Ltd. 8,500,000 0.3000 2.55 2011/04/11
00329 Dragonite International Ltd. 18,470,000 0.1600 2.96 2011/04/12
01227 National Investments Fund Ltd. 350,000,000 0.1410 49.35 2011/04/12
00585 Imagi International Holdings Ltd. 1,282,816,000 0.2800 359.19 2011/04/13
00402 Mongolia Investment Group Ltd. 1,320,000,000 0.0670 88.44 2011/04/13
01031 Golden Resorts Group Ltd. 560,000,000 0.9500 532.00 2011/04/14
(Name changed to Kingston Financial Group Ltd.)
00585 Imagi International Holdings Ltd. 1,500,000,000 0.0760 114.00 2011/04/14
01049 Celestial Asia Securities Holdings Ltd. 100,000,000 0.5000 50.00 2011/04/15
(Name changed to Net2Gather (China) Holdings Ltd.)
00878 Soundwill Holdings Ltd. 9,000,000 12.0000 108.00 2011/04/19
00451 Same Time Holdings Ltd. 11,380,000 3.2700 37.21 2011/04/20
02000 SIM Technology Group Ltd. 137,500,000 1.6000 220.00 2011/04/21
00721 China Financial International Investments Ltd. 370,000,000 0.5000 185.00 2011/04/26
00887 Emperor Watch & Jewellery Ltd. 800,000,000 1.0000 800.00 2011/04/27

Placings (continued)
01208 Minmetals Resources Ltd. 762,612,000 5.1000 3,889.32 2011/04/28
00810 Opes Asia Development Ltd. 32,600,000 0.1120 3.65 2011/04/28
02309 Birmingham International Holdings Ltd. 250,000,000 0.2000 50.00 2011/04/29
00976 Chiho-Tiande Group Ltd. 60,000,000 6.6000 396.00 2011/04/29
00309 Lo’s Enviro-Pro Holdings Ltd. 45,900,000 0.7000 32.13 2011/05/03
(Name changed to Xinhua News Media Holdings Ltd.)
01099 Sinopharm Group Co. Ltd. – H Shares 138,056,825 25.0000 3,451.42 2011/05/04
00030 ABC Communications (Holdings) Ltd. 73,107,200 0.6400 46.79 2011/05/05
01066 Shandong Weigao Group Medical Polymer Co. Ltd. – H Shares 85,624,000 20.6000 1,763.85 2011/05/05
01129 China Water Industry Group Ltd. 325,000,000 0.1230 39.98 2011/05/06
01063 SunCorp Technologies Ltd. 533,157,785 0.0550 29.32 2011/05/06
00766 Sino Prosper State Gold Resources Holdings Ltd. 1,100,000,000 0.3800 418.00 2011/05/09
02366 Qin Jia Yuan Media Services Co. Ltd. 84,100,000 1.3500 113.54 2011/05/11
03300 China Glass Holdings Ltd. 200,000,000 4.0600 812.00 2011/05/13
01008 CT Holdings (International) Ltd. 7,500,000 8.0000 60.00 2011/05/18
(Name changed to Brilliant Circle Holdings International Ltd.)
01226 Garron International Ltd. 491,800,000 1.1500 565.57 2011/05/18
(Name changed to China Investment and Finance Group Ltd.)
00761 Bel Global Resources Holdings Ltd. 600,000,000 0.1000 60.00 2011/05/19
00072 Modern Media Holdings Ltd. 20,850,000 2.5000 52.13 2011/05/19
00689 EPI (Holdings) Ltd. 1,280,000,000 0.0500 64.00 2011/05/23
03989 New Environmental Energy Holdings Ltd. 202,022,000 0.4000 80.81 2011/05/23
00802 RCG Holdings Ltd. 68,500,000 1.4500 99.33 2011/05/27
00993 Simsen International Corporation Ltd. 216,000,000 0.1850 39.96 2011/05/27
00855 China Water Affairs Group Ltd. 235,598,277 3.4000 801.03 2011/05/30
00721 China Financial International Investments Ltd. 60,000,000 0.5000 30.00 2011/05/31
01031 Golden Resorts Group Ltd. 330,000,000 1.0300 339.90 2011/05/31
(Name changed to Kingston Financial Group Ltd.)
00848 Maoye International Holdings Ltd. 273,000,000 3.8100 1,040.13 2011/05/31
02379 Zhongtian International Ltd. 36,170,000 0.6600 23.87 2011/05/31
00878 Soundwill Holdings Ltd. 10,000,000 12.2000 122.00 2011/06/01
00868 Xinyi Glass Holdings Ltd. 100,000,000 8.3500 835.00 2011/06/01
01998 Flyke International Holdings Ltd. 24,000,000 1.6500 39.60 2011/06/08
00750 China Singyes Solar Technologies Holdings Ltd. 35,000,000 6.8000 238.00 2011/06/09
03828 Ming Fai International Holdings Ltd. 30,000,000 2.1240 63.72 2011/06/09
00273 Willie International Holdings Ltd. 59,213,993 0.2000 11.84 2011/06/10
01049 Celestial Asia Securities Holdings Ltd. 208,000,000 0.5100 106.08 2011/06/13
(Name changed to Net2Gather (China) Holdings Ltd.)
00764 Eternity Investment Ltd. 220,280,000 0.1350 29.74 2011/06/17
02318 Ping An Insurance (Group) Co. of China Ltd. – H Shares 272,000,000 71.5000 19,448.00 2011/06/17
00263 China Yunnan Tin Minerals Group Co. Ltd. 1,081,737,759 0.0620 67.07 2011/06/20
00354 Chinasoft International Ltd. 150,000,000 1.8600 279.00 2011/06/21
01060 ChinaVision Media Group Ltd. 125,000,000 0.4000 50.00 2011/06/24
01063 SunCorp Technologies Ltd. 653,000,000 0.0220 14.37 2011/06/24
00988 Loudong General Nice Resources (China) Holdings Ltd. 40,002,000 1.0400 41.60 2011/06/27
00943 eForce Holdings Ltd. 760,000,000 0.0500 38.00 2011/06/28
01777 Fantasia Holdings Group Co., Ltd. 333,333,000 1.2000 400.00 2011/06/30
00802 RCG Holdings Ltd. 82,200,000 1.0000 82.20 2011/07/13
00136 Mascotte Holdings Ltd. 2,200,000,000 0.4000 880.00 2011/07/14
00708 New Media Group Holdings Ltd. 144,000,000 0.6960 100.22 2011/07/18
01008 Brilliant Circle Holdings International Ltd. 45,000,000 6.5000 292.50 2011/07/20
00544 Daido Group Ltd. 239,900,000 0.1990 47.74 2011/07/21
01038 Cheung Kong Infrastructure Holdings Ltd. 84,500,000 40.4100 3,414.65 2011/07/26
00643 Carry Wealth Holdings Ltd. 74,300,000 0.6500 48.30 2011/07/27
01051 G-Resources Group Ltd. 2,813,364,000 0.6000 1,688.02 2011/08/03
00329 Dragonite International Ltd. 750,000,000 0.1000 75.00 2011/08/04
00745 China Railsmedia Corporation Ltd. 310,000,000 0.0780 24.18 2011/08/08
00376 Asia TeleMedia Ltd. 128,225,806 0.6200 79.50 2011/08/09
(Name changed to ReOrient Group Ltd.)
01728 China ZhengTong Auto Services Holdings Ltd. 200,000,000 10.4500 2,090.00 2011/08/09
00729 Sinopoly Battery Ltd. 700,000,000 0.5200 364.00 2011/08/09
00665 Haitong International Securities Group Ltd. 200,000,000 4.2500 850.00 2011/08/16
01164 Vital Group Holdings Ltd. 1,670,000,000 0.2300 384.10 2011/08/18
02324 Capital VC Ltd. 250,000,000 0.3000 75.00 2011/08/23
01046 Universe International Holdings Ltd. 87,165,000 0.1150 10.02 2011/08/24
00969 Hua Lien International (Holding) Co. Ltd. 90,000,000 0.6000 54.00 2011/08/26
00256 China Haidian Holdings Ltd. 10,000,000 0.9900 9.90 2011/08/29
00736 China Properties Investment Holdings Ltd. 1,028,000,000 0.0220 22.62 2011/08/30
02312 China Financial Leasing Group Ltd. 139,635,000 0.0510 7.12 2011/09/12
00223 Sino Resources Group Ltd. 30,000,000 0.3600 10.80 2011/09/28
00736 China Properties Investment Holdings Ltd. 40,000,000 0.1810 7.24 2011/10/10
00513 Continental Holdings Ltd. 217,647,050 0.1700 37.00 2011/10/12
00471 CMMB Vision Holdings Ltd. 687,628,000 0.0450 30.94 2011/10/25
00689 EPI (Holdings) Ltd. 80,000,000 0.1820 14.56 2011/10/28
01166 Solartech International Holdings Ltd. 504,510,000 0.2000 100.90 2011/10/28

Placings (continued)
01141 Beijing Yu Sheng Tang Pharmaceutical Group Ltd. 823,695,952 0.0930 76.60 2011/11/01
00572 China Packaging Group Co. Ltd. 230,000,000 0.1200 27.60 2011/11/01
00767 Pacific Plywood Holdings Ltd. 817,233,655 0.0320 26.15 2011/11/03
02700 Smart Union Group (Holdings) Ltd. 459,020,000 0.1850 84.92 2011/11/07
00376 Asia TeleMedia Ltd. 67,000,000 3.0000 201.00 2011/11/14
(Name changed to ReOrient Group Ltd.)
01833 Intime Department Store (Group) Co. Ltd. 76,669,653 9.9000 759.03 2011/11/24
00767 Pacific Plywood Holdings Ltd. 1,800,000,000 0.0250 45.00 2011/11/24
01130 China Environmental Resources Group Ltd. 360,000,000 0.0730 26.28 2011/11/25
01227 National Investments Fund Ltd. 307,110,175 0.0550 16.89 2011/11/25
00211 Styland Holdings Ltd. 50,000,000 0.0800 4.00 2011/12/15
00996 Oriental Ginza Holdings Ltd. 2,000,000,000 0.3800 760.00 2011/12/21
00039 Bio-Dynamic Group Ltd. 11,326,134 0.7220 8.18 2011/12/22
00273 Willie International Holdings Ltd. 128,212,678 0.3750 48.08 2011/12/28
00404 Hsin Chong Construction Group Ltd. 125,850,000 1.1000 138.44 2011/12/30
00202 Interchina Holdings Co. Ltd. 712,000,000 0.3100 220.72 2011/12/30
Total 62,987.22

Funds raised by classification, 1993 – 2011
HK$ bil
Type Listing method 1993 1994 1995 1996 1997 1998 1999 2000 2001 2002 2003 2004 2005 2006 2007 2008 2009 2010 2011
Equities Offer for subscription 15.15 8.80 2.56 7.25 18.51 3.68 2.67 11.77 2.23 2.76 14.53 21.55 18.60 48.03 88.56 9.53 51.08 41.63 16.23
Offer for sale 2.97 0.25 0.29 2.47 0.12 0.14 0.07 0.23 2.48 22.40 5.17 21.71 6.82 33.26 33.69 7.69 21.41 175.23 46.43
Offer for placing 11.06 8.31 5.26 21.50 63.02 2.14 12.82 105.30 16.89 19.81 37.37 51.21 139.57 250.79 168.20 48.54 175.38 231.97 195.80
Placing 30.60 11.69 11.51 46.11 78.17 16.40 69.32 106.25 11.61 15.56 16.30 45.96 62.26 110.68 152.92 54.23 140.59 130.96 62.99
Rights issue 9.27 5.64 1.29 4.65 16.30 5.30 7.36 11.71 2.99 5.24 2.27 7.09 9.54 8.26 22.44 45.12 168.41 176.06 57.98
Open offer – – – – 0.21 0.08 0.71 0.94 0.95 0.51 0.51 1.00 0.89 2.21 7.31 2.48 8.90 5.80 5.87
Consideration issue 4.68 5.03 9.23 10.15 58.86 9.70 50.11 205.02 14.26 27.53 125.72 114.46 44.25 36.33 70.16 239.71 62.13 67.12 77.03
Warrants exercised 14.25 10.83 8.19 5.57 8.32 0.31 2.51 2.69 0.27 0.69 1.13 1.21 1.45 5.35 10.18 2.25 2.02 2.12 11.86
Share option scheme 2.03 1.31 0.87 2.32 4.06 0.51 2.56 7.37 6.91 6.91 6.12 12.33 15.29 21.10 17.62 8.63 7.80 14.60 8.65
Equities funds raised 90.01 51.86 39.20 100.02 247.58 38.26 148.12 451.28 58.59 101.41 209.12 276.52 298.66 516.03 571.08 418.19 637.73 845.49 482.83
Debt securities 171.26 283.59 108.83 127.98 178.21 87.98 52.95 23.84 28.60 19.35 43.47 105.40 60.86 64.88 58.13 41.58 47.38 140.28 152.49
Unit trusts/Mutual funds 0.39 – – – – – 33.33 – 0.26 0.35 0.29 6.80 35.18 9.01 8.42 – – – 12.51
Derivative warrants – premium 5.86 11.20 4.65 18.39 33.29 15.63 17.68 29.79 15.84 62.16 63.88 139.43 154.80 247.78 791.31 555.89 263.29 328.11 273.30
Equity warrants – premium 0.22 – 0.15 1.15 1.44 – 0.24 0.34 0.23 0.10 0.08 0.05 0.13 – 0.13 0.03 – 0.03 0.03
Equity linked instruments – premium – – – – – – – – – 2.10 0.70 1.52 – – – – – – –
Callable bull/bear contracts – premium – – – – – – – – – – – – – 4.08 31.48 443.30 519.33 360.05 310.70
Equity funds raised, 1986 – 2011

HK$Bil
900
845
800
700
638
600 571
516
483
500
451
418
400
299
300 277
248
209
200
148
105 101
90 100
100 59
52
48 39 39 38
15 19 20 21
1986 1987 1988 1989 1990 1991 1992 1993 1994 1995 1996 1997 1998 1999 2000 2001 2002 2003 2004 2005 2006 2007 2008 2009 2010 2011

Funds raised by Mainland enterprises H shares, 1993 – 2011
HK$ bil
Equities Offer for subscription 5.05 2.84 0.19 1.16 6.12 2.07 0.70 2.50 0.65 1.43 12.09 9.57 11.30 38.07 19.33 5.43 21.02 9.59 1.91
Offer for sale – – – – – – – – 0.34 1.32 4.55 3.19 3.36 25.46 – – 4.18 – 0.02
Offer for placing 3.09 7.04 1.82 5.68 25.92 – 3.56 49.25 4.57 14.12 29.62 27.26 122.52 226.50 55.44 24.06 88.98 128.87 49.97
Placing – – 0.98 1.04 1.05 1.48 – – 0.50 – 0.59 19.23 21.49 13.80 7.84 4.61 7.55 11.96 25.44
Rights issue – – – – – – – – – – – – – – 3.12 – – 125.07 11.85
Open offer – – – – – – – – – – – – – – – – – – –
Consideration issue – – – – – – – – – – – – – – – – – 15.39 –
Warrants exercised – – – – – – – – – – – – – – – – – – –
Share option scheme – – – – – – – – – – – – – – – 0.01 – – –
Funds raised by Red Chip stocks, 1993 – 2011

HK$ bil
Equities Offer for subscription 0.78 1.04 0.30 0.73 5.66 0.05 0.19 1.97 0.64 0.04 0.77 3.98 0.38 1.20 14.49 – 3.09 2.46 0.51
Offer for sale – – 0.20 – 0.05 – – 0.05 1.78 20.56 – 1.72 – 0.19 8.22 – – – –
Offer for placing 0.17 0.50 1.07 2.70 33.68 0.09 1.79 42.08 9.64 0.36 2.19 8.84 0.66 1.38 26.88 – 4.92 3.84 5.39
Placing 9.51 6.17 0.31 10.84 27.97 10.71 18.61 61.80 2.54 6.89 0.69 6.11 0.30 22.61 30.90 7.63 33.69 20.55 5.06
Rights issue 4.49 1.32 0.20 0.29 2.18 0.38 1.09 0.18 – 0.96 – – 0.24 0.61 2.73 6.39 11.34 – 6.21
Open offer – – – – – – – – 0.77 – 0.07 – – 0.59 2.72 – 2.51 3.84 3.54
Consideration issue – 3.03 3.70 3.84 10.43 5.93 33.04 186.11 2.94 22.94 0.15 2.96 15.68 12.90 15.93 206.36 21.18 23.46 39.28
Warrants exercised 0.08 1.13 0.87 0.44 0.56 0.11 0.04 0.67 0.10 0.00 0.01 0.07 0.21 3.18 7.59 1.51 0.18 0.10 –
Share option scheme 0.05 0.04 0.02 0.17 0.46 0.10 0.41 0.80 0.67 0.98 1.01 2.67 4.92 8.12 5.51 1.91 1.09 1.18 0.79

Securities Market – Main Board Equity Warrants
Newly listed equity warrants
Initial issued
Subscription price amount Listing
Code Warrant per unit (HK$) Subscription period (HK$) date
00664 Allied Overseas Ltd. Warrants 2016 5.000 2011/03/04–2016/03/04 206,962,600 2011/03/04
00284 V.S. International Group Ltd. Warrants 2014 0.120 2011/03/16–2014/03/15 17,339,520 2011/03/16
00824 Culturecom Holdings Ltd. Warrants 2013 0.280 2011/05/03–2013/05/02 38,598,000 2011/05/03
01183 Allied Properties (HK) Ltd. Warrants 2016 2.000 2011/06/13–2016/06/13 2,781,246,634 2011/06/15
01056 China Star Entertainment Ltd. Warrants Dec 2012 0.250 2011/06/29–2012/12/28 73,677,044 2011/07/04
01257 Simsen International Corporation Ltd. Warrants 2012 0.030 2011/08/22–2012/08/21 5,196,176,000 units 2011/08/22
01248 Heritage International Holdings Ltd. Warrants 2013 0.040 2011/10/26–2013/10/25 1,253,766,879 units 2011/10/28
List of expired equity warrants, 2011

Last Delisted
Code Warrant trading date date
00441 Century City International Holdings Ltd. Warrants 2011 2011/01/06 2011/01/12
00534 SHK Hong Kong Industries Ltd. Warrants 2011 2011/04/18 2011/04/26
00748 Hong Kong Energy (Holdings) Ltd. Warrants 2011 2011/05/09 2011/05/16
00407 HKC (Holdings) Ltd. Warrants 2011 2011/05/17 2011/05/23
00942 Cheuk Nang (Holdings) Ltd. Warrants May 2011 2011/05/17 2011/05/23
00879 Henderson Land Development Co. Ltd. Warrants 2011 2011/05/27 2011/06/02
00523 CST Mining Group Ltd. Warrants 2011 2011/05/30 2011/06/03
00795 Hong Kong Energy (Holdings) Ltd. Warrants 2011 2011/06/02 2011/06/09
00492 HKC (Holdings) Ltd. Warrants 2011 2011/06/02 2011/06/09
00624 Pacific Andes International Holdings Ltd. Warrants 2011 2011/06/10 2011/06/16
00937 New Times Energy Corporation Ltd. Warrants 2011 2011/06/21 2011/06/27
00744 Lippo Ltd. Warrants 2011 2011/06/28 2011/07/05
00561 Hongkong Chinese Ltd. Warrants 2011 2011/06/28 2011/07/05
00344 PetroAsian Energy Holdings Ltd. Warrants 2011 2011/10/11 2011/10/17
00249 Xingye Copper International Group Ltd. Warrants 2011 2011/10/28 2011/11/03
01092 Cheuk Nang (Holdings) Ltd. Warrants Dec 2011 2011/12/08 2011/12/14

Securities Market – Main Board Equity Warrants
Market value and trading for equity warrants, 2007 – 2011
Market value* Turnover value (%) of
Year/Month Number* (HK$ mil.) (HK$ mil.) market total
2007 30 6,873.37 5,099.36 0.02

2008 34 548.52 1,130.25 0.01
2009 25 1,103.37 524.07 0.00
2010 22 2,049.41 1,790.05 0.01
2011 13 602.75 923.93 0.01
2011 Jan 21 1,895.79 187.89 0.01

Feb 21 1,237.61 120.82 0.01
Mar 23 1,217.46 84.71 0.00
Apr 22 1,000.57 339.46 0.02
May 20 712.56 49.22 0.00
Jun 15 785.68 12.53 0.00
Jul 14 894.16 11.96 0.00
Aug 15 616.94 12.29 0.00
Sep 15 429.33 4.43 0.00
Oct 15 630.54 22.79 0.00
Nov 14 613.11 47.44 0.00
Dec 13 602.75 30.39 0.00

Securities Market – Main Board Derivative Warrants
Newly listed derivative warrants
Strike level/
Issue Subscription Subscription/ Unit issued
prices price (HK$) exercise on initial Listing
Code Issuer Name of issue (HK$) per 10 units period listing date
27942 Goldman Sachs SP (Asia) Belle Int’l European Wts Jun 2011 0.162 13.880 2011/06/27 100,000,000 2011/01/03
27943 Goldman Sachs SP (Asia) Belle Int’l European Wts Dec 2011 0.250 14.800 2011/12/12 100,000,000 2011/01/03
27945 Goldman Sachs SP (Asia) CC Bank Euro Put Wts Jul 2011 0.405 6.18 per unit 2011/07/04 200,000,000 2011/01/03
27944 Goldman Sachs SP (Asia) Evergrande European Wts Jul 2011 A 0.500 4.28 per unit 2011/07/04 100,000,000 2011/01/03
27946 Goldman Sachs SP (Asia) HKEx European Put Wts Sep 2011 B 0.250 170 per 100 units 2011/09/05 200,000,000 2011/01/03
27941 Standard Chartered Bank Sinopec Corp European Wts Jul 2011 0.450 8.20 per unit 2011/07/11 100,000,000 2011/01/03
#
25290 KBC Fin Products Int’l Ltd. Hutchison Euro Wts Apr 2011 A 0.420 83.880 2011/04/04 230,000,000 2011/01/03
27969 BNP Paribas Arbit Issu B.V. Hutchison Euro Wts Jul 2011 B 0.260 108.000 2011/07/05 100,000,000 2011/01/04
27947 HK Bank A50 China European Warrants Nov 2011 0.150 12.880 2011/11/21 200,000,000 2011/01/04
27948 HK Bank A50 China European Put Warrants Jan 2012 0.150 12.000 2012/01/18 150,000,000 2011/01/04
27957 KBC Fin Products Int’l Ltd. BOC HK European Wts Jul 2011 B 0.150 28.980 2011/07/07 198,000,000 2011/01/04
27958 KBC Fin Products Int’l Ltd. BOC HK Euro Put Wts Jul 2011 0.380 26.880 2011/07/15 108,000,000 2011/01/04
27959 KBC Fin Products Int’l Ltd. Ch Mobile Euro Wt Jul 2011 A 0.370 78.880 2011/07/04 128,000,000 2011/01/04
27960 KBC Fin Products Int’l Ltd. Ch Mobile Euro Wt Jul 2011 B 0.250 86.880 2011/07/08 158,000,000 2011/01/04
27965 KBC Fin Products Int’l Ltd. CNOOC European Wts May 2011 B 0.170 17.900 2011/05/25 128,000,000 2011/01/04
27961 KBC Fin Products Int’l Ltd. Sinopec Euro Wts Jun 2011 0.240 8.68 per unit 2011/06/28 158,000,000 2011/01/04
27962 KBC Fin Products Int’l Ltd. Sinopec Euro Wts Jul 2011 0.480 7.58 per unit 2011/07/04 108,000,000 2011/01/04
27963 KBC Fin Products Int’l Ltd. Sinopec Euro Wts Aug 2011 C 0.250 9.18 per unit 2011/08/18 128,000,000 2011/01/04
27964 KBC Fin Products Int’l Ltd. Sinopec Corp Eu Put Wt Jul2011 0.970 7.58 per unit 2011/07/04 68,000,000 2011/01/04
27966 KBC Fin Products Int’l Ltd. PetroChina Euro Wts May 2011 C 0.360 10.98 per unit 2011/05/05 128,000,000 2011/01/04
27968 KBC Fin Products Int’l Ltd. PetroChina Euro Wts Jul 2011 0.330 11.68 per unit 2011/07/04 128,000,000 2011/01/04
27967 KBC Fin Products Int’l Ltd. Tencent Holdings Eu Wt Jun11D 0.150 182.98 per 100 units 2011/06/01 108,000,000 2011/01/04
27949 Macquarie Bank Ltd. CC Bank European Warrants May 2011 0.304 7.50 per unit 2011/05/23 200,000,000 2011/01/04
27951 Macquarie Bank Ltd. CITIC Bank European Warrants Jun 2011 0.190 6 per unit 2011/06/22 150,000,000 2011/01/04
27950 Macquarie Bank Ltd. China Life European Wts Jun 2011 0.150 36.000 2011/06/27 250,000,000 2011/01/04
27953 UBS AG CPIC European Warrants May 2011 B 0.150 33.380 2011/05/16 100,000,000 2011/01/04
27955 UBS AG HSI European Put Warrants Jul 2011 C 0.250 21,000 per 8,000 units 2011/07/28 200,000,000 2011/01/04
27952 UBS AG HSI European Warrants May 2011 F 0.150 22,300 per 8,000 units 2011/05/30 200,000,000 2011/01/04
27954 UBS AG HSI European Warrants Jun 2011 C 0.190 21,800 per 8,000 units 2011/06/29 200,000,000 2011/01/04
27956 UBS AG HSI European Put Warrants May 2011 G 0.150 22,300 per 8,500 units 2011/05/30 200,000,000 2011/01/04
27979 Credit Suisse AG Agricultural Bank European Wts Jul 2011 A 0.250 4.128 per unit 2011/07/11 300,000,000 2011/01/05
27978 Credit Suisse AG Agricultural Bank European Wts Apr 2011 F 0.150 3.99 per unit 2011/04/06 300,000,000 2011/01/05
27980 Credit Suisse AG AIA European Warrants Apr 2011 D 0.150 21.900 2011/04/26 300,000,000 2011/01/05
27981 Credit Suisse AG CC Bank European Warrants Apr 2011 C 0.400 6.80 per 1 units 2011/04/18 300,000,000 2011/01/05
27982 Credit Suisse AG China Life European Warrants May 2011 C 0.150 32.900 2011/05/30 300,000,000 2011/01/05
27983 Credit Suisse AG China Life European Warrants Jun 2011 D 0.150 31.900 2011/06/27 300,000,000 2011/01/05
27987 Credit Suisse AG Sinopec Corp European Warrants Apr 2011 B 0.250 7.69 per unit 2011/04/06 300,000,000 2011/01/05
27986 Credit Suisse AG CPIC European Warrants May 2011 A 0.150 32.800 2011/05/03 300,000,000 2011/01/05
27988 Credit Suisse AG HSI European Put Warrants Apr 2011 G 0.150 22,500 per 8,500 units 2011/04/28 300,000,000 2011/01/05
27984 Credit Suisse AG ICBC European Warrants Apr 2011 D 0.230 5.89 per 1 units 2011/04/15 300,000,000 2011/01/05
27985 Credit Suisse AG ICBC European Warrants Apr 2011 E 0.150 6.17 per 1 units 2011/04/26 300,000,000 2011/01/05
27974 CC Rabobank B.A. China Oilfield European Warrants Aug 2011 0.250 18.600 2011/08/02 180,000,000 2011/01/05
27971 CC Rabobank B.A. Minsheng Bank European Wts Jun 2011 B 0.300 7 per unit 2011/06/13 100,000,000 2011/01/05

Newly listed derivative warrants (continued)
Strike level/
27972 CC Rabobank B.A. Gome European Warrants Jun 2011 0.250 3.28 per unit 2011/06/20 100,000,000 2011/01/05
27970 CC Rabobank B.A. HSI European Warrants Jun 2011 0.150 23,000 per 8,500 units 2011/06/29 150,000,000 2011/01/05
27977 CC Rabobank B.A. HSI European Warrants Sep 2011 0.250 24,600 per 5,000 units 2011/09/29 150,000,000 2011/01/05
27975 CC Rabobank B.A. HSI European Put Warrants Jun 2011 A 0.150 21,600 per 7,800 units 2011/06/29 150,000,000 2011/01/05
27976 CC Rabobank B.A. HSI European Put Warrants Jun 2011 B 0.200 23,000 per 10,000 units 2011/06/29 150,000,000 2011/01/05
27973 CC Rabobank B.A. Weichai Power European Warrants Jul 2011 0.800 58.000 2011/07/07 150,000,000 2011/01/05
28016 BNP Paribas Arbit Issu B.V. BOCL European Wts Aug 2011 B 0.260 4.70 per unit 2011/08/02 100,000,000 2011/01/06
27989 Goldman Sachs SP (Asia) Cheung Kong European Wts Jul 2011 0.340 150.000 2011/07/11 200,000,000 2011/01/06
28017 KBC Fin Products Int’l Ltd. Anhui Conch Euro Wts Jul 2011 0.250 42.880 2011/07/06 88,000,000 2011/01/06
28025 KBC Fin Products Int’l Ltd. Anhui Conch Euro Put Wt Jul 11 0.310 32.180 2011/07/06 88,000,000 2011/01/06
28018 KBC Fin Products Int’l Ltd. Chi Res Land Euro Wts Oct 2011 0.250 14.480 2011/10/21 80,000,000 2011/01/06
28026 KBC Fin Products Int’l Ltd. Chi Res Land Euro Put Wt Sep11 0.250 14.380 2011/09/01 80,000,000 2011/01/06
28027 KBC Fin Products Int’l Ltd. Dongfeng Euro Put Wts Sep 2011 0.284 13.880 2011/09/01 88,000,000 2011/01/06
28019 KBC Fin Products Int’l Ltd. Dongfeng Euro Wts Aug 2011 A 0.220 14.480 2011/08/23 88,000,000 2011/01/06
28020 KBC Fin Products Int’l Ltd. Dongfeng Euro Wts Aug 2011 B 0.150 17.880 2011/08/08 88,000,000 2011/01/06
28021 KBC Fin Products Int’l Ltd. Hang Lung Ppt Euro Wts Jun2011 0.240 39.280 2011/06/15 108,000,000 2011/01/06
28028 KBC Fin Products Int’l Ltd. Hang Lung Ppt Eu Put Wt Aug 11 0.280 33.800 2011/08/15 108,000,000 2011/01/06
28022 KBC Fin Products Int’l Ltd. KECL European Wts Dec 2011 0.160 13.480 2011/12/15 108,000,000 2011/01/06
28029 KBC Fin Products Int’l Ltd. KECL European Put Wts Dec 2011 0.250 12.180 2011/12/08 80,000,000 2011/01/06
28023 KBC Fin Products Int’l Ltd. PetroChina Euro Wts Jan 2012 0.190 8.888 2012/01/05 158,000,000 2011/01/06
28024 KBC Fin Products Int’l Ltd. Sinopharm Euro Wts Jul 2011A 0.250 33.000 2011/07/08 80,000,000 2011/01/06
28030 KBC Fin Products Int’l Ltd. Sinopharm Euro Put Wts Jul2011 0.530 29.000 2011/07/06 80,000,000 2011/01/06
28004 RB of Scotland N.V. China Shenhua European Wts Jun 2011 0.172 36.930 2011/06/27 150,000,000 2011/01/06
28003 RB of Scotland N.V. China Shenhua European Wts Jul 2011 0.328 32.880 2011/07/07 150,000,000 2011/01/06
28001 RB of Scotland N.V. Jiangxi Copper European Wts Jul 2011 A 0.376 23.680 2011/07/07 300,000,000 2011/01/06
28002 RB of Scotland N.V. Jiangxi Copper European Wts Jul 2011 B 0.261 27.680 2011/07/07 300,000,000 2011/01/06
28012 Standard Chartered Bank Cheung Kong European Wts Aug 2011 0.400 154.800 2011/08/08 50,000,000 2011/01/06
28013 Standard Chartered Bank Cheung Kong European Wts Jun 2012 0.190 125 per 100 units 2012/06/04 100,000,000 2011/01/06
27999 Standard Chartered Bank China Life European Wts Dec 2011 A 0.300 35.280 2011/12/01 100,000,000 2011/01/06
28000 Standard Chartered Bank China Mobile Euro Wts Aug 2011 B 0.300 88.880 2011/08/08 100,000,000 2011/01/06
28014 Standard Chartered Bank China Shenhua Euro Wts Aug 2011 0.250 38.000 2011/08/02 100,000,000 2011/01/06
28015 Standard Chartered Bank China Shenhua Euro Wts Dec 2011 0.480 33.000 2011/12/01 100,000,000 2011/01/06
28007 SGA Societe Generale Acceptance N.V. AGBK Eu Wt Jul 2011 A 0.260 4.08 per unit 2011/07/06 200,000,000 2011/01/06
28005 SGA Societe Generale Acceptance N.V. AGBK Eu Wt Jun 2011 A 0.320 3.88 per unit 2011/06/22 200,000,000 2011/01/06
28006 SGA Societe Generale Acceptance N.V. AGBK Eu Wt Jun 2011 B 0.170 4.39 per unit 2011/06/27 200,000,000 2011/01/06
27990 SGA Societe Generale Acceptance N.V. BYD Euro Wts Jun 2011 0.290 50.880 2011/06/01 100,000,000 2011/01/06
28008 SGA Societe Generale Acceptance N.V. CCB Eur Wt Jun 2011 A 0.500 7 per unit 2011/06/01 120,000,000 2011/01/06
28009 SGA Societe Generale Acceptance N.V. CCB Eur Wt Jul 2011A 0.350 7.38 per unit 2011/07/06 120,000,000 2011/01/06
27991 SGA Societe Generale Acceptance N.V. CK(H) Eu Wt Apr 2011B 0.340 136.000 2011/04/06 100,000,000 2011/01/06
27992 SGA Societe Generale Acceptance N.V. CLife Eu Wt Jun 2011D 0.150 36.000 2011/06/22 300,000,000 2011/01/06
27993 SGA Societe Generale Acceptance N.V. CLife Eu Wt Jul 2011B 0.250 31.800 2011/07/06 300,000,000 2011/01/06
27994 SGA Societe Generale Acceptance N.V. CLife Eu Wt Aug 2011A 0.150 36.680 2011/08/01 300,000,000 2011/01/06
27995 SGA Societe Generale Acceptance N.V. HSBC Eu Wt Jun 2011 B 0.180 88.880 2011/06/15 300,000,000 2011/01/06

Strike level/
28010 SGA Societe Generale Acceptance N.V. ICBC Eu Wt Jun 2011 A 0.210 6.48 per unit 2011/06/27 150,000,000 2011/01/06
28011 SGA Societe Generale Acceptance N.V. ICBC Eu Wt Jul 2011 0.350 5.98 per unit 2011/07/06 150,000,000 2011/01/06
27996 SGA Societe Generale Acceptance N.V. SHK P Eu Wt Apr 2011B 0.530 138.880 2011/04/06 50,000,000 2011/01/06
27997 SGA Societe Generale Acceptance N.V. SHK P Eu Wt Apr 2011C 0.290 149.990 2011/04/11 50,000,000 2011/01/06
27998 SGA Societe Generale Acceptance N.V. Tencent Eu Wt Jun 11B 0.260 160.88 per 100 units 2011/06/20 200,000,000 2011/01/06
28037 BOCI Asia Ltd. CNBM European Warrants Sep 2011 0.250 20.000 2011/09/05 100,000,000 2011/01/07
28039 BOCI Asia Ltd. Dongfeng Motor European Warrants Nov 2011 0.250 15.000 2011/11/07 100,000,000 2011/01/07
28040 BOCI Asia Ltd. Geely Auto European Warrants Jul 2011 0.375 4.20 per unit 2011/07/11 100,000,000 2011/01/07
28041 BOCI Asia Ltd. ICBC European Warrants Aug 2011 0.250 6.50 per unit 2011/08/08 100,000,000 2011/01/07
28042 BOCI Asia Ltd. Shimao Ppt European Warrants Dec 2011 0.160 13.800 2011/12/30 100,000,000 2011/01/07
28035 Goldman Sachs SP (Asia) HSI European Put Wts Jul 2011 C 0.255 22,600 per 8,000 units 2011/07/28 200,000,000 2011/01/07
28031 Goldman Sachs SP (Asia) HSI European Warrants Jul 2011 B 0.255 23,000 per 8,000 units 2011/07/28 200,000,000 2011/01/07
28032 Goldman Sachs SP (Asia) PetroChina European Wts Jul 2011 0.320 11.98 per unit 2011/07/18 200,000,000 2011/01/07
28045 Standard Chartered Bank CC Bank European Warrants Nov 2011 0.250 9.39 per unit 2011/11/01 100,000,000 2011/01/07
28046 Standard Chartered Bank Hutchison European Wts Aug 2011 0.380 104.800 2011/08/08 100,000,000 2011/01/07
28047 Standard Chartered Bank Hutchison European Wts Oct 2011 A 1.000 88.880 2011/10/31 100,000,000 2011/01/07
28048 Standard Chartered Bank Hutchison European Wts Dec 2011 0.280 128.000 2011/12/01 100,000,000 2011/01/07
28043 SGA Societe Generale Acceptance N.V. CLife Eu Wt Jun 2011E 0.210 31.880 2011/06/27 300,000,000 2011/01/07
28044 SGA Societe Generale Acceptance N.V. HSBC Eu Wt Jul 2011 B 0.470 80.880 2011/07/11 300,000,000 2011/01/07
28033 UBS AG HSI European Warrants May 2011 H 0.150 22,800 per 9,000 units 2011/05/30 200,000,000 2011/01/07
28034 UBS AG HSI European Warrants May 2011 I 0.150 23,500 per 8,000 units 2011/05/30 200,000,000 2011/01/07
28036 UBS AG HSI European Warrants Jul 2011 B 0.250 24,000 per 8,000 units 2011/07/28 200,000,000 2011/01/07
28038 UBS AG HSI European Put Warrants May 2011 J 0.150 23,500 per 10,000 units 2011/05/30 200,000,000 2011/01/07
#
26154 Merrill Lynch Int’l & Co. C.V. HKEx Euro Wts May 2011 D 0.155 184.89 per 100 units 2011/05/06 100,000,000 2011/01/07
28062 Credit Suisse AG CNOOC European Warrants Jun 2011 C 0.150 20.400 2011/06/01 300,000,000 2011/01/10
28063 Credit Suisse AG A50 China European Warrants Sep 2011 B 0.150 13.620 2011/09/19 300,000,000 2011/01/10
28064 Credit Suisse AG A50 China European Warrants Nov 2011 B 0.150 12.900 2011/11/21 300,000,000 2011/01/10
28061 Credit Suisse AG HSI European Put Warrants Apr 2011 H 0.150 23,100 per 8,500 units 2011/04/28 300,000,000 2011/01/10
10029 Deutsche Bank AG AUD/USD European Warrants Jul 2011 0.250 1.06 per 1 units 2011/07/11 50,000,000 2011/01/10
28060 Deutsche Bank AG CNOOC European Warrants Jun 2011 B 0.150 20.400 2011/06/07 150,000,000 2011/01/10
10030 Deutsche Bank AG GBP/USD European Warrants Jul 2011 0.250 1.62 per 1 units 2011/07/11 50,000,000 2011/01/10
10034 Deutsche Bank AG GBP/USD European Put Warrants Jul 2011 0.250 1.48 per 1 units 2011/07/11 50,000,000 2011/01/10
28052 KBC Fin Products Int’l Ltd. AIA European Warrants May 11C 0.150 22.300 2011/05/23 188,000,000 2011/01/10
28067 KBC Fin Products Int’l Ltd. Ch Mobile Euro Wt Aug 2011 0.250 93.980 2011/08/08 128,000,000 2011/01/10
28066 KBC Fin Products Int’l Ltd. Ch Mobile Euro Wt Jul 2011 C 0.250 90.680 2011/07/15 128,000,000 2011/01/10
28068 KBC Fin Products Int’l Ltd. CNOOC European Wts Jun 2011 D 0.150 20.380 2011/06/01 108,000,000 2011/01/10
28053 KBC Fin Products Int’l Ltd. Hutchison Euro Wts Jul 2011 B 0.160 113.900 2011/07/04 180,000,000 2011/01/10
28069 KBC Fin Products Int’l Ltd. Ping An European Wts May 2011C 0.150 78.88 per 100 units 2011/05/23 108,000,000 2011/01/10
28054 KBC Fin Products Int’l Ltd. Swrie Pacific A Euro Wts Dec11 0.250 133 per 100 units 2011/12/01 88,000,000 2011/01/10
28057 Macquarie Bank Ltd. CM Bank European Warrants Jul 2011 A 0.151 22.000 2011/07/05 250,000,000 2011/01/10
28058 Macquarie Bank Ltd. HSBC European Warrants Jun 2011 A 0.160 92.800 2011/06/02 200,000,000 2011/01/10
28059 Macquarie Bank Ltd. HSBC European Warrants Jun 2011 B 0.218 88.880 2011/06/14 200,000,000 2011/01/10
28055 SGA Societe Generale Acceptance N.V. CMB Euro Wts Jul 11A 0.170 22.000 2011/07/13 200,000,000 2011/01/10

Strike level/
28049 SGA Societe Generale Acceptance N.V. HWL Eur Wt Jun 2011 C 0.550 85.880 2011/06/22 200,000,000 2011/01/10
28050 SGA Societe Generale Acceptance N.V. HWL Eur Wt Jun 2011 D 0.440 90.000 2011/06/27 200,000,000 2011/01/10
28051 SGA Societe Generale Acceptance N.V. HWL Eur Wt Jul 2011 B 0.430 92.880 2011/07/25 200,000,000 2011/01/10
28056 SGA Societe Generale Acceptance N.V. Mongolia En Eu Wt Jul11 0.260 2.88 per unit 2011/07/25 50,000,000 2011/01/10
#
24023 KBC Fin Products Int’l Ltd. HSBC European Wts Sep 2011 0.068 80 per 100 units 2011/09/01 900,000,000 2011/01/10
28097 BOCI Asia Ltd. Ch Overseas European Warrants Dec 2011 0.250 16.000 2011/12/28 100,000,000 2011/01/11
28098 BOCI Asia Ltd. Ch Ship Cont European Warrants Aug 2011 0.500 4.08 per unit 2011/08/01 100,000,000 2011/01/11
28099 BOCI Asia Ltd. Zijin Mining European Warrants Dec 2011 0.150 7.880 2011/12/28 100,000,000 2011/01/11
10036 BNP Paribas Arbit Issu B.V. EUR/USD European Warrants Jul11 0.250 1.44 per 1 units 2011/07/11 200,000,000 2011/01/11
10032 BNP Paribas Arbit Issu B.V. EUR/USD European Put Wts Jul11 0.250 1.24 per 1 units 2011/07/11 200,000,000 2011/01/11
10031 BNP Paribas Arbit Issu B.V. USD/YEN European Warrants Jul11 0.250 85 per 1 units 2011/07/11 200,000,000 2011/01/11
10037 BNP Paribas Arbit Issu B.V. USD/YEN European Put Wts Jul11 0.250 78 per 1 units 2011/07/11 200,000,000 2011/01/11
28112 Credit Suisse AG HSI European Warrants Apr 2011 I 0.150 23,800 per 8,000 units 2011/04/28 300,000,000 2011/01/11
28100 Credit Suisse AG Hutchison European Warrants Jun 2011 B 0.330 94.900 2011/06/07 300,000,000 2011/01/11
28101 Credit Suisse AG Hutchison European Warrants Jun 2011 C 0.290 100.000 2011/06/23 300,000,000 2011/01/11
28102 Citigroup Global Mkt H Inc. Alibaba European Warrants Nov 11 0.250 16.880 2011/11/28 80,000,000 2011/01/11
28103 Citigroup Global Mkt H Inc. Sinopec Corp Euro Wts May 2012 0.150 7.810 2012/05/21 80,000,000 2011/01/11
28104 Citigroup Global Mkt H Inc. A50 China Euro Wts Sep 2011 C 0.150 13.618 2011/09/12 80,000,000 2011/01/11
28105 Deutsche Bank AG BankComm European Warrants Jun 2011 0.350 8.99 per unit 2011/06/07 80,000,000 2011/01/11
28106 Deutsche Bank AG BYD European Warrants Jul 2011 0.290 48.000 2011/07/11 80,000,000 2011/01/11
28108 Deutsche Bank AG Cheung Kong European Warrants Oct 2012 0.200 130 per 100 units 2012/10/09 150,000,000 2011/01/11
28109 Deutsche Bank AG Geely Auto European Warrants Jul 2011 0.360 3.80 per unit 2011/07/11 80,000,000 2011/01/11
28110 Deutsche Bank AG KECL European Warrants Dec 2011 0.170 14.000 2011/12/12 80,000,000 2011/01/11
28120 Goldman Sachs SP (Asia) Alibaba European Warrants Jun 2011 0.153 18.180 2011/06/28 200,000,000 2011/01/11
28094 Goldman Sachs SP (Asia) Hutchison European Wts May 2011 A 0.485 90.050 2011/05/09 200,000,000 2011/01/11
28095 Goldman Sachs SP (Asia) Yanzhou Coal European Wts Jun 2011 0.150 28.880 2011/06/13 200,000,000 2011/01/11
28096 HK Bank CNOOC European Warrants Jul 2012 0.250 23.880 2012/07/18 200,000,000 2011/01/11
28111 J P Morgan SP BV China Life European Warrants Jul 2011 0.250 33.880 2011/07/11 300,000,000 2011/01/11
28113 KBC Fin Products Int’l Ltd. Cheung Kong Eur Wts Jul 2011 B 0.250 168.000 2011/07/15 108,000,000 2011/01/11
28107 KBC Fin Products Int’l Ltd. CK(H) Euro Put Wts Oct 2011 0.250 132 per 100 units 2011/10/31 108,000,000 2011/01/11
28119 KBC Fin Products Int’l Ltd. Hutchison Eur Put Wts Aug 2011 1.510 94.880 2011/08/01 68,000,000 2011/01/11
28114 KBC Fin Products Int’l Ltd. Hutchison Euro Wts May 2011 B 0.150 103.880 2011/05/03 238,000,000 2011/01/11
28115 KBC Fin Products Int’l Ltd. Hutchison Euro Wts Jun 2011 F 0.400 94.880 2011/06/07 188,000,000 2011/01/11
28116 KBC Fin Products Int’l Ltd. Hutchison Euro Wts Jun 2011 G 0.150 123.880 2011/06/27 238,000,000 2011/01/11
28117 KBC Fin Products Int’l Ltd. Hutchison Euro Wts Jul 2011 C 0.150 128.880 2011/07/18 238,000,000 2011/01/11
28118 KBC Fin Products Int’l Ltd. Hutchison Eur Put Wts Jul 11E 0.920 86.000 2011/07/11 80,000,000 2011/01/11
28089 Merrill Lynch Int’l & Co. C.V. HSCEI European Wts Jun 2011 0.151 13,800 per 6,000 units 2011/06/29 100,000,000 2011/01/11
28090 Merrill Lynch Int’l & Co. C.V. HSCEI European Wts Aug 2011 0.250 12,900 per 5,500 units 2011/08/30 100,000,000 2011/01/11
28091 Merrill Lynch Int’l & Co. C.V. HSCEI European Wts Apr 2012 0.250 14,800 per 6,000 units 2012/04/27 100,000,000 2011/01/11
28093 Merrill Lynch Int’l & Co. C.V. HSCEI Euro Put Wts Jun 2011 0.158 12,000 per 5,800 units 2011/06/29 100,000,000 2011/01/11
28092 Merrill Lynch Int’l & Co. C.V. HSCEI Euro Put Wts Jul 2011 0.198 12,600 per 6,000 units 2011/07/28 100,000,000 2011/01/11
28082 Nomura Int’l plc Agricultural Bk European Warrants Jul 11 0.282 4.18 per unit 2011/07/29 100,000,000 2011/01/11
28086 Nomura Int’l plc BOCL European Warrants Jul 2011 A 0.250 4.38 per unit 2011/07/29 100,000,000 2011/01/11

Strike level/
28079 Nomura Int’l plc China Mobile European Warrants Jun 2011 0.172 83.900 2011/06/30 100,000,000 2011/01/11
28078 Nomura Int’l plc China Mobile European Warrants Jul 2011 0.360 78.880 2011/07/29 80,000,000 2011/01/11
28088 Nomura Int’l plc CC Bank European Put Warrants Jul 2011 0.460 6.68 per unit 2011/07/29 100,000,000 2011/01/11
28076 Nomura Int’l plc CC Bank European Warrants Jul 2011 A 0.496 7 per unit 2011/07/29 100,000,000 2011/01/11
28077 Nomura Int’l plc CC Bank European Warrants Jul 2011 B 0.324 7.48 per unit 2011/07/29 100,000,000 2011/01/11
28084 Nomura Int’l plc China Life European Warrants Jun 2011 0.150 36.000 2011/06/27 100,000,000 2011/01/11
28085 Nomura Int’l plc China Life European Warrants Jul 2011 B 0.250 33.880 2011/07/29 100,000,000 2011/01/11
28075 Nomura Int’l plc CNOOC European Warrants Nov 2011 0.250 20.880 2011/11/30 100,000,000 2011/01/11
28074 Nomura Int’l plc Sinopec European Warrants Jul 2011 B 0.310 8.88 per unit 2011/07/29 100,000,000 2011/01/11
28080 Nomura Int’l plc Dongfang Elec European Warrants Jun 2011 0.496 41.000 2011/06/17 100,000,000 2011/01/11
28081 Nomura Int’l plc Dongfang Elec European Warrants Jul 2011 0.348 48.880 2011/07/29 100,000,000 2011/01/11
28065 Nomura Int’l plc HSBC European Warrants Jul 2011 0.495 80.880 2011/07/29 80,000,000 2011/01/11
28087 Nomura Int’l plc HSBC European Put Warrants Jul 2011 0.499 76.880 2011/07/29 60,000,000 2011/01/11
28070 Nomura Int’l plc Hutchison European Warrants May 2011 0.150 114.888 2011/05/31 100,000,000 2011/01/11
28071 Nomura Int’l plc Hutchison European Warrants Jul 2011 0.150 128.888 2011/07/29 100,000,000 2011/01/11
28083 Nomura Int’l plc ICBC European Warrants Jul 2011 0.296 6.08 per unit 2011/07/29 100,000,000 2011/01/11
28072 Nomura Int’l plc JIANC European Warrants May 2011 C 0.158 31.880 2011/05/31 100,000,000 2011/01/11
28073 Nomura Int’l plc JIANC European Warrants Jul 2011 0.250 33.380 2011/07/29 100,000,000 2011/01/11
28121 UBS AG Cheung Kong European Warrants Jul 2011 0.250 178.880 2011/07/11 200,000,000 2011/01/11
28122 UBS AG CNOOC European Warrants Dec 2011 0.250 22.380 2011/12/19 300,000,000 2011/01/11
28123 UBS AG HKEx European Warrants Aug 2011 A 0.150 200 per 100 units 2011/08/04 300,000,000 2011/01/11
28124 UBS AG Hutchison European Warrants Jul 2011 B 0.420 98.880 2011/07/11 200,000,000 2011/01/11
#
27854 Merrill Lynch Int’l & Co. C.V. Ch Mobile Eur Wt May 2011 0.238 81.990 2011/05/23 170,000,000 2011/01/11
#
23506 Merrill Lynch Int’l & Co. C.V. Ch Mobile Eur Wt Dec 2011 0.076 73.89 per 100 units 2011/12/05 250,000,000 2011/01/11
28133 BOCI Asia Ltd. CM Bank European Warrants Dec 2011 0.250 22.500 2011/12/28 100,000,000 2011/01/12
28134 BOCI Asia Ltd. CNOOC European Warrants Dec 2011 0.250 20.880 2011/12/19 100,000,000 2011/01/12
28135 BOCI Asia Ltd. HSBC European Warrants May 2011 0.170 92.800 2011/05/30 100,000,000 2011/01/12
28151 BNP Paribas Arbit Issu B.V. CC Bank Euro Wts Jul 2011 0.170 8.89 per unit 2011/07/04 200,000,000 2011/01/12
28152 BNP Paribas Arbit Issu B.V. HSBC European Wts Jun 2011 C 0.190 94.010 2011/06/02 200,000,000 2011/01/12
28153 BNP Paribas Arbit Issu B.V. HSBC European Wts Aug 2011 0.200 98.330 2011/08/02 200,000,000 2011/01/12
28154 BNP Paribas Arbit Issu B.V. Swrie Pacific A Euro Wts Dec12 0.260 153.88 per 100 units 2012/12/04 100,000,000 2011/01/12
28155 Credit Suisse AG HSBC European Wts Sep 2011 0.150 73 per 93 units 2011/09/19 300,000,000 2011/01/12
28136 Citigroup Global Mkt H Inc. HKEx European Wts Jul 2011 0.150 218.88 per 100 units 2011/07/26 100,000,000 2011/01/12
28137 Citigroup Global Mkt H Inc. Yanzhou Coal European Wt Jun11C 0.150 32.000 2011/06/15 80,000,000 2011/01/12
28138 Deutsche Bank AG Alibaba European Warrants Sep 2011 0.260 14.880 2011/09/20 80,000,000 2011/01/12
10033 Deutsche Bank AG Apple European Warrants Jul 2011 A 2.330 350 per 100 units 2011/07/12 50,000,000 2011/01/12
28139 Deutsche Bank AG Cathay Pacific European Warrants May 2011 0.150 23.880 2011/05/23 100,000,000 2011/01/12
28140 Deutsche Bank AG Esprit European Warrants Jul 2011 0.290 39.000 2011/07/18 100,000,000 2011/01/12
28141 Deutsche Bank AG Jiangxi Copper European Warrants May 2011 0.150 31.880 2011/05/30 80,000,000 2011/01/12
28142 Deutsche Bank AG Sands China European Warrants Jul 2011 A 0.250 18.000 2011/07/18 80,000,000 2011/01/12
28149 Goldman Sachs SP (Asia) China Mobile Euro Put Wts Jul 2011 0.260 70.000 2011/07/11 200,000,000 2011/01/12
28150 Goldman Sachs SP (Asia) Hutchison European Wts May 2011 B 0.390 100.100 2011/05/30 200,000,000 2011/01/12
28143 Macquarie Bank Ltd. Anta Sports European Warrants Jan 2012 0.251 15.500 2012/01/05 100,000,000 2011/01/12

Strike level/
28144 Macquarie Bank Ltd. BOCL European Warrants Aug 2011 0.250 4.50 per unit 2011/08/02 100,000,000 2011/01/12
28146 Macquarie Bank Ltd. China Overseas European Wts Dec 2011 0.157 17.780 2011/12/14 100,000,000 2011/01/12
28145 Macquarie Bank Ltd. Digital China European Warrants Dec 11 0.251 18.000 2011/12/02 100,000,000 2011/01/12
28148 Macquarie Bank Ltd. Hutchison European Put Wts Oct 2011 0.153 90 per 100 units 2011/10/10 100,000,000 2011/01/12
28147 Macquarie Bank Ltd. Hutchison European Warrants Jul 2011 B 0.250 115.000 2011/07/12 150,000,000 2011/01/12
28125 Macquarie Bank Ltd. Sh Ind H European Warrants Jul 2011 0.250 38.000 2011/07/28 100,000,000 2011/01/12
28158 RB of Scotland N.V. CC Bank European Warrants Jul 2011 A 0.266 8.13 per unit 2011/07/18 100,000,000 2011/01/12
28156 RB of Scotland N.V. China Coal European Warrants Oct 2011 0.251 12.380 2011/10/03 200,000,000 2011/01/12
28157 RB of Scotland N.V. China Coal European Warrants Nov 2011 0.172 13.880 2011/11/28 200,000,000 2011/01/12
28126 SGA Societe Generale Acceptance N.V. BOCL Eu Wt Jun 2011 B 0.180 4.53 per unit 2011/06/27 200,000,000 2011/01/12
28128 SGA Societe Generale Acceptance N.V. Ch Mob Eu Wt Jul 2011A 0.250 86.880 2011/07/18 200,000,000 2011/01/12
28127 SGA Societe Generale Acceptance N.V. CCB Eur Wt Jun 2011 B 0.280 7.99 per unit 2011/06/01 200,000,000 2011/01/12
28129 SGA Societe Generale Acceptance N.V. CNOOC Eu Wt Jul 2011 0.200 18.880 2011/07/18 400,000,000 2011/01/12
28132 SGA Societe Generale Acceptance N.V. Shenhua Eu Wt Sep 11A 0.250 40.880 2011/09/05 150,000,000 2011/01/12
28130 SGA Societe Generale Acceptance N.V. HWL Eur Wt Jun 2011 E 0.420 98.880 2011/06/01 200,000,000 2011/01/12
28131 SGA Societe Generale Acceptance N.V. Tencent Eu Wt Aug 11 0.250 178 per 100 units 2011/08/29 200,000,000 2011/01/12
28159 UBS AG CC Bank European Warrants Jun 2011 A 0.200 8 per unit 2011/06/07 200,000,000 2011/01/12
28160 UBS AG China Life European Warrants Jun 2011 C 0.150 36.380 2011/06/27 300,000,000 2011/01/12
28161 UBS AG China Mobile European Warrants Jul 2011 B 0.150 86.880 2011/07/04 200,000,000 2011/01/12
28162 UBS AG Hutchison European Warrants Jul 2011 C 0.520 90.880 2011/07/18 200,000,000 2011/01/12
#
25702 Macquarie Bank Ltd. Hutchison European Warrants Jun 2011 B 0.400 100.000 2011/06/02 300,000,000 2011/01/12
#
22348 Credit Suisse AG Ping An European Warrants Nov 2011 B 0.109 87.45 per 100 units 2011/11/07 400,000,000 2011/01/12
#
26424 UBS AG HKEx European Warrants May 2011 F 0.109 195.88 per 100 units 2011/05/23 300,000,000 2011/01/12
28175 BOCI Asia Ltd. Anta Sports European Warrants Nov 2011 0.190 15.000 2011/11/02 100,000,000 2011/01/13
28176 BOCI Asia Ltd. Ch Agri-Ind European Warrants Dec 2012 0.250 9.180 2012/12/31 100,000,000 2011/01/13
28177 BOCI Asia Ltd. HS Bank European Warrants Jul 2011 0.150 158.880 2011/07/05 100,000,000 2011/01/13
28178 BOCI Asia Ltd. MTRC European Warrants Oct 2011 0.150 31.880 2011/10/31 100,000,000 2011/01/13
28181 BNP Paribas Arbit Issu B.V. CMOC European Warrants Dec2012 0.250 7.800 2012/12/04 100,000,000 2011/01/13
28182 BNP Paribas Arbit Issu B.V. CSR European Warrants Oct 2011 0.250 12.880 2011/10/04 100,000,000 2011/01/13
28183 BNP Paribas Arbit Issu B.V. Yanzhou Coal Euro Wts Nov 2011 0.320 28.000 2011/11/02 100,000,000 2011/01/13
28172 Citigroup Global Mkt H Inc. HSBC European Wts Jun 2011 0.250 88.880 2011/06/14 80,000,000 2011/01/13
28171 Goldman Sachs SP (Asia) HSI European Warrants Aug 2011 A 0.250 24,200 per 8,000 units 2011/08/30 200,000,000 2011/01/13
28170 Goldman Sachs SP (Asia) HSI European Warrants Jul 2011 D 0.255 23,800 per 8,000 units 2011/07/28 200,000,000 2011/01/13
28174 Goldman Sachs SP (Asia) HSI European Put Wts Jul 2011 E 0.250 23,400 per 8,000 units 2011/07/28 200,000,000 2011/01/13
28173 HK Bank HWL European Warrants May 2011 0.250 105.050 2011/05/09 150,000,000 2011/01/13
28198 J P Morgan Int’l Der. Ltd. CC Bank European Wts Apr 2011 B 0.281 7.28 per 1 units 2011/04/13 200,000,000 2011/01/13
28188 KBC Fin Products Int’l Ltd. Angang Steel Euro Wts Aug11A 0.250 11.880 2011/08/15 108,000,000 2011/01/13
28189 KBC Fin Products Int’l Ltd. Angang Steel Euro Wts Aug11B 0.150 14.280 2011/08/01 108,000,000 2011/01/13
28194 KBC Fin Products Int’l Ltd. Angang Steel Euro Put Wt Jul11 0.250 13.000 2011/07/15 80,000,000 2011/01/13
28190 KBC Fin Products Int’l Ltd. Belle Int’l European Wts Aug11 0.150 15.380 2011/08/01 108,000,000 2011/01/13
28195 KBC Fin Products Int’l Ltd. Belle Int’l Euro Put Wts Aug11 0.270 14.800 2011/08/15 80,000,000 2011/01/13
28191 KBC Fin Products Int’l Ltd. CNBM European Warrants Aug 11 0.190 22.000 2011/08/01 88,000,000 2011/01/13
28196 KBC Fin Products Int’l Ltd. CNBM European Put Wts Jul11 0.280 20.380 2011/07/15 88,000,000 2011/01/13

Strike level/
28192 KBC Fin Products Int’l Ltd. Hutchison Euro Wts May 2011 C 0.150 118.880 2011/05/23 238,000,000 2011/01/13
28193 KBC Fin Products Int’l Ltd. YZ Coal European Wts Jul 2011A 0.250 28.000 2011/07/15 80,000,000 2011/01/13
28197 KBC Fin Products Int’l Ltd. Yanzhou Coal Euro Put Wt Aug11 0.390 24.800 2011/08/01 68,000,000 2011/01/13
28184 Macquarie Bank Ltd. Agile Ppt European Warrants Jul 2011 B 0.150 13.880 2011/07/15 100,000,000 2011/01/13
28185 Macquarie Bank Ltd. BOCHK European Warrants Nov 2011 0.250 32.880 2011/11/04 150,000,000 2011/01/13
28186 Macquarie Bank Ltd. China EB Ltd European Warrants Aug 11 0.152 22.000 2011/08/15 150,000,000 2011/01/13
28199 Macquarie Bank Ltd. GCL-Poly Energy European Warrants Jul11 0.250 3.88 per unit 2011/07/28 250,000,000 2011/01/13
28187 Macquarie Bank Ltd. Sh Petrochem European Wts Jul 2011 0.254 5.38 per unit 2011/07/13 88,000,000 2011/01/13
28163 Merrill Lynch Int’l & Co. C.V. Agricultural Bk Eu Wt Apr 11 0.244 4.09 per unit 2011/04/26 80,000,000 2011/01/13
28164 Merrill Lynch Int’l & Co. C.V. Agricultural Bk Eu Wt Jun 11 0.154 4.59 per unit 2011/06/14 80,000,000 2011/01/13
28168 Merrill Lynch Int’l & Co. CV Agricultural Bk Eu Put Wt Jun11 0.270 3.99 per unit 2011/06/07 80,000,000 2011/01/13
28165 Merrill Lynch Int’l & Co. C.V. BOCL European Wts Apr 2011C 0.158 4.362 per 1 units 2011/04/26 80,000,000 2011/01/13
28166 Merrill Lynch Int’l & Co. C.V. Ch Mobile Eur Wt Jun 2011 A 0.154 87.990 2011/06/08 80,000,000 2011/01/13
28167 Merrill Lynch Int’l & Co. C.V. Ch Mobile Eur Wt Jul 2011 0.198 84.990 2011/07/04 80,000,000 2011/01/13
28169 Merrill Lynch Int’l & Co. C.V. ICBC European Put Wts Apr11 0.152 5.397 per 1 units 2011/04/26 80,000,000 2011/01/13
28180 Standard Chartered Bank CNOOC European Warrants Jul 2011 0.150 19.990 2011/07/25 100,000,000 2011/01/13
28179 Standard Chartered Bank HSBC European Warrants May 2011 0.200 92.800 2011/05/27 100,000,000 2011/01/13
#
26154 Merrill Lynch Int’l & Co. C.V. HKEx Euro Wts May 2011 D 0.141 184.89 per 100 units 2011/05/06 300,000,000 2011/01/13
28201 BOCI Asia Ltd. Alibaba European Warrants Dec 2011 0.250 17.180 2011/12/05 100,000,000 2011/01/14
28202 BOCI Asia Ltd. Belle Int’l European Warrants Dec 2011 0.250 15.800 2011/12/12 100,000,000 2011/01/14
28203 BOCI Asia Ltd. BYD European Warrants May 2011 0.170 58.880 2011/05/17 100,000,000 2011/01/14
28204 BOCI Asia Ltd. CITBK European Warrants Sep 2011 0.300 6.18 per unit 2011/09/05 100,000,000 2011/01/14
28220 Citigroup Global Mkt H Inc. China Life Euro Wts Jul 2011 0.250 34.880 2011/07/18 120,000,000 2011/01/14
28221 Citigroup Global Mkt H Inc. PetroChina Euro Wts Oct 2012 0.150 11.000 2012/10/19 100,000,000 2011/01/14
28206 Deutsche Bank AG Anhui Conch European Warrants Jun 2011 0.450 41.300 2011/06/07 80,000,000 2011/01/14
28208 Deutsche Bank AG Bank of EA European Warrants Jul 2011 0.260 34.000 2011/07/18 80,000,000 2011/01/14
28209 Deutsche Bank AG China Overseas European Warrants Oct 2011 0.250 15.380 2011/10/10 80,000,000 2011/01/14
10038 Deutsche Bank AG DJIA European Warrants Sep 2011 0.250 12,500 per 30,000 units 2011/09/19 100,000,000 2011/01/14
10042 Deutsche Bank AG DJIA European Put Warrants Sep 2011 0.350 11,500 per 30,000 units 2011/09/19 100,000,000 2011/01/14
10035 Deutsche Bank AG Nikkei 225 Index European Wts Sep 2011 0.250 11,000 per 400 units 2011/09/09 100,000,000 2011/01/14
10039 Deutsche Bank AG Nikkei 225 Index Euro Put Wts Sep 2011 0.320 10,500 per 400 units 2011/09/09 100,000,000 2011/01/14
28210 Deutsche Bank AG Sinofert European Warrants Jul 2011 0.310 4.60 per unit 2011/07/18 80,000,000 2011/01/14
28211 Deutsche Bank AG Wynn Macau European Warrants Jul 2011 0.250 23.000 2011/07/18 80,000,000 2011/01/14
28200 Goldman Sachs SP (Asia) HKEx European Warrants Jul 2011 0.150 198.88 per 100 units 2011/07/18 200,000,000 2011/01/14
28207 HK Bank CC Bank European Warrants May 2011 B 0.250 7.68 per unit 2011/05/18 150,000,000 2011/01/14
28212 J P Morgan SP BV China Coal European Warrants Aug 2011 0.150 14.880 2011/08/25 200,000,000 2011/01/14
28205 Macquarie Bank Ltd. HKEx European Put Warrants Aug 2011 0.250 184.88 per 100 units 2011/08/03 250,000,000 2011/01/14
28215 RB of Scotland N.V. China Life European Wts Aug 2011 A 0.153 36.728 2011/08/01 200,000,000 2011/01/14
28216 RB of Scotland N.V. HSBC European Warrants Apr 2011 0.455 84.000 2011/04/28 100,000,000 2011/01/14
28217 RB of Scotland N.V. HSBC European Warrants May 2011 0.311 88.300 2011/05/09 100,000,000 2011/01/14
28218 RB of Scotland N.V. HSBC European Warrants Jul 2011 A 0.262 95.280 2011/07/14 100,000,000 2011/01/14
28219 RB of Scotland N.V. HWL European Warrants Jul 2011 0.254 108.880 2011/07/14 100,000,000 2011/01/14
28213 UBS AG HKEx European Warrants Nov 2011 B 0.250 213.88 per 100 units 2011/11/28 300,000,000 2011/01/14

Strike level/
28214 UBS AG Hutchison European Warrants Aug 2011 A 0.250 108.880 2011/08/15 300,000,000 2011/01/14
28233 Deutsche Bank AG Hutchison European Warrants Jul 2011 A 0.200 128.880 2011/07/25 150,000,000 2011/01/17
28232 Deutsche Bank AG Hutchison European Warrants May 2011 B 0.160 118.880 2011/05/30 150,000,000 2011/01/17
28234 Goldman Sachs SP (Asia) Evergrande European Wts Jul 2011 B 0.475 5.08 per unit 2011/07/18 100,000,000 2011/01/17
28235 Goldman Sachs SP (Asia) Ping An European Warrants May 2011 0.310 96.880 2011/05/04 200,000,000 2011/01/17
28231 J P Morgan Int’l Der. Ltd. CC Bank European Wts Apr 2011 C 0.171 7.76 per 1 units 2011/04/26 200,000,000 2011/01/17
28236 KBC Fin Products Int’l Ltd. China Shenhua Eu Wt Aug 2011 0.250 38.000 2011/08/01 80,000,000 2011/01/17
28222 Merrill Lynch Int’l & Co. C.V. Ch Mobile Eur Wt Jun 2011 B 0.405 77.990 2011/06/27 80,000,000 2011/01/17
28223 Merrill Lynch Int’l & Co. C.V. HSBC Euro Wts Jun 2011 A 0.440 82.890 2011/06/14 60,000,000 2011/01/17
28224 Merrill Lynch Int’l & Co. C.V. HSBC Euro Wts Jan 2013 0.150 83.89 per 100 units 2013/01/31 200,000,000 2011/01/17
28225 Merrill Lynch Int’l & Co. C.V. Ping An Euro Wts May 2011 0.270 96.890 2011/05/11 60,000,000 2011/01/17
28226 Merrill Lynch Int’l & Co. C.V. Ping An Euro Wts Jun 2011 0.315 102.890 2011/06/14 60,000,000 2011/01/17
28227 Merrill Lynch Int’l & Co. C.V. Ping An Euro Wts Dec 2011 0.150 88.89 per 100 units 2011/12/21 150,000,000 2011/01/17
28228 Merrill Lynch Int’l & Co. C.V. Ping An Euro Wts Mar 2012 B 0.150 93.89 per 100 units 2012/03/13 150,000,000 2011/01/17
28229 Merrill Lynch Int’l & Co. C.V. Ping An Euro Put Wts Jul 12 0.250 91.99 per 100 units 2012/07/30 100,000,000 2011/01/17
28237 RB of Scotland N.V. Alibaba European Warrants Dec 2011 0.250 17.280 2011/12/05 200,000,000 2011/01/17
28238 RB of Scotland N.V. Belle Int’l European Warrants Nov 2011 0.185 15.700 2011/11/14 200,000,000 2011/01/17
28230 Standard Chartered Bank CPIC European Warrants May 2011 0.175 36.000 2011/05/23 100,000,000 2011/01/17
#
26679 Credit Suisse AG HSBC European Wts Apr 2011 D 0.370 87.000 2011/04/04 300,000,000 2011/01/17
#
26978 KBC Fin Products Int’l Ltd. Ch Mobile Euro Wt Jun 2011 0.237 82.880 2011/06/03 290,000,000 2011/01/17
#
25565 KBC Fin Products Int’l Ltd. China Life Euro Wts Apr 2011 B 0.133 33.980 2011/04/12 300,000,000 2011/01/17
#
26484 SGA Societe Generale Acceptance N.V. HSBC Eu Wt May 2011 D 0.380 85.880 2011/05/11 100,000,000 2011/01/17
28247 BOCI Asia Ltd. China Mobile European Warrants Aug 2011 0.250 86.800 2011/08/01 100,000,000 2011/01/18
28265 BNP Paribas Arbit Issu B.V. Agile Ppt European Wts Jan 12 0.250 14.000 2012/01/04 100,000,000 2011/01/18
28266 BNP Paribas Arbit Issu B.V. China Tel Euro Wts Feb 2012 0.350 5 per unit 2012/02/02 75,000,000 2011/01/18
28249 Credit Suisse AG Alibaba European Warrants Jun 2011 0.150 16.520 2011/06/20 200,000,000 2011/01/18
28250 Credit Suisse AG BOC HK European Warrants Jun 2011 A 0.150 29.000 2011/06/24 200,000,000 2011/01/18
28251 Credit Suisse AG Cheung Kong European Warrants Jun 2011 B 0.300 158.900 2011/06/10 200,000,000 2011/01/18
28252 Credit Suisse AG Esprit European Warrants May 2011 0.150 44.100 2011/05/31 200,000,000 2011/01/18
28253 Credit Suisse AG Hang Seng Bank European Warrants May 2011 0.390 138.900 2011/05/23 200,000,000 2011/01/18
28254 Credit Suisse AG Hutchison European Warrants Oct 2012 0.150 108.90 per 100 units 2012/10/15 300,000,000 2011/01/18
28255 Credit Suisse AG Hutchison European Put Warrants Jul 2011B 0.250 73.000 2011/07/18 300,000,000 2011/01/18
28256 Credit Suisse AG Hutchison European Put Warrants Oct 2011 0.150 89.95 per 100 units 2011/10/10 300,000,000 2011/01/18
28257 Credit Suisse AG Yanzhou Coal European Warrants Jun 2011 A 0.250 27.050 2011/06/07 200,000,000 2011/01/18
10043 Deutsche Bank AG Apple European Warrants Jul 2011 B 1.620 388 per 100 units 2011/07/18 50,000,000 2011/01/18
28248 Deutsche Bank AG Sands China European Warrants Jul 2011 B 0.250 22.000 2011/07/25 80,000,000 2011/01/18
28268 Bank of East Asia China Overseas European Warrants Dec 11 0.250 16.688 2011/12/23 90,000,000 2011/01/18
28267 Bank of East Asia CNOOC European Warrants Dec 2011 0.250 20.883 2011/12/23 72,000,000 2011/01/18
28269 Bank of East Asia HKEx European Warrants Dec 2011 0.250 200.388 per 100 units 2011/12/23 75,000,000 2011/01/18
28270 Bank of East Asia JIANC European Warrants Dec 2011 0.270 32.358 2011/12/23 47,000,000 2011/01/18
28258 Goldman Sachs SP (Asia) China Life Euro Wts Jul 2011 B 0.308 31.880 2011/07/25 200,000,000 2011/01/18
28260 Goldman Sachs SP (Asia) CPIC European Warrants Jun 2011 0.154 35.880 2011/06/07 200,000,000 2011/01/18
28259 Goldman Sachs SP (Asia) Hutchison European Wts Jul 2011 B 0.530 110.000 2011/07/25 200,000,000 2011/01/18

Strike level/
28239 HK Bank China Coal European Warrants Nov 2011 B 0.150 13.880 2011/11/28 100,000,000 2011/01/18
28240 HK Bank China Life European Warrants Jun 2011 A 0.150 34.380 2011/06/03 150,000,000 2011/01/18
28241 HK Bank CM Bank European Warrants Sep 2011 0.250 21.180 2011/09/20 120,000,000 2011/01/18
28242 HK Bank ZTE European Warrants Aug 2011 0.250 33.880 2011/08/18 100,000,000 2011/01/18
28244 J P Morgan SP BV Ping An European Warrants Apr 2011 0.346 88.880 2011/04/18 100,000,000 2011/01/18
28245 J P Morgan SP BV Ping An European Warrants Jun 2011 0.258 98.800 2011/06/30 100,000,000 2011/01/18
28243 J P Morgan SP BV Yurun Food European Warrants Jul 2011 0.250 32.000 2011/07/18 80,000,000 2011/01/18
28246 Macquarie Bank Ltd. Minsheng Bank European Warrants Jul 11 0.251 8 per unit 2011/07/18 88,000,000 2011/01/18
28261 RB of Scotland N.V. BOCL European Warrants Aug 2011 0.282 4.238 per unit 2011/08/01 100,000,000 2011/01/18
10040 RB of Scotland N.V. DJIA European Warrants Sep 2011 0.253 12,800 per 40,000 units 2011/09/16 100,000,000 2011/01/18
10044 RB of Scotland N.V. DJIA European Put Warrants Sep 2011 A 0.250 10,380 per 40,000 units 2011/09/16 100,000,000 2011/01/18
10041 RB of Scotland N.V. Gold European Put Warrants Aug 2011 0.250 1,288 per 5,000 units 2011/08/01 100,000,000 2011/01/18
28262 RB of Scotland N.V. HKEx European Warrants Oct 2011 B 0.150 208.888 per 100 units 2011/10/10 200,000,000 2011/01/18
28264 UBS AG Hutchison European Warrants Jul 2011 D 0.250 133.880 2011/07/25 300,000,000 2011/01/18
28263 UBS AG Ping An European Warrants May 2011 C 0.400 88.000 2011/05/03 200,000,000 2011/01/18
#
25413 Merrill Lynch Int’l & Co. C.V. HSI European Put Wts Mar11F 0.033 21,800 per 8,000 units 2011/03/30 350,000,000 2011/01/18
#
24663 SGA Societe Generale Acceptance N.V. CLife Eu Wt Mar 2011B 0.194 31.400 2011/03/07 100,000,000 2011/01/18
#
25840 SGA Societe Generale Acceptance N.V. ICBC Eu Wt Apr 2011 B 0.250 6.50 per unit 2011/04/20 120,000,000 2011/01/18
28281 Credit Suisse AG China Tel European Warrants Apr 2011 0.150 5 per unit 2011/04/29 200,000,000 2011/01/19
28282 Credit Suisse AG China Tel European Warrants May 2011 0.150 4.89 per unit 2011/05/16 200,000,000 2011/01/19
28280 Credit Suisse AG HSBC European Wts Apr 2011 F 0.150 96.900 2011/04/26 300,000,000 2011/01/19
28276 Credit Suisse AG Yanzhou Coal European Warrants Jul 2011 0.250 30.380 2011/07/19 200,000,000 2011/01/19
28277 Deutsche Bank AG CNOOC European Warrants Dec 2011 0.183 22.380 2011/12/12 200,000,000 2011/01/19
28278 Deutsche Bank AG CNOOC European Put Warrants Jun 2011 0.150 17.880 2011/06/27 100,000,000 2011/01/19
28279 Deutsche Bank AG Hutchison European Put Warrants Oct 2011 0.150 90 per 100 units 2011/10/17 100,000,000 2011/01/19
28271 Goldman Sachs SP (Asia) CC Bank European Wts Jul 2011 B 0.250 8.70 per unit 2011/07/25 200,000,000 2011/01/19
28274 Macquarie Bank Ltd. ICBC European Warrants Aug 2011 0.282 6.38 per unit 2011/08/02 150,000,000 2011/01/19
28285 CC Rabobank B.A. HKEx European Warrants May 2011 C 0.150 200 per 100 units 2011/05/25 200,000,000 2011/01/19
28284 CC Rabobank B.A. Lenovo European Warrants Jul 2011 0.530 5.10 per unit 2011/07/25 80,000,000 2011/01/19
28283 CC Rabobank B.A. China Mengniu European Warrants Jul 2011 0.250 21.500 2011/07/28 100,000,000 2011/01/19
28286 CC Rabobank B.A. Tencent Holdings European Wts Jul 2011 0.170 200 per 100 units 2011/07/21 150,000,000 2011/01/19
28275 Standard Chartered Bank China Mobile Euro Wts Sep 2011 A 0.400 84.880 2011/09/09 100,000,000 2011/01/19
28272 SGA Societe Generale Acceptance N.V. GCL-Poly Eu Wt Jul 11 0.340 3.58 per unit 2011/07/27 100,000,000 2011/01/19
28273 SGA Societe Generale Acceptance N.V. HWL Eur Wt Jun 2011 F 0.330 108.880 2011/06/13 200,000,000 2011/01/19
#
24607 Macquarie Bank Ltd. ICBC European Warrants Mar 2011 0.145 6.38 per unit 2011/03/02 200,000,000 2011/01/19
#
25892 Credit Suisse AG Tencent Holdings European Put Wts Apr 11 0.066 180 per 100 units 2011/04/26 300,000,000 2011/01/19
28287 BOCI Asia Ltd. Evergrande European Warrants Jul 2011 0.300 5.55 per unit 2011/07/25 100,000,000 2011/01/20
28288 BOCI Asia Ltd. GCL-Poly Energy European Warrants Jul 2011B 0.300 4.08 per unit 2011/07/25 100,000,000 2011/01/20
28331 BNP Paribas Arbit Issu B.V. HK Gas European Warrants Sep11 0.250 18.000 2011/09/02 90,000,000 2011/01/20
28332 BNP Paribas Arbit Issu B.V. Sh Ind H European Wts Aug11 0.320 35.000 2011/08/02 40,000,000 2011/01/20
28333 BNP Paribas Arbit Issu B.V. Stanchart European Wts Aug11 0.250 240 per 100 units 2011/08/02 100,000,000 2011/01/20
28321 Credit Suisse AG Ch Comm Cons European Warrants May 2011 0.150 7.89 per unit 2011/05/16 200,000,000 2011/01/20

Strike level/
28322 Credit Suisse AG CPIC European Warrants May 2011 B 0.150 35.900 2011/05/30 200,000,000 2011/01/20
28326 Credit Suisse AG A50 China European Put Warrants Sep 2011 0.150 12.980 2011/09/22 300,000,000 2011/01/20
28324 Credit Suisse AG HSBC European Put Warrants Sep 2011 0.150 89.95 per 100 units 2011/09/27 300,000,000 2011/01/20
28316 Credit Suisse AG HSBC European Wts Jun 2011 B 0.150 108.000 2011/06/21 300,000,000 2011/01/20
28323 Credit Suisse AG HSI European Put Warrants May 2011 C 0.150 24,300 per 9,000 units 2011/05/30 300,000,000 2011/01/20
28315 Credit Suisse AG HSI European Warrants Apr 2011 J 0.150 24,700 per 8,000 units 2011/04/28 300,000,000 2011/01/20
28317 Credit Suisse AG Hutchison European Warrants Jul 2011 C 0.250 135.000 2011/07/25 300,000,000 2011/01/20
28325 Credit Suisse AG Hutchison European Put Warrants Jul 2011D 0.340 76.850 2011/07/11 300,000,000 2011/01/20
28318 Credit Suisse AG Jiangxi Copper European Wts May 2011 B 0.150 31.900 2011/05/24 200,000,000 2011/01/20
28319 Credit Suisse AG Tencent Holdings European Wts Jun 2011 G 0.150 200.90 per 100 units 2011/06/20 300,000,000 2011/01/20
28320 Credit Suisse AG Tencent Holdings European Wts Jun 2011 H 0.150 213.90 per 100 units 2011/06/23 300,000,000 2011/01/20
28329 Deutsche Bank AG China Telecom European Wts May 2011 0.177 4.88 per unit 2011/05/17 150,000,000 2011/01/20
28327 Deutsche Bank AG Cheung Kong European Put Wts Nov 2011 0.150 124 per 100 units 2011/11/07 100,000,000 2011/01/20
28328 Deutsche Bank AG China Life European Put Wts Jul 2011 0.250 30.000 2011/07/25 100,000,000 2011/01/20
28330 Deutsche Bank AG HSBC European Warrants Jul 2011 A 0.500 90.000 2011/07/25 300,000,000 2011/01/20
28306 Goldman Sachs SP (Asia) China Tel European Wts May 2011 0.255 5 per unit 2011/05/09 200,000,000 2011/01/20
28307 Goldman Sachs SP (Asia) China Tel European Wts Jul 2011 0.350 5.28 per unit 2011/07/25 200,000,000 2011/01/20
28308 Goldman Sachs SP (Asia) China Unicom European Wts Oct11 0.157 11.800 2011/10/21 200,000,000 2011/01/20
28309 Goldman Sachs SP (Asia) HSBC European Warrants Jun 2011 A 0.280 94.000 2011/06/03 200,000,000 2011/01/20
28310 Goldman Sachs SP (Asia) HSBC European Warrants Jun 2011 B 0.162 100.000 2011/06/07 200,000,000 2011/01/20
28311 Goldman Sachs SP (Asia) Hutchison European Wts May 2011 C 0.237 118.880 2011/05/30 200,000,000 2011/01/20
28313 HK Bank China COSCO European Warrants May 2012 0.250 10.280 2012/05/18 100,000,000 2011/01/20
28305 HK Bank HSI European Put Warrants Jul 2011 0.250 24,300 per 10,800 units 2011/07/28 300,000,000 2011/01/20
28303 HK Bank HSI European Warrants Dec 2011 A 0.250 27,300 per 8,000 units 2011/12/29 300,000,000 2011/01/20
28304 HK Bank HSI European Warrants Dec 2011 B 0.250 25,300 per 9,000 units 2011/12/29 300,000,000 2011/01/20
28298 J P Morgan SP BV HSBC European Warrants May 2011 0.289 88.280 2011/05/09 200,000,000 2011/01/20
28296 J P Morgan SP BV HSBC European Warrants Apr 2011 D 0.150 93.880 2011/04/27 200,000,000 2011/01/20
28297 J P Morgan SP BV HSBC European Warrants Apr 2011 E 0.150 94.000 2011/04/21 200,000,000 2011/01/20
28299 J P Morgan SP BV HSBC European Warrants Jul 2011 A 0.337 90.000 2011/07/28 200,000,000 2011/01/20
28300 J P Morgan SP BV HSBC European Warrants Jul 2011 B 0.257 95.000 2011/07/20 200,000,000 2011/01/20
28301 J P Morgan SP BV HSBC European Warrants Jul 2011 C 0.250 100.000 2011/07/28 200,000,000 2011/01/20
28302 J P Morgan SP BV Stanchart European Warrants Jul 2011 0.250 220 per 100 units 2011/07/20 100,000,000 2011/01/20
28314 KBC Fin Products Int’l Ltd. Tencent Holdings Eu Wt Jul 11C 0.160 204.98 per 100 units 2011/07/04 108,000,000 2011/01/20
28312 Macquarie Bank Ltd. HSBC European Warrants Aug 2011 0.250 100.880 2011/08/02 300,000,000 2011/01/20
28289 Standard Chartered Bank HSBC European Warrants Sep 2011 B 0.250 106.880 2011/09/19 100,000,000 2011/01/20
28292 SGA Societe Generale Acceptance N.V. HSBC Eu Wt Aug 2011 A 0.160 104.880 2011/08/03 300,000,000 2011/01/20
28290 SGA Societe Generale Acceptance N.V. HSBC Eu Wt Jun 2011 C 0.300 91.880 2011/06/08 300,000,000 2011/01/20
28291 SGA Societe Generale Acceptance N.V. HSBC Eu Wt Jul 2011 C 0.230 98.280 2011/07/20 300,000,000 2011/01/20
28293 SGA Societe Generale Acceptance N.V. Ping An Eu Wt Jun 11 0.580 100.000 2011/06/08 80,000,000 2011/01/20
28294 SGA Societe Generale Acceptance N.V. Ping An Eu Wt Jul 11 0.490 108.000 2011/07/04 80,000,000 2011/01/20

Strike level/
28295 SGA Societe Generale Acceptance N.V. Ping An Eu Wt Dec 11 0.150 88.88 per 100 units 2011/12/19 500,000,000 2011/01/20
28334 UBS AG AIA European Warrants Oct 2011 0.150 22.800 2011/10/24 200,000,000 2011/01/20
28335 UBS AG CC Bank European Warrants Jul 2011 A 0.250 8.38 per unit 2011/07/25 200,000,000 2011/01/20
28336 UBS AG China Life European Warrants Jul 2011 B 0.250 37.880 2011/07/25 300,000,000 2011/01/20
28338 UBS AG HSBC European Warrants Jul 2011 A 0.250 103.880 2011/07/25 300,000,000 2011/01/20
28337 UBS AG HSBC European Warrants Jun 2011 D 0.150 108.000 2011/06/21 300,000,000 2011/01/20
#
26556 KBC Fin Products Int’l Ltd. Hutchison Euro Wts May 2011 A 0.680 100.000 2011/05/05 150,000,000 2011/01/20
28395 BNP Paribas Arbit Issu B.V. Cheung Kong Euro Put Wts Nov11 0.150 124 per 100 units 2011/11/04 100,000,000 2011/01/21
28394 BNP Paribas Arbit Issu B.V. Hutchison Euro Put Wt Aug 2011 0.720 85.000 2011/08/02 70,000,000 2011/01/21
28377 BNP Paribas Arbit Issu B.V. Tencent Holdings Eu Wts Nov 11 0.260 218 per 100 units 2011/11/07 100,000,000 2011/01/21
28372 Credit Suisse AG CNOOC European Warrants Dec 2011 0.150 22.400 2011/12/12 300,000,000 2011/01/21
28373 Credit Suisse AG CNOOC European Put Warrants Jun 2011 E 0.150 17.860 2011/06/27 300,000,000 2011/01/21
28397 Credit Suisse AG Tencent Holdings European Wts Oct 2011 0.250 230 per 100 units 2011/10/24 300,000,000 2011/01/21
28398 Credit Suisse AG Tencent Holdings European Put Wts Aug 11 0.250 188.88 per 100 units 2011/08/29 300,000,000 2011/01/21
28389 Deutsche Bank AG CC Bank European Warrants May 2011 C 0.190 8.38 per unit 2011/05/30 200,000,000 2011/01/21
28390 Deutsche Bank AG Sinopec Corp European Warrants Jun 2011 B 0.360 8.68 per unit 2011/06/20 100,000,000 2011/01/21
28391 Deutsche Bank AG Sinopec Corp European Put Wts Aug 2011 0.390 7 per unit 2011/08/01 80,000,000 2011/01/21
28392 Deutsche Bank AG Dongfeng Motor European Warrants Jul 11 0.150 18.000 2011/07/18 80,000,000 2011/01/21
28393 Deutsche Bank AG Tencent Holdings European Put Wt Jul 2011 0.250 200 per 100 units 2011/07/25 100,000,000 2011/01/21
28360 Goldman Sachs SP (Asia) BOC HK European Warrants Jun 2011B 0.174 29.000 2011/06/29 200,000,000 2011/01/21
28361 Goldman Sachs SP (Asia) CITIC Pacific European Wts Aug 11 0.250 24.000 2011/08/22 200,000,000 2011/01/21
28375 Goldman Sachs SP (Asia) GCL-Poly Energy European Wts Jul11 0.330 3.90 per unit 2011/07/25 200,000,000 2011/01/21
28362 Goldman Sachs SP (Asia) HS Bank European Warrants Jul 2011 0.250 150.800 2011/07/22 200,000,000 2011/01/21
28363 Goldman Sachs SP (Asia) HSI European Warrants Jul 2011 F 0.154 25,800 per 8,200 units 2011/07/28 200,000,000 2011/01/21
28374 Goldman Sachs SP (Asia) HSI European Put Wts Jul 2011 G 0.270 24,600 per 8,000 units 2011/07/28 200,000,000 2011/01/21
28376 Goldman Sachs SP (Asia) Tencent Holdings European Wt Jun 11 0.162 213.88 per 100 units 2011/06/27 200,000,000 2011/01/21
28364 J P Morgan SP BV China Everbright European Wts Aug 2011 0.250 20.000 2011/08/22 150,000,000 2011/01/21
28383 J P Morgan SP BV China Life European Warrants Jun 2011 B 0.150 35.000 2011/06/30 200,000,000 2011/01/21
28365 J P Morgan SP BV Sinopec Corp European Warrants Aug 2011 0.250 10 per unit 2011/08/29 100,000,000 2011/01/21
28366 J P Morgan SP BV Hutchison European Warrants Jul 2011 0.250 118.900 2011/07/21 80,000,000 2011/01/21
28367 J P Morgan SP BV Hutchison European Warrants Oct 2012 0.150 108.90 per 100 units 2012/10/15 300,000,000 2011/01/21
28368 J P Morgan SP BV PetroChina European Warrants Jul 2011 0.390 12 per unit 2011/07/28 100,000,000 2011/01/21
28370 J P Morgan SP BV Tencent European Warrants Sep 2011 0.250 208.88 per 100 units 2011/09/12 200,000,000 2011/01/21
28382 KBC Fin Products Int’l Ltd. CPIC European Wts Aug 2011 0.250 38.000 2011/08/01 108,000,000 2011/01/21
28381 KBC Fin Products Int’l Ltd. Tencent Holdings Eu Wt Aug 11 0.250 215 per 100 units 2011/08/01 108,000,000 2011/01/21
28385 KBC Fin Products Int’l Ltd Tencent Holdings Eu Put Wt Aug11A 0.330 208 per 100 units 2011/08/01 108,000,000 2011/01/21
28379 Macquarie Bank Ltd. CNOOC European Warrants Dec 2011 0.250 21.880 2011/12/02 200,000,000 2011/01/21
28378 Macquarie Bank Ltd. Chi Res Power European Warrants Aug 11 0.150 14.880 2011/08/15 200,000,000 2011/01/21
28369 Macquarie Bank Ltd. Tencent European Warrants Nov 2011 A 0.251 220 per 100 units 2011/11/02 250,000,000 2011/01/21
28380 Macquarie Bank Ltd. Tencent European Put Warrants Aug 11B 0.255 200 per 100 units 2011/08/02 250,000,000 2011/01/21

Strike level/
28348 Nomura Int’l plc BOCL European Warrants Jul 2011 B 0.162 4.608 per unit 2011/07/08 150,000,000 2011/01/21
28339 Nomura Int’l plc Cheung Kong European Warrants May 2011 0.600 140.980 2011/05/31 100,000,000 2011/01/21
28346 Nomura Int’l plc GCL-Poly Energy European Warrants Jul 11A 0.334 3.88 per unit 2011/07/29 80,000,000 2011/01/21
28347 Nomura Int’l plc GCL-Poly Energy European Warrants Jul 11B 0.397 3.68 per unit 2011/07/29 80,000,000 2011/01/21
28340 Nomura Int’l plc HK Gas European Warrants Oct 2011 0.150 22.000 2011/10/31 100,000,000 2011/01/21
28345 Nomura Int’l plc China Mengniu European Warrants Jul 2011 0.254 21.500 2011/07/21 100,000,000 2011/01/21
28343 Nomura Int’l plc Tencent Holdings European Warrants Aug 11 0.174 200.10 per 100 units 2011/08/01 150,000,000 2011/01/21
28344 Nomura Int’l plc Tencent Holdings European Warrants Sep 11 0.154 213.98 per 100 units 2011/09/05 150,000,000 2011/01/21
28342 Nomura Int’l plc Wharf European Warrants Jun 2011 0.334 63.900 2011/06/07 80,000,000 2011/01/21
28341 Nomura Int’l plc Wharf European Warrants Jul 2011 0.310 68.880 2011/07/29 80,000,000 2011/01/21
28356 CC Rabobank B.A. Shanshui Cement European Warrants Jul 11 0.500 7.28 per unit 2011/07/28 50,000,000 2011/01/21
28359 CC Rabobank B.A. Hutchison European Warrants Oct 2012 0.150 108.98 per 100 units 2012/10/15 300,000,000 2011/01/21
28357 CC Rabobank B.A. Hutchison European Warrants May 2011 C 0.450 100.000 2011/05/30 100,000,000 2011/01/21
28358 CC Rabobank B.A. Hutchison European Warrants May 2011 D 0.250 114.980 2011/05/30 100,000,000 2011/01/21
28371 Standard Chartered Bank ICBC European Warrants Sep 2011 A 0.250 7.47 per unit 2011/09/01 100,000,000 2011/01/21
28396 Standard Chartered Bank Tencent Hldg European Wts May 2011 0.150 208.90 per 100 units 2011/05/23 100,000,000 2011/01/21
28350 SGA Societe Generale Acceptance N.V. CP&CC Eur Wt Jul 11B 0.250 9.48 per unit 2011/07/25 200,000,000 2011/01/21
28349 SGA Societe Generale Acceptance N.V. CPIC Euro Wts Aug 11 0.250 38.880 2011/08/31 100,000,000 2011/01/21
28351 SGA Societe Generale Acceptance N.V. HKEx Eu Wt Sep 2011 B 0.150 222.80 per 100 units 2011/09/26 500,000,000 2011/01/21
28352 SGA Societe Generale Acceptance N.V. HKEx Eu Wt Oct 2011 B 0.150 208.88 per 100 units 2011/10/10 500,000,000 2011/01/21
28353 SGA Societe Generale Acceptance N.V. Lenovo Eur Wts Jul 11 0.370 5.58 per unit 2011/07/25 50,000,000 2011/01/21
28354 SGA Societe Generale Acceptance N.V. Petch Eu Wt Jul 2011 0.490 12.08 per unit 2011/07/25 100,000,000 2011/01/21
28355 SGA Societe Generale Acceptance NV Yanzhou Coal Eu Wt Aug 11 0.250 31.280 2011/08/31 120,000,000 2011/01/21
28384 UBS AG Agricultural Bank European Warrants May 2011 B 0.150 4.40 per unit 2011/05/16 200,000,000 2011/01/21
28386 UBS AG Hutchison European Warrants May 2011 0.300 108.000 2011/05/30 300,000,000 2011/01/21
28387 UBS AG PetroChina European Warrants Oct 2012 0.150 11.000 2012/10/22 300,000,000 2011/01/21
28388 UBS AG Tencent Holdings European Warrants Sep 2011 A 0.250 228.88 per 100 units 2011/09/26 200,000,000 2011/01/21
#
10033 Deutsche Bank AG Apple European Warrants Jul 2011 A 1.970 350 per 100 units 2011/07/12 50,000,000 2011/01/21
#
26865 KBC Fin Products Int’l Ltd. HSBC European Wts May 2011 F 0.250 93.980 2011/05/03 310,000,000 2011/01/21
28426 BNP Paribas Arbit Issu B.V. Cheung Kong Euro Wt Jun 2011 0.290 158.900 2011/06/02 75,000,000 2011/01/24
28427 BNP Paribas Arbit Issu B.V. Hutchison Euro Wts Oct 2012 0.150 108.90 per 100 units 2012/10/29 100,000,000 2011/01/24
28413 Deutsche Bank AG Alibaba European Warrants May 2011 0.150 16.880 2011/05/23 80,000,000 2011/01/24
10045 Deutsche Bank AG Apple European Put Warrants Jul 2011 2.090 328 per 100 units 2011/07/25 50,000,000 2011/01/24
28415 Deutsche Bank AG China EB Ltd European Warrants Oct 2011 0.250 19.000 2011/10/17 80,000,000 2011/01/24
28414 Deutsche Bank AG Cheung Kong European Put Wts Oct 2011 B 0.160 132 per 100 units 2011/10/24 100,000,000 2011/01/24
28416 Deutsche Bank AG COSCO Pacific European Warrants Dec 2011 0.250 17.000 2011/12/19 80,000,000 2011/01/24
28417 Deutsche Bank AG Lenovo European Warrants Jul 2011 0.520 5 per unit 2011/07/25 80,000,000 2011/01/24
28424 Goldman Sachs SP (Asia) CHALCO European Warrants Apr 2011 0.227 8.88 per unit 2011/04/26 200,000,000 2011/01/24
28401 Goldman Sachs SP (Asia) BOC HK European Warrants Jul 2011 0.156 30.880 2011/07/05 200,000,000 2011/01/24
28425 Goldman Sachs SP (Asia) China Mobile Euro Wts Aug 2011 A 0.162 93.980 2011/08/08 200,000,000 2011/01/24
28402 Goldman Sachs SP (Asia) Hutchison European Wts May 2011 D 0.320 114.880 2011/05/30 200,000,000 2011/01/24
28403 Goldman Sachs SP (Asia) Hutchison European Wts May 2011 E 0.470 104.980 2011/05/16 200,000,000 2011/01/24
28404 HK Bank CNOOC European Warrants Nov 2011 0.250 21.880 2011/11/29 150,000,000 2011/01/24

Strike level/
28405 HK Bank Tencent European Warrants Oct 2011 0.250 232.88 per 100 units 2011/10/03 200,000,000 2011/01/24
28407 J P Morgan SP BV Esprit European Wts Jul 2011 0.263 38.000 2011/07/25 100,000,000 2011/01/24
28406 J P Morgan SP BV HKEx European Warrants Aug 2011 C 0.150 208.88 per 100 units 2011/08/19 300,000,000 2011/01/24
28422 KBC Fin Products Int’l Ltd. Hutchison Euro Wts Aug 2011 A 0.250 141.880 2011/08/01 238,000,000 2011/01/24
28421 KBC Fin Products Int’l Ltd. Hutchison Euro Wts Jul 2011 F 0.270 134.880 2011/07/25 238,000,000 2011/01/24
28423 KBC Fin Products Int’l Ltd. Tencent Holdings Eu Wt Sep 11A 0.250 226.88 per 100 units 2011/09/15 100,000,000 2011/01/24
28408 SGA Societe Generale Acceptance N.V. AIA European Wt Jun11C 0.150 21.880 2011/06/08 300,000,000 2011/01/24
28399 SGA Societe Generale Acceptance N.V. CNOOC Eu Wt Jun 2011B 0.260 25.88 per unit 2011/06/15 100,000,000 2011/01/24
28400 SGA Societe Generale Acceptance N.V. CNOOC Eu Wt Dec 2011 0.150 22.380 2011/12/12 400,000,000 2011/01/24
28409 SGA Societe Generale Acceptance N.V. HSI Eur Wt Jun 2011 E 0.160 24,800 per 8,000 units 2011/06/29 300,000,000 2011/01/24
28410 SGA Societe Generale Acceptance N.V. HSI Eur Wt Jul 2011 B 0.150 25,800 per 8,200 units 2011/07/28 300,000,000 2011/01/24
28411 SGA Societe Generale Acceptance N.V. HSI Eu Put Wt Jun 11C 0.160 23,800 per 9,000 units 2011/06/29 300,000,000 2011/01/24
28412 SGA Societe Generale Acceptance N.V. HSI Eu Put Wt Jun 11D 0.210 24,200 per 8,000 units 2011/06/29 300,000,000 2011/01/24
28418 UBS AG BOC HK European Warrants Jun 2011 0.150 29.000 2011/06/22 200,000,000 2011/01/24
28419 UBS AG China Life European Warrants May 2011 B 0.150 32.880 2011/05/30 300,000,000 2011/01/24
28420 UBS AG Tencent Holdings European Put Warrants Aug 2011 0.250 190 per 100 units 2011/08/08 200,000,000 2011/01/24
#
#
19134 Merrill Lynch Int’l & Co. C.V. Ch Mobile Eur Wt Oct 2011 A 0.110 65.99 per 100 units 2011/10/18 500,000,000 2011/01/24
#
27253 Standard Chartered Bank China Life European Warrants Jul 11B 0.103 36.380 2011/07/04 100,000,000 2011/01/24
#
27443 UBS AG China Mobile European Warrants May 2011 B 0.260 82.000 2011/05/30 200,000,000 2011/01/24
28434 BOCI Asia Ltd. China Life European Warrants Jul 2011 0.160 34.880 2011/07/18 100,000,000 2011/01/25
28435 BOCI Asia Ltd. Hutchison European Warrants Oct 2012 0.150 108.88 per 100 units 2012/10/22 300,000,000 2011/01/25
28439 BNP Paribas Arbit Issu B.V. Ch Mer Hold European Wts Aug11 0.250 39.000 2011/08/02 75,000,000 2011/01/25
28440 BNP Paribas Arbit Issu B.V. Chi Resources Euro Wts Aug11 0.250 38.000 2011/08/02 55,000,000 2011/01/25
28441 BNP Paribas Arbit Issu B.V. Evergrande European Wts Aug 11 0.370 5.20 per unit 2011/08/02 100,000,000 2011/01/25
28442 BNP Paribas Arbit Issu B.V. HKEx European Put Wts May 11B 0.150 180 per 100 units 2011/05/03 100,000,000 2011/01/25
28443 BNP Paribas Arbit Issu B.V. HSBC European Put Wts Sep2011D 0.400 77.000 2011/09/02 100,000,000 2011/01/25
28457 Credit Suisse AG Agricultural Bank European Wts Jun 2011 D 0.300 3.99 per unit 2011/06/22 300,000,000 2011/01/25
28458 Credit Suisse AG AIA European Warrants Jul 2011A 0.150 22.900 2011/07/21 300,000,000 2011/01/25
28452 Credit Suisse AG CC Bank European Warrants May 2011 C 0.280 7.51 per unit 2011/05/23 300,000,000 2011/01/25
28453 Credit Suisse AG CC Bank European Warrants May 2011 D 0.250 7.81 per unit 2011/05/16 300,000,000 2011/01/25
28462 Credit Suisse Cheung Kong European Put Warrants Jul 2011 B 0.850 128.000 2011/07/25 200,000,000 2011/01/25
28449 Credit Suisse AG HSBC European Wts Apr 2011 G 0.250 90.900 2011/04/26 300,000,000 2011/01/25
28450 Credit Suisse AG HSBC European Wts May 2011 E 0.250 92.850 2011/05/23 300,000,000 2011/01/25
28451 Credit Suisse AG Hutchison European Warrants May 2011 G 0.310 105.000 2011/05/06 300,000,000 2011/01/25
28454 Credit Suisse AG ICBC European Warrants May 2011 B 0.150 6.69 per unit 2011/05/23 300,000,000 2011/01/25
28455 Credit Suisse AG ICBC European Warrants May 2011 C 0.190 6.29 per unit 2011/05/30 300,000,000 2011/01/25
28456 Credit Suisse AG Ping An European Warrants Apr 2011 B 0.380 88.000 2011/04/29 300,000,000 2011/01/25
28463 Credit Suisse AG Tencent Holdings European Put Wts Jul 11A 0.250 196 per 100 units 2011/07/25 300,000,000 2011/01/25
28428 Citigroup Global Mkt H Inc. Tencent European Warrants Dec 11 0.250 228.88 per 100 units 2011/12/30 100,000,000 2011/01/25
10046 Deutsche Bank AG Apple European Put Warrants Aug 2011 1.480 298 per 100 units 2011/08/08 50,000,000 2011/01/25
28474 Deutsche Bank AG HSBC European Warrants Jun 2011 G 0.200 100.000 2011/06/14 300,000,000 2011/01/25

Strike level/
28472 Deutsche Bank AG HSI European Warrants Jul 2011 A 0.280 24,800 per 8,000 units 2011/07/28 300,000,000 2011/01/25
28473 Deutsche Bank AG HSI European Warrants Jul 2011 B 0.250 25,400 per 8,000 units 2011/07/28 300,000,000 2011/01/25
28477 Deutsche Bank AG HSI European Put Warrants Jul 2011 C 0.370 24,200 per 8,000 units 2011/07/28 300,000,000 2011/01/25
28478 Deutsche Bank AG HSI European Put Warrants Jul 2011 D 0.330 23,600 per 8,000 units 2011/07/28 300,000,000 2011/01/25
10047 Deutsche Bank AG Nasdaq-100 Index European Wts Sep 2011 0.250 2,400 per 8,000 units 2011/09/19 50,000,000 2011/01/25
10051 Deutsche Bank AG Nasdaq-100 Index Euro Put Wts Sep 2011 0.260 2,250 per 8,000 units 2011/09/19 50,000,000 2011/01/25
28429 Goldman Sachs SP (Asia) Agricultural Bk Euro Wts Jul 11 A 0.270 4.28 per unit 2011/07/28 200,000,000 2011/01/25
28444 Goldman Sachs SP (Asia) China Mobile Euro Wts Jun 2011 B 0.219 85.500 2011/06/22 200,000,000 2011/01/25
28445 Goldman Sachs SP (Asia) China Mobile Euro Wts Jul 2011 A 0.350 82.000 2011/07/25 200,000,000 2011/01/25
28446 Goldman Sachs SP (Asia) China Mobile Euro Wts Jul 2011 B 0.162 90.680 2011/07/15 200,000,000 2011/01/25
28447 Goldman Sachs SP (Asia) China Mobile Euro Wts Aug 2011 B 0.300 88.000 2011/08/29 200,000,000 2011/01/25
28430 Goldman Sachs SP (Asia) HSBC European Warrants May 2011 D 0.250 93.880 2011/05/04 200,000,000 2011/01/25
28431 Goldman Sachs SP (Asia) HSBC European Warrants May 2011 E 0.192 96.880 2011/05/03 200,000,000 2011/01/25
28432 Goldman Sachs SP (Asia) SHK Ppt European Warrants May 2011 0.310 168.000 2011/05/30 200,000,000 2011/01/25
28433 Goldman Sachs SP (Asia) Tencent Holdings European Wt Oct11B 0.250 228 per 100 units 2011/10/31 200,000,000 2011/01/25
28464 J P Morgan SP BV Cheung Kong European Warrants May 2011 0.250 160.000 2011/05/04 100,000,000 2011/01/25
28465 J P Morgan SP BV Cheung Kong European Warrants Dec 2012 0.250 148.88 per 100 units 2012/12/31 200,000,000 2011/01/25
28467 J P Morgan SP BV Hutchison European Put Warrants Oct 2011 0.150 90 per 100 units 2011/10/10 200,000,000 2011/01/25
28468 J P Morgan SP BV Hutchison European Put Warrants Feb 2012 0.250 100 per 100 units 2012/02/27 200,000,000 2011/01/25
28469 J P Morgan SP BV Tencent European Warrants Jun 2011 C 0.150 220.20 per 100 units 2011/06/21 200,000,000 2011/01/25
28470 J P Morgan SP BV Tencent European Warrants Nov 2011 0.250 238.88 per 100 units 2011/11/28 200,000,000 2011/01/25
28471 J P Morgan SP BV Tencent European Put Warrants Sep 2011 0.250 190 per 100 units 2011/09/19 200,000,000 2011/01/25
28459 KBC Fin Products Int’l Ltd. Agricultural Bk Eu Wt Jul 2011 0.250 4.18 per unit 2011/07/22 108,000,000 2011/01/25
28460 KBC Fin Products Int’l Ltd. Agricultural Bk Eu Wt Aug2011A 0.350 3.88 per unit 2011/08/08 108,000,000 2011/01/25
28448 KBC Fin Products Int’l Ltd. AIA European Warrants Jul11A 0.250 20.380 2011/07/25 168,000,000 2011/01/25
28436 Macquarie Bank Ltd. Tencent European Warrants Nov 2011 B 0.251 235 per 100 units 2011/11/02 250,000,000 2011/01/25
28437 UBS AG Alibaba European Warrants May 2011 B 0.150 18.880 2011/05/23 200,000,000 2011/01/25
28438 UBS AG Alibaba European Warrants Aug 2011 0.150 21.000 2011/08/29 200,000,000 2011/01/25
28461 UBS AG China Mobile European Warrants Jun 2011A 0.270 78.880 2011/06/27 300,000,000 2011/01/25
#
26061 BNP Paribas Arbit Issu B.V. BOCL European Wts May 2011 0.048 5.10 per unit 2011/05/03 210,000,000 2011/01/25
#
25550 Deutsche Bank AG China Life European Warrants Apr 2011 A 0.053 35.680 2011/04/26 300,000,000 2011/01/25
28504 Credit Suisse AG China Mobile European Warrants Apr 2011 B 0.150 90.900 2011/04/26 300,000,000 2011/01/26
28505 Credit Suisse AG China Mobile European Warrants May 2011 B 0.150 88.400 2011/05/18 300,000,000 2011/01/26
28506 Credit Suisse AG China Mobile European Warrants Jun 2011 D 0.170 85.550 2011/06/15 300,000,000 2011/01/26
28507 Deutsche Bank AG China Telecom European Wts Aug 2011 0.250 5.38 per unit 2011/08/01 100,000,000 2011/01/26
28497 Deutsche Bank AG HSI European Warrants Dec 2011 0.250 26,000 per 11,000 units 2011/12/29 300,000,000 2011/01/26
28501 Deutsche Bank AG HSI European Put Warrants Dec 2011 0.290 23,000 per 11,000 units 2011/12/29 300,000,000 2011/01/26
10048 Deutsche Bank AG KOSPI 200 European Warrants Sep 2011 0.250 300 per 1 units 2011/09/08 50,000,000 2011/01/26
10052 Deutsche Bank AG KOSPI 200 European Put Warrants Sep 2011 0.320 275 per 1 units 2011/09/08 50,000,000 2011/01/26
28488 Goldman Sachs SP (Asia) CC Bank European Wts Jul 2011 C 0.500 7.58 per unit 2011/07/27 200,000,000 2011/01/26

Strike level/
28489 Goldman Sachs SP (Asia) HKEx European Warrants Jun 2011 0.155 188.98 per 100 units 2011/06/23 200,000,000 2011/01/26
28499 KBC Fin Products Int’l Ltd. China Tel Euro Wts Sep 2011 0.330 4.98 per unit 2011/09/09 80,000,000 2011/01/26
28503 KBC Fin Products Int’l Ltd. China Tel Eur Put Wts Sep 2011 0.260 4.18 per unit 2011/09/09 80,000,000 2011/01/26
28466 Merrill Lynch Int’l & Co. C.V. AIA European Warrants Jun11 0.152 21.890 2011/06/20 80,000,000 2011/01/26
28475 Merrill Lynch Int’l & Co. C.V. AIA European Warrants Oct11 0.150 22.850 2011/10/24 80,000,000 2011/01/26
28476 Merrill Lynch Int’l & Co. C.V. AIA European Put Wts May11 0.154 20.990 2011/05/16 80,000,000 2011/01/26
28483 Merrill Lynch Int’l & Co. C.V. CK(H) European Wts Dec 12C 0.250 139.99 per 100 units 2012/12/13 80,000,000 2011/01/26
28484 Merrill Lynch Int’l & Co. C.V. CK(H) Euro Put Warrants Oct11 0.170 131.99 per 100 units 2011/10/24 80,000,000 2011/01/26
28480 Merrill Lynch Int’l & Co. C.V. Hutchison Euro Wts Aug11A 0.690 104.990 2011/08/22 80,000,000 2011/01/26
28481 Merrill Lynch Int’l & Co. C.V. Hutchison Eu Put Wt Jul 2011 1.190 94.890 2011/07/25 80,000,000 2011/01/26
28479 Merrill Lynch Int’l & Co. C.V. Hutchison Euro Wts May 11B 0.225 118.890 2011/05/23 80,000,000 2011/01/26
28482 Merrill Lynch Int’l & Co. C.V. SHK Ppt Euro Wts Oct 2011 0.151 140.09 per 100 units 2011/10/17 80,000,000 2011/01/26
28494 CC Rabobank B.A. Evergrande European Warrants Aug 2011 0.600 4.68 per unit 2011/08/15 100,000,000 2011/01/26
28495 CC Rabobank B.A. GCL-Poly Energy European Wts Jul 2011 0.400 3.88 per unit 2011/07/21 100,000,000 2011/01/26
28496 CC Rabobank B.A. SJM Holdings European Warrants Nov 2011 0.250 17.000 2011/11/04 100,000,000 2011/01/26
28508 RB of Scotland N.V. CNOOC European Warrants Oct 2011 0.255 19.000 2011/10/03 300,000,000 2011/01/26
28509 RB of Scotland N.V. CNOOC European Warrants Dec 2011 0.217 20.880 2011/12/16 300,000,000 2011/01/26
28510 RB of Scotland N.V. HSBC European Warrants Jun 2011 D 0.212 100.000 2011/06/03 100,000,000 2011/01/26
28511 RB of Scotland N.V. PetroChina European Warrants Aug 2011 0.462 12.50 per unit 2011/08/01 60,000,000 2011/01/26
28512 RB of Scotland N.V. PetroChina European Warrants Nov 2011 0.175 9.980 2011/11/28 250,000,000 2011/01/26
28492 Standard Chartered Bank CTel European Warrants Aug 2011 0.250 5.28 per unit 2011/08/01 100,000,000 2011/01/26
28493 Standard Chartered Bank China Mobile Euro Wts Jun 2011 C 0.165 85.500 2011/06/15 100,000,000 2011/01/26
28490 Standard Chartered Bank HSBC European Warrants Apr 2011 B 0.192 96.880 2011/04/28 100,000,000 2011/01/26
28491 Standard Chartered Bank Jiangxi Copper European Wts Jul11 0.150 33.380 2011/07/22 100,000,000 2011/01/26
28485 SGA Societe Generale Acceptance N.V. Alibaba Eu Wts Oct 11A 0.250 19.880 2011/10/24 150,000,000 2011/01/26
28486 SGA Societe Generale Acceptance N.V. CHALCO Eu Wt Aug 2011 0.650 8.48 per unit 2011/08/29 50,000,000 2011/01/26
28487 SGA Societe Generale Acceptance N.V. GCL-Poly Eu Wt Sep 11 0.390 4.08 per unit 2011/09/26 100,000,000 2011/01/26
28500 UBS AG China Tel European Warrants Jul 2011 A 0.250 5.28 per unit 2011/07/26 100,000,000 2011/01/26
28498 UBS AG China Mobile European Warrants Jun 2011 B 0.180 83.880 2011/06/27 200,000,000 2011/01/26
28502 UBS AG PetroChina European Warrants May 2011 0.150 13.88 per unit 2011/05/16 100,000,000 2011/01/26
#
26239 UBS AG Alibaba European Warrants May 2011 A 0.158 16.880 2011/05/17 100,000,000 2011/01/26
28538 BNP Paribas Arbit Issu B.V. China Tel Euro Wts Aug 2011 0.250 5.60 per unit 2011/08/02 80,000,000 2011/01/27
28536 BNP Paribas Arbit Issu B.V. Sinopec Corp Euro Wts Aug 11B 0.270 9.60 per unit 2011/08/02 100,000,000 2011/01/27
28537 BNP Paribas Arbit Issu B.V. Sinopec Corp Euro Wts May 2012 0.150 7.800 2012/05/28 100,000,000 2011/01/27
28525 Credit Suisse AG China Tel European Warrants Jul 2011 A 0.250 5.35 per unit 2011/07/27 300,000,000 2011/01/27
28526 Credit Suisse AG Tencent Holdings European Put Wts May 11E 0.150 179.99 per 100 units 2011/05/31 300,000,000 2011/01/27
28514 Citigroup Global Mkt H Inc. CNOOC European Wts Oct 2011 A 0.250 21.380 2011/10/26 100,000,000 2011/01/27
28513 Citigroup Global Mkt H Inc. China Tel Euro Wts Jul 2011 B 0.250 5.48 per unit 2011/07/27 80,000,000 2011/01/27
28535 Goldman Sachs SP (Asia) CNOOC European Warrants Aug 2011 0.630 26.80 per unit 2011/08/01 200,000,000 2011/01/27
28532 Goldman Sachs SP (Asia) CNOOC European Warrants Nov 2011 0.250 22.000 2011/11/28 200,000,000 2011/01/27
28530 Goldman Sachs SP (Asia) Sinopec Corp European Wts Aug 2011 A 0.410 9.28 per unit 2011/08/01 200,000,000 2011/01/27
28531 Goldman Sachs SP (Asia) Sinopec Corp European Wts Aug 2011 B 0.290 10.18 per unit 2011/08/22 200,000,000 2011/01/27
28533 Goldman Sachs SP (Asia) PetroChina European Wts Aug 2011 0.540 13 per unit 2011/08/22 200,000,000 2011/01/27

Strike level/
28534 Goldman Sachs SP (Asia) Tencent Holdings Euro Put Wt Aug11D 0.250 195 per 100 units 2011/08/01 200,000,000 2011/01/27
28524 J P Morgan SP BV China Tel European Warrants Jul 2011 0.251 5.50 per unit 2011/07/28 100,000,000 2011/01/27
28527 Macquarie Bank Ltd. Sinopec Corp European Wts Jun 2011 0.334 8.99 per unit 2011/06/20 150,000,000 2011/01/27
28528 Macquarie Bank Ltd. PetroChina European Wts May 2011 B 0.251 12.88 per unit 2011/05/16 88,000,000 2011/01/27
10049 RB of Scotland N.V. Gold European Warrants Jan 2014 1.075 0.001 per 10,000 units 2014/01/17 100,000,000 2011/01/27
28515 SGA Societe Generale Acceptance N.V. BOCom Eur Wt Jul2011A 0.430 8.88 per unit 2011/07/27 50,000,000 2011/01/27
28516 SGA Societe Generale Acceptance N.V. Ch LongYuan Eu Wt Dec12 0.150 8.180 2012/12/03 200,000,000 2011/01/27
28517 SGA Societe Generale Acceptance N.V. CITIC Pac Eu Wts Jul11 0.250 22.180 2011/07/27 100,000,000 2011/01/27
28529 SGA Societe Generale Acceptance N.V. Ch Mob Eu Wt Jul 11B 0.290 82.880 2011/07/04 200,000,000 2011/01/27
28518 SGA Societe Generale Acceptance N.V. Esprit Euro Wts Jul11 0.390 39.680 2011/07/27 80,000,000 2011/01/27
28519 SGA Societe Generale Acceptance N.V. Geely Auto Eu Wt Jul11A 0.500 3.60 per unit 2011/07/27 80,000,000 2011/01/27
28520 SGA Societe Generale Acceptance N.V. Geely Auto Eu Wt Jul11B 0.300 4.18 per unit 2011/07/27 80,000,000 2011/01/27
28521 SGA Societe Generale Acceptance NV HuanengPower Eu Wt Jul11B 0.360 4.48 per unit 2011/07/27 50,000,000 2011/01/27
28522 SGA Societe Generale Acceptance N.V. Sinopharm Eu Wts Jul11 0.280 28.680 2011/07/27 80,000,000 2011/01/27
28523 SGA Societe Generale Acceptance NV Zijin Mining Eu Wt Jun 12 0.150 6.400 2012/06/04 300,000,000 2011/01/27
28553 BOCI Asia Ltd. Chi COSCO European Warrants Nov 2011 0.150 10.000 2011/11/07 100,000,000 2011/01/28
28554 BOCI Asia Ltd. CSR European Warrants Sep 2011 0.250 11.000 2011/09/05 100,000,000 2011/01/28
28540 Citigroup Global Mkt H Inc. CITIC Pacific Eu Wt Dec 2011 0.250 24.880 2011/12/29 80,000,000 2011/01/28
28539 Citigroup Global Mkt H Inc. Cathay Pacific Eur Wt Oct 2011A 0.250 23.880 2011/10/10 60,000,000 2011/01/28
10055 Deutsche Bank AG Google European Warrants Aug 2011 3.670 668 per 100 units 2011/08/01 50,000,000 2011/01/28
28550 Goldman Sachs SP (Asia) Alibaba European Warrants Oct 11B 0.250 19.600 2011/10/24 200,000,000 2011/01/28
28544 Goldman Sachs SP (Asia) BYD European Warrants Aug 2011 A 0.480 45.000 2011/08/01 200,000,000 2011/01/28
28545 Goldman Sachs SP (Asia) China Unicom European Wts Nov 2011 0.150 13.000 2011/11/25 200,000,000 2011/01/28
28555 Goldman Sachs SP (Asia) Ch Comm Cons European Wts Sep 2011 0.500 7.28 per unit 2011/09/05 200,000,000 2011/01/28
28549 Goldman Sachs SP (Asia) HKEx European Warrants Sep 2011 C 0.151 209.90 per 100 units 2011/09/27 200,000,000 2011/01/28
28556 Goldman Sachs SP (Asia) PetroChina European Wts Nov 2011 0.150 10.000 2011/11/21 200,000,000 2011/01/28
28557 KBC Fin Products Int’l Ltd. Ch Mobile Euro Wt Jul 2011 D 0.230 83.880 2011/07/04 128,000,000 2011/01/28
28558 KBC Fin Products Int’l Ltd Tencent Holdings Eu Put Wt Aug11B 0.250 192 per 100 units 2011/08/15 108,000,000 2011/01/28
28552 Macquarie Bank Ltd. China Mobile European Wts Jul 2011 0.150 90.000 2011/07/28 250,000,000 2011/01/28
28551 Macquarie Bank Ltd. Yurun Food European Warrants Jul 2011 0.161 32.000 2011/07/11 100,000,000 2011/01/28
28542 Merrill Lynch Int’l & Co. C.V. HSI European Warrants Sep 11A 0.160 24,900 per 8,000 units 2011/09/29 200,000,000 2011/01/28
28541 Merrill Lynch Int’l & Co. C.V. HSI European Warrants Jun11B 0.184 24,100 per 7,000 units 2011/06/29 200,000,000 2011/01/28
28543 Merrill Lynch Int’l & Co. C.V. HSI European Put Wts May 11H 0.195 24,500 per 8,500 units 2011/05/30 200,000,000 2011/01/28
28546 Merrill Lynch Int’l & Co. C.V. HSI European Put Wts Jun 11D 0.152 23,000 per 10,000 units 2011/06/29 200,000,000 2011/01/28
28547 Merrill Lynch Int’l & Co. C.V. HSI European Put Wts Jun 11E 0.173 23,500 per 9,900 units 2011/06/29 200,000,000 2011/01/28
28548 Merrill Lynch Int’l & Co. C.V. HSI European Put Wts Jun 11F 0.240 24,700 per 8,000 units 2011/06/29 200,000,000 2011/01/28
10050 Nomura Int’l plc Apple European Warrants Jul 2011 A 1.747 350 per 100 units 2011/07/06 50,000,000 2011/01/28
10053 Nomura Int’l plc Apple European Warrants Jul 2011 B 0.933 388 per 100 units 2011/07/11 50,000,000 2011/01/28
10058 Nomura Int’l plc Apple European Put Warrants Jul 2011 1.192 298 per 100 units 2011/07/28 50,000,000 2011/01/28
10054 Nomura Int’l plc Google European Warrants Sep 2011 4.160 688 per 100 units 2011/09/16 50,000,000 2011/01/28
10059 Nomura Int’l plc Google European Put Warrants Sep 2011 4.305 598 per 100 units 2011/09/16 50,000,000 2011/01/28
#
26509 Merrill Lynch Int’l & Co. C.V. HSI European Warrants Apr11C 0.068 24,900 per 9,000 units 2011/04/28 200,000,000 2011/01/28
28562 BOCI Asia Ltd. RUSAL European Warrants Dec 2011 0.250 13.500 2011/12/05 100,000,000 2011/01/31

Strike level/
28593 BNP Paribas Arbit Issu B.V. CM Bank European Warrants Dec 11 0.250 20.680 2011/12/05 100,000,000 2011/01/31
28594 Citigroup Global Mkt H Inc. CITIC Bank Euro Wts Aug 2011 0.250 5.88 per unit 2011/08/08 80,000,000 2011/01/31
28597 Citigroup Global Mkt H Inc. A50 China Eur Put Wts Sep 2011 0.150 12.980 2011/09/22 80,000,000 2011/01/31
28596 Citigroup Global Mkt H Inc. Li & Fung European Wts Aug 11 0.250 55.000 2011/08/08 80,000,000 2011/01/31
28595 Citigroup Global Mkt H Inc. Lenovo European Warrants Aug11 0.250 5.68 per unit 2011/08/22 80,000,000 2011/01/31
10057 Goldman Sachs SP (Asia) Apple European Warrants Aug 2011 A 2.630 338 per 100 units 2011/08/08 50,000,000 2011/01/31
10060 Goldman Sachs SP (Asia) Apple European Warrants Aug 2011 B 1.750 368 per 100 units 2011/08/08 50,000,000 2011/01/31
10061 Goldman Sachs SP (Asia) Apple European Warrants Aug 2011 C 1.120 398 per 100 units 2011/08/08 50,000,000 2011/01/31
28560 Goldman Sachs SP (Asia) CC Bank European Wts Aug 2011 A 0.315 8.38 per unit 2011/08/29 200,000,000 2011/01/31
10062 Goldman Sachs SP (Asia) Google European Warrants Aug 2011A 4.230 648 per 100 units 2011/08/15 50,000,000 2011/01/31
10063 Goldman Sachs SP (Asia) Google European Warrants Aug 2011B 2.600 708 per 100 units 2011/08/08 50,000,000 2011/01/31
28590 Goldman Sachs SP (Asia) HSBC European Warrants Jul 2011 0.610 87.500 2011/07/25 200,000,000 2011/01/31
28591 Goldman Sachs SP (Asia) HSBC European Warrants Sep 2011 A 0.270 106.000 2011/09/19 200,000,000 2011/01/31
28592 Goldman Sachs SP (Asia) HSBC European Warrants Dec 2011 0.250 117.000 2011/12/12 200,000,000 2011/01/31
28561 Goldman Sachs SP (Asia) HSI European Warrants Aug 2011 B 0.260 23,400 per 8,000 units 2011/08/30 200,000,000 2011/01/31
28579 Macquarie Bank Ltd. BJ Ent Water European Warrants Aug 11 0.254 4 per unit 2011/08/05 120,000,000 2011/01/31
28580 Macquarie Bank Ltd. Brilliance Chi European Warrants Aug11 0.497 6.98 per unit 2011/08/02 88,000,000 2011/01/31
28583 Macquarie Bank Ltd. Ch Oilfield European Warrants Oct 2011 0.251 19.880 2011/10/06 200,000,000 2011/01/31
28581 Macquarie Bank Ltd. Ch Comm Cons European Wts Aug 2011 0.255 7.88 per unit 2011/08/02 200,000,000 2011/01/31
28573 Macquarie Bank Ltd. CM Bank European Warrants Jul 2011 B 0.150 20.000 2011/07/05 250,000,000 2011/01/31
28589 Macquarie Bank Ltd. Galaxy Ent European Warrants Aug 2011 0.250 14.000 2011/08/31 200,000,000 2011/01/31
28584 Macquarie Bank Ltd. Hunan Nonferrous European Wts Aug 2011 0.250 4.50 per unit 2011/08/30 100,000,000 2011/01/31
28586 Macquarie Bank Ltd. Li & Fung European Warrants Aug 2011 0.303 60.000 2011/08/04 250,000,000 2011/01/31
28582 Macquarie Bank Ltd. Ch Lilang European Warrants May 2012 0.250 12.000 2012/05/24 150,000,000 2011/01/31
28585 Macquarie Bank Ltd. Realgold Mining European Warrants Nov11 0.251 14.280 2011/11/21 200,000,000 2011/01/31
28578 Macquarie Bank Ltd. Ch Rongsheng European Warrants Apr 12 0.251 8.880 2012/04/30 200,000,000 2011/01/31
28588 Macquarie Bank Ltd. Shun Tak European Warrants Aug 2011 0.250 7.80 per unit 2011/08/08 200,000,000 2011/01/31
28587 Macquarie Bank Ltd. Sa Sa Int’l European Warrants Oct 2012 0.250 5.000 2012/10/30 500,000,000 2011/01/31
28563 CC Rabobank B.A. BJ Ent Water European Warrants Aug 2011 0.500 3.28 per unit 2011/08/30 100,000,000 2011/01/31
28564 CC Rabobank B.A. Chow Sang Sang European Warrants Aug 2011 0.250 18.380 2011/08/30 100,000,000 2011/01/31
28565 CC Rabobank B.A. GAC European Warrants Aug 2011 0.250 10.880 2011/08/30 100,000,000 2011/01/31
28566 CC Rabobank B.A. Hunan Nonferrous European Wts Aug 2011 0.500 3.28 per unit 2011/08/30 100,000,000 2011/01/31
28567 CC Rabobank B.A. Realgold Mining European Warrants Aug 11 0.250 13.280 2011/08/30 100,000,000 2011/01/31
28570 CC Rabobank B.A. RUSAL European Warrants Aug 2011 0.250 12.880 2011/08/30 100,000,000 2011/01/31
28568 CC Rabobank B.A. Sa Sa Int’l European Warrants Aug 2011 A 0.800 4.28 per unit 2011/08/05 100,000,000 2011/01/31
28569 CC Rabobank B.A. Sa Sa Int’l European Warrants Aug 2011 B 0.500 5.28 per unit 2011/08/12 100,000,000 2011/01/31
28571 CC Rabobank B.A. United Lab European Warrants Sep 2011 0.250 14.280 2011/09/29 100,000,000 2011/01/31
28572 CC Rabobank B.A. Westchinacement European Warrants Aug 11 0.250 3.28 per unit 2011/08/30 100,000,000 2011/01/31
10056 RB of Scotland N.V. Gold European Warrants Sep 2011 0.251 1,533 per 5,000 units 2011/09/30 100,000,000 2011/01/31
28559 SGA Societe Generale Acceptance N.V. Ch Mengniu Eu Wt Sep11 0.250 22.380 2011/09/12 100,000,000 2011/01/31
28575 UBS AG China Unicom European Warrants Nov 2011 0.150 13.000 2011/11/28 100,000,000 2011/01/31
28574 UBS AG CC Bank European Warrants Jun 2011 B 0.380 7 per unit 2011/06/07 200,000,000 2011/01/31
28577 UBS AG A50 China European Warrants Aug 2011 B 0.410 13.48 per unit 2011/08/08 100,000,000 2011/01/31

Strike level/
28576 UBS AG Ping An European Warrants Aug 2011 0.500 84.880 2011/08/08 200,000,000 2011/01/31
#
13673 UBS AG China Life European Warrants Dec 2012 B 0.041 33.88 per 100 units 2012/12/10 500,000,000 2011/01/31
#
23748 UBS AG A50 China European Warrants Apr 2011 0.033 13.280 2011/04/11 400,000,000 2011/01/31
28602 Barclays Bank plc BOCL European Warrants Aug 2011 B 0.150 4.50 per unit 2011/08/01 100,000,000 2011/02/01
28600 Barclays Bank plc China Life European Warrants Jul 2011 0.150 33.180 2011/07/11 150,000,000 2011/02/01
28601 Barclays Bank plc CM Bank European Warrants Sep 2011 0.150 21.180 2011/09/26 100,000,000 2011/02/01
28599 Barclays Bank plc HKEx European Warrants Jul 2011 B 0.150 188.88 per 100 units 2011/07/25 150,000,000 2011/02/01
28598 Barclays Bank plc Hutchison European Warrants Jul 2011 0.240 115.000 2011/07/18 100,000,000 2011/02/01
28625 Credit Suisse AG China Life European Warrants Aug 2011 A 0.250 30.880 2011/08/01 300,000,000 2011/02/01
28624 Credit Suisse AG Ping An European Warrants Mar 2012 C 0.150 78 per 100 units 2012/03/05 300,000,000 2011/02/01
10065 Deutsche Bank AG AUD/USD European Put Warrants Aug 2011 0.280 0.93 per 1 units 2011/08/02 50,000,000 2011/02/01
28622 Deutsche Bank AG Bank of EA European Warrants Aug 2011 0.250 38.000 2011/08/01 50,000,000 2011/02/01
28618 Deutsche Bank AG BYD European Warrants Aug 2011 0.340 42.000 2011/08/01 80,000,000 2011/02/01
28621 Deutsche Bank AG CNBM European Warrants Aug 2011 0.250 20.000 2011/08/01 50,000,000 2011/02/01
28619 Deutsche Bank AG Cathay Pacific European Warrants Aug 2011 0.250 21.000 2011/08/01 80,000,000 2011/02/01
10064 Deutsche Bank AG Google European Put Warrants Aug 2011 3.280 568 per 100 units 2011/08/01 50,000,000 2011/02/01
28610 Goldman Sachs SP (Asia) BYD European Warrants Aug 2011 B 0.530 42.000 2011/08/01 200,000,000 2011/02/01
28611 Goldman Sachs SP (Asia) Cathay Pacific European Wts Aug11 0.250 21.800 2011/08/22 200,000,000 2011/02/01
28612 Goldman Sachs SP (Asia) JIANC European Warrants Aug 2011 0.285 25.980 2011/08/08 200,000,000 2011/02/01
28613 Goldman Sachs SP (Asia) Li & Fung European Warrants Aug11A 0.530 55.000 2011/08/01 200,000,000 2011/02/01
28614 Goldman Sachs SP (Asia) PICC European Warrants Aug 2011 0.150 10.500 2011/08/01 200,000,000 2011/02/01
28623 J P Morgan SP BV China Life European Warrants Jun 2011 C 0.150 31.880 2011/06/23 200,000,000 2011/02/01
28609 Macquarie Bank Ltd. RUSAL European Warrants Sep 2011 0.250 13.000 2011/09/29 100,000,000 2011/02/01
28603 Merrill Lynch Int’l & Co. C.V. Ch Mobile Eur Wt May 2011 B 0.151 82.890 2011/05/27 80,000,000 2011/02/01
28607 Merrill Lynch Int’l & Co. C.V. A50 China Eur Wt Nov 2011 0.153 13.190 2011/11/04 80,000,000 2011/02/01
28608 Merrill Lynch Int’l & Co. C.V. A50 China Eu Put Wt Sep 11 0.152 12.990 2011/09/22 80,000,000 2011/02/01
28605 Merrill Lynch Int’l & Co. C.V. HKEx Euro Wts Sep 2011 A 0.150 200 per 100 units 2011/09/27 80,000,000 2011/02/01
28604 Merrill Lynch Int’l & Co. C.V. HKEx Euro Wts Aug 2011 B 0.153 184.99 per 100 units 2011/08/29 80,000,000 2011/02/01
28606 Merrill Lynch Int’l & Co. C.V. HKEx Euro Wts Nov 2011 B 0.151 213.89 per 100 units 2011/11/21 80,000,000 2011/02/01
28617 Standard Chartered Bank Alibaba European Warrants Nov 2011 0.250 18.180 2011/11/01 100,000,000 2011/02/01
28616 Standard Chartered Bank Tencent Hldg European Wts Aug 11B 0.250 192 per 100 units 2011/08/01 100,000,000 2011/02/01
28615 UBS AG AIA European Warrants May 2011 B 0.150 22.280 2011/05/23 300,000,000 2011/02/01
28620 UBS AG BOCL European Warrants Jun 2011 0.150 4.18 per unit 2011/06/27 200,000,000 2011/02/01
28635 BNP Paribas Arbit Issu B.V. PetroCh Euro Wts Nov 2012 0.150 11.020 2012/11/05 100,000,000 2011/02/02
28640 Citigroup Global Mkt H Inc. Hutchison Euro Wts Oct 2011 A 0.250 108.800 2011/10/10 80,000,000 2011/02/02
28638 Deutsche Bank AG China Mobile European Warrants Jul 2011 0.190 83.880 2011/07/11 300,000,000 2011/02/02
28630 Goldman Sachs SP (Asia) BankComm European Wts Aug 2011 0.450 8.48 per unit 2011/08/08 200,000,000 2011/02/02
28631 Goldman Sachs SP (Asia) Ch Overseas European Warrants Dec11 0.205 15.980 2011/12/19 200,000,000 2011/02/02
28634 Goldman Sachs SP (Asia) HSI European Put Wts Aug 2011 C 0.250 23,000 per 8,000 units 2011/08/30 200,000,000 2011/02/02
28632 Goldman Sachs SP (Asia) New World Dev European Wts Sep11 0.153 15.980 2011/09/30 200,000,000 2011/02/02
28633 Goldman Sachs SP (Asia) Ping An European Warrants Aug 2011 0.715 86.000 2011/08/08 200,000,000 2011/02/02
28627 HK Bank GCL-Poly Energy European Warrants Sep 2011 0.250 4.38 per unit 2011/09/15 80,000,000 2011/02/02

Strike level/
28628 J P Morgan SP BV Alibaba European Warrants Jun 2011 0.150 18.200 2011/06/21 100,000,000 2011/02/02
28629 J P Morgan SP BV HKEx European Warrants Jun 2011 F 0.150 188.88 per 100 units 2011/06/23 300,000,000 2011/02/02
28639 CC Rabobank B.A. Chinares Cement European Warrants Aug 11 0.700 6.88 per unit 2011/08/30 80,000,000 2011/02/02
28636 CC Rabobank B.A. Ch Lilang European Warrants Apr 2012 0.250 12.280 2012/04/23 100,000,000 2011/02/02
28637 CC Rabobank B.A. Shun Tak European Warrants Aug 2011 0.250 6 per unit 2011/08/30 80,000,000 2011/02/02
28626 SGA Societe Generale Acceptance N.V. ICBC Eu Wt Jun 2011 B 0.240 6.28 per unit 2011/06/08 150,000,000 2011/02/02
#
25714 KBC Fin Products Int’l Ltd. Zijin Mining European Wt Jun 11 0.027 7.280 2011/06/10 380,000,000 2011/02/02
28652 BNP Paribas Arbit Issu B.V. Alibaba European Warrants Jan12 0.250 18.900 2012/01/03 100,000,000 2011/02/07
28653 BNP Paribas Arbit Issu B.V. Bank of EA European Wts Jun 12 0.290 40.000 2012/06/04 43,000,000 2011/02/07
28654 BNP Paribas Arbit Issu B.V. HKEx European Wts Apr 2012 0.170 220.10 per 100 units 2012/04/02 100,000,000 2011/02/07
28655 BNP Paribas Arbit Issu B.V. HSBC European Wts Dec 2011 0.250 108.000 2011/12/02 200,000,000 2011/02/07
28656 Deutsche Bank AG Sinopec Corp European Warrants Aug 2011 A 0.360 9.38 per unit 2011/08/08 80,000,000 2011/02/07
28657 Goldman Sachs SP (Asia) Sands China European Warrants Aug11 0.265 21.800 2011/08/22 200,000,000 2011/02/07
28658 Goldman Sachs SP (Asia) SJM Holdings European Wts Sep11 0.250 13.880 2011/09/05 200,000,000 2011/02/07
28651 Standard Chartered Bank A50 China European Warrants Feb 12 0.250 11.880 2012/02/08 100,000,000 2011/02/07
28641 SGA Societe Generale Acceptance N.V. BOCL Eu Wt Aug 2011 A 0.250 4.32 per unit 2011/08/29 200,000,000 2011/02/07
28642 SGA Societe Generale Acceptance N.V. BYD Euro Wts Aug 11A 0.270 43.880 2011/08/08 200,000,000 2011/02/07
28648 SGA Societe Generale Acceptance N.V. ChiUnicom Eu Wts Nov 11 0.150 13.000 2011/11/28 200,000,000 2011/02/07
28649 SGA Societe Generale Acceptance N.V. ChiUnicom Eu Wts Sep 12 0.210 15.000 2012/09/26 200,000,000 2011/02/07
28643 SGA Societe Generale Acceptance N.V. CCCCL Eu Wt Jun 2011 0.160 8 per unit 2011/06/13 300,000,000 2011/02/07
28644 SGA Societe Generale Acceptance N.V. CMB Euro Wts Jul 11B 0.150 20.000 2011/07/04 200,000,000 2011/02/07
28645 SGA Societe Generale Acceptance N.V. Ch Mob Eu Wt Aug 11A 0.370 78.880 2011/08/01 200,000,000 2011/02/07
28646 SGA Societe Generale Acceptance N.V. Ch Mob Eu Wt Aug 11B 0.150 93.980 2011/08/01 200,000,000 2011/02/07
28647 SGA Societe Generale Acceptance N.V. Shenhua Eu Wt Sep 11B 0.380 32.000 2011/09/19 150,000,000 2011/02/07
28650 SGA Societe Generale Acceptance N.V. JIANC Eu Wts Sep 2011 0.360 24.380 2011/09/19 200,000,000 2011/02/07
#
28240 HK Bank China Life European Warrants Jun 2011 0.074 34.380 2011/06/03 200,000,000 2011/02/07
28680 BNP Paribas Arbit Issu B.V. CLP European Warrants Oct 2011 0.630 70.000 2011/10/04 36,000,000 2011/02/08
28681 BNP Paribas Arbit Issu B.V. Hang Lung Ppt Euro Wt Sep 2011 0.250 41.000 2011/09/02 100,000,000 2011/02/08
28682 BNP Paribas Arbit Issu B.V. Li & Fung Euro Wts Oct 2011 B 0.300 62.000 2011/10/04 100,000,000 2011/02/08
28687 BNP Paribas Arbit Issu B.V. Tencent Hldg Eu Put Wt Nov2011 0.250 188 per 100 units 2011/11/14 100,000,000 2011/02/08
28683 Credit Suisse AG HSBC European Put Warrants May 2011 0.150 75.980 2011/05/23 300,000,000 2011/02/08
28684 Credit Suisse AG Yanzhou Coal European Warrants May 2011 0.150 25.400 2011/05/31 300,000,000 2011/02/08
28663 Citigroup Global Mkt H Inc. RUSAL European Wts Sep 2011 0.250 13.680 2011/09/26 80,000,000 2011/02/08
28676 Goldman Sachs SP (Asia) China Mobile Euro Wts Sep 2011 0.530 80.000 2011/09/05 200,000,000 2011/02/08
28677 Goldman Sachs SP (Asia) China Mobile Euro Wts Oct 2011 0.280 91.000 2011/10/03 200,000,000 2011/02/08
28673 Goldman Sachs SP (Asia) China Life Euro Wts Aug 2011 0.250 30.800 2011/08/22 200,000,000 2011/02/08
28674 Goldman Sachs SP (Asia) China Life Euro Wts Sep 2011 A 0.250 32.800 2011/09/26 200,000,000 2011/02/08
28675 Goldman Sachs SP (Asia) China Life Euro Wts Oct 2011 0.150 34.880 2011/10/03 200,000,000 2011/02/08
28685 Goldman Sachs SP (Asia) HSI European Put Wts Aug 2011 D 0.295 24,200 per 8,000 units 2011/08/30 200,000,000 2011/02/08
28671 J P Morgan SP BV China Life European Warrants May 2011 B 0.150 32.880 2011/05/30 300,000,000 2011/02/08
28672 J P Morgan SP BV China Life European Warrants Aug 2011 A 0.250 30.000 2011/08/08 300,000,000 2011/02/08
28678 KBC Fin Products Int’l Ltd. Cheung Kong Eur Wts Jun 2011 B 0.550 140.980 2011/06/01 108,000,000 2011/02/08

Strike level/
28679 KBC Fin Products Int’l Ltd. Cheung Kong Eur Wts Jan 2012 0.250 126.28 per 100 units 2012/01/26 108,000,000 2011/02/08
28664 Macquarie Bank Ltd. China Unicom European Wts Sep 2012 0.210 15.000 2012/09/26 200,000,000 2011/02/08
28665 Macquarie Bank Ltd. Henganintl European Warrants Jun 2011 0.151 72.880 2011/06/27 150,000,000 2011/02/08
28666 CC Rabobank B.A. China Overseas European Warrants Oct 2011 0.190 15.400 2011/10/03 100,000,000 2011/02/08
28670 CC Rabobank B.A. Galaxy Ent European Warrants Aug 2011 0.250 13.100 2011/08/15 100,000,000 2011/02/08
28667 CC Rabobank B.A. Greatwall Motor European Wts Oct 2011 0.250 13.500 2011/10/10 80,000,000 2011/02/08
28668 CC Rabobank B.A. Sinofert European Warrants Aug 2011 0.450 4.95 per unit 2011/08/16 100,000,000 2011/02/08
28669 CC Rabobank B.A. Tsingtao Brew European Warrants Aug 2011 0.380 42.800 2011/08/08 100,000,000 2011/02/08
28686 RB of Scotland N.V. CHALCO European Warrants Sep 2011 0.489 8.88 per unit 2011/09/05 100,000,000 2011/02/08
10066 RB of Scotland N.V. DJIA European Put Warrants Sep 2011 B 0.251 11,400 per 30,000 units 2011/09/16 100,000,000 2011/02/08
28660 Standard Chartered Bank CHALCO European Warrants Nov 2011 0.180 6.890 2011/11/21 100,000,000 2011/02/08
28661 Standard Chartered Bank China Life European Wts Sep 2011 B 0.250 32.880 2011/09/05 100,000,000 2011/02/08
28662 Standard Chartered Bank China Life European Wts Feb 2013 0.250 42.380 2013/02/28 100,000,000 2011/02/08
28659 SGA Societe Generale Acceptance N.V. Dongfeng Eu Wt Jul 11 0.170 15.000 2011/07/04 200,000,000 2011/02/08
10068 Credit Suisse AG Apple European Warrants Jul 2011 1.000 388 per 100 units 2011/07/11 100,000,000 2011/02/09
10067 Credit Suisse AG Google European Warrants Jul 2011 1.700 668 per 100 units 2011/07/25 100,000,000 2011/02/09
28689 Goldman Sachs SP (Asia) CC Bank European Wts Sep 2011 0.385 7.68 per unit 2011/09/12 200,000,000 2011/02/09
28688 Goldman Sachs SP (Asia) CC Bank European Wts Aug 2011 B 0.535 7 per unit 2011/08/15 200,000,000 2011/02/09
28692 HK Bank China Overseas European Warrants Mar 2012 0.250 16.280 2012/03/16 80,000,000 2011/02/09
28694 HK Bank China Tel European Warrants Aug 2011 0.250 5.38 per unit 2011/08/09 80,000,000 2011/02/09
28695 HK Bank China Unicom European Warrants Jun 2012 0.250 13.880 2012/06/29 120,000,000 2011/02/09
28691 HK Bank C Transmission European Warrants Sep 2011 0.770 14 per unit 2011/09/16 80,000,000 2011/02/09
28693 HK Bank CPIC European Warrants Sep 2011 0.250 34.380 2011/09/29 120,000,000 2011/02/09
28697 HK Bank HSI European Warrants Sep 2011 0.250 23,800 per 9,000 units 2011/09/29 300,000,000 2011/02/09
28696 HK Bank Tencent European Put Warrants Aug 2011 0.180 188.88 per 100 units 2011/08/22 120,000,000 2011/02/09
28707 J P Morgan SP BV China Life European Warrants Aug 2011 B 0.250 31.000 2011/08/09 300,000,000 2011/02/09
28704 KBC Fin Products Int’l Ltd. China Life Euro Wts Jul 2011 B 0.150 31.800 2011/07/04 198,000,000 2011/02/09
28705 KBC Fin Products Int’l Ltd. China Life Euro Wts Aug 2011A 0.250 29.980 2011/08/09 198,000,000 2011/02/09
28702 KBC Fin Products Int’l Ltd. China Life Euro Wts Sep 2011A 0.300 28.880 2011/09/09 158,000,000 2011/02/09
28706 KBC Fin Products Int’l Ltd. China Life Eur Put Wt Sep2011C 0.250 28.680 2011/09/01 108,000,000 2011/02/09
28703 KBC Fin Products Int’l Ltd. Sinopec Euro Wts May 2011 C 0.150 9.89 per unit 2011/05/12 128,000,000 2011/02/09
28708 RB of Scotland N.V. HSI European Put Warrants May 2011 0.154 23,000 per 8,000 units 2011/05/30 250,000,000 2011/02/09
28690 Standard Chartered Bank China Life European Wts Jul 2011 C 0.150 33.880 2011/07/25 100,000,000 2011/02/09
28698 UBS AG CNOOC European Warrants Jun 2011 E 0.150 16.600 2011/06/20 300,000,000 2011/02/09
28699 UBS AG Sinopec Corp European Warrants Aug 2011 A 0.250 10.88 per unit 2011/08/15 100,000,000 2011/02/09
28700 UBS AG Dongfeng Motor European Warrants Jun 2011 0.150 15.880 2011/06/20 100,000,000 2011/02/09
28701 UBS AG Shimao Ppt European Warrants Nov 2011 0.150 14.280 2011/11/28 100,000,000 2011/02/09
28735 BNP Paribas Arbit Issu B.V. Anhui Conch European Wts Sep11 0.300 40.280 2011/09/05 80,000,000 2011/02/10
28736 BNP Paribas Arbit Issu B.V. China Unicom European Wt Dec11 0.150 13.020 2011/12/05 100,000,000 2011/02/10
28744 Credit Suisse AG CNOOC European Warrants May 2011 0.150 16.900 2011/05/16 300,000,000 2011/02/10
28748 Credit Suisse AG Sinopec Corp European Warrants May 2011 C 0.250 9.89 per unit 2011/05/23 300,000,000 2011/02/10
28745 Credit Suisse AG PetroChina European Warrants May 2011 A 0.350 12.10 per unit 2011/05/11 300,000,000 2011/02/10
28746 Credit Suisse AG PetroChina European Warrants May 2011 B 0.250 12.90 per unit 2011/05/16 300,000,000 2011/02/10

Strike level/
28747 Credit Suisse AG PetroChina European Warrants Jul 2011 0.500 12.52 per unit 2011/07/25 300,000,000 2011/02/10
28731 Citigroup Global Mkt H Inc. Angang Steel European Wt Jun12 0.250 12.880 2012/06/04 80,000,000 2011/02/10
28734 Citigroup Global Mkt H Inc. Ch Overseas Euro Wts Oct 2011 0.150 15.380 2011/10/10 80,000,000 2011/02/10
28733 Citigroup Global Mkt H Inc. Sinopec Corp Euro Wts Aug 2011 0.500 9.28 per unit 2011/08/01 80,000,000 2011/02/10
28749 Citigroup Global Mkt H Inc. R&F Ppt European Wts Nov 2011 0.150 15.380 2011/11/25 80,000,000 2011/02/10
28750 Citigroup Global Mkt H Inc. Sino Land European Wts Aug11 0.150 16.880 2011/08/25 80,000,000 2011/02/10
28720 Bank of East Asia BOCHK European Put Warrants Dec 2011 0.250 22.388 2011/12/23 68,000,000 2011/02/10
28719 Bank of East Asia ChiUnicom European Warrants Mar 2012 0.250 13.762 2012/03/23 110,000,000 2011/02/10
28717 Bank of East Asia CITIC Pacific European Warrants Dec 2011 0.250 25.267 2011/12/23 60,000,000 2011/02/10
28718 Bank of East Asia Tencent Holdings European Warrants Dec11 0.250 227.007 per 100 units 2011/12/23 67,000,000 2011/02/10
28737 Goldman Sachs SP (Asia) BEA European Warrants Aug 2011 0.255 36.880 2011/08/22 200,000,000 2011/02/10
28740 Goldman Sachs SP (Asia) Hunan Nonferrous European Wt Aug11 0.430 3.38 per unit 2011/08/22 200,000,000 2011/02/10
28738 Goldman Sachs SP (Asia) HSBC European Warrants Aug 2011 A 0.465 89.880 2011/08/15 200,000,000 2011/02/10
28739 Goldman Sachs SP (Asia) HSBC European Warrants Aug 2011 B 0.330 94.880 2011/08/15 200,000,000 2011/02/10
28741 Goldman Sachs SP (Asia) Wharf European Warrants Jun 2011 0.285 63.880 2011/06/07 200,000,000 2011/02/10
28711 HK Bank China Life European Warrants Jun 2011 B 0.150 32.380 2011/06/23 400,000,000 2011/02/10
28712 HK Bank China Mobile European Warrants Jun 2011 B 0.240 82.380 2011/06/23 300,000,000 2011/02/10
28713 HK Bank Sinopec Corp European Warrants Aug 2011 0.250 10.28 per unit 2011/08/10 300,000,000 2011/02/10
28709 Merrill Lynch Int’l & Co. C.V. Hutchison Euro Wts Oct 2012 0.151 108.90 per 100 units 2012/10/15 100,000,000 2011/02/10
28710 Merrill Lynch Int’l & Co. C.V. Hutchison Euro Wts Aug 2013 0.250 91.99 per 100 units 2013/08/05 100,000,000 2011/02/10
28715 CC Rabobank B.A. Chi East Air European Warrants Sep 2011 A 0.400 4.28 per unit 2011/09/29 100,000,000 2011/02/10
28732 CC Rabobank B.A. CM Bank European Warrants Sep 2011 0.150 21.180 2011/09/12 100,000,000 2011/02/10
28716 CC Rabobank B.A. Guangshen Rail European Warrants Aug 2011 0.250 3.88 per unit 2011/08/30 100,000,000 2011/02/10
28714 CC Rabobank B.A. Ch Rongsheng European Warrants Apr 2012 0.150 8.880 2012/04/23 100,000,000 2011/02/10
10071 RB of Scotland N.V. Platinum European Warrants Jan 2014 1.404 0.001 per 10,000 units 2014/01/17 50,000,000 2011/02/10
10072 RB of Scotland N.V. Silver European Warrants Jan 2014 2.179 0.001 per 100 units 2014/01/17 50,000,000 2011/02/10
28751 Standard Chartered Bank HKEx European Warrants Jul 2011 0.150 188.90 per 100 units 2011/07/11 100,000,000 2011/02/10
10069 SGA Societe Generale Acceptance N.V. Apple Euro Wt Aug11 2.350 358 per 100 units 2011/08/15 50,000,000 2011/02/10
28721 SGA Societe Generale Acceptance N.V. BOCom Eur Wt Jul 11B 0.240 8.80 per unit 2011/07/27 50,000,000 2011/02/10
28725 SGA Societe Generale Acceptance N.V China EB Ltd Eu Wt Sep11 0.150 19.000 2011/09/19 200,000,000 2011/02/10
28726 SGA Societe Generale Acceptance N.V C Transmiss Eu Wt Dec 11 0.250 12.180 2011/12/21 100,000,000 2011/02/10
28724 SGA Societe Generale Acceptance N.V. CITBK Euro Wt Aug 11 0.400 5.38 per unit 2011/08/10 80,000,000 2011/02/10
28727 SGA Societe Generale Acceptance N.V. Ch Mob Eu Wt Aug 11C 0.150 88.880 2011/08/01 200,000,000 2011/02/10
28728 SGA Societe Generale Acceptance N.V. Ch Mob Eu Wt Aug 11D 0.380 80.880 2011/08/29 200,000,000 2011/02/10
28729 SGA Societe Generale Acceptance N.V. CP&CC Eur Wt Aug 11B 0.400 10.18 per unit 2011/08/15 150,000,000 2011/02/10
28722 SGA Societe Generale Acceptance N.V. CPAir Eur Wt Aug 2011 0.250 20.080 2011/08/10 80,000,000 2011/02/10
28723 SGA Societe Generale Acceptance N.V. CPAir Eur Wt Dec 2011 0.250 22.980 2011/12/21 80,000,000 2011/02/10
10070 SGA Societe Generale Acceptance N.V. Google Euro Wt Aug11 3.480 638 per 100 units 2011/08/15 25,000,000 2011/02/10
28730 SGA Societe Generale Acceptance N.V. Lenovo Eur Wts Aug 11 0.500 4.88 per unit 2011/08/10 50,000,000 2011/02/10
28742 UBS AG China Life European Warrants Jul 2011 C 0.150 30.880 2011/07/25 300,000,000 2011/02/10
28743 UBS AG SJM Holdings European Warrants Jun 2011 0.150 15.000 2011/06/23 100,000,000 2011/02/10
#
25981 KBC Fin Products Int’l Ltd. HKEx European Warrants Jul 11D 0.100 193.88 per 100 units 2011/07/15 280,000,000 2011/02/10
28753 Barclays Bank plc HSI European Warrants Jul 2011 0.150 23,800 per 8,000 units 2011/07/28 150,000,000 2011/02/11

Strike level/
28754 Barclays Bank plc HSI European Warrants Aug 2011 0.250 25,000 per 8,000 units 2011/08/30 150,000,000 2011/02/11
28757 Barclays Bank plc HSI European Put Warrants Aug 2011 0.250 21,600 per 8,000 units 2011/08/30 150,000,000 2011/02/11
28752 Barclays Bank plc HSI European Warrants May 2011 D 0.170 23,500 per 8,000 units 2011/05/30 150,000,000 2011/02/11
28756 Barclays Bank plc HSI European Put Warrants May 2011 E 0.150 23,000 per 8,000 units 2011/05/30 150,000,000 2011/02/11
28759 BNP Paribas Arbit Issu B.V. HK Elec European Wts Oct11 0.260 55.000 2011/10/04 40,000,000 2011/02/11
28760 BNP Paribas Arbit Issu B.V. New World Dev Euro Wts Sep11 0.250 14.000 2011/09/02 100,000,000 2011/02/11
28767 Credit Suisse AG PetroChina European Warrants May 2011 C 0.150 13.90 per unit 2011/05/16 300,000,000 2011/02/11
28758 Goldman Sachs SP (Asia) Swrie Pacific A European Wts Aug11 0.705 138.000 2011/08/15 200,000,000 2011/02/11
28761 HK Bank Minsheng Bank European Warrants Jul 2011 0.250 7.38 per unit 2011/07/18 120,000,000 2011/02/11
28762 HK Bank PetroChina European Warrants Jul 2011 0.570 12.50 per unit 2011/07/25 120,000,000 2011/02/11
28763 HK Bank PetroChina European Warrants Sep 2011 0.250 13.88 per unit 2011/09/16 120,000,000 2011/02/11
28755 SGA Societe Generale Acceptance N.V. Tencent Eu Wt Nov 11 0.190 238.88 per 100 units 2011/11/21 200,000,000 2011/02/11
28764 UBS AG CM Bank European Warrants Sep 2011 0.150 21.180 2011/09/12 100,000,000 2011/02/11
28765 UBS AG China Shenhua European Warrants Aug 2011 0.150 36.880 2011/08/01 100,000,000 2011/02/11
28766 UBS AG Ping An European Warrants Mar 2012 C 0.150 78 per 100 units 2012/03/05 500,000,000 2011/02/11
#
25751 UBS AG HSI European Warrants Apr 2011 C 0.053 24,500 per 8,000 units 2011/04/28 200,000,000 2011/02/11
28803 BNP Paribas Arbit Issu B.V. Alibaba European Wts Oct11B 0.160 19.580 2011/10/31 100,000,000 2011/02/14
28804 BNP Paribas Arbit Issu B.V. Ch Mobile Euro Wts Aug 2011 B 0.150 89.950 2011/08/02 200,000,000 2011/02/14
28805 BNP Paribas Arbit Issu B.V. Ch Mobile Euro Wts Oct 2011 B 0.260 89.000 2011/10/04 200,000,000 2011/02/14
28808 BNP Paribas Arbit Issu B.V. A50 China Euro Wts Oct 2011 0.340 15.28 per unit 2011/10/04 150,000,000 2011/02/14
28807 BNP Paribas Arbit Issu B.V. HKEx European Wts Dec 2011 0.170 200 per 100 units 2011/12/02 100,000,000 2011/02/14
28806 BNP Paribas Arbit Issu B.V. HSBC European Wts Sep 2011 C 0.300 101.000 2011/09/02 200,000,000 2011/02/14
28793 BNP Paribas Arbit Issu B.V. RUSAL European Warrants Dec 11 0.250 14.880 2011/12/07 80,000,000 2011/02/14
28777 BNP Paribas Arbit Issu B.V. Tencent Holdings Eu Wts Dec 11 0.250 233.88 per 100 units 2011/12/12 100,000,000 2011/02/14
28789 Deutsche Bank AG China Life European Warrants Jun 2011 D 0.150 31.880 2011/06/27 300,000,000 2011/02/14
28790 Deutsche Bank AG China Life European Warrants Jul 2011 0.200 30.880 2011/07/25 300,000,000 2011/02/14
28791 Deutsche Bank AG China Life European Warrants Aug 2011A 0.300 28.880 2011/08/15 300,000,000 2011/02/14
28778 HK Bank Galaxy Ent European Warrants Aug 2011 0.250 14.380 2011/08/22 80,000,000 2011/02/14
28779 HK Bank Sa Sa Int’l European Warrants Oct 2012 0.250 5.280 2012/10/19 80,000,000 2011/02/14
28802 KBC Fin Products Int’l Ltd. CNOOC Euro Put Wts Sep 2011 0.250 18.000 2011/09/01 80,000,000 2011/02/14
28801 KBC Fin Products Int’l Ltd. HSBC European Wts May 2011 G 0.150 94.000 2011/05/23 168,000,000 2011/02/14
28780 CC Rabobank B.A. AIA European Warrants Jul 2011 B 0.150 22.880 2011/07/21 200,000,000 2011/02/14
28781 CC Rabobank B.A. ChiUnicom European Warrants Sep 2012 0.200 15.000 2012/09/26 120,000,000 2011/02/14
28768 CC Rabobank B.A. China Life European Warrants Jul 2011 0.150 31.880 2011/07/18 200,000,000 2011/02/14
28769 CC Rabobank B.A. Ch Mobile European Warrants Jul 2011 A 0.350 82.000 2011/07/18 200,000,000 2011/02/14
28770 CC Rabobank B.A. Ch Mobile European Warrants Jul 2011 B 0.150 90.680 2011/07/08 200,000,000 2011/02/14
28771 CC Rabobank B.A. Sinopec Corp European Warrants Aug 2011 B 0.300 9.88 per unit 2011/08/30 120,000,000 2011/02/14
28782 CC Rabobank B.A. Geely Auto European Warrants Jun 2011 0.320 4.50 per unit 2011/06/22 120,000,000 2011/02/14
28772 CC Rabobank B.A. HKEx European Warrants Aug 2011 0.150 180 per 100 units 2011/08/08 200,000,000 2011/02/14
28783 CC Rabobank B.A. Lee & Man Paper European Warrants Sep 11A 0.300 6.88 per unit 2011/09/29 80,000,000 2011/02/14
28784 CC Rabobank B.A. MCC European Warrants Sep 2011 0.250 3.88 per unit 2011/09/29 100,000,000 2011/02/14
28792 CC Rabobank B.A. MTRC European Warrants Nov 2011 0.250 30.050 2011/11/29 100,000,000 2011/02/14
28773 CC Rabobank B.A. PetroChina European Warrants Jul 2011 0.600 12 per unit 2011/07/11 100,000,000 2011/02/14

Strike level/
28774 CC Rabobank B.A. PetroChina European Warrants Nov 2011 0.150 10.000 2011/11/21 200,000,000 2011/02/14
28785 CC Rabobank B.A. Ping An European Warrants Jun 2011 0.250 98.800 2011/06/30 100,000,000 2011/02/14
28787 CC Rabobank B.A. Sino Biopharm European Warrants Sep 2011 0.250 3.28 per unit 2011/09/29 80,000,000 2011/02/14
28786 CC Rabobank B.A. Sands China European Warrants Jul 2011 0.190 22.000 2011/07/18 120,000,000 2011/02/14
28775 CC Rabobank B.A. Tencent Holdings European Wts Sep 2011A 0.150 228.88 per 100 units 2011/09/19 200,000,000 2011/02/14
28776 CC Rabobank B.A. Tencent Holdings European Put Wts Aug 11 0.150 188.88 per 100 units 2011/08/22 200,000,000 2011/02/14
28788 CC Rabobank B.A. Wynn Macau European Warrants Jul 2011 0.160 23.000 2011/07/11 100,000,000 2011/02/14
28794 UBS AG Agricultural Bank European Warrants Jun 2011 0.200 3.88 per unit 2011/06/20 200,000,000 2011/02/14
28795 UBS AG Bank of EA European Warrants Jul 2011 0.150 38.000 2011/07/25 100,000,000 2011/02/14
28796 UBS AG Cheung Kong European Warrants Aug 2011A 0.300 154.880 2011/08/01 100,000,000 2011/02/14
28797 UBS AG China National Building European Warrants Jun 2011 0.150 22.500 2011/06/13 100,000,000 2011/02/14
28798 UBS AG KECL European Warrants Dec 2011 0.150 14.000 2011/12/12 100,000,000 2011/02/14
28799 UBS AG Sands China European Warrants Jul 2011 0.150 22.000 2011/07/18 100,000,000 2011/02/14
28800 UBS AG Wynn Macau European Warrants Jul 2011 0.150 23.000 2011/07/11 100,000,000 2011/02/14
#
24669 Goldman Sachs SP (Asia) China Life Euro Wts May 2011A 0.036 33.800 2011/05/23 300,000,000 2011/02/14
#
27896 KBC Fin Products Int’l Ltd. Sino Land European Wts Sep11 0.090 16.880 2011/09/01 120,000,000 2011/02/14
#
26509 Merrill Lynch Int’l & Co. C.V. HSI European Warrants Apr11C 0.026 24,900 per 9,000 units 2011/04/28 500,000,000 2011/02/14
28822 BNP Paribas Arbit Issu B.V. AIA European Warrants Aug 2011 0.160 22.900 2011/08/02 100,000,000 2011/02/15
28823 BNP Paribas Arbit Issu B.V. Hutchison Euro Wts Apr 2012 B 0.170 88.93 per 100 units 2012/04/03 100,000,000 2011/02/15
28824 BNP Paribas Arbit Issu B.V. Tencent Holdings Eu Wts Jul11B 0.180 208.10 per 100 units 2011/07/11 100,000,000 2011/02/15
28825 BNP Paribas Arbit Issu B.V. Tencent Holdings Eu Wts Oct 11 0.170 228.90 per 100 units 2011/10/03 100,000,000 2011/02/15
28833 Credit Suisse AG HSCEI European Put Warrants Jun 2011 C 0.150 11,950 per 5,800 units 2011/06/29 300,000,000 2011/02/15
28836 Credit Suisse AG HSI European Warrants Jun 2011A 0.150 24,200 per 8,000 units 2011/06/29 300,000,000 2011/02/15
28834 Credit Suisse AG HSI European Warrants May 2011 A 0.150 22,900 per 9,000 units 2011/05/30 300,000,000 2011/02/15
28835 Credit Suisse AG HSI European Warrants May 2011 B 0.150 23,500 per 8,000 units 2011/05/30 300,000,000 2011/02/15
28837 Credit Suisse AG HSI European Put Warrants May 2011 D 0.150 22,700 per 8,000 units 2011/05/30 300,000,000 2011/02/15
28838 Credit Suisse AG HSI European Put Warrants May 2011 E 0.150 23,500 per 8,000 units 2011/05/30 300,000,000 2011/02/15
28839 Credit Suisse AG Ping An European Warrants Aug 2011 0.500 84.900 2011/08/01 300,000,000 2011/02/15
28840 Credit Suisse AG Yanzhou Coal European Warrants Jun 2011 B 0.150 24.050 2011/06/07 300,000,000 2011/02/15
28809 Goldman Sachs SP (Asia) GCL-Poly Energy European Wts Aug11 0.355 4.28 per unit 2011/08/22 200,000,000 2011/02/15
28810 HK Bank CPIC European Warrants Dec 2011 0.250 39.000 2011/12/28 80,000,000 2011/02/15
28811 HK Bank Henganintl European Warrants Sep 2011 0.250 78.000 2011/09/20 80,000,000 2011/02/15
28826 KBC Fin Products Int’l Ltd. Agricultural Bk Eu Wt Aug 11B 0.290 3.68 per unit 2011/08/15 108,000,000 2011/02/15
28827 KBC Fin Products Int’l Ltd. BOCL European Wts Aug 2011 A 0.150 4.388 per unit 2011/08/01 158,000,000 2011/02/15
28828 KBC Fin Products Int’l Ltd. CC Bank Euro Wts Aug 2011A 0.270 7.28 per unit 2011/08/15 158,000,000 2011/02/15
28829 KBC Fin Products Int’l Ltd. ICBC European Wts Jun 2011 B 0.270 5.80 per unit 2011/06/14 158,000,000 2011/02/15
28830 KBC Fin Products Int’l Ltd. ICBC European Wts Jun 2011 C 0.150 6.288 per unit 2011/06/14 128,000,000 2011/02/15
28831 KBC Fin Products Int’l Ltd. Ping An European Wts Aug 2011B 0.390 84.880 2011/08/01 108,000,000 2011/02/15
28832 KBC Fin Products Int’l Ltd. Sino Land European Wts Oct 11 0.250 15.280 2011/10/18 88,000,000 2011/02/15
28812 Macquarie Bank Ltd. Agricultural Bk European Warrants Jul11 0.175 4.18 per unit 2011/07/22 150,000,000 2011/02/15
28813 Macquarie Bank Ltd. BYD European Warrants Aug 2011 A 0.250 45.000 2011/08/15 100,000,000 2011/02/15
28814 Macquarie Bank Ltd. China Mobile European Wts Aug 2011 0.300 80.000 2011/08/15 150,000,000 2011/02/15
28815 Macquarie Bank Ltd. Chi Resources European Warrants Aug 11 0.250 33.880 2011/08/15 100,000,000 2011/02/15

Strike level/
28818 Macquarie Bank Ltd. China Life European Wts Aug 2011 0.150 33.880 2011/08/05 300,000,000 2011/02/15
28819 Macquarie Bank Ltd. China Life European Put Wts Sep 2011 0.251 28.000 2011/09/05 300,000,000 2011/02/15
28820 Macquarie Bank Ltd. Esprit European Warrants Jun 2011 0.167 45.000 2011/06/22 350,000,000 2011/02/15
28816 Macquarie Bank Ltd. Henderson Land Dev Euro Wts Aug 2011 0.250 60.000 2011/08/30 100,000,000 2011/02/15
28821 Macquarie Bank Ltd. MTRC European Warrants Nov 2011 0.164 31.000 2011/11/02 100,000,000 2011/02/15
28817 Macquarie Bank Ltd. SHK Ppt European Warrants Oct 2011 B 0.150 140 per 100 units 2011/10/21 100,000,000 2011/02/15
#
26575 Macquarie Bank Ltd. Cheung Kong European Warrants May 2011 0.058 160.000 2011/05/12 180,000,000 2011/02/15
#
24686 BOCI Asia Ltd. China Life European Warrants Jun 2011 0.068 32.880 2011/06/27 200,000,000 2011/02/15
#
27099 HK Bank HSI European Warrants May 2011 D 0.046 24,000 per 8,800 units 2011/05/30 300,000,000 2011/02/15
#
26159 Merrill Lynch Int’l & Co. C.V. HSI European Warrants May11A 0.038 24,800 per 8,000 units 2011/05/30 300,000,000 2011/02/15
#
25690 CC Rabobank B.A. CNOOC European Warrants Jul 2011 B 0.109 17.200 2011/07/28 180,000,000 2011/02/15
28853 BNP Paribas Arbit Issu B.V. BOCL European Wts Jan 2012 0.250 4.72 per unit 2012/01/04 100,000,000 2011/02/16
28860 BNP Paribas Arbit Issu B.V. CC Bank European Put Wts Sep11 0.730 6.60 per unit 2011/09/02 100,000,000 2011/02/16
28855 BNP Paribas Arbit Issu B.V. C Transmission Euro Wts Mar 12 0.250 12.000 2012/03/02 100,000,000 2011/02/16
28854 BNP Paribas Arbit Issu B.V. Cheung Kong Euro Wt Jun 2012 0.190 125.10 per 100 units 2012/06/04 100,000,000 2011/02/16
28856 BNP Paribas Arbit Issu B.V. China Life Euro Wts Nov 2011 0.250 31.800 2011/11/02 100,000,000 2011/02/16
28870 BNP Paribas Arbit Issu B.V. A50 China Euro Put Wts Feb 12 0.170 12.020 2012/02/02 100,000,000 2011/02/16
28857 BNP Paribas Arbit Issu B.V. ICBC European Wts Oct 2011 0.400 6.28 per unit 2011/10/04 200,000,000 2011/02/16
28858 BNP Paribas Arbit Issu B.V. ICBC European Wts Dec 2011 0.260 7.28 per unit 2011/12/02 200,000,000 2011/02/16
28859 BNP Paribas Arbit Issu B.V. Ping An European Wts Oct 2011 0.490 91.000 2011/10/04 100,000,000 2011/02/16
28861 Credit Suisse AG BOC HK European Warrants Jun 2011 B 0.150 25.400 2011/06/20 200,000,000 2011/02/16
28866 Credit Suisse AG China Unicom European Put Warrants Aug 11 0.750 12.28 per unit 2011/08/22 200,000,000 2011/02/16
28862 Credit Suisse AG CM Bank European Warrants Jun 2011 0.150 20.000 2011/06/27 200,000,000 2011/02/16
28863 Credit Suisse AG ChiUnicom European Warrants Aug 2011 B 1.080 13.28 per unit 2011/08/22 200,000,000 2011/02/16
28864 Credit Suisse AG ChiUnicom European Warrants Aug 2011 C 0.700 14.38 per unit 2011/08/22 200,000,000 2011/02/16
28865 Credit Suisse AG ChiUnicom European Warrants Aug 2011 D 0.350 15.88 per unit 2011/08/22 200,000,000 2011/02/16
28867 Credit Suisse Henderson Land European Warrants May 2011 0.150 57.900 2011/05/23 200,000,000 2011/02/16
28868 Credit Suisse AG Lenovo European Warrants May 2011 0.150 5.51 per unit 2011/05/16 200,000,000 2011/02/16
28869 Credit Suisse AG Lenovo European Warrants Jul 2011 0.330 5 per unit 2011/07/18 200,000,000 2011/02/16
28874 Deutsche Bank AG China Mobile European Warrants Aug 2011 A 0.170 88.000 2011/08/22 300,000,000 2011/02/16
28872 Deutsche Bank AG CC Bank European Warrants Jul 2011 B 0.150 7.88 per unit 2011/07/18 300,000,000 2011/02/16
28873 Deutsche Bank AG China Mobile European Warrants Jun 2011 B 0.270 78.000 2011/06/27 300,000,000 2011/02/16
28875 Deutsche Bank AG HSBC European Warrants Aug 2011 0.250 102.000 2011/08/29 300,000,000 2011/02/16
28847 Merrill Lynch Int’l & Co. C.V. CNOOC Euro Put Wts Jun 11H 0.152 16.890 2011/06/07 70,000,000 2011/02/16
28841 Merrill Lynch Int’l & Co. C.V. Sinopec Euro Wts May 2011 0.260 9.49 per unit 2011/05/23 80,000,000 2011/02/16
28842 Merrill Lynch Int’l & Co. C.V. Sinopec Euro Wts Aug 2011 B 0.260 10.39 per unit 2011/08/22 80,000,000 2011/02/16
28843 Merrill Lynch Int’l & Co. C.V. Sinopec Euro Wts Dec 2011 0.260 11.39 per unit 2011/12/19 80,000,000 2011/02/16
28846 Merrill Lynch Int’l & Co. C.V. Sinopec Eu Put Wts Aug 2011 0.495 7.99 per unit 2011/08/29 50,000,000 2011/02/16
28844 Merrill Lynch Int’l & Co. C.V. PetroChina Eu Wt May 2011 B 0.155 13.89 per unit 2011/05/30 80,000,000 2011/02/16
28845 Merrill Lynch Int’l & Co. C.V. PetroChina Eu Wt Aug 2011 0.375 12.49 per unit 2011/08/08 80,000,000 2011/02/16
28848 Merrill Lynch Int’l & Co. C.V. PetroChina Eu Put Wt Dec 12 0.250 10.990 2012/12/12 60,000,000 2011/02/16
28850 CC Rabobank B.A. CNOOC European Warrants Sep 2011 0.150 19.000 2011/09/26 200,000,000 2011/02/16
28849 CC Rabobank B.A. CPIC European Warrants Jul 2011 0.220 31.880 2011/07/21 150,000,000 2011/02/16

Strike level/
28871 CC Rabobank B.A. CC Bank European Warrants Aug 2011 0.385 6.99 per unit 2011/08/16 100,000,000 2011/02/16
28851 Standard Chartered Bank BOC HK European Warrants Jul 2011 0.150 25.000 2011/07/22 100,000,000 2011/02/16
28852 Standard Chartered Bank Sinopec Corp European Wts Aug 11A 0.420 10.20 per unit 2011/08/16 100,000,000 2011/02/16
28876 UBS AG CC Bank European Warrants Jun 2011 C 0.300 6.83 per unit 2011/06/23 200,000,000 2011/02/16
28877 UBS AG China Life European Warrants Aug 2011 A 0.150 29.980 2011/08/02 300,000,000 2011/02/16
28879 UBS AG CNOOC European Warrants Aug 2011 0.250 15.880 2011/08/16 300,000,000 2011/02/16
28878 UBS AG Sinopec Corp European Warrants Jun 2011 0.300 8.68 per unit 2011/06/20 200,000,000 2011/02/16
28880 UBS AG ICBC European Warrants Jun 2011 B 0.150 6 per unit 2011/06/29 200,000,000 2011/02/16
28881 UBS AG ICBC European Warrants Jun 2011 C 0.150 6.28 per unit 2011/06/07 200,000,000 2011/02/16
#
26001 Barclays Bank plc HKEx European Warrants Oct 2011 A 0.064 208.88 per 100 units 2011/10/17 180,000,000 2011/02/16
28897 BNP Paribas Arbit Issu B.V. Ch Ship Dev European Wts Jul12 0.250 8.280 2012/07/03 100,000,000 2011/02/17
28898 BNP Paribas Arbit Issu B.V. Hysan Dev European Wts Oct11 0.360 38.000 2011/10/04 28,000,000 2011/02/17
28921 Credit Suisse AG CC Bank European Warrants Aug 2011 0.400 6.588 per unit 2011/08/22 300,000,000 2011/02/17
28916 Credit Suisse AG Cheung Kong European Warrants May 2011 0.200 138.900 2011/05/23 200,000,000 2011/02/17
28920 Credit Suisse AG Cheung Kong European Warrants Aug 2011 0.650 128.880 2011/08/22 300,000,000 2011/02/17
28901 Credit Suisse AG China Life European Warrants Aug 2011 B 0.150 29.990 2011/08/01 200,000,000 2011/02/17
28923 Credit Suisse AG CNOOC European Warrants Jun 2011 F 0.150 15.000 2011/06/27 300,000,000 2011/02/17
28922 Credit Suisse AG Sinopec Corp European Warrants May 2011 D 0.350 8.51 per unit 2011/05/23 300,000,000 2011/02/17
28924 Credit Suisse AG HKEx European Warrants Jun 2011 G 0.200 153.90 per 100 units 2011/06/27 300,000,000 2011/02/17
28919 Credit Suisse AG HSI European Put Warrants Jun 2011 E 0.150 21,500 per 7,800 units 2011/06/29 300,000,000 2011/02/17
28914 Credit Suisse AG HSI European Warrants May 2011 F 0.150 22,300 per 8,000 units 2011/05/30 300,000,000 2011/02/17
28915 Credit Suisse AG HSI European Warrants Jun 2011 B 0.150 22,600 per 8,000 units 2011/06/29 300,000,000 2011/02/17
28918 Credit Suisse AG HSI European Put Warrants May 2011 G 0.150 22,200 per 8,500 units 2011/05/30 300,000,000 2011/02/17
28925 Credit Suisse AG ICBC European Warrants Jun 2011 D 0.180 5.81 per unit 2011/06/13 300,000,000 2011/02/17
28926 Credit Suisse AG PetroChina European Warrants May 2011 D 0.350 11 per unit 2011/05/23 300,000,000 2011/02/17
28908 Deutsche Bank AG China Life European Warrants Aug 2011 B 0.280 27.000 2011/08/22 300,000,000 2011/02/17
28909 Deutsche Bank AG China Mobile European Warrants Aug 2011 B 0.400 73.000 2011/08/22 300,000,000 2011/02/17
28910 Deutsche Bank AG Sinopec Corp European Warrants Aug 2011 B 0.660 8 per unit 2011/08/22 100,000,000 2011/02/17
28911 Deutsche Bank AG Hutchison European Warrants Jul 2011 B 0.550 98.880 2011/07/11 150,000,000 2011/02/17
28912 Deutsche Bank AG PetroChina European Warrants Aug 2011 A 0.710 10.50 per unit 2011/08/22 100,000,000 2011/02/17
28890 Goldman Sachs SP (Asia) China Unicom European Wts Aug 2011 0.820 14.80 per unit 2011/08/22 200,000,000 2011/02/17
28889 Goldman Sachs SP (Asia) China Life Euro Wts Sep 2011 B 0.285 28.800 2011/09/05 200,000,000 2011/02/17
28903 Goldman Sachs SP (Asia) A50 China European Wts Jun 2011 B 0.150 11.880 2011/06/07 200,000,000 2011/02/17
28904 Goldman Sachs SP (Asia) A50 China European Wts Aug 2011 0.785 14.20 per unit 2011/08/22 200,000,000 2011/02/17
28905 J P Morgan SP BV China Life European Warrants Aug 2011 C 0.250 29.000 2011/08/17 300,000,000 2011/02/17
28906 RB of Scotland N.V. China Life European Wts Aug 2011 B 0.178 29.988 2011/08/01 200,000,000 2011/02/17
28907 RB of Scotland N.V. HSI European Warrants Aug 2011 0.153 23,500 per 8,000 units 2011/08/30 250,000,000 2011/02/17
28902 Standard Chartered Bank AIA European Warrants Oct 2011 0.250 22.880 2011/10/10 100,000,000 2011/02/17
28899 Standard Chartered Bank China Life European Wts Aug 2011 B 0.300 28.280 2011/08/22 100,000,000 2011/02/17
28900 Standard Chartered Bank PetroChina European Warrants Oct12 0.150 11.020 2012/10/19 100,000,000 2011/02/17
28893 SGA Societe Generale Acceptance N.V. CLife Eu Wt Jul 2011C 0.150 30.880 2011/07/25 300,000,000 2011/02/17
28894 SGA Societe Generale Acceptance N.V. CLife Eu Wt Aug 2011B 0.250 29.680 2011/08/17 300,000,000 2011/02/17
28896 SGA Societe Generale Acceptance N.V. HSBC Eu Wt May 2011 G 0.310 92.800 2011/05/23 300,000,000 2011/02/17

Strike level/
28891 SGA Societe Generale Acceptance N.V. HSI Eur Wt Jun 2011 F 0.150 23,000 per 8,500 units 2011/06/29 300,000,000 2011/02/17
28892 SGA Societe Generale Acceptance N.V. HSI Eur Wt Jul 2011 C 0.150 23,600 per 8,000 units 2011/07/28 300,000,000 2011/02/17
28895 SGA Societe Generale Acceptance N.V. HSI Eu Put Wt Jun 11G 0.150 22,400 per 8,500 units 2011/06/29 300,000,000 2011/02/17
28885 UBS AG BOCL European Warrants Aug 2011 0.250 4 per unit 2011/08/22 200,000,000 2011/02/17
28886 UBS AG Henderson Land European Warrants Aug 2011 0.250 52.880 2011/08/22 100,000,000 2011/02/17
28883 UBS AG HSI European Warrants Aug 2011A 0.150 24,300 per 8,000 units 2011/08/30 300,000,000 2011/02/17
28882 UBS AG HSI European Warrants Jun 2011 D 0.150 23,000 per 8,500 units 2011/06/29 300,000,000 2011/02/17
28913 UBS AG HSI European Warrants Jun 2011 E 0.150 22,500 per 8,000 units 2011/06/29 300,000,000 2011/02/17
28884 UBS AG HSI European Put Warrants May 2011 K 0.150 22,800 per 8,000 units 2011/05/30 300,000,000 2011/02/17
28917 UBS AG HSI European Put Warrants Jun 2011 G 0.150 22,000 per 8,000 units 2011/06/29 300,000,000 2011/02/17
28888 UBS AG Hutchison European Warrants Mar 2012 B 0.150 88.88 per 100 units 2012/03/21 500,000,000 2011/02/17
28887 UBS AG PetroChina European Warrants Jun 2011 B 0.300 11.68 per unit 2011/06/27 100,000,000 2011/02/17
28949 BOCI Asia Ltd. China Mobile European Put Warrants Aug 2011 0.250 64.000 2011/08/22 100,000,000 2011/02/18
28947 BOCI Asia Ltd. CC Bank European Put Warrants Jul 2011 0.305 6.18 per unit 2011/07/04 100,000,000 2011/02/18
28948 BOCI Asia Ltd. China Life European Put Warrants Oct 2011 0.250 27.500 2011/10/03 100,000,000 2011/02/18
28968 BNP Paribas Arbit Issu B.V. HSI European Wts Aug 2011 0.150 23,400 per 8,000 units 2011/08/30 200,000,000 2011/02/18
28969 BNP Paribas Arbit Issu B.V. HSI Euro Put Wts Jul 2011 0.170 22,600 per 8,000 units 2011/07/28 200,000,000 2011/02/18
28970 BNP Paribas Arbit Issu B.V. HSI Euro Put Wts Aug 2011 0.310 24,000 per 8,000 units 2011/08/30 200,000,000 2011/02/18
28927 Credit Suisse AG HSI European Warrants Jun 2011 C 0.160 21,900 per 8,000 units 2011/06/29 300,000,000 2011/02/18
28964 Citigroup Global Mkt H Inc. BYD European Warrants Aug 2011 0.150 43.880 2011/08/01 80,000,000 2011/02/18
28937 Citigroup Global Mkt H Inc. China Shenhua Eur Wts Jun 11B 0.150 33.000 2011/06/13 80,000,000 2011/02/18
28965 Deutsche Bank AG HKEx European Put Warrants Jun 2011 0.150 165 per 100 units 2011/06/27 150,000,000 2011/02/18
28957 Deutsche Bank AG HKEx European Warrants Jul 2011 C 0.150 167.38 per 100 units 2011/07/05 200,000,000 2011/02/18
28966 Deutsche Bank AG Hutchison European Warrants Jul 2011 C 0.500 108.880 2011/07/18 150,000,000 2011/02/18
28967 Deutsche Bank AG PetroChina European Warrants Jul 2011 0.420 12.10 per unit 2011/07/18 150,000,000 2011/02/18
28938 Goldman Sachs SP (Asia) CC Bank European Wts Jun 2011 0.405 6.828 per unit 2011/06/27 200,000,000 2011/02/18
28939 Goldman Sachs SP (Asia) China Mobile Euro Wts Jun 2011 C 0.225 78.000 2011/06/27 200,000,000 2011/02/18
28940 Goldman Sachs SP (Asia) CPIC European Warrants Aug 2011 0.250 32.800 2011/08/22 200,000,000 2011/02/18
28941 Goldman Sachs SP (Asia) Li & Fung European Warrants Jun 11 0.280 49.950 2011/06/30 200,000,000 2011/02/18
10073 Goldman Sachs SP (Asia) N225 Index Euro Wts Sep 2011 0.250 11,000 per 400 units 2011/09/09 100,000,000 2011/02/18
10074 Goldman Sachs SP (Asia) N225 Index Euro Wts Dec 2011 0.250 12,000 per 350 units 2011/12/09 100,000,000 2011/02/18
10075 Goldman Sachs SP (Asia) N225 Index Euro Put Wts Sep 2011 0.250 10,000 per 350 units 2011/09/09 100,000,000 2011/02/18
10076 Goldman Sachs SP (Asia) N225 Index Euro Put Wts Dec 2011 0.250 9,000 per 300 units 2011/12/09 100,000,000 2011/02/18
28978 Goldman Sachs SP (Asia) Ping An European Warrants Sep 2011 0.830 80.000 2011/09/19 200,000,000 2011/02/18
28958 HK Bank BOCL European Warrants Aug 2011 0.150 4.32 per unit 2011/08/22 100,000,000 2011/02/18
28959 HK Bank BYD European Warrants Sep 2011 0.250 42.280 2011/09/23 100,000,000 2011/02/18
28960 HK Bank China Life European Warrants Aug 2011 B 0.180 30.000 2011/08/08 300,000,000 2011/02/18
28961 HK Bank China Life European Put Warrants Oct 2011 0.250 27.000 2011/10/25 120,000,000 2011/02/18
28962 HK Bank Henderson Land Dev European Warrants Sep 2011 0.250 58.000 2011/09/15 80,000,000 2011/02/18
28933 HK Bank HSI European Put Warrants Aug 2011 0.250 22,800 per 10,000 units 2011/08/30 200,000,000 2011/02/18
28934 HK Bank HSI European Put Warrants Sep 2011 0.250 21,800 per 9,000 units 2011/09/29 200,000,000 2011/02/18
28935 HK Bank HSI European Put Warrants Oct 2011 0.250 20,800 per 8,500 units 2011/10/28 200,000,000 2011/02/18
28936 HK Bank HSI European Put Warrants Mar 2012 0.250 19,800 per 9,000 units 2012/03/29 200,000,000 2011/02/18

Strike level/
28963 HK Bank Sinopharm European Warrants Oct 2011 0.250 32.000 2011/10/20 80,000,000 2011/02/18
28950 J P Morgan SP BV BOCL European Warrants Aug 2011 A 0.250 3.88 per unit 2011/08/18 200,000,000 2011/02/18
28951 J P Morgan SP BV Ch Overseas European Warrants Oct 2011 0.150 15.400 2011/10/03 200,000,000 2011/02/18
28952 J P Morgan SP BV Sinopec Corp European Warrants Jul 2011 B 0.300 8.88 per unit 2011/07/22 100,000,000 2011/02/18
28953 J P Morgan SP BV Fushan Energy European Warrants Jun 2011B 0.150 6 per unit 2011/06/16 80,000,000 2011/02/18
28955 J P Morgan SP BV HKEx European Warrants Sep 2011 B 0.150 172 per 100 units 2011/09/26 300,000,000 2011/02/18
28954 J P Morgan SP BV Hang Lung Ppt European Warrants Aug 2011 0.250 33.880 2011/08/18 100,000,000 2011/02/18
28956 J P Morgan SP BV Yanzhou Coal European Warrants Oct 2011 0.250 25.000 2011/10/31 100,000,000 2011/02/18
28976 KBC Fin Products Int’l Ltd. BOCL Euro Put Wts Sep 2011 0.410 3.88 per unit 2011/09/01 108,000,000 2011/02/18
28975 KBC Fin Products Int’l Ltd. BOCL European Wts Aug 2011 B 0.250 3.98 per unit 2011/08/18 158,000,000 2011/02/18
28977 KBC Fin Products Int’l Ltd. CC Bank Euro Wts Aug 2011 B 0.360 6.618 per unit 2011/08/18 138,000,000 2011/02/18
28974 KBC Fin Products Int’l Ltd. CMB European Warrants Dec 2011 0.150 20.680 2011/12/01 108,000,000 2011/02/18
28971 Macquarie Bank Ltd. Cheung Kong European Warrants May 11B 0.270 138.880 2011/05/27 250,000,000 2011/02/18
28943 Macquarie Bank Ltd. Lenovo European Warrants Aug 2011 0.253 5.50 per unit 2011/08/18 100,000,000 2011/02/18
28944 Macquarie Bank Ltd. Maanshan Iron European Wts Aug 2011 0.306 5 per unit 2011/08/18 88,000,000 2011/02/18
28942 Macquarie Bank Ltd. Shimao Ppt European Warrants Dec 2011 0.150 12.500 2011/12/14 150,000,000 2011/02/18
28946 Standard Chartered Bank A50 China European Put Wts May12 0.250 12.800 2012/05/28 100,000,000 2011/02/18
28945 Standard Chartered Bank ICBC European Warrants Aug 2011 B 0.250 5.88 per unit 2011/08/18 100,000,000 2011/02/18
28929 SGA Societe Generale Acceptance N.V. CCB Eur Wt Aug 2011A 0.460 6.68 per unit 2011/08/22 200,000,000 2011/02/18
28928 SGA Societe Generale Acceptance N.V. CCB Eur Wt Jul 2011 B 0.320 6.99 per unit 2011/07/27 200,000,000 2011/02/18
28930 SGA Societe Generale Acceptance N.V. Ch Mob Eu Wt Jun 11C 0.210 78.000 2011/06/27 200,000,000 2011/02/18
28931 SGA Societe Generale Acceptance N.V. Ch Mob Eu Wt Aug 11E 0.410 74.500 2011/08/22 200,000,000 2011/02/18
28932 SGA Societe Generale Acceptance N.V. ICBC Eu Wt Jun 2011 C 0.250 5.80 per unit 2011/06/15 200,000,000 2011/02/18
28972 UBS AG Cheung Kong European Warrants Aug 2011 B 0.250 130.880 2011/08/22 100,000,000 2011/02/18
28973 UBS AG HSBC European Warrants Sep 2011 C 0.250 95.880 2011/09/05 200,000,000 2011/02/18
#
10039 Deutsche Bank AG Nikkei 225 Index Euro Put Wts Sep 2011 0.174 10,500 per 400 units 2011/09/09 100,000,000 2011/02/18
29026 Deutsche Bank AG BOCL European Warrants Aug 2011 A 0.250 4 per unit 2011/08/22 100,000,000 2011/02/21
28987 Goldman Sachs SP (Asia) Yurun Food European Warrants Sep11 0.295 26.000 2011/09/05 200,000,000 2011/02/21
29028 KBC Fin Products Int’l Ltd. Henderson Land Dev Eu Wt Sep11A 0.360 51.800 2011/09/01 58,000,000 2011/02/21
29032 KBC Fin Products Int’l Ltd. Henderson Land Eu Put Wt Sep11 0.420 48.000 2011/09/15 58,000,000 2011/02/21
29029 KBC Fin Products Int’l Ltd. Ping An Euro Put Wts Aug 2011 0.330 68.880 2011/08/22 68,000,000 2011/02/21
29025 Macquarie Bank Ltd. China Tel European Warrants Jul 2011 0.173 5.28 per unit 2011/07/18 200,000,000 2011/02/21
28985 Macquarie Bank Ltd. HSI European Warrants Aug 2011 0.150 23,400 per 8,000 units 2011/08/30 200,000,000 2011/02/21
28986 Macquarie Bank Ltd. HSI European Put Warrants Jun 2011 0.150 22,000 per 8,000 units 2011/06/29 200,000,000 2011/02/21
28984 Merrill Lynch Int’l & Co. C.V. China Life Eu Wt Jul 2011 0.158 31.790 2011/07/04 80,000,000 2011/02/21
28981 Merrill Lynch Int’l & Co. C.V. HKEx Euro Wts Aug 2012 0.250 193.99 per 100 units 2012/08/13 80,000,000 2011/02/21
28983 Merrill Lynch Int’l & Co. C.V. HKEx Eur Put Wts Dec 2011 0.285 179.99 per 100 units 2011/12/19 80,000,000 2011/02/21
28982 Merrill Lynch Int’l & Co. C.V. HKEx Eur Put Wts Apr 2012 0.250 159.99 per 100 units 2012/04/13 80,000,000 2011/02/21
28980 Merrill Lynch Int’l & Co. C.V. HKEx Euro Wts Sep 2011 B 0.150 171.99 per 100 units 2011/09/28 80,000,000 2011/02/21
28979 Merrill Lynch Int’l & Co. C.V. HKEx Euro Wts Dec 2011 B 0.153 179.99 per 100 units 2011/12/05 80,000,000 2011/02/21

Strike level/
29016 Nomura Int’l plc Alibaba European Warrants Jun 2011 0.150 18.180 2011/06/30 100,000,000 2011/02/21
29007 Nomura Int’l plc Angang Steel European Warrants Aug 2011 0.150 11.880 2011/08/22 100,000,000 2011/02/21
29013 Nomura Int’l plc BYD European Warrants Jun 2011 0.150 45.048 2011/06/30 100,000,000 2011/02/21
29009 Nomura Int’l plc Ch Overseas European Warrants Dec 2011 0.150 16.018 2011/12/30 100,000,000 2011/02/21
29017 Nomura Int’l plc China COSCO European Warrants Sep 2011 0.150 8.490 2011/09/05 100,000,000 2011/02/21
29018 Nomura Int’l plc China Life European Warrants Jul 2011 C 0.150 30.888 2011/07/29 100,000,000 2011/02/21
29019 Nomura Int’l plc China Life European Warrants Aug 2011 0.150 32.838 2011/08/31 100,000,000 2011/02/21
29014 Nomura Int’l plc Chinares Cement European Warrants Aug 11A 0.650 6.28 per unit 2011/08/22 60,000,000 2011/02/21
29015 Nomura Int’l plc Chinares Cement European Warrants Aug 11B 0.490 6.88 per unit 2011/08/22 60,000,000 2011/02/21
29020 Nomura Int’l plc GCL-Poly Energy European Warrants Aug 11 0.250 4.30 per unit 2011/08/22 100,000,000 2011/02/21
29003 Nomura Int’l plc Henderson Land Dev European Warrants Aug11 0.250 56.780 2011/08/31 100,000,000 2011/02/21
29004 Nomura Int’l plc Hutchison European Warrants Oct 2012 0.150 108.88 per 100 units 2012/10/15 200,000,000 2011/02/21
29008 Nomura Int’l plc JIANC European Warrants Jun 2011 0.150 27.680 2011/06/30 100,000,000 2011/02/21
29006 Nomura Int’l plc Realgold MiningEuropean Warrants Aug 2011 0.220 13.280 2011/08/23 100,000,000 2011/02/21
29010 Nomura Int’l plc Sinopharm European Warrants Jul 2011 0.151 33.000 2011/07/21 80,000,000 2011/02/21
29005 Nomura Int’l plc Sino Land European Warrants Nov 2011 0.150 16.018 2011/11/09 100,000,000 2011/02/21
29021 Nomura Int’l plc United Lab European Warrants Aug 2011 0.251 14.280 2011/08/31 100,000,000 2011/02/21
29022 Nomura Int’l plc United Lab European Warrants Dec 2011 0.267 16.880 2011/12/30 100,000,000 2011/02/21
29011 Nomura Int’l plc Yanzhou Coal European Warrants Jun 2011 0.151 24.480 2011/06/13 100,000,000 2011/02/21
29012 Nomura Int’l plc Yanzhou Coal European Warrants Oct 2011 0.180 28.000 2011/10/26 100,000,000 2011/02/21
28989 CC Rabobank B.A. Ch Mobile European Warrants Aug 2011 0.400 73.880 2011/08/30 150,000,000 2011/02/21
28990 CC Rabobank B.A. Ch Mobile European Put Wts Jul 2011 0.350 70.000 2011/07/04 150,000,000 2011/02/21
28991 CC Rabobank B.A. China Tel European Warrants Aug 2011 0.270 5 per unit 2011/08/22 100,000,000 2011/02/21
28992 CC Rabobank B.A. ChiUnicom European Warrants Mar 2012 0.220 13.780 2012/03/16 150,000,000 2011/02/21
28988 CC Rabobank B.A. Cheung Kong European Warrants May 2011 0.190 140.980 2011/05/31 150,000,000 2011/02/21
28993 CC Rabobank B.A. HKEx European Put Warrants Oct 2011 0.150 146.88 per 100 units 2011/10/24 200,000,000 2011/02/21
28994 CC Rabobank B.A. HSBC European Put Warrants Jul 2011 0.220 76.880 2011/07/22 150,000,000 2011/02/21
28995 CC Rabobank B.A. Hutchison European Warrants Aug 2011 0.750 98.880 2011/08/30 150,000,000 2011/02/21
28996 CC Rabobank B.A. Hutchison European Put Warrants Jul 2011 0.760 85.000 2011/07/26 150,000,000 2011/02/21
28997 CC Rabobank B.A. Ping An European Warrants Aug 2011 0.480 86.000 2011/08/01 150,000,000 2011/02/21
28998 SGA Societe Generale Acceptance N.V. Belle Int’l Eu Wt Dec11 0.250 12.800 2011/12/21 200,000,000 2011/02/21
29027 SGA Societe Generale Acceptance N.V Ch Overseas Eu Wt Nov 11 0.250 13.500 2011/11/28 200,000,000 2011/02/21
28999 SGA Societe Generale Acceptance NV Minsheng Bk Eu Wt Aug 11 0.250 6.88 per unit 2011/08/22 120,000,000 2011/02/21
29000 SGA Societe Generale Acceptance N.V. CNOOC Eu Wt Aug 2011A 0.150 18.000 2011/08/24 500,000,000 2011/02/21
29001 SGA Societe Generale Acceptance N.V. CNOOC Eu Wt Aug 2011B 0.250 15.880 2011/08/29 500,000,000 2011/02/21
29002 SGA Societe Generale Acceptance N.V. ICBC Eu Wt Aug 2011A 0.160 6.80 per unit 2011/08/01 200,000,000 2011/02/21
29030 UBS AG Agricultural Bank European Warrants Jul 2011 B 0.150 4.18 per unit 2011/07/22 200,000,000 2011/02/21
29023 UBS AG China Life European Warrants Aug 2011 B 0.150 28.880 2011/08/08 300,000,000 2011/02/21
29024 UBS AG HS Bank European Warrants Jun 2011 0.150 142.000 2011/06/30 100,000,000 2011/02/21
29045 BNP Paribas Arbit Issu B.V. Galaxy Ent European Wts Dec11 0.250 12.280 2011/12/02 100,000,000 2011/02/22
29046 BNP Paribas Arbit Issu B.V. Poly HK Inv European Wts Jul13 0.250 6.980 2013/07/02 100,000,000 2011/02/22
29047 BNP Paribas Arbit Issu B.V. Swrie Pacific A Euro Wts Apr12 0.150 122.98 per 100 units 2012/04/03 100,000,000 2011/02/22
29043 Deutsche Bank AG AIA European Warrants Jul 2011 0.150 22.880 2011/07/21 200,000,000 2011/02/22

Strike level/
29044 Deutsche Bank AG Tencent Holdings European Wts Nov 2011 0.180 238.88 per 100 units 2011/11/21 200,000,000 2011/02/22
29031 Goldman Sachs SP (Asia) BYD European Warrants Oct 2011 0.595 38.000 2011/10/31 200,000,000 2011/02/22
29033 Goldman Sachs SP (Asia) Esprit European Warrants Aug 2011 0.265 48.000 2011/08/23 200,000,000 2011/02/22
29034 Goldman Sachs SP (Asia) Li & Fung European Warrants Aug11B 0.390 50.000 2011/08/23 200,000,000 2011/02/22
29041 Macquarie Bank Ltd. China EB Ltd European Warrants Oct2011 0.152 18.980 2011/10/10 250,000,000 2011/02/22
29035 CC Rabobank B.A. China Agri European Warrants Dec 2012 0.180 9.190 2012/12/24 100,000,000 2011/02/22
29038 CC Rabobank B.A. CITIC Pacific European Warrants Aug 2011 0.150 24.000 2011/08/15 200,000,000 2011/02/22
29036 CC Rabobank B.A. China Life European Warrants Sep 2011 0.180 28.880 2011/09/02 150,000,000 2011/02/22
29037 CC Rabobank B.A. China Shenhua European Warrants Aug 2011 0.250 34.500 2011/08/30 100,000,000 2011/02/22
29039 CC Rabobank B.A. Yuexiu Property European Warrants Aug2011 0.250 2.12 per unit 2011/08/30 100,000,000 2011/02/22
29048 RB of Scotland N.V. Agricultural Bk European Wts Jun 2011 0.169 3.88 per unit 2011/06/24 100,000,000 2011/02/22
29049 RB of Scotland N.V. Agricultural Bk European Wts Jul 2011 0.154 4.17 per unit 2011/07/25 200,000,000 2011/02/22
29040 Standard Chartered Bank HSBC European Warrants Jun 2011 D 0.150 75.01 per 100 units 2011/06/27 100,000,000 2011/02/22
29042 Standard Chartered Bank Tencent Hldg European Wts Jun 2011 0.150 220.20 per 100 units 2011/06/21 100,000,000 2011/02/22
#
#
23547 CC Rabobank B.A. Nine Dragons European Warrants Jun 2011 0.030 12.600 2011/06/29 350,000,000 2011/02/22
10077 BNP Paribas Arbit Issu B.V. AUD/USD European Warrants Aug11 0.250 1.10 per 1 units 2011/08/23 200,000,000 2011/02/23
10081 BNP Paribas Arbit Issu B.V. AUD/USD European Put Wts Aug11 0.250 0.93 per 1 units 2011/08/23 200,000,000 2011/02/23
29061 BNP Paribas Arbit Issu B.V BankComm European Warrants Nov 11 0.490 8.92 per unit 2011/11/02 49,000,000 2011/02/23
29066 BNP Paribas Arbit Issu B.V. BYD European Warrants Sep 2011 0.260 40.000 2011/09/05 60,000,000 2011/02/23
29062 BNP Paribas Arbit Issu B.V. Link REIT Euro Wts Feb 2012 0.250 27.000 2012/02/02 95,000,000 2011/02/23
29065 Citigroup Global Mkt H Inc. Henderson Land Dev Eur Wts Oct11 0.250 56.000 2011/10/10 80,000,000 2011/02/23
29064 Deutsche Bank AG China Life European Put Wts Sep 2011 0.250 27.000 2011/09/05 150,000,000 2011/02/23
29063 Deutsche Bank AG A50 China European Put Wts Sep 2011 0.150 13.000 2011/09/22 100,000,000 2011/02/23
29054 HK Bank Agricultural Bank European Warrants Aug 2011 0.250 4.18 per unit 2011/08/23 120,000,000 2011/02/23
29058 HK Bank China Mobile European Warrants Aug 2011A 0.250 78.500 2011/08/23 300,000,000 2011/02/23
29059 HK Bank China Mobile European Put Warrants Oct 2011 0.250 66.880 2011/10/07 120,000,000 2011/02/23
29055 HK Bank CC Bank European Warrants Jul 2011 0.250 7 per unit 2011/07/22 180,000,000 2011/02/23
29056 HK Bank CC Bank European Warrants Aug 2011 0.250 7.58 per unit 2011/08/23 180,000,000 2011/02/23
29057 HK Bank CC Bank European Put Warrants Sep 2011 0.250 5.88 per unit 2011/09/09 120,000,000 2011/02/23
29069 RB of Scotland N.V. A50 China European Warrants Nov 2011 0.151 13.180 2011/11/04 250,000,000 2011/02/23
29070 RB of Scotland N.V. A50 China European Put Wts Jan 2012 0.151 12.020 2012/01/18 250,000,000 2011/02/23
29060 Standard Chartered Bank China Life European Wts Nov 2011 0.250 29.680 2011/11/04 100,000,000 2011/02/23
29050 SGA Societe Generale Acceptance N.V. BOCL Eu Wt Aug 2011 B 0.250 3.99 per unit 2011/08/29 200,000,000 2011/02/23
29051 SGA Societe Generale Acceptance N.V. BYD Euro Wts Aug 11B 0.340 37.880 2011/08/24 180,000,000 2011/02/23
29052 SGA Societe Generale Acceptance N.V. HKEx Eu Wt Sep 2011 C 0.150 180 per 100 units 2011/09/26 600,000,000 2011/02/23
29053 SGA Societe Generale Acceptance N.V. HKEx Eu Wt Oct 2011 C 0.160 170 per 100 units 2011/10/24 600,000,000 2011/02/23
29068 UBS AG AIA European Warrants Jul 2011 A 0.150 22.880 2011/07/21 200,000,000 2011/02/23
29067 UBS AG CC Bank European Warrants Aug 2011A 0.200 7.28 per unit 2011/08/08 200,000,000 2011/02/23
#
25651 UBS AG HKEx European Warrants May 2011 B 0.074 178.88 per 100 units 2011/05/30 300,000,000 2011/02/23
29074 Citigroup Global Mkt H Inc. Chaoda Modern European Wt Nov12 0.150 6.880 2012/11/01 80,000,000 2011/02/24
29075 Deutsche Bank AG AIA European Put Warrants Sep 2011 0.250 21.800 2011/09/12 100,000,000 2011/02/24
29076 Deutsche Bank AG CC Bank European Put Warrants Aug 2011 0.360 6.20 per unit 2011/08/29 100,000,000 2011/02/24

Strike level/
29077 Deutsche Bank AG ICBC European Put Warrants Aug 2011 0.330 5.40 per unit 2011/08/29 100,000,000 2011/02/24
10078 Deutsche Bank AG Nikkei 225 Index European Wts Dec 2011 A 0.250 11,500 per 400 units 2011/12/09 100,000,000 2011/02/24
10082 Deutsche Bank AG Nikkei 225 Index Euro Put Wts Dec 2011 C 0.260 10,000 per 400 units 2011/12/09 100,000,000 2011/02/24
29071 Goldman Sachs SP (Asia) Anhui Conch European Warrants Jun11 0.325 40.880 2011/06/20 200,000,000 2011/02/24
29072 Goldman Sachs SP (Asia) Ch Comm Cons European Wts Nov 2011 0.715 6.60 per unit 2011/11/07 200,000,000 2011/02/24
29073 HK Bank AIA European Warrants Dec 2011 0.250 23.800 2011/12/08 200,000,000 2011/02/24
#
23735 Macquarie Bank Ltd. BYD European Warrants Nov 2011 0.023 51.88 per 100 units 2011/11/28 500,000,000 2011/02/24
#
28358 CC Rabobank B.A. Hutchison European Warrants May 2011 D 0.143 114.980 2011/05/30 200,000,000 2011/02/24
29089 BOCI Asia Ltd. CC Bank European Warrants Jul 2011 0.150 7.88 per unit 2011/07/18 100,000,000 2011/02/25
29088 BOCI Asia Ltd. A50 China European Warrants Dec 2011 0.150 14.280 2011/12/28 100,000,000 2011/02/25
29092 BNP Paribas Arbit Issu B.V. Sino-Ocean Land Euro Wts Nov11 0.440 5.70 per unit 2011/11/02 45,000,000 2011/02/25
10080 Deutsche Bank AG EUR/USD European Warrants Aug 2011 0.260 1.42 per 1 units 2011/08/29 50,000,000 2011/02/25
10079 Deutsche Bank AG USD/YEN European Put Warrants Aug 2011 0.260 80 per 1 units 2011/08/29 50,000,000 2011/02/25
29090 Goldman Sachs SP (Asia) ZTE European Warrants Aug 2011 0.310 38.000 2011/08/29 200,000,000 2011/02/25
29087 HK Bank Alibaba European Warrants Jan 2012 0.250 21.500 2012/01/26 100,000,000 2011/02/25
29078 CC Rabobank B.A. Alibaba European Warrants Oct 2011 0.180 19.880 2011/10/17 150,000,000 2011/02/25
29079 CC Rabobank B.A. BOCL European Warrants Jun 2011 0.150 4.20 per unit 2011/06/23 200,000,000 2011/02/25
29080 CC Rabobank B.A. C Transmission European Warrants Dec 2011 0.180 12.180 2011/12/14 100,000,000 2011/02/25
29081 CC Rabobank B.A. Dongfang Elec European Warrants Sep 2011 A 0.350 34.880 2011/09/29 100,000,000 2011/02/25
29082 CC Rabobank B.A. Hutchison European Warrants Jun 2011 0.350 108.890 2011/06/10 200,000,000 2011/02/25
29093 RB of Scotland N.V. Sinopec Corp European Warrants Aug 11B 0.565 8.80 per unit 2011/08/29 100,000,000 2011/02/25
29094 RB of Scotland N.V. Sinopec Corp European Warrants Sep 11 0.406 9.38 per unit 2011/09/30 100,000,000 2011/02/25
29085 SGA Societe Generale Acceptance N.V. Ch Mob Eu Wt Sep2011A 0.270 79.880 2011/09/05 200,000,000 2011/02/25
29083 SGA Societe Generale Acceptance N.V. CK(H) Eu Wt Dec 2012A 0.220 118 per 100 units 2012/12/10 300,000,000 2011/02/25
29084 SGA Societe Generale Acceptance N.V. CK(H) Eu Wt Dec 2012B 0.150 139.99 per 100 units 2012/12/10 300,000,000 2011/02/25
29091 SGA Societe Generale Acceptance N.V. HKEx Eu Wt Jun 2011 D 0.150 175.10 per 100 units 2011/06/20 500,000,000 2011/02/25
29086 SGA Societe Generale Acceptance N.V. HKEx Eu Wt Jul 2011 D 0.160 170 per 100 units 2011/07/25 500,000,000 2011/02/25
29095 UBS AG BYD European Warrants Aug 2011 A 0.250 36.880 2011/08/29 100,000,000 2011/02/25
29096 UBS AG CC Bank European Warrants Jun 2011 D 0.150 7.83 per unit 2011/06/30 200,000,000 2011/02/25
29097 UBS AG Sinopec Corp European Warrants May 2012 0.150 7.800 2012/05/21 200,000,000 2011/02/25
#
27678 Standard Chartered Bank China Life European Warrants Jun 11 0.076 31.880 2011/06/30 150,000,000 2011/02/25
29119 BNP Paribas Arbit Issu B.V. China Overseas Euro Wts Nov 11 0.250 12.700 2011/11/02 100,000,000 2011/02/28
29120 BNP Paribas Arbit Issu B.V. Chi Res Land Euro Wts Dec 11 0.250 13.700 2011/12/02 100,000,000 2011/02/28
29126 BNP Paribas Arbit Issu B.V. Realgold Mining Euro Wts Jan12 0.250 14.880 2012/01/03 60,000,000 2011/02/28
29122 Citigroup Global Mkt H Inc. Chi Resources Euro Wts Oct 11 0.250 33.880 2011/10/24 80,000,000 2011/02/28
29121 Citigroup Global Mkt H Inc. China Tel Euro Wts Oct 2011 0.300 4.88 per unit 2011/10/17 80,000,000 2011/02/28
29123 Citigroup Global Mkt H Inc. HS Bank European Wts Nov 2011 0.250 138.880 2011/11/28 80,000,000 2011/02/28
29124 Citigroup Global Mkt H Inc. Jiangxi Copper Euro Wts Sep 11 0.150 32.000 2011/09/22 80,000,000 2011/02/28
29125 Citigroup Global Mkt H Inc. Wharf European Wts Oct 2011 0.250 59.880 2011/10/10 80,000,000 2011/02/28
10083 Deutsche Bank AG Gold European Warrants Aug 2011 0.250 1,468 per 3,000 units 2011/08/31 50,000,000 2011/02/28
10087 Deutsche Bank AG Gold European Put Warrants Aug 2011 0.250 1,350 per 3,000 units 2011/08/31 50,000,000 2011/02/28
29115 Macquarie Bank Ltd. BYD European Warrants Aug 2011 B 0.271 38.880 2011/08/30 150,000,000 2011/02/28
29117 Macquarie Bank Ltd. HKEx European Warrants Sep 2011 0.150 180 per 100 units 2011/09/22 200,000,000 2011/02/28

Strike level/
29118 Macquarie Bank Ltd. HKEx European Put Warrants Nov 2011 0.250 168.88 per 100 units 2011/11/02 200,000,000 2011/02/28
29116 Macquarie Bank Ltd. Hang Lung Ppt European Wts Sep 2011 0.250 36.880 2011/09/02 100,000,000 2011/02/28
29104 Nomura Int’l plc Ch Com Service European Warrants Nov 2011 0.150 4.888 2011/11/21 100,000,000 2011/02/28
29108 Nomura Int’l plc CSR European Warrants Aug 2011 A 0.172 10.000 2011/08/08 100,000,000 2011/02/28
29109 Nomura Int’l plc CSR European Warrants Aug 2011 B 0.151 11.000 2011/08/29 100,000,000 2011/02/28
29103 Nomura Int’l plc HKEx European Warrants Sep 2011 B 0.150 180 per 100 units 2011/09/30 200,000,000 2011/02/28
29098 Nomura Int’l plc Hutchison European Warrants Aug 2011 0.390 111.880 2011/08/31 100,000,000 2011/02/28
29102 Nomura Int’l plc KECL European Warrants Dec 2011 0.150 13.298 2011/12/05 100,000,000 2011/02/28
29111 Nomura Int’l plc Ping An European Warrants Jun 2011 0.150 100.000 2011/06/08 100,000,000 2011/02/28
29110 Nomura Int’l plc Ping An European Warrants Mar 2012 0.150 78 per 100 units 2012/03/05 200,000,000 2011/02/28
29099 Nomura Int’l plc Swrie Pacific A European Warrants Mar 12 0.150 122.888 per 100 units 2012/03/30 100,000,000 2011/02/28
29106 Nomura Int’l plc Xinyi Glass European Warrants Feb 2012 0.252 7.680 2012/02/29 100,000,000 2011/02/28
29107 Nomura Int’l plc Yurun Food European Warrants Jun 2011 0.150 29.888 2011/06/30 100,000,000 2011/02/28
29100 Nomura Int’l plc Yuexiu Property European Warrants Aug 11 0.250 2.128 per unit 2011/08/29 100,000,000 2011/02/28
29101 Nomura Int’l plc Yuexiu Property European Warrants Mar 12 0.270 2.68 per unit 2012/03/30 100,000,000 2011/02/28
29112 Nomura Int’l plc Zijin Mining European Warrants May 2012 0.150 6.390 2012/05/31 100,000,000 2011/02/28
29105 Nomura Int’l plc ZTE European Warrants Aug 2011 0.314 38.280 2011/08/29 100,000,000 2011/02/28
29113 SGA Societe Generale Acceptance N.V. HLand Eur Wt Aug 2011 0.310 53.880 2011/08/29 50,000,000 2011/02/28
29114 SGA Societe Generale Acceptance NV New World Dev Eu Wt Sep11 0.150 14.000 2011/09/05 100,000,000 2011/02/28
#
27920 Merrill Lynch Int’l & Co. C.V. CNOOC European Wts Jun 11F 0.065 19.890 2011/06/21 250,000,000 2011/02/28
29141 BNP Paribas Arbit Issu B.V. Beijing Ent European Wts Dec13 0.250 42.88 per 100 units 2013/12/03 100,000,000 2011/03/01
29136 BNP Paribas Arbit Issu B.V. CSR European Warrants Mar 2012 0.250 10.990 2012/03/02 100,000,000 2011/03/01
29139 BNP Paribas Arbit Issu B.V. HSBC European Put Wts Sep 11E 0.600 84.000 2011/09/02 100,000,000 2011/03/01
29137 BNP Paribas Arbit Issu B.V. Li Ning European Warrants Oct11 0.250 17.400 2011/10/04 80,000,000 2011/03/01
29138 BNP Paribas Arbit Issu B.V. ZTE European Warrants Dec 2011 0.440 40.000 2011/12/02 60,000,000 2011/03/01
29135 Deutsche Bank AG HSBC European Warrants Feb 2013 0.175 83.88 per 100 units 2013/02/04 300,000,000 2011/03/01
29131 Goldman Sachs SP (Asia) AIA European Warrants Aug 2011 0.152 22.900 2011/08/02 200,000,000 2011/03/01
29130 Goldman Sachs SP (Asia) HSI European Warrants Sep 2011 B 0.250 23,800 per 8,000 units 2011/09/29 200,000,000 2011/03/01
29127 HK Bank BOC HK European Warrants Nov 2011 0.250 26.500 2011/11/18 150,000,000 2011/03/01
29128 HK Bank GCL-Poly Energy European Warrants Oct 2011 0.250 4.68 per unit 2011/10/17 100,000,000 2011/03/01
29129 HK Bank Lenovo European Warrants Sep 2011 A 0.250 5.68 per unit 2011/09/19 100,000,000 2011/03/01
29140 Macquarie Bank Ltd. HSBC European Warrants Feb 2013 0.150 83.88 per 100 units 2013/02/04 300,000,000 2011/03/01
10084 RB of Scotland N.V. Oil Futures European Warrants Nov 2011 0.335 108 per 300 units 2011/11/15 100,000,000 2011/03/01
10088 RB of Scotland N.V. Oil Futures European Put Wts Nov11 0.251 92 per 300 units 2011/11/15 100,000,000 2011/03/01
29132 UBS AG Alibaba European Warrants Jun 2011 0.150 16.500 2011/06/20 200,000,000 2011/03/01
29133 UBS AG BYD European Warrants Sep 2011 0.250 33.880 2011/09/12 100,000,000 2011/03/01
29134 UBS AG China Mobile European Warrants Aug 2011 A 0.380 73.000 2011/08/15 300,000,000 2011/03/01
29157 BNP Paribas Arbit Issu B.V. AviChina European Wts Jul13 0.250 4.000 2013/07/02 100,000,000 2011/03/02
10085 BNP Paribas Arbit Issu B.V. Gold European Warrants Sep 11 0.295 1,600 per 5,000 units 2011/09/06 200,000,000 2011/03/02
10089 BNP Paribas Arbit Issu B.V. Gold European Put Wts Sep 2011 0.295 1,250 per 5,000 units 2011/09/06 200,000,000 2011/03/02
29166 Credit Suisse AG China Mobile European Warrants Sep 2011 0.250 74.880 2011/09/02 300,000,000 2011/03/02
29163 Credit Suisse AG HSBC European Wts Jun 2011 C 0.280 91.900 2011/06/03 300,000,000 2011/03/02
29164 Credit Suisse AG Jiangxi Copper European Wts Jun 2011 B 0.150 26.900 2011/06/07 300,000,000 2011/03/02

Strike level/
29165 Credit Suisse AG PetroChina European Warrants Oct 2012 0.150 11.000 2012/10/19 300,000,000 2011/03/02
29148 Citigroup Global Mkt H Inc. CM Bank European Wts Sep 2011 0.150 21.180 2011/09/12 80,000,000 2011/03/02
29149 Citigroup Global Mkt H Inc. Minsheng Bank Euro Wts Jul 11 0.180 8 per unit 2011/07/18 80,000,000 2011/03/02
29168 Citigroup Global Mkt H Inc. CNOOC European Wts Oct 2011 B 0.150 19.000 2011/10/25 80,000,000 2011/03/02
29150 Citigroup Global Mkt H Inc. Hang Lung Ppt Euro Wts Oct 11 0.250 38.880 2011/10/03 80,000,000 2011/03/02
29162 Deutsche Bank AG BOCL European Put Warrants Sep 2011 0.250 3.50 per unit 2011/09/05 100,000,000 2011/03/02
29158 Deutsche Bank AG CNOOC European Warrants Jul 2011 B 0.150 18.880 2011/07/18 200,000,000 2011/03/02
29161 Deutsche Bank AG A50 China European Warrants Nov 2011 0.150 13.180 2011/11/04 150,000,000 2011/03/02
29159 Deutsche Bank AG HKEx European Warrants Aug 2011 0.150 180 per 100 units 2011/08/15 300,000,000 2011/03/02
29160 Deutsche Bank AG HSBC European Warrants Jul 2011 B 0.300 95.000 2011/07/18 300,000,000 2011/03/02
29154 Goldman Sachs SP (Asia) China Railway Euro Wts Sep 2011 0.410 5.60 per unit 2011/09/05 200,000,000 2011/03/02
29155 J P Morgan SP BV HSBC European Warrants Jul 2011 D 0.150 103.900 2011/07/18 100,000,000 2011/03/02
29156 J P Morgan SP BV HSBC European Warrants Sep 2011 C 0.250 108.880 2011/09/05 100,000,000 2011/03/02
29151 Macquarie Bank Ltd. CC Bank European Warrants Aug 2011 0.254 7.28 per unit 2011/08/08 250,000,000 2011/03/02
29152 Macquarie Bank Ltd. Fushan Energy European Warrants Jun 11 0.184 6.28 per unit 2011/06/22 88,000,000 2011/03/02
29153 Macquarie Bank Ltd. Sinofert European Warrants Sep 2011 0.253 5.38 per unit 2011/09/05 88,000,000 2011/03/02
29167 Standard Chartered Bank China Mobile Euro Wts Oct 2011 B 0.250 78.000 2011/10/28 100,000,000 2011/03/02
29142 SGA Societe Generale Acceptance N.V. CK(H) Eu Wt Sep 2011 0.620 130.880 2011/09/05 80,000,000 2011/03/02
29143 SGA Societe Generale Acceptance N.V. CK(H) Eu Wt Jan 2012 0.150 126.28 per 100 units 2012/01/18 500,000,000 2011/03/02
29144 SGA Societe Generale Acceptance N.V. CP&CC Eur Wt Aug 11C 0.290 9.38 per unit 2011/08/01 200,000,000 2011/03/02
29145 SGA Societe Generale Acceptance N.V. CP&CC Eur Wt Sep 2011 0.700 8.28 per unit 2011/09/05 200,000,000 2011/03/02
29146 SGA Societe Generale Acceptance N.V. HWL Eur Wt Jul 2011 C 0.560 96.880 2011/07/06 200,000,000 2011/03/02
29147 SGA Societe Generale Acceptance N.V. Petch Eu Wt Sep 2011 A 0.730 11.08 per unit 2011/09/05 100,000,000 2011/03/02
#
26047 Macquarie Bank Ltd. Jiangxi Copper European Wts May 2011 B 0.054 26.880 2011/05/04 250,000,000 2011/03/02
#
27855 Merrill Lynch Int’l & Co. C.V. Hutchison Euro Wts May2011A 0.195 99.990 2011/05/03 70,000,000 2011/03/02
29191 BNP Paribas Arbit Issu B.V. Sh Ind H European Wts Feb 2012 0.270 33.300 2012/02/02 42,000,000 2011/03/03
29193 Deutsche Bank AG China Mobile European Warrants Sep 2011A 0.560 68.000 2011/09/26 200,000,000 2011/03/03
29192 Deutsche Bank AG CC Bank European Warrants Sep 2011 A 0.600 6.30 per unit 2011/09/05 200,000,000 2011/03/03
29194 Deutsche Bank AG HSBC European Warrants Sep 2011 C 0.670 84.000 2011/09/05 200,000,000 2011/03/03
10086 Deutsche Bank AG Oil Futures European Warrants Sep 2011 0.250 108.88 per 400 units 2011/09/07 50,000,000 2011/03/03
10090 Deutsche Bank AG Oil Futures European Put Warrants Sep2011 0.250 95 per 400 units 2011/09/07 50,000,000 2011/03/03
29176 Goldman Sachs SP (Asia) Gome European Warrants Sep 2011 0.320 2.88 per unit 2011/09/05 200,000,000 2011/03/03
29187 Macquarie Bank Ltd. China Mobile European Wts Jun 2011 C 0.203 77.280 2011/06/24 200,000,000 2011/03/03
29190 Macquarie Bank Ltd. Tencent European Put Warrants Dec 2011 0.250 180 per 100 units 2011/12/02 250,000,000 2011/03/03
29188 Macquarie Bank Ltd. Zhaojin Mining European Warrants Aug11 0.242 38.880 2011/08/11 128,000,000 2011/03/03
29170 Merrill Lynch Int’l & Co. C.V. HSBC Euro Wts Aug 2011 0.160 104.890 2011/08/03 120,000,000 2011/03/03
29171 Merrill Lynch Int’l & Co. C.V. HSBC Euro Wts Sep 2011 0.157 106.890 2011/09/12 80,000,000 2011/03/03
29172 Merrill Lynch Int’l & Co. C.V. HSBC Euro Wts Nov 2011 0.197 107.990 2011/11/28 120,000,000 2011/03/03
29174 Merrill Lynch Int’l & Co. C.V. HSBC Euro Put Wt Jul 2011 0.151 97.99 per 100 units 2011/07/25 120,000,000 2011/03/03
29169 Merrill Lynch Int’l & Co. C.V. HSBC Euro Wts Jul 2011 B 0.221 98.290 2011/07/20 80,000,000 2011/03/03
29173 Merrill Lynch Int’l & Co. C.V. HSBC Euro Wts Dec 2011 C 0.157 116.990 2011/12/05 80,000,000 2011/03/03
29177 CC Rabobank B.A. AviChina European Warrants Sep 2011 0.750 4.88 per unit 2011/09/05 100,000,000 2011/03/03

Strike level/
29178 CC Rabobank B.A. China Gas Hold European Warrants Sep 2011 0.350 3.15 per unit 2011/09/05 100,000,000 2011/03/03
29179 CC Rabobank B.A. China Ship Dev European Warrants Aug 2012 0.250 9.000 2012/08/30 150,000,000 2011/03/03
29186 CC Rabobank B.A. CSR Times European Warrants Sep 2011 0.350 27.300 2011/09/05 100,000,000 2011/03/03
29181 CC Rabobank B.A. CSR European Warrants Dec 2011 B 0.250 8.200 2011/12/29 180,000,000 2011/03/03
29182 CC Rabobank B.A. Digital China European Warrants Nov 2011 0.250 16.200 2011/11/21 150,000,000 2011/03/03
29183 CC Rabobank B.A. HSBC European Warrants Jul 2011 B 0.200 98.880 2011/07/11 200,000,000 2011/03/03
29184 CC Rabobank B.A. Jiangxi Copper European Warrants Jun 2011 0.150 28.000 2011/06/23 200,000,000 2011/03/03
29185 CC Rabobank B.A. Shanghai Ind European Warrants Sep 2011 0.250 32.000 2011/09/05 100,000,000 2011/03/03
29180 CC Rabobank B.A. Yurun Food European Warrants Sep 2011 0.250 28.000 2011/09/05 100,000,000 2011/03/03
29175 SGA Societe Generale Acceptance N.V. CCCCL Eu Wt Aug 2011 0.240 7.28 per unit 2011/08/31 200,000,000 2011/03/03
29189 UBS AG Cheung Kong European Warrants Jun 2011 B 0.150 145.000 2011/06/27 100,000,000 2011/03/03
10091 BNP Paribas Arbit Issu B.V. Oil Futures European Wt Nov11C 0.250 120 per 300 units 2011/11/16 200,000,000 2011/03/04
10092 BNP Paribas Arbit Issu B.V. Oil Futures European Wt May12B 0.250 130 per 300 units 2012/05/17 200,000,000 2011/03/04
29217 Credit Suisse AG HSCEI European Warrants Jun 2011 B 0.150 12,050 per 5,800 units 2011/06/29 200,000,000 2011/03/04
29218 Credit Suisse AG HSI European Warrants Jun 2011 D 0.150 23,100 per 8,500 units 2011/06/29 300,000,000 2011/03/04
29202 Goldman Sachs SP (Asia) Evergrande European Wts Sep 2011 0.320 3.88 per unit 2011/09/05 200,000,000 2011/03/04
29204 Goldman Sachs SP (Asia) HSI European Put Wts Sep 2011 C 0.260 22,200 per 8,000 units 2011/09/29 200,000,000 2011/03/04
29203 Goldman Sachs SP (Asia) Wharf European Warrants Sep 2011 0.315 55.800 2011/09/05 200,000,000 2011/03/04
29206 Macquarie Bank Ltd. CM Bank European Put Warrants Nov 2011 0.251 18.000 2011/11/02 250,000,000 2011/03/04
29205 Macquarie Bank Ltd. Hutchison European Warrants Mar 2012 B 0.150 88.88 per 100 units 2012/03/21 500,000,000 2011/03/04
29196 Merrill Lynch Int’l & Co. C.V. HSI European Warrants Aug 11A 0.151 23,500 per 8,000 units 2011/08/30 200,000,000 2011/03/04
29197 Merrill Lynch Int’l & Co. C.V. HSI European Warrants Dec 11 0.255 23,900 per 7,500 units 2011/12/29 200,000,000 2011/03/04
29208 Merrill Lynch Int’l & Co. C.V. HSI European Warrants Jun11G 0.162 23,000 per 8,500 units 2011/06/29 200,000,000 2011/03/04
29195 Merrill Lynch Int’l & Co. C.V. HSI European Warrants Jul11C 0.150 23,100 per 8,000 units 2011/07/28 200,000,000 2011/03/04
29199 Merrill Lynch Int’l & Co. C.V. HSI European Put Wts Jul 11D 0.152 21,100 per 8,000 units 2011/07/28 200,000,000 2011/03/04
29200 Merrill Lynch Int’l & Co. C.V. HSI European Put Wts Jul 11E 0.201 22,500 per 8,000 units 2011/07/28 200,000,000 2011/03/04
29201 Merrill Lynch Int’l & Co. C.V. HSI European Put Wts Jul 11F 0.260 23,300 per 8,000 units 2011/07/28 200,000,000 2011/03/04
29209 CC Rabobank B.A. Alibaba European Warrants Nov 2011 0.200 16.880 2011/11/21 150,000,000 2011/03/04
29210 CC Rabobank B.A. Ch State Con European Warrants May 2012 0.250 6.880 2012/05/30 200,000,000 2011/03/04
29211 CC Rabobank B.A. Golden Eagle European Warrants Oct 2011 0.250 18.800 2011/10/28 120,000,000 2011/03/04
29212 CC Rabobank B.A. Lee & Man Paper European Warrants Sep 11B 0.600 5.28 per unit 2011/09/07 100,000,000 2011/03/04
29213 CC Rabobank B.A. Nine Dragons European Warrants Sep 2011 0.800 9.88 per unit 2011/09/07 100,000,000 2011/03/04
29207 Standard Chartered Bank Hutchison European Wts Nov 2011 0.670 99.280 2011/11/30 100,000,000 2011/03/04
29198 SGA Societe Generale Acceptance N.V. HWL Eur Wt Sep 2011 A 0.580 100.000 2011/09/05 200,000,000 2011/03/04
29214 UBS AG China Mobile European Warrants Sep 2011 0.500 70.000 2011/09/05 200,000,000 2011/03/04
29215 UBS AG HSBC European Warrants Jun 2011 E 0.440 86.000 2011/06/24 200,000,000 2011/03/04
29216 UBS AG HSBC European Warrants Jun 2011 F 0.250 91.880 2011/06/07 300,000,000 2011/03/04
29220 UBS AG HSI European Put Warrants Jun 2011 H 0.150 22,500 per 8,500 units 2011/06/29 300,000,000 2011/03/04
29219 UBS AG Hutchison European Warrants Jun 2011 D 0.300 100.000 2011/06/23 300,000,000 2011/03/04
29233 BNP Paribas Arbit Issu B.V. SHK Ppt European Warrants Jan12 0.150 138.18 per 100 units 2012/01/04 200,000,000 2011/03/07
29223 Credit Suisse AG Agricultural Bank European Wts Jun 2011 E 0.150 3.89 per unit 2011/06/20 300,000,000 2011/03/07
29224 Credit Suisse AG Alibaba European Warrants Sep 2011 0.150 14.900 2011/09/19 200,000,000 2011/03/07
29225 Credit Suisse AG BOCL European Warrants Jun 2011 B 0.150 4.19 per unit 2011/06/13 200,000,000 2011/03/07

Strike level/
29222 Credit Suisse AG Jiangxi Copper European Wts Jun 2011 C 0.150 24.900 2011/06/13 200,000,000 2011/03/07
29230 KBC Fin Products Int’l Ltd. AIA European Put Warrants Sep11 0.250 22.380 2011/09/09 80,000,000 2011/03/07
29231 KBC Fin Products Int’l Ltd. BYD European Warrants Sep 11A 0.250 34.880 2011/09/09 80,000,000 2011/03/07
29232 KBC Fin Products Int’l Ltd. BYD European Warrants Sep 11B 0.150 42.280 2011/09/16 80,000,000 2011/03/07
29221 Macquarie Bank Ltd. Jiangxi Copper European Wts Aug 2011 0.201 26.000 2011/08/02 250,000,000 2011/03/07
29229 SGA Societe Generale Acceptance N.V. JIANC Eu Wts Aug 11B 0.220 26.000 2011/08/03 200,000,000 2011/03/07
29226 UBS AG China Unicom European Warrants Sep 2012 0.150 15.000 2012/09/25 100,000,000 2011/03/07
29228 UBS AG HSI European Warrants Jun 2011 I 0.150 23,300 per 7,800 units 2011/06/29 300,000,000 2011/03/07
29227 UBS AG Yanzhou Coal European Wts Jul 2011 0.150 26.000 2011/07/25 100,000,000 2011/03/07
#
27959 KBC Fin Products Int’l Ltd. Ch Mobile Euro Wt Jul 2011 A 0.158 78.880 2011/07/04 280,000,000 2011/03/07
29240 Credit Suisse AG Sinopec Corp European Warrants Jun 2011 0.250 8.69 per unit 2011/06/14 300,000,000 2011/03/08
29241 Credit Suisse AG HKEx European Put Warrants Jun 2011 0.150 164.95 per 100 units 2011/06/27 300,000,000 2011/03/08
29242 Credit Suisse AG HSCEI European Put Warrants Jun 2011 D 0.150 12,350 per 5,800 units 2011/06/29 200,000,000 2011/03/08
29237 Bank of East Asia AIA European Warrants Dec 2011 0.250 23.299 2011/12/23 65,000,000 2011/03/08
29236 Bank of East Asia HSBC European Warrants Nov 2011 0.360 105.005 2011/11/23 28,000,000 2011/03/08
29238 Bank of East Asia ICBC European Warrants Dec 2012 0.150 4.983 per 10 units 2012/12/21 303,000,000 2011/03/08
29239 Bank of East Asia Ping An European Warrants Dec 2012 0.250 71.318 per 100 units 2012/12/21 211,000,000 2011/03/08
29235 HK Bank Fushan Energy European Warrants Sep 2011 0.330 6.68 per unit 2011/09/29 100,000,000 2011/03/08
29243 J P Morgan Int’l Der. Ltd. CC Bank European Wts Jul 2011 0.250 7.50 per unit 2011/07/28 200,000,000 2011/03/08
29244 J P Morgan Int’l Der. Ltd. CC Bank European Wts Sep 2011 0.250 8 per unit 2011/09/08 200,000,000 2011/03/08
29245 J P Morgan SP BV China Life European Warrants Sep 2011 0.250 31.880 2011/09/29 288,000,000 2011/03/08
29234 Macquarie Bank Ltd. HSBC European Warrants Oct 2011 A 0.367 98.880 2011/10/04 200,000,000 2011/03/08
29246 UBS AG HKEx European Warrants Aug 2011 B 0.150 180 per 100 units 2011/08/09 300,000,000 2011/03/08
#
26952 CC Rabobank B.A. CSR European Warrants Aug 2011 0.065 10.000 2011/08/15 200,000,000 2011/03/08
29253 Barclays Bank plc China Mobile European Wts Oct 2011 A 0.250 80.880 2011/10/03 150,000,000 2011/03/09
29252 Barclays Bank plc CC Bank European Warrants Sep 2011 0.250 7.50 per unit 2011/09/26 100,000,000 2011/03/09
29254 Barclays Bank plc China Life European Warrants Aug 2011 B 0.170 30.000 2011/08/15 150,000,000 2011/03/09
29255 Barclays Bank plc China Life European Put Wts Sep 2011 0.176 28.000 2011/09/12 150,000,000 2011/03/09
29251 Barclays Bank plc HSBC European Warrants Sep 2011 B 0.250 95.000 2011/09/12 150,000,000 2011/03/09
29294 Credit Suisse AG CC Bank European Warrants Jun 2011 F 0.150 7.49 per unit 2011/06/30 300,000,000 2011/03/09
29285 Credit Suisse AG Cheung Kong European Warrants Jun 2011 C 0.200 145.000 2011/06/27 300,000,000 2011/03/09
29295 Credit Suisse AG China Mobile European Warrants Jun 2011 E 0.150 80.900 2011/06/27 300,000,000 2011/03/09
29286 Credit Suisse AG HSBC European Wts Jun 2011 D 0.330 82.900 2011/06/10 300,000,000 2011/03/09
29287 Credit Suisse AG HSBC European Wts Jun 2011 E 0.300 86.900 2011/06/27 300,000,000 2011/03/09
29296 Credit Suisse AG HSI European Put Warrants Jun 2011 F 0.150 22,000 per 8,000 units 2011/06/29 300,000,000 2011/03/09
29297 Credit Suisse AG HSI European Put Warrants Jun 2011 G 0.150 22,900 per 8,800 units 2011/06/29 300,000,000 2011/03/09
29288 Credit Suisse AG Hutchison European Warrants Jun 2011 D 1.000 83.900 2011/06/27 300,000,000 2011/03/09
29289 Credit Suisse AG Hutchison European Warrants Jun 2011 E 0.870 85.900 2011/06/20 300,000,000 2011/03/09
29290 Credit Suisse AG Hutchison European Warrants Jun 2011 F 0.600 91.900 2011/06/27 300,000,000 2011/03/09
29291 Credit Suisse AG Hutchison European Warrants Jun 2011 G 0.150 108.900 2011/06/13 300,000,000 2011/03/09
29298 Credit Suisse AG Hutchison European Warrants Jun 2011 H 0.430 96.900 2011/06/30 300,000,000 2011/03/09
29292 Credit Suisse AG Tencent Holdings European Wts Jul 2011 C 0.150 208 per 100 units 2011/07/11 300,000,000 2011/03/09

Strike level/
29293 Credit Suisse AG Tencent Holdings European Wts Sep 2011 A 0.250 228 per 100 units 2011/09/09 300,000,000 2011/03/09
29256 HK Bank China Mobile European Warrants Jun 2011 C 0.200 77.990 2011/06/24 200,000,000 2011/03/09
29273 Macquarie Bank Ltd. Bank of EA European Warrants Nov 2011 0.250 38.000 2011/11/02 150,000,000 2011/03/09
29274 Macquarie Bank Ltd. BOCHK European Warrants Dec 2011 0.150 30.000 2011/12/05 200,000,000 2011/03/09
29275 Macquarie Bank Ltd. China Mobile European Wts Sep 2011 A 0.250 82.500 2011/09/22 200,000,000 2011/03/09
29276 Macquarie Bank Ltd. China Unicom European Wts Mar 2012 0.206 13.780 2012/03/16 200,000,000 2011/03/09
29277 Macquarie Bank Ltd. Ch Southern Air European Wts Oct 2011 0.418 4.50 per unit 2011/10/28 100,000,000 2011/03/09
29278 Macquarie Bank Ltd. Hutchison European Warrants Aug 2011 0.717 98.880 2011/08/23 250,000,000 2011/03/09
29279 Macquarie Bank Ltd. Li Ning European Warrants Oct 2011 0.250 18.880 2011/10/31 200,000,000 2011/03/09
29280 Macquarie Bank Ltd. Sino Land European Warrants Dec 2011 0.251 16.000 2011/12/30 200,000,000 2011/03/09
29281 Macquarie Bank Ltd. Yanzhou Coal European Wts Oct 2011 A 0.220 28.000 2011/10/26 200,000,000 2011/03/09
29282 Macquarie Bank Ltd. ZTE European Warrants Sep 2011 0.250 45.000 2011/09/30 200,000,000 2011/03/09
29247 Merrill Lynch Int’l & Co. C.V. China Life Eu Wt Aug 2011 0.275 28.290 2011/08/15 80,000,000 2011/03/09
29248 Merrill Lynch Int’l & Co. C.V. China Life Eu Wt Oct 2011 B 0.184 31.790 2011/10/26 80,000,000 2011/03/09
29249 Merrill Lynch Int’l & Co. C.V. China Life Eu Wt Nov 2011 0.151 35.290 2011/11/24 80,000,000 2011/03/09
29250 Merrill Lynch Int’l & Co. C.V. Ch Life Eur Put Wt Sep 2011 0.158 26.990 2011/09/12 80,000,000 2011/03/09
29268 CC Rabobank B.A. Minsheng Bank European Wts Jul 2011 0.160 8 per unit 2011/07/11 120,000,000 2011/03/09
29269 CC Rabobank B.A. Cathay Pacific European Warrants Aug 2011 0.150 20.080 2011/08/17 100,000,000 2011/03/09
29270 CC Rabobank B.A. Dongfeng Motor European Warrants Jun 11B 0.150 15.000 2011/06/22 150,000,000 2011/03/09
29271 CC Rabobank B.A. Esprit European Warrants Jul 2011 0.200 42.880 2011/07/20 100,000,000 2011/03/09
29272 CC Rabobank B.A. Tencent Holdings European Put Wts Sep 11 0.270 218.88 per 100 units 2011/09/19 200,000,000 2011/03/09
29257 SGA Societe Generale Acceptance N.V. BOCHK Eur Wt Jun 2011 0.160 25.400 2011/06/20 200,000,000 2011/03/09
29260 SGA Societe Generale Acceptance N.V. ChiUnicom Eu Wts Mar 12 0.180 13.780 2012/03/19 200,000,000 2011/03/09
29258 SGA Societe Generale Acceptance N.V. CCB Eur Wt Sep 2011 A 0.310 7.69 per unit 2011/09/12 200,000,000 2011/03/09
29259 SGA Societe Generale Acceptance N.V. CLife Eu Wt Aug 2011C 0.150 32.880 2011/08/31 300,000,000 2011/03/09
29262 SGA Societe Generale Acceptance N.V. HSBC Eu Wt Jul 2011 D 0.320 90.000 2011/07/25 300,000,000 2011/03/09
29263 SGA Societe Generale Acceptance N.V. HSBC Eu Wt Aug 2011 B 0.220 94.880 2011/08/08 300,000,000 2011/03/09
29261 SGA Societe Generale Acceptance N.V. HSI Eur Wt Aug 2011 C 0.150 24,200 per 8,000 units 2011/08/30 300,000,000 2011/03/09
29264 SGA Societe Generale Acceptance N.V. HSI Eu Put Wt Jul 11 0.200 23,600 per 8,000 units 2011/07/28 300,000,000 2011/03/09
29267 SGA Societe Generale Acceptance N.V. HSI Eu Put Wt Sep 11C 0.150 21,800 per 9,000 units 2011/09/29 300,000,000 2011/03/09
29265 SGA Societe Generale Acceptance N.V. HSI Eu Put Wt Aug 11A 0.180 23,000 per 8,000 units 2011/08/30 300,000,000 2011/03/09
29266 SGA Societe Generale Acceptance N.V. HSI Eu Put Wt Aug 11B 0.240 24,000 per 8,000 units 2011/08/30 300,000,000 2011/03/09
29283 UBS AG HSBC European Warrants Jun 2011 G 0.320 82.880 2011/06/09 300,000,000 2011/03/09
29284 UBS AG HSBC European Warrants Jul 2011 B 0.450 80.880 2011/07/04 300,000,000 2011/03/09
#
28704 KBC Fin Products Int’l Ltd. China Life Euro Wts Jul 2011 B 0.109 31.800 2011/07/04 240,000,000 2011/03/09
29305 Barclays Bank plc Agricultural Bank European Wts Sep 2011 0.253 4.38 per unit 2011/09/30 100,000,000 2011/03/10
29306 Barclays Bank plc BOCL European Warrants Sep 2011 0.252 4.20 per unit 2011/09/30 100,000,000 2011/03/10
29304 Barclays Bank plc BYD European Warrants Oct 2011 0.272 40.000 2011/10/03 100,000,000 2011/03/10
29303 Barclays Bank plc China Shenhua European Warrants Oct 2011 0.251 35.000 2011/10/31 100,000,000 2011/03/10
29302 Barclays Bank plc Jiangxi Copper European Warrants Oct 11 0.254 26.880 2011/10/31 100,000,000 2011/03/10
29311 Deutsche Bank AG CC Bank European Warrants Aug 2011 B 0.300 7.50 per unit 2011/08/01 200,000,000 2011/03/10
29312 Deutsche Bank AG HSBC European Warrants Jul 2011 C 0.600 80.880 2011/07/04 200,000,000 2011/03/10
29307 Standard Chartered Bank HSBC European Warrants Aug 2011 0.280 89.880 2011/08/08 100,000,000 2011/03/10

Strike level/
29308 Standard Chartered Bank HSBC European Warrants May 2012 0.157 121.900 2012/05/31 100,000,000 2011/03/10
29299 SGA Societe Generale Acceptance N.V. Ch Mob Eu Wt Sep 11B 0.150 89.000 2011/09/28 200,000,000 2011/03/10
29300 SGA Societe Generale Acceptance N.V. Ch Mob Eu Wt Dec 11B 0.150 93.800 2011/12/28 200,000,000 2011/03/10
29301 SGA Societe Generale Acceptance N.V. Li & Fung Eu Wt Sep11 0.380 46.180 2011/09/12 100,000,000 2011/03/10
29309 UBS AG BYD European Warrants Aug 2011 B 0.150 43.880 2011/08/01 100,000,000 2011/03/10
29310 UBS AG HSBC European Warrants Aug 2011 0.370 84.000 2011/08/29 300,000,000 2011/03/10
#
25557 UBS AG HKEx European Warrants Jul 2011 B 0.105 170 per 100 units 2011/07/25 300,000,000 2011/03/10
29327 BNP Paribas Arbit Issu B.V. BOCL European Wts Mar 2012 0.250 4.98 per unit 2012/03/05 200,000,000 2011/03/11
29333 Credit Suisse AG Tencent Holdings European Wts Sep 2011 B 0.250 239.90 per 100 units 2011/09/12 300,000,000 2011/03/11
29334 Credit Suisse AG Tencent Holdings European Wts Sep 2011 C 0.250 258 per 100 units 2011/09/12 300,000,000 2011/03/11
29332 Credit Suisse AG Tencent Holdings European Put Wts Jul 11B 0.150 208 per 100 units 2011/07/25 300,000,000 2011/03/11
29347 Deutsche Bank AG BOCL European Warrants Aug 2011 B 0.247 4.32 per unit 2011/08/29 100,000,000 2011/03/11
10093 Deutsche Bank AG EUR/USD European Put Warrants Sep 2011 0.280 1.32 per 1 units 2011/09/12 50,000,000 2011/03/11
29348 Deutsche Bank AG PetroChina European Warrants Oct 2012 0.159 11.000 2012/10/22 200,000,000 2011/03/11
29329 HK Bank Country Garden European Warrants Dec 2011 0.250 3.80 per unit 2011/12/06 80,000,000 2011/03/11
29328 HK Bank CNBM European Warrants Oct 2011 0.250 25.880 2011/10/31 100,000,000 2011/03/11
29330 HK Bank HWL European Warrants Jun 2011 0.390 100.000 2011/06/23 200,000,000 2011/03/11
29342 KBC Fin Products Int’l Ltd. China Life Euro Wts Aug 2011 B 0.150 32.888 2011/08/29 258,000,000 2011/03/11
29343 KBC Fin Products Int’l Ltd. HSBC European Wts Aug 2011 B 0.160 90.000 2011/08/01 238,000,000 2011/03/11
29344 KBC Fin Products Int’l Ltd. ICBC European Wts Aug 2011 0.150 6.99 per unit 2011/08/01 188,000,000 2011/03/11
29345 KBC Fin Products Int’l Ltd. Ping An European Wts Sep 2011 0.330 89.880 2011/09/21 80,000,000 2011/03/11
29346 KBC Fin Products Int’l Ltd. Tencent Holdings Eu Wt Oct 11A 0.250 238.98 per 100 units 2011/10/03 168,000,000 2011/03/11
29331 Macquarie Bank Ltd. LOccitane European Warrants Dec 2011 0.250 23.880 2011/12/19 200,000,000 2011/03/11
29340 Macquarie Bank Ltd. Tencent European Warrants Dec 2011 0.250 255 per 100 units 2011/12/02 300,000,000 2011/03/11
29341 Macquarie Bank Ltd. Tencent European Put Warrants Oct 2011 0.317 220 per 100 units 2011/10/04 300,000,000 2011/03/11
29318 Merrill Lynch Int’l & Co. C.V. Sinopec Euro Wts Aug 2011 C 0.280 8.89 per unit 2011/08/05 80,000,000 2011/03/11
29319 Merrill Lynch Int’l & Co. C.V. Sinopec Euro Wts Sep 2011 0.510 8.19 per unit 2011/09/12 80,000,000 2011/03/11
29313 Merrill Lynch Int’l & Co. C.V. ICBC European Wts Aug 2011 0.197 6.51 per unit 2011/08/22 80,000,000 2011/03/11
29314 Merrill Lynch Int’l & Co. C.V. ICBC European Wts Oct 2011 0.365 6.09 per unit 2011/10/03 80,000,000 2011/03/11
29315 Merrill Lynch Int’l & Co. C.V. ICBC European Wts Jan 2012 0.255 7.19 per unit 2012/01/30 80,000,000 2011/03/11
29316 Merrill Lynch Int’l & Co. C.V. ICBC European Wts Apr 2012 0.255 7.69 per unit 2012/04/23 80,000,000 2011/03/11
29317 Merrill Lynch Int’l & Co. C.V. ICBC European Put Wts Aug11 0.239 5.39 per unit 2011/08/29 80,000,000 2011/03/11
29320 CC Rabobank B.A. CNBM European Warrants Jul 2011 0.150 24.200 2011/07/06 150,000,000 2011/03/11
29321 CC Rabobank B.A. Ch Southern Air European Warrants Sep 11 0.400 4.26 per unit 2011/09/12 100,000,000 2011/03/11
29322 CC Rabobank B.A. Hang Seng Bank European Warrants Jun 2011 0.150 142.000 2011/06/30 100,000,000 2011/03/11
29324 CC Rabobank B.A. SHK Ppt European Warrants Dec 2011 0.150 138.10 per 100 units 2011/12/19 300,000,000 2011/03/11
29323 CC Rabobank B.A. Sino Land European Warrants Oct 2011 0.150 16.020 2011/10/26 100,000,000 2011/03/11
29335 RB of Scotland N.V. China Life European Wts Aug 2011 C 0.152 31.038 2011/08/02 200,000,000 2011/03/11
29336 RB of Scotland N.V. HWL European Warrants Aug 2011 0.529 98.888 2011/08/23 80,000,000 2011/03/11
29337 RB of Scotland N.V. Tencent Holdings European Wts Oct 2011 0.250 233.88 per 100 units 2011/10/03 80,000,000 2011/03/11
29325 SGA Societe Generale Acceptance N.V. CCB Eur Wt Aug 2011 B 0.170 8.18 per unit 2011/08/31 200,000,000 2011/03/11
29338 SGA Societe Generale Acceptance N.V. HSBC Eu Wt Jul 2011 E 0.300 87.500 2011/07/18 300,000,000 2011/03/11
29326 SGA Societe Generale Acceptance N.V. HSBC Eu Wt Sep 2011 D 0.310 88.880 2011/09/12 300,000,000 2011/03/11

Strike level/
29339 SGA Societe Generale Acceptance N.V. ICBC Eu Wt Sep 2011 0.250 7.18 per unit 2011/09/12 200,000,000 2011/03/11
29353 HK Bank BBMG European Warrants Jan 2012 0.250 12.880 2012/01/10 100,000,000 2011/03/14
29354 HK Bank Li Ning European Warrants Nov 2011 0.250 19.500 2011/11/29 100,000,000 2011/03/14
29355 HK Bank Sinofert European Warrants Nov 2011 0.250 5.08 per unit 2011/11/18 80,000,000 2011/03/14
29356 HK Bank Yurun Food European Warrants Dec 2011 0.250 32.380 2011/12/28 100,000,000 2011/03/14
29363 J P Morgan SP BV China Life European Warrants Aug 2011 D 0.150 32.880 2011/08/29 300,000,000 2011/03/14
29364 KBC Fin Products Int’l Ltd. BEA European Warrants Sep 2011 0.250 34.800 2011/09/14 68,000,000 2011/03/14
29369 KBC Fin Products Int’l Ltd. China Unicom Euro Wts Nov 2011 0.150 13.020 2011/11/28 80,000,000 2011/03/14
29377 KBC Fin Products Int’l Ltd. China Unicom Eur Put Wts Dec11 0.250 13.180 2011/12/15 80,000,000 2011/03/14
29365 KBC Fin Products Int’l Ltd. CITIC Bank Euro Wts Nov 2011 0.250 5.68 per unit 2011/11/08 80,000,000 2011/03/14
29375 KBC Fin Products Int’l Ltd. CITIC Bank Eur Put Wt Nov 2011 0.520 5.38 per unit 2011/11/01 80,000,000 2011/03/14
29366 KBC Fin Products Int’l Ltd. CMB European Warrants Sep 2011 0.150 21.200 2011/09/12 80,000,000 2011/03/14
29367 KBC Fin Products Int’l Ltd. CPIC European Wts Sep 2011 0.220 34.380 2011/09/22 88,000,000 2011/03/14
29376 KBC Fin Products Int’l Ltd. CPIC European Put Warrants Sep11 0.250 31.880 2011/09/14 80,000,000 2011/03/14
29368 KBC Fin Products Int’l Ltd. China Shenhua Eu Wt Sep 2011 0.280 33.380 2011/09/05 80,000,000 2011/03/14
29370 KBC Fin Products Int’l Ltd. Hang Lung Ppt Euro Wts Sep2011 0.290 31.880 2011/09/14 58,000,000 2011/03/14
29371 KBC Fin Products Int’l Ltd. Jiangxi Copper Eu Wts Sep2011A 0.330 23.780 2011/09/14 108,000,000 2011/03/14
29372 KBC Fin Products Int’l Ltd. Jiangxi Copper Eu Wts Sep2011B 0.250 27.000 2011/09/14 108,000,000 2011/03/14
29373 KBC Fin Products Int’l Ltd. MTRC European Wts Sep 2011 0.250 28.880 2011/09/14 68,000,000 2011/03/14
29374 KBC Fin Products Int’l Ltd. Wharf European Warrants Sep11 0.250 56.880 2011/09/14 68,000,000 2011/03/14
29362 Macquarie Bank Ltd. A50 China European Warrants Sep 2011 B 0.150 13.600 2011/09/14 200,000,000 2011/03/14
29357 Macquarie Bank Ltd. Tencent European Warrants Nov 2011 C 0.256 268 per 100 units 2011/11/02 300,000,000 2011/03/14
29350 CC Rabobank B.A. China Life European Warrants Oct 2011 0.250 34.880 2011/10/28 200,000,000 2011/03/14
29349 CC Rabobank B.A. CPIC European Warrants Oct 2011 0.250 37.880 2011/10/28 100,000,000 2011/03/14
29351 CC Rabobank B.A. HKEx European Warrants Dec 2011A 0.150 200.40 per 100 units 2011/12/16 200,000,000 2011/03/14
29352 CC Rabobank B.A. Tencent Holdings European Wts Nov 2011 0.250 238.88 per 100 units 2011/11/21 200,000,000 2011/03/14
29378 Standard Chartered Bank Tencent Hldg European Wts Sep 2011 0.250 238.88 per 100 units 2011/09/30 100,000,000 2011/03/14
29358 UBS AG CC Bank European Warrants Jul 2011 B 0.300 7 per unit 2011/07/22 200,000,000 2011/03/14
29379 UBS AG CC Bank European Warrants Jul 2011 C 0.150 7.38 per unit 2011/07/11 200,000,000 2011/03/14
29359 UBS AG Tencent Holdings European Warrants Sep 2011 B 0.250 243.88 per 100 units 2011/09/14 200,000,000 2011/03/14
29360 UBS AG Tencent Holdings European Warrants Sep 2011 C 0.250 260 per 100 units 2011/09/26 200,000,000 2011/03/14
29361 UBS AG Tencent Holdings European Put Warrants Jul 2011 0.150 200 per 100 units 2011/07/18 100,000,000 2011/03/14
10094 BNP Paribas Arbit Issu B.V. Oil Futures Euro Put Wt Nov 11 0.250 94 per 300 units 2011/11/16 200,000,000 2011/03/15
10095 BNP Paribas Arbit Issu B.V. Oil Futures Euro Put Wt May 12 0.250 85 per 300 units 2012/05/17 200,000,000 2011/03/15
29401 Credit Suisse AG China Shenhua European Warrants Jun 2011B 0.150 36.900 2011/06/20 200,000,000 2011/03/15
29398 HK Bank Ch Comm Cons European Warrants Dec 2013 0.250 6.880 2013/12/31 80,000,000 2011/03/15
29399 HK Bank Dongfeng Motor European Warrants Dec 2011 0.250 16.880 2011/12/22 100,000,000 2011/03/15
29400 HK Bank Geely Auto European Warrants Oct 2011 0.250 3.98 per unit 2011/10/17 80,000,000 2011/03/15
29404 KBC Fin Products Int’l Ltd. AIA European Warrants Dec 2011 0.150 23.800 2011/12/01 208,000,000 2011/03/15
29402 KBC Fin Products Int’l Ltd. AIA European Warrants Jun 11B 0.150 24.380 2011/06/15 188,000,000 2011/03/15
29403 KBC Fin Products Int’l Ltd. AIA European Warrants Jul 11B 0.150 22.930 2011/07/21 208,000,000 2011/03/15
29407 KBC Fin Products Int’l Ltd. BOCL European Wts Aug 2011 C 0.150 4.60 per unit 2011/08/01 108,000,000 2011/03/15
29411 KBC Fin Products Int’l Ltd. CC Bank Euro Put Wts Sep 2011D 0.250 6.98 per unit 2011/09/15 108,000,000 2011/03/15

Strike level/
29405 KBC Fin Products Int’l Ltd. CC Bank Euro Wts Sep 2011 A 0.220 7.68 per unit 2011/09/05 108,000,000 2011/03/15
29406 KBC Fin Products Int’l Ltd. CC Bank Euro Wts Sep 2011 B 0.150 8 per unit 2011/09/01 108,000,000 2011/03/15
29408 KBC Fin Products Int’l Ltd. China Life Euro Wts Sep 2011 B 0.250 33.880 2011/09/15 198,000,000 2011/03/15
29410 KBC Fin Products Int’l Ltd. ICBC Euro Put Wts Sep 2011 0.410 6 per unit 2011/09/15 108,000,000 2011/03/15
29409 KBC Fin Products Int’l Ltd. Ping An European Wts Jul 2011B 0.160 98.800 2011/07/15 80,000,000 2011/03/15
29396 Macquarie Bank Ltd. HSI European Warrants Jul 2011 0.150 24,000 per 8,000 units 2011/07/28 200,000,000 2011/03/15
29397 Macquarie Bank Ltd. HSI European Put Warrants Aug 2011 0.155 22,800 per 10,000 units 2011/08/30 200,000,000 2011/03/15
29395 Macquarie Bank Ltd. Jiangxi Copper European Wts Oct 2011 0.252 28.880 2011/10/04 300,000,000 2011/03/15
29380 Merrill Lynch Int’l & Co. C.V. CK(H) European Wts Jan 2012 0.151 126.29 per 100 units 2012/01/16 80,000,000 2011/03/15
29388 Merrill Lynch Int’l & Co. C.V. CNOOC Euro Put Wts Jun 11I 0.150 17.880 2011/06/28 80,000,000 2011/03/15
29389 Merrill Lynch Int’l & Co. C.V. A50 China Eur Wt Dec 2011 0.152 14.290 2011/12/19 80,000,000 2011/03/15
29381 Merrill Lynch Int’l & Co. C.V. HS Bank Euro Wts Nov 2011 0.395 138.890 2011/11/21 80,000,000 2011/03/15
29382 Merrill Lynch Int’l & Co. C.V. HS Bank Euro Wts Dec 2012 0.152 122.99 per 100 units 2012/12/27 80,000,000 2011/03/15
29383 Merrill Lynch Int’l & Co. C.V. HSBC Euro Wts Jun 2011 B 0.213 86.890 2011/06/23 80,000,000 2011/03/15
29384 Merrill Lynch Int’l & Co. C.V. HSBC Euro Wts Jul 2011 C 0.180 89.990 2011/07/21 80,000,000 2011/03/15
29385 Merrill Lynch Int’l & Co. C.V. Hutchison Euro Wts Aug 11B 0.530 98.890 2011/08/23 80,000,000 2011/03/15
29386 Merrill Lynch Int’l & Co. C.V. PetroChina Eu Wt Jun 2011 B 0.400 11.69 per unit 2011/06/27 80,000,000 2011/03/15
29387 Merrill Lynch Int’l & Co. C.V. PetroChina Eu Wt Oct 2012 0.151 10.990 2012/10/24 80,000,000 2011/03/15
29390 CC Rabobank B.A. Anhui Conch European Warrants Sep 2011 0.370 46.800 2011/09/15 150,000,000 2011/03/15
29391 CC Rabobank B.A. China Shenhua European Warrants Sep 2011 0.250 39.400 2011/09/15 150,000,000 2011/03/15
29392 CC Rabobank B.A. GCL-Poly Energy European Wts Sep 2011 0.380 4.80 per unit 2011/09/15 100,000,000 2011/03/15
29393 CC Rabobank B.A. HSBC European Warrants Aug 2011 0.150 94.880 2011/08/08 200,000,000 2011/03/15
29394 CC Rabobank B.A. Lonking European Warrants Sep 2011 0.520 5.35 per unit 2011/09/29 80,000,000 2011/03/15
29414 UBS AG AIA European Warrants Jul 2011 B 0.150 25.000 2011/07/25 200,000,000 2011/03/15
29412 UBS AG HSI European Warrants Jun 2011 J 0.150 24,200 per 8,000 units 2011/06/29 300,000,000 2011/03/15
29413 UBS AG HSI European Warrants Aug 2011 B 0.150 25,000 per 8,000 units 2011/08/30 300,000,000 2011/03/15
29416 UBS AG HSI European Put Warrants Jun 2011 K 0.150 23,200 per 8,000 units 2011/06/29 300,000,000 2011/03/15
29415 UBS AG HSI European Put Warrants Jul 2011 D 0.200 24,200 per 8,000 units 2011/07/28 300,000,000 2011/03/15
29434 BOCI Asia Ltd. BYD European Warrants Aug 2011 0.200 43.880 2011/08/08 100,000,000 2011/03/16
29435 BOCI Asia Ltd. CPIC European Warrants Aug 2011 0.150 36.880 2011/08/01 100,000,000 2011/03/16
29433 BOCI Asia Ltd. GCL-Poly Energy European Warrants Sep 2011B 0.350 5 per unit 2011/09/19 100,000,000 2011/03/16
29457 BNP Paribas Arbit Issu B.V. Sh Petrochem Euro Wts Oct 2011 0.350 5 per unit 2011/10/04 30,000,000 2011/03/16
29458 BNP Paribas Arbit Issu B.V. Tencent Holdings Eu Wts Jul11C 0.220 220.20 per 100 units 2011/07/05 100,000,000 2011/03/16
29436 Credit Suisse AG AIA European Warrants Jul 2011 B 0.150 25.000 2011/07/25 300,000,000 2011/03/16
29437 Goldman Sachs SP (Asia) CM Bank European Wts Sep 2011 0.250 21.000 2011/09/26 100,000,000 2011/03/16
29438 Goldman Sachs SP (Asia) Ch Ship Cont European Wts Sep11 0.354 3.88 per unit 2011/09/19 50,000,000 2011/03/16
29439 Goldman Sachs SP (Asia) CSR European Warrants Feb 2012 0.165 10.980 2012/02/27 100,000,000 2011/03/16
29440 Goldman Sachs SP (Asia) Hang Lung Ppt European Wts Sep11 0.250 37.080 2011/09/26 100,000,000 2011/03/16
29441 Goldman Sachs SP (Asia) Sh Electric European Wts Sep11 0.544 5.38 per unit 2011/09/26 30,000,000 2011/03/16
29442 Goldman Sachs SP (Asia) Zijin Mining European Wts Sep11 0.505 7.80 per unit 2011/09/19 50,000,000 2011/03/16
29443 KBC Fin Products Int’l Ltd. Anhui Conch Euro Wts Sep 2011 0.250 48.880 2011/09/16 80,000,000 2011/03/16
29451 KBC Fin Products Int’l Ltd. Anhui Conch Euro Put Wt Sep 11 0.290 39.800 2011/09/16 80,000,000 2011/03/16
29444 KBC Fin Products Int’l Ltd. Beijing Ent European Wts Sep11 0.250 50.000 2011/09/16 80,000,000 2011/03/16

Strike level/
29452 KBC Fin Products Int’l Ltd. Beijing Ent Euro Put Wts Sep11 0.370 41.800 2011/09/16 80,000,000 2011/03/16
29445 KBC Fin Products Int’l Ltd. Ch Mer Hold European Wts Sep11 0.250 36.880 2011/09/16 80,000,000 2011/03/16
29453 KBC Fin Products Int’l Ltd. Ch Mer Hold Euro Put Wts Sep11 0.250 32.880 2011/09/16 80,000,000 2011/03/16
29447 KBC Fin Products Int’l Ltd. CITIC P European Wts Oct 2011 0.250 21.880 2011/10/03 80,000,000 2011/03/16
29448 KBC Fin Products Int’l Ltd. CITIC P European Wts Dec 2011 0.150 24.880 2011/12/20 80,000,000 2011/03/16
29454 KBC Fin Products Int’l Ltd. CITIC Pac Euro Put Wts Nov11 0.250 20.880 2011/11/01 80,000,000 2011/03/16
29446 KBC Fin Products Int’l Ltd. CNBM European Warrants Sep 11 0.250 26.880 2011/09/16 80,000,000 2011/03/16
29449 KBC Fin Products Int’l Ltd. Tsingtao Brew Euro Wts Oct11 0.250 43.880 2011/10/10 80,000,000 2011/03/16
29455 KBC Fin Products Int’l Ltd. Tsingtao Brew Eu Put Wts Oct11 0.250 33.880 2011/10/10 80,000,000 2011/03/16
29450 KBC Fin Products Int’l Ltd. ZTE European Warrants Nov 2011 0.250 40.000 2011/11/15 80,000,000 2011/03/16
29456 KBC Fin Products Int’l Ltd. ZTE European Put Wts Nov11 0.290 32.880 2011/11/15 80,000,000 2011/03/16
29417 Macquarie Bank Ltd. Angang Steel European Wts Jun 2012 0.171 12.500 2012/06/27 200,000,000 2011/03/16
29418 Macquarie Bank Ltd. Ch Ship Cont European Warrants Oct 11 0.312 3.98 per unit 2011/10/04 100,000,000 2011/03/16
29423 Merrill Lynch Int’l & Co. C.V. AIA European Warrants Dec11 0.250 24.990 2011/12/12 80,000,000 2011/03/16
29424 Merrill Lynch Int’l & Co. C.V. Ch Shenhua Eur Wts Aug 2011 0.161 36.890 2011/08/01 80,000,000 2011/03/16
29425 Merrill Lynch Int’l & Co. C.V. Tencent Euro Wts Oct 2011 B 0.280 219.99 per 100 units 2011/10/26 80,000,000 2011/03/16
29426 Merrill Lynch Int’l & Co. C.V. Tencent Euro Wts Nov 2011 0.219 238.89 per 100 units 2011/11/21 80,000,000 2011/03/16
29427 Merrill Lynch Int’l & Co. C.V. Tencent Euro Put Wts Sep 11 0.152 189.99 per 100 units 2011/09/12 80,000,000 2011/03/16
29428 CC Rabobank B.A. AIA European Warrants Dec 2011 0.250 25.880 2011/12/29 200,000,000 2011/03/16
29429 CC Rabobank B.A. CNOOC European Warrants Dec 2011 0.150 22.380 2011/12/19 200,000,000 2011/03/16
29432 CC Rabobank B.A. HKEx European Put Warrants Aug 2011 0.180 170 per 100 units 2011/08/29 200,000,000 2011/03/16
29430 CC Rabobank B.A. Li & Fung European Warrants Oct 2011A 0.250 55.880 2011/10/28 100,000,000 2011/03/16
29431 CC Rabobank B.A. Tencent Holdings European Wts Oct 2011 0.250 264.88 per 100 units 2011/10/17 200,000,000 2011/03/16
29421 RB of Scotland N.V. HKEx European Warrants Nov 2011 A 0.150 200.08 per 100 units 2011/11/30 200,000,000 2011/03/16
29419 RB of Scotland N.V. HKEx European Warrants Sep 2011 A 0.171 172.08 per 100 units 2011/09/26 200,000,000 2011/03/16
29420 RB of Scotland N.V. HKEx European Warrants Sep 2011 B 0.150 185.08 per 100 units 2011/09/27 200,000,000 2011/03/16
29464 RB of Scotland N.V. HSI European Warrants Jul 2011 0.169 23,800 per 8,000 units 2011/07/28 250,000,000 2011/03/16
29465 RB of Scotland N.V. HSI European Put Warrants Jul 2011 0.203 23,500 per 8,000 units 2011/07/28 250,000,000 2011/03/16
29466 RB of Scotland N.V. HSI European Warrants Sep 2011 A 0.251 24,400 per 7,000 units 2011/09/29 250,000,000 2011/03/16
29467 RB of Scotland N.V. HSI European Warrants Sep 2011 B 0.164 24,900 per 8,000 units 2011/09/29 250,000,000 2011/03/16
29468 RB of Scotland N.V. HSI European Put Warrants Sep 2011 C 0.173 22,200 per 8,000 units 2011/09/29 250,000,000 2011/03/16
29469 RB of Scotland N.V. HSI European Put Warrants Sep 2011 D 0.251 22,800 per 8,000 units 2011/09/29 250,000,000 2011/03/16
29470 RB of Scotland N.V. HSI European Put Warrants Sep 2011 E 0.251 23,200 per 8,000 units 2011/09/29 250,000,000 2011/03/16
29422 RB of Scotland N.V. Tencent European Put Warrants Nov 2011 0.152 188.08 per 100 units 2011/11/07 250,000,000 2011/03/16
29459 UBS AG Agricultural Bank European Warrants Jul 2011 C 0.150 4.40 per unit 2011/07/29 100,000,000 2011/03/16
29460 UBS AG BOCL European Warrants Sep 2011 0.250 4.88 per unit 2011/09/19 100,000,000 2011/03/16
29461 UBS AG China Life European Warrants Aug 2011 C 0.150 32.900 2011/08/29 300,000,000 2011/03/16
29462 UBS AG China Life European Warrants Sep 2011 0.150 34.900 2011/09/27 300,000,000 2011/03/16
29463 UBS AG ICBC European Warrants Aug 2011 A 0.150 7.01 per unit 2011/08/01 200,000,000 2011/03/16
#
15549 UBS AG HSBC European Warrants Sep 2011 B 0.037 93.88 per 100 units 2011/09/26 500,000,000 2011/03/16
29478 BOCI Asia Ltd. CNBM European Warrants Oct 2011 0.290 26.880 2011/10/31 100,000,000 2011/03/17
29484 BNP Paribas Arbit Issu B.V. Air China Euro Wts Nov 2012 0.260 8.000 2012/11/02 100,000,000 2011/03/17
29485 BNP Paribas Arbit Issu B.V. CE Air European Wts Nov 2011 0.730 3.68 per unit 2011/11/02 20,000,000 2011/03/17

Strike level/
29486 BNP Paribas Arbit Issu B.V. CR Cement Euro Wts Feb 2013 0.250 7.000 2013/02/04 100,000,000 2011/03/17
29506 BNP Paribas Arbit Issu B.V. CSI European Warrants Dec 2011 0.400 42.000 2011/12/02 25,000,000 2011/03/17
29504 BNP Paribas Arbit Issu B.V. Foxconn European Wts Apr 2012 0.160 5.190 2012/04/27 100,000,000 2011/03/17
29505 BNP Paribas Arbit Issu B.V. PICC European Wts Mar 2013 0.270 10.800 2013/03/04 100,000,000 2011/03/17
29496 Credit Suisse AG Ch Comm Cons European Warrants Jun 2011 0.150 8.01 per unit 2011/06/17 200,000,000 2011/03/17
29497 Deutsche Bank AG CC Bank European Warrants Jul 2011 C 0.180 8.38 per unit 2011/07/25 200,000,000 2011/03/17
29487 Deutsche Bank AG Tencent Holdings European Wts Sep 2011 A 0.250 260 per 100 units 2011/09/19 200,000,000 2011/03/17
29491 Deutsche Bank AG Tencent European Put Warrants Sep 2011 0.320 215 per 100 units 2011/09/19 150,000,000 2011/03/17
10096 Deutsche Bank AG USD/YEN European Warrants Sep 2011 0.250 86 per 1 units 2011/09/20 50,000,000 2011/03/17
29480 Goldman Sachs SP (Asia) Agri Bk European Wts Jul 2011 B 0.154 4.68 per unit 2011/07/22 200,000,000 2011/03/17
29481 Goldman Sachs SP (Asia) China Life Euro Put Wts Jul 2011 0.158 28.880 2011/07/04 100,000,000 2011/03/17
29482 Goldman Sachs SP (Asia) HSBC European Put Wts Jul 2011 0.275 76.930 2011/07/22 200,000,000 2011/03/17
29479 Goldman Sachs SP (Asia) Tencent European Wt Oct 2011 C 0.250 248 per 100 units 2011/10/24 200,000,000 2011/03/17
29483 Goldman Sachs SP (Asia) Tencent European Put Wt Jul 2011 0.167 208 per 100 units 2011/07/25 200,000,000 2011/03/17
29502 J P Morgan SP BV BOCL European Warrants Aug 2011 B 0.150 4.60 per unit 2011/08/01 150,000,000 2011/03/17
29503 J P Morgan SP BV Cheung Kong European Warrants Oct 2012 0.150 130 per 100 units 2012/10/02 200,000,000 2011/03/17
29489 KBC Fin Products Int’l Ltd. CR Cement Euro Wts Sep 2011 0.250 7.80 per unit 2011/09/19 68,000,000 2011/03/17
29488 KBC Fin Products Int’l Ltd. Lenovo European Wts Dec 2011 0.250 6.08 per unit 2011/12/08 80,000,000 2011/03/17
29493 KBC Fin Products Int’l Ltd. Lenovo Euro Put Wts Dec 2011 0.250 4 per unit 2011/12/08 78,000,000 2011/03/17
29490 KBC Fin Products Int’l Ltd. Poly European Wts Sep 2011 0.250 8.28 per unit 2011/09/19 80,000,000 2011/03/17
29492 KBC Fin Products Int’l Ltd. Poly European Put Wts Dec 2011 0.250 7.680 2011/12/08 80,000,000 2011/03/17
29494 CC Rabobank B.A. CC Bank European Warrants Jul 2011 B 0.252 7.59 per unit 2011/07/20 200,000,000 2011/03/17
29495 RB of Scotland N.V. ICBC European Warrants Aug 2011 0.251 6.51 per unit 2011/08/22 200,000,000 2011/03/17
29471 SGA Societe Generale Acceptance N.V Anhui Conch Eu Wt Sep 11 0.470 47.500 2011/09/19 80,000,000 2011/03/17
29472 SGA Societe Generale Acceptance N.V Anhui Conch Eu Wt Oct 11 0.320 53.880 2011/10/24 80,000,000 2011/03/17
29473 SGA Societe Generale Acceptance N.V. CLife Eu Wt Sep 2011A 0.180 31.880 2011/09/26 300,000,000 2011/03/17
29474 SGA Societe Generale Acceptance N.V. CNBM Euro Wts Oct2011 0.250 27.680 2011/10/17 150,000,000 2011/03/17
29475 SGA Societe Generale Acceptance N.V. CNBM Euro Wts Dec2011 0.250 31.080 2011/12/21 150,000,000 2011/03/17
29476 SGA Societe Generale Acceptance N.V. HSBC Eu Wt Sep 2011 E 0.150 98.880 2011/09/28 300,000,000 2011/03/17
29477 SGA Societe Generale Acceptance N.V. Tencent Eu Wt Oct11A 0.250 258 per 100 units 2011/10/03 200,000,000 2011/03/17
29498 UBS AG CM Bank European Warrants Dec 2011 0.150 24.050 2011/12/12 100,000,000 2011/03/17
29500 UBS AG CNOOC European Warrants Oct 2011 0.150 18.510 2011/10/24 300,000,000 2011/03/17
29499 UBS AG Sinopec Corp European Warrants Aug 2011 B 0.150 9.19 per unit 2011/08/11 100,000,000 2011/03/17
29501 UBS AG PetroChina European Warrants Sep 2011 0.250 12.88 per unit 2011/09/19 100,000,000 2011/03/17
29516 BNP Paribas Arbit Issu B.V. Ch Overseas Euro Wts Apr 2012 0.250 14.880 2012/04/02 100,000,000 2011/03/18
29517 BNP Paribas Arbit Issu B.V. Esprit European Wts Oct 2011 0.250 45.800 2011/10/03 100,000,000 2011/03/18
29526 BNP Paribas Arbit Issu B.V. Tencent Eu Put Wt Dec 2011 0.250 202.80 per 100 units 2011/12/05 100,000,000 2011/03/18
10097 Deutsche Bank AG Oil Futures European Warrants Oct 2011 0.250 120 per 300 units 2011/10/07 50,000,000 2011/03/18
29520 Goldman Sachs SP (Asia) Ch Oilfield European Wts Nov 2011 0.250 17.800 2011/11/07 100,000,000 2011/03/18
29519 Goldman Sachs SP (Asia) A50 China Euro Put Wts Dec 2011 0.169 13.380 2011/12/14 200,000,000 2011/03/18
29518 Goldman Sachs SP (Asia) HKEx European Warrants Sep 2011 D 0.152 168 per 100 units 2011/09/30 200,000,000 2011/03/18
29522 Goldman Sachs SP (Asia) HSBC European Warrants Jun 2011 C 0.275 86.900 2011/06/27 200,000,000 2011/03/18

Strike level/
29523 Goldman Sachs SP (Asia) HSBC European Warrants Sep 2011 B 0.720 80.000 2011/09/26 200,000,000 2011/03/18
29527 J P Morgan SP BV Hutchison European Warrants Jun 2011 A 0.274 100.000 2011/06/23 100,000,000 2011/03/18
29528 J P Morgan SP BV Hutchison European Warrants Jun 2011 B 0.362 96.880 2011/06/30 100,000,000 2011/03/18
29507 Merrill Lynch Int’l & Co. C.V. Ag Bk European Wts Sep 2011 0.315 4.19 per unit 2011/09/27 80,000,000 2011/03/18
29508 Merrill Lynch Int’l & Co. C.V. Ag Bk European Wts Oct 2011 0.255 4.69 per unit 2011/10/24 80,000,000 2011/03/18
29509 Merrill Lynch Int’l & Co. C.V. Ag Bk Euro Put Wts Sep 2011 0.250 3.89 per unit 2011/09/23 80,000,000 2011/03/18
29510 Merrill Lynch Int’l & Co. C.V. BOCL European Wts Sep 2011 0.270 4.29 per unit 2011/09/27 80,000,000 2011/03/18
29511 Merrill Lynch Int’l & Co. C.V. BOCL European Wts Oct 2011 0.255 4.79 per unit 2011/10/24 80,000,000 2011/03/18
29512 Merrill Lynch Int’l & Co. C.V. BOCL Euro Put Wts Sep 2011 0.250 3.79 per unit 2011/09/23 80,000,000 2011/03/18
29515 Merrill Lynch Int’l & Co. C.V. Ch Mobile Eur Wt Sep 2011 0.193 82.490 2011/09/15 80,000,000 2011/03/18
29513 Merrill Lynch Int’l & Co. C.V. China Life Eu Wt Sep 2011 0.250 33.490 2011/09/21 80,000,000 2011/03/18
29514 Merrill Lynch Int’l & Co. C.V. Ch Mobile Eur Wt Jun 2011 C 0.161 80.890 2011/06/23 80,000,000 2011/03/18
29524 CC Rabobank B.A. China Mer Hold European Warrants Jul 2011 0.250 39.000 2011/07/26 100,000,000 2011/03/18
29525 RB of Scotland N.V. ICBC European Warrants Jul 2011 0.254 6.09 per unit 2011/07/22 200,000,000 2011/03/18
#
23163 UBS AG China Mobile European Warrants Dec 2011 0.042 73.88 per 100 units 2011/12/12 700,000,000 2011/03/18
#
13673 UBS AG China Life European Warrants Dec 2012 B 0.027 33.88 per 100 units 2012/12/10 1,000,000,000 2011/03/18
29555 BNP Paribas Arbit Issu B.V. Minsheng Bk Euro Wts Oct 2011 0.380 7.60 per unit 2011/10/04 35,000,000 2011/03/21
29556 BNP Paribas Arbit Issu B.V. WC Cement Euro Wts Oct 2011 0.420 4.20 per unit 2011/10/04 65,000,000 2011/03/21
29569 Deutsche Bank AG AIA European Warrants Oct 2011 0.190 22.800 2011/10/24 200,000,000 2011/03/21
29570 Deutsche Bank AG AIA European Warrants Dec 2011 0.180 23.800 2011/12/01 200,000,000 2011/03/21
10098 Deutsche Bank AG Nikkei 225 Index European Wts Dec 2011 B 0.290 9,500 per 400 units 2011/12/09 100,000,000 2011/03/21
10102 Deutsche Bank AG Nikkei 225 Index Euro Put Wts Dec 2011 D 0.250 9,000 per 400 units 2011/12/09 100,000,000 2011/03/21
29558 Goldman Sachs SP (Asia) Ch EB Ltd European Wts Sep 2011 0.150 19.000 2011/09/20 100,000,000 2011/03/21
29561 Goldman Sachs SP (Asia) CSR Times European Wts Oct 2011 0.250 35.000 2011/10/03 200,000,000 2011/03/21
29559 Goldman Sachs SP (Asia) Dongfang Elec Euro Wts Oct 2011 0.385 34.000 2011/10/03 50,000,000 2011/03/21
29560 Goldman Sachs SP (Asia) Shanghai Ind European Wts Oct 2011 0.250 31.080 2011/10/03 200,000,000 2011/03/21
29566 KBC Fin Products Int’l Ltd. BYD European Put Wts Sep 2011 0.250 28.000 2011/09/21 80,000,000 2011/03/21
29563 KBC Fin Products Int’l Ltd. Ch Mobile Euro Wt Sep 2011 A 0.260 74.680 2011/09/21 128,000,000 2011/03/21
29562 KBC Fin Products Int’l Ltd. Ch Mobile Euro Wt Jul 2011 E 0.150 81.880 2011/07/08 198,000,000 2011/03/21
29567 KBC Fin Products Int’l Ltd. Ch Mobile Eu Put Wt Dec 2011 B 0.180 88.85 per 100 units 2011/12/20 128,000,000 2011/03/21
29564 KBC Fin Products Int’l Ltd. Hutchison Euro Wts Jun 2011 H 0.300 100.000 2011/06/23 180,000,000 2011/03/21
29565 KBC Fin Products Int’l Ltd. Hutchison Euro Wts Aug 2011 B 0.200 104.800 2011/08/01 238,000,000 2011/03/21
29552 Merrill Lynch Int’l & Co. C.V. HSI European Wts Oct 2011 A 0.260 22,500 per 9,000 units 2011/10/28 200,000,000 2011/03/21
29557 Merrill Lynch Int’l & Co. C.V. HSI European Wts Oct 2011 B 0.250 23,300 per 9,000 units 2011/10/28 200,000,000 2011/03/21
29568 Merrill Lynch Int’l & Co. C.V. HSI European Wts Oct 2011 C 0.250 23,900 per 9,000 units 2011/10/28 200,000,000 2011/03/21
29572 Merrill Lynch Int’l & Co. C.V. HSI Euro Put Wts Oct 2011 D 0.250 21,800 per 9,000 units 2011/10/28 200,000,000 2011/03/21
29573 Merrill Lynch Int’l & Co. C.V. HSI Euro Put Wts Oct 2011 E 0.250 22,300 per 9,000 units 2011/10/28 200,000,000 2011/03/21
29574 Merrill Lynch Int’l & Co. C.V. HSI Euro Put Wts Oct 2011 F 0.270 23,200 per 9,000 units 2011/10/28 200,000,000 2011/03/21
29539 Nomura Int’l plc Air China European Warrants Oct 2012 0.258 8.080 2012/10/31 100,000,000 2011/03/21
29535 Nomura Int’l plc Beijing Ent European Warrants Sep 2011 0.250 50.880 2011/09/21 80,000,000 2011/03/21
29536 Nomura Int’l plc Beijing Ent European Warrants Nov 2013 0.170 42.888 per 100 units 2013/11/26 100,000,000 2011/03/21
29531 Nomura Int’l plc China Mer Hold European Warrants Jul 2011 0.186 39.000 2011/07/26 100,000,000 2011/03/21

Strike level/
29540 Nomura Int’l plc China Unicom European Warrants Mar 2012 0.150 13.782 2012/03/16 100,000,000 2011/03/21
29538 Nomura Int’l plc Ch East Air European Warrants Sep 2011 0.406 4.28 per unit 2011/09/21 100,000,000 2011/03/21
29537 Nomura Int’l plc Ch East Air European Warrants Oct 2011 0.638 3.68 per unit 2011/10/31 100,000,000 2011/03/21
29546 Nomura Int’l plc China Life European Warrants Sep 2011 0.150 31.888 2011/09/30 100,000,000 2011/03/21
29542 Nomura Int’l plc CNOOC European Warrants Sep 2011 B 0.150 18.880 2011/09/30 100,000,000 2011/03/21
29544 Nomura Int’l plc Ch South Air European Warrants Sep 2011 0.395 4.28 per unit 2011/09/21 100,000,000 2011/03/21
29548 Nomura Int’l plc Ch State Con European Warrants Feb 2012 0.250 7.780 2012/02/29 100,000,000 2011/03/21
29530 Nomura Int’l plc HSBC European Warrants Mar 2012 0.262 99.420 2012/03/30 100,000,000 2011/03/21
29529 Nomura Int’l plc HSBC European Warrants Sep 2011 B 0.255 91.000 2011/09/21 100,000,000 2011/03/21
29533 Nomura Int’l plc JIANC European Warrants Sep 2011A 0.255 25.180 2011/09/30 100,000,000 2011/03/21
29534 Nomura Int’l plc JIANC European Warrants Oct 2011 0.250 26.380 2011/10/31 100,000,000 2011/03/21
29543 Nomura Int’l plc L’Occitane European Warrants Dec 2011 0.150 23.888 2011/12/12 100,000,000 2011/03/21
29547 Nomura Int’l plc Nine Dragons European Warrants Jun 2012 0.250 8.880 2012/06/29 100,000,000 2011/03/21
29545 Nomura Int’l plc Ch Rongsheng European Warrants Apr 2012 0.150 8.888 2012/04/23 100,000,000 2011/03/21
29532 Nomura Int’l plc Tingyi European Warrants Dec 2011 0.150 23.980 2011/12/23 100,000,000 2011/03/21
29541 Nomura Int’l plc Xinyi Glass European Put Wts Dec 2011 0.250 6.680 2011/12/19 100,000,000 2011/03/21
29549 SGA Societe Generale Acceptance N.V. CSR Euro Wts Dec 2011 0.150 8.200 2011/12/21 200,000,000 2011/03/21
29550 SGA Societe Generale Acceptance N.V. HWL Eur Wt Aug 2011 A 0.330 108.880 2011/08/15 200,000,000 2011/03/21
29551 SGA Societe Generale Acceptance N.V. Sino Land Eu Wt Oct 11 0.150 15.280 2011/10/19 150,000,000 2011/03/21
29553 SGA Societe Generale Acceptance N.V. SPA Euro Wts Apr 2012 0.150 120 per 100 units 2012/04/02 200,000,000 2011/03/21
29554 SGA Societe Generale Acceptance N.V. Wharf Euro Wts Sep 11 0.460 54.000 2011/09/21 80,000,000 2011/03/21
#
17855 CC Rabobank B.A. HSBC European Warrants Sep 2011 B 0.027 86.90 per 93 units 2011/09/26 400,000,000 2011/03/21
#
24679 Barclays Bank plc ICBC European Warrants Jun 2012 0.077 5.690 2012/06/25 130,000,000 2011/03/21
29600 BNP Paribas Arbit Issu B.V. AIA European Warrants May 2012 0.250 25.280 2012/05/02 100,000,000 2011/03/22
29579 BNP Paribas Arbit Issu B.V. Ch Comm Cons Eur Wt Dec 2014 0.250 9.000 2014/12/03 200,000,000 2011/03/22
29601 BNP Paribas Arbit Issu B.V. GCL-Poly Euro Wts Nov 2011 0.490 4.23 per unit 2011/11/02 100,000,000 2011/03/22
29602 BNP Paribas Arbit Issu B.V. Jiangxi Copper Eu Wts Oct 2011 0.270 24.280 2011/10/04 100,000,000 2011/03/22
29603 BNP Paribas Arbit Issu B.V. Ping An European Wts Jul 2013 0.250 82.28 per 100 units 2013/07/02 100,000,000 2011/03/22
29583 Credit Suisse AG HKEx European Warrants Aug 2011A 0.150 165 per 100 units 2011/08/03 300,000,000 2011/03/22
29582 Credit Suisse AG HSCEI European Warrants Aug 2011 0.150 12,950 per 5,500 units 2011/08/30 200,000,000 2011/03/22
29608 Deutsche Bank AG AIA European Warrants Sep 2011 B 0.280 20.800 2011/09/26 200,000,000 2011/03/22
29609 Deutsche Bank AG BOCL European Warrants Sep 2011 0.530 3.60 per unit 2011/09/26 150,000,000 2011/03/22
29610 Deutsche Bank AG China Life European Warrants Sep 2011A 0.400 25.500 2011/09/26 300,000,000 2011/03/22
29612 Deutsche Bank AG A50 China European Warrants Apr 2012 B 0.250 11.600 2012/04/23 150,000,000 2011/03/22
29611 Deutsche Bank AG ICBC European Warrants Sep 2011 0.630 5.50 per unit 2011/09/26 150,000,000 2011/03/22
29580 Goldman Sachs SP (Asia) Anhui Conch European Wts Sep 2011 0.275 48.880 2011/09/26 200,000,000 2011/03/22
29613 Goldman Sachs SP (Asia) CHALCO European Warrants Aug 2011 0.475 8.38 per unit 2011/08/03 100,000,000 2011/03/22
29614 Goldman Sachs SP (Asia) CITIC Bank European Wts Jun 2011 0.153 6 per unit 2011/06/29 100,000,000 2011/03/22
29581 Goldman Sachs SP (Asia) HSBC European Warrants Aug 2011 C 0.460 84.000 2011/08/29 200,000,000 2011/03/22
29616 Goldman Sachs SP (Asia) HSI European Put Wts Jun 2011 G 0.150 21,500 per 8,000 units 2011/06/29 200,000,000 2011/03/22
29615 Goldman Sachs SP (Asia) HSI European Put Wts Aug 2011 E 0.160 21,600 per 8,000 units 2011/08/30 150,000,000 2011/03/22
29587 J P Morgan SP BV Anhui Conch European Warrants Sep 2011 A 0.312 45.000 2011/09/22 100,000,000 2011/03/22

Strike level/
29588 J P Morgan SP BV Anhui Conch European Warrants Sep 2011 B 0.250 50.000 2011/09/22 100,000,000 2011/03/22
29590 J P Morgan SP BV Ch Merchants European Warrants Sep 2011 0.250 38.000 2011/09/22 80,000,000 2011/03/22
29592 J P Morgan SP BV Ch Oilfield Euro Wts Oct 2011 0.250 18.880 2011/10/28 180,000,000 2011/03/22
29591 J P Morgan SP BV CNBM European Warrants Sep 2011 0.250 27.000 2011/09/22 150,000,000 2011/03/22
29593 J P Morgan SP BV Ch Ship Dev European Warrants Aug 2012 0.250 10.000 2012/08/30 200,000,000 2011/03/22
29594 J P Morgan SP BV Zhuzhou CSR European Warrants Feb 2012 0.150 11.000 2012/02/28 200,000,000 2011/03/22
29595 J P Morgan SP BV GCL-Poly European Warrants Sep 2011 0.250 4.50 per unit 2011/09/22 100,000,000 2011/03/22
29597 J P Morgan SP BV HK Gas European Warrants Feb 2012 0.250 18.880 2012/02/28 100,000,000 2011/03/22
29589 J P Morgan SP BV China Mengniu European Warrants Sep 2011 0.250 23.880 2011/09/29 100,000,000 2011/03/22
29596 J P Morgan SP BV Sh Electric European Warrants Jun 2013 0.150 4.500 2013/06/24 200,000,000 2011/03/22
29598 J P Morgan SP BV Zhaojin Mining European Warrants Sep 2011 0.250 42.000 2011/09/22 80,000,000 2011/03/22
29599 J P Morgan SP BV ZTE European Warrants Oct 2011 0.250 40.000 2011/10/14 100,000,000 2011/03/22
29604 KBC Fin Products Int’l Ltd. HSI Euro Put Wts Jul 2011 D 0.250 23,400 per 8,000 units 2011/07/28 200,000,000 2011/03/22
29605 KBC Fin Products Int’l Ltd. HSI Euro Put Wts Aug 2011 C 0.250 23,000 per 8,000 units 2011/08/30 200,000,000 2011/03/22
29606 KBC Fin Products Int’l Ltd. HSI Euro Put Wts Sep 2011 A 0.250 21,800 per 10,000 units 2011/09/29 200,000,000 2011/03/22
29607 KBC Fin Products Int’l Ltd. HSI Euro Put Wts Sep 2011 B 0.250 21,000 per 8,800 units 2011/09/29 200,000,000 2011/03/22
29575 CC Rabobank B.A. COSCO Pacific European Warrants Dec 2011 0.250 17.400 2011/12/12 120,000,000 2011/03/22
29576 CC Rabobank B.A. Dongfang Elec European Wts Sep 2011 B 0.400 28.880 2011/09/29 100,000,000 2011/03/22
29577 CC Rabobank B.A. Geely Auto European Warrants Sep 2011 0.300 3.46 per unit 2011/09/22 120,000,000 2011/03/22
29578 CC Rabobank B.A. Lenovo European Warrants Sep 2011 0.360 4.50 per unit 2011/09/22 150,000,000 2011/03/22
29571 CC Rabobank B.A. Sinoma European Warrants Oct 2011 0.600 8.88 per unit 2011/10/28 80,000,000 2011/03/22
29584 Standard Chartered Bank HKEx European Warrants Sep 2011 B 0.150 172.08 per 100 units 2011/09/26 100,000,000 2011/03/22
29585 SGA Societe Generale Acceptance N.V. AGBK Eu Wt Jul 2011 B 0.250 4.28 per unit 2011/07/27 200,000,000 2011/03/22
29586 SGA Societe Generale Acceptance N.V. CCB Eur Wt Jul 2011 C 0.280 7.48 per unit 2011/07/27 200,000,000 2011/03/22
29617 UBS AG China Mobile European Warrants Aug 2011 B 0.150 80.000 2011/08/08 200,000,000 2011/03/22
29618 UBS AG Sinopec Corp European Warrants Jul 2011 B 0.540 7.58 per unit 2011/07/04 100,000,000 2011/03/22
29619 UBS AG China Tel European Warrants Jul 2011 B 0.310 4.39 per unit 2011/07/18 100,000,000 2011/03/22
29620 UBS AG HKEx European Warrants Aug 2011 C 0.150 165.10 per 100 units 2011/08/03 300,000,000 2011/03/22
29621 UBS AG Hutchison European Warrants Jun 2011 E 0.610 85.930 2011/06/22 200,000,000 2011/03/22
29622 UBS AG Ping An European Warrants Sep 2011 0.570 80.050 2011/09/26 100,000,000 2011/03/22
29623 UBS AG SHK Ppt European Warrants Sep 2012 0.183 110 per 100 units 2012/09/11 100,000,000 2011/03/22
29647 BNP Paribas Arbit Issu B.V. China BlueChem Eur Wt Nov 2013 0.260 6.880 2013/11/04 100,000,000 2011/03/23
29648 BNP Paribas Arbit Issu B.V. Gome European Wts Mar 2012 0.410 3.06 per unit 2012/03/02 100,000,000 2011/03/23
29649 BNP Paribas Arbit Issu B.V. NVC Lighting Euro Wts Feb 2012 0.720 4.08 per unit 2012/02/02 14,000,000 2011/03/23
29650 BNP Paribas Arbit Issu B.V. Sinofert European Wts Dec 2011 0.450 4.38 per unit 2011/12/02 24,000,000 2011/03/23
29651 BNP Paribas Arbit Issu B.V. Want Want Ch Euro Wts Nov 2013 0.250 7.880 2013/11/04 100,000,000 2011/03/23
29663 Credit Suisse AG Li & Fung European Warrants Jul 2011 0.150 48.900 2011/07/04 200,000,000 2011/03/23

Strike level/
29665 Deutsche Bank AG Sinopec Corp European Warrants Aug 2011 C 0.370 8.80 per unit 2011/08/29 100,000,000 2011/03/23
29666 Deutsche Bank AG HSBC European Warrants Jun 2011 H 0.250 86.000 2011/06/27 300,000,000 2011/03/23
29652 HK Bank CITIC Bank European Warrants Sep 2011 0.250 5.80 per unit 2011/09/27 80,000,000 2011/03/23
29653 HK Bank Dongfang Elec European Warrants Nov 2011 0.250 30.880 2011/11/25 80,000,000 2011/03/23
29654 HK Bank Foxconn European Warrants Dec 2011 0.250 6 per unit 2011/12/19 80,000,000 2011/03/23
29655 HK Bank Jiangxi Copper European Warrants Oct 2011 0.250 27.500 2011/10/28 120,000,000 2011/03/23
29656 HK Bank Lenovo European Warrants Sep 2011 B 0.250 4.98 per unit 2011/09/23 80,000,000 2011/03/23
29657 HK Bank Renhe Comm European Warrants Jul 2012 0.250 1.38 per unit 2012/07/06 80,000,000 2011/03/23
29658 HK Bank Shanghai Electric European Warrants Nov 2011 0.250 5 per unit 2011/11/22 80,000,000 2011/03/23
29659 HK Bank Shimao Ppt European Warrants Jul 2012 0.250 11.880 2012/07/09 100,000,000 2011/03/23
29660 HK Bank Yanzhou Coal European Warrants Oct 2011 A 0.220 27.990 2011/10/26 120,000,000 2011/03/23
29664 J P Morgan SP BV China Mob European Wts Sep 2011 0.250 82.880 2011/09/26 200,000,000 2011/03/23
29645 J P Morgan SP BV HS Bank European Warrants Sep 2011 0.369 130.000 2011/09/23 80,000,000 2011/03/23
29646 J P Morgan SP BV HSBC European Warrants Jun 2011 0.150 86.000 2011/06/24 200,000,000 2011/03/23
29662 KBC Fin Products Int’l Ltd. Agricultural Eu Put Wt Sep2011 0.300 4.08 per unit 2011/09/23 108,000,000 2011/03/23
29661 KBC Fin Products Int’l Ltd. HSI European Wts Sep 2011 C 0.250 22,800 per 8,000 units 2011/09/29 200,000,000 2011/03/23
29643 Macquarie Bank Ltd. BOCL European Put Warrants Sep 2011 0.251 3.75 per unit 2011/09/26 88,000,000 2011/03/23
29636 Macquarie Bank Ltd. China Overseas European Wts Jul 2012 0.250 15.000 2012/07/20 188,000,000 2011/03/23
29637 Macquarie Bank Ltd. GCL-Poly Energy European Wts Nov 2011 0.293 5 per unit 2011/11/21 88,000,000 2011/03/23
29638 Macquarie Bank Ltd. Gome European Warrants Oct 2011 0.253 3.08 per unit 2011/10/03 88,000,000 2011/03/23
29641 Macquarie Bank Ltd. China Mengniu European Wts Feb 2012 0.250 22.880 2012/02/03 188,000,000 2011/03/23
29640 Macquarie Bank Ltd. PetroChina European Wts Oct 2012 0.152 11.020 2012/10/22 188,000,000 2011/03/23
29644 Macquarie Bank Ltd. PetroChina European Put Wts Oct 2012 0.250 10.500 2012/10/22 100,000,000 2011/03/23
29639 Macquarie Bank Ltd. Shimao Ppt European Warrants Oct 2012 0.250 11.110 2012/10/15 88,000,000 2011/03/23
29642 Macquarie Bank Ltd. Goldwind European Warrants Sep 2011 0.252 16.880 2011/09/26 188,000,000 2011/03/23
29625 Standard Chartered Bank China Life European Wts Sep 2011 C 0.250 28.880 2011/09/28 100,000,000 2011/03/23
29626 Standard Chartered Bank Hutchison Euro Euro Wts Jul 2011 0.490 92.880 2011/07/18 100,000,000 2011/03/23
29627 Standard Chartered Bank Hutchison Euro Euro Wts Mar 2012 0.162 78.88 per 100 units 2012/03/19 400,000,000 2011/03/23
29624 Standard Chartered Bank Jiangxi Copper Euro Wts Sep 2011 0.250 24.880 2011/09/28 100,000,000 2011/03/23
29629 SGA Societe Generale Acceptance N.V. CCB Eur Wt Sep 2011 B 0.470 7.28 per unit 2011/09/26 200,000,000 2011/03/23
29628 SGA Societe Generale Acceptance N.V. CK(H) Eu Put Wt Nov11 0.170 124 per 100 units 2011/11/07 500,000,000 2011/03/23
29630 SGA Societe Generale Acceptance N.V. CLife Eu Wt Sep 2011B 0.250 30.880 2011/09/26 300,000,000 2011/03/23
29631 SGA Societe Generale Acceptance N.V. Ch Mob Eu Wt Sep2011C 0.400 72.550 2011/09/26 200,000,000 2011/03/23
29632 SGA Societe Generale Acceptance N.V. Ch Mob Eu Wt Sep2011D 0.250 77.000 2011/09/26 200,000,000 2011/03/23
29635 SGA Societe Generale Acceptance N.V. HSBC Eu Wt Aug 2011 C 0.310 84.000 2011/08/29 300,000,000 2011/03/23
29633 SGA Societe Generale Acceptance N.V. HSI Eur Wt Aug 2011 D 0.150 23,400 per 8,000 units 2011/08/30 300,000,000 2011/03/23
29634 SGA Societe Generale Acceptance N.V. Tencent Eu Wt Sep11A 0.270 213.88 per 100 units 2011/09/12 200,000,000 2011/03/23
#
25861 Macquarie Bank Ltd. Tencent European Warrants Jul 2011 B 0.180 218.88 per 100 units 2011/07/05 250,000,000 2011/03/23
29702 Barclays Bank plc BOCL European Warrants Oct 2011 0.253 25.000 2011/10/28 100,000,000 2011/03/24
29701 Barclays Bank plc Ch Comm Cons European Warrants Oct 2011 0.408 8 per unit 2011/10/28 100,000,000 2011/03/24
29699 Barclays Bank plc Sinopec Corp European Wts Sep 2011 0.322 8.50 per unit 2011/09/29 100,000,000 2011/03/24
29695 Barclays Bank plc HSI European Put Warrants Sep 2011 0.250 24,200 per 15,000 units 2011/09/29 150,000,000 2011/03/24

Strike level/
29696 Barclays Bank plc HSI European Warrants Oct 2011 A 0.250 22,800 per 10,000 units 2011/10/28 150,000,000 2011/03/24
29697 Barclays Bank plc HSI European Warrants Oct 2011 B 0.250 24,000 per 8,000 units 2011/10/28 150,000,000 2011/03/24
29693 Barclays Bank plc HSI European Put Warrants Jun 2011 A 0.151 22,000 per 8,000 units 2011/06/29 150,000,000 2011/03/24
29694 Barclays Bank plc HSI European Put Warrants Jun 2011 B 0.153 23,000 per 10,000 units 2011/06/29 150,000,000 2011/03/24
29698 Barclays Bank plc Hutchison European Warrants Aug 2011 0.422 98.880 2011/08/23 100,000,000 2011/03/24
29700 Barclays Bank plc PetroChina European Warrants Sep 2011 0.447 11.50 per unit 2011/09/29 100,000,000 2011/03/24
29704 BNP Paribas Arbit Issu B.V. CHALCO European Wts Oct 2013 0.250 8.000 2013/10/02 100,000,000 2011/03/24
29705 BNP Paribas Arbit Issu B.V. China Overseas Eur Wt Jul 2012 0.250 14.480 2012/07/03 100,000,000 2011/03/24
29706 BNP Paribas Arbit Issu B.V. Ch Southern Air Eu Wt Jan 2012 0.520 3.98 per unit 2012/01/03 28,000,000 2011/03/24
29707 BNP Paribas Arbit Issu B.V. CSR European Warrants Dec 2012 0.250 9.280 2012/12/04 100,000,000 2011/03/24
29708 BNP Paribas Arbit Issu B.V. HKEx European Wts Jan 2012 0.250 164 per 100 units 2012/01/03 100,000,000 2011/03/24
29709 BNP Paribas Arbit Issu B.V. Lenovo European Wts Jan 2012 0.450 4.88 per unit 2012/01/03 79,000,000 2011/03/24
29710 BNP Paribas Arbit Issu B.V. Sh Ind H European Wts Jul 2012 0.420 30.800 2012/07/03 47,000,000 2011/03/24
29711 Credit Suisse AG Ping An European Warrants Sep 2011 A 0.550 80.000 2011/09/09 300,000,000 2011/03/24
29714 Deutsche Bank AG China Mobile European Warrants Oct 2011 B 0.600 64.000 2011/10/10 150,000,000 2011/03/24
29715 Deutsche Bank AG HSBC European Warrants Sep 2011 D 0.870 72.000 2011/09/26 150,000,000 2011/03/24
29712 Deutsche Bank AG HSI European Warrants Sep 2011 0.250 21,000 per 8,000 units 2011/09/29 300,000,000 2011/03/24
29713 Deutsche Bank AG HSI European Put Warrants Jul 2011 E 0.150 21,000 per 8,000 units 2011/07/28 300,000,000 2011/03/24
29716 Deutsche Bank AG Tencent Holdings European Wts Aug 2011 A 0.150 215 per 100 units 2011/08/08 200,000,000 2011/03/24
29669 Goldman Sachs SP (Asia) GCL-Poly Energy Euro Wt Sep 2011 B 0.270 4.88 per unit 2011/09/26 200,000,000 2011/03/24
29667 Goldman Sachs SP (Asia) HSI European Put Wts Sep 2011 D 0.180 21,800 per 9,000 units 2011/09/29 150,000,000 2011/03/24
29668 Goldman Sachs SP (Asia) HSI European Put Wts Sep 2011 E 0.260 23,000 per 8,500 units 2011/09/29 150,000,000 2011/03/24
29670 Goldman Sachs SP (Asia) Sands China European Wts Nov 2011 0.250 18.880 2011/11/30 100,000,000 2011/03/24
29717 KBC Fin Products Int’l Ltd. BOC HK European Wts Sep 2011 0.250 23.380 2011/09/26 128,000,000 2011/03/24
29724 KBC Fin Products Int’l Ltd. BOC HK Euro Put Wts Sep 2011 0.250 22.180 2011/09/26 128,000,000 2011/03/24
29727 KBC Fin Products Int’l Ltd. Ch Mobile Eu Put Wt Oct 2011 0.500 66.880 2011/10/03 80,000,000 2011/03/24
29718 KBC Fin Products Int’l Ltd. CC Bank Euro Wts Sep 2011 C 0.470 6.888 per unit 2011/09/01 128,000,000 2011/03/24
29725 KBC Fin Products Int’l Ltd. CC Bank Euro Put Wt Sep 2011 E 0.290 6.19 per unit 2011/09/01 98,000,000 2011/03/24
29719 KBC Fin Products Int’l Ltd. China Life Euro Wts Aug 2011 C 0.280 26.980 2011/08/15 158,000,000 2011/03/24
29726 KBC Fin Products Int’l Ltd. China Life Eur Put Wt Sep 11 D 0.160 26.980 2011/09/01 98,000,000 2011/03/24
29720 KBC Fin Products Int’l Ltd. Ch Mobile Euro Wt Sep 2011 B 0.370 70.000 2011/09/01 128,000,000 2011/03/24
29721 KBC Fin Products Int’l Ltd. Ch Mobile Euro Wt Oct 2011 B 0.570 63.880 2011/10/03 128,000,000 2011/03/24
29728 KBC Fin Products Int’l Ltd. HSBC Euro Put Wts Sep 2011 0.440 76.000 2011/09/26 108,000,000 2011/03/24
29723 KBC Fin Products Int’l Ltd. HSBC European Wts Sep 2011 C 0.340 82.880 2011/09/26 108,000,000 2011/03/24
29729 KBC Fin Products Int’l Ltd. ICBC Euro Put Wts Aug 2011 0.250 5.39 per unit 2011/08/22 98,000,000 2011/03/24
29672 Macquarie Bank Ltd. Anhui Conch European Warrants Oct 2011 0.250 48.000 2011/10/17 188,000,000 2011/03/24
29671 Macquarie Bank Ltd. CHALCO European Warrants Oct 2011 0.750 8.28 per unit 2011/10/04 200,000,000 2011/03/24
29674 Macquarie Bank Ltd. Ch LongYuan European Warrants Oct 2011 0.392 9.08 per unit 2011/10/19 88,000,000 2011/03/24
29673 Macquarie Bank Ltd. Ch Comm Cons European Wts Oct 2011 0.482 7.98 per unit 2011/10/04 200,000,000 2011/03/24
29675 Macquarie Bank Ltd. China Mobile European Wts Sep 2011 B 0.251 75.000 2011/09/29 200,000,000 2011/03/24
29676 Macquarie Bank Ltd. CNBM European Warrants Oct 2011 A 0.251 28.000 2011/10/31 188,000,000 2011/03/24
29678 Macquarie Bank Ltd. COSCO Pacific European Wts Oct 2011 0.250 14.800 2011/10/04 150,000,000 2011/03/24
29677 Macquarie Bank Ltd. CPIC European Warrants Sep 2011 0.250 34.000 2011/09/29 200,000,000 2011/03/24

Strike level/
29703 Macquarie Bank Ltd. HSCEI European Warrants Oct 2011 0.250 13,000 per 5,500 units 2011/10/28 200,000,000 2011/03/24
29734 RB of Scotland N.V. China Mobile European Wts Aug 2011 0.158 73.930 2011/08/23 200,000,000 2011/03/24
29735 RB of Scotland N.V. Sinopec Corp European Wts Jul 2011 0.151 8.21 per unit 2011/07/04 200,000,000 2011/03/24
29736 RB of Scotland N.V. HKEx European Warrants Nov 2011 B 0.151 168.10 per 100 units 2011/11/21 200,000,000 2011/03/24
29738 RB of Scotland N.V. HSBC European Warrants Aug 2011 0.151 84.050 2011/08/29 200,000,000 2011/03/24
29737 RB of Scotland N.V. HSBC European Warrants Jul 2011 B 0.154 80.930 2011/07/04 200,000,000 2011/03/24
29730 RB of Scotland N.V. HSI European Warrants Sep 2011 F 0.251 22,600 per 7,500 units 2011/09/29 250,000,000 2011/03/24
29731 RB of Scotland N.V. HSI European Warrants Sep 2011 G 0.251 22,900 per 8,000 units 2011/09/29 250,000,000 2011/03/24
29732 RB of Scotland N.V. HSI European Warrants Sep 2011 H 0.251 23,200 per 7,000 units 2011/09/29 250,000,000 2011/03/24
29733 RB of Scotland N.V. HSI European Put Warrants Sep 2011 I 0.251 21,800 per 8,000 units 2011/09/29 250,000,000 2011/03/24
29679 SGA Societe Generale Acceptance N.V. AIA Euro Wt Dec 2011 0.190 23.800 2011/12/05 200,000,000 2011/03/24
29680 SGA Societe Generale Acceptance N.V. Alibaba Eu Wt Oct 11B 0.250 14.280 2011/10/31 150,000,000 2011/03/24
29681 SGA Societe Generale Acceptance N.V. CLife Eu Wt Oct 2011 0.200 30.000 2011/10/12 300,000,000 2011/03/24
29682 SGA Societe Generale Acceptance N.V. CMB Euro Wts Oct 2011 0.250 20.880 2011/10/31 200,000,000 2011/03/24
29683 SGA Societe Generale Acceptance N.V. CNBM Euro Wt Sep 2011 0.250 27.880 2011/09/26 150,000,000 2011/03/24
29684 SGA Societe Generale Acceptance N.V. Dongfeng Eu Wt Oct 11 0.250 13.500 2011/10/31 200,000,000 2011/03/24
29685 SGA Societe Generale Acceptance N.V. Geely Auto Eu Wt Sep11 0.370 3.28 per unit 2011/09/26 70,000,000 2011/03/24
29686 SGA Societe Generale Acceptance N.V. Gome Euro Wt Sep 2011 0.350 2.85 per unit 2011/09/26 100,000,000 2011/03/24
29687 SGA Societe Generale Acceptance N.V. HLand Eur Wt Oct 2011 0.290 49.980 2011/10/03 60,000,000 2011/03/24
29688 SGA Societe Generale Acceptance N.V. HSBC Eu Wt Sep 2011 F 0.250 91.880 2011/09/26 300,000,000 2011/03/24
29689 SGA Societe Generale Acceptance N.V. Lenovo Eu Wt Sep 2011 0.370 4.48 per unit 2011/09/26 50,000,000 2011/03/24
29690 SGA Societe Generale Acceptance N.V. Ping An Eu Wt Sep2011 0.550 85.000 2011/09/26 80,000,000 2011/03/24
29691 SGA Societe Generale Acceptance NV Yanzhou Coal Eu Wt Sep 11 0.250 26.080 2011/09/26 150,000,000 2011/03/24
29692 SGA Societe Generale Acceptance NV Zijin Mining Eu Wt Sep 11 0.470 6.85 per unit 2011/09/26 30,000,000 2011/03/24
29722 UBS AG HSI European Put Warrants Sep 2011 0.250 21,800 per 8,000 units 2011/09/29 300,000,000 2011/03/24
29742 UBS AG HSI European Warrants Jul 2011 E 0.170 21,400 per 8,000 units 2011/07/28 300,000,000 2011/03/24
29739 UBS AG ICBC European Warrants Aug 2011 B 0.300 5.88 per unit 2011/08/15 100,000,000 2011/03/24
29740 UBS AG Tencent Holdings European Warrants Jul 2011 A 0.170 192.10 per 100 units 2011/07/25 200,000,000 2011/03/24
29741 UBS AG Tencent Holdings European Warrants Jul 2011 B 0.150 205 per 100 units 2011/07/04 200,000,000 2011/03/24
29808 BNP Paribas Arbit Issu B.V. Lonking European Warrants Dec14 0.250 4.500 2014/12/02 100,000,000 2011/03/25
29807 BNP Paribas Arbit Issu B.V. Goldwind Euro Warrants Oct11 0.250 18.600 2011/10/04 70,000,000 2011/03/25
29810 Deutsche Bank AG China Mobile European Warrants Sep 2011 B 0.250 77.000 2011/09/26 200,000,000 2011/03/25
29812 Deutsche Bank AG Hutchison European Warrants Sep 2011 0.750 86.000 2011/09/26 100,000,000 2011/03/25
29811 Deutsche Bank AG Hutchison European Warrants Jul 2011 D 0.350 92.880 2011/07/18 100,000,000 2011/03/25
29776 Goldman Sachs SP (Asia) China Mobile Euro Put Wts Sep 2011 0.260 60.000 2011/09/26 200,000,000 2011/03/25
29769 Goldman Sachs SP (Asia) China Mobile Euro Wts Aug 2011 C 0.400 70.000 2011/08/29 200,000,000 2011/03/25
29770 Goldman Sachs SP (Asia) China Mobile Euro Wts Aug 2011 D 0.255 74.450 2011/08/15 200,000,000 2011/03/25
29771 Goldman Sachs SP (Asia) HSBC European Warrants Sep 2011 C 0.715 76.000 2011/09/26 200,000,000 2011/03/25
29775 Goldman Sachs SP (Asia) Hutchison European Wts Aug 2011 0.400 98.830 2011/08/23 200,000,000 2011/03/25
29777 Goldman Sachs SP (Asia) Hutchison Euro Put Wts Sep 2011 0.750 78.880 2011/09/30 200,000,000 2011/03/25
29774 Goldman Sachs SP (Asia) Hutchison European Wts Jun 2011 B 0.295 96.930 2011/06/30 200,000,000 2011/03/25
29772 Goldman Sachs SP (Asia) Hutchison European Wts Sep 2011 A 0.765 88.000 2011/09/26 200,000,000 2011/03/25
29773 Goldman Sachs SP (Asia) Hutchison European Wts Sep 2011 B 0.560 94.800 2011/09/26 200,000,000 2011/03/25

Strike level/
29778 Goldman Sachs SP (Asia) Tencent European Put Wt Nov 2011 0.250 180.88 per 100 units 2011/11/14 200,000,000 2011/03/25
29765 HK Bank China Mobile European Warrants Aug 2011 B 0.200 74.900 2011/08/26 250,000,000 2011/03/25
29766 HK Bank Esprit European Warrants Sep 2011 0.250 38.880 2011/09/26 150,000,000 2011/03/25
29767 HK Bank Geely Auto European Warrants Sep 2011 B 0.250 3.50 per unit 2011/09/26 120,000,000 2011/03/25
29768 HK Bank Maanshan Iron European Warrants Nov 2011 0.250 5 per unit 2011/11/18 80,000,000 2011/03/25
29813 KBC Fin Products Int’l Ltd. Esprit European Wts Feb 2012 0.380 36.000 2012/02/01 80,000,000 2011/03/25
29799 KBC Fin Products Int’l Ltd. HKEx European Put Wts Oct 2011 0.320 180 per 100 units 2011/10/03 108,000,000 2011/03/25
29803 KBC Fin Products Int’l Ltd. HSI European Wts Sep 2011 D 0.300 20,800 per 8,000 units 2011/09/29 200,000,000 2011/03/25
29804 KBC Fin Products Int’l Ltd. HSI European Wts Sep 2011 E 0.250 22,200 per 8,000 units 2011/09/29 200,000,000 2011/03/25
29814 KBC Fin Products Int’l Ltd. Poly European Wts Oct 2011 0.470 7.28 per unit 2011/10/18 80,000,000 2011/03/25
29800 KBC Fin Products Int’l Ltd. Tencent Holdings Eu Wt Sep 11B 0.200 200 per 100 units 2011/09/28 108,000,000 2011/03/25
29801 KBC Fin Products Int’l Ltd. Tencent Holdings Eu Wt Oct 11B 0.250 188 per 100 units 2011/10/10 108,000,000 2011/03/25
29802 KBC Fin Products Int’l Ltd Tencent Holdings Eu Put Wt Nov 11 0.190 180 per 100 units 2011/11/25 108,000,000 2011/03/25
29782 Macquarie Bank Ltd. Alibaba European Warrants Dec 2011 0.150 16.100 2011/12/14 500,000,000 2011/03/25
29785 Macquarie Bank Ltd. CITIC Pacific European Warrants Oct 11 0.250 22.800 2011/10/04 200,000,000 2011/03/25
29784 Macquarie Bank Ltd. China Life European Wts Sep 2011 0.153 31.880 2011/09/22 500,000,000 2011/03/25
29783 Macquarie Bank Ltd. Esprit European Warrants Jul 2011 0.150 38.000 2011/07/18 250,000,000 2011/03/25
29787 Macquarie Bank Ltd. GAC European Wts Jan 2012 0.251 9.880 2012/01/04 100,000,000 2011/03/25
29786 Macquarie Bank Ltd. Geely Auto European Warrants Oct 2011 0.364 3.50 per unit 2011/10/31 250,000,000 2011/03/25
29764 Macquarie Bank Ltd. Hang Seng Bank European Wts Oct 2011 0.348 138.880 2011/10/04 200,000,000 2011/03/25
29763 Macquarie Bank Ltd. Hang Seng Bank European Wts Jan 2013 0.157 123 per 100 units 2013/01/03 200,000,000 2011/03/25
29806 Macquarie Bank Ltd. Li & Fung European Warrants Oct 2011 0.309 48.880 2011/10/31 250,000,000 2011/03/25
29755 Nomura Int’l plc Agricultural Bk European Warrants Sep 11 0.251 4.80 per unit 2011/09/30 100,000,000 2011/03/25
29760 Nomura Int’l plc BOC HK European Warrants Mar 2012 0.252 28.880 2012/03/30 100,000,000 2011/03/25
29762 Nomura Int’l plc BOCL European Warrants Dec 2011 0.256 5 per unit 2011/12/19 100,000,000 2011/03/25
29753 Nomura Int’l plc CC Bank European Warrants Aug 2011 0.155 8.38 per unit 2011/08/22 100,000,000 2011/03/25
29752 Nomura Int’l plc CC Bank European Warrants Sep 2011 0.486 7.08 per unit 2011/09/30 100,000,000 2011/03/25
29749 Nomura Int’l plc Ch Com Service European Warrants Dec 2011 0.976 6 per unit 2011/12/19 50,000,000 2011/03/25
29750 Nomura Int’l plc C Transmission European Warrants Feb 2012 0.250 13.180 2012/02/29 100,000,000 2011/03/25
29743 Nomura Int’l plc Cheung Kong European Warrants Sep 2011 0.250 138.880 2011/09/30 100,000,000 2011/03/25
29751 Nomura Int’l plc CNOOC European Warrants Oct 2011 0.180 16.980 2011/10/31 100,000,000 2011/03/25
29746 Nomura Int’l plc Sinopec European Warrants Sep 2011 B 0.410 8.48 per unit 2011/09/30 100,000,000 2011/03/25
29761 Nomura Int’l plc CPIC European Warrants Dec 2011 0.152 39.000 2011/12/19 100,000,000 2011/03/25
29757 Nomura Int’l plc CSR European Warrants Dec 2011 0.150 8.200 2011/12/20 100,000,000 2011/03/25
29790 Nomura Int’l plc GCL-Poly Energy European Warrants Sep 11A 0.395 4.68 per unit 2011/09/30 100,000,000 2011/03/25
29791 Nomura Int’l plc GCL-Poly Energy European Warrants Sep 11B 0.290 5.08 per unit 2011/09/30 100,000,000 2011/03/25
29792 Nomura Int’l plc GCL-Poly Energy European Warrants Sep 11C 0.250 5.48 per unit 2011/09/30 100,000,000 2011/03/25
29744 Nomura Int’l plc Hutchison European Warrants Sep 2011 0.330 99.990 2011/09/30 100,000,000 2011/03/25
29756 Nomura Int’l plc ICBC European Warrants Sep 2011 0.151 7.18 per unit 2011/09/09 100,000,000 2011/03/25
29745 Nomura Int’l plc JIANC European Warrants Sep 2011 B 0.250 23.880 2011/09/30 100,000,000 2011/03/25
29748 Nomura Int’l plc Li & Fung European Warrants Jul 2011 0.155 48.880 2011/07/04 100,000,000 2011/03/25
29747 Nomura Int’l plc Li & Fung European Warrants Sep 2011 0.459 42.880 2011/09/30 80,000,000 2011/03/25
29754 Nomura Int’l plc Lenovo European Warrants Aug 2011 0.150 4.888 per unit 2011/08/10 100,000,000 2011/03/25

Strike level/
29759 Nomura Int’l plc Ping An European Warrants Sep 2011 0.285 88.880 2011/09/30 100,000,000 2011/03/25
29758 Nomura Int’l plc Ping An European Warrants Apr 2012 0.150 68.888 per 100 units 2012/04/02 200,000,000 2011/03/25
29788 Nomura Int’l plc Xinyi Glass European Warrants Mar 2012 0.250 8.280 2012/03/30 100,000,000 2011/03/25
29789 Nomura Int’l plc Xinyi Glass European Warrants Apr 2012 0.250 8.880 2012/04/30 100,000,000 2011/03/25
29780 Standard Chartered Bank China Mobile Euro Wts Aug 2011 C 0.250 73.900 2011/08/23 100,000,000 2011/03/25
29805 Standard Chartered Bank CNOOC European Warrants Oct 2011 0.210 17.000 2011/10/25 100,000,000 2011/03/25
29779 Standard Chartered Bank HSBC European Warrants Sep 2011 C 0.150 68.88 per 100 units 2011/09/22 100,000,000 2011/03/25
29781 Standard Chartered Bank ICBC European Warrants Dec 2012 0.150 5 per 10 units 2012/12/10 100,000,000 2011/03/25
29793 UBS AG CC Bank European Warrants Aug 2011 B 0.150 7.58 per unit 2011/08/16 100,000,000 2011/03/25
29794 UBS AG China Life European Warrants Aug 2011 D 0.200 27.000 2011/08/15 300,000,000 2011/03/25
29795 UBS AG Sinopec Corp European Warrants Aug 2011 C 0.200 8.01 per unit 2011/08/15 100,000,000 2011/03/25
29809 UBS AG HKEx European Warrants Jul 2011 E 0.150 153.88 per 100 units 2011/07/05 300,000,000 2011/03/25
29798 UBS AG HSBC European Warrants Oct 2011 A 0.420 78.880 2011/10/17 200,000,000 2011/03/25
29797 UBS AG Hutchison European Warrants Sep 2011 A 0.590 83.880 2011/09/29 200,000,000 2011/03/25
29796 UBS AG ICBC European Warrants Sep 2011 0.250 6.20 per unit 2011/09/26 100,000,000 2011/03/25
#
26250 Deutsche Bank AG Tencent Holdings European Warrants Jun 11 0.072 220.18 per 100 units 2011/06/27 200,000,000 2011/03/25
#
24941 Standard Chartered Bank China Mobile European Wts Dec 2011 0.031 73.93 per 100 units 2011/12/05 350,000,000 2011/03/25
29821 BNP Paribas Arbit Issu B.V. Anhui Conch European Wts Oct11 0.250 52.000 2011/10/04 100,000,000 2011/03/28
29822 BNP Paribas Arbit Issu B.V. China Gas Hold Euro Wt Jan12 0.660 3.48 per unit 2012/01/03 29,000,000 2011/03/28
29823 BNP Paribas Arbit Issu B.V. CNBM European Warrants Oct 11B 0.250 28.500 2011/10/04 100,000,000 2011/03/28
29824 BNP Paribas Arbit Issu B.V. HKEx European Wts Oct 2015 0.250 300 per 100 units 2015/10/02 200,000,000 2011/03/28
29825 Credit Suisse AG HSBC European Wts Aug 2011 0.300 84.050 2011/08/29 300,000,000 2011/03/28
29840 Citigroup Global Mkt H Inc. China Mobile Eur Wt Oct 2011 0.250 78.880 2011/10/28 80,000,000 2011/03/28
29841 Citigroup Global Mkt H Inc. Esprit European Wts Oct 2011 0.250 43.880 2011/10/28 80,000,000 2011/03/28
29842 Citigroup Global Mkt H Inc. Hutchison Euro Wts Aug 2011 0.450 100.000 2011/08/29 80,000,000 2011/03/28
29843 Citigroup Global Mkt H Inc. Hutchison Euro Wts Mar 2012 0.150 88.888 per 100 units 2012/03/21 80,000,000 2011/03/28
29828 KBC Fin Products Int’l Ltd. Cathay Pac Euro Wts Jan 2012 0.250 18.000 2012/01/26 68,000,000 2011/03/28
29835 KBC Fin Products Int’l Ltd. Cathay Pac Eu Put Wt Sep11B 0.280 17.880 2011/09/28 68,000,000 2011/03/28
29830 KBC Fin Products Int’l Ltd. Ch Railway Euro Wts Oct 2011 0.320 5.80 per unit 2011/10/20 68,000,000 2011/03/28
29837 KBC Fin Products Int’l Ltd. Ch Railway Eur Put Wt Sep 2011 0.610 4.88 per unit 2011/09/28 68,000,000 2011/03/28
29829 KBC Fin Products Int’l Ltd. CRCC European Wts Sep 2011 0.560 9 per unit 2011/09/28 68,000,000 2011/03/28
29836 KBC Fin Products Int’l Ltd. CRCC European Put Wts Sep 2011 0.900 7.80 per unit 2011/09/28 58,000,000 2011/03/28
29831 KBC Fin Products Int’l Ltd. Chi Res Power Euro Wts Jan12 0.150 16.400 2012/01/26 80,000,000 2011/03/28
29838 KBC Fin Products Int’l Ltd. Chi Res Power Eu Put Wts Oct11 0.250 13.800 2011/10/18 80,000,000 2011/03/28
29832 KBC Fin Products Int’l Ltd. Jiangxi Copper Eu Wts Sep 11C 0.280 25.200 2011/09/23 108,000,000 2011/03/28
29839 KBC Fin Products Int’l Ltd. Jiangxi Copper Eu Put Wt Sep11 0.250 22.180 2011/09/28 80,000,000 2011/03/28
29833 KBC Fin Products Int’l Ltd. Sinopharm Euro Wts Jul 2011 B 0.250 28.700 2011/07/20 80,000,000 2011/03/28
29834 KBC Fin Products Int’l Ltd. YZ Coal European Wts Jul 2011B 0.250 25.050 2011/07/11 80,000,000 2011/03/28
29820 CC Rabobank B.A. HKEx European Warrants Dec 2011 B 0.250 162.88 per 100 units 2011/12/29 200,000,000 2011/03/28
29816 CC Rabobank B.A. Li & Fung European Warrants Oct 2011 B 0.250 48.880 2011/10/28 100,000,000 2011/03/28
29817 CC Rabobank B.A. NVC Lighting European Warrants Sep 2011 0.500 4.50 per unit 2011/09/29 100,000,000 2011/03/28
29819 CC Rabobank B.A. Tencent Holdings European Put Wts Nov 11 0.350 200.88 per 100 units 2011/11/29 200,000,000 2011/03/28
29818 CC Rabobank B.A. Goldwind European Warrants Sep 2011 0.250 17.400 2011/09/29 100,000,000 2011/03/28

Strike level/
29815 Standard Chartered Bank HKEx European Warrants Dec 2011 B 0.250 150.18 per 100 units 2011/12/06 100,000,000 2011/03/28
29826 UBS AG Hutchison European Warrants Oct 2011 0.250 95.880 2011/10/11 200,000,000 2011/03/28
29827 UBS AG Tencent Holdings European Warrants Oct 2011 0.250 183.88 per 100 units 2011/10/11 200,000,000 2011/03/28
29849 BOCI Asia Ltd. Yurun Food European Warrants Oct 2011 0.200 26.000 2011/10/04 100,000,000 2011/03/29
29858 BNP Paribas Arbit Issu B.V. COSCO Pacific Euro Wts Jul12 0.270 16.880 2012/07/03 100,000,000 2011/03/29
29856 BNP Paribas Arbit Issu B.V. China Res Gas Euro Wts Nov13 0.430 11.500 2013/11/04 24,000,000 2011/03/29
29857 BNP Paribas Arbit Issu B.V. China Taiping Euro Wts Feb12 0.310 24.880 2012/02/02 47,000,000 2011/03/29
29859 BNP Paribas Arbit Issu B.V. Fushan Energy Euro Wts Feb 12 0.660 7 per unit 2012/02/02 42,000,000 2011/03/29
29864 BNP Paribas Arbit Issu B.V. GCL-Poly Euro Wts Jan 2012 0.510 5.68 per unit 2012/01/03 100,000,000 2011/03/29
29860 BNP Paribas Arbit Issu B.V. Greatwall Motor Euro Wts Jul12 0.280 14.680 2012/07/03 100,000,000 2011/03/29
29861 BNP Paribas Arbit Issu B.V. Li Ning European Warrants Jun12 0.330 16.000 2012/06/04 80,000,000 2011/03/29
29863 BNP Paribas Arbit Issu B.V. Sinoma European Warrants Dec12 0.250 8.080 2012/12/04 82,000,000 2011/03/29
29862 BNP Paribas Arbit Issu B.V. Weichai Power Euro Wts Feb12 0.420 58.880 2012/02/02 37,000,000 2011/03/29
29865 Citigroup Global Mkt H Inc. China Life Euro Wts Sep 2011 A 0.150 31.880 2011/09/26 80,000,000 2011/03/29
29866 Citigroup Global Mkt H Inc. HSBC European Wts Sep 2011 B 0.150 95.000 2011/09/12 80,000,000 2011/03/29
29867 Citigroup Global Mkt H Inc. Tencent European Warrants Sep 11 0.150 213.98 per 100 units 2011/09/05 80,000,000 2011/03/29
29853 J P Morgan SP BV BYD European Warrants Sep 2011 0.250 35.000 2011/09/29 100,000,000 2011/03/29
29854 J P Morgan SP BV China Tel European Warrants Sep 2011 0.250 4.88 per unit 2011/09/29 100,000,000 2011/03/29
29850 Macquarie Bank Ltd. HSBC European Warrants Oct 2011 B 0.250 88.880 2011/10/04 200,000,000 2011/03/29
29851 Macquarie Bank Ltd. ICBC European Warrants Oct 2011 0.256 6.80 per unit 2011/10/04 150,000,000 2011/03/29
29855 Macquarie Bank Ltd. ICBC European Put Warrants Oct 2011 0.429 5.68 per unit 2011/10/04 100,000,000 2011/03/29
29844 CC Rabobank B.A. Beijing Ent European Warrants Sep 2011 0.320 50.000 2011/09/09 100,000,000 2011/03/29
29847 CC Rabobank B.A. Ch LongYuan European Warrants Sep 2011 0.500 8.60 per unit 2011/09/30 100,000,000 2011/03/29
29846 CC Rabobank B.A. Chi East Air European Warrants Sep 2011 B 0.250 3.30 per unit 2011/09/30 100,000,000 2011/03/29
29845 CC Rabobank B.A. Cheung Kong European Warrants Aug 2011 0.590 130.900 2011/08/15 100,000,000 2011/03/29
29848 CC Rabobank B.A. Xinyi Glass European Warrants Apr 2012 0.250 8.900 2012/04/02 200,000,000 2011/03/29
29852 Standard Chartered Bank Cheung Kong European Wts Dec 2012 0.150 139.90 per 100 units 2012/12/07 100,000,000 2011/03/29
29868 UBS AG HSI European Warrants Jul 2011 F 0.150 23,700 per 8,000 units 2011/07/28 300,000,000 2011/03/29
29869 UBS AG HSI European Put Warrants Jun 2011 L 0.210 23,700 per 8,000 units 2011/06/29 300,000,000 2011/03/29
29878 Deutsche Bank AG China Coal European Warrants Sep 2011 0.150 12.380 2011/09/26 80,000,000 2011/03/30
29879 Deutsche Bank AG Hutchison European Warrants Mar 2012 0.150 88.88 per 100 units 2012/03/21 300,000,000 2011/03/30
29880 Deutsche Bank AG PetroChina European Warrants Aug 2011 B 0.430 13 per unit 2011/08/15 150,000,000 2011/03/30
29911 Deutsche Bank AG Ping An European Warrants Apr 2012 0.160 68.88 per 100 units 2012/04/02 100,000,000 2011/03/30
29912 Deutsche Bank AG Westchinacement European Wts Oct 2011 0.480 3.80 per unit 2011/10/03 80,000,000 2011/03/30
29907 Goldman Sachs SP (Asia) Agri Bk European Wts Oct 2011 0.250 5 per unit 2011/10/31 200,000,000 2011/03/30
29908 Goldman Sachs SP (Asia) BYD European Warrants Sep 2011 0.350 33.880 2011/09/05 100,000,000 2011/03/30
29909 Goldman Sachs SP (Asia) China Shenhua Euro Wts Oct 2011 0.250 40.000 2011/10/31 200,000,000 2011/03/30
29906 Goldman Sachs SP (Asia) HSI European Warrants Sep 2011 F 0.190 22,800 per 8,000 units 2011/09/29 200,000,000 2011/03/30
29910 Goldman Sachs SP (Asia) HSI European Put Wts Sep 2011 G 0.250 22,800 per 8,000 units 2011/09/29 200,000,000 2011/03/30
29870 J P Morgan SP BV Agile Ppt European Warrants Nov 2011 0.150 12.500 2011/11/22 200,000,000 2011/03/30
29871 J P Morgan SP BV China Shenhua European Warrants Sep 2011 0.250 38.880 2011/09/30 150,000,000 2011/03/30

Strike level/
29872 J P Morgan SP BV JX Copper European Warrants Sep 2011 0.250 26.880 2011/09/30 200,000,000 2011/03/30
29873 J P Morgan SP BV Lenovo European Warrants Sep 2011 0.250 5.08 per unit 2011/09/30 100,000,000 2011/03/30
29874 J P Morgan SP BV MTRC European Warrants Oct 2011 0.150 31.000 2011/10/26 80,000,000 2011/03/30
29875 J P Morgan SP BV Sinofert European Warrants Sep 2011 0.250 4.38 per unit 2011/09/30 100,000,000 2011/03/30
29876 J P Morgan SP BV Yanzhou Coal European Warrants Sep 2011 0.250 28.880 2011/09/30 200,000,000 2011/03/30
29914 KBC Fin Products Int’l Ltd. Ch LongYuan Euro Wts Oct 2011 0.600 8.68 per unit 2011/10/20 80,000,000 2011/03/30
29913 KBC Fin Products Int’l Ltd. China Coal Euro Wts Dec 2011 0.250 9.580 2011/12/21 88,000,000 2011/03/30
29917 KBC Fin Products Int’l Ltd. China Coal Euro Put Wts Dec 11 0.250 10.880 2011/12/28 68,000,000 2011/03/30
29916 KBC Fin Products Int’l Ltd. China Life Euro Wts Sep 2011 E 0.320 26.800 2011/09/30 158,000,000 2011/03/30
29915 KBC Fin Products Int’l Ltd. PetroChina Eur Put Wt Mar 2012 0.250 11.880 2012/03/20 88,000,000 2011/03/30
29881 Macquarie Bank Ltd. Shanshui Cement European Wts Oct 2011 0.475 7.68 per unit 2011/10/04 88,000,000 2011/03/30
29882 Macquarie Bank Ltd. Hutchison European Warrants Oct 2011 0.633 93.980 2011/10/04 128,000,000 2011/03/30
29883 Macquarie Bank Ltd. KECL European Warrants Dec 2011 0.151 13.480 2011/12/15 88,000,000 2011/03/30
29884 SGA Societe Generale Acceptance N.V. AGBK Eu Wt Oct 2011 A 0.310 4.38 per unit 2011/10/03 200,000,000 2011/03/30
29885 SGA Societe Generale Acceptance N.V. AGBK Eu Wt Oct 2011 B 0.250 4.58 per unit 2011/10/03 200,000,000 2011/03/30
29886 SGA Societe Generale Acceptance N.V. BOCL Eu Wt Oct 2011 A 0.250 4.55 per unit 2011/10/03 200,000,000 2011/03/30
29887 SGA Societe Generale Acceptance N.V. BYD Eu Wt Sep 2011 B 0.340 33.880 2011/09/05 200,000,000 2011/03/30
29888 SGA Societe Generale Acceptance N.V. CCB Eur Wt Oct 2011A 0.310 7.88 per unit 2011/10/03 200,000,000 2011/03/30
29889 SGA Societe Generale Acceptance N.V. CLife Eu Wt Nov 2011 0.150 35.280 2011/11/28 300,000,000 2011/03/30
29890 SGA Societe Generale Acceptance N.V. Ch Mob Eu Wt Oct 11 B 0.250 84.880 2011/10/24 200,000,000 2011/03/30
29892 SGA Societe Generale Acceptance N.V. GCL-Poly Eu Wt Oct11A 0.510 4.78 per unit 2011/10/03 100,000,000 2011/03/30
29900 SGA Societe Generale Acceptance N.V. Henganintl Eu Wt Oct11 0.460 62.880 2011/10/03 50,000,000 2011/03/30
29901 SGA Societe Generale Acceptance N.V. HKEx Eu Wt Oct 2011 D 0.250 155.20 per 100 units 2011/10/03 500,000,000 2011/03/30
29893 SGA Societe Generale Acceptance N.V. HS Bk Eur Wt Oct 2011 0.280 138.880 2011/10/03 50,000,000 2011/03/30
29902 SGA Societe Generale Acceptance N.V. HSBC Eu Wt Oct 2011A 0.250 88.880 2011/10/03 300,000,000 2011/03/30
29899 SGA Societe Generale Acceptance N.V. HSI Eu Put Wt Oct11C 0.150 20,800 per 8,500 units 2011/10/28 300,000,000 2011/03/30
29894 SGA Societe Generale Acceptance N.V. HSI Eur Wt Sep 2011 A 0.150 23,800 per 8,000 units 2011/09/29 300,000,000 2011/03/30
29895 SGA Societe Generale Acceptance N.V. HSI Eur Wt Sep 2011 B 0.150 24,400 per 7,000 units 2011/09/29 300,000,000 2011/03/30
29896 SGA Societe Generale Acceptance N.V. HSI Eur Wt Oct 2011 A 0.250 22,800 per 8,000 units 2011/10/28 300,000,000 2011/03/30
29897 SGA Societe Generale Acceptance N.V. HSI Eur Wt Oct 2011 B 0.150 24,000 per 9,000 units 2011/10/28 300,000,000 2011/03/30
29898 SGA Societe Generale Acceptance N.V. HSI Eu Put Wt Sep 11D 0.260 23,200 per 8,000 units 2011/09/29 300,000,000 2011/03/30
29903 SGA Societe Generale Acceptance N.V. ICBC Eu Wt Oct 2011 0.380 6.38 per unit 2011/10/03 200,000,000 2011/03/30
29904 SGA Societe Generale Acceptance N.V. Ping An Eu Wt Mar2012 0.150 78 per 100 units 2012/03/14 500,000,000 2011/03/30
29891 SGA Societe Generale Acceptance N.V. Yurun Food Eu Wt Oct11 0.260 24.880 2011/10/03 100,000,000 2011/03/30
29905 UBS AG BOC HK European Warrants Aug 2011 0.150 25.040 2011/08/22 200,000,000 2011/03/30
29877 UBS AG China Coal European Warrants Sep 2011 0.150 12.520 2011/09/23 100,000,000 2011/03/30
#
24595 CC Rabobank B.A. China Coal European Warrants Jun 2011 A 0.022 12.000 2011/06/10 460,000,000 2011/03/30
#
28319 Credit Suisse AG Tencent Holdings European Wts Jun 2011 G 0.135 200.90 per 100 units 2011/06/20 300,000,000 2011/03/30
29950 Credit Suisse AG Tencent Holdings Euro Put Wts Sep 2011 0.150 169.99 per 100 units 2011/09/05 300,000,000 2011/03/31
29957 Deutsche Bank AG Tencent Holdings European Wts Aug 2011 B 0.220 190 per 100 units 2011/08/15 200,000,000 2011/03/31
29956 KBC Fin Products Int’l Ltd. CNBM European Put Wts Oct 2011 0.250 22.000 2011/10/18 88,000,000 2011/03/31

Strike level/
29955 KBC Fin Products Int’l Ltd. Sinopharm Euro Wts Oct 2011 0.320 27.800 2011/10/03 80,000,000 2011/03/31
29949 Macquarie Bank Ltd. China Coal European Warrants Mar 2012 0.250 10.280 2012/03/02 250,000,000 2011/03/31
29951 CC Rabobank B.A. China Coal European Warrants Jan 2012 0.250 10.200 2012/01/09 200,000,000 2011/03/31
29952 CC Rabobank B.A. CNBM European Warrants Oct 2011 A 0.250 29.500 2011/10/03 150,000,000 2011/03/31
29953 CC Rabobank B.A. China Res Gas European Warrants May 2012 0.250 12.500 2012/05/18 150,000,000 2011/03/31
29954 CC Rabobank B.A. United Lab European Warrants Nov 2011 0.250 16.800 2011/11/29 100,000,000 2011/03/31
#
23404 Macquarie Bank Ltd. China Coal European Warrants Jul 2011 0.032 11.500 2011/07/05 350,000,000 2011/03/31
#
28330 Deutsche Bank AG HSBC European Warrants Jul 2011 A 0.134 90.000 2011/07/25 300,000,000 2011/03/31
#
28150 Goldman Sachs SP (Asia) Hutchison European Wts May 2011 B 0.180 100.100 2011/05/30 200,000,000 2011/03/31
29930 BNP Paribas Arbit Issu B.V. Ch Mobile Euro Wts Nov 2011 0.270 80.600 2011/11/07 200,000,000 2011/04/01
29933 BNP Paribas Arbit Issu B.V. Ch Mobile Euro Wts Feb 2012 0.300 84.800 2012/02/06 200,000,000 2011/04/01
29938 BNP Paribas Arbit Issu B.V. China Life Euro Wts Dec 2011 0.250 29.880 2011/12/05 200,000,000 2011/04/01
29934 BNP Paribas Arbit Issu B.V. CNOOC European Wts Apr 2012 0.250 21.000 2012/04/10 200,000,000 2011/04/01
29935 BNP Paribas Arbit Issu B.V. CNOOC European Wts Jul 2012 0.160 23.830 2012/07/11 200,000,000 2011/04/01
29936 BNP Paribas Arbit Issu B.V. HKEx European Put Wts Dec 2011 0.250 160.80 per 100 units 2011/12/12 100,000,000 2011/04/01
29939 Credit Suisse AG CNOOC European Warrants Jul 2011 A 0.150 20.000 2011/07/18 300,000,000 2011/04/01
29940 Credit Suisse AG HSI European Warrants Jul 2011 A 0.150 23,700 per 8,000 units 2011/07/28 300,000,000 2011/04/01
29944 Credit Suisse AG HSI European Put Warrants Jul 2011 B 0.150 22,500 per 8,000 units 2011/07/28 300,000,000 2011/04/01
29946 Deutsche Bank AG Tencent European Put Warrants Aug 2011 0.190 188.80 per 100 units 2011/08/22 150,000,000 2011/04/01
29925 HK Bank HSCEI European Warrants Dec 2011 B 0.250 13,600 per 6,500 units 2011/12/29 150,000,000 2011/04/01
29937 HK Bank HSCEI European Warrants Dec 2011 C 0.250 15,000 per 6,000 units 2011/12/29 150,000,000 2011/04/01
29928 HK Bank HSI European Warrants Oct 2011 A 0.250 22,800 per 9,000 units 2011/10/28 300,000,000 2011/04/01
29929 HK Bank HSI European Warrants Oct 2011 B 0.250 24,200 per 8,500 units 2011/10/28 300,000,000 2011/04/01
29927 HK Bank HSI European Warrants Dec 2011 C 0.250 24,800 per 8,000 units 2011/12/29 300,000,000 2011/04/01
29931 HK Bank HSI European Put Warrants Dec 2011 D 0.250 21,300 per 8,800 units 2011/12/29 200,000,000 2011/04/01
29932 HK Bank HSI European Put Warrants Dec 2011 E 0.250 22,800 per 10,000 units 2011/12/29 200,000,000 2011/04/01
29941 KBC Fin Products Int’l Ltd. Agricultural Bk Eu Wt Aug2011C 0.220 4.38 per unit 2011/08/01 108,000,000 2011/04/01
29942 KBC Fin Products Int’l Ltd. AIA European Warrants Sep 2011 0.150 24.880 2011/09/08 188,000,000 2011/04/01
29943 KBC Fin Products Int’l Ltd. Sinopec Euro Wts Aug 2011 D 0.570 8 per unit 2011/08/15 108,000,000 2011/04/01
29945 KBC Fin Products Int’l Ltd. Li & Fung Euro Wts Oct 2011 0.250 43.880 2011/10/03 58,000,000 2011/04/01
29926 Standard Chartered Bank China Life European Wts Dec 2011 B 0.345 26.280 2011/12/08 100,000,000 2011/04/01
29919 SGA Societe Generale Acceptance N.V. CCoal Eur Wt Dec 2011 0.250 9.880 2011/12/21 100,000,000 2011/04/01
29918 SGA Societe Generale Acceptance N.V. CK(H) Eu Wt Apr 2012 0.160 120.88 per 100 units 2012/04/23 500,000,000 2011/04/01
29920 SGA Societe Generale Acceptance N.V. CP&CC Eur Wt Oct2011B 0.670 7.88 per unit 2011/10/10 100,000,000 2011/04/01
29921 SGA Societe Generale Acceptance N.V. HWL Eur Wt Aug 2011 B 0.350 104.800 2011/08/01 200,000,000 2011/04/01
29922 SGA Societe Generale Acceptance N.V. HWL Eur Wt Aug 2011 C 0.410 105.000 2011/08/22 200,000,000 2011/04/01
10103 SGA Societe Generale Acceptance N.V. Oil Eur Put Wt Nov 11 0.270 106 per 450 units 2011/11/21 100,000,000 2011/04/01
10099 SGA Societe Generale Acceptance N.V. Oil Eur Wt Nov 2011 A 0.250 107 per 500 units 2011/11/21 100,000,000 2011/04/01
10100 SGA Societe Generale Acceptance N.V. Oil Eur Wt Nov 2011 B 0.250 118 per 400 units 2011/11/21 100,000,000 2011/04/01
29923 SGA Societe Generale Acceptance N.V. Petch Eu Wt Oct 2011A 0.570 12.28 per unit 2011/10/10 100,000,000 2011/04/01
29924 SGA Societe Generale Acceptance N.V. Tencent Eu Wt Oct 11B 0.220 200 per 100 units 2011/10/03 200,000,000 2011/04/01
#
28911 Deutsche Bank AG Hutchison European Warrants Jul 2011 B 0.350 98.880 2011/07/11 150,000,000 2011/04/01
29968 BNP Paribas Arbit Issu B.V. BOCL European Wts Dec 2011 0.250 5 per unit 2011/12/02 100,000,000 2011/04/04

Strike level/
29969 BNP Paribas Arbit Issu B.V. BYD European Warrants Nov 2011 0.490 30.000 2011/11/02 95,000,000 2011/04/04
29970 BNP Paribas Arbit Issu B.V. CITIC Bank Euro Wts Oct 2011 0.270 6.50 per unit 2011/10/04 50,000,000 2011/04/04
29974 BNP Paribas Arbit Issu B.V. Ch Railway Euro Wts Oct 2011 0.480 6 per unit 2011/10/04 21,000,000 2011/04/04
29973 BNP Paribas Arbit Issu B.V. China Mengniu Euro Wts Dec 11 0.250 23.000 2011/12/02 85,000,000 2011/04/04
29972 Deutsche Bank AG HSBC European Warrants Jul 2011 D 0.210 87.500 2011/07/18 200,000,000 2011/04/04
29960 J P Morgan SP BV Agricultural Bk European Warrants Oct 11A 0.250 4.60 per unit 2011/10/04 150,000,000 2011/04/04
29961 J P Morgan SP BV AIA European Warrants Nov 2011 0.250 25.000 2011/11/29 200,000,000 2011/04/04
29962 J P Morgan SP BV C Transmission European Warrants Jun 2012 0.250 13.880 2012/06/28 150,000,000 2011/04/04
29963 J P Morgan SP BV China Life European Warrants Oct 2011 A 0.250 28.000 2011/10/04 300,000,000 2011/04/04
29964 J P Morgan SP BV Geely Auto European Warrants Oct 2011 0.250 3.38 per unit 2011/10/04 100,000,000 2011/04/04
29965 Macquarie Bank Ltd. Agricultural Bk European Warrants Oct11A 0.250 4.50 per unit 2011/10/28 200,000,000 2011/04/04
29967 Macquarie Bank Ltd. Stanchart European Warrants Dec 2011 0.250 238 per 100 units 2011/12/30 250,000,000 2011/04/04
29966 Macquarie Bank Ltd. Yurun Food European Warrants Oct 2011 0.250 26.000 2011/10/28 200,000,000 2011/04/04
29947 CC Rabobank B.A. Ch Mobile European Warrants Sep 2011 0.150 80.880 2011/09/26 200,000,000 2011/04/04
29948 CC Rabobank B.A. Fushan Energy European Warrants Sep 2011 0.400 6.68 per unit 2011/09/22 100,000,000 2011/04/04
29958 CC Rabobank B.A. Sinofert European Warrants Oct 2011 0.400 3.40 per unit 2011/10/28 100,000,000 2011/04/04
29959 CC Rabobank B.A. Tencent Holdings European Wts Sep 2011 B 0.200 208 per 100 units 2011/09/27 200,000,000 2011/04/04
29971 UBS AG BYD European Warrants Oct 2011 B 0.250 30.880 2011/10/11 100,000,000 2011/04/04
#
28899 Standard Chartered Bank China Life European Wts Aug 2011 B 0.200 28.280 2011/08/22 100,000,000 2011/04/04
29985 Barclays Bank plc China Telecom European Warrants Oct 2011 0.300 5 per unit 2011/10/28 100,000,000 2011/04/06
29986 Barclays Bank plc ChiUnicom European Warrants Mar 2012 0.150 13.780 2012/03/19 150,000,000 2011/04/06
29988 Barclays Bank plc China Life European Warrants Oct 2011 0.251 28.680 2011/10/28 150,000,000 2011/04/06
29987 Barclays Bank plc China Mobile European Wts Oct 2011 B 0.250 77.000 2011/10/17 150,000,000 2011/04/06
29989 Barclays Bank plc GCL-Poly Energy European Wts Oct 2011 0.446 5.08 per unit 2011/10/28 100,000,000 2011/04/06
11002 Citigroup Global Mkt H Inc. ChiUnicom Euro Wts Feb 2012 0.250 13.580 2012/02/29 80,000,000 2011/04/06
29975 Citigroup Global Mkt H Inc. CNOOC Euro Put Wts Oct 2011 0.250 18.280 2011/10/10 80,000,000 2011/04/06
29999 KBC Fin Products Int’l Ltd. China Coal Euro Wts Mar 2012 0.250 10.880 2012/03/01 108,000,000 2011/04/06
11001 KBC Fin Products Int’l Ltd. YZ Coal European Wts Oct 2011 A 0.250 30.880 2011/10/06 128,000,000 2011/04/06
29977 Macquarie Bank Ltd. BBMG European Warrants Oct 2011 0.155 14.180 2011/10/31 250,000,000 2011/04/06
29979 Macquarie Bank Ltd. CITIC Bank European Warrants Oct 2011 0.253 7 per unit 2011/10/07 350,000,000 2011/04/06
29980 Macquarie Bank Ltd. Minsheng Bank European Wts Oct 2011 0.258 8.38 per unit 2011/10/10 128,000,000 2011/04/06
29981 Macquarie Bank Ltd. Sinopec Corp European Wts Oct 2011 0.350 8.50 per unit 2011/10/07 350,000,000 2011/04/06
29978 Macquarie Bank Ltd. Cathay Pacific European Wts Oct 2011 0.250 20.000 2011/10/31 350,000,000 2011/04/06
29982 Macquarie Bank Ltd. R&F Ppt European Warrants Oct 2011 0.640 13 per unit 2011/10/28 150,000,000 2011/04/06
29983 Macquarie Bank Ltd. Sinofert European Warrants Oct 2011 0.252 4.18 per unit 2011/10/10 128,000,000 2011/04/06
29984 Macquarie Bank Ltd. Zijin Mining European Wts Oct 2011 0.434 7.28 per unit 2011/10/06 100,000,000 2011/04/06
29976 Standard Chartered Bank Hutchison Euro Euro Wts Oct 2011 B 0.360 113.000 2011/10/07 100,000,000 2011/04/06
#
27927 J P Morgan SP BV China Unicom European Warrants Nov 2011 0.058 13.000 2011/11/25 250,000,000 2011/04/06
11040 Credit Suisse AG HSI European Warrants Jul 2011 C 0.150 24,100 per 8,000 units 2011/07/28 300,000,000 2011/04/07
11044 Credit Suisse AG HSI European Put Warrants Jul 2011 D 0.150 23,500 per 8,000 units 2011/07/28 300,000,000 2011/04/07

Strike level/
11017 Deutsche Bank AG HSI European Warrants Oct 2011 0.275 22,600 per 8,000 units 2011/10/28 150,000,000 2011/04/07
11020 Deutsche Bank AG HSI European Put Warrants Aug 2011 0.190 23,000 per 8,000 units 2011/08/30 150,000,000 2011/04/07
11021 Deutsche Bank AG HSI European Put Warrants Oct 2011 0.250 22,400 per 8,000 units 2011/10/28 150,000,000 2011/04/07
11018 Deutsche Bank AG HSI European Warrants Jul 2011 F 0.190 23,000 per 8,000 units 2011/07/28 150,000,000 2011/04/07
11019 Deutsche Bank AG HSI European Warrants Jul 2011 G 0.150 23,600 per 8,000 units 2011/07/28 150,000,000 2011/04/07
11007 HK Bank CNBM European Warrants Dec 2011 0.250 31.880 2011/12/16 120,000,000 2011/04/07
11008 HK Bank China Shenhua European Warrants Oct 2011 0.250 40.280 2011/10/07 150,000,000 2011/04/07
11009 HK Bank Yanzhou Coal European Warrants Oct 2011 B 0.250 31.180 2011/10/28 150,000,000 2011/04/07
11037 KBC Fin Products Int’l Ltd. Agricultural Bk Eu Wt Oct 11 A 0.270 4.60 per unit 2011/10/07 108,000,000 2011/04/07
11038 KBC Fin Products Int’l Ltd. Agricultural Bk Eu Wt Oct 11 B 0.250 4.98 per unit 2011/10/14 108,000,000 2011/04/07
11039 KBC Fin Products Int’l Ltd. Yanzhou Coal Euro Put Wt Oct11 0.300 27.180 2011/10/14 98,000,000 2011/04/07
11003 CC Rabobank B.A. Cheung Kong European Warrants Oct 2011 0.400 145.880 2011/10/28 100,000,000 2011/04/07
11004 CC Rabobank B.A. GCL-Poly Energy European Wts Oct 2011 0.350 5.60 per unit 2011/10/10 100,000,000 2011/04/07
11005 CC Rabobank B.A. Tencent Holdings European Wts Dec 2011 0.150 228.88 per 100 units 2011/12/23 200,000,000 2011/04/07
11006 CC Rabobank B.A. Weichai Power European Wts Oct 2011 B 0.580 48.000 2011/10/10 150,000,000 2011/04/07
11023 SGA Societe Generale Acceptance N.V. Ch Mer H Eu Wt Oct11 0.380 33.680 2011/10/10 80,000,000 2011/04/07
11024 SGA Societe Generale Acceptance N.V. Ch Oilfield Eu Wt Oct11 0.250 18.000 2011/10/10 120,000,000 2011/04/07
11025 SGA Societe Generale Acceptance N.V. Chi Res Eu Wt Oct11 0.350 32.080 2011/10/10 80,000,000 2011/04/07
11010 SGA Societe Generale Acceptance N.V. CLife Eu Wt Aug 2011D 0.150 28.880 2011/08/08 300,000,000 2011/04/07
11011 SGA Societe Generale Acceptance N.V. CLife Eu Wt Aug 2011E 0.220 27.000 2011/08/15 300,000,000 2011/04/07
11012 SGA Societe Generale Acceptance N.V. CLife Eu Wt Aug 2011F 0.170 28.280 2011/08/15 300,000,000 2011/04/07
11013 SGA Societe Generale Acceptance N.V. CLife Eu Wt Sep 2011C 0.180 28.880 2011/09/21 300,000,000 2011/04/07
11022 SGA Societe Generale Acceptance N.V. CMB Euro Wts Dec 2011 0.250 23.080 2011/12/21 200,000,000 2011/04/07
11026 SGA Societe Generale Acceptance N.V. COSCO Pac Eu Wt Nov11 0.250 14.880 2011/11/21 150,000,000 2011/04/07
11027 SGA Societe Generale Acceptance N.V. Evergrande Eu Wt Oct11A 0.480 4.38 per unit 2011/10/10 80,000,000 2011/04/07
11029 SGA Societe Generale Acceptance N.V. GAC Eur Wts Jan 2012 0.190 9.880 2012/01/04 120,000,000 2011/04/07
11028 SGA Societe Generale Acceptance N.V. GCL-Poly Eu Wt Oct11B 0.440 5.48 per unit 2011/10/31 100,000,000 2011/04/07
11014 SGA Societe Generale Acceptance N.V. HWL Eur Wt Aug 2011 D 0.470 98.880 2011/08/24 200,000,000 2011/04/07
11030 SGA Societe Generale Acceptance N.V. Li & Fung Eu Wt Oct11 0.320 40.180 2011/10/10 100,000,000 2011/04/07
11031 SGA Societe Generale Acceptance N.V Nine Dragons Eu Wt Jul12 0.250 9.580 2012/07/04 150,000,000 2011/04/07
11032 SGA Societe Generale Acceptance N.V. SJM Hold Eu Wt Sep 11 0.160 13.880 2011/09/05 200,000,000 2011/04/07
11033 SGA Societe Generale Acceptance N.V. SkyworthDig Eu Wt Oct11 0.390 4.88 per unit 2011/10/10 80,000,000 2011/04/07
11015 SGA Societe Generale Acceptance N.V. Tencent Eu Wt Sep 11B 0.200 200 per 100 units 2011/09/28 200,000,000 2011/04/07
11016 SGA Societe Generale Acceptance N.V. Tencent Eu Wt Oct 11C 0.160 220 per 100 units 2011/10/26 200,000,000 2011/04/07
#
29296 Credit Suisse AG HSI European Put Warrants Jun 2011 F 0.051 22,000 per 8,000 units 2011/06/29 300,000,000 2011/04/07
11046 J P Morgan SP BV GCL-Poly European Warrants Oct 2011 0.500 5.88 per unit 2011/10/10 100,000,000 2011/04/08
11047 J P Morgan SP BV ICBC European Warrants Oct 2011A 0.250 6.88 per unit 2011/10/10 100,000,000 2011/04/08
11048 KBC Fin Products Int’l Ltd Tencent Holdings Eu Put Wt Sep 11 0.150 169.90 per 100 units 2011/09/05 108,000,000 2011/04/08
11041 Standard Chartered Bank BOCL European Warrants Nov 2011 0.250 4.80 per unit 2011/11/01 100,000,000 2011/04/08
11042 Standard Chartered Bank China Life European Wts Feb 2012 0.250 32.000 2012/02/01 150,000,000 2011/04/08
11043 Standard Chartered Bank HSBC European Warrants Nov 2011 A 0.400 88.880 2011/11/01 100,000,000 2011/04/08
11045 Standard Chartered Bank Hutchison Euro Euro Wts Jul 2013 0.223 92 per 100 units 2013/07/29 100,000,000 2011/04/08

Strike level/
11049 UBS AG Agricultural Bank European Warrants Oct 2011 0.250 4.98 per unit 2011/10/11 200,000,000 2011/04/08
#
25434 KBC Fin Products Int’l Ltd. HKEx European Warrants Oct 11A 0.175 168 per units 2011/10/07 280,000,000 2011/04/08
11059 Credit Suisse AG China Mobile European Warrants Aug 2011 0.150 79.990 2011/08/08 300,000,000 2011/04/11
11060 Credit Suisse AG CNOOC European Warrants Jul 2011 B 0.150 26.85 per unit 2011/07/25 300,000,000 2011/04/11
11061 Credit Suisse AG HSBC European Wts Jul 2011 0.150 90.000 2011/07/25 300,000,000 2011/04/11
11056 Credit Suisse AG HSI European Warrants Aug 2011 0.150 25,100 per 8,000 units 2011/08/30 300,000,000 2011/04/11
11058 Credit Suisse AG HSI European Put Warrants Aug 2011 0.200 23,900 per 8,000 units 2011/08/30 300,000,000 2011/04/11
11057 Credit Suisse AG HSI European Put Warrants Jul 2011 E 0.200 24,100 per 8,000 units 2011/07/28 300,000,000 2011/04/11
11063 Credit Suisse AG Hutchison European Warrants Aug 2011 0.400 100.000 2011/08/29 300,000,000 2011/04/11
11062 Credit Suisse AG Hutchison European Warrants Jul 2011 E 0.150 108.000 2011/07/11 300,000,000 2011/04/11
11064 Credit Suisse AG ICBC European Warrants Aug 2011 A 0.150 7 per unit 2011/08/01 300,000,000 2011/04/11
11065 Credit Suisse AG Ping An European Warrants Sep 2011 B 0.500 89.900 2011/09/14 300,000,000 2011/04/11
11066 KBC Fin Products Int’l Ltd. BOCL European Wts Sep 2011 0.150 4.888 per unit 2011/09/09 108,000,000 2011/04/11
11068 KBC Fin Products Int’l Ltd. Ch Overseas Euro Wts Nov 2011 0.250 17.088 2011/11/01 108,000,000 2011/04/11
11067 KBC Fin Products Int’l Ltd. CNBM European Warrants Oct 11 0.250 30.280 2011/10/11 68,000,000 2011/04/11
11069 KBC Fin Products Int’l Ltd. CNOOC European Wts Nov 2011 0.200 20.880 2011/11/23 108,000,000 2011/04/11
11073 KBC Fin Products Int’l Ltd. HSI European Wts Aug 2011 0.150 24,200 per 8,000 units 2011/08/30 200,000,000 2011/04/11
11072 KBC Fin Products Int’l Ltd. MTRC European Put Warrants Nov11 0.250 27.380 2011/11/10 58,000,000 2011/04/11
11070 KBC Fin Products Int’l Ltd. PetroChina Euro Wts Aug 2011 0.450 12.98 per unit 2011/08/15 88,000,000 2011/04/11
11071 KBC Fin Products Int’l Ltd. YZ Coal European Wts Oct 2011B 0.250 33.880 2011/10/14 108,000,000 2011/04/11
11051 Standard Chartered Bank China Coal European Warrants Nov11 0.250 8.880 2011/11/01 100,000,000 2011/04/11
11052 Standard Chartered Bank China Life Euro Put Wts Nov 2011 0.250 28.280 2011/11/01 100,000,000 2011/04/11
11053 Standard Chartered Bank YZ Coal European Warrants Nov 2011 0.250 32.000 2011/11/01 100,000,000 2011/04/11
11050 SGA Societe Generale Acceptance N.V. Tencent Eu Wt Oct 11D 0.250 188.88 per 100 units 2011/10/10 200,000,000 2011/04/11
11054 UBS AG China Life European Warrants Oct 2011 0.150 31.930 2011/10/04 300,000,000 2011/04/11
11055 UBS AG HSBC European Warrants Oct 2011 B 0.250 89.880 2011/10/11 300,000,000 2011/04/11
11111 BOCI Asia Ltd. China Life European Warrants Sep 2011 0.150 30.880 2011/09/26 100,000,000 2011/04/12
11113 BOCI Asia Ltd. GCL-Poly Energy European Warrants Oct 2011 0.350 6 per unit 2011/10/12 100,000,000 2011/04/12
11112 BOCI Asia Ltd. PetroChina European Warrants Aug 2011 0.250 14.88 per unit 2011/08/03 100,000,000 2011/04/12
11083 BNP Paribas Arbit Issu B.V. China EB Ltd European Wt Feb12 0.250 18.880 2012/02/02 95,000,000 2011/04/12
11106 BNP Paribas Arbit Issu B.V. China Overseas Eur Wt Dec 2011 0.160 17.800 2011/12/22 100,000,000 2011/04/12
11085 BNP Paribas Arbit Issu B.V. CITIC Pacific Euro Wts Feb12 0.290 23.880 2012/02/02 95,000,000 2011/04/12
11107 BNP Paribas Arbit Issu B.V. Chi Res Land Euro Wts Apr 12 0.220 16.400 2012/04/05 100,000,000 2011/04/12
11086 BNP Paribas Arbit Issu B.V. Geely Auto European Wts Feb12 0.470 3.28 per unit 2012/02/02 60,000,000 2011/04/12
11087 BNP Paribas Arbit Issu B.V. Jiangxi Copper Eu Wts Feb 2012 0.320 30.000 2012/02/02 100,000,000 2011/04/12
11088 BNP Paribas Arbit Issu B.V. KECL European Warrants Dec 12 0.250 14.680 2012/12/04 100,000,000 2011/04/12
11108 BNP Paribas Arbit Issu B.V. PetroCh Euro Wts Apr 2013 0.250 12.680 2013/04/03 200,000,000 2011/04/12
11089 BNP Paribas Arbit Issu B.V. Sinopharm European Wts Feb 12 0.340 31.000 2012/02/02 40,000,000 2011/04/12
11084 BNP Paribas Arbit Issu B.V. Yurun Food European Wts Jan 12 0.250 30.800 2012/01/04 100,000,000 2011/04/12
11115 Credit Suisse AG HKEx European Warrants Aug 2011 B 0.150 180 per 100 units 2011/08/08 300,000,000 2011/04/12
11130 Citigroup Global Mkt H Inc. Ch Overseas Euro Wts Dec 2011 0.250 18.280 2011/12/23 80,000,000 2011/04/12
11109 Citigroup Global Mkt H Inc. HKEx European Wts Dec 2011 0.150 200 per 100 units 2011/12/02 80,000,000 2011/04/12
11131 Citigroup Global Mkt H Inc. Yanzhou Coal European Wt Oct 11 0.250 33.880 2011/10/17 80,000,000 2011/04/12

Strike level/
11118 Deutsche Bank AG CC Bank European Warrants Oct 2011 0.250 9 per unit 2011/10/17 200,000,000 2011/04/12
11119 Deutsche Bank AG China Life European Warrants Sep 2011 B 0.150 31.880 2011/09/26 300,000,000 2011/04/12
11120 Deutsche Bank AG China Life European Warrants Oct 2011 0.250 30.000 2011/10/17 300,000,000 2011/04/12
11122 Deutsche Bank AG ICBC European Warrants Aug 2011 0.270 7.48 per unit 2011/08/29 150,000,000 2011/04/12
11123 Deutsche Bank AG PetroChina European Warrants Oct 2011 0.330 14.28 per unit 2011/10/17 100,000,000 2011/04/12
11124 Deutsche Bank AG PetroChina European Put Wts Mar 2012 0.190 11.880 2012/03/19 100,000,000 2011/04/12
11078 HK Bank BYD European Warrants Oct 2011 0.250 36.380 2011/10/12 80,000,000 2011/04/12
11121 J P Morgan SP BV ICBC European Warrants Aug 2011 0.160 7 per unit 2011/08/01 200,000,000 2011/04/12
11127 J P Morgan SP BV ICBC European Warrants Oct 2011 B 0.250 7.28 per unit 2011/10/12 200,000,000 2011/04/12
11125 KBC Fin Products Int’l Ltd. HKEx European Warrants Oct 11B 0.150 185.08 per 100 units 2011/10/03 288,000,000 2011/04/12
11126 KBC Fin Products Int’l Ltd. Jiangxi Copper Eu Wts Sep 11D 0.180 31.980 2011/09/28 88,000,000 2011/04/12
11114 Macquarie Bank Ltd. China Railway European Wts Oct 2011 0.250 5.88 per unit 2011/10/12 200,000,000 2011/04/12
11110 Macquarie Bank Ltd. Goldwind European Warrants Oct 2011 0.250 18.880 2011/10/12 100,000,000 2011/04/12
11079 Merrill Lynch Int’l & Co. C.V. HSI Euro Put Wts Aug 2011 0.153 23,000 per 8,000 units 2011/08/30 200,000,000 2011/04/12
11077 Merrill Lynch Int’l & Co. C.V. HSI European Wts Jul 2011 G 0.152 24,100 per 8,000 units 2011/07/28 200,000,000 2011/04/12
11074 Merrill Lynch Int’l & Co. C.V. HSI European Wts Aug 2011 B 0.152 24,300 per 8,000 units 2011/08/30 200,000,000 2011/04/12
11075 Merrill Lynch Int’l & Co. C.V. HSI European Wts Aug 2011 C 0.153 25,100 per 8,000 units 2011/08/30 200,000,000 2011/04/12
11076 Merrill Lynch Int’l & Co. C.V. HSI European Wts Sep 2011 B 0.158 23,900 per 9,000 units 2011/09/29 200,000,000 2011/04/12
11080 Merrill Lynch Int’l & Co. C.V. HSI Euro Put Wts Sep 2011 C 0.150 21,700 per 9,000 units 2011/09/29 200,000,000 2011/04/12
11081 Merrill Lynch Int’l & Co. C.V. HSI Euro Put Wts Sep 2011 D 0.153 22,300 per 8,000 units 2011/09/29 200,000,000 2011/04/12
11082 Merrill Lynch Int’l & Co. C.V. HSI Euro Put Wts Sep 2011 E 0.177 23,300 per 8,000 units 2011/09/29 200,000,000 2011/04/12
11090 SGA Societe Generale Acceptance N.V. AGBK Eu Wt Jul 2011 C 0.220 4.68 per unit 2011/07/25 200,000,000 2011/04/12
11091 SGA Societe Generale Acceptance N.V. AGBK Eu Wt Oct 2011 C 0.250 4.88 per unit 2011/10/12 200,000,000 2011/04/12
11092 SGA Societe Generale Acceptance N.V. BYD Eu Wt Oct 2011 0.600 25.880 2011/10/12 120,000,000 2011/04/12
11095 SGA Societe Generale Acceptance N.V. CCB Eur Wt Oct 2011 B 0.270 8.48 per unit 2011/10/12 200,000,000 2011/04/12
11094 SGA Societe Generale Acceptance N.V. CCCCL Eu Wt Oct 2011 0.540 8 per unit 2011/10/12 80,000,000 2011/04/12
11093 SGA Societe Generale Acceptance N.V. CCoal Eur Wt Feb 2012 0.170 10.280 2012/02/29 300,000,000 2011/04/12
11097 SGA Societe Generale Acceptance N.V. Gome Euro Wt Oct 2011 0.250 3.28 per unit 2011/10/12 120,000,000 2011/04/12
11102 SGA Societe Generale Acceptance N.V. HSBC Eu Wt Oct 2011 B 0.330 85.880 2011/10/12 300,000,000 2011/04/12
11098 SGA Societe Generale Acceptance N.V. HSCEI Eu Wt Dec 2011 0.220 13,600 per 6,500 units 2011/12/29 200,000,000 2011/04/12
11099 SGA Societe Generale Acceptance N.V. HSCEI Eu Put Wt Oct 11 0.250 13,200 per 6,000 units 2011/10/28 200,000,000 2011/04/12
11100 SGA Societe Generale Acceptance N.V. HSI Eur Wt Sep 2011 E 0.150 25,000 per 8,000 units 2011/09/29 300,000,000 2011/04/12
11101 SGA Societe Generale Acceptance N.V. HSI Eu Put Wt Oct 11D 0.250 23,600 per 8,000 units 2011/10/28 300,000,000 2011/04/12
11103 SGA Societe Generale Acceptance N.V. ICBC Eu Wt Aug 2011 B 0.180 7.48 per unit 2011/08/31 200,000,000 2011/04/12
11104 SGA Societe Generale Acceptance N.V. JIANC Eu Wts Oct 2011 0.240 28.880 2011/10/03 200,000,000 2011/04/12
11096 SGA Societe Generale Acceptance N.V. Yurun Food Eu Wt Nov11 0.250 28.000 2011/11/02 100,000,000 2011/04/12
11105 SGA Societe Generale Acceptance NV Yanzhou Coal Eu Wt Nov 11 0.250 35.880 2011/11/28 120,000,000 2011/04/12
11116 UBS AG CNOOC European Warrants Jun 2012 0.250 24.880 2012/06/18 200,000,000 2011/04/12
11129 UBS AG HSI European Put Warrants Aug 2011 0.170 24,000 per 8,000 units 2011/08/30 300,000,000 2011/04/12
11128 UBS AG HSI European Put Warrants Jul 2011 G 0.150 23,400 per 8,000 units 2011/07/28 300,000,000 2011/04/12
11117 UBS AG Ping An European Warrants Oct 2011 0.300 92.880 2011/10/17 100,000,000 2011/04/12
#
25865 Macquarie Bank Ltd. Tencent European Put Warrants Jun 11C 0.046 180 per 100 units 2011/06/02 300,000,000 2011/04/12

Strike level/
23753# Merrill Lynch Int’l & Co. C.V. A50 China Eur Wt Jun 2011 B 0.062 13.880 2011/06/23 200,000,000 2011/04/12
11166 Credit Suisse AG CNOOC European Warrants Oct 2011 0.150 21.400 2011/10/19 300,000,000 2011/04/13
11167 Credit Suisse AG HSBC European Wts Aug 2011 B 0.150 94.900 2011/08/08 300,000,000 2011/04/13
11168 Credit Suisse AG HSI European Warrants Jul 2011 F 0.150 24,900 per 8,000 units 2011/07/28 300,000,000 2011/04/13
11145 HK Bank BOCL European Warrants Sep 2011 0.150 4.89 per unit 2011/09/09 120,000,000 2011/04/13
11146 HK Bank CC Bank European Warrants Oct 2011 0.250 8.50 per unit 2011/10/13 120,000,000 2011/04/13
11147 HK Bank ICBC European Warrants Sep 2011 0.250 7.19 per unit 2011/09/05 120,000,000 2011/04/13
11148 HK Bank ICBC European Warrants Oct 2011 0.250 7.88 per unit 2011/10/13 120,000,000 2011/04/13
11152 J P Morgan SP BV China Mob European Wts Oct 2011 0.250 78.000 2011/10/13 150,000,000 2011/04/13
11154 J P Morgan SP BV China Unicom European Warrants Mar 2012 0.250 14.880 2012/03/30 100,000,000 2011/04/13
11151 J P Morgan SP BV Cheung Kong European Warrants Jan 2012 0.150 126.38 per 100 units 2012/01/16 200,000,000 2011/04/13
11153 J P Morgan SP BV Ch Overseas European Warrants Oct 2011 B 0.250 16.880 2011/10/13 100,000,000 2011/04/13
11156 J P Morgan SP BV JX Copper European Warrants Oct 2011 0.250 30.880 2011/10/13 100,000,000 2011/04/13
11158 J P Morgan SP BV New World Dev European Warrants Jun 2012 0.250 14.880 2012/06/25 100,000,000 2011/04/13
11157 J P Morgan SP BV Yanzhou Coal European Warrants Oct 2011 B 0.250 32.000 2011/10/13 100,000,000 2011/04/13
11159 J P Morgan SP BV Zijin Mining European Warrants May 2012 0.150 6.410 2012/05/23 200,000,000 2011/04/13
11155 KBC Fin Products Int’l Ltd. AIA European Warrants Oct 2011 0.150 26.980 2011/10/03 188,000,000 2011/04/13
11132 Merrill Lynch Int’l & Co. C.V. BOCL European Wts Jul 2011 0.152 4.59 per unit 2011/07/22 80,000,000 2011/04/13
11133 Merrill Lynch Int’l & Co. C.V. Ch Mobile Eur Wt Aug 2011 0.315 74.490 2011/08/29 80,000,000 2011/04/13
11135 Merrill Lynch Int’l & Co. C.V. Ch Mobile Eur Wt Jan 2012 0.255 84.990 2012/01/30 80,000,000 2011/04/13
11136 Merrill Lynch Int’l & Co. C.V. Ch Telecom Eur Wt Jul 2011 0.176 5.39 per unit 2011/07/25 80,000,000 2011/04/13
11137 Merrill Lynch Int’l & Co. C.V. Ch Telecom Eur Wt Oct 2011 0.435 4.99 per unit 2011/10/17 80,000,000 2011/04/13
11134 Merrill Lynch Int’l & Co. C.V. Ch Mobile Eur Wt Oct 2011 C 0.255 77.990 2011/10/24 80,000,000 2011/04/13
11138 Merrill Lynch Int’l & Co. C.V. ICBC European Wts Jul 2011 0.151 6.99 per unit 2011/07/18 80,000,000 2011/04/13
11139 Merrill Lynch Int’l & Co. C.V. ICBC European Wts Oct 2011B 0.250 7.09 per unit 2011/10/17 80,000,000 2011/04/13
11140 Merrill Lynch Int’l & Co. C.V. Tencent Euro Wts Sep 2011 A 0.194 199.99 per 100 units 2011/09/27 80,000,000 2011/04/13
11141 Merrill Lynch Int’l & Co. C.V. Tencent Euro Wts Sep 2011 B 0.155 208.89 per 100 units 2011/09/05 80,000,000 2011/04/13
11170 CC Rabobank B.A. CC Bank European Warrants Dec 2011 0.151 9.19 per unit 2011/12/02 100,000,000 2011/04/13
11172 RB of Scotland N.V. CNOOC European Warrants Nov 2011 0.165 22.050 2011/11/21 200,000,000 2011/04/13
11169 RB of Scotland N.V. A50 China European Warrants Dec 2011 0.151 14.290 2011/12/19 250,000,000 2011/04/13
11171 RB of Scotland N.V. ICBC European Warrants Sep 2011 0.151 7.19 per unit 2011/09/05 200,000,000 2011/04/13
11149 Standard Chartered Bank HSBC European Warrants Jul 2011 B 0.220 87.500 2011/07/18 100,000,000 2011/04/13
11150 Standard Chartered Bank Tencent Hldg European Wts Sep2011B 0.248 200 per 100 units 2011/09/28 200,000,000 2011/04/13
11142 SGA Societe Generale Acceptance N.V. AGBK Eu Wt Oct 2011 D 0.250 5.08 per unit 2011/10/17 200,000,000 2011/04/13
11143 SGA Societe Generale Acceptance N.V. CCB Eur Wt Oct 2011 C 0.260 8.88 per unit 2011/10/17 200,000,000 2011/04/13
11144 SGA Societe Generale Acceptance N.V. ICBC Eu Wt Oct 2011 B 0.250 7.88 per unit 2011/10/17 200,000,000 2011/04/13
11161 UBS AG China Mobile European Warrants Sep 2011 B 0.150 82.930 2011/09/26 200,000,000 2011/04/13
11162 UBS AG CNOOC European Warrants Oct 2011 B 0.150 21.400 2011/10/19 200,000,000 2011/04/13
11163 UBS AG HKEx European Warrants Mar 2012 0.150 220.20 per 100 units 2012/03/19 300,000,000 2011/04/13

Strike level/
11160 UBS AG HSI European Warrants Jul 2011 H 0.150 24,700 per 8,000 units 2011/07/28 300,000,000 2011/04/13
11165 UBS AG HSI European Put Warrants Jul 2011 I 0.180 24,600 per 8,000 units 2011/07/28 300,000,000 2011/04/13
11164 UBS AG PetroChina European Warrants Oct 2011 0.250 14.88 per unit 2011/10/17 100,000,000 2011/04/13
11198 BNP Paribas Arbit Issu B.V. Anhui Conch Euro Wts Dec 2015 0.250 70 per 100 units 2015/12/02 100,000,000 2011/04/14
11199 BNP Paribas Arbit Issu B.V. CNBM European Wts Nov 2011 0.250 38.000 2011/11/02 100,000,000 2011/04/14
11200 BNP Paribas Arbit Issu B.V. Sany Int’l Euro Wts Jan 2012 0.250 15.300 2012/01/03 65,000,000 2011/04/14
11201 BNP Paribas Arbit Issu B.V. Yanzhou Coal Eur Wt Nov 2011 B 0.250 38.000 2011/11/02 100,000,000 2011/04/14
11189 Citigroup Global Mkt H Inc. Cheung Kong Euro Wt Jan 2012 B 0.150 126.28 per 100 units 2012/01/18 80,000,000 2011/04/14
11190 Citigroup Global Mkt H Inc. SHK Ppt Euro Put Wts Dec 2011 0.150 122.50 per 100 units 2011/12/23 80,000,000 2011/04/14
11195 Deutsche Bank AG BOCL European Warrants Oct 2011 0.250 4.80 per unit 2011/10/17 150,000,000 2011/04/14
11196 Deutsche Bank AG China Life European Warrants Nov 2011 0.150 35.280 2011/11/28 300,000,000 2011/04/14
11173 Deutsche Bank AG China Mobile European Warrants Sep 2011 C 0.170 82.880 2011/09/26 300,000,000 2011/04/14
11174 Deutsche Bank AG CNOOC European Put Warrants Oct 2011 0.250 20.000 2011/10/17 100,000,000 2011/04/14
11175 Deutsche Bank AG HKEx European Put Warrants Sep 2011 0.180 180 per 100 units 2011/09/26 150,000,000 2011/04/14
11197 Deutsche Bank AG Hutchison European Warrants Aug 2011 0.550 100.000 2011/08/29 200,000,000 2011/04/14
11182 J P Morgan SP BV AIA European Warrants Sep 2011 0.150 27.000 2011/09/22 200,000,000 2011/04/14
11185 J P Morgan SP BV CNOOC European Warrants Oct 2011 0.250 20.880 2011/10/14 100,000,000 2011/04/14
11183 J P Morgan SP BV CPIC European Warrants Oct 2011 0.250 36.880 2011/10/14 100,000,000 2011/04/14
11186 J P Morgan SP BV HKEx European Warrants Nov 2011 0.150 200 per 100 units 2011/11/29 300,000,000 2011/04/14
11187 J P Morgan SP BV HKEx European Put Wts Dec 2011 0.170 180 per 100 units 2011/12/12 300,000,000 2011/04/14
11188 J P Morgan SP BV PetroChina European Warrants Dec 2012 0.250 12.000 2012/12/28 300,000,000 2011/04/14
11191 KBC Fin Products Int’l Ltd. Anhui Conch Euro Wts Oct 2011 0.370 56.880 2011/10/14 80,000,000 2011/04/14
11192 KBC Fin Products Int’l Ltd. China Life Euro Wts Oct 2011 0.250 31.680 2011/10/14 200,000,000 2011/04/14
11193 KBC Fin Products Int’l Ltd. ICBC European Wts Oct 2011 A 0.320 7.28 per unit 2011/10/14 108,000,000 2011/04/14
11194 KBC Fin Products Int’l Ltd. ICBC European Wts Oct 2011 B 0.250 7.68 per unit 2011/10/14 108,000,000 2011/04/14
11181 SGA Societe Generale Acceptance N.V. HSI Eur Wt Dec 2011 0.180 27,400 per 8,000 units 2011/12/29 300,000,000 2011/04/14
11180 SGA Societe Generale Acceptance N.V. HSI Eur Wt Oct 2011 E 0.250 25,800 per 8,000 units 2011/10/28 300,000,000 2011/04/14
11184 SGA Societe Generale Acceptance N.V. HSI Eu Put Wt Oct 11F 0.160 22,400 per 9,000 units 2011/10/28 300,000,000 2011/04/14
11176 UBS AG CC Bank European Warrants Sep 2011 A 0.150 8.01 per unit 2011/09/01 200,000,000 2011/04/14
11177 UBS AG China Life European Warrants Sep 2011 B 0.150 33.930 2011/09/08 300,000,000 2011/04/14
11178 UBS AG ICBC European Warrants Oct 2011 0.250 7.38 per unit 2011/10/17 200,000,000 2011/04/14
11179 UBS AG Tencent Holdings European Warrants Oct 2011 B 0.150 228.20 per 100 units 2011/10/24 200,000,000 2011/04/14
#
28123 UBS AG HKEx European Warrants Aug 2011 A 0.065 200 per 100 units 2011/08/04 300,000,000 2011/04/14
11226 BNP Paribas Arbit Issu B.V. CITIC Pacific Euro Wt Jul12 0.250 28.900 2012/07/03 100,000,000 2011/04/15
11227 BNP Paribas Arbit Issu B.V. Dongfang Elec Euro Wt Feb12 0.350 32.880 2012/02/02 85,000,000 2011/04/15
11228 BNP Paribas Arbit Issu B.V. HKEx European Wts Jul 2012 0.270 188.88 per 100 units 2012/07/03 200,000,000 2011/04/15
11229 BNP Paribas Arbit Issu B.V. HSBC European Wts Jan 2012 0.720 84.880 2012/01/04 200,000,000 2011/04/15
11230 BNP Paribas Arbit Issu B.V. HSBC European Wts Apr 2012 0.400 101.000 2012/04/03 200,000,000 2011/04/15
11231 BNP Paribas Arbit Issu B.V. Goldwind Euro Warrants Feb 12 0.260 16.000 2012/02/02 88,000,000 2011/04/15
11240 Credit Suisse AG Agricultural Bank European Wts Jul 2011 B 0.150 4.69 per unit 2011/07/25 300,000,000 2011/04/15

Strike level/
11241 Credit Suisse AG Agricultural Bank European Wts Jul 2011 C 0.150 5.09 per unit 2011/07/15 300,000,000 2011/04/15
11236 Credit Suisse AG ChiUnicom European Warrants Nov 2011 0.250 13.580 2011/11/14 200,000,000 2011/04/15
11234 Credit Suisse AG CC Bank European Warrants Jul 2011 0.150 8 per unit 2011/07/25 300,000,000 2011/04/15
11235 Credit Suisse AG China Tel European Warrants Jul 2011 B 0.150 5.51 per unit 2011/07/25 200,000,000 2011/04/15
11242 Credit Suisse AG HKEx European Warrants Aug 2011 C 0.150 185 per 100 units 2011/08/29 300,000,000 2011/04/15
11239 Credit Suisse AG HSI European Put Warrants Jul 2011 G 0.150 24,500 per 8,000 units 2011/07/28 300,000,000 2011/04/15
11237 Credit Suisse AG ICBC European Warrants Aug 2011 B 0.150 7.48 per unit 2011/08/29 300,000,000 2011/04/15
11238 Credit Suisse AG Yanzhou Coal European Warrants Oct 2011 0.250 34.380 2011/10/17 200,000,000 2011/04/15
11221 Citigroup Global Mkt H Inc. Ch Overseas Euro Put Wt Dec11 0.250 15.380 2011/12/23 80,000,000 2011/04/15
11222 Citigroup Global Mkt H Inc. Yanzhou Coal Euro Put Wt Dec11 0.250 25.880 2011/12/19 80,000,000 2011/04/15
11215 Deutsche Bank AG CC Bank European Warrants Sep 2011 B 0.290 8 per unit 2011/09/12 200,000,000 2011/04/15
11216 Deutsche Bank AG China Life European Warrants Sep 2011 C 0.150 33.880 2011/09/12 300,000,000 2011/04/15
11217 Deutsche Bank AG CNOOC European Warrants Oct 2011 C 0.250 20.500 2011/10/17 200,000,000 2011/04/15
11218 Deutsche Bank AG ICBC European Warrants Oct 2011 0.380 6.80 per unit 2011/10/03 200,000,000 2011/04/15
11219 Deutsche Bank AG Tencent Holdings European Wts Sep 2011 B 0.150 228.88 per 100 units 2011/09/20 200,000,000 2011/04/15
11208 HK Bank AIA European Warrants Oct 2011 0.250 26.180 2011/10/17 150,000,000 2011/04/15
11209 HK Bank HSI European Warrants Nov 2011 0.250 26,200 per 8,800 units 2011/11/29 300,000,000 2011/04/15
11232 KBC Fin Products Int’l Ltd. A50 Ch Euro Wts Dec 2011 0.150 14.288 2011/12/19 188,000,000 2011/04/15
11220 Macquarie Bank Ltd. China Unicom European Wts Jun 2012 0.250 16.880 2012/06/01 300,000,000 2011/04/15
11225 Macquarie Bank Ltd. HSI European Warrants Sep 2011 0.151 25,000 per 8,000 units 2011/09/29 300,000,000 2011/04/15
11224 Standard Chartered Bank China Overseas European Wt Nov11 0.250 16.000 2011/11/01 100,000,000 2011/04/15
11223 Standard Chartered Bank CM Bank European Warrants Nov 2011 0.250 21.380 2011/11/01 100,000,000 2011/04/15
11202 SGA Societe Generale Acceptance N.V. BOCL Eu Wt Oct 2011 B 0.250 4.88 per unit 2011/10/17 200,000,000 2011/04/15
11203 SGA Societe Generale Acceptance N.V. CNOOC Eu Wt Oct 2011 0.250 20.880 2011/10/17 500,000,000 2011/04/15
11204 SGA Societe Generale Acceptance N.V. CNOOC Eu Wt Jan 2012 0.250 23.880 2012/01/30 500,000,000 2011/04/15
11205 SGA Societe Generale Acceptance N.V. HKEx Eu Wt Nov 2011 C 0.150 185 per 100 units 2011/11/02 500,000,000 2011/04/15
11206 SGA Societe Generale Acceptance N.V. HKEx Eu Wt Nov 2011 D 0.150 200 per 100 units 2011/11/28 500,000,000 2011/04/15
11207 SGA Societe Generale Acceptance N.V. Petch Eu Wt Sep 2011B 0.420 13.88 per unit 2011/09/12 100,000,000 2011/04/15
11210 UBS AG AIA European Warrants Sep 2011 0.150 27.050 2011/09/22 200,000,000 2011/04/15
11233 UBS AG A50 China European Warrants Dec 2011 0.150 15.020 2011/12/29 300,000,000 2011/04/15
11211 UBS AG Hutchison European Warrants Aug 2011 B 0.400 100.100 2011/08/29 300,000,000 2011/04/15
11212 UBS AG Hutchison European Warrants Sep 2011 B 0.180 113.100 2011/09/29 300,000,000 2011/04/15
11213 UBS AG Jiangxi Copper European Warrants Sep 2011 0.150 32.050 2011/09/15 100,000,000 2011/04/15
11214 UBS AG Tencent Holdings European Warrants Sep 2011 D 0.150 214 per 100 units 2011/09/05 200,000,000 2011/04/15
11258 Deutsche Bank AG China Life European Warrants Aug 2011 C 0.180 30.000 2011/08/08 200,000,000 2011/04/18
11261 Deutsche Bank AG China Life European Warrants Sep 2011 D 0.150 32.800 2011/09/20 200,000,000 2011/04/18
10101 Deutsche Bank AG EUR/USD European Put Warrants Oct 2011 0.280 1.36 per 1 units 2011/10/24 50,000,000 2011/04/18
11259 Deutsche Bank AG HKEx European Warrants Sep 2011 B 0.150 185 per 100 units 2011/09/05 150,000,000 2011/04/18
11260 Deutsche Bank AG HSBC European Warrants Sep 2011 E 0.250 91.880 2011/09/20 200,000,000 2011/04/18
11251 J P Morgan SP BV Agricultural Bk European Warrants Oct 11B 0.250 5 per unit 2011/10/18 150,000,000 2011/04/18
11252 J P Morgan SP BV CITIC Pacific Euro Wts Nov 2011 0.250 26.000 2011/11/18 100,000,000 2011/04/18
11254 Macquarie Bank Ltd. China Unicom European Wts Aug 2012 0.250 18.880 2012/08/01 300,000,000 2011/04/18

Strike level/
11255 Macquarie Bank Ltd. PetroChina European Wts Oct 2011 0.342 15 per unit 2011/10/18 250,000,000 2011/04/18
11257 Macquarie Bank Ltd. Yanzhou Coal European Wts Oct 2011 B 0.250 36.000 2011/10/28 200,000,000 2011/04/18
11246 CC Rabobank B.A. Anhui Conch European Warrants Oct 2011 0.400 60.000 2011/10/24 100,000,000 2011/04/18
11247 CC Rabobank B.A. China EB Ltd European Warrants Feb 2012 0.250 21.880 2012/02/27 100,000,000 2011/04/18
11248 CC Rabobank B.A. CNBM European Warrants Oct 2011 B 0.250 34.280 2011/10/24 100,000,000 2011/04/18
11249 CC Rabobank B.A. Evergrande European Warrants Oct 2011 0.350 6 per unit 2011/10/24 100,000,000 2011/04/18
11250 CC Rabobank B.A. Wynn Macau European Warrants Oct 2011 0.250 28.880 2011/10/24 100,000,000 2011/04/18
11245 Standard Chartered Bank A50 China European Warrants Dec 11 0.150 14.280 2011/12/21 100,000,000 2011/04/18
11244 Standard Chartered Bank PetroChina European Warrants Aug11B 0.405 13 per unit 2011/08/15 100,000,000 2011/04/18
11243 SGA Societe Generale Acceptance N.V. AGBK Eu Wt Oct 2011 E 0.250 5.28 per unit 2011/10/19 200,000,000 2011/04/18
11253 SGA Societe Generale Acceptance N.V. Petch Eu Wt Oct 2011B 0.400 14.88 per unit 2011/10/19 100,000,000 2011/04/18
11256 UBS AG China Tel European Warrants Oct 2011 0.250 5.88 per unit 2011/10/18 100,000,000 2011/04/18
11269 BOCI Asia Ltd. Agricultural Bk European Warrants Oct 2011 0.250 5.08 per unit 2011/10/31 100,000,000 2011/04/19
11270 BOCI Asia Ltd. China Shenhua European Warrants Oct 2011 0.250 42.800 2011/10/24 100,000,000 2011/04/19
11272 BOCI Asia Ltd. Tracker Fund European Put Warrants Dec 2011 0.250 23.880 2011/12/15 100,000,000 2011/04/19
11271 BOCI Asia Ltd. Yanzhou Coal European Warrants Nov 2011 0.250 33.880 2011/11/15 100,000,000 2011/04/19
11266 J P Morgan SP BV Air China European Warrants Oct 2012 0.150 8.000 2012/10/30 200,000,000 2011/04/19
11267 J P Morgan SP BV Cathay Pacific European Warrants Oct 2011 0.150 20.000 2011/10/24 100,000,000 2011/04/19
11285 J P Morgan SP BV HSBC European Warrants Sep 2011 D 0.234 91.000 2011/09/14 200,000,000 2011/04/19
11268 J P Morgan SP BV PetroChina European Warrants Feb 2013 0.250 13.000 2013/02/27 300,000,000 2011/04/19
11275 Macquarie Bank Ltd. AIA European Put Warrants Nov 2011 0.251 23.500 2011/11/02 250,000,000 2011/04/19
11286 Macquarie Bank Ltd. HSCEI European Warrants Mar 2012 0.250 14,800 per 6,000 units 2012/03/29 300,000,000 2011/04/19
11287 Macquarie Bank Ltd. HSCEI European Put Warrants Dec 2011 0.250 12,800 per 6,000 units 2011/12/29 300,000,000 2011/04/19
11278 Macquarie Bank Ltd. Sinopharm European Warrants Nov 2011 0.250 30.880 2011/11/02 200,000,000 2011/04/19
11277 Macquarie Bank Ltd. Shui On Land European Warrants Nov 11 0.250 4 per unit 2011/11/02 200,000,000 2011/04/19
11262 CC Rabobank B.A. Agricultural Bk European Warrants Oct 11 0.240 5 per unit 2011/10/24 150,000,000 2011/04/19
11263 CC Rabobank B.A. Ch Ship Cont European Warrants Oct 2011 0.320 3.50 per unit 2011/10/24 100,000,000 2011/04/19
11264 CC Rabobank B.A. HKEx European Warrants Mar 2012 0.150 220 per 100 units 2012/03/19 200,000,000 2011/04/19
11265 CC Rabobank B.A. KECL European Warrants Oct 2012 0.250 15.300 2012/10/30 200,000,000 2011/04/19
11281 Standard Chartered Bank Agricultural Bk European Wts Oct11 0.400 4.38 per unit 2011/10/28 100,000,000 2011/04/19
11284 Standard Chartered Bank BOCL European Warrants Dec 2011 0.370 4.28 per unit 2011/12/01 100,000,000 2011/04/19
11283 Standard Chartered Bank China Life European Wts Aug 2011 C 0.150 30.050 2011/08/01 100,000,000 2011/04/19
11280 Standard Chartered Bank China Mobile Euro Wts Sep 2011 B 0.250 75.000 2011/09/27 100,000,000 2011/04/19
11274 Standard Chartered Bank China Shenhua Euro Wts Oct 2011 0.360 38.880 2011/10/31 100,000,000 2011/04/19
11273 Standard Chartered Bank HSBC European Put Warrants Dec 11 0.250 70.000 2011/12/01 100,000,000 2011/04/19
11279 Standard Chartered Bank Hutchison Euro Euro Wts Feb 2012 0.250 72.88 per 100 units 2012/02/01 200,000,000 2011/04/19
11282 Standard Chartered Bank ICBC European Warrants Sep 2011 B 0.310 6.88 per unit 2011/09/30 100,000,000 2011/04/19
11276 UBS AG HKEx European Warrants Dec 2011 B 0.150 200.10 per 100 units 2011/12/05 300,000,000 2011/04/19
11311 Credit Suisse AG Li & Fung European Warrants Sep 2011 0.150 46.200 2011/09/05 200,000,000 2011/04/20
11312 Credit Suisse AG Tencent Holdings European Wts Jul 2011 D 0.150 200 per 100 units 2011/07/21 300,000,000 2011/04/20
11322 Citigroup Global Mkt H Inc. Ch LongYuan European Wts Oct12 0.250 7.980 2012/10/03 80,000,000 2011/04/20

Strike level/
11321 Citigroup Global Mkt H Inc. China Life Euro Wts Sep 2011 B 0.240 28.888 2011/09/02 80,000,000 2011/04/20
11323 Citigroup Global Mkt H Inc. GCL-Poly Energy Euro Wt Oct 11 0.250 5.38 per unit 2011/10/20 80,000,000 2011/04/20
11324 Citigroup Global Mkt H Inc. HS Bank European Wts Dec 2012 0.150 123.08 per 100 units 2012/12/27 80,000,000 2011/04/20
11329 Citigroup Global Mkt H Inc. HSI European Warrants Jul 2011 0.150 24,100 per 8,000 units 2011/07/28 80,000,000 2011/04/20
11330 Citigroup Global Mkt H Inc. HSI European Warrants Sep 2011 0.150 24,900 per 8,000 units 2011/09/29 80,000,000 2011/04/20
11333 Citigroup Global Mkt H Inc. HSI European Put Wts Jul 2011 0.150 23,700 per 8,000 units 2011/07/28 80,000,000 2011/04/20
11331 Citigroup Global Mkt H Inc. HSI European Put Wts Aug 2011 0.150 23,100 per 8,000 units 2011/08/30 80,000,000 2011/04/20
11325 Citigroup Global Mkt H Inc. Hutchison Euro Wts Oct 2011 B 0.250 103.880 2011/10/20 80,000,000 2011/04/20
11304 HK Bank Angang Steel European Warrants Aug 2012 0.250 13.380 2012/08/23 80,000,000 2011/04/20
11305 HK Bank Ch Ship Cont European Warrants Sep 2011 0.150 3.99 per unit 2011/09/27 80,000,000 2011/04/20
11306 HK Bank HKEx European Warrants Sep 2011 0.150 185.10 per 100 units 2011/09/26 150,000,000 2011/04/20
11313 J P Morgan SP BV Belle Int’l European Warrants Sep 2011 0.150 18.800 2011/09/30 150,000,000 2011/04/20
11314 J P Morgan SP BV China Life European Warrants Oct 2011 B 0.250 31.000 2011/10/20 300,000,000 2011/04/20
11315 J P Morgan SP BV CNBM European Warrants Oct 2011 0.279 35.000 2011/10/31 200,000,000 2011/04/20
11332 J P Morgan SP BV HSBC European Warrants Mar 2016 0.250 78 per 100 units 2016/03/30 300,000,000 2011/04/20
11316 J P Morgan SP BV Li & Fung European Warrants Oct 2011 0.250 45.000 2011/10/28 80,000,000 2011/04/20
11317 J P Morgan SP BV Renhe Comm European Warrants Mar 2012 0.250 1.70 per unit 2012/03/15 100,000,000 2011/04/20
11318 Macquarie Bank Ltd. China Unicom European Put Wts May 2012 0.250 13.000 2012/05/30 300,000,000 2011/04/20
11326 Macquarie Bank Ltd. CNBM European Warrants Oct 2011 B 0.252 32.000 2011/10/20 150,000,000 2011/04/20
11291 Macquarie Bank Ltd. CRCC European Warrants Nov 2011 0.250 8.88 per unit 2011/11/02 200,000,000 2011/04/20
11288 Macquarie Bank Ltd. Henderson Land Dev Euro Wts Dec 2011 0.250 65.000 2011/12/29 200,000,000 2011/04/20
11290 Macquarie Bank Ltd. Huaneng Power European Wts Nov 2011 0.250 4.88 per unit 2011/11/02 150,000,000 2011/04/20
11289 Macquarie Bank Ltd. Want Want China European Warrants Nov 2011 0.250 7.88 per unit 2011/11/02 88,000,000 2011/04/20
11303 Standard Chartered Bank CTel European Warrants Oct 2011 0.600 4.80 per unit 2011/10/31 100,000,000 2011/04/20
11302 Standard Chartered Bank Sinopec Corp European Wts Aug 11B 0.480 8.80 per unit 2011/08/31 100,000,000 2011/04/20
11296 Standard Chartered Bank HSBC European Warrants Oct 2011 0.900 77.880 2011/10/24 100,000,000 2011/04/20
11298 Standard Chartered Bank HSBC European Warrants Jun 2012 0.250 60 per 100 units 2012/06/01 100,000,000 2011/04/20
11297 Standard Chartered Bank HSBC European Warrants Nov 2011 B 0.300 94.680 2011/11/30 100,000,000 2011/04/20
11299 Standard Chartered Bank Hutchison Euro Euro Wts Sep 2011 0.600 100.000 2011/09/27 100,000,000 2011/04/20
11301 Standard Chartered Bank Jiangxi Copper Euro Wts Nov 2011 0.250 28.280 2011/11/01 100,000,000 2011/04/20
11300 Standard Chartered Bank MTRC European Warrants Nov 2011 0.250 28.880 2011/11/01 100,000,000 2011/04/20
11292 SGA Societe Generale Acceptance N.V. Agile Ppt Eu Wts Nov11 0.150 12.480 2011/11/23 200,000,000 2011/04/20
11293 SGA Societe Generale Acceptance N.V. BOCom Eur Wt Nov 2012 0.150 8.500 2012/11/26 250,000,000 2011/04/20
11294 SGA Societe Generale Acceptance NV HuanengPower Eu Wt Oct 11 0.250 4.88 per unit 2011/10/24 50,000,000 2011/04/20
11295 SGA Societe Generale Acceptance N.V. HWL Eur Wt Sep 2011 B 0.710 94.800 2011/09/21 150,000,000 2011/04/20
11319 UBS AG China Shenhua European Warrants Oct 2011 0.200 40.050 2011/10/31 100,000,000 2011/04/20
11320 UBS AG A50 China European Warrants Jul 2012 0.150 15.920 2012/07/25 200,000,000 2011/04/20
11307 UBS AG HSBC European Warrants Jul 2011 C 0.180 87.550 2011/07/25 200,000,000 2011/04/20
11310 UBS AG HSI European Warrants Oct 2011 0.250 25,500 per 8,000 units 2011/10/28 300,000,000 2011/04/20
11308 UBS AG Tencent Holdings European Warrants Aug 2011 0.220 178.10 per 100 units 2011/08/23 200,000,000 2011/04/20

Strike level/
11309 UBS AG Tencent Holdings European Warrants Oct 2011 C 0.150 208.20 per 100 units 2011/10/03 200,000,000 2011/04/20
#
27776 J P Morgan SP BV China Mob European Wts Jun 2011 B 0.065 78.000 2011/06/29 200,000,000 2011/04/20
#
23753 Merrill Lynch Int’l & Co. C.V. A50 China Eur Wt Jun 2011 B 0.056 13.880 2011/06/23 200,000,000 2011/04/20
#
26155 Merrill Lynch Int’l & Co. C.V. HKEx Euro Wts Jul 2011 B 0.052 198.89 per 100 units 2011/07/20 200,000,000 2011/04/20
#
11342 BOCI Asia Ltd. HSI European Warrants Jan 2012 0.250 25,000 per 8,000 units 2012/01/30 100,000,000 2011/04/21
11346 BOCI Asia Ltd. HSI European Put Warrants Jan 2012 0.250 23,000 per 8,000 units 2012/01/30 100,000,000 2011/04/21
11367 Citigroup Global Mkt H Inc. ChiUnicom Euro Wts Jan 2012 0.250 15.180 2012/01/05 80,000,000 2011/04/21
11366 Citigroup Global Mkt H Inc. Cheung Kong Euro Wt Dec 2012 0.150 148.88 per 100 units 2012/12/20 80,000,000 2011/04/21
11368 Citigroup Global Mkt H Inc. HSBC European Wts Aug 2011 0.220 89.888 2011/08/08 80,000,000 2011/04/21
11364 Citigroup Global Mkt H Inc. PetroChina Euro Wts Oct 2011 0.350 12.88 per unit 2011/10/24 80,000,000 2011/04/21
11365 Citigroup Global Mkt H Inc. PetroChina Euro Wts Dec 2012 0.170 12.018 2012/12/19 80,000,000 2011/04/21
11361 Bank of East Asia China Tel European Warrants Nov 2011 0.250 6 per unit 2011/11/23 50,000,000 2011/04/21
11363 Bank of East Asia Ch Comm Cons European Warrants Apr 2013 0.250 6.180 2013/04/23 250,000,000 2011/04/21
11360 Bank of East Asia Sinopec Corp European Warrants Nov 2011 0.250 10.386 per unit 2011/11/23 45,000,000 2011/04/21
11362 Bank of East Asia Shenhua European Warrants Nov 2011 0.250 41.088 2011/11/23 60,000,000 2011/04/21
11340 HK Bank China Unicom European Warrants May 2012 0.250 17.380 2012/05/11 100,000,000 2011/04/21
11341 HK Bank Lonking European Warrants Dec 2011 0.270 6.88 per unit 2011/12/20 80,000,000 2011/04/21
11350 J P Morgan SP BV China Life European Put Warrants Oct 2011 0.250 28.880 2011/10/21 150,000,000 2011/04/21
11351 J P Morgan SP BV Hutchison European Warrants Aug 2011 0.335 98.880 2011/08/23 100,000,000 2011/04/21
11354 KBC Fin Products Int’l Ltd. Cheung Kong Eur Wts Oct 2011 0.560 138.980 2011/10/03 80,000,000 2011/04/21
11355 KBC Fin Products Int’l Ltd. Cheung Kong Eur Wts Nov 2011 B 0.360 150.000 2011/11/01 80,000,000 2011/04/21
11356 KBC Fin Products Int’l Ltd. CR Cement Euro Wts Nov 2011 0.510 9.88 per unit 2011/11/10 58,000,000 2011/04/21
11357 KBC Fin Products Int’l Ltd. Henderson Land Dev Eu Wt Sep11B 0.320 58.000 2011/09/07 58,000,000 2011/04/21
11353 KBC Fin Products Int’l Ltd. Huaneng Power Eur Wts Mar 2012 0.250 4.98 per unit 2012/03/08 58,000,000 2011/04/21
11359 KBC Fin Products Int’l Ltd. HuanengPower Euro Put Wt Mar 12 0.440 4.28 per unit 2012/03/08 58,000,000 2011/04/21
11358 KBC Fin Products Int’l Ltd. New World Euro Put Wt Dec 2011 0.250 14.480 2011/12/12 58,000,000 2011/04/21
11344 Macquarie Bank Ltd. Evergrande European Warrants Oct 2011 0.479 6.28 per unit 2011/10/21 150,000,000 2011/04/21
11343 Macquarie Bank Ltd. GCL-Poly Energy European Wts Oct 2011 0.441 5.30 per unit 2011/10/24 250,000,000 2011/04/21
11337 Merrill Lynch Int’l & Co. C.V. CNOOC European Wts Oct 2011 0.250 19.990 2011/10/28 80,000,000 2011/04/21
11338 Merrill Lynch Int’l & Co. C.V. CNOOC European Wts Nov 2011 0.175 21.890 2011/11/29 80,000,000 2011/04/21
11339 Merrill Lynch Int’l & Co. C.V. CNOOC European Wts Jul 2012 0.224 23.890 2012/07/16 80,000,000 2011/04/21
11334 Merrill Lynch Int’l & Co. C.V. China Railway Eu Wt Oct 11B 0.285 4.99 per unit 2011/10/21 80,000,000 2011/04/21
11335 Merrill Lynch Int’l & Co. C.V. China Railway Eu Wt Nov 11 0.255 5.49 per unit 2011/11/01 80,000,000 2011/04/21
11336 Merrill Lynch Int’l & Co. C.V. Ch Shenhua Eur Wts Oct 2011 0.255 39.990 2011/10/21 80,000,000 2011/04/21
11345 CC Rabobank B.A. Belle Int’l European Warrants Jan 2012 0.250 17.800 2012/01/30 100,000,000 2011/04/21
11347 CC Rabobank B.A. Maanshan Iron European Wts Oct 2011 0.250 5.20 per unit 2011/10/21 100,000,000 2011/04/21
11348 CC Rabobank B.A. SJM Holdings European Warrants Dec 2011 0.250 20.000 2011/12/29 100,000,000 2011/04/21
11349 CC Rabobank B.A. Yanzhou Coal European Warrants Oct 2011 0.250 34.880 2011/10/28 150,000,000 2011/04/21
11370 UBS AG Agricultural Bank European Warrants Jul 2011 D 0.150 5.29 per unit 2011/07/26 200,000,000 2011/04/21
11369 UBS AG HSBC European Warrants Sep 2011 D 0.150 91.930 2011/09/19 300,000,000 2011/04/21
11385 BOCI Asia Ltd. HS Bank European Warrants Oct 2011 0.220 138.880 2011/10/04 100,000,000 2011/04/26

Strike level/
11386 BOCI Asia Ltd. HSBC European Warrants Sep 2011 0.180 94.880 2011/09/30 100,000,000 2011/04/26
11387 BOCI Asia Ltd. Hutchison European Warrants Aug 2011 0.220 108.880 2011/08/15 100,000,000 2011/04/26
11394 Citigroup Global Mkt H Inc. CC Bank European Wts Aug 2011 0.150 8.188 per unit 2011/08/25 80,000,000 2011/04/26
11395 Citigroup Global Mkt H Inc. CC Bank European Wts Oct 2011 0.250 7.88 per unit 2011/10/31 80,000,000 2011/04/26
11397 Citigroup Global Mkt H Inc. CNOOC European Wts Jan 2012 0.150 23.888 2012/01/18 80,000,000 2011/04/26
11393 Citigroup Global Mkt H Inc. Cathay Pacific Eur Wt Oct 11B 0.150 20.018 2011/10/24 80,000,000 2011/04/26
11396 Citigroup Global Mkt H Inc. China Shenhua Eur Wts Oct 2011 0.250 41.880 2011/10/31 80,000,000 2011/04/26
11388 HK Bank Agricultural Bank European Warrants Oct 2011 0.250 4.99 per unit 2011/10/07 120,000,000 2011/04/26
11389 HK Bank China Life European Warrants Oct 2011 0.150 31.800 2011/10/26 150,000,000 2011/04/26
11390 HK Bank China Life European Warrants Dec 2011 0.250 33.380 2011/12/20 150,000,000 2011/04/26
11374 J P Morgan SP BV Evergrande European Warrants Oct 2011 0.549 6.50 per unit 2011/10/26 100,000,000 2011/04/26
11375 Macquarie Bank Ltd. Agricultural Bk European Warrants Oct11B 0.250 5.25 per unit 2011/10/26 150,000,000 2011/04/26
11378 Merrill Lynch Int’l & Co. C.V. ChiUnicom Euro Wts Dec 2011 0.244 12.990 2011/12/01 80,000,000 2011/04/26
11379 Merrill Lynch Int’l & Co. C.V. ChiUnicom Euro Wts Oct 2012 0.231 14.990 2012/10/02 80,000,000 2011/04/26
11376 Merrill Lynch Int’l & Co. C.V. Ch Comm Cons Eu Wt Nov 11A 0.780 7.39 per unit 2011/11/21 80,000,000 2011/04/26
11377 Merrill Lynch Int’l & Co. C.V. Ch Comm Cons Eu Wt Nov 11B 0.490 8.19 per unit 2011/11/23 80,000,000 2011/04/26
11382 Merrill Lynch Int’l & Co. C.V. A50 China Eur Wt Sep 2011 0.151 13.590 2011/09/27 80,000,000 2011/04/26
11381 Merrill Lynch Int’l & Co. C.V. HKEx Eur Put Wts Nov 2011 0.151 168.89 per 100 units 2011/11/01 80,000,000 2011/04/26
11383 Merrill Lynch Int’l & Co. C.V. HSCEI European Wts Dec 11B 0.151 15,000 per 6,000 units 2011/12/29 200,000,000 2011/04/26
11384 Merrill Lynch Int’l & Co. C.V. HSCEI Euro Put Wts Oct 2011 0.177 13,200 per 6,000 units 2011/10/28 200,000,000 2011/04/26
11380 Merrill Lynch Int’l & Co. C.V. Hutchison Euro Wts Mar 2012 0.152 88.89 per 100 units 2012/03/21 80,000,000 2011/04/26
11371 SGA Societe Generale Acceptance N.V. CPIC Euro Wts Oct 11 0.390 34.180 2011/10/26 100,000,000 2011/04/26
11372 SGA Societe Generale Acceptance N.V. Evergrande Eu Wt Oct11B 0.720 5.88 per unit 2011/10/26 80,000,000 2011/04/26
11373 SGA Societe Generale Acceptance N.V. SJM Hold Eu Wt Oct 11 0.250 17.000 2011/10/26 200,000,000 2011/04/26
11391 UBS AG CC Bank European Warrants Sep 2011 B 0.150 7.89 per unit 2011/09/26 200,000,000 2011/04/26
11392 UBS AG HKEx European Warrants Sep 2011 0.150 185.10 per 100 units 2011/09/26 300,000,000 2011/04/26
#
11398 Barclays Bank plc Agricultural Bank European Wts Nov 2011 0.250 5.40 per unit 2011/11/28 100,000,000 2011/04/27
11400 Barclays Bank plc CC Bank European Warrants Nov 2011 0.250 8.28 per unit 2011/11/28 100,000,000 2011/04/27
11401 Barclays Bank plc CNOOC European Warrants Jul 2012 0.181 23.880 2012/07/11 100,000,000 2011/04/27
11399 Barclays Bank plc China Shenhua European Warrants Nov 2011 0.250 40.000 2011/11/21 100,000,000 2011/04/27
11402 Barclays Bank plc PetroChina European Warrants Dec 2012 0.179 12.000 2012/12/28 100,000,000 2011/04/27
11415 Citigroup Global Mkt H Inc. Agricultural Bk Eu Wt Oct 2011 0.250 5.18 per unit 2011/10/31 80,000,000 2011/04/27
11413 Citigroup Global Mkt H Inc. AIA European Warrants Dec 2011 0.250 27.580 2011/12/05 80,000,000 2011/04/27
11420 Citigroup Global Mkt H Inc. BOCL European Wts Oct 2011 0.150 4.89 per unit 2011/10/10 80,000,000 2011/04/27
11414 Citigroup Global Mkt H Inc. BYD European Warrants Oct 2011 0.250 33.880 2011/10/31 80,000,000 2011/04/27
11419 Citigroup Global Mkt H Inc. China Coal European Wts Feb 12 0.150 10.890 2012/02/23 80,000,000 2011/04/27
11417 Citigroup Global Mkt H Inc. CPIC European Warrants Oct 11 0.250 38.88 per unit 2011/10/31 80,000,000 2011/04/27
11412 Citigroup Global Mkt H Inc. China Shenhua Eur Wts Oct 11A 0.250 38.000 2011/10/31 80,000,000 2011/04/27
11410 Citigroup Global Mkt H Inc. HKEx European Wts Nov 2011 0.150 185.08 per 100 units 2011/11/02 80,000,000 2011/04/27
11411 Citigroup Global Mkt H Inc. HKEx European Put Wts Oct 2011 0.150 168.88 per 100 units 2011/10/26 80,000,000 2011/04/27
11416 Citigroup Global Mkt H Inc. ICBC European Wts Oct 2011 0.250 6.88 per unit 2011/10/31 80,000,000 2011/04/27
11409 Macquarie Bank Ltd. AIA European Warrants Nov 2011 0.256 27.180 2011/11/18 250,000,000 2011/04/27

Strike level/
11408 SGA Societe Generale Acceptance N.V. AIA Euro Wt Sep 2011 0.150 27.000 2011/09/26 200,000,000 2011/04/27
11407 SGA Societe Generale Acceptance NV Angang Steel Eu Wt May 12 0.250 10.680 2012/05/28 150,000,000 2011/04/27
11403 SGA Societe Generale Acceptance NV Minsheng Bk Eu Wt Oct 11 0.480 8.08 per unit 2011/10/31 120,000,000 2011/04/27
11404 SGA Societe Generale Acceptance N.V. Geely Auto Eu Wt Oct11 0.260 3.88 per unit 2011/10/31 80,000,000 2011/04/27
11405 SGA Societe Generale Acceptance N.V. HLand Eur Wt Oct 11A 0.250 61.580 2011/10/31 60,000,000 2011/04/27
11406 SGA Societe Generale Acceptance NV Maanshan Iron Eu Wt Oct11 0.310 4.88 per unit 2011/10/31 50,000,000 2011/04/27
11418 UBS AG AIA European Warrants Nov 2011 0.150 30.050 2011/11/28 100,000,000 2011/04/27
#
28222 Merrill Lynch Int’l & Co. C.V. Ch Mobile Eur Wt Jun 2011 B 0.051 77.990 2011/06/27 200,000,000 2011/04/27
#
28776 CC Rabobank B.A. Tencent Holdings European Put Wts Aug 11 0.090 188.88 per 100 units 2011/08/22 400,000,000 2011/04/27
11425 BOCI Asia Ltd. AIA European Warrants Sep 2011 0.150 27.800 2011/09/30 100,000,000 2011/04/28
11424 BOCI Asia Ltd. Li & Fung European Warrants Oct 2011 0.180 48.880 2011/10/31 100,000,000 2011/04/28
11441 Citigroup Global Mkt H Inc. Jiangxi Copper Euro Wts Oct 11 0.250 28.380 2011/10/31 80,000,000 2011/04/28
11440 Citigroup Global Mkt H Inc. Nine Dragons Euro Wts Jun 2012 0.150 9.590 2012/06/26 80,000,000 2011/04/28
11442 Citigroup Global Mkt H Inc. Ping An Euro Wts Oct 2011 0.400 93.880 2011/10/31 80,000,000 2011/04/28
11443 Citigroup Global Mkt H Inc. Tencent European Put Wts Dec11 0.250 188.88 per 100 units 2011/12/30 80,000,000 2011/04/28
11429 HK Bank AIA European Warrants Feb 2012 0.250 29.280 2012/02/22 150,000,000 2011/04/28
11427 HK Bank China Mobile European Warrants Sep 2011 0.200 77.020 2011/09/19 150,000,000 2011/04/28
11428 HK Bank CC Bank European Warrants Sep 2011 0.250 7.89 per unit 2011/09/26 120,000,000 2011/04/28
11426 HK Bank GCL-Poly Energy European Warrants Dec 2011 0.250 6.08 per unit 2011/12/12 80,000,000 2011/04/28
11431 HK Bank HSI European Warrants Oct 2011 D 0.250 23,200 per 9,000 units 2011/10/28 250,000,000 2011/04/28
11432 HK Bank HSI European Warrants Oct 2011 E 0.250 25,000 per 8,000 units 2011/10/28 250,000,000 2011/04/28
11430 HK Bank HSI European Put Warrants Oct 2011 C 0.250 23,300 per 8,800 units 2011/10/28 200,000,000 2011/04/28
11435 Macquarie Bank Ltd. Air China European Warrants Apr 2012 0.250 8.880 2012/04/03 150,000,000 2011/04/28
11434 Macquarie Bank Ltd. Avichina European Warrants Nov 2011 0.500 5.50 per unit 2011/11/03 150,000,000 2011/04/28
11433 Macquarie Bank Ltd. Sh Petrochem European Wts Oct 2011 0.253 4.98 per unit 2011/10/27 150,000,000 2011/04/28
11423 CC Rabobank B.A. Agile Ppt European Warrants Jan 2012 0.250 14.280 2012/01/30 100,000,000 2011/04/28
11422 CC Rabobank B.A. Anta Sports European Warrants Sep 2011 0.150 13.000 2011/09/22 100,000,000 2011/04/28
11421 CC Rabobank B.A. Jiangxi Copper European Warrants Sep 2011 0.150 28.880 2011/09/27 200,000,000 2011/04/28
11436 UBS AG CNOOC European Warrants Oct 2011 C 0.150 19.900 2011/10/31 200,000,000 2011/04/28
11439 UBS AG HSI European Warrants Aug 2011 D 0.150 23,500 per 8,000 units 2011/08/30 300,000,000 2011/04/28
11438 UBS AG HSI European Put Warrants Aug 2011 C 0.150 22,900 per 8,000 units 2011/08/30 300,000,000 2011/04/28
11437 UBS AG HSI European Put Warrants Sep 2011 A 0.150 22,200 per 8,000 units 2011/09/29 300,000,000 2011/04/28
#
27921 Merrill Lynch Int’l & Co. C.V. CNOOC European Wts Jun 11G 0.052 20.390 2011/06/09 200,000,000 2011/04/28
11493 BOCI Asia Ltd. BYD European Warrants Oct 2011 0.170 35.000 2011/10/07 100,000,000 2011/04/29
11491 BOCI Asia Ltd. Geely Auto European Warrants Oct 2011 0.250 4.20 per unit 2011/10/31 100,000,000 2011/04/29
11492 BOCI Asia Ltd. Lenovo European Warrants Oct 2011 0.250 5.48 per unit 2011/10/31 100,000,000 2011/04/29
11490 BOCI Asia Ltd. Tencent Holdings European Warrants Dec 2011 0.180 227 per 100 units 2011/12/23 200,000,000 2011/04/29
11507 BNP Paribas Arbit Issu B.V. BYD European Warrants Dec 11A 0.250 36.880 2011/12/02 100,000,000 2011/04/29
11508 BNP Paribas Arbit Issu B.V. CM Bank European Warrants Feb 12 0.250 22.850 2012/02/02 100,000,000 2011/04/29
11506 BNP Paribas Arbit Issu B.V. SJM Holdings Euro Wts Jan 2012 0.250 19.280 2012/01/03 100,000,000 2011/04/29
11503 Citigroup Global Mkt H Inc. BBMG European Warrants Dec 11 0.150 14.020 2011/12/19 80,000,000 2011/04/29
11513 Citigroup Global Mkt H Inc. Comba European Warrants Apr 12 0.250 10.880 2012/04/17 50,000,000 2011/04/29
11499 Citigroup Global Mkt H Inc. Ch Railway Cons Eu Wts Oct 11 0.350 8.18 per unit 2011/10/31 50,000,000 2011/04/29

Strike level/
11514 Citigroup Global Mkt H Inc. Chineway Pharm Euro Wts Feb12 0.250 23.880 2012/02/06 50,000,000 2011/04/29
11512 Citigroup Global Mkt H Inc. Ch Zhongwang Euro Wts Feb12 0.300 4.88 per unit 2012/02/06 80,000,000 2011/04/29
11501 Citigroup Global Mkt H Inc. Galaxy Ent European Wts Dec11 0.250 14.880 2011/12/05 80,000,000 2011/04/29
11511 Citigroup Global Mkt H Inc. KB Laminates Euro Wts Dec12 0.250 7.280 2012/12/24 80,000,000 2011/04/29
11515 Citigroup Global Mkt H Inc. Kingdee Int’l Euro Wts Apr12 0.300 5.88 per unit 2012/04/17 80,000,000 2011/04/29
11498 Citigroup Global Mkt H Inc. Li & Fung European Wts Oct 11 0.250 45.880 2011/10/31 80,000,000 2011/04/29
11500 Citigroup Global Mkt H Inc. Zijin Mining Euro Wts Oct 2011 0.350 7.08 per unit 2011/10/31 50,000,000 2011/04/29
11455 HK Bank HSI European Warrants Aug 2011 0.150 23,500 per 8,000 units 2011/08/30 280,000,000 2011/04/29
11485 J P Morgan SP BV BEA European Warrants Oct 2011 0.250 35.000 2011/10/31 80,000,000 2011/04/29
11489 J P Morgan SP BV Ch Railway Cons European Warrants Dec 13 0.250 7.280 2013/12/30 200,000,000 2011/04/29
11488 J P Morgan SP BV Ch Southern Air European Wts Oct 2011 0.250 5 per unit 2011/10/31 80,000,000 2011/04/29
11487 J P Morgan SP BV Henderson Land Dev European Wts Oct 2011 0.250 60.000 2011/10/31 80,000,000 2011/04/29
11486 J P Morgan SP BV Ping An European Warrants Oct 2011 A 0.480 95.000 2011/10/31 200,000,000 2011/04/29
11504 Macquarie Bank Ltd. CC Bank European Warrants Nov 2011 0.251 8.25 per unit 2011/11/02 200,000,000 2011/04/29
11505 Macquarie Bank Ltd. CC Bank European Put Warrants Nov 2011 0.351 6.50 per unit 2011/11/02 200,000,000 2011/04/29
11454 Macquarie Bank Ltd. HSI European Put Warrants Dec 2011 0.250 23,500 per 10,000 units 2011/12/29 300,000,000 2011/04/29
11444 Merrill Lynch Int’l & Co. C.V. China Life Eu Wt Sep 2011 A 0.230 27.990 2011/09/27 80,000,000 2011/04/29
11445 Merrill Lynch Int’l & Co. C.V. Ch Life Eur Put Wt Nov 2011 0.320 29.990 2011/11/14 80,000,000 2011/04/29
11446 Merrill Lynch Int’l & Co. C.V. CM Bank Euro Wts Sep 2011 0.155 21.190 2011/09/19 80,000,000 2011/04/29
11447 Merrill Lynch Int’l & Co. C.V. CM Bank Euro Wts Dec 2011 0.152 23.090 2011/12/19 80,000,000 2011/04/29
11453 Merrill Lynch Int’l & Co. C.V. A50 China Eur Wt Nov 2011 A 0.151 13.190 2011/11/07 80,000,000 2011/04/29
11448 Merrill Lynch Int’l & Co. C.V. HKEx Euro Wts Aug 2011 C 0.199 164.99 per 100 units 2011/08/16 80,000,000 2011/04/29
11451 Merrill Lynch Int’l & Co. C.V. HSBC Euro Wts Oct 2011 0.305 85.890 2011/10/10 80,000,000 2011/04/29
11449 Merrill Lynch Int’l & Co. C.V. HSBC Euro Wts Sep 2011 A 0.375 82.890 2011/09/19 80,000,000 2011/04/29
11450 Merrill Lynch Int’l & Co. C.V. HSBC Euro Wts Sep 2011 B 0.190 88.890 2011/09/05 80,000,000 2011/04/29
11452 Merrill Lynch Int’l & Co. C.V. Hutchison Euro Wts Mar 12A 0.154 78.89 per 100 units 2012/03/19 80,000,000 2011/04/29
11476 Nomura Int’l plc Alibaba European Warrants Nov 2011 0.150 15.888 2011/11/21 100,000,000 2011/04/29
11482 Nomura Int’l plc BOC HK European Warrants Dec 2011 0.156 25.200 2011/12/05 100,000,000 2011/04/29
11469 Nomura Int’l plc China Telecom European Warrants Oct 2011 0.296 5.28 per unit 2011/10/31 80,000,000 2011/04/29
11470 Nomura Int’l plc China Telecom European Warrants Dec 2011 0.256 5.68 per unit 2011/12/19 80,000,000 2011/04/29
11471 Nomura Int’l plc China Unicom European Warrants May 2012 0.151 16.888 2012/05/25 200,000,000 2011/04/29
11477 Nomura Int’l plc CC Bank European Warrants Oct 2011 0.288 8 per unit 2011/10/31 100,000,000 2011/04/29
11478 Nomura Int’l plc CC Bank European Warrants Aug 2011 A 0.156 8.188 per unit 2011/08/25 100,000,000 2011/04/29
11483 Nomura Int’l plc China Life European Warrants Oct 2011 0.255 29.180 2011/10/31 100,000,000 2011/04/29
11484 Nomura Int’l plc China Life European Warrants Dec 2011 0.250 30.680 2011/12/30 100,000,000 2011/04/29
11474 Nomura Int’l plc CNOOC European Warrants Jan 2012 0.150 23.880 2012/01/31 100,000,000 2011/04/29
11475 Nomura Int’l plc CNOOC European Warrants Jun 2012 0.170 24.888 2012/06/11 100,000,000 2011/04/29
11480 Nomura Int’l plc China Shenhua European Warrants Oct 2011 0.156 40.000 2011/10/24 100,000,000 2011/04/29
11479 Nomura Int’l plc Dongfang Elec European Warrants Sep 2011 0.153 34.050 2011/09/26 80,000,000 2011/04/29
11468 Nomura Int’l plc HKEx European Warrants Nov 2011 A 0.150 200.08 per 100 units 2011/11/30 100,000,000 2011/04/29
11467 Nomura Int’l plc JIANC European Warrants Nov 2011 0.250 28.880 2011/11/30 100,000,000 2011/04/29

Strike level/
11472 Nomura Int’l plc PetroChina European Warrants Dec 2012 0.155 12.000 2012/12/31 100,000,000 2011/04/29
11473 Nomura Int’l plc PetroChina European Warrants Feb 2013 0.150 13.000 2013/02/28 100,000,000 2011/04/29
11465 Nomura Int’l plc SHK P European Warrants Dec 2012 0.175 122.88 per 100 units 2012/12/03 100,000,000 2011/04/29
11466 Nomura Int’l plc SHK P European Warrants Dec 2012 A 0.150 135.08 per 100 units 2012/12/21 100,000,000 2011/04/29
11481 Nomura Int’l plc Yanzhou Coal European Warrants Aug 2011 0.151 31.280 2011/08/25 100,000,000 2011/04/29
11464 CC Rabobank B.A. AIA European Warrants Nov 2011 0.150 30.000 2011/11/28 200,000,000 2011/04/29
11495 CC Rabobank B.A. BOCL European Warrants Dec 2011 0.150 5 per unit 2011/12/12 200,000,000 2011/04/29
11497 CC Rabobank B.A. CC Bank European Warrants Oct 2011 0.250 8.20 per unit 2011/10/31 200,000,000 2011/04/29
11456 CC Rabobank B.A. Minsheng Bank European Wts Sep 2011 0.240 8.39 per unit 2011/09/30 150,000,000 2011/04/29
11461 CC Rabobank B.A. Ch Southern Air European Warrants Oct 11 0.400 5 per unit 2011/10/31 100,000,000 2011/04/29
11457 CC Rabobank B.A. Dongfeng Motor European Warrants Oct 2011 0.150 15.000 2011/10/31 150,000,000 2011/04/29
11496 CC Rabobank B.A. Galaxy Ent European Warrants Oct 2011 0.250 16.400 2011/10/31 100,000,000 2011/04/29
11462 CC Rabobank B.A. Gome European Warrants Oct 2011 0.200 3.28 per unit 2011/10/04 100,000,000 2011/04/29
11463 CC Rabobank B.A. Greatwall Motor European Wts Nov 2011 0.250 17.400 2011/11/29 120,000,000 2011/04/29
11494 CC Rabobank B.A. ICBC European Warrants Oct 2011 0.200 7.38 per unit 2011/10/10 200,000,000 2011/04/29
11458 CC Rabobank B.A. PetroChina European Warrants Oct 2011 0.550 12.28 per unit 2011/10/17 100,000,000 2011/04/29
11459 CC Rabobank B.A. Ping An European Warrants Nov 2011 0.450 94.880 2011/11/14 100,000,000 2011/04/29
11502 CC Rabobank B.A. Westchinacement European Warrants Dec 11 0.400 4.28 per unit 2011/12/19 80,000,000 2011/04/29
11460 CC Rabobank B.A. ZTE European Warrants Oct 2011 0.250 32.000 2011/10/31 120,000,000 2011/04/29
11510 RB of Scotland N.V. BYD European Warrants Sep 2011 A 0.151 33.930 2011/09/05 100,000,000 2011/04/29
11509 RB of Scotland N.V. China Mobile European Wts Oct 2011 C 0.151 78.050 2011/10/21 200,000,000 2011/04/29
10104 Goldman Sachs SP (Asia) N225 Index Euro Wts Sep 2011 B 0.034 11,000 per 400 units 2011/09/09 100,000,000 2011/04/29
10105 Goldman Sachs SP (Asia) N225 Index Euro Wts Dec 2011 B 0.032 12,000 per 350 units 2011/12/09 100,000,000 2011/04/29
10106 Goldman Sachs SP (Asia) N225 Index Euro Put Wts Sep 2011 A 0.216 10,000 per 350 units 2011/09/09 100,000,000 2011/04/29
10107 Goldman Sachs SP (Asia) N225 Index Euro Put Wts Dec 2011 A 0.180 9,000 per 300 units 2011/12/09 100,000,000 2011/04/29
#
27300 Merrill Lynch Int’l & Co. C.V. HSI European Warrants Jun 11A 0.048 24,700 per 8,000 units 2011/06/29 300,000,000 2011/04/29
11522 BNP Paribas Arbit Issu B.V. China Unicom Euro Wt Oct12A 0.250 18.000 2012/10/03 100,000,000 2011/05/03
11520 BNP Paribas Arbit Issu B.V. Evergrande European Wts Dec 11 0.370 7.20 per unit 2011/12/02 100,000,000 2011/05/03
11530 BNP Paribas Arbit Issu B.V. ICBC European Wts Dec 2011 A 0.250 8.38 per unit 2011/12/02 100,000,000 2011/05/03
11523 BNP Paribas Arbit Issu B.V. Tsingtao Brew Euro Wts Dec11 0.350 56.000 2011/12/02 29,000,000 2011/05/03
11521 BNP Paribas Arbit Issu B.V. Xinyi Glass European Wts Jul12 0.250 11.000 2012/07/03 100,000,000 2011/05/03
11526 Citigroup Global Mkt H Inc. AAC Acoustic European Wt Feb12 0.250 25.880 2012/02/06 80,000,000 2011/05/03
11528 Citigroup Global Mkt H Inc. ChiUnicom Euro Wts May 2012 0.200 17.400 2012/05/04 80,000,000 2011/05/03
11527 Citigroup Global Mkt H Inc. Tencent European Wts Sep11A 0.150 258.18 per 100 units 2011/09/26 80,000,000 2011/05/03
11519 J P Morgan SP BV Angang Steel European Warrants May 2012 0.150 12.880 2012/05/28 200,000,000 2011/05/03
11518 J P Morgan SP BV BOC HK European Warrants Nov 2011 0.151 26.500 2011/11/11 200,000,000 2011/05/03
11517 J P Morgan SP BV China Unicom European Warrants Dec 2011 0.250 16.280 2011/12/29 200,000,000 2011/05/03
11524 J P Morgan SP BV China Coal European Warrants Feb 2012 0.150 10.880 2012/02/23 200,000,000 2011/05/03
11529 J P Morgan SP BV Tencent European Put Warrants Sep 2011 A 0.223 215 per 100 units 2011/09/12 200,000,000 2011/05/03
11516 SGA Societe Generale Acceptance N.V. Tencent Eu Wt Sep 11C 0.170 228 per 100 units 2011/09/07 200,000,000 2011/05/03
11525 UBS AG CPIC European Warrants Nov 2011 0.250 39.380 2011/11/08 200,000,000 2011/05/03

Strike level/
28984# Merrill Lynch Int’l & Co. C.V. China Life Eu Wt Jul 2011 0.020 31.790 2011/07/04 500,000,000 2011/05/03
#
23354 UBS AG A50 China European Warrants Aug 2011 A 0.065 14.080 2011/08/29 300,000,000 2011/05/03
11556 BNP Paribas Arbit Issu B.V. Brilliance Chi Euro Wt Apr12 0.250 9.300 2012/04/03 100,000,000 2011/05/04
11554 BNP Paribas Arbit Issu B.V. China Liansu European Wt Oct12 0.250 8.000 2012/10/04 100,000,000 2011/05/04
11557 BNP Paribas Arbit Issu B.V. CQRC Bank European Wts Sep13 0.250 5.770 2013/09/03 100,000,000 2011/05/04
11555 BNP Paribas Arbit Issu B.V. Zoomlion European Wts Dec11 0.250 26.600 2011/12/02 100,000,000 2011/05/04
10108 BNP Paribas Arbit Issu B.V. Gold European Put Wts Dec 11C 0.250 1,450 per 3,000 units 2011/12/06 200,000,000 2011/05/04
10110 BNP Paribas Arbit Issu B.V. Oil Futures European Wt Nov11D 0.250 130 per 300 units 2011/11/16 200,000,000 2011/05/04
10109 BNP Paribas Arbit Issu B.V. Oil Futures European Wt May12C 0.250 145 per 300 units 2012/05/17 200,000,000 2011/05/04
11553 KBC Fin Products Int’l Ltd. Agricultural Bk Eu Wt Oct 11C 0.170 5.288 per unit 2011/10/12 168,000,000 2011/05/04
11549 KBC Fin Products Int’l Ltd. AIA European Put Warrants Nov11 0.250 25.000 2011/11/04 108,000,000 2011/05/04
11550 KBC Fin Products Int’l Ltd. AIA European Warrants Dec 11A 0.150 30.000 2011/12/01 198,000,000 2011/05/04
11547 Macquarie Bank Ltd. SJM Holdings European Warrants Jan 12 0.253 20.880 2012/01/03 200,000,000 2011/05/04
11546 Macquarie Bank Ltd. Wynn Macau European Warrants Nov 2011 0.261 31.000 2011/11/04 200,000,000 2011/05/04
11534 Merrill Lynch Int’l & Co. C.V. Ag Bk European Wts Aug 2011 0.151 5.29 per unit 2011/08/09 80,000,000 2011/05/04
11535 Merrill Lynch Int’l & Co. C.V. Ag Bk European Wts Oct 11A 0.237 5.09 per unit 2011/10/10 80,000,000 2011/05/04
11536 Merrill Lynch Int’l & Co. C.V. Ag Bk Euro Put Wts Sep 11A 0.155 4.09 per unit 2011/09/19 80,000,000 2011/05/04
11537 Merrill Lynch Int’l & Co. C.V. AIA European Warrants Sep11 0.166 26.990 2011/09/22 80,000,000 2011/05/04
11538 Merrill Lynch Int’l & Co. C.V. AIA European Warrants Nov11 0.150 29.990 2011/11/28 80,000,000 2011/05/04
11532 Merrill Lynch Int’l & Co. C.V. AIA European Warrants Jul12 0.250 31.390 2012/07/23 80,000,000 2011/05/04
11533 Merrill Lynch Int’l & Co. C.V. AIA European Put Wts Nov11 0.250 25.990 2011/11/28 80,000,000 2011/05/04
11539 Merrill Lynch Int’l & Co. C.V. CM Bank Euro Put Wts Nov11 0.250 20.990 2011/11/07 80,000,000 2011/05/04
11543 SGA Societe Generale Acceptance N.V. CP&CC Eur Wt Nov 2011 0.450 8.88 per unit 2011/11/07 200,000,000 2011/05/04
11544 SGA Societe Generale Acceptance N.V. CP&CC Eur Wt Nov 11A 0.250 9.88 per unit 2011/11/07 200,000,000 2011/05/04
11545 SGA Societe Generale Acceptance N.V. CP&CC Eur Wt Nov 11B 0.150 11.88 per unit 2011/11/28 200,000,000 2011/05/04
11541 SGA Societe Generale Acceptance N.V. HKEx Eu Wt Aug 2012 0.200 193.99 per 100 units 2012/08/06 500,000,000 2011/05/04
11540 SGA Societe Generale Acceptance N.V. JIANC Eu Wts Nov 2011 0.250 30.880 2011/11/07 200,000,000 2011/05/04
11548 SGA Societe Generale Acceptance N.V. KECL Euro Wts Feb 12 0.250 14.480 2012/02/29 200,000,000 2011/05/04
11542 SGA Societe Generale Acceptance N.V. Petch Eu Wt Dec 2012 0.170 12.020 2012/12/19 500,000,000 2011/05/04
11552 UBS AG AIA European Warrants Sep 2011 A 0.150 27.850 2011/09/30 200,000,000 2011/05/04
11551 UBS AG China Life European Warrants Sep 2011 C 0.150 30.930 2011/09/19 300,000,000 2011/05/04
10112 BNP Paribas Arbit Issu B.V. EUR/USD European Warrants Dec11 0.250 1.55 per 1 units 2011/12/12 200,000,000 2011/05/05
10111 BNP Paribas Arbit Issu B.V. EUR/USD European Put Wts Dec11 0.250 1.30 per 1 units 2011/12/12 200,000,000 2011/05/05
11567 BNP Paribas Arbit Issu B.V. HSI European Wts Dec 2013 0.250 27,000 per 10,000 units 2013/12/30 200,000,000 2011/05/05
11565 BNP Paribas Arbit Issu B.V. HSI Euro Put Wts May 2013 0.260 23,800 per 15,000 units 2013/05/30 200,000,000 2011/05/05
11569 BNP Paribas Arbit Issu B.V. HSI European Wts Sep 2011 D 0.150 23,800 per 8,000 units 2011/09/29 200,000,000 2011/05/05
11568 BNP Paribas Arbit Issu B.V. HSI European Wts Oct 2011 A 0.220 22,800 per 8,000 units 2011/10/28 200,000,000 2011/05/05
11566 BNP Paribas Arbit Issu B.V. HSI Euro Put Wts Sep 2011 C 0.150 23,200 per 8,000 units 2011/09/29 200,000,000 2011/05/05
10114 BNP Paribas Arbit Issu B.V. USD/YEN European Warrants Dec11 0.250 86 per 1 units 2011/12/12 200,000,000 2011/05/05
10113 BNP Paribas Arbit Issu B.V. USD/YEN European Put Wts Dec11 0.250 76 per 1 units 2011/12/12 200,000,000 2011/05/05
11561 Macquarie Bank Ltd. CQRC Bank European Warrants Nov 2011 0.258 6.50 per unit 2011/11/07 200,000,000 2011/05/05
11560 Macquarie Bank Ltd. Zoomlion European Warrants Nov 2011 0.252 25.880 2011/11/07 200,000,000 2011/05/05
11559 Macquarie Bank Ltd. Hutchison European Put Wts Nov 2011 0.332 78.000 2011/11/07 200,000,000 2011/05/05

Strike level/
11558 Macquarie Bank Ltd. China Mengniu European Wts Dec 2011 0.250 25.000 2011/12/02 200,000,000 2011/05/05
11562 UBS AG AIA European Warrants Nov 2011 A 0.250 25.880 2011/11/08 200,000,000 2011/05/05
11564 UBS AG China Life European Warrants Sep 2011 D 0.170 28.050 2011/09/27 300,000,000 2011/05/05
11563 UBS AG Tencent Holdings European Put Warrants Sep 2011 0.150 219.80 per 100 units 2011/09/27 100,000,000 2011/05/05
11604 BNP Paribas Arbit Issu B.V. China Life Euro Wts Oct 2011 A 0.180 28.900 2011/10/04 100,000,000 2011/05/06
11603 BNP Paribas Arbit Issu B.V. China Life Euro Wts Dec 2012 0.260 33.900 2012/12/04 100,000,000 2011/05/06
11602 BNP Paribas Arbit Issu B.V. CNOOC European Wts Nov 2011 C 0.150 21.400 2011/11/02 100,000,000 2011/05/06
11601 BNP Paribas Arbit Issu B.V. CNOOC European Wts Jan 2012 A 0.180 20.020 2012/01/03 100,000,000 2011/05/06
11597 BNP Paribas Arbit Issu B.V. CRCC European Wts Dec 2013 0.250 7.420 2013/12/03 100,000,000 2011/05/06
11600 Macquarie Bank Ltd. China Coal European Warrants Feb 2012 0.150 10.880 2012/02/28 300,000,000 2011/05/06
11586 Macquarie Bank Ltd. CLP European Warrants Feb 2012 0.256 68.880 2012/02/02 200,000,000 2011/05/06
11587 Macquarie Bank Ltd. Shanshui Cement European Wts Jun 2012 0.250 8.880 2012/06/27 200,000,000 2011/05/06
11588 Macquarie Bank Ltd. Jiangxi Copper European Put Wts Dec 11 0.250 22.880 2011/12/29 300,000,000 2011/05/06
11585 Macquarie Bank Ltd. Sands China European Warrants Dec 2011 0.250 24.000 2011/12/02 200,000,000 2011/05/06
11584 Macquarie Bank Ltd. Goldwind European Warrants Dec 2011 0.252 13.000 2011/12/02 200,000,000 2011/05/06
11589 Merrill Lynch Int’l & Co. C.V. CHALCO Euro Wts Nov 2011 0.430 8.49 per unit 2011/11/21 80,000,000 2011/05/06
11590 Merrill Lynch Int’l & Co. C.V. CHALCO Euro Wts Nov 2012 0.151 7.790 2012/11/26 80,000,000 2011/05/06
11592 Merrill Lynch Int’l & Co. C.V. China Coal Eur Wts Feb 2012 0.156 10.890 2012/02/23 80,000,000 2011/05/06
11575 Merrill Lynch Int’l & Co. C.V. HKEx Eur Put Wts Sep 2011 C 0.150 180 per 100 units 2011/09/29 80,000,000 2011/05/06
11574 Merrill Lynch Int’l & Co. C.V. Tencent Euro Wts Sep 2011 D 0.150 259.99 per 100 units 2011/09/30 80,000,000 2011/05/06
11573 Merrill Lynch Int’l & Co. C.V. Tencent Euro Wts Oct 2011 C 0.151 247.99 per 100 units 2011/10/17 80,000,000 2011/05/06
11572 Merrill Lynch Int’l & Co. C.V. Tencent Euro Put Wts Sep11C 0.224 214.99 per 100 units 2011/09/26 80,000,000 2011/05/06
11571 Merrill Lynch Int’l & Co. C.V. Yanzhou Coal Eu Wt Sep 2011 0.370 28.890 2011/09/26 80,000,000 2011/05/06
11570 Merrill Lynch Int’l & Co. C.V. Yanzhou Coal Eu Wt Oct 2011 0.174 34.390 2011/10/10 80,000,000 2011/05/06
11591 Merrill Lynch Int’l & Co. C.V. Zijin Mining Eu Wt Nov 2011 0.495 6.89 per unit 2011/11/07 80,000,000 2011/05/06
11593 Standard Chartered Bank Zoomlion European Warrants Feb 12 0.260 26.800 2012/02/03 60,000,000 2011/05/06
11594 Standard Chartered Bank SPDR Gold Trust Euro Wts Dec11 0.680 1,280 per 100 units 2011/12/30 50,000,000 2011/05/06
11581 SGA Societe Generale Acceptance N.V. CTel Eu Wt Aug 2011 0.230 5 per unit 2011/08/22 80,000,000 2011/05/06
11580 SGA Societe Generale Acceptance N.V. CTel Eu Wt Oct 2011 0.310 5 per unit 2011/10/24 80,000,000 2011/05/06
11579 SGA Societe Generale Acceptance N.V. ChiUnicom Eu Wts Dec 11 0.180 15.180 2011/12/28 200,000,000 2011/05/06
11578 SGA Societe Generale Acceptance N.V. ChiUnicom Eu Wts May 12 0.150 16.880 2012/05/28 200,000,000 2011/05/06
11595 SGA Societe Generale Acceptance N.V. CLife Eu Wt Nov 2011A 0.250 29.680 2011/11/23 300,000,000 2011/05/06
11596 SGA Societe Generale Acceptance N.V. A50 Ch Eu Wt Nov 11A 0.150 13.180 2011/11/07 300,000,000 2011/05/06
11576 SGA Societe Generale Acceptance N.V. HSBC Eu Wt Nov 2011 0.270 90.000 2011/11/16 300,000,000 2011/05/06
11577 SGA Societe Generale Acceptance N.V. HSBC Eu Wt Nov 2011 A 0.360 87.500 2011/11/07 300,000,000 2011/05/06
11583 SGA Societe Generale Acceptance N.V. HSI Eu Put Wt Nov 11 0.270 24,200 per 8,000 units 2011/11/29 300,000,000 2011/05/06
11582 SGA Societe Generale Acceptance N.V. HSI Eur Wt Dec 2011 A 0.150 24,800 per 8,000 units 2011/12/29 300,000,000 2011/05/06
11599 UBS AG China Life European Warrants Sep 2011 E 0.260 25.550 2011/09/19 300,000,000 2011/05/06
11598 UBS AG Hutchison European Warrants Nov 2011 0.300 90.880 2011/11/08 300,000,000 2011/05/06
11608 Barclays Bank plc HSI European Warrants Dec 2011 0.251 25,800 per 8,000 units 2011/12/29 150,000,000 2011/05/09
11613 BNP Paribas Arbit Issu B.V. Dongfeng Motor European Wt Aug12 0.250 14.880 2012/08/02 100,000,000 2011/05/09
11612 BNP Paribas Arbit Issu B.V. Nine Dragons European Wt Apr13 0.250 9.880 2013/04/02 100,000,000 2011/05/09
11611 KBC Fin Products Int’l Ltd. Angang Steel Euro Put Wt Jan12 0.250 10.880 2012/01/18 80,000,000 2011/05/09

Strike level/
11605 Merrill Lynch Int’l & Co. C.V. ICBC European Wts Sep 2011 0.151 7.48 per unit 2011/09/07 80,000,000 2011/05/09
11606 Merrill Lynch Int’l & Co. C.V. SPA European Wts Nov 2011 0.330 139.990 2011/11/28 80,000,000 2011/05/09
11607 Merrill Lynch Int’l & Co. C.V. SPA European Wts Mar 2012 0.151 122.89 per 100 units 2012/03/21 80,000,000 2011/05/09
11610 Standard Chartered Bank China Coal European Warrants Dec11 0.178 10.200 2011/12/30 100,000,000 2011/05/09
11614 SGA Societe Generale Acceptance N.V. HWL Eur Wt Mar 2012 0.150 88.88 per 100 units 2012/03/21 400,000,000 2011/05/09
11609 SGA Societe Generale Acceptance N.V. HWL Eur Wt Jul 2013 0.180 92 per 100 units 2013/07/29 400,000,000 2011/05/09
11615 UBS AG A50 China European Warrants Jan 2012 0.150 12.910 2012/01/18 300,000,000 2011/05/09
11616 UBS AG Hutchison European Warrants Jul 2013 0.150 92.04 per 100 units 2013/07/29 500,000,000 2011/05/09
#
11620 HK Bank Tencent European Warrants Sep 2011 0.150 258 per 100 units 2011/09/30 250,000,000 2011/05/11
11619 HK Bank Tencent European Put Warrants Sep 2011 0.180 215 per 100 units 2011/09/16 180,000,000 2011/05/11
11621 Standard Chartered Bank Anhui Conch European Wts Nov 2011 0.600 38.140 2011/11/28 100,000,000 2011/05/11
11622 Standard Chartered Bank Anhui Conch European Wts Dec 2011 0.520 42.140 2011/12/30 100,000,000 2011/05/11
11623 Standard Chartered Bank Evergrande European Wts Dec 2011 0.700 6.66 per unit 2011/12/30 40,000,000 2011/05/11
11624 UBS AG A50 China European Warrants Nov 2011 A 0.150 13.220 2011/11/04 300,000,000 2011/05/11
#
11040 Credit Suisse AG HSI European Warrants Jul 2011 C 0.058 24,100 per 8,000 units 2011/07/28 600,000,000 2011/05/11
11638 BNP Paribas Arbit Issu B.V. Ch Mobile Euro Wts Mar 2012 0.250 86.880 2012/03/02 100,000,000 2011/05/12
11640 BNP Paribas Arbit Issu B.V. China Life Euro Wts Jun 2012 0.250 32.650 2012/06/04 100,000,000 2011/05/12
11639 BNP Paribas Arbit Issu B.V. Ch Mobile Euro Wts Dec 2011 A 0.250 81.800 2011/12/02 100,000,000 2011/05/12
11657 KBC Fin Products Int’l Ltd. HSBC European Wts Oct 2011 0.150 94.880 2011/10/10 128,000,000 2011/05/12
11658 KBC Fin Products Int’l Ltd. HSBC European Wts Nov 2011 0.360 86.880 2011/11/15 128,000,000 2011/05/12
11653 KBC Fin Products Int’l Ltd. HSCEI Euro Wts Dec 2011 0.170 13,200 per 6,000 units 2011/12/29 100,000,000 2011/05/12
11650 KBC Fin Products Int’l Ltd. HSCEI Euro Wts Mar 2012 0.250 12,600 per 6,000 units 2012/03/29 100,000,000 2011/05/12
11651 KBC Fin Products Int’l Ltd. HSCEI Euro Put Wts Dec 2011 0.270 13,400 per 6,000 units 2011/12/29 100,000,000 2011/05/12
11652 KBC Fin Products Int’l Ltd. HSCEI Euro Put Wts Dec 2011 A 0.200 12,800 per 6,000 units 2011/12/29 100,000,000 2011/05/12
11648 KBC Fin Products Int’l Ltd. HSI European Wts Dec 2011 0.250 24,000 per 7,800 units 2011/12/29 200,000,000 2011/05/12
11659 KBC Fin Products Int’l Ltd. HSI Euro Put Wts Dec 2011 0.310 24,000 per 8,000 units 2011/12/29 200,000,000 2011/05/12
11649 KBC Fin Products Int’l Ltd. HSI European Wts Dec 2011 A 0.250 23,400 per 8,000 units 2011/12/29 200,000,000 2011/05/12
11654 KBC Fin Products Int’l Ltd. Hutchison Euro Wts Nov 2011 0.250 98.000 2011/11/15 128,000,000 2011/05/12
11655 KBC Fin Products Int’l Ltd. Hutchison Euro Wts Nov 2011 A 0.340 93.880 2011/11/15 128,000,000 2011/05/12
11656 KBC Fin Products Int’l Ltd. Hutchison Euro Wts Nov 2011 B 0.510 88.800 2011/11/15 128,000,000 2011/05/12
11627 Nomura Int’l plc Angang Steel European Warrants May 2012 0.150 10.680 2012/05/28 100,000,000 2011/05/12
11634 Nomura Int’l plc BJ Ent Water European Warrants Nov 2011 0.250 2.88 per unit 2011/11/14 100,000,000 2011/05/12
11631 Nomura Int’l plc BYD European Warrants Oct 2011 0.180 33.888 2011/10/31 100,000,000 2011/05/12
11628 Nomura Int’l plc China Mobile European Warrants Sep 2011 0.151 74.680 2011/09/14 128,000,000 2011/05/12
11632 Nomura Int’l plc China Coal European Warrants Feb 2012 0.151 10.280 2012/02/24 150,000,000 2011/05/12
11633 Nomura Int’l plc Shineway Pharm European Warrants Nov 2011 0.252 22.880 2011/11/14 100,000,000 2011/05/12
11630 Nomura Int’l plc Zoomlion European Warrants Nov 2011 0.250 26.880 2011/11/14 100,000,000 2011/05/12
11625 Nomura Int’l plc Hutchison European Warrants Nov 2011 0.440 93.880 2011/11/30 100,000,000 2011/05/12
11629 Nomura Int’l plc Lenovo European Warrants Nov 2011 0.250 4.88 per unit 2011/11/14 100,000,000 2011/05/12
11626 Nomura Int’l plc Sh Petrochem European Warrants Sep 2011 0.151 5 per unit 2011/09/29 100,000,000 2011/05/12
11644 CC Rabobank B.A. CC Bank European Warrants Sep 2011 0.151 7.69 per unit 2011/09/12 100,000,000 2011/05/12
11645 CC Rabobank B.A. CC Bank European Warrants Oct 2011 0.151 8.01 per unit 2011/10/31 100,000,000 2011/05/12

Strike level/
11646 RB of Scotland N.V. China Life European Wts Oct 2011 0.151 28.050 2011/10/04 200,000,000 2011/05/12
11647 RB of Scotland N.V. China Life European Wts Oct 2011 A 0.151 29.180 2011/10/31 200,000,000 2011/05/12
11635 Standard Chartered Bank China Life Euro Put Wts Aug 2011 0.156 26.950 2011/08/29 100,000,000 2011/05/12
11636 Standard Chartered Bank China Life Euro Put Wts Feb 2012 0.250 26.280 2012/02/28 100,000,000 2011/05/12
11637 Standard Chartered Bank CNBM European Warrants Nov 2011 0.250 16.880 2011/11/30 100,000,000 2011/05/12
11641 UBS AG China Life European Warrants Oct 2011 A 0.150 29.230 2011/10/24 300,000,000 2011/05/12
11643 UBS AG China Mobile European Warrants Oct 2011 A 0.150 77.050 2011/10/10 200,000,000 2011/05/12
11642 UBS AG ICBC European Warrants Oct 2011 A 0.150 6.89 per unit 2011/10/03 100,000,000 2011/05/12
11669 HK Bank Sinopec Corp European Warrants Sep 2011 0.170 8.50 per unit 2011/09/28 100,000,000 2011/05/13
11670 HK Bank Henderson Land Dev European Warrants Nov 2011 0.250 56.880 2011/11/14 100,000,000 2011/05/13
11673 KBC Fin Products Int’l Ltd. Ch Mobile Euro Wt Nov 2011 0.250 78.880 2011/11/15 128,000,000 2011/05/13
11682 KBC Fin Products Int’l Ltd. Ch Overseas Euro Wts Apr 2012 0.150 14.880 2012/04/02 108,000,000 2011/05/13
11681 KBC Fin Products Int’l Ltd. China Overseas Eu Put Wt Nov11 0.150 14.480 2011/11/15 108,000,000 2011/05/13
11680 KBC Fin Products Int’l Ltd. China Unicom Euro Wts Dec 2011 0.250 14.800 2011/12/01 80,000,000 2011/05/13
11678 KBC Fin Products Int’l Ltd. Minsheng Bank Euro Wt Nov 2011 0.470 7.48 per unit 2011/11/15 58,000,000 2011/05/13
11677 KBC Fin Products Int’l Ltd. Minsheng Bank Eu Put Wts Nov11 0.380 6.80 per unit 2011/11/15 58,000,000 2011/05/13
11674 KBC Fin Products Int’l Ltd. CNOOC European Wts Dec 2011 0.250 18.680 2011/12/21 80,000,000 2011/05/13
11679 KBC Fin Products Int’l Ltd. China Unicom Eur Put Wt Dec11A 0.250 15.880 2011/12/01 80,000,000 2011/05/13
11676 KBC Fin Products Int’l Ltd. R&F Ppt European Wts Feb 2012 0.150 11.380 2012/02/01 68,000,000 2011/05/13
11675 KBC Fin Products Int’l Ltd. HKEx European Warrants Dec 11 0.250 175.08 per 100 units 2011/12/15 198,000,000 2011/05/13
11668 Macquarie Bank Ltd. CNOOC European Put Warrants Dec 2011 0.250 17.500 2011/12/29 300,000,000 2011/05/13
11672 Macquarie Bank Ltd. A50 China European Put Wts May 2012 0.176 12.800 2012/05/22 200,000,000 2011/05/13
11671 Macquarie Bank Ltd. Nine Dragons European Wts Jun 2012 0.150 9.580 2012/06/26 200,000,000 2011/05/13
11667 CC Rabobank B.A. China COSCO European Warrants Nov 2011 0.700 7.50 per unit 2011/11/14 100,000,000 2011/05/13
11666 CC Rabobank B.A. Zoomlion European Warrants Nov 2011 0.250 24.000 2011/11/14 100,000,000 2011/05/13
11663 CC Rabobank B.A. Li & Fung European Warrants Oct 2011 C 0.250 40.180 2011/10/03 100,000,000 2011/05/13
11664 CC Rabobank B.A. Realgold Mining European Warrants Mar 12 0.250 11.480 2012/03/26 100,000,000 2011/05/13
11665 CC Rabobank B.A. Winsway European Warrants Nov 2011 0.500 4.80 per unit 2011/11/14 100,000,000 2011/05/13
11662 Standard Chartered Bank Agricultural Bk European Wt Oct11A 0.154 5.08 per unit 2011/10/10 100,000,000 2011/05/13
11660 Standard Chartered Bank CTel European Warrants Dec 2011 0.250 5.20 per unit 2011/12/01 100,000,000 2011/05/13
11661 Standard Chartered Bank CC Bank European Warrants Sep 11A 0.330 7.28 per unit 2011/09/19 100,000,000 2011/05/13
11686 HK Bank BYD European Warrants Nov 2011 A 0.250 32.000 2011/11/16 120,000,000 2011/05/16
11685 HK Bank Minsheng Bank European Warrants Sep 2011 0.200 8.38 per unit 2011/09/30 100,000,000 2011/05/16
11688 HK Bank Chi Taiping European Warrants Dec 2011 0.250 25.000 2011/12/01 100,000,000 2011/05/16
11687 HK Bank Sinofert European Warrants Dec 2011 0.250 3.88 per unit 2011/12/01 80,000,000 2011/05/16
11692 KBC Fin Products Int’l Ltd. AIA European Put Warrants Dec11 0.250 27.000 2011/12/01 108,000,000 2011/05/16
11683 Macquarie Bank Ltd. China Railway European Wts Dec 2011 0.250 4.88 per unit 2011/12/02 100,000,000 2011/05/16
11690 RB of Scotland N.V. HSCEI European Put Warrants Dec 2011 0.151 12,800 per 6,000 units 2011/12/29 200,000,000 2011/05/16
11689 RB of Scotland N.V. HWL European Warrants Sep 2011 0.151 94.850 2011/09/19 200,000,000 2011/05/16
11684 Standard Chartered Bank Sinopec Corp European Wts Nov 2011 0.290 8.13 per unit 2011/11/21 100,000,000 2011/05/16
11694 UBS AG Cheung Kong European Warrants Dec 2012 0.150 140.09 per 100 units 2012/12/10 200,000,000 2011/05/16
11693 UBS AG HSI European Warrants Sep 2011 0.150 23,200 per 7,000 units 2011/09/29 300,000,000 2011/05/16
11691 UBS AG Jiangxi Copper European Warrants Sep 2011 A 0.150 28.900 2011/09/29 200,000,000 2011/05/16

Strike level/
11695 UBS AG Yanzhou Coal European Wts Oct 2011 0.150 31.200 2011/10/21 200,000,000 2011/05/16
11713 Macquarie Bank Ltd. AIA European Warrants Dec 2011 0.153 30.000 2011/12/02 250,000,000 2011/05/17
11712 Macquarie Bank Ltd. AIA European Put Warrants Feb 2012 0.250 25.500 2012/02/02 150,000,000 2011/05/17
11706 SGA Societe Generale Acceptance N.V. BYD Eu Wt Oct 2011 A 0.230 30.880 2011/10/10 250,000,000 2011/05/17
11701 SGA Societe Generale Acceptance N.V. Ch Mob Eu Wt Nov 2011 0.250 78.000 2011/11/21 200,000,000 2011/05/17
11705 SGA Societe Generale Acceptance N.V. CCB Eur Wt Sep 2011 C 0.320 7.50 per unit 2011/09/26 200,000,000 2011/05/17
11710 SGA Societe Generale Acceptance N.V Chi COSCO Euro Wt Jan 13 0.150 8.300 2013/01/02 200,000,000 2011/05/17
11702 SGA Societe Generale Acceptance N.V. Ch Mob Eu Wt Nov 11A 0.330 72.880 2011/11/21 200,000,000 2011/05/17
11709 SGA Societe Generale Acceptance N.V. CNBM Euro Wt Nov 2011 0.250 16.880 2011/11/30 150,000,000 2011/05/17
11699 SGA Societe Generale Acceptance N.V. CNOOC Eu Wt Dec 2011A 0.150 20.000 2011/12/28 500,000,000 2011/05/17
11700 SGA Societe Generale Acceptance N.V. CP&CC Eur Wt Nov 11C 0.430 8.08 per unit 2011/11/21 100,000,000 2011/05/17
11703 SGA Societe Generale Acceptance N.V. Zoomlion Eu Wt Nov11 0.250 21.680 2011/11/21 200,000,000 2011/05/17
11708 SGA Societe Generale Acceptance N.V. Esprit Euro Wts Nov11 0.250 34.480 2011/11/21 80,000,000 2011/05/17
11707 SGA Societe Generale Acceptance N.V. R&F Ppt Eu Wts Feb 12 0.150 11.400 2012/02/01 200,000,000 2011/05/17
11711 SGA Societe Generale Acceptance N.V. GCL-Poly Eu Wt Nov 11 0.490 6.28 per unit 2011/11/30 100,000,000 2011/05/17
11697 SGA Societe Generale Acceptance N.V. HKEx Eu Wt Apr 2012 0.250 178.88 per 100 units 2012/04/11 500,000,000 2011/05/17
11698 SGA Societe Generale Acceptance N.V. HKEx Eu Wt Dec 2011 C 0.250 168.88 per 100 units 2011/12/19 500,000,000 2011/05/17
11696 SGA Societe Generale Acceptance N.V. HWL Eur Wt Nov 2011 0.600 90.880 2011/11/07 150,000,000 2011/05/17
11704 SGA Societe Generale Acceptance N.V. ICBC Eu Wt Aug 2011 C 0.310 6.51 per unit 2011/08/22 200,000,000 2011/05/17
#
28670 CC Rabobank B.A. Galaxy Ent European Warrants Aug 2011 0.177 13.100 2011/08/15 100,000,000 2011/05/17
11729 BNP Paribas Arbit Issu B.V. CC Bank Euro Wts Jan 2012 0.550 7.38 per unit 2012/01/04 100,000,000 2011/05/18
11728 BNP Paribas Arbit Issu B.V. CC Bank Euro Wts Feb 2012 0.280 8.48 per unit 2012/02/02 100,000,000 2011/05/18
11735 BNP Paribas Arbit Issu B.V. Sinopec Corp Euro Wts Nov 2011 0.220 8.88 per unit 2011/11/02 100,000,000 2011/05/18
11736 BNP Paribas Arbit Issu B.V. Esprit European Wts Jan 2012 0.260 38.000 2012/01/03 100,000,000 2011/05/18
11726 BNP Paribas Arbit Issu B.V. GCL-Poly Euro Wts Feb 2012 0.680 6.95 per unit 2012/02/02 100,000,000 2011/05/18
11727 BNP Paribas Arbit Issu B.V. Tencent Holdings Eu Wts Mar 12 0.250 250 per 100 units 2012/03/02 100,000,000 2011/05/18
11747 Credit Suisse AG Agricultural Bank European Wts Sep 2011 0.200 4.81 per unit 2011/09/26 300,000,000 2011/05/18
11748 Credit Suisse AG Agricultural Bank European Wts Oct 2011 0.150 5.29 per unit 2011/10/17 300,000,000 2011/05/18
11749 Credit Suisse AG AIA European Warrants Sep 2011 0.150 27.850 2011/09/26 300,000,000 2011/05/18
11741 Credit Suisse AG ChiUnicom European Warrants Dec 2011 0.200 16.300 2011/12/20 200,000,000 2011/05/18
11745 Credit Suisse AG CC Bank European Warrants Sep 2011 0.150 7.70 per unit 2011/09/05 300,000,000 2011/05/18
11744 Credit Suisse AG CC Bank European Warrants Aug 2011 A 0.150 8.19 per unit 2011/08/29 300,000,000 2011/05/18
11751 Credit Suisse AG China Life European Warrants Sep 2011 0.150 28.050 2011/09/30 300,000,000 2011/05/18
11742 Credit Suisse AG CNOOC European Warrants Sep 2011 0.150 18.900 2011/09/26 300,000,000 2011/05/18
11743 Credit Suisse AG CNOOC European Warrants Oct 2011 A 0.150 19.900 2011/10/24 300,000,000 2011/05/18
11746 Credit Suisse AG Zoomlion European Warrants Nov 2011 0.250 21.800 2011/11/21 200,000,000 2011/05/18
11738 Credit Suisse AG HSBC European Wts Sep 2011 A 0.150 91.050 2011/09/19 300,000,000 2011/05/18
11737 Credit Suisse AG HSI European Warrants Sep 2011 0.150 24,500 per 7,000 units 2011/09/29 300,000,000 2011/05/18
11739 Credit Suisse AG Hutchison European Warrants Oct 2011 0.250 94.850 2011/10/03 300,000,000 2011/05/18
11740 Credit Suisse AG Jiangxi Copper European Wts Sep 2011 0.150 27.050 2011/09/12 200,000,000 2011/05/18
11750 Credit Suisse AG Ping An European Warrants Nov 2011 C 0.250 94.880 2011/11/21 300,000,000 2011/05/18
11724 HK Bank China Life European Warrants Sep 2011 0.150 28.900 2011/09/21 200,000,000 2011/05/18
11725 HK Bank China Life European Warrants Nov 2011 0.150 29.880 2011/11/28 200,000,000 2011/05/18

Strike level/
11730 Macquarie Bank Ltd. Zoomlion European Warrants Dec 2011 0.250 21.880 2011/12/29 200,000,000 2011/05/18
11714 Merrill Lynch Int’l & Co. C.V. BankComm Euro Wts Feb 2012 0.415 8.99 per unit 2012/02/20 80,000,000 2011/05/18
11715 Merrill Lynch Int’l & Co. C.V. MTRC European Wts Nov 2011 0.182 28.890 2011/11/08 80,000,000 2011/05/18
11718 Merrill Lynch Int’l & Co. C.V. MTRC European Wts Oct 2012 0.255 33.990 2012/10/22 80,000,000 2011/05/18
11716 Merrill Lynch Int’l & Co. C.V. Wharf European Wts Oct11 0.270 59.890 2011/10/17 80,000,000 2011/05/18
11717 Merrill Lynch Int’l & Co. C.V. Wharf European Wts Dec11 0.255 62.990 2011/12/19 80,000,000 2011/05/18
11720 CC Rabobank B.A. AIA European Put Warrants Nov 2011 0.200 25.980 2011/11/21 200,000,000 2011/05/18
11721 CC Rabobank B.A. Datang European Warrants Nov 2011 0.250 3.60 per unit 2011/11/21 100,000,000 2011/05/18
11719 CC Rabobank B.A. Esprit European Warrants Dec 2011 0.250 34.880 2011/12/29 100,000,000 2011/05/18
11722 CC Rabobank B.A. Huaneng Power European Warrants Mar 2012 0.400 4.98 per unit 2012/03/01 100,000,000 2011/05/18
11723 CC Rabobank B.A. Tencent Holdings European Put Wts Nov 11A 0.150 180.88 per 100 units 2011/11/07 200,000,000 2011/05/18
11731 RB of Scotland N.V. AIA European Warrants Sep 2011 0.151 27.850 2011/09/30 200,000,000 2011/05/18
11732 RB of Scotland N.V. AIA European Warrants Nov 2011 0.151 30.050 2011/11/28 200,000,000 2011/05/18
11734 RB of Scotland N.V. CNOOC European Warrants Oct 2011 A 0.151 19.900 2011/10/21 200,000,000 2011/05/18
11733 RB of Scotland N.V. Sinopec Corp European Wts Nov 2011 0.251 8 per unit 2011/11/18 100,000,000 2011/05/18
11789 BNP Paribas Arbit Issu B.V. Ch Railway Euro Wts Feb 2012 0.450 4.86 per unit 2012/02/02 40,000,000 2011/05/19
11790 BNP Paribas Arbit Issu B.V. Yanzhou Coal Eur Wt Feb 2012 0.350 32.380 2012/02/02 100,000,000 2011/05/19
11788 Credit Suisse AG BOCL European Warrants Oct 2011 0.150 4.81 per unit 2011/10/10 200,000,000 2011/05/19
11786 Credit Suisse AG GCL-Poly Energy European Warrants Oct 11 0.300 6.01 per unit 2011/10/04 200,000,000 2011/05/19
11787 Credit Suisse AG GCL-Poly Energy European Warrants Nov 11 0.500 5.58 per unit 2011/11/21 200,000,000 2011/05/19
11785 Credit Suisse AG HKEx European Warrants Sep 2011 0.150 172 per 100 units 2011/09/26 300,000,000 2011/05/19
11784 Credit Suisse AG HSBC European Wts Sep 2011 B 0.150 88.900 2011/09/05 300,000,000 2011/05/19
11782 Credit Suisse AG HSI European Warrants Aug 2011 A 0.150 23,500 per 8,000 units 2011/08/30 300,000,000 2011/05/19
11783 Credit Suisse AG HSI European Warrants Aug 2011 B 0.150 23,300 per 8,000 units 2011/08/30 300,000,000 2011/05/19
11776 HK Bank Angang Steel European Warrants May 2012 0.150 10.680 2012/05/21 100,000,000 2011/05/19
11777 HK Bank CNBM European Warrants Dec 2011 A 0.250 19.080 2011/12/30 100,000,000 2011/05/19
11778 HK Bank Esprit European Warrants Jan 2012 0.150 36.000 2012/01/20 100,000,000 2011/05/19
11779 HK Bank Esprit European Put Warrants Dec 2011 0.250 26.800 2011/12/30 80,000,000 2011/05/19
11780 HK Bank HWL European Warrants Sep 2011 0.200 100.000 2011/09/23 160,000,000 2011/05/19
11781 HK Bank Zijin Mining European Warrants Nov 2011 0.250 6.88 per unit 2011/11/21 80,000,000 2011/05/19
11791 KBC Fin Products Int’l Ltd. HKEx European Put Wts Nov 2011 0.150 168.88 per 100 units 2011/11/08 80,000,000 2011/05/19
11793 KBC Fin Products Int’l Ltd. SHK Ppt Euro Put Wts Dec 2011 0.150 122.48 per 100 units 2011/12/20 80,000,000 2011/05/19
11792 KBC Fin Products Int’l Ltd Tencent Holdings Eu Put Wt Dec 11 0.300 226 per 100 units 2011/12/01 108,000,000 2011/05/19
11754 Macquarie Bank Ltd. China Tel European Warrants Dec 2011 0.250 5.28 per unit 2011/12/02 200,000,000 2011/05/19
11753 Macquarie Bank Ltd. China Life European Wts Jan 2012 0.255 28.880 2012/01/04 200,000,000 2011/05/19
11752 Macquarie Bank Ltd. GCL-Poly Energy European Wts Nov 2011 A 0.386 6.66 per unit 2011/11/30 150,000,000 2011/05/19
11768 Nomura Int’l plc Anhui Conch European Warrants Nov 2011 0.266 36.880 2011/11/30 100,000,000 2011/05/19
11772 Nomura Int’l plc AviChina European Warrants Nov 2011 0.370 6.28 per unit 2011/11/21 100,000,000 2011/05/19
11771 Nomura Int’l plc Chinares Cement European Warrants Feb 13 0.250 8.080 2013/02/04 100,000,000 2011/05/19
11774 Nomura Int’l plc Ch State Con European Warrants May 2012 0.250 8.880 2012/05/21 100,000,000 2011/05/19
11770 Nomura Int’l plc Zoomlion European Warrants Nov 2011 A 0.252 21.880 2011/11/30 100,000,000 2011/05/19
11773 Nomura Int’l plc A50 China European Warrants Feb 2012 0.170 11.888 2012/02/01 100,000,000 2011/05/19
11775 Nomura Int’l plc Lonking European Warrants Sep 2011 0.300 5.358 per unit 2011/09/26 100,000,000 2011/05/19

Strike level/
11769 Nomura Int’l plc Sinopharm European Warrants Oct 2011 0.152 30.900 2011/10/31 100,000,000 2011/05/19
11766 Nomura Int’l plc Wharf European Warrants Nov 2011 0.250 63.880 2011/11/30 100,000,000 2011/05/19
11767 Nomura Int’l plc Xinyi Glass European Warrants Jun 2012 0.251 11.080 2012/06/25 100,000,000 2011/05/19
11759 CC Rabobank B.A. CHALCO European Warrants Nov 2011 0.600 7.88 per unit 2011/11/28 100,000,000 2011/05/19
11761 CC Rabobank B.A. China Oilfield European Warrants Oct 2011 0.150 17.800 2011/10/31 100,000,000 2011/05/19
11756 CC Rabobank B.A. China Coal European Warrants Feb 2012 0.150 10.880 2012/02/23 200,000,000 2011/05/19
11762 CC Rabobank B.A. Chaoda Modern European Warrants Mar 2012 0.800 5.48 per unit 2012/03/12 100,000,000 2011/05/19
11758 CC Rabobank B.A. China Liansu European Warrants Nov 2011 1.100 9 per unit 2011/11/28 100,000,000 2011/05/19
11763 CC Rabobank B.A. CQRC Bank European Warrants Nov 2011 0.600 5.88 per unit 2011/11/28 100,000,000 2011/05/19
11760 CC Rabobank B.A. Chinares Cement European Warrants Nov 11 0.800 8.88 per unit 2011/11/28 100,000,000 2011/05/19
11755 CC Rabobank B.A. Chi Res Power European Warrants May 2012 0.250 18.480 2012/05/07 100,000,000 2011/05/19
11757 CC Rabobank B.A. GCL-Poly Energy European Wts Nov 2011 0.500 6.38 per unit 2011/11/28 100,000,000 2011/05/19
11765 Standard Chartered Bank Agricultural Bk European Wts Nov11 0.174 5.40 per unit 2011/11/25 100,000,000 2011/05/19
11764 Standard Chartered Bank CC Bank European Warrants Jan 2012 0.250 8.28 per unit 2012/01/03 100,000,000 2011/05/19
#
11552 UBS AG AIA European Warrants Sep 2011 A 0.127 27.850 2011/09/30 200,000,000 2011/05/19
#
28103 Citigroup Global Mkt H Inc. Sinopec Corp Euro Wts May 2012 0.073 7.810 2012/05/21 137,000,000 2011/05/19
11823 Credit Suisse AG AIA European Put Warrants Oct 2011 0.150 24.950 2011/10/31 300,000,000 2011/05/20
11821 Credit Suisse AG AIA European Warrants Sep 2011 A 0.150 27.050 2011/09/26 300,000,000 2011/05/20
11820 Credit Suisse AG CC Bank European Warrants Sep 2011 A 0.150 7.51 per unit 2011/09/19 300,000,000 2011/05/20
11819 Credit Suisse AG HSI European Warrants Sep 2011 A 0.150 22,800 per 8,000 units 2011/09/29 300,000,000 2011/05/20
11822 Credit Suisse AG ICBC European Warrants Sep 2011 0.150 6.81 per unit 2011/09/30 300,000,000 2011/05/20
11804 HK Bank HSI European Put Warrants Nov 2011 0.250 22,500 per 9,000 units 2011/11/29 200,000,000 2011/05/20
11799 HK Bank HSI European Warrants Nov 2011 A 0.250 22,500 per 9,800 units 2011/11/29 200,000,000 2011/05/20
11800 HK Bank HSI European Warrants Nov 2011 B 0.250 23,500 per 9,000 units 2011/11/29 200,000,000 2011/05/20
11801 HK Bank HSI European Warrants Nov 2011 C 0.250 24,500 per 8,000 units 2011/11/29 200,000,000 2011/05/20
11802 HK Bank HSI European Warrants Dec 2011 F 0.250 23,800 per 9,000 units 2011/12/29 250,000,000 2011/05/20
11805 HK Bank HSI European Put Warrants Nov 2011 D 0.250 23,000 per 10,000 units 2011/11/29 200,000,000 2011/05/20
11803 HK Bank Zhaojin Mining European Warrants Mar 2012 0.250 20.000 2012/03/23 100,000,000 2011/05/20
11824 KBC Fin Products Int’l Ltd. ICBC European Wts Nov 2011 0.310 6.68 per unit 2011/11/21 108,000,000 2011/05/20
11794 Macquarie Bank Ltd. BYD European Warrants Dec 2011 0.250 32.000 2011/12/02 200,000,000 2011/05/20
11796 Macquarie Bank Ltd. CNOOC European Warrants Apr 2012 0.250 19.500 2012/04/27 200,000,000 2011/05/20
11797 Macquarie Bank Ltd. Henganintl European Warrants Nov 2011 0.258 80.000 2011/11/21 200,000,000 2011/05/20
11795 Macquarie Bank Ltd. Yurun Food European Warrants Nov 2011 0.250 30.000 2011/11/29 200,000,000 2011/05/20
11798 Macquarie Bank Ltd. Yanzhou Coal European Wts Dec 2011 0.260 32.000 2011/12/02 200,000,000 2011/05/20
11808 Merrill Lynch Int’l & Co. C.V. Ch Mobile Eur Wt Apr 2012 0.250 79.990 2012/04/16 80,000,000 2011/05/20
11809 Merrill Lynch Int’l & Co. C.V. Ch Mobile Eur Wt Sep 2012 0.660 68.990 2012/09/11 80,000,000 2011/05/20
11806 Merrill Lynch Int’l & Co. C.V. Ch Mobile Eur Wt Dec 2011 C 0.315 72.990 2011/12/19 80,000,000 2011/05/20
11807 Merrill Lynch Int’l & Co. C.V. Ch Mobile Eur Wt Jan 2012 A 0.265 75.990 2012/01/09 80,000,000 2011/05/20
11810 Merrill Lynch Int’l & Co. C.V. Ch Mobile Eu Put Wt Dec 11D 0.320 65.990 2011/12/12 80,000,000 2011/05/20
10115 RB of Scotland N.V. Gold European Put Warrants Dec 2011 0.251 1,388 per 5,000 units 2011/12/28 100,000,000 2011/05/20
11827 RB of Scotland N.V. HSBC European Warrants Oct 2011 0.151 88.930 2011/10/04 100,000,000 2011/05/20
11818 SGA Societe Generale Acceptance N.V. CHALCO Eu Wt Dec 2011 0.510 7.88 per unit 2011/12/21 30,000,000 2011/05/20
11817 SGA Societe Generale Acceptance N.V. CITBK Euro Wt Nov 11 0.400 5.80 per unit 2011/11/21 40,000,000 2011/05/20

Strike level/
11811 SGA Societe Generale Acceptance N.V. CLife Eu Wt Sep 2011D 0.180 26.800 2011/09/26 300,000,000 2011/05/20
11816 SGA Societe Generale Acceptance N.V. Shenhua Eu Wt Nov 11 0.250 38.000 2011/11/21 150,000,000 2011/05/20
11815 SGA Societe Generale Acceptance N.V. HWL Eur Wt Sep 2011 C 0.530 88.000 2011/09/26 150,000,000 2011/05/20
11814 SGA Societe Generale Acceptance N.V. Sinopharm Eu Wts Nov11 0.250 30.080 2011/11/21 80,000,000 2011/05/20
11813 SGA Societe Generale Acceptance NV Yanzhou Coal Eu Wt Nov11A 0.300 30.880 2011/11/21 120,000,000 2011/05/20
11812 SGA Societe Generale Acceptance NV Zijin Mining Eu Wt Nov 11 0.510 6.08 per unit 2011/11/21 30,000,000 2011/05/20
11825 UBS AG HSI European Warrants Sep 2011 B 0.150 22,200 per 8,000 units 2011/09/29 300,000,000 2011/05/20
11826 UBS AG HSI European Warrants Sep 2011 C 0.150 22,800 per 8,000 units 2011/09/29 300,000,000 2011/05/20
#
29940 Credit Suisse AG HSI European Warrants Jul 2011 A 0.052 23,700 per 8,000 units 2011/07/28 300,000,000 2011/05/20
11841 BNP Paribas Arbit Issu B.V. China Coal Euro Wts Feb 2013 0.250 10.180 2013/02/04 100,000,000 2011/05/23
11842 BNP Paribas Arbit Issu B.V. PICC European Wts Feb 2012 0.150 12.900 2012/02/02 100,000,000 2011/05/23
11851 Citigroup Global Mkt H Inc. BOC HK European Wts Oct 2011 0.150 25.030 2011/10/24 80,000,000 2011/05/23
11854 Citigroup Global Mkt H Inc. CNBM European Warrants Dec 11 0.250 17.380 2011/12/05 80,000,000 2011/05/23
11852 Citigroup Global Mkt H Inc. Zoomlion European Wts Nov11 0.250 23.380 2011/11/30 80,000,000 2011/05/23
11853 Citigroup Global Mkt H Inc. Esprit European Wts Dec 2011 0.250 33.880 2011/12/05 80,000,000 2011/05/23
11832 Citigroup Global Mkt H Inc. HSCEI European Wts Oct 2011 0.150 12,950 per 5,500 units 2011/10/28 80,000,000 2011/05/23
11831 Citigroup Global Mkt H Inc. HSCEI Euro Put Wts Dec 2011 0.250 12,600 per 5,500 units 2011/12/29 80,000,000 2011/05/23
11833 Citigroup Global Mkt H Inc. HSI European Put Wts Sep 2011 0.150 22,300 per 8,000 units 2011/09/29 80,000,000 2011/05/23
11834 Citigroup Global Mkt H Inc. HSI European Warrants Sep 11A 0.160 22,500 per 7,500 units 2011/09/29 80,000,000 2011/05/23
11835 Citigroup Global Mkt H Inc. HSI European Warrants Sep 11B 0.150 23,300 per 7,000 units 2011/09/29 80,000,000 2011/05/23
11850 Citigroup Global Mkt H Inc. Lonking European Wts Nov11 0.250 5.88 per unit 2011/11/30 50,000,000 2011/05/23
11848 Bank of East Asia CHALCO European Warrants Jun 2013 0.250 6.500 2013/06/24 235,000,000 2011/05/23
11847 Bank of East Asia China Coal European Warrants Jun 2013 0.250 11.898 2013/06/24 130,000,000 2011/05/23
11846 Bank of East Asia Cheung Kong European Warrants Jan 2012 0.250 160.000 2012/01/03 41,000,000 2011/05/23
11849 Bank of East Asia Zijin Mining European Warrants Jan 2012 0.270 7.28 per unit 2012/01/03 38,000,000 2011/05/23
11830 HK Bank PICC European Warrants Dec 2011 0.150 12.680 2011/12/14 100,000,000 2011/05/23
11845 KBC Fin Products Int’l Ltd. HSI Euro Put Wts Oct 2011 0.150 22,500 per 8,000 units 2011/10/28 200,000,000 2011/05/23
11843 KBC Fin Products Int’l Ltd. Hutchison Eur Put Wts Dec 2011 0.550 84.000 2011/12/01 80,000,000 2011/05/23
11844 KBC Fin Products Int’l Ltd. Hutchison Eur Put Wts Dec 11A 0.250 76.000 2011/12/01 80,000,000 2011/05/23
11829 Macquarie Bank Ltd. CM Bank European Warrants Dec 2011 A 0.159 20.680 2011/12/02 200,000,000 2011/05/23
11828 Standard Chartered Bank Henganintl European Warrants Sep11 0.233 78.000 2011/09/12 100,000,000 2011/05/23
11838 SGA Societe Generale Acceptance N.V. Henganintl Eu Wt Nov11 0.490 71.880 2011/11/23 40,000,000 2011/05/23
11837 SGA Societe Generale Acceptance N.V. JIANC Eu Wts Dec 2011 0.250 26.880 2011/12/05 200,000,000 2011/05/23
11836 SGA Societe Generale Acceptance N.V. Lonking Euro Wt Nov11 0.390 5.58 per unit 2011/11/23 30,000,000 2011/05/23
11840 UBS AG CNOOC European Warrants Oct 2011 D 0.150 17.020 2011/10/31 200,000,000 2011/05/23
11839 UBS AG HKEx European Warrants Oct 2011 C 0.150 168.10 per 100 units 2011/10/24 300,000,000 2011/05/23
#
26984 KBC Fin Products Int’l Ltd. Ch Mobile Euro Wt Oct 2011 A 0.044 66 per 100 units 2011/10/11 230,000,000 2011/05/23
11879 Credit Suisse AG CNOOC European Warrants Aug 2011 0.150 18.020 2011/08/29 300,000,000 2011/05/24
11880 Credit Suisse AG Yanzhou Coal European Warrants Aug 2011 0.150 31.300 2011/08/29 200,000,000 2011/05/24
11877 Citigroup Global Mkt H Inc. BOCL European Wts Nov 2011 0.250 4.38 per unit 2011/11/24 80,000,000 2011/05/24
11865 Citigroup Global Mkt H Inc. Minsheng Bank Euro Wts Nov 11 0.250 8.18 per unit 2011/11/30 80,000,000 2011/05/24
11867 Citigroup Global Mkt H Inc. Evergrande European Wts Nov 11 0.300 6.88 per unit 2011/11/30 50,000,000 2011/05/24
11866 Citigroup Global Mkt H Inc. GCL-Poly Energy Euro Wt Nov 11 0.300 6.43 per unit 2011/11/24 80,000,000 2011/05/24

Strike level/
11864 Citigroup Global Mkt H Inc. SHK Ppt European Wts Dec 2012 0.150 130.10 per 100 units 2012/12/10 80,000,000 2011/05/24
11873 J P Morgan SP BV AIA European Warrants Dec 2011 0.250 28.000 2011/12/29 200,000,000 2011/05/24
11881 J P Morgan SP BV China Mob European Wts Nov 2011 0.250 73.000 2011/11/24 150,000,000 2011/05/24
11874 J P Morgan SP BV China Life European Warrants Sep 2011 A 0.150 26.800 2011/09/23 200,000,000 2011/05/24
11884 J P Morgan SP BV CM Bank European Warrants Nov 2011 0.153 20.700 2011/11/28 200,000,000 2011/05/24
11882 J P Morgan SP BV Minsheng Bank European Warrants Nov 2011 0.391 8 per unit 2011/11/25 100,000,000 2011/05/24
11883 J P Morgan SP BV HSBC European Warrants Oct 2011 0.275 85.900 2011/10/04 200,000,000 2011/05/24
11876 J P Morgan SP BV HSBC European Warrants Sep 2011 E 0.169 88.880 2011/09/05 200,000,000 2011/05/24
11869 J P Morgan SP BV Hutchison European Warrants Nov 2011 0.275 95.000 2011/11/24 100,000,000 2011/05/24
11870 J P Morgan SP BV Hutchison European Warrants Nov 2011 A 0.432 90.000 2011/11/24 100,000,000 2011/05/24
11871 J P Morgan SP BV ICBC European Warrants Nov 2011 0.250 6.50 per unit 2011/11/24 150,000,000 2011/05/24
11875 J P Morgan SP BV Shimao Property European Wts Jun 2012 0.150 11.880 2012/06/29 150,000,000 2011/05/24
11872 J P Morgan SP BV Stanchart European Warrants Dec 2011 0.250 220 per 100 units 2011/12/29 200,000,000 2011/05/24
11856 Macquarie Bank Ltd. Esprit European Warrants Jan 2012 0.164 36.000 2012/01/27 200,000,000 2011/05/24
11855 Macquarie Bank Ltd. ICBC European Warrants Dec 2011 0.250 6.98 per unit 2011/12/02 200,000,000 2011/05/24
11868 Macquarie Bank Ltd. Tingyi European Warrants Jan 2012 0.250 28.880 2012/01/03 250,000,000 2011/05/24
11878 RB of Scotland N.V. ICBC European Warrants Oct 2011 0.151 6.89 per unit 2011/10/10 200,000,000 2011/05/24
11861 SGA Societe Generale Acceptance N.V. CLife Eu Wt Nov 2011B 0.280 26.380 2011/11/28 300,000,000 2011/05/24
11860 SGA Societe Generale Acceptance N.V. CLife Eu Wt Dec 2011 0.250 27.880 2011/12/05 300,000,000 2011/05/24
11858 SGA Societe Generale Acceptance N.V. HSBC Eu Wt Sep 2011 G 0.320 82.880 2011/09/21 300,000,000 2011/05/24
11857 SGA Societe Generale Acceptance N.V. HSBC Eu Wt Nov 2011 B 0.520 80.000 2011/11/28 300,000,000 2011/05/24
11859 SGA Societe Generale Acceptance N.V. HSI Eur Wt Nov 2011 0.250 23,600 per 8,000 units 2011/11/29 300,000,000 2011/05/24
11862 UBS AG AIA European Put Warrants Oct 2011 0.150 24.950 2011/10/28 100,000,000 2011/05/24
11863 UBS AG CC Bank European Warrants Sep 2011 C 0.250 7.09 per unit 2011/09/23 200,000,000 2011/05/24
#
23640 SGA Societe Generale Acceptance N.V. A50 Ch Eu Wt Nov 2011 0.103 12.880 2011/11/21 250,000,000 2011/05/24
11889 BOCI Asia Ltd. Evergrande European Warrants Nov 2011 0.400 7.50 per unit 2011/11/28 100,000,000 2011/05/25
11888 BOCI Asia Ltd. Tencent Holdings European Put Warrants Nov11 0.200 200.88 per 100 units 2011/11/29 200,000,000 2011/05/25
11903 BNP Paribas Arbit Issu B.V. Galaxy Ent European Wts Mar 12 0.250 16.500 2012/03/02 100,000,000 2011/05/25
11902 BNP Paribas Arbit Issu B.V. Wynn Macau European Wts Apr12 0.360 30.000 2012/04/03 100,000,000 2011/05/25
11886 HK Bank Datang Power European Warrants Nov 2011 0.250 3.38 per unit 2011/11/25 80,000,000 2011/05/25
11887 HK Bank Evergrande European Warrants Nov 2011 0.250 7 per unit 2011/11/25 80,000,000 2011/05/25
11898 HK Bank HSI European Put Warrants Jul 2012 0.250 20,000 per 10,000 units 2012/07/30 250,000,000 2011/05/25
11897 HK Bank SJM Holdings European Warrants Nov 2011 0.250 21.880 2011/11/25 120,000,000 2011/05/25
11895 J P Morgan SP BV AIA European Warrants Nov 2011 A 0.150 30.000 2011/11/28 200,000,000 2011/05/25
11909 J P Morgan SP BV Angang Steel European Warrants May 2012 A 0.150 10.700 2012/05/21 100,000,000 2011/05/25

Strike level/
11892 J P Morgan SP BV CITIC Bank European Warrants Nov 2011 A 0.250 6 per unit 2011/11/25 100,000,000 2011/05/25
11896 J P Morgan SP BV Dongfeng Motor European Warrants Oct 2011 0.150 15.020 2011/10/31 100,000,000 2011/05/25
11893 J P Morgan SP BV Fushan Energy European Warrants Nov 2011 0.300 6.08 per unit 2011/11/25 100,000,000 2011/05/25
11891 J P Morgan SP BV Lee & Man Paper European Warrants Nov 11 0.400 5.88 per unit 2011/11/25 100,000,000 2011/05/25
11894 J P Morgan SP BV Tencent European Put Warrants Nov 2011 0.250 200 per 100 units 2011/11/25 200,000,000 2011/05/25
11890 J P Morgan SP BV Zijin Mining European Warrants Nov 2011 0.400 6.10 per unit 2011/11/25 100,000,000 2011/05/25
11900 Macquarie Bank Ltd. BankComm European Warrants Dec 2011 0.254 9.28 per unit 2011/12/02 200,000,000 2011/05/25
11899 Macquarie Bank Ltd. Tencent European Put Warrants Dec 11A 0.189 200.98 per 100 units 2011/12/02 300,000,000 2011/05/25
11908 RB of Scotland N.V. HKEx European Warrants Dec 2011 0.151 180 per 100 units 2011/12/05 200,000,000 2011/05/25
11904 Standard Chartered Bank CC Bank European Warrants Dec 2011 0.250 8.48 per unit 2011/12/02 100,000,000 2011/05/25
11905 Standard Chartered Bank GCL-Poly Energy European Wts Oct11 0.460 5.38 per unit 2011/10/27 100,000,000 2011/05/25
11906 Standard Chartered Bank GCL-Poly Energy European Wts Dec11 0.880 4.68 per unit 2011/12/02 100,000,000 2011/05/25
11907 Standard Chartered Bank GCL-Poly Energy European Wts Aug13 0.250 3.330 2013/08/30 200,000,000 2011/05/25
11885 SGA Societe Generale Acceptance N.V. CLife Eu Wt Jan 2012 0.250 28.880 2012/01/04 300,000,000 2011/05/25
11901 SGA Societe Generale Acceptance N.V. HSBC Eu Wt Dec 2011 A 0.270 88.000 2011/12/05 300,000,000 2011/05/25
11910 Barclays Bank plc HSI European Warrants Nov 2011 0.250 24,200 per 8,000 units 2011/11/29 150,000,000 2011/05/26
11911 Barclays Bank plc HSI European Put Warrants Nov 2011 0.250 22,000 per 9,000 units 2011/11/29 150,000,000 2011/05/26
11924 BNP Paribas Arbit Issu B.V. Sands China European Wts Feb12 0.250 26.000 2012/02/02 100,000,000 2011/05/26
11928 Citigroup Global Mkt H Inc. China Mobile Eur Wt Nov 2011 0.250 73.880 2011/11/30 50,000,000 2011/05/26
11925 Citigroup Global Mkt H Inc. CC Bank European Wts Nov 2011 0.300 7.38 per unit 2011/11/30 80,000,000 2011/05/26
11927 Citigroup Global Mkt H Inc. GCL-Poly Energy Euro Wt Nov11A 0.400 4.68 per unit 2011/11/30 80,000,000 2011/05/26
11929 Citigroup Global Mkt H Inc. Kerry Ppt European Wts Nov 11 0.250 43.880 2011/11/30 80,000,000 2011/05/26
11926 Citigroup Global Mkt H Inc. SJM Holdings European Wt Nov11 0.250 19.880 2011/11/30 80,000,000 2011/05/26
11912 HK Bank China Shenhua European Warrants Nov 2011 0.250 42.000 2011/11/28 150,000,000 2011/05/26
11913 HK Bank Galaxy Ent European Warrants Jan 2012 0.250 18.000 2012/01/12 100,000,000 2011/05/26
11933 KBC Fin Products Int’l Ltd. BEA European Put Warrants Jan12 0.250 30.000 2012/01/18 58,000,000 2011/05/26
11932 KBC Fin Products Int’l Ltd. Sinopec Euro Wts Nov 2011 0.390 8 per unit 2011/11/15 80,000,000 2011/05/26
11931 KBC Fin Products Int’l Ltd. Sinopec Corp Eu Put Wt Nov 11 0.480 7.08 per unit 2011/11/28 80,000,000 2011/05/26
11935 KBC Fin Products Int’l Ltd. HS Bank Euro Put Wts Nov 2011 0.300 112.000 2011/11/28 68,000,000 2011/05/26
11937 KBC Fin Products Int’l Ltd. HSBC European Wts Oct 2011 C 0.150 93.000 2011/10/12 128,000,000 2011/05/26
11939 KBC Fin Products Int’l Ltd. HSBC European Wts Oct 2011 D 0.150 88.900 2011/10/10 128,000,000 2011/05/26
11938 KBC Fin Products Int’l Ltd. HSBC European Wts Nov 2011 A 0.220 90.000 2011/11/11 128,000,000 2011/05/26
11936 KBC Fin Products Int’l Ltd. HS Bank European Wts Dec 2011A 0.420 128.880 2011/12/01 68,000,000 2011/05/26
11934 KBC Fin Products Int’l Ltd. Hutchison Euro Wts Oct 2011 0.150 100.000 2011/10/03 188,000,000 2011/05/26
11914 Macquarie Bank Ltd. Angang Steel European Wts Dec 2011 0.348 11.88 per unit 2011/12/02 100,000,000 2011/05/26
11915 Merrill Lynch Int’l & Co. C.V. Sinopec Euro Wts Nov 2011 0.280 8.59 per unit 2011/11/28 80,000,000 2011/05/26
11921 Merrill Lynch Int’l & Co. C.V. Sinopec Eu Put Wts Nov 2011 0.560 7.19 per unit 2011/11/29 80,000,000 2011/05/26
11918 Merrill Lynch Int’l & Co. C.V. HSCEI European Wts Oct 2011 0.161 13,000 per 5,500 units 2011/10/28 80,000,000 2011/05/26
11919 Merrill Lynch Int’l & Co. C.V. HSCEI European Wts Dec 11C 0.159 13,200 per 6,000 units 2011/12/29 80,000,000 2011/05/26
11920 Merrill Lynch Int’l & Co. C.V. HSCEI European Wts Dec 11D 0.157 13,600 per 6,500 units 2011/12/29 80,000,000 2011/05/26

Strike level/
11923 Merrill Lynch Int’l & Co. C.V. HSCEI Euro Put Wts Dec 2011 0.187 12,800 per 6,000 units 2011/12/29 80,000,000 2011/05/26
11916 Merrill Lynch Int’l & Co. C.V. PetroChina Eu Wt Nov 2011 A 0.560 11.29 per unit 2011/11/28 80,000,000 2011/05/26
11917 Merrill Lynch Int’l & Co. C.V. PetroChina Eu Wt Dec 2012 0.155 11.990 2012/12/19 80,000,000 2011/05/26
11922 Merrill Lynch Int’l & Co. C.V. PetroChina Eu Put Wt Nov 11 0.610 9.59 per unit 2011/11/29 80,000,000 2011/05/26
11930 UBS AG Tencent Holdings European Put Warrants Nov 2011 0.150 200.68 per 100 units 2011/11/22 100,000,000 2011/05/26
#
11956 Barclays Bank plc China Life European Warrants Nov 2011 0.250 27.200 2011/11/28 150,000,000 2011/05/27
11955 Barclays Bank plc CNOOC European Put Warrants Dec 2011 0.250 17.550 2011/12/28 100,000,000 2011/05/27
11952 Barclays Bank plc HSBC European Warrants Dec 2011 A 0.250 88.880 2011/12/19 150,000,000 2011/05/27
11951 Barclays Bank plc HSI European Put Warrants Sep 2011 A 0.154 22,800 per 8,000 units 2011/09/29 150,000,000 2011/05/27
11953 Barclays Bank plc Hutchison European Warrants Dec 2013 0.250 87.40 per 100 units 2013/12/23 100,000,000 2011/05/27
11954 Barclays Bank plc Tencent Holdings European Warrants Nov 11 0.250 242 per 100 units 2011/11/28 150,000,000 2011/05/27
11959 Credit Suisse AG Cheung Kong European Warrants Sep 2011 0.200 138.900 2011/09/26 200,000,000 2011/05/27
11962 Credit Suisse AG ChiUnicom European Warrants Dec 2011 A 0.250 18.000 2011/12/19 200,000,000 2011/05/27
11958 Credit Suisse AG HSI European Put Warrants Sep 2011 0.150 22,200 per 8,000 units 2011/09/29 300,000,000 2011/05/27
11957 Credit Suisse AG HSI European Put Warrants Aug 2011 C 0.150 22,900 per 8,000 units 2011/08/30 300,000,000 2011/05/27
11949 Macquarie Bank Ltd. Agricultural Bk European Put Wt Dec 11 0.250 4.10 per unit 2011/12/02 250,000,000 2011/05/27
11960 Macquarie Bank Ltd. Belle Int’l European Warrants Feb 2012 0.250 16.500 2012/02/10 200,000,000 2011/05/27
11950 Macquarie Bank Ltd. China Life European Put Wts Dec 2011 0.250 26.880 2011/12/02 250,000,000 2011/05/27
11942 Merrill Lynch Int’l & Co. C.V. HSI Euro Put Wts Nov 2011 0.165 22,500 per 9,000 units 2011/11/29 200,000,000 2011/05/27
11940 Merrill Lynch Int’l & Co. C.V. HSI European Wts Nov 2011 A 0.158 23,500 per 9,000 units 2011/11/29 200,000,000 2011/05/27
11941 Merrill Lynch Int’l & Co. C.V. HSI European Wts Nov 2011 B 0.153 24,500 per 8,000 units 2011/11/29 200,000,000 2011/05/27
11943 Merrill Lynch Int’l & Co. C.V. HSI Euro Put Wts Nov 2011 C 0.168 23,000 per 10,000 units 2011/11/29 200,000,000 2011/05/27
11945 CC Rabobank B.A. Ch Rongsheng European Warrants Dec 2011 0.600 6.48 per unit 2011/12/05 100,000,000 2011/05/27
11948 CC Rabobank B.A. RUSAL European Warrants Apr 2012 0.250 11.880 2012/04/10 100,000,000 2011/05/27
11946 CC Rabobank B.A. Sinopharm European Warrants Oct 2011 0.150 30.900 2011/10/26 100,000,000 2011/05/27
11947 CC Rabobank B.A. Zhaojin Mining European Warrants Dec 2011 0.250 15.880 2011/12/05 100,000,000 2011/05/27
11944 CC Rabobank B.A. Zijin Mining European Warrants Dec 2011 0.300 6.48 per unit 2011/12/05 100,000,000 2011/05/27
11961 UBS AG China Unicom European Warrants Apr 2012 0.250 19.080 2012/04/30 100,000,000 2011/05/27
#
11113 BOCI Asia Ltd. GCL-Poly Energy European Warrants Oct 2011 0.105 6 per unit 2011/10/12 100,000,000 2011/05/27
#
29426 Merrill Lynch Int’l & Co. C.V. Tencent Euro Wts Nov 2011 0.170 238.89 per 100 units 2011/11/21 120,000,000 2011/05/27
#
29433 BOCI Asia Ltd. GCL-Poly Energy European Warrants Sep 2011B 0.201 5 per unit 2011/09/19 100,000,000 2011/05/27
11963 HK Bank CNOOC European Put Warrants Mar 2012 0.250 16.880 2012/03/28 120,000,000 2011/05/30
11964 HK Bank ICBC European Put Warrants Dec 2011 0.250 5.80 per unit 2011/12/16 100,000,000 2011/05/30
11965 HK Bank Lonking European Warrants Nov 2011 0.250 5.18 per unit 2011/11/30 80,000,000 2011/05/30
11971 KBC Fin Products Int’l Ltd. China Tel Euro Wts Jan 2012 0.440 4.48 per unit 2012/01/10 80,000,000 2011/05/30
11972 KBC Fin Products Int’l Ltd. China Unicom Euro Wts Feb 2012 0.250 17.180 2012/02/15 80,000,000 2011/05/30
11968 KBC Fin Products Int’l Ltd. China Life Euro Wts Dec 2011 0.390 22.880 2011/12/15 128,000,000 2011/05/30
11969 KBC Fin Products Int’l Ltd. China Life Euro Wts Dec 2011 A 0.290 24.280 2011/12/01 158,000,000 2011/05/30
11970 KBC Fin Products Int’l Ltd. China Life Euro Wts Jan 2012 0.270 25.680 2012/01/03 158,000,000 2011/05/30
11975 KBC Fin Products Int’l Ltd. HKEx European Warrants Dec 11A 0.250 154.88 per 100 units 2011/12/08 198,000,000 2011/05/30
11973 KBC Fin Products Int’l Ltd. Tencent Holdings Eu Wt Dec 11 0.250 214.88 per 100 units 2011/12/01 108,000,000 2011/05/30
11974 KBC Fin Products Int’l Ltd Tencent Holdings Eu Put Wt Dec11A 0.150 200.68 per 100 units 2011/12/05 108,000,000 2011/05/30

Strike level/
11967 Macquarie Bank Ltd. Chi Res Power European Warrants Jan 12 0.250 15.280 2012/01/04 200,000,000 2011/05/30
11976 RB of Scotland N.V. HSI European Warrants Dec 2011 0.151 23,400 per 8,000 units 2011/12/29 250,000,000 2011/05/30
11978 RB of Scotland N.V. HSI European Put Warrants Oct 2011 0.151 22,500 per 8,000 units 2011/10/28 250,000,000 2011/05/30
11979 RB of Scotland N.V. HSI European Put Warrants Dec 2011 0.251 22,900 per 8,000 units 2011/12/29 250,000,000 2011/05/30
11977 RB of Scotland N.V. HSI European Warrants Dec 2011 A 0.151 23,900 per 7,500 units 2011/12/29 250,000,000 2011/05/30
11966 SGA Societe Generale Acceptance N.V. Ch Mob Eu Wt Nov 11B 0.370 68.880 2011/11/30 200,000,000 2011/05/30
11981 UBS AG A50 China European Warrants Jan 2012 A 0.150 12.500 2012/01/09 200,000,000 2011/05/30
11980 UBS AG HSI European Put Warrants Nov 2011 0.250 21,400 per 8,000 units 2011/11/29 300,000,000 2011/05/30
11990 Citigroup Global Mkt H Inc. C Transmission Euro Wt Feb 12 0.150 12.020 2012/02/24 80,000,000 2011/05/31
11991 Citigroup Global Mkt H Inc. Dongfeng European Wts Jan 2012 0.150 16.860 2012/01/03 80,000,000 2011/05/31
11993 Citigroup Global Mkt H Inc. HSBC European Wts Dec 2011 0.300 83.880 2011/12/01 80,000,000 2011/05/31
11994 Citigroup Global Mkt H Inc. HSBC European Wts Sep 2011 C 0.150 88.890 2011/09/27 80,000,000 2011/05/31
11992 Citigroup Global Mkt H Inc. ICBC European Wts Dec 2011 0.300 6.28 per unit 2011/12/01 80,000,000 2011/05/31
11987 Macquarie Bank Ltd. China Mobile European Wts Dec 2011 0.250 72.500 2011/12/02 300,000,000 2011/05/31
11984 Merrill Lynch Int’l & Co. C.V. CK(H) European Wts Sep 2011 0.242 130.890 2011/09/12 80,000,000 2011/05/31
11983 Merrill Lynch Int’l & Co. C.V. China Life Eu Wt Dec 2011 0.185 26.290 2011/12/05 80,000,000 2011/05/31
11986 Merrill Lynch Int’l & Co. C.V. Ch Life Eur Put Wt Dec 2011 0.250 24.990 2011/12/19 80,000,000 2011/05/31
11982 Merrill Lynch Int’l & Co. C.V. CNOOC European Wts Oct 11A 0.152 18.490 2011/10/24 80,000,000 2011/05/31
11985 Merrill Lynch Int’l & Co. C.V. CNOOC Euro Put Wts Feb 2012 0.250 16.990 2012/02/20 80,000,000 2011/05/31
11989 Standard Chartered Bank Anhui Conch European Wts Apr 2012 0.480 32.880 2012/04/27 100,000,000 2011/05/31
11988 Standard Chartered Bank CTel European Warrants Apr 2012 0.600 4.44 per unit 2012/04/27 100,000,000 2011/05/31
12314 Barclays Bank plc CHALCO European Warrants Jun 2013 0.181 6.500 2013/06/24 100,000,000 2011/06/01
12317 Barclays Bank plc China Mobile European Put Wts Dec 2011 0.250 60.000 2011/12/28 150,000,000 2011/06/01
12310 Barclays Bank plc China Overseas European Wts Jun 2012 0.250 16.800 2012/06/18 100,000,000 2011/06/01
12311 Barclays Bank plc ChiUnicom European Warrants Dec 2011 0.225 16.280 2011/12/29 150,000,000 2011/06/01
12316 Barclays Bank plc CC Bank European Put Warrants Dec 2011 0.250 6.18 per unit 2011/12/28 100,000,000 2011/06/01
12315 Barclays Bank plc CPIC European Warrants Dec 2011 0.250 35.000 2011/12/28 100,000,000 2011/06/01
12318 Barclays Bank plc ICBC European Put Warrants Oct 2011 0.247 5.68 per unit 2011/10/04 130,000,000 2011/06/01
12313 Barclays Bank plc SJM Holdings European Warrants Dec 2011 0.250 18.800 2011/12/28 100,000,000 2011/06/01
11996 BOCI Asia Ltd. China Railway European Warrants Dec 2011 0.250 5 per unit 2011/12/05 100,000,000 2011/06/01
11997 BOCI Asia Ltd. Lonking European Warrants Dec 2011 0.250 6 per unit 2011/12/05 100,000,000 2011/06/01
11998 BOCI Asia Ltd. Mongolia Energy European Warrants Jan 2012 0.280 1.88 per unit 2012/01/30 100,000,000 2011/06/01
11999 BOCI Asia Ltd. Renhe Comm European Warrants Mar 2012 0.150 1.70 per unit 2012/03/15 100,000,000 2011/06/01
12000 BNP Paribas Arbit Issu B.V. Belle Int’l Euro Wts Jul 2012 0.250 17.680 2012/07/03 100,000,000 2011/06/01
12325 BNP Paribas Arbit Issu B.V. BOCL European Wts Feb 2012 0.330 4.15 per unit 2012/02/02 100,000,000 2011/06/01
12300 BNP Paribas Arbit Issu B.V. Ch Oilfield European Wts Apr12 0.250 16.900 2012/04/03 100,000,000 2011/06/01
12326 BNP Paribas Arbit Issu B.V. China Life Euro Wts Jan 2012 0.250 27.000 2012/01/04 200,000,000 2011/06/01
12328 BNP Paribas Arbit Issu B.V. Ch Mobile Euro Wts Jan 2012 A 0.440 72.000 2012/01/04 200,000,000 2011/06/01
12329 BNP Paribas Arbit Issu B.V. HSBC European Wts Dec 2011 A 0.540 78.000 2011/12/02 200,000,000 2011/06/01
12330 BNP Paribas Arbit Issu B.V. HSI Euro Put Wts Dec 2011 0.260 22,600 per 8,000 units 2011/12/29 200,000,000 2011/06/01
12324 BNP Paribas Arbit Issu B.V. HSI European Wts Nov 2011 A 0.150 22,500 per 9,800 units 2011/11/29 200,000,000 2011/06/01
12327 BNP Paribas Arbit Issu B.V. ICBC European Wts Jan 2012 0.460 6.18 per unit 2012/01/03 100,000,000 2011/06/01
12334 Credit Suisse AG Cheung Kong European Warrants Dec 2011 0.250 128.880 2011/12/05 300,000,000 2011/06/01

Strike level/
12335 Credit Suisse AG GCL-Poly Energy European Warrants Aug 13 0.150 3.340 2013/08/26 200,000,000 2011/06/01
12319 Citigroup Global Mkt H Inc. Bank of EA European Wts Feb 12 0.250 34.880 2012/02/06 80,000,000 2011/06/01
12321 Citigroup Global Mkt H Inc. COSCO Pacific Euro Wts Dec 11 0.150 17.020 2011/12/12 80,000,000 2011/06/01
12323 Citigroup Global Mkt H Inc. GCL-Poly Energy Euro Wt Aug 13 0.150 3.340 2013/08/23 180,000,000 2011/06/01
12322 Citigroup Global Mkt H Inc. Goldwind European Wts Nov11 0.150 13.020 2011/11/25 80,000,000 2011/06/01
12320 Citigroup Global Mkt H Inc. ZTE European Warrants Dec 2011 0.250 32.380 2011/12/01 80,000,000 2011/06/01
12305 J P Morgan Int’l Der. Ltd. CC Bank European Wts Oct 2011 0.179 7.88 per unit 2011/10/24 200,000,000 2011/06/01
12304 J P Morgan Int’l Der. Ltd. CC Bank European Wts Sep 2011 A 0.215 7.50 per unit 2011/09/19 200,000,000 2011/06/01
12303 J P Morgan SP BV China Life European Warrants Dec 2011 0.250 25.880 2011/12/01 300,000,000 2011/06/01
12302 J P Morgan SP BV HSBC European Warrants Sep 2011 F 0.327 82.880 2011/09/19 200,000,000 2011/06/01
12301 J P Morgan SP BV HSBC European Warrants Oct 2011 A 0.228 88.880 2011/10/25 200,000,000 2011/06/01
12312 RB of Scotland N.V. HSCEI European Warrants Jun 2012 0.251 13,800 per 6,000 units 2012/06/28 200,000,000 2011/06/01
12306 Standard Chartered Bank BYD European Warrants Mar 2012 0.290 28.880 2012/03/01 100,000,000 2011/06/01
12307 Standard Chartered Bank BYD European Warrants Aug 2012 0.280 33.330 2012/08/08 100,000,000 2011/06/01
12308 Standard Chartered Bank Ping An European Warrants Jun 2013 0.213 82.28 per 100 units 2013/06/24 100,000,000 2011/06/01
12309 Standard Chartered Bank Ping An European Warrants Dec 2013 0.250 78.78 per 100 units 2013/12/02 100,000,000 2011/06/01
11995 SGA Societe Generale Acceptance N.V. ICBC Eu Wt Oct 2011 C 0.170 6.88 per unit 2011/10/31 200,000,000 2011/06/01
12331 UBS AG CC Bank European Warrants Sep 2011 D 0.150 7.51 per unit 2011/09/29 200,000,000 2011/06/01
12332 UBS AG China Life European Warrants Nov 2011 0.150 26.400 2011/11/21 300,000,000 2011/06/01
12333 UBS AG HKEx European Put Warrants Dec 2011 0.150 160.70 per 100 units 2011/12/05 300,000,000 2011/06/01
#
22695 BOCI Asia Ltd. HSBC European Warrants Dec 2011 0.062 77.70 per 93 units 2011/12/19 300,000,000 2011/06/01
#
29944 Credit Suisse AG HSI European Put Warrants Jul 2011 B 0.076 22,500 per 8,000 units 2011/07/28 300,000,000 2011/06/01
12344 HK Bank Esprit European Warrants Dec 2011 0.250 30.880 2011/12/29 120,000,000 2011/06/02
12345 HK Bank ICBC European Warrants Oct 2011 A 0.150 6.89 per unit 2011/10/24 120,000,000 2011/06/02
12365 Macquarie Bank Ltd. Anhui Conch European Warrants Dec 2011 0.250 38.880 2011/12/05 200,000,000 2011/06/02
12356 Macquarie Bank Ltd. C Transmission European Warrants Mar12 1.155 12.05 per unit 2012/03/02 100,000,000 2011/06/02
12355 Macquarie Bank Ltd. Fushan Energy European Warrants Dec 11 0.362 5.80 per unit 2011/12/02 200,000,000 2011/06/02
12363 Macquarie Bank Ltd. KECL European Warrants Aug 2012 0.251 15.000 2012/08/03 200,000,000 2011/06/02
12364 Macquarie Bank Ltd. Sinoma European Warrants Nov 2012 0.178 8.090 2012/11/27 200,000,000 2011/06/02
12339 Merrill Lynch Int’l & Co. C.V. HSI European Wts Jan 2012 0.250 22,900 per 8,000 units 2012/01/30 200,000,000 2011/06/02
12341 Merrill Lynch Int’l & Co. C.V. HSI Euro Put Wts Dec 2011 0.250 21,100 per 8,000 units 2011/12/29 200,000,000 2011/06/02
12336 Merrill Lynch Int’l & Co. C.V. HSI European Wts Dec 2011 A 0.260 22,500 per 8,000 units 2011/12/29 200,000,000 2011/06/02
12337 Merrill Lynch Int’l & Co. C.V. HSI European Wts Dec 2011 B 0.156 23,000 per 10,000 units 2011/12/29 200,000,000 2011/06/02
12338 Merrill Lynch Int’l & Co. C.V. HSI European Wts Dec 2011 C 0.260 24,500 per 7,000 units 2011/12/29 200,000,000 2011/06/02
12340 Merrill Lynch Int’l & Co. C.V. HSI European Wts Jan 2012 A 0.250 23,900 per 8,000 units 2012/01/30 200,000,000 2011/06/02
12342 Merrill Lynch Int’l & Co. C.V. HSI Euro Put Wts Dec 2011 D 0.250 22,100 per 9,000 units 2011/12/29 200,000,000 2011/06/02
12343 Merrill Lynch Int’l & Co. C.V. HSI Euro Put Wts Dec 2011 E 0.265 23,100 per 9,000 units 2011/12/29 200,000,000 2011/06/02
12346 SGA Societe Generale Acceptance N.V. CLife Eu Wt Dec 2011A 0.300 25.800 2011/12/05 300,000,000 2011/06/02
12347 SGA Societe Generale Acceptance N.V. CLife Eu Wt Jan 2012A 0.260 27.280 2012/01/11 300,000,000 2011/06/02
12349 SGA Societe Generale Acceptance N.V. HSBC Eu Wt Jan 2012 0.270 86.000 2012/01/04 300,000,000 2011/06/02
12348 SGA Societe Generale Acceptance N.V. HSBC Eu Wt Dec 2011 B 0.300 83.800 2011/12/12 300,000,000 2011/06/02

Strike level/
12350 SGA Societe Generale Acceptance N.V. HSCEI Eu Wt Oct 2011 0.170 13,000 per 5,500 units 2011/10/28 200,000,000 2011/06/02
12351 SGA Societe Generale Acceptance N.V. HSCEI Eu Put Wt Dec 11 0.250 12,600 per 6,000 units 2011/12/29 200,000,000 2011/06/02
12353 SGA Societe Generale Acceptance N.V. HSI Eu Put Wt Dec 11 0.250 22,200 per 8,000 units 2011/12/29 300,000,000 2011/06/02
12352 SGA Societe Generale Acceptance N.V. HSI Eur Wt Dec 2011 B 0.250 23,000 per 8,000 units 2011/12/29 300,000,000 2011/06/02
12354 SGA Societe Generale Acceptance N.V. HSI Eu Put Wt Dec 11C 0.250 22,800 per 8,000 units 2011/12/29 300,000,000 2011/06/02
12366 UBS AG BYD European Warrants Dec 2011 0.250 26.880 2011/12/08 100,000,000 2011/06/02
12377 BOCI Asia Ltd. China Life European Warrants Sep 2011 A 0.160 26.800 2011/09/30 100,000,000 2011/06/03
12379 BOCI Asia Ltd. HSI European Warrants Dec 2011 0.150 23,400 per 8,000 units 2011/12/29 100,000,000 2011/06/03
12378 BOCI Asia Ltd. Tracker Fund European Warrants Aug 2012 0.250 24.800 2012/08/01 100,000,000 2011/06/03
12400 BNP Paribas Arbit Issu B.V. Ch Rongsheng European Wt Jan12 0.560 5.88 per unit 2012/01/03 23,000,000 2011/06/03
12408 Citigroup Global Mkt H Inc. CNOOC European Wts Dec 2011 0.150 20.020 2011/12/23 80,000,000 2011/06/03
12410 Citigroup Global Mkt H Inc. A50 China Eur Put Wts May 2012 0.150 12.780 2012/05/21 80,000,000 2011/06/03
12407 Citigroup Global Mkt H Inc. Link Reit European Wts Feb 12 0.250 28.880 2012/02/06 80,000,000 2011/06/03
12406 Citigroup Global Mkt H Inc. PetroChina Euro Wts Aug 2012 0.150 10.700 2012/08/13 80,000,000 2011/06/03
12409 Citigroup Global Mkt H Inc. Ch Rongsheng European Wt Dec11 0.250 5.88 per unit 2011/12/05 50,000,000 2011/06/03
12382 HK Bank BYD European Warrants Dec 2011 0.250 28.880 2011/12/16 100,000,000 2011/06/03
12383 HK Bank China Coal European Warrants Dec 2012 0.250 11.000 2012/12/05 100,000,000 2011/06/03
12386 HK Bank Ch Ship Cont European Warrants Mar 2012 0.310 3.28 per unit 2012/03/09 80,000,000 2011/06/03
12381 HK Bank Fushan Energy European Warrants Feb 2012 0.340 5.20 per unit 2012/02/21 80,000,000 2011/06/03
12385 HK Bank R&F Ppt European Warrants Nov 2012 0.250 11.880 2012/11/16 100,000,000 2011/06/03
12387 HK Bank GCL-Poly Energy European Warrants Dec 2011 A 0.550 4.18 per unit 2011/12/05 80,000,000 2011/06/03
12380 HK Bank KECL European Warrants Aug 2012 0.250 15.880 2012/08/13 100,000,000 2011/06/03
12384 HK Bank Li Ning European Warrants Apr 2012 0.250 16.280 2012/04/20 100,000,000 2011/06/03
12405 KBC Fin Products Int’l Ltd. Ch Mobile Euro Wt Dec 2011 0.250 74.880 2011/12/05 128,000,000 2011/06/03
12404 KBC Fin Products Int’l Ltd. Ch Mobile Euro Wt Nov 2011 A 0.250 72.880 2011/11/14 128,000,000 2011/06/03
12390 KBC Fin Products Int’l Ltd. HSBC European Wts Dec 2011 0.250 84.880 2011/12/05 128,000,000 2011/06/03
12397 KBC Fin Products Int’l Ltd. HSBC Euro Put Wts Dec 2011 0.450 78.880 2011/12/05 108,000,000 2011/06/03
12388 KBC Fin Products Int’l Ltd. HSBC European Wts Oct 2011 E 0.480 77.880 2011/10/17 108,000,000 2011/06/03
12389 KBC Fin Products Int’l Ltd. HSBC European Wts Oct 2011 F 0.570 76.000 2011/10/03 108,000,000 2011/06/03
12391 KBC Fin Products Int’l Ltd. HSBC European Wts Dec 2011 A 0.250 88.880 2011/12/05 128,000,000 2011/06/03
12392 KBC Fin Products Int’l Ltd. HSBC European Wts Dec 2011 B 0.150 93.980 2011/12/15 108,000,000 2011/06/03
12393 KBC Fin Products Int’l Ltd. HSBC European Wts Dec 2011 C 0.380 80.680 2011/12/05 128,000,000 2011/06/03
12394 KBC Fin Products Int’l Ltd. Hutchison Euro Wts Sep 2011 0.520 83.880 2011/09/27 128,000,000 2011/06/03
12395 KBC Fin Products Int’l Ltd. Hutchison Euro Wts Sep 2011 A 0.330 88.000 2011/09/22 128,000,000 2011/06/03
12396 KBC Fin Products Int’l Ltd. Hutchison Euro Wts Oct 2011 A 0.150 95.880 2011/10/03 128,000,000 2011/06/03
12401 KBC Fin Products Int’l Ltd. ICBC European Wts Sep 2011 0.250 6.38 per unit 2011/09/26 108,000,000 2011/06/03
12403 KBC Fin Products Int’l Ltd. ICBC European Wts Dec 2011 0.250 7 per unit 2011/12/05 128,000,000 2011/06/03
12402 KBC Fin Products Int’l Ltd. ICBC European Wts Oct 2011 C 0.150 6.888 per unit 2011/10/03 128,000,000 2011/06/03
12367 Merrill Lynch Int’l & Co. C.V. BOC HK Euro Wts Sep 2012 0.250 25.990 2012/09/28 80,000,000 2011/06/03
12368 Merrill Lynch Int’l & Co. C.V. Ch Shenhua Eur Wts Jan 2012 0.380 36.990 2012/01/09 80,000,000 2011/06/03
12369 Merrill Lynch Int’l & Co. C.V. HSBC Euro Wts Oct 2011 A 0.475 78.890 2011/10/11 80,000,000 2011/06/03
12370 Merrill Lynch Int’l & Co. C.V. JX Copper Euro Wts Dec 2011 0.255 26.290 2011/12/05 80,000,000 2011/06/03
12371 Merrill Lynch Int’l & Co. C.V. JX Copper Euro Wts Mar 2012 0.255 28.990 2012/03/05 80,000,000 2011/06/03

Strike level/
12373 CC Rabobank B.A. CITIC Pacific European Warrants Dec 2011 0.250 20.880 2011/12/05 100,000,000 2011/06/03
12375 CC Rabobank B.A. China Life European Warrants Nov 2011 0.150 29.880 2011/11/28 200,000,000 2011/06/03
12376 CC Rabobank B.A. Evergrande European Warrants Nov 2011 0.400 6.88 per unit 2011/11/23 100,000,000 2011/06/03
12372 CC Rabobank B.A. Galaxy Ent European Warrants Mar 2012 0.250 19.880 2012/03/26 100,000,000 2011/06/03
12374 CC Rabobank B.A. Yanzhou Coal European Warrants Nov 2011 0.350 30.880 2011/11/21 100,000,000 2011/06/03
12399 Standard Chartered Bank Evergrande European Wts Aug 2013 0.250 4.280 2013/08/01 200,000,000 2011/06/03
12398 Standard Chartered Bank HSBC European Warrants Feb 2012 0.425 84.000 2012/02/01 100,000,000 2011/06/03
#
#
11815 SGA Societe Generale Acceptance N.V. HWL Eur Wt Sep 2011 C 0.620 88.000 2011/09/26 100,000,000 2011/06/03
12430 Credit Suisse AG AIA European Warrants Nov 2011 0.150 30.050 2011/11/28 300,000,000 2011/06/07
12422 KBC Fin Products Int’l Ltd. AIA European Warrants Dec 11B 0.250 27.880 2011/12/07 188,000,000 2011/06/07
12423 KBC Fin Products Int’l Ltd. AIA European Warrants Dec 11C 0.290 25.880 2011/12/07 188,000,000 2011/06/07
12425 KBC Fin Products Int’l Ltd. Ch Mobile Euro Wt Jan 2012 0.250 77.680 2012/01/03 128,000,000 2011/06/07
12420 KBC Fin Products Int’l Ltd. CC Bank Euro Wts Nov 2011 0.180 7.88 per unit 2011/11/02 108,000,000 2011/06/07
12421 KBC Fin Products Int’l Ltd. CC Bank Euro Wts Nov 2011 A 0.350 7.38 per unit 2011/11/23 108,000,000 2011/06/07
12417 KBC Fin Products Int’l Ltd. China Life Euro Wts Nov 2011 0.150 29.680 2011/11/16 158,000,000 2011/06/07
12419 KBC Fin Products Int’l Ltd. China Life Euro Wts Nov 2011 A 0.220 27.180 2011/11/21 158,000,000 2011/06/07
12418 KBC Fin Products Int’l Ltd. China Life Euro Wts Jan 2012 A 0.250 28.680 2012/01/03 158,000,000 2011/06/07
12416 KBC Fin Products Int’l Ltd. China Life Eur Put Wt Dec 2011 0.270 27.800 2011/12/07 108,000,000 2011/06/07
12426 KBC Fin Products Int’l Ltd. Ch Mobile Euro Wt Dec 2011 D 0.360 69.880 2011/12/07 128,000,000 2011/06/07
12427 KBC Fin Products Int’l Ltd. Ch Mobile Euro Wt Jan 2012 A 0.590 65.880 2012/01/10 108,000,000 2011/06/07
12424 KBC Fin Products Int’l Ltd. Ch Mobile Eu Put Wt Dec 2011 C 0.350 68.000 2011/12/07 128,000,000 2011/06/07
12428 KBC Fin Products Int’l Ltd. HSCEI Euro Wts Dec 2011 B 0.250 13,800 per 5,500 units 2011/12/29 100,000,000 2011/06/07
12429 KBC Fin Products Int’l Ltd. HSCEI Euro Put Wts Mar 2012 0.460 14,200 per 6,000 units 2012/03/29 100,000,000 2011/06/07
12413 Macquarie Bank Ltd. China Unicom European Wts Apr 2012 0.250 20.880 2012/04/03 300,000,000 2011/06/07
12411 Macquarie Bank Ltd. CITIC Pacific European Warrants Feb 12 0.205 23.880 2012/02/02 150,000,000 2011/06/07
12414 Macquarie Bank Ltd. Jiangxi Copper European Wts Jan 2012 0.250 30.000 2012/01/04 300,000,000 2011/06/07
12412 Macquarie Bank Ltd. Lee & Man Paper European Wts Jan12 0.438 5.55 per unit 2012/01/04 200,000,000 2011/06/07
12415 Macquarie Bank Ltd. Ch Rongsheng European Warrants Dec 11 0.292 6.68 per unit 2011/12/06 100,000,000 2011/06/07
12431 UBS AG GCL-Poly Energy European Warrants Dec 2011 0.250 4.98 per unit 2011/12/12 100,000,000 2011/06/07
12432 UBS AG GCL-Poly Energy European Warrants Aug 2013 0.150 3.340 2013/08/23 400,000,000 2011/06/07
#
28380 Macquarie Bank Ltd. Tencent European Put Warrants Aug 11B 0.053 200 per 100 units 2011/08/02 250,000,000 2011/06/07
#
29427 Merrill Lynch Int’l & Co. C.V. Tencent Euro Put Wts Sep 11 0.063 189.99 per 100 units 2011/09/12 200,000,000 2011/06/07
12443 BNP Paribas Arbit Issu B.V. PetroCh Euro Wts Oct 2011 0.350 12.90 per unit 2011/10/31 100,000,000 2011/06/08
12445 Credit Suisse AG Hutchison European Warrants Nov 2011 0.250 98.050 2011/11/11 300,000,000 2011/06/08
12444 Credit Suisse AG Hutchison European Warrants Oct 2011 A 0.350 93.050 2011/10/28 300,000,000 2011/06/08
12446 HK Bank GCL-Poly Energy European Warrants Dec 2013 0.250 4.200 2013/12/30 100,000,000 2011/06/08
12454 KBC Fin Products Int’l Ltd. BOCL European Wts Nov 2011 0.200 4.388 per unit 2011/11/18 108,000,000 2011/06/08
12453 KBC Fin Products Int’l Ltd. BOCL European Wts Dec 2011 0.260 4.18 per unit 2011/12/08 88,000,000 2011/06/08
12455 KBC Fin Products Int’l Ltd. BOCL European Wts Jan 2012 0.150 4.718 per unit 2012/01/03 158,000,000 2011/06/08
12457 KBC Fin Products Int’l Ltd. A50 Ch European Put Wts Dec 11 0.150 13.380 2011/12/30 88,000,000 2011/06/08
12460 KBC Fin Products Int’l Ltd. HSI European Wts Oct 2011 0.150 25,000 per 8,000 units 2011/10/28 200,000,000 2011/06/08
12461 KBC Fin Products Int’l Ltd. HSI European Wts Sep 2011 F 0.150 24,400 per 7,000 units 2011/09/29 200,000,000 2011/06/08

Strike level/
12462 KBC Fin Products Int’l Ltd. HSI European Wts Sep 2011 G 0.150 23,800 per 8,000 units 2011/09/29 200,000,000 2011/06/08
12459 KBC Fin Products Int’l Ltd. HSI Euro Put Wts Oct 2011 A 0.150 23,400 per 8,800 units 2011/10/28 200,000,000 2011/06/08
12458 KBC Fin Products Int’l Ltd. HSI Euro Put Wts Dec 2011 B 0.290 24,600 per 8,000 units 2011/12/29 200,000,000 2011/06/08
12456 KBC Fin Products Int’l Ltd. Hutchison Euro Wts Oct 2011 B 0.150 108.800 2011/10/17 168,000,000 2011/06/08
12441 Macquarie Bank Ltd. China Unicom European Put Wts Jul 2012 0.250 15.000 2012/07/03 200,000,000 2011/06/08
12448 Macquarie Bank Ltd. HSCEI European Warrants Dec 2011 0.150 13,600 per 6,500 units 2011/12/29 300,000,000 2011/06/08
12447 Macquarie Bank Ltd. HSI European Warrants Nov 2011 0.160 24,200 per 8,000 units 2011/11/29 300,000,000 2011/06/08
12437 CC Rabobank B.A. Shougang Res European Warrants Dec 2011 0.450 5.60 per unit 2011/12/09 100,000,000 2011/06/08
12438 CC Rabobank B.A. GCL-Poly Energy European Wts Dec 2011 0.450 4.50 per unit 2011/12/09 120,000,000 2011/06/08
12439 CC Rabobank B.A. HSBC European Warrants Nov 2011 0.200 90.000 2011/11/09 100,000,000 2011/06/08
12440 CC Rabobank B.A. Hutchison European Warrants Oct 2011 0.350 93.000 2011/10/26 120,000,000 2011/06/08
12436 CC Rabobank B.A. China Mengniu European Warrants Jan 2012 0.250 28.000 2012/01/06 100,000,000 2011/06/08
12433 Standard Chartered Bank CC Bank European Warrants Jun 2012 0.500 7.87 per unit 2012/06/01 100,000,000 2011/06/08
12434 Standard Chartered Bank CC Bank European Warrants Nov 2012 0.250 9.39 per unit 2012/11/01 100,000,000 2011/06/08
12435 Standard Chartered Bank China Life European Wts Mar 2012 0.250 28.280 2012/03/30 100,000,000 2011/06/08
12442 UBS AG AIA European Warrants Mar 2012 0.250 32.380 2012/03/12 300,000,000 2011/06/08
12449 UBS AG HKEx European Warrants Dec 2011 C 0.150 180.10 per 100 units 2011/12/05 300,000,000 2011/06/08
12451 UBS AG HSI European Warrants Nov 2011 0.150 24,500 per 8,000 units 2011/11/29 300,000,000 2011/06/08
12452 UBS AG HSI European Put Warrants Oct 2011 0.150 23,600 per 8,000 units 2011/10/28 300,000,000 2011/06/08
12450 UBS AG Hutchison European Warrants Nov 2011 A 0.250 98.050 2011/11/08 300,000,000 2011/06/08
12486 BNP Paribas Arbit Issu B.V. Anhui Conch Euro Wts Feb 2012 0.360 42.000 2012/02/02 100,000,000 2011/06/09
12485 BNP Paribas Arbit Issu B.V. BOCHK European Warrants Dec 12 0.290 25.000 2012/12/04 100,000,000 2011/06/09
12487 BNP Paribas Arbit Issu B.V. Ch Mer Hold European Wts Feb12 0.440 35.000 2012/02/02 80,000,000 2011/06/09
12489 BNP Paribas Arbit Issu B.V. CPIC European Warrants Apr 12 0.360 33.500 2012/04/02 100,000,000 2011/06/09
12488 BNP Paribas Arbit Issu B.V. Wharf European Warrants Jan 12 0.340 65.000 2012/01/04 80,000,000 2011/06/09
12473 Credit Suisse AG China Mobile European Warrants Oct 2011 C 0.150 77.050 2011/10/03 300,000,000 2011/06/09
12495 Citigroup Global Mkt H Inc. CPIC European Warrants Dec 11 0.250 35.880 2011/12/12 80,000,000 2011/06/09
12496 Citigroup Global Mkt H Inc. Galaxy Ent European Wts Dec11A 0.250 20.880 2011/12/12 80,000,000 2011/06/09
12498 Citigroup Global Mkt H Inc. Hutchison Euro Wts Dec 2011 0.350 97.880 2011/12/09 80,000,000 2011/06/09
12497 Citigroup Global Mkt H Inc. Lenovo European Warrants Dec11 0.250 5.38 per unit 2011/12/12 80,000,000 2011/06/09
12494 Citigroup Global Mkt H Inc. PICC P&C European Wts Feb 2012 0.150 12.890 2012/02/03 80,000,000 2011/06/09
12492 Bank of East Asia BYD European Warrants Feb 2012 0.250 31.211 2012/02/23 50,000,000 2011/06/09
12493 Bank of East Asia R&F Ppt European Warrants Dec 2012 0.250 11.777 2012/12/21 130,000,000 2011/06/09
12491 Bank of East Asia HKEx European Warrants Jul 2012 0.250 188.388 per 100 units 2012/07/23 80,000,000 2011/06/09
12490 Bank of East Asia Hutchison European Warrants Jan 2012 0.250 113.000 2012/01/20 41,000,000 2011/06/09
12477 HK Bank HWL European Warrants Oct 2011 0.290 93.000 2011/10/26 200,000,000 2011/06/09
12478 HK Bank HWL European Warrants Dec 2011 0.250 96.000 2011/12/09 200,000,000 2011/06/09
12479 HK Bank HWL European Warrants Jan 2012 0.250 105.000 2012/01/27 200,000,000 2011/06/09
12471 Macquarie Bank Ltd. Ch Oilfield European Warrants Jan 2012 0.250 17.280 2012/01/04 200,000,000 2011/06/09
12470 Macquarie Bank Ltd. Ch Comm Cons European Wts Jan 2012 0.286 8.68 per unit 2012/01/04 100,000,000 2011/06/09
12472 Macquarie Bank Ltd. China Shenhua European Wts Jan 2012 0.250 44.880 2012/01/04 200,000,000 2011/06/09
12483 Merrill Lynch Int’l & Co. C.V. Hutchison Euro Wts Nov 2011 0.510 93.890 2011/11/23 80,000,000 2011/06/09
12484 Merrill Lynch Int’l & Co. C.V. Hutchison Euro Wts Nov 11A 0.345 98.000 2011/11/08 80,000,000 2011/06/09

Strike level/
12481 CC Rabobank B.A. ChiUnicom European Warrants Apr 2012 0.180 19.080 2012/04/23 150,000,000 2011/06/09
12482 CC Rabobank B.A. Chow Sang Sang European Warrants Dec 2011 0.250 30.000 2011/12/12 100,000,000 2011/06/09
12480 CC Rabobank B.A. Hutchison European Warrants Dec 2011 0.330 103.000 2011/12/12 200,000,000 2011/06/09
12475 Standard Chartered Bank Hutchison Euro Euro Wts Jan 2014 0.250 90 per 100 units 2014/01/07 200,000,000 2011/06/09
12474 Standard Chartered Bank Hutchison Euro Euro Wts Oct 2011 C 0.365 95.880 2011/10/03 100,000,000 2011/06/09
12476 Standard Chartered Bank ICBC European Warrants Dec 2011 0.250 7.28 per unit 2011/12/09 100,000,000 2011/06/09
12463 SGA Societe Generale Acceptance N.V. BOCL Eu Wt Dec 2011 0.250 4.58 per unit 2011/12/12 200,000,000 2011/06/09
12464 SGA Societe Generale Acceptance N.V. Ch Mob Eu Wt Jan 2012 0.250 80.880 2012/01/09 200,000,000 2011/06/09
12465 SGA Societe Generale Acceptance N.V. CNOOC Eu Wt Apr 2012 0.180 21.000 2012/04/02 500,000,000 2011/06/09
12466 SGA Societe Generale Acceptance N.V. HWL Eur Wt Oct 2011 0.290 100.000 2011/10/03 200,000,000 2011/06/09
12467 SGA Societe Generale Acceptance N.V. HWL Eur Wt Oct 2011 A 0.260 103.880 2011/10/26 200,000,000 2011/06/09
12468 SGA Societe Generale Acceptance N.V. Lonking Euro Wt Dec11 0.470 5.08 per unit 2011/12/21 30,000,000 2011/06/09
12469 SGA Societe Generale Acceptance N.V. SJM Hold Eu Wt Dec 11 0.270 20.000 2011/12/12 200,000,000 2011/06/09
12502 BNP Paribas Arbit Issu B.V. Ch Ship Cont European Wt Jan12 0.330 3.40 per unit 2012/01/04 60,000,000 2011/06/10
12501 BNP Paribas Arbit Issu B.V. CSR Times European Wts Jan12 0.380 28.000 2012/01/04 55,000,000 2011/06/10
12506 BNP Paribas Arbit Issu B.V. HLand Dev Euro Wts Jan 2012 0.320 57.000 2012/01/04 80,000,000 2011/06/10
12505 BNP Paribas Arbit Issu B.V. MTRC European Warrants Dec 2012 0.260 30.000 2012/12/04 45,000,000 2011/06/10
12504 BNP Paribas Arbit Issu B.V. SkyworthDig European Wts Jun14 0.250 4.900 2014/06/04 100,000,000 2011/06/10
12503 BNP Paribas Arbit Issu B.V. Zhaojin Mining Euro Wts Mar12 0.290 18.800 2012/03/02 55,000,000 2011/06/10
12510 Credit Suisse AG BYD European Warrants Oct 2011 0.150 30.900 2011/10/03 200,000,000 2011/06/10
12508 Credit Suisse AG ChiUnicom European Warrants Feb 2012 0.250 20.000 2012/02/20 200,000,000 2011/06/10
12507 Credit Suisse AG HSI European Warrants Sep 2011 B 0.150 23,900 per 8,000 units 2011/09/29 300,000,000 2011/06/10
12512 Credit Suisse AG HSI European Put Warrants Sep 2011 C 0.150 23,100 per 8,000 units 2011/09/29 300,000,000 2011/06/10
12509 Credit Suisse AG Tencent Holdings European Wts Oct 2011 A 0.200 218.20 per 100 units 2011/10/31 300,000,000 2011/06/10
12511 Credit Suisse AG Tencent Holdings Euro Put Wts Sep 2011 D 0.150 214.80 per 100 units 2011/09/12 300,000,000 2011/06/10
12524 Citigroup Global Mkt H Inc. Anhui Conch European Wts Dec11 0.250 38.380 2011/12/12 80,000,000 2011/06/10
12526 Citigroup Global Mkt H Inc. Evergrande European Wts Oct11A 0.400 5.89 per unit 2011/10/19 50,000,000 2011/06/10
12525 Citigroup Global Mkt H Inc. Li & Fung European Wts Feb 12 0.250 19.880 2012/02/06 80,000,000 2011/06/10
12523 Citigroup Global Mkt H Inc. SPDR Gold T European Wts Dec11 0.400 1,238 per 100 units 2011/12/12 50,000,000 2011/06/10
12519 KBC Fin Products Int’l Ltd. Ping An European Wts Dec 2011 0.540 86.000 2011/12/12 80,000,000 2011/06/10
12520 KBC Fin Products Int’l Ltd. Ping An European Wts Dec 2011A 0.330 93.880 2011/12/22 80,000,000 2011/06/10
12521 KBC Fin Products Int’l Ltd. Ping An Euro Put Wts Dec 2011 0.610 80.000 2011/12/12 68,000,000 2011/06/10
12500 Macquarie Bank Ltd. HSI European Warrants Mar 2012 0.250 23,000 per 10,000 units 2012/03/29 300,000,000 2011/06/10
12499 Macquarie Bank Ltd. Lenovo European Warrants Jan 2012 0.251 5.28 per unit 2012/01/04 128,000,000 2011/06/10
12513 CC Rabobank B.A. CMOC European Warrants Nov 2012 0.170 7.800 2012/11/27 80,000,000 2011/06/10
12514 CC Rabobank B.A. Shineway Pharm European Warrants Feb 2012 0.300 20.000 2012/02/27 80,000,000 2011/06/10
12515 CC Rabobank B.A. Henganintl European Warrants Dec 2011 0.590 76.000 2011/12/12 80,000,000 2011/06/10
12517 CC Rabobank B.A. Poly HK Inv European Warrants Dec 2011 0.630 6.25 per unit 2011/12/12 80,000,000 2011/06/10
12516 CC Rabobank B.A. Soho China European Warrants Dec 2011 0.630 7.50 per unit 2011/12/12 80,000,000 2011/06/10
12518 UBS AG HSBC European Warrants Sep 2011 E 0.200 82.880 2011/09/19 300,000,000 2011/06/10
12541 Credit Suisse AG Agricultural Bank European Wts Sep 2011 A 0.150 4.61 per unit 2011/09/30 300,000,000 2011/06/13
12527 Citigroup Global Mkt H Inc. Agricultural Bk Eu Wt Dec 2011 0.350 4.38 per unit 2011/12/13 80,000,000 2011/06/13
12528 Citigroup Global Mkt H Inc. Angang Steel European Wt Dec12 0.250 8.180 2012/12/31 80,000,000 2011/06/13

Strike level/
12535 KBC Fin Products Int’l Ltd. Agricultural Bk Eu Wt Nov 2011 0.310 4.388 per unit 2011/11/01 108,000,000 2011/06/13
12529 Macquarie Bank Ltd. Bank of EA European Warrants May 2012 0.250 38.880 2012/05/03 200,000,000 2011/06/13
12537 CC Rabobank B.A. Air China European Warrants Dec 2012 0.250 8.400 2012/12/17 80,000,000 2011/06/13
12531 CC Rabobank B.A. BEA European Warrants Jan 2012 0.250 35.000 2012/01/09 80,000,000 2011/06/13
12538 CC Rabobank B.A. Zoomlion European Warrants Jan 2012 0.250 20.000 2012/01/30 80,000,000 2011/06/13
12532 CC Rabobank B.A. LOccitane European Warrants Mar 2012 0.250 23.000 2012/03/12 80,000,000 2011/06/13
12539 CC Rabobank B.A. Nine Dragons European Warrants Jan 2012 0.730 8.80 per unit 2012/01/16 80,000,000 2011/06/13
12533 CC Rabobank B.A. Shui On Land European Warrants Mar 2012 0.390 3.60 per unit 2012/03/26 80,000,000 2011/06/13
12534 CC Rabobank B.A. Ting Yi European Warrants Dec 2011 0.250 25.000 2011/12/19 80,000,000 2011/06/13
12540 CC Rabobank B.A. Winsway European Warrants Jan 2012 0.620 4 per unit 2012/01/30 80,000,000 2011/06/13
12530 Standard Chartered Bank CNBM European Warrants Jan 2012 0.250 16.280 2012/01/06 100,000,000 2011/06/13
12536 Standard Chartered Bank HSBC European Warrants Dec 2015 0.250 79.88 per 100 units 2015/12/07 200,000,000 2011/06/13
12543 UBS AG Agricultural Bank European Warrants Oct 2011 A 0.150 4.51 per unit 2011/10/21 200,000,000 2011/06/13
12542 UBS AG China Mobile European Warrants Dec 2011 A 0.250 75.000 2011/12/13 200,000,000 2011/06/13
12548 BNP Paribas Arbit Issu B.V. KECL European Warrants Mar 12 0.180 14.500 2012/03/02 100,000,000 2011/06/14
12546 UBS AG China Life European Warrants Nov 2011 A 0.150 27.930 2011/11/28 300,000,000 2011/06/14
12547 UBS AG SHK Ppt European Warrants Dec 2012 0.150 130.10 per 100 units 2012/12/10 200,000,000 2011/06/14
#
11782 Credit Suisse AG HSI European Warrants Aug 2011 A 0.055 23,500 per 8,000 units 2011/08/30 300,000,000 2011/06/14
12567 BNP Paribas Arbit Issu B.V. HSI European Wts Jan 2012 0.250 22,000 per 8,000 units 2012/01/30 200,000,000 2011/06/15
12569 BNP Paribas Arbit Issu B.V. HSI Euro Put Wts Oct 2011 0.180 23,200 per 9,000 units 2011/10/28 200,000,000 2011/06/15
12570 BNP Paribas Arbit Issu B.V. HSI Euro Put Wts Nov 2011 0.150 22,000 per 9,000 units 2011/11/29 200,000,000 2011/06/15
12568 BNP Paribas Arbit Issu B.V. HSI European Wts Jan 2012 A 0.150 23,900 per 8,000 units 2012/01/30 200,000,000 2011/06/15
12580 Credit Suisse AG BYD European Warrants Oct 2011 A 0.150 25.900 2011/10/04 200,000,000 2011/06/15
12577 Credit Suisse AG China Unicom European Put Warrants Nov 11 0.150 15.900 2011/11/25 200,000,000 2011/06/15
12573 Credit Suisse AG Cheung Kong European Warrants Apr 2012 0.150 120.90 per 100 units 2012/04/23 300,000,000 2011/06/15
12579 Credit Suisse AG Zoomlion European Warrants Dec 2011 0.250 18.880 2011/12/19 200,000,000 2011/06/15
12574 Credit Suisse AG HSBC European Wts Oct 2011 0.150 85.900 2011/10/04 300,000,000 2011/06/15
12572 Credit Suisse AG HSI European Warrants Sep 2011 D 0.150 23,000 per 8,000 units 2011/09/29 300,000,000 2011/06/15
12582 Credit Suisse AG HSI European Put Warrants Sep 2011 E 0.150 22,700 per 8,000 units 2011/09/29 300,000,000 2011/06/15
12575 Credit Suisse AG Hutchison European Warrants Oct 2011 B 0.400 88.900 2011/10/24 300,000,000 2011/06/15
12576 Credit Suisse AG KECL European Warrants Feb 2012 0.150 14.500 2012/02/27 200,000,000 2011/06/15
12581 Credit Suisse AG Lonking European Warrants Dec 2011 0.250 5.18 per unit 2011/12/19 200,000,000 2011/06/15
12578 Credit Suisse AG PetroChina European Warrants Sep 2011 0.150 12.30 per unit 2011/09/30 300,000,000 2011/06/15
12565 HK Bank BOCL European Warrants Dec 2011 0.250 4.25 per unit 2011/12/15 100,000,000 2011/06/15
12566 HK Bank HSCEI European Put Warrants Dec 2011 0.250 12,500 per 6,000 units 2011/12/29 150,000,000 2011/06/15
12571 Macquarie Bank Ltd. HSI European Put Warrants Nov 2011 0.150 22,000 per 9,000 units 2011/11/29 300,000,000 2011/06/15
12549 Merrill Lynch Int’l & Co. C.V. BankComm Euro Wts Jan 2012 0.365 8.29 per unit 2012/01/16 80,000,000 2011/06/15
12550 Merrill Lynch Int’l & Co. C.V. CM Bank Euro Wts Nov 2012 0.285 18.990 2012/11/26 80,000,000 2011/06/15
12551 Merrill Lynch Int’l & Co. C.V. Sinopec Euro Wts Dec 2011 A 0.250 8.99 per unit 2011/12/20 80,000,000 2011/06/15
12552 Merrill Lynch Int’l & Co. C.V. Ch Shenhua Eur Wts Apr 2012 0.250 41.990 2012/04/30 80,000,000 2011/06/15
12554 Merrill Lynch Int’l & Co. C.V. HKEx Euro Wts Apr 2012 0.152 178.88 per 100 units 2012/04/05 80,000,000 2011/06/15
12553 Merrill Lynch Int’l & Co. C.V. HKEx Euro Wts Dec 2011 C 0.151 169.99 per 100 units 2011/12/09 80,000,000 2011/06/15
12555 Merrill Lynch Int’l & Co. C.V. ICBC European Wts Oct 2011C 0.152 6.79 per unit 2011/10/11 80,000,000 2011/06/15

Strike level/
12556 Merrill Lynch Int’l & Co. C.V. ICBC European Wts Oct 2011D 0.221 6.39 per unit 2011/10/10 80,000,000 2011/06/15
12557 Merrill Lynch Int’l & Co. C.V. Tencent Euro Put Wts Mar 12 0.250 199.99 per 100 units 2012/03/30 80,000,000 2011/06/15
12558 CC Rabobank B.A. Angang Steel European Warrants Jan 2012 0.750 9.88 per unit 2012/01/31 100,000,000 2011/06/15
12561 CC Rabobank B.A. Ch Comm Cons European Warrants Jan 2012 0.650 7.50 per unit 2012/01/16 100,000,000 2011/06/15
12564 CC Rabobank B.A. Ch State Con European Warrants Aug 2012 0.250 9.000 2012/08/31 100,000,000 2011/06/15
12563 CC Rabobank B.A. GAC European Warrants Mar 2012 0.250 8.880 2012/03/26 100,000,000 2011/06/15
12559 CC Rabobank B.A. Ch Rongsheng European Warrants Dec 2011 A 0.550 4.88 per unit 2011/12/29 100,000,000 2011/06/15
12562 CC Rabobank B.A. Sands China European Warrants Jan 2012 0.250 20.500 2012/01/30 100,000,000 2011/06/15
12560 CC Rabobank B.A. Wynn Macau European Warrants Mar 2012 0.470 25.100 2012/03/30 100,000,000 2011/06/15
12584 SGA Societe Generale Acceptance N.V. A50 Ch Eu Wt Feb 2012 0.190 11.880 2012/02/06 300,000,000 2011/06/15
12585 SGA Societe Generale Acceptance N.V. A50 Ch Eu Wt Jul 12A 0.250 11.680 2012/07/25 300,000,000 2011/06/15
12586 SGA Societe Generale Acceptance N.V. A50 Ch Eu Wt Oct 2012 0.250 12.280 2012/10/15 300,000,000 2011/06/15
12583 UBS AG ICBC European Warrants Dec 2011 0.250 6.58 per unit 2011/12/19 100,000,000 2011/06/15
12604 Credit Suisse AG Agricultural Bank European Wts Sep 2011 B 0.150 4.39 per unit 2011/09/26 300,000,000 2011/06/16
12603 Credit Suisse AG CC Bank European Warrants Sep 2011 B 0.150 7.09 per unit 2011/09/26 300,000,000 2011/06/16
12606 Credit Suisse AG GCL-Poly Energy European Warrants Sep 11 0.150 4.79 per unit 2011/09/26 200,000,000 2011/06/16
12601 Credit Suisse AG HKEx European Warrants Nov 2011 0.150 168.10 per 100 units 2011/11/21 300,000,000 2011/06/16
12602 Credit Suisse AG HKEx European Warrants Dec 2011 0.150 175.18 per 100 units 2011/12/12 300,000,000 2011/06/16
12598 Credit Suisse AG HSI European Warrants Sep 2011 F 0.150 22,100 per 8,000 units 2011/09/29 300,000,000 2011/06/16
12599 Credit Suisse AG HSI European Warrants Sep 2011 G 0.150 22,300 per 8,000 units 2011/09/29 300,000,000 2011/06/16
12600 Credit Suisse AG HSI European Warrants Sep 2011 H 0.150 22,700 per 7,500 units 2011/09/29 300,000,000 2011/06/16
12608 Credit Suisse AG HSI European Put Warrants Sep 2011 I 0.150 21,700 per 8,000 units 2011/09/29 300,000,000 2011/06/16
12605 Credit Suisse AG ICBC European Warrants Sep 2011 A 0.150 6.10 per unit 2011/09/26 300,000,000 2011/06/16
12607 Credit Suisse AG Tencent Holdings Euro Put Wts Nov 2011 0.150 187.90 per 100 units 2011/11/07 300,000,000 2011/06/16
12587 HK Bank CHALCO European Warrants Sep 2013 0.150 8.000 2013/09/25 120,000,000 2011/06/16
12590 Macquarie Bank Ltd. BJ Ent Water European Warrants Nov 11 0.150 2.88 per unit 2011/11/09 200,000,000 2011/06/16
12596 Macquarie Bank Ltd. BYD European Warrants Oct 2011 0.150 25.880 2011/10/04 100,000,000 2011/06/16
12591 Macquarie Bank Ltd. CC Bank European Warrants Dec 2011 0.346 6.88 per unit 2011/12/16 200,000,000 2011/06/16
12595 Macquarie Bank Ltd. CC Bank European Put Warrants Dec 2011 0.250 6.40 per unit 2011/12/16 200,000,000 2011/06/16
12592 Macquarie Bank Ltd. Ch Ship Cont European Warrants Jan 12 0.281 3.18 per unit 2012/01/04 200,000,000 2011/06/16
12594 Macquarie Bank Ltd. Li & Fung European Warrants Oct 2012 0.251 20.000 2012/10/03 200,000,000 2011/06/16
12593 Macquarie Bank Ltd. Maanshan Iron European Wts Dec 2011 0.275 4.38 per unit 2011/12/16 200,000,000 2011/06/16
12588 SGA Societe Generale Acceptance N.V. BOCL Eu Wt Nov 2011 0.180 4.28 per unit 2011/11/28 200,000,000 2011/06/16
12597 SGA Societe Generale Acceptance N.V. CCB Eur Wt Sep 2011 D 0.260 7.08 per unit 2011/09/28 200,000,000 2011/06/16
12589 SGA Societe Generale Acceptance N.V. ICBC Eu Wt Oct 2011 D 0.300 6.08 per unit 2011/10/03 200,000,000 2011/06/16
12611 HK Bank Agricultural Bank European Warrants Dec 2011 0.250 4.50 per unit 2011/12/19 100,000,000 2011/06/17
12612 Macquarie Bank Ltd. BOCHK European Warrants Jun 2012 0.250 23.880 2012/06/04 200,000,000 2011/06/17
12613 Macquarie Bank Ltd. CITIC Bank European Warrants Dec 2011 0.351 5.50 per unit 2011/12/19 200,000,000 2011/06/17
12614 Standard Chartered Bank China Mobile Euro Wts Feb 2012 0.250 77.770 2012/02/29 100,000,000 2011/06/17
12616 Standard Chartered Bank A50 China European Warrants Apr 12 0.195 11.600 2012/04/20 100,000,000 2011/06/17
12615 Standard Chartered Bank YZ Coal European Warrants Mar 2012 0.250 36.880 2012/03/02 100,000,000 2011/06/17
12618 UBS AG Agricultural Bank European Warrants Dec 2011 0.250 4.13 per unit 2011/12/19 100,000,000 2011/06/17
12617 UBS AG BYD European Warrants Dec 2011 A 0.250 24.880 2011/12/19 100,000,000 2011/06/17

Strike level/
12619 UBS AG Tencent Holdings European Warrants Oct 2011 D 0.150 218.18 per 100 units 2011/10/31 200,000,000 2011/06/17
12620 UBS AG Tencent Holdings European Put Warrants Nov 2011 A 0.150 188 per 100 units 2011/11/07 200,000,000 2011/06/17
#
25670 SGA Societe Generale Acceptance N.V. HKEx Eu Wt Oct 2011 A 0.061 172 per 100 units 2011/10/03 300,000,000 2011/06/17
12621 BOCI Asia Ltd. BOCL European Warrants Jan 2012 0.250 4.28 per unit 2012/01/16 100,000,000 2011/06/20
12622 BOCI Asia Ltd. CC Bank European Warrants Jan 2012 0.250 7.88 per unit 2012/01/16 100,000,000 2011/06/20
12623 BOCI Asia Ltd. ICBC European Warrants Jan 2012 0.250 6.88 per unit 2012/01/16 100,000,000 2011/06/20
12627 BNP Paribas Arbit Issu B.V. BYD European Warrants Jun 2012 0.250 28.880 2012/06/04 90,000,000 2011/06/20
12628 BNP Paribas Arbit Issu B.V. A50 China Euro Wts Feb 2012 0.160 11.860 2012/02/02 100,000,000 2011/06/20
12626 BNP Paribas Arbit Issu B.V. SHK Ppt European Warrants Sep12 0.180 110 per 100 units 2012/09/04 100,000,000 2011/06/20
12633 Credit Suisse Cheung Kong European Put Warrants Dec 2011 0.250 102.380 2011/12/20 200,000,000 2011/06/20
12632 Credit Suisse AG HSI European Warrants Feb 2012 0.250 21,400 per 11,000 units 2012/02/28 500,000,000 2011/06/20
12631 Credit Suisse AG SHK Ppt European Warrants Dec 2011 0.250 119.880 2011/12/20 200,000,000 2011/06/20
12634 Credit Suisse AG SHK Ppt European Put Warrants Dec 2011 0.250 100.880 2011/12/20 200,000,000 2011/06/20
12630 HK Bank Zijin Mining European Warrants Dec 2011 A 0.250 4.28 per unit 2011/12/29 80,000,000 2011/06/20
12625 Macquarie Bank Ltd. China Life European Put Wts Feb 2012 A 0.250 25.500 2012/02/02 200,000,000 2011/06/20
12638 Macquarie Bank Ltd. CRCC European Warrants Jan 2012 0.250 7.77 per unit 2012/01/04 200,000,000 2011/06/20
12624 Macquarie Bank Ltd. HSBC European Warrants Jan 2012 0.307 85.000 2012/01/04 200,000,000 2011/06/20
12639 Macquarie Bank Ltd. Wharf European Warrants Jan 2012 0.281 59.000 2012/01/04 200,000,000 2011/06/20
12629 Standard Chartered Bank CC Bank European Warrants Dec 11A 0.550 6.48 per unit 2011/12/30 100,000,000 2011/06/20
12642 Standard Chartered Bank CNBM European Warrants May 2012 0.275 13.230 2012/05/07 100,000,000 2011/06/20
12641 Standard Chartered Bank HKEx European Warrants Mar 2012 0.176 161 per 100 units 2012/03/29 100,000,000 2011/06/20
12640 Standard Chartered Bank MTRC European Warrants Feb 2012 0.250 26.660 2012/02/01 100,000,000 2011/06/20
12635 SGA Societe Generale Acceptance N.V. BYD Eu Wt Dec 2011 0.290 22.680 2011/12/21 180,000,000 2011/06/20
12636 SGA Societe Generale Acceptance N.V. HSI Eur Wt Sep 2011 F 0.150 22,200 per 8,000 units 2011/09/29 300,000,000 2011/06/20
12637 SGA Societe Generale Acceptance N.V. HSI Eu Put Wt Nov 11A 0.150 21,400 per 8,000 units 2011/11/29 300,000,000 2011/06/20
#
11418 UBS AG AIA European Warrants Nov 2011 0.098 30.050 2011/11/28 200,000,000 2011/06/20
12650 BOCI Asia Ltd. BOC HK European Warrants Jul 2012 0.250 25.000 2012/07/04 100,000,000 2011/06/21
12652 BOCI Asia Ltd. HKEx European Put Warrants Dec 2011 0.150 160.80 per 100 units 2011/12/12 200,000,000 2011/06/21
12653 BOCI Asia Ltd. HSBC European Put Warrants Dec 2011 0.250 68.000 2011/12/28 100,000,000 2011/06/21
12651 BOCI Asia Ltd. KECL European Warrants Feb 2012 0.150 14.480 2012/02/29 100,000,000 2011/06/21
12656 Macquarie Bank Ltd. Hang Lung Ppt European Wts Apr 2012 0.252 36.880 2012/04/03 200,000,000 2011/06/21
12655 Macquarie Bank Ltd. MTRC European Warrants Oct 2012 0.250 30.000 2012/10/04 200,000,000 2011/06/21
12657 Macquarie Bank Ltd. Zijin Mining European Put Wts Feb 2012 0.250 3 per unit 2012/02/02 200,000,000 2011/06/21
12643 Merrill Lynch Int’l & Co. C.V. China Life Eu Wt Dec 2011 A 0.174 28.890 2011/12/28 80,000,000 2011/06/21
12644 Merrill Lynch Int’l & Co. C.V. China Life Eu Wt Dec 2011 B 0.151 29.890 2011/12/06 80,000,000 2011/06/21
12647 Merrill Lynch Int’l & Co. C.V. HSBC Euro Wts Nov 2011 A 0.168 87.490 2011/11/14 80,000,000 2011/06/21
12645 Merrill Lynch Int’l & Co. C.V. HSBC Euro Wts Dec 2011 D 0.370 80.690 2011/12/07 80,000,000 2011/06/21
12646 Merrill Lynch Int’l & Co. C.V. HSBC Euro Wts Dec 2011 E 0.238 84.890 2011/12/06 80,000,000 2011/06/21
12648 Merrill Lynch Int’l & Co. C.V. Tencent Euro Wts Dec 2011 A 0.280 209.99 per 100 units 2011/12/28 80,000,000 2011/06/21
12649 Merrill Lynch Int’l & Co. C.V. Tencent Euro Wts Feb 2012 0.250 229.99 per 100 units 2012/02/21 80,000,000 2011/06/21
12658 UBS AG BOCL European Warrants Nov 2011 0.150 4.29 per unit 2011/11/24 100,000,000 2011/06/21
12654 UBS AG China Unicom European Warrants Dec 2011 0.150 18.020 2011/12/12 100,000,000 2011/06/21
12660 UBS AG HSI European Warrants Dec 2011 0.150 23,800 per 9,000 units 2011/12/29 300,000,000 2011/06/21

Strike level/
12659 UBS AG ICBC European Warrants Dec 2011 A 0.250 6 per unit 2011/12/28 100,000,000 2011/06/21
#
11783 Credit Suisse AG HSI European Warrants Aug 2011 B 0.040 23,300 per 8,000 units 2011/08/30 300,000,000 2011/06/21
12671 BNP Paribas Arbit Issu B.V. Alibaba European Wts Oct 2012 0.250 12.280 2012/10/04 100,000,000 2011/06/22
12674 HK Bank AIA European Warrants Mar 2012 0.250 30.880 2012/03/26 150,000,000 2011/06/22
12673 HK Bank CC Bank European Warrants Nov 2011 0.250 7.38 per unit 2011/11/23 120,000,000 2011/06/22
12675 HK Bank ICBC European Warrants Dec 2011 0.250 6.40 per unit 2011/12/22 100,000,000 2011/06/22
12672 HK Bank Maanshan Iron European Warrants Dec 2011 0.250 4.50 per unit 2011/12/28 80,000,000 2011/06/22
12676 HK Bank Zhaojin Mining European Warrants Feb 2012 0.250 19.000 2012/02/14 100,000,000 2011/06/22
12677 Macquarie Bank Ltd. Galaxy Ent European Warrants Jan 2012 0.250 18.880 2012/01/04 200,000,000 2011/06/22
12662 Macquarie Bank Ltd. HSCEI European Put Warrants Dec 2011 A 0.252 12,000 per 4,500 units 2011/12/29 388,000,000 2011/06/22
12661 Macquarie Bank Ltd. HSI European Put Warrants Nov 2011 A 0.150 21,400 per 8,000 units 2011/11/29 388,000,000 2011/06/22
12663 Merrill Lynch Int’l & Co. C.V. AIA European Warrants Jan12 0.255 27.990 2012/01/10 80,000,000 2011/06/22
12664 Merrill Lynch Int’l & Co. C.V. AIA European Warrants Mar12 0.250 30.390 2012/03/07 80,000,000 2011/06/22
12669 Merrill Lynch Int’l & Co. C.V. AIA European Put Wts Jan 12 0.250 26.990 2012/01/30 80,000,000 2011/06/22
12665 Merrill Lynch Int’l & Co. C.V. BEA European Wts Jan 2012 0.265 32.990 2012/01/09 80,000,000 2011/06/22
12666 Merrill Lynch Int’l & Co. C.V. BEA European Wts Mar 2012 0.255 35.490 2012/03/12 80,000,000 2011/06/22
12667 Merrill Lynch Int’l & Co. C.V. BOC HK Euro Wts May 2012 0.260 23.890 2012/05/07 80,000,000 2011/06/22
12668 Merrill Lynch Int’l & Co. C.V. China Railway Eu Wt Mar 12 0.340 4.29 per unit 2012/03/12 80,000,000 2011/06/22
12670 Merrill Lynch Int’l & Co. C.V. HSI European Wts Sep 2011 F 0.151 22,900 per 8,000 units 2011/09/29 200,000,000 2011/06/22
12681 Standard Chartered Bank Tencent Hldg European Wts Nov 2011 0.180 215 per 100 units 2011/11/30 100,000,000 2011/06/22
12682 Standard Chartered Bank Zijin Mining European Wts Dec11 0.250 4.20 per unit 2011/12/30 100,000,000 2011/06/22
12680 SGA Societe Generale Acceptance N.V. CCoal Eur Wt Nov 2012 0.180 11.000 2012/11/28 300,000,000 2011/06/22
12679 SGA Societe Generale Acceptance N.V. CMB Euro Wts Apr 2012 0.250 19.580 2012/04/30 200,000,000 2011/06/22
12678 SGA Societe Generale Acceptance N.V. CPAir Eur Wt Jan 2012 0.190 18.000 2012/01/30 80,000,000 2011/06/22
12684 UBS AG AIA European Warrants Dec 2011 0.150 27.930 2011/12/05 100,000,000 2011/06/22
12683 UBS AG Sinopec Corp European Warrants Nov 2011 0.150 8.60 per unit 2011/11/21 100,000,000 2011/06/22
12685 UBS AG HSI European Warrants Nov 2011 A 0.150 23,400 per 9,000 units 2011/11/29 300,000,000 2011/06/22
12696 BOCI Asia Ltd. GCL-Poly Energy European Warrants Aug 2013 0.150 3.330 2013/08/30 300,000,000 2011/06/23
12722 Credit Suisse AG BOCL European Warrants Dec 2011 0.150 4.19 per unit 2011/12/05 200,000,000 2011/06/23
12715 Credit Suisse AG CNBM European Warrants Nov 2011 0.150 16.900 2011/11/28 150,000,000 2011/06/23
12721 Credit Suisse AG EvergrandeEuropean Warrants Dec 2011 0.250 5.08 per unit 2011/12/23 150,000,000 2011/06/23
12720 Credit Suisse AG HSBC European Wts Nov 2011 0.210 80.700 2011/11/28 300,000,000 2011/06/23
12713 Credit Suisse AG Lenovo European Warrants Nov 2011 0.150 4.89 per unit 2011/11/07 150,000,000 2011/06/23
12714 Credit Suisse AG PICC European Warrants Dec 2011 0.150 12.700 2011/12/19 150,000,000 2011/06/23
12693 HK Bank China COSCO European Warrants Mar 2012 0.500 6.88 per unit 2012/03/09 80,000,000 2011/06/23
12694 HK Bank HSI European Warrants Sep 2011 A 0.150 22,100 per 8,000 units 2011/09/29 200,000,000 2011/06/23
12695 HK Bank HSI European Warrants Dec 2011 G 0.250 21,800 per 9,000 units 2011/12/29 200,000,000 2011/06/23
12697 Macquarie Bank Ltd. Henderson Land Dev Euro Wts Jan 2012 0.258 55.000 2012/01/04 200,000,000 2011/06/23
12699 Macquarie Bank Ltd. Hunan Nonferrous European Wts Dec 2011 0.260 3.38 per unit 2011/12/23 200,000,000 2011/06/23
12698 Macquarie Bank Ltd. ZTE European Warrants Dec 2011 0.252 30.880 2011/12/23 200,000,000 2011/06/23
12688 Merrill Lynch Int’l & Co. C.V. Ch Comm Cons Eu Wt Nov 2013 0.168 6.600 2013/11/26 80,000,000 2011/06/23
12687 Merrill Lynch Int’l & Co. C.V. CNOOC European Wts Apr 2012 0.250 19.390 2012/04/26 80,000,000 2011/06/23
12686 Merrill Lynch Int’l & Co. C.V. CNOOC European Wts Nov 2012 0.250 21.690 2012/11/21 80,000,000 2011/06/23

Strike level/
12691 Merrill Lynch Int’l & Co. C.V. HKEx Eur Put Wts Dec 2011 D 0.154 160.90 per 100 units 2011/12/16 80,000,000 2011/06/23
12689 Merrill Lynch Int’l & Co. C.V. HSBC Euro Put Wt Feb 2012 0.620 76.990 2012/02/06 80,000,000 2011/06/23
12692 Merrill Lynch Int’l & Co. C.V. HSI Euro Put Wts Nov 2011 D 0.154 21,300 per 8,000 units 2011/11/29 200,000,000 2011/06/23
12690 Merrill Lynch Int’l & Co. C.V. Hutchison Eu Put Wt Nov 2011 0.300 77.990 2011/11/14 80,000,000 2011/06/23
12703 Nomura Int’l plc HSI European Warrants Sep 2011 0.151 22,500 per 7,500 units 2011/09/29 200,000,000 2011/06/23
12705 Nomura Int’l plc HSI European Warrants Oct 2011 0.153 22,600 per 8,000 units 2011/10/28 200,000,000 2011/06/23
12707 Nomura Int’l plc HSI European Warrants Nov 2011 0.150 22,500 per 9,800 units 2011/11/29 200,000,000 2011/06/23
12708 Nomura Int’l plc HSI European Put Warrants Sep 2011 0.208 22,800 per 8,000 units 2011/09/29 200,000,000 2011/06/23
12711 Nomura Int’l plc HSI European Put Warrants Oct 2011 0.195 22,400 per 8,000 units 2011/10/28 200,000,000 2011/06/23
12712 Nomura Int’l plc HSI European Put Warrants Dec 2011 0.157 21,300 per 8,800 units 2011/12/29 200,000,000 2011/06/23
12704 Nomura Int’l plc HSI European Warrants Sep 2011 A 0.151 22,200 per 8,000 units 2011/09/29 200,000,000 2011/06/23
12706 Nomura Int’l plc HSI European Warrants Oct 2011 A 0.152 22,800 per 8,000 units 2011/10/28 200,000,000 2011/06/23
12709 Nomura Int’l plc HSI European Put Warrants Sep 2011 B 0.155 22,100 per 8,000 units 2011/09/29 200,000,000 2011/06/23
12710 Nomura Int’l plc HSI European Put Warrants Sep 2011 C 0.158 21,700 per 8,000 units 2011/09/29 200,000,000 2011/06/23
12716 Standard Chartered Bank HSBC European Warrants Sep 2011 D 0.178 82.880 2011/09/23 100,000,000 2011/06/23
12718 Standard Chartered Bank ICBC European Warrants Oct 2011 0.180 6.38 per unit 2011/10/10 100,000,000 2011/06/23
12717 Standard Chartered Bank ICBC European Warrants Sep 2011 C 0.250 6.09 per unit 2011/09/26 100,000,000 2011/06/23
12719 Standard Chartered Bank ICBC European Warrants Dec 2011 A 0.250 6.68 per unit 2011/12/28 100,000,000 2011/06/23
12701 SGA Societe Generale Acceptance N.V. AGBK Eu Wt Jan 2012 0.260 4.48 per unit 2012/01/09 200,000,000 2011/06/23
12700 SGA Societe Generale Acceptance N.V. CCB Eur Wt Nov 2011 0.260 7.38 per unit 2011/11/30 200,000,000 2011/06/23
12702 SGA Societe Generale Acceptance N.V. ICBC Eu Wt Jan 2012 0.270 6.48 per unit 2012/01/09 200,000,000 2011/06/23
12723 UBS AG HKEx European Warrants Dec 2011 D 0.150 162.98 per 100 units 2011/12/22 300,000,000 2011/06/23
12725 UBS AG SPDR Gold Trust European Warrants Dec 2011 0.250 1,250 per 100 units 2011/12/23 100,000,000 2011/06/23
12724 UBS AG Tencent Holdings European Warrants Dec 2011 0.150 190.09 per 100 units 2011/12/12 200,000,000 2011/06/23
#
#
12764 Credit Suisse AG HKEx European Warrants Dec 2011 A 0.150 162.90 per 100 units 2011/12/20 300,000,000 2011/06/24
12768 Credit Suisse AG HSI European Put Warrants Oct 2011 0.150 20,700 per 8,500 units 2011/10/28 500,000,000 2011/06/24
12765 Credit Suisse AG HSI European Warrants Sep 2011 J 0.150 20,900 per 8,000 units 2011/09/29 500,000,000 2011/06/24
12766 Credit Suisse AG HSI European Warrants Sep 2011 K 0.150 21,100 per 8,000 units 2011/09/29 500,000,000 2011/06/24
12767 Credit Suisse AG HSI European Warrants Sep 2011 L 0.150 21,100 per 12,000 units 2011/09/29 500,000,000 2011/06/24
12761 Credit Suisse AG Tencent Holdings European Wts Sep 2011 E 0.150 200.10 per 100 units 2011/09/30 300,000,000 2011/06/24
12732 HK Bank Angang Steel European Warrants Jul 2013 0.250 8.680 2013/07/30 80,000,000 2011/06/24
12734 HK Bank China Mobile European Warrants Nov 2011 0.250 72.890 2011/11/14 150,000,000 2011/06/24
12733 HK Bank China Life European Warrants Jan 2012 0.180 27.290 2012/01/04 150,000,000 2011/06/24
12742 HK Bank China Life European Put Warrants Mar 2012 0.250 25.000 2012/03/16 150,000,000 2011/06/24
12735 HK Bank Geely Auto European Warrants Jun 2012 0.280 3.28 per unit 2012/06/27 80,000,000 2011/06/24
12740 HK Bank HSI European Warrants Sep 2013 0.250 25,000 per 12,000 units 2013/09/27 250,000,000 2011/06/24
12741 HK Bank HSI European Warrants Jun 2014 0.250 30,000 per 10,000 units 2014/06/27 250,000,000 2011/06/24
12744 HK Bank HSI European Put Warrants Dec 2013 0.250 16,888 per 10,000 units 2013/12/30 250,000,000 2011/06/24
12736 HK Bank Shimao Ppt European Warrants Dec 2013 0.250 11.000 2013/12/30 80,000,000 2011/06/24
12737 HK Bank SJM Holdings European Warrants Dec 2011 0.250 18.000 2011/12/28 80,000,000 2011/06/24
12738 HK Bank Tencent European Warrants Jan 2012 0.250 208.88 per 100 units 2012/01/20 150,000,000 2011/06/24

Strike level/
12743 HK Bank Tencent European Put Warrants Mar 2012 0.250 182.88 per 100 units 2012/03/09 150,000,000 2011/06/24
12739 HK Bank ZTE European Warrants Aug 2012 0.250 33.000 2012/08/16 80,000,000 2011/06/24
12730 Macquarie Bank Ltd. CHALCO European Put Warrants Jan 2012 0.282 5.23 per unit 2012/01/04 200,000,000 2011/06/24
12731 Macquarie Bank Ltd. BankComm European Put Wts Jan 2012 0.255 6.18 per unit 2012/01/04 200,000,000 2011/06/24
12745 Macquarie Bank Ltd. Sinopec Corp European Wts Jan 2012 0.420 8 per unit 2012/01/04 200,000,000 2011/06/24
12726 Macquarie Bank Ltd. HKEx European Warrants Jan 2013 0.250 160 per 100 units 2013/01/03 200,000,000 2011/06/24
12727 Macquarie Bank Ltd. HKEx European Put Warrants Jan 2012 0.331 128.000 2012/01/04 200,000,000 2011/06/24
12728 Merrill Lynch Int’l & Co. C.V. HSI European Wts Nov 2011 E 0.152 22,600 per 9,800 units 2011/11/29 200,000,000 2011/06/24
12729 Merrill Lynch Int’l & Co. C.V. HSI Euro Put Wts Oct 2011 G 0.150 20,700 per 8,500 units 2011/10/28 200,000,000 2011/06/24
12756 Nomura Int’l plc AIA European Warrants Dec 2011 0.150 27.880 2011/12/05 100,000,000 2011/06/24
12758 Nomura Int’l plc BOC HK European Warrants May 2012 0.167 23.880 2012/05/30 100,000,000 2011/06/24
12753 Nomura Int’l plc CC Bank European Warrants Dec 2011 0.264 6.88 per unit 2011/12/16 100,000,000 2011/06/24
12760 Nomura Int’l plc CC Bank European Put Warrants Dec 2011 0.267 6.40 per unit 2011/12/16 100,000,000 2011/06/24
12754 Nomura Int’l plc CITIC Bank European Warrants Dec 2011 0.250 5.50 per unit 2011/12/16 100,000,000 2011/06/24
12746 Nomura Int’l plc Cheung Kong European Warrants Dec 2011 0.280 128.880 2011/12/05 100,000,000 2011/06/24
12759 Nomura Int’l plc China Life European Warrants Dec 2011 A 0.150 27.880 2011/12/05 100,000,000 2011/06/24
12757 Nomura Int’l plc Minsheng Bank European Warrants Oct 2011 0.150 8.38 per unit 2011/10/10 100,000,000 2011/06/24
12752 Nomura Int’l plc CNOOC European Warrants Nov 2011 A 0.150 18.880 2011/11/30 100,000,000 2011/06/24
12750 Nomura Int’l plc Sinopec European Warrants Dec 2011 0.300 8.08 per unit 2011/12/28 100,000,000 2011/06/24
12751 Nomura Int’l plc HKEx European Warrants Apr 2012 0.150 178.88 per 100 units 2012/04/11 100,000,000 2011/06/24
12747 Nomura Int’l plc HSBC European Warrants Jan 2012 0.258 85.000 2012/01/04 100,000,000 2011/06/24
12748 Nomura Int’l plc Hutchison European Warrants Nov 2011 A 0.205 98.050 2011/11/11 100,000,000 2011/06/24
12749 Nomura Int’l plc JIANC European Warrants Dec 2011 0.265 24.980 2011/12/28 100,000,000 2011/06/24
12755 Nomura Int’l plc Yanzhou Coal European Warrants Oct 2011 A 0.150 34.380 2011/10/14 100,000,000 2011/06/24
12770 UBS AG China Mobile European Warrants Nov 2011 0.150 72.880 2011/11/14 200,000,000 2011/06/24
12769 UBS AG China Life European Warrants Dec 2011 0.250 25.280 2011/12/28 300,000,000 2011/06/24
12763 UBS AG A50 China European Warrants Feb 2012 0.150 11.900 2012/02/01 200,000,000 2011/06/24
12762 UBS AG HSBC European Warrants Nov 2011 0.200 80.730 2011/11/28 200,000,000 2011/06/24
12772 UBS AG HSI European Warrants Dec 2011 A 0.250 21,800 per 8,000 units 2011/12/29 300,000,000 2011/06/24
12773 UBS AG HSI European Put Warrants Oct 2011 A 0.150 20,800 per 8,500 units 2011/10/28 300,000,000 2011/06/24
12771 UBS AG Hutchison European Warrants Dec 2011 0.440 84.880 2011/12/28 300,000,000 2011/06/24
12784 HK Bank Alibaba European Warrants Dec 2012 0.250 13.280 2012/12/28 120,000,000 2011/06/27
12785 HK Bank BYD European Warrants Aug 2012 0.250 25.000 2012/08/13 100,000,000 2011/06/27
12789 HK Bank C Transmission European Warrants Feb 2012 0.250 10 per unit 2012/02/10 80,000,000 2011/06/27
12786 HK Bank Minsheng Bank European Warrants Dec 2011 0.270 7.88 per unit 2011/12/28 80,000,000 2011/06/27
12790 HK Bank Ch Ship Cont European Warrants Apr 2012 0.250 2.88 per unit 2012/04/10 80,000,000 2011/06/27
12787 HK Bank China Shenhua European Warrants Dec 2011 0.250 36.080 2011/12/28 120,000,000 2011/06/27
12788 HK Bank China Shenhua European Warrants Oct 2012 0.250 42.000 2012/10/18 150,000,000 2011/06/27
12791 HK Bank Evergrande European Warrants Mar 2012 0.450 5 per unit 2012/03/29 80,000,000 2011/06/27
12792 HK Bank Foxconn European Warrants Apr 2012 A 0.280 4 per unit 2012/04/23 80,000,000 2011/06/27
12794 Macquarie Bank Ltd. Esprit European Warrants Jan 2012 A 0.255 28.000 2012/01/04 200,000,000 2011/06/27
12782 Macquarie Bank Ltd. HSBC European Put Warrants Jan 2012 0.251 70.000 2012/01/04 200,000,000 2011/06/27
12781 Macquarie Bank Ltd. PetroChina European Wts Jan 2012 0.259 13.50 per unit 2012/01/04 200,000,000 2011/06/27

Strike level/
12795 Macquarie Bank Ltd. SHK Ppt European Warrants Jan 2012 0.258 130.000 2012/01/04 200,000,000 2011/06/27
12783 Macquarie Bank Ltd. Tencent European Put Warrants May 2012 0.259 170 per 100 units 2012/05/31 200,000,000 2011/06/27
12774 Merrill Lynch Int’l & Co. C.V. BOCL European Wts Nov 2011 0.151 4.39 per unit 2011/11/17 80,000,000 2011/06/27
12775 Merrill Lynch Int’l & Co. C.V. BOCL European Wts Dec 2011 0.151 4.19 per unit 2011/12/01 80,000,000 2011/06/27
12793 Merrill Lynch Int’l & Co. C.V. China Life Eu Wt Nov 2011 A 0.157 27.190 2011/11/21 80,000,000 2011/06/27
12776 Merrill Lynch Int’l & Co. C.V. CNOOC European Wts Dec 2011 0.152 18.690 2011/12/14 80,000,000 2011/06/27
12777 Merrill Lynch Int’l & Co. C.V. CNOOC European Wts Feb 2012 0.250 17.690 2012/02/14 80,000,000 2011/06/27
12778 Merrill Lynch Int’l & Co. C.V. HSBC Euro Wts Nov 2011 B 0.410 77.990 2011/11/29 80,000,000 2011/06/27
12780 Merrill Lynch Int’l & Co. C.V. HSCEI European Wts Jan 2012 0.250 12,500 per 5,000 units 2012/01/30 100,000,000 2011/06/27
12779 Merrill Lynch Int’l & Co. C.V. PetroChina Eu Wt Dec 2011 0.450 12.19 per unit 2011/12/30 80,000,000 2011/06/27
12796 Standard Chartered Bank China Unicom European Wts Feb12 0.250 14.280 2012/02/02 100,000,000 2011/06/27
12797 Standard Chartered Bank China Life European Wts Jan 2012 0.250 24.880 2012/01/04 100,000,000 2011/06/27
12798 Standard Chartered Bank GCL-Poly Energy European Wts Jul14 0.250 3.630 2014/07/31 100,000,000 2011/06/27
12799 UBS AG BYD European Warrants Dec 2011 B 0.150 22.730 2011/12/14 100,000,000 2011/06/27
12800 UBS AG CC Bank European Warrants Dec 2011 A 0.250 6.89 per unit 2011/12/09 200,000,000 2011/06/27
12801 UBS AG HKEx European Warrants Dec 2011 E 0.150 154.98 per 100 units 2011/12/01 300,000,000 2011/06/27
12802 UBS AG Hutchison European Warrants Dec 2011 A 0.430 80.880 2011/12/28 300,000,000 2011/06/27
12811 Credit Suisse AG CNOOC European Warrants Oct 2011 B 0.150 18.520 2011/10/24 300,000,000 2011/06/28
12803 HK Bank Sinopec Corp European Warrants Dec 2011 0.250 7.88 per unit 2011/12/28 100,000,000 2011/06/28
12807 Macquarie Bank Ltd. Angang Steel European Wts Jan 2012 0.253 9.98 per unit 2012/01/04 200,000,000 2011/06/28
12808 Macquarie Bank Ltd. HSCEI European Warrants Feb 2012 0.252 12,600 per 5,000 units 2012/02/28 388,000,000 2011/06/28
12809 Macquarie Bank Ltd. HSI European Warrants Dec 2011 0.166 22,400 per 8,000 units 2011/12/29 388,000,000 2011/06/28
12810 Macquarie Bank Ltd. HSI European Put Warrants Dec 2011 A 0.167 21,000 per 8,000 units 2011/12/29 388,000,000 2011/06/28
12806 Standard Chartered Bank CC Bank European Warrants Nov 11A 0.247 7.39 per unit 2011/11/23 100,000,000 2011/06/28
12804 Standard Chartered Bank Sinopec Corp European Wts May 2012 0.930 8.40 per unit 2012/05/30 100,000,000 2011/06/28
12805 Standard Chartered Bank Tencent Hldg European Wts Dec 2011 0.270 190 per 100 units 2011/12/12 100,000,000 2011/06/28
12812 UBS AG CC Bank European Warrants Dec 2011 B 0.340 6.49 per unit 2011/12/23 200,000,000 2011/06/28
#
29168 Citigroup Global Mkt H Inc. CNOOC European Wts Oct 2011 B 0.093 19.000 2011/10/25 120,000,000 2011/06/28
12820 BNP Paribas Arbit Issu B.V. Henganintl Euro Wts Apr 2016 0.250 76 per 100 units 2016/04/05 100,000,000 2011/06/29
12822 BNP Paribas Arbit Issu B.V. HSBC European Wts Dec 2015 0.160 79.90 per 100 units 2015/12/02 200,000,000 2011/06/29
12821 BNP Paribas Arbit Issu B.V. HSBC European Wts Jan 2012 A 0.250 92.000 2012/01/04 200,000,000 2011/06/29
12823 BNP Paribas Arbit Issu B.V. Hutchison Euro Wts Jan 2014 0.150 90 per 100 units 2014/01/03 200,000,000 2011/06/29
12817 HK Bank HSI European Warrants Dec 2011 H 0.250 20,000 per 13,000 units 2011/12/29 200,000,000 2011/06/29
12819 HK Bank HSI European Warrants Dec 2011 I 0.250 22,800 per 8,000 units 2011/12/29 250,000,000 2011/06/29
12818 HK Bank HSI European Warrants Dec 2011 J 0.250 21,800 per 9,000 units 2011/12/29 200,000,000 2011/06/29
12816 HK Bank HWL European Warrants Dec 2013 0.150 87.38 per 100 units 2013/12/16 200,000,000 2011/06/29
12813 Merrill Lynch Int’l & Co. C.V. CNOOC European Wts Jan 2012 0.151 19.990 2012/01/03 80,000,000 2011/06/29
12814 Merrill Lynch Int’l & Co. C.V. Ping An Euro Wts Dec 2012 A 0.152 71.32 per 100 units 2012/12/17 80,000,000 2011/06/29
12815 Merrill Lynch Int’l & Co. C.V. Tencent Eur Put Wt Feb 2012 0.250 179.99 per 100 units 2012/02/20 80,000,000 2011/06/29
12838 Barclays Bank plc China Mobile European Wts Jan 2012 0.250 72.500 2012/01/26 100,000,000 2011/06/30
12837 Barclays Bank plc CC Bank European Warrants Jan 2012 0.305 6.88 per unit 2012/01/26 100,000,000 2011/06/30
12840 Barclays Bank plc China Life European Warrants Jan 2012 0.251 25.800 2012/01/26 100,000,000 2011/06/30
12836 Barclays Bank plc CNOOC European Warrants Jul 2012 A 0.250 19.000 2012/07/03 100,000,000 2011/06/30

Strike level/
12834 Barclays Bank plc HSBC European Warrants Jan 2012 0.252 82.880 2012/01/26 100,000,000 2011/06/30
12835 Barclays Bank plc Hutchison European Warrants Nov 2011 0.275 88.850 2011/11/10 100,000,000 2011/06/30
12839 Barclays Bank plc ICBC European Warrants Jan 2012 0.250 6.38 per unit 2012/01/26 100,000,000 2011/06/30
12824 BNP Paribas Arbit Issu B.V. HK Gas European Warrants Sep12 0.250 17.150 2012/09/04 95,000,000 2011/06/30
12831 Merrill Lynch Int’l & Co. C.V. CK(H) Euro Put Warrants Jun12 0.250 119.99 per 100 units 2012/06/11 80,000,000 2011/06/30
12832 Merrill Lynch Int’l & Co. C.V. CK(H) Euro Put Warrants May13 0.250 108.99 per 100 units 2013/05/20 80,000,000 2011/06/30
12828 Merrill Lynch Int’l & Co. C.V. HS Bank Euro Wts May 2012 0.285 129.990 2012/05/21 80,000,000 2011/06/30
12825 Merrill Lynch Int’l & Co. C.V. HSBC Euro Wts Feb 2012 0.330 80.990 2012/02/15 80,000,000 2011/06/30
12826 Merrill Lynch Int’l & Co. C.V. HSBC Euro Wts Mar 2012 0.300 82.990 2012/03/12 80,000,000 2011/06/30
12827 Merrill Lynch Int’l & Co. C.V. HSBC Euro Wts Apr 2012 0.255 85.990 2012/04/16 80,000,000 2011/06/30
12830 Merrill Lynch Int’l & Co. C.V. HSBC Euro Put Wt May 2013 0.250 86.99 per 100 units 2013/05/13 80,000,000 2011/06/30
12833 Merrill Lynch Int’l & Co. C.V. HSBC Euro Put Wt Dec 2013 0.250 82.99 per 100 units 2013/12/11 80,000,000 2011/06/30
12829 Merrill Lynch Int’l & Co. C.V. Hutchison Euro Wts Jun 2012 0.335 99.990 2012/06/18 80,000,000 2011/06/30
12845 Standard Chartered Bank BOCL European Warrants Jan 2012 0.290 3.71 per unit 2012/01/30 100,000,000 2011/06/30
12844 Standard Chartered Bank China Mobile Euro Wts Nov 2011 0.390 69.890 2011/11/30 100,000,000 2011/06/30
12841 UBS AG CPIC European Warrants Dec 2011 0.250 33.330 2011/12/30 100,000,000 2011/06/30
12843 UBS AG HSI European Warrants Dec 2011 B 0.150 23,000 per 8,000 units 2011/12/29 300,000,000 2011/06/30
12842 UBS AG Tencent Holdings European Warrants Nov 2011 0.150 242 per 100 units 2011/11/21 200,000,000 2011/06/30
#
11337 Merrill Lynch Int’l & Co. C.V. CNOOC European Wts Oct 2011 0.051 19.990 2011/10/28 200,000,000 2011/06/30
#
22971 Credit Suisse AG HSBC European Wts Dec 2011 0.036 77.70 per 93 units 2011/12/12 600,000,000 2011/06/30
12859 BNP Paribas Arbit Issu B.V. Esprit European Wts May 2012 0.250 28.000 2012/05/03 80,000,000 2011/07/04
12860 BNP Paribas Arbit Issu B.V. Hang Lung Ppt Euro Wt May 2012 0.250 36.000 2012/05/03 80,000,000 2011/07/04
12861 BNP Paribas Arbit Issu B.V. Kerry Ppt European Wts May 12 0.280 40.500 2012/05/03 38,000,000 2011/07/04
12862 BNP Paribas Arbit Issu B.V. New World Dev Euro Wts Mar 13 0.250 12.280 2013/03/04 100,000,000 2011/07/04
12863 BNP Paribas Arbit Issu B.V. Shimao Ppt European Wts Aug 13 0.250 9.880 2013/08/02 100,000,000 2011/07/04
12846 Merrill Lynch Int’l & Co. C.V. HSCEI European Wts Jan 12A 0.255 13,300 per 4,000 units 2012/01/30 200,000,000 2011/07/04
12851 Merrill Lynch Int’l & Co. C.V. HSCEI Euro Put Wts Feb 2012 0.255 11,500 per 5,000 units 2012/02/28 200,000,000 2011/07/04
12849 Merrill Lynch Int’l & Co. C.V. HSI European Wts Feb 2012 0.250 21,100 per 8,000 units 2012/02/28 200,000,000 2011/07/04
12852 Merrill Lynch Int’l & Co. C.V. HSI Euro Put Wts Jan 2012 0.250 20,300 per 7,000 units 2012/01/30 200,000,000 2011/07/04
12853 Merrill Lynch Int’l & Co. C.V. HSI Euro Put Wts Mar 2012 0.151 19,899 per 9,000 units 2012/03/29 200,000,000 2011/07/04
12854 Merrill Lynch Int’l & Co. C.V. HSI Euro Put Wts May 2012 0.250 19,000 per 7,000 units 2012/05/30 200,000,000 2011/07/04
12857 Merrill Lynch Int’l & Co. C.V. HSI European Wts Dec 2011 F 0.175 21,900 per 8,000 units 2011/12/29 200,000,000 2011/07/04
12847 Merrill Lynch Int’l & Co. C.V. HSI European Wts Jan 2012 B 0.250 20,900 per 8,000 units 2012/01/30 200,000,000 2011/07/04
12848 Merrill Lynch Int’l & Co. C.V. HSI European Wts Jan 2012 C 0.165 22,000 per 8,000 units 2012/01/30 200,000,000 2011/07/04
12850 Merrill Lynch Int’l & Co. C.V. HSI European Wts Feb 2012 A 0.255 22,100 per 7,000 units 2012/02/28 200,000,000 2011/07/04
12856 Standard Chartered Bank China Life Euro Put Wts Feb 2012 A 0.250 23.880 2012/02/02 100,000,000 2011/07/04
12855 Standard Chartered Bank HKEx European Warrants Feb 2012 0.250 146.50 per 100 units 2012/02/28 100,000,000 2011/07/04
12864 BOCI Asia Ltd. China Mobile European Warrants Dec 2011 0.160 81.800 2011/12/02 100,000,000 2011/07/05
12898 BNP Paribas Arbit Issu B.V. Cathay Pacific Euro Wts Feb 12 0.190 18.020 2012/02/02 100,000,000 2011/07/05
12907 J P Morgan SP BV BOCL European Warrants Nov 2011 0.150 4.39 per unit 2011/11/17 200,000,000 2011/07/05
12906 J P Morgan SP BV BOCL European Warrants Dec 2011 0.150 4.19 per unit 2011/12/01 200,000,000 2011/07/05
12905 J P Morgan Int’l Der. Ltd. CC Bank European Wts Nov 2011 0.150 7.39 per unit 2011/11/23 200,000,000 2011/07/05

Strike level/
12903 J P Morgan Int’l Der. Ltd. CC Bank European Wts Dec 2011 A 0.236 6.89 per unit 2011/12/09 200,000,000 2011/07/05
12888 J P Morgan SP BV China Life European Warrants Nov 2011 0.150 26.380 2011/11/21 300,000,000 2011/07/05
12890 J P Morgan SP BV China Life European Warrants Nov 2011 A 0.150 27.880 2011/11/28 300,000,000 2011/07/05
12889 J P Morgan SP BV China Life European Warrants Dec 2011 A 0.150 28.880 2011/12/23 300,000,000 2011/07/05
12908 J P Morgan SP BV HKEx European Put Wts Dec 2011 A 0.150 160.70 per 100 units 2011/12/05 300,000,000 2011/07/05
12892 J P Morgan SP BV HSBC European Warrants Nov 2011 0.217 80.680 2011/11/28 200,000,000 2011/07/05
12894 J P Morgan SP BV HSBC European Warrants Nov 2011 A 0.303 78.000 2011/11/25 200,000,000 2011/07/05
12893 J P Morgan SP BV HSBC European Warrants Dec 2011 A 0.150 83.800 2011/12/05 200,000,000 2011/07/05
12891 J P Morgan SP BV Hutchison European Warrants Dec 2011 0.485 84.880 2011/12/19 100,000,000 2011/07/05
12895 J P Morgan SP BV ICBC European Warrants Dec 2011 0.370 6 per unit 2011/12/19 150,000,000 2011/07/05
12904 J P Morgan SP BV Tencent European Warrants Nov 2011 A 0.164 215 per 100 units 2011/11/28 200,000,000 2011/07/05
12868 Merrill Lynch Int’l & Co. C.V. Ag Bk European Wts Dec 2011 0.265 4.13 per unit 2011/12/13 80,000,000 2011/07/05
12869 Merrill Lynch Int’l & Co. C.V. Ag Bk European Wts Dec 11A 0.190 4.39 per unit 2011/12/06 80,000,000 2011/07/05
12870 Merrill Lynch Int’l & Co. C.V. BOCL European Wts Jan 2012 0.255 3.95 per unit 2012/01/05 80,000,000 2011/07/05
12871 Merrill Lynch Int’l & Co. C.V. CM Bank Euro Wts Apr 2012 0.190 19.590 2012/04/23 80,000,000 2011/07/05
12865 Merrill Lynch Int’l & Co. C.V. ICBC European Wts Nov 2011 0.247 6.29 per unit 2011/11/25 80,000,000 2011/07/05
12866 Merrill Lynch Int’l & Co. C.V. ICBC European Wts Dec 2011 0.390 5.99 per unit 2011/12/19 80,000,000 2011/07/05
12872 Merrill Lynch Int’l & Co. C.V. ICBC European Put Wts Dec11 0.415 5.79 per unit 2011/12/12 80,000,000 2011/07/05
12867 Merrill Lynch Int’l & Co. C.V. ICBC European Wts Dec 2011A 0.201 6.59 per unit 2011/12/15 80,000,000 2011/07/05
12875 SGA Societe Generale Acceptance N.V. AGBK Eu Wt Dec 2011 0.280 4.28 per unit 2011/12/12 200,000,000 2011/07/05
12876 SGA Societe Generale Acceptance N.V. BYD Eu Wt Feb 2012 0.250 28.880 2012/02/15 200,000,000 2011/07/05
12877 SGA Societe Generale Acceptance N.V. CCB Eur Wt Dec 2011 A 0.530 6.48 per unit 2011/12/28 130,000,000 2011/07/05
12878 SGA Societe Generale Acceptance N.V. CCB Eur Wt Dec 2011 B 0.350 6.88 per unit 2011/12/14 200,000,000 2011/07/05
12879 SGA Societe Generale Acceptance N.V. CLife Eu Wt Nov 2011C 0.250 24.280 2011/11/28 300,000,000 2011/07/05
12880 SGA Societe Generale Acceptance N.V. CLife Eu Wt Dec 2011B 0.210 25.280 2011/12/28 300,000,000 2011/07/05
12897 SGA Societe Generale Acceptance N.V. HSBC Eu Wt Mar 2016 0.150 78 per 100 units 2016/03/23 500,000,000 2011/07/05
12881 SGA Societe Generale Acceptance N.V. HSBC Eu Wt Oct 2011 C 0.250 78.880 2011/10/12 300,000,000 2011/07/05
12896 SGA Societe Generale Acceptance N.V. HSBC Eu Wt Jan 2012 A 0.430 75.000 2012/01/09 300,000,000 2011/07/05
12887 SGA Societe Generale Acceptance N.V. HSCEI Eu Wt Jan 2012 0.250 12,600 per 5,000 units 2012/01/30 200,000,000 2011/07/05
12885 SGA Societe Generale Acceptance N.V. HSI Eur Wt Dec 2011 D 0.190 21,800 per 8,000 units 2011/12/29 300,000,000 2011/07/05
12886 SGA Societe Generale Acceptance N.V. HSI Eu Put Wt Dec 11E 0.150 21,000 per 8,000 units 2011/12/29 300,000,000 2011/07/05
12874 SGA Societe Generale Acceptance N.V. HWL Eur Wt Dec 2011 0.750 80.880 2011/12/28 120,000,000 2011/07/05
12882 SGA Societe Generale Acceptance N.V. HWL Eur Wt Jan 2012 0.590 85.880 2012/01/11 120,000,000 2011/07/05
12884 SGA Societe Generale Acceptance N.V. HWL Eur Wt Feb 2012 0.280 98.880 2012/02/15 180,000,000 2011/07/05
12883 SGA Societe Generale Acceptance N.V. HWL Eur Wt Nov 2011 A 0.280 93.880 2011/11/30 200,000,000 2011/07/05
12873 UBS AG BOCL European Warrants Jan 2012 0.250 4 per unit 2012/01/10 100,000,000 2011/07/05
12901 UBS AG HSBC European Warrants Jan 2012 0.250 75.000 2012/01/10 300,000,000 2011/07/05
12899 UBS AG HSI European Warrants Nov 2011 B 0.150 22,500 per 9,800 units 2011/11/29 300,000,000 2011/07/05

Strike level/
12902 UBS AG HSI European Put Warrants Nov 2011 C 0.150 22,500 per 9,000 units 2011/11/29 300,000,000 2011/07/05
12900 UBS AG PetroChina European Warrants Dec 2012 0.150 12.020 2012/12/19 300,000,000 2011/07/05
12915 J P Morgan SP BV Anhui Conch European Warrants Jan 2012 0.280 40.000 2012/01/06 100,000,000 2011/07/06
12918 J P Morgan SP BV Zoomlion European Warrants Jan 2012 0.250 16.000 2012/01/06 200,000,000 2011/07/06
12917 J P Morgan SP BV Esprit European Wts Dec 2011 0.150 28.000 2011/12/23 100,000,000 2011/07/06
12914 J P Morgan SP BV Li & Fung European Warrants Jun 2012 0.250 18.000 2012/06/28 150,000,000 2011/07/06
12916 J P Morgan SP BV Shimao Property European Wts Jun 2013 0.250 10.000 2013/06/27 150,000,000 2011/07/06
12909 Merrill Lynch Int’l & Co. C.V. HKEx Euro Wts Mar 2012 0.151 160.99 per 100 units 2012/03/29 80,000,000 2011/07/06
12910 Merrill Lynch Int’l & Co. C.V. HKEx Euro Wts Dec 2011 E 0.153 162.89 per 100 units 2011/12/29 80,000,000 2011/07/06
12911 Merrill Lynch Int’l & Co. C.V. Hutchison Euro Wts Dec 2013 0.151 87.39 per 100 units 2013/12/16 80,000,000 2011/07/06
12912 Merrill Lynch Int’l & Co. C.V. Hutchison Euro Wt Nov 2011B 0.226 90.890 2011/11/09 80,000,000 2011/07/06
12913 UBS AG CC Bank European Warrants Nov 2011 0.150 7.39 per unit 2011/11/23 200,000,000 2011/07/06
12919 UBS AG CNOOC European Warrants Jan 2012 0.250 17.500 2012/01/10 300,000,000 2011/07/06
12939 BNP Paribas Arbit Issu B.V. BOCL European Wts Dec 2011 A 0.150 4.19 per unit 2011/12/02 200,000,000 2011/07/07
12938 BNP Paribas Arbit Issu B.V. CC Bank Euro Wts Jun 2012 0.390 7.60 per unit 2012/06/04 200,000,000 2011/07/07
12940 BNP Paribas Arbit Issu B.V. China Life Euro Wts Sep 2012 0.260 30.000 2012/09/04 200,000,000 2011/07/07
12937 BNP Paribas Arbit Issu B.V. ICBC European Wts Feb 2012 0.260 7 per unit 2012/02/02 200,000,000 2011/07/07
12941 BNP Paribas Arbit Issu B.V. Mongolia En Euro Wts Sep 2012 0.310 1.24 per unit 2012/09/04 44,000,000 2011/07/07
12936 BNP Paribas Arbit Issu B.V. Sh Petrochem Euro Wts Feb 2012 0.340 4.10 per unit 2012/02/02 30,000,000 2011/07/07
12942 BNP Paribas Arbit Issu B.V. Yurun Food Euro Wts Jul 2012 0.370 23.280 2012/07/03 100,000,000 2011/07/07
12935 HK Bank Esprit European Warrants Apr 2012 0.250 26.880 2012/04/27 100,000,000 2011/07/07
12934 Macquarie Bank Ltd. HSCEI European Put Warrants Jan 2012 0.250 12,100 per 5,000 units 2012/01/30 200,000,000 2011/07/07
12933 Macquarie Bank Ltd. New World Dev European Wts Aug 2013 0.258 13.000 2013/08/05 200,000,000 2011/07/07
12920 Merrill Lynch Int’l & Co. C.V. China Life Eu Wt Jan 2012 A 0.250 25.990 2012/01/27 80,000,000 2011/07/07
12921 Merrill Lynch Int’l & Co. C.V. China Life Eu Wt Feb 2012 0.255 27.290 2012/02/28 80,000,000 2011/07/07
12924 Merrill Lynch Int’l & Co. C.V. CNOOC European Wts May 2012 0.250 16.790 2012/05/07 80,000,000 2011/07/07
12922 Merrill Lynch Int’l & Co. C.V. Sinopec Euro Wts Jan 2012 0.455 8.29 per unit 2012/01/20 80,000,000 2011/07/07
12923 Merrill Lynch Int’l & Co. C.V. Sinopec Euro Wts Feb 2012 0.250 9.29 per unit 2012/02/20 80,000,000 2011/07/07
12925 Merrill Lynch Int’l & Co. C.V. Ping An Euro Wts Apr 2012 A 0.730 89.990 2012/04/24 80,000,000 2011/07/07
12926 SGA Societe Generale Acceptance N.V Anhui Conch Eu Wt Jan 12 0.370 42.880 2012/01/11 80,000,000 2011/07/07
12927 SGA Societe Generale Acceptance N.V. BOCL Eu Wt Jan 2012 0.280 3.88 per unit 2012/01/16 200,000,000 2011/07/07
12928 SGA Societe Generale Acceptance N.V. BOCL Eu Wt Jan 2012 A 0.250 3.98 per unit 2012/01/16 200,000,000 2011/07/07
12929 SGA Societe Generale Acceptance N.V. Ch Mob Eu Wt Jan 12A 0.430 71.880 2012/01/16 200,000,000 2011/07/07
12930 SGA Societe Generale Acceptance N.V. Ch Mob Eu Wt Jan 12B 0.300 75.880 2012/01/16 200,000,000 2011/07/07
12932 SGA Societe Generale Acceptance N.V. CP&CC Eur Wt Jan 2012 0.450 8.28 per unit 2012/01/16 100,000,000 2011/07/07
12931 SGA Societe Generale Acceptance N.V. Esprit Eu Wts Mar 12 0.250 25.800 2012/03/28 80,000,000 2011/07/07
12943 UBS AG HSI European Warrants Oct 2011 B 0.150 22,700 per 8,000 units 2011/10/28 300,000,000 2011/07/07
12944 UBS AG HSI European Put Warrants Oct 2011 C 0.150 21,700 per 9,000 units 2011/10/28 300,000,000 2011/07/07
#
11284 Standard Chartered Bank BOCL European Warrants Dec 2011 0.088 4.28 per unit 2011/12/01 150,000,000 2011/07/07
#
29926 Standard Chartered Bank China Life European Wts Dec 2011 B 0.217 26.280 2011/12/08 100,000,000 2011/07/07
12948 BOCI Asia Ltd. China Tel European Warrants Jan 2012 0.250 6 per unit 2012/01/16 100,000,000 2011/07/08

Strike level/
12946 BOCI Asia Ltd. PetroChina European Warrants Jan 2012 0.350 13.80 per unit 2012/01/09 100,000,000 2011/07/08
12947 BOCI Asia Ltd. Yurun Food European Warrants Mar 2012 0.350 23.000 2012/03/05 200,000,000 2011/07/08
12961 J P Morgan SP BV Alibaba European Warrants Jul 2012 0.250 13.880 2012/07/03 100,000,000 2011/07/08
12958 J P Morgan SP BV China Everbright European Wts Jan 2012 0.150 18.900 2012/01/26 200,000,000 2011/07/08
12960 J P Morgan SP BV China Tel European Warrants Jan 2012 0.350 5.38 per unit 2012/01/09 100,000,000 2011/07/08
12955 J P Morgan SP BV CITIC Bank European Warrants Jan 2012 0.350 5 per unit 2012/01/09 100,000,000 2011/07/08
12959 J P Morgan SP BV CNOOC European Warrants Nov 2011 0.150 18.900 2011/11/23 200,000,000 2011/07/08
12956 J P Morgan SP BV CNOOC European Warrants Jan 2012 0.250 16.880 2012/01/09 200,000,000 2011/07/08
12957 J P Morgan SP BV Sinopec Corp European Warrants Oct 2011 A 0.150 8.89 per unit 2011/10/31 100,000,000 2011/07/08
12954 J P Morgan SP BV PICC European Warrants Jan 2012 0.250 13.880 2012/01/26 200,000,000 2011/07/08
12949 Macquarie Bank Ltd. Agricultural Bk Euro Warrants May 2012 0.251 4.88 per unit 2012/05/03 200,000,000 2011/07/08
12951 Macquarie Bank Ltd. Belle Int’l European Warrants Apr 2012 0.250 18.800 2012/04/03 200,000,000 2011/07/08
12950 Macquarie Bank Ltd. BOCL European Warrants Feb 2012 0.250 4.38 per unit 2012/02/02 200,000,000 2011/07/08
12952 Macquarie Bank Ltd. China EB Ltd Euro Warrants Aug 2012 0.251 16.880 2012/08/02 200,000,000 2011/07/08
12945 Standard Chartered Bank China Mobile Euro Wts Jan 2012 0.150 80.880 2012/01/03 100,000,000 2011/07/08
12953 UBS AG HSI European Put Warrants Oct 2011 D 0.150 22,300 per 8,000 units 2011/10/28 300,000,000 2011/07/08
12987 Bank of East Asia Agricultural Bank Euro Warrants Apr 2012 0.280 4.888 per unit 2012/04/23 38,000,000 2011/07/11
12986 Bank of East Asia China Overseas Euro Warrants Jul 2012 0.250 18.688 2012/07/23 85,000,000 2011/07/11
12984 Bank of East Asia Esprit European Warrants Jan 2012 0.250 25.330 2012/01/20 60,000,000 2011/07/11
12985 Bank of East Asia Li & Fung European Warrants Jun 2012 0.250 16.494 2012/06/22 95,000,000 2011/07/11
12976 J P Morgan SP BV Agricultural Bk Euro Warrants Jan 2012 0.250 4.68 per unit 2012/01/11 150,000,000 2011/07/11
12977 J P Morgan SP BV Agricultural Bk Euro Warrants Jan 2012 A 0.272 4.38 per unit 2012/01/11 150,000,000 2011/07/11
12979 J P Morgan SP BV China Life European Warrants Nov 2011 B 0.150 29.880 2011/11/28 200,000,000 2011/07/11
12964 J P Morgan SP BV HSI European Warrants Nov 2011 0.150 22,500 per 9,800 units 2011/11/29 200,000,000 2011/07/11
12965 J P Morgan SP BV HSI European Warrants Dec 2011 0.150 23,000 per 10,000 units 2011/12/29 200,000,000 2011/07/11
12966 J P Morgan SP BV HSI European Warrants Jan 2012 0.250 23,500 per 6,000 units 2012/01/30 200,000,000 2011/07/11
12962 J P Morgan SP BV HSI European Put Warrants Nov 2011 0.150 22,500 per 9,000 units 2011/11/29 200,000,000 2011/07/11
12963 J P Morgan SP BV HSI European Put Warrants Nov 2011 A 0.150 22,000 per 9,000 units 2011/11/29 200,000,000 2011/07/11
12978 J P Morgan SP BV Huaneng Power European Warrants Jan 2012 0.250 4.68 per unit 2012/01/11 48,000,000 2011/07/11
12967 Macquarie Bank Ltd. BYD European Warrants Jan 2012 0.250 30.000 2012/01/31 100,000,000 2011/07/11
12968 Macquarie Bank Ltd. China Mobile European Wts Feb 2012 0.250 79.880 2012/02/02 200,000,000 2011/07/11
12969 Macquarie Bank Ltd. Dongfeng Motor European Wts Apr 2012 0.250 18.000 2012/04/27 100,000,000 2011/07/11
12970 Macquarie Bank Ltd. PICC P&C European Warrants Mar 2012 0.250 13.200 2012/03/02 200,000,000 2011/07/11
12972 SGA Societe Generale Acceptance N.V. AGBK Eu Wt Nov 2011 0.150 5.08 per unit 2011/11/30 200,000,000 2011/07/11
12971 SGA Societe Generale Acceptance N.V. AGBK Eu Wt Oct 2011 F 0.180 4.69 per unit 2011/10/24 200,000,000 2011/07/11

Strike level/
12980 SGA Societe Generale Acceptance N.V. CNBM Euro Wt Feb 2012 0.250 19.080 2012/02/22 100,000,000 2011/07/11
12973 SGA Societe Generale Acceptance N.V. Shenhua Eu Wt Jan2012 0.250 43.880 2012/01/16 50,000,000 2011/07/11
12974 SGA Societe Generale Acceptance N.V Evergrande Eu Wt Jan2012 0.380 6.68 per unit 2012/01/16 50,000,000 2011/07/11
12975 SGA Societe Generale Acceptance N.V. ICBC Eu Wt Nov 2011 0.250 6.68 per unit 2011/11/21 200,000,000 2011/07/11
12981 UBS AG China Mobile European Warrants Dec 2011 B 0.150 80.880 2011/12/30 200,000,000 2011/07/11
12982 UBS AG HKEx European Warrants Aug 2012 0.150 194 per 100 units 2012/08/06 500,000,000 2011/07/11
12983 UBS AG HSI European Put Warrants Oct 2011 E 0.150 23,100 per 9,000 units 2011/10/28 300,000,000 2011/07/11
12988 BOCI Asia Ltd. HKEx European Warrants Dec 2011 A 0.150 168.88 per 100 units 2011/12/19 300,000,000 2011/07/12
13001 BNP Paribas Arbit Issu B.V. Anhui Conch Eu Put Wt Feb 2012 0.450 35.000 2012/02/02 100,000,000 2011/07/12
12998 BNP Paribas Arbit Issu B.V. Ch Mobile Euro Wts Jul 2012 0.260 88.800 2012/07/03 100,000,000 2011/07/12
13000 BNP Paribas Arbit Issu B.V. A50 China Euro Wts Jan 2012 A 0.150 12.460 2012/01/09 100,000,000 2011/07/12
12999 BNP Paribas Arbit Issu B.V. Stanchart Euro Wts Jun 2012 0.250 227.80 per 100 units 2012/06/04 100,000,000 2011/07/12
13002 HK Bank HKEx European Warrants Sep 2012 0.250 188 per 100 units 2012/09/27 120,000,000 2011/07/12
13003 HK Bank HKEx European Put Warrants Sep 2012 0.250 155 per 100 units 2012/09/27 100,000,000 2011/07/12
13006 J P Morgan SP BV HKEx European Warrants Nov 2011 A 0.150 168.10 per 100 units 2011/11/21 200,000,000 2011/07/12
12989 J P Morgan SP BV HSBC European Warrants Nov 2011 B 0.150 88.880 2011/11/28 200,000,000 2011/07/12
13007 Macquarie Bank Ltd. Agile Ppt European Warrants Jun 2012 0.250 13.980 2012/06/04 200,000,000 2011/07/12
13004 Macquarie Bank Ltd. Brilliance Chi Euro Warrants Jul 2012 0.250 10.000 2012/07/12 200,000,000 2011/07/12
13008 Macquarie Bank Ltd. China COSCO European Warrants Feb 2012 0.369 8 per unit 2012/02/02 200,000,000 2011/07/12
12990 Merrill Lynch Int’l & Co. C.V. Ch Mobile Eur Wt Nov 2011 0.152 80.590 2011/11/01 80,000,000 2011/07/12
12992 Merrill Lynch Int’l & Co. C.V. Ch Telecom Eur Wt Nov 2011 0.280 5.19 per unit 2011/11/24 80,000,000 2011/07/12
12996 Merrill Lynch Int’l & Co. C.V. ChiUnicom Euro Wts Feb 2012 0.161 17.190 2012/02/08 80,000,000 2011/07/12
12997 Merrill Lynch Int’l & Co. C.V. ChiUnicom Eu Put Wt Jun2012 0.155 14.990 2012/06/25 80,000,000 2011/07/12
12991 Merrill Lynch Int’l & Co. C.V. Ch Mobile Eur Wt Jan 2012 B 0.153 80.890 2012/01/16 80,000,000 2011/07/12
12993 Merrill Lynch Int’l & Co. C.V. Ch Telecom Eu Wt Dec 2011 A 0.159 5.69 per unit 2011/12/12 80,000,000 2011/07/12
12994 Merrill Lynch Int’l & Co. C.V. ChiUnicom Eu Wts Dec 2011 A 0.164 16.290 2011/12/20 80,000,000 2011/07/12
12995 Merrill Lynch Int’l & Co. C.V. ChiUnicom Eu Wts Dec 2011 B 0.150 17.990 2011/12/28 80,000,000 2011/07/12
13005 UBS AG HSBC European Warrants Nov 2015 0.150 79.88 per 100 units 2015/11/30 500,000,000 2011/07/12
13022 Barclays Bank plc China Life European Warrants Dec 2011 0.183 28.930 2011/12/28 100,000,000 2011/07/13
13014 HK Bank AIA European Warrants Jun 2012 0.250 32.880 2012/06/18 120,000,000 2011/07/13
13020 HK Bank AIA European Put Warrants Jun 2012 0.250 25.000 2012/06/28 100,000,000 2011/07/13
13015 HK Bank Sinopec Corp European Warrants Feb 2012 0.330 8.88 per unit 2012/02/08 120,000,000 2011/07/13
13017 HK Bank PetroChina European Warrants Feb 2012 0.290 13.28 per unit 2012/02/08 100,000,000 2011/07/13
13021 HK Bank PetroChina European Put Warrants Jan 2013 0.250 11.180 2013/01/30 100,000,000 2011/07/13
13016 HK Bank Ch Rongsheng European Warrants Feb 2012 0.250 6 per unit 2012/02/28 80,000,000 2011/07/13
13018 HK Bank Tencent European Warrants Feb 2012 0.250 229 per 100 units 2012/02/08 160,000,000 2011/07/13
13019 HK Bank Tencent European Warrants Mar 2012 0.250 246 per 100 units 2012/03/29 160,000,000 2011/07/13
13025 J P Morgan SP BV CITIC Pacific Euro Wts May 2012 0.250 21.880 2012/05/30 100,000,000 2011/07/13
13024 J P Morgan SP BV Yurun Food European Warrants Jan 2012 0.250 25.000 2012/01/13 100,000,000 2011/07/13
13023 Standard Chartered Bank BOCL European Warrants Jan 2012 A 0.210 3.99 per unit 2012/01/03 100,000,000 2011/07/13
13010 SGA Societe Generale Acceptance N.V. BYD Eu Wt Mar 2012 0.270 33.880 2012/03/28 200,000,000 2011/07/13

Strike level/
13013 SGA Societe Generale Acceptance N.V. CP&CC Eu Wt Jan 2012A 0.330 9.08 per unit 2012/01/16 100,000,000 2011/07/13
13011 SGA Societe Generale Acceptance N.V. Dongfeng Eu Wt Jan 12 0.280 15.980 2012/01/16 100,000,000 2011/07/13
13012 SGA Societe Generale Acceptance N.V. Dongfeng Eu Wt Mar 12 0.250 18.280 2012/03/28 100,000,000 2011/07/13
13009 SGA Societe Generale Acceptance N.V. Gome Euro Wt Jan 2012 0.360 3.78 per unit 2012/01/16 60,000,000 2011/07/13
13026 UBS AG HSBC European Warrants Dec 2011 A 0.150 84.930 2011/12/05 200,000,000 2011/07/13
13027 UBS AG PetroChina European Warrants Feb 2013 0.150 13.000 2013/02/20 300,000,000 2011/07/13
13035 HK Bank Angang Steel European Warrants Nov 2013 0.250 9.880 2013/11/29 100,000,000 2011/07/14
13036 HK Bank China Agri European Warrants May 2013 0.250 9.800 2013/05/20 80,000,000 2011/07/14
13037 HK Bank CM Bank European Warrants Jun 2012 0.250 20.000 2012/06/08 120,000,000 2011/07/14
13038 HK Bank China Shenhua European Warrants Mar 2012 0.250 45.000 2012/03/12 120,000,000 2011/07/14
13039 HK Bank Jiangxi Copper European Warrants Feb 2012 0.250 30.880 2012/02/28 120,000,000 2011/07/14
13040 HK Bank SkyworthDig European Warrants Jun 2012 0.550 5.50 per unit 2012/06/15 80,000,000 2011/07/14
13043 J P Morgan SP BV Agile Ppt European Warrants Jan 2012 0.150 14.280 2012/01/18 150,000,000 2011/07/14
13044 J P Morgan SP BV BOC HK European Warrants Jun 2012 0.150 25.000 2012/06/26 150,000,000 2011/07/14
13045 J P Morgan SP BV Ch Comm Cons European Warrants Dec 2013 0.150 6.880 2013/12/20 250,000,000 2011/07/14
13042 J P Morgan SP BV CPIC European Warrants Jan 2012 0.250 33.880 2012/01/16 100,000,000 2011/07/14
13041 J P Morgan SP BV China Mengniu European Warrants Jan 2012 0.250 30.000 2012/01/16 100,000,000 2011/07/14
13033 Macquarie Bank Ltd. CC Bank European Put Warrants Feb 2012 0.292 5.68 per unit 2012/02/02 200,000,000 2011/07/14
13028 Merrill Lynch Int’l & Co. C.V. China Coal Eur Wts Jun 2013 0.176 11.890 2013/06/17 80,000,000 2011/07/14
13034 Merrill Lynch Int’l & Co. C.V. CK(H) European Wts Nov 2012 0.150 128.89 per 100 units 2012/11/08 80,000,000 2011/07/14
13031 Merrill Lynch Int’l & Co. C.V. Ch Shenhua Eu Wt Jan 2012 A 0.207 44.890 2012/01/11 80,000,000 2011/07/14
13029 Merrill Lynch Int’l & Co. C.V. SHK Ppt Euro Wts Jan 2012 0.570 127.990 2012/01/16 80,000,000 2011/07/14
13030 Merrill Lynch Int’l & Co. C.V. SHK Ppt Euro Wts Dec 2012 A 0.150 122.88 per 100 units 2012/12/10 80,000,000 2011/07/14
13032 Merrill Lynch Int’l & Co. C.V. Yanzhou Coal Eu Wt Feb 2012 0.250 35.990 2012/02/20 80,000,000 2011/07/14
13046 Standard Chartered Bank China Life European Wts Apr 2012 0.250 30.000 2012/04/27 300,000,000 2011/07/14
13047 Standard Chartered Bank China Life European Wts Jul 2012 0.250 32.000 2012/07/30 300,000,000 2011/07/14
13048 UBS AG China Life European Warrants Dec 2011 A 0.150 30.730 2011/12/21 300,000,000 2011/07/14
13076 Credit Suisse AG Agricultural Bank European Wts Dec 2011 0.200 4.14 per unit 2011/12/12 200,000,000 2011/07/15
13077 Credit Suisse AG AIA European Warrants Nov 2011 A 0.150 27.900 2011/11/30 200,000,000 2011/07/15
13075 Credit Suisse AG CC Bank European Warrants Dec 2011 A 0.300 6.49 per unit 2011/12/21 200,000,000 2011/07/15
13085 Citigroup Global Mkt H Inc. BOCL European Wts Feb 2012 0.250 3.88 per unit 2012/02/06 80,000,000 2011/07/15
13084 Citigroup Global Mkt H Inc. BankComm Euro Wts Feb 2012 A 0.250 7.88 per unit 2012/02/06 50,000,000 2011/07/15
13081 Citigroup Global Mkt H Inc. CITIC Bank Euro Wts Feb 2012 0.350 5.38 per unit 2012/02/06 50,000,000 2011/07/15
13082 Citigroup Global Mkt H Inc. China Life Euro Wts Feb 2012 0.250 28.880 2012/02/06 80,000,000 2011/07/15
13097 Citigroup Global Mkt H Inc. CM Bank European Wts May 2012 0.250 19.880 2012/05/14 80,000,000 2011/07/15
13083 Citigroup Global Mkt H Inc. CNBM Euro Warrants Feb 2012 0.250 19.280 2012/02/06 80,000,000 2011/07/15
13079 Citigroup Global Mkt H Inc. Esprit European Wts Feb 2012 0.250 28.880 2012/02/06 80,000,000 2011/07/15
13080 Citigroup Global Mkt H Inc. HKEx European Wts Dec 2011 A 0.150 164.10 per 100 units 2011/12/23 80,000,000 2011/07/15
13078 Citigroup Global Mkt H Inc. Maanshan Iron Eur Wts Feb 2012 0.250 4.28 per unit 2012/02/06 50,000,000 2011/07/15
13098 Citigroup Global Mkt H Inc. PICC P&C European Wts May 2012 0.250 14.880 2012/05/28 80,000,000 2011/07/15
13099 KBC Fin Products Int’l Ltd. Agricultural Bk Eu Wt Dec2011A 0.220 4.288 per unit 2011/12/07 128,000,000 2011/07/15

Strike level/
13100 KBC Fin Products Int’l Ltd. Agricultural Bk Eu Wt Dec2011B 0.170 4.50 per unit 2011/12/19 128,000,000 2011/07/15
13101 KBC Fin Products Int’l Ltd. AIA European Warrants Jan 2012 0.250 27.480 2012/01/16 188,000,000 2011/07/15
13102 KBC Fin Products Int’l Ltd. AIA Euro Warrants Jan 2012 A 0.250 28.880 2012/01/16 188,000,000 2011/07/15
13109 KBC Fin Products Int’l Ltd. BOCL Euro Put Wts Jan 2012 0.250 3.58 per unit 2012/01/16 108,000,000 2011/07/15
13107 KBC Fin Products Int’l Ltd. BOCL European Wts Jan 2012 A 0.320 3.68 per unit 2012/01/16 108,000,000 2011/07/15
13108 KBC Fin Products Int’l Ltd. BOCL European Wts Jan 2012 B 0.190 3.988 per unit 2012/01/09 158,000,000 2011/07/15
13091 KBC Fin Products Int’l Ltd. CC Bank Euro Wts Dec 2011 0.220 6.89 per unit 2011/12/09 158,000,000 2011/07/15
13090 KBC Fin Products Int’l Ltd. CC Bank Euro Wts Jan 2012 0.640 5.988 per unit 2012/01/16 108,000,000 2011/07/15
13095 KBC Fin Products Int’l Ltd. CC Bank Euro Put Wt Dec 2011 0.410 6.18 per unit 2011/12/28 98,000,000 2011/07/15
13092 KBC Fin Products Int’l Ltd. CC Bank Euro Wts Dec 2011 A 0.370 6.488 per unit 2011/12/21 128,000,000 2011/07/15
13103 KBC Fin Products Int’l Ltd. China Life Euro Wts Dec 2011 B 0.200 27.880 2011/12/05 158,000,000 2011/07/15
13104 KBC Fin Products Int’l Ltd. China Life Euro Wts Jan 2012 B 0.150 30.680 2012/01/03 158,000,000 2011/07/15
13105 KBC Fin Products Int’l Ltd. A50 Ch Euro Wts Jan 2012 0.150 12.488 2012/01/09 188,000,000 2011/07/15
13106 KBC Fin Products Int’l Ltd. A50 Ch Euro Wts Feb 2012 0.150 12.890 2012/02/06 188,000,000 2011/07/15
13088 KBC Fin Products Int’l Ltd. HKEx Euro Warrants Jan 2012 0.150 164.10 per 100 units 2012/01/03 198,000,000 2011/07/15
13089 KBC Fin Products Int’l Ltd. HKEx Euro Warrants Dec 2011 B 0.150 168.98 per 100 units 2011/12/22 198,000,000 2011/07/15
13093 KBC Fin Products Int’l Ltd. ICBC European Wts Jan 2012 0.210 6.488 per unit 2012/01/03 128,000,000 2011/07/15
13096 KBC Fin Products Int’l Ltd. ICBC Euro Put Wts Dec 2011 0.460 5.80 per unit 2011/12/16 98,000,000 2011/07/15
13094 KBC Fin Products Int’l Ltd. ICBC European Wts Jan 2012 A 0.300 6.188 per unit 2012/01/03 128,000,000 2011/07/15
13054 Macquarie Bank Ltd. Li Ning European Warrants Apr 2012 0.253 12.880 2012/04/03 200,000,000 2011/07/15
13049 Merrill Lynch Int’l & Co. C.V. HSCEI European Wts Mar 2012 0.183 12,600 per 6,000 units 2012/03/29 100,000,000 2011/07/15
13053 Merrill Lynch Int’l & Co. C.V. HSCEI Euro Put Wts Jan 2012 0.185 12,100 per 5,000 units 2012/01/30 100,000,000 2011/07/15
13050 Merrill Lynch Int’l & Co. C.V. HSI Euro Put Wts Jan 2012 D 0.250 21,500 per 7,000 units 2012/01/30 200,000,000 2011/07/15
13051 Merrill Lynch Int’l & Co. C.V. HSI Euro Put Wts Jan 2012 E 0.250 22,500 per 8,000 units 2012/01/30 200,000,000 2011/07/15
13052 Merrill Lynch Int’l & Co. C.V. HSI Euro Put Wts Jan 2012 F 0.255 23,200 per 9,000 units 2012/01/30 200,000,000 2011/07/15
13064 Nomura Int’l plc Agricultural Bk Euro Warrants Dec 2011 0.155 4.138 per unit 2011/12/12 100,000,000 2011/07/15
13063 Nomura Int’l plc Agricultural Bk Euro Warrants Apr 2012 0.158 4.88 per unit 2012/04/30 100,000,000 2011/07/15
13065 Nomura Int’l plc Agricultural Bk Euro Warrants Dec 2011 A 0.155 4.50 per unit 2011/12/12 100,000,000 2011/07/15
13066 Nomura Int’l plc AIA European Warrants Mar 2012 0.150 32.380 2012/03/05 100,000,000 2011/07/15
13073 Nomura Int’l plc BOCL European Warrants Jan 2012 0.155 4.16 per unit 2012/01/26 100,000,000 2011/07/15
13074 Nomura Int’l plc BOCL European Warrants Jan 2012 A 0.151 4.38 per unit 2012/01/26 100,000,000 2011/07/15
13062 Nomura Int’l plc China Mobile European Warrants Jan 2012 0.254 79.880 2012/01/26 100,000,000 2011/07/15
13061 Nomura Int’l plc CC Bank European Warrants Jan 2012 0.254 7.28 per unit 2012/01/26 100,000,000 2011/07/15
13060 Nomura Int’l plc CC Bank European Warrants Dec 2011 A 0.254 6.48 per unit 2011/12/23 100,000,000 2011/07/15
13070 Nomura Int’l plc China COSCO European Warrants Jan 2012 0.250 8 per unit 2012/01/16 100,000,000 2011/07/15
13058 Nomura Int’l plc CITIC P European Warrants Nov 2011 0.150 20.880 2011/11/28 100,000,000 2011/07/15
13071 Nomura Int’l plc Minsheng Bank European Warrants Dec 2011 0.160 7.88 per unit 2011/12/20 100,000,000 2011/07/15
13072 Nomura Int’l plc CPIC European Warrants Dec 2011 A 0.150 35.000 2011/12/28 100,000,000 2011/07/15
13055 Nomura Int’l plc HSBC European Warrants Jan 2012 A 0.259 90.000 2012/01/26 100,000,000 2011/07/15
13067 Nomura Int’l plc ICBC European Warrants Dec 2011 0.168 6.18 per unit 2011/12/23 100,000,000 2011/07/15
13068 Nomura Int’l plc ICBC European Warrants Dec 2011 A 0.159 6.41 per unit 2011/12/19 100,000,000 2011/07/15
13069 Nomura Int’l plc ICBC European Warrants Dec 2011 B 0.153 6.68 per unit 2011/12/20 100,000,000 2011/07/15
13057 Nomura Int’l plc KECL European Warrants Jul 2012 0.150 15.000 2012/07/30 100,000,000 2011/07/15

Strike level/
13056 Nomura Int’l plc Poly European Warrants Jan 2012 0.360 7.28 per unit 2012/01/16 100,000,000 2011/07/15
13059 Nomura Int’l plc Tencent Holdings Euro Warrants Nov 2011 0.150 238.88 per 100 units 2011/11/30 100,000,000 2011/07/15
13086 Standard Chartered Bank CNOOC European Warrants Dec 2011 0.150 18.690 2011/12/14 100,000,000 2011/07/15
13087 Standard Chartered Bank CNOOC European Warrants Feb 2012 0.250 17.680 2012/02/02 100,000,000 2011/07/15
13110 UBS AG CNOOC European Warrants Dec 2011 A 0.150 20.000 2011/12/23 300,000,000 2011/07/15
#
#
11940 Merrill Lynch Int’l & Co. C.V. HSI European Wts Nov 2011 A 0.045 23,500 per 9,000 units 2011/11/29 250,000,000 2011/07/15
#
21221 Credit Suisse AG CC Bank European Warrants Dec 2012 A 0.107 5.438 2012/12/17 400,000,000 2011/07/15
#
21222 Credit Suisse AG ICBC European Warrants Dec 2012 0.097 5.088 2012/12/17 400,000,000 2011/07/15
13155 Credit Suisse AG Agricultural Bank European Wts Jan 2012 0.250 3.88 per unit 2012/01/20 200,000,000 2011/07/18
13158 Credit Suisse AG BOCL European Warrants Dec 2011 A 0.150 3.95 per unit 2011/12/28 200,000,000 2011/07/18
13157 Credit Suisse AG EvergrandeEuropean Warrants Oct 2011 0.300 6.51 per unit 2011/10/24 80,000,000 2011/07/18
13156 Credit Suisse AG ICBC European Warrants Dec 2011 0.250 5.99 per unit 2011/12/19 200,000,000 2011/07/18
13154 Credit Suisse AG Tencent Holdings European Wts Nov 2011 0.150 214.90 per 100 units 2011/11/28 200,000,000 2011/07/18
13133 Citigroup Global Mkt H Inc. Alibaba Euro Warrants Jun 2012 0.150 13.900 2012/06/25 80,000,000 2011/07/18
13134 Citigroup Global Mkt H Inc. CC Bank European Wts Feb 2012 0.300 6.68 per unit 2012/02/06 50,000,000 2011/07/18
13135 Citigroup Global Mkt H Inc. CNOOC European Wts Dec 2011 A 0.150 18.700 2011/12/14 80,000,000 2011/07/18
13136 Citigroup Global Mkt H Inc. MTRC European Wts Apr 2012 0.250 27.380 2012/04/30 80,000,000 2011/07/18
13137 Citigroup Global Mkt H Inc. Goldwind European Wts Sep 2012 0.250 8.380 2012/09/03 80,000,000 2011/07/18
13115 HK Bank Agile Ppt European Warrants Jun 2012 0.250 15.000 2012/06/22 80,000,000 2011/07/18
13116 HK Bank Belle Int’l European Warrants Jun 2012 0.250 20.000 2012/06/08 80,000,000 2011/07/18
13117 HK Bank Li Ning European Warrants Mar 2012 0.250 12.380 2012/03/12 100,000,000 2011/07/18
13129 KBC Fin Products Int’l Ltd. Ch Mobile Euro Wt Jan 2012 B 0.490 72.180 2012/01/18 128,000,000 2011/07/18
13130 KBC Fin Products Int’l Ltd. Ch Mobile Euro Wt Jan 2012 C 0.450 73.180 2012/01/18 128,000,000 2011/07/18
13131 KBC Fin Products Int’l Ltd. Ch Mobile Euro Wt Jan 2012 D 0.250 81.180 2012/01/18 128,000,000 2011/07/18
13132 KBC Fin Products Int’l Ltd. Hutchison Euro Wts Dec 2011 0.300 96.000 2011/12/15 200,000,000 2011/07/18
13113 Macquarie Bank Ltd. Anta Sports European Warrants May 2012 0.251 13.880 2012/05/03 200,000,000 2011/07/18
13112 Macquarie Bank Ltd. Ch Southern Air European Wts Feb 2012 0.331 5.50 per unit 2012/02/02 100,000,000 2011/07/18
13114 Macquarie Bank Ltd. Lonking European Warrants Nov 2011 0.285 5.58 per unit 2011/11/17 100,000,000 2011/07/18
13111 Macquarie Bank Ltd. Goldwind European Warrants Dec 2012 0.253 9.880 2012/12/04 200,000,000 2011/07/18
13119 CC Rabobank B.A. BOCL European Warrants Jan 2012 0.200 3.99 per unit 2012/01/16 150,000,000 2011/07/18
13120 CC Rabobank B.A. China EB Ltd European Warrants Jan 2012 0.250 15.700 2012/01/30 100,000,000 2011/07/18
13122 CC Rabobank B.A. Ch Mobile European Warrants Jan 2012 0.250 80.280 2012/01/30 200,000,000 2011/07/18
13121 CC Rabobank B.A. C Transmission European Warrants Jan 2012 0.500 10.28 per unit 2012/01/30 100,000,000 2011/07/18
13128 CC Rabobank B.A. China Liansu European Warrants Sep 2012 0.250 6.880 2012/09/17 100,000,000 2011/07/18
13123 CC Rabobank B.A. Sinopec Corp European Warrants Jan 2012 0.550 8.29 per unit 2012/01/16 100,000,000 2011/07/18
13124 CC Rabobank B.A. Esprit European Warrants Dec 2011 A 0.150 28.000 2011/12/28 100,000,000 2011/07/18
13125 CC Rabobank B.A. Li & Fung European Warrants Feb 2012 0.250 14.880 2012/02/20 150,000,000 2011/07/18
13126 CC Rabobank B.A. SJM Holdings European Warrants Jan 2012 0.250 23.000 2012/01/30 150,000,000 2011/07/18
13127 CC Rabobank B.A. United Lab European Warrants Jul 2012 0.250 10.880 2012/07/23 100,000,000 2011/07/18
13146 RB of Scotland N.V. Agricultural Bk European Wts Jan 2012 0.151 4.38 per unit 2012/01/11 150,000,000 2011/07/18
13147 RB of Scotland N.V. BOCL European Warrants Jan 2012 0.151 3.88 per unit 2012/01/20 100,000,000 2011/07/18
13149 RB of Scotland N.V. China Mobile European Wts Jan 2012 0.251 81.800 2012/01/30 200,000,000 2011/07/18

Strike level/
13148 CC Rabobank B.A. CC Bank European Warrants Dec 2011 A 0.151 6.88 per unit 2011/12/16 100,000,000 2011/07/18
13152 RB of Scotland N.V. China Life European Wts Dec 2011 0.151 29.880 2011/12/05 250,000,000 2011/07/18
13153 RB of Scotland N.V. CNOOC European Warrants Dec 2011 A 0.151 18.690 2011/12/28 250,000,000 2011/07/18
13150 RB of Scotland N.V. HSBC European Warrants Jan 2012 0.151 85.000 2012/01/04 100,000,000 2011/07/18
13141 RB of Scotland N.V. HSI European Warrants Jan 2012 0.251 23,300 per 8,000 units 2012/01/30 250,000,000 2011/07/18
13142 RB of Scotland N.V. HSI European Put Warrants Jan 2012 0.251 22,300 per 10,000 units 2012/01/30 250,000,000 2011/07/18
13140 RB of Scotland N.V. HSI European Warrants Dec 2011 B 0.151 23,000 per 10,000 units 2011/12/29 250,000,000 2011/07/18
13143 RB of Scotland N.V. HSI European Put Warrants Jan 2012 A 0.251 22,600 per 8,000 units 2012/01/30 250,000,000 2011/07/18
13151 RB of Scotland N.V. HWL European Warrants Nov 2011 0.151 90.880 2011/11/08 100,000,000 2011/07/18
13144 SGA Societe Generale Acceptance N.V. PICC P&C Eu Wt May12 0.250 15.080 2012/05/09 120,000,000 2011/07/18
13145 SGA Societe Generale Acceptance N.V. Tencent Eu Wt Dec2011 0.170 228.88 per 100 units 2011/12/21 200,000,000 2011/07/18
13118 UBS AG AIA European Warrants Jan 2012 0.250 30.380 2012/01/18 300,000,000 2011/07/18
13138 UBS AG BYD European Warrants Nov 2011 A 0.150 32.000 2011/11/25 100,000,000 2011/07/18
13139 UBS AG HSI European Warrants Oct 2011 F 0.150 22,400 per 9,000 units 2011/10/28 300,000,000 2011/07/18
#
11152 J P Morgan SP BV China Mob European Wts Oct 2011 0.070 78.000 2011/10/13 150,000,000 2011/07/18
#
27288 Citigroup Global Mkt H Inc. Alibaba European Warrants Oct 11 0.044 13.880 2011/10/18 227,275,000 2011/07/18
#
29843 Citigroup Global Mkt H Inc. Hutchison Euro Wts Mar 2012 0.046 88.888 per 100 units 2012/03/21 217,400,000 2011/07/18
13201 Credit Suisse AG Anhui Conch European Warrants Dec 2011 0.300 42.190 2011/12/21 100,000,000 2011/07/19
13206 Credit Suisse AG CNOOC European Warrants Oct 2011 C 0.150 18.020 2011/10/24 300,000,000 2011/07/19
13207 Credit Suisse AG CNOOC European Warrants Oct 2011 D 0.150 17.020 2011/10/31 300,000,000 2011/07/19
13203 Credit Suisse AG HSI European Warrants Oct 2011 0.150 22,700 per 8,000 units 2011/10/28 300,000,000 2011/07/19
13205 Credit Suisse AG HSI European Warrants Dec 2011 0.150 21,900 per 8,000 units 2011/12/29 300,000,000 2011/07/19
13204 Credit Suisse AG HSI European Put Warrants Nov 2011 0.150 21,300 per 8,000 units 2011/11/29 300,000,000 2011/07/19
13200 Credit Suisse AG Jiangxi Copper European Wts Nov 2011 0.150 28.900 2011/11/28 150,000,000 2011/07/19
13171 HK Bank Anta Sports European Warrants Mar 2012 0.250 14.380 2012/03/30 80,000,000 2011/07/19
13170 HK Bank China Mobile European Warrants Jan 2012 0.250 80.000 2012/01/19 150,000,000 2011/07/19
13169 HK Bank Maanshan Iron European Warrants Feb 2012 0.250 3.88 per unit 2012/02/28 80,000,000 2011/07/19
13194 J P Morgan SP BV Poly HK Inv European Warrants Jun 2013 0.150 6.990 2013/06/24 100,000,000 2011/07/19
13189 KBC Fin Products Int’l Ltd. CC Bank Euro Wts Jan 2012 A 0.250 7.18 per unit 2012/01/19 128,000,000 2011/07/19
13178 KBC Fin Products Int’l Ltd. Henderson Land Dev Eu Wt Jan2012 0.250 56.880 2012/01/19 58,000,000 2011/07/19
13192 KBC Fin Products Int’l Ltd. Henderson Land Eu Put Wt Jan2012 0.420 46.880 2012/01/19 58,000,000 2011/07/19
13182 KBC Fin Products Int’l Ltd. Hang Lung Ppt Eur Wts Apr 2012 0.250 34.880 2012/04/05 48,000,000 2011/07/19
13193 KBC Fin Products Int’l Ltd. Hang Lung Ppt Eu Put Wt May 2012 0.320 28.800 2012/05/08 48,000,000 2011/07/19
13175 KBC Fin Products Int’l Ltd. HSBC European Wts Jan 2012 0.350 77.880 2012/01/19 108,000,000 2011/07/19
13176 KBC Fin Products Int’l Ltd. HSBC European Wts Feb 2012 0.250 82.880 2012/02/01 128,000,000 2011/07/19
13190 KBC Fin Products Int’l Ltd. HSBC Euro Put Wts Jan 2012 0.250 70.000 2012/01/19 108,000,000 2011/07/19
13179 KBC Fin Products Int’l Ltd. Hutchison Euro Wts Jan 2012 0.380 90.000 2012/01/19 128,000,000 2011/07/19
13180 KBC Fin Products Int’l Ltd. Hutchison Euro Wts Jan 2012 A 0.520 86.000 2012/01/19 128,000,000 2011/07/19
13183 KBC Fin Products Int’l Ltd. KECL European Wts Mar 2012 0.160 14.480 2012/03/07 68,000,000 2011/07/19
13184 KBC Fin Products Int’l Ltd. KECL European Wts Mar 2012 A 0.250 12.880 2012/03/15 68,000,000 2011/07/19
13177 KBC Fin Products Int’l Ltd. PWR Assets Euro Wts Apr 2012 0.490 58.000 2012/04/16 48,000,000 2011/07/19
13191 KBC Fin Products Int’l Ltd. PWR Assets Eur Put Wt Apr 2012 0.250 51.880 2012/04/16 48,000,000 2011/07/19

Strike level/
13181 KBC Fin Products Int’l Ltd. SHK Ppt European Wts Jan 2012 0.430 128.880 2012/01/19 80,000,000 2011/07/19
13186 KBC Fin Products Int’l Ltd. Tencent Holdings Eu Wt Dec 2011B 0.150 233.98 per 100 units 2011/12/15 108,000,000 2011/07/19
13185 KBC Fin Products Int’l Ltd. Tencent Holdings Eu Wt Jan 2012 0.270 202 per 100 units 2012/01/19 108,000,000 2011/07/19
13188 KBC Fin Products Int’l Ltd. Tencent Holdings Eu Wt Jan 2012A 0.150 226.98 per 100 units 2012/01/03 128,000,000 2011/07/19
13187 KBC Fin Products Int’l Ltd. Tencent Holdings Eu Wt Feb 2012 0.150 250 per 100 units 2012/02/24 108,000,000 2011/07/19
13174 KBC Fin Products Int’l Ltd. Wharf Euro Warrants Jan 2012 0.340 56.880 2012/01/19 68,000,000 2011/07/19
13168 Macquarie Bank Ltd. Longfor PPT European Warrants Jan 2012 0.250 15.880 2012/01/19 200,000,000 2011/07/19
13166 CC Rabobank B.A. Alibaba European Warrants Jun 2012 0.150 13.900 2012/06/25 150,000,000 2011/07/19
13161 CC Rabobank B.A. China Mer Hold European Warrants Jan 2012 0.350 31.000 2012/01/30 100,000,000 2011/07/19
13165 CC Rabobank B.A. China Oilfield European Warrants Jul 2012 0.250 15.480 2012/07/16 100,000,000 2011/07/19
13163 CC Rabobank B.A. CNBM European Warrants Jan 2012 0.250 19.880 2012/01/30 100,000,000 2011/07/19
13164 CC Rabobank B.A. Digital China European Warrants Jul 2012 0.250 13.480 2012/07/16 100,000,000 2011/07/19
13162 CC Rabobank B.A. Gome European Warrants Jan 2012 0.250 3.88 per unit 2012/01/30 100,000,000 2011/07/19
13167 CC Rabobank B.A. Lee & Man Paper Euro Warrants Jan 2012 0.500 4.88 per unit 2012/01/30 100,000,000 2011/07/19
13160 CC Rabobank B.A. Lonking European Warrants Jan 2012 0.400 4.70 per unit 2012/01/30 100,000,000 2011/07/19
13159 CC Rabobank B.A. Goldwind European Warrants Oct 2012 0.250 8.880 2012/10/22 100,000,000 2011/07/19
13195 CC Rabobank B.A. CC Bank European Warrants Dec 2011 B 0.151 6.48 per unit 2011/12/30 100,000,000 2011/07/19
13196 RB of Scotland N.V. China Life European Wts Sep 2012 0.251 32.000 2012/09/25 200,000,000 2011/07/19
13197 RB of Scotland N.V. HSBC European Warrants Jan 2012 A 0.251 82.880 2012/01/20 100,000,000 2011/07/19
13198 RB of Scotland N.V. HWL European Warrants Dec 2011 0.151 97.880 2011/12/09 100,000,000 2011/07/19
13199 RB of Scotland N.V. PetroChina European Warrants Dec 2012 0.151 12.000 2012/12/28 250,000,000 2011/07/19
13173 Standard Chartered Bank BOC HK European Warrants May 2012 0.195 23.880 2012/05/03 100,000,000 2011/07/19
13172 Standard Chartered Bank CC Bank Euro Warrants Dec 2011 B 0.150 6.89 per unit 2011/12/09 100,000,000 2011/07/19
13202 SGA Societe Generale Acceptance N.V. BOCL Eu Wt Feb 2012 0.280 3.58 per unit 2012/02/06 200,000,000 2011/07/19
13218 Barclays Bank plc HSI European Put Warrants Jan 2012 0.250 20,500 per 8,000 units 2012/01/30 150,000,000 2011/07/20
13217 Barclays Bank plc HSI European Warrants Dec 2011 A 0.150 21,800 per 9,000 units 2011/12/29 150,000,000 2011/07/20
13264 BNP Paribas Arbit Issu B.V. Agricultural Bank Eu Wt Aug 2012 0.250 5.20 per unit 2012/08/02 100,000,000 2011/07/20
13263 BNP Paribas Arbit Issu B.V. AIA European Warrants Aug 2012 0.250 32.000 2012/08/02 100,000,000 2011/07/20
13254 Citigroup Global Mkt H Inc. Anta Sports Euro Wts Apr 2012 0.250 12.880 2012/04/30 50,000,000 2011/07/20
13251 Citigroup Global Mkt H Inc. CITIC Pacific Eu Wt Apr 2012 0.250 19.880 2012/04/30 80,000,000 2011/07/20
13253 Citigroup Global Mkt H Inc. R&F Ppt European Wts Nov 2012 0.150 11.888 2012/11/09 80,000,000 2011/07/20
13252 Citigroup Global Mkt H Inc. Geely Auto Euro Wts Feb 2012 0.250 3.48 per unit 2012/02/06 50,000,000 2011/07/20
13249 Citigroup Global Mkt H Inc. HSCEI European Wts Jan 2012 0.150 12,638 per 5,000 units 2012/01/30 80,000,000 2011/07/20
13248 Citigroup Global Mkt H Inc. HSCEI Euro Put Wts Feb 2012 0.150 11,538 per 5,000 units 2012/02/28 80,000,000 2011/07/20
13247 Citigroup Global Mkt H Inc. HSI European Warrants Dec 2011 0.150 21,888 per 8,000 units 2011/12/29 80,000,000 2011/07/20
13250 Citigroup Global Mkt H Inc. HSI European Put Wts Nov 2011 0.150 21,338 per 8,000 units 2011/11/29 80,000,000 2011/07/20
13255 Citigroup Global Mkt H Inc. ICBC European Wts Dec 2011 A 0.200 6.008 per unit 2011/12/19 50,000,000 2011/07/20
13244 HK Bank Agricultural Bank European Warrants Jan 2012 0.250 4.18 per unit 2012/01/30 100,000,000 2011/07/20
13246 HK Bank BOCL European Warrants Feb 2012 0.250 3.88 per unit 2012/02/22 100,000,000 2011/07/20
13242 HK Bank CC Bank European Warrants Jan 2012 0.250 6.68 per unit 2012/01/20 120,000,000 2011/07/20
13238 HK Bank Cheung Kong European Warrants Jan 2012 0.470 115.000 2012/01/30 100,000,000 2011/07/20
13241 HK Bank CNOOC European Warrants Apr 2012 0.250 18.280 2012/04/20 100,000,000 2011/07/20
13239 HK Bank HWL European Warrants Jan 2012 A 0.330 85.000 2012/01/30 150,000,000 2011/07/20

Strike level/
13245 HK Bank ICBC European Warrants Jan 2012 0.250 6 per unit 2012/01/20 100,000,000 2011/07/20
13240 HK Bank SHK Ppt European Warrants Apr 2013 0.250 118 per 100 units 2013/04/18 100,000,000 2011/07/20
13243 HK Bank Yurun Food European Warrants Jan 2012 0.250 24.380 2012/01/20 80,000,000 2011/07/20
13223 KBC Fin Products Int’l Ltd. Agricultural Bk Eu Wt Jan 2012 0.280 3.88 per unit 2012/01/20 128,000,000 2011/07/20
13228 KBC Fin Products Int’l Ltd. Agricultural Eu Put Wt Jan 2012 0.250 3.58 per unit 2012/01/20 108,000,000 2011/07/20
13229 KBC Fin Products Int’l Ltd. AIA Euro Put Warrants Feb 2012 0.250 24.980 2012/02/01 108,000,000 2011/07/20
13231 KBC Fin Products Int’l Ltd. China Life Eur Put Wt Feb 2012 0.250 24.980 2012/02/01 108,000,000 2011/07/20
13232 KBC Fin Products Int’l Ltd. A50 Ch Euro Put Wts May 2012 0.150 12.780 2012/05/21 80,000,000 2011/07/20
13226 KBC Fin Products Int’l Ltd. HKEx European Put Wts Apr 2012 0.160 160 per 100 units 2012/04/20 108,000,000 2011/07/20
13225 KBC Fin Products Int’l Ltd. HSBC Euro Put Wts Dec 2011 D 0.260 68.000 2011/12/19 88,000,000 2011/07/20
13233 KBC Fin Products Int’l Ltd. HSI Euro Put Wts Nov 2011 0.150 21,500 per 8,000 units 2011/11/29 200,000,000 2011/07/20
13236 KBC Fin Products Int’l Ltd. HSI Euro Put Wts Jan 2012 0.150 20,200 per 7,000 units 2012/01/30 200,000,000 2011/07/20
13237 KBC Fin Products Int’l Ltd. HSI Euro Put Wts Mar 2012 0.150 19,800 per 9,000 units 2012/03/29 200,000,000 2011/07/20
13234 KBC Fin Products Int’l Ltd. HSI Euro Put Wts Nov 2011 A 0.150 22,000 per 9,000 units 2011/11/29 200,000,000 2011/07/20
13235 KBC Fin Products Int’l Ltd. HSI Euro Put Wts Dec 2011 C 0.150 21,000 per 8,000 units 2011/12/29 200,000,000 2011/07/20
13222 KBC Fin Products Int’l Ltd. Hutchison Euro Wts Jan 2012 B 0.430 84.880 2012/01/03 128,000,000 2011/07/20
13230 KBC Fin Products Int’l Ltd. ICBC Euro Put Wts Jan 2012 0.250 5 per unit 2012/01/20 108,000,000 2011/07/20
13224 KBC Fin Products Int’l Ltd. ICBC European Wts Jan 2012 B 0.250 5.88 per unit 2012/01/20 128,000,000 2011/07/20
13227 KBC Fin Products Int’l Ltd Tencent Hldgs Eu Put Wt Jan 2012 0.180 188.80 per 100 units 2012/01/09 108,000,000 2011/07/20
13214 Macquarie Bank Ltd. Agricultural Bk Euro Put Wt Feb 2012 0.255 3.50 per unit 2012/02/02 200,000,000 2011/07/20
13215 Macquarie Bank Ltd. BOCL European Put Warrants Mar 2012 0.251 3.28 per unit 2012/03/02 200,000,000 2011/07/20
13213 Macquarie Bank Ltd. ICBC European Warrants Feb 2012 0.268 6.28 per unit 2012/02/02 200,000,000 2011/07/20
13216 Macquarie Bank Ltd. ICBC European Put Warrants Feb 2012 0.254 5 per unit 2012/02/02 200,000,000 2011/07/20
13211 CC Rabobank B.A. Ch Ship Cont European Warrants Jan 2012 0.250 2.88 per unit 2012/01/30 100,000,000 2011/07/20
13212 CC Rabobank B.A. Shineway Pharm European Warrants Mar 2012 0.250 15.880 2012/03/19 100,000,000 2011/07/20
13210 CC Rabobank B.A. Ch Zhongwang European Warrants Jan 2012 0.350 4.28 per unit 2012/01/30 100,000,000 2011/07/20
13208 CC Rabobank B.A. Maanshan Iron European Wts Jan 2012 0.300 3.88 per unit 2012/01/30 100,000,000 2011/07/20
13209 CC Rabobank B.A. Shimao Ppt European Warrants Jun 2012 0.150 11.880 2012/06/29 100,000,000 2011/07/20
13261 RB of Scotland N.V. Agricultural Bk Euro Wts Jan 2012 A 0.251 4.08 per unit 2012/01/30 150,000,000 2011/07/20
13262 RB of Scotland N.V. BOCL European Warrants Feb 2012 0.151 4.15 per unit 2012/02/02 100,000,000 2011/07/20
13259 RB of Scotland N.V. ICBC European Warrants Jan 2012 0.251 6.18 per unit 2012/01/30 100,000,000 2011/07/20
13260 RB of Scotland N.V. ICBC European Warrants Jan 2012 A 0.151 6.48 per unit 2012/01/09 100,000,000 2011/07/20
13220 Standard Chartered Bank China Mobile Euro Put Wts Feb 2012 0.250 65.000 2012/02/02 100,000,000 2011/07/20
13219 Standard Chartered Bank CC Bank European Wts Jan 2012 A 0.420 5.99 per unit 2012/01/20 100,000,000 2011/07/20
13221 Standard Chartered Bank ICBC European Warrants Dec 2011 B 0.240 6.01 per unit 2011/12/19 100,000,000 2011/07/20
13256 UBS AG Agricultural Bank European Warrants Dec 2011 A 0.150 4.39 per unit 2011/12/06 200,000,000 2011/07/20
13258 UBS AG Hutchison European Warrants Dec 2013 0.150 87.38 per 100 units 2013/12/16 500,000,000 2011/07/20
13257 UBS AG Hutchison European Warrants Nov 2011 B 0.150 93.930 2011/11/23 300,000,000 2011/07/20
13270 BNP Paribas Arbit Issu B.V. Chi Resources Euro Wt Apr 2012 0.260 38.500 2012/04/03 60,000,000 2011/07/21
13272 BNP Paribas Arbit Issu B.V. CITIC Bank Euro Wts Feb 2012 0.270 5.23 per unit 2012/02/02 50,000,000 2011/07/21
13271 BNP Paribas Arbit Issu B.V. Li & Fung Euro Wts Oct 2012 0.250 14.480 2012/10/04 100,000,000 2011/07/21
13273 BNP Paribas Arbit Issu B.V. Zijin Mining Euro Wts Mar 2012 0.440 4.58 per unit 2012/03/02 40,000,000 2011/07/21
13301 HK Bank CHALCO European Warrants Mar 2012 0.270 7.28 per unit 2012/03/05 80,000,000 2011/07/21

Strike level/
13300 HK Bank Country Garden European Warrants Apr 2012 0.250 4.50 per unit 2012/04/25 80,000,000 2011/07/21
13295 HK Bank China Overseas European Warrants Jul 2012 0.250 20.000 2012/07/18 80,000,000 2011/07/21
13296 HK Bank China Tel European Warrants Feb 2012 0.250 5.88 per unit 2012/02/15 80,000,000 2011/07/21
13298 HK Bank CITIC Bank European Warrants Apr 2012 0.250 5.28 per unit 2012/04/13 80,000,000 2011/07/21
13294 HK Bank Li & Fung European Warrants Jul 2012 0.250 15.000 2012/07/10 80,000,000 2011/07/21
13297 HK Bank Lenovo European Warrants Feb 2012 0.250 5.50 per unit 2012/02/24 80,000,000 2011/07/21
13299 HK Bank Yanzhou Coal European Warrants Mar 2012 0.250 35.000 2012/03/08 100,000,000 2011/07/21
13274 KBC Fin Products Int’l Ltd. BEA European Warrants Mar 2012 0.150 35.500 2012/03/05 68,000,000 2011/07/21
13275 KBC Fin Products Int’l Ltd. Ch Mer Hold Euro Wts May 2012 0.250 33.180 2012/05/10 68,000,000 2011/07/21
13282 KBC Fin Products Int’l Ltd. Ch Mer Hold Eu Put Wt May 2012 0.250 28.880 2012/05/10 68,000,000 2011/07/21
13278 KBC Fin Products Int’l Ltd. Ch Overseas Euro Wts May 2012 0.290 16.880 2012/05/02 80,000,000 2011/07/21
13283 KBC Fin Products Int’l Ltd. China Overseas Eu Put Wt May12 0.250 15.180 2012/05/08 80,000,000 2011/07/21
13285 KBC Fin Products Int’l Ltd. China Tel Eur Put Wts Jan 2012 0.250 4.28 per unit 2012/01/26 58,000,000 2011/07/21
13281 KBC Fin Products Int’l Ltd. CNOOC European Wts Apr 2012 0.150 19.480 2012/04/20 98,000,000 2011/07/21
13286 KBC Fin Products Int’l Ltd. CNOOC Euro Put Wts Jul 2012 0.250 17.880 2012/07/03 80,000,000 2011/07/21
13276 KBC Fin Products Int’l Ltd. Sinopec Euro Wts Jan 2012 0.280 8.88 per unit 2012/01/26 80,000,000 2011/07/21
13277 KBC Fin Products Int’l Ltd. Sinopec Euro Wts Feb 2012 0.250 9.68 per unit 2012/02/15 80,000,000 2011/07/21
13279 KBC Fin Products Int’l Ltd. China Tel Euro Wts Jan 2012 A 0.400 5 per unit 2012/01/26 58,000,000 2011/07/21
13290 KBC Fin Products Int’l Ltd. HSCEI Euro Put Wts Jan 2012 0.170 12,100 per 5,000 units 2012/01/30 100,000,000 2011/07/21
13291 KBC Fin Products Int’l Ltd. HSCEI Euro Put Wts Feb 2012 0.150 11,500 per 5,000 units 2012/02/28 100,000,000 2011/07/21
13288 KBC Fin Products Int’l Ltd. HSI European Wts Jan 2012 0.250 20,600 per 8,800 units 2012/01/30 200,000,000 2011/07/21
13287 KBC Fin Products Int’l Ltd. HSI European Wts Dec 2011 D 0.150 21,800 per 9,000 units 2011/12/29 200,000,000 2011/07/21
13292 KBC Fin Products Int’l Ltd. HSI European Wts Dec 2011 E 0.150 22,400 per 8,000 units 2011/12/29 200,000,000 2011/07/21
13289 KBC Fin Products Int’l Ltd. HSI European Wts Jan 2012 A 0.250 21,200 per 8,000 units 2012/01/30 200,000,000 2011/07/21
13293 KBC Fin Products Int’l Ltd. PetroChina Euro Wts Oct 2011 0.150 12.88 per unit 2011/10/31 98,000,000 2011/07/21
13280 KBC Fin Products Int’l Ltd. PetroChina Euro Wts Jan 2012 A 0.250 13.88 per unit 2012/01/26 98,000,000 2011/07/21
13284 KBC Fin Products Int’l Ltd Tencent Holdings Eu Put Wt Jan12B 0.250 210 per 100 units 2012/01/26 108,000,000 2011/07/21
13302 Macquarie Bank Ltd. CNBM European Warrants Feb 2012 0.250 19.880 2012/02/02 200,000,000 2011/07/21
13269 Macquarie Bank Ltd. China Railway European Wts Feb 2012 0.250 4.08 per unit 2012/02/02 150,000,000 2011/07/21
13303 Macquarie Bank Ltd. Zhaojin Mining Euro Warrants May 2012 0.252 18.080 2012/05/03 200,000,000 2011/07/21
13267 CC Rabobank B.A. China COSCO European Warrants Jan 2012 0.400 6.88 per unit 2012/01/30 100,000,000 2011/07/21
13265 CC Rabobank B.A. Cheung Kong European Warrants Nov 2011 0.250 128.880 2011/11/28 150,000,000 2011/07/21
13266 CC Rabobank B.A. Datang European Warrants Mar 2012 0.300 2.88 per unit 2012/03/19 100,000,000 2011/07/21
13268 CC Rabobank B.A. MCC European Warrants Jan 2012 0.250 3.18 per unit 2012/01/30 100,000,000 2011/07/21
13306 RB of Scotland N.V. CHALCO European Warrants Oct 2013 0.151 8.000 2013/10/02 100,000,000 2011/07/21
13305 RB of Scotland N.V. BYD European Warrants Jun 2012 0.251 28.888 2012/06/25 300,000,000 2011/07/21
13307 RB of Scotland N.V. A50 China European Warrants Oct 2012 0.151 12.280 2012/10/15 250,000,000 2011/07/21
13308 RB of Scotland N.V. A50 China European Put Wts May 2012 0.151 12.800 2012/05/28 250,000,000 2011/07/21
13304 UBS AG China Tel European Warrants Dec 2011 0.150 5.69 per unit 2011/12/12 100,000,000 2011/07/21
#
27250 Standard Chartered Bank AIA European Warrants Nov 2011 0.055 30.000 2011/11/28 200,000,000 2011/07/21
13335 Citigroup Global Mkt H Inc. BYD European Warrants Feb 2012 0.250 25.880 2012/02/06 80,000,000 2011/07/22
13333 Citigroup Global Mkt H Inc. China Tel Euro Wts Feb 2012 0.250 5.88 per unit 2012/02/06 50,000,000 2011/07/22
13334 Citigroup Global Mkt H Inc. Ch Railway Cons Eu Wt Feb 2012 0.250 6.88 per unit 2012/02/06 50,000,000 2011/07/22

Strike level/
13336 Citigroup Global Mkt H Inc. GCL-Poly Energy Eu Wt Feb 2012 0.300 5.18 per unit 2012/02/06 80,000,000 2011/07/22
13332 Citigroup Global Mkt H Inc. Li & Fung European Wt Jun 2012 0.150 16.513 2012/06/18 80,000,000 2011/07/22
13321 J P Morgan Int’l Der. Ltd. CC Bank European Wts Jan 2012 0.327 6.50 per unit 2012/01/26 200,000,000 2011/07/22
13326 KBC Fin Products Int’l Ltd. Anhui Conch Euro Wts Jan 2012 0.490 39.980 2012/01/03 80,000,000 2011/07/22
13327 KBC Fin Products Int’l Ltd. CITIC P European Wts Jul 2012 0.250 20.380 2012/07/18 80,000,000 2011/07/22
13330 KBC Fin Products Int’l Ltd. CITIC Pac Euro Put Wt Jul 2012 0.370 18.880 2012/07/18 80,000,000 2011/07/22
13328 KBC Fin Products Int’l Ltd. Jiangxi Copper Eu Wts Dec 2011 0.260 26.900 2011/12/12 80,000,000 2011/07/22
13329 KBC Fin Products Int’l Ltd. Jiangxi Copper Eu Wts Feb 2012 0.250 28.880 2012/02/15 80,000,000 2011/07/22
13324 Macquarie Bank Ltd. Anhui Conch European Warrants Feb 2012 0.428 44.080 2012/02/02 200,000,000 2011/07/22
13322 Macquarie Bank Ltd. Alibaba European Warrants Jul 2012 0.253 12.580 2012/07/04 200,000,000 2011/07/22
13323 Macquarie Bank Ltd. China Mengniu European Wts Feb 2012 A 0.250 30.280 2012/02/02 200,000,000 2011/07/22
13331 Macquarie Bank Ltd. Ch Rongsheng Euro Warrants Jan 2012 0.419 6.50 per unit 2012/01/26 200,000,000 2011/07/22
13309 Merrill Lynch Int’l & Co. C.V. Ag Bk European Wts Jan 2012 0.153 4.69 per unit 2012/01/10 80,000,000 2011/07/22
13310 Merrill Lynch Int’l & Co. C.V. Ag Bk European Wts Feb 2012 0.430 3.89 per unit 2012/02/06 80,000,000 2011/07/22
13313 Merrill Lynch Int’l & Co. C.V. Ag Bk Euro Put Wts Feb 2012 0.270 3.69 per unit 2012/02/13 80,000,000 2011/07/22
13311 Merrill Lynch Int’l & Co. C.V. BOCL European Wts Feb 2012 0.250 3.69 per unit 2012/02/06 80,000,000 2011/07/22
13314 Merrill Lynch Int’l & Co. C.V. BOCL Euro Put Wts Feb 2012 0.260 3.39 per unit 2012/02/13 80,000,000 2011/07/22
13312 Merrill Lynch Int’l & Co. C.V. ICBC European Wts Feb 2012 0.510 5.60 per unit 2012/02/06 80,000,000 2011/07/22
13315 Merrill Lynch Int’l & Co. C.V. ICBC Euro Put Wts Feb 2012 0.260 5.10 per unit 2012/02/13 80,000,000 2011/07/22
13320 CC Rabobank B.A. AviChina European Warrants Mar 2012 0.500 5.48 per unit 2012/03/19 100,000,000 2011/07/22
13318 CC Rabobank B.A. BJ Ent Water European Warrants Mar 2012 0.300 2.48 per unit 2012/03/19 100,000,000 2011/07/22
13319 CC Rabobank B.A. China Tel European Warrants Jan 2012 0.150 6 per unit 2012/01/09 100,000,000 2011/07/22
13317 CC Rabobank B.A. Shun Tak European Warrants Jan 2012 0.550 5.28 per unit 2012/01/30 100,000,000 2011/07/22
13316 CC Rabobank B.A. Tsingtao Brew European Warrants Mar 2012 0.600 52.880 2012/03/19 100,000,000 2011/07/22
13325 UBS AG ICBC European Warrants Dec 2012 0.150 5 per 10 units 2012/12/10 500,000,000 2011/07/22
#
11538 Merrill Lynch Int’l & Co. C.V. AIA European Warrants Nov11 0.064 29.990 2011/11/28 200,000,000 2011/07/22
#
13350 BNP Paribas Arbit Issu B.V. Agricultural Bank Eu Wt Mar 12 0.370 4.50 per unit 2012/03/02 200,000,000 2011/07/25
13349 BNP Paribas Arbit Issu B.V. CC Bank Euro Wts Mar 2012 0.410 6.60 per unit 2012/03/02 200,000,000 2011/07/25
13347 BNP Paribas Arbit Issu B.V. CITIC Pacific Eu Wt Feb 2012 A 0.250 17.000 2012/02/02 90,000,000 2011/07/25
13348 BNP Paribas Arbit Issu B.V. SJM Holdings Euro Wts Mar 2012 0.310 23.000 2012/03/02 100,000,000 2011/07/25
13356 Credit Suisse AG China Tel European Warrants Dec 2011 0.150 5.69 per unit 2011/12/12 150,000,000 2011/07/25
13357 Credit Suisse AG China Mobile European Warrants Dec 2011 A 0.150 77.700 2011/12/22 300,000,000 2011/07/25
13358 Credit Suisse AG PICC European Warrants Mar 2012 0.250 15.880 2012/03/26 150,000,000 2011/07/25
13337 HK Bank Evergrande European Warrants Jul 2013 0.250 6.500 2013/07/30 80,000,000 2011/07/25
13353 KBC Fin Products Int’l Ltd. China Shenhua Eu Wt Jan 2012 0.420 38.380 2012/01/26 80,000,000 2011/07/25
13351 KBC Fin Products Int’l Ltd. Esprit European Wts May 2012 0.150 27.980 2012/05/10 68,000,000 2011/07/25
13355 KBC Fin Products Int’l Ltd. Jiangxi Copper Eu Put Wt Feb12 0.250 23.680 2012/02/20 80,000,000 2011/07/25
13352 KBC Fin Products Int’l Ltd. Tsingtao Brew Eu Wts Jul 2012 0.590 50.000 2012/07/03 38,000,000 2011/07/25
13354 KBC Fin Products Int’l Ltd. Tsingtao Brew Eu Put Wt Jul 12 0.390 40.000 2012/07/03 38,000,000 2011/07/25
13338 Macquarie Bank Ltd. Shanshui Cement European Wts Dec 2012 0.250 11.080 2012/12/04 200,000,000 2011/07/25
13342 CC Rabobank B.A. Agricultural Bk Euro Warrants Jan 2012 0.150 4.68 per unit 2012/01/09 150,000,000 2011/07/25
13343 CC Rabobank B.A. AIA European Warrants Mar 2012 0.150 30.880 2012/03/19 200,000,000 2011/07/25

Strike level/
13339 CC Rabobank B.A. CSR Times European Warrants Feb 2012 0.300 31.000 2012/02/06 100,000,000 2011/07/25
13340 CC Rabobank B.A. HSBC European Warrants Feb 2012 0.250 83.000 2012/02/06 200,000,000 2011/07/25
13341 CC Rabobank B.A. Yuexiu Property Euro Warrants Feb 2012 0.250 1.60 per unit 2012/02/06 100,000,000 2011/07/25
13346 Standard Chartered Bank CNBM European Warrants Mar 2012 0.260 18.600 2012/03/30 100,000,000 2011/07/25
13345 UBS AG BOCL European Warrants Jan 2012 A 0.150 3.72 per unit 2012/01/18 100,000,000 2011/07/25
13344 UBS AG CC Bank European Warrants Jan 2012 0.380 5.99 per unit 2012/01/09 200,000,000 2011/07/25
13400 BNP Paribas Arbit Issu B.V. CNBM European Wts Feb 2012 0.250 17.500 2012/02/02 100,000,000 2011/07/26
13401 BNP Paribas Arbit Issu B.V. Evergrande Euro Wts Mar 2012 0.740 6.40 per unit 2012/03/02 100,000,000 2011/07/26
13407 BNP Paribas Arbit Issu B.V. Galaxy Ent Euro Wts Aug 2012 0.400 20.000 2012/08/02 100,000,000 2011/07/26
13370 Citigroup Global Mkt H Inc. China Agri Euro Wts Dec 2012 0.150 9.188 2012/12/20 80,000,000 2011/07/26
13373 Citigroup Global Mkt H Inc. Ch Comm Cons Euro Wts Apr 2013 0.150 6.188 2013/04/16 80,000,000 2011/07/26
13374 Citigroup Global Mkt H Inc. Lonking European Wts Feb 2012 0.300 4.18 per unit 2012/02/06 50,000,000 2011/07/26
13371 Citigroup Global Mkt H Inc. Shimao Ppt Euro Wts Oct 2012 0.150 11.130 2012/10/10 80,000,000 2011/07/26
13372 Citigroup Global Mkt H Inc. Yurun Food Euro Wts Feb 2012 0.250 23.880 2012/02/06 80,000,000 2011/07/26
13367 HK Bank Anhui Conch European Warrants Jun 2012 0.320 45.380 2012/06/15 80,000,000 2011/07/26
13368 HK Bank Lonking European Warrants Sep 2012 0.570 4.38 per unit 2012/09/11 80,000,000 2011/07/26
13404 KBC Fin Products Int’l Ltd. Anhui Conch Eu Put Wt Mar 2012 0.350 34.880 2012/03/15 68,000,000 2011/07/26
13403 KBC Fin Products Int’l Ltd. BOC HK European Wts Apr 2012 0.250 22.180 2012/04/02 80,000,000 2011/07/26
13402 KBC Fin Products Int’l Ltd. BankComm Euro Wts Jan 2012 0.250 7.538 per 1 units 2012/01/26 68,000,000 2011/07/26
13406 KBC Fin Products Int’l Ltd. BankComm Eur Put Wt Feb 2012 0.300 6 per unit 2012/02/08 68,000,000 2011/07/26
13405 KBC Fin Products Int’l Ltd. CC Bank Euro Put Wt Feb 2012 0.270 5.48 per unit 2012/02/01 80,000,000 2011/07/26
13364 Macquarie Bank Ltd. Bank of EA European Warrants Jan 2012 0.150 33.000 2012/01/04 100,000,000 2011/07/26
13365 Macquarie Bank Ltd. Li & Fung European Warrants Jun 2012 0.150 16.500 2012/06/15 200,000,000 2011/07/26
13359 Merrill Lynch Int’l & Co. C.V. AIA Euro Warrants Feb 2012 0.250 26.190 2012/02/03 80,000,000 2011/07/26
13363 Merrill Lynch Int’l & Co. C.V. AIA Euro Put Wts Apr 2012 0.250 23.990 2012/04/23 80,000,000 2011/07/26
13360 Merrill Lynch Int’l & Co. C.V. China Railway Eu Wt Mar 12A 0.340 3.79 per unit 2012/03/26 80,000,000 2011/07/26
13362 Merrill Lynch Int’l & Co. C.V. Tencent Euro Wts Mar 2012 0.265 214.99 per 100 units 2012/03/05 80,000,000 2011/07/26
13361 Merrill Lynch Int’l & Co. C.V. Tencent Euro Wts May 2012 0.250 241.99 per 100 units 2012/05/14 80,000,000 2011/07/26
13386 Nomura Int’l plc Anhui Conch European Warrants Jan 2012 0.256 48.000 2012/01/26 100,000,000 2011/07/26
13392 Nomura Int’l plc AIA European Warrants Jan 2012 0.150 30.350 2012/01/26 100,000,000 2011/07/26
13378 Nomura Int’l plc Angang Steel European Warrants Nov 2013 0.150 9.880 2013/11/29 100,000,000 2011/07/26
13382 Nomura Int’l plc Ch East Air European Warrants Jan 2012 0.268 4.48 per unit 2012/01/26 100,000,000 2011/07/26
13396 Nomura Int’l plc China Life European Warrants Jan 2012 0.250 26.280 2012/01/26 100,000,000 2011/07/26
13395 Nomura Int’l plc China Life European Warrants Feb 2012 0.150 28.928 2012/02/06 100,000,000 2011/07/26
13384 Nomura Int’l plc CNOOC European Warrants Jan 2012 A 0.210 17.688 2012/01/26 100,000,000 2011/07/26
13385 Nomura Int’l plc CNOOC European Warrants Apr 2012 0.150 20.980 2012/04/02 100,000,000 2011/07/26
13387 Nomura Int’l plc Ch South Air European Warrants Jan 2012 0.270 5.88 per unit 2012/01/26 100,000,000 2011/07/26
13388 Nomura Int’l plc China Shenhua European Warrants Dec 2011 0.153 44.880 2011/12/28 100,000,000 2011/07/26
13393 Nomura Int’l plc CSR European Warrants Mar 2012 0.604 7.28 per unit 2012/03/30 30,000,000 2011/07/26
13397 Nomura Int’l plc A50 China European Warrants Feb 2012 A 0.150 12.380 2012/02/29 100,000,000 2011/07/26
13381 Nomura Int’l plc HKEx European Warrants Apr 2012 A 0.150 161 per 100 units 2012/04/02 100,000,000 2011/07/26
13375 Nomura Int’l plc Henderson Land Dev Euro Warrants Dec 2011 0.150 55.000 2011/12/28 100,000,000 2011/07/26
13376 Nomura Int’l plc Hutchison European Warrants Jan 2012 0.250 95.980 2012/01/26 100,000,000 2011/07/26

Strike level/
13379 Nomura Int’l plc JIANC European Warrants Jan 2012 0.300 26.880 2012/01/26 100,000,000 2011/07/26
13380 Nomura Int’l plc JIANC European Warrants Feb 2012 0.250 29.980 2012/02/29 100,000,000 2011/07/26
13398 Nomura Int’l plc Lonking European Warrants Jan 2012 0.250 4.88 per unit 2012/01/26 100,000,000 2011/07/26
13394 Nomura Int’l plc Ping An European Warrants Jan 2012 0.275 88.880 2012/01/26 100,000,000 2011/07/26
13390 Nomura Int’l plc Ch Rongsheng European Warrants Jan 2012 0.280 6.68 per unit 2012/01/26 100,000,000 2011/07/26
13389 Nomura Int’l plc Sinopharm European Warrants Jan 2012 0.151 31.000 2012/01/26 100,000,000 2011/07/26
13377 Nomura Int’l plc Sh Petrochem European Warrants Jan 2012 0.250 4.08 per unit 2012/01/26 100,000,000 2011/07/26
13383 Nomura Int’l plc Tencent Holdings Euro Warrants Jan 2012 0.250 210 per 100 units 2012/01/26 100,000,000 2011/07/26
13399 Nomura Int’l plc United Lab European Warrants Jun 2012 0.250 10.880 2012/06/29 100,000,000 2011/07/26
13391 Nomura Int’l plc Yanzhou Coal European Warrants Feb 2012 0.151 36.880 2012/02/24 100,000,000 2011/07/26
13366 Standard Chartered Bank Weichai Power Euro Wts Jan 2012 0.280 53.300 2012/01/30 50,000,000 2011/07/26
13369 UBS AG CC Bank European Warrants Jan 2012 A 0.250 7 per unit 2012/01/30 200,000,000 2011/07/26
13428 BOCI Asia Ltd. Agricultural Bk European Warrants Feb 2012 0.250 4.68 per unit 2012/02/06 100,000,000 2011/07/27
13429 BOCI Asia Ltd. AIA European Warrants Jan 2012 0.160 28.880 2012/01/16 100,000,000 2011/07/27
13430 BOCI Asia Ltd. China Life European Warrants Feb 2012 0.160 28.880 2012/02/06 100,000,000 2011/07/27
13436 Citigroup Global Mkt H Inc. Hutchison Euro Wts Dec 2011 A 0.200 95.980 2011/12/05 80,000,000 2011/07/27
13413 HK Bank C Transmission European Warrants Apr 2013 0.250 8.280 2013/04/26 80,000,000 2011/07/27
13409 HK Bank Galaxy Ent European Warrants Sep 2012 0.250 22.380 2012/09/12 80,000,000 2011/07/27
13412 HK Bank PICC European Warrants Jul 2012 0.250 16.880 2012/07/09 100,000,000 2011/07/27
13410 HK Bank Shanghai Electric European Warrants Sep 2012 0.250 4.38 per unit 2012/09/18 80,000,000 2011/07/27
13411 HK Bank Zijin Mining European Warrants Apr 2012 0.250 5.88 per unit 2012/04/13 80,000,000 2011/07/27
13426 J P Morgan Int’l Der. Ltd. CC Bank European Wts Jan 2012 A 0.257 7.28 per unit 2012/01/31 200,000,000 2011/07/27
13427 J P Morgan SP BV Sinopec Corp European Warrants Dec 2011 0.545 8 per unit 2011/12/28 200,000,000 2011/07/27
13439 J P Morgan SP BV HSI European Put Warrants Jan 2012 0.250 21,500 per 8,000 units 2012/01/30 200,000,000 2011/07/27
13438 J P Morgan SP BV HSI European Warrants Jan 2012 A 0.250 22,000 per 8,000 units 2012/01/30 200,000,000 2011/07/27
13435 KBC Fin Products Int’l Ltd. BOC HK Euro Put Wts May 2012 0.250 21.800 2012/05/02 80,000,000 2011/07/27
13431 KBC Fin Products Int’l Ltd. BYD European Warrants Dec 2011 0.150 28.880 2011/12/23 68,000,000 2011/07/27
13432 KBC Fin Products Int’l Ltd. BYD European Warrants Mar 2012 0.350 24.880 2012/03/15 68,000,000 2011/07/27
13433 KBC Fin Products Int’l Ltd. BYD European Warrants Jul 2012 0.250 33.000 2012/07/10 68,000,000 2011/07/27
13434 KBC Fin Products Int’l Ltd. BYD European Put Wts Apr 2012 0.350 22.880 2012/04/20 68,000,000 2011/07/27
13415 Macquarie Bank Ltd. CITIC Pacific European Wts Apr 2012 0.196 19.900 2012/04/25 200,000,000 2011/07/27
13414 Macquarie Bank Ltd. Melco Int’l Dev European Wts Sep 2012 0.250 9.080 2012/09/04 200,000,000 2011/07/27
13437 RB of Scotland N.V. HSBC European Warrants Apr 2016 0.151 78 per 100 units 2016/04/05 100,000,000 2011/07/27
13408 Standard Chartered Bank BOCL European Warrants Apr 2012 0.250 3.88 per unit 2012/04/02 100,000,000 2011/07/27
13417 SGA Societe Generale Acceptance N.V. Ch Mob Eu Wt Feb 2012 0.150 86.880 2012/02/27 200,000,000 2011/07/27
13416 SGA Societe Generale Acceptance N.V. CCB Eur Wt Jan 2012 0.190 7.18 per unit 2012/01/18 200,000,000 2011/07/27
13421 SGA Societe Generale Acceptance N.V. HKEx Eu Wt Jan 2012 0.150 154.99 per 100 units 2012/01/16 500,000,000 2011/07/27
13423 SGA Societe Generale Acceptance N.V. HKEx Eu Wt Sep 2012 0.150 170 per 100 units 2012/09/24 500,000,000 2011/07/27
13425 SGA Societe Generale Acceptance N.V. HKEx Eu Put Wt Dec 11 0.150 160.70 per 100 units 2011/12/05 500,000,000 2011/07/27
13422 SGA Societe Generale Acceptance N.V. HKEx Eu Wt Jun 2012 C 0.150 165.99 per 100 units 2012/06/04 500,000,000 2011/07/27
13424 SGA Societe Generale Acceptance N.V. HKEx Eu Wt Sep 2012 A 0.150 188 per 100 units 2012/09/24 500,000,000 2011/07/27

Strike level/
13418 SGA Societe Generale Acceptance N.V. HSI Eur Wt Jan 2012 0.250 22,400 per 8,000 units 2012/01/30 300,000,000 2011/07/27
13420 SGA Societe Generale Acceptance N.V. HSI Eu Put Wt Jan2012 0.250 21,800 per 8,000 units 2012/01/30 300,000,000 2011/07/27
13419 SGA Societe Generale Acceptance N.V. HSI Eur Wt Jan 2012 A 0.160 23,400 per 8,000 units 2012/01/30 300,000,000 2011/07/27
#
28980 Merrill Lynch Int’l & Co. C.V. HKEx Euro Wts Sep 2011 B 0.024 171.99 per 100 units 2011/09/28 500,000,000 2011/07/27
#
12684 UBS AG AIA European Warrants Dec 2011 0.137 27.930 2011/12/05 200,000,000 2011/07/27
13447 BOCI Asia Ltd. BYD European Warrants Jan 2012 0.200 30.000 2012/01/31 100,000,000 2011/07/28
13450 BOCI Asia Ltd. China Unicom European Warrants May 2012 0.150 17.380 2012/05/11 100,000,000 2011/07/28
13448 BOCI Asia Ltd. CITBK European Warrants Feb 2012 0.350 5.18 per unit 2012/02/06 100,000,000 2011/07/28
13449 BOCI Asia Ltd. Minsheng Bank European Warrants Feb 2012 0.350 8.18 per unit 2012/02/13 100,000,000 2011/07/28
13451 Citigroup Global Mkt H Inc. China Mobile Eur Wt Nov 2011 A 0.150 81.800 2011/11/25 80,000,000 2011/07/28
13463 Citigroup Global Mkt H Inc. CNOOC European Wts Jan 2012 A 0.150 17.520 2012/01/10 80,000,000 2011/07/28
13461 KBC Fin Products Int’l Ltd. Belle European Wts Jun 2012 0.250 18.380 2012/06/18 68,000,000 2011/07/28
13460 KBC Fin Products Int’l Ltd. Ch Mobile Euro Wt Feb 2012 0.250 85.880 2012/02/01 128,000,000 2011/07/28
13458 KBC Fin Products Int’l Ltd. CITIC Bank Euro Wts Mar 2012 0.250 5.18 per unit 2012/03/15 68,000,000 2011/07/28
13459 KBC Fin Products Int’l Ltd. CNOOC European Wts Jan 2012 0.150 16.880 2012/01/03 98,000,000 2011/07/28
13453 Macquarie Bank Ltd. China Mobile European Wts Mar 2012 0.250 82.500 2012/03/02 200,000,000 2011/07/28
13452 Macquarie Bank Ltd. Minsheng Bank European Wts Dec 2011 0.259 7.88 per unit 2011/12/20 150,000,000 2011/07/28
13445 Macquarie Bank Ltd. COSCO Pacific European Wts Aug 2012 0.250 13.880 2012/08/02 200,000,000 2011/07/28
13454 Macquarie Bank Ltd. Sinopharm European Warrants May 2012 0.250 29.880 2012/05/03 150,000,000 2011/07/28
13446 Macquarie Bank Ltd. Xinyi Glass European Warrants Oct 2012 0.250 6.880 2012/10/04 200,000,000 2011/07/28
13444 CC Rabobank B.A. BOC HK European Warrants Jun 2012 0.170 25.000 2012/06/26 200,000,000 2011/07/28
13442 CC Rabobank B.A. China Shenhua European Warrants Jan 2012 0.190 44.880 2012/01/04 100,000,000 2011/07/28
13441 CC Rabobank B.A. Lenovo European Warrants Oct 2012 0.950 5.50 per unit 2012/10/15 100,000,000 2011/07/28
13440 CC Rabobank B.A. Melco Int’l Dev Euro Warrants Sep 2012 0.250 10.000 2012/09/10 100,000,000 2011/07/28
13443 CC Rabobank B.A. Sands China European Warrants Feb 2012 0.250 22.880 2012/02/20 100,000,000 2011/07/28
13467 RB of Scotland N.V. China Life European Wts Jan 2012 0.151 27.280 2012/01/18 200,000,000 2011/07/28
13468 RB of Scotland N.V. CNOOC European Warrants Feb 2012 0.151 17.680 2012/02/14 250,000,000 2011/07/28
13469 RB of Scotland N.V. HKEx European Warrants Sep 2012 0.151 188 per 100 units 2012/09/20 200,000,000 2011/07/28
13470 RB of Scotland N.V. HWL European Warrants Feb 2012 0.251 93.880 2012/02/20 100,000,000 2011/07/28
13457 Standard Chartered Bank BOCL European Warrants Feb 2012 0.350 3.50 per unit 2012/02/29 100,000,000 2011/07/28
13455 Standard Chartered Bank Yurun Food Euro Warrants Feb 2012 0.250 26.880 2012/02/29 100,000,000 2011/07/28
13456 Standard Chartered Bank Yurun Food Euro Warrants Aug 2012 0.500 22.800 2012/08/06 100,000,000 2011/07/28
13465 UBS AG China Mobile European Warrants Jan 2012 0.250 83.380 2012/01/30 200,000,000 2011/07/28
13466 UBS AG China Mobile European Warrants Jun 2015 0.250 70.88 per 100 units 2015/06/29 500,000,000 2011/07/28
13464 UBS AG Hutchison European Warrants Dec 2011 B 0.150 103.000 2011/12/05 200,000,000 2011/07/28
13471 BOCI Asia Ltd. CNBM European Warrants Mar 2012 0.250 18.380 2012/03/05 100,000,000 2011/07/29
13472 BOCI Asia Ltd. CNOOC European Warrants Jul 2012 0.150 19.000 2012/07/03 100,000,000 2011/07/29
13473 BOCI Asia Ltd. Lonking European Warrants Mar 2012 0.350 4.80 per unit 2012/03/05 100,000,000 2011/07/29
13477 Credit Suisse AG China Mobile European Warrants Nov 2011 0.150 81.850 2011/11/28 300,000,000 2011/07/29
13480 J P Morgan SP BV China Mob European Wts Jan 2012 0.250 86.880 2012/01/30 200,000,000 2011/07/29
13478 J P Morgan SP BV China Mob European Wts Dec 2011 A 0.162 80.880 2011/12/30 200,000,000 2011/07/29
13479 Macquarie Bank Ltd. C Transmission Euro Warrants Jan 2012 0.278 9.88 per unit 2012/01/30 150,000,000 2011/07/29

Strike level/
13481 RB of Scotland N.V. HWL European Warrants Mar 2012 A 0.251 100.000 2012/03/21 100,000,000 2011/07/29
13476 Standard Chartered Bank China Mobile Euro Wts Feb 2012 A 0.300 82.880 2012/02/29 100,000,000 2011/07/29
13475 Standard Chartered Bank CNOOC European Warrants Mar 2012 0.208 16.300 2012/03/29 100,000,000 2011/07/29
13474 Standard Chartered Bank Hutchison Euro Euro Wts Feb 2012 A 0.660 89.890 2012/02/29 100,000,000 2011/07/29
13515 BNP Paribas Arbit Issu B.V. AIA European Warrants Jan 2012 0.240 27.500 2012/01/09 100,000,000 2011/08/01
13516 BNP Paribas Arbit Issu B.V. China Life Euro Wts Mar 2012 0.250 28.300 2012/03/02 200,000,000 2011/08/01
13514 BNP Paribas Arbit Issu B.V. HSBC European Wts Jul 2012 0.380 90.000 2012/07/03 200,000,000 2011/08/01
13517 Credit Suisse AG AIA European Warrants Mar 2012 0.150 32.400 2012/03/05 300,000,000 2011/08/01
13482 Citigroup Global Mkt H Inc. C Transmission Eur Wt Jan 2013 0.250 6.180 2013/01/09 80,000,000 2011/08/01
13483 Citigroup Global Mkt H Inc. CSR European Warrants Feb 2013 0.250 6.180 2013/02/28 80,000,000 2011/08/01
13504 J P Morgan SP BV Angang Steel European Warrants Jul 2013 0.150 8.680 2013/07/23 150,000,000 2011/08/01
13506 J P Morgan SP BV BOCL European Warrants Jan 2012 0.185 3.88 per unit 2012/01/09 200,000,000 2011/08/01
13512 J P Morgan SP BV Ch Merchants European Warrants Feb 2012 0.250 31.880 2012/02/01 100,000,000 2011/08/01
13511 J P Morgan SP BV CITIC Pacific Euro Wts Apr 2012 0.250 18.000 2012/04/27 100,000,000 2011/08/01
13502 J P Morgan SP BV CNOOC European Warrants Jan 2012 A 0.150 17.700 2012/01/26 200,000,000 2011/08/01
13508 J P Morgan SP BV Henderson Land Dev European Wts Feb 2012 0.250 52.000 2012/02/01 80,000,000 2011/08/01
13510 J P Morgan SP BV Hang Lung Ppt European Warrants Feb 2012 0.250 33.880 2012/02/01 100,000,000 2011/08/01
13509 J P Morgan SP BV HS Bank European Warrants Feb 2012 0.250 130.000 2012/02/01 80,000,000 2011/08/01
13513 J P Morgan SP BV Luk Fook Hold European Warrants Feb 2012 0.250 48.880 2012/02/01 68,000,000 2011/08/01
13505 J P Morgan SP BV New World Dev European Warrants Feb 2013 0.150 12.280 2013/02/25 100,000,000 2011/08/01
13507 J P Morgan SP BV SHK Ppt European Warrants Feb 2012 0.364 125.000 2012/02/01 100,000,000 2011/08/01
13503 J P Morgan SP BV SJM Holdings European Warrants Jan 2012 0.150 23.000 2012/01/18 200,000,000 2011/08/01
13498 KBC Fin Products Int’l Ltd. Ch Mobile Euro Wt Nov 2011 B 0.200 80.580 2011/11/07 128,000,000 2011/08/01
13501 KBC Fin Products Int’l Ltd. CNBM European Put Wts Jun 2012 0.250 14.000 2012/06/06 88,000,000 2011/08/01
13497 KBC Fin Products Int’l Ltd. Li & Fung Euro Wts Jul 2012 0.150 17.980 2012/07/03 68,000,000 2011/08/01
13500 KBC Fin Products Int’l Ltd. Li & Fung Euro Put Wt May 2012 0.380 16.180 2012/05/18 58,000,000 2011/08/01
13484 Macquarie Bank Ltd. CRCC European Warrants Feb 2012 0.250 7 per unit 2012/02/02 150,000,000 2011/08/01
13485 Macquarie Bank Ltd. CSR European Warrants Aug 2013 0.250 7.000 2013/08/02 150,000,000 2011/08/01
13486 Macquarie Bank Ltd. PICC P&C European Warrants Aug 2012 0.250 16.880 2012/08/02 200,000,000 2011/08/01
13490 CC Rabobank B.A. Anta Sports European Warrants Mar 2012 0.150 14.380 2012/03/26 100,000,000 2011/08/01
13488 CC Rabobank B.A. China Overseas European Warrants Mar 2012 0.250 16.880 2012/03/19 100,000,000 2011/08/01
13491 CC Rabobank B.A. CQRC Bank European Warrants Feb 2012 0.600 4.88 per unit 2012/02/20 100,000,000 2011/08/01
13489 CC Rabobank B.A. ZhengTongAuto European Warrants Apr 2012 0.250 11.880 2012/04/16 100,000,000 2011/08/01
13487 CC Rabobank B.A. Dongyue Group European Warrants Apr 2012 0.250 9.280 2012/04/16 100,000,000 2011/08/01
10116 RB of Scotland N.V. DJIA European Warrants Jun 2012 0.251 13,380 per 30,000 units 2012/06/15 100,000,000 2011/08/01
10117 RB of Scotland N.V. DJIA European Put Warrants Jun 2012 0.251 11,380 per 30,000 units 2012/06/15 100,000,000 2011/08/01
13518 RB of Scotland N.V. Tencent Holdings European Wts Mar 2012 0.251 218.88 per 100 units 2012/03/05 80,000,000 2011/08/01

Strike level/
13519 RB of Scotland N.V. Tencent European Put Warrants Feb 2012 0.151 179.99 per 100 units 2012/02/20 250,000,000 2011/08/01
13492 SGA Societe Generale Acceptance N.V. Alibaba Eu Wt Jun 2012 0.150 13.900 2012/06/25 100,000,000 2011/08/01
13493 SGA Societe Generale Acceptance N.V. Ch Mob Eu Wt Feb 2012 A 0.260 83.880 2012/02/06 200,000,000 2011/08/01
13494 SGA Societe Generale Acceptance N.V. CNOOC Eu Wt Feb 2012 0.150 17.690 2012/02/08 300,000,000 2011/08/01
13495 SGA Societe Generale Acceptance N.V. CNOOC Eu Wt Apr 2012A 0.150 19.480 2012/04/23 300,000,000 2011/08/01
13496 SGA Societe Generale Acceptance N.V. Petch Eu Wt Feb 2012 0.650 12.88 per unit 2012/02/06 50,000,000 2011/08/01
#
29882 Macquarie Bank Ltd. Hutchison European Warrants Oct 2011 0.225 93.980 2011/10/04 128,000,000 2011/08/01
13520 Barclays Bank plc China Mobile European Wts Apr 2012 0.250 84.280 2012/04/16 100,000,000 2011/08/02
13522 BOCI Asia Ltd. HSI European Warrants Dec 2012 0.250 25,400 per 8,000 units 2012/12/28 100,000,000 2011/08/02
13524 BOCI Asia Ltd. HSI European Put Warrants Dec 2012 0.350 20,600 per 8,000 units 2012/12/28 100,000,000 2011/08/02
13523 BOCI Asia Ltd. HSI European Warrants Dec 2012 A 0.300 24,200 per 8,000 units 2012/12/28 100,000,000 2011/08/02
13525 BOCI Asia Ltd. HSI European Put Warrants Dec 2012 B 0.400 21,800 per 8,000 units 2012/12/28 100,000,000 2011/08/02
13521 BOCI Asia Ltd. Hutchison European Warrants Feb 2012 0.300 105.000 2012/02/06 100,000,000 2011/08/02
10121 BNP Paribas Arbit Issu B.V. AUD/USD European Wts Jun 2012 0.250 1.15 per 1 units 2012/06/12 100,000,000 2011/08/02
10122 BNP Paribas Arbit Issu B.V. AUD/USD Euro Put Wts Jun 2012 0.250 0.93 per 1 units 2012/06/12 100,000,000 2011/08/02
10119 BNP Paribas Arbit Issu B.V. Gold European Put Wts Jun 2012 0.250 1,450 per 3,000 units 2012/06/06 100,000,000 2011/08/02
10118 BNP Paribas Arbit Issu B.V. Oil Futures Euro Wt Feb 2012 0.250 110 per 300 units 2012/02/16 100,000,000 2011/08/02
10120 BNP Paribas Arbit Issu B.V. Oil Futures Eu Put Wt Feb 2012 0.250 90 per 300 units 2012/02/16 100,000,000 2011/08/02
13528 KBC Fin Products Int’l Ltd. Ch Mobile Euro Wt Mar 2012 0.250 90.880 2012/03/01 128,000,000 2011/08/02
13527 KBC Fin Products Int’l Ltd. Ch Mobile Euro Wt Feb 2012 A 0.350 83.000 2012/02/02 128,000,000 2011/08/02
13526 Macquarie Bank Ltd. China Mobile European Wts Feb 2012 A 0.250 85.000 2012/02/09 200,000,000 2011/08/02
13534 RB of Scotland N.V. China Mobile European Wts Mar 2012 0.251 85.880 2012/03/23 200,000,000 2011/08/02
10123 RB of Scotland N.V. Gold European Warrants Jun 2012 0.251 1,688 per 5,000 units 2012/06/25 100,000,000 2011/08/02
13535 RB of Scotland N.V. HSCEI European Put Warrants Feb 2012 0.151 11,500 per 5,000 units 2012/02/28 200,000,000 2011/08/02
13529 Standard Chartered Bank China Overseas Euro Wt May 2012 0.250 16.880 2012/05/15 100,000,000 2011/08/02
13530 Standard Chartered Bank Ch Comm Cons Eur Warrants Feb 2012 0.330 8.28 per unit 2012/02/29 100,000,000 2011/08/02
13531 Standard Chartered Bank Ch Comm Cons Eur Warrants Apr 2013 0.150 6.180 2013/04/30 150,000,000 2011/08/02
13532 UBS AG HSBC European Warrants Nov 2011 A 0.150 88.930 2011/11/28 200,000,000 2011/08/02
13533 UBS AG HSI European Put Warrants Nov 2011 D 0.150 22,000 per 9,000 units 2011/11/29 300,000,000 2011/08/02
13565 BNP Paribas Arbit Issu B.V. AIA European Put Wts Feb 2012 0.150 25.450 2012/02/03 100,000,000 2011/08/03
13559 BNP Paribas Arbit Issu B.V. Angang Steel Euro Wt Jan 2013 0.180 8.190 2013/01/02 100,000,000 2011/08/03
13560 BNP Paribas Arbit Issu B.V. Angang Steel Euro Wt Dec 2013 0.160 9.890 2013/12/03 100,000,000 2011/08/03
13566 BNP Paribas Arbit Issu B.V. Anta Sports Euro Wts Jul 2012 0.250 12.880 2012/07/03 100,000,000 2011/08/03
13564 BNP Paribas Arbit Issu B.V. Ch Mobile Eu Put Wt Mar 2012 0.470 73.000 2012/03/02 100,000,000 2011/08/03
13562 BNP Paribas Arbit Issu B.V. China Tel Euro Wts Mar 2012 0.290 6 per unit 2012/03/02 100,000,000 2011/08/03
13563 BNP Paribas Arbit Issu B.V. CC Bank Euro Put Wts Mar 2012 0.440 6 per unit 2012/03/02 100,000,000 2011/08/03
13555 BNP Paribas Arbit Issu B.V. Cheung Kong Euro Wt Feb 2012 0.470 132.000 2012/02/03 60,000,000 2011/08/03
13574 BNP Paribas Arbit Issu B.V. HKEx European Put Wts Mar 2012 0.250 170 per 100 units 2012/03/02 100,000,000 2011/08/03
13556 BNP Paribas Arbit Issu B.V. HSBC European Put Wts Mar 2012 0.340 68.880 2012/03/02 100,000,000 2011/08/03
13557 BNP Paribas Arbit Issu B.V. Hutchison Euro Put Wt Mar 2012 0.430 80.000 2012/03/02 100,000,000 2011/08/03
13561 BNP Paribas Arbit Issu B.V. Jiangxi Copper Eu Wts Aug 2012 0.280 33.660 2012/08/02 100,000,000 2011/08/03
13567 BNP Paribas Arbit Issu B.V. NVC Lighting Euro Wts Mar 2012 0.590 4.80 per unit 2012/03/02 17,000,000 2011/08/03
13558 BNP Paribas Arbit Issu B.V. SHK Ppt Euro Warrants Feb 2012 0.360 138.000 2012/02/03 68,000,000 2011/08/03

Strike level/
13568 BNP Paribas Arbit Issu B.V. WC Cement Euro Wts Aug 2012 0.560 3.10 per unit 2012/08/02 70,000,000 2011/08/03
13577 Credit Suisse AG Agricultural Bank European Wts Nov 2011 0.150 4.51 per unit 2011/11/04 300,000,000 2011/08/03
13576 Credit Suisse AG Hutchison European Warrants Dec 2011 0.200 103.000 2011/12/05 300,000,000 2011/08/03
13570 HK Bank China Mobile European Warrants Feb 2012 0.390 82.680 2012/02/28 150,000,000 2011/08/03
13569 HK Bank PetroChina European Warrants Mar 2012 0.380 12.28 per unit 2012/03/09 80,000,000 2011/08/03
13572 HK Bank Renhe Comm European Warrants May 2012 0.250 1.68 per unit 2012/05/08 80,000,000 2011/08/03
13571 HK Bank Sinopharm European Warrants Apr 2012 0.250 28.180 2012/04/26 68,000,000 2011/08/03
13575 J P Morgan SP BV Ch Overseas European Warrants Jun 2012 0.250 18.880 2012/06/28 150,000,000 2011/08/03
13580 J P Morgan SP BV New World Dev European Warrants Mar 2013 0.250 11.880 2013/03/28 150,000,000 2011/08/03
13553 J P Morgan SP BV Wynn Macau European Warrants Feb 2012 0.250 31.880 2012/02/03 150,000,000 2011/08/03
13554 Macquarie Bank Ltd. China Tel European Warrants Feb 2012 0.250 5.88 per unit 2012/02/03 150,000,000 2011/08/03
13543 Merrill Lynch Int’l & Co. C.V. Ch Telecom Eu Wt Jan 2012 0.206 5.99 per unit 2012/01/09 80,000,000 2011/08/03
13546 Merrill Lynch Int’l & Co. C.V. Ch Telecom Eu Put Wt Jan 2012 0.150 4.29 per unit 2012/01/20 80,000,000 2011/08/03
13544 Merrill Lynch Int’l & Co. C.V. Ch Mobile Eur Wt Apr 2012 A 0.250 87.990 2012/04/17 80,000,000 2011/08/03
13542 Merrill Lynch Int’l & Co. C.V. HKEx Euro Wts Sep 2012 0.152 169.99 per 100 units 2012/09/26 80,000,000 2011/08/03
13541 Merrill Lynch Int’l & Co. C.V. Hutchison Euro Wt Dec 2011 0.220 102.990 2011/12/19 80,000,000 2011/08/03
13545 Merrill Lynch Int’l & Co. C.V. Hutchison Eu Put Wt Nov 2011C 0.420 83.990 2011/11/28 80,000,000 2011/08/03
13539 CC Rabobank B.A. CSR European Warrants Feb 2012 0.620 6.50 per unit 2012/02/13 100,000,000 2011/08/03
13540 CC Rabobank B.A. CSR Times European Warrants Feb 2012 A 0.300 25.000 2012/02/13 100,000,000 2011/08/03
13538 CC Rabobank B.A. Dongfang Elec European Wts Jan 2012 0.240 32.880 2012/01/26 100,000,000 2011/08/03
13536 CC Rabobank B.A. Jiangxi Copper European Warrants Feb 2012 0.250 30.200 2012/02/13 100,000,000 2011/08/03
13537 CC Rabobank B.A. Sany Int’l European Warrants Feb 2012 0.820 8.50 per unit 2012/02/13 100,000,000 2011/08/03
13578 RB of Scotland N.V. Agricultural Bk Euro Wts Feb 2012 0.250 4.68 per unit 2012/02/16 150,000,000 2011/08/03
13579 CC Rabobank B.A. CC Bank European Warrants Feb 2012 0.250 7.48 per unit 2012/02/16 100,000,000 2011/08/03
13573 Standard Chartered Bank China Mobile Euro Wts Feb 2012 B 0.250 88.000 2012/02/03 150,000,000 2011/08/03
13547 SGA Societe Generale Acceptance N.V. Ch Mob Eu Wt Feb 2012B 0.250 92.880 2012/02/13 150,000,000 2011/08/03
13548 SGA Societe Generale Acceptance N.V. Geely Auto Eu Wt Feb12 0.320 3.38 per unit 2012/02/06 70,000,000 2011/08/03
13549 SGA Societe Generale Acceptance N.V. HLand Eur Wt Feb 2012 0.320 52.880 2012/02/06 50,000,000 2011/08/03
13550 SGA Societe Generale Acceptance N.V. HWL Eur Wt Nov 2011 B 0.260 99.280 2011/11/23 150,000,000 2011/08/03
13551 SGA Societe Generale Acceptance N.V. HWL Eur Wt Dec 2011 A 0.240 103.000 2011/12/19 150,000,000 2011/08/03
13552 SGA Societe Generale Acceptance N.V. Lenovo Eu Wt Feb 2012 0.440 5.58 per unit 2012/02/06 40,000,000 2011/08/03
#
11673 KBC Fin Products Int’l Ltd. Ch Mobile Euro Wt Nov 2011 0.260 78.880 2011/11/15 180,000,000 2011/08/03
#
27897 KBC Fin Products Int’l Ltd. Swrie Pacific A Euro Wts Nov11 0.028 120 per 100 units 2011/11/11 360,000,000 2011/08/03
13595 Barclays Bank plc BOCL European Warrants Apr 2012 0.250 3.88 per unit 2012/04/18 100,000,000 2011/08/04
13610 BNP Paribas Arbit Issu B.V. CKI Holdings Euro Wts Mar 2012 0.320 55.000 2012/03/02 50,000,000 2011/08/04
13615 Credit Suisse AG CC Bank European Warrants Nov 2011 0.150 7.39 per unit 2011/11/28 300,000,000 2011/08/04
13614 Credit Suisse AG ChiUnicom European Warrants Feb 2012 A 0.150 17.200 2012/02/13 200,000,000 2011/08/04
13613 Credit Suisse AG HSI European Warrants Dec 2011 A 0.150 23,500 per 8,000 units 2011/12/29 500,000,000 2011/08/04
13611 Credit Suisse AG HSI European Put Warrants Nov 2011 A 0.150 21,500 per 8,000 units 2011/11/29 500,000,000 2011/08/04
13612 Credit Suisse AG HSI European Put Warrants Nov 2011 B 0.150 22,000 per 9,000 units 2011/11/29 500,000,000 2011/08/04
13621 Credit Suisse AG PWR Assets European Warrants Feb 2012 0.250 68.880 2012/02/06 150,000,000 2011/08/04
13616 Credit Suisse AG Yanzhou Coal European Warrants Nov 2011 0.150 35.900 2011/11/28 200,000,000 2011/08/04

Strike level/
13604 Citigroup Global Mkt H Inc. Ch Railway Euro Wts Apr 2012 0.250 3.88 per unit 2012/04/17 80,000,000 2011/08/04
13606 Citigroup Global Mkt H Inc. China Shenhua Eur Wts Feb 2012 0.250 45.380 2012/02/06 80,000,000 2011/08/04
13603 Citigroup Global Mkt H Inc. Galaxy Ent Euro Wts Feb 2012 0.250 23.380 2012/02/06 50,000,000 2011/08/04
13605 Citigroup Global Mkt H Inc. SJM Holdings Euro Wt Feb 2012 0.250 23.880 2012/02/06 80,000,000 2011/08/04
13623 Bank of East Asia China Overseas Eur Put Warrants Oct 2012 0.250 14.688 2012/10/22 103,000,000 2011/08/04
13622 Bank of East Asia CITIC Pacific European Warrants Jun 2012 0.250 17.267 2012/06/22 90,000,000 2011/08/04
13625 Bank of East Asia R&F Ppt European Put Warrants Nov 2012 0.250 9.277 2012/11/23 165,000,000 2011/08/04
13624 Bank of East Asia PICC European Put Warrants Dec 2012 0.250 12.328 2012/12/24 125,000,000 2011/08/04
13608 J P Morgan SP BV A50 China European Warrants Feb 2012 0.670 13.88 per unit 2012/02/06 100,000,000 2011/08/04
13609 J P Morgan SP BV A50 China European Warrants Feb 2012 A 0.150 12.400 2012/02/27 200,000,000 2011/08/04
13619 KBC Fin Products Int’l Ltd. Agricultural Bk Eu Wt Jan2012A 0.220 4.69 per unit 2012/01/04 128,000,000 2011/08/04
13618 KBC Fin Products Int’l Ltd. Hutchison Euro Wts Feb 2012 0.480 100.000 2012/02/06 128,000,000 2011/08/04
13617 KBC Fin Products Int’l Ltd. Hutchison Euro Wts Dec 2011 B 0.290 102.980 2011/12/05 128,000,000 2011/08/04
13581 Macquarie Bank Ltd. CPIC European Warrants Mar 2012 0.250 33.880 2012/03/02 100,000,000 2011/08/04
13582 Macquarie Bank Ltd. Luk Fook Hold European Wts Feb 2012 0.250 51.000 2012/02/06 150,000,000 2011/08/04
13607 Macquarie Bank Ltd. Melco Int’l Dev European Wts Jun 2012 0.250 11.880 2012/06/04 150,000,000 2011/08/04
13589 Merrill Lynch Int’l & Co. C.V. Ag Bk Euro Wts Dec 2011 B 0.214 4.49 per unit 2011/12/12 80,000,000 2011/08/04
13594 Merrill Lynch Int’l & Co. C.V. BOCL European Wts Feb 2012A 0.220 3.89 per unit 2012/02/15 80,000,000 2011/08/04
13587 Merrill Lynch Int’l & Co. C.V. BYD European Wts Feb 2012 0.360 24.990 2012/02/27 80,000,000 2011/08/04
13588 Merrill Lynch Int’l & Co. C.V. BYD European Wts Mar 2012 0.260 27.990 2012/03/19 80,000,000 2011/08/04
13592 Merrill Lynch Int’l & Co. C.V. R&P Ppt Euro Wts Aug 2012 0.250 9.390 2012/08/20 80,000,000 2011/08/04
13593 Merrill Lynch Int’l & Co. C.V. R&P Ppt Euro Wts Nov 2012 0.155 11.890 2012/11/12 80,000,000 2011/08/04
13583 Merrill Lynch Int’l & Co. C.V. KECL European Wts Feb 2012 0.152 13.890 2012/02/20 80,000,000 2011/08/04
13584 Merrill Lynch Int’l & Co. C.V. KECL European Wts Oct 2012 0.151 15.290 2012/10/22 80,000,000 2011/08/04
13585 Merrill Lynch Int’l & Co. C.V. Li & Fung Euro Wts Feb 2012 0.155 14.890 2012/02/13 80,000,000 2011/08/04
13586 Merrill Lynch Int’l & Co. C.V. Li & Fung Euro Wts Jun 2012 0.150 16.490 2012/06/15 80,000,000 2011/08/04
13590 Merrill Lynch Int’l & Co. C.V. PICC European Wts Jan 2012 0.186 13.890 2012/01/16 80,000,000 2011/08/04
13591 Merrill Lynch Int’l & Co. C.V. PICC European Wts Mar 2012 0.150 15.890 2012/03/19 80,000,000 2011/08/04
13599 CC Rabobank B.A. CPIC European Warrants Jan 2012 0.150 33.880 2012/01/16 150,000,000 2011/08/04
13596 CC Rabobank B.A. Galaxy Ent European Warrants Feb 2012 0.250 24.000 2012/02/14 100,000,000 2011/08/04
13598 CC Rabobank B.A. Sands China European Warrants Feb 2012 A 0.250 28.000 2012/02/14 100,000,000 2011/08/04
13597 CC Rabobank B.A. Wynn Macau European Warrants Feb 2012 0.250 33.000 2012/02/14 100,000,000 2011/08/04
13620 RB of Scotland N.V. HSBC European Warrants Mar 2012 0.251 90.000 2012/03/05 100,000,000 2011/08/04
13601 Standard Chartered Bank CC Bank European Wts Feb 2012 0.300 7.27 per unit 2012/02/29 100,000,000 2011/08/04
13602 Standard Chartered Bank CC Bank European Wts Sep 2012 0.500 6.88 per unit 2012/09/03 100,000,000 2011/08/04
13600 Standard Chartered Bank MTRC European Warrants Apr 2012 0.300 24.660 2012/04/30 100,000,000 2011/08/04
#
11692 KBC Fin Products Int’l Ltd. AIA European Put Warrants Dec11 0.084 27.000 2011/12/01 200,000,000 2011/08/04
#
12681 Standard Chartered Bank Tencent Hldg European Wts Nov 2011 0.140 215 per 100 units 2011/11/30 100,000,000 2011/08/04
13626 Barclays Bank plc Hutchison European Warrants Feb 2012 0.398 102.880 2012/02/28 100,000,000 2011/08/05
13642 Credit Suisse AG AIA European Warrants Feb 2012 0.250 30.880 2012/02/20 300,000,000 2011/08/05
13641 Credit Suisse AG AIA European Put Warrants Nov 2011 0.150 27.000 2011/11/28 300,000,000 2011/08/05
13640 Credit Suisse AG Cheung Kong European Warrants Feb 2012 0.300 133.880 2012/02/06 200,000,000 2011/08/05

Strike level/
13629 J P Morgan SP BV CM Bank European Warrants Jun 2012 0.172 20.000 2012/06/01 200,000,000 2011/08/05
13636 J P Morgan SP BV Hutchison European Warrants Feb 2012 0.250 105.880 2012/02/06 150,000,000 2011/08/05
13637 J P Morgan SP BV Hutchison European Warrants Nov 2011 B 0.250 99.280 2011/11/23 150,000,000 2011/08/05
13639 KBC Fin Products Int’l Ltd. AIA Euro Warrants Mar 2012 0.150 32.430 2012/03/05 198,000,000 2011/08/05
13633 Macquarie Bank Ltd. Chi East Air Euro Warrants Feb 2012 0.250 5 per unit 2012/02/06 150,000,000 2011/08/05
13634 Macquarie Bank Ltd. Link REIT European Warrants Feb 2012 0.250 29.880 2012/02/06 150,000,000 2011/08/05
13635 Macquarie Bank Ltd. NVC Lighting Euro Warrants Feb 2012 0.252 5 per unit 2012/02/06 180,000,000 2011/08/05
13627 CC Rabobank B.A. Sany Int’l European Warrants Feb 2012 A 0.650 8.80 per unit 2012/02/13 100,000,000 2011/08/05
13628 CC Rabobank B.A. ZTE European Warrants Feb 2012 0.250 27.000 2012/02/13 100,000,000 2011/08/05
13630 Standard Chartered Bank Hutchison Euro Euro Wts Feb 2012 B 0.450 101.130 2012/02/06 100,000,000 2011/08/05
13631 Standard Chartered Bank Tencent Hldg European Wts Jan 2012 0.210 208.88 per 100 units 2012/01/16 100,000,000 2011/08/05
13632 Standard Chartered Bank Tencent Hldg European Wts Feb 2012 0.150 229 per 100 units 2012/02/06 100,000,000 2011/08/05
13638 UBS AG Tencent Holdings European Warrants Dec 2011 A 0.150 210 per 100 units 2011/12/21 200,000,000 2011/08/05
#
26286 Macquarie Bank Ltd. PICC P&C European Warrants Nov 2011 0.070 15.000 2011/11/02 145,000,000 2011/08/05
#
11998 BOCI Asia Ltd. Mongolia Energy European Warrants Jan 2012 0.048 1.88 per unit 2012/01/30 300,000,000 2011/08/05
#
28979 Merrill Lynch Int’l & Co. C.V. HKEx Euro Wts Dec 2011 B 0.033 179.99 per 100 units 2011/12/05 320,000,000 2011/08/05
#
12553 Merrill Lynch Int’l & Co. C.V. HKEx Euro Wts Dec 2011 C 0.057 169.99 per 100 units 2011/12/09 320,000,000 2011/08/05
13656 J P Morgan SP BV Ping An European Warrants Feb 2012 0.250 88.880 2012/02/09 200,000,000 2011/08/08
13659 KBC Fin Products Int’l Ltd. AIA Euro Warrants Mar 2012 A 0.250 30.280 2012/03/01 198,000,000 2011/08/08
13660 KBC Fin Products Int’l Ltd. AIA Euro Put Warrants Feb 2012A 0.250 29.000 2012/02/08 168,000,000 2011/08/08
13649 Macquarie Bank Ltd. AIA European Warrants Apr 2012 0.250 33.000 2012/04/03 200,000,000 2011/08/08
13650 Macquarie Bank Ltd. Jiangxi Copper European Wts Apr 2012 0.250 33.880 2012/04/03 200,000,000 2011/08/08
13646 Macquarie Bank Ltd. Sh Electric European Warrants Feb 2012 0.253 5.28 per unit 2012/02/08 150,000,000 2011/08/08
13645 Macquarie Bank Ltd. Yurun Food European Warrants Feb 2012 0.250 26.880 2012/02/08 150,000,000 2011/08/08
13648 Merrill Lynch Int’l & Co. C.V. AIA Euro Warrants May 2012 0.250 32.990 2012/05/23 80,000,000 2011/08/08
13643 Merrill Lynch Int’l & Co. C.V. Minsheng Bk Eu Wts Nov 2011 0.198 7.48 per unit 2011/11/14 80,000,000 2011/08/08
13644 Merrill Lynch Int’l & Co. C.V. Minsheng Bk Eu Wts Dec 2011 0.162 7.89 per unit 2011/12/19 80,000,000 2011/08/08
13647 Merrill Lynch Int’l & Co. C.V. MTRC European Wts Apr 2012 0.168 27.390 2012/04/23 80,000,000 2011/08/08
13663 RB of Scotland N.V. AIA European Warrants Jun 2012 0.251 33.000 2012/06/29 200,000,000 2011/08/08
13662 CC Rabobank B.A. CC Bank European Warrants Mar 2012 0.251 7.08 per unit 2012/03/23 100,000,000 2011/08/08
13657 Standard Chartered Bank CTel European Warrants Feb 2012 0.320 5.60 per unit 2012/02/10 100,000,000 2011/08/08
13658 Standard Chartered Bank CNOOC European Warrants Aug 2012 0.250 18.180 2012/08/08 120,000,000 2011/08/08
13651 SGA Societe Generale Acceptance N.V. CLife Eu Wt Jan 2012B 0.180 26.280 2012/01/16 300,000,000 2011/08/08
13652 SGA Societe Generale Acceptance N.V. CLife Eu Wt Mar 2012 0.150 28.280 2012/03/26 300,000,000 2011/08/08
13653 SGA Societe Generale Acceptance N.V. CLife Eu Wt Apr 2012 0.150 30.000 2012/04/23 300,000,000 2011/08/08
13655 SGA Societe Generale Acceptance N.V. HSBC Eu Wt Nov 2015 0.150 79.88 per 100 units 2015/11/30 500,000,000 2011/08/08
13654 SGA Societe Generale Acceptance N.V. HSBC Eu Wt Jan 2012 B 0.220 82.880 2012/01/30 300,000,000 2011/08/08
13661 UBS AG Tencent Holdings European Warrants Dec 2011 B 0.150 229.08 per 100 units 2011/12/28 200,000,000 2011/08/08
#
12990 Merrill Lynch Int’l & Co. C.V. Ch Mobile Eur Wt Nov 2011 0.105 80.590 2011/11/01 120,000,000 2011/08/08
#
#
12670 Merrill Lynch Int’l & Co. C.V. HSI European Wts Sep 2011 F 0.039 22,900 per 8,000 units 2011/09/29 270,000,000 2011/08/08

Strike level/
29425# Merrill Lynch Int’l & Co. C.V. Tencent Euro Wts Oct 2011 B 0.094 219.99 per 100 units 2011/10/26 120,000,000 2011/08/08
13668 BOCI Asia Ltd. Ch Overseas European Warrants Aug 2012 0.250 19.980 2012/08/06 100,000,000 2011/08/09
13669 BOCI Asia Ltd. CPIC European Warrants Apr 2012 0.250 33.800 2012/04/02 100,000,000 2011/08/09
13686 BNP Paribas Arbit Issu B.V. BOCL European Wts Mar 2012 A 0.250 3.75 per unit 2012/03/02 200,000,000 2011/08/09
13688 BNP Paribas Arbit Issu B.V. CC Bank Euro Wts Mar 2012 A 0.250 7.25 per unit 2012/03/02 200,000,000 2011/08/09
13687 BNP Paribas Arbit Issu B.V. ICBC European Wts Mar 2012 0.440 6 per unit 2012/03/02 200,000,000 2011/08/09
13698 Credit Suisse AG China Mobile European Warrants Jun 2015 0.150 70.90 per 100 units 2015/06/22 300,000,000 2011/08/09
13697 Credit Suisse AG HSBC European Wts Nov 2011 A 0.150 84.900 2011/11/28 300,000,000 2011/08/09
13696 Credit Suisse AG HSI European Warrants Nov 2011 0.150 22,500 per 9,800 units 2011/11/29 500,000,000 2011/08/09
13699 Credit Suisse AG Ping An European Warrants Dec 2012 0.150 71.35 per 100 units 2012/12/14 300,000,000 2011/08/09
13683 HK Bank AIA European Warrants May 2012 0.250 35.000 2012/05/10 100,000,000 2011/08/09
13680 HK Bank Cheung Kong European Warrants May 2012 0.350 142.880 2012/05/30 80,000,000 2011/08/09
13682 HK Bank Galaxy Ent European Warrants Apr 2012 0.250 26.880 2012/04/27 60,000,000 2011/08/09
13681 HK Bank SHK Ppt European Warrants Apr 2012 0.270 142.880 2012/04/26 80,000,000 2011/08/09
13684 HK Bank SJM Holdings European Warrants Jun 2012 0.250 25.680 2012/06/08 60,000,000 2011/08/09
13685 J P Morgan SP BV AIA European Warrants Feb 2012 0.250 32.000 2012/02/15 200,000,000 2011/08/09
13671 Macquarie Bank Ltd. Ch Merchants European Wts Feb 2012 0.251 32.500 2012/02/09 150,000,000 2011/08/09
13689 Macquarie Bank Ltd. Gome European Warrants Feb 2012 0.250 4.28 per unit 2012/02/09 150,000,000 2011/08/09
13670 Macquarie Bank Ltd. Hysan Dev European Warrants Feb 2012 0.250 40.080 2012/02/09 150,000,000 2011/08/09
13674 Macquarie Bank Ltd. Sands China European Warrants Feb 2012 0.250 28.000 2012/02/09 150,000,000 2011/08/09
13664 Merrill Lynch Int’l & Co. C.V. CK(H) European Wts Feb 2012 0.490 133.330 2012/02/13 80,000,000 2011/08/09
13665 Merrill Lynch Int’l & Co. C.V. CK(H) Euro Wts Dec 2012 D 0.151 148.89 per 100 units 2012/12/24 80,000,000 2011/08/09
13666 Merrill Lynch Int’l & Co. C.V. Hutchison Eu Put Wt Feb 2012 0.790 91.990 2012/02/13 80,000,000 2011/08/09
13667 Merrill Lynch Int’l & Co. C.V. Hutchison Eu Put Wt Feb2012A 0.150 99.99 per 100 units 2012/02/20 80,000,000 2011/08/09
13679 Standard Chartered Bank BOCL European Warrants Aug 2012 0.250 4.08 per unit 2012/08/08 100,000,000 2011/08/09
13676 Standard Chartered Bank China Mobile Euro Wts Nov 2011 A 0.197 80.650 2011/11/09 100,000,000 2011/08/09
13677 Standard Chartered Bank A50 China Euro Warrants Aug 2012 0.250 10.880 2012/08/08 100,000,000 2011/08/09
13678 Standard Chartered Bank A50 China Euro Warrants Oct 2012 0.162 12.300 2012/10/08 100,000,000 2011/08/09
13691 Standard Chartered Bank HSBC European Warrants Jan 2012 0.500 77.880 2012/01/12 100,000,000 2011/08/09
13690 Standard Chartered Bank HSBC European Warrants Nov 2011 C 0.250 80.720 2011/11/28 100,000,000 2011/08/09
13675 Standard Chartered Bank MTRC European Warrants Aug 2012 0.250 26.280 2012/08/01 100,000,000 2011/08/09
13695 UBS AG Agricultural Bank European Warrants Jan 2012 0.150 4.69 per unit 2012/01/04 200,000,000 2011/08/09
13693 UBS AG CNOOC European Warrants Apr 2012 0.150 19.500 2012/04/23 200,000,000 2011/08/09
13694 UBS AG China Shenhua European Warrants Dec 2011 0.150 44.880 2011/12/23 100,000,000 2011/08/09
13692 UBS AG Jiangxi Copper European Warrants Feb 2012 0.150 30.880 2012/02/21 100,000,000 2011/08/09
#
21782 Credit Suisse AG CC Bank European Warrants Jul 2012 0.051 6.380 2012/07/03 400,000,000 2011/08/09
13721 BNP Paribas Arbit Issu B.V. HSBC European Wts Mar 2012 0.450 82.000 2012/03/02 200,000,000 2011/08/10
13725 BNP Paribas Arbit Issu B.V. HSI Euro Put Wts Feb 2012 0.250 21,800 per 8,000 units 2012/02/28 200,000,000 2011/08/10
13722 BNP Paribas Arbit Issu B.V. Ping An European Wts Mar 2012 0.580 80.000 2012/03/02 100,000,000 2011/08/10
13723 BNP Paribas Arbit Issu B.V. Sino-Ocean Land Eu Wt Mar 2012 0.440 4.50 per unit 2012/03/02 23,000,000 2011/08/10
13724 BNP Paribas Arbit Issu B.V. United Lab Euro Wts Oct 2012 0.250 9.000 2012/10/03 78,000,000 2011/08/10
13728 Credit Suisse AG HKEx European Warrants Dec 2011 B 0.150 154.90 per 100 units 2011/12/05 300,000,000 2011/08/10
13726 Credit Suisse AG HSI European Warrants Dec 2011 B 0.150 22,800 per 8,000 units 2011/12/29 500,000,000 2011/08/10

Strike level/
13727 Credit Suisse AG HSI European Warrants Dec 2011 C 0.150 23,000 per 8,000 units 2011/12/29 500,000,000 2011/08/10
13720 KBC Fin Products Int’l Ltd. CNBM European Wts Mar 2012 0.250 15.140 2012/03/15 88,000,000 2011/08/10
13719 KBC Fin Products Int’l Ltd. A50 Ch Euro Wts Jul 2012 0.150 11.680 2012/07/18 188,000,000 2011/08/10
13709 Macquarie Bank Ltd. Chi Resources European Wts Mar 2012 0.320 38.880 2012/03/02 150,000,000 2011/08/10
13710 Macquarie Bank Ltd. Ch Zhongwang European Wts Feb 2012 0.355 4 per unit 2012/02/10 150,000,000 2011/08/10
13708 Macquarie Bank Ltd. Hutchison European Warrants Mar 2012 C 0.327 104.080 2012/03/02 200,000,000 2011/08/10
13700 Merrill Lynch Int’l & Co. C.V. CK(H) European Wts Jun 2012 0.153 124.99 per 100 units 2012/06/04 80,000,000 2011/08/10
13703 Merrill Lynch Int’l & Co. C.V. China Life Eu Wt Feb 2012 A 0.153 28.290 2012/02/27 80,000,000 2011/08/10
13704 Merrill Lynch Int’l & Co. C.V. China Life Eu Wt Apr 2012 0.150 29.990 2012/04/23 80,000,000 2011/08/10
13701 Merrill Lynch Int’l & Co. C.V. HSBC Euro Wts Feb 2012 A 0.265 83.990 2012/02/02 80,000,000 2011/08/10
13702 Merrill Lynch Int’l & Co. C.V. Ping An Euro Wts Jul 2013 0.151 82.29 per 100 units 2013/07/02 80,000,000 2011/08/10
13705 CC Rabobank B.A. Dongfeng Motor European Warrants Apr 2012 0.150 18.000 2012/04/23 100,000,000 2011/08/10
13707 CC Rabobank B.A. Weichai Power European Wts Mar 2012 0.350 48.000 2012/03/07 100,000,000 2011/08/10
13706 CC Rabobank B.A. Xinyi Glass European Warrants Apr 2012 A 0.800 7.50 per unit 2012/04/18 100,000,000 2011/08/10
13729 RB of Scotland N.V. Cheung Kong European Warrants Jun 2012 0.251 142.880 2012/06/06 250,000,000 2011/08/10
13730 RB of Scotland N.V. HKEx European Warrants Apr 2012 0.151 161.10 per 100 units 2012/04/03 200,000,000 2011/08/10
13714 Standard Chartered Bank AIA European Warrants Jan 2012 0.210 28.880 2012/01/09 100,000,000 2011/08/10
13715 Standard Chartered Bank AIA European Warrants Mar 2012 0.150 32.400 2012/03/05 100,000,000 2011/08/10
13716 Standard Chartered Bank AIA European Warrants Sep 2012 0.300 30.000 2012/09/28 150,000,000 2011/08/10
13717 Standard Chartered Bank AIA European Warrants Nov 2012 0.250 35.480 2012/11/01 150,000,000 2011/08/10
13712 SGA Societe Generale Acceptance N.V. HKEx Eu Wt Apr 2012 A 0.150 161 per 100 units 2012/04/02 500,000,000 2011/08/10
13711 SGA Societe Generale Acceptance N.V. HS Bk Eur Wt Feb 2012 0.450 133.880 2012/02/13 30,000,000 2011/08/10
13718 SGA Societe Generale Acceptance N.V. ICBC Eu Wt Dec 2011 0.240 6.18 per unit 2011/12/28 200,000,000 2011/08/10
13713 SGA Societe Generale Acceptance N.V. Wharf Eu Wts Feb 2012 0.420 60.880 2012/02/13 50,000,000 2011/08/10
#
24879 Citigroup Global Mkt H Inc. Ping An Euro Wts Mar 2012 0.031 78 per 100 units 2012/03/05 322,585,000 2011/08/10
#
28428 Citigroup Global Mkt H Inc. Tencent European Warrants Dec 11 0.093 228.88 per 100 units 2011/12/30 107,530,000 2011/08/10
13755 BNP Paribas Arbit Issu B.V. CNOOC European Wts Dec 2012 0.250 17.280 2012/12/04 100,000,000 2011/08/11
13739 BNP Paribas Arbit Issu B.V. Dongyue Gp Euro Wts Jul 2012 0.250 9.600 2012/07/04 100,000,000 2011/08/11
10128 BNP Paribas Arbit Issu B.V. EUR/USD European Wts Feb 2012 0.250 1.53 per 1 units 2012/02/13 100,000,000 2011/08/11
10127 BNP Paribas Arbit Issu B.V. EUR/USD Euro Put Wts Feb 2012 0.250 1.29 per 1 units 2012/02/13 100,000,000 2011/08/11
13756 BNP Paribas Arbit Issu B.V. HSCEI Euro Put Wts Jul 2012 0.250 11,600 per 6,000 units 2012/07/30 100,000,000 2011/08/11
13740 BNP Paribas Arbit Issu B.V. PWR Assets Euro Wts Jun 2012 0.390 70.000 2012/06/04 50,000,000 2011/08/11
10126 BNP Paribas Arbit Issu B.V. USD/YEN Euro Warrants Feb 2012 0.250 82 per 1 units 2012/02/13 100,000,000 2011/08/11
10125 BNP Paribas Arbit Issu B.V. USD/YEN Euro Put Wts Feb 2012 0.250 77 per 1 units 2012/02/13 100,000,000 2011/08/11
13741 Citigroup Global Mkt H Inc. AIA European Warrants Mar 2012 0.150 32.388 2012/03/05 80,000,000 2011/08/11
13745 Citigroup Global Mkt H Inc. Ping An Euro Wts Feb 2012 0.250 83.880 2012/02/13 80,000,000 2011/08/11
13744 Citigroup Global Mkt H Inc. Renhe Comm Euro Wts Apr 2012 0.250 2.08 per unit 2012/04/17 80,000,000 2011/08/11
13743 Citigroup Global Mkt H Inc. Sands China Euro Wts Feb 2012 0.250 28.380 2012/02/13 80,000,000 2011/08/11
13742 Citigroup Global Mkt H Inc. Tencent European Wts Feb 2012 0.190 219.08 per 100 units 2012/02/27 80,000,000 2011/08/11
13737 HK Bank Ch Ship Cont European Warrants May 2012 0.280 2.38 per unit 2012/05/22 60,000,000 2011/08/11
13738 HK Bank Esprit European Warrants Jul 2012 0.250 23.880 2012/07/09 100,000,000 2011/08/11
13747 J P Morgan SP BV CHALCO European Warrants Feb 2012 0.440 7.28 per unit 2012/02/16 70,000,000 2011/08/11

Strike level/
13749 J P Morgan SP BV China Shenhua European Warrants Feb 2012 0.265 42.880 2012/02/16 150,000,000 2011/08/11
13746 J P Morgan SP BV GCL-Poly European Warrants Feb 2012 0.450 5.88 per unit 2012/02/16 150,000,000 2011/08/11
13751 J P Morgan SP BV Gome European Warrants Feb 2012 0.320 4.08 per unit 2012/02/16 100,000,000 2011/08/11
13750 J P Morgan SP BV JX Copper European Warrants Nov 2011 0.150 28.880 2011/11/23 150,000,000 2011/08/11
13748 J P Morgan SP BV Renhe Comm European Warrants Apr 2012 0.250 2 per unit 2012/04/27 80,000,000 2011/08/11
13735 Macquarie Bank Ltd. Huaneng Power European Wts Apr 2012 0.250 4.38 per unit 2012/04/03 150,000,000 2011/08/11
13736 Macquarie Bank Ltd. PICC P&C European Warrants Aug 2012 A 0.254 13.500 2012/08/02 200,000,000 2011/08/11
13731 CC Rabobank B.A. Cheung Kong European Warrants Jan 2012 0.500 132.000 2012/01/30 100,000,000 2011/08/11
13732 CC Rabobank B.A. Minsheng Bank European Wts Dec 2011 0.200 7.88 per unit 2011/12/20 100,000,000 2011/08/11
13734 CC Rabobank B.A. Geely Auto European Warrants Jan 2012 0.310 3.38 per unit 2012/01/30 100,000,000 2011/08/11
13733 CC Rabobank B.A. Minmetals Res European Warrants Mar 2012 0.800 5.88 per unit 2012/03/19 100,000,000 2011/08/11
13752 RB of Scotland N.V. CNOOC European Warrants Jan 2012 0.151 16.900 2012/01/16 250,000,000 2011/08/11
10124 RB of Scotland N.V. Gold European Put Warrants Jun 2012 0.251 1,438 per 5,000 units 2012/06/25 100,000,000 2011/08/11
13753 RB of Scotland N.V. Ping An European Warrants Dec 2011 0.151 86.000 2011/12/19 100,000,000 2011/08/11
13754 RB of Scotland N.V. Ping An European Warrants Dec 2013 0.151 78.83 per 100 units 2013/12/09 100,000,000 2011/08/11
13814 BNP Paribas Arbit Issu B.V. BOCL European Wts Mar 2012 B 0.350 3.33 per unit 2012/03/02 200,000,000 2011/08/12
13813 BNP Paribas Arbit Issu B.V. China Life Euro Wts Jun 2012 A 0.310 25.000 2012/06/04 200,000,000 2011/08/12
13811 BNP Paribas Arbit Issu B.V. Sinopec Corp Euro Wts Mar 2012 0.730 7.30 per unit 2012/03/02 100,000,000 2011/08/12
13810 BNP Paribas Arbit Issu B.V. HSBC European Wts Apr 2012 A 0.510 75.000 2012/04/03 200,000,000 2011/08/12
13815 BNP Paribas Arbit Issu B.V. HSI European Wts Feb 2012 0.200 21,100 per 8,000 units 2012/02/28 200,000,000 2011/08/12
13816 BNP Paribas Arbit Issu B.V. HSI European Wts Mar 2012 0.260 20,600 per 8,000 units 2012/03/29 200,000,000 2011/08/12
13812 BNP Paribas Arbit Issu B.V. Tencent Holdings Eu Wts Mar12A 0.270 198 per 100 units 2012/03/02 100,000,000 2011/08/12
13802 Credit Suisse AG AIA European Warrants Jan 2012 0.150 27.500 2012/01/09 300,000,000 2011/08/12
13801 Credit Suisse AG CNOOC European Warrants Jan 2012 0.150 16.900 2012/01/09 300,000,000 2011/08/12
13803 Credit Suisse AG A50 China European Warrants Feb 2012 0.150 11.900 2012/02/13 300,000,000 2011/08/12
13790 Credit Suisse AG HSI European Warrants Jan 2012 0.150 20,700 per 8,800 units 2012/01/30 500,000,000 2011/08/12
13799 Credit Suisse AG HSI European Put Warrants Jan 2012 0.150 20,200 per 7,000 units 2012/01/30 500,000,000 2011/08/12
13798 Credit Suisse AG HSI European Warrants Dec 2011 D 0.150 20,100 per 13,000 units 2011/12/29 500,000,000 2011/08/12
13800 Credit Suisse AG Hutchison European Warrants Dec 2011 A 0.500 84.900 2011/12/19 300,000,000 2011/08/12
13762 Citigroup Global Mkt H Inc. Cheung Kong Euro Wt Dec 2012 A 0.150 118.08 per 100 units 2012/12/10 80,000,000 2011/08/12
13764 Citigroup Global Mkt H Inc. China Life Euro Wts Feb 2012 A 0.150 26.288 2012/02/02 80,000,000 2011/08/12
13763 Citigroup Global Mkt H Inc. CPIC European Wts Feb 2012 0.250 31.880 2012/02/13 80,000,000 2011/08/12
13765 Citigroup Global Mkt H Inc. HSI European Wts Dec 2011 A 0.150 20,088 per 13,000 units 2011/12/29 80,000,000 2011/08/12
13767 J P Morgan SP BV Belle Int’l European Warrants Mar 2012 0.150 18.800 2012/03/27 100,000,000 2011/08/12
13769 J P Morgan SP BV Esprit European Wts Jun 2012 0.250 23.880 2012/06/08 80,000,000 2011/08/12
13770 J P Morgan SP BV Evergrande European Warrants Feb 2012 0.450 6.88 per unit 2012/02/16 100,000,000 2011/08/12
13766 J P Morgan SP BV R&F Ppt European Warrants Nov 2012 0.150 11.880 2012/11/09 100,000,000 2011/08/12
13768 J P Morgan SP BV Lenovo European Warrants Feb 2012 0.250 6.06 per unit 2012/02/16 80,000,000 2011/08/12

Strike level/
13825 KBC Fin Products Int’l Ltd. BOCL European Wts Feb 2012 0.290 3.38 per unit 2012/02/13 108,000,000 2011/08/12
13826 KBC Fin Products Int’l Ltd. BOCL Euro Put Wts Mar 2012 0.250 3.08 per unit 2012/03/01 80,000,000 2011/08/12
13821 KBC Fin Products Int’l Ltd. Ch Mobile Eu Put Wt Feb 2012 0.250 64.000 2012/02/13 108,000,000 2011/08/12
13817 KBC Fin Products Int’l Ltd. CK(H) Euro Put Wts Jun 2012 0.190 120 per 100 units 2012/06/04 80,000,000 2011/08/12
13823 KBC Fin Products Int’l Ltd. China Life Eur Put Wt Apr 2012 0.250 22.880 2012/04/10 108,000,000 2011/08/12
13824 KBC Fin Products Int’l Ltd. A50 Ch Euro Put Wts Feb 2012 0.150 11.980 2012/02/01 80,000,000 2011/08/12
13820 KBC Fin Products Int’l Ltd. HKEx Euro Warrants Jul 2012 0.150 153.88 per 100 units 2012/07/23 188,000,000 2011/08/12
13818 KBC Fin Products Int’l Ltd. HSBC Euro Put Wts Feb 2012 0.330 66.000 2012/02/13 108,000,000 2011/08/12
13807 KBC Fin Products Int’l Ltd. HSCEI Euro Put Wts Feb 2012 A 0.250 10,800 per 5,000 units 2012/02/28 100,000,000 2011/08/12
13808 KBC Fin Products Int’l Ltd. HSI Euro Put Wts Feb 2012 0.250 19,000 per 7,000 units 2012/02/28 200,000,000 2011/08/12
13806 KBC Fin Products Int’l Ltd. HSI European Wts Dec 2011 F 0.180 20,000 per 13,000 units 2011/12/29 200,000,000 2011/08/12
13819 KBC Fin Products Int’l Ltd. Hutchison Eur Put Wts Feb 2012 0.340 72.000 2012/02/13 80,000,000 2011/08/12
13822 KBC Fin Products Int’l Ltd. Ping An Euro Put Wts Feb 2012 0.550 68.000 2012/02/13 68,000,000 2011/08/12
13804 Macquarie Bank Ltd. BOCL European Warrants Apr 2012 0.250 3.80 per unit 2012/04/03 150,000,000 2011/08/12
13793 Macquarie Bank Ltd. CITIC Pacific European Wts Jul 2012 0.252 16.880 2012/07/05 200,000,000 2011/08/12
13796 Macquarie Bank Ltd. China Life European Wts Aug 2012 0.250 29.080 2012/08/02 150,000,000 2011/08/12
13797 Macquarie Bank Ltd. COSCO Pacific European Wts Aug 2012 A 0.250 12.180 2012/08/02 150,000,000 2011/08/12
13791 Macquarie Bank Ltd. Cathay Pacific European Wts Jan 2012 0.152 18.000 2012/01/18 200,000,000 2011/08/12
13794 Macquarie Bank Ltd. Ch Ship Cont European Wts Jul 2012 0.251 2.88 per unit 2012/07/05 200,000,000 2011/08/12
13795 Macquarie Bank Ltd. HKEx European Warrants Jul 2012 0.250 148.88 per 100 units 2012/07/05 200,000,000 2011/08/12
13805 Macquarie Bank Ltd. HSCEI European Warrants Apr 2012 0.250 12,000 per 6,000 units 2012/04/27 150,000,000 2011/08/12
13792 Macquarie Bank Ltd. Nine Dragons European Wts Aug 2013 0.250 6.500 2013/08/02 200,000,000 2011/08/12
13771 Macquarie Bank Ltd. SHK Ppt European Warrants Apr 2013 0.155 118 per 100 units 2013/04/12 500,000,000 2011/08/12
13783 Merrill Lynch Int’l & Co. C.V. CK(H) Euro Put Wts Dec 2011 0.405 102.390 2011/12/19 80,000,000 2011/08/12
13787 Merrill Lynch Int’l & Co. C.V. HKEx Euro Wts Feb 2012 0.152 146.51 per 100 units 2012/02/24 80,000,000 2011/08/12
13784 Merrill Lynch Int’l & Co. C.V. Hutchison Eur Wt Nov 2011 D 0.295 88.810 2011/11/16 80,000,000 2011/08/12
13785 Merrill Lynch Int’l & Co. C.V. Hutchison Eur Wt Nov 2011 E 0.177 94.990 2011/11/21 80,000,000 2011/08/12
13786 Merrill Lynch Int’l & Co. C.V. Hutchison Eur Wt Dec 2011 A 0.530 84.890 2011/12/19 80,000,000 2011/08/12
13789 Merrill Lynch Int’l & Co. C.V. SHK Ppt Euro Wts Dec 2011 A 0.365 119.890 2011/12/19 80,000,000 2011/08/12
13773 RB of Scotland N.V. HSI European Warrants Feb 2012 0.151 22,100 per 7,000 units 2012/02/28 250,000,000 2011/08/12
13775 RB of Scotland N.V. HSI European Put Warrants Mar 2012 0.251 21,500 per 8,000 units 2012/03/29 250,000,000 2011/08/12
13772 RB of Scotland N.V. HSI European Warrants Dec 2011 C 0.151 21,800 per 8,000 units 2011/12/29 250,000,000 2011/08/12
13788 RB of Scotland N.V. HSI European Put Warrants Dec 2011 D 0.151 21,000 per 8,000 units 2011/12/29 250,000,000 2011/08/12
13774 RB of Scotland N.V. HSI European Put Warrants Jan 2012 B 0.151 20,500 per 8,000 units 2012/01/30 250,000,000 2011/08/12
13776 SGA Societe Generale Acceptance N.V. CCB Eur Wt Jan 2012 A 0.430 5.99 per unit 2012/01/09 150,000,000 2011/08/12
13781 SGA Societe Generale Acceptance N.V. HSI Eur Wt Feb 2012 0.180 21,000 per 8,000 units 2012/02/28 300,000,000 2011/08/12
13779 SGA Societe Generale Acceptance N.V. HSI Eur Wt Jan 2012 B 0.170 20,600 per 8,800 units 2012/01/30 300,000,000 2011/08/12
13780 SGA Societe Generale Acceptance N.V. HSI Eur Wt Jan 2012 C 0.160 21,200 per 8,000 units 2012/01/30 300,000,000 2011/08/12
13782 SGA Societe Generale Acceptance N.V. HSI Eu Put Wt Jan 12D 0.170 20,400 per 8,000 units 2012/01/30 300,000,000 2011/08/12
13777 SGA Societe Generale Acceptance N.V. HWL Eur Wt Jan 2012 A 0.440 90.000 2012/01/18 150,000,000 2011/08/12
13809 SGA Societe Generale Acceptance N.V. HWL Eur Wt Mar 2012 A 0.150 78.88 per 100 units 2012/03/21 300,000,000 2011/08/12
13778 SGA Societe Generale Acceptance N.V. ICBC Eu Wt Jan 2012 A 0.300 5.88 per unit 2012/01/18 150,000,000 2011/08/12
13760 UBS AG China Life European Warrants Jan 2012 0.150 27.300 2012/01/18 300,000,000 2011/08/12

Strike level/
13758 UBS AG CNOOC European Warrants Dec 2011 B 0.150 16.900 2011/12/30 200,000,000 2011/08/12
13759 UBS AG CNOOC European Warrants Mar 2012 0.250 15.000 2012/03/12 200,000,000 2011/08/12
13757 UBS AG HKEx European Warrants Mar 2012 A 0.250 138.88 per 100 units 2012/03/19 300,000,000 2011/08/12
13761 UBS AG HSI European Warrants Dec 2011 C 0.190 20,000 per 13,000 units 2011/12/29 300,000,000 2011/08/12
#
12817 HK Bank HSI European Warrants Dec 2011 H 0.116 20,000 per 13,000 units 2011/12/29 250,000,000 2011/08/12
#
21304 UBS AG CC Bank European Warrants Jun 2012 0.043 6.380 2012/06/28 700,000,000 2011/08/12
13887 Credit Suisse AG BOCL European Warrants Jan 2012 0.150 3.59 per unit 2012/01/30 200,000,000 2011/08/15
13882 Credit Suisse AG Cheung Kong European Warrants Dec 2012 0.150 118 per 100 units 2012/12/10 200,000,000 2011/08/15
13883 Credit Suisse AG HSBC European Wts Jan 2012 0.300 75.050 2012/01/03 300,000,000 2011/08/15
13889 Credit Suisse AG HSBC European Wts Mar 2016 0.150 78.05 per 100 units 2016/03/30 300,000,000 2011/08/15
13888 Credit Suisse AG Hutchison European Warrants Jan 2012 0.150 72.90 per 100 units 2012/01/30 300,000,000 2011/08/15
13886 Credit Suisse AG Ping An European Warrants Dec 2012 A 0.150 71.35 per 100 units 2012/12/21 300,000,000 2011/08/15
13884 Credit Suisse AG SHK Ppt European Warrants Sep 2012 0.150 110 per 100 units 2012/09/10 200,000,000 2011/08/15
13885 Credit Suisse AG Tencent Holdings European Wts Jan 2012 0.150 208.90 per 100 units 2012/01/16 300,000,000 2011/08/15
13836 Citigroup Global Mkt H Inc. Alibaba Euro Warrants Jun 2012 A 0.250 9.880 2012/06/29 80,000,000 2011/08/15
13829 Citigroup Global Mkt H Inc. CHALCO European Wts Jun 2013 0.150 6.508 2013/06/17 80,000,000 2011/08/15
13833 Citigroup Global Mkt H Inc. BBMG European Wts Apr 2012 0.250 10.180 2012/04/17 80,000,000 2011/08/15
13832 Citigroup Global Mkt H Inc. CNOOC European Wts Apr 2012 0.150 16.288 2012/04/17 80,000,000 2011/08/15
13830 Citigroup Global Mkt H Inc. Dongfeng European Wts Apr 2012 0.250 13.380 2012/04/17 80,000,000 2011/08/15
13831 Citigroup Global Mkt H Inc. A50 China Euro Wts Apr 2012 0.150 11.618 2012/04/20 80,000,000 2011/08/15
13837 Citigroup Global Mkt H Inc. HKEx European Wts Jul 2012 0.150 153.80 per 100 units 2012/07/23 80,000,000 2011/08/15
13835 Citigroup Global Mkt H Inc. HSBC European Wts May 2012 0.150 60.038 per 100 units 2012/05/25 80,000,000 2011/08/15
13828 Citigroup Global Mkt H Inc. HSCEI European Wts Feb 2012 0.250 11,200 per 5,000 units 2012/02/28 80,000,000 2011/08/15
13838 Citigroup Global Mkt H Inc. Hutchison Euro Wts Feb 2012 0.150 72.88 per 100 units 2012/02/06 80,000,000 2011/08/15
13834 Citigroup Global Mkt H Inc. SHK Ppt European Wts Sep 2012 0.150 110.08 per 100 units 2012/09/05 80,000,000 2011/08/15
13863 HK Bank HSCEI European Warrants Sep 2012 0.250 11,800 per 6,500 units 2012/09/27 150,000,000 2011/08/15
13869 HK Bank HSI European Warrants Feb 2012 0.250 21,300 per 8,500 units 2012/02/28 300,000,000 2011/08/15
13867 HK Bank HSI European Warrants Mar 2012 0.250 20,800 per 9,000 units 2012/03/29 300,000,000 2011/08/15
13868 HK Bank HSI European Warrants Mar 2012 A 0.250 20,300 per 10,000 units 2012/03/29 300,000,000 2011/08/15
13858 J P Morgan SP BV China Life European Warrants Dec 2011 B 0.150 24.880 2011/12/23 200,000,000 2011/08/15
13859 J P Morgan SP BV China Life European Warrants Dec 2011 C 0.183 22.880 2011/12/08 200,000,000 2011/08/15
13848 J P Morgan SP BV HKEx European Warrants Dec 2012 0.150 160 per 100 units 2012/12/27 200,000,000 2011/08/15
13847 J P Morgan SP BV HKEx European Put Wts Jun 2012 0.250 160 per 100 units 2012/06/18 200,000,000 2011/08/15
13845 J P Morgan SP BV Yanzhou Coal European Warrants Feb 2012 0.260 30.000 2012/02/16 100,000,000 2011/08/15
13846 J P Morgan SP BV Yanzhou Coal European Warrants Jun 2012 0.250 35.000 2012/06/25 100,000,000 2011/08/15
13877 KBC Fin Products Int’l Ltd. AIA Euro Put Warrants Jul 2012 0.250 22.380 2012/07/10 108,000,000 2011/08/15
13876 KBC Fin Products Int’l Ltd. Ch Mobile Eu Put Wt Jan 2012 0.150 60.000 2012/01/04 128,000,000 2011/08/15
13875 KBC Fin Products Int’l Ltd. CNOOC Euro Put Wts Jun 2012 0.250 14.880 2012/06/01 80,000,000 2011/08/15
13872 KBC Fin Products Int’l Ltd. Sinopec Corp Eu Put Wt Mar 2012 0.500 6.50 per unit 2012/03/01 68,000,000 2011/08/15
13873 KBC Fin Products Int’l Ltd. HKEx European Put Wts Jul 2012 0.250 140 per 100 units 2012/07/03 108,000,000 2011/08/15

Strike level/
13870 KBC Fin Products Int’l Ltd. HSI Euro Put Wts Mar 2012 A 0.250 18,400 per 7,000 units 2012/03/29 200,000,000 2011/08/15
13874 KBC Fin Products Int’l Ltd. PetroChina Eur Put Wt Aug 2012 0.250 10.980 2012/08/10 80,000,000 2011/08/15
13871 KBC Fin Products Int’l Ltd. SHK Ppt Euro Put Wts Aug 2012 0.250 114.68 per 100 units 2012/08/10 80,000,000 2011/08/15
13827 Macquarie Bank Ltd. BankComm European Warrants Mar 2012 0.250 7.68 per unit 2012/03/02 200,000,000 2011/08/15
13843 Merrill Lynch Int’l & Co. C.V. HSBC Euro Wts Jan 2012 0.208 77.890 2012/01/16 80,000,000 2011/08/15
13844 Merrill Lynch Int’l & Co. C.V. HSBC Euro Wts Jan 2012 A 0.275 74.990 2012/01/10 80,000,000 2011/08/15
13840 Merrill Lynch Int’l & Co. C.V. PetroChina Eu Wt Feb 2012 0.600 10.49 per unit 2012/02/27 80,000,000 2011/08/15
13839 Merrill Lynch Int’l & Co. C.V. PetroChina Eu Wt Mar 2012 0.370 11.39 per unit 2012/03/05 80,000,000 2011/08/15
13842 Merrill Lynch Int’l & Co. C.V. Tencent Euro Wts Feb 2012 A 0.260 193.99 per 100 units 2012/02/27 80,000,000 2011/08/15
13841 Merrill Lynch Int’l & Co. C.V. Tencent Euro Wts Mar 2012 A 0.250 205.99 per 100 units 2012/03/19 80,000,000 2011/08/15
13865 RB of Scotland N.V. HSI European Put Warrants Apr 2012 0.251 19,000 per 8,000 units 2012/04/27 250,000,000 2011/08/15
13864 RB of Scotland N.V. HSI European Warrants Jan 2012 C 0.151 21,200 per 8,000 units 2012/01/30 250,000,000 2011/08/15
13849 SGA Societe Generale Acceptance N.V. BOCL Eu Wt Mar 2012 0.400 3.28 per unit 2012/03/26 200,000,000 2011/08/15
13851 SGA Societe Generale Acceptance N.V. CLife Eu Wt Dec 2011C 0.210 22.880 2011/12/19 300,000,000 2011/08/15
13850 SGA Societe Generale Acceptance N.V. CLife Eu Wt Feb 2012 0.380 20.880 2012/02/15 300,000,000 2011/08/15
13852 SGA Societe Generale Acceptance N.V. CLife Eu Wt Feb 2012A 0.250 23.800 2012/02/15 300,000,000 2011/08/15
13853 SGA Societe Generale Acceptance N.V. Ch Mob Eu Wt Feb 2012C 0.610 72.580 2012/02/15 200,000,000 2011/08/15
13866 SGA Societe Generale Acceptance N.V. CNOOC Eu Wt May 2012 0.250 14.780 2012/05/07 300,000,000 2011/08/15
13857 SGA Societe Generale Acceptance N.V. CP&CC Eu Wt Feb 2012 0.480 7.28 per unit 2012/02/15 100,000,000 2011/08/15
13856 SGA Societe Generale Acceptance N.V. HSBC Eu Wt Feb 2012 0.380 72.500 2012/02/15 300,000,000 2011/08/15
13855 SGA Societe Generale Acceptance N.V. HSI Eu Put Wt Feb 2012 0.260 20,000 per 8,000 units 2012/02/28 300,000,000 2011/08/15
13854 SGA Societe Generale Acceptance N.V. HSI Eur Wt Feb 2012 A 0.250 20,000 per 8,000 units 2012/02/28 300,000,000 2011/08/15
13862 UBS AG China Life European Warrants Nov 2011 B 0.150 24.330 2011/11/28 300,000,000 2011/08/15
13861 UBS AG HSI European Warrants Jan 2012 0.150 20,600 per 8,800 units 2012/01/30 300,000,000 2011/08/15
13860 UBS AG HSI European Warrants Feb 2012 0.250 19,000 per 8,000 units 2012/02/28 300,000,000 2011/08/15
13922 BNP Paribas Arbit Issu B.V. CC Bank Euro Wts Mar 2012 B 0.490 6.20 per unit 2012/03/02 200,000,000 2011/08/16
13923 BNP Paribas Arbit Issu B.V. HSBC European Wts Apr 2012 B 0.710 70.000 2012/04/03 200,000,000 2011/08/16
13927 BNP Paribas Arbit Issu B.V. HSI European Wts Apr 2012 0.250 19,600 per 8,000 units 2012/04/27 200,000,000 2011/08/16
13929 BNP Paribas Arbit Issu B.V. HSI Euro Put Wts Mar 2012 0.440 20,800 per 8,000 units 2012/03/29 200,000,000 2011/08/16
13928 BNP Paribas Arbit Issu B.V. HSI Euro Put Wts Apr 2012 0.380 19,800 per 8,000 units 2012/04/27 200,000,000 2011/08/16
13946 Credit Suisse AG A50 China European Warrants Aug 2012 0.150 10.900 2012/08/06 300,000,000 2011/08/16
13945 Credit Suisse AG HSI European Put Warrants Feb 2012 D 0.250 18,500 per 8,500 units 2012/02/28 500,000,000 2011/08/16
13941 Citigroup Global Mkt H Inc. China Mobile Eur Wt Feb 2012 0.250 78.880 2012/02/27 80,000,000 2011/08/16
13942 Citigroup Global Mkt H Inc. CC Bank European Wt Feb 2012 A 0.250 5.88 per unit 2012/02/27 80,000,000 2011/08/16
13944 Citigroup Global Mkt H Inc. HSBC European Wts Feb 2012 0.250 75.880 2012/02/27 80,000,000 2011/08/16
13940 Citigroup Global Mkt H Inc. Hutchison Euro Wts Feb 2012 A 0.250 88.880 2012/02/27 80,000,000 2011/08/16
13943 Citigroup Global Mkt H Inc. ICBC European Wts Feb 2012 0.250 5.58 per unit 2012/02/27 80,000,000 2011/08/16
13903 HK Bank HSI European Warrants Mar 2012 B 0.250 19,300 per 9,000 units 2012/03/29 300,000,000 2011/08/16
13925 HK Bank HSI European Put Warrants Mar 2012 C 0.250 18,300 per 9,000 units 2012/03/29 150,000,000 2011/08/16
13913 J P Morgan SP BV Agricultural Bk Euro Warrants Feb 2012 0.329 4 per unit 2012/02/16 150,000,000 2011/08/16
13912 J P Morgan SP BV AIA European Warrants Feb 2012 A 0.250 26.880 2012/02/16 200,000,000 2011/08/16

Strike level/
13911 J P Morgan SP BV China Mob European Wts Feb 2012 0.314 76.880 2012/02/16 200,000,000 2011/08/16
13916 J P Morgan Int’l Der. Ltd. CC Bank European Wts Feb 2012 0.390 6.08 per unit 2012/02/16 200,000,000 2011/08/16
13909 J P Morgan SP BV CPIC European Warrants Feb 2012 0.250 30.000 2012/02/16 100,000,000 2011/08/16
13914 J P Morgan SP BV HKEx European Warrants Oct 2012 0.160 150 per 100 units 2012/10/25 200,000,000 2011/08/16
13906 J P Morgan SP BV HSBC European Warrants Feb 2012 0.280 76.000 2012/02/16 200,000,000 2011/08/16
13905 J P Morgan SP BV HSBC European Warrants Apr 2012 0.250 80.000 2012/04/03 200,000,000 2011/08/16
13904 J P Morgan SP BV HSBC European Put Warrants Feb 2012 0.320 66.660 2012/02/16 200,000,000 2011/08/16
13910 J P Morgan SP BV Hutchison European Warrants Feb 2012 A 0.293 90.000 2012/02/16 150,000,000 2011/08/16
13907 J P Morgan SP BV ICBC European Warrants Feb 2012 0.327 5.68 per unit 2012/02/16 150,000,000 2011/08/16
13921 KBC Fin Products Int’l Ltd. A50 Ch Euro Wts Aug 2012 0.150 10.880 2012/08/01 188,000,000 2011/08/16
13955 KBC Fin Products Int’l Ltd. HKEx Euro Warrants Aug 2012 0.250 138 per 100 units 2012/08/08 158,000,000 2011/08/16
13920 KBC Fin Products Int’l Ltd. HSBC European Wts Jan 2012 A 0.350 75.000 2012/01/16 108,000,000 2011/08/16
13919 KBC Fin Products Int’l Ltd. HSBC European Wts Feb 2012 A 0.500 69.980 2012/02/16 98,000,000 2011/08/16
13952 KBC Fin Products Int’l Ltd. HSCEI Euro Wts Mar 2012 A 0.250 10,600 per 7,000 units 2012/03/29 100,000,000 2011/08/16
13953 KBC Fin Products Int’l Ltd. HSCEI Euro Wts Mar 2012 B 0.250 11,600 per 5,600 units 2012/03/29 100,000,000 2011/08/16
13954 KBC Fin Products Int’l Ltd. HSI European Wts Feb 2012 0.250 19,600 per 9,600 units 2012/02/28 200,000,000 2011/08/16
13924 KBC Fin Products Int’l Ltd. HSI Euro Put Wts Mar 2012 B 0.250 17,600 per 8,000 units 2012/03/29 200,000,000 2011/08/16
13902 Macquarie Bank Ltd. CM Bank European Warrants Jun 2012 0.250 18.800 2012/06/04 200,000,000 2011/08/16
13901 Macquarie Bank Ltd. HKEx European Warrants Aug 2012 0.250 152 per 100 units 2012/08/02 200,000,000 2011/08/16
13898 Macquarie Bank Ltd. HSI European Warrants Feb 2012 0.250 21,000 per 8,000 units 2012/02/28 200,000,000 2011/08/16
13899 Macquarie Bank Ltd. Tencent European Warrants Mar 2012 0.308 200 per 100 units 2012/03/02 250,000,000 2011/08/16
13900 Macquarie Bank Ltd. Tencent European Warrants Mar 2012 A 0.250 220 per 100 units 2012/03/02 250,000,000 2011/08/16
13892 Merrill Lynch Int’l & Co. C.V. BOCL European Wt Feb 2012 B 0.230 3.49 per unit 2012/02/27 80,000,000 2011/08/16
13893 Merrill Lynch Int’l & Co. C.V. China Life Eu Wt Feb 2012 B 0.250 24.590 2012/02/27 80,000,000 2011/08/16
13894 Merrill Lynch Int’l & Co. C.V. Ch Mobile Eur Wt Nov 2011 A 0.214 77.990 2011/11/22 80,000,000 2011/08/16
13896 Merrill Lynch Int’l & Co. C.V. CNOOC European Wts Jun 2012 0.250 14.590 2012/06/25 80,000,000 2011/08/16
13895 Merrill Lynch Int’l & Co. C.V. CNOOC European Wts Sep 2012 0.250 15.590 2012/09/24 80,000,000 2011/08/16
13897 Merrill Lynch Int’l & Co. C.V. Sinopec Euro Wts Feb 2012 A 0.430 7.49 per unit 2012/02/27 80,000,000 2011/08/16
13890 Merrill Lynch Int’l & Co. C.V. HSI European Wts Jan 2012 G 0.175 20,600 per 8,800 units 2012/01/30 200,000,000 2011/08/16
13891 Merrill Lynch Int’l & Co. C.V. HSI European Wts Jan 2012 H 0.163 21,200 per 8,000 units 2012/01/30 200,000,000 2011/08/16
13935 RB of Scotland N.V. BOCL European Warrants Apr 2012 0.251 3.48 per unit 2012/04/16 100,000,000 2011/08/16
13934 CC Rabobank B.A. CC Bank European Warrants Apr 2012 0.251 6 per unit 2012/04/16 100,000,000 2011/08/16
13933 RB of Scotland N.V. China Life European Wts Apr 2012 0.251 23.880 2012/04/03 200,000,000 2011/08/16
13932 RB of Scotland N.V. China Life European Wts Jun 2012 0.251 25.880 2012/06/12 200,000,000 2011/08/16
13937 RB of Scotland N.V. HKEx European Warrants Oct 2012 0.251 153.88 per 100 units 2012/10/10 200,000,000 2011/08/16
13939 RB of Scotland N.V. HSBC European Warrants Apr 2012 0.251 74.380 2012/04/03 100,000,000 2011/08/16
13938 RB of Scotland N.V. HWL European Warrants Mar 2012 B 0.251 84.880 2012/03/12 100,000,000 2011/08/16
13936 RB of Scotland N.V. ICBC European Warrants Apr 2012 0.251 5.58 per unit 2012/04/16 100,000,000 2011/08/16
13917 SGA Societe Generale Acceptance N.V. HSI Eur Wt Feb 2012 B 0.290 18,800 per 8,000 units 2012/02/28 300,000,000 2011/08/16

Strike level/
13918 SGA Societe Generale Acceptance N.V. HSI Eur Wt Feb 2012 C 0.250 19,400 per 8,000 units 2012/02/28 300,000,000 2011/08/16
13947 UBS AG BOCL European Warrants Jan 2012 B 0.210 3.59 per unit 2012/01/30 200,000,000 2011/08/16
13949 UBS AG CC Bank European Warrants Feb 2012 0.670 5.50 per unit 2012/02/20 200,000,000 2011/08/16
13930 UBS AG Cheung Kong European Warrants Dec 2012 A 0.150 118 per 100 units 2012/12/10 300,000,000 2011/08/16
13950 UBS AG A50 China European Warrants Aug 2012 0.196 10.880 2012/08/01 200,000,000 2011/08/16
13951 UBS AG HSBC European Warrants Oct 2015 0.250 63.88 per 100 units 2015/10/12 500,000,000 2011/08/16
13931 UBS AG Hutchison European Warrants Jan 2012 0.150 72.90 per 100 units 2012/01/20 500,000,000 2011/08/16
13948 UBS AG ICBC European Warrants Feb 2012 0.530 5.38 per unit 2012/02/20 200,000,000 2011/08/16
13994 Citigroup Global Mkt H Inc. BankComm Euro Wts Feb 2012 B 0.250 6.38 per unit 2012/02/20 80,000,000 2011/08/17
13991 Citigroup Global Mkt H Inc. Sinopec Corp Euro Wts Feb 2012 0.250 7.38 per unit 2012/02/20 80,000,000 2011/08/17
13993 Citigroup Global Mkt H Inc. China Shenhua Eu Wt Feb 2012 A 0.250 38.880 2012/02/20 80,000,000 2011/08/17
13995 Citigroup Global Mkt H Inc. HSCEI Euro Put Wts Feb 2012 B 0.250 10,200 per 5,000 units 2012/02/28 80,000,000 2011/08/17
13996 Citigroup Global Mkt H Inc. HSI European Put Wts Feb 2012 0.250 18,800 per 8,000 units 2012/02/28 100,000,000 2011/08/17
13990 Citigroup Global Mkt H Inc. Jiangxi Copper Eur Wt Feb 2012 0.250 25.880 2012/02/20 80,000,000 2011/08/17
13992 Citigroup Global Mkt H Inc. PetroChina Euro Wts Apr 2012 0.160 8.498 2012/04/26 80,000,000 2011/08/17
13989 Bank of East Asia China Life European Warrants Apr 2012 0.250 24.000 2012/04/23 65,000,000 2011/08/17
13987 Bank of East Asia Li & Fung European Warrants Sep 2012 0.250 13.494 2012/09/24 115,000,000 2011/08/17
13988 Bank of East Asia Yanzhou Coal European Warrants Apr 2012 0.260 27.771 2012/04/23 55,000,000 2011/08/17
13985 J P Morgan SP BV Agricultural Bk Euro Warrants Jul 2015 0.150 2.990 2015/07/08 500,000,000 2011/08/17
13984 J P Morgan SP BV China Mob European Wts Jun 2015 0.150 70.88 per 100 units 2015/06/22 500,000,000 2011/08/17
13982 J P Morgan SP BV Hutchison European Warrants Dec 2013 0.150 90 per 100 units 2013/12/30 500,000,000 2011/08/17
13983 J P Morgan SP BV Hutchison European Warrants Dec 2013 A 0.150 87.38 per 100 units 2013/12/16 500,000,000 2011/08/17
13981 J P Morgan SP BV Ping An European Warrants Nov 2013 0.150 78.80 per 100 units 2013/11/28 300,000,000 2011/08/17
13980 KBC Fin Products Int’l Ltd. Hutchison Euro Wts Feb 2012 A 0.150 72.88 per 100 units 2012/02/08 198,000,000 2011/08/17
13979 Macquarie Bank Ltd. CC Bank European Warrants Mar 2012 0.424 6 per unit 2012/03/05 220,000,000 2011/08/17
13958 Merrill Lynch Int’l & Co. C.V. Ag Bk Euro Wts Feb 2012 A 0.510 3.70 per unit 2012/02/20 80,000,000 2011/08/17
13961 Merrill Lynch Int’l & Co. C.V. BOCL European Wt Feb 2012 C 0.330 3.12 per unit 2012/02/22 80,000,000 2011/08/17
13962 Merrill Lynch Int’l & Co. C.V. BOCL European Wt Feb 2012 D 0.260 3.31 per unit 2012/02/20 80,000,000 2011/08/17
13957 Merrill Lynch Int’l & Co. C.V. Ch Mobile Eur Wt Jun 2015 0.150 70.89 per 100 units 2015/06/25 80,000,000 2011/08/17
13956 Merrill Lynch Int’l & Co. C.V. Ch Mobile Eur Wt Dec 2011 E 0.440 69.890 2011/12/06 80,000,000 2011/08/17
13963 Merrill Lynch Int’l & Co. C.V. Ch Mobile Eu Put Wt Dec 11F 0.500 67.990 2011/12/07 80,000,000 2011/08/17
13975 Merrill Lynch Int’l & Co. C.V. HSI European Wts Mar 2012 0.250 19,700 per 9,800 units 2012/03/29 200,000,000 2011/08/17
13976 Merrill Lynch Int’l & Co. C.V. HSI European Wts May 2012 0.250 20,000 per 10,000 units 2012/05/30 200,000,000 2011/08/17
13977 Merrill Lynch Int’l & Co. C.V. HSI Euro Put Wts Mar 2012 A 0.250 18,700 per 9,800 units 2012/03/29 200,000,000 2011/08/17
13978 Merrill Lynch Int’l & Co. C.V. HSI Euro Put Wts Mar 2012 B 0.255 19,000 per 10,000 units 2012/03/29 200,000,000 2011/08/17
13959 Merrill Lynch Int’l & Co. C.V. ICBC Euro Wts Feb 2012 A 0.560 5 per unit 2012/02/22 80,000,000 2011/08/17
13960 Merrill Lynch Int’l & Co. C.V. ICBC Euro Wts Feb 2012 B 0.435 5.30 per unit 2012/02/20 80,000,000 2011/08/17
13997 RB of Scotland N.V. AIA European Warrants Jun 2012 A 0.251 28.000 2012/06/29 200,000,000 2011/08/17
13998 RB of Scotland N.V. CNOOC European Warrants Nov 2012 0.251 15.880 2012/11/16 250,000,000 2011/08/17
10129 RB of Scotland N.V. Gold European Warrants Jun 2012 A 0.251 1,888 per 5,000 units 2012/06/25 100,000,000 2011/08/17
13964 SGA Societe Generale Acceptance N.V. AGBK Eu Wt Jan 2012 A 0.350 3.88 per unit 2012/01/18 200,000,000 2011/08/17

Strike level/
13965 SGA Societe Generale Acceptance N.V. BOCL Eu Wt Feb 2012 A 0.390 2.98 per unit 2012/02/20 200,000,000 2011/08/17
13986 SGA Societe Generale Acceptance N.V. CNOOC Eu Wt Feb 2012A 0.270 13.280 2012/02/20 400,000,000 2011/08/17
13967 SGA Societe Generale Acceptance N.V. SHK P Eu Wt Sep 2012 0.150 109.99 per 100 units 2012/09/05 300,000,000 2011/08/17
13968 SGA Societe Generale Acceptance N.V. Tencent Eu Wt Feb2012 0.310 178 per 100 units 2012/02/20 200,000,000 2011/08/17
13969 SGA Societe Generale Acceptance N.V. Tencent Eu Wt Mar2012 0.250 198.88 per 100 units 2012/03/28 200,000,000 2011/08/17
#
12797 Standard Chartered Bank China Life European Wts Jan 2012 0.109 24.880 2012/01/04 150,000,000 2011/08/17
#
11298 Standard Chartered Bank HSBC European Warrants Jun 2012 0.110 60 per 100 units 2012/06/01 150,000,000 2011/08/17
#
15550 UBS AG HSBC European Warrants Dec 2011 0.021 83.88 per 100 units 2011/12/19 500,000,000 2011/08/17
#
14033 Barclays Bank plc HSI European Warrants Mar 2012 0.250 20,000 per 10,000 units 2012/03/29 150,000,000 2011/08/18
14034 Barclays Bank plc HSI European Put Warrants Mar 2012 0.250 18,900 per 10,000 units 2012/03/29 150,000,000 2011/08/18
14036 Bank of East Asia JIANC European Warrants May 2012 0.250 28.358 2012/05/23 80,000,000 2011/08/18
14035 Bank of East Asia MTRC European Warrants Nov 2012 0.250 28.660 2012/11/23 60,000,000 2011/08/18
14000 HK Bank HSI European Warrants Feb 2012 A 0.250 17,800 per 12,000 units 2012/02/28 300,000,000 2011/08/18
14001 HK Bank HSI European Warrants Feb 2012 B 0.250 18,800 per 10,000 units 2012/02/28 300,000,000 2011/08/18
14020 J P Morgan SP BV CHALCO European Warrants Jun 2013 0.150 6.500 2013/06/17 300,000,000 2011/08/18
14017 J P Morgan SP BV China Life European Warrants Feb 2012 0.250 23.880 2012/02/20 200,000,000 2011/08/18
14019 J P Morgan SP BV China Life European Warrants Feb 2012 A 0.285 21.880 2012/02/20 200,000,000 2011/08/18
14021 J P Morgan SP BV Chinares Cement Euro Warrants Jan 2013 0.150 8.080 2013/01/28 100,000,000 2011/08/18
14018 J P Morgan SP BV A50 China European Warrants Aug 2014 0.250 13.880 2014/08/08 300,000,000 2011/08/18
14023 J P Morgan SP BV GCL-Poly European Warrants Aug 2013 0.150 3.330 2013/08/23 300,000,000 2011/08/18
14027 J P Morgan SP BV HSI European Warrants Feb 2012 0.250 20,000 per 8,000 units 2012/02/28 200,000,000 2011/08/18
14025 J P Morgan SP BV HSI European Put Warrants Feb 2012 0.263 18,500 per 8,000 units 2012/02/28 200,000,000 2011/08/18
14024 J P Morgan SP BV HSI European Put Warrants Apr 2012 0.250 18,000 per 8,800 units 2012/04/27 200,000,000 2011/08/18
14028 J P Morgan SP BV HSI European Warrants Jan 2012 B 0.165 21,200 per 8,000 units 2012/01/30 200,000,000 2011/08/18
14029 J P Morgan SP BV HSI European Warrants Jan 2012 C 0.170 20,600 per 8,800 units 2012/01/30 200,000,000 2011/08/18
14026 J P Morgan SP BV HSI European Put Warrants Feb 2012 A 0.261 19,000 per 8,800 units 2012/02/28 200,000,000 2011/08/18
14022 J P Morgan SP BV SHK Ppt European Warrants Apr 2013 0.150 118 per 100 units 2013/04/11 200,000,000 2011/08/18
14012 KBC Fin Products Int’l Ltd. CC Bank Euro Wts Feb 2012 0.390 5.48 per unit 2012/02/20 108,000,000 2011/08/18
14011 KBC Fin Products Int’l Ltd. CC Bank Euro Put Wt Mar 2012 0.370 4.988 per unit 2012/03/05 80,000,000 2011/08/18
14010 KBC Fin Products Int’l Ltd. Sinopec Euro Wts Feb 2012 A 0.340 7.48 per unit 2012/02/20 80,000,000 2011/08/18
14009 KBC Fin Products Int’l Ltd. Sinopec Corp Eu Put Wt Apr2012 0.500 6.08 per unit 2012/04/02 68,000,000 2011/08/18
14008 KBC Fin Products Int’l Ltd. HSBC European Wts Jun 2012 0.150 60 per 100 units 2012/06/01 238,000,000 2011/08/18
14007 KBC Fin Products Int’l Ltd. HSBC Euro Put Wts Mar 2012 0.490 60.000 2012/03/01 98,000,000 2011/08/18
14030 KBC Fin Products Int’l Ltd. HSI European Wts Mar 2012 0.260 18,800 per 10,000 units 2012/03/29 200,000,000 2011/08/18

Strike level/
14006 KBC Fin Products Int’l Ltd. Hutchison Euro Wts Feb 2012 B 0.610 78.880 2012/02/20 128,000,000 2011/08/18
14005 Merrill Lynch Int’l & Co. C.V. China Life Eu Wt Mar 2012 0.250 22.690 2012/03/05 80,000,000 2011/08/18
14004 Merrill Lynch Int’l & Co. C.V. Sinopec Euro Wts Mar 2012 0.580 6.89 per unit 2012/03/05 80,000,000 2011/08/18
14014 Merrill Lynch Int’l & Co. C.V. HKEx Euro Wts Nov 2012 0.250 141.01 per 100 units 2012/11/30 80,000,000 2011/08/18
14013 Merrill Lynch Int’l & Co. C.V. HSBC Euro Wts Feb 2012 B 0.400 71.690 2012/02/27 80,000,000 2011/08/18
14002 Merrill Lynch Int’l & Co. C.V. Hutchison Eur Wt Dec 2011 B 0.540 80.890 2011/12/23 80,000,000 2011/08/18
14003 Merrill Lynch Int’l & Co. C.V. MTRC European Wts May 2012 0.250 24.990 2012/05/28 80,000,000 2011/08/18
14032 Standard Chartered Bank China Life European Wts Mar 2012 A 0.250 22.380 2012/03/05 150,000,000 2011/08/18
14031 Standard Chartered Bank Hutchison Euro Euro Wts Oct 2012 0.150 68.88 per 100 units 2012/10/19 100,000,000 2011/08/18
14015 Standard Chartered Bank SPDR Gold Trust Euro Wts Jun 2012 0.530 1,620 per 100 units 2012/06/29 50,000,000 2011/08/18
14075 BNP Paribas Arbit Issu B.V BankComm Euro Warrants Apr 2012 0.370 6.88 per unit 2012/04/03 45,000,000 2011/08/19
14076 BNP Paribas Arbit Issu B.V. CM Bank Euro Warrants Oct 2012 0.250 18.180 2012/10/03 100,000,000 2011/08/19
14072 BNP Paribas Arbit Issu B.V. Minsheng Bk Euro Wts Apr 2012 0.550 6.99 per unit 2012/04/03 35,000,000 2011/08/19
14077 BNP Paribas Arbit Issu B.V. CNOOC European Wts Oct 2012 0.250 16.280 2012/10/03 100,000,000 2011/08/19
14074 BNP Paribas Arbit Issu B.V. Ch Ship Cont Euro Wt Apr 2012 0.260 2 per unit 2012/04/03 40,000,000 2011/08/19
14071 BNP Paribas Arbit Issu B.V. Zoomlion European Wts Oct 2012 0.250 15.680 2012/10/03 100,000,000 2011/08/19
14078 BNP Paribas Arbit Issu B.V. A50 China Euro Wts Nov 2013 0.250 13.020 2013/11/04 100,000,000 2011/08/19
14073 BNP Paribas Arbit Issu B.V. China Mengniu Euro Wt Apr 2012 0.290 29.800 2012/04/03 80,000,000 2011/08/19
14070 BNP Paribas Arbit Issu B.V. Ch Rongsheng Euro Wt Jun 2012 0.440 4.68 per unit 2012/06/04 55,000,000 2011/08/19
14068 BNP Paribas Arbit Issu B.V. Sino Land European Wt Sep 2012 0.250 12.280 2012/09/04 100,000,000 2011/08/19
14069 BNP Paribas Arbit Issu B.V. ZTE European Warrants Jun 2012 0.260 22.280 2012/06/04 80,000,000 2011/08/19
14046 Citigroup Global Mkt H Inc. BOCL European Wts Feb 2012 A 0.250 3.38 per unit 2012/02/20 80,000,000 2011/08/19
14043 Citigroup Global Mkt H Inc. CITIC Bank Euro Wts Feb 2012 A 0.250 4.68 per unit 2012/02/27 80,000,000 2011/08/19
14045 Citigroup Global Mkt H Inc. CNBM Euro Warrants Jan 2012 0.150 16.288 2012/01/10 80,000,000 2011/08/19
14050 Citigroup Global Mkt H Inc. Ping An Euro Wts Jun 2013 0.150 82.288 per 100 units 2013/06/25 100,000,000 2011/08/19
14044 Citigroup Global Mkt H Inc. SPDR Gold T Euro Wts Feb 2012 0.300 1,488 per 100 units 2012/02/20 50,000,000 2011/08/19
14066 Bank of East Asia HKEx European Warrants Aug 2012 0.250 138.388 per 100 units 2012/08/23 110,000,000 2011/08/19
14067 Bank of East Asia PICC European Warrants Apr 2012 0.250 11.328 2012/04/23 140,000,000 2011/08/19
14065 KBC Fin Products Int’l Ltd. ICBC European Wts Feb 2012 0.280 5.48 per unit 2012/02/20 128,000,000 2011/08/19
14041 Macquarie Bank Ltd. CHALCO European Warrants Mar 2012 0.383 7 per unit 2012/03/02 150,000,000 2011/08/19
14063 Macquarie Bank Ltd. Angang Steel European Wts Mar 2012 0.251 8.28 per unit 2012/03/02 100,000,000 2011/08/19
14039 Macquarie Bank Ltd. Ch Comm Cons European Wts Mar 2012 0.275 6.78 per unit 2012/03/02 150,000,000 2011/08/19
14040 Macquarie Bank Ltd. China Railway European Wts Mar 2012 0.253 2.68 per unit 2012/03/02 150,000,000 2011/08/19
14042 Macquarie Bank Ltd. GCL-Poly Energy European Wts Feb 2012 0.259 5 per unit 2012/02/20 150,000,000 2011/08/19
14064 Macquarie Bank Ltd. ICBC European Warrants Mar 2012 0.269 5.88 per unit 2012/03/02 100,000,000 2011/08/19
14051 Macquarie Bank Ltd. ZTE European Warrants Mar 2012 0.250 22.880 2012/03/02 150,000,000 2011/08/19
14053 CC Rabobank B.A. AviChina European Warrants Feb 2012 0.800 4.30 per unit 2012/02/28 80,000,000 2011/08/19
14054 CC Rabobank B.A. Nine Dragons European Warrants Feb 2012 0.700 6.80 per unit 2012/02/29 38,000,000 2011/08/19
14052 CC Rabobank B.A. Xinyi Glass European Warrants Feb 2012 0.910 5.80 per unit 2012/02/28 50,000,000 2011/08/19
14059 RB of Scotland N.V. Sinopec Corp European Wts Mar 2012 0.251 7.38 per unit 2012/03/16 100,000,000 2011/08/19
14056 RB of Scotland N.V. China Shenhua European Wts Mar 2012 0.251 38.000 2012/03/16 150,000,000 2011/08/19
14055 RB of Scotland N.V. China Shenhua European Wts Jun 2012 0.251 42.000 2012/06/18 150,000,000 2011/08/19
14060 RB of Scotland N.V. HSI European Warrants Jan 2012 D 0.151 20,900 per 8,000 units 2012/01/30 250,000,000 2011/08/19

Strike level/
14061 RB of Scotland N.V. HSI European Warrants Feb 2012 A 0.251 18,500 per 8,000 units 2012/02/28 250,000,000 2011/08/19
14062 RB of Scotland N.V. HSI European Warrants Feb 2012 B 0.251 19,500 per 8,000 units 2012/02/28 250,000,000 2011/08/19
14058 RB of Scotland N.V. Jiangxi Copper European Wts Mar 2012 0.251 23.880 2012/03/16 300,000,000 2011/08/19
14057 RB of Scotland N.V. Jiangxi Copper European Wts Jun 2012 0.251 26.880 2012/06/18 300,000,000 2011/08/19
14048 Standard Chartered Bank CC Bank European Wts May 2012 0.350 6.28 per unit 2012/05/04 100,000,000 2011/08/19
14047 Standard Chartered Bank HSBC European Warrants Feb 2012 A 0.470 69.300 2012/02/27 100,000,000 2011/08/19
14049 Standard Chartered Bank ICBC European Warrants Jan 2012 0.170 6.28 per unit 2012/01/30 100,000,000 2011/08/19
14037 SGA Societe Generale Acceptance N.V. HKEx Eu Wt Feb 2012 A 0.250 121.88 per 100 units 2012/02/20 500,000,000 2011/08/19
14038 SGA Societe Generale Acceptance N.V. HKEx Eu Wt Feb 2012 B 0.150 146.50 per 100 units 2012/02/22 500,000,000 2011/08/19
14103 Credit Suisse AG Agricultural Bank European Wts Dec 2011 A 0.150 4.51 per unit 2011/12/12 300,000,000 2011/08/22
14099 Credit Suisse AG HSI European Warrants Feb 2012 E 0.250 19,400 per 9,500 units 2012/02/28 500,000,000 2011/08/22
14100 Credit Suisse AG HSI European Warrants Feb 2012 F 0.250 20,100 per 9,000 units 2012/02/28 500,000,000 2011/08/22
14101 Credit Suisse AG HSI European Warrants Feb 2012 G 0.250 20,400 per 8,800 units 2012/02/28 500,000,000 2011/08/22
14102 Credit Suisse AG HSI European Put Warrants Feb 2012 H 0.250 19,500 per 8,500 units 2012/02/28 500,000,000 2011/08/22
14082 HK Bank China Mobile European Warrants Mar 2012 0.510 76.280 2012/03/15 150,000,000 2011/08/22
14081 HK Bank CC Bank European Warrants Mar 2012 0.320 5.90 per unit 2012/03/29 120,000,000 2011/08/22
14083 HK Bank China Life European Warrants May 2012 0.250 24.380 2012/05/11 150,000,000 2011/08/22
14095 J P Morgan SP BV Tencent European Warrants Mar 2012 0.250 199 per 100 units 2012/03/01 200,000,000 2011/08/22
14096 J P Morgan SP BV Tencent European Warrants Jul 2012 0.260 218 per 100 units 2012/07/03 200,000,000 2011/08/22
14094 J P Morgan SP BV Tencent European Put Warrants Feb 2012 0.270 180 per 100 units 2012/02/22 200,000,000 2011/08/22
14097 KBC Fin Products Int’l Ltd. CNOOC European Wts Mar 2012 0.180 14.980 2012/03/05 108,000,000 2011/08/22
14098 KBC Fin Products Int’l Ltd. Ping An European Wts Feb 2012 0.430 76.000 2012/02/22 80,000,000 2011/08/22
14080 Macquarie Bank Ltd. China Shenhua European Wts Mar 2012 0.250 41.080 2012/03/02 150,000,000 2011/08/22
14079 Macquarie Bank Ltd. Sinopharm European Warrants Feb 2012 0.250 22.000 2012/02/22 150,000,000 2011/08/22
14087 CC Rabobank B.A. Anhui Conch European Warrants Mar 2012 0.400 34.880 2012/03/19 100,000,000 2011/08/22
14091 CC Rabobank B.A. Alibaba European Warrants Jun 2012 A 0.150 9.880 2012/06/22 100,000,000 2011/08/22
14092 CC Rabobank B.A. BBMG European Warrants Apr 2012 0.150 10.180 2012/04/10 100,000,000 2011/08/22
14088 CC Rabobank B.A. Ch LongYuan European Warrants Mar 2012 0.500 6.48 per unit 2012/03/19 100,000,000 2011/08/22
14084 CC Rabobank B.A. CITIC Pacific European Warrants Jun 2012 0.150 16.880 2012/06/27 100,000,000 2011/08/22
14089 CC Rabobank B.A. Datang European Warrants Mar 2012 A 0.250 2.38 per unit 2012/03/19 100,000,000 2011/08/22
14093 CC Rabobank B.A. HKEx European Warrants Jun 2012 0.150 147 per 100 units 2012/06/18 200,000,000 2011/08/22
14085 CC Rabobank B.A. HKEx European Put Warrants Jun 2012 0.250 138.88 per 100 units 2012/06/18 200,000,000 2011/08/22
14090 CC Rabobank B.A. Yurun Food European Warrants Mar 2012 0.250 22.880 2012/03/19 100,000,000 2011/08/22
14086 CC Rabobank B.A. ZTE European Warrants Mar 2012 0.250 20.880 2012/03/26 100,000,000 2011/08/22
14121 Credit Suisse AG HSCEI European Warrants Mar 2012 0.150 11,650 per 5,600 units 2012/03/29 200,000,000 2011/08/23
14131 KBC Fin Products Int’l Ltd. A50 Ch Euro Wts Mar 2012 0.150 12.380 2012/03/12 188,000,000 2011/08/23
14123 Macquarie Bank Ltd. Avichina European Warrants Feb 2012 0.346 4.88 per unit 2012/02/23 88,000,000 2011/08/23
14125 Macquarie Bank Ltd. China Life European Put Wts Mar 2012 0.279 23.280 2012/03/02 200,000,000 2011/08/23
14126 Macquarie Bank Ltd. CRCC European Warrants Mar 2012 0.252 5 per unit 2012/03/02 100,000,000 2011/08/23
14124 Macquarie Bank Ltd. Galaxy Ent European Warrants Feb 2012 0.250 24.880 2012/02/23 150,000,000 2011/08/23
14111 Macquarie Bank Ltd. HSI European Warrants Apr 2012 0.250 21,600 per 8,000 units 2012/04/27 200,000,000 2011/08/23
14112 Macquarie Bank Ltd. HSI European Put Warrants Feb 2012 0.250 20,000 per 9,000 units 2012/02/28 200,000,000 2011/08/23

Strike level/
14104 Merrill Lynch Int’l & Co. C.V. CLP European Wts Mar 2012 0.435 67.010 2012/03/19 80,000,000 2011/08/23
14105 Merrill Lynch Int’l & Co. C.V. CLP European Wts Apr 2012 0.270 73.010 2012/04/23 80,000,000 2011/08/23
14108 Merrill Lynch Int’l & Co. C.V. CNOOC European Wts Mar 2012 0.170 15.010 2012/03/05 80,000,000 2011/08/23
14109 Merrill Lynch Int’l & Co. C.V. HSCEI European Wts Feb 2012 0.181 11,200 per 5,000 units 2012/02/28 100,000,000 2011/08/23
14110 Merrill Lynch Int’l & Co. C.V. HSCEI Euro Put Wt Feb 2012A 0.225 10,800 per 5,000 units 2012/02/28 100,000,000 2011/08/23
14106 Merrill Lynch Int’l & Co. C.V. PWR Assets Eu Wts Mar 2012 0.415 57.010 2012/03/19 80,000,000 2011/08/23
14107 Merrill Lynch Int’l & Co. C.V. PWR Assets Eu Wts Apr 2012 0.280 62.010 2012/04/23 80,000,000 2011/08/23
14117 CC Rabobank B.A. CHALCO European Warrants Mar 2012 0.600 6.48 per unit 2012/03/19 100,000,000 2011/08/23
14113 CC Rabobank B.A. China EB Ltd European Warrants Aug 2012 0.250 11.880 2012/08/20 100,000,000 2011/08/23
14115 CC Rabobank B.A. Ch Comm Cons European Warrants Mar 2012 0.400 6.28 per unit 2012/03/19 100,000,000 2011/08/23
14116 CC Rabobank B.A. China COSCO European Warrants Mar 2012 0.400 4.88 per unit 2012/03/19 100,000,000 2011/08/23
14119 CC Rabobank B.A. CNBM European Warrants Mar 2012 0.200 15.140 2012/03/12 100,000,000 2011/08/23
14118 CC Rabobank B.A. Ch Ship Cont European Warrants May 2012 0.250 2.38 per unit 2012/05/21 100,000,000 2011/08/23
14114 CC Rabobank B.A. CSR European Warrants Mar 2012 0.550 5.28 per unit 2012/03/19 100,000,000 2011/08/23
14120 CC Rabobank B.A. Lonking European Warrants Mar 2012 0.400 3.48 per unit 2012/03/19 100,000,000 2011/08/23
14128 RB of Scotland N.V. China Life European Wts Mar 2012 0.151 28.330 2012/03/30 200,000,000 2011/08/23
14127 RB of Scotland N.V. HSI European Put Warrants Apr 2012 A 0.251 20,000 per 10,000 units 2012/04/27 250,000,000 2011/08/23
14129 RB of Scotland N.V. Ping An European Warrants Feb 2012 0.311 76.800 2012/02/28 100,000,000 2011/08/23
14130 RB of Scotland N.V. Tencent Holdings Euro Wts Mar 2012 A 0.251 203.88 per 100 units 2012/03/05 80,000,000 2011/08/23
14122 Standard Chartered Bank Hutchison Euro Euro Wts Jan 2012 0.425 85.900 2012/01/04 100,000,000 2011/08/23
#
13403 KBC Fin Products Int’l Ltd. BOC HK European Wts Apr 2012 0.212 22.180 2012/04/02 158,000,000 2011/08/23
14149 BOCI Asia Ltd. BOCL European Warrants Apr 2012 0.160 3.88 per unit 2012/04/02 100,000,000 2011/08/24
14148 BOCI Asia Ltd. CC Bank European Warrants Mar 2012 0.300 6.80 per unit 2012/03/05 100,000,000 2011/08/24
14147 BOCI Asia Ltd. ICBC European Warrants Jan 2012 A 0.170 6.38 per unit 2012/01/26 100,000,000 2011/08/24
14144 HK Bank Zoomlion European Warrants Jun 2012 0.250 16.180 2012/06/28 80,000,000 2011/08/24
14150 KBC Fin Products Int’l Ltd. BOC HK European Wts Mar 2012 0.250 20.880 2012/03/01 108,000,000 2011/08/24
14151 KBC Fin Products Int’l Ltd. BOC HK European Wts Jun 2012 0.180 24.980 2012/06/26 108,000,000 2011/08/24
14153 KBC Fin Products Int’l Ltd. Tencent Holdings Eu Wt Mar 2012 0.250 186.88 per 100 units 2012/03/15 108,000,000 2011/08/24
14143 Macquarie Bank Ltd. Henderson Land Dev Euro Wts Mar 2012 0.250 50.000 2012/03/02 100,000,000 2011/08/24
14152 Macquarie Bank Ltd. HSBC European Warrants Jan 2012 A 0.370 77.880 2012/01/16 200,000,000 2011/08/24
14141 Macquarie Bank Ltd. Jiangxi Copper European Wts Mar 2012 0.250 26.000 2012/03/02 200,000,000 2011/08/24
14142 Macquarie Bank Ltd. Yurun Food European Warrants Mar 2012 0.250 23.000 2012/03/29 150,000,000 2011/08/24
14134 Merrill Lynch Int’l & Co. C.V. Ch Life Eur Put Wt Mar 2012 0.255 21.990 2012/03/23 80,000,000 2011/08/24
14133 Merrill Lynch Int’l & Co. C.V. CNOOC Euro Put Wts Nov 2012 0.250 13.590 2012/11/14 80,000,000 2011/08/24
14145 Merrill Lynch Int’l & Co. C.V. HSBC Euro Put Wt Mar 2012 0.480 63.990 2012/03/15 80,000,000 2011/08/24
14146 Merrill Lynch Int’l & Co. C.V. HSBC Euro Put Wt Mar 2012 A 0.790 70.990 2012/03/08 80,000,000 2011/08/24
14132 Merrill Lynch Int’l & Co. C.V. PetroChina Eu Put Wt Mar 12 0.730 8.69 per unit 2012/03/12 80,000,000 2011/08/24
14156 RB of Scotland N.V. CC Bank European Put Warrants May 2012 0.502 5.40 per unit 2012/05/04 80,000,000 2011/08/24
14155 RB of Scotland N.V. China Life European Put Wts Mar 2012 0.265 24.000 2012/03/30 80,000,000 2011/08/24
14154 RB of Scotland N.V. CNOOC European Put Warrants Jun 2012 0.251 15.000 2012/06/12 80,000,000 2011/08/24
14157 RB of Scotland N.V. HKEx European Put Warrants Oct 2012 0.251 140 per 100 units 2012/10/10 80,000,000 2011/08/24
14159 RB of Scotland N.V. HSBC European Put Warrants Apr 2012 0.455 64.000 2012/04/03 80,000,000 2011/08/24
14158 RB of Scotland N.V. HWL European Put Warrants Mar 2012 0.500 72.000 2012/03/12 80,000,000 2011/08/24

Strike level/
14135 SGA Societe Generale Acceptance N.V. CCB Eur Wt Feb 2012 0.630 5.50 per unit 2012/02/13 120,000,000 2011/08/24
14136 SGA Societe Generale Acceptance N.V. CCB Eur Wt Mar 2012 0.280 6.88 per unit 2012/03/28 200,000,000 2011/08/24
14137 SGA Societe Generale Acceptance NV Minsheng Bk Eu Wt Feb2012 0.360 7.08 per unit 2012/02/29 50,000,000 2011/08/24
14138 SGA Societe Generale Acceptance N.V. CPIC Euro Wts Jan 2012 0.170 33.880 2012/01/11 100,000,000 2011/08/24
14139 SGA Societe Generale Acceptance N.V. Shenhua Eu Wt Mar 2012 0.330 40.880 2012/03/28 50,000,000 2011/08/24
14140 SGA Societe Generale Acceptance NV Yanzhou Coal Eu Wt Feb 12 0.300 28.080 2012/02/29 100,000,000 2011/08/24
14162 Barclays Bank plc AIA European Warrants Jul 2012 0.273 28.000 2012/07/03 100,000,000 2011/08/25
14161 Barclays Bank plc CNOOC European Warrants Jul 2012 B 0.250 15.500 2012/07/30 100,000,000 2011/08/25
14166 Credit Suisse AG CNBM European Warrants Mar 2012 0.250 15.380 2012/03/12 150,000,000 2011/08/25
14164 Credit Suisse AG Jiangxi Copper European Wts Jan 2012 0.150 26.900 2012/01/16 150,000,000 2011/08/25
14165 Credit Suisse AG Yanzhou Coal European Warrants Feb 2012 0.150 30.000 2012/02/13 150,000,000 2011/08/25
10130 Deutsche Bank AG EUR/USD European Warrants Feb 2012 0.260 1.52 per 1 units 2012/02/27 50,000,000 2011/08/25
10132 Deutsche Bank AG Gold European Warrants Feb 2012 0.250 1,900 per 5,000 units 2012/02/28 50,000,000 2011/08/25
10131 Deutsche Bank AG Gold European Put Warrants Feb 2012 0.250 1,688 per 5,000 units 2012/02/28 50,000,000 2011/08/25
14173 J P Morgan SP BV China Everbright European Wts Dec 2012 0.250 14.880 2012/12/03 100,000,000 2011/08/25
14168 J P Morgan SP BV China Comservice European Warrants Jun 2012 0.380 4.88 per unit 2012/06/25 50,000,000 2011/08/25
14172 J P Morgan SP BV Minsheng Bank European Warrants Feb 2012 0.275 7.88 per unit 2012/02/27 60,000,000 2011/08/25
14167 J P Morgan SP BV CNBM European Warrants Jun 2012 0.250 15.880 2012/06/18 200,000,000 2011/08/25
14171 J P Morgan SP BV A50 China European Put Warrants May 2013 0.250 11.880 2013/05/20 200,000,000 2011/08/25
14170 J P Morgan SP BV Ch Rongsheng European Warrants May 2012 0.400 5.18 per unit 2012/05/28 100,000,000 2011/08/25
14174 J P Morgan SP BV Zhaojin Mining European Warrants Jun 2012 0.250 18.880 2012/06/18 100,000,000 2011/08/25
14163 Macquarie Bank Ltd. Dongfeng Motor European Wts Jun 2012 0.250 14.880 2012/06/28 100,000,000 2011/08/25
14160 Macquarie Bank Ltd. HKEx European Put Warrants Apr 2012 0.250 148.88 per 100 units 2012/04/03 200,000,000 2011/08/25
14178 BOCI Asia Ltd. AIA European Warrants Feb 2012 0.160 30.880 2012/02/20 100,000,000 2011/08/26
14176 BOCI Asia Ltd. China Shenhua European Warrants Mar 2012 0.250 40.800 2012/03/05 100,000,000 2011/08/26
14177 BOCI Asia Ltd. Li & Fung European Warrants Feb 2012 0.150 14.880 2012/02/20 100,000,000 2011/08/26
14198 Citigroup Global Mkt H Inc. HSI European Put Wts Mar 2012 0.160 17,600 per 8,000 units 2012/03/29 100,000,000 2011/08/26
14197 Citigroup Global Mkt H Inc. HSI European Wts Feb 2012 A 0.230 19,000 per 8,000 units 2012/02/28 100,000,000 2011/08/26
14192 KBC Fin Products Int’l Ltd. Anhui Conch Euro Wts Mar 2012 0.300 33.880 2012/03/15 80,000,000 2011/08/26
14193 KBC Fin Products Int’l Ltd. Anhui Conch Eu Put Wt May 2012 0.370 28.800 2012/05/15 80,000,000 2011/08/26
14196 KBC Fin Products Int’l Ltd. BOCL European Wts Feb 2012 A 0.350 2.98 per unit 2012/02/14 108,000,000 2011/08/26
14189 KBC Fin Products Int’l Ltd. CITIC P European Wts Jun 2012 0.250 16.280 2012/06/01 80,000,000 2011/08/26
14187 KBC Fin Products Int’l Ltd. CK(H) Euro Put Wts Aug 2012 0.250 108 per 100 units 2012/08/01 80,000,000 2011/08/26
14194 KBC Fin Products Int’l Ltd. China Life Euro Wts Feb 2012 0.250 21.580 2012/02/27 128,000,000 2011/08/26
14186 KBC Fin Products Int’l Ltd. CNBM European Wts Apr 2012 0.250 13.000 2012/04/02 88,000,000 2011/08/26
14195 KBC Fin Products Int’l Ltd. CNBM European Put Wts May 2012 0.250 11.180 2012/05/31 80,000,000 2011/08/26
14188 KBC Fin Products Int’l Ltd. HSBC Euro Put Wts Apr 2012 0.310 52.880 2012/04/02 98,000,000 2011/08/26
14190 KBC Fin Products Int’l Ltd. Jiangxi Copper Eu Wts Apr 2012 0.250 24.180 2012/04/30 80,000,000 2011/08/26
14191 KBC Fin Products Int’l Ltd Tencent Holdings Eu Put Wt Apr 12 0.250 168 per 100 units 2012/04/10 80,000,000 2011/08/26
14175 Macquarie Bank Ltd. Ch Oilfield European Warrants Sep 2012 0.250 12.000 2012/09/04 150,000,000 2011/08/26

Strike level/
14179 Macquarie Bank Ltd. Stanchart European Warrants May 2012 0.151 227.80 per 100 units 2012/05/29 300,000,000 2011/08/26
14184 Macquarie Bank Ltd. Tencent European Warrants Apr 2012 0.250 185 per 100 units 2012/04/03 300,000,000 2011/08/26
14185 Macquarie Bank Ltd. Tencent European Put Warrants Jun 2012 0.250 160 per 100 units 2012/06/04 300,000,000 2011/08/26
14182 Standard Chartered Bank BOCL European Warrants Aug 2012 A 0.400 3.08 per unit 2012/08/02 100,000,000 2011/08/26
14183 Standard Chartered Bank Jiangxi Copper Euro Wts May 2012 0.250 26.280 2012/05/03 100,000,000 2011/08/26
14206 J P Morgan SP BV BEA European Warrants May 2012 0.250 33.880 2012/05/30 80,000,000 2011/08/29
14207 J P Morgan SP BV JX Copper European Warrants Feb 2012 0.250 22.880 2012/02/29 200,000,000 2011/08/29
14208 KBC Fin Products Int’l Ltd. Hutchison Eur Put Wts Mar 2012 0.420 64.000 2012/03/01 80,000,000 2011/08/29
14205 Macquarie Bank Ltd. HSI European Put Warrants May 2012 0.251 18,100 per 8,000 units 2012/05/30 200,000,000 2011/08/29
14204 Macquarie Bank Ltd. HSI European Put Warrants Jun 2012 0.250 17,600 per 8,000 units 2012/06/28 200,000,000 2011/08/29
14203 Macquarie Bank Ltd. HSI European Warrants Mar 2012 A 0.250 19,000 per 8,000 units 2012/03/29 200,000,000 2011/08/29
14202 Merrill Lynch Int’l & Co. C.V. Ch Mobile Eur Wt Feb 2012 0.202 88.050 2012/02/03 80,000,000 2011/08/29
14201 Merrill Lynch Int’l & Co. C.V. Ch Mobile Eur Wt Nov 2011 B 0.165 81.850 2011/11/30 80,000,000 2011/08/29
14200 Merrill Lynch Int’l & Co. C.V. Tencent Euro Wts Mar 2012 B 0.250 175.99 per 100 units 2012/03/26 80,000,000 2011/08/29
14199 Merrill Lynch Int’l & Co. C.V. Tencent Eur Put Wt May 2012 0.250 158.99 per 100 units 2012/05/21 80,000,000 2011/08/29
#
14209 Barclays Bank plc CC Bank European Warrants Mar 2012 0.250 5.98 per unit 2012/03/05 100,000,000 2011/08/30
14210 Barclays Bank plc ICBC European Warrants Apr 2012 0.250 5.50 per unit 2012/04/02 100,000,000 2011/08/30
14227 Credit Suisse AG China Mobile European Warrants Mar 2012 0.250 84.880 2012/03/05 300,000,000 2011/08/30
14225 Credit Suisse AG ChiUnicom European Warrants Jan 2012 0.150 14.300 2012/01/30 200,000,000 2011/08/30
14228 Credit Suisse AG CNBM European Warrants Apr 2012 0.150 13.250 2012/04/30 150,000,000 2011/08/30
14226 Credit Suisse AG CNOOC European Warrants Mar 2012 0.150 15.020 2012/03/05 300,000,000 2011/08/30
14224 Credit Suisse AG Tencent Holdings European Wts Mar 2012 0.250 187.28 per 100 units 2012/03/05 300,000,000 2011/08/30
10133 Deutsche Bank AG Gold European Warrants Mar 2012 0.250 2,088 per 5,000 units 2012/03/20 50,000,000 2011/08/30
14220 J P Morgan SP BV Brilliance Chi European Warrants Jan 2013 0.250 10.880 2013/01/28 200,000,000 2011/08/30
14217 Macquarie Bank Ltd. BYD European Warrants Mar 2012 0.250 21.000 2012/03/02 200,000,000 2011/08/30
14223 Macquarie Bank Ltd. C Transmission Eur Warrants Mar 2012 A 0.269 5.30 per unit 2012/03/02 100,000,000 2011/08/30
14213 CC Rabobank B.A. Galaxy Ent European Warrants Mar 2012 A 0.300 17.880 2012/03/19 100,000,000 2011/08/30
14216 CC Rabobank B.A. SJM Holdings European Warrants Mar 2012 0.250 16.880 2012/03/19 100,000,000 2011/08/30
14214 CC Rabobank B.A. Tencent Holdings European Wts Feb 2012 0.180 178 per 100 units 2012/02/20 150,000,000 2011/08/30
14215 CC Rabobank B.A. Tencent Holdings European Put Wt May 2012 0.250 158.88 per 100 units 2012/05/21 150,000,000 2011/08/30
14211 SGA Societe Generale Acceptance N.V. AGBK Eu Wt Jan 2012 B 0.210 4.18 per unit 2012/01/30 200,000,000 2011/08/30
14221 SGA Societe Generale Acceptance N.V. HWL Eur Wt Mar 2012 B 0.760 72.880 2012/03/05 100,000,000 2011/08/30
14222 SGA Societe Generale Acceptance N.V. HWL Eur Wt Mar 2012 C 0.490 82.880 2012/03/28 150,000,000 2011/08/30
14212 SGA Societe Generale Acceptance N.V. ICBC Eu Wt Feb 2012 0.320 5.30 per unit 2012/02/15 200,000,000 2011/08/30
#
13672 UBS AG China Life European Warrants Dec 2012 A 0.021 23.88 per 100 units 2012/12/10 500,000,000 2011/08/30
14232 Citigroup Global Mkt H Inc. Air China Euro Wts Dec 2012 0.170 8.408 2012/12/10 80,000,000 2011/08/31
14235 Citigroup Global Mkt H Inc. China Life Euro Wts Feb 2012 B 0.150 23.838 2012/02/08 80,000,000 2011/08/31
14236 Citigroup Global Mkt H Inc. A50 China Eur Put Wts Feb 2012 0.150 11.980 2012/02/06 100,000,000 2011/08/31
14233 Citigroup Global Mkt H Inc. Ch Rongsheng Euro Wt Mar 2012 0.250 4.38 per unit 2012/03/01 50,000,000 2011/08/31
14234 Citigroup Global Mkt H Inc. Yanzhou Coal Euro Wt Mar 2012 0.250 24.880 2012/03/01 80,000,000 2011/08/31

Strike level/
14253 J P Morgan SP BV BOCL European Warrants Feb 2012 0.150 3.50 per unit 2012/02/22 200,000,000 2011/08/31
14258 J P Morgan Int’l Der. Ltd. CC Bank European Wts Mar 2012 0.342 5.88 per unit 2012/03/01 200,000,000 2011/08/31
14256 J P Morgan SP BV China Life European Warrants Feb 2012 B 0.185 20.880 2012/02/08 200,000,000 2011/08/31
14259 J P Morgan SP BV Sinopec Corp European Warrants Mar 2012 0.460 7.88 per unit 2012/03/01 100,000,000 2011/08/31
14254 J P Morgan SP BV HKEx European Warrants Feb 2012 0.150 146.60 per 100 units 2012/02/21 200,000,000 2011/08/31
14260 J P Morgan SP BV HSBC European Warrants Mar 2012 0.414 71.880 2012/03/01 200,000,000 2011/08/31
14257 J P Morgan SP BV Hutchison European Warrants Mar 2012 C 0.434 80.000 2012/03/01 120,000,000 2011/08/31
14255 J P Morgan SP BV Hutchison European Warrants Oct 2012 A 0.150 68.88 per 100 units 2012/10/19 500,000,000 2011/08/31
14261 J P Morgan SP BV ICBC European Warrants Mar 2012 0.250 6.08 per unit 2012/03/01 150,000,000 2011/08/31
14262 J P Morgan SP BV ICBC European Warrants Mar 2012 A 0.391 5.18 per unit 2012/03/01 150,000,000 2011/08/31
14249 KBC Fin Products Int’l Ltd. China Life Euro Wts Mar 2012 0.330 19.800 2012/03/01 158,000,000 2011/08/31
14250 KBC Fin Products Int’l Ltd. China Life Eur Put Wt Mar 2012 0.250 18.680 2012/03/01 80,000,000 2011/08/31
14264 KBC Fin Products Int’l Ltd. HSI European Wts Mar 2012 C 0.250 17,400 per 14,000 units 2012/03/29 200,000,000 2011/08/31
14265 KBC Fin Products Int’l Ltd. HSI European Wts Mar 2012 D 0.250 18,000 per 12,000 units 2012/03/29 200,000,000 2011/08/31
14263 KBC Fin Products Int’l Ltd. Tencent Holdings Eu Wt Mar 2012A 0.250 172 per 100 units 2012/03/01 108,000,000 2011/08/31
14252 Macquarie Bank Ltd. CC Bank European Put Warrants Mar 2012 0.267 4.88 per unit 2012/03/02 200,000,000 2011/08/31
14251 Macquarie Bank Ltd. China Life European Wts Apr 2012 0.253 22.500 2012/04/03 200,000,000 2011/08/31
14239 Merrill Lynch Int’l & Co. C.V. ChiUnicom Eu Put Wt May 12 0.162 12.990 2012/05/28 80,000,000 2011/08/31
14240 Merrill Lynch Int’l & Co. C.V. China Life Eu Wt Mar 2012 A 0.255 20.890 2012/03/12 80,000,000 2011/08/31
14241 Merrill Lynch Int’l & Co. C.V. Ch Life Eur Put Wt Mar 12 B 0.250 19.290 2012/03/19 80,000,000 2011/08/31
14237 Merrill Lynch Int’l & Co. C.V. Ch Telecom Eu Wt Jan 2012 A 0.390 4.99 per unit 2012/01/16 80,000,000 2011/08/31
14238 Merrill Lynch Int’l & Co. C.V. Ch Telecom Eu Wt Jan 2012 B 0.330 5.39 per unit 2012/01/10 80,000,000 2011/08/31
14230 Merrill Lynch Int’l & Co. C.V. HSCEI Euro Wts Mar 2012 A 0.156 10,600 per 7,000 units 2012/03/29 100,000,000 2011/08/31
14231 Merrill Lynch Int’l & Co. C.V. HSCEI Euro Put Wt Feb 2012B 0.171 10,200 per 5,000 units 2012/02/28 100,000,000 2011/08/31
14229 Merrill Lynch Int’l & Co. C.V. JX Copper Euro Wts Feb 2012 0.224 21.990 2012/02/27 80,000,000 2011/08/31
14242 SGA Societe Generale Acceptance N.V. CCB Eur Wt Mar 2012 A 0.260 6.48 per unit 2012/03/05 200,000,000 2011/08/31
14245 SGA Societe Generale Acceptance N.V. CNOOC Eu Wt Mar 2012 0.160 15.010 2012/03/05 300,000,000 2011/08/31
14246 SGA Societe Generale Acceptance N.V Evergrande Eu Wt Mar 12 0.370 5.58 per unit 2012/03/05 50,000,000 2011/08/31
14247 SGA Societe Generale Acceptance N.V. JIANC Eu Wts Mar 2012 0.250 22.880 2012/03/05 100,000,000 2011/08/31
14248 SGA Societe Generale Acceptance N.V. SJM Hold Eu Wt Apr 12 0.250 18.880 2012/04/11 100,000,000 2011/08/31
14243 SGA Societe Generale Acceptance N.V. Tencent Eu Wt Dec 11A 0.150 190.09 per 100 units 2011/12/12 250,000,000 2011/08/31
14244 SGA Societe Generale Acceptance N.V. Tencent Eu Put Wt Dec11 0.220 179.90 per 100 units 2011/12/05 250,000,000 2011/08/31
14298 BNP Paribas Arbit Issu B.V. China Life Euro Wts Mar 2012 A 0.300 19.000 2012/03/02 200,000,000 2011/09/01
14299 BNP Paribas Arbit Issu B.V. China Life Euro Wts Oct 2012 0.310 22.000 2012/10/03 200,000,000 2011/09/01
14275 HK Bank Geely Auto European Warrants Apr 2012 0.250 2.38 per unit 2012/04/27 80,000,000 2011/09/01
14276 HK Bank Jiangxi Copper European Warrants May 2012 0.250 23.380 2012/05/22 80,000,000 2011/09/01
14277 HK Bank PetroChina European Warrants May 2012 0.870 10.08 per unit 2012/05/22 80,000,000 2011/09/01
14266 J P Morgan SP BV China Life European Warrants Feb 2012 C 0.163 22.680 2012/02/27 200,000,000 2011/09/01

Strike level/
14267 J P Morgan SP BV China Life European Warrants Mar 2012 0.260 19.880 2012/03/01 200,000,000 2011/09/01
14278 Macquarie Bank Ltd. Cheung Kong European Warrants Mar 2013 0.254 100 per 100 units 2013/03/04 200,000,000 2011/09/01
14272 Macquarie Bank Ltd. ICBC European Warrants Mar 2012 A 0.497 4.80 per unit 2012/03/02 200,000,000 2011/09/01
14274 Macquarie Bank Ltd. SHK Ppt European Warrants Feb 2013 0.261 100 per 100 units 2013/02/04 200,000,000 2011/09/01
14273 Macquarie Bank Ltd. SJM Holdings European Wts Mar 2012 0.251 16.880 2012/03/02 200,000,000 2011/09/01
14292 Nomura Int’l plc Agricultural Bk Euro Warrants Jan 2012 0.188 4.08 per unit 2012/01/18 100,000,000 2011/09/01
14293 Nomura Int’l plc AIA European Warrants Mar 2012 A 0.250 26.880 2012/03/30 100,000,000 2011/09/01
14295 Nomura Int’l plc BOC HK European Warrants Mar 2012 A 0.689 22.88 per unit 2012/03/02 100,000,000 2011/09/01
14297 Nomura Int’l plc BOCL European Warrants Feb 2012 0.159 3.38 per unit 2012/02/06 100,000,000 2011/09/01
14291 Nomura Int’l plc China Mobile European Put Wts Mar 2012 0.331 71.680 2012/03/02 100,000,000 2011/09/01
14289 Nomura Int’l plc CC Bank European Warrants Feb 2012 0.333 5.48 per unit 2012/02/14 100,000,000 2011/09/01
14279 Nomura Int’l plc Cheung Kong European Warrants Dec 2013 0.250 108 per 100 units 2013/12/31 100,000,000 2011/09/01
14296 Nomura Int’l plc China Life European Warrants Feb 2012 A 0.190 21.880 2012/02/13 100,000,000 2011/09/01
14290 Nomura Int’l plc China Mobile European Warrants Jan 2012 A 0.153 88.000 2012/01/27 100,000,000 2011/09/01
14288 Nomura Int’l plc CNOOC European Warrants Jul 2012 0.150 15.500 2012/07/23 100,000,000 2011/09/01
14286 Nomura Int’l plc HKEx European Warrants Jun 2012 0.160 147.08 per 100 units 2012/06/18 100,000,000 2011/09/01
14280 Nomura Int’l plc HSBC European Warrants Feb 2012 0.330 72.550 2012/02/08 100,000,000 2011/09/01
14281 Nomura Int’l plc HSBC European Put Warrants Feb 2012 0.406 59.980 2012/02/24 100,000,000 2011/09/01
14282 Nomura Int’l plc Hutchison European Warrants Oct 2012 A 0.150 68.88 per 100 units 2012/10/31 100,000,000 2011/09/01
14294 Nomura Int’l plc ICBC European Warrants Mar 2012 0.254 5.18 per unit 2012/03/02 100,000,000 2011/09/01
14285 Nomura Int’l plc JIANC European Warrants Mar 2012 0.250 22.280 2012/03/30 100,000,000 2011/09/01
14284 Nomura Int’l plc Poly European Warrants Mar 2012 0.350 5.35 per unit 2012/03/30 100,000,000 2011/09/01
14283 Nomura Int’l plc SHK P European Warrants Sep 2012 0.150 110 per 100 units 2012/09/10 100,000,000 2011/09/01
14287 Nomura Int’l plc Tencent Holdings Euro Warrants Mar 2012 0.250 188 per 100 units 2012/03/30 100,000,000 2011/09/01
14269 Standard Chartered Bank CC Bank European Wts Mar 2012 0.450 5.50 per unit 2012/03/30 100,000,000 2011/09/01
14270 Standard Chartered Bank China Life European Wts Jun 2012 0.250 20.800 2012/06/01 150,000,000 2011/09/01
14271 Standard Chartered Bank China Life European Wts Aug 2012 0.250 22.220 2012/08/08 150,000,000 2011/09/01
14268 Standard Chartered Bank China Life Euro Put Wts Aug 2012 0.250 18.880 2012/08/30 150,000,000 2011/09/01
14302 BOCI Asia Ltd. China Tel European Warrants Mar 2012 0.250 6.28 per unit 2012/03/05 100,000,000 2011/09/02
14304 BOCI Asia Ltd. HKEx European Warrants Jul 2012 0.160 153.88 per 100 units 2012/07/30 200,000,000 2011/09/02
14303 BOCI Asia Ltd. HSBC European Warrants Jan 2012 0.150 82.880 2012/01/26 100,000,000 2011/09/02
14305 BOCI Asia Ltd. Tracker Fund European Warrants Dec 2012 0.250 22.200 2012/12/03 100,000,000 2011/09/02
14309 J P Morgan SP BV BOC HK European Warrants Mar 2012 0.250 21.880 2012/03/29 150,000,000 2011/09/02
14310 J P Morgan SP BV China Mob European Wts Mar 2012 0.250 93.880 2012/03/02 150,000,000 2011/09/02
14312 J P Morgan SP BV CNOOC European Warrants Mar 2012 0.151 14.980 2012/03/05 200,000,000 2011/09/02
14311 J P Morgan SP BV China Shenhua European Warrants Mar 2012 0.256 38.880 2012/03/02 200,000,000 2011/09/02
14307 J P Morgan SP BV Galaxy Ent European Warrants Apr 2012 0.251 19.880 2012/04/02 200,000,000 2011/09/02
14313 J P Morgan SP BV HSBC European Warrants Jan 2012 0.220 74.980 2012/01/03 200,000,000 2011/09/02
14314 J P Morgan SP BV SHK Ppt European Warrants Sep 2012 0.150 110 per 100 units 2012/09/04 200,000,000 2011/09/02

Strike level/
14308 J P Morgan SP BV Yanzhou Coal European Warrants Apr 2012 0.250 23.880 2012/04/02 200,000,000 2011/09/02
14300 SGA Societe Generale Acceptance N.V. CLife Eu Wt Feb 2012B 0.160 22.380 2012/02/27 300,000,000 2011/09/02
14301 SGA Societe Generale Acceptance N.V. CLife Eu Wt Mar 2012A 0.280 19.380 2012/03/05 300,000,000 2011/09/02
14306 SGA Societe Generale Acceptance N.V. HSBC Eu Wt Feb 2012 A 0.350 70.000 2012/02/13 300,000,000 2011/09/02
14335 Citigroup Global Mkt H Inc. China Life Euro Wts Feb 2012 C 0.150 20.888 2012/02/09 80,000,000 2011/09/05
14333 Citigroup Global Mkt H Inc. Sinopec Corp Euro Wts Mar 2012 0.350 8.38 per unit 2012/03/05 80,000,000 2011/09/05
14336 Citigroup Global Mkt H Inc. Evergrande Euro Wts Apr 2012 0.300 5.38 per unit 2012/04/17 50,000,000 2011/09/05
14332 Citigroup Global Mkt H Inc. HSBC European Put Wts Jul 2012 0.150 74.98 per 100 units 2012/07/09 100,000,000 2011/09/05
14334 Citigroup Global Mkt H Inc. Ping An Euro Wts Mar 2012 A 0.300 71.880 2012/03/05 80,000,000 2011/09/05
14331 J P Morgan SP BV China Life European Warrants Mar 2012 A 0.250 18.880 2012/03/05 288,000,000 2011/09/05
14330 Macquarie Bank Ltd. CHALCO European Put Warrants Apr 2012 0.255 4.50 per unit 2012/04/03 100,000,000 2011/09/05
14337 Macquarie Bank Ltd. CNOOC European Warrants Oct 2012 0.250 15.800 2012/10/04 200,000,000 2011/09/05
14328 Macquarie Bank Ltd. HSCEI European Warrants Mar 2012 A 0.250 10,800 per 4,500 units 2012/03/29 388,000,000 2011/09/05
14329 Macquarie Bank Ltd. HSCEI European Put Warrants Mar 2012 0.250 9,900 per 4,500 units 2012/03/29 388,000,000 2011/09/05
14326 Macquarie Bank Ltd. HSI European Warrants Mar 2012 B 0.251 18,600 per 9,000 units 2012/03/29 388,000,000 2011/09/05
14327 Macquarie Bank Ltd. HSI European Warrants Mar 2012 C 0.250 20,200 per 6,000 units 2012/03/29 388,000,000 2011/09/05
14339 Macquarie Bank Ltd. Hutchison European Put Wts May 2012 0.268 55.000 2012/05/03 200,000,000 2011/09/05
14338 Macquarie Bank Ltd. Ping An European Warrants Apr 2012 0.843 63.000 2012/04/03 100,000,000 2011/09/05
14340 Macquarie Bank Ltd. Ping An European Put Warrants Apr 2012 0.250 45.000 2012/04/03 150,000,000 2011/09/05
14323 CC Rabobank B.A. China Life European Warrants Feb 2012 0.150 20.880 2012/02/08 200,000,000 2011/09/05
14319 CC Rabobank B.A. CNOOC European Warrants Mar 2012 0.150 15.010 2012/03/05 100,000,000 2011/09/05
14320 CC Rabobank B.A. China Shenhua European Warrants Feb 2012 0.250 38.880 2012/02/13 100,000,000 2011/09/05
14318 CC Rabobank B.A. Dongfeng Motor European Warrants Aug 2012 0.250 12.800 2012/08/27 100,000,000 2011/09/05
14316 CC Rabobank B.A. Esprit European Warrants Jun 2012 0.150 23.880 2012/06/04 100,000,000 2011/09/05
14324 CC Rabobank B.A. Evergrande European Warrants Mar 2012 0.520 5 per unit 2012/03/26 100,000,000 2011/09/05
14317 CC Rabobank B.A. Jiangxi Copper European Warrants Mar 2012 0.250 22.880 2012/03/19 100,000,000 2011/09/05
14322 CC Rabobank B.A. NVC Lighting European Warrants Mar 2012 0.300 3.80 per unit 2012/03/19 100,000,000 2011/09/05
14315 CC Rabobank B.A. Poly HK Inv European Warrants Mar 2012 0.500 5.20 per unit 2012/03/19 100,000,000 2011/09/05
14321 CC Rabobank B.A. Yanzhou Coal European Warrants Apr 2012 0.250 23.880 2012/04/23 100,000,000 2011/09/05
14325 Standard Chartered Bank SPDR Gold Trust Euro Wts Sep 2012A 0.650 1,988 per 100 units 2012/09/24 50,000,000 2011/09/05
14353 KBC Fin Products Int’l Ltd. Ping An Euro Put Wts Mar 2012 0.440 54.880 2012/03/08 68,000,000 2011/09/06
14354 Macquarie Bank Ltd. Evergrande European Warrants Mar 2012 0.388 5.88 per unit 2012/03/08 100,000,000 2011/09/06
14355 Macquarie Bank Ltd. Yanzhou Coal European Wts Apr 2012 0.250 25.000 2012/04/03 100,000,000 2011/09/06
14356 Macquarie Bank Ltd. Zijin Mining European Wts Mar 2012 0.305 4.50 per unit 2012/03/08 100,000,000 2011/09/06
14352 CC Rabobank B.A. BOCL European Warrants Apr 2012 0.250 3.48 per unit 2012/04/05 100,000,000 2011/09/06
14349 CC Rabobank B.A. Chinares Cement European Wts Mar 2012 0.500 8.48 per unit 2012/03/19 100,000,000 2011/09/06
14346 CC Rabobank B.A. HSBC European Warrants Apr 2012 0.400 71.000 2012/04/23 200,000,000 2011/09/06
14347 CC Rabobank B.A. Hutchison European Warrants Apr 2012 0.720 74.000 2012/04/23 200,000,000 2011/09/06
14348 CC Rabobank B.A. PetroChina European Warrants Feb 2012 0.650 10.50 per unit 2012/02/20 100,000,000 2011/09/06
14350 CC Rabobank B.A. Ping An European Warrants Mar 2012 0.450 68.880 2012/03/19 100,000,000 2011/09/06
14351 CC Rabobank B.A. Weichai Power European Wts Jul 2012 0.520 37.500 2012/07/03 100,000,000 2011/09/06
14341 SGA Societe Generale Acceptance N.V. CCB Eur Wt Jan 2012 B 0.190 6.68 per unit 2012/01/18 250,000,000 2011/09/06

Strike level/
14342 SGA Societe Generale Acceptance N.V. CNBM Euro Wt Mar 2012 0.210 13.000 2012/03/28 150,000,000 2011/09/06
14344 SGA Societe Generale Acceptance N.V. HSI Eu Put Wt Feb 12 D 0.150 18,800 per 8,000 units 2012/02/28 300,000,000 2011/09/06
14345 SGA Societe Generale Acceptance N.V. HSI Eu Put Wt Feb 12 E 0.180 19,500 per 8,500 units 2012/02/28 300,000,000 2011/09/06
14343 SGA Societe Generale Acceptance N.V. Ping An Eu Wt Feb2012 0.220 76.800 2012/02/27 80,000,000 2011/09/06
14357 Barclays Bank plc China Life European Warrants Jun 2012 0.252 20.880 2012/06/29 100,000,000 2011/09/07
14367 Credit Suisse AG HSI European Warrants Jan 2012 A 0.150 21,300 per 8,000 units 2012/01/30 500,000,000 2011/09/07
14368 Credit Suisse AG HSI European Put Warrants Feb 2012 I 0.150 19,900 per 9,000 units 2012/02/28 500,000,000 2011/09/07
14374 Deutsche Bank AG Agricultural Bk European Wts Mar 2012 0.460 3.68 per unit 2012/03/12 100,000,000 2011/09/07
14375 Deutsche Bank AG Agricultural Bk European Put Wts Jan 2012 0.280 3.58 per unit 2012/01/20 100,000,000 2011/09/07
14378 Deutsche Bank AG BOCL European Warrants Mar 2012 0.350 3.20 per unit 2012/03/12 100,000,000 2011/09/07
14379 Deutsche Bank AG BOCL European Put Warrants Mar 2012 0.250 3 per unit 2012/03/12 100,000,000 2011/09/07
14371 Deutsche Bank AG CC Bank European Warrants Feb 2012 0.430 6.08 per unit 2012/02/13 150,000,000 2011/09/07
14372 Deutsche Bank AG CC Bank European Warrants Mar 2012 0.720 5.60 per unit 2012/03/12 150,000,000 2011/09/07
14373 Deutsche Bank AG CC Bank European Put Warrants Mar 2012 0.360 5.20 per unit 2012/03/12 100,000,000 2011/09/07
14376 Deutsche Bank AG ICBC European Warrants Feb 2012 0.360 5.48 per unit 2012/02/13 100,000,000 2011/09/07
14377 Deutsche Bank AG ICBC European Put Warrants Mar 2012 0.400 4.80 per unit 2012/03/12 100,000,000 2011/09/07
14370 Bank of East Asia BYD European Warrants Jul 2012 0.250 21.211 2012/07/23 72,000,000 2011/09/07
14363 J P Morgan SP BV AIA European Warrants Mar 2012 0.250 28.880 2012/03/07 200,000,000 2011/09/07
14369 Macquarie Bank Ltd. R&F Ppt European Warrants Aug 2012 0.155 9.390 2012/08/14 150,000,000 2011/09/07
14365 Macquarie Bank Ltd. Minmetals Res European Wts Mar 2012 0.833 5.18 per unit 2012/03/09 50,000,000 2011/09/07
14366 Macquarie Bank Ltd. Minmetals Res European Wts Mar 2012 A 0.578 6.18 per unit 2012/03/09 50,000,000 2011/09/07
14360 Merrill Lynch Int’l & Co. C.V. ICBC Euro Wts Mar 2012 0.355 5.49 per unit 2012/03/12 80,000,000 2011/09/07
14358 Merrill Lynch Int’l & Co. C.V. ICBC Euro Wts Feb 2012 C 0.260 5.99 per unit 2012/02/27 80,000,000 2011/09/07
14359 Merrill Lynch Int’l & Co. C.V. ICBC Euro Wts Feb 2012 D 0.156 6.29 per unit 2012/02/02 80,000,000 2011/09/07
14364 Standard Chartered Bank ICBC European Warrants May 2012 0.400 5.68 per unit 2012/05/04 100,000,000 2011/09/07
14361 SGA Societe Generale Acceptance N.V. Ch Mob Eu Wt Mar 2012 0.260 94.880 2012/03/12 100,000,000 2011/09/07
14362 SGA Societe Generale Acceptance N.V. Ch Mob Eu Wt Jun 2015 0.160 70.88 per 100 units 2015/06/22 600,000,000 2011/09/07
14399 Credit Suisse AG China Unicom European Put Wts May 2012 0.250 15.280 2012/05/07 200,000,000 2011/09/08
14400 Credit Suisse AG Ch Comm Cons European Warrants Apr 2013 0.150 6.190 2013/04/16 200,000,000 2011/09/08
14401 Credit Suisse AG China Coal European Warrants Feb 2012 0.150 10.900 2012/02/27 200,000,000 2011/09/08
14396 Citigroup Global Mkt H Inc. AIA European Put Wts Apr 2012 0.250 24.380 2012/04/30 80,000,000 2011/09/08
14395 Citigroup Global Mkt H Inc. Ch Mobile Eur Put Wts Apr 2012 0.400 72.880 2012/04/17 50,000,000 2011/09/08
14393 Citigroup Global Mkt H Inc. Ch Overseas Euro Put Wt Apr 12 0.150 15.188 2012/04/30 80,000,000 2011/09/08
14394 Citigroup Global Mkt H Inc. CC Bank Euro Put Wts Apr 2012 0.400 5.38 per unit 2012/04/17 50,000,000 2011/09/08
14392 Citigroup Global Mkt H Inc. HKEx European Put Wts Jun 2012 0.150 138.80 per 100 units 2012/06/11 80,000,000 2011/09/08
14389 J P Morgan SP BV Sinopec Corp European Warrants Feb 2012 0.350 8.88 per unit 2012/02/01 150,000,000 2011/09/08
14391 J P Morgan SP BV HSI European Put Warrants Feb 2012 B 0.188 20,000 per 8,000 units 2012/02/28 200,000,000 2011/09/08
14390 J P Morgan SP BV Yurun Food European Warrants Mar 2012 0.250 19.880 2012/03/08 200,000,000 2011/09/08
14386 Merrill Lynch Int’l & Co. C.V. Ag Bk Euro Put Wts Feb 12 B 0.250 3.49 per unit 2012/02/02 80,000,000 2011/09/08
14387 Merrill Lynch Int’l & Co. C.V. BOCL Euro Put Wts Feb 12 E 0.232 3.08 per unit 2012/02/23 80,000,000 2011/09/08
14384 Merrill Lynch Int’l & Co. C.V. Ch Mobile Eu Put Wt Feb2012 0.164 64.990 2012/02/02 80,000,000 2011/09/08

Strike level/
14385 Merrill Lynch Int’l & Co. C.V. Ch Mobile Eu Put Wt Feb 12A 0.410 72.990 2012/02/27 80,000,000 2011/09/08
14383 Merrill Lynch Int’l & Co. C.V. HKEx Eur Put Wts Mar 2012 0.166 148.88 per 100 units 2012/03/27 80,000,000 2011/09/08
14388 Merrill Lynch Int’l & Co. C.V. HKEx Eur Put Wts Jun 2012 0.152 138.88 per 100 units 2012/06/11 80,000,000 2011/09/08
14382 Merrill Lynch Int’l & Co. C.V. Hutchison Eu Put Wt Feb 12 B 0.270 63.990 2012/02/27 80,000,000 2011/09/08
14411 Nomura Int’l plc Anhui Conch European Warrants Mar 2012 0.281 38.000 2012/03/08 100,000,000 2011/09/08
14421 Nomura Int’l plc BOCL European Warrants Jan 2012 B 0.158 3.59 per unit 2012/01/30 100,000,000 2011/09/08
14412 Nomura Int’l plc CC Bank European Warrants Mar 2012 0.340 6.28 per unit 2012/03/08 100,000,000 2011/09/08
14413 Nomura Int’l plc CITIC Bank European Warrants Mar 2012 0.250 4.68 per unit 2012/03/08 100,000,000 2011/09/08
14406 Nomura Int’l plc CITIC P European Warrants Jan 2012 0.150 17.000 2012/01/26 100,000,000 2011/09/08
14402 Nomura Int’l plc Cheung Kong European Warrants Dec 2012 A 0.150 118 per 100 units 2012/12/10 100,000,000 2011/09/08
14409 Nomura Int’l plc Sinopec European Warrants Dec 2014 0.250 6.880 2014/12/31 100,000,000 2011/09/08
14418 Nomura Int’l plc CPIC European Warrants Mar 2012 0.250 32.880 2012/03/30 100,000,000 2011/09/08
14419 Nomura Int’l plc Shineway Pharm European Warrants Mar 2012 0.252 13.680 2012/03/30 100,000,000 2011/09/08
14416 Nomura Int’l plc CSR European Warrants Mar 2012 A 0.476 4.98 per unit 2012/03/08 100,000,000 2011/09/08
14414 Nomura Int’l plc Zoomlion European Warrants Mar 2012 0.251 13.880 2012/03/08 100,000,000 2011/09/08
14403 Nomura Int’l plc HSBC European Warrants Dec 2011 A 0.152 75.050 2011/12/30 100,000,000 2011/09/08
14404 Nomura Int’l plc Hutchison European Warrants Mar 2012 A 0.420 80.880 2012/03/30 100,000,000 2011/09/08
14415 Nomura Int’l plc ICBC European Warrants Feb 2012 0.157 5.69 per unit 2012/02/09 100,000,000 2011/09/08
14408 Nomura Int’l plc Jiangxi Copper European Put Warrants Mar12 0.250 20.000 2012/03/30 100,000,000 2011/09/08
14417 Nomura Int’l plc Ping An European Warrants Dec 2012 0.150 53 per 100 units 2012/12/11 100,000,000 2011/09/08
14407 Nomura Int’l plc Sh Petrochem European Warrants Mar 2012 0.250 3.88 per unit 2012/03/14 100,000,000 2011/09/08
14405 Nomura Int’l plc SHK P European Warrants Jan 2013 0.175 100 per 100 units 2013/01/28 100,000,000 2011/09/08
14410 Nomura Int’l plc Xinyi Glass European Warrants Mar 2012 A 0.408 5.88 per unit 2012/03/08 100,000,000 2011/09/08
14420 Nomura Int’l plc Zijin Mining European Warrants Mar 2012 0.250 4.50 per unit 2012/03/30 100,000,000 2011/09/08
14397 SGA Societe Generale Acceptance N.V. HWL Eur Wt Mar 2012 D 0.400 84.880 2012/03/05 150,000,000 2011/09/08
14398 SGA Societe Generale Acceptance N.V. Tencent Eu Wt Feb 12A 0.150 218.88 per 100 units 2012/02/29 300,000,000 2011/09/08
14423 BOCI Asia Ltd. Belle Int’l European Warrants Jun 2012 0.250 18.800 2012/06/18 100,000,000 2011/09/09
14424 BOCI Asia Ltd. China Life European Warrants Jun 2012 0.250 20.680 2012/06/04 100,000,000 2011/09/09
14435 BNP Paribas Arbit Issu B.V. Agricultural Bank Eu Wt Feb 12 0.260 4.09 per unit 2012/02/02 100,000,000 2011/09/09
14430 BNP Paribas Arbit Issu B.V. Ch Railway Euro Wts Sep 2012 0.390 2.60 per unit 2012/09/04 33,000,000 2011/09/09
14434 BNP Paribas Arbit Issu B.V. CRCC European Wts Jul 2012 0.730 4.60 per unit 2012/07/03 22,000,000 2011/09/09
14433 BNP Paribas Arbit Issu B.V. China Taiping Euro Wt Sep 2012 0.310 19.880 2012/09/04 33,000,000 2011/09/09
14431 BNP Paribas Arbit Issu B.V. Gome European Wts Jul 2012 0.600 3.64 per unit 2012/07/03 100,000,000 2011/09/09
14436 BNP Paribas Arbit Issu B.V. HSI Euro Put Wts Jan 2012 0.250 20,300 per 7,000 units 2012/01/30 200,000,000 2011/09/09
14432 BNP Paribas Arbit Issu B.V. Sany Int’l Euro Wts Sep 2013 0.250 8.800 2013/09/03 100,000,000 2011/09/09
14429 BNP Paribas Arbit Issu B.V. Sh Petrochem Euro Wts Aug 2012 0.500 3.60 per unit 2012/08/02 23,000,000 2011/09/09
14425 Macquarie Bank Ltd. BBMG European Warrants Mar 2012 0.570 11.88 per unit 2012/03/09 88,000,000 2011/09/09
14426 Macquarie Bank Ltd. CNBM European Warrants Jun 2012 0.250 14.280 2012/06/18 200,000,000 2011/09/09
14427 Macquarie Bank Ltd. Esprit European Warrants Jun 2012 0.156 23.880 2012/06/04 150,000,000 2011/09/09
14422 SGA Societe Generale Acceptance N.V. BOCHK Eur Wt May 2012 0.150 23.880 2012/05/30 200,000,000 2011/09/09
#
12496 Citigroup Global Mkt H Inc. Galaxy Ent European Wts Dec11A 0.104 20.880 2011/12/12 96,160,000 2011/09/09
14453 BNP Paribas Arbit Issu B.V. BOCL European Wts Aug 2012 A 0.330 3.18 per unit 2012/08/02 200,000,000 2011/09/12
14452 BNP Paribas Arbit Issu B.V. CNOOC European Wts Oct 2012 A 0.250 14.880 2012/10/03 100,000,000 2011/09/12

Strike level/
14451 BNP Paribas Arbit Issu B.V. Hutchison Euro Wts Jul 2012 0.870 74.280 2012/07/03 100,000,000 2011/09/12
14443 J P Morgan SP BV China Life European Warrants Mar 2012 B 0.250 17.880 2012/03/12 200,000,000 2011/09/12
14445 KBC Fin Products Int’l Ltd. China Life Euro Wts Mar 2012 A 0.250 17.880 2012/03/12 158,000,000 2011/09/12
14446 KBC Fin Products Int’l Ltd. China Life Eur Put Wt May 2012 0.250 16.880 2012/05/02 80,000,000 2011/09/12
14447 KBC Fin Products Int’l Ltd. CNOOC European Wts Mar 2012 A 0.270 12.800 2012/03/15 108,000,000 2011/09/12
14449 KBC Fin Products Int’l Ltd. CNOOC Euro Put Wts Jun 2012 A 0.250 12.800 2012/06/18 80,000,000 2011/09/12
14448 KBC Fin Products Int’l Ltd. ICBC European Wts Mar 2012 0.460 4.788 per unit 2012/03/12 108,000,000 2011/09/12
14450 KBC Fin Products Int’l Ltd. ICBC Euro Put Wts Mar 2012 0.310 4.68 per unit 2012/03/12 80,000,000 2011/09/12
14444 KBC Fin Products Int’l Ltd. SHK Ppt European Wts Sep 2012 0.150 109.99 per 100 units 2012/09/04 108,000,000 2011/09/12
14439 Macquarie Bank Ltd. Ch Rongsheng Euro Warrants Mar 2012 0.337 3.80 per unit 2012/03/12 100,000,000 2011/09/12
14442 Standard Chartered Bank A50 China Euro Warrants Oct 2013 0.150 13.020 2013/10/28 200,000,000 2011/09/12
14441 Standard Chartered Bank Hutchison Euro Euro Wts Feb 2012 C 0.400 80.000 2012/02/29 100,000,000 2011/09/12
14440 SGA Societe Generale Acceptance N.V. AGBK Eu Wt Apr 2012 0.250 4.38 per unit 2012/04/30 200,000,000 2011/09/12
14437 SGA Societe Generale Acceptance N.V. HSBC Eu Wt Mar 2012 0.250 80.000 2012/03/12 300,000,000 2011/09/12
14438 SGA Societe Generale Acceptance N.V. ICBC Eu Wt Mar 2012 0.260 5.98 per unit 2012/03/12 200,000,000 2011/09/12
14495 Credit Suisse AG BOCL European Warrants Feb 2012 0.150 3.39 per unit 2012/02/06 300,000,000 2011/09/14
14494 Credit Suisse AG CC Bank European Warrants Feb 2012 0.150 6.09 per unit 2012/02/13 300,000,000 2011/09/14
14492 Credit Suisse AG HSBC European Wts Feb 2012 0.150 70.000 2012/02/13 300,000,000 2011/09/14
14493 Credit Suisse AG Hutchison European Warrants Feb 2012 0.150 78.900 2012/02/13 300,000,000 2011/09/14
14498 Citigroup Global Mkt H Inc. Agricultural Bk Eu Wt Apr 2012 0.250 3.88 per unit 2012/04/17 80,000,000 2011/09/14
14499 Citigroup Global Mkt H Inc. CNBM Euro Warrants Apr 2012 0.150 13.238 2012/04/27 80,000,000 2011/09/14
14497 Citigroup Global Mkt H Inc. CNOOC European Wts Apr 2012 A 0.150 14.800 2012/04/30 80,000,000 2011/09/14
14500 Citigroup Global Mkt H Inc. SPDR Gold T Euro Wts Apr 2012 0.300 1,788 per 100 units 2012/04/30 50,000,000 2011/09/14
14496 Citigroup Global Mkt H Inc. Tencent European Wts Apr 2012 0.250 188.80 per 100 units 2012/04/17 80,000,000 2011/09/14
10135 Deutsche Bank AG USD/YEN European Warrants Mar 2012 0.250 80 per 1 units 2012/03/19 50,000,000 2011/09/14
10134 Deutsche Bank AG USD/YEN European Put Warrants Mar 2012 0.250 73 per 1 units 2012/03/19 50,000,000 2011/09/14
14469 HK Bank AIA European Warrants Apr 2012 0.270 26.380 2012/04/18 160,000,000 2011/09/14
14468 HK Bank CC Bank European Warrants Jun 2012 0.380 6.38 per unit 2012/06/13 120,000,000 2011/09/14
14470 HK Bank China Life European Warrants Feb 2012 0.160 19.800 2012/02/23 160,000,000 2011/09/14
14471 HK Bank China Life European Warrants Aug 2012 0.150 22.230 2012/08/01 160,000,000 2011/09/14
14467 HK Bank CNOOC European Warrants Apr 2012 A 0.170 14.790 2012/04/30 100,000,000 2011/09/14
14465 Macquarie Bank Ltd. Anhui Conch European Warrants Mar 2012 0.332 34.080 2012/03/13 200,000,000 2011/09/14
14464 Macquarie Bank Ltd. AIA European Warrants Apr 2012 A 0.268 27.000 2012/04/03 200,000,000 2011/09/14
14489 Macquarie Bank Ltd. A50 China European Warrants Apr 2012 A 0.255 13.50 per unit 2012/04/03 200,000,000 2011/09/14
14466 Macquarie Bank Ltd. Jiangxi Copper European Wts Apr 2012 A 0.250 23.000 2012/04/03 200,000,000 2011/09/14
14491 Macquarie Bank Ltd. Maanshan Iron European Wts Mar 2012 0.250 3.28 per unit 2012/03/13 88,000,000 2011/09/14
14490 Macquarie Bank Ltd. Wynn Macau European Warrants May 2012 0.311 28.000 2012/05/03 200,000,000 2011/09/14
14462 Merrill Lynch Int’l & Co. C.V. BankComm Euro Wts Feb 2012A 0.198 6.39 per unit 2012/02/17 80,000,000 2011/09/14
14461 Merrill Lynch Int’l & Co. C.V. Ch Life Eur Put Wt Jun 2012 0.250 16.090 2012/06/25 80,000,000 2011/09/14
14463 Merrill Lynch Int’l & Co. C.V. CM Bank Euro Wts Dec 2012 0.255 17.100 2012/12/17 80,000,000 2011/09/14
14459 Merrill Lynch Int’l & Co. C.V. HSBC Euro Put Wt Apr 2012 0.490 58.990 2012/04/17 80,000,000 2011/09/14
14457 Merrill Lynch Int’l & Co. C.V. HSI Euro Put Wts Apr 2012 0.151 18,000 per 8,800 units 2012/04/27 200,000,000 2011/09/14
14455 Merrill Lynch Int’l & Co. C.V. HSI European Wts Feb 2012 B 0.214 19,400 per 8,000 units 2012/02/28 200,000,000 2011/09/14

Strike level/
14454 Merrill Lynch Int’l & Co. C.V. HSI European Wts Mar 2012 C 0.250 19,000 per 8,000 units 2012/03/29 200,000,000 2011/09/14
14456 Merrill Lynch Int’l & Co. C.V. HSI Euro Put Wts Mar 2012 D 0.152 17,600 per 8,000 units 2012/03/29 200,000,000 2011/09/14
14458 Merrill Lynch Int’l & Co. C.V. HSI Euro Put Wts Mar 2012 E 0.197 18,400 per 7,000 units 2012/03/29 200,000,000 2011/09/14
14460 Merrill Lynch Int’l & Co. C.V. Hutchison Eur Wt Mar 2012 B 0.580 74.000 2012/03/26 80,000,000 2011/09/14
14472 Standard Chartered Bank Agricultural Bk Euro Wts May 2012 0.350 4.02 per unit 2012/05/30 100,000,000 2011/09/14
14473 Standard Chartered Bank Agricultural Bk Euro Wts Jul 2015 0.150 2.990 2015/07/08 500,000,000 2011/09/14
14474 Standard Chartered Bank China Life European Wts Jul 2012 A 0.250 18.280 2012/07/04 150,000,000 2011/09/14
14475 Standard Chartered Bank China Life European Wts Oct 2012 0.350 16.880 2012/10/30 150,000,000 2011/09/14
14480 SGA Societe Generale Acceptance N.V Anhui Conch Eu Wt Mar 12 0.320 33.880 2012/03/14 80,000,000 2011/09/14
14479 SGA Societe Generale Acceptance N.V. AGBK Eu Wt Mar 2012 0.440 3.48 per unit 2012/03/14 180,000,000 2011/09/14
14484 SGA Societe Generale Acceptance N.V Ch Overseas Eu Wt Mar 12 0.190 16.280 2012/03/14 100,000,000 2011/09/14
14481 SGA Societe Generale Acceptance N.V. CCB Eur Wt Mar 2012 B 0.810 5.18 per unit 2012/03/14 120,000,000 2011/09/14
14482 SGA Societe Generale Acceptance N.V. CLife Eu Wt Mar 2012B 0.290 16.880 2012/03/14 300,000,000 2011/09/14
14483 SGA Societe Generale Acceptance N.V. CLife Eu Wt Mar 2012C 0.250 18.180 2012/03/28 300,000,000 2011/09/14
14476 SGA Societe Generale Acceptance N.V. A50 Ch Eu Wt Aug 2012 0.160 10.900 2012/08/01 300,000,000 2011/09/14
14477 SGA Societe Generale Acceptance N.V. HKEx Eu Wt Mar 2012 A 0.150 138.88 per 100 units 2012/03/12 500,000,000 2011/09/14
14478 SGA Societe Generale Acceptance N.V. HKEx Eu Wt Jun 2012 D 0.250 128.88 per 100 units 2012/06/13 500,000,000 2011/09/14
14485 SGA Societe Generale Acceptance N.V. HSBC Eu Wt Mar 2012 A 0.660 65.000 2012/03/28 100,000,000 2011/09/14
14486 SGA Societe Generale Acceptance N.V. ICBC Eu Wt Feb 2012 A 0.550 4.80 per unit 2012/02/29 120,000,000 2011/09/14
14487 SGA Societe Generale Acceptance N.V. Ping An Eu Wt Mar 12A 0.480 66.880 2012/03/21 100,000,000 2011/09/14
14488 SGA Societe Generale Acceptance NV Yanzhou Coal Eu Wt Mar 12 0.250 23.880 2012/03/14 100,000,000 2011/09/14
14508 HK Bank CHALCO European Warrants May 2012 0.350 5.50 per unit 2012/05/18 80,000,000 2011/09/15
14507 HK Bank BYD European Warrants Sep 2012 0.250 18.880 2012/09/27 80,000,000 2011/09/15
14510 HK Bank CNBM European Warrants Nov 2012 0.250 12.680 2012/11/16 80,000,000 2011/09/15
14509 HK Bank A50 China European Warrants Mar 2012 0.280 12.68 per unit 2012/03/26 120,000,000 2011/09/15
14513 HK Bank A50 China European Warrants May 2012 0.250 13.38 per unit 2012/05/10 120,000,000 2011/09/15
14505 HK Bank HKEx European Warrants Jul 2012 0.150 153.89 per 100 units 2012/07/23 160,000,000 2011/09/15
14511 HK Bank HSI European Warrants Apr 2012 0.150 21,700 per 8,000 units 2012/04/27 300,000,000 2011/09/15
14512 HK Bank HSI European Warrants Dec 2012 A 0.250 22,800 per 8,000 units 2012/12/28 300,000,000 2011/09/15
14503 HK Bank HWL European Warrants Mar 2012 0.460 75.680 2012/03/15 160,000,000 2011/09/15
14504 HK Bank HWL European Warrants May 2012 0.310 80.000 2012/05/15 160,000,000 2011/09/15
14506 HK Bank Yanzhou Coal European Warrants May 2012 0.250 26.000 2012/05/25 100,000,000 2011/09/15
14502 Macquarie Bank Ltd. China Mobile European Wts Feb 2012 B 0.151 92.880 2012/02/07 200,000,000 2011/09/15
14514 Macquarie Bank Ltd. Lee & Man Paper European Wts Mar 2012 0.250 3.88 per unit 2012/03/14 120,000,000 2011/09/15
14501 SGA Societe Generale Acceptance N.V. HWL Eur Wt Mar 2012 E 0.820 68.880 2012/03/19 100,000,000 2011/09/15
14528 Credit Suisse AG AIA European Warrants Feb 2012 A 0.150 29.280 2012/02/20 150,000,000 2011/09/16
14520 HK Bank Agricultural Bank European Warrants Apr 2012 0.250 4 per unit 2012/04/16 120,000,000 2011/09/16
14523 HK Bank BOCL European Warrants May 2012 0.250 3.50 per unit 2012/05/30 120,000,000 2011/09/16
14522 HK Bank GCL-Poly Energy European Warrants May 2012 0.250 3.88 per unit 2012/05/11 80,000,000 2011/09/16
14521 HK Bank ICBC European Warrants Apr 2012 0.250 5.50 per unit 2012/04/27 120,000,000 2011/09/16
14527 Macquarie Bank Ltd. Want Want China European Wts Oct 2013 0.159 7.880 2013/10/29 120,000,000 2011/09/16
14517 CC Rabobank B.A. Agricultural Bk Euro Warrants Apr 2012 0.400 3.58 per unit 2012/04/16 100,000,000 2011/09/16
14516 CC Rabobank B.A. ChiUnicom European Warrants Jul 2012 0.250 18.000 2012/07/16 100,000,000 2011/09/16

Strike level/
14519 CC Rabobank B.A. Ch Mobile European Warrants Jan 2012 A 0.250 88.000 2012/01/30 200,000,000 2011/09/16
14518 CC Rabobank B.A. CNBM European Warrants Sep 2012 0.250 11.300 2012/09/19 100,000,000 2011/09/16
14515 CC Rabobank B.A. Luk Fook Hold European Warrants Apr 2012 0.450 42.880 2012/04/17 100,000,000 2011/09/16
14526 Standard Chartered Bank BOCL European Put Wts Jun 2012 0.400 2.95 per unit 2012/06/18 100,000,000 2011/09/16
14525 Standard Chartered Bank CC Bank European Put Wts Jul 2012 0.400 4.88 per unit 2012/07/04 100,000,000 2011/09/16
14524 Standard Chartered Bank Hutchison Euro Euro Wts Nov 2013 0.250 51.48 per 100 units 2013/11/01 100,000,000 2011/09/16
14535 Bank of East Asia ChiUnicom European Put Warrants Nov 2012 0.250 14.762 2012/11/23 105,000,000 2011/09/19
14534 Bank of East Asia JIANC European Put Warrants Jul 2012 0.250 17.358 2012/07/23 90,000,000 2011/09/19
14540 J P Morgan SP BV BOCL European Warrants Mar 2012 0.250 3.18 per unit 2012/03/19 200,000,000 2011/09/19
14537 J P Morgan SP BV CC Bank Euro Put Wts Jul 2014 0.250 6.880 2014/07/02 500,000,000 2011/09/19
14539 J P Morgan SP BV China Life European Put Warrants Mar 2012 0.250 18.280 2012/03/19 200,000,000 2011/09/19
14538 J P Morgan SP BV MTRC European Warrants Jan 2013 0.250 28.880 2013/01/04 100,000,000 2011/09/19
14536 Macquarie Bank Ltd. Yurun Food European Warrants Jun 2012 0.250 16.880 2012/06/18 150,000,000 2011/09/19
14531 Merrill Lynch Int’l & Co. C.V. CNOOC Euro Wts Feb 2012 A 0.199 13.290 2012/02/13 80,000,000 2011/09/19
14529 Merrill Lynch Int’l & Co. C.V. HSBC Euro Wts Apr 2012 A 0.445 67.990 2012/04/10 80,000,000 2011/09/19
14530 Merrill Lynch Int’l & Co. C.V. Hutchison Eu Put Wt Apr 2012 0.700 69.990 2012/04/03 80,000,000 2011/09/19
14532 SGA Societe Generale Acceptance N.V. BOCL Eu Wt Aug 2012 0.150 4.08 per unit 2012/08/01 200,000,000 2011/09/19
14533 SGA Societe Generale Acceptance N.V. Ch Mob Eu Wt Apr 2012 0.250 101.880 2012/04/02 150,000,000 2011/09/19
14543 J P Morgan SP BV Ch Overseas European Warrants Apr 2012 0.165 16.880 2012/04/24 150,000,000 2011/09/20
14542 J P Morgan SP BV China Unicom European Warrants Jul 2012 0.166 18.880 2012/07/25 200,000,000 2011/09/20
14544 J P Morgan SP BV Cathay Pacific European Warrants Dec 2013 0.250 16.880 2013/12/30 100,000,000 2011/09/20
14548 KBC Fin Products Int’l Ltd. Agricultural Bk Eu Wt Mar 2012 0.260 3.48 per unit 2012/03/20 108,000,000 2011/09/20
14549 KBC Fin Products Int’l Ltd. Agricultural Bk Eu Wt Apr 2012 0.500 2.98 per unit 2012/04/02 108,000,000 2011/09/20
14550 KBC Fin Products Int’l Ltd. AIA Euro Warrants Feb 2012 0.175 26.880 2012/02/10 108,000,000 2011/09/20
14551 KBC Fin Products Int’l Ltd. AIA Euro Warrants Apr 2012 0.260 25.180 2012/04/02 108,000,000 2011/09/20
14545 Macquarie Bank Ltd. Hang Seng Bank European Wts Sep 2013 0.251 100 per 100 units 2013/09/19 200,000,000 2011/09/20
14546 Macquarie Bank Ltd. HSBC European Warrants Apr 2012 0.372 70.000 2012/04/03 200,000,000 2011/09/20
14541 Standard Chartered Bank China Mobile Euro Wts Mar 2012 0.230 93.880 2012/03/02 100,000,000 2011/09/20
14547 Standard Chartered Bank HSBC European Warrants Oct 2015 0.150 63.88 per 100 units 2015/10/12 500,000,000 2011/09/20
14573 BNP Paribas Arbit Issu B.V. Agricultural Bank Eu Wt Jul 12 0.340 3.60 per unit 2012/07/04 100,000,000 2011/09/21
14577 BNP Paribas Arbit Issu B.V. Ch Mobile Euro Wts Oct 2012 0.440 93.880 2012/10/04 200,000,000 2011/09/21
14579 BNP Paribas Arbit Issu B.V. CC Bank Euro Wts Jul 2012 0.530 5.90 per unit 2012/07/04 200,000,000 2011/09/21
14576 BNP Paribas Arbit Issu B.V. China Life Euro Wts Aug 2012 0.270 20.000 2012/08/02 200,000,000 2011/09/21
14580 BNP Paribas Arbit Issu B.V. HSBC European Wts Oct 2012 0.430 72.280 2012/10/04 200,000,000 2011/09/21
14562 BNP Paribas Arbit Issu B.V. HSBC European Wts Jun 2012 A 0.660 60.000 2012/06/04 200,000,000 2011/09/21
14578 BNP Paribas Arbit Issu B.V. ICBC European Wts Jun 2012 A 0.490 5 per unit 2012/06/04 200,000,000 2011/09/21
14572 BNP Paribas Arbit Issu B.V. Ping An European Wt Jul 2012 A 0.710 64.380 2012/07/04 100,000,000 2011/09/21
14574 BNP Paribas Arbit Issu B.V. Poly HK Inv Euro Wts Jul 2012 0.680 3.50 per unit 2012/07/03 32,000,000 2011/09/21
14575 BNP Paribas Arbit Issu B.V. Wharf European Wts Jul 2012 0.380 51.880 2012/07/03 69,000,000 2011/09/21
14571 Credit Suisse AG AIA European Warrants Apr 2012 0.150 26.400 2012/04/16 300,000,000 2011/09/21

Strike level/
14565 Credit Suisse AG Cheung Kong European Warrants Jan 2012 0.150 90 per 100 units 2012/01/18 150,000,000 2011/09/21
14568 Credit Suisse AG HKEx European Warrants Jun 2012 0.150 147.10 per 100 units 2012/06/18 300,000,000 2011/09/21
14566 Credit Suisse AG HSBC European Wts Oct 2015 0.150 63.90 per 100 units 2015/10/05 300,000,000 2011/09/21
14563 Credit Suisse AG HSI European Warrants Feb 2012 J 0.150 18,800 per 10,000 units 2012/02/28 500,000,000 2011/09/21
14564 Credit Suisse AG HSI European Warrants Feb 2012 K 0.150 19,600 per 9,600 units 2012/02/28 500,000,000 2011/09/21
14567 Credit Suisse AG SHK Ppt European Warrants Mar 2012 0.250 110.880 2012/03/26 150,000,000 2011/09/21
14569 Credit Suisse AG Tencent Holdings Euro Put Wts May 2012 0.150 158.90 per 100 units 2012/05/14 300,000,000 2011/09/21
14570 Credit Suisse AG Yanzhou Coal European Warrants Feb 2012 A 0.150 24.900 2012/02/27 150,000,000 2011/09/21
14561 HK Bank HSI European Put Warrants Mar 2012 D 0.190 17,518 per 8,000 units 2012/03/29 200,000,000 2011/09/21
14557 Macquarie Bank Ltd. AIA European Warrants Apr 2012 B 0.257 25.000 2012/04/03 200,000,000 2011/09/21
14560 Macquarie Bank Ltd. Hutchison European Warrants Apr 2012 0.548 70.000 2012/04/03 150,000,000 2011/09/21
14558 Macquarie Bank Ltd. Sino Land European Warrants Aug 2012 0.176 12.280 2012/08/29 180,000,000 2011/09/21
14559 Macquarie Bank Ltd. Swrie Pacific A European Wts Apr 2012 0.390 120.000 2012/04/03 180,000,000 2011/09/21
14553 Merrill Lynch Int’l & Co. C.V. Ag Bk Euro Wts Mar 2012 0.270 3.50 per unit 2012/03/26 80,000,000 2011/09/21
14554 Merrill Lynch Int’l & Co. C.V. China Life Eu Wt Apr 2012 A 0.250 18.990 2012/04/17 80,000,000 2011/09/21
14552 Merrill Lynch Int’l & Co. C.V. HSBC Euro Wts Apr 2012 B 0.500 62.990 2012/04/18 80,000,000 2011/09/21
14555 Merrill Lynch Int’l & Co. C.V. HSI European Wts Mar 2012 F 0.280 18,200 per 8,000 units 2012/03/29 200,000,000 2011/09/21
14556 Merrill Lynch Int’l & Co. C.V. HSI European Wts Mar 2012 G 0.250 18,700 per 8,000 units 2012/03/29 200,000,000 2011/09/21
14596 Barclays Bank plc HSBC European Warrants Apr 2012 0.250 72.880 2012/04/30 150,000,000 2011/09/22
14595 Barclays Bank plc HSI European Put Warrants Mar 2012 A 0.151 17,600 per 8,000 units 2012/03/29 150,000,000 2011/09/22
10136 BNP Paribas Arbit Issu B.V. Gold European Wts Mar 2012 0.250 2,100 per 3,500 units 2012/03/29 200,000,000 2011/09/22
10137 BNP Paribas Arbit Issu B.V. Gold European Wts Dec 2012 0.250 2,700 per 3,500 units 2012/12/06 200,000,000 2011/09/22
10138 BNP Paribas Arbit Issu B.V. Gold European Put Wts Mar 2012 0.250 1,650 per 3,500 units 2012/03/29 200,000,000 2011/09/22
10139 BNP Paribas Arbit Issu B.V. Gold European Put Wts Dec 2012 0.250 1,400 per 3,500 units 2012/12/06 200,000,000 2011/09/22
10140 Deutsche Bank AG EUR/USD European Put Warrants Mar 2012 0.300 1.28 per 1 units 2012/03/26 50,000,000 2011/09/22
14598 J P Morgan SP BV CM Bank European Warrants Dec 2012 0.250 16.880 2012/12/03 200,000,000 2011/09/22
14592 J P Morgan SP BV Minsheng Bank European Warrants Mar 2012 0.441 6.88 per unit 2012/03/22 80,000,000 2011/09/22
14591 J P Morgan SP BV Ping An European Warrants Mar 2012 C 0.482 61.880 2012/03/22 100,000,000 2011/09/22
14593 J P Morgan SP BV SJM Holdings European Warrants Feb 2012 0.153 16.880 2012/02/24 200,000,000 2011/09/22
14597 KBC Fin Products Int’l Ltd. Hutchison Euro Wts Mar 2012 0.590 70.000 2012/03/22 108,000,000 2011/09/22
14594 Macquarie Bank Ltd. CITIC Bank European Warrants Mar 2012 0.250 4.18 per unit 2012/03/22 130,000,000 2011/09/22
14583 Merrill Lynch Int’l & Co. C.V. Ch Mobile Eur Wt Feb 2012 B 0.171 92.890 2012/02/15 80,000,000 2011/09/22
14585 Merrill Lynch Int’l & Co. C.V. HKEx Eur Put Wts Mar 2013 0.250 125.10 per 100 units 2013/03/25 80,000,000 2011/09/22
14582 Merrill Lynch Int’l & Co. C.V. HKEx Euro Wts Feb 2012 A 0.194 121.89 per 100 units 2012/02/15 80,000,000 2011/09/22
14581 Merrill Lynch Int’l & Co. C.V. Hutchison Eur Wt Mar 2012 C 0.510 70.100 2012/03/28 80,000,000 2011/09/22
14584 Merrill Lynch Int’l & Co. C.V. Hutchison Eu Put Wt Apr2012A 0.325 54.990 2012/04/30 80,000,000 2011/09/22
14586 CC Rabobank B.A. AIA European Warrants Jun 2012 0.250 27.880 2012/06/18 200,000,000 2011/09/22
14588 CC Rabobank B.A. AIA European Put Warrants Apr 2012 0.250 21.880 2012/04/16 200,000,000 2011/09/22
14589 CC Rabobank B.A. Tencent Holdings European Wts Jul 2012 0.250 198.88 per 100 units 2012/07/23 200,000,000 2011/09/22
14587 CC Rabobank B.A. Tencent Holdings European Put Wt Jun 2012 0.300 178.88 per 100 units 2012/06/18 200,000,000 2011/09/22
14590 Standard Chartered Bank China Mobile Euro Put Wts Mar 2012 0.400 73.000 2012/03/01 100,000,000 2011/09/22
14614 BNP Paribas Arbit Issu B.V. Chi Res Land Euro Wts Feb2013 0.250 11.280 2013/02/04 100,000,000 2011/09/23

Strike level/
14615 BNP Paribas Arbit Issu B.V. CSR Times European Wts Jul2012 0.300 17.800 2012/07/04 72,000,000 2011/09/23
14613 BNP Paribas Arbit Issu B.V. Jiangxi Copper Eu Wts Jul 2012 0.270 20.000 2012/07/04 100,000,000 2011/09/23
14612 Credit Suisse AG Cheung Kong European Warrants Sep 2012 0.150 96.90 per 100 units 2012/09/24 200,000,000 2011/09/23
14601 HK Bank Esprit European Warrants Jun 2012 0.250 15.280 2012/06/20 80,000,000 2011/09/23
14602 HK Bank Esprit European Warrants Feb 2013 0.250 18.880 2013/02/27 80,000,000 2011/09/23
14603 HK Bank Tencent European Warrants Apr 2012 0.180 188.89 per 100 units 2012/04/10 150,000,000 2011/09/23
14616 J P Morgan SP BV Esprit European Wts Jun 2012 A 0.250 15.880 2012/06/28 100,000,000 2011/09/23
14604 Macquarie Bank Ltd. Esprit European Warrants Apr 2012 0.250 15.000 2012/04/03 200,000,000 2011/09/23
14600 Merrill Lynch Int’l & Co. C.V. BOCL European Wt Feb 2012 F 0.220 2.99 per unit 2012/02/14 80,000,000 2011/09/23
14599 Merrill Lynch Int’l & Co. C.V. ICBC Euro Wts Mar 2012 A 0.405 4.79 per unit 2012/03/05 80,000,000 2011/09/23
14606 Standard Chartered Bank Agricultural Bk Euro Wts Mar 2012 0.205 3.48 per unit 2012/03/07 100,000,000 2011/09/23
14607 Standard Chartered Bank AIA European Warrants Apr 2012 0.300 24.880 2012/04/30 100,000,000 2011/09/23
14610 Standard Chartered Bank BOCL European Warrants Feb 2012 A 0.240 2.99 per unit 2012/02/13 100,000,000 2011/09/23
14608 Standard Chartered Bank China Life European Wts Feb 2012 B 0.216 19.900 2012/02/23 100,000,000 2011/09/23
14609 Standard Chartered Bank China Life European Wts Apr 2012 A 0.350 17.480 2012/04/27 150,000,000 2011/09/23
14605 Standard Chartered Bank HSI European Warrants Mar 2012 0.250 18,800 per 8,500 units 2012/03/29 200,000,000 2011/09/23
14611 Standard Chartered Bank HSI European Put Warrants Mar 2012 0.250 19,400 per 8,500 units 2012/03/29 200,000,000 2011/09/23
14629 Credit Suisse AG Hutchison European Warrants Mar 2012 C 0.400 68.900 2012/03/12 300,000,000 2011/09/26
14628 J P Morgan SP BV Zoomlion European Warrants Jan 2013 0.250 10.880 2013/01/31 200,000,000 2011/09/26
14631 Macquarie Bank Ltd. CNBM European Warrants Sep 2012 0.150 11.300 2012/09/13 180,000,000 2011/09/26
14620 Macquarie Bank Ltd. Esprit European Warrants Apr 2012 A 0.250 12.000 2012/04/03 180,000,000 2011/09/26
14617 Merrill Lynch Int’l & Co. C.V. Ag Bk Euro Put Wts Mar 2012 0.305 3.09 per unit 2012/03/27 80,000,000 2011/09/26
14618 Merrill Lynch Int’l & Co. C.V. BOCL Euro Put Wts Mar 2012 0.250 2.75 per unit 2012/03/27 80,000,000 2011/09/26
14619 Merrill Lynch Int’l & Co. C.V. ICBC Euro Put Wts Mar 2012 0.415 4.69 per unit 2012/03/05 80,000,000 2011/09/26
14621 Standard Chartered Bank Sinopec Corp European Wts Feb 2012 0.290 8.88 per unit 2012/02/01 100,000,000 2011/09/26
14622 Standard Chartered Bank Tencent Hldg European Wts Mar 2012 0.150 200 per 100 units 2012/03/01 100,000,000 2011/09/26
14623 Standard Chartered Bank YZ Coal European Warrants Mar 2012A 0.207 25.000 2012/03/30 100,000,000 2011/09/26
14624 SGA Societe Generale Acceptance N.V. AGBK Eu Wt Mar 2012 A 0.250 3.78 per unit 2012/03/28 200,000,000 2011/09/26
14625 SGA Societe Generale Acceptance N.V. AIA Euro Wt Feb 2012 0.180 26.880 2012/02/13 200,000,000 2011/09/26
14626 SGA Societe Generale Acceptance N.V. AIA Euro Wt Apr 2012 0.250 25.280 2012/04/25 200,000,000 2011/09/26
14627 SGA Societe Generale Acceptance N.V. CTel Eu Wt Feb 2012 0.200 5.88 per unit 2012/02/06 80,000,000 2011/09/26
14642 Credit Suisse SPDR Gold Trust European Warrants Feb 2012 A 0.500 1,488.80 per 100 units 2012/02/13 80,000,000 2011/09/27
14639 Citigroup Global Mkt H Inc. AIA European Warrants Apr 2012 0.250 26.880 2012/04/17 80,000,000 2011/09/27
14638 Citigroup Global Mkt H Inc. Ch Overseas Euro Wts Jul 2012 0.150 14.980 2012/07/16 80,000,000 2011/09/27
14641 Citigroup Global Mkt H Inc. China Unicom Eu Put Wt Apr2012 0.150 15.288 2012/04/27 80,000,000 2011/09/27
14640 Citigroup Global Mkt H Inc. GCL-Poly Energy Eu Wt Jun 2012 0.300 3.38 per unit 2012/06/11 50,000,000 2011/09/27
14637 Citigroup Global Mkt H Inc. Hutchison Euro Wts Apr 2012 0.300 72.880 2012/04/17 80,000,000 2011/09/27
14646 Bank of East Asia CHALCO European Put Warrants Oct 2013 0.250 5.500 2013/10/23 280,000,000 2011/09/27
14645 Bank of East Asia JIANC European Warrants Sep 2012 0.250 19.358 2012/09/24 80,000,000 2011/09/27
14633 J P Morgan SP BV ICBC European Warrants Mar 2012 B 0.415 4.68 per unit 2012/03/26 150,000,000 2011/09/27
14634 Macquarie Bank Ltd. HSI European Put Warrants Sep 2012 0.250 17,000 per 8,000 units 2012/09/27 200,000,000 2011/09/27
14635 Macquarie Bank Ltd. Luk Fook Hold European Wts Mar 2012 0.371 35.000 2012/03/27 150,000,000 2011/09/27

Strike level/
14636 Standard Chartered Bank Cheung Kong European Wts Feb 2013 0.150 100 per 100 units 2013/02/27 100,000,000 2011/09/27
14644 Standard Chartered Bank HKEx European Warrants Mar 2012 A 0.150 138.88 per 100 units 2012/03/12 200,000,000 2011/09/27
14643 SGA Societe Generale Acceptance N.V. BOCHK Eur Wt Feb 2012 0.150 20.880 2012/02/27 150,000,000 2011/09/27
14632 SGA Societe Generale Acceptance N.V. CCB Eur Wt Feb 2012 A 0.320 6.08 per unit 2012/02/15 200,000,000 2011/09/27
14662 BNP Paribas Arbit Issu B.V. Hutchison Euro Wts Mar 2012 0.240 79.950 2012/03/02 100,000,000 2011/09/28
14653 Bank of East Asia Esprit European Warrants Nov 2012 0.250 11.330 2012/11/23 135,000,000 2011/09/28
14656 J P Morgan SP BV Anhui Conch European Warrants May 2012 0.250 28.880 2012/05/28 200,000,000 2011/09/28
14655 J P Morgan SP BV PICC European Warrants Apr 2012 0.168 11.348 2012/04/16 200,000,000 2011/09/28
14647 CC Rabobank B.A. Cheung Kong European Warrants Feb 2013 0.150 100.05 per 100 units 2013/02/25 200,000,000 2011/09/28
14648 CC Rabobank B.A. Minsheng Bank European Wts Mar 2012 0.350 7 per unit 2012/03/27 100,000,000 2011/09/28
14651 CC Rabobank B.A. ChiUnicom European Warrants Jul 2012 A 0.250 20.000 2012/07/16 200,000,000 2011/09/28
14650 CC Rabobank B.A. Galaxy Ent European Warrants Apr 2012 0.250 15.880 2012/04/16 100,000,000 2011/09/28
14652 CC Rabobank B.A. Jiangxi Copper European Warrants Jul 2012 0.250 19.000 2012/07/16 200,000,000 2011/09/28
14649 CC Rabobank B.A. Zijin Mining European Warrants Jun 2012 0.400 3.48 per unit 2012/06/18 100,000,000 2011/09/28
14659 Standard Chartered Bank Anhui Conch European Wts Aug 2012 0.400 22.880 2012/08/02 100,000,000 2011/09/28
14660 Standard Chartered Bank Anhui Conch European Wts Dec 2012 0.400 28.280 2012/12/03 100,000,000 2011/09/28
14657 Standard Chartered Bank China Unicom European Wts May 2012 0.250 18.280 2012/05/02 100,000,000 2011/09/28
14658 Standard Chartered Bank China Unicom European Wts Aug 2012 0.250 20.000 2012/08/01 100,000,000 2011/09/28
14661 Standard Chartered Bank CNBM European Warrants Dec 2012 0.250 7.470 2012/12/03 100,000,000 2011/09/28
14663 SGA Societe Generale Acceptance N.V. CLife Eu Wt Mar 2012D 0.170 20.880 2012/03/07 300,000,000 2011/09/28
14664 SGA Societe Generale Acceptance N.V. CLife Eu Wt Mar 2012E 0.250 20.000 2012/03/28 300,000,000 2011/09/28
14654 SGA Societe Generale Acceptance N.V. CPIC Euro Wts Mar 2012 0.300 28.880 2012/03/28 100,000,000 2011/09/28
14665 SGA Societe Generale Acceptance N.V. HSBC Eu Wt Oct 2015 0.160 63.88 per 100 units 2015/10/07 300,000,000 2011/09/28
14666 SGA Societe Generale Acceptance N.V. JIANC Eu Wts Apr 2012 0.250 18.880 2012/04/02 100,000,000 2011/09/28
14748 BNP Paribas Arbit Issu B.V. Cheung Kong Euro Wt Jan 2013 0.150 88.88 per 100 units 2013/01/03 100,000,000 2011/09/29
14749 BNP Paribas Arbit Issu B.V. A50 China Euro Wts Aug 2012 A 0.150 10.860 2012/08/02 100,000,000 2011/09/29
14750 BNP Paribas Arbit Issu B.V. SHK Ppt Euro Warrants Feb 2013 0.150 100 per 100 units 2013/02/04 100,000,000 2011/09/29
14694 Credit Suisse AG HSI European Put Warrants Mar 2012 0.250 17,600 per 8,000 units 2012/03/29 500,000,000 2011/09/29
14692 Credit Suisse AG HSI European Warrants Feb 2012 L 0.250 18,500 per 8,000 units 2012/02/28 500,000,000 2011/09/29
14693 Credit Suisse AG Ping An European Warrants Dec 2012 B 0.150 53 per 100 units 2012/12/17 300,000,000 2011/09/29
14695 Credit Suisse AG Ping An European Put Warrants Apr 2012 0.350 44.980 2012/04/02 300,000,000 2011/09/29
14747 J P Morgan SP BV AIA European Warrants Mar 2012 A 0.250 22.880 2012/03/29 200,000,000 2011/09/29
14719 J P Morgan SP BV BOCL European Warrants Apr 2012 0.250 2.88 per unit 2012/04/02 200,000,000 2011/09/29
14718 J P Morgan Int’l Der. Ltd. CC Bank European Wts Apr 2012 0.400 5.48 per unit 2012/04/02 200,000,000 2011/09/29
14746 J P Morgan SP BV CNOOC European Warrants Mar 2012 A 0.150 12.800 2012/03/08 200,000,000 2011/09/29
14745 J P Morgan SP BV HKEx European Warrants Jun 2012 0.150 128.88 per 100 units 2012/06/06 200,000,000 2011/09/29
14744 J P Morgan SP BV HSBC European Warrants Oct 2015 0.150 63.88 per 100 units 2015/10/05 300,000,000 2011/09/29

Strike level/
14743 J P Morgan SP BV HSBC European Warrants Apr 2012 A 0.350 68.880 2012/04/02 200,000,000 2011/09/29
14717 J P Morgan SP BV ICBC European Warrants Mar 2012 C 0.275 4.68 per unit 2012/03/29 150,000,000 2011/09/29
14668 J P Morgan SP BV Luk Fook Hold European Warrants Mar 2012 0.309 36.880 2012/03/29 80,000,000 2011/09/29
14737 KBC Fin Products Int’l Ltd. HSCEI Euro Wts Jun 2012 0.250 9,600 per 6,000 units 2012/06/28 100,000,000 2011/09/29
14738 KBC Fin Products Int’l Ltd. HSCEI Euro Put Wts Mar 2012 C 0.250 9,400 per 5,800 units 2012/03/29 100,000,000 2011/09/29
14736 KBC Fin Products Int’l Ltd. ICBC European Wts Apr 2012 0.330 4.388 per unit 2012/04/02 108,000,000 2011/09/29
14720 Macquarie Bank Ltd. Agricultural Bk Euro Warrants Mar 2012 0.188 3.48 per unit 2012/03/14 200,000,000 2011/09/29
14680 Macquarie Bank Ltd. China Overseas European Wts Nov 2012 0.250 12.880 2012/11/02 200,000,000 2011/09/29
14677 Macquarie Bank Ltd. CM Bank European Warrants Nov 2012 0.250 15.880 2012/11/02 200,000,000 2011/09/29
14674 Macquarie Bank Ltd. GCL-Poly Energy European Wts May 2012 0.266 3 per unit 2012/05/03 150,000,000 2011/09/29
14676 Macquarie Bank Ltd. Galaxy Ent European Warrants Jun 2012 0.250 15.880 2012/06/04 200,000,000 2011/09/29
14678 Macquarie Bank Ltd. Jiangxi Copper European Wts Jul 2012 0.255 18.000 2012/07/03 200,000,000 2011/09/29
14679 Macquarie Bank Ltd. Tencent European Warrants Jun 2012 0.250 172.50 per 100 units 2012/06/04 250,000,000 2011/09/29
14691 Macquarie Bank Ltd. Tencent European Put Warrants Oct 2012 0.250 150 per 100 units 2012/10/04 250,000,000 2011/09/29
14707 Merrill Lynch Int’l & Co. C.V. HSCEI Euro Wts Mar 2012 B 0.290 9,000 per 5,000 units 2012/03/29 100,000,000 2011/09/29
14696 Merrill Lynch Int’l & Co. C.V. HSCEI Euro Wts Jun 2012 0.255 9,800 per 5,000 units 2012/06/28 100,000,000 2011/09/29
14708 Merrill Lynch Int’l & Co. C.V. HSCEI Euro Put Wt Mar 2012 0.250 9,100 per 4,600 units 2012/03/29 100,000,000 2011/09/29
14697 Merrill Lynch Int’l & Co. C.V. HSCEI Euro Put Wt Jul 2012 0.250 8,300 per 4,800 units 2012/07/30 100,000,000 2011/09/29
14699 Merrill Lynch Int’l & Co. C.V. HSI European Wts Apr 2012 0.250 17,900 per 9,000 units 2012/04/27 100,000,000 2011/09/29
14701 Merrill Lynch Int’l & Co. C.V. HSI European Wts Jun 2012 0.250 17,200 per 10,000 units 2012/06/28 100,000,000 2011/09/29
14704 Merrill Lynch Int’l & Co. C.V. HSI European Wts Sep 2012 0.300 16,800 per 10,000 units 2012/09/27 100,000,000 2011/09/29
14712 Merrill Lynch Int’l & Co. C.V. HSI Euro Put Wts Jun 2012 0.250 16,500 per 8,000 units 2012/06/28 100,000,000 2011/09/29
14714 Merrill Lynch Int’l & Co. C.V. HSI Euro Put Wts Sep 2012 0.255 16,200 per 9,000 units 2012/09/27 100,000,000 2011/09/29
14698 Merrill Lynch Int’l & Co. C.V. HSI European Wts Mar 2012 H 0.250 17,500 per 9,000 units 2012/03/29 100,000,000 2011/09/29
14700 Merrill Lynch Int’l & Co. C.V. HSI European Wts Apr 2012 A 0.250 18,700 per 8,000 units 2012/04/27 100,000,000 2011/09/29
14702 Merrill Lynch Int’l & Co. C.V. HSI European Wts Jun 2012 A 0.260 17,600 per 9,000 units 2012/06/28 100,000,000 2011/09/29
14703 Merrill Lynch Int’l & Co. C.V. HSI European Wts Jun 2012 B 0.250 18,000 per 9,000 units 2012/06/28 100,000,000 2011/09/29
14705 Merrill Lynch Int’l & Co. C.V. HSI European Wts Sep 2012 A 0.250 17,800 per 10,000 units 2012/09/27 100,000,000 2011/09/29
14709 Merrill Lynch Int’l & Co. C.V. HSI Euro Put Wts Apr 2012 B 0.250 16,800 per 7,000 units 2012/04/27 100,000,000 2011/09/29
14710 Merrill Lynch Int’l & Co. C.V. HSI Euro Put Wts Apr 2012 C 0.250 17,200 per 8,000 units 2012/04/27 100,000,000 2011/09/29
14711 Merrill Lynch Int’l & Co. C.V. HSI Euro Put Wts Apr 2012 D 0.260 18,200 per 9,000 units 2012/04/27 100,000,000 2011/09/29
14713 Merrill Lynch Int’l & Co. C.V. HSI Euro Put Wts Jun 2012 C 0.250 17,000 per 8,500 units 2012/06/28 100,000,000 2011/09/29
14715 Merrill Lynch Int’l & Co. C.V. HSI Euro Put Wts Sep 2012 C 0.255 16,800 per 10,000 units 2012/09/27 100,000,000 2011/09/29
14681 CC Rabobank B.A. Brilliance Chi European Warrants Nov 2012 0.250 7.800 2012/11/26 100,000,000 2011/09/29
14684 CC Rabobank B.A. CNBM European Warrants Dec 2012 0.250 8.480 2012/12/17 100,000,000 2011/09/29
14682 CC Rabobank B.A. CSR European Warrants Apr 2012 0.450 4.18 per unit 2012/04/16 100,000,000 2011/09/29
14690 CC Rabobank B.A. Guangdong Inv European Warrants Apr 2012 0.250 6 per unit 2012/04/10 80,000,000 2011/09/29
14683 CC Rabobank B.A. SPDR Gold Trust European Wts Apr 2012 0.750 1,528 per 100 units 2012/04/16 50,000,000 2011/09/29
14689 Standard Chartered Bank AIA European Warrants Jun 2012 0.170 28.000 2012/06/25 100,000,000 2011/09/29
14685 Standard Chartered Bank CNOOC European Warrants Jun 2012 0.150 14.600 2012/06/18 100,000,000 2011/09/29
14688 Standard Chartered Bank China Shenhua Euro Wts Jun 2012 0.360 40.000 2012/06/29 100,000,000 2011/09/29

Strike level/
14687 Standard Chartered Bank China Shenhua Euro Wts Aug 2012 0.345 42.000 2012/08/01 100,000,000 2011/09/29
14686 Standard Chartered Bank Yurun Food Euro Warrants Jul 2012 0.250 16.000 2012/07/30 100,000,000 2011/09/29
14739 SGA Societe Generale Acceptance N.V. Belle Int’l Eu Wt May12 0.250 13.020 2012/05/09 150,000,000 2011/09/29
14741 SGA Societe Generale Acceptance N.V Ch Overseas Eu Wt Jun 12 0.250 11.720 2012/06/27 100,000,000 2011/09/29
14740 SGA Societe Generale Acceptance N.V. CMB Euro Wts Jun 2012 0.250 14.780 2012/06/13 200,000,000 2011/09/29
14669 SGA Societe Generale Acceptance N.V. Ch Mob Eu Wt Apr 2012A 0.600 81.880 2012/04/02 100,000,000 2011/09/29
14670 SGA Societe Generale Acceptance N.V. Dongfeng Eu Wt Apr 12 0.160 13.380 2012/04/11 100,000,000 2011/09/29
14671 SGA Societe Generale Acceptance N.V. HWL Eur Wt Apr 2012 0.690 63.880 2012/04/02 100,000,000 2011/09/29
14742 SGA Societe Generale Acceptance N.V. PICC P&C Eu Wt Jul 12 0.250 10.320 2012/07/04 120,000,000 2011/09/29
14732 UBS AG AIA European Warrants Apr 2012 0.170 25.330 2012/04/24 200,000,000 2011/09/29
14735 UBS AG BOCL European Warrants Mar 2012 0.150 3.29 per unit 2012/03/19 100,000,000 2011/09/29
14731 UBS AG China Mobile European Warrants Apr 2012 0.350 88.000 2012/04/10 200,000,000 2011/09/29
14730 UBS AG CC Bank European Warrants Feb 2012 A 0.230 6.01 per unit 2012/02/27 200,000,000 2011/09/29
14733 UBS AG China Life European Warrants Feb 2012 0.190 19.380 2012/02/27 300,000,000 2011/09/29
14734 UBS AG China Life European Warrants Mar 2012 0.150 22.550 2012/03/27 300,000,000 2011/09/29
14729 UBS AG CNOOC European Warrants Mar 2012 A 0.150 12.820 2012/03/08 200,000,000 2011/09/29
14727 UBS AG HKEx European Warrants Jun 2012 0.150 128.88 per 100 units 2012/06/06 500,000,000 2011/09/29
14723 UBS AG HSBC European Warrants Feb 2012 0.250 70.000 2012/02/13 300,000,000 2011/09/29
14724 UBS AG HSBC European Warrants Mar 2012 0.430 65.050 2012/03/26 300,000,000 2011/09/29
14722 UBS AG HSI European Warrants Mar 2012 0.150 18,800 per 10,000 units 2012/03/29 300,000,000 2011/09/29
14672 UBS AG HSI European Warrants Feb 2012 A 0.150 19,400 per 8,000 units 2012/02/28 300,000,000 2011/09/29
14673 UBS AG HSI European Warrants Feb 2012 B 0.150 20,100 per 8,000 units 2012/02/28 300,000,000 2011/09/29
14721 UBS AG HSI European Warrants Feb 2012 C 0.150 17,800 per 12,000 units 2012/02/28 300,000,000 2011/09/29
14726 UBS AG Hutchison European Warrants Oct 2013 0.170 51.50 per 100 units 2013/10/28 500,000,000 2011/09/29
14725 UBS AG Hutchison European Warrants Mar 2012 C 0.400 70.050 2012/03/27 300,000,000 2011/09/29
14728 UBS AG Tencent Holdings European Warrants Feb 2012 0.150 172 per 100 units 2012/02/27 200,000,000 2011/09/29
14790 BOCI Asia Ltd. China Mobile European Warrants Apr 2012 0.250 93.880 2012/04/02 100,000,000 2011/09/30
14793 BOCI Asia Ltd. China Mobile European Put Warrants Feb 2012 0.200 64.000 2012/02/13 100,000,000 2011/09/30
14792 BOCI Asia Ltd. China Life European Put Warrants Apr 2012 0.250 17.500 2012/04/02 100,000,000 2011/09/30
14791 BOCI Asia Ltd. Lenovo European Warrants Apr 2012 0.250 6.88 per unit 2012/04/02 100,000,000 2011/09/30
14814 Credit Suisse AG CNOOC European Warrants Mar 2012 A 0.150 12.820 2012/03/12 200,000,000 2011/09/30
14812 Credit Suisse AG China Unicom European Put Wts May 2012 A 0.150 12.980 2012/05/28 200,000,000 2011/09/30
14811 Credit Suisse AG HSBC European Wts Mar 2012 0.250 62.880 2012/03/30 300,000,000 2011/09/30
14810 Credit Suisse AG HSCEI European Warrants Jun 2012 0.250 9,600 per 5,000 units 2012/06/28 200,000,000 2011/09/30
14816 Credit Suisse AG HSCEI European Put Warrants Apr 2012 0.250 8,900 per 5,000 units 2012/04/27 200,000,000 2011/09/30
14808 Credit Suisse AG HSI European Warrants Feb 2012 M 0.150 17,850 per 12,000 units 2012/02/28 500,000,000 2011/09/30
14809 Credit Suisse AG HSI European Warrants Feb 2012 N 0.150 19,450 per 8,000 units 2012/02/28 500,000,000 2011/09/30
14815 Credit Suisse AG HSI European Put Warrants Mar 2012 A 0.250 16,500 per 7,000 units 2012/03/29 500,000,000 2011/09/30
14813 Credit Suisse AG Tencent Holdings European Wts Feb 2012 0.150 172 per 100 units 2012/02/27 300,000,000 2011/09/30
14789 Citigroup Global Mkt H Inc. CNOOC European Wts Mar 2012 0.150 12.818 2012/03/12 80,000,000 2011/09/30
14794 Citigroup Global Mkt H Inc. ICBC European Wts Apr 2012 0.250 4.48 per unit 2012/04/17 50,000,000 2011/09/30
14828 J P Morgan SP BV CM Bank European Warrants Nov 2012 0.250 12.880 2012/11/05 200,000,000 2011/09/30

Strike level/
14799 J P Morgan SP BV HSI European Warrants Jul 2012 0.259 18,000 per 8,000 units 2012/07/30 200,000,000 2011/09/30
14800 J P Morgan SP BV HSI European Put Warrants Jun 2012 0.269 17,400 per 8,000 units 2012/06/28 200,000,000 2011/09/30
14797 J P Morgan SP BV HSI European Put Warrants Jul 2012 0.252 16,888 per 8,000 units 2012/07/30 200,000,000 2011/09/30
14798 J P Morgan SP BV HSI European Warrants Feb 2012 C 0.157 18,800 per 8,000 units 2012/02/28 200,000,000 2011/09/30
14805 J P Morgan SP BV JX Copper European Warrants Jun 2012 0.250 15.880 2012/06/28 200,000,000 2011/09/30
14804 J P Morgan SP BV PetroChina European Warrants Apr 2012 0.150 8.500 2012/04/26 300,000,000 2011/09/30
14803 J P Morgan SP BV SHK Ppt European Warrants Jan 2013 0.150 100 per 100 units 2013/01/28 200,000,000 2011/09/30
14802 J P Morgan SP BV Tencent European Warrants Feb 2012 0.150 172 per 100 units 2012/02/23 200,000,000 2011/09/30
14801 J P Morgan SP BV Tencent European Warrants Jun 2012 0.250 158.88 per 100 units 2012/06/01 200,000,000 2011/09/30
14807 J P Morgan SP BV Yanzhou Coal European Warrants Apr 2012 A 0.252 18.880 2012/04/03 200,000,000 2011/09/30
14818 KBC Fin Products Int’l Ltd. Agricultural Eu Put Wt Apr 2012 0.250 2.58 per unit 2012/04/02 80,000,000 2011/09/30
14820 KBC Fin Products Int’l Ltd. BOCL Euro Put Wts Apr 2012 0.250 2.38 per unit 2012/04/02 80,000,000 2011/09/30
14795 KBC Fin Products Int’l Ltd. HSCEI Euro Put Wts Jun 2012 0.250 8,600 per 5,600 units 2012/06/28 100,000,000 2011/09/30
14796 KBC Fin Products Int’l Ltd. HSI Euro Put Wts May 2012 0.250 16,800 per 8,800 units 2012/05/30 200,000,000 2011/09/30
14819 KBC Fin Products Int’l Ltd. ICBC Euro Put Wts Apr 2012 0.250 3.58 per unit 2012/04/02 80,000,000 2011/09/30
14817 KBC Fin Products Int’l Ltd Tencent Holdings Eu Put Wt Jul 12 0.250 148 per 100 units 2012/07/03 80,000,000 2011/09/30
14785 Macquarie Bank Ltd. CC Bank European Put Warrants May 2012 0.251 4.28 per unit 2012/05/03 200,000,000 2011/09/30
14784 Macquarie Bank Ltd. Evergrande European Warrants May 2012 0.261 4.50 per unit 2012/05/03 150,000,000 2011/09/30
14763 Merrill Lynch Int’l & Co. C.V. Ag Bk Euro Wts May 2012 0.370 3 per unit 2012/05/25 80,000,000 2011/09/30
14764 Merrill Lynch Int’l & Co. C.V. Ag Bk Euro Wts Jul 2012 0.440 2.80 per unit 2012/07/27 80,000,000 2011/09/30
14765 Merrill Lynch Int’l & Co. C.V. AIA Euro Warrants Apr 2012 0.295 21.290 2012/04/30 80,000,000 2011/09/30
14766 Merrill Lynch Int’l & Co. C.V. AIA Euro Wts May 2012 A 0.250 23.490 2012/05/08 80,000,000 2011/09/30
14770 Merrill Lynch Int’l & Co. C.V. BOCL European Wt Mar 2012 0.300 2.66 per unit 2012/03/30 80,000,000 2011/09/30
14771 Merrill Lynch Int’l & Co. C.V. BOCL European Wt Jun 2012 0.345 2.50 per unit 2012/06/29 80,000,000 2011/09/30
14769 Merrill Lynch Int’l & Co. C.V. China Life Eu Wt Apr 2012 B 0.325 17.290 2012/04/30 80,000,000 2011/09/30
14762 Merrill Lynch Int’l & Co. C.V. CNOOC Euro Wts Sep 2012 A 0.255 10.900 2012/09/28 80,000,000 2011/09/30
14772 Merrill Lynch Int’l & Co. C.V. A50 China Eur Wt Aug 2012 0.150 10.860 2012/08/08 80,000,000 2011/09/30
14773 Merrill Lynch Int’l & Co. C.V. A50 China Eur Wt Jun 2013 0.250 9.600 2013/06/13 80,000,000 2011/09/30
14759 Merrill Lynch Int’l & Co. C.V. HKEx Euro Wts Jul 2012 0.250 114.89 per 100 units 2012/07/11 80,000,000 2011/09/30
14760 Merrill Lynch Int’l & Co. C.V. HKEx Eur Put Wts Dec 2013 0.265 110 per 100 units 2013/12/16 80,000,000 2011/09/30
14751 Merrill Lynch Int’l & Co. C.V. HSBC Euro Wts May 2012 0.770 57.990 2012/05/14 80,000,000 2011/09/30
14753 Merrill Lynch Int’l & Co. C.V. HSBC Euro Put Wt May 2012 0.500 53.990 2012/05/21 80,000,000 2011/09/30
14752 Merrill Lynch Int’l & Co. C.V. HSBC Euro Wts May 2012 A 0.260 73.990 2012/05/28 80,000,000 2011/09/30
14755 Merrill Lynch Int’l & Co. C.V. Hutchison Eur Wt Apr 2012 0.530 64.990 2012/04/23 80,000,000 2011/09/30
14754 Merrill Lynch Int’l & Co. C.V. Hutchison Eur Wt Oct 2013 0.160 51.49 per 100 units 2013/10/28 80,000,000 2011/09/30
14756 Merrill Lynch Int’l & Co. C.V. Hutchison Eur Wt Apr 2012 B 0.710 60.010 2012/04/16 80,000,000 2011/09/30
14757 Merrill Lynch Int’l & Co. C.V. Hutchison Eur Wt Apr 2012 C 0.910 55.990 2012/04/17 80,000,000 2011/09/30
14758 Merrill Lynch Int’l & Co. C.V. Hutchison Eu Put Wt Apr 12 D 0.270 49.990 2012/04/18 80,000,000 2011/09/30

Strike level/
14767 Merrill Lynch Int’l & Co. C.V. ICBC Euro Wts May 2012 0.620 4 per unit 2012/05/25 80,000,000 2011/09/30
14768 Merrill Lynch Int’l & Co. C.V. ICBC Euro Wts Sep 2012 0.690 3.82 per unit 2012/09/28 80,000,000 2011/09/30
14761 Merrill Lynch Int’l & Co. C.V. Tencent Euro Wts Apr 2012 0.250 162.99 per 100 units 2012/04/30 80,000,000 2011/09/30
14777 SGA Societe Generale Acceptance N.V. AGBK Eu Wt Apr 2012 A 0.330 2.98 per unit 2012/04/02 200,000,000 2011/09/30
14778 SGA Societe Generale Acceptance N.V. BOCL Eu Wt Apr 2012 0.350 2.58 per unit 2012/04/02 200,000,000 2011/09/30
14779 SGA Societe Generale Acceptance N.V. CNOOC Eu Wt Apr 2012B 0.250 10.480 2012/04/02 400,000,000 2011/09/30
14806 SGA Societe Generale Acceptance N.V. HKEx Eu Wt Apr 2012 B 0.250 108.88 per 100 units 2012/04/11 500,000,000 2011/09/30
14780 SGA Societe Generale Acceptance N.V. HKEx Eu Wt Aug 2012 A 0.150 138 per 100 units 2012/08/01 500,000,000 2011/09/30
14774 SGA Societe Generale Acceptance N.V. HSI Eur Wt Mar 2012 0.150 17,400 per 14,000 units 2012/03/29 500,000,000 2011/09/30
14776 SGA Societe Generale Acceptance N.V. HSI Eu Put Wt Mar 2012 0.220 17,518 per 8,000 units 2012/03/29 300,000,000 2011/09/30
14775 SGA Societe Generale Acceptance N.V. HSI Eur Wt Mar 2012 A 0.150 18,000 per 12,000 units 2012/03/29 300,000,000 2011/09/30
14781 SGA Societe Generale Acceptance N.V. ICBC Eu Wt Apr 2012 0.400 4.48 per unit 2012/04/02 180,000,000 2011/09/30
14782 SGA Societe Generale Acceptance N.V. SHK P Eu Wt Jan 2013A 0.150 99.98 per 100 units 2013/01/28 300,000,000 2011/09/30
14783 SGA Societe Generale Acceptance N.V. Tencent Eu Wt May 12 0.250 168 per 100 units 2012/05/30 200,000,000 2011/09/30
14822 UBS AG Agricultural Bank European Warrants Mar 2012 0.150 3.49 per unit 2012/03/07 200,000,000 2011/09/30
14821 UBS AG HKEx European Warrants Feb 2012 0.150 121.98 per 100 units 2012/02/13 300,000,000 2011/09/30
14826 UBS AG HSI European Put Warrants Apr 2012 0.280 18,000 per 8,800 units 2012/04/27 300,000,000 2011/09/30
14827 UBS AG HSI European Put Warrants May 2012 0.250 16,200 per 8,000 units 2012/05/30 300,000,000 2011/09/30
14786 UBS AG HSI European Warrants Feb 2012 D 0.150 18,500 per 8,000 units 2012/02/28 300,000,000 2011/09/30
14787 UBS AG HSI European Warrants Mar 2012 A 0.150 17,400 per 14,000 units 2012/03/29 300,000,000 2011/09/30
14788 UBS AG HSI European Warrants Mar 2012 B 0.150 18,000 per 12,000 units 2012/03/29 300,000,000 2011/09/30
14824 UBS AG ICBC European Warrants Mar 2012 0.280 4.38 per unit 2012/03/30 200,000,000 2011/09/30
14823 UBS AG ICBC European Warrants Feb 2012 A 0.180 4.81 per unit 2012/02/27 200,000,000 2011/09/30
14825 UBS AG Ping An European Warrants Mar 2012 D 0.440 55.000 2012/03/30 200,000,000 2011/09/30
14837 BOCI Asia Ltd. HKEx European Put Warrants Jul 2012 0.250 130 per 100 units 2012/07/03 200,000,000 2011/10/03
14835 BOCI Asia Ltd. Hutchison European Warrants Mar 2012 0.180 82.880 2012/03/28 100,000,000 2011/10/03
14836 BOCI Asia Ltd. Tencent Holdings European Warrants Mar 2012 0.180 175.99 per 100 units 2012/03/26 200,000,000 2011/10/03
14838 BOCI Asia Ltd. Tencent Holdings European Put Wts May 2012 0.250 150 per 100 units 2012/05/21 200,000,000 2011/10/03
14852 BNP Paribas Arbit Issu B.V. Agricultural Bank Eu Wt Apr 12 0.280 2.96 per unit 2012/04/03 100,000,000 2011/10/03
14857 BNP Paribas Arbit Issu B.V. BOCL European Wts Apr 2012 0.250 2.75 per unit 2012/04/03 100,000,000 2011/10/03
14851 BNP Paribas Arbit Issu B.V. CC Bank Euro Wts Apr 2012 0.490 5.38 per unit 2012/04/03 200,000,000 2011/10/03
14856 BNP Paribas Arbit Issu B.V. Evergrande Euro Wts Apr 2012 0.500 3.50 per unit 2012/04/03 100,000,000 2011/10/03
14859 BNP Paribas Arbit Issu B.V. HSI European Wts May 2012 0.250 17,200 per 8,000 units 2012/05/30 200,000,000 2011/10/03
14858 BNP Paribas Arbit Issu B.V. HSI European Wts Mar 2012 A 0.180 18,200 per 8,000 units 2012/03/29 200,000,000 2011/10/03
14860 BNP Paribas Arbit Issu B.V. HSI Euro Put Wts Apr 2012 A 0.250 18,000 per 10,000 units 2012/04/27 200,000,000 2011/10/03
14853 BNP Paribas Arbit Issu B.V. ICBC European Wts Apr 2012 0.360 4.28 per unit 2012/04/03 200,000,000 2011/10/03
14854 BNP Paribas Arbit Issu B.V. Ping An European Wt Apr 2012 0.430 48.000 2012/04/03 100,000,000 2011/10/03
14855 BNP Paribas Arbit Issu B.V. Zijin Mining Euro Wts Apr 2012 0.410 2.68 per unit 2012/04/03 88,000,000 2011/10/03
14871 Citigroup Global Mkt H Inc. HSI European Put Wts Apr 2012 0.250 15,888 per 6,500 units 2012/04/27 100,000,000 2011/10/03
14870 Citigroup Global Mkt H Inc. HSI European Wts Feb 2012 B 0.150 17,800 per 12,000 units 2012/02/28 100,000,000 2011/10/03
14867 KBC Fin Products Int’l Ltd. BOCL European Wts Apr 2012 0.250 2.58 per unit 2012/04/03 108,000,000 2011/10/03
14864 KBC Fin Products Int’l Ltd. CC Bank Euro Wts Apr 2012 0.450 4.98 per unit 2012/04/03 108,000,000 2011/10/03
14865 KBC Fin Products Int’l Ltd. CC Bank Euro Put Wt Apr 2012 0.250 4.38 per unit 2012/04/03 108,000,000 2011/10/03

Strike level/
14868 KBC Fin Products Int’l Ltd. A50 Ch Euro Wts Sep 2012 0.250 9.380 2012/09/18 108,000,000 2011/10/03
14833 KBC Fin Products Int’l Ltd. HSI European Wts Apr 2012 0.250 16,600 per 12,000 units 2012/04/27 200,000,000 2011/10/03
14834 KBC Fin Products Int’l Ltd. HSI European Wts May 2012 0.250 15,800 per 14,600 units 2012/05/30 200,000,000 2011/10/03
14869 KBC Fin Products Int’l Ltd. HSI Euro Put Wts Apr 2012 0.250 16,000 per 7,200 units 2012/04/27 200,000,000 2011/10/03
14861 KBC Fin Products Int’l Ltd. Hutchison Euro Wts Apr 2012 0.330 66.000 2012/04/03 98,000,000 2011/10/03
14862 KBC Fin Products Int’l Ltd. Hutchison Eur Put Wts Apr 2012 0.300 52.800 2012/04/16 80,000,000 2011/10/03
14866 KBC Fin Products Int’l Ltd. ICBC European Wts Apr 2012 A 0.350 3.88 per unit 2012/04/03 108,000,000 2011/10/03
14863 KBC Fin Products Int’l Ltd. Tencent Holdings Eu Wt Apr 2012 0.250 152.88 per 100 units 2012/04/18 108,000,000 2011/10/03
14850 Macquarie Bank Ltd. CC Bank European Warrants May 2012 0.490 5.28 per unit 2012/05/03 200,000,000 2011/10/03
14831 Macquarie Bank Ltd. HSI European Put Warrants Jun 2012 A 0.250 16,600 per 8,000 units 2012/06/28 300,000,000 2011/10/03
14849 Macquarie Bank Ltd. ICBC European Warrants May 2012 0.401 4.20 per unit 2012/05/03 200,000,000 2011/10/03
14832 Macquarie Bank Ltd. Ping An European Warrants Apr 2012 A 0.496 55.000 2012/04/03 150,000,000 2011/10/03
14829 Macquarie Bank Ltd. Yurun Food European Warrants Jul 2012 0.250 12.880 2012/07/04 300,000,000 2011/10/03
14830 Macquarie Bank Ltd. Yurun Food European Warrants Jul 2012A 0.297 10.880 2012/07/04 300,000,000 2011/10/03
14841 Standard Chartered Bank AIA European Warrants Aug 2012 0.300 22.880 2012/08/03 150,000,000 2011/10/03
14839 Standard Chartered Bank HSI European Warrants Apr 2012 0.250 17,400 per 8,500 units 2012/04/27 200,000,000 2011/10/03
14842 Standard Chartered Bank HSI European Put Warrants Apr 2012 0.250 16,600 per 6,500 units 2012/04/27 200,000,000 2011/10/03
14840 Standard Chartered Bank HSI European Warrants Apr 2012 A 0.250 18,000 per 7,500 units 2012/04/27 200,000,000 2011/10/03
14843 Standard Chartered Bank HSI European Put Wts Apr 2012 B 0.250 17,200 per 7,500 units 2012/04/27 200,000,000 2011/10/03
14877 UBS AG Agricultural Bank European Warrants Apr 2012 0.250 3.08 per unit 2012/04/17 100,000,000 2011/10/03
14876 UBS AG AIA European Warrants Mar 2012 A 0.150 27.050 2012/03/27 200,000,000 2011/10/03
14878 UBS AG CC Bank European Warrants Mar 2012 0.460 5.19 per unit 2012/03/07 200,000,000 2011/10/03
14844 UBS AG Cheung Kong European Warrants Dec 2012 B 0.150 88.88 per 100 units 2012/12/20 100,000,000 2011/10/03
14845 UBS AG Cheung Kong European Warrants Feb 2013 0.150 100 per 100 units 2013/02/25 100,000,000 2011/10/03
14847 UBS AG HKEx European Warrants May 2012 0.250 108.88 per 100 units 2012/05/14 300,000,000 2011/10/03
14872 UBS AG HSI European Warrants Apr 2012 0.250 17,000 per 8,000 units 2012/04/27 300,000,000 2011/10/03
14875 UBS AG ICBC European Warrants Apr 2012 0.460 3.98 per unit 2012/04/17 100,000,000 2011/10/03
14874 UBS AG Ping An European Warrants Apr 2012 0.420 50.880 2012/04/17 100,000,000 2011/10/03
14846 UBS AG SHK Ppt European Warrants Jan 2013 0.150 100 per 100 units 2013/01/28 100,000,000 2011/10/03
14873 UBS AG SPDR Gold Trust European Warrants Apr 2012 0.610 1,400 per 100 units 2012/04/17 100,000,000 2011/10/03
14848 UBS AG Tencent Holdings European Warrants Apr 2012 0.250 160.88 per 100 units 2012/04/17 200,000,000 2011/10/03
#
14879 Barclays Bank plc HSI European Warrants Mar 2012 B 0.163 18,200 per 8,000 units 2012/03/29 150,000,000 2011/10/04
14899 Credit Suisse AG BOCL European Warrants Feb 2012 A 0.150 2.99 per unit 2012/02/13 300,000,000 2011/10/04
14897 Credit Suisse AG China Mobile European Put Wts Jan 2012 0.150 64.990 2012/01/30 200,000,000 2011/10/04
14896 Credit Suisse AG CNOOC European Put Warrants Jun 2012 0.200 12.780 2012/06/11 200,000,000 2011/10/04
14895 Credit Suisse AG HKEx European Put Warrants Dec 2012 0.250 114.88 per 100 units 2012/12/31 200,000,000 2011/10/04
14894 Credit Suisse AG HKEx European Warrants Jun 2012 A 0.150 128.90 per 100 units 2012/06/11 300,000,000 2011/10/04
14898 Credit Suisse AG ICBC European Warrants Apr 2012 0.250 4.48 per unit 2012/04/10 300,000,000 2011/10/04
14900 KBC Fin Products Int’l Ltd. HKEx Euro Warrants Apr 2012 0.250 109.98 per 100 units 2012/04/05 108,000,000 2011/10/04
14881 Macquarie Bank Ltd. HKEx European Put Warrants Dec 2012 0.254 120 per 100 units 2012/12/04 300,000,000 2011/10/04
14880 Macquarie Bank Ltd. Ping An European Put Wts Apr 2012 B 0.301 35.000 2012/04/03 150,000,000 2011/10/04
14884 Standard Chartered Bank AIA European Warrants Jun 2012 A 0.250 24.280 2012/06/01 150,000,000 2011/10/04

Strike level/
14887 Standard Chartered Bank BOCL European Warrants Sep 2012 0.400 2.28 per unit 2012/09/03 100,000,000 2011/10/04
14888 Standard Chartered Bank BOCL European Put Wts Mar 2013 0.250 2 per unit 2013/03/01 100,000,000 2011/10/04
14886 Standard Chartered Bank BOCL European Warrants Apr 2012 A 0.250 2.688 per unit 2012/04/13 100,000,000 2011/10/04
14882 Standard Chartered Bank HSI European Warrants Feb 2012 0.150 17,800 per 12,000 units 2012/02/28 400,000,000 2011/10/04
14883 Standard Chartered Bank HSI European Warrants Apr 2012 C 0.250 16,800 per 9,500 units 2012/04/27 400,000,000 2011/10/04
14889 Standard Chartered Bank HSI European Put Wts Apr 2012 D 0.250 16,000 per 6,500 units 2012/04/27 200,000,000 2011/10/04
14885 Standard Chartered Bank Ping An European Warrants May 2012 0.500 48.000 2012/05/25 100,000,000 2011/10/04
14890 SGA Societe Generale Acceptance N.V Anhui Conch Eu Wt Apr 12 0.480 21.900 2012/04/11 80,000,000 2011/10/04
14891 SGA Societe Generale Acceptance N.V. Shenhua Eu Wt Apr 2012 0.570 31.550 2012/04/11 50,000,000 2011/10/04
14892 SGA Societe Generale Acceptance N.V. Ping An Eu Wt Apr 12A 0.790 42.880 2012/04/11 80,000,000 2011/10/04
14893 SGA Societe Generale Acceptance NV Yanzhou Coal Eu Wt Apr 12 0.330 16.280 2012/04/11 100,000,000 2011/10/04
14909 UBS AG BYD European Warrants Jul 2012 0.250 15.880 2012/07/16 100,000,000 2011/10/04
14908 UBS AG CNOOC European Warrants Nov 2012 A 0.150 15.900 2012/11/12 200,000,000 2011/10/04
14910 UBS AG CPIC European Warrants May 2012 0.250 26.880 2012/05/14 100,000,000 2011/10/04
14904 UBS AG HSBC European Warrants Apr 2012 0.250 77.000 2012/04/17 200,000,000 2011/10/04
14901 UBS AG HSI European Warrants May 2012 0.250 16,000 per 12,000 units 2012/05/30 300,000,000 2011/10/04
14902 UBS AG HSI European Warrants Jun 2012 0.250 15,000 per 13,000 units 2012/06/28 300,000,000 2011/10/04
14903 UBS AG HSI European Put Warrants Mar 2012 0.220 19,000 per 10,000 units 2012/03/29 300,000,000 2011/10/04
14905 UBS AG Hutchison European Warrants Mar 2012 D 0.300 75.700 2012/03/12 200,000,000 2011/10/04
14906 UBS AG Jiangxi Copper European Warrants Jun 2012 0.250 16.880 2012/06/11 100,000,000 2011/10/04
14907 UBS AG Tencent Holdings European Warrants Mar 2012 0.150 185 per 100 units 2012/03/27 200,000,000 2011/10/04
14913 J P Morgan SP BV ICBC European Warrants Apr 2012 0.497 4.18 per unit 2012/04/10 150,000,000 2011/10/06
14912 J P Morgan SP BV Ping An European Warrants Apr 2012 A 0.475 51.880 2012/04/10 150,000,000 2011/10/06
14921 J P Morgan SP BV Yurun Food European Warrants Dec 2012 0.250 8.880 2012/12/03 150,000,000 2011/10/06
14916 Macquarie Bank Ltd. CHALCO European Warrants Jun 2012 0.340 4.88 per unit 2012/06/04 150,000,000 2011/10/06
14922 Macquarie Bank Ltd. Cathay Pacific European Wts Dec 2013 0.150 16.880 2013/12/30 200,000,000 2011/10/06
14914 Macquarie Bank Ltd. New World Dev European Wts Apr 2012 0.331 9 per unit 2012/04/05 100,000,000 2011/10/06
14915 Macquarie Bank Ltd. Wharf European Warrants May 2012 0.372 48.880 2012/05/03 200,000,000 2011/10/06
14911 CC Rabobank B.A. Evergrande European Warrants Apr 2012 0.460 3.30 per unit 2012/04/23 100,000,000 2011/10/06
14917 Standard Chartered Bank HKEx European Warrants Dec 2012 0.250 120.88 per 100 units 2012/12/06 150,000,000 2011/10/06
14918 Standard Chartered Bank HKEx European Warrants Aug 2013 0.250 133.88 per 100 units 2013/08/01 150,000,000 2011/10/06
14919 Standard Chartered Bank Tencent Hldg European Wts Aug 2012 0.250 168 per 100 units 2012/08/03 150,000,000 2011/10/06
14920 Standard Chartered Bank Tencent Hldg European Wts Oct 2012 0.250 180.88 per 100 units 2012/10/31 150,000,000 2011/10/06
14928 UBS AG BOCL European Warrants Feb 2012 0.150 2.99 per unit 2012/02/13 100,000,000 2011/10/06
14925 UBS AG China Mobile European Warrants Feb 2012 0.600 78.930 2012/02/20 200,000,000 2011/10/06
14927 UBS AG China Life European Warrants Mar 2012 A 0.160 20.940 2012/03/05 300,000,000 2011/10/06
14924 UBS AG CNOOC European Warrants Jun 2012 A 0.170 14.600 2012/06/18 200,000,000 2011/10/06
14926 UBS AG China Shenhua European Warrants May 2012 0.300 35.000 2012/05/14 100,000,000 2011/10/06
14923 UBS AG PetroChina European Warrants Jan 2013 0.220 9.000 2013/01/28 200,000,000 2011/10/06
#
23896 Credit Suisse AG China Mobile European Put Warrants Dec 11 0.061 79.99 per 100 units 2011/12/23 300,000,000 2011/10/06
14931 BNP Paribas Arbit Issu B.V. CLP European Warrants May 2012 0.360 78.000 2012/05/03 50,000,000 2011/10/10
14938 BNP Paribas Arbit Issu B.V. A50 China Euro Wts May 2012 A 0.360 12.88 per unit 2012/05/03 100,000,000 2011/10/10

Strike level/
14930 Citigroup Global Mkt H Inc. A50 China Euro Wts Aug 2012 0.150 10.888 2012/08/06 80,000,000 2011/10/10
14929 Citigroup Global Mkt H Inc. Galaxy Ent Euro Wts Apr 2012 0.250 14.380 2012/04/17 80,000,000 2011/10/10
14939 KBC Fin Products Int’l Ltd. HKEx European Put Wts Sep 2012 0.250 116 per 100 units 2012/09/03 108,000,000 2011/10/10
14937 SGA Societe Generale Acceptance N.V. BOCHK Eur Wt May 12 A 0.250 17.380 2012/05/07 150,000,000 2011/10/10
14932 SGA Societe Generale Acceptance N.V. ChiUnicom Eu Wts May12A 0.180 17.380 2012/05/07 100,000,000 2011/10/10
14935 UBS AG AIA European Warrants Apr 2012 A 0.250 23.380 2012/04/17 200,000,000 2011/10/10
14936 UBS AG A50 China European Warrants Jun 2013 0.200 9.610 2013/06/06 300,000,000 2011/10/10
14934 UBS AG HKEx European Warrants Jun 2012 A 0.250 98.88 per 100 units 2012/06/11 500,000,000 2011/10/10
14933 UBS AG Hutchison European Warrants Apr 2012 0.500 63.930 2012/04/03 200,000,000 2011/10/10
14961 BNP Paribas Arbit Issu B.V. CC Bank Euro Put Wts Jul 2012 0.930 4.68 per unit 2012/07/04 100,000,000 2011/10/11
14965 BNP Paribas Arbit Issu B.V. A50 China Euro Put Wt Aug 2012 0.260 10.680 2012/08/02 100,000,000 2011/10/11
14962 BNP Paribas Arbit Issu B.V. HSBC European Put Wts Jun 2012 0.990 58.880 2012/06/04 100,000,000 2011/10/11
14964 BNP Paribas Arbit Issu B.V. HSI European Wts Oct 2012 0.260 17,000 per 8,000 units 2012/10/30 200,000,000 2011/10/11
14963 BNP Paribas Arbit Issu B.V. HSI Euro Put Wts Oct 2012 0.250 17,000 per 12,000 units 2012/10/30 200,000,000 2011/10/11
14960 BNP Paribas Arbit Issu B.V. ICBC European Put Wts Jul 2012 0.710 3.68 per unit 2012/07/04 100,000,000 2011/10/11
14958 Credit Suisse AG HSI European Warrants Apr 2012 0.150 16,650 per 12,000 units 2012/04/27 400,000,000 2011/10/11
14959 Credit Suisse AG HSI European Warrants May 2012 0.150 15,850 per 14,600 units 2012/05/30 400,000,000 2011/10/11
14957 KBC Fin Products Int’l Ltd. Agricultural Bk Eu Wt Apr2012A 0.250 2.58 per unit 2012/04/11 108,000,000 2011/10/11
14955 KBC Fin Products Int’l Ltd. AIA Euro Put Warrants May 2012 0.250 19.880 2012/05/02 108,000,000 2011/10/11
14956 KBC Fin Products Int’l Ltd. AIA Euro Warrants Apr 2012 A 0.250 22.380 2012/04/16 108,000,000 2011/10/11
14975 KBC Fin Products Int’l Ltd. BOC HK European Wts May 2012 0.250 15.980 2012/05/02 108,000,000 2011/10/11
14974 KBC Fin Products Int’l Ltd. BOC HK Euro Put Wts May 2012 A 0.250 14.880 2012/05/18 80,000,000 2011/10/11
14954 KBC Fin Products Int’l Ltd. A50 Ch Euro Put Wts Oct 2012 0.250 10.580 2012/10/03 80,000,000 2011/10/11
14977 KBC Fin Products Int’l Ltd. HSBC Euro Put Wts Apr 2012 A 0.250 46.880 2012/04/11 98,000,000 2011/10/11
14976 KBC Fin Products Int’l Ltd. HSCEI Euro Put Wts Apr 2012 0.250 7,800 per 3,800 units 2012/04/27 100,000,000 2011/10/11
14947 Macquarie Bank Ltd. Bank of EA European Warrants Oct 2012 0.342 25.000 2012/10/04 200,000,000 2011/10/11
14941 Macquarie Bank Ltd. CC Bank European Warrants May 2012 A 0.649 4.88 per unit 2012/05/03 200,000,000 2011/10/11
14940 Macquarie Bank Ltd. Minsheng Bank European Wts May 2012 0.514 5.20 per unit 2012/05/03 200,000,000 2011/10/11
14943 Macquarie Bank Ltd. Galaxy Ent European Warrants May 2012 0.257 12.880 2012/05/03 200,000,000 2011/10/11
14948 Macquarie Bank Ltd. HKEx European Warrants Oct 2012 0.250 110 per 100 units 2012/10/03 200,000,000 2011/10/11
14953 Macquarie Bank Ltd. HSCEI European Put Warrants Jun 2012 0.250 7,500 per 4,500 units 2012/06/28 200,000,000 2011/10/11
14952 Macquarie Bank Ltd. HSI European Put Warrants May 2012 A 0.250 16,000 per 8,000 units 2012/05/30 300,000,000 2011/10/11
14942 Macquarie Bank Ltd. Sands China European Warrants May 2012 0.358 18.880 2012/05/03 200,000,000 2011/10/11
14945 Macquarie Bank Ltd. SJM Holdings European Wts Apr 2012 0.288 13.880 2012/04/17 200,000,000 2011/10/11
14946 Macquarie Bank Ltd. Tencent European Warrants May 2012 0.265 160 per 100 units 2012/05/02 200,000,000 2011/10/11
14951 Macquarie Bank Ltd. Tencent European Put Wts Oct 2012 A 0.250 140 per 100 units 2012/10/04 200,000,000 2011/10/11
14978 Standard Chartered Bank HSI European Warrants Apr 2012 E 0.260 15,800 per 10,000 units 2012/04/27 300,000,000 2011/10/11
14979 Standard Chartered Bank HSI European Put Wts Apr 2012 F 0.250 15,400 per 6,000 units 2012/04/27 300,000,000 2011/10/11
14968 UBS AG AIA European Warrants May 2012 0.300 21.330 2012/05/07 200,000,000 2011/10/11
14970 UBS AG BOCL European Warrants Mar 2012 A 0.250 2.59 per unit 2012/03/26 100,000,000 2011/10/11
14971 UBS AG CC Bank European Warrants Apr 2012 0.480 4.88 per unit 2012/04/17 200,000,000 2011/10/11
14950 UBS AG Cheung Kong European Warrants Dec 2013 0.250 78.88 per 100 units 2013/12/23 200,000,000 2011/10/11
14967 UBS AG China Life European Warrants Mar 2012 B 0.250 18.200 2012/03/21 300,000,000 2011/10/11

Strike level/
14949 UBS AG CNOOC European Warrants Apr 2012 A 0.250 11.880 2012/04/17 200,000,000 2011/10/11
14972 UBS AG A50 China European Warrants Sep 2012 0.170 9.390 2012/09/11 200,000,000 2011/10/11
14969 UBS AG HKEx European Warrants May 2012 A 0.250 88.88 per 100 units 2012/05/07 300,000,000 2011/10/11
14973 UBS AG Ping An European Warrants Apr 2012 A 0.460 43.880 2012/04/24 200,000,000 2011/10/11
14966 UBS AG Tencent Holdings European Warrants May 2012 0.250 150 per 100 units 2012/05/28 200,000,000 2011/10/11
14986 BOCI Asia Ltd. CC Bank European Warrants Apr 2012 0.330 5.50 per unit 2012/04/10 100,000,000 2011/10/12
14987 BOCI Asia Ltd. Ping An European Warrants Apr 2012 A 0.335 49.880 2012/04/16 100,000,000 2011/10/12
14985 BOCI Asia Ltd. Tracker Fund European Put Warrants Apr 2012 0.250 17.000 2012/04/16 100,000,000 2011/10/12
14996 BNP Paribas Arbit Issu B.V. BOCL European Wts Jun 2012 0.250 2.40 per unit 2012/06/04 200,000,000 2011/10/12
14995 BNP Paribas Arbit Issu B.V. Minsheng Bk Euro Wts Jun 2012 0.700 4.68 per unit 2012/06/04 50,000,000 2011/10/12
14994 BNP Paribas Arbit Issu B.V. HKEx European Wts Dec 2013 0.250 108 per 100 units 2013/12/03 90,000,000 2011/10/12
14993 BNP Paribas Arbit Issu B.V. Hutchison Euro Wts Jul 2012 A 0.690 60.880 2012/07/04 100,000,000 2011/10/12
14997 BNP Paribas Arbit Issu B.V. ICBC European Wts Aug 2012 0.480 3.88 per unit 2012/08/02 200,000,000 2011/10/12
15003 J P Morgan SP BV BOCL European Warrants Apr 2012 A 0.250 2.48 per unit 2012/04/12 200,000,000 2011/10/12
15001 J P Morgan SP BV China Mob European Wts Apr 2012 0.415 80.880 2012/04/12 150,000,000 2011/10/12
15002 J P Morgan Int’l Der. Ltd. CC Bank European Wts Apr 2012 A 0.377 4.88 per unit 2012/04/12 200,000,000 2011/10/12
14998 J P Morgan SP BV HSBC European Warrants Apr 2012 B 0.482 62.880 2012/04/12 200,000,000 2011/10/12
14980 J P Morgan SP BV HSI European Warrants Mar 2012 0.172 17,500 per 9,000 units 2012/03/29 200,000,000 2011/10/12
14981 J P Morgan SP BV HSI European Warrants Apr 2012 0.250 16,188 per 10,000 units 2012/04/27 200,000,000 2011/10/12
14982 J P Morgan SP BV HSI European Warrants Apr 2012 A 0.250 16,888 per 8,000 units 2012/04/27 200,000,000 2011/10/12
14999 J P Morgan SP BV HSI European Put Warrants Apr 2012 B 0.250 15,800 per 7,500 units 2012/04/27 200,000,000 2011/10/12
15000 J P Morgan SP BV HSI European Put Warrants Apr 2012 C 0.252 16,200 per 8,000 units 2012/04/27 200,000,000 2011/10/12
15006 KBC Fin Products Int’l Ltd. Hutchison Euro Wts Apr 2012 A 0.430 59.880 2012/04/12 98,000,000 2011/10/12
14983 Macquarie Bank Ltd. Anhui Conch European Warrants Apr 2012 0.251 25.000 2012/04/16 200,000,000 2011/10/12
14992 Macquarie Bank Ltd. HKEx European Put Warrants Jan 2013 0.250 105 per 100 units 2013/01/03 300,000,000 2011/10/12
14988 Macquarie Bank Ltd. HSI European Warrants Apr 2012 B 0.250 17,400 per 8,000 units 2012/04/27 300,000,000 2011/10/12
14984 Macquarie Bank Ltd. Tencent European Warrants Jun 2012 A 0.250 150 per 100 units 2012/06/04 250,000,000 2011/10/12
15007 Standard Chartered Bank HSBC European Warrants Dec 2015 A 0.250 52.88 per 100 units 2015/12/30 150,000,000 2011/10/12
14989 SGA Societe Generale Acceptance N.V. CK(H) Eu Wt Dec 2012C 0.150 88.89 per 100 units 2012/12/24 300,000,000 2011/10/12
14990 SGA Societe Generale Acceptance N.V. HSI Eur Wt Apr 2012 0.250 16,600 per 8,500 units 2012/04/27 300,000,000 2011/10/12
14991 SGA Societe Generale Acceptance N.V. HSI Eu Put Wt Apr 2012 0.250 16,800 per 9,500 units 2012/04/27 300,000,000 2011/10/12
15004 SGA Societe Generale Acceptance N.V. HSI Eur Wt Apr 2012 A 0.250 15,800 per 10,000 units 2012/04/27 300,000,000 2011/10/12
15005 SGA Societe Generale Acceptance N.V. HSI Eu Put Wt Apr2012B 0.250 16,000 per 8,000 units 2012/04/27 300,000,000 2011/10/12
15008 UBS AG HSI European Warrants Apr 2012 A 0.250 15,500 per 9,000 units 2012/04/27 300,000,000 2011/10/12
15009 UBS AG HSI European Warrants Apr 2012 B 0.150 16,600 per 12,000 units 2012/04/27 300,000,000 2011/10/12
15012 Citigroup Global Mkt H Inc. HSCEI European Wts Mar 2012 0.150 9,000 per 5,000 units 2012/03/29 100,000,000 2011/10/13
15015 Macquarie Bank Ltd. Angang Steel European Wts Apr 2012 0.419 4.38 per unit 2012/04/13 100,000,000 2011/10/13
15010 Macquarie Bank Ltd. China Coal European Warrants May 2012 0.520 8.50 per unit 2012/05/03 100,000,000 2011/10/13
15011 Macquarie Bank Ltd. Henganintl European Warrants Apr 2012 0.365 68.880 2012/04/13 200,000,000 2011/10/13

Strike level/
15013 Macquarie Bank Ltd. HSI European Put Warrants May 2012 B 0.261 15,600 per 8,000 units 2012/05/30 300,000,000 2011/10/13
15014 Macquarie Bank Ltd. HSI European Put Warrants Jun 2012 B 0.250 15,000 per 8,000 units 2012/06/28 300,000,000 2011/10/13
15018 Standard Chartered Bank AIA European Warrants Jul 2012 0.350 18.880 2012/07/06 150,000,000 2011/10/13
15020 Standard Chartered Bank BOCL European Warrants Nov 2012 0.400 2.08 per unit 2012/11/05 100,000,000 2011/10/13
15017 Standard Chartered Bank China Mobile Euro Wts Jun 2015 0.150 70.90 per 100 units 2015/06/22 100,000,000 2011/10/13
15016 Standard Chartered Bank CC Bank European Wts Apr 2012 0.600 4.44 per unit 2012/04/16 100,000,000 2011/10/13
15019 Standard Chartered Bank ICBC European Warrants Aug 2012 0.500 3.33 per unit 2012/08/06 100,000,000 2011/10/13
15023 Macquarie Bank Ltd. HKEx European Warrants Apr 2012 0.154 109.98 per 100 units 2012/04/03 300,000,000 2011/10/14
15022 Macquarie Bank Ltd. HKEx European Put Warrants Jul 2012 0.250 110.08 per 100 units 2012/07/04 300,000,000 2011/10/14
15021 Standard Chartered Bank HKEx European Warrants Dec 2012 A 0.250 92 per 100 units 2012/12/05 150,000,000 2011/10/14
15025 UBS AG China Mobile European Warrants Apr 2012 A 0.380 74.000 2012/04/17 200,000,000 2011/10/14
15024 UBS AG Hutchison European Warrants Feb 2012 0.220 80.050 2012/02/23 200,000,000 2011/10/14
15034 BNP Paribas Arbit Issu B.V. Ch Mobile Euro Wts Apr 2012 0.430 80.000 2012/04/05 200,000,000 2011/10/17
15037 Macquarie Bank Ltd. Sinopec Corp European Wts Jul 2012 0.851 8 per unit 2012/07/04 150,000,000 2011/10/17
15036 Macquarie Bank Ltd. Hang Lung Ppt European Wts May 2012 0.254 26.880 2012/05/03 150,000,000 2011/10/17
15026 Macquarie Bank Ltd. Hutchison European Warrants Mar 2012 D 0.310 75.680 2012/03/09 200,000,000 2011/10/17
15035 Macquarie Bank Ltd. Yanzhou Coal European Wts Jun 2012 0.265 20.000 2012/06/04 150,000,000 2011/10/17
15033 Macquarie Bank Ltd. Zijin Mining European Wts Jun 2012 0.403 2.98 per unit 2012/06/04 100,000,000 2011/10/17
15031 CC Rabobank B.A. AIA European Warrants Jun 2012 A 0.350 22.880 2012/06/18 200,000,000 2011/10/17
15030 CC Rabobank B.A. Ch Mobile European Warrants Jun 2015 0.150 70.90 per 100 units 2015/06/22 200,000,000 2011/10/17
15029 CC Rabobank B.A. CNOOC European Warrants Aug 2012 0.250 13.480 2012/08/20 100,000,000 2011/10/17
15027 CC Rabobank B.A. HSBC European Warrants Oct 2015 0.150 63.90 per 100 units 2015/10/05 200,000,000 2011/10/17
15028 CC Rabobank B.A. HSBC European Put Warrants Apr 2012 0.700 58.990 2012/04/10 200,000,000 2011/10/17
15039 UBS AG CNOOC European Warrants Nov 2012 B 0.150 17.300 2012/11/27 200,000,000 2011/10/17
15038 UBS AG Sinopec Corp European Warrants Dec 2014 0.210 6.890 2014/12/29 200,000,000 2011/10/17
15032 UBS AG A50 China European Warrants Oct 2013 0.150 13.040 2013/10/28 200,000,000 2011/10/17
#
12323 Citigroup Global Mkt H Inc. GCL-Poly Energy Euro Wt Aug 13 0.054 3.340 2013/08/23 185,190,000 2011/10/17
15040 Barclays Bank plc Hutchison European Warrants Mar 2012 A 0.404 74.000 2012/03/20 100,000,000 2011/10/18
15041 Barclays Bank plc ICBC European Warrants Jul 2012 0.250 4.70 per unit 2012/07/16 100,000,000 2011/10/18
15042 J P Morgan SP BV China Mob European Put Warrants Apr 2012 0.258 62.000 2012/04/18 150,000,000 2011/10/18
15050 Macquarie Bank Ltd. BOCL European Warrants Apr 2012 A 0.299 3 per unit 2012/04/18 150,000,000 2011/10/18
15049 Macquarie Bank Ltd. HSI European Warrants Apr 2012 C 0.274 17,800 per 9,000 units 2012/04/27 300,000,000 2011/10/18
15047 CC Rabobank B.A. AIA European Put Warrants Jun 2012 0.250 21.000 2012/06/18 150,000,000 2011/10/18
15046 CC Rabobank B.A. Ch Mobile European Put Wts Apr 2012 0.400 63.000 2012/04/30 100,000,000 2011/10/18
15043 CC Rabobank B.A. Sinopec Corp European Warrants Apr 2012 0.850 7.25 per unit 2012/04/30 100,000,000 2011/10/18
15045 CC Rabobank B.A. China Shenhua European Warrants Jul 2012 0.400 34.000 2012/07/16 150,000,000 2011/10/18
15044 CC Rabobank B.A. PetroChina European Warrants Apr 2012 0.800 10 per unit 2012/04/30 100,000,000 2011/10/18
15048 Standard Chartered Bank China Mobile Euro Wts Aug 2012 0.320 88.880 2012/08/03 100,000,000 2011/10/18
15051 UBS AG CC Bank European Warrants Apr 2012 A 0.300 6.50 per unit 2012/04/23 200,000,000 2011/10/18
15052 UBS AG China Life European Warrants Apr 2012 0.150 24.050 2012/04/16 300,000,000 2011/10/18
15053 J P Morgan SP BV HSBC European Put Warrants Apr 2014 0.250 68.88 per 100 units 2014/04/07 200,000,000 2011/10/19
15054 J P Morgan SP BV Tencent European Put Warrants Jul 2012 0.250 160 per 100 units 2012/07/03 200,000,000 2011/10/19

Strike level/
15055 KBC Fin Products Int’l Ltd. Cheung Kong Eur Wts Sep 2012 0.150 96.88 per 100 units 2012/09/21 108,000,000 2011/10/19
15062 Bank of East Asia BOCHK European Warrants Jun 2012 0.250 20.000 2012/06/29 75,000,000 2011/10/20
15061 Bank of East Asia China Overseas Euro Warrants Jun 2012 0.250 13.688 2012/06/04 110,000,000 2011/10/20
15058 Bank of East Asia China Coal European Warrants Nov 2013 0.250 9.000 2013/11/20 170,000,000 2011/10/20
15056 Bank of East Asia CM Bank European Warrants Dec 2012 0.250 13.968 2012/12/21 110,000,000 2011/10/20
15060 Bank of East Asia Shenhua European Warrants Apr 2012 0.250 37.088 2012/04/23 60,000,000 2011/10/20
15057 Bank of East Asia R&F Ppt European Warrants Nov 2013 0.250 5.777 2013/11/20 270,000,000 2011/10/20
15063 Bank of East Asia ICBC European Put Warrants Jun 2012 0.250 3.50 per unit 2012/06/08 80,000,000 2011/10/20
15059 Bank of East Asia Yanzhou Coal European Warrants Jun 2012 0.250 21.771 2012/06/22 70,000,000 2011/10/20
15067 UBS AG Agricultural Bank European Warrants Apr 2012 A 0.160 4.01 per unit 2012/04/10 200,000,000 2011/10/20
15064 UBS AG AIA European Warrants Mar 2012 B 0.150 28.930 2012/03/05 200,000,000 2011/10/20
15066 UBS AG China Life European Warrants May 2012 0.150 25.050 2012/05/28 300,000,000 2011/10/20
15068 UBS AG HSI European Warrants Aug 2012 0.150 20,000 per 8,000 units 2012/08/30 300,000,000 2011/10/20
15069 UBS AG HSI European Put Warrants Jun 2012 0.320 20,000 per 10,000 units 2012/06/28 300,000,000 2011/10/20
15070 UBS AG HSI European Put Warrants Jun 2012 A 0.180 17,000 per 8,500 units 2012/06/28 300,000,000 2011/10/20
15065 UBS AG Hutchison European Warrants Mar 2012 E 0.270 84.930 2012/03/05 200,000,000 2011/10/20
15071 BNP Paribas Arbit Issu B.V. HSI European Wts Jul 2012 0.270 18,600 per 8,000 units 2012/07/30 200,000,000 2011/10/21
15072 Macquarie Bank Ltd. China Mobile European Wts Jun 2012 0.379 83.800 2012/06/04 200,000,000 2011/10/21
15073 Macquarie Bank Ltd. China Tel European Warrants Jun 2012 0.413 5.50 per unit 2012/06/04 200,000,000 2011/10/21
15076 Barclays Bank plc CC Bank European Warrants Jul 2012 0.251 6.48 per unit 2012/07/30 100,000,000 2011/10/24
15077 Barclays Bank plc China Life European Warrants Jul 2013 0.250 26.600 2013/07/29 100,000,000 2011/10/24
15074 Barclays Bank plc HSI European Warrants Aug 2012 0.253 19,700 per 8,000 units 2012/08/30 150,000,000 2011/10/24
15078 Barclays Bank plc HSI European Put Warrants Aug 2012 0.252 16,800 per 8,000 units 2012/08/30 150,000,000 2011/10/24
15075 Barclays Bank plc Tencent Holdings European Wts Jul 2012 0.251 182.20 per 100 units 2012/07/03 100,000,000 2011/10/24
15079 Macquarie Bank Ltd. HSI European Warrants May 2012 0.250 19,600 per 8,000 units 2012/05/30 300,000,000 2011/10/24
15082 UBS AG China Mobile European Warrants Apr 2012 B 0.420 82.880 2012/04/30 200,000,000 2011/10/24
15080 UBS AG HKEx European Warrants Nov 2012 0.150 141.10 per 100 units 2012/11/26 300,000,000 2011/10/24
15083 UBS AG Ping An European Warrants Jun 2012 0.620 70.000 2012/06/18 200,000,000 2011/10/24
15084 UBS AG Ping An European Warrants Dec 2012 0.150 53.04 per 100 units 2012/12/11 200,000,000 2011/10/24
15081 UBS AG Tencent Holdings European Warrants Jul 2012 0.200 198.98 per 100 units 2012/07/16 200,000,000 2011/10/24
15091 HK Bank HSI European Warrants May 2012 0.250 15,888 per 11,000 units 2012/05/30 300,000,000 2011/10/25
15092 HK Bank HSI European Put Warrants Apr 2012 0.150 16,000 per 8,000 units 2012/04/27 300,000,000 2011/10/25
15093 HK Bank HSI European Put Warrants Jun 2012 0.150 15,000 per 8,000 units 2012/06/28 300,000,000 2011/10/25
15090 HK Bank HSI European Warrants Apr 2012 A 0.250 16,800 per 9,000 units 2012/04/27 300,000,000 2011/10/25
15088 Macquarie Bank Ltd. CC Bank European Warrants May 2012 B 0.307 6.28 per unit 2012/05/03 180,000,000 2011/10/25
15094 Macquarie Bank Ltd. China Life European Wts Jun 2012 0.263 20.500 2012/06/04 180,000,000 2011/10/25
15086 Macquarie Bank Ltd. A50 China European Warrants Aug 2012 0.150 10.880 2012/08/02 200,000,000 2011/10/25
15087 Macquarie Bank Ltd. A50 China European Warrants Oct 2013 0.155 13.020 2013/10/28 200,000,000 2011/10/25
15085 Macquarie Bank Ltd. HKEx European Warrants Jun 2012 0.151 128.88 per 100 units 2012/06/06 300,000,000 2011/10/25
15089 Macquarie Bank Ltd. ICBC European Warrants Apr 2012 0.312 4.88 per unit 2012/04/25 180,000,000 2011/10/25
15106 BNP Paribas Arbit Issu B.V. Geely Auto Euro Wts Aug 2012 0.380 2.20 per unit 2012/08/02 47,000,000 2011/10/26
15107 BNP Paribas Arbit Issu B.V. HKEx European Wts Dec 2012 0.190 120.98 per 100 units 2012/12/04 100,000,000 2011/10/26
15108 BNP Paribas Arbit Issu B.V. ICBC European Wts Sep 2012 0.500 4.68 per unit 2012/09/04 200,000,000 2011/10/26

Strike level/
15105 BNP Paribas Arbit Issu B.V. Tsingtao Brew Euro Wt Aug 2012 0.690 45.800 2012/08/02 26,000,000 2011/10/26
15099 HK Bank AIA European Warrants Apr 2012 A 0.250 24.380 2012/04/26 100,000,000 2011/10/26
15100 HK Bank China Life European Warrants May 2012 A 0.250 20.180 2012/05/18 100,000,000 2011/10/26
15095 HK Bank HSI European Warrants Aug 2013 0.250 20,000 per 10,000 units 2013/08/29 300,000,000 2011/10/26
15096 HK Bank HSI European Warrants Dec 2014 0.250 22,000 per 10,000 units 2014/12/30 300,000,000 2011/10/26
15097 HK Bank HSI European Put Warrants Apr 2012 B 0.150 16,800 per 9,500 units 2012/04/27 250,000,000 2011/10/26
15098 HK Bank HWL European Warrants Apr 2012 0.500 70.380 2012/04/26 100,000,000 2011/10/26
15103 J P Morgan SP BV HSI European Warrants Apr 2012 D 0.250 18,400 per 8,000 units 2012/04/27 200,000,000 2011/10/26
15104 J P Morgan SP BV HSI European Put Warrants Apr 2012 E 0.250 17,700 per 8,000 units 2012/04/27 200,000,000 2011/10/26
15101 Standard Chartered Bank HSI European Warrants Feb 2012 A 0.150 19,450 per 8,000 units 2012/02/28 200,000,000 2011/10/26
15102 Standard Chartered Bank HSI European Put Wts Mar 2012 A 0.220 18,250 per 9,000 units 2012/03/29 200,000,000 2011/10/26
15112 HK Bank Agricultural Bank European Warrants Aug 2012 0.250 3.68 per unit 2012/08/30 100,000,000 2011/10/27
15111 HK Bank Agricultural Bank European Warrants Apr 2012 A 0.250 3.18 per unit 2012/04/27 100,000,000 2011/10/27
15110 HK Bank CC Bank European Warrants Apr 2012 0.410 5.38 per unit 2012/04/27 120,000,000 2011/10/27
15113 HK Bank CC Bank European Put Warrants Apr 2012 0.250 4.50 per unit 2012/04/27 100,000,000 2011/10/27
15114 HK Bank HSCEI European Warrants Aug 2012 0.250 8,888 per 6,000 units 2012/08/30 200,000,000 2011/10/27
15115 HK Bank HSCEI European Warrants Dec 2013 0.250 10,000 per 6,800 units 2013/12/30 200,000,000 2011/10/27
15116 HK Bank HSCEI European Put Warrants Dec 2012 0.250 8,200 per 5,000 units 2012/12/28 200,000,000 2011/10/27
15119 J P Morgan SP BV BOC HK European Warrants Jun 2012 A 0.250 18.880 2012/06/28 200,000,000 2011/10/27
15120 J P Morgan SP BV China Unicom European Put Wts Sep 2012 0.250 13.880 2012/09/27 200,000,000 2011/10/27
15118 J P Morgan SP BV China Mob European Wts Apr 2012 A 0.250 86.880 2012/04/27 200,000,000 2011/10/27
15109 Macquarie Bank Ltd. PICC P&C European Warrants Jul 2012 0.253 11.500 2012/07/04 200,000,000 2011/10/27
15117 Standard Chartered Bank CC Bank European Wts Sep 2012 A 0.700 5.35 per unit 2012/09/28 100,000,000 2011/10/27
15121 UBS AG China Unicom European Warrants Jul 2012 0.160 18.020 2012/07/09 100,000,000 2011/10/27
15122 UBS AG China Life European Warrants Apr 2012 A 0.270 17.480 2012/04/20 300,000,000 2011/10/27
15127 HK Bank A50 China European Warrants Dec 2014 0.250 11.280 2014/12/30 150,000,000 2011/10/28
15123 HK Bank HKEx European Warrants Nov 2012 0.150 120.98 per 100 units 2012/11/29 100,000,000 2011/10/28
15124 HK Bank Tencent European Warrants Apr 2012 A 0.290 146 per 100 units 2012/04/30 100,000,000 2011/10/28
15125 HK Bank Tencent European Warrants May 2012 0.250 168.88 per 100 units 2012/05/28 100,000,000 2011/10/28
15126 HK Bank Tencent European Put Warrants Dec 2012 0.250 138 per 100 units 2012/12/28 100,000,000 2011/10/28
15129 J P Morgan SP BV AIA European Put Warrants Jun 2012 0.250 20.880 2012/06/28 200,000,000 2011/10/28
15128 J P Morgan SP BV Stanchart European Warrants Sep 2012 0.250 188.88 per 100 units 2012/09/27 200,000,000 2011/10/28
#
29781 Standard Chartered Bank ICBC European Warrants Dec 2012 0.033 5 per 10 units 2012/12/10 320,000,000 2011/10/28
10141 BNP Paribas Arbit Issu B.V. EUR/USD European Wts Jun 2012 0.250 1.53 per 1 units 2012/06/12 100,000,000 2011/10/31
10142 BNP Paribas Arbit Issu B.V. EUR/USD Euro Put Wts Jun 2012 0.250 1.20 per 1 units 2012/06/12 100,000,000 2011/10/31
15132 HK Bank CHALCO European Warrants May 2012 A 0.250 4.50 per unit 2012/05/25 68,000,000 2011/10/31
15133 HK Bank Evergrande European Warrants Nov 2012 0.250 3.88 per unit 2012/11/22 80,000,000 2011/10/31
15134 HK Bank A50 China European Warrants Aug 2012 0.150 10.900 2012/08/01 100,000,000 2011/10/31
15130 HK Bank Jiangxi Copper European Warrants May 2012 A 0.250 17.180 2012/05/30 100,000,000 2011/10/31
15131 HK Bank PICC European Warrants Oct 2012 0.250 9.880 2012/10/18 100,000,000 2011/10/31

Strike level/
15135 UBS AG HSBC European Warrants Jun 2012 0.250 82.000 2012/06/18 300,000,000 2011/10/31
15136 UBS AG HSI European Put Warrants Mar 2012 C 0.150 17,600 per 8,000 units 2012/03/29 300,000,000 2011/10/31
15138 BOCI Asia Ltd. ICBC European Warrants Apr 2012 0.150 5.58 per unit 2012/04/16 100,000,000 2011/11/01
15144 BNP Paribas Arbit Issu B.V. HSI Euro Put Wts May 2012 0.260 18,800 per 8,000 units 2012/05/30 200,000,000 2011/11/01
15137 HK Bank China Shenhua European Warrants Jun 2012 0.270 39.280 2012/06/15 80,000,000 2011/11/01
15142 Macquarie Bank Ltd. Agricultural Bk Euro Warrants May 2012 A 0.254 3.88 per unit 2012/05/03 200,000,000 2011/11/01
15143 Macquarie Bank Ltd. Minsheng Bank European Wts May 2012 A 0.360 7 per unit 2012/05/03 100,000,000 2011/11/01
15139 Standard Chartered Bank HSBC European Warrants May 2012 A 0.400 68.680 2012/05/02 150,000,000 2011/11/01
15140 Standard Chartered Bank Hutchison Euro Euro Wts May 2012 0.450 83.880 2012/05/03 100,000,000 2011/11/01
15141 Standard Chartered Bank Jiangxi Copper Euro Wts Jun 2012 0.250 18.880 2012/06/29 100,000,000 2011/11/01
15145 UBS AG BYD European Warrants Aug 2012 0.250 19.880 2012/08/20 100,000,000 2011/11/01
15146 UBS AG China Life European Warrants May 2012 A 0.150 20.730 2012/05/28 300,000,000 2011/11/01
15148 UBS AG HSI European Warrants Oct 2012 0.250 20,500 per 8,000 units 2012/10/30 300,000,000 2011/11/01
15147 UBS AG HSI European Warrants Apr 2012 C 0.150 19,600 per 8,000 units 2012/04/27 300,000,000 2011/11/01
#
#
14456 Merrill Lynch Int’l & Co. C.V. HSI Euro Put Wts Mar 2012 D 0.107 17,600 per 8,000 units 2012/03/29 200,000,000 2011/01/01
15150 Barclays Bank plc BOCL European Warrants Mar 2012 0.198 3.19 per unit 2012/03/16 100,000,000 2011/11/02
15149 Barclays Bank plc HKEx European Warrants Jul 2013 0.180 133.98 per 100 units 2013/07/25 100,000,000 2011/11/02
15154 BNP Paribas Arbit Issu B.V. Agricultural Bank Eu Wt Jun 12 0.260 4 per unit 2012/06/04 100,000,000 2011/11/02
15153 BNP Paribas Arbit Issu B.V. CC Bank Euro Wts Aug 2012 0.350 6.88 per unit 2012/08/02 200,000,000 2011/11/02
15152 BNP Paribas Arbit Issu B.V. HSBC European Wts Jul 2012 A 0.270 80.000 2012/07/04 200,000,000 2011/11/02
15155 BNP Paribas Arbit Issu B.V. ICBC European Wts Aug 2012 A 0.430 5.40 per unit 2012/08/02 200,000,000 2011/11/02
15151 CC Rabobank B.A. Zoomlion European Warrants May 2012 0.250 11.150 2012/05/07 80,000,000 2011/11/02
15158 UBS AG Agricultural Bank European Warrants Apr 2012 B 0.150 4.39 per unit 2012/04/23 200,000,000 2011/11/02
15159 UBS AG China Mobile European Put Warrants Apr 2012 0.520 72.930 2012/04/10 200,000,000 2011/11/02
15157 UBS AG China Mobile European Warrants Jun 2012 A 0.250 92.880 2012/06/11 200,000,000 2011/11/02
15156 UBS AG Sinopec Corp European Warrants May 2012 A 0.450 8.88 per unit 2012/05/14 100,000,000 2011/11/02
15160 UBS AG HSI European Put Warrants Jun 2012 B 0.250 21,000 per 15,000 units 2012/06/28 300,000,000 2011/11/02
15161 J P Morgan SP BV HSI European Put Warrants May 2012 0.250 19,500 per 10,000 units 2012/05/30 300,000,000 2011/11/03
15162 J P Morgan SP BV HSI European Warrants Apr 2012 F 0.150 19,600 per 8,000 units 2012/04/27 300,000,000 2011/11/03
15178 Citigroup Global Mkt H Inc. CNOOC European Wts Apr 2012 B 0.150 16.780 2012/04/30 80,000,000 2011/11/04
15183 Citigroup Global Mkt H Inc. Dongfeng European Wts Jul 2012 0.250 15.880 2012/07/11 80,000,000 2011/11/04
15179 Citigroup Global Mkt H Inc. A50 China Euro Wts Oct 2012 0.150 12.288 2012/10/16 80,000,000 2011/11/04
15177 Citigroup Global Mkt H Inc. Galaxy Ent Euro Wts May 2012 0.250 22.880 2012/05/08 80,000,000 2011/11/04
15176 Citigroup Global Mkt H Inc. HSI European Wts Mar 2012 0.150 20,888 per 9,000 units 2012/03/29 100,000,000 2011/11/04
15163 HK Bank Sands China European Warrants Nov 2012 0.390 30.000 2012/11/16 80,000,000 2011/11/04
15182 UBS AG Agricultural Bank European Warrants Apr 2012 C 0.150 4.89 per unit 2012/04/25 200,000,000 2011/11/04
15170 UBS AG CC Bank European Warrants Mar 2012 A 0.220 6.89 per unit 2012/03/21 200,000,000 2011/11/04
15173 UBS AG CPIC European Warrants Jun 2012 0.250 30.880 2012/06/18 100,000,000 2011/11/04
15171 UBS AG China Shenhua European Warrants Jun 2012 0.300 42.880 2012/06/11 100,000,000 2011/11/04
15174 UBS AG A50 China European Warrants Jul 2012 A 0.150 11.700 2012/07/18 200,000,000 2011/11/04
15175 UBS AG A50 China European Warrants Oct 2012 0.150 12.300 2012/10/08 200,000,000 2011/11/04

Strike level/
15181 UBS AG HKEx European Warrants Jun 2012 B 0.150 147.10 per 100 units 2012/06/18 300,000,000 2011/11/04
15168 UBS AG HKEx European Warrants Nov 2012 A 0.170 154.10 per 100 units 2012/11/19 300,000,000 2011/11/04
15180 UBS AG HSBC European Warrants Apr 2012 A 0.200 86.040 2012/04/10 300,000,000 2011/11/04
15164 UBS AG HSI European Warrants Mar 2012 D 0.150 20,700 per 8,000 units 2012/03/29 300,000,000 2011/11/04
15165 UBS AG HSI European Warrants Apr 2012 D 0.150 21,600 per 8,000 units 2012/04/27 300,000,000 2011/11/04
15166 UBS AG Hutchison European Warrants Jun 2012 0.320 90.880 2012/06/11 200,000,000 2011/11/04
15172 UBS AG ICBC European Warrants Mar 2012 A 0.190 5.99 per unit 2012/03/05 200,000,000 2011/11/04
15167 UBS AG Jiangxi Copper European Warrants Jun 2012 A 0.250 23.880 2012/06/25 100,000,000 2011/11/04
15169 UBS AG Tencent Holdings European Warrants Mar 2012 A 0.150 206.18 per 100 units 2012/03/12 200,000,000 2011/11/04
#
23164 UBS AG China Mobile European Warrants Jun 2012 0.027 84.88 per 100 units 2012/06/25 700,000,000 2011/11/04
15190 BNP Paribas Arbit Issu B.V. Ch Shenhua Euro Wts Jun 2012 0.480 41.000 2012/06/04 100,000,000 2011/11/07
15191 BNP Paribas Arbit Issu B.V. Yanzhou Coal Eur Wt Jul 2012 0.310 22.880 2012/07/04 100,000,000 2011/11/07
15193 J P Morgan SP BV A50 China European Warrants Jul 2012 0.150 11.700 2012/07/18 200,000,000 2011/11/07
15192 J P Morgan SP BV A50 China European Warrants Oct 2012 0.150 12.300 2012/10/08 200,000,000 2011/11/07
15189 Macquarie Bank Ltd. MGM China European Warrants May 2012 0.291 15.000 2012/05/08 150,000,000 2011/11/07
15184 Standard Chartered Bank HSBC European Warrants Aug 2012 0.360 77.770 2012/08/02 100,000,000 2011/11/07
15185 Standard Chartered Bank HSI European Warrants Apr 2012 G 0.150 21,600 per 8,000 units 2012/04/27 200,000,000 2011/11/07
15188 UBS AG China Tel European Warrants May 2012 0.300 5.38 per unit 2012/05/14 100,000,000 2011/11/07
15186 UBS AG HSBC European Put Warrants Apr 2012 0.330 58.950 2012/04/17 200,000,000 2011/11/07
15187 UBS AG Hutchison European Put Warrants Apr 2012 0.160 54.950 2012/04/25 200,000,000 2011/11/07
15218 Credit Suisse AG CC Bank European Warrants Feb 2012 A 0.250 6.21 per unit 2012/02/27 300,000,000 2011/11/08
15211 Credit Suisse AG CM Bank European Warrants Apr 2012 0.150 19.600 2012/04/23 100,000,000 2011/11/08
15219 Credit Suisse AG CNOOC European Warrants Apr 2012 0.150 16.300 2012/04/03 200,000,000 2011/11/08
15216 Credit Suisse AG A50 China European Warrants Oct 2012 0.150 12.300 2012/10/08 100,000,000 2011/11/08
15220 Credit Suisse AG HSBC European Wts Mar 2012 A 0.250 75.000 2012/03/30 300,000,000 2011/11/08
15215 Credit Suisse AG HSI European Warrants Mar 2012 0.150 20,350 per 10,000 units 2012/03/29 500,000,000 2011/11/08
15213 Credit Suisse AG HSI European Put Warrants Mar 2012 B 0.150 18,300 per 9,000 units 2012/03/29 500,000,000 2011/11/08
15214 Credit Suisse AG HSI European Put Warrants Mar 2012 C 0.150 19,000 per 10,000 units 2012/03/29 500,000,000 2011/11/08
15212 Credit Suisse AG Hutchison European Warrants Mar 2012 D 0.600 74.000 2012/03/19 300,000,000 2011/11/08
15217 Credit Suisse AG ICBC European Warrants Feb 2012 0.250 5.19 per unit 2012/02/27 300,000,000 2011/11/08
15204 Daiwa Capital Mkt Agricultural Bank European Wts Apr 2012 0.250 4 per unit 2012/04/05 128,000,000 2011/11/08
15205 Daiwa Capital Mkt Agricultural Bank European Wts May 2012 0.250 4.48 per unit 2012/05/08 128,000,000 2011/11/08
15203 Daiwa Capital Mkt China Mobile European Warrants Apr 2012 0.380 80.000 2012/04/05 128,000,000 2011/11/08
15199 Daiwa Capital Mkt CCB European Warrants Mar 2012 0.340 6 per unit 2012/03/12 108,000,000 2011/11/08
15200 Daiwa Capital Mkt CCB European Warrants Mar 2012 A 0.210 6.48 per unit 2012/03/01 108,000,000 2011/11/08
15202 Daiwa Capital Mkt CCB European Warrants Mar 2012 B 0.150 7.08 per unit 2012/03/16 108,000,000 2011/11/08
15197 Daiwa Capital Mkt HSBC European Warrants Mar 2012 0.250 80.000 2012/03/05 108,000,000 2011/11/08
15198 Daiwa Capital Mkt HSBC European Warrants Apr 2012 0.350 75.000 2012/04/02 108,000,000 2011/11/08
15206 Daiwa Capital Mkt ICBC European Warrants Mar 2012 0.150 6 per unit 2012/03/09 128,000,000 2011/11/08
15207 Daiwa Capital Mkt ICBC European Warrants Apr 2012 0.370 5.50 per unit 2012/04/20 128,000,000 2011/11/08
15195 Macquarie Bank Ltd. Agricultural Bk Euro Put Wt Jun 2012 0.250 3 per unit 2012/06/04 200,000,000 2011/11/08
15208 Macquarie Bank Ltd. BOCHK European Warrants Jun 2012 A 0.198 20.000 2012/06/22 200,000,000 2011/11/08

Strike level/
15196 Macquarie Bank Ltd. ICBC European Put Warrants Jun 2012 0.265 4.28 per unit 2012/06/04 200,000,000 2011/11/08
15209 Macquarie Bank Ltd. Stanchart European Warrants Jan 2013 0.255 200 per 100 units 2013/01/03 200,000,000 2011/11/08
15194 CC Rabobank B.A. MGM China European Warrants May 2012 0.250 14.000 2012/05/09 100,000,000 2011/11/08
15222 UBS AG BYD European Warrants Mar 2012 0.250 24.930 2012/03/12 100,000,000 2011/11/08
15223 UBS AG BYD European Warrants May 2012 0.400 22.380 2012/05/14 100,000,000 2011/11/08
15221 UBS AG HKEx European Warrants Jul 2012 0.250 118.88 per 100 units 2012/07/16 300,000,000 2011/11/08
15210 UBS AG HSI European Warrants Dec 2012 0.150 22,800 per 8,000 units 2012/12/28 300,000,000 2011/11/08
15229 Daiwa Capital Mkt AIA European Warrants Jun 2012 0.250 27.680 2012/06/15 128,000,000 2011/11/09
15230 Daiwa Capital Mkt China Life European Warrants Apr 2012 0.150 22.480 2012/04/10 168,000,000 2011/11/09
15231 Daiwa Capital Mkt China Life European Warrants May 2012 0.250 20.880 2012/05/15 168,000,000 2011/11/09
15228 Daiwa Capital Mkt China Mobile European Warrants Apr 2012A 0.260 84.280 2012/04/05 128,000,000 2011/11/09
15233 Daiwa Capital Mkt A50 China European Warrants Oct 2012 0.150 12.280 2012/10/08 188,000,000 2011/11/09
15224 Daiwa Capital Mkt HSBC European Warrants Feb 2012 0.250 72.500 2012/02/20 108,000,000 2011/11/09
15246 Daiwa Capital Mkt HSBC European Warrants May 2013 0.250 50 per 100 units 2013/05/02 198,000,000 2011/11/09
15232 Daiwa Capital Mkt HSBC European Put Warrants Jul 2012 0.150 75 per 100 units 2012/07/09 108,000,000 2011/11/09
15247 Daiwa Capital Mkt HSI European Warrants Apr 2012 0.170 19,600 per 8,000 units 2012/04/27 200,000,000 2011/11/09
15248 Daiwa Capital Mkt HSI European Warrants May 2012 0.250 20,000 per 7,800 units 2012/05/30 200,000,000 2011/11/09
15249 Daiwa Capital Mkt HSI European Put Warrants Apr 2012 0.150 15,400 per 6,000 units 2012/04/27 200,000,000 2011/11/09
15251 Daiwa Capital Mkt HSI European Put Warrants Jun 2012 0.180 17,400 per 8,000 units 2012/06/28 200,000,000 2011/11/09
15250 Daiwa Capital Mkt HSI European Put Warrants Apr 2012 A 0.180 19,000 per 8,000 units 2012/04/27 200,000,000 2011/11/09
15226 Daiwa Capital Mkt Hutchison European Warrants Mar 2012 0.240 84.880 2012/03/15 128,000,000 2011/11/09
15227 Daiwa Capital Mkt Hutchison European Warrants Mar 2013 0.250 53 per 100 units 2013/03/29 198,000,000 2011/11/09
15235 HK Bank GCL-Poly Energy European Warrants Jun 2012 0.340 2.68 per unit 2012/06/28 60,000,000 2011/11/09
15234 HK Bank SJM Holdings European Warrants Jun 2012 A 0.250 15.000 2012/06/15 80,000,000 2011/11/09
15236 Nomura Int’l plc BOCL European Warrants Jul 2012 0.152 3.09 per unit 2012/07/26 200,000,000 2011/11/09
15238 Nomura Int’l plc China Mobile European Warrants Apr 2012 0.318 80.040 2012/04/05 100,000,000 2011/11/09
15239 Nomura Int’l plc China Mobile European Warrants Jun 2015 0.151 70.93 per 100 units 2015/06/22 300,000,000 2011/11/09
15241 Nomura Int’l plc China Telecom European Warrants May 2012 0.318 4.88 per unit 2012/05/10 100,000,000 2011/11/09
15240 Nomura Int’l plc China Telecom European Warrants Jun 2012 0.325 5 per unit 2012/06/29 100,000,000 2011/11/09
15244 Nomura Int’l plc A50 China European Warrants Jul 2012 A 0.150 11.660 2012/07/31 100,000,000 2011/11/09
15245 Nomura Int’l plc A50 China European Warrants Nov 2012 0.250 9.980 2012/11/30 100,000,000 2011/11/09
15243 Nomura Int’l plc A50 China European Warrants Oct 2013 0.180 13.000 2013/10/28 100,000,000 2011/11/09
15242 Nomura Int’l plc JIANC European Warrants Jun 2012 0.290 20.000 2012/06/29 100,000,000 2011/11/09
15237 Nomura Int’l plc Lenovo European Warrants May 2012 0.440 6.28 per unit 2012/05/14 100,000,000 2011/11/09
15254 UBS AG CM Bank European Warrants Nov 2012 0.250 16.900 2012/11/26 100,000,000 2011/11/09
15253 UBS AG China Mobile European Warrants Apr 2012 C 0.310 84.330 2012/04/16 200,000,000 2011/11/09
15252 UBS AG HSBC European Warrants Apr 2012 B 0.310 72.930 2012/04/23 200,000,000 2011/11/09
15275 BNP Paribas Arbit Issu B.V. SJM Holdings Euro Wts Jul 2012 0.250 17.280 2012/07/04 100,000,000 2011/11/10
15274 Credit Suisse AG Prada European Warrants Oct 2012 0.250 44.800 2012/10/22 100,000,000 2011/11/10
15269 Daiwa Capital Mkt Agricultural Bank Euro Put Wts May 2012 0.350 3.38 per unit 2012/05/10 108,000,000 2011/11/10
15258 Daiwa Capital Mkt AIA European Warrants May 2012 0.270 23.880 2012/05/10 108,000,000 2011/11/10
15268 Daiwa Capital Mkt AIA European Put Warrants Jun 2012 0.370 24.880 2012/06/01 108,000,000 2011/11/10
15259 Daiwa Capital Mkt China Mobile European Warrants Mar 2012 0.560 76.280 2012/03/12 128,000,000 2011/11/10

Strike level/
15263 Daiwa Capital Mkt China Mobile European Put Wts May 2012 0.590 73.880 2012/05/18 80,000,000 2011/11/10
15261 Daiwa Capital Mkt CCB European Put Warrants May 2012 0.740 5.98 per unit 2012/05/10 80,000,000 2011/11/10
15267 Daiwa Capital Mkt China Life European Warrants Apr 2012 A 0.150 23.880 2012/04/02 188,000,000 2011/11/10
15262 Daiwa Capital Mkt China Life European Put Wts Jun 2012 0.250 18.680 2012/06/01 80,000,000 2011/11/10
15264 Daiwa Capital Mkt China Mobile European Put Wts May 2012 A 0.260 63.880 2012/05/25 88,000,000 2011/11/10
15255 Daiwa Capital Mkt CNOOC European Warrants May 2012 0.150 16.800 2012/05/02 98,000,000 2011/11/10
15266 Daiwa Capital Mkt A50 China European Warrants Apr 2012 0.150 11.580 2012/04/20 188,000,000 2011/11/10
15257 Daiwa Capital Mkt A50 China European Warrants May 2012 0.470 13.38 per unit 2012/05/10 108,000,000 2011/11/10
15265 Daiwa Capital Mkt HSI European Put Warrants Apr 2012 B 0.150 18,000 per 8,800 units 2012/04/27 200,000,000 2011/11/10
15260 Daiwa Capital Mkt Hutchison European Warrants May 2012 0.290 90.000 2012/05/25 128,000,000 2011/11/10
15256 Daiwa Capital Mkt ICBC European Warrants May 2012 0.510 5 per unit 2012/05/10 128,000,000 2011/11/10
15273 Standard Chartered Bank China Coal European Wts Aug 2012 0.250 8.980 2012/08/08 100,000,000 2011/11/10
15270 Standard Chartered Bank HKEx European Warrants Aug 2012 0.250 130.28 per 100 units 2012/08/08 100,000,000 2011/11/10
15272 Standard Chartered Bank ICBC European Warrants Oct 2012 0.250 6.11 per unit 2012/10/05 100,000,000 2011/11/10
15271 Standard Chartered Bank PetroChina European Wts Dec 2012 0.250 8.570 2012/12/04 100,000,000 2011/11/10
15277 UBS AG China Life European Warrants Oct 2012 0.250 26.080 2012/10/15 300,000,000 2011/11/10
15276 UBS AG Ping An European Warrants Nov 2013 0.150 78.83 per 100 units 2013/11/25 200,000,000 2011/11/10
15295 Credit Suisse AG China Mobile European Put Wts Dec 2013 0.250 80 per 100 units 2013/12/23 300,000,000 2011/11/11
15282 Credit Suisse AG HKEx European Warrants Mar 2012 0.150 138.90 per 100 units 2012/03/16 300,000,000 2011/11/11
15288 Daiwa Capital Mkt Agricultural Bank European Wts Apr 2012 A 0.150 4.888 per unit 2012/04/16 128,000,000 2011/11/11
15287 Daiwa Capital Mkt China Life European Warrants Jun 2012 0.150 25.880 2012/06/05 168,000,000 2011/11/11
15292 Daiwa Capital Mkt China Life European Put Wts Apr 2012 0.290 23.980 2012/04/02 128,000,000 2011/11/11
15283 Daiwa Capital Mkt HSCEI European Warrants Jun 2012 0.250 11,000 per 5,800 units 2012/06/28 100,000,000 2011/11/11
15289 Daiwa Capital Mkt HSCEI European Put Warrants Jun 2012 0.250 11,200 per 8,000 units 2012/06/28 100,000,000 2011/11/11
15286 Daiwa Capital Mkt HSI European Warrants Mar 2012 0.150 20,800 per 9,000 units 2012/03/29 200,000,000 2011/11/11
15290 Daiwa Capital Mkt HSI European Put Warrants Mar 2012 0.270 20,800 per 8,000 units 2012/03/29 200,000,000 2011/11/11
15291 Daiwa Capital Mkt HSI European Put Warrants May 2012 0.250 20,000 per 9,800 units 2012/05/30 200,000,000 2011/11/11
15284 Daiwa Capital Mkt HSI European Warrants Apr 2012 C 0.150 21,700 per 8,000 units 2012/04/27 200,000,000 2011/11/11
15285 Daiwa Capital Mkt HSI European Warrants May 2012 A 0.250 19,000 per 9,000 units 2012/05/30 200,000,000 2011/11/11
15293 Macquarie Bank Ltd. China Life European Wts Jul 2012 0.250 26.880 2012/07/04 200,000,000 2011/11/11
15278 Macquarie Bank Ltd. HSBC European Warrants Jun 2012 0.250 78.880 2012/06/04 200,000,000 2011/11/11
15280 Standard Chartered Bank China Mobile Euro Wts Jun 2012 0.400 79.410 2012/06/25 100,000,000 2011/11/11
15279 Standard Chartered Bank China Unicom European Wts Sep 2012 0.250 17.620 2012/09/28 100,000,000 2011/11/11
15294 UBS AG China Life European Warrants Apr 2012 B 0.150 30.050 2012/04/23 300,000,000 2011/11/11
15297 UBS AG CNOOC European Warrants Apr 2012 B 0.150 16.810 2012/04/27 200,000,000 2011/11/11
15296 UBS AG Sinopec Corp European Warrants Jun 2012 0.400 9.88 per unit 2012/06/25 100,000,000 2011/11/11
15324 BNP Paribas Arbit Issu B.V. China Life Euro Wts Aug 2012 A 0.250 28.000 2012/08/02 200,000,000 2011/11/14
15306 Credit Suisse AG Sinopec Corp European Warrants Feb 2012 0.400 8.89 per unit 2012/02/15 150,000,000 2011/11/14
15307 Credit Suisse AG HKEx European Warrants Mar 2012 A 0.150 138.90 per 100 units 2012/03/19 300,000,000 2011/11/14
15304 Credit Suisse AG Hutchison European Warrants Mar 2012 E 0.250 84.900 2012/03/05 300,000,000 2011/11/14
15305 Credit Suisse AG Hutchison European Warrants Oct 2012 A 0.150 68.90 per 100 units 2012/10/29 300,000,000 2011/11/14
15318 Daiwa Capital Mkt AIA European Warrants Jul 2012 0.650 18.680 2012/07/03 108,000,000 2011/11/14

Strike level/
15320 Daiwa Capital Mkt BOCL European Warrants Jul 2012 0.270 3.08 per unit 2012/07/03 108,000,000 2011/11/14
15321 Daiwa Capital Mkt BOCL European Put Warrants Jun 2012 0.540 2.88 per unit 2012/06/15 80,000,000 2011/11/14
15316 Daiwa Capital Mkt China Mobile European Warrants Jun 2012 0.250 88.000 2012/06/01 128,000,000 2011/11/14
15317 Daiwa Capital Mkt China Mobile European Warrants Apr 2013 0.250 57.88 per 100 units 2013/04/01 198,000,000 2011/11/14
15319 Daiwa Capital Mkt China Life European Warrants Jul 2012 0.660 16.880 2012/07/03 128,000,000 2011/11/14
15313 Daiwa Capital Mkt HKEx European Warrants Jul 2012 0.250 121.88 per 100 units 2012/07/16 108,000,000 2011/11/14
15314 Daiwa Capital Mkt HKEx European Warrants Aug 2012 0.470 90 per 100 units 2012/08/15 108,000,000 2011/11/14
15315 Daiwa Capital Mkt HKEx European Put Warrants Jan 2013 0.150 104.98 per 100 units 2013/01/03 108,000,000 2011/11/14
15311 Daiwa Capital Mkt HSBC European Warrants May 2012 0.480 67.880 2012/05/14 128,000,000 2011/11/14
15327 Daiwa Capital Mkt HSCEI European Warrants Sep 2012 0.250 10,400 per 7,500 units 2012/09/27 100,000,000 2011/11/14
15328 Daiwa Capital Mkt HSCEI European Put Warrants May 2012 0.250 10,600 per 6,200 units 2012/05/30 100,000,000 2011/11/14
15323 Daiwa Capital Mkt HSI European Warrants Jun 2012 0.250 17,000 per 18,000 units 2012/06/28 200,000,000 2011/11/14
15322 Daiwa Capital Mkt HSI European Warrants May 2012 B 0.260 18,400 per 10,800 units 2012/05/30 200,000,000 2011/11/14
15312 Daiwa Capital Mkt Hutchison European Put Warrants Jun 2012 0.720 70.000 2012/06/01 80,000,000 2011/11/14
15303 Bank of East Asia CHALCO European Warrants Dec 2013 0.250 3.000 2013/12/13 500,000,000 2011/11/14
15302 Bank of East Asia Ping An European Warrants Sep 2013 0.250 48.88 per 100 units 2013/09/23 310,000,000 2011/11/14
15301 HK Bank Agricultural Bank European Warrants May 2012 0.250 4.50 per unit 2012/05/14 150,000,000 2011/11/14
15299 HK Bank China Mobile European Warrants May 2012 0.290 80.380 2012/05/14 120,000,000 2011/11/14
15298 HK Bank CC Bank European Warrants May 2012 0.250 7 per unit 2012/05/14 150,000,000 2011/11/14
15300 HK Bank China Life European Warrants Aug 2012 A 0.250 26.880 2012/08/28 120,000,000 2011/11/14
15308 Macquarie Bank Ltd. Sinopec Corp European Wts Jul 2012 A 0.432 9.38 per unit 2012/07/04 200,000,000 2011/11/14
15310 Standard Chartered Bank China Life European Wts Jul 2012 B 0.250 24.880 2012/07/18 150,000,000 2011/11/14
15326 UBS AG CC Bank European Warrants May 2012 0.550 5.80 per unit 2012/05/14 200,000,000 2011/11/14
15325 UBS AG CC Bank European Warrants Apr 2012 B 0.380 6.29 per unit 2012/04/26 200,000,000 2011/11/14
15309 UBS AG China Life European Warrants Jul 2012 0.150 29.130 2012/07/26 300,000,000 2011/11/14
15341 BNP Paribas Arbit Issu B.V. Tencent Eu Put Wt Aug 2012 0.250 156 per 100 units 2012/08/02 100,000,000 2011/11/15
15340 Credit Suisse AG BOC HK European Warrants Apr 2012 0.150 21.900 2012/04/10 150,000,000 2011/11/15
15347 Citigroup Global Mkt H Inc. CNBM Euro Warrants Sep 2012 0.250 13.280 2012/09/03 80,000,000 2011/11/15
15335 Daiwa Capital Mkt BOC HK European Warrants Jun 2012 0.150 19.980 2012/06/22 108,000,000 2011/11/15
15333 Daiwa Capital Mkt CNOOC European Warrants Jul 2012 0.200 15.480 2012/07/23 98,000,000 2011/11/15
15334 Daiwa Capital Mkt CNOOC European Warrants Aug 2012 0.280 13.880 2012/08/15 98,000,000 2011/11/15
15342 Daiwa Capital Mkt HSCEI European Warrants Sep 2012 A 0.270 8,800 per 9,800 units 2012/09/27 100,000,000 2011/11/15
15336 Daiwa Capital Mkt HSI European Warrants May 2012 C 0.250 17,800 per 12,000 units 2012/05/30 200,000,000 2011/11/15
15337 Daiwa Capital Mkt HSI European Warrants Jun 2012 A 0.250 14,800 per 20,000 units 2012/06/28 200,000,000 2011/11/15
15338 Daiwa Capital Mkt HSI European Put Warrants May 2012 D 0.260 21,400 per 12,000 units 2012/05/30 200,000,000 2011/11/15
15331 HK Bank HSI European Put Warrants May 2012 0.200 18,800 per 8,000 units 2012/05/30 200,000,000 2011/11/15
15329 HK Bank HSI European Warrants May 2012 A 0.250 19,800 per 8,000 units 2012/05/30 200,000,000 2011/11/15
15330 HK Bank HSI European Put Warrants Apr 2012 C 0.150 18,000 per 8,800 units 2012/04/27 200,000,000 2011/11/15
15332 J P Morgan SP BV China Life European Warrants May 2012 0.250 24.880 2012/05/30 200,000,000 2011/11/15
15343 J P Morgan Int’l Der. Ltd. HSCEI European Wts Jun 2012 0.250 11,200 per 5,600 units 2012/06/28 200,000,000 2011/11/15
15344 J P Morgan SP BV HSCEI European Put Warrants Jun 2012 0.250 10,200 per 5,600 units 2012/06/28 200,000,000 2011/11/15

Strike level/
15345 J P Morgan SP BV HSI European Warrants Mar 2012 A 0.150 20,800 per 9,000 units 2012/03/29 200,000,000 2011/11/15
15346 J P Morgan SP BV HSI European Warrants Apr 2012 G 0.150 21,600 per 8,000 units 2012/04/27 200,000,000 2011/11/15
15339 UBS AG Hutchison European Warrants Oct 2012 A 0.150 68.90 per 100 units 2012/10/31 500,000,000 2011/11/15
15349 UBS AG SPDR Gold Trust European Warrants May 2012 0.600 1,580 per 100 units 2012/05/21 100,000,000 2011/11/15
15348 UBS AG Tencent Holdings European Warrants Jun 2012 0.180 180.10 per 100 units 2012/06/25 200,000,000 2011/11/15
15355 Nomura Int’l plc Agricultural Bk Euro Warrants Jun 2012 0.492 3.38 per unit 2012/06/29 100,000,000 2011/11/16
15354 Nomura Int’l plc Agricultural Bk Euro Warrants Apr 2012 A 0.157 4.01 per unit 2012/04/05 100,000,000 2011/11/16
15360 Nomura Int’l plc BOCL European Warrants Mar 2012 0.163 2.888 per unit 2012/03/26 100,000,000 2011/11/16
15359 Nomura Int’l plc China Life European Warrants May 2012 0.250 24.080 2012/05/31 100,000,000 2011/11/16
15352 Nomura Int’l plc CNOOC European Warrants Nov 2012 0.160 17.280 2012/11/30 100,000,000 2011/11/16
15351 Nomura Int’l plc Sinopec European Warrants May 2012 A 0.560 9 per unit 2012/05/21 100,000,000 2011/11/16
15357 Nomura Int’l plc ICBC European Warrants Jun 2012 0.393 4.80 per unit 2012/06/29 100,000,000 2011/11/16
15356 Nomura Int’l plc ICBC European Warrants Mar 2012 A 0.190 5.508 per unit 2012/03/26 100,000,000 2011/11/16
15358 Nomura Int’l plc Ping An European Warrants Nov 2013 0.150 78.80 per 100 units 2013/11/29 100,000,000 2011/11/16
15353 Nomura Int’l plc Ch Rongsheng European Warrants Mar 2012 0.250 3.80 per unit 2012/03/05 100,000,000 2011/11/16
15350 Standard Chartered Bank Sinopec Corp European Wts Aug 2012 0.350 10 per unit 2012/08/08 100,000,000 2011/11/16
15364 UBS AG BOC HK European Warrants Jun 2012 0.150 20.050 2012/06/22 100,000,000 2011/11/16
15363 UBS AG CNOOC European Warrants Apr 2012 C 0.150 18.300 2012/04/13 200,000,000 2011/11/16
15362 UBS AG HSBC European Warrants Apr 2013 0.190 50.05 per 100 units 2013/04/25 500,000,000 2011/11/16
15361 UBS AG HSBC European Warrants Mar 2012 A 0.500 68.040 2012/03/29 200,000,000 2011/11/16
15367 UBS AG HSI European Put Warrants Jul 2012 0.300 20,500 per 9,000 units 2012/07/30 300,000,000 2011/11/16
15365 UBS AG HSI European Warrants Feb 2012 E 0.150 21,100 per 8,000 units 2012/02/28 300,000,000 2011/11/16
15366 UBS AG HSI European Put Warrants Feb 2012 F 0.150 19,500 per 8,500 units 2012/02/28 300,000,000 2011/11/16
15368 Barclays Bank plc HSI European Warrants Aug 2012 A 0.251 20,800 per 8,000 units 2012/08/30 150,000,000 2011/11/17
15369 Barclays Bank plc HSI European Put Warrants Aug 2012 B 0.251 18,200 per 8,000 units 2012/08/30 150,000,000 2011/11/17
15379 Credit Suisse AG HSBC European Wts Apr 2013 0.180 50.05 per 100 units 2013/04/25 400,000,000 2011/11/17
15380 Credit Suisse AG HSI European Warrants Feb 2012 O 0.150 21,200 per 8,000 units 2012/02/28 500,000,000 2011/11/17
15381 Credit Suisse AG HSI European Warrants Mar 2012 D 0.150 20,900 per 9,000 units 2012/03/29 500,000,000 2011/11/17
15389 HK Bank BOCL European Warrants Jun 2012 0.250 3.18 per unit 2012/06/28 80,000,000 2011/11/17
15387 HK Bank Sinopec Corp European Warrants May 2012 0.270 9.50 per unit 2012/05/17 80,000,000 2011/11/17
15385 HK Bank Esprit European Warrants Sep 2012 0.250 12.880 2012/09/27 60,000,000 2011/11/17
15386 HK Bank Jiangxi Copper European Warrants Jun 2012 0.270 20.280 2012/06/15 60,000,000 2011/11/17
15388 HK Bank Shougang Res European Warrants Jun 2012 0.260 3.88 per unit 2012/06/28 50,000,000 2011/11/17
15395 Macquarie Bank Ltd. CITIC Bank European Warrants Aug 2012 0.277 5.50 per unit 2012/08/02 150,000,000 2011/11/17
15382 Macquarie Bank Ltd. CNOOC European Warrants Dec 2012 0.250 17.000 2012/12/04 250,000,000 2011/11/17
15384 Macquarie Bank Ltd. ICBC European Warrants Jul 2012 0.350 5.80 per unit 2012/07/03 200,000,000 2011/11/17
15394 Macquarie Bank Ltd. Yanzhou Coal European Wts Jul 2012 0.253 25.000 2012/07/03 200,000,000 2011/11/17
15393 Standard Chartered Bank BOCL European Warrants May 2012 0.250 2.988 per unit 2012/05/18 100,000,000 2011/11/17
15391 Standard Chartered Bank CC Bank European Wts Mar 2012 A 0.230 6.88 per unit 2012/03/21 100,000,000 2011/11/17
15390 Standard Chartered Bank HSBC European Warrants Apr 2012 0.240 77.000 2012/04/10 100,000,000 2011/11/17
15392 Standard Chartered Bank ICBC European Warrants Mar 2012 0.210 6 per unit 2012/03/02 100,000,000 2011/11/17
15373 SGA Societe Generale Acceptance N.V. CCB Eur Wt Apr 2012 0.470 6 per unit 2012/04/16 180,000,000 2011/11/17

Strike level/
15374 SGA Societe Generale Acceptance N.V. CLife Eu Wt Apr 2012A 0.230 24.000 2012/04/16 300,000,000 2011/11/17
15375 SGA Societe Generale Acceptance N.V. CLife Eu Wt Jun 2012 0.190 25.880 2012/06/06 300,000,000 2011/11/17
15376 SGA Societe Generale Acceptance N.V. HSBC Eu Wt Apr 2012 0.280 75.000 2012/04/02 300,000,000 2011/11/17
15377 SGA Societe Generale Acceptance N.V. HSBC Eu Wt May 2012 0.250 82.000 2012/05/21 300,000,000 2011/11/17
15370 SGA Societe Generale Acceptance N.V. HSI Eur Wt Mar 2012 B 0.150 20,600 per 8,000 units 2012/03/29 300,000,000 2011/11/17
15372 SGA Societe Generale Acceptance N.V. HSI Eu Put Wt Mar 12 C 0.160 19,800 per 9,000 units 2012/03/29 300,000,000 2011/11/17
15371 SGA Societe Generale Acceptance N.V. HSI Eu Put Wt Apr 12 C 0.160 19,000 per 8,000 units 2012/04/27 300,000,000 2011/11/17
15378 SGA Societe Generale Acceptance N.V. HWL Eur Wt May 2012 0.580 78.880 2012/05/21 150,000,000 2011/11/17
15383 UBS AG HKEx European Warrants Aug 2012 A 0.150 138.10 per 100 units 2012/08/01 300,000,000 2011/11/17
15399 UBS AG HSI European Put Warrants Jun 2012 C 0.150 18,600 per 15,000 units 2012/06/28 300,000,000 2011/11/17
15398 UBS AG ICBC European Warrants May 2012 0.450 5.01 per unit 2012/05/28 200,000,000 2011/11/17
15396 UBS AG SHK Ppt European Warrants Feb 2013 0.250 88 per 100 units 2013/02/25 100,000,000 2011/11/17
15397 UBS AG Tencent Holdings European Warrants May 2012 A 0.180 172.60 per 100 units 2012/05/28 200,000,000 2011/11/17
15405 BOCI Asia Ltd. China Life European Warrants Jun 2012 A 0.250 24.000 2012/06/05 100,000,000 2011/11/18
15406 BOCI Asia Ltd. China Life European Warrants Oct 2012 0.250 28.000 2012/10/03 100,000,000 2011/11/18
15414 J P Morgan SP BV AIA European Warrants May 2012 0.250 26.880 2012/05/30 200,000,000 2011/11/18
15413 J P Morgan Int’l Der. Ltd. CC Bank European Wts May 2012 0.390 6 per unit 2012/05/30 200,000,000 2011/11/18
15412 J P Morgan SP BV HKEx European Warrants Aug 2012 0.150 138 per 100 units 2012/08/01 300,000,000 2011/11/18
15411 J P Morgan SP BV Ping An European Warrants Dec 2012 0.150 53 per 100 units 2012/12/11 300,000,000 2011/11/18
15407 Standard Chartered Bank Tencent Hldg European Wts Jun 2012 0.250 160 per 100 units 2012/06/28 100,000,000 2011/11/18
15400 SGA Societe Generale Acceptance N.V. BOCL Eu Wt May 2012 0.300 2.88 per unit 2012/05/21 200,000,000 2011/11/18
15402 SGA Societe Generale Acceptance N.V. Ch Mob Eu Wt May 2012 0.330 85.880 2012/05/21 150,000,000 2011/11/18
15401 SGA Societe Generale Acceptance N.V. CCB Eur Wt May 2012 0.470 5.78 per unit 2012/05/21 150,000,000 2011/11/18
15404 SGA Societe Generale Acceptance N.V. ICBC Eu Wt May 2012 0.350 5.28 per unit 2012/05/21 180,000,000 2011/11/18
15403 SGA Societe Generale Acceptance N.V. ICBC Eu Wt Apr 2012 A 0.510 4.88 per unit 2012/04/25 150,000,000 2011/11/18
15410 UBS AG China Mobile European Put Warrants Dec 2013 0.190 79.95 per 100 units 2013/12/16 300,000,000 2011/11/18
15408 UBS AG HSI European Warrants Jun 2012 D 0.260 17,600 per 9,000 units 2012/06/28 300,000,000 2011/11/18
15409 UBS AG Hutchison European Warrants Jun 2012 A 0.400 82.880 2012/06/25 200,000,000 2011/11/18
15434 BNP Paribas Arbit Issu B.V. Anhui Conch Euro Wts Aug 2012 0.530 32.880 2012/08/02 100,000,000 2011/11/21
15429 BNP Paribas Arbit Issu B.V. Agile Ppt European Wt Nov 2012 0.250 6.880 2012/11/02 100,000,000 2011/11/21
15433 BNP Paribas Arbit Issu B.V. Cathay Pacific Eu Wts Nov 2013 0.250 15.000 2013/11/04 98,000,000 2011/11/21
15432 BNP Paribas Arbit Issu B.V. Li Ning European Wts Jul 2013 0.250 7.880 2013/07/03 54,000,000 2011/11/21
15431 BNP Paribas Arbit Issu B.V. Ping An European Wt Jun 2012 0.530 75.000 2012/06/04 100,000,000 2011/11/21
15430 BNP Paribas Arbit Issu B.V. Ting Yi European Wts Aug 2012 0.320 25.000 2012/08/02 100,000,000 2011/11/21
15426 Daiwa Capital Mkt Sinopec Corp European Warrants May 2012 0.710 9.08 per unit 2012/05/21 80,000,000 2011/11/21
15427 Daiwa Capital Mkt Sinopec Corp European Warrants Jul 2013 0.250 7.000 2013/07/18 128,000,000 2011/11/21
15428 Daiwa Capital Mkt Sinopec Corp European Put Wts May 2012 0.370 7.08 per unit 2012/05/21 80,000,000 2011/11/21
15419 CC Rabobank B.A. China Oilfield European Warrants Aug 2012 0.250 13.000 2012/08/20 100,000,000 2011/11/21
15420 CC Rabobank B.A. CSR Times European Warrants Jun 2012 0.300 21.000 2012/06/18 100,000,000 2011/11/21
15421 CC Rabobank B.A. HKEx European Put Warrants Dec 2012 0.200 114.88 per 100 units 2012/12/21 200,000,000 2011/11/21
15422 CC Rabobank B.A. Tencent Holdings European Wts Jun 2012 0.250 162.50 per 100 units 2012/06/18 200,000,000 2011/11/21

Strike level/
15416 Standard Chartered Bank China Overseas Euro Wt Jul 2012 0.150 15.020 2012/07/13 100,000,000 2011/11/21
15417 SGA Societe Generale Acceptance N.V. AGBK Eu Wt Apr 2012 B 0.230 4.01 per unit 2012/04/11 200,000,000 2011/11/21
15418 SGA Societe Generale Acceptance N.V. HWL Eur Wt Jun 2012 0.320 88.880 2012/06/27 200,000,000 2011/11/21
15435 UBS AG BYD European Warrants Jul 2012 A 0.250 29.880 2012/07/30 100,000,000 2011/11/21
15437 UBS AG China Mobile European Warrants Mar 2013 0.230 57.93 per 100 units 2013/03/25 500,000,000 2011/11/21
15436 UBS AG CC Bank European Warrants May 2012 A 0.160 7.01 per unit 2012/05/07 200,000,000 2011/11/21
15439 UBS AG China Life European Warrants Jul 2012 A 0.150 28.050 2012/07/31 200,000,000 2011/11/21
15438 UBS AG HKEx European Warrants Jul 2012 A 0.200 121.88 per 100 units 2012/07/09 300,000,000 2011/11/21
15425 UBS AG HSI European Warrants Mar 2012 E 0.150 20,400 per 10,000 units 2012/03/29 300,000,000 2011/11/21
15423 UBS AG HSI European Warrants Apr 2012 E 0.270 18,700 per 8,000 units 2012/04/27 300,000,000 2011/11/21
15424 UBS AG HSI European Warrants May 2012 A 0.220 18,400 per 10,800 units 2012/05/30 300,000,000 2011/11/21
15449 BOCI Asia Ltd. CNOOC European Warrants Dec 2012 0.200 17.280 2012/12/04 100,000,000 2011/11/22
15448 BOCI Asia Ltd. PetroChina European Warrants Oct 2012 0.150 11.000 2012/10/29 100,000,000 2011/11/22
15447 J P Morgan SP BV BOCL European Warrants Jun 2012 0.250 3.08 per unit 2012/06/28 200,000,000 2011/11/22
15443 J P Morgan SP BV CNOOC European Warrants Apr 2012 0.150 16.800 2012/04/30 200,000,000 2011/11/22
15446 J P Morgan SP BV Esprit European Wts Aug 2012 0.250 11.880 2012/08/30 100,000,000 2011/11/22
15445 J P Morgan SP BV HSBC European Warrants Jun 2012 0.250 75.000 2012/06/04 200,000,000 2011/11/22
15451 J P Morgan SP BV Hutchison European Warrants May 2012 0.371 78.880 2012/05/30 100,000,000 2011/11/22
15450 J P Morgan SP BV Hutchison European Warrants Jun 2012 0.250 86.880 2012/06/28 100,000,000 2011/11/22
15444 J P Morgan SP BV Tencent European Warrants Jun 2012 A 0.150 180 per 100 units 2012/06/25 200,000,000 2011/11/22
15442 Macquarie Bank Ltd. Huaneng Power European Wts Jun 2012 0.259 5 per unit 2012/06/04 150,000,000 2011/11/22
15440 SGA Societe Generale Acceptance N.V. CP&CC Eu Wt May 2012A 0.410 10.48 per unit 2012/05/23 150,000,000 2011/11/22
15441 SGA Societe Generale Acceptance N.V. CP&CC Eu Wt Jun 2012 0.300 11.48 per unit 2012/06/27 150,000,000 2011/11/22
15453 UBS AG CC Bank European Warrants Jul 2012 0.600 5.40 per unit 2012/07/10 200,000,000 2011/11/22
15452 UBS AG A50 China European Warrants Nov 2012 0.250 10.000 2012/11/12 200,000,000 2011/11/22
15469 Credit Suisse AG ChiUnicom European Warrants Apr 2012 0.150 18.300 2012/04/25 200,000,000 2011/11/23
15468 Credit Suisse AG Tencent Holdings European Wts Mar 2012 A 0.150 176 per 100 units 2012/03/19 300,000,000 2011/11/23
15470 Credit Suisse AG Yanzhou Coal European Warrants May 2012 0.150 26.050 2012/05/31 200,000,000 2011/11/23
15456 Bank of East Asia Belle European Warrants Aug 2012 0.250 16.188 2012/08/23 100,000,000 2011/11/23
15457 Bank of East Asia CNBM European Warrants Nov 2012 0.250 11.323 2012/11/23 140,000,000 2011/11/23
15455 Bank of East Asia Tencent Holdings European Wts Jun 2012 0.250 158 per 100 units 2012/06/22 100,000,000 2011/11/23
15464 J P Morgan SP BV Agricultural Bk Euro Warrants May 2012 0.250 4 per unit 2012/05/30 150,000,000 2011/11/23
15463 J P Morgan Int’l Der. Ltd. CC Bank European Wts May 2012 A 0.250 6.50 per unit 2012/05/30 200,000,000 2011/11/23
15462 J P Morgan SP BV China Life European Warrants May 2012 A 0.250 22.880 2012/05/30 288,000,000 2011/11/23
15461 J P Morgan SP BV Sinopec Corp European Warrants May 2012 A 0.331 9.88 per unit 2012/05/23 200,000,000 2011/11/23
15459 J P Morgan SP BV ICBC European Warrants May 2012 0.250 5.88 per unit 2012/05/30 200,000,000 2011/11/23
15460 J P Morgan SP BV ICBC European Warrants May 2012 A 0.337 5.18 per unit 2012/05/30 200,000,000 2011/11/23

Strike level/
15458 J P Morgan SP BV Ping An European Warrants Jun 2012 A 0.332 78.880 2012/06/18 200,000,000 2011/11/23
15467 Standard Chartered Bank BYD European Warrants May 2012 0.250 26.000 2012/05/28 100,000,000 2011/11/23
15465 Standard Chartered Bank CTel European Warrants May 2012 0.250 5.48 per unit 2012/05/28 100,000,000 2011/11/23
15466 Standard Chartered Bank PetroChina European Wts Jun 2012 0.500 13 per unit 2012/06/15 100,000,000 2011/11/23
15454 SGA Societe Generale Acceptance N.V. HSBC Eu Put Wt May2012 0.390 54.000 2012/05/14 200,000,000 2011/11/23
15471 UBS AG China Life European Warrants Jun 2012 0.250 23.280 2012/06/25 200,000,000 2011/11/23
15472 UBS AG HSI European Warrants Apr 2012 F 0.240 17,900 per 9,000 units 2012/04/27 300,000,000 2011/11/23
15486 BOCI Asia Ltd. BOC HK European Warrants Jun 2012 0.150 20.000 2012/06/29 100,000,000 2011/11/24
15487 BOCI Asia Ltd. Ch Overseas European Warrants Jul 2012 0.180 15.000 2012/07/20 100,000,000 2011/11/24
15485 BNP Paribas Arbit Issu B.V. MGM China European Wts Jul 2012 0.250 12.000 2012/07/04 100,000,000 2011/11/24
15484 Macquarie Bank Ltd. Zoomlion European Warrants Dec 2012 0.250 11.000 2012/12/04 200,000,000 2011/11/24
15477 Nomura Int’l plc Air China European Warrants Jun 2014 0.250 6.880 2014/06/30 50,000,000 2011/11/24
15474 Nomura Int’l plc BJ Ent Water European Warrants May 2012 0.250 2.58 per unit 2012/05/28 100,000,000 2011/11/24
15481 Nomura Int’l plc BYD European Warrants May 2012 0.260 25.000 2012/05/31 100,000,000 2011/11/24
15482 Nomura Int’l plc CPIC European Warrants May 2012 0.250 28.000 2012/05/31 100,000,000 2011/11/24
15480 Nomura Int’l plc Ch South Air European Warrants Jun 2012 0.500 4.48 per unit 2012/06/29 50,000,000 2011/11/24
15475 Nomura Int’l plc HKEx European Warrants Jun 2012 A 0.510 128.88 per 100 units 2012/06/06 100,000,000 2011/11/24
15476 Nomura Int’l plc Tencent Holdings Euro Warrants May 2012 0.168 168.88 per 100 units 2012/05/31 100,000,000 2011/11/24
15478 Nomura Int’l plc ZTE European Warrants Jun 2012 0.255 22.880 2012/06/29 50,000,000 2011/11/24
15479 Nomura Int’l plc ZTE European Warrants Dec 2012 0.254 28.000 2012/12/17 50,000,000 2011/11/24
15483 SGA Societe Generale Acceptance N.V. CNOOC Eu Wt Sep 2012 0.200 16.300 2012/09/24 400,000,000 2011/11/24
15490 UBS AG Anhui Conch European Warrants Jun 2012 0.320 30.000 2012/06/25 100,000,000 2011/11/24
15491 UBS AG Alibaba European Warrants Jun 2012 0.150 9.890 2012/06/22 100,000,000 2011/11/24
15489 UBS AG China Overseas European Warrants Jun 2012 0.150 14.500 2012/06/25 100,000,000 2011/11/24
15492 UBS AG China National Building European Warrants Nov 2012 0.150 12.700 2012/11/12 100,000,000 2011/11/24
15488 UBS AG HSI European Put Warrants Apr 2012 G 0.150 16,800 per 9,500 units 2012/04/27 300,000,000 2011/11/24
#
15164 UBS AG HSI European Warrants Mar 2012 D 0.056 20,700 per 8,000 units 2012/03/29 300,000,000 2011/11/24
15515 BNP Paribas Arbit Issu B.V. BOCL European Wts Oct 2012 0.250 3 per unit 2012/10/03 200,000,000 2011/11/25
15514 BNP Paribas Arbit Issu B.V. HKEx European Wts Aug 2012 0.150 137.90 per 100 units 2012/08/02 100,000,000 2011/11/25
15513 Credit Suisse AG HSI European Put Warrants Apr 2012 0.150 16,800 per 9,500 units 2012/04/27 500,000,000 2011/11/25
15510 Credit Suisse AG HSI European Warrants Mar 2012 E 0.150 18,050 per 12,000 units 2012/03/29 500,000,000 2011/11/25
15511 Credit Suisse AG HSI European Warrants Mar 2012 F 0.150 18,850 per 10,000 units 2012/03/29 500,000,000 2011/11/25
15512 Credit Suisse AG HSI European Warrants Mar 2012 G 0.150 19,300 per 9,000 units 2012/03/29 500,000,000 2011/11/25
15503 Citigroup Global Mkt H Inc. ChiUnicom Euro Wts Jul 2012 0.150 19.980 2012/07/10 80,000,000 2011/11/25
15504 Citigroup Global Mkt H Inc. China Life Euro Wts May 2012 0.150 24.038 2012/05/24 80,000,000 2011/11/25
15500 Citigroup Global Mkt H Inc. HSBC European Wts Apr 2012 0.220 68.730 2012/04/24 80,000,000 2011/11/25
15505 Citigroup Global Mkt H Inc. HSCEI European Wts Mar 2012 A 0.150 10,838 per 4,500 units 2012/03/29 80,000,000 2011/11/25
15506 Citigroup Global Mkt H Inc. HSI European Wts Mar 2012 A 0.150 19,288 per 9,000 units 2012/03/29 100,000,000 2011/11/25
15501 Citigroup Global Mkt H Inc. Hutchison Euro Wts May 2012 0.320 79.880 2012/05/31 80,000,000 2011/11/25
15502 Citigroup Global Mkt H Inc. Tencent European Wts May 2012 0.160 168.10 per 100 units 2012/05/23 80,000,000 2011/11/25
15498 HK Bank CNOOC European Warrants Oct 2012 0.250 16.880 2012/10/15 120,000,000 2011/11/25
15507 Standard Chartered Bank HSI European Warrants May 2012 0.151 19,800 per 8,000 units 2012/05/30 200,000,000 2011/11/25

Strike level/
15495 SGA Societe Generale Acceptance N.V. CCB Eur Wt Jun 2012 0.370 6.38 per unit 2012/06/11 200,000,000 2011/11/25
15508 SGA Societe Generale Acceptance N.V. CNBM Euro Wt Jul 2012 0.250 10.680 2012/07/30 150,000,000 2011/11/25
15493 SGA Societe Generale Acceptance N.V. HSI Eur Wt Apr 2012 D 0.250 17,800 per 9,000 units 2012/04/27 300,000,000 2011/11/25
15494 SGA Societe Generale Acceptance N.V. HSI Eu Put Wt Apr 12 E 0.160 18,000 per 8,800 units 2012/04/27 300,000,000 2011/11/25
15496 SGA Societe Generale Acceptance N.V. HWL Eur Wt Apr 2012 A 0.580 74.000 2012/04/23 150,000,000 2011/11/25
15497 SGA Societe Generale Acceptance N.V. HWL Eur Wt May 2012 A 0.340 84.880 2012/05/28 200,000,000 2011/11/25
15509 SGA Societe Generale Acceptance N.V. SJM Hold Eu Wt Jun 12 0.250 13.580 2012/06/27 100,000,000 2011/11/25
15516 UBS AG HSBC European Warrants May 2012 0.510 60.000 2012/05/28 300,000,000 2011/11/25
15499 UBS AG HSCEI European Warrants Jun 2012 0.250 10,000 per 5,000 units 2012/06/28 100,000,000 2011/11/25
15517 UBS AG Tencent Holdings European Warrants Jun 2012 A 0.270 138.88 per 100 units 2012/06/11 200,000,000 2011/11/25
15539 BNP Paribas Arbit Issu B.V. CC Bank Euro Wts Jun 2012 A 0.330 6.50 per unit 2012/06/04 200,000,000 2011/11/28
15521 BNP Paribas Arbit Issu B.V. Cheung Kong Eu Put Wt Oct 2013 0.250 85 per 100 units 2013/10/03 100,000,000 2011/11/28
15540 BNP Paribas Arbit Issu B.V. China Life Euro Wts Jun 2012 B 0.250 21.600 2012/06/04 200,000,000 2011/11/28
15541 BNP Paribas Arbit Issu B.V. China Life Euro Wts Jun 2013 0.290 25.000 2013/06/04 200,000,000 2011/11/28
15538 BNP Paribas Arbit Issu B.V. HSBC European Wts Jun 2012 B 0.260 70.000 2012/06/04 200,000,000 2011/11/28
15522 BNP Paribas Arbit Issu B.V. SHK Ppt Euro Put Wts Oct 2013 0.250 90 per 100 units 2013/10/03 100,000,000 2011/11/28
15520 Credit Suisse AG CNBM European Warrants Sep 2012 0.150 11.320 2012/09/12 100,000,000 2011/11/28
15534 Citigroup Global Mkt H Inc. BYD European Warrants May 2012 0.250 23.880 2012/05/30 80,000,000 2011/11/28
15531 Citigroup Global Mkt H Inc. Ch Overseas Eu Put Wt Aug 2012 0.250 10.280 2012/08/29 80,000,000 2011/11/28
15533 Citigroup Global Mkt H Inc. CITIC Bank Euro Wts May 2012 0.300 4.38 per unit 2012/05/30 80,000,000 2011/11/28
15536 Citigroup Global Mkt H Inc. CPIC European Wts May 2012 0.250 26.380 2012/05/30 80,000,000 2011/11/28
15530 Citigroup Global Mkt H Inc. HSCEI Euro Put Wts Mar 2012 0.150 9,388 per 5,800 units 2012/03/29 80,000,000 2011/11/28
15537 Citigroup Global Mkt H Inc. HSI European Put Wt Mar 2012 B 0.150 16,580 per 7,000 units 2012/03/29 100,000,000 2011/11/28
15532 Citigroup Global Mkt H Inc. SJM Holdings Euro Wt Jun 2012 0.150 14.980 2012/06/08 80,000,000 2011/11/28
15519 J P Morgan SP BV Cheung Kong European Warrants Dec 2012 A 0.150 88.88 per 100 units 2012/12/20 200,000,000 2011/11/28
15529 Macquarie Bank Ltd. Esprit European Warrants Nov 2012 0.168 11.330 2012/11/30 200,000,000 2011/11/28
15518 Macquarie Bank Ltd. Henderson Land Dev Euro Wts Jun 2012 0.250 45.000 2012/06/04 200,000,000 2011/11/28
15527 CC Rabobank B.A. Sinopec Corp European Warrants Jul 2012 0.800 8.10 per unit 2012/07/16 100,000,000 2011/11/28
15528 CC Rabobank B.A. HKEx European Warrants Jun 2012 A 0.150 128.88 per 100 units 2012/06/06 120,000,000 2011/11/28
15526 CC Rabobank B.A. Ting Yi European Warrants Aug 2012 0.250 24.800 2012/08/06 80,000,000 2011/11/28
15523 CC Rabobank B.A. Want Want China European Wts Jun 2012 0.600 8 per unit 2012/06/18 100,000,000 2011/11/28
15535 SGA Societe Generale Acceptance N.V. CLife Eu Wt Apr 2012B 0.150 22.500 2012/04/02 300,000,000 2011/11/28
15546 UBS AG BankComm European Warrants Jun 2012 0.330 6 per unit 2012/06/25 100,000,000 2011/11/28
15544 UBS AG Minsheng Bank European Warrants Jul 2012 0.480 7.38 per unit 2012/07/16 100,000,000 2011/11/28
15547 UBS AG Evergrande European Warrants Jun 2012 0.280 4 per unit 2012/06/25 100,000,000 2011/11/28
15542 UBS AG HSBC European Warrants Jun 2012 A 0.680 55.880 2012/06/11 300,000,000 2011/11/28
15545 UBS AG Ping An European Warrants Jun 2012 A 0.540 64.880 2012/06/11 100,000,000 2011/11/28
15543 UBS AG Yanzhou Coal European Wts Jun 2012 0.220 21.800 2012/06/18 100,000,000 2011/11/28
15553 Credit Suisse AG China Coal European Warrants Aug 2012 0.150 8.990 2012/08/01 100,000,000 2011/11/29
15551 J P Morgan SP BV China Life European Warrants May 2012 B 0.250 21.000 2012/05/30 200,000,000 2011/11/29
15555 CC Rabobank B.A. Anhui Conch European Warrants Jul 2012 0.400 25.000 2012/07/16 100,000,000 2011/11/29
15554 CC Rabobank B.A. Galaxy Ent European Warrants Jun 2012 0.250 15.200 2012/06/25 100,000,000 2011/11/29

Strike level/
15557 CC Rabobank B.A. KECL European Warrants Feb 2013 0.250 10.500 2013/02/27 120,000,000 2011/11/29
15556 CC Rabobank B.A. MGM China European Warrants Jun 2012 0.250 11.400 2012/06/25 100,000,000 2011/11/29
15558 CC Rabobank B.A. SJM Holdings European Warrants Jul 2012 0.250 13.900 2012/07/30 100,000,000 2011/11/29
15552 Standard Chartered Bank ICBC European Warrants Jul 2012 0.250 4.78 per unit 2012/07/04 100,000,000 2011/11/29
15559 UBS AG China Coal European Warrants Jan 2013 0.170 10.200 2013/01/28 100,000,000 2011/11/29
#
13898 Macquarie Bank Ltd. HSI European Warrants Feb 2012 0.034 21,000 per 8,000 units 2012/02/28 400,000,000 2011/11/29
#
13828 Citigroup Global Mkt H Inc. HSCEI European Wts Feb 2012 0.036 11,200 per 5,000 units 2012/02/28 280,000,000 2011/11/29
#
14197 Citigroup Global Mkt H Inc. HSI European Wts Feb 2012 A 0.096 19,000 per 8,000 units 2012/02/28 110,000,000 2011/11/29
#
15176 Citigroup Global Mkt H Inc. HSI European Wts Mar 2012 0.034 20,888 per 9,000 units 2012/03/29 300,000,000 2011/11/29
15578 BOCI Asia Ltd. China Shenhua European Warrants Jun 2012 0.250 39.280 2012/06/04 100,000,000 2011/11/30
15577 BOCI Asia Ltd. Tracker Fund European Warrants Nov 2012 0.250 19.880 2012/11/05 100,000,000 2011/11/30
15573 BNP Paribas Arbit Issu B.V. Chow Sang Sang Eu Wts Jul 2012 0.390 22.000 2012/07/04 43,000,000 2011/11/30
15574 BNP Paribas Arbit Issu B.V. Luk Fook Hold Eu Wts Apr 2012 0.310 35.000 2012/04/03 75,000,000 2011/11/30
15572 BNP Paribas Arbit Issu B.V. New World Dev Euro Wt Jan 2015 0.250 6.400 2015/01/05 100,000,000 2011/11/30
15594 Credit Suisse AG CC Bank European Warrants Mar 2012 0.150 5.89 per unit 2012/03/02 300,000,000 2011/11/30
15590 Credit Suisse AG HSI European Warrants Mar 2012 H 0.150 17,550 per 9,000 units 2012/03/29 500,000,000 2011/11/30
15591 Credit Suisse AG HSI European Warrants Mar 2012 I 0.150 18,600 per 9,000 units 2012/03/29 500,000,000 2011/11/30
15592 Credit Suisse AG Tencent Holdings European Wts Apr 2012 0.150 160.90 per 100 units 2012/04/10 300,000,000 2011/11/30
15595 Credit Suisse AG Yanzhou Coal European Warrants Jun 2012 0.250 21.680 2012/06/25 200,000,000 2011/11/30
15583 Citigroup Global Mkt H Inc. BOCL European Wts May 2012 0.250 2.68 per unit 2012/05/30 80,000,000 2011/11/30
15581 Citigroup Global Mkt H Inc. China Tel Euro Wts May 2012 0.280 4.988 per unit 2012/05/30 50,000,000 2011/11/30
15582 Citigroup Global Mkt H Inc. CM Bank European Wts Sep 2012 0.150 18.168 2012/09/24 80,000,000 2011/11/30
15579 Citigroup Global Mkt H Inc. Sinopec Corp Euro Wts Jul 2013 0.160 7.010 2013/07/11 100,000,000 2011/11/30
15580 Citigroup Global Mkt H Inc. HKEx European Wts Aug 2012 0.150 130.30 per 100 units 2012/08/01 80,000,000 2011/11/30
15564 CC Rabobank B.A. Agricultural Bk Euro Warrants Aug 2012 0.500 3.28 per unit 2012/08/20 150,000,000 2011/11/30
15565 CC Rabobank B.A. Agricultural Bk Euro Warrants Aug 2012 A 0.250 3.90 per unit 2012/08/20 150,000,000 2011/11/30
15566 CC Rabobank B.A. Belle Int’l European Warrants Jul 2012 0.250 14.000 2012/07/16 100,000,000 2011/11/30
15569 CC Rabobank B.A. BOCL European Warrants Aug 2012 0.300 2.50 per unit 2012/08/20 150,000,000 2011/11/30
15570 CC Rabobank B.A. BOCL European Warrants Sep 2012 0.250 2.80 per unit 2012/09/17 150,000,000 2011/11/30
15562 CC Rabobank B.A. China Overseas European Warrants Nov 2012 0.250 13.000 2012/11/19 100,000,000 2011/11/30
15567 CC Rabobank B.A. China Life European Warrants Jul 2012 0.250 20.000 2012/07/16 200,000,000 2011/11/30
15568 CC Rabobank B.A. China Life European Warrants Oct 2012 0.250 24.000 2012/10/22 200,000,000 2011/11/30
15561 CC Rabobank B.A. Li & Fung European Warrants Jul 2012 0.250 14.720 2012/07/16 150,000,000 2011/11/30
15563 CC Rabobank B.A. Yanzhou Coal European Warrants May 2012 0.250 20.000 2012/05/28 100,000,000 2011/11/30
15575 Standard Chartered Bank BOCL European Warrants Jul 2012 0.250 2.48 per unit 2012/07/05 100,000,000 2011/11/30
15576 Standard Chartered Bank BOCL European Warrants Oct 2012 0.250 2.88 per unit 2012/10/05 100,000,000 2011/11/30
15571 SGA Societe Generale Acceptance N.V. HSI Eu Put Wt Mar 12 D 0.160 18,250 per 9,000 units 2012/03/29 300,000,000 2011/11/30
15584 SGA Societe Generale Acceptance NV Yanzhou Coal Eu Wt May 12 0.280 20.880 2012/05/30 100,000,000 2011/11/30
15588 UBS AG BOCL European Warrants May 2012 0.150 2.89 per unit 2012/05/14 100,000,000 2011/11/30
15585 UBS AG Hutchison European Warrants Jun 2012 B 0.470 73.880 2012/06/18 200,000,000 2011/11/30
15587 UBS AG KECL European Warrants Aug 2012 0.150 10.900 2012/08/27 100,000,000 2011/11/30
15560 UBS AG Tencent Holdings European Warrants Mar 2012 B 0.150 176 per 100 units 2012/03/19 200,000,000 2011/11/30
15600 BOCI Asia Ltd. HSBC European Warrants May 2012 0.230 68.680 2012/05/02 100,000,000 2011/12/01

Strike level/
15601 BNP Paribas Arbit Issu B.V. CHALCO European Wts Jul 2012 0.600 3.88 per unit 2012/07/04 57,000,000 2011/12/01
15602 BNP Paribas Arbit Issu B.V. Bank of EA Euro Wts Oct 2012 0.300 27.880 2012/10/03 59,000,000 2011/12/01
15607 BNP Paribas Arbit Issu B.V. China Tel Euro Wts Jul 2012 0.360 5.50 per unit 2012/07/04 100,000,000 2011/12/01
15605 BNP Paribas Arbit Issu B.V. Sinopec Corp Euro Wts Jul 2012 0.510 9.99 per unit 2012/07/04 100,000,000 2011/12/01
15606 BNP Paribas Arbit Issu B.V. Gome European Wts Oct 2012 0.350 2.38 per unit 2012/10/03 100,000,000 2011/12/01
15604 BNP Paribas Arbit Issu B.V. Sh Ind H European Wts Jul 2013 0.330 23.200 2013/07/03 31,000,000 2011/12/01
15603 BNP Paribas Arbit Issu B.V. Wharf European Wts Jul 2012 A 0.300 43.380 2012/07/04 97,000,000 2011/12/01
15599 HK Bank BOCL European Warrants May 2012 A 0.150 2.88 per unit 2012/05/14 120,000,000 2011/12/01
15596 HK Bank ICBC European Warrants Jun 2012 0.250 4.60 per unit 2012/06/20 120,000,000 2011/12/01
15610 UBS AG China Life European Warrants Jul 2012 B 0.250 21.880 2012/07/16 300,000,000 2011/12/01
15608 UBS AG China Mobile European Warrants Jun 2012 B 0.510 76.880 2012/06/11 200,000,000 2011/12/01
15609 UBS AG HSBC European Warrants Jun 2012 B 0.250 70.880 2012/06/11 300,000,000 2011/12/01
15629 BOCI Asia Ltd. HSI European Warrants Oct 2012 0.250 18,800 per 10,000 units 2012/10/30 100,000,000 2011/12/02
15630 BOCI Asia Ltd. HSI European Put Warrants Jul 2012 0.250 17,600 per 10,000 units 2012/07/30 100,000,000 2011/12/02
15625 BNP Paribas Arbit Issu B.V. HSBC European Wts Sep 2012 0.370 65.000 2012/09/04 200,000,000 2011/12/02
15627 BNP Paribas Arbit Issu B.V. SJM Holdings Euro Wts Oct 2012 0.260 13.800 2012/10/03 100,000,000 2011/12/02
15626 BNP Paribas Arbit Issu B.V. Tencent Holdings Eu Wt Sep 2012 0.250 165 per 100 units 2012/09/04 100,000,000 2011/12/02
15628 BNP Paribas Arbit Issu B.V. Yurun Food Euro Wts Jul 2012 A 0.260 11.800 2012/07/04 100,000,000 2011/12/02
15624 J P Morgan SP BV AIA European Warrants Jun 2012 0.250 23.880 2012/06/28 200,000,000 2011/12/02
15623 J P Morgan SP BV China Unicom European Warrants Aug 2012 0.250 16.880 2012/08/30 200,000,000 2011/12/02
15622 J P Morgan SP BV HKEx European Warrants Sep 2012 0.188 110 per 100 units 2012/09/24 200,000,000 2011/12/02
15632 J P Morgan SP BV JX Copper European Warrants Jun 2012 A 0.250 19.880 2012/06/28 200,000,000 2011/12/02
15634 SGA Societe Generale Acceptance N.V. CHALCO Eu Wt Jun 2012 0.350 4.60 per unit 2012/06/04 30,000,000 2011/12/02
15635 SGA Societe Generale Acceptance N.V. BOCom Eur Wt Jun 2012 0.430 5.90 per unit 2012/06/04 50,000,000 2011/12/02
15611 SGA Societe Generale Acceptance N.V. BYD Eu Wt Jun 2012 0.270 23.500 2012/06/04 100,000,000 2011/12/02
15613 SGA Societe Generale Acceptance N.V Chi COSCO Eu Wt Jun 2012 0.350 4.30 per unit 2012/06/04 50,000,000 2011/12/02
15612 SGA Societe Generale Acceptance N.V. CCoal Eur Wt Aug 2012 0.180 8.980 2012/08/08 200,000,000 2011/12/02
15631 SGA Societe Generale Acceptance N.V. CITBK Eu Wt Jun 2012 0.400 4.60 per unit 2012/06/04 50,000,000 2011/12/02
15614 SGA Societe Generale Acceptance N.V Ch Overseas Eu Wt Jun12A 0.160 14.500 2012/06/25 100,000,000 2011/12/02
15615 SGA Societe Generale Acceptance N.V. CRail Eu Wt Jun 2012 0.320 3 per unit 2012/06/04 50,000,000 2011/12/02
15616 SGA Societe Generale Acceptance N.V. Shenhua Eu Wt Jul 2012 0.360 37.000 2012/07/04 50,000,000 2011/12/02
15617 SGA Societe Generale Acceptance N.V. Esprit Eu Wt Sep 2012 0.210 11.880 2012/09/05 100,000,000 2011/12/02
15618 SGA Societe Generale Acceptance N.V. Foxconn Eu Wt Jun2012 0.530 6.20 per unit 2012/06/04 50,000,000 2011/12/02
15619 SGA Societe Generale Acceptance NV HuanengPower Eu Wt Jun 12 0.360 4.50 per unit 2012/06/04 50,000,000 2011/12/02
15633 SGA Societe Generale Acceptance N.V. Li & Fung Eu Wt Jun12 0.170 16.500 2012/06/20 150,000,000 2011/12/02
15620 SGA Societe Generale Acceptance NV New World Dev Eu Wt Jul12 0.570 7.60 per unit 2012/07/04 50,000,000 2011/12/02
15621 SGA Societe Generale Acceptance NV Zijin Mining Eu Wt Jun12A 0.340 4.20 per unit 2012/06/04 50,000,000 2011/12/02
15636 Macquarie Bank Ltd. BankComm European Warrants Jun 2012 0.250 6.58 per unit 2012/06/04 150,000,000 2011/12/05
15637 Macquarie Bank Ltd. Chow Sang Sang European Wts Jul 2012 0.371 25.880 2012/07/04 150,000,000 2011/12/05
15638 Macquarie Bank Ltd. Tingyi European Warrants Jul 2012 0.293 26.880 2012/07/04 150,000,000 2011/12/05
15672 Credit Suisse AG BOCL European Warrants May 2012 0.150 2.89 per unit 2012/05/14 300,000,000 2011/12/06

Strike level/
15675 Credit Suisse AG CC Bank European Warrants Apr 2012 0.150 6.29 per unit 2012/04/30 300,000,000 2011/12/06
15674 Credit Suisse AG China Mobile European Warrants Mar 2012 A 0.200 81.900 2012/03/30 300,000,000 2011/12/06
15665 Credit Suisse AG China Shenhua European Warrants Jun 2012 0.250 40.880 2012/06/11 150,000,000 2011/12/06
15678 Credit Suisse AG HSBC European Wts Apr 2012 0.150 68.000 2012/04/02 300,000,000 2011/12/06
15669 Credit Suisse AG HSI European Warrants Mar 2012 J 0.150 17,400 per 14,000 units 2012/03/29 500,000,000 2011/12/06
15670 Credit Suisse AG HSI European Warrants Apr 2012 C 0.150 18,750 per 8,000 units 2012/04/27 500,000,000 2011/12/06
15667 Credit Suisse AG HSI European Put Warrants Apr 2012 A 0.150 17,200 per 8,000 units 2012/04/27 500,000,000 2011/12/06
15668 Credit Suisse AG HSI European Put Warrants Apr 2012 B 0.150 18,000 per 10,000 units 2012/04/27 500,000,000 2011/12/06
15679 Credit Suisse AG Hutchison European Warrants May 2012 0.250 78.900 2012/05/28 300,000,000 2011/12/06
15673 Credit Suisse AG ICBC European Warrants May 2012 0.200 5.29 per unit 2012/05/14 300,000,000 2011/12/06
15666 Credit Suisse AG Jiangxi Copper European Wts Jun 2012 0.250 20.680 2012/06/18 150,000,000 2011/12/06
15677 Credit Suisse AG KECL European Warrants Aug 2012 0.150 10.900 2012/08/27 150,000,000 2011/12/06
15664 Credit Suisse AG Ping An European Warrants Jun 2012 A 0.250 68.880 2012/06/11 300,000,000 2011/12/06
15676 Credit Suisse AG Tencent Holdings European Wts Apr 2012 A 0.150 152.90 per 100 units 2012/04/16 300,000,000 2011/12/06
15639 HK Bank HKEx European Put Warrants Dec 2012 0.150 105 per 100 units 2012/12/24 120,000,000 2011/12/06
15655 J P Morgan SP BV China Tel European Warrants Jun 2012 0.355 5.28 per unit 2012/06/28 100,000,000 2011/12/06
15658 J P Morgan Int’l Der. Ltd. CC Bank European Wts Jul 2012 0.400 5.50 per unit 2012/07/30 200,000,000 2011/12/06
15659 J P Morgan SP BV CITIC Bank European Warrants Sep 2012 0.340 4.88 per unit 2012/09/03 150,000,000 2011/12/06
15657 J P Morgan SP BV China Life European Warrants Jun 2012 0.250 19.380 2012/06/28 200,000,000 2011/12/06
15654 J P Morgan SP BV CNOOC European Warrants Sep 2012 0.150 15.600 2012/09/17 200,000,000 2011/12/06
15656 J P Morgan SP BV China Shenhua European Warrants Jul 2012 0.250 39.880 2012/07/03 200,000,000 2011/12/06
15652 J P Morgan SP BV HK Gas European Warrants Mar 2013 0.250 18.880 2013/03/28 200,000,000 2011/12/06
15653 J P Morgan SP BV Huaneng Power European Warrants Sep 2012 0.250 4.88 per unit 2012/09/28 58,000,000 2011/12/06
15663 J P Morgan SP BV Prada European Warrants Sep 2012 0.493 42.880 2012/09/03 100,000,000 2011/12/06
15650 Macquarie Bank Ltd. Bank of EA European Warrants Dec 2012 0.252 32.000 2012/12/04 200,000,000 2011/12/06
15651 Macquarie Bank Ltd. China EB Ltd Euro Warrants Nov 2012 0.253 12.880 2012/11/02 200,000,000 2011/12/06
15661 Macquarie Bank Ltd. KECL European Warrants Jan 2013 0.250 11.000 2013/01/04 180,000,000 2011/12/06
15660 Macquarie Bank Ltd. Tencent European Put Wts Dec 2012 0.250 130 per 100 units 2012/12/04 250,000,000 2011/12/06
15646 CC Rabobank B.A. Cheung Kong European Warrants Jun 2012 0.650 90.000 2012/06/18 100,000,000 2011/12/06
15645 CC Rabobank B.A. China Shenhua European Warrants Jul 2012A 0.250 38.000 2012/07/16 150,000,000 2011/12/06
15644 CC Rabobank B.A. CSR European Warrants Jul 2012 0.700 5.10 per unit 2012/07/30 100,000,000 2011/12/06
15640 CC Rabobank B.A. Datang European Warrants Jul 2012 0.250 2.90 per unit 2012/07/30 100,000,000 2011/12/06
15642 CC Rabobank B.A. Lonking European Warrants Jul 2012 0.250 2.70 per unit 2012/07/30 100,000,000 2011/12/06
15643 CC Rabobank B.A. Sany Int’l European Warrants Jul 2012 0.800 7.50 per unit 2012/07/30 100,000,000 2011/12/06
15648 CC Rabobank B.A. Tencent Holdings European Wts Jul 2012 A 0.250 145 per 100 units 2012/07/16 150,000,000 2011/12/06
15649 CC Rabobank B.A. Tencent Holdings European Put Wt Jul 2012 0.250 145 per 100 units 2012/07/16 150,000,000 2011/12/06
15641 CC Rabobank B.A. Xinyi Glass European Warrants Jul 2012 0.550 4.60 per unit 2012/07/30 80,000,000 2011/12/06
15647 CC Rabobank B.A. Zoomlion European Warrants Dec 2012 0.250 8.000 2012/12/17 100,000,000 2011/12/06

Strike level/
15683 J P Morgan SP BV HSBC European Warrants Dec 2015 0.150 52.88 per 100 units 2015/12/30 388,000,000 2011/12/07
15681 J P Morgan SP BV HSBC European Warrants Jun 2012 A 0.310 63.880 2012/06/28 200,000,000 2011/12/07
15682 J P Morgan SP BV HSBC European Warrants Jun 2012 B 0.250 70.000 2012/06/28 200,000,000 2011/12/07
15684 Macquarie Bank Ltd. BBMG European Warrants Oct 2013 0.250 6.200 2013/10/03 150,000,000 2011/12/07
15680 Macquarie Bank Ltd. CPIC European Warrants May 2012 0.200 26.380 2012/05/23 200,000,000 2011/12/07
15711 BNP Paribas Arbit Issu B.V. A50 China Euro Wts Nov 2014 0.250 11.600 2014/11/04 200,000,000 2011/12/08
15694 Bank of East Asia Ch Comm Cons European Warrants Dec 2013 0.250 4.500 2013/12/30 350,000,000 2011/12/08
15685 HK Bank HSI European Warrants May 2012 B 0.150 17,800 per 12,000 units 2012/05/30 250,000,000 2011/12/08
15686 HK Bank HSI European Warrants May 2012 C 0.150 19,000 per 9,000 units 2012/05/30 250,000,000 2011/12/08
15690 Macquarie Bank Ltd. Agricultural Bk Euro Put Wt Jul 2012 0.361 2.68 per unit 2012/07/04 180,000,000 2011/12/08
15691 Macquarie Bank Ltd. China Unicom European Put Wts Sep 2012 0.258 15.500 2012/09/04 250,000,000 2011/12/08
15709 Macquarie Bank Ltd. China COSCO European Warrants Jul 2012 0.342 5 per unit 2012/07/04 200,000,000 2011/12/08
15708 Macquarie Bank Ltd. China Coal European Warrants Feb 2013 0.153 10.190 2013/02/04 200,000,000 2011/12/08
15687 Macquarie Bank Ltd. CNOOC European Put Warrants Jul 2012 0.253 14.500 2012/07/04 200,000,000 2011/12/08
15689 Macquarie Bank Ltd. Sinopec Corp Euro Put Wts Jul 2012 0.462 6.28 per unit 2012/07/04 180,000,000 2011/12/08
15710 Macquarie Bank Ltd. HSBC European Put Warrants Jul 2012 0.421 50.000 2012/07/04 200,000,000 2011/12/08
15688 Macquarie Bank Ltd. PetroChina European Put Wts Jul 2012 0.560 8 per unit 2012/07/04 100,000,000 2011/12/08
15703 CC Rabobank B.A. AIA European Warrants Jul 2012 0.250 26.000 2012/07/16 150,000,000 2011/12/08
15700 CC Rabobank B.A. Ch LongYuan European Warrants Jul 2012 0.750 6.80 per unit 2012/07/30 100,000,000 2011/12/08
15701 CC Rabobank B.A. Ch Mobile European Warrants Jun 2012 0.250 85.500 2012/06/18 150,000,000 2011/12/08
15702 CC Rabobank B.A. Ch Mobile European Warrants Jul 2012 0.500 78.000 2012/07/16 150,000,000 2011/12/08
15704 CC Rabobank B.A. China COSCO European Warrants Jul 2012 0.500 4.20 per unit 2012/07/30 100,000,000 2011/12/08
15698 CC Rabobank B.A. CNOOC European Warrants Nov 2012 0.250 15.000 2012/11/19 100,000,000 2011/12/08
15699 CC Rabobank B.A. CNOOC European Warrants Feb 2013 0.250 16.500 2013/02/18 100,000,000 2011/12/08
15697 CC Rabobank B.A. PetroChina European Warrants Jun 2012 0.700 11 per unit 2012/06/18 100,000,000 2011/12/08
15695 CC Rabobank B.A. Skyworth Digital European Wts Jul 2012 0.380 3.80 per unit 2012/07/30 120,000,000 2011/12/08
15696 CC Rabobank B.A. ZTE European Warrants Jul 2012 0.250 25.800 2012/07/30 100,000,000 2011/12/08
15693 Standard Chartered Bank China Mobile Euro Wts May 2012 0.340 83.850 2012/05/28 100,000,000 2011/12/08
15692 Standard Chartered Bank HKEx European Warrants Jul 2012 0.178 121.90 per 100 units 2012/07/09 100,000,000 2011/12/08
15705 SGA Societe Generale Acceptance N.V. HSI Eur Wt May 2012 0.170 19,000 per 9,000 units 2012/05/30 300,000,000 2011/12/08
15706 SGA Societe Generale Acceptance N.V. HSI Eur Wt Apr 2012 F 0.150 19,600 per 8,000 units 2012/04/27 300,000,000 2011/12/08
15707 SGA Societe Generale Acceptance N.V. HSI Eur Wt May 2012 A 0.150 20,000 per 7,800 units 2012/05/30 300,000,000 2011/12/08
15714 Macquarie Bank Ltd. Anhui Conch European Warrants Jul 2012 0.459 30.000 2012/07/04 200,000,000 2011/12/09
15715 Macquarie Bank Ltd. Ch Merchants European Wts Dec 2012 0.318 28.000 2012/12/04 200,000,000 2011/12/09
15713 Macquarie Bank Ltd. Sinopec Corp European Wts Dec 2013 0.250 7.280 2013/12/11 200,000,000 2011/12/09
15712 UBS AG China Overseas European Warrants May 2012 0.170 16.900 2012/05/08 100,000,000 2011/12/09
15734 BNP Paribas Arbit Issu B.V. Anta Sports Euro Wts Jan 2013 0.250 9.500 2013/01/03 100,000,000 2011/12/12
15731 BNP Paribas Arbit Issu B.V. Ch Mobile Euro Wts Jul 2015 0.150 70.90 per 100 units 2015/07/03 100,000,000 2011/12/12
15730 BNP Paribas Arbit Issu B.V. Sinopec Corp Euro Wts Jan 2016 0.250 8.500 2016/01/05 100,000,000 2011/12/12
15729 BNP Paribas Arbit Issu B.V. Esprit European Wts Jul 2012 0.250 12.300 2012/07/04 100,000,000 2011/12/12
15736 BNP Paribas Arbit Issu B.V. First Pacific Euro Wt Jan 2013 0.250 9.400 2013/01/03 100,000,000 2011/12/12
15735 BNP Paribas Arbit Issu B.V. R&F Ppt European Wts Jul 2015 0.250 7.000 2015/07/03 100,000,000 2011/12/12

Strike level/
15728 BNP Paribas Arbit Issu B.V. Melco Int’l Dev Eu Wt Jul 2013 0.250 6.700 2013/07/03 100,000,000 2011/12/12
15732 BNP Paribas Arbit Issu B.V. Weigao Group Euro Wts Jan 2013 0.250 6.400 2013/01/03 100,000,000 2011/12/12
15733 BNP Paribas Arbit Issu B.V. Zoomlion European Wts Jan 2013 0.250 9.800 2013/01/03 100,000,000 2011/12/12
15727 Macquarie Bank Ltd. CC Bank European Warrants Jul 2012 0.253 6.88 per unit 2012/07/04 180,000,000 2011/12/12
15750 Nomura Int’l plc Alibaba European Warrants May 2013 0.250 8.880 2013/05/31 100,000,000 2011/12/12
15741 Nomura Int’l plc China Mer Hold European Warrants Jun 2012 0.250 26.880 2012/06/18 100,000,000 2011/12/12
15745 Nomura Int’l plc Ch Overseas European Warrants Jun 2012 0.250 15.880 2012/06/29 100,000,000 2011/12/12
15743 Nomura Int’l plc Ch Com Service European Warrants Jun 2012 0.254 4.48 per unit 2012/06/18 50,000,000 2011/12/12
15744 Nomura Int’l plc C Transmission European Warrants Jun 2012 0.270 5.55 per unit 2012/06/25 100,000,000 2011/12/12
15737 Nomura Int’l plc HK Gas European Warrants Jan 2013 0.250 18.500 2013/01/31 100,000,000 2011/12/12
15739 Nomura Int’l plc Henderson Land Dev Euro Warrants Jun 2012 0.250 48.000 2012/06/29 100,000,000 2011/12/12
15746 Nomura Int’l plc L’Occitane European Warrants Jun 2012 0.250 16.880 2012/06/18 100,000,000 2011/12/12
15751 Nomura Int’l plc China Mengniu European Warrants Sep 2012 0.258 28.880 2012/09/27 50,000,000 2011/12/12
15748 Nomura Int’l plc Sinopharm European Warrants Sep 2012 0.255 21.880 2012/09/27 50,000,000 2011/12/12
15740 Nomura Int’l plc Sino Land European Warrants Jun 2013 0.250 10.280 2013/06/28 100,000,000 2011/12/12
15742 Nomura Int’l plc Tingyi European Warrants Jun 2012 0.250 29.880 2012/06/25 100,000,000 2011/12/12
15747 Nomura Int’l plc Yurun Food European Warrants Jun 2012 0.200 12.880 2012/06/26 100,000,000 2011/12/12
15749 Nomura Int’l plc Zoomlion European Warrants Oct 2012 0.250 9.990 2012/10/24 50,000,000 2011/12/12
15723 CC Rabobank B.A. BOC HK European Warrants Jun 2012 A 0.170 18.900 2012/06/21 200,000,000 2011/12/12
15724 CC Rabobank B.A. BOC HK European Warrants Aug 2012 0.600 23 per unit 2012/08/20 200,000,000 2011/12/12
15720 CC Rabobank B.A. China Coal European Warrants Aug 2012 0.600 12 per unit 2012/08/20 200,000,000 2011/12/12
15721 CC Rabobank B.A. China Coal European Warrants Jan 2013 0.150 10.180 2013/01/28 200,000,000 2011/12/12
15725 CC Rabobank B.A. CPIC European Warrants Jul 2012 0.250 26.000 2012/07/16 150,000,000 2011/12/12
15726 CC Rabobank B.A. CPIC European Warrants Oct 2012 0.250 31.000 2012/10/22 150,000,000 2011/12/12
15717 CC Rabobank B.A. Esprit European Warrants Sep 2012 0.250 12.000 2012/09/17 100,000,000 2011/12/12
15718 CC Rabobank B.A. Luk Fook Hold European Warrants Jul 2012 0.550 35.000 2012/07/16 100,000,000 2011/12/12
15722 CC Rabobank B.A. Ping An European Warrants Dec 2012 0.150 53.04 per 100 units 2012/12/11 100,000,000 2011/12/12
15719 CC Rabobank B.A. Zoomlion European Warrants Nov 2012 0.250 10.000 2012/11/19 80,000,000 2011/12/12
15772 HK Bank Cheung Kong European Warrants Jun 2012 0.250 112.800 2012/06/28 80,000,000 2011/12/13
15775 HK Bank China Shenhua European Warrants Jun 2012 A 0.350 36.080 2012/06/29 100,000,000 2011/12/13
15774 HK Bank HKEx European Warrants May 2014 0.250 170 per 100 units 2014/05/29 150,000,000 2011/12/13
15776 HK Bank ICBC European Warrants Jul 2012 0.250 5.18 per unit 2012/07/13 100,000,000 2011/12/13
15773 HK Bank KECL European Warrants Nov 2013 0.250 12.000 2013/11/22 100,000,000 2011/12/13
15753 Macquarie Bank Ltd. Agile Ppt European Warrants Oct 2012 0.155 6.890 2012/10/26 150,000,000 2011/12/13
15777 Macquarie Bank Ltd. Ch Southern Air European Wts Jul 2012 0.431 5.58 per unit 2012/07/04 120,000,000 2011/12/13
15771 Macquarie Bank Ltd. Datang European Warrants Jul 2012 0.270 3 per unit 2012/07/04 120,000,000 2011/12/13
15778 Macquarie Bank Ltd. Lenovo European Warrants Jul 2012 0.386 7.50 per unit 2012/07/04 120,000,000 2011/12/13
15779 Macquarie Bank Ltd. Lonking European Warrants Jun 2012 0.293 3.68 per unit 2012/06/13 120,000,000 2011/12/13
15759 Merrill Lynch Int’l & Co. C.V. AIA Euro Wts Apr 2012 A 0.152 26.390 2012/04/17 80,000,000 2011/12/13
15757 Merrill Lynch Int’l & Co. C.V. CC Bank Euro Wts Apr 2012 0.355 6.01 per unit 2012/04/17 40,000,000 2011/12/13
15758 Merrill Lynch Int’l & Co. C.V. CC Bank Euro Wts Apr 2012 A 0.217 6.51 per unit 2012/04/23 50,000,000 2011/12/13
15760 Merrill Lynch Int’l & Co. C.V. China Life Eu Wt May 2012 0.151 24.090 2012/05/28 80,000,000 2011/12/13
15764 CC Rabobank B.A. China Tel European Warrants Jul 2012 0.500 4.80 per unit 2012/07/16 100,000,000 2011/12/13

Strike level/
15765 CC Rabobank B.A. China Tel European Warrants Aug 2012 0.250 5.80 per unit 2012/08/20 100,000,000 2011/12/13
15761 CC Rabobank B.A. Sinopec Corp European Warrants Aug 2012 0.700 8.75 per unit 2012/08/20 100,000,000 2011/12/13
15770 CC Rabobank B.A. GCL-Poly Energy European Wts Jul 2012 0.350 2.60 per unit 2012/07/16 120,000,000 2011/12/13
15762 CC Rabobank B.A. Gome European Warrants Jul 2012 0.250 2.50 per unit 2012/07/16 100,000,000 2011/12/13
15769 CC Rabobank B.A. Ping An European Warrants Aug 2012 0.750 63.800 2012/08/30 100,000,000 2011/12/13
15768 CC Rabobank B.A. Ch Rongsheng European Warrants Jul 2012 0.350 2.80 per unit 2012/07/16 100,000,000 2011/12/13
15763 CC Rabobank B.A. Tencent Holdings European Wts Nov 2012 0.250 180 per 100 units 2012/11/19 200,000,000 2011/12/13
15766 CC Rabobank B.A. Yurun Food European Warrants Jul 2012 0.250 11.000 2012/07/16 100,000,000 2011/12/13
15767 CC Rabobank B.A. Yurun Food European Warrants Oct 2012 0.250 13.000 2012/10/22 100,000,000 2011/12/13
15755 SGA Societe Generale Acceptance N.V. CNOOC Eu Wt Nov 2012 0.170 17.280 2012/11/28 300,000,000 2011/12/13
15756 SGA Societe Generale Acceptance N.V. CP&CC Eu Wt Jul 2013 0.190 7.010 2013/07/15 500,000,000 2011/12/13
15754 SGA Societe Generale Acceptance N.V. HSI Eu Put Wt May 2012 0.220 20,000 per 9,800 units 2012/05/30 300,000,000 2011/12/13
15780 UBS AG CC Bank European Warrants Apr 2012 C 0.330 6 per unit 2012/04/05 200,000,000 2011/12/13
15781 UBS AG HSI European Warrants May 2012 B 0.150 19,000 per 9,000 units 2012/05/30 300,000,000 2011/12/13
15782 UBS AG HSI European Warrants May 2012 C 0.150 19,900 per 7,800 units 2012/05/30 300,000,000 2011/12/13
15790 HK Bank China Tel European Warrants Jun 2012 0.250 5.68 per unit 2012/06/27 80,000,000 2011/12/14
15792 HK Bank CM Bank European Warrants Feb 2013 0.250 18.880 2013/02/22 100,000,000 2011/12/14
15789 HK Bank Geely Auto European Warrants May 2013 0.250 3 per unit 2013/05/23 80,000,000 2011/12/14
15788 HK Bank SHK Ppt European Warrants Jun 2012 0.340 108.000 2012/06/22 100,000,000 2011/12/14
15791 HK Bank Yanzhou Coal European Warrants Nov 2012 0.250 22.380 2012/11/13 100,000,000 2011/12/14
15802 J P Morgan SP BV BankComm European Warrants Jul 2012 0.320 6.38 per unit 2012/07/30 80,000,000 2011/12/14
15803 J P Morgan SP BV China Life European Put Warrants Jul 2012 0.250 19.280 2012/07/30 200,000,000 2011/12/14
15799 J P Morgan SP BV Minsheng Bank European Warrants Jul 2012 0.315 7.50 per unit 2012/07/30 80,000,000 2011/12/14
15801 J P Morgan SP BV CPIC European Warrants Jul 2012 0.250 26.880 2012/07/09 150,000,000 2011/12/14
15800 J P Morgan SP BV PICC European Warrants Sep 2012 0.250 12.000 2012/09/27 200,000,000 2011/12/14
15785 CC Rabobank B.A. Anhui Conch European Warrants Jun 2012 0.430 30.050 2012/06/18 100,000,000 2011/12/14
15786 CC Rabobank B.A. Brilliance Chi European Warrants Oct 2012 0.250 9.500 2012/10/22 100,000,000 2011/12/14
15784 CC Rabobank B.A. Li & Fung European Warrants Aug 2012 0.260 17.500 2012/08/20 150,000,000 2011/12/14
15783 CC Rabobank B.A. MTRC European Warrants Jul 2012 0.230 26.330 2012/07/25 100,000,000 2011/12/14
15787 CC Rabobank B.A. Sands China European Warrants Jun 2012 0.380 25.800 2012/06/25 100,000,000 2011/12/14
15793 Standard Chartered Bank CC Bank European Wts Jul 2012 0.250 6.48 per unit 2012/07/05 100,000,000 2011/12/14
15796 SGA Societe Generale Acceptance N.V. CLife Eu Wt May 2012 0.270 20.800 2012/05/28 300,000,000 2011/12/14
15797 SGA Societe Generale Acceptance N.V. CLife Eu Wt Jun 2012A 0.190 23.280 2012/06/18 300,000,000 2011/12/14
15794 SGA Societe Generale Acceptance N.V. HSBC Eu Wt Apr 2012 A 0.270 68.700 2012/04/25 300,000,000 2011/12/14
15795 SGA Societe Generale Acceptance N.V. HSBC Eu Wt May 2012 A 0.190 75.000 2012/05/30 300,000,000 2011/12/14
15798 SGA Societe Generale Acceptance N.V. HSI Eur Wt Apr 2012 G 0.220 18,400 per 8,000 units 2012/04/27 300,000,000 2011/12/14
15805 UBS AG HSCEI European Warrants Jun 2012 A 0.150 11,200 per 5,600 units 2012/06/28 100,000,000 2011/12/14
15806 UBS AG HSI European Warrants Mar 2012 F 0.150 19,300 per 9,000 units 2012/03/29 300,000,000 2011/12/14
15804 UBS AG ICBC European Warrants Apr 2012 A 0.230 5.69 per unit 2012/04/26 200,000,000 2011/12/14
15809 BOCI Asia Ltd. BOCL European Warrants Aug 2012 0.250 3.08 per unit 2012/08/06 100,000,000 2011/12/15
15810 BOCI Asia Ltd. HSBC European Put Warrants May 2012 0.350 54.000 2012/05/14 100,000,000 2011/12/15

Strike level/
15808 BOCI Asia Ltd. Li & Fung European Warrants Jul 2012 0.250 18.180 2012/07/04 100,000,000 2011/12/15
15807 BOCI Asia Ltd. Tencent Holdings European Warrants Aug 2012 0.190 168 per 100 units 2012/08/03 200,000,000 2011/12/15
15811 Goldman Sachs SP (Asia) China Life Euro Wts Jun 2012 0.250 22.880 2012/06/25 200,000,000 2011/12/15
15812 HK Bank Angang Steel European Warrants Sep 2012 0.370 6.68 per unit 2012/09/11 68,000,000 2011/12/15
15815 HK Bank Minsheng Bank European Warrants Aug 2012 0.430 7.50 per unit 2012/08/15 80,000,000 2011/12/15
15813 HK Bank Shimao Ppt European Warrants Sep 2012 0.290 8.50 per unit 2012/09/21 68,000,000 2011/12/15
15814 HK Bank Zhaojin Mining European Warrants Nov 2012 0.250 16.880 2012/11/19 80,000,000 2011/12/15
15821 Macquarie Bank Ltd. Ch Oilfield European Warrants Dec 2012 0.250 16.000 2012/12/17 150,000,000 2011/12/15
15825 Macquarie Bank Ltd. Geely Auto European Warrants Jul 2012 0.252 2.28 per unit 2012/07/04 150,000,000 2011/12/15
15826 Macquarie Bank Ltd. Li Ning European Warrants Jun 2013 0.152 7.880 2013/06/26 150,000,000 2011/12/15
15824 Standard Chartered Bank HSBC European Warrants Jul 2012 0.250 72.880 2012/07/04 150,000,000 2011/12/15
15823 Standard Chartered Bank HSI European Warrants Jun 2012 0.250 20,400 per 6,000 units 2012/06/28 200,000,000 2011/12/15
15816 SGA Societe Generale Acceptance N.V. BOCL Eu Wt Jun 2012 0.180 3.18 per unit 2012/06/27 200,000,000 2011/12/15
15818 SGA Societe Generale Acceptance N.V. CCB Eur Wt Jun 2012 A 0.300 6.88 per unit 2012/06/27 200,000,000 2011/12/15
15817 SGA Societe Generale Acceptance N.V. CK(H) Eu Wt Dec 2013 0.150 108 per 100 units 2013/12/30 300,000,000 2011/12/15
15819 SGA Societe Generale Acceptance N.V. CPIC Euro Wts Jun 2012 0.190 28.000 2012/06/04 100,000,000 2011/12/15
15820 SGA Societe Generale Acceptance N.V. ICBC Eu Wt Jun 2012 0.280 5.88 per unit 2012/06/27 200,000,000 2011/12/15
15822 SGA Societe Generale Acceptance N.V. Li & Fung Eu Wt Jul12 0.250 19.880 2012/07/23 150,000,000 2011/12/15
15830 UBS AG AIA European Warrants Jul 2012 0.180 26.050 2012/07/09 200,000,000 2011/12/15
15829 UBS AG Sinopec Corp European Warrants Jun 2012 A 0.470 9.48 per unit 2012/06/29 100,000,000 2011/12/15
15827 UBS AG HSBC European Warrants May 2012 A 0.360 67.930 2012/05/07 300,000,000 2011/12/15
15828 UBS AG Hutchison European Warrants May 2012 0.270 79.930 2012/05/28 200,000,000 2011/12/15
#
14005 Merrill Lynch Int’l & Co. C.V. China Life Eu Wt Mar 2012 0.079 22.690 2012/03/05 130,000,000 2011/12/15
15831 Goldman Sachs SP (Asia) A50 China Euro Put Wts Jun 2012 0.910 10.50 per unit 2012/06/18 50,000,000 2011/12/16
15849 Goldman Sachs SP (Asia) HSI European Warrants Mar 2012 0.150 19,000 per 8,000 units 2012/03/29 200,000,000 2011/12/16
15838 HK Bank BOC HK European Warrants Jun 2012 0.150 20.000 2012/06/22 68,000,000 2011/12/16
15839 HK Bank Ch Ship Cont European Warrants Sep 2012 0.250 2 per unit 2012/09/20 68,000,000 2011/12/16
15837 HK Bank Foxconn European Warrants Sep 2012 0.310 6.80 per unit 2012/09/27 68,000,000 2011/12/16
15841 HK Bank HSI European Warrants Dec 2012 B 0.250 21,000 per 8,000 units 2012/12/28 250,000,000 2011/12/16
15842 HK Bank HSI European Put Warrants Jun 2012 A 0.170 17,600 per 8,000 units 2012/06/28 250,000,000 2011/12/16
15840 HK Bank Zijin Mining European Warrants Oct 2012 0.250 4.38 per unit 2012/10/18 80,000,000 2011/12/16
15835 J P Morgan SP BV Evergrande European Warrants Jun 2012 0.250 4.28 per unit 2012/06/28 100,000,000 2011/12/16
15836 J P Morgan SP BV HSI European Warrants Oct 2012 0.150 20,600 per 8,000 units 2012/10/30 200,000,000 2011/12/16
15834 J P Morgan SP BV HSI European Put Warrants Jun 2012 A 0.250 20,400 per 12,000 units 2012/06/28 200,000,000 2011/12/16
15833 J P Morgan SP BV New World Dev European Warrants Jun 2012A 0.300 8 per unit 2012/06/28 80,000,000 2011/12/16
15848 J P Morgan SP BV PetroChina European Warrants Jan 2013 0.150 9.000 2013/01/30 300,000,000 2011/12/16
15832 J P Morgan SP BV Ping An European Warrants Jun 2012 B 0.390 68.880 2012/06/28 100,000,000 2011/12/16
15845 Macquarie Bank Ltd. BJ Ent Water European Wts Sep 2012 0.283 3 per unit 2012/09/04 80,000,000 2011/12/16
15843 Macquarie Bank Ltd. A50 China European Warrants Jan 2013 0.250 9.880 2013/01/03 200,000,000 2011/12/16
15846 Macquarie Bank Ltd. Gome European Warrants Sep 2012 0.277 2.50 per unit 2012/09/03 80,000,000 2011/12/16

Strike level/
15853 Macquarie Bank Ltd. Henganintl European Warrants Jun 2012 0.276 88.880 2012/06/18 150,000,000 2011/12/16
15850 Macquarie Bank Ltd. LOccitane European Warrants Dec 2012 0.250 20.000 2012/12/10 150,000,000 2011/12/16
15852 Macquarie Bank Ltd Skyworth Digital European Wts Jun 2012 0.270 4.18 per unit 2012/06/18 80,000,000 2011/12/16
15851 Macquarie Bank Ltd. ZTE European Warrants Jun 2012 0.251 28.880 2012/06/18 180,000,000 2011/12/16
15844 Standard Chartered Bank HSI European Put Wts Jun 2012 0.250 18,800 per 8,000 units 2012/06/28 200,000,000 2011/12/16
#
24898 Merrill Lynch Int’l & Co. C.V. A50 China Eur Wt Apr 2012 B 0.036 11.610 2012/04/23 280,000,000 2011/12/16
15880 Citigroup Global Mkt H Inc. BankComm Euro Wts Jun 2012 0.280 6.38 per unit 2012/06/25 80,000,000 2011/12/19
15879 Citigroup Global Mkt H Inc. China Shenhua Eu Wt May 2012 0.230 39.288 2012/05/28 80,000,000 2011/12/19
15883 Citigroup Global Mkt H Inc. HSI European Put Wt Mar 2012 C 0.150 18,338 per 7,000 units 2012/03/29 150,000,000 2011/12/19
15884 Citigroup Global Mkt H Inc. Jiangxi Copper Eur Wt Jun 2012 0.250 21.880 2012/06/19 80,000,000 2011/12/19
15882 Citigroup Global Mkt H Inc. Lenovo European Wts Jun 2012 0.300 6.58 per unit 2012/06/25 50,000,000 2011/12/19
15881 Citigroup Global Mkt H Inc. Ping An Euro Wts Jun 2012 0.350 69.980 2012/06/11 80,000,000 2011/12/19
15858 Goldman Sachs SP (Asia) HSI European Warrants Apr 2012 0.150 19,600 per 8,000 units 2012/04/27 200,000,000 2011/12/19
15859 Goldman Sachs SP (Asia) HSI European Put Wts Mar 2012 0.158 19,000 per 10,000 units 2012/03/29 200,000,000 2011/12/19
15857 Goldman Sachs SP (Asia) HSI European Put Wts Apr 2012 0.156 18,200 per 9,000 units 2012/04/27 200,000,000 2011/12/19
15860 Goldman Sachs SP (Asia) HSI European Warrants Mar 2012 A 0.150 18,600 per 9,000 units 2012/03/29 200,000,000 2011/12/19
15861 Goldman Sachs SP (Asia) HSI European Put Wts Mar 2012 B 0.179 18,400 per 7,000 units 2012/03/29 200,000,000 2011/12/19
15855 J P Morgan SP BV BOCL European Warrants Oct 2012 0.250 3.38 per unit 2012/10/03 200,000,000 2011/12/19
15856 J P Morgan SP BV A50 China European Warrants Jul 2012 A 0.408 12.88 per unit 2012/07/03 200,000,000 2011/12/19
15854 J P Morgan SP BV A50 China European Put Warrants Dec 2012 0.250 12.000 2012/12/03 200,000,000 2011/12/19
15878 Macquarie Bank Ltd. Alibaba European Warrants May 2013 0.177 8.880 2013/05/24 150,000,000 2011/12/19
15876 Macquarie Bank Ltd. Anta Sports European Warrants Dec 2012 0.172 9.500 2012/12/27 200,000,000 2011/12/19
15875 Macquarie Bank Ltd. Chi Res Land European Wts Aug 2012 0.250 14.000 2012/08/02 180,000,000 2011/12/19
15874 Macquarie Bank Ltd. Hysan Dev European Warrants Sep 2012 0.250 28.880 2012/09/04 180,000,000 2011/12/19
15877 Macquarie Bank Ltd. NVC Lighting Euro Warrants Mar 2012 0.150 3.80 per unit 2012/03/19 80,000,000 2011/12/19
15871 Nomura Int’l plc AIA European Warrants Sep 2012 0.250 26.500 2012/09/28 100,000,000 2011/12/19
15864 Nomura Int’l plc CITIC P European Warrants Dec 2012 0.250 16.000 2012/12/31 100,000,000 2011/12/19
15866 Nomura Int’l plc JIANC European Warrants Jun 2012 A 0.260 18.180 2012/06/29 100,000,000 2011/12/19
15867 Nomura Int’l plc Li & Fung European Warrants Sep 2012 0.250 17.500 2012/09/28 100,000,000 2011/12/19
15873 Nomura Int’l plc Lonking European Warrants Jun 2012 0.250 3.88 per unit 2012/06/29 100,000,000 2011/12/19
15872 Nomura Int’l plc Nine Dragons European Warrants Jul 2013 0.155 6.510 2013/07/26 100,000,000 2011/12/19
15868 Nomura Int’l plc PetroChina European Warrants Nov 2012 0.195 8.580 2012/11/27 100,000,000 2011/12/19
15865 Nomura Int’l plc Sh Petrochem European Warrants Jul 2012 0.150 3.61 per unit 2012/07/26 100,000,000 2011/12/19
15862 Nomura Int’l plc Wharf European Warrants Jun 2012 0.250 45.000 2012/06/29 100,000,000 2011/12/19
15863 Nomura Int’l plc Yuexiu Property European Wts Jun 2013 0.250 1.88 per unit 2013/06/28 100,000,000 2011/12/19
15908 Barclays Bank plc CNOOC European Warrants Dec 2012 0.161 17.280 2012/12/04 100,000,000 2011/12/20
15910 Barclays Bank plc Sinopec Corp European Wts Aug 2012 0.365 9.30 per unit 2012/08/31 100,000,000 2011/12/20
15907 Barclays Bank plc HSBC European Warrants Jul 2012 0.265 68.000 2012/07/31 100,000,000 2011/12/20
15911 Barclays Bank plc Hutchison European Warrants Jun 2012 0.408 70.880 2012/06/29 80,000,000 2011/12/20
15909 Barclays Bank plc Tencent Holdings European Wts Sep 2012 0.201 165 per 100 units 2012/09/04 100,000,000 2011/12/20
15885 BOCI Asia Ltd. China Tel European Warrants Jul 2012 0.250 5.88 per unit 2012/07/04 100,000,000 2011/12/20

Strike level/
15899 Bank of East Asia Anhui Conch European Warrants Jul 2012 0.250 30.914 2012/07/23 70,000,000 2011/12/20
15898 Bank of East Asia BOCHK European Put Warrants Dec 2012 0.250 16.000 2012/12/24 100,000,000 2011/12/20
15901 Bank of East Asia China Overseas Euro Warrants Apr 2013 0.250 16.688 2013/04/23 90,000,000 2011/12/20
15902 Bank of East Asia China Railway European Warrants Sep 2012 0.250 3.60 per unit 2012/09/24 50,000,000 2011/12/20
15900 Bank of East Asia JIANC European Warrants Oct 2012 0.250 22.358 2012/10/22 80,000,000 2011/12/20
15889 Goldman Sachs SP (Asia) CC Bank European Wts Mar 2012 0.432 5.50 per unit 2012/03/26 100,000,000 2011/12/20
15890 Goldman Sachs SP (Asia) CC Bank European Wts Mar 2012 A 0.268 5.90 per unit 2012/03/26 120,000,000 2011/12/20
15892 Goldman Sachs SP (Asia) HSI European Warrants Mar 2012 C 0.150 18,000 per 12,000 units 2012/03/29 200,000,000 2011/12/20
15894 Goldman Sachs SP (Asia) HSI European Warrants Mar 2012 D 0.219 17,500 per 9,000 units 2012/03/29 200,000,000 2011/12/20
15891 Goldman Sachs SP (Asia) HSI European Put Wts Apr 2012 A 0.150 17,700 per 8,000 units 2012/04/27 200,000,000 2011/12/20
15893 Goldman Sachs SP (Asia) HSI European Put Wts Apr 2012 B 0.150 17,200 per 8,000 units 2012/04/27 200,000,000 2011/12/20
15912 Macquarie Bank Ltd. China Overseas European Wts Oct 2012 0.254 17.500 2012/10/04 150,000,000 2011/12/20
15895 Standard Chartered Bank Hutchison Euro Euro Wts Apr 2012 0.310 74.000 2012/04/23 100,000,000 2011/12/20
15896 Standard Chartered Bank SHK P European Warrants Jun 2012 0.250 120.000 2012/06/25 100,000,000 2011/12/20
15886 SGA Societe Generale Acceptance N.V Anhui Conch Eu Wt Jun 12 0.290 28.880 2012/06/20 80,000,000 2011/12/20
15897 SGA Societe Generale Acceptance N.V. AGBK Eu Wt Jun 2012 0.265 3.68 per unit 2012/06/20 200,000,000 2011/12/20
15887 SGA Societe Generale Acceptance N.V. Ping An Eu Wt Jun 2012 0.470 66.500 2012/06/20 100,000,000 2011/12/20
15888 SGA Societe Generale Acceptance N.V. Tencent Eu Wt Apr 2012 0.180 146 per 100 units 2012/04/23 400,000,000 2011/12/20
15903 UBS AG China Mobile European Warrants Apr 2012 D 0.250 80.000 2012/04/23 200,000,000 2011/12/20
15905 UBS AG CNOOC European Warrants Jun 2012 B 0.250 13.380 2012/06/25 200,000,000 2011/12/20
15906 UBS AG CNOOC European Warrants Jul 2012 0.160 15.520 2012/07/23 200,000,000 2011/12/20
15904 UBS AG Sinopec Corp European Warrants Dec 2013 0.200 7.290 2013/12/04 300,000,000 2011/12/20
#
15230 Daiwa Capital Mkt China Life European Warrants Apr 2012 0.092 22.480 2012/04/10 140,000,000 2011/12/20
15929 BOCI Asia Ltd. CC Bank European Put Warrants May 2012 0.170 4.28 per unit 2012/05/03 100,000,000 2011/12/21
15930 BOCI Asia Ltd. CNOOC European Put Warrants Jun 2012 0.150 12.800 2012/06/25 100,000,000 2011/12/21
15924 Goldman Sachs SP (Asia) China Mobile Euro Wts Apr 2012 0.251 80.000 2012/04/16 200,000,000 2011/12/21
15928 Goldman Sachs SP (Asia) CC Bank European Wts Jun 2012 0.252 6.38 per unit 2012/06/08 120,000,000 2011/12/21
15927 Goldman Sachs SP (Asia) China Life Euro Wts Mar 2012 0.198 20.000 2012/03/28 300,000,000 2011/12/21
15926 Goldman Sachs SP (Asia) China Life Euro Wts May 2012 0.184 20.900 2012/05/14 168,000,000 2011/12/21
15925 Goldman Sachs SP (Asia) China Mobile Euro Wts Apr 2012 A 0.513 74.000 2012/04/17 200,000,000 2011/12/21
15935 Macquarie Bank Ltd. China Unicom European Wts Dec 2012 0.250 17.000 2012/12/04 200,000,000 2011/12/21
15934 Macquarie Bank Ltd. China Coal European Warrants Aug 2012 0.150 8.990 2012/08/02 200,000,000 2011/12/21
15937 Macquarie Bank Ltd. China Shenhua European Wts Jul 2012 0.265 38.880 2012/07/04 200,000,000 2011/12/21
15932 Macquarie Bank Ltd. HSBC European Warrants Jul 2012 0.250 67.500 2012/07/04 200,000,000 2011/12/21
15933 Macquarie Bank Ltd. HSBC European Warrants Jul 2012 A 0.445 60.000 2012/07/04 200,000,000 2011/12/21
15931 Macquarie Bank Ltd. MTRC European Warrants Jul 2012 0.255 26.000 2012/07/04 200,000,000 2011/12/21
15936 Macquarie Bank Ltd. Sands China European Warrants Jul 2012 0.250 28.880 2012/07/04 150,000,000 2011/12/21
15914 Merrill Lynch Int’l & Co. C.V. HSI European Wts May 2012 A 0.154 19,000 per 9,000 units 2012/05/30 100,000,000 2011/12/21
15923 Merrill Lynch Int’l & Co. C.V. HSI European Wts Jun 2012 E 0.255 19,300 per 6,000 units 2012/06/28 100,000,000 2011/12/21
15915 Merrill Lynch Int’l & Co. C.V. HSI Euro Put Wts May 2012 B 0.171 18,100 per 8,000 units 2012/05/30 100,000,000 2011/12/21
15916 Merrill Lynch Int’l & Co. C.V. HSI Euro Put Wts Jun 2012 D 0.250 18,200 per 8,000 units 2012/06/28 100,000,000 2011/12/21
15913 Merrill Lynch Int’l & Co. C.V. Tencent Euro Wts Apr 2012 A 0.153 152.89 per 100 units 2012/04/17 80,000,000 2011/12/21
15918 CC Rabobank B.A. A50 China European Warrants Aug 2012 0.500 12 per unit 2012/08/20 50,000,000 2011/12/21

Strike level/
15919 CC Rabobank B.A. A50 China European Warrants Nov 2012 0.150 10.000 2012/11/05 150,000,000 2011/12/21
15920 CC Rabobank B.A. A50 China European Warrants Sep 2014 0.250 11.000 2014/09/22 150,000,000 2011/12/21
15921 CC Rabobank B.A. A50 China European Put Warrants Jul 2012 0.150 10.660 2012/07/26 150,000,000 2011/12/21
15917 SGA Societe Generale Acceptance N.V. Ch Mob Eu Wt May 2012A 0.260 80.380 2012/05/16 200,000,000 2011/12/21
15939 SGA Societe Generale Acceptance N.V. HKEx Eu Wt Dec 2012 0.230 120.98 per 100 units 2012/12/03 500,000,000 2011/12/21
15922 SGA Societe Generale Acceptance N.V. HSI Eur Wt Mar 2012 E 0.150 19,000 per 8,000 units 2012/03/29 300,000,000 2011/12/21
15938 UBS AG Agricultural Bank European Warrants Jun 2012 0.300 3.70 per unit 2012/06/25 200,000,000 2011/12/21
15957 Citigroup Global Mkt H Inc. BBMG European Wts Sep 2013 0.150 6.208 2013/09/26 80,000,000 2011/12/22
15950 Citigroup Global Mkt H Inc. Belle Int’l Euro Wts Jun 2012 0.150 18.388 2012/06/11 80,000,000 2011/12/22
15951 Citigroup Global Mkt H Inc. BOC HK European Wts Jun 2012 0.150 18.888 2012/06/21 80,000,000 2011/12/22
15952 Citigroup Global Mkt H Inc. China Life Euro Wts May 2012 A 0.150 20.888 2012/05/10 80,000,000 2011/12/22
15955 Citigroup Global Mkt H Inc. Evergrande Euro Wts Jun 2012 0.250 3.88 per unit 2012/06/25 80,000,000 2011/12/22
15948 Citigroup Global Mkt H Inc. KECL European Wts Dec 2012 0.150 11.018 2012/12/27 80,000,000 2011/12/22
15956 Citigroup Global Mkt H Inc. SPDR Gold T Euro Wts Jun 2012 0.350 1,438 per 100 units 2012/06/25 40,000,000 2011/12/22
15949 Citigroup Global Mkt H Inc. Yanzhou Coal Euro Wt Jun 2012 0.150 20.018 2012/06/11 80,000,000 2011/12/22
15954 Citigroup Global Mkt H Inc. Zijin Mining Euro Wts Jun 2012 0.250 3.38 per unit 2012/06/25 80,000,000 2011/12/22
15953 Citigroup Global Mkt H Inc. ZTE European Warrants Jun 2012 0.250 29.380 2012/06/25 80,000,000 2011/12/22
15940 Goldman Sachs SP (Asia) China Mobile Euro Wts Jul 2012 0.263 83.880 2012/07/03 150,000,000 2011/12/22
15944 Goldman Sachs SP (Asia) A50 China European Wts Nov 2012 0.165 9.980 2012/11/26 200,000,000 2011/12/22
15942 Goldman Sachs SP (Asia) HSBC European Warrants Apr 2012 0.309 62.930 2012/04/16 150,000,000 2011/12/22
15943 Goldman Sachs SP (Asia) HSBC European Warrants May 2012 0.200 67.880 2012/05/07 150,000,000 2011/12/22
15941 Goldman Sachs SP (Asia) HSBC European Warrants Jul 2012 0.642 58.000 2012/07/09 150,000,000 2011/12/22
15946 Macquarie Bank Ltd. Ch LongYuan European Warrants Jun 2012 0.596 7 per unit 2012/06/22 80,000,000 2011/12/22
15947 Macquarie Bank Ltd. CNOOC European Warrants Jul 2012 0.250 14.000 2012/07/04 200,000,000 2011/12/22
15945 Macquarie Bank Ltd. Sh Electric European Warrants Jun 2012 0.254 4.18 per unit 2012/06/22 80,000,000 2011/12/22
15958 UBS AG China Life European Warrants Jun 2012 A 0.210 19.400 2012/06/21 300,000,000 2011/12/22
15967 Goldman Sachs SP (Asia) AIA European Warrants Jun 2012 0.173 24.280 2012/06/04 150,000,000 2011/12/23
15968 Goldman Sachs SP (Asia) BOC HK European Warrants Jun 2012 0.155 18.880 2012/06/25 150,000,000 2011/12/23
15964 Goldman Sachs SP (Asia) Hutchison European Wts Apr 2012 0.561 63.930 2012/04/02 200,000,000 2011/12/23
15966 Goldman Sachs SP (Asia) Hutchison European Wts Jun 2012 0.292 73.850 2012/06/11 200,000,000 2011/12/23
15965 Goldman Sachs SP (Asia) Hutchison European Wts Apr 2012 A 0.313 70.000 2012/04/02 200,000,000 2011/12/23
15962 Merrill Lynch Int’l & Co. C.V. BOCL European Wt May 2012 0.215 2.99 per unit 2012/05/14 50,000,000 2011/12/23
15963 Merrill Lynch Int’l & Co. C.V. A50 China Eur Wt Aug 2012 A 0.315 12.50 per unit 2012/08/27 40,000,000 2011/12/23
15959 Merrill Lynch Int’l & Co. C.V. HSBC Euro Wts May 2012 B 0.154 70.010 2012/05/28 70,000,000 2011/12/23
15961 Merrill Lynch Int’l & Co. C.V. ICBC Euro Wts May 2012 A 0.255 5.19 per unit 2012/05/28 40,000,000 2011/12/23
15960 Merrill Lynch Int’l & Co. C.V. PetroChina Eu Wt Jun 2012 0.375 10.39 per unit 2012/06/25 40,000,000 2011/12/23
15984 Nomura Int’l plc Anhui Conch European Warrants Sep 2012 0.266 28.880 2012/09/27 50,000,000 2011/12/23
15995 Nomura Int’l plc BOC HK European Warrants Jun 2012 0.152 18.900 2012/06/21 100,000,000 2011/12/23
15998 Nomura Int’l plc BOCL European Warrants Jul 2012 A 0.150 3.18 per unit 2012/07/26 100,000,000 2011/12/23
15985 Nomura Int’l plc CC Bank European Warrants Jun 2012 0.254 5.99 per unit 2012/06/29 50,000,000 2011/12/23
15993 Nomura Int’l plc China COSCO European Warrants Sep 2012 0.280 5 per unit 2012/09/28 100,000,000 2011/12/23
15992 Nomura Int’l plc China Coal European Warrants Jan 2013 0.150 10.190 2013/01/28 100,000,000 2011/12/23
15986 Nomura Int’l plc CITIC Bank European Warrants Jul 2012 0.155 5.508 per unit 2012/07/26 100,000,000 2011/12/23

Strike level/
15979 Nomura Int’l plc Cheung Kong European Warrants Dec 2013 A 0.210 78.88 per 100 units 2013/12/23 100,000,000 2011/12/23
15988 Nomura Int’l plc China Shenhua European Warrants Sep 2012 0.257 36.880 2012/09/27 50,000,000 2011/12/23
15991 Nomura Int’l plc CSR European Warrants Dec 2014 0.250 5.880 2014/12/22 50,000,000 2011/12/23
15987 Nomura Int’l plc Dongfang Elec European Warrants Jun 2012 0.251 28.880 2012/06/29 50,000,000 2011/12/23
15996 Nomura Int’l plc A50 China European Warrants Sep 2012 0.155 9.380 2012/09/11 100,000,000 2011/12/23
15980 Nomura Int’l plc Hutchison European Warrants Mar 2013 0.160 53 per 100 units 2013/03/28 100,000,000 2011/12/23
15983 Nomura Int’l plc KECL European Warrants Dec 2012 0.150 11.000 2012/12/27 100,000,000 2011/12/23
15994 Nomura Int’l plc Ping An European Warrants Sep 2013 0.150 48.88 per 100 units 2013/09/30 100,000,000 2011/12/23
15982 Nomura Int’l plc Poly European Warrants Oct 2012 0.320 4.18 per unit 2012/10/31 100,000,000 2011/12/23
15989 Nomura Int’l plc Ch Rongsheng European Warrants Oct 2012 0.290 2.88 per unit 2012/10/31 100,000,000 2011/12/23
15981 Nomura Int’l plc SHK P European Warrants Feb 2013 0.180 88 per 100 units 2013/02/28 100,000,000 2011/12/23
15990 Nomura Int’l plc Yanzhou Coal European Warrants Sep 2012 0.253 18.680 2012/09/27 50,000,000 2011/12/23
15997 Nomura Int’l plc Zijin Mining European Warrants Sep 2012 0.300 4 per unit 2012/09/28 100,000,000 2011/12/23
15969 CC Rabobank B.A. CC Bank European Warrants Jul 2012 0.450 5.50 per unit 2012/07/23 150,000,000 2011/12/23
15970 CC Rabobank B.A. CC Bank European Warrants Aug 2012 0.250 6 per unit 2012/08/20 150,000,000 2011/12/23
15971 CC Rabobank B.A. CC Bank European Warrants Sep 2012 0.250 6.50 per unit 2012/09/17 150,000,000 2011/12/23
15972 CC Rabobank B.A. CC Bank European Put Warrants Jul 2012 0.750 5.50 per unit 2012/07/23 100,000,000 2011/12/23
15978 CC Rabobank B.A. CPIC European Warrants Aug 2012 0.270 21.000 2012/08/20 100,000,000 2011/12/23
15974 CC Rabobank B.A. ICBC European Warrants May 2012 0.300 5.18 per unit 2012/05/28 150,000,000 2011/12/23
15975 CC Rabobank B.A. ICBC European Warrants Aug 2012 0.500 4.68 per unit 2012/08/28 150,000,000 2011/12/23
15977 CC Rabobank B.A. ICBC European Put Warrants Aug 2012 0.500 4.20 per unit 2012/08/20 100,000,000 2011/12/23
15976 CC Rabobank B.A. ICBC European Warrants Aug 2012 A 0.250 5.70 per unit 2012/08/20 150,000,000 2011/12/23
15973 CC Rabobank B.A. Yanzhou Coal European Warrants Aug 2012 0.250 16.000 2012/08/20 100,000,000 2011/12/23
15999 Standard Chartered Bank A50 China Euro Warrants Sep 2012 0.160 9.390 2012/09/11 100,000,000 2011/12/23
16031 Barclays Bank plc Agricultural Bank European Wts Sep 2012 0.250 4 per unit 2012/09/28 100,000,000 2011/12/28
16032 Barclays Bank plc AIA European Warrants Sep 2012 0.157 30.000 2012/09/28 100,000,000 2011/12/28
16033 Barclays Bank plc BOCL European Warrants Sep 2012 0.260 3.35 per unit 2012/09/28 100,000,000 2011/12/28
16029 Barclays Bank plc China Mobile European Wts Sep 2012 0.257 90.000 2012/09/28 100,000,000 2011/12/28
16030 Barclays Bank plc CITBK European Warrants Jul 2012 0.262 5.25 per unit 2012/07/31 100,000,000 2011/12/28
16028 BNP Paribas Arbit Issu B.V. HSI Euro Put Wts Jul 2012 0.180 17,600 per 10,000 units 2012/07/30 200,000,000 2011/12/28
16023 Citigroup Global Mkt H Inc. AIA European Warrants Jun 2012 0.250 24.380 2012/06/29 80,000,000 2011/12/28
16017 Citigroup Global Mkt H Inc. CC Bank European Wt Jul 2012 0.250 5.88 per unit 2012/07/16 80,000,000 2011/12/28
16016 Citigroup Global Mkt H Inc. C Transmission Eur Wt Jun 2012 0.250 4.28 per unit 2012/06/29 50,000,000 2011/12/28
16018 Citigroup Global Mkt H Inc. China Mobile Eur Wt Jun 2012 A 0.300 78.880 2012/06/29 80,000,000 2011/12/28
16020 Citigroup Global Mkt H Inc. ICBC European Wts Jun 2012 0.250 5.28 per unit 2012/06/29 80,000,000 2011/12/28
16022 Citigroup Global Mkt H Inc. Lonking European Wts Jun 2012 0.250 3.28 per unit 2012/06/29 50,000,000 2011/12/28
16015 Citigroup Global Mkt H Inc. Luk Fook Hold Euro Wt Jun 2012 0.250 36.880 2012/06/29 50,000,000 2011/12/28
16024 Citigroup Global Mkt H Inc. PICC P&C European Wts Aug 2012 0.150 12.888 per 10 units 2012/08/09 80,000,000 2011/12/28
16019 Citigroup Global Mkt H Inc. Yurun Food Euro Wts Jun 2012 0.150 12.888 2012/06/26 80,000,000 2011/12/28
16021 Citigroup Global Mkt H Inc. Zijin Mining Euro Wts Jul 2012 0.250 3.88 per unit 2012/07/10 50,000,000 2011/12/28

Strike level/
16002 Goldman Sachs SP (Asia) CNOOC European Warrants Jun 2012 0.150 14.600 2012/06/18 150,000,000 2011/12/28
16003 Goldman Sachs SP (Asia) China Shenhua Euro Wts Apr 2012 0.222 37.088 2012/04/23 150,000,000 2011/12/28
16000 Goldman Sachs SP (Asia) JIANC European Warrants Apr 2012 0.180 18.900 2012/04/02 150,000,000 2011/12/28
16001 Goldman Sachs SP (Asia) Tencent European Wt Apr 2012 0.150 163 per 100 units 2012/04/23 200,000,000 2011/12/28
16004 Macquarie Bank Ltd. Agricultural Bk Euro Warrants Jul 2012 0.250 4 per unit 2012/07/04 120,000,000 2011/12/28
16009 Macquarie Bank Ltd. Belle Int’l European Warrants Aug 2012 0.187 16.188 2012/08/16 200,000,000 2011/12/28
16005 Macquarie Bank Ltd. China Mengniu European Wts Jul 2012 0.296 28.000 2012/07/04 150,000,000 2011/12/28
16008 Standard Chartered Bank BOCL European Warrants Sep 2012 A 0.250 3.28 per unit 2012/09/05 100,000,000 2011/12/28
16007 Standard Chartered Bank HKEx European Warrants Oct 2012 0.260 108.35 per 100 units 2012/10/31 100,000,000 2011/12/28
16006 Standard Chartered Bank HSI European Put Wts Jul 2012 0.250 19,800 per 13,000 units 2012/07/30 200,000,000 2011/12/28
16013 UBS AG China Life European Warrants Apr 2012 C 0.220 19.000 2012/04/10 300,000,000 2011/12/28
16012 UBS AG CNOOC European Warrants Jul 2012 A 0.250 12.380 2012/07/10 200,000,000 2011/12/28
16014 UBS AG A50 China European Warrants Feb 2013 0.250 8.880 2013/02/25 300,000,000 2011/12/28
16010 UBS AG Hutchison European Warrants Jul 2012 0.540 69.380 2012/07/10 200,000,000 2011/12/28
16011 UBS AG Hutchison European Warrants Jun 2012 C 0.680 65.000 2012/06/28 200,000,000 2011/12/28
16072 BNP Paribas Arbit Issu B.V. Brilliance Chi Eur Wt Mar 2013 0.250 8.180 2013/03/04 100,000,000 2011/12/29
16073 BNP Paribas Arbit Issu B.V. BYD European Warrants Sep 2012 0.320 18.800 2012/09/04 86,000,000 2011/12/29
16074 BNP Paribas Arbit Issu B.V. China COSCO Euro Wts Aug 2012 0.660 4.20 per unit 2012/08/02 39,000,000 2011/12/29
16069 BNP Paribas Arbit Issu B.V. Dongfang Elec Euro Wt Sep 2012 0.400 26.880 2012/09/04 40,000,000 2011/12/29
16071 BNP Paribas Arbit Issu B.V. Ch Rongsheng Euro Wt Oct 2012 0.470 2.38 per unit 2012/10/04 36,000,000 2011/12/29
16075 BNP Paribas Arbit Issu B.V. Sands China Euro Wts Sep 2012 0.410 24.000 2012/09/04 100,000,000 2011/12/29
16070 BNP Paribas Arbit Issu B.V. Sinopharm Euro Wts Aug 2012 0.250 22.800 2012/08/02 60,000,000 2011/12/29
16076 BNP Paribas Arbit Issu B.V. Wynn Macau Euro Wts Oct 2012 0.350 22.280 2012/10/04 100,000,000 2011/12/29
16077 BNP Paribas Arbit Issu B.V. Zhaojin Mining Eur Wt Oct 2012 0.250 13.380 2012/10/04 74,000,000 2011/12/29
16060 Credit Suisse AG AIA European Warrants May 2012 0.150 23.900 2012/05/03 300,000,000 2011/12/29
16058 Credit Suisse AG China Mobile European Warrants Jun 2012 0.250 78.380 2012/06/29 300,000,000 2011/12/29
16055 Credit Suisse AG ChiUnicom European Warrants May 2012 0.150 16.900 2012/05/28 200,000,000 2011/12/29
16057 Credit Suisse AG CC Bank European Warrants Jul 2012 A 0.250 5.68 per unit 2012/07/03 300,000,000 2011/12/29
16047 Credit Suisse AG Cheung Kong European Warrants Jun 2012 A 0.250 98.000 2012/06/29 100,000,000 2011/12/29
16056 Credit Suisse AG CNOOC European Warrants Jun 2012 0.150 14.600 2012/06/25 300,000,000 2011/12/29
16050 Credit Suisse AG Sinopec Corp European Warrants Jun 2012 0.250 8.98 per unit 2012/06/29 200,000,000 2011/12/29
16059 Credit Suisse AG China Shenhua European Wts Jun 2012 A 0.250 36.880 2012/06/29 100,000,000 2011/12/29
16051 Credit Suisse AG HKEx European Warrants Aug 2012 0.150 130.30 per 100 units 2012/08/01 300,000,000 2011/12/29
16048 Credit Suisse AG HSBC European Wts Apr 2012 A 0.150 68.700 2012/04/30 300,000,000 2011/12/29
16052 Credit Suisse AG Li & Fung European Warrants Oct 2012 0.150 20.000 2012/10/03 100,000,000 2011/12/29
16049 Credit Suisse AG SHK Ppt European Warrants Jun 2012 0.400 108.000 2012/06/29 100,000,000 2011/12/29
16053 Credit Suisse AG Tencent Holdings European Wts May 2012 0.150 158.90 per 100 units 2012/05/28 300,000,000 2011/12/29
16054 Credit Suisse AG Tencent Holdings European Wts May 2012 A 0.150 168 per 100 units 2012/05/28 300,000,000 2011/12/29
16036 Goldman Sachs SP (Asia) Agri Bk European Wts Apr 2012 0.195 3.58 per unit 2012/04/12 120,000,000 2011/12/29
16037 Goldman Sachs SP (Asia) HKEx European Warrants Aug 2012 0.152 130.28 per 100 units 2012/08/06 200,000,000 2011/12/29
16035 Goldman Sachs SP (Asia) Ping An European Warrants Jul 2012 0.529 60.000 2012/07/03 150,000,000 2011/12/29
16034 Goldman Sachs SP (Asia) Tencent European Put Wt Jul 2012 0.174 145 per 100 units 2012/07/09 150,000,000 2011/12/29
16041 HK Bank Agricultural Bank European Warrants Jun 2012 0.250 3.38 per unit 2012/06/22 80,000,000 2011/12/29

Strike level/
16043 HK Bank BOCL European Warrants Jul 2012 0.330 2.58 per unit 2012/07/27 80,000,000 2011/12/29
16039 HK Bank CC Bank European Warrants Jun 2012 A 0.620 5 per unit 2012/06/29 100,000,000 2011/12/29
16042 HK Bank China Life European Warrants Sep 2012 0.250 18.880 2012/09/20 100,000,000 2011/12/29
16040 HK Bank China Mobile European Warrants Jun 2012 A 0.480 72.880 2012/06/29 120,000,000 2011/12/29
16038 HK Bank CNOOC European Warrants Sep 2012 0.250 12.880 2012/09/18 100,000,000 2011/12/29
16045 HK Bank Sinopec Corp European Warrants Jun 2012 0.590 8.50 per unit 2012/06/29 80,000,000 2011/12/29
16044 HK Bank A50 China European Warrants Nov 2012 0.150 10.000 2012/11/05 100,000,000 2011/12/29
16046 HK Bank PetroChina European Warrants Jan 2013 0.150 9.000 2013/01/28 80,000,000 2011/12/29
16064 Macquarie Bank Ltd. Chi Res Power European Wts Nov 2012 0.250 16.000 2012/11/29 150,000,000 2011/12/29
16080 Standard Chartered Bank Belle Int’l European Wts Aug 2012 0.157 16.200 2012/08/30 100,000,000 2011/12/29
16063 Standard Chartered Bank BOC HK European Warrants Jun 2012 0.150 20.000 2012/06/29 100,000,000 2011/12/29
16062 Standard Chartered Bank CTel European Warrants Jul 2012 0.350 4.88 per unit 2012/07/03 100,000,000 2011/12/29
16081 Standard Chartered Bank A50 China Euro Warrants Nov 2012 0.150 9.990 2012/11/23 200,000,000 2011/12/29
16078 Standard Chartered Bank HSBC European Warrants Sep 2012 0.290 68.000 2012/09/05 150,000,000 2011/12/29
16061 Standard Chartered Bank Hutchison Euro Euro Wts Jul 2012 0.260 75.000 2012/07/03 100,000,000 2011/12/29
16079 Standard Chartered Bank Jiangxi Copper Euro Wts Sep 2012 0.250 21.000 2012/09/05 100,000,000 2011/12/29
16068 UBS AG BOCL European Warrants Jun 2012 0.150 3.19 per unit 2012/06/25 100,000,000 2011/12/29
16067 UBS AG CPIC European Warrants Jun 2012 A 0.250 22.880 2012/06/29 100,000,000 2011/12/29
16065 UBS AG HSBC European Warrants Jun 2012 C 0.400 63.930 2012/06/25 300,000,000 2011/12/29
16066 UBS AG PetroChina European Warrants Apr 2012 0.510 10.02 per unit 2012/04/30 100,000,000 2011/12/29
10145 BNP Paribas Arbit Issu B.V. Gold European Wts Sep 2012 0.250 1,850 per 4,000 units 2012/09/06 200,000,000 2011/12/30
10146 BNP Paribas Arbit Issu B.V. Gold European Put Wts Sep 2012 0.250 1,500 per 4,000 units 2012/09/06 200,000,000 2011/12/30
10143 BNP Paribas Arbit Issu B.V. Oil Futures Euro Wt Nov 2012 0.250 105 per 400 units 2012/11/14 200,000,000 2011/12/30
10144 BNP Paribas Arbit Issu B.V. Oil Futures Eu Put Wt Nov 2012 0.250 95 per 500 units 2012/11/14 200,000,000 2011/12/30
16098 Credit Suisse AG Agricultural Bank European Wts Apr 2012 0.150 3.79 per unit 2012/04/05 120,000,000 2011/12/30
16096 Credit Suisse AG Agricultural Bank European Wts Jun 2012 0.300 3.69 per unit 2012/06/25 120,000,000 2011/12/30
16097 Credit Suisse AG Agricultural Bank European Wts Jun 2012 A 0.255 3.39 per unit 2012/06/25 120,000,000 2011/12/30
16102 Credit Suisse AG BOC HK European Warrants Jun 2012 0.150 20.000 2012/06/25 80,000,000 2011/12/30
16104 Credit Suisse AG BOCL European Warrants Jun 2012 0.150 3.09 per unit 2012/06/25 100,000,000 2011/12/30
16095 Credit Suisse AG China Mobile European Warrants Apr 2012 0.150 80.000 2012/04/05 150,000,000 2011/12/30
16093 Credit Suisse AG CC Bank European Warrants May 2012 0.350 6 per unit 2012/05/28 120,000,000 2011/12/30
16094 Credit Suisse AG CC Bank European Warrants Apr 2012 A 0.200 6 per unit 2012/04/05 120,000,000 2011/12/30
16103 Credit Suisse AG CM Bank European Warrants Sep 2012 0.170 18.200 2012/09/24 80,000,000 2011/12/30
16091 Credit Suisse AG HSBC European Wts May 2012 0.450 60.000 2012/05/28 200,000,000 2011/12/30
16092 Credit Suisse AG Hutchison European Warrants Apr 2012 0.400 70.400 2012/04/30 200,000,000 2011/12/30
16100 Credit Suisse AG ICBC European Warrants Jun 2012 0.390 4.81 per unit 2012/06/25 120,000,000 2011/12/30
16099 Credit Suisse AG ICBC European Warrants May 2012 A 0.300 5.19 per unit 2012/05/28 120,000,000 2011/12/30
16101 Credit Suisse AG PICC European Warrants Sep 2012 0.150 11.980 2012/09/24 80,000,000 2011/12/30
16087 Goldman Sachs SP (Asia) BOCL European Warrants Jul 2012 0.153 3.18 per unit 2012/07/30 120,000,000 2011/12/30
16089 Goldman Sachs SP (Asia) Cheung Kong European Wts Jun 2012 0.152 112.800 2012/06/25 120,000,000 2011/12/30
16090 Goldman Sachs SP (Asia) Sinopec Corp European Wts May 2012 0.318 9 per unit 2012/05/14 120,000,000 2011/12/30
16086 Goldman Sachs SP (Asia) CPIC European Warrants Jul 2012 0.155 26.880 2012/07/03 120,000,000 2011/12/30
16088 Goldman Sachs SP (Asia) SHK Ppt European Warrants Feb 2013 0.158 88 per 100 units 2013/02/18 150,000,000 2011/12/30

Strike level/
16084 HK Bank AIA European Warrants Jul 2012 0.280 21.880 2012/07/20 100,000,000 2011/12/30
16085 HK Bank Foxconn European Warrants Sep 2012 A 0.420 5.88 per unit 2012/09/12 60,000,000 2011/12/30
16082 HK Bank Galaxy Ent European Warrants Oct 2012 0.250 16.880 2012/10/29 80,000,000 2011/12/30
16083 HK Bank Lenovo European Warrants Sep 2012 0.450 7 per unit 2012/09/26 60,000,000 2011/12/30
16111 J P Morgan SP BV Cheung Kong European Warrants Jul 2012 0.250 108.000 2012/07/03 80,000,000 2011/12/30
16110 J P Morgan SP BV CNOOC European Warrants Jun 2012 0.150 14.600 2012/06/18 200,000,000 2011/12/30
16108 J P Morgan SP BV Henderson Land Dev European Wts Oct 2012 0.250 42.880 2012/10/03 100,000,000 2011/12/30
16109 J P Morgan SP BV HS Bank European Warrants Oct 2012 0.250 108.000 2012/10/03 65,000,000 2011/12/30
16107 J P Morgan SP BV HSBC European Warrants Oct 2012 0.250 66.000 2012/10/03 200,000,000 2011/12/30
16105 Macquarie Bank Ltd. Ping An European Warrants Jul 2012 A 0.338 65.000 2012/07/04 200,000,000 2011/12/30
16106 Macquarie Bank Ltd. Ping An European Put Wts Jul 2012 0.424 45.000 2012/07/04 200,000,000 2011/12/30
16117 UBS AG Agricultural Bank European Warrants May 2012 0.190 4 per unit 2012/05/28 100,000,000 2011/12/30
16115 UBS AG China Unicom European Warrants May 2012 0.150 16.900 2012/05/28 100,000,000 2011/12/30
16116 UBS AG CC Bank European Warrants Jul 2012 A 0.200 6.49 per unit 2012/07/05 200,000,000 2011/12/30
16119 UBS AG China Life European Warrants Jul 2012 C 0.190 20.050 2012/07/09 300,000,000 2011/12/30
16112 UBS AG Jiangxi Copper European Warrants Jun 2012 B 0.150 20.730 2012/06/18 100,000,000 2011/12/30
16118 UBS AG Ping An European Warrants Sep 2013 0.150 48.88 per 100 units 2013/09/16 200,000,000 2011/12/30
16113 UBS AG Tencent Holdings European Warrants Jun 2012 B 0.200 160 per 100 units 2012/06/25 200,000,000 2011/12/30
16114 UBS AG Tencent Holdings European Warrants Jul 2012 A 0.180 168 per 100 units 2012/07/30 200,000,000 2011/12/30
#
Further issue

List of expired derivative warrants, 2011
Last Delisted
22546 Macquarie Bank Ltd. – Air China European Warrants Dec 2010 2010/12/24 2011/01/03
22329 Nomura Int’l plc – A50 China European Warrants Dec 2010 2010/12/24 2011/01/03
21601 Nomura Int’l plc – Agile Ppt European Warrants Dec 2010 A 2010/12/24 2011/01/03
22330 Nomura Int’l plc – Agile Ppt European Warrants Dec 2010 B 2010/12/24 2011/01/03
23290 Nomura Int’l plc – Air China European Warrants Dec 2010 2010/12/24 2011/01/03
23299 Nomura Int’l plc – BOC HK European Warrants Dec 2010 2010/12/24 2011/01/03
24495 Nomura Int’l plc – CC Bank European Put Warrants Dec 2010 2010/12/24 2011/01/03
22687 Nomura Int’l plc – CC Bank European Warrants Dec 2010 A 2010/12/24 2011/01/03
22949 Nomura Int’l plc – CC Bank European Warrants Dec 2010 B 2010/12/24 2011/01/03
22950 Nomura Int’l plc – CC Bank European Warrants Dec 2010 C 2010/12/24 2011/01/03
22951 Nomura Int’l plc – China Life European Warrants Dec 2010 A 2010/12/24 2011/01/03
22952 Nomura Int’l plc – China Life European Warrants Dec 2010 B 2010/12/24 2011/01/03
23294 Nomura Int’l plc – China Mobile European Warrants Dec 2010 2010/12/24 2011/01/03
21603 Nomura Int’l plc – GCL-Poly Energy European Warrants Dec 10 2010/12/24 2011/01/03
22683 Nomura Int’l plc – Hutchison European Warrants Dec 2010 A 2010/12/24 2011/01/03
22944 Nomura Int’l plc – Hutchison European Warrants Dec 2010 B 2010/12/24 2011/01/03
22328 Nomura Int’l plc – ICBC European Warrants Dec 2010 2010/12/24 2011/01/03
22684 Nomura Int’l plc – JIANC European Warrants Dec 2010 A 2010/12/24 2011/01/03
23285 Nomura Int’l plc – JIANC European Warrants Dec 2010 B 2010/12/24 2011/01/03
21599 Nomura Int’l plc – PetroChina European Warrants Dec 2010 2010/12/24 2011/01/03
20670 Nomura Int’l plc – Tencent Holdings European Warrants Dec10A 2010/12/24 2011/01/03
22945 Nomura Int’l plc – Tencent Holdings European Warrants Dec10B 2010/12/24 2011/01/03
23292 Nomura Int’l plc – Tencent Holdings European Warrants Dec10C 2010/12/24 2011/01/03
22035 RB of Scotland N.V. – A50 China European Put Wts Dec 2010 2010/12/24 2011/01/03
20731 RB of Scotland N.V. – BYD European Warrants Dec 2010 2010/12/24 2011/01/03
23182 RB of Scotland N.V. – China Shenhua European Wts Dec 2010 2010/12/24 2011/01/03
23035 RB of Scotland N.V. – ICBC European Warrants Dec 2010 B 2010/12/24 2011/01/03
23017 RB of Scotland N.V. – Jiangxi Copper European Wts Dec 2010 2010/12/24 2011/01/03
19646 RB of Scotland N.V. – Minsheng Bank European Wts Dec2010 2010/12/24 2011/01/03
23036 RB of Scotland N.V. – Tencent Holdings European Wts Dec 2010 2010/12/24 2011/01/03
19189 Standard Bank PLC – CMOC European Warrants Dec 2010 2010/12/24 2011/01/03
24585 UBS AG – China Life European Warrants Dec 2010 E 2010/12/24 2011/01/03
22865 BNP Paribas Arbit Issu B.V. – CC Bank Euro Wts Jan 2011 A 2010/12/24 2011/01/04
23069 BNP Paribas Arbit Issu B.V. – CC Bank Euro Wts Jan 2011 B 2010/12/24 2011/01/04
22866 BNP Paribas Arbit Issu B.V. – ICBC European Wts Jan 2011 2010/12/24 2011/01/04
18892 BNP Paribas Arbit Issu B.V. – Sinopec Corp Euro Wts Jan 2011 2010/12/24 2011/01/04
23606 Deutsche Bank AG – CC Bank European Warrants Jan 2011 A 2010/12/24 2011/01/04
23348 Deutsche Bank AG – China Life European Warrants Jan 2011 A 2010/12/24 2011/01/04
23908 Deutsche Bank AG – HSBC European Warrants Jan 2011 2010/12/24 2011/01/04
23334 HK Bank – Minsheng Bank European Warrants Jan 2011 2010/12/24 2011/01/04
23802 KBC Fin Products Int’l Ltd. – CC Bank Euro Put Wts Jan 2011 2010/12/24 2011/01/04
23190 KBC Fin Products Int’l Ltd. – CC Bank Euro Wts Jan 2011 B 2010/12/24 2011/01/04
23797 KBC Fin Products Int’l Ltd. – CC Bank Euro Wts Jan 2011 D 2010/12/24 2011/01/04
24639 KBC Fin Products Int’l Ltd. – China Life Euro Wts Jan 2011 C 2010/12/24 2011/01/04
23340 KBC Fin Products Int’l Ltd. – CMB European Warrants Jan 2011 2010/12/24 2011/01/04
22596 KBC Fin Products Int’l Ltd. – CNOOC Euro Put Wts Jan 2011 A 2010/12/24 2011/01/04
23344 KBC Fin Products Int’l Ltd. – HSBC Euro Put Wts Jan 2011 C 2010/12/24 2011/01/04
23342 KBC Fin Products Int’l Ltd. – HSBC European Wts Jan 2011 A 2010/12/24 2011/01/04
23343 KBC Fin Products Int’l Ltd. – HSBC European Wts Jan 2011 B 2010/12/24 2011/01/04
23218 KBC Fin Products Int’l Ltd. – Tencent Holdings Eu Wt Jan 11B 2010/12/24 2011/01/04
21870 KBC Fin Products Int’l Ltd. – Zijin Mining European Wt Jan11 2010/12/24 2011/01/04
23941 KBC Fin Products Int’l Ltd-Tencent Holdings Eu Put Wt Jan 11 2010/12/24 2011/01/04
20276 Macquarie Bank Ltd. – Sinofert European Warrants Jan 2011 2010/12/24 2011/01/04
22290 Merrill Lynch Int’l & Co. C.V. – Ch Overseas Eur Wt Jan 2011 2010/12/24 2011/01/04
24815 Merrill Lynch Int’l & Co. C.V. – CNOOC Euro Put Wts Jan 2011 2010/12/24 2011/01/04
23669 Merrill Lynch Int’l & Co. C.V. -BOCL European Put Wts Jan 11 2010/12/24 2011/01/04
24649 RB of Scotland N.V. – China Life European Wts Jan 2011 E 2010/12/24 2011/01/04
24820 SGA Societe Generale Acceptance N.V. – CCB Eur Wt Jan 2011 D 2010/12/24 2011/01/04
24135 SGA Societe Generale Acceptance N.V. – HWL Eur Wt Jan 2011 2010/12/24 2011/01/04
23745 SGA Societe Generale Acceptance NV-Minsheng Bk Eu Wt Jan 11 2010/12/24 2011/01/04
24324 UBS AG – BOCL European Warrants Jan 2011 B 2010/12/24 2011/01/04
23873 UBS AG – Jiangxi Copper European Warrants Jan 2011 2010/12/24 2011/01/04
19350 BNP Paribas Arbit Issu B.V. – Ch Railway Euro Wts Jan 2011 2010/12/28 2011/01/05
21415 BNP Paribas Arbit Issu B.V. – Fushan Energy Euro Wts Jan11 2010/12/28 2011/01/05
20963 Citigroup Global Mkt H Inc. – China Life Euro Wts Jan 2011 2010/12/28 2011/01/05
02166 Credit Agri CIB Fin P (G) Ltd. – BOCL European Wts Jan 2011 2010/12/28 2011/01/05
24758 Credit Suisse AG – Tencent Holdings European Wts Jan 2011 A 2010/12/28 2011/01/05
24021 Deutsche Bank AG – ICBC European Warrants Jan 2011 2010/12/28 2011/01/05
25273 Goldman Sachs SP (Asia) – CC Bank European Wts Jan 2011 2010/12/28 2011/01/05
18613 KBC Fin Products Int’l Ltd. – BOCL European Wts Jan 2011 A 2010/12/28 2011/01/05
22578 Macquarie Bank Ltd. – Angang Steel European Wts Jan 2011 2010/12/28 2011/01/05
23336 Macquarie Bank Ltd. – Ch Ship Cont European Warrants Jan 11 2010/12/28 2011/01/05
23335 Macquarie Bank Ltd. – CHALCO European Warrants Jan 2011 2010/12/28 2011/01/05
22973 Macquarie Bank Ltd. – Cheung Kong European Warrants Jan 2011 2010/12/28 2011/01/05
21674 Macquarie Bank Ltd. – Chi Resources European Warrants Jan 11 2010/12/28 2011/01/05
23038 Macquarie Bank Ltd. – China Shenhua European Wts Jan 2011 2010/12/28 2011/01/05
21110 Macquarie Bank Ltd. – CNOOC European Put Warrants Jan 2011 A 2010/12/28 2011/01/05
19193 Macquarie Bank Ltd. – Foxconn European Warrants Jan 2011 2010/12/28 2011/01/05
24240 Macquarie Bank Ltd. – HSBC European Put Warrants Jan 2011 2010/12/28 2011/01/05
22404 Macquarie Bank Ltd. – Jiangxi Copper European Wts Jan 2011 A 2010/12/28 2011/01/05
23205 Macquarie Bank Ltd. – Jiangxi Copper European Wts Jan 2011 B 2010/12/28 2011/01/05
23338 Macquarie Bank Ltd. – Ping An European Warrants Jan 2011 2010/12/28 2011/01/05
23126 Macquarie Bank Ltd. – Tencent European Warrants Jan 2011 2010/12/28 2011/01/05
23664 RB of Scotland N.V. – China Life European Wts Jan 2011 A 2010/12/28 2011/01/05
02691 SGA Societe Generale Acceptance N.V. – BOCL Eur Wts Jan2011A 2010/12/28 2011/01/05
18047 BNP Paribas Arbit Issu B.V. – PetroCh Euro Wts Jan 2011 2010/12/29 2011/01/06
25319 Credit Suisse AG – Tencent Holdings European Wts Jan 2011 B 2010/12/29 2011/01/06

List of expired derivative warrants, 2011 (continued)
Last Delisted
21492 KBC Fin Products Int’l Ltd. – A50 Ch Euro Wts Jan 2011 2010/12/29 2011/01/06
23185 KBC Fin Products Int’l Ltd. – BOCL European Wts Jan 2011 B 2010/12/29 2011/01/06
23361 Macquarie Bank Ltd. – CC Bank European Put Warrants Jan 2011 2010/12/29 2011/01/06
23356 Macquarie Bank Ltd. – CC Bank European Warrants Jan 2011 A 2010/12/29 2011/01/06
23357 Macquarie Bank Ltd. – CC Bank European Warrants Jan 2011 B 2010/12/29 2011/01/06
22363 Macquarie Bank Ltd. – CNOOC European Put Warrants Jan 2011 B 2010/12/29 2011/01/06
21860 SGA Societe Generale Acceptance N.V. – A50 Ch Eu Wt Jan 11A 2010/12/29 2011/01/06
23620 SGA Societe Generale Acceptance N.V. – CCB Eur Wt Jan 2011 C 2010/12/29 2011/01/06
24050 SGA Societe Generale Acceptance N.V. – HSBC Eu Wt Jan 2011 B 2010/12/29 2011/01/06
24510 SGA Societe Generale Acceptance N.V.-A50 Ch Eu Put Wt Jan11D 2010/12/29 2011/01/06
23541 BOCI Asia Ltd. – HSBC European Warrants Jan 2011 2010/12/31 2011/01/07
25393 Credit Suisse AG – Sinopec Corp European Warrants Jan 2011 B 2010/12/31 2011/01/07
18537 HK Bank – Ch Comm Cons European Warrants Jan 2011 2010/12/31 2011/01/07
23189 KBC Fin Products Int’l Ltd. – CC Bank Euro Wts Jan 2011 A 2010/12/31 2011/01/07
23365 KBC Fin Products Int’l Ltd. – CC Bank Euro Wts Jan 2011 C 2010/12/31 2011/01/07
23377 KBC Fin Products Int’l Ltd. – CNOOC Euro Put Wts Jan 2011 B 2010/12/31 2011/01/07
23381 KBC Fin Products Int’l Ltd. – HSBC Euro Put Wts Jan 2011 D 2010/12/31 2011/01/07
23192 KBC Fin Products Int’l Ltd. – ICBC European Wts Jan 2011 A 2010/12/31 2011/01/07
23366 KBC Fin Products Int’l Ltd. – ICBC European Wts Jan 2011 C 2010/12/31 2011/01/07
24453 BNP Paribas Arbit Issu B.V. – China Life Euro Wts Jan 2011 2011/01/03 2011/01/10
23251 BOCI Asia Ltd. – Yurun Food European Warrants Jan 2011 2011/01/03 2011/01/10
24118 CC Rabobank B.A. – China Life European Put Warrants Jan 2011 2011/01/03 2011/01/10
23395 J P Morgan SP BV – Yanzhou Coal European Warrants Jan 2011 2011/01/03 2011/01/10
21320 Barclays Bank plc – Ch Comm Cons European Warrants Jan 2011 2011/01/04 2011/01/11
21769 Barclays Bank plc – Fushan Energy European Warrants Jan 2011 2011/01/04 2011/01/11
22354 CC Rabobank B.A. – China Agri European Warrants Jan 2011 2011/01/04 2011/01/11
23448 CC Rabobank B.A. – Jiangxi Copper European Warrants Jan 2011 2011/01/04 2011/01/11
22269 Citigroup Global Mkt H Inc. – Wharf European Warrants Jan 11 2011/01/04 2011/01/11
21654 Citigroup Global Mkt H Inc.-Alibaba European Warrants Jan11A 2011/01/04 2011/01/11
23691 Credit Suisse AG – Agricultural Bank European Wts Jan 2011 C 2011/01/04 2011/01/11
23796 Credit Suisse AG – Agricultural Bank European Wts Jan 2011 D 2011/01/04 2011/01/11
25017 Credit Suisse AG – Agricultural Bank European Wts Jan 2011 E 2011/01/04 2011/01/11
24379 Credit Suisse AG – BOCL European Warrants Jan 2011 A 2011/01/04 2011/01/11
25178 Credit Suisse AG – Sinopec Corp European Warrants Jan 2011 A 2011/01/04 2011/01/11
23445 HK Bank – China Life European Warrants Jan 2011 2011/01/04 2011/01/11
23446 HK Bank – Jiangxi Copper European Warrants Jan 2011 2011/01/04 2011/01/11
24137 J P Morgan SP BV – Agricultural Bk European Warrants Jan 11 2011/01/04 2011/01/11
23773 KBC Fin Products Int’l Ltd. – Sinopec Euro Wts Jan 2011 2011/01/04 2011/01/11
23414 Macquarie Bank Ltd. – BOCL European Put Warrants Jan 2011 2011/01/04 2011/01/11
23405 Macquarie Bank Ltd. – Fushan Energy European Warrants Jan 11 2011/01/04 2011/01/11
22215 Merrill Lynch Int’l & Co. C.V. – HSBC Euro Wts Jan 2011 A 2011/01/04 2011/01/11
23615 Merrill Lynch Int’l & Co. C.V. – ICBC European Wts Jan 2011B 2011/01/04 2011/01/11
23694 Merrill Lynch Int’l & Co. C.V. -Agricultural Bk Eu Wt Jan11A 2011/01/04 2011/01/11
20566 RB of Scotland N.V. – Ch Comm Cons European Wts Jan 2011 2011/01/04 2011/01/11
24481 RB of Scotland N.V. – Sinopec Corp European Warrants Jan 11B 2011/01/04 2011/01/11
24261 SGA Societe Generale Acceptance N.V. – ICBC Eu Wt Jan 2011 C 2011/01/04 2011/01/11
23922 SGA Societe Generale Acceptance N.V. – JIANC Eu Wts Jan 2011 2011/01/04 2011/01/11
23846 UBS AG – Agricultural Bank European Warrants Jan 2011 H 2011/01/04 2011/01/11
22109 UBS AG – Ch Comm Cons European Warrants Jan 2011 2011/01/04 2011/01/11
23333 UBS AG – China Life European Warrants Jan 2011 A 2011/01/04 2011/01/11
25146 UBS AG – ICBC European Warrants Jan 2011 2011/01/04 2011/01/11
21136 Citigroup Global Mkt H Inc. – A50 China Euro Wts Jan 2011 B 2011/01/05 2011/01/12
20236 Citigroup Global Mkt H Inc. – Anta Sports European Wts Jan11 2011/01/05 2011/01/12
20237 Citigroup Global Mkt H Inc. – Belle Int’l European Wts Jan11 2011/01/05 2011/01/12
20245 Citigroup Global Mkt H Inc. – PICC P&C European Wts Jan11 2011/01/05 2011/01/12
23167 KBC Fin Products Int’l Ltd. – Tencent Holdings Eu Wt Jan 11A 2011/01/05 2011/01/12
23418 Merrill Lynch Int’l & Co. C.V. – Tencent European Wts Jan 11 2011/01/05 2011/01/12
23695 Merrill Lynch Int’l & Co. C.V. -Agricultural Bk Eu Wt Jan11B 2011/01/05 2011/01/12
22694 BOCI Asia Ltd. – China Shenhua European Warrants Jan 2011 2011/01/06 2011/01/13
24139 CC Rabobank B.A. – Agricultural Bk European Warrants Jan 11 2011/01/06 2011/01/13
24144 Deutsche Bank AG – Agricultural Bk European Warrants Jan 11 2011/01/06 2011/01/13
23704 HK Bank – BOCL European Warrants Jan 2011 2011/01/06 2011/01/13
21424 HK Bank – Fushan Energy European Warrants Jan 2011 2011/01/06 2011/01/13
23787 KBC Fin Products Int’l Ltd. – Agricultural Bk Eu Wt Jan 11H 2011/01/06 2011/01/13
24224 Macquarie Bank Ltd. – CC Bank European Warrants Jan 2011 C 2011/01/06 2011/01/13
24331 Merrill Lynch Int’l & Co. C.V. – BOCL European Wts Jan 2011A 2011/01/06 2011/01/13
23701 Merrill Lynch Int’l & Co. CV-Agricultural Bk Eu Put Wt Jan11 2011/01/06 2011/01/13
20673 Nomura Int’l plc – A50 China European Warrants Jan 2011 2011/01/06 2011/01/13
21861 SGA Societe Generale Acceptance N.V. – A50 Ch Eu Wt Jan 11B 2011/01/06 2011/01/13
23659 CC Rabobank B.A. – China Life European Warrants Jan 2011 A 2011/01/07 2011/01/14
23486 HK Bank – Esprit European Warrants Jan 2011 2011/01/07 2011/01/14
23484 HK Bank – Sinopec Corp European Warrants Jan 2011 2011/01/07 2011/01/14
23488 J P Morgan SP BV – CM Bank European Warrants Jan 2011 2011/01/07 2011/01/14
23489 J P Morgan SP BV – ICBC European Warrants Jan 2011 A 2011/01/07 2011/01/14
23490 J P Morgan SP BV – ICBC European Warrants Jan 2011 B 2011/01/07 2011/01/14
23491 J P Morgan SP BV – Lenovo European Warrants Jan 2011 2011/01/07 2011/01/14
24283 Merrill Lynch Int’l & Co. C.V. – China Life Eu Wt Jan 2011 C 2011/01/07 2011/01/14
23372 BOCI Asia Ltd. – Mongolia Energy European Warrants Jan 2011 2011/01/10 2011/01/17
23252 BOCI Asia Ltd. – Sinopharm European Warrants Jan 2011 2011/01/10 2011/01/17
18269 Citigroup Global Mkt H Inc. – HSBC European Wts Jan 2011 2011/01/10 2011/01/17
23197 KBC Fin Products Int’l Ltd. – BOCL Euro Put Wts Jan 2011 2011/01/10 2011/01/17
23198 KBC Fin Products Int’l Ltd. – China Life Eur Put Wt Jan 2011 2011/01/10 2011/01/17
23121 Barclays Bank plc – BOCL European Put Warrants Jan 2011 2011/01/11 2011/01/18
23117 Barclays Bank plc – BOCL European Warrants Jan 2011 2011/01/11 2011/01/18
22801 Barclays Bank plc – BYD European Warrants Jan 2011 2011/01/11 2011/01/18
23111 Barclays Bank plc – Sinopec Corp European Wts Jan 2011 2011/01/11 2011/01/18
20770 BNP Paribas Arbit Issu B.V. – A50 China Euro Wts Jan 2011 2011/01/11 2011/01/18

Last Delisted
23499 CC Rabobank B.A. – Geely Auto European Warrants Jan 2011 2011/01/11 2011/01/18
24097 Citigroup Global Mkt H Inc. – ICBC European Wts Jan 2011 2011/01/11 2011/01/18
21789 Credit Suisse AG – A50 China European Warrants Jan 2011 A 2011/01/11 2011/01/18
23570 Credit Suisse AG – Agricultural Bank European Wts Jan 2011 A 2011/01/11 2011/01/18
24070 Credit Suisse AG – CC Bank European Warrants Jan 2011 A 2011/01/11 2011/01/18
25396 Credit Suisse AG – China Coal European Warrants Jan 2011 2011/01/11 2011/01/18
24069 Credit Suisse AG – ICBC European Warrants Jan 2011 A 2011/01/11 2011/01/18
24837 Deutsche Bank AG – Esprit European Warrants Jan 2011 2011/01/11 2011/01/18
22582 HK Bank – China Coal European Warrants Jan 2011 2011/01/11 2011/01/18
24950 HK Bank – China Mobile European Warrants Jan 2011 2011/01/11 2011/01/18
23554 KBC Fin Products Int’l Ltd. – Agricultural Bk Eu Wt Jan 11 A 2011/01/11 2011/01/18
23555 KBC Fin Products Int’l Ltd. – Agricultural Bk Eu Wt Jan 11 B 2011/01/11 2011/01/18
23556 KBC Fin Products Int’l Ltd. – Agricultural Bk Eu Wt Jan 11 C 2011/01/11 2011/01/18
23557 KBC Fin Products Int’l Ltd. – Agricultural Bk Eu Wt Jan 11 D 2011/01/11 2011/01/18
23558 KBC Fin Products Int’l Ltd. – Agricultural Bk Eu Wt Jan 11 E 2011/01/11 2011/01/18
23788 KBC Fin Products Int’l Ltd. – Agricultural Bk Eu Wt Jan 11I 2011/01/11 2011/01/18
23562 KBC Fin Products Int’l Ltd. – Agricultural Eu Put Wt Jan 11F 2011/01/11 2011/01/18
23563 KBC Fin Products Int’l Ltd. – Agricultural Eu Put Wt Jan 11G 2011/01/11 2011/01/18
23193 KBC Fin Products Int’l Ltd. – ICBC European Wts Jan 2011 B 2011/01/11 2011/01/18
22086 Macquarie Bank Ltd. – CITIC Pacific European Warrants Jan 11 2011/01/11 2011/01/18
22754 Macquarie Bank Ltd. – Nine Dragons European Wts Jan 2011 2011/01/11 2011/01/18
23910 Merrill Lynch Int’l & Co. C.V. – Ch Telecom Eur Wt Jan 2011 2011/01/11 2011/01/18
23843 Merrill Lynch Int’l & Co. C.V. -Agricultural Bk Eu Wt Jan11D 2011/01/11 2011/01/18
25225 Nomura Int’l plc – Agricultural Bk European Warrants Jan 11 2011/01/11 2011/01/18
23822 Nomura Int’l plc – China Coal European Warrants Jan 2011 2011/01/11 2011/01/18
23565 SGA Societe Generale Acceptance N.V. – AGBK Eu Wt Jan 2011 A 2011/01/11 2011/01/18
23566 SGA Societe Generale Acceptance N.V. – AGBK Eu Wt Jan 2011 B 2011/01/11 2011/01/18
23567 SGA Societe Generale Acceptance N.V. – AGBK Eu Wt Jan 2011 C 2011/01/11 2011/01/18
23568 SGA Societe Generale Acceptance N.V. – AGBK Eu Wt Jan 2011 D 2011/01/11 2011/01/18
23569 SGA Societe Generale Acceptance N.V. – AGBK Eu Wt Jan 2011 E 2011/01/11 2011/01/18
20302 SGA Societe Generale Acceptance N.V. – CCCCL Eu Wt Jan 2011 2011/01/11 2011/01/18
22201 SGA Societe Generale Acceptance N.V. – CPIC Euro Wts Jan11 2011/01/11 2011/01/18
23631 SGA Societe Generale Acceptance N.V. – CTel Eu Wt Jan 2011 A 2011/01/11 2011/01/18
23098 UBS AG – A50 China European Warrants Jan 2011 2011/01/11 2011/01/18
23574 UBS AG – Agricultural Bank European Warrants Jan 2011 B 2011/01/11 2011/01/18
23832 UBS AG – Agricultural Bank European Warrants Jan 2011 G 2011/01/11 2011/01/18
24402 UBS AG – China Coal European Warrants Jan 2011 2011/01/11 2011/01/18
23560 Citigroup Global Mkt H Inc. – Agricultural Bk Eu Wt Jan 11 A 2011/01/12 2011/01/19
23561 Citigroup Global Mkt H Inc. – Agricultural Bk Eu Wt Jan 11 B 2011/01/12 2011/01/19
23544 Citigroup Global Mkt H Inc. – Fushan Energy Euro Wt Jan 2011 2011/01/12 2011/01/19
23543 Citigroup Global Mkt H Inc. – Yurun Food Euro Wts Jan 2011 2011/01/12 2011/01/19
22503 HK Bank – Angang Steel European Warrants Jan 2011 2011/01/12 2011/01/19
23536 KBC Fin Products Int’l Ltd. – Ch Mobile Euro Wt Jan 2011 2011/01/12 2011/01/19
23410 KBC Fin Products Int’l Ltd. – CPIC European Warrants Jan 11 2011/01/12 2011/01/19
23981 KBC Fin Products Int’l Ltd. – ICBC Euro Put Wts Jan 2011 2011/01/12 2011/01/19
20407 Citigroup Global Mkt H Inc. – A50 China Euro Wts Jan 2011 A 2011/01/13 2011/01/20
20399 Citigroup Global Mkt H Inc. – BYD European Warrants Jan 2011 2011/01/13 2011/01/20
20403 Citigroup Global Mkt H Inc. – CC Bank European Wts Jan 2011 2011/01/13 2011/01/20
20405 Citigroup Global Mkt H Inc. – KECL European Warrants Jan2011 2011/01/13 2011/01/20
23186 KBC Fin Products Int’l Ltd. – BOCL European Wts Jan 2011 C 2011/01/13 2011/01/20
23580 SGA Societe Generale Acceptance N.V. – AGBK Eu Wt Jan 2011 F 2011/01/13 2011/01/20
23154 SGA Societe Generale Acceptance N.V. – Tencent Eu Wt Jan 11 2011/01/13 2011/01/20
23581 UBS AG – Agricultural Bank European Warrants Jan 2011 C 2011/01/13 2011/01/20
23437 Barclays Bank plc -Tencent Holdings European Warrants Jan 11 2011/01/14 2011/01/21
19463 Citigroup Global Mkt H Inc. – PetroChina Euro Wts Jan 2011 2011/01/14 2011/01/21
25888 Credit Suisse AG – ICBC European Warrants Jan 2011 C 2011/01/14 2011/01/21
23157 HK Bank – Tencent European Warrants Jan 2011 2011/01/14 2011/01/21
23196 KBC Fin Products Int’l Ltd. – China Life Euro Wts Jan 2011 A 2011/01/14 2011/01/21
24115 CC Rabobank B.A. – Ch Mobile European Warrants Jan 2011 B 2011/01/17 2011/01/24
23458 CC Rabobank B.A. – Sh Petrochem European Warrants Jan 2011 2011/01/17 2011/01/24
25882 Credit Suisse AG – China Life European Put Warrants Jan 2011 2011/01/17 2011/01/24
24451 KBC Fin Products Int’l Ltd. – China Life Euro Wts Jan 2011 B 2011/01/17 2011/01/24
09163 RB of Scotland N.V. – Gold European (LS) Warrants Jan 2011 2011/01/17 2011/01/24
09168 RB of Scotland N.V. – KLCI European (LS) Warrants Jan 2011 2011/01/17 2011/01/24
09164 RB of Scotland N.V. – KOSPI 200 European (LS) Wts Jan 2011 2011/01/17 2011/01/24
09181 RB of Scotland N.V. – NASDAQ 100 European (LS) Wts Jan 2011 2011/01/17 2011/01/24
09201 RB of Scotland N.V. – Nikkei 225 European (LS) Wts Jan 2011 2011/01/17 2011/01/24
09213 RB of Scotland N.V. – Thailand SET50 Euro (LS) Wts Jan 2011 2011/01/17 2011/01/24
24535 Standard Chartered Bank – HSBC European Warrants Jan 2011 2011/01/17 2011/01/24
22516 Barclays Bank plc – A50 China European Put Warrants Jan 2011 2011/01/18 2011/01/25
20950 Barclays Bank plc – China Coal European Warrants Jan 2011 2011/01/18 2011/01/25
24241 BNP Paribas Arbit Issu B.V. – CNOOC European Wts Jan 2011 2011/01/18 2011/01/25
23369 BOCI Asia Ltd. – China Coal European Warrants Jan 2011 2011/01/18 2011/01/25
21639 CC Rabobank B.A. – A50 China European Put Wts Jan 2011 A 2011/01/18 2011/01/25
24776 CC Rabobank B.A. – China Life European Warrants Jan 2011 B 2011/01/18 2011/01/25
23068 Citigroup Global Mkt H Inc. – A50 China Euro Wts Jan 2011 C 2011/01/18 2011/01/25
21921 Citigroup Global Mkt H Inc. – China Agri European Wts Jan11 2011/01/18 2011/01/25
21817 Citigroup Global Mkt H Inc. – CITIC Pacific Eu Wt Jan 2011 A 2011/01/18 2011/01/25
21820 Citigroup Global Mkt H Inc. – Henganintl European Wts Jan 11 2011/01/18 2011/01/25
22923 Citigroup Global Mkt H Inc. – Lenovo European Warrants Jan11 2011/01/18 2011/01/25
21659 Citigroup Global Mkt H Inc. – Li & Fung European Wts Jan 11 2011/01/18 2011/01/25
21661 Citigroup Global Mkt H Inc. – Nine Dragons Euro Wts Jan 2011 2011/01/18 2011/01/25
22344 Credit Suisse AG – A50 China European Put Warrants Jan 2011 2011/01/18 2011/01/25
23009 Credit Suisse AG – A50 China European Warrants Jan 2011 B 2011/01/18 2011/01/25
23571 Credit Suisse AG – Agricultural Bank European Wts Jan 2011 B 2011/01/18 2011/01/25
25880 Credit Suisse AG – China Life European Warrants Jan 2011 B 2011/01/18 2011/01/25
25182 Credit Suisse AG – China Mobile European Warrants Jan 2011 B 2011/01/18 2011/01/25

Last Delisted
25887 Credit Suisse AG – CPIC European Warrants Jan 2011 2011/01/18 2011/01/25
24376 Credit Suisse AG – ICBC European Warrants Jan 2011 B 2011/01/18 2011/01/25
26067 Credit Suisse AG – ICBC European Warrants Jan 2011 E 2011/01/18 2011/01/25
23860 Deutsche Bank AG – China Coal European Warrants Jan 2011 2011/01/18 2011/01/25
24986 Deutsche Bank AG – China Mobile European Warrants Jan 2011 2011/01/18 2011/01/25
10985 Deutsche Bank AG – GBP/USD European Put Warrants Jan 2011 2011/01/18 2011/01/25
10981 Deutsche Bank AG – GBP/USD European Warrants Jan 2011 2011/01/18 2011/01/25
25109 Goldman Sachs SP (Asia) – Agricultural Bk European Wts Jan11 2011/01/18 2011/01/25
24250 J P Morgan SP BV – Alibaba European Warrants Jan 2011 2011/01/18 2011/01/25
24089 J P Morgan SP BV – CNOOC European Warrants Jan 2011 2011/01/18 2011/01/25
23070 Macquarie Bank Ltd. – A50 China European Warrants Jan 2011 B 2011/01/18 2011/01/25
24158 Macquarie Bank Ltd. – Agricultural Bk European Put Wt Jan11 2011/01/18 2011/01/25
25007 Macquarie Bank Ltd. – China Coal European Warrants Jan 2011 2011/01/18 2011/01/25
23684 Macquarie Bank Ltd. – Geely Auto European Warrants Jan 2011 2011/01/18 2011/01/25
23671 Merrill Lynch Int’l & Co. C.V. – A50 China Eu Put Wt Jan 11 2011/01/18 2011/01/25
24213 Merrill Lynch Int’l & Co. C.V. – Ch Shenhua Eur Wts Jan 2011 2011/01/18 2011/01/25
24282 Merrill Lynch Int’l & Co. C.V. – China Life Eu Wt Jan 2011 B 2011/01/18 2011/01/25
23670 Merrill Lynch Int’l & Co. C.V. – CM Bank Euro Put Wts Jan 11 2011/01/18 2011/01/25
23911 Merrill Lynch Int’l & Co. C.V. – CNOOC European Wts Jan 2011 2011/01/18 2011/01/25
23618 Merrill Lynch Int’l & Co. C.V. – ICBC European Put Wts Jan11 2011/01/18 2011/01/25
23830 Merrill Lynch Int’l & Co. C.V. -Agricultural Bk Eu Wt Jan11C 2011/01/18 2011/01/25
24496 Nomura Int’l plc – China Mengniu European Warrants Jan 2011 2011/01/18 2011/01/25
25054 RB of Scotland N.V. – A50 China European Put Wts Jan 2011 2011/01/18 2011/01/25
24353 RB of Scotland N.V. – China Mobile European Wts Jan 2011 2011/01/18 2011/01/25
23690 SGA Societe Generale Acceptance N.V. – AGBK Eu Wt Jan 2011 G 2011/01/18 2011/01/25
23076 SGA Societe Generale Acceptance N.V. – CCB Eur Wt Jan 2011 A 2011/01/18 2011/01/25
23077 SGA Societe Generale Acceptance N.V. – CCB Eur Wt Jan 2011 B 2011/01/18 2011/01/25
23096 SGA Societe Generale Acceptance N.V. – Ch Mob Eu Wt Jan 11B 2011/01/18 2011/01/25
23148 SGA Societe Generale Acceptance N.V. – CP&CC Eur Wt Jan 2011 2011/01/18 2011/01/25
23632 SGA Societe Generale Acceptance N.V. – CTel Eu Wt Jan 2011 B 2011/01/18 2011/01/25
23634 SGA Societe Generale Acceptance N.V. – HSBC Eu Wt Jan 2011 A 2011/01/18 2011/01/25
23085 SGA Societe Generale Acceptance N.V. – ICBC Eu Wt Jan 2011 A 2011/01/18 2011/01/25
23086 SGA Societe Generale Acceptance N.V. – ICBC Eu Wt Jan 2011 B 2011/01/18 2011/01/25
22534 UBS AG – A50 China European Put Warrants Jan 2011 2011/01/18 2011/01/25
23649 UBS AG – Agricultural Bank European Put Warrants Jan 2011 E 2011/01/18 2011/01/25
23573 UBS AG – Agricultural Bank European Warrants Jan 2011 A 2011/01/18 2011/01/25
22533 UBS AG – Ch LongYuan European Put Warrants Jan 2011 2011/01/18 2011/01/25
24586 UBS AG – China Life European Put Warrants Jan 2011 2011/01/18 2011/01/25
24953 UBS AG – China Mobile European Warrants Jan 2011 2011/01/18 2011/01/25
24538 UBS AG – China Shenhua European Warrants Jan 2011 2011/01/18 2011/01/25
23495 UBS AG – China Tel European Warrants Jan 2011 2011/01/18 2011/01/25
24153 UBS AG – CNOOC European Warrants Jan 2011 2011/01/18 2011/01/25
25020 Merrill Lynch Int’l & Co. C.V. – Ch Mobile Eur Wt Jan 2011 B 2011/01/19 2011/01/26
24287 Merrill Lynch Int’l & Co. C.V.-Ch Overseas Eur Put Wts Jan11 2011/01/19 2011/01/26
24480 RB of Scotland N.V. – Sinopec Corp European Warrants Jan 11A 2011/01/19 2011/01/26
23431 RB of Scotland N.V. – Tencent European Put Warrants Jan 2011 2011/01/19 2011/01/26
22696 BOCI Asia Ltd. – Nine Dragons European Warrants Jan 2011 2011/01/20 2011/01/27
23706 HK Bank – Zijin Mining European Warrants Jan 2011 2011/01/20 2011/01/27
24729 J P Morgan SP BV – China Life European Warrants Jan 2011 B 2011/01/20 2011/01/27
24195 KBC Fin Products Int’l Ltd. – BOCL European Wts Jan 2011 D 2011/01/20 2011/01/27
21426 Macquarie Bank Ltd. – A50 China European Warrants Jan 2011 A 2011/01/20 2011/01/27
24783 Macquarie Bank Ltd. – China Life European Wts Jan 2011 2011/01/20 2011/01/27
24332 Merrill Lynch Int’l & Co. C.V. – BOCL European Wts Jan 2011B 2011/01/20 2011/01/27
25021 Merrill Lynch Int’l & Co. C.V. – Ch Mobile Eur Wt Jan 2011 C 2011/01/20 2011/01/27
24647 RB of Scotland N.V. – China Life European Wts Jan 2011 D 2011/01/20 2011/01/27
23373 SGA Societe Generale Acceptance N.V. – CITBK Euro Wt Jan 11 2011/01/20 2011/01/27
23621 SGA Societe Generale Acceptance N.V. – CLife Eu Wt Jan 2011A 2011/01/20 2011/01/27
23622 SGA Societe Generale Acceptance N.V. – CLife Eu Wt Jan 2011B 2011/01/20 2011/01/27
24509 SGA Societe Generale Acceptance N.V.-A50 Ch Eu Put Wt Jan11C 2011/01/20 2011/01/27
24190 UBS AG – BOCL European Warrants Jan 2011 A 2011/01/20 2011/01/27
24677 UBS AG – China Life European Warrants Jan 2011 B 2011/01/20 2011/01/27
23253 BOCI Asia Ltd. – BOCL European Put Warrants Jan 2011 2011/01/21 2011/01/28
23660 BNP Paribas Arbit Issu B.V. – HSI Euro Put Wts Jan 2011 2011/01/24 2011/01/31
23656 BNP Paribas Arbit Issu B.V. – HSI European Wts Jan 2011 2011/01/24 2011/01/31
23539 BOCI Asia Ltd. – China Mobile European Warrants Jan 2011 2011/01/24 2011/01/31
23492 BOCI Asia Ltd. – CITBK European Warrants Jan 2011 2011/01/24 2011/01/31
23177 BOCI Asia Ltd. – Hutchison European Warrants Jan 2011 2011/01/24 2011/01/31
23602 CC Rabobank B.A. – A50 China European Put Warrants Jan 2011B 2011/01/24 2011/01/31
22937 CC Rabobank B.A. – Anta Sports European Warrants Jan 2011 2011/01/24 2011/01/31
23595 CC Rabobank B.A. – Ch Mobile European Warrants Jan 2011 A 2011/01/24 2011/01/31
22807 CC Rabobank B.A. – China Mengniu European Warrants Jan 2011 2011/01/24 2011/01/31
23459 CC Rabobank B.A. – China Shenhua European Warrants Jan 2011 2011/01/24 2011/01/31
23031 CC Rabobank B.A. – CPIC European Warrants Jan 2011 2011/01/24 2011/01/31
23546 CC Rabobank B.A. – Evergrande European Warrants Jan 2011 2011/01/24 2011/01/31
21108 CC Rabobank B.A. – Fushan Energy European Warrants Jan 2011 2011/01/24 2011/01/31
22811 CC Rabobank B.A. – GCL-Poly Energy European Warrants Jan 11 2011/01/24 2011/01/31
22940 CC Rabobank B.A. – Golden Eagle European Warrants Jan 2011 2011/01/24 2011/01/31
23596 CC Rabobank B.A. – HSBC European Warrants Jan 2011 A 2011/01/24 2011/01/31
23676 CC Rabobank B.A. – HSBC European Warrants Jan 2011 B 2011/01/24 2011/01/31
23876 CC Rabobank B.A. – HSI European Warrants Jan 2011 2011/01/24 2011/01/31
22091 CC Rabobank B.A. – Lee & Man Paper European Warrants Jan2011 2011/01/24 2011/01/31
22814 CC Rabobank B.A. – Parkson Group European Warrants Jan 2011 2011/01/24 2011/01/31
23132 CC Rabobank B.A. – Renhe Comm European Warrants Jan 2011 2011/01/24 2011/01/31
23134 CC Rabobank B.A. – Shimao Ppt European Warrants Jan 2011 2011/01/24 2011/01/31
23663 CC Rabobank B.A. – Sinofert European Warrants Jan 2011 2011/01/24 2011/01/31
21638 CC Rabobank B.A. – Skyworth Digital European Warrants Jan 11 2011/01/24 2011/01/31
23497 CC Rabobank B.A. – WISE CSI European Warrants Jan 2011 2011/01/24 2011/01/31

Last Delisted
22816 CC Rabobank B.A. – Yuexiu Property European Warrants Jan 11 2011/01/24 2011/01/31
22808 CC Rabobank B.A. – Yurun Food European Warrants Jan 2011 2011/01/24 2011/01/31
24128 Citigroup Global Mkt H Inc. – HSI European Put Wts Jan 2011 2011/01/24 2011/01/31
22767 Citigroup Global Mkt H Inc.-Alibaba European Warrants Jan11B 2011/01/24 2011/01/31
24074 Credit Suisse AG – HSCEI European Put Warrants Jan 2011 2011/01/24 2011/01/31
23754 Deutsche Bank AG – HSI European Put Warrants Jan 2011 C 2011/01/24 2011/01/31
23755 Deutsche Bank AG – HSI European Put Warrants Jan 2011 D 2011/01/24 2011/01/31
23756 Deutsche Bank AG – HSI European Put Warrants Jan 2011 E 2011/01/24 2011/01/31
23750 Deutsche Bank AG – HSI European Warrants Jan 2011 A 2011/01/24 2011/01/31
23751 Deutsche Bank AG – HSI European Warrants Jan 2011 B 2011/01/24 2011/01/31
22832 Goldman Sachs SP (Asia) – HSBC European Warrants Jan 2011 2011/01/24 2011/01/31
24038 Goldman Sachs SP (Asia) – HSI European Put Wts Jan 2011 2011/01/24 2011/01/31
24031 Goldman Sachs SP (Asia) – HSI European Warrants Jan 2011 A 2011/01/24 2011/01/31
24032 Goldman Sachs SP (Asia) – HSI European Warrants Jan 2011 B 2011/01/24 2011/01/31
24346 HK Bank – HSI European Put Warrants Jan 2011 A 2011/01/24 2011/01/31
24459 HK Bank – HSI European Put Warrants Jan 2011 B 2011/01/24 2011/01/31
23722 J P Morgan SP BV – China Life European Warrants Jan 2011 A 2011/01/24 2011/01/31
24059 KBC Fin Products Int’l Ltd. – HSCEI Euro Put Wts Jan 2011 2011/01/24 2011/01/31
23330 KBC Fin Products Int’l Ltd. – HSI Euro Put Wts Jan 2011 2011/01/24 2011/01/31
21649 Macquarie Bank Ltd. – A50 China European Put Wts Jan 2011 2011/01/24 2011/01/31
23714 Macquarie Bank Ltd. – Ch Southern Air European Wts Jan 2011 2011/01/24 2011/01/31
23468 Macquarie Bank Ltd. – HSCEI European Warrants Jan 2011 2011/01/24 2011/01/31
25108 Macquarie Bank Ltd. – HSI European Put Warrants Jan 2011 2011/01/24 2011/01/31
24866 Macquarie Bank Ltd. – HSI European Warrants Jan 2011 2011/01/24 2011/01/31
23450 Merrill Lynch Int’l & Co. C.V. – HSBC Euro Wts Jan 2011 B 2011/01/24 2011/01/31
23901 Merrill Lynch Int’l & Co. C.V. – HSCEI Euro Put Wts Jan 2011 2011/01/24 2011/01/31
23742 Merrill Lynch Int’l & Co. C.V. – HSCEI European Wts Jan11A 2011/01/24 2011/01/31
23743 Merrill Lynch Int’l & Co. C.V. – HSCEI European Wts Jan11B 2011/01/24 2011/01/31
23950 Merrill Lynch Int’l & Co. C.V. -HSI European Put Wts Jan 11E 2011/01/24 2011/01/31
23994 Merrill Lynch Int’l & Co. C.V. -HSI European Put Wts Jan 11F 2011/01/24 2011/01/31
23995 Merrill Lynch Int’l & Co. C.V. -HSI European Put Wts Jan 11G 2011/01/24 2011/01/31
23996 Merrill Lynch Int’l & Co. C.V. -HSI European Put Wts Jan 11H 2011/01/24 2011/01/31
21417 Merrill Lynch Int’l & Co. C.V. -HSI European Warrants Jan11A 2011/01/24 2011/01/31
23988 Merrill Lynch Int’l & Co. C.V. -HSI European Warrants Jan11B 2011/01/24 2011/01/31
23989 Merrill Lynch Int’l & Co. C.V. -HSI European Warrants Jan11C 2011/01/24 2011/01/31
23990 Merrill Lynch Int’l & Co. C.V. -HSI European Warrants Jan11D 2011/01/24 2011/01/31
23698 SGA Societe Generale Acceptance N.V. – HSCEI Eu Wt Jan 2011 2011/01/24 2011/01/31
23696 SGA Societe Generale Acceptance N.V. – HSI Eu Put Wt Jan 11C 2011/01/24 2011/01/31
23697 SGA Societe Generale Acceptance N.V. – HSI Eu Put Wt Jan 11D 2011/01/24 2011/01/31
22979 SGA Societe Generale Acceptance N.V. – HSI Eur Wt Jan 2011 A 2011/01/24 2011/01/31
23692 SGA Societe Generale Acceptance N.V. – HSI Eur Wt Jan 2011 B 2011/01/24 2011/01/31
24258 SGA Societe Generale Acceptance N.V. – HSI Eur Wt Jan 2011 E 2011/01/24 2011/01/31
24260 SGA Societe Generale Acceptance N.V. – HSI Eur Wt Jan 2011 F 2011/01/24 2011/01/31
23702 SGA Societe Generale Acceptance N.V. -HSCEI Eu Put Wt Jan 11 2011/01/24 2011/01/31
25301 Standard Chartered Bank – China Mobile European Wts Jan 2011 2011/01/24 2011/01/31
23749 UBS AG – HSI European Put Warrants Jan 2011 A 2011/01/24 2011/01/31
23856 UBS AG – HSI European Put Warrants Jan 2011 B 2011/01/24 2011/01/31
23853 UBS AG – HSI European Warrants Jan 2011 2011/01/24 2011/01/31
23119 Barclays Bank plc – China Life European Put Wts Jan 2011 2011/01/25 2011/02/01
23116 Barclays Bank plc – China Life European Warrants Jan 2011 2011/01/25 2011/02/01
23553 Barclays Bank plc – China Telecom European Warrants Jan 2011 2011/01/25 2011/02/01
23120 Barclays Bank plc – CM Bank European Put Warrants Jan 2011 2011/01/25 2011/02/01
23115 Barclays Bank plc – CPIC European Warrants Jan 2011 2011/01/25 2011/02/01
23433 Barclays Bank plc – R&F Ppt European Warrants Jan 2011 2011/01/25 2011/02/01
22961 Citigroup Global Mkt H Inc. – CITIC Pacific Eu Wt Jan 2011 B 2011/01/25 2011/02/01
23400 Citigroup Global Mkt H Inc. – CNOOC European Wts Jan 2011 2011/01/25 2011/02/01
25614 Credit Suisse AG – BOCL European Warrants Jan 2011 B 2011/01/25 2011/02/01
25660 Credit Suisse AG – BOCL European Warrants Jan 2011 C 2011/01/25 2011/02/01
26064 Credit Suisse AG – CC Bank European Warrants Jan 2011 B 2011/01/25 2011/02/01
22388 Credit Suisse AG – Ch LongYuan European Put Warrants Jan 11 2011/01/25 2011/02/01
24642 Credit Suisse AG – China Life European Warrants Jan 2011 A 2011/01/25 2011/02/01
25032 Credit Suisse AG – China Mobile European Warrants Jan 2011 A 2011/01/25 2011/02/01
24426 Credit Suisse AG – China Shenhua European Warrants Jan 2011 2011/01/25 2011/02/01
25948 Credit Suisse AG – China Tel European Warrants Jan 2011 2011/01/25 2011/02/01
24935 Credit Suisse AG – HSBC European Wts Jan 2011 A 2011/01/25 2011/02/01
25177 Credit Suisse AG – HSBC European Wts Jan 2011 B 2011/01/25 2011/02/01
25889 Credit Suisse AG – ICBC European Warrants Jan 2011 D 2011/01/25 2011/02/01
22635 Credit Suisse AG – Zijin Mining European Warrants Jan 2011 2011/01/25 2011/02/01
23534 Deutsche Bank AG – A50 China European Warrants Jan 2011 2011/01/25 2011/02/01
26077 Deutsche Bank AG – BOCL European Warrants Jan 2011 2011/01/25 2011/02/01
26050 Deutsche Bank AG – CC Bank European Warrants Jan 2011 B 2011/01/25 2011/02/01
24653 Deutsche Bank AG – China Life European Warrants Jan 2011 B 2011/01/25 2011/02/01
21368 HK Bank – A50 China European Put Warrants Jan 2011 2011/01/25 2011/02/01
23789 J P Morgan SP BV – BOCL European Warrants Jan 2011 2011/01/25 2011/02/01
25119 J P Morgan SP BV – HSBC European Warrants Jan 2011 2011/01/25 2011/02/01
22341 J P Morgan SP BV – Zijin Mining European Warrants Jan 2011 2011/01/25 2011/02/01
23409 KBC Fin Products Int’l Ltd. -CMB European Put Warrants Jan11 2011/01/25 2011/02/01
22628 Macquarie Bank Ltd. – Alibaba European Warrants Jan 2011 2011/01/25 2011/02/01
19141 Merrill Lynch Int’l & Co. C.V. – A50 China Eur Wt Jan 2011 2011/01/25 2011/02/01
23505 Merrill Lynch Int’l & Co. C.V. – Ch Mobile Eur Wt Jan 2011 A 2011/01/25 2011/02/01
15200 Merrill Lynch Int’l & Co. C.V. – China Life Eu Wt Jan 2011 A 2011/01/25 2011/02/01
19853 Merrill Lynch Int’l & Co. C.V. – HSBC Euro Put Wt Jan 2011 2011/01/25 2011/02/01
23421 Merrill Lynch Int’l & Co. C.V. – Hutchison Euro Wts Jan 2011 2011/01/25 2011/02/01
23614 Merrill Lynch Int’l & Co. C.V. – ICBC European Wts Jan 2011A 2011/01/25 2011/02/01
22218 Merrill Lynch Int’l & Co. C.V. – JX Copper Euro Wts Jan 2011 2011/01/25 2011/02/01
19851 Merrill Lynch Int’l & Co. C.V.-CK(H) Euro Put Warrants Jan11 2011/01/25 2011/02/01
24706 Nomura Int’l plc – China Life European Warrants Jan 2011 2011/01/25 2011/02/01

Last Delisted
22689 Nomura Int’l plc – Sinopharm European Warrants Jan 2011 2011/01/25 2011/02/01
23716 RB of Scotland N.V. – BOCL European Warrants Jan 2011 2011/01/25 2011/02/01
23718 RB of Scotland N.V. – China Life European Wts Jan 2011 B 2011/01/25 2011/02/01
23719 RB of Scotland N.V. – China Life European Wts Jan 2011 C 2011/01/25 2011/02/01
23720 RB of Scotland N.V. – China Shenhua European Wts Jan 2011 2011/01/25 2011/02/01
25051 RB of Scotland N.V. – HSBC European Warrants Jan 2011 A 2011/01/25 2011/02/01
25052 RB of Scotland N.V. – HSBC European Warrants Jan 2011 B 2011/01/25 2011/02/01
24127 SGA Societe Generale Acceptance N.V. – BOCL Eu Wt Jan 2011 B 2011/01/25 2011/02/01
23078 SGA Societe Generale Acceptance N.V. – Ch Mob Eu Wt Jan 11A 2011/01/25 2011/02/01
24437 SGA Societe Generale Acceptance N.V. – Ch Mob Eu Wt Jan 11C 2011/01/25 2011/02/01
25420 SGA Societe Generale Acceptance N.V. – CTel Eu Wt Jan 2011 C 2011/01/25 2011/02/01
25244 SGA Societe Generale Acceptance N.V. – HSBC Eu Wt Jan 2011 C 2011/01/25 2011/02/01
23919 SGA Societe Generale Acceptance N.V. – Shenhua Eu Wt Jan 11 2011/01/25 2011/02/01
23792 UBS AG – Agricultural Bank European Put Warrants Jan 2011 F 2011/01/25 2011/02/01
23582 UBS AG – Agricultural Bank European Warrants Jan 2011 D 2011/01/25 2011/02/01
24488 UBS AG – HSBC European Warrants Jan 2011 2011/01/25 2011/02/01
22726 UBS AG – R&F Ppt European Warrants Jan 2011 2011/01/25 2011/02/01
22772 UBS AG – Zijin Mining European Warrants Jan 2011 2011/01/25 2011/02/01
23441 Barclays Bank plc – Tencent Holdings European Put Wts Feb 11 2011/01/26 2011/02/02
23709 BNP Paribas Arbit Issu B.V. – Ch Mobile Euro Wts Feb 2011 A 2011/01/26 2011/02/02
20309 BNP Paribas Arbit Issu B.V. – HSBC European Wts Feb 2011 A 2011/01/26 2011/02/02
24796 Deutsche Bank AG – China Mobile European Warrants Feb 2011 B 2011/01/26 2011/02/02
23804 KBC Fin Products Int’l Ltd.- China Overseas Eu Put Wt Feb11 2011/01/26 2011/02/02
23268 KBC Fin Products Int’l Ltd. – A50 Ch Euro Wts Feb 2011 2011/01/26 2011/02/02
23798 KBC Fin Products Int’l Ltd. – CC Bank Euro Wts Feb 2011 2011/01/26 2011/02/02
23835 KBC Fin Products Int’l Ltd. – Ch Mobile Euro Wt Feb 2011 B 2011/01/26 2011/02/02
23799 KBC Fin Products Int’l Ltd. – Ch Overseas Euro Wts Feb 2011 2011/01/26 2011/02/02
23376 KBC Fin Products Int’l Ltd. – China Life Euro Wts Feb 2011 D 2011/01/26 2011/02/02
24646 KBC Fin Products Int’l Ltd. – China Life Euro Wts Feb 2011 E 2011/01/26 2011/02/02
23838 KBC Fin Products Int’l Ltd. – CNOOC European Wts Feb 2011 2011/01/26 2011/02/02
23806 KBC Fin Products Int’l Ltd. – ICBC Euro Put Wts Feb 2011 A 2011/01/26 2011/02/02
23780 KBC Fin Products Int’l Ltd. – Sinopec Corp Eu Put Wt Feb 11C 2011/01/26 2011/02/02
23774 KBC Fin Products Int’l Ltd. – Sinopec Euro Wts Feb 2011 A 2011/01/26 2011/02/02
23775 KBC Fin Products Int’l Ltd. – Sinopec Euro Wts Feb 2011 B 2011/01/26 2011/02/02
23219 KBC Fin Products Int’l Ltd. – Tencent Holdings Eu Wt Feb 11 2011/01/26 2011/02/02
23226 KBC Fin Products Int’l Ltd-Tencent Holdings Eu Put Wt Feb 11 2011/01/26 2011/02/02
24780 Merrill Lynch Int’l & Co. C.V. – China Life Eu Wt Feb 2011 C 2011/01/26 2011/02/02
24781 Merrill Lynch Int’l & Co. C.V. – HSBC Euro Wts Feb 2011 A 2011/01/26 2011/02/02
16297 BNP Paribas Arbit Issu B.V. – China Life Euro Wts Feb 2011 A 2011/01/27 2011/02/07
22501 BNP Paribas Arbit Issu B.V. – R&F Ppt European Wts Feb 2011 2011/01/27 2011/02/07
26014 HK Bank – ICBC European Warrants Feb 2011 2011/01/27 2011/02/07
20877 Macquarie Bank Ltd. – BOCL European Warrants Feb 2011 2011/01/27 2011/02/07
23761 Macquarie Bank Ltd. – Chi Res Power European Warrants Feb 11 2011/01/27 2011/02/07
23471 Macquarie Bank Ltd. – China Tel European Warrants Feb 2011 2011/01/27 2011/02/07
22851 Macquarie Bank Ltd. – CITIC Pacific European Warrants Feb 11 2011/01/27 2011/02/07
22868 Macquarie Bank Ltd. – CM Bank European Put Warrants Feb 2011 2011/01/27 2011/02/07
23762 Macquarie Bank Ltd. – Hang Lung Ppt European Wts Feb 2011 2011/01/27 2011/02/07
23473 Macquarie Bank Ltd. – HSBC European Put Warrants Feb 2011 2011/01/27 2011/02/07
23469 Macquarie Bank Ltd. – HSBC European Warrants Feb 2011 A 2011/01/27 2011/02/07
23302 Macquarie Bank Ltd. – Jiangxi Copper European Wts Feb 2011 2011/01/27 2011/02/07
25341 Merrill Lynch Int’l & Co. C.V. – HSBC Euro Wts Feb 2011 B 2011/01/27 2011/02/07
24808 Merrill Lynch Int’l & Co. C.V. – Sinopec Euro Wts Feb 2011 C 2011/01/27 2011/02/07
23819 Nomura Int’l plc – Chi Res Land European Warrants Feb 2011 2011/01/27 2011/02/07
23816 Nomura Int’l plc – Lenovo European Warrants Feb 2011 2011/01/27 2011/02/07
23710 BNP Paribas Arbit Issu B.V. – HSBC European Wts Feb 2011 B 2011/01/27 2011/02/08
23600 CC Rabobank B.A. – A50 China European Warrants Feb 2011 2011/01/27 2011/02/08
20966 Citigroup Global Mkt H Inc. – China Tel Euro Wts Feb 2011 2011/01/27 2011/02/08
20968 Citigroup Global Mkt H Inc. – Zijin Mining Euro Wts Feb 2011 2011/01/27 2011/02/08
25145 Credit Suisse AG – Hutchison European Warrants Feb 2011 C 2011/01/27 2011/02/08
25787 Credit Suisse AG – New World Dev European Warrants Feb 2011 2011/01/27 2011/02/08
23925 Macquarie Bank Ltd. – China Mobile European Wts Feb 2011 A 2011/01/27 2011/02/08
23884 Macquarie Bank Ltd. – ICBC European Put Warrants Feb 2011 2011/01/27 2011/02/08
23880 Macquarie Bank Ltd. – ICBC European Warrants Feb 2011 2011/01/27 2011/02/08
25203 Merrill Lynch Int’l & Co. C.V. – HKEx Euro Wts Feb 2011 2011/01/27 2011/02/08
23863 Merrill Lynch Int’l & Co. C.V. – Hutchison Euro Wt Feb 2011A 2011/01/27 2011/02/08
26157 Merrill Lynch Int’l & Co. C.V. – ICBC European Wts Feb 2011 2011/01/27 2011/02/08
23867 Merrill Lynch Int’l & Co. C.V. – Sinopec Euro Wts Feb 2011 A 2011/01/27 2011/02/08
23423 Merrill Lynch Int’l & Co. C.V. – Tencent Euro Put Wts Feb11 2011/01/27 2011/02/08
17036 Merrill Lynch Int’l & Co. C.V.-CK(H) Euro Put Warrants Feb11 2011/01/27 2011/02/08
24490 Nomura Int’l plc – Hutchison European Warrants Feb 2011 A 2011/01/27 2011/02/08
23693 SGA Societe Generale Acceptance N.V. – A50 Ch Eu Wt Feb 11B 2011/01/27 2011/02/08
25667 SGA Societe Generale Acceptance N.V. – CCB Eur Wt Feb 2011 B 2011/01/27 2011/02/08
24438 SGA Societe Generale Acceptance N.V. – Ch Mob Eu Wt Feb 11A 2011/01/27 2011/02/08
24420 SGA Societe Generale Acceptance N.V. – CK(H) Eu Wt Feb 2011B 2011/01/27 2011/02/08
26259 SGA Societe Generale Acceptance N.V. – CLife Eu Wt Feb 2011D 2011/01/27 2011/02/08
23635 SGA Societe Generale Acceptance N.V. – HSBC Eu Wt Feb 2011 B 2011/01/27 2011/02/08
24442 UBS AG – Hutchison European Put Warrants Feb 2011 D 2011/01/27 2011/02/08
21826 BOCI Asia Ltd. – BYD European Warrants Feb 2011 2011/01/28 2011/02/09
23427 Citigroup Global Mkt H Inc. – A50 China Euro Wts Feb 2011 2011/01/28 2011/02/09
23384 KBC Fin Products Int’l Ltd. – BOCL Euro Put Wts Feb 2011 2011/01/28 2011/02/09
23834 KBC Fin Products Int’l Ltd. – Ch Mobile Euro Wt Feb 2011 A 2011/01/28 2011/02/09
23386 KBC Fin Products Int’l Ltd. – China Life Eur Put Wt Feb 11A 2011/01/28 2011/02/09
23977 KBC Fin Products Int’l Ltd. – China Life Eur Put Wt Feb 11C 2011/01/28 2011/02/09
23215 KBC Fin Products Int’l Ltd. – China Tel Euro Wts Feb 2011 2011/01/28 2011/02/09
25325 KBC Fin Products Int’l Ltd. – HSBC European Wts Feb 2011 B 2011/01/28 2011/02/09
23850 KBC Fin Products Int’l Ltd. – Hutchison Euro Wts Feb 2011 A 2011/01/28 2011/02/09
24814 Merrill Lynch Int’l & Co. C.V. – Sinopec Eu Put Wts Feb 11E 2011/01/28 2011/02/09

Last Delisted
23971 KBC Fin Products Int’l Ltd. – BOC HK European Wts Feb 2011 2011/01/31 2011/02/10
23982 KBC Fin Products Int’l Ltd. – ICBC Euro Put Wts Feb 2011 B 2011/01/31 2011/02/10
24047 Macquarie Bank Ltd. – China Life European Put Wts Feb 2011 2011/01/31 2011/02/10
23928 Macquarie Bank Ltd. -GCL-Poly Energy European Warrants Feb11 2011/01/31 2011/02/10
24505 SGA Societe Generale Acceptance N.V. – HSBC Eu Wt Feb 2011 C 2011/01/31 2011/02/10
26251 SGA Societe Generale Acceptance N.V. – ICBC Eu Wt Feb 2011 B 2011/01/31 2011/02/10
23991 HK Bank – Cheung Kong European Warrants Feb 2011 2011/02/02 2011/02/11
23999 J P Morgan SP BV – ICBC European Warrants Feb 2011 2011/02/02 2011/02/11
24025 KBC Fin Products Int’l Ltd. – Sinopec Corp Eu Put Wt Feb 11D 2011/02/02 2011/02/11
26156 Merrill Lynch Int’l & Co. C.V. – HSBC Euro Wts Feb 2011 C 2011/02/02 2011/02/11
24804 RB of Scotland N.V. – CC Bank European Warrants Feb 2011 2011/02/02 2011/02/11
25167 CC Rabobank B.A. – Hutchison European Warrants Feb 2011 C 2011/02/07 2011/02/14
21130 Citigroup Global Mkt H Inc. – China COSCO European Wts Feb11 2011/02/07 2011/02/14
21656 Citigroup Global Mkt H Inc. – GCL-Poly Energy Euro Wt Feb11 2011/02/07 2011/02/14
21133 Citigroup Global Mkt H Inc. – ICBC European Wts Feb 2011 2011/02/07 2011/02/14
21135 Citigroup Global Mkt H Inc. – Sinopharm European Wts Feb11 2011/02/07 2011/02/14
24042 Macquarie Bank Ltd. – China Life European Wts Feb 2011 2011/02/07 2011/02/14
24046 Macquarie Bank Ltd. – Sands China European Warrants Feb 2011 2011/02/07 2011/02/14
23681 Macquarie Bank Ltd. – Sinopec Corp European Wts Feb 2011 2011/02/07 2011/02/14
25439 Merrill Lynch Int’l & Co. C.V. – Hutchison Euro Wts Feb2011C 2011/02/07 2011/02/14
25053 RB of Scotland N.V. – HSBC European Warrants Feb 2011 B 2011/02/07 2011/02/14
25265 UBS AG – Hutchison European Warrants Feb 2011 C 2011/02/07 2011/02/14
24791 Barclays Bank plc – HSBC European Warrants Feb 2011 2011/02/08 2011/02/15
23733 Barclays Bank plc – ICBC European Put Warrants Feb 2011 2011/02/08 2011/02/15
23739 Barclays Bank plc – ICBC European Warrants Feb 2011 2011/02/08 2011/02/15
21333 Barclays Bank plc – Ping An European Warrants Feb 2011 2011/02/08 2011/02/15
23503 BNP Paribas Arbit Issu B.V. – China Life Euro Wts Feb 2011 B 2011/02/08 2011/02/15
20769 BNP Paribas Arbit Issu B.V. – Ping An European Wts Feb 2011 2011/02/08 2011/02/15
24778 CC Rabobank B.A. – C Transmission European Warrants Feb 2011 2011/02/08 2011/02/15
24012 CC Rabobank B.A. – Tencent Holdings European Wts Feb 2011 2011/02/08 2011/02/15
19804 Citigroup Global Mkt H Inc. – KECL European Warrants Feb 11 2011/02/08 2011/02/15
21660 Citigroup Global Mkt H Inc. – New World European Wts Feb 11 2011/02/08 2011/02/15
23808 Citigroup Global Mkt H Inc. -Agricultural Bk Eu Put Wt Feb11 2011/02/08 2011/02/15
23010 Credit Suisse AG – A50 China European Warrants Feb 2011 2011/02/08 2011/02/15
23572 Credit Suisse AG – Agricultural Bank European Wts Feb 2011 A 2011/02/08 2011/02/15
25876 Credit Suisse AG – CC Bank European Warrants Feb 2011 C 2011/02/08 2011/02/15
25951 Credit Suisse AG – China Mobile European Warrants Feb 2011 B 2011/02/08 2011/02/15
25788 Credit Suisse AG – HSBC European Wts Feb 2011 2011/02/08 2011/02/15
24146 Credit Suisse AG – Hutchison European Put Warrants Feb 2011 2011/02/08 2011/02/15
24142 Credit Suisse AG – Hutchison European Warrants Feb 2011 A 2011/02/08 2011/02/15
20700 Credit Suisse AG – Ping An European Warrants Feb 2011 2011/02/08 2011/02/15
26327 Credit Suisse AG – Sinopharm European Warrants Feb 2011 2011/02/08 2011/02/15
24000 Credit Suisse AG – Tencent Holdings European Wts Feb 2011 A 2011/02/08 2011/02/15
25181 Credit Suisse AG – Tencent Holdings European Wts Feb 2011 B 2011/02/08 2011/02/15
10987 Deutsche Bank AG – AUD/USD European Put Warrants Feb 2011 2011/02/08 2011/02/15
24962 Deutsche Bank AG – BankComm European Warrants Feb 2011 2011/02/08 2011/02/15
24651 Deutsche Bank AG – BOC HK European Warrants Feb 2011 2011/02/08 2011/02/15
25955 Deutsche Bank AG – China Life European Warrants Feb 2011 C 2011/02/08 2011/02/15
25958 Deutsche Bank AG – HSBC European Warrants Feb 2011 B 2011/02/08 2011/02/15
24149 Deutsche Bank AG – Hutchison European Warrants Feb 2011 A 2011/02/08 2011/02/15
25959 Deutsche Bank AG – ICBC European Warrants Feb 2011 B 2011/02/08 2011/02/15
25104 Deutsche Bank AG – Sands China European Warrants Feb 2011 2011/02/08 2011/02/15
24658 Deutsche Bank AG – Tencent Holdings European Warrants Feb11B 2011/02/08 2011/02/15
24168 Goldman Sachs SP (Asia) – HKEx European Warrants Feb 2011 2011/02/08 2011/02/15
24169 Goldman Sachs SP (Asia) – HSBC European Warrants Feb 2011 2011/02/08 2011/02/15
24637 Goldman Sachs SP (Asia) – Hutchison European Wts Feb 2011 2011/02/08 2011/02/15
24167 Goldman Sachs SP (Asia)-Sinopec Corp European Wts Feb11A 2011/02/08 2011/02/15
24093 HK Bank – China Mobile European Put Warrants Feb 2011 2011/02/08 2011/02/15
26637 J P Morgan SP BV – HSBC European Warrants Feb 2011 B 2011/02/08 2011/02/15
24347 J P Morgan SP BV – Hutchison European Warrants Feb 2011 B 2011/02/08 2011/02/15
25083 J P Morgan SP BV – Hutchison European Warrants Feb 2011 C 2011/02/08 2011/02/15
24189 J P Morgan SP BV – Tencent European Warrants Feb 2011 2011/02/08 2011/02/15
24102 KBC Fin Products Int’l Ltd. – Cheung Kong Eur Wts Feb 2011 A 2011/02/08 2011/02/15
24165 KBC Fin Products Int’l Ltd. – Hutchison Eur Put Wts Feb 11D 2011/02/08 2011/02/15
24160 KBC Fin Products Int’l Ltd. – Hutchison Euro Wts Feb 2011 B 2011/02/08 2011/02/15
24161 KBC Fin Products Int’l Ltd. – Hutchison Euro Wts Feb 2011 C 2011/02/08 2011/02/15
24733 Macquarie Bank Ltd. – C Transmission European Warrants Feb11 2011/02/08 2011/02/15
24098 Macquarie Bank Ltd. – Henganintl European Warrants Feb 2011 2011/02/08 2011/02/15
24156 Macquarie Bank Ltd. – Hutchison European Warrants Feb 2011 A 2011/02/08 2011/02/15
24157 Macquarie Bank Ltd. – Li & Fung European Warrants Feb 2011 2011/02/08 2011/02/15
23665 Merrill Lynch Int’l & Co. C.V. – BOCL European Wts Feb 2011A 2011/02/08 2011/02/15
23610 Merrill Lynch Int’l & Co. C.V. – China Life Eu Wt Feb 2011 A 2011/02/08 2011/02/15
23916 Merrill Lynch Int’l & Co. C.V. – CNOOC Euro Put Wts Feb 2011 2011/02/08 2011/02/15
24218 Merrill Lynch Int’l & Co. C.V. – Tencent Euro Wts Feb 2011 A 2011/02/08 2011/02/15
23865 Merrill Lynch Int’l & Co. C.V. -Hutchison Euro Put Wts Feb11 2011/02/08 2011/02/15
23465 RB of Scotland N.V. – A50 China European Warrants Feb 2011 2011/02/08 2011/02/15
23866 RB of Scotland N.V. – Tencent Holdings European Wts Feb 11A 2011/02/08 2011/02/15
25240 RB of Scotland N.V. – Tencent Holdings European Wts Feb 11D 2011/02/08 2011/02/15
24130 SGA Societe Generale Acceptance N.V. – BOCom Eur Wt Feb 2011 2011/02/08 2011/02/15
25062 SGA Societe Generale Acceptance N.V. – Ch Mob Eu Wt Feb 11B 2011/02/08 2011/02/15
24998 SGA Societe Generale Acceptance N.V. – CP&CC Eu Put Wt Feb11 2011/02/08 2011/02/15
25480 SGA Societe Generale Acceptance N.V. – HSBC Eu Wt Feb 2011 D 2011/02/08 2011/02/15
25426 UBS AG – China Life European Warrants Feb 2011 A 2011/02/08 2011/02/15
24483 UBS AG – China Mobile European Put Warrants Feb 2011 2011/02/08 2011/02/15
23887 UBS AG – China Mobile European Warrants Feb 2011 A 2011/02/08 2011/02/15
23891 UBS AG – HSBC European Warrants Feb 2011 2011/02/08 2011/02/15
25704 UBS AG – ICBC European Warrants Feb 2011 B 2011/02/08 2011/02/15

Last Delisted
23057 UBS AG – Tencent Holdings European Warrants Feb 2011 A 2011/02/08 2011/02/15
23388 KBC Fin Products Int’l Ltd. – Ch Mobile Eu Put Wt Feb 2011 C 2011/02/09 2011/02/16
23412 KBC Fin Products Int’l Ltd. – Jiangxi Copper Eu Put Wt Feb11 2011/02/09 2011/02/16
18193 KBC Fin Products Int’l Ltd. – PetroChina Euro Wts Feb 2011 2011/02/09 2011/02/16
23617 Merrill Lynch Int’l & Co. C.V. – Ch Life Eur Put Wt Feb 2011 2011/02/09 2011/02/16
25022 Merrill Lynch Int’l & Co. C.V. – Ch Mobile Eur Wt Feb 2011 A 2011/02/09 2011/02/16
24219 Merrill Lynch Int’l & Co. C.V. – Tencent Euro Wts Feb 2011 B 2011/02/09 2011/02/16
22693 BOCI Asia Ltd. – Ch Overseas European Warrants Feb 2011 2011/02/10 2011/02/17
24208 CC Rabobank B.A. – Hutchison European Warrants Feb 2011 B 2011/02/10 2011/02/17
24205 CC Rabobank B.A. – Sinopec Corp European Warrants Feb 2011 2011/02/10 2011/02/17
24194 Credit Suisse AG – China Mobile European Warrants Feb 2011 A 2011/02/10 2011/02/17
24191 J P Morgan SP BV – Hutchison European Put Warrants Feb 2011 2011/02/10 2011/02/17
24187 J P Morgan SP BV – Hutchison European Warrants Feb 2011 A 2011/02/10 2011/02/17
24201 KBC Fin Products Int’l Ltd. – Hutchison Eur Put Wts Feb 11E 2011/02/10 2011/02/17
24180 Macquarie Bank Ltd. – Minsheng Bank European Wts Feb 11A 2011/02/10 2011/02/17
24502 SGA Societe Generale Acceptance N.V. – CP&CC Eur Wt Feb 11C 2011/02/10 2011/02/17
25883 UBS AG – China Life European Warrants Feb 2011 C 2011/02/10 2011/02/17
24182 UBS AG – Hutchison European Warrants Feb 2011 A 2011/02/10 2011/02/17
20792 Credit Suisse AG – Ch Comm Cons European Warrants Feb 2011 2011/02/11 2011/02/18
24252 J P Morgan Int’l Der. Ltd. – CC Bank European Wts Feb 2011 A 2011/02/11 2011/02/18
24225 Macquarie Bank Ltd. – China Mobile European Wts Feb 2011 B 2011/02/11 2011/02/18
24239 Macquarie Bank Ltd. – HSBC European Warrants Feb 2011 B 2011/02/11 2011/02/18
24232 Macquarie Bank Ltd. – Maanshan Iron European Wts Feb 2011 2011/02/11 2011/02/18
24212 CC Rabobank B.A. – Zijin Mining European Warrants Feb 2011 2011/02/14 2011/02/21
22032 HK Bank – CNOOC European Put Warrants Feb 2011 2011/02/14 2011/02/21
24235 HK Bank – HWL European Warrants Feb 2011 2011/02/14 2011/02/21
23447 HK Bank – Yanzhou Coal European Warrants Feb 2011 2011/02/14 2011/02/21
24273 J P Morgan SP BV – BEA European Warrants Feb 2011 2011/02/14 2011/02/21
24274 J P Morgan SP BV – Henderson Land Dev European Wts Feb 2011 2011/02/14 2011/02/21
23387 KBC Fin Products Int’l Ltd. – China Life Eur Put Wt Feb 11B 2011/02/14 2011/02/21
23411 KBC Fin Products Int’l Ltd. – CPIC European Warrants Feb 11 2011/02/14 2011/02/21
23776 KBC Fin Products Int’l Ltd. – HSBC European Wts Feb 2011 A 2011/02/14 2011/02/21
24268 KBC Fin Products Int’l Ltd. – Hutchison Euro Wts Feb 2011 F 2011/02/14 2011/02/21
24275 Macquarie Bank Ltd. – Hutchison European Warrants Feb 2011 B 2011/02/14 2011/02/21
23475 Merrill Lynch Int’l & Co. C.V. – Sinopec Eu Put Wts Feb2011D 2011/02/14 2011/02/21
24961 RB of Scotland N.V. – Agricultural Bk Euro Wts Feb 2011 B 2011/02/14 2011/02/21
07119 RB of Scotland N.V. – Platinum European (LS) Wts Feb 2011 2011/02/14 2011/02/21
07120 RB of Scotland N.V. – Silver European (LS) Warrants Feb 2011 2011/02/14 2011/02/21
24660 Standard Chartered Bank – Agricultural Bk European Wts Feb11 2011/02/14 2011/02/21
23738 Barclays Bank plc – CC Bank European Put Warrants Feb 2011 2011/02/15 2011/02/22
20838 Barclays Bank plc – China COSCO European Warrants Feb 2011 2011/02/15 2011/02/22
24178 Barclays Bank plc – China Mobile European Put Wts Feb 2011 2011/02/15 2011/02/22
24174 Barclays Bank plc – China Mobile European Wts Feb 2011 2011/02/15 2011/02/22
23552 Barclays Bank plc – China Overseas European Wts Feb 2011 2011/02/15 2011/02/22
24795 Barclays Bank plc – Sinopec Corp European Put Wts Feb 2011 2011/02/15 2011/02/22
22626 BOCI Asia Ltd. – Tencent Holdings European Warrants Feb 2011 2011/02/15 2011/02/22
24203 CC Rabobank B.A. – CC Bank European Warrants Feb 2011 B 2011/02/15 2011/02/22
24209 CC Rabobank B.A. – ICBC European Warrants Feb 2011 B 2011/02/15 2011/02/22
23243 Citigroup Global Mkt H Inc. – China Life Euro Wts Feb 2011 2011/02/15 2011/02/22
23902 Citigroup Global Mkt H Inc. – Jiangxi Copper Euro Wts Feb 11 2011/02/15 2011/02/22
19465 Citigroup Global Mkt H Inc. – Ping An Euro Wts Feb 2011 2011/02/15 2011/02/22
25945 Credit Suisse – Henderson Land European Warrants Feb 2011 2011/02/15 2011/02/22
22972 Credit Suisse AG – A50 China European Put Warrants Feb 2011 2011/02/15 2011/02/22
25875 Credit Suisse AG – BOCL European Warrants Feb 2011 A 2011/02/15 2011/02/22
25946 Credit Suisse AG – China EB Ltd European Warrants Feb 2011 2011/02/15 2011/02/22
25049 Credit Suisse AG – China Life European Warrants Feb 2011 B 2011/02/15 2011/02/22
26228 Credit Suisse AG – China Life European Warrants Feb 2011 D 2011/02/15 2011/02/22
26271 Credit Suisse AG – CPIC European Warrants Feb 2011 B 2011/02/15 2011/02/22
24159 Credit Suisse AG – Hutchison European Warrants Feb 2011 B 2011/02/15 2011/02/22
25279 Credit Suisse AG – Hutchison European Warrants Feb 2011 D 2011/02/15 2011/02/22
25758 Credit Suisse AG – ICBC European Warrants Feb 2011 2011/02/15 2011/02/22
25183 Credit Suisse AG – Tencent Holdings European Put Wts Feb2011 2011/02/15 2011/02/22
25163 Deutsche Bank AG – Zijin Mining European Warrants Feb 2011 2011/02/15 2011/02/22
25035 Deutsche Bank AG – Agricultural Bk European Put Wts Feb11 2011/02/15 2011/02/22
26185 Deutsche Bank AG – BOCL European Warrants Feb 2011 2011/02/15 2011/02/22
24862 Deutsche Bank AG – CC Bank European Warrants Feb 2011 A 2011/02/15 2011/02/22
24304 Deutsche Bank AG – China Life European Warrants Feb 2011 A 2011/02/15 2011/02/22
24099 Deutsche Bank AG – China Mobile European Warrants Feb 2011 A 2011/02/15 2011/02/22
25126 Deutsche Bank AG – China Shenhua European Warrants Feb 2011 2011/02/15 2011/02/22
24305 Deutsche Bank AG – HSBC European Warrants Feb 2011 A 2011/02/15 2011/02/22
26551 Deutsche Bank AG – HSBC European Warrants Feb 2011 C 2011/02/15 2011/02/22
24322 Deutsche Bank AG – Hutchison European Warrants Feb 2011 B 2011/02/15 2011/02/22
23862 Deutsche Bank AG – SHK Ppt European Warrants Feb 2011 2011/02/15 2011/02/22
25502 Deutsche Bank AG – Sinofert European Warrants Feb 2011 2011/02/15 2011/02/22
26264 Goldman Sachs SP (Asia) – China Life Euro Wts Feb 2011 2011/02/15 2011/02/22
24166 Goldman Sachs SP (Asia) – China Mobile Euro Wts Feb 2011 A 2011/02/15 2011/02/22
24330 Goldman Sachs SP (Asia)-Sinopec Corp European Wts Feb11B 2011/02/15 2011/02/22
24312 HK Bank – China Mobile European Warrants Feb 2011 2011/02/15 2011/02/22
24293 J P Morgan Int’l Der. Ltd. – CC Bank European Wts Feb 2011 B 2011/02/15 2011/02/22
24297 J P Morgan SP BV – C Transmission European Warrants Feb 2011 2011/02/15 2011/02/22
24294 J P Morgan SP BV – CNBM European Warrants Feb 2011 2011/02/15 2011/02/22
24298 J P Morgan SP BV – Fushan Energy European Warrants Feb 2011 2011/02/15 2011/02/22
24299 J P Morgan SP BV – JX Copper European Warrants Feb 2011 2011/02/15 2011/02/22
26536 J P Morgan SP BV – Minsheng Bank European Warrants Feb 2011 2011/02/15 2011/02/22
24735 KBC Fin Products Int’l Ltd. – Ch Mobile Eu Put Wt Feb 2011 D 2011/02/15 2011/02/22
24475 KBC Fin Products Int’l Ltd. – Cheung Kong Eur Wts Feb 2011 B 2011/02/15 2011/02/22
25023 Merrill Lynch Int’l & Co. C.V. – Ch Mobile Eur Wt Feb 2011 B 2011/02/15 2011/02/22

Last Delisted
26884 Nomura Int’l plc – HSBC European Warrants Feb 2011 2011/02/15 2011/02/22
24306 RB of Scotland N.V. – China Mobile European Wts Feb 2011 2011/02/15 2011/02/22
24921 SGA Societe Generale Acceptance N.V. – AGBK Eu Wt Feb 2011 C 2011/02/15 2011/02/22
21150 SGA Societe Generale Acceptance N.V. – CK(H) Eu Wt Feb 2011A 2011/02/15 2011/02/22
23149 SGA Societe Generale Acceptance N.V. – CP&CC Eu Wt Feb 2011A 2011/02/15 2011/02/22
24310 SGA Societe Generale Acceptance N.V. – HWL Eur Wt Feb 2011 2011/02/15 2011/02/22
25251 SGA Societe Generale Acceptance N.V. – SHK P Eu Wt Feb 2011 2011/02/15 2011/02/22
22964 SGA Societe Generale Acceptance N.V. – Tencent Eu Wt Feb 11A 2011/02/15 2011/02/22
23101 SGA Societe Generale Acceptance N.V. – Tencent Eu Wt Feb 11B 2011/02/15 2011/02/22
24513 Standard Chartered Bank – Cheung Kong European Wts Feb11 2011/02/15 2011/02/22
25579 UBS AG – China Life European Warrants Feb 2011 B 2011/02/15 2011/02/22
24183 UBS AG – Hutchison European Warrants Feb 2011 B 2011/02/15 2011/02/22
18233 UBS AG – PetroChina European Warrants Feb 2011 2011/02/15 2011/02/22
24326 UBS AG – SPDR Gold Trust European Warrants Feb 2011 2011/02/15 2011/02/22
24141 CC Rabobank B.A. – Agricultural Bk European Put Wts Feb11 2011/02/16 2011/02/23
24116 CC Rabobank B.A. – Ch Mobile European Warrants Feb 2011 B 2011/02/16 2011/02/23
17953 CC Rabobank B.A. – PetroChina European Warrants Feb 2011 A 2011/02/16 2011/02/23
26148 Citigroup Global Mkt H Inc. – China Mobile Eur Wt Feb 2011 2011/02/16 2011/02/23
25018 Credit Suisse AG – Agricultural Bank European Wts Feb 2011 B 2011/02/16 2011/02/23
25630 HK Bank – CC Bank European Warrants Feb 2011 2011/02/16 2011/02/23
17291 HK Bank – PetroChina European Warrants Feb 2011 2011/02/16 2011/02/23
24315 J P Morgan SP BV – China Mob European Wts Feb 2011 2011/02/16 2011/02/23
25531 Macquarie Bank Ltd. – China Mobile European Wts Feb 2011 C 2011/02/16 2011/02/23
26246 Macquarie Bank Ltd. – Minsheng Bank European Warrants Feb11B 2011/02/16 2011/02/23
26151 Merrill Lynch Int’l & Co. C.V. – Ch Mobile Eu Put Wt Feb 11 2011/02/16 2011/02/23
10804 Merrill Lynch Int’l & Co. C.V. – TWNOI Euro PC May 2013 B 2011/02/22 2011/02/23
25511 Merrill Lynch Int’l & Co. C.V. -Agricultural Bk Eu Wt Feb 11 2011/02/16 2011/02/23
23914 Merrill Lynch Int’l & Co. C.V.-Ch Telecom Eur Put Wts Feb 11 2011/02/16 2011/02/23
24717 UBS AG – CPIC European Warrants Feb 2011 2011/02/16 2011/02/23
24874 Citigroup Global Mkt H Inc. – Tencent European Put Wts Feb11 2011/02/17 2011/02/24
22845 HK Bank – CPIC European Warrants Feb 2011 2011/02/17 2011/02/24
19595 J P Morgan SP BV – HSBC European Warrants Feb 2011 A 2011/02/17 2011/02/24
24333 Merrill Lynch Int’l & Co. C.V. – BOCL European Wts Feb 2011B 2011/02/17 2011/02/24
24355 RB of Scotland N.V. – HSBC European Warrants Feb 2011 A 2011/02/17 2011/02/24
24356 RB of Scotland N.V. – HWL European Warrants Feb 2011 A 2011/02/17 2011/02/24
25267 RB of Scotland N.V. – HWL European Warrants Feb 2011 B 2011/02/17 2011/02/24
23868 RB of Scotland N.V. – Tencent Holdings European Wts Feb 11B 2011/02/17 2011/02/24
23093 SGA Societe Generale Acceptance N.V. – A50 Ch Eu Wt Feb2011A 2011/02/17 2011/02/24
25477 SGA Societe Generale Acceptance N.V. – AGBK Eu Wt Feb 2011 D 2011/02/17 2011/02/24
23623 SGA Societe Generale Acceptance N.V. – CLife Eu Wt Feb 2011A 2011/02/17 2011/02/24
23624 SGA Societe Generale Acceptance N.V. – CLife Eu Wt Feb 2011B 2011/02/17 2011/02/24
25573 SGA Societe Generale Acceptance N.V. – ICBC Eu Wt Feb 2011 A 2011/02/17 2011/02/24
24151 SGA Societe Generale Acceptance N.V. – Tencent Eu Wt Feb11C 2011/02/17 2011/02/24
24485 UBS AG – Tencent Holdings European Warrants Feb 2011 B 2011/02/17 2011/02/24
25389 Credit Suisse AG – Cheung Kong European Warrants Feb 2011 2011/02/18 2011/02/25
24382 J P Morgan SP BV – China Shenhua European Warrants Feb 2011A 2011/02/18 2011/02/25
24383 J P Morgan SP BV – China Shenhua European Warrants Feb 2011B 2011/02/18 2011/02/25
25337 Merrill Lynch Int’l & Co. C.V. – CK(H) European Wts Feb 2011 2011/02/18 2011/02/25
25607 UBS AG – Cheung Kong European Warrants Feb 2011 2011/02/18 2011/02/25
26976 UBS AG – China Mobile European Warrants Feb 2011 C 2011/02/18 2011/02/25
25488 UBS AG – Hutchison European Put Warrants Feb 2011 E 2011/02/18 2011/02/25
23768 Barclays Bank plc – HSI European Put Warrants Feb 2011 C 2011/02/21 2011/02/28
24245 Barclays Bank plc – HSI European Put Warrants Feb 2011 D 2011/02/21 2011/02/28
24246 Barclays Bank plc – HSI European Put Warrants Feb 2011 E 2011/02/21 2011/02/28
24247 Barclays Bank plc – HSI European Put Warrants Feb 2011 F 2011/02/21 2011/02/28
24847 Barclays Bank plc – HSI European Put Warrants Feb 2011 H 2011/02/21 2011/02/28
23764 Barclays Bank plc – HSI European Warrants Feb 2011 A 2011/02/21 2011/02/28
23765 Barclays Bank plc – HSI European Warrants Feb 2011 B 2011/02/21 2011/02/28
24846 Barclays Bank plc – HSI European Warrants Feb 2011 G 2011/02/21 2011/02/28
23657 BNP Paribas Arbit Issu B.V. – HSI Euro Put Wts Feb 2011 A 2011/02/21 2011/02/28
23956 BNP Paribas Arbit Issu B.V. – HSI Euro Put Wts Feb 2011 B 2011/02/21 2011/02/28
23952 BNP Paribas Arbit Issu B.V. – HSI European Wts Feb 2011 2011/02/21 2011/02/28
23953 BOCI Asia Ltd. – CC Bank European Warrants Feb 2011 2011/02/21 2011/02/28
23540 BOCI Asia Ltd. – China Railway European Warrants Feb 2011 2011/02/21 2011/02/28
22728 BOCI Asia Ltd. – Evergrande European Warrants Feb 2011 2011/02/21 2011/02/28
23371 BOCI Asia Ltd. – Geely Auto European Warrants Feb 2011 2011/02/21 2011/02/28
24004 CC Rabobank B.A. – CC Bank European Warrants Feb 2011 A 2011/02/21 2011/02/28
24005 CC Rabobank B.A. – Ch Mobile European Warrants Feb 2011 A 2011/02/21 2011/02/28
22938 CC Rabobank B.A. – China Agri European Warrants Feb 2011 2011/02/21 2011/02/28
23785 CC Rabobank B.A. – China EB Ltd European Warrants Feb 2011 2011/02/21 2011/02/28
24204 CC Rabobank B.A. – China Life European Warrants Feb 2011 A 2011/02/21 2011/02/28
22939 CC Rabobank B.A. – China Oilfield European Warrants Feb 2011 2011/02/21 2011/02/28
24007 CC Rabobank B.A. – Digital China European Warrants Feb 2011 2011/02/21 2011/02/28
24008 CC Rabobank B.A. – Dongfang Elec European Warrants Feb 2011 2011/02/21 2011/02/28
23597 CC Rabobank B.A. – HSBC European Warrants Feb 2011 2011/02/21 2011/02/28
24009 CC Rabobank B.A. – Hutchison European Warrants Feb 2011 A 2011/02/21 2011/02/28
24010 CC Rabobank B.A. – ICBC European Warrants Feb 2011 A 2011/02/21 2011/02/28
24210 CC Rabobank B.A. – MTRC European Warrants Feb 2011 2011/02/21 2011/02/28
25086 CC Rabobank B.A. – PetroChina European Warrants Feb 2011 B 2011/02/21 2011/02/28
24011 CC Rabobank B.A. – Shanghai Ind European Warrants Feb 2011 2011/02/21 2011/02/28
23858 CC Rabobank B.A. – Shineway Pharm European Warrants Feb 2011 2011/02/21 2011/02/28
20546 CC Rabobank B.A. – Sinofert European Warrants Feb 2011 2011/02/21 2011/02/28
24211 CC Rabobank B.A. – Tencent Holdings European Put Wts Feb 11 2011/02/21 2011/02/28
24415 Citigroup Global Mkt H Inc. – Chi Taiping European Wts Feb11 2011/02/21 2011/02/28
25286 Citigroup Global Mkt H Inc. – HSI European Put Wts Feb 2011 2011/02/21 2011/02/28
25277 Citigroup Global Mkt H Inc. – HSI European Warrants Feb 11B 2011/02/21 2011/02/28
24124 Citigroup Global Mkt H Inc. – HSI European Warrants Feb2011A 2011/02/21 2011/02/28

Last Delisted
24171 Citigroup Global Mkt H Inc. – Hutchison Euro Put Wt Feb 2011 2011/02/21 2011/02/28
24414 Citigroup Global Mkt H Inc. – Sinopec Corp Euro Wts Feb 2011 2011/02/21 2011/02/28
23973 Credit Suisse AG – HSI European Put Warrants Feb 2011 A 2011/02/21 2011/02/28
25031 Credit Suisse AG – HSI European Put Warrants Feb 2011 B 2011/02/21 2011/02/28
25285 Credit Suisse AG – HSI European Put Warrants Feb 2011 C 2011/02/21 2011/02/28
25278 Credit Suisse AG – HSI European Warrants Feb 2011 2011/02/21 2011/02/28
24321 Deutsche Bank AG – HSI European Put Warrants Feb 2011 E 2011/02/21 2011/02/28
24393 Deutsche Bank AG – HSI European Put Warrants Feb 2011 F 2011/02/21 2011/02/28
24394 Deutsche Bank AG – HSI European Put Warrants Feb 2011 G 2011/02/21 2011/02/28
24395 Deutsche Bank AG – HSI European Put Warrants Feb 2011 H 2011/02/21 2011/02/28
25560 Deutsche Bank AG – HSI European Put Warrants Feb 2011 J 2011/02/21 2011/02/28
24317 Deutsche Bank AG – HSI European Warrants Feb 2011 A 2011/02/21 2011/02/28
24389 Deutsche Bank AG – HSI European Warrants Feb 2011 B 2011/02/21 2011/02/28
24390 Deutsche Bank AG – HSI European Warrants Feb 2011 C 2011/02/21 2011/02/28
24391 Deutsche Bank AG – HSI European Warrants Feb 2011 D 2011/02/21 2011/02/28
25148 Deutsche Bank AG – HSI European Warrants Feb 2011 I 2011/02/21 2011/02/28
24039 Goldman Sachs SP (Asia) – HSI European Put Wts Feb 2011 D 2011/02/21 2011/02/28
24040 Goldman Sachs SP (Asia) – HSI European Put Wts Feb 2011 E 2011/02/21 2011/02/28
24876 Goldman Sachs SP (Asia) – HSI European Put Wts Feb 2011 F 2011/02/21 2011/02/28
24877 Goldman Sachs SP (Asia) – HSI European Put Wts Feb 2011 G 2011/02/21 2011/02/28
25732 Goldman Sachs SP (Asia) – HSI European Put Wts Feb 2011 H 2011/02/21 2011/02/28
24033 Goldman Sachs SP (Asia) – HSI European Warrants Feb 2011 A 2011/02/21 2011/02/28
24034 Goldman Sachs SP (Asia) – HSI European Warrants Feb 2011 B 2011/02/21 2011/02/28
24035 Goldman Sachs SP (Asia) – HSI European Warrants Feb 2011 C 2011/02/21 2011/02/28
22371 HK Bank – A50 China European Warrants Feb 2011 2011/02/21 2011/02/28
26534 HK Bank – Agricultural Bank European Warrants Feb 2011 2011/02/21 2011/02/28
24619 HK Bank – HSI European Put Warrants Feb 2011 2011/02/21 2011/02/28
24053 HK Bank – HSI European Warrants Feb 2011 A 2011/02/21 2011/02/28
24054 HK Bank – HSI European Warrants Feb 2011 B 2011/02/21 2011/02/28
24055 HK Bank – HSI European Warrants Feb 2011 C 2011/02/21 2011/02/28
21805 HK Bank -BYD European Warrants Feb 2011 2011/02/21 2011/02/28
24143 J P Morgan SP BV – Agricultural Bk European Warrants Feb 11 2011/02/21 2011/02/28
23790 J P Morgan SP BV – BOCL European Warrants Feb 2011 2011/02/21 2011/02/28
24412 J P Morgan SP BV – Evergrande European Warrants Feb 2011 2011/02/21 2011/02/28
24411 J P Morgan SP BV – Shineway Pharm European Warrants Feb 2011 2011/02/21 2011/02/28
24060 KBC Fin Products Int’l Ltd. – HSCEI Euro Put Wts Feb 2011 A 2011/02/21 2011/02/28
24061 KBC Fin Products Int’l Ltd. – HSCEI Euro Put Wts Feb 2011 B 2011/02/21 2011/02/28
24199 KBC Fin Products Int’l Ltd. – HSCEI Euro Wts Feb 2011 C 2011/02/21 2011/02/28
24200 KBC Fin Products Int’l Ltd. – HSCEI Euro Wts Feb 2011 D 2011/02/21 2011/02/28
23782 KBC Fin Products Int’l Ltd. – HSI Euro Put Wts Feb 2011 A 2011/02/21 2011/02/28
23783 KBC Fin Products Int’l Ltd. – HSI Euro Put Wts Feb 2011 B 2011/02/21 2011/02/28
24062 KBC Fin Products Int’l Ltd. – HSI Euro Put Wts Feb 2011 C 2011/02/21 2011/02/28
24063 KBC Fin Products Int’l Ltd. – HSI Euro Put Wts Feb 2011 D 2011/02/21 2011/02/28
24064 KBC Fin Products Int’l Ltd. – HSI Euro Put Wts Feb 2011 E 2011/02/21 2011/02/28
23778 KBC Fin Products Int’l Ltd. – HSI European Wts Feb 2011 F 2011/02/21 2011/02/28
25009 KBC Fin Products Int’l Ltd. – HSI European Wts Feb 2011 G 2011/02/21 2011/02/28
25294 KBC Fin Products Int’l Ltd. – HSI European Wts Feb 2011 H 2011/02/21 2011/02/28
25362 Macquarie Bank Ltd. – CC Bank European Put Warrants Feb 2011 2011/02/21 2011/02/28
25350 Macquarie Bank Ltd. – CC Bank European Warrants Feb 2011 2011/02/21 2011/02/28
24248 Macquarie Bank Ltd. – Chi Res Land European Wts Feb 2011 2011/02/21 2011/02/28
25254 Macquarie Bank Ltd. – China Railway European Wts Feb 2011 2011/02/21 2011/02/28
23770 Macquarie Bank Ltd. – HSCEI European Put Warrants Feb 2011 2011/02/21 2011/02/28
25239 Macquarie Bank Ltd. – HSI European Put Warrants Feb 2011 2011/02/21 2011/02/28
24289 Macquarie Bank Ltd. – HSI European Warrants Feb 2011 2011/02/21 2011/02/28
24435 Macquarie Bank Ltd. – Sh Ind H European Warrants Feb 2011 2011/02/21 2011/02/28
23687 Macquarie Bank Ltd. – SHK Ppt European Warrants Feb 2011 2011/02/21 2011/02/28
24249 Macquarie Bank Ltd. – Yurun Food European Warrants Feb 2011 2011/02/21 2011/02/28
24786 Merrill Lynch Int’l & Co. C.V. – HSCEI Euro Put Wt Feb 2011A 2011/02/21 2011/02/28
24973 Merrill Lynch Int’l & Co. C.V. – HSCEI Euro Put Wts Feb 11B 2011/02/21 2011/02/28
25516 Merrill Lynch Int’l & Co. C.V. – HSCEI Euro Put Wts Feb 11E 2011/02/21 2011/02/28
25510 Merrill Lynch Int’l & Co. C.V. – HSCEI European Wts Feb 11D 2011/02/21 2011/02/28
24782 Merrill Lynch Int’l & Co. C.V. – HSCEI European Wts Feb2011C 2011/02/21 2011/02/28
24363 Merrill Lynch Int’l & Co. C.V. -HSI European Put Wts Feb 11D 2011/02/21 2011/02/28
24364 Merrill Lynch Int’l & Co. C.V. -HSI European Put Wts Feb 11E 2011/02/21 2011/02/28
24365 Merrill Lynch Int’l & Co. C.V. -HSI European Put Wts Feb 11F 2011/02/21 2011/02/28
24366 Merrill Lynch Int’l & Co. C.V. -HSI European Put Wts Feb 11G 2011/02/21 2011/02/28
24900 Merrill Lynch Int’l & Co. C.V. -HSI European Put Wts Feb 11J 2011/02/21 2011/02/28
24901 Merrill Lynch Int’l & Co. C.V. -HSI European Put Wts Feb 11K 2011/02/21 2011/02/28
24357 Merrill Lynch Int’l & Co. C.V. -HSI European Warrants Feb11A 2011/02/21 2011/02/28
24358 Merrill Lynch Int’l & Co. C.V. -HSI European Warrants Feb11B 2011/02/21 2011/02/28
24359 Merrill Lynch Int’l & Co. C.V. -HSI European Warrants Feb11C 2011/02/21 2011/02/28
24893 Merrill Lynch Int’l & Co. C.V. -HSI European Warrants Feb11H 2011/02/21 2011/02/28
24894 Merrill Lynch Int’l & Co. C.V. -HSI European Warrants Feb11I 2011/02/21 2011/02/28
24491 Nomura Int’l plc – Hutchison European Warrants Feb 2011 B 2011/02/21 2011/02/28
09408 RB of Scotland N.V. – HSCEI European (LS) Warrants Feb 2011 2011/02/21 2011/02/28
25242 RB of Scotland N.V. – HSI European Put Warrants Feb 2011 A 2011/02/21 2011/02/28
25335 RB of Scotland N.V. – HSI European Put Warrants Feb 2011 B 2011/02/21 2011/02/28
25332 RB of Scotland N.V. – HSI European Warrants Feb 2011 C 2011/02/21 2011/02/28
25333 RB of Scotland N.V. – HSI European Warrants Feb 2011 D 2011/02/21 2011/02/28
24126 SGA Societe Generale Acceptance N.V. – HSI Eu Put Wt Feb 11A 2011/02/21 2011/02/28
24440 SGA Societe Generale Acceptance N.V. – HSI Eu Put Wt Feb 11B 2011/02/21 2011/02/28
24512 SGA Societe Generale Acceptance N.V. – HSI Eu Put Wt Feb 11F 2011/02/21 2011/02/28
24664 SGA Societe Generale Acceptance N.V. – HSI Eu Put Wt Feb 11G 2011/02/21 2011/02/28
25245 SGA Societe Generale Acceptance N.V. – HSI Eu Put Wt Feb 11H 2011/02/21 2011/02/28
24506 SGA Societe Generale Acceptance N.V. – HSI Eur Wt Feb 2011 C 2011/02/21 2011/02/28
24507 SGA Societe Generale Acceptance N.V. – HSI Eur Wt Feb 2011 D 2011/02/21 2011/02/28
24508 SGA Societe Generale Acceptance N.V. – HSI Eur Wt Feb 2011 E 2011/02/21 2011/02/28

Last Delisted
23903 UBS AG – HSI European Put Warrants Feb 2011 A 2011/02/21 2011/02/28
25091 UBS AG – HSI European Put Warrants Feb 2011 B 2011/02/21 2011/02/28
25304 UBS AG – HSI European Put Warrants Feb 2011 C 2011/02/21 2011/02/28
25489 UBS AG – HSI European Put Warrants Feb 2011 D 2011/02/21 2011/02/28
23888 UBS AG – HSI European Warrants Feb 2011 E 2011/02/21 2011/02/28
25608 UBS AG – HSI European Warrants Feb 2011 F 2011/02/21 2011/02/28
23549 Barclays Bank plc – Agricultural Bank European Wts Feb 2011 2011/02/22 2011/03/01
23930 Barclays Bank plc – Agricultural Bk European Put Wts Feb11 2011/02/22 2011/03/01
20841 Barclays Bank plc – CHALCO European Warrants Feb 2011 2011/02/22 2011/03/01
24454 BNP Paribas Arbit Issu B.V. – Ch Mobile Euro Wts Feb 2011 B 2011/02/22 2011/03/01
19690 BNP Paribas Arbit Issu B.V. – Cheung Kong European Wts Feb11 2011/02/22 2011/03/01
17833 BNP Paribas Arbit Issu B.V. -SHK Ppt European Warrants Feb11 2011/02/22 2011/03/01
23955 BOCI Asia Ltd. – Ch Comm Cons European Warrants Feb 2011 2011/02/22 2011/03/01
23957 BOCI Asia Ltd. – MCC European Warrants Feb 2011 2011/02/22 2011/03/01
23498 CC Rabobank B.A. – China Coal European Warrants Feb 2011 2011/02/22 2011/03/01
25230 CC Rabobank B.A. – China Life European Warrants Feb 2011 B 2011/02/22 2011/03/01
25231 CC Rabobank B.A. – China Life European Warrants Feb 2011 C 2011/02/22 2011/03/01
24444 CC Rabobank B.A. – Gome European Warrants Feb 2011 2011/02/22 2011/03/01
24445 CC Rabobank B.A. – Henganintl European Warrants Feb 2011 2011/02/22 2011/03/01
24269 Citigroup Global Mkt H Inc. – Hutchison Euro Wts Feb 2011 2011/02/22 2011/03/01
26070 Credit Suisse AG – BOCL European Warrants Feb 2011 B 2011/02/22 2011/03/01
24374 Credit Suisse AG – CC Bank European Warrants Feb 2011 A 2011/02/22 2011/03/01
25657 Credit Suisse AG – CC Bank European Warrants Feb 2011 B 2011/02/22 2011/03/01
24939 Credit Suisse AG – China Life European Warrants Feb 2011 A 2011/02/22 2011/03/01
25881 Credit Suisse AG – China Life European Warrants Feb 2011 C 2011/02/22 2011/03/01
26948 Credit Suisse AG – China Life European Warrants Feb 2011 E 2011/02/22 2011/03/01
25891 Credit Suisse AG – CM Bank European Put Warrants Feb 2011 2011/02/22 2011/03/01
25886 Credit Suisse AG – CM Bank European Warrants Feb 2011 2011/02/22 2011/03/01
24938 Credit Suisse AG – CPIC European Warrants Feb 2011 A 2011/02/22 2011/03/01
25966 Credit Suisse AG – Esprit European Warrants Feb 2011 2011/02/22 2011/03/01
23894 Credit Suisse AG – SHK Ppt European Warrants Feb 2011 2011/02/22 2011/03/01
26328 Deutsche Bank AG – Belle Int’l European Warrants Feb 2011 2011/02/22 2011/03/01
25236 Deutsche Bank AG – CC Bank European Warrants Feb 2011 B 2011/02/22 2011/03/01
25187 Deutsche Bank AG – Chi Res Land European Warrants Feb 2011 2011/02/22 2011/03/01
25559 Deutsche Bank AG – China Life European Warrants Feb 2011 B 2011/02/22 2011/03/01
25101 Deutsche Bank AG – China Mobile European Warrants Feb 2011 C 2011/02/22 2011/03/01
25186 Deutsche Bank AG – China Mobile European Warrants Feb 2011 D 2011/02/22 2011/03/01
24472 Deutsche Bank AG – CNBM European Warrants Feb 2011 2011/02/22 2011/03/01
24964 Deutsche Bank AG – CPIC European Warrants Feb 2011 2011/02/22 2011/03/01
25040 Deutsche Bank AG – Gome European Warrants Feb 2011 2011/02/22 2011/03/01
24392 Deutsche Bank AG – Henganintl European Warrants Feb 2011 2011/02/22 2011/03/01
26552 Deutsche Bank AG – HSBC European Warrants Feb 2011 D 2011/02/22 2011/03/01
24185 Deutsche Bank AG – Hutchison European Put Warrants Feb 2011 2011/02/22 2011/03/01
25188 Deutsche Bank AG – ICBC European Warrants Feb 2011 A 2011/02/22 2011/03/01
24184 Deutsche Bank AG – Minsheng Bank European Warrants Feb 2011 2011/02/22 2011/03/01
23970 Deutsche Bank AG – Tencent Holdings European Warrants Feb11A 2011/02/22 2011/03/01
24659 Deutsche Bank AG – Tencent Holdings European Warrants Feb11C 2011/02/22 2011/03/01
24328 Goldman Sachs SP (Asia) – Agricultural Bk European Wts Feb11 2011/02/22 2011/03/01
26972 Goldman Sachs SP (Asia) – China Mobile Euro Wts Feb 2011 B 2011/02/22 2011/03/01
24891 Goldman Sachs SP (Asia) – Tencent Holdings European Wt Feb11 2011/02/22 2011/03/01
22559 J P Morgan SP BV – A50 China European Put Warrants Feb 2011 2011/02/22 2011/03/01
24519 J P Morgan SP BV – China Mob European Put Warrants Feb 2011A 2011/02/22 2011/03/01
24528 J P Morgan SP BV – China Mob European Put Warrants Feb 2011B 2011/02/22 2011/03/01
22932 J P Morgan SP BV – R&F Ppt European Warrants Feb 2011 2011/02/22 2011/03/01
25404 KBC Fin Products Int’l Ltd. – CC Bank Euro Put Wts Feb 2011 2011/02/22 2011/03/01
24474 KBC Fin Products Int’l Ltd. – HS Bank European Wts Feb 2011 2011/02/22 2011/03/01
24525 KBC Fin Products Int’l Ltd. – ICBC European Wts Feb 2011 2011/02/22 2011/03/01
24179 Macquarie Bank Ltd. – China EB Ltd European Warrants Feb 11 2011/02/22 2011/03/01
24407 Macquarie Bank Ltd. – China Travel European Wts Feb 2011 2011/02/22 2011/03/01
24526 Macquarie Bank Ltd. – Sinofert European Warrants Feb 2011 2011/02/22 2011/03/01
24409 Macquarie Bank Ltd. – SJM Holdings European Warrants Feb 11 2011/02/22 2011/03/01
24342 Macquarie Bank Ltd. – Zijin Mining European Wts Feb 2011 2011/02/22 2011/03/01
21301 Macquarie Bank Ltd. -Lee & Man Paper European Warrants Feb11 2011/02/22 2011/03/01
24284 Merrill Lynch Int’l & Co. C.V. – Ch Overseas Eur Wt Feb 2011 2011/02/22 2011/03/01
23611 Merrill Lynch Int’l & Co. C.V. – China Life Eu Wt Feb 2011 B 2011/02/22 2011/03/01
24334 Merrill Lynch Int’l & Co. C.V. – Hutchison Euro Wts Feb 11B 2011/02/22 2011/03/01
24811 Merrill Lynch Int’l & Co. C.V. – PetroChina Eu Wt Feb 2011 2011/02/22 2011/03/01
24807 Merrill Lynch Int’l & Co. C.V. – Sinopec Euro Wts Feb 2011 B 2011/02/22 2011/03/01
24338 Merrill Lynch Int’l & Co. C.V. -BOCL European Put Wts Feb 11 2011/02/22 2011/03/01
22149 Nomura Int’l plc – Chaoda Modern European Warrants Feb 2011 2011/02/22 2011/03/01
20665 Nomura Int’l plc – Cheung Kong European Warrants Feb 2011 2011/02/22 2011/03/01
23817 Nomura Int’l plc – China Shenhua European Warrants Feb 2011 2011/02/22 2011/03/01
23283 Nomura Int’l plc – SHK P European Warrants Feb 2011 2011/02/22 2011/03/01
23818 Nomura Int’l plc – Sinopharm European Warrants Feb 2011 2011/02/22 2011/03/01
24351 RB of Scotland N.V. – Agricultural Bk European Wts Feb11 A 2011/02/22 2011/03/01
23942 RB of Scotland N.V. – Tencent Holdings European Wts Feb 11C 2011/02/22 2011/03/01
24417 SGA Societe Generale Acceptance N.V. – AGBK Eu Wt Feb 2011 A 2011/02/22 2011/03/01
24499 SGA Societe Generale Acceptance N.V. – AGBK Eu Wt Feb 2011 B 2011/02/22 2011/03/01
24410 SGA Societe Generale Acceptance N.V. – BOCL Eu Wt Feb 2011 A 2011/02/22 2011/03/01
25593 SGA Societe Generale Acceptance N.V. – BOCL Eu Wt Feb 2011 B 2011/02/22 2011/03/01
24418 SGA Societe Generale Acceptance N.V. – BYD Euro Wts Feb 2011 2011/02/22 2011/03/01
24501 SGA Societe Generale Acceptance N.V. – CCB Eur Wt Feb 2011 A 2011/02/22 2011/03/01
26979 SGA Societe Generale Acceptance N.V. – Ch Mob Eu Wt Feb 11C 2011/02/22 2011/03/01
24924 SGA Societe Generale Acceptance N.V. – CK(H) Eu Wt Feb 2011C 2011/02/22 2011/03/01
25828 SGA Societe Generale Acceptance N.V. – CLife Eu Wt Feb 2011C 2011/02/22 2011/03/01
24439 SGA Societe Generale Acceptance N.V. – CP&CC Eur Wt Feb 11B 2011/02/22 2011/03/01
22010 SGA Societe Generale Acceptance N.V. – HSBC Eu Wt Feb 2011 A 2011/02/22 2011/03/01

Last Delisted
24461 Standard Chartered Bank – China Life European Warrants Feb11 2011/02/22 2011/03/01
25451 UBS AG – Agricultural Bank European Warrants Feb 2011 2011/02/22 2011/03/01
25264 UBS AG – CC Bank European Warrants Feb 2011 2011/02/22 2011/03/01
26366 UBS AG – China Life European Warrants Feb 2011 D 2011/02/22 2011/03/01
24081 UBS AG – China Mobile European Warrants Feb 2011 B 2011/02/22 2011/03/01
25646 UBS AG – ICBC European Warrants Feb 2011 A 2011/02/22 2011/03/01
24885 UBS AG – Tencent Holdings European Warrants Feb 2011 C 2011/02/22 2011/03/01
23707 BNP Paribas Arbit Issu B.V. – CC Bank Euro Wts Mar 2011 2011/02/23 2011/03/02
24522 BNP Paribas Arbit Issu B.V. – Gome European Warrants Mar2011 2011/02/23 2011/03/02
24371 BNP Paribas Arbit Issu B.V. – Hutchison European Wts Mar 11B 2011/02/23 2011/03/02
23708 BNP Paribas Arbit Issu B.V. – ICBC European Wts Mar 2011 A 2011/02/23 2011/03/02
21978 BNP Paribas Arbit Issu B.V. – R&F Ppt European Wts Mar 2011 2011/02/23 2011/03/02
25088 CC Rabobank B.A. – Lenovo European Warrants Mar 2011 2011/02/23 2011/03/02
24446 CC Rabobank B.A. – Mongolia Energy European Wts Mar 2011 2011/02/23 2011/03/02
24600 CC Rabobank B.A. – SJM Holdings European Warrants Mar 2011 2011/02/23 2011/03/02
25658 Credit Suisse AG – ICBC European Warrants Mar 2011 A 2011/02/23 2011/03/02
24540 J P Morgan SP BV – China Life European Warrants Mar 2011 A 2011/02/23 2011/03/02
24541 J P Morgan SP BV – China Life European Warrants Mar 2011 B 2011/02/23 2011/03/02
24542 J P Morgan SP BV – China Mob European Wts Mar 2011 2011/02/23 2011/03/02
24543 J P Morgan SP BV – HS Bank European Warrants Mar 2011 2011/02/23 2011/03/02
24544 J P Morgan SP BV – Maanshan Iron European Warrants Mar 2011 2011/02/23 2011/03/02
23559 KBC Fin Products Int’l Ltd. – Agricultural Bk Eu Wt Mar 11A 2011/02/23 2011/03/02
23429 KBC Fin Products Int’l Ltd. – BEA European Warrants Mar 2011 2011/02/23 2011/03/02
23430 KBC Fin Products Int’l Ltd. – BOC HK European Wts Mar 2011 2011/02/23 2011/03/02
24562 KBC Fin Products Int’l Ltd. – BYD European Put Wts Mar 2011 2011/02/23 2011/03/02
24547 KBC Fin Products Int’l Ltd. – BYD European Warrants Mar 2011 2011/02/23 2011/03/02
24551 KBC Fin Products Int’l Ltd. – CC Bank Euro Wts Mar 2011 A 2011/02/23 2011/03/02
25563 KBC Fin Products Int’l Ltd. – CC Bank Euro Wts Mar 2011 D 2011/02/23 2011/03/02
25564 KBC Fin Products Int’l Ltd. – CC Bank Euro Wts Mar 2011 E 2011/02/23 2011/03/02
23836 KBC Fin Products Int’l Ltd. – Ch Mobile Euro Wt Mar 2011 A 2011/02/23 2011/03/02
24197 KBC Fin Products Int’l Ltd. – China Life Euro Wts Mar 2011 A 2011/02/23 2011/03/02
24555 KBC Fin Products Int’l Ltd. – China Life Euro Wts Mar 2011 B 2011/02/23 2011/03/02
23848 KBC Fin Products Int’l Ltd. – China Shenhua Eur Wt Mar 2011A 2011/02/23 2011/03/02
23378 KBC Fin Products Int’l Ltd. – China Tel Eur Put Wts Mar 2011 2011/02/23 2011/03/02
24559 KBC Fin Products Int’l Ltd. – CPIC European Wts Mar 2011 2011/02/23 2011/03/02
24022 KBC Fin Products Int’l Ltd. – HSBC European Wts Mar 2011 2011/02/23 2011/03/02
23382 KBC Fin Products Int’l Ltd. – Hutchison Eur Put Wts Mar 2011 2011/02/23 2011/03/02
24577 KBC Fin Products Int’l Ltd. – Hutchison Euro Wts Mar 2011 2011/02/23 2011/03/02
25008 KBC Fin Products Int’l Ltd. – ICBC European Wts Mar 2011 B 2011/02/23 2011/03/02
25464 KBC Fin Products Int’l Ltd. – ICBC European Wts Mar 2011 C 2011/02/23 2011/03/02
23983 KBC Fin Products Int’l Ltd. – Jiangxi Copper Eu Put Wt Mar11 2011/02/23 2011/03/02
24578 KBC Fin Products Int’l Ltd. – Jiangxi Copper Eu Wts Mar 2011 2011/02/23 2011/03/02
24561 KBC Fin Products Int’l Ltd. – Li & Fung Euro Wts Mar 2011 2011/02/23 2011/03/02
24554 KBC Fin Products Int’l Ltd. – Minsheng Bank Euro Wt Mar 2011 2011/02/23 2011/03/02
23978 KBC Fin Products Int’l Ltd. -CMB European Put Warrants Mar11 2011/02/23 2011/03/02
24335 Merrill Lynch Int’l & Co. C.V. – Hutchison Euro Wts Mar 2011 2011/02/23 2011/03/02
26158 Merrill Lynch Int’l & Co. C.V. – ICBC European Wts Mar 2011B 2011/02/23 2011/03/02
24990 BNP Paribas Arbit Issu B.V. – Cheung Kong Euro Wt Mar 2011 2011/02/24 2011/03/03
24992 BNP Paribas Arbit Issu B.V. – China Life Eu Put Wts Mar 2011 2011/02/24 2011/03/03
25454 BNP Paribas Arbit Issu B.V. – ICBC European Wts Mar 2011 B 2011/02/24 2011/03/03
24443 CC Rabobank B.A. – Belle Int’l European Warrants Mar 2011 2011/02/24 2011/03/03
26234 CC Rabobank B.A. – Huaneng Power European Warrants Mar 2011 2011/02/24 2011/03/03
24654 J P Morgan SP BV – China Life European Warrants Mar 2011 C 2011/02/24 2011/03/03
24644 KBC Fin Products Int’l Ltd. – China Life Eur Put Wt Mar 2011 2011/02/24 2011/03/03
24648 KBC Fin Products Int’l Ltd. – China Life Euro Wts Mar 2011 D 2011/02/24 2011/03/03
24181 Macquarie Bank Ltd. – Ch Oilfield European Warrants Mar 2011 2011/02/24 2011/03/03
24290 Macquarie Bank Ltd. – CITIC Bank European Warrants Mar 2011 2011/02/24 2011/03/03
24002 Macquarie Bank Ltd. – CM Bank European Put Warrants Mar 2011 2011/02/24 2011/03/03
24016 Macquarie Bank Ltd. – CM Bank European Warrants Mar 2011 2011/02/24 2011/03/03
24264 Macquarie Bank Ltd. – Hang Seng Bank European Wts Mar 2011 2011/02/24 2011/03/03
19496 Macquarie Bank Ltd. – HSBC European Warrants Mar 2011 A 2011/02/24 2011/03/03
26583 Macquarie Bank Ltd. – HSBC European Warrants Mar 2011 B 2011/02/24 2011/03/03
24291 Macquarie Bank Ltd. – Huaneng Power European Wts Mar 2011 2011/02/24 2011/03/03
24267 Macquarie Bank Ltd. – Hutchison European Put Wts Mar 2011 2011/02/24 2011/03/03
24611 Macquarie Bank Ltd. – ICBC European Put Warrants Mar 2011 2011/02/24 2011/03/03
24607 Macquarie Bank Ltd. – ICBC European Warrants Mar 2011 2011/02/24 2011/03/03
24588 Macquarie Bank Ltd. – R&F Ppt European Warrants Mar 2011 2011/02/24 2011/03/03
24634 Macquarie Bank Ltd. – Tencent European Put Warrants Mar 2011 2011/02/24 2011/03/03
23564 Macquarie Bank Ltd. – Tencent European Warrants Mar 2011 2011/02/24 2011/03/03
24590 Macquarie Bank Ltd. – Yanzhou Coal European Wts Mar 2011 2011/02/24 2011/03/03
24292 Macquarie Bank Ltd. – ZTE European Warrants Mar 2011 2011/02/24 2011/03/03
24650 RB of Scotland N.V. – China Life European Wts Mar 2011 2011/02/24 2011/03/03
24925 SGA Societe Generale Acceptance N.V. – CCB Eur Wt Mar 2011 A 2011/02/24 2011/03/03
24421 SGA Societe Generale Acceptance N.V. – Ch Mob Eu Wt Mar 11B 2011/02/24 2011/03/03
25829 SGA Societe Generale Acceptance N.V. – CLife Eu Wt Mar 2011D 2011/02/24 2011/03/03
24603 SGA Societe Generale Acceptance N.V. – HSBC Eu Wt Mar 2011 A 2011/02/24 2011/03/03
24503 SGA Societe Generale Acceptance N.V. – HWL Eur Wt Mar 2011 A 2011/02/24 2011/03/03
24504 SGA Societe Generale Acceptance N.V. – HWL Eur Wt Mar 2011 B 2011/02/24 2011/03/03
24672 SGA Societe Generale Acceptance N.V.-Belle Int’l Eu Wt Mar11 2011/02/24 2011/03/03
24536 Standard Chartered Bank – Sinopec Corp European Wts Mar 2011 2011/02/24 2011/03/03
24599 CC Rabobank B.A. – Shanghai Electric European Warrants Mar11 2011/02/25 2011/03/04
24666 Macquarie Bank Ltd. – BankComm European Put Wts Mar 2011 2011/02/25 2011/03/04
24155 Macquarie Bank Ltd. – Cheung Kong European Warrants Mar 2011 2011/02/25 2011/03/04
24645 Macquarie Bank Ltd. – China Life European Put Wts Mar 2011 2011/02/25 2011/03/04
25197 Merrill Lynch Int’l & Co. C.V. – China Life Eu Wt Mar 2011 A 2011/02/25 2011/03/04
24612 Standard Chartered Bank – PetroChina European Warrants Mar11 2011/02/25 2011/03/04
23958 BOCI Asia Ltd. – CC Bank European Put Warrants Mar 2011 A 2011/02/28 2011/03/07

Last Delisted
23065 Citigroup Global Mkt H Inc. -Tencent European Warrants Mar11 2011/02/28 2011/03/07
24765 HK Bank – China Shenhua European Warrants Mar 2011 A 2011/02/28 2011/03/07
22906 Macquarie Bank Ltd. – Tingyi European Warrants Mar 2011 2011/02/28 2011/03/07
25198 Merrill Lynch Int’l & Co. C.V. – China Life Eu Wt Mar 2011 B 2011/02/28 2011/03/07
24457 Merrill Lynch Int’l & Co. C.V. – HKEx Eur Put Wts Mar 2011 2011/02/28 2011/03/07
24176 Barclays Bank plc – CC Bank European Warrants Mar 2011 2011/03/01 2011/03/08
23432 Barclays Bank plc – China Life European Warrants Mar 2011 A 2011/03/01 2011/03/08
23435 Barclays Bank plc – Jiangxi Copper European Warrants Mar 11A 2011/03/01 2011/03/08
23934 Barclays Bank plc – Sinopharm European Warrants Mar 2011 2011/03/01 2011/03/08
23502 BNP Paribas Arbit Issu B.V. – BOCL European Wts Mar 2011 2011/03/01 2011/03/08
23524 BNP Paribas Arbit Issu B.V. – Ch Shenhua Euro Wts Mar 2011 2011/03/01 2011/03/08
22878 BNP Paribas Arbit Issu B.V. – China Coal Euro Wts Mar 2011 2011/03/01 2011/03/08
25799 BNP Paribas Arbit Issu B.V. – HSBC European Wts Mar 2011 2011/03/01 2011/03/08
23833 BNP Paribas Arbit Issu B.V. – Hutchison European Wts Mar 11A 2011/03/01 2011/03/08
25156 BNP Paribas Arbit Issu B.V. – M I&S European Wts Mar 2011 2011/03/01 2011/03/08
22643 BNP Paribas Arbit Issu B.V. – Shimao Ppt European Wts Mar 11 2011/03/01 2011/03/08
22881 BNP Paribas Arbit Issu B.V. – Tencent Holdings Eu Wts Mar 11 2011/03/01 2011/03/08
24529 BOCI Asia Ltd. – China Life European Put Warrants Mar 2011 2011/03/01 2011/03/08
25232 CC Rabobank B.A. – Ch Mobile European Warrants Mar 2011 2011/03/01 2011/03/08
24695 CC Rabobank B.A. – China EB Int’l European Warrants Mar 2011 2011/03/01 2011/03/08
24701 CC Rabobank B.A. – Li & Fung European Warrants Mar 2011 2011/03/01 2011/03/08
24001 Credit Suisse AG – Cheung Kong European Warrants Mar 2011 2011/03/01 2011/03/08
26066 Credit Suisse AG – CITIC Bank European Warrants Mar 2011 2011/03/01 2011/03/08
25394 Credit Suisse AG – PetroChina European Warrants Mar 2011 2011/03/01 2011/03/08
24652 Deutsche Bank AG – BYD European Warrants Mar 2011 2011/03/01 2011/03/08
25011 Deutsche Bank AG – CC Bank European Warrants Mar 2011 A 2011/03/01 2011/03/08
24704 Deutsche Bank AG – China Life European Warrants Mar 2011 A 2011/03/01 2011/03/08
26387 Deutsche Bank AG – China Overseas European Warrants Mar 2011 2011/03/01 2011/03/08
26221 Deutsche Bank AG – CITIC Bank European Warrants Mar 2011 B 2011/03/01 2011/03/08
23842 Deutsche Bank AG – Lenovo European Warrants Mar 2011 2011/03/01 2011/03/08
24636 Goldman Sachs SP (Asia) – A50 China European Wts Mar 2011 B 2011/03/01 2011/03/08
24668 Goldman Sachs SP (Asia) – China Life Euro Wts Mar 2011 B 2011/03/01 2011/03/08
24718 HK Bank – BOCL European Warrants Mar 2011 2011/03/01 2011/03/08
24719 HK Bank – CC Bank European Warrants Mar 2011 2011/03/01 2011/03/08
24725 HK Bank – China Life European Put Warrants Mar 2011 2011/03/01 2011/03/08
24720 HK Bank – China Life European Warrants Mar 2011 2011/03/01 2011/03/08
24722 HK Bank – Esprit European Warrants Mar 2011 2011/03/01 2011/03/08
24723 HK Bank – ICBC European Warrants Mar 2011 2011/03/01 2011/03/08
24724 HK Bank – Maanshan Iron European Warrants Mar 2011 2011/03/01 2011/03/08
24730 J P Morgan SP BV – CPIC European Warrants Mar 2011 2011/03/01 2011/03/08
24734 Macquarie Bank Ltd. – China Life European Wts Mar 2011 2011/03/01 2011/03/08
22901 Macquarie Bank Ltd. – China Overseas European Wts Mar 2011 2011/03/01 2011/03/08
25202 Merrill Lynch Int’l & Co. C.V. – Ch Life Eur Put Wt Mar 2011 2011/03/01 2011/03/08
26651 Merrill Lynch Int’l & Co. C.V. – Ch Mobile Eur Wt Mar 2011 B 2011/03/01 2011/03/08
23668 Merrill Lynch Int’l & Co. C.V. – CM Bank Euro Wts Mar 2011 2011/03/01 2011/03/08
24337 Merrill Lynch Int’l & Co. C.V. – ICBC European Wts Mar 2011A 2011/03/01 2011/03/08
24739 RB of Scotland N.V. – China Life European Put Wts Mar 2011 2011/03/01 2011/03/08
24662 SGA Societe Generale Acceptance N.V. – CLife Eu Wt Mar 2011A 2011/03/01 2011/03/08
24663 SGA Societe Generale Acceptance N.V. – CLife Eu Wt Mar 2011B 2011/03/01 2011/03/08
26252 SGA Societe Generale Acceptance N.V. – ICBC Eu Wt Mar 2011 B 2011/03/01 2011/03/08
24671 SGA Societe Generale Acceptance N.V-Anhui Conch Eu Wts Mar11 2011/03/01 2011/03/08
25302 Standard Chartered Bank-China Life European Warrants Mar11B 2011/03/01 2011/03/08
27141 UBS AG – China Life European Warrants Mar 2011 2011/03/01 2011/03/08
23352 UBS AG – HKEx European Put Warrants Mar 2011 2011/03/01 2011/03/08
19117 BNP Paribas Arbit Issu B.V. – China Life Euro Wts Mar 2011 2011/03/02 2011/03/09
24700 CC Rabobank B.A. – Chi Res Power European Warrants Mar 2011 2011/03/02 2011/03/09
24699 CC Rabobank B.A. – Chi Resources European Warrants Mar 2011 2011/03/02 2011/03/09
24694 CC Rabobank B.A. – China Dongxiang European Warrants Mar 11 2011/03/02 2011/03/09
24779 CC Rabobank B.A. – China Life European Put Warrants Mar 2011 2011/03/02 2011/03/09
24777 CC Rabobank B.A. – CPIC European Warrants Mar 2011 2011/03/02 2011/03/09
24601 CC Rabobank B.A. – Wynn Macau European Warrants Mar 2011 2011/03/02 2011/03/09
24759 HK Bank – CITIC Bank European Warrants Mar 2011 2011/03/02 2011/03/09
24770 HK Bank – Geely Auto European Warrants Mar 2011 2011/03/02 2011/03/09
24772 HK Bank – Lenovo European Warrants Mar 2011 2011/03/02 2011/03/09
24756 J P Morgan SP BV – Stanchart European Warrants Mar 2011 2011/03/02 2011/03/09
23847 KBC Fin Products Int’l Ltd. – Ch Overseas Euro Wts Mar 2011 2011/03/02 2011/03/09
24556 KBC Fin Products Int’l Ltd. – China Life Euro Wts Mar 2011 C 2011/03/02 2011/03/09
23216 KBC Fin Products Int’l Ltd. – China Tel Euro Wts Mar 2011 2011/03/02 2011/03/09
24101 KBC Fin Products Int’l Ltd. – CITIC Bank Euro Wts Mar 2011 2011/03/02 2011/03/09
24692 Macquarie Bank Ltd. – China Mobile Euro Put Wts Mar 2011 2011/03/02 2011/03/09
24746 Macquarie Bank Ltd. – Lenovo European Warrants Mar 2011 2011/03/02 2011/03/09
24902 Merrill Lynch Int’l & Co. C.V. – A50 China Eur Wt Mar 2011 2011/03/02 2011/03/09
25569 Merrill Lynch Int’l & Co. C.V. – Ping An Euro Put Wts Mar 11 2011/03/02 2011/03/09
24397 Standard Chartered Bank – Hutchison European Wts Mar 2011 2011/03/02 2011/03/09
24399 Standard Chartered Bank – ICBC European Warrants Mar 2011 2011/03/02 2011/03/09
26858 Credit Suisse AG – HSBC European Wts Mar 2011 B 2011/03/03 2011/03/10
24788 HK Bank – Foxconn European Warrants Mar 2011 2011/03/03 2011/03/10
23678 Macquarie Bank Ltd. – A50 China European Warrants Mar 2011 B 2011/03/03 2011/03/10
26645 Merrill Lynch Int’l & Co. C.V. – HSBC Euro Wts Mar 2011 B 2011/03/03 2011/03/10
23637 SGA Societe Generale Acceptance N.V. – A50 Ch Eu Wt Mar2011B 2011/03/03 2011/03/10
24109 KBC Fin Products Int’l Ltd. – CITIC Bank Eur Put Wt Mar 2011 2011/03/04 2011/03/11
22232 BOCI Asia Ltd. – HKEx European Put Warrants Mar 2011 2011/03/07 2011/03/14
20244 Citigroup Global Mkt H Inc. – KWG Property European Wt Mar11 2011/03/07 2011/03/14
10995 Deutsche Bank AG – Nikkei 225 Index Euro Put Wts Mar 2011 2011/03/07 2011/03/14
10991 Deutsche Bank AG – Nikkei 225 Index European Wts Mar 2011 2011/03/07 2011/03/14
24573 KBC Fin Products Int’l Ltd. – China Shenhua Eu Wt Mar 2011 B 2011/03/07 2011/03/14
25568 Merrill Lynch Int’l & Co. CV-Agricultural Bk Eu Put W Mar11B 2011/03/07 2011/03/14

Last Delisted
24309 RB of Scotland N.V. – HKEx European Put Warrants Mar 2011 2011/03/07 2011/03/14
24683 Barclays Bank plc – China Life European Put Wts Mar 2011 2011/03/08 2011/03/15
24678 Barclays Bank plc – China Life European Warrants Mar 2011 B 2011/03/08 2011/03/15
24597 CC Rabobank B.A. – Fushan Energy European Warrants Mar 2011 2011/03/08 2011/03/15
25166 CC Rabobank B.A. – Geely Auto European Warrants Mar 2011 2011/03/08 2011/03/15
26147 Citigroup Global Mkt H Inc. – Agricultural Bk Eu Wt Mar 11B 2011/03/08 2011/03/15
25610 Credit Suisse AG – Agricultural Bank European Wts Mar 2011 B 2011/03/08 2011/03/15
26949 Credit Suisse AG – China Life European Warrants Mar 2011 2011/03/08 2011/03/15
26543 Credit Suisse AG – China Mobile European Warrants Mar 2011A 2011/03/08 2011/03/15
25949 Credit Suisse AG – China Tel European Warrants Mar 2011 2011/03/08 2011/03/15
24469 Credit Suisse AG – HKEx European Put Warrants Mar 2011 2011/03/08 2011/03/15
26270 Credit Suisse AG – Sinopharm European Warrants Mar 2011 2011/03/08 2011/03/15
10992 Deutsche Bank AG – EUR/USD European Put Warrants Mar 2011 A 2011/03/08 2011/03/15
26226 Deutsche Bank AG – Gome European Warrants Mar 2011 2011/03/08 2011/03/15
24655 Deutsche Bank AG – HSBC European Warrants Mar 2011 A 2011/03/08 2011/03/15
24656 Deutsche Bank AG – ICBC European Warrants Mar 2011 A 2011/03/08 2011/03/15
24890 Deutsche Bank AG – Maanshan Iron European Warrants Mar 2011 2011/03/08 2011/03/15
24802 Deutsche Bank AG – Ping An European Warrants Mar 2011 2011/03/08 2011/03/15
24865 Deutsche Bank AG – SJM Holdings European Warrants Mar 2011 2011/03/08 2011/03/15
24100 Deutsche Bank AG – Wynn Macau European Warrants Mar 2011 2011/03/08 2011/03/15
24805 Goldman Sachs SP (Asia) – China Mobile Euro Wts Mar 2011 2011/03/08 2011/03/15
26393 Goldman Sachs SP (Asia) – HSBC European Warrants Mar 2011 A 2011/03/08 2011/03/15
24806 Goldman Sachs SP (Asia) – PetroChina European Wts Mar 2011 2011/03/08 2011/03/15
25631 HK Bank – CC Bank European Put Warrants Mar 2011 2011/03/08 2011/03/15
29330 HK Bank – HWL European Warrants Jun 2011 2011/03/14 2011/03/15
26093 J P Morgan SP BV – Agricultural Bk European Warrants Mar 11 2011/03/08 2011/03/15
25068 KBC Fin Products Int’l Ltd. – China Life Euro Wts Mar 2011 E 2011/03/08 2011/03/15
24285 Merrill Lynch Int’l & Co. C.V. – Ch Overseas Eur Wt Mar 11A 2011/03/08 2011/03/15
23612 Merrill Lynch Int’l & Co. C.V. – Ch Shenhua Eur Wts Mar 2011 2011/03/08 2011/03/15
26917 Merrill Lynch Int’l & Co. C.V. – China Life Eu Wt Mar 2011 C 2011/03/08 2011/03/15
22222 Merrill Lynch Int’l & Co. C.V. – JX Copper Euro Put Wt Mar11 2011/03/08 2011/03/15
26473 SGA Societe Generale Acceptance N.V. – AGBK Eu Wt Mar 2011 2011/03/08 2011/03/15
25481 SGA Societe Generale Acceptance N.V. – HSBC Eu Wt Mar 2011 B 2011/03/08 2011/03/15
25836 SGA Societe Generale Acceptance N.V. – HSBC Eu Wt Mar 2011 C 2011/03/08 2011/03/15
25648 UBS AG – Agricultural Bank European Put Warrants Mar 2011 2011/03/08 2011/03/15
23889 UBS AG – Agricultural Bank European Warrants Mar 2011 A 2011/03/08 2011/03/15
25644 UBS AG – Agricultural Bank European Warrants Mar 2011 C 2011/03/08 2011/03/15
24681 UBS AG – China Life European Put Warrants Mar 2011 2011/03/08 2011/03/15
24884 UBS AG – Ping An European Warrants Mar 2011 2011/03/08 2011/03/15
24856 CC Rabobank B.A. – Maanshan Iron European Warrants Mar 2011 2011/03/09 2011/03/16
26947 Credit Suisse AG – China Mobile European Warrants Mar 2011 B 2011/03/09 2011/03/16
24162 Deutsche Bank AG – Hutchison European Warrants Mar 2011 A 2011/03/09 2011/03/16
23415 J P Morgan SP BV – A50 China European Warrants Mar 2011 2011/03/09 2011/03/16
24552 KBC Fin Products Int’l Ltd. – CC Bank Euro Wts Mar 2011 B 2011/03/09 2011/03/16
23224 KBC Fin Products Int’l Ltd. – HKEx European Put Wts Mar 2011 2011/03/09 2011/03/16
24864 KBC Fin Products Int’l Ltd. – Ping An Euro Put Wts Mar 2011 2011/03/09 2011/03/16
24860 KBC Fin Products Int’l Ltd. – Ping An European Wts Mar 2011 2011/03/09 2011/03/16
25215 Macquarie Bank Ltd. – Cathay Pacific European Wts Mar 2011 2011/03/09 2011/03/16
24868 Macquarie Bank Ltd. – SJM Holdings European Warrants Mar 11 2011/03/09 2011/03/16
26150 Merrill Lynch Int’l & Co. C.V. – Ch Mobile Eur Wt Mar 2011 A 2011/03/09 2011/03/16
24286 Merrill Lynch Int’l & Co. C.V. – Ch Overseas Eur Wt Mar 11B 2011/03/09 2011/03/16
21636 CC Rabobank B.A. – HSBC European Warrants Mar 2011 A 2011/03/10 2011/03/17
25397 Credit Suisse – BOC HK European Warrants Mar 2011 2011/03/10 2011/03/17
26616 Goldman Sachs SP (Asia) – HSBC European Warrants Mar 2011 B 2011/03/10 2011/03/17
24563 KBC Fin Products Int’l Ltd. – A50 Ch Euro Wts Mar 2011 2011/03/10 2011/03/17
24339 Macquarie Bank Ltd. – Gome European Warrants Mar 2011 2011/03/10 2011/03/17
24929 SGA Societe Generale Acceptance N.V. – ICBC Eu Wt Mar 2011 A 2011/03/10 2011/03/17
24975 SGA Societe Generale Acceptance N.V. – Shenhua Eu Wt Mar 11 2011/03/10 2011/03/17
24147 Standard Chartered Bank – HSBC European Warrants Mar 2011 2011/03/10 2011/03/17
24981 Citigroup Global Mkt H Inc. – CM Bank European Put Wts Mar11 2011/03/11 2011/03/18
24988 Credit Suisse AG – Agricultural Bank European Put Wts Mar11 2011/03/11 2011/03/18
25392 Credit Suisse AG – Jiangxi Copper European Wts Mar 2011 2011/03/11 2011/03/18
10986 BNP Paribas Arbit Issu B.V. – Oil Futures Euro Put Wt Mar11 2011/03/14 2011/03/21
10982 BNP Paribas Arbit Issu B.V. – Oil Futures European Wts Mar11 2011/03/14 2011/03/21
24696 CC Rabobank B.A. – China Gas Hold European Warrants Mar 2011 2011/03/14 2011/03/21
24960 CC Rabobank B.A. – Yanzhou Coal European Warrants Mar 2011 2011/03/14 2011/03/21
23974 KBC Fin Products Int’l Ltd. – Agricultural Eu Put Wt Mar 11 2011/03/14 2011/03/21
24545 KBC Fin Products Int’l Ltd. – BOCL European Wts Mar 2011 A 2011/03/14 2011/03/21
10984 RB of Scotland N.V. – DJIA European Put Warrants Mar 2011 B 2011/03/14 2011/03/21
10001 RB of Scotland N.V. – DJIA European Put Warrants Mar 2011 D 2011/03/14 2011/03/21
10980 RB of Scotland N.V. – DJIA European Warrants Mar 2011 A 2011/03/14 2011/03/21
10996 RB of Scotland N.V. – DJIA European Warrants Mar 2011 C 2011/03/14 2011/03/21
24727 Standard Chartered Bank -China Life European Warrants Mar11A 2011/03/14 2011/03/21
24793 Barclays Bank plc – China Shenhua European Warrants Mar 2011 2011/03/15 2011/03/22
24177 Barclays Bank plc – CM Bank European Put Warrants Mar 2011 2011/03/15 2011/03/22
20482 Barclays Bank plc – PICC P&C European Warrants Mar 2011 2011/03/15 2011/03/22
23438 Barclays Bank plc – Yanzhou Coal European Warrants Mar 2011 2011/03/15 2011/03/22
25814 BOCI Asia Ltd. – China Life European Warrants Mar 2011 2011/03/15 2011/03/22
20408 Citigroup Global Mkt H Inc. – A50 China Euro Wts Mar 2011 2011/03/15 2011/03/22
23936 Citigroup Global Mkt H Inc. – Agile Ppt European Wts Mar 11 2011/03/15 2011/03/22
22256 Citigroup Global Mkt H Inc. – Ch LongYuan European Wts Mar11 2011/03/15 2011/03/22
24984 Credit Suisse AG – Agricultural Bank European Wts Mar 2011 A 2011/03/15 2011/03/22
25612 Credit Suisse AG – BOCL European Warrants Mar 2011 2011/03/15 2011/03/22
27497 Credit Suisse AG – CC Bank European Warrants Mar 2011 D 2011/03/15 2011/03/22
24145 Deutsche Bank AG – Agricultural Bk European Warrants Mar 11 2011/03/15 2011/03/22
25037 Deutsche Bank AG – BOC HK European Warrants Mar 2011 2011/03/15 2011/03/22
23650 Deutsche Bank AG – BOCL European Warrants Mar 2011 2011/03/15 2011/03/22

Last Delisted
24963 Deutsche Bank AG – Cathay Pacific European Warrants Mar 2011 2011/03/15 2011/03/22
24965 Deutsche Bank AG – CC Bank European Put Warrants Mar 2011 2011/03/15 2011/03/22
25038 Deutsche Bank AG – China Telecom European Wts Mar 2011 2011/03/15 2011/03/22
23730 Deutsche Bank AG – CNOOC European Warrants Mar 2011 2011/03/15 2011/03/22
10994 Deutsche Bank AG – DJIA European Put Warrants Mar 2011 2011/03/15 2011/03/22
10990 Deutsche Bank AG – DJIA European Warrants Mar 2011 2011/03/15 2011/03/22
25039 Deutsche Bank AG – Fushan Energy European Warrants Mar 2011 2011/03/15 2011/03/22
24943 Deutsche Bank AG – Geely Auto European Warrants Mar 2011 A 2011/03/15 2011/03/22
25041 Deutsche Bank AG – Li & Fung European Warrants Mar 2011 2011/03/15 2011/03/22
25042 Deutsche Bank AG – PetroChina European Warrants Mar 2011 2011/03/15 2011/03/22
25043 Deutsche Bank AG – Sinopharm European Warrants Mar 2011 2011/03/15 2011/03/22
24259 Deutsche Bank AG – WISE CSI European Put Warrants Mar 2011 2011/03/15 2011/03/22
24255 Deutsche Bank AG – WISE CSI European Warrants Mar 2011 2011/03/15 2011/03/22
24271 Deutsche Bank AG – Yanzhou Coal European Warrants Mar 2011 2011/03/15 2011/03/22
24977 Goldman Sachs SP (Asia) – BOCL European Warrants Mar 2011 B 2011/03/15 2011/03/22
24164 Goldman Sachs SP (Asia) – China Life Euro Wts Mar 2011 A 2011/03/15 2011/03/22
25081 J P Morgan SP BV – Anta Sports European Warrants Mar 2011 2011/03/15 2011/03/22
24381 J P Morgan SP BV – Belle Int’l European Warrants Mar 2011 2011/03/15 2011/03/22
25046 KBC Fin Products Int’l Ltd. – Agricultural Bk Eu Wt Mar 11 B 2011/03/15 2011/03/22
25047 KBC Fin Products Int’l Ltd. – Agricultural Bk Eu Wt Mar 11 C 2011/03/15 2011/03/22
24553 KBC Fin Products Int’l Ltd. – CC Bank Euro Wts Mar 2011 C 2011/03/15 2011/03/22
24154 Macquarie Bank Ltd. -Agricultural Bk European Warrants Mar11 2011/03/15 2011/03/22
21043 Merrill Lynch Int’l & Co. C.V. – CNOOC European Wts Mar2011A 2011/03/15 2011/03/22
25027 Merrill Lynch Int’l & Co. C.V. – Ping An Euro Wts Mar 2011 B 2011/03/15 2011/03/22
24895 Merrill Lynch Int’l & Co. C.V. -Agricultural Bk Eu Wt Mar 11 2011/03/15 2011/03/22
23826 Nomura Int’l plc – Agile Ppt European Warrants Mar 2011 2011/03/15 2011/03/22
25226 Nomura Int’l plc – Agricultural Bk European Warrants Mar 11 2011/03/15 2011/03/22
27117 SGA Societe Generale Acceptance N.V. – BOCL Eu Wt Mar 2011 2011/03/15 2011/03/22
27257 SGA Societe Generale Acceptance N.V. – Ch Mob Eu Wt Mar 11C 2011/03/15 2011/03/22
23629 SGA Societe Generale Acceptance N.V. – CP&CC Eu Wt Mar 2011A 2011/03/15 2011/03/22
25597 SGA Societe Generale Acceptance N.V. – Petch Eu Wt Mar 2011 2011/03/15 2011/03/22
23626 SGA Societe Generale Acceptance N.V. -Ch Mob Eu Wt Mar 2011A 2011/03/15 2011/03/22
27179 UBS AG – China Mobile European Warrants Mar 2011 B 2011/03/15 2011/03/22
23724 BOCI Asia Ltd. – Chi Res Land European Warrants Mar 2011 2011/03/16 2011/03/23
24123 Citigroup Global Mkt H Inc. – Skyworth Digital Euro Wt Mar11 2011/03/16 2011/03/23
23591 HK Bank – China Overseas European Warrants Mar 2011 2011/03/16 2011/03/23
24766 HK Bank – China Shenhua European Warrants Mar 2011 B 2011/03/16 2011/03/23
23593 HK Bank – Shimao Ppt European Warrants Mar 2011 2011/03/16 2011/03/23
25084 KBC Fin Products Int’l Ltd. – Ch Mobile Euro Wt Mar 2011 B 2011/03/16 2011/03/23
27041 Nomura Int’l plc – Anhui Conch European Warrants Mar 2011 2011/03/16 2011/03/23
22526 CC Rabobank B.A. – A50 China European Put Warrants Mar 2011 2011/03/17 2011/03/24
22356 CC Rabobank B.A. – A50 China European Warrants Mar 2011 2011/03/17 2011/03/24
25729 CC Rabobank B.A. – MCC European Warrants Mar 2011 2011/03/17 2011/03/24
21522 CC Rabobank B.A. – Minsheng Bank European Warrants Mar 2011 2011/03/17 2011/03/24
22953 HK Bank – Dongfeng Motor European Warrants Mar 2011 2011/03/17 2011/03/24
23672 Merrill Lynch Int’l & Co. C.V. – A50 China Eu Put Wt Mar 11 2011/03/17 2011/03/24
26914 Merrill Lynch Int’l & Co. C.V. – HSBC Euro Wts Mar 2011 C 2011/03/17 2011/03/24
21862 SGA Societe Generale Acceptance N.V. – A50 Ch Eu Wt Mar2011A 2011/03/17 2011/03/24
25571 SGA Societe Generale Acceptance N.V. – CLife Eu Wt Mar 2011C 2011/03/17 2011/03/24
26486 SGA Societe Generale Acceptance N.V. – ICBC Eu Wt Mar 2011 C 2011/03/17 2011/03/24
26334 UBS AG – ICBC European Warrants Mar 2011 A 2011/03/17 2011/03/24
24083 BNP Paribas Arbit Issu B.V. – BOCHK European Warrants Mar 11 2011/03/18 2011/03/25
25085 CC Rabobank B.A. – Jiangxi Copper European Warrants Mar 2011 2011/03/18 2011/03/25
25105 KBC Fin Products Int’l Ltd. – Agricultural Bk Eu Wt Mar 11D 2011/03/18 2011/03/25
23801 KBC Fin Products Int’l Ltd. – Tencent Holdings Eu Wt Mar 11 2011/03/18 2011/03/25
25019 RB of Scotland N.V. – Agricultural Bk European Wts Mar 2011 2011/03/18 2011/03/25
27242 Standard Chartered Bank – China Mobile European Wts Mar 2011 2011/03/18 2011/03/25
24152 UBS AG – BOC HK European Warrants Mar 2011 2011/03/18 2011/03/25
26442 UBS AG – China Mobile European Warrants Mar 2011 A 2011/03/18 2011/03/25
24687 BOCI Asia Ltd. – China Mobile European Put Warrants Mar 2011 2011/03/21 2011/03/28
23370 BOCI Asia Ltd. – CNBM European Warrants Mar 2011 2011/03/21 2011/03/28
24713 BOCI Asia Ltd. – Minsheng Bank European Warrants Mar 2011 2011/03/21 2011/03/28
27094 Macquarie Bank Ltd. – China Mobile European Wts Mar 2011 2011/03/21 2011/03/28
25514 Merrill Lynch Int’l & Co. C.V.-Ch Telecom Eur Put Wts Mar 11 2011/03/21 2011/03/28
22517 Barclays Bank plc – A50 China European Put Warrants Mar 2011 2011/03/22 2011/03/29
24792 Barclays Bank plc – Jiangxi Copper European Warrants Mar 11B 2011/03/22 2011/03/29
21560 Barclays Bank plc – Minsheng Bank European Warrants Mar 2011 2011/03/22 2011/03/29
26494 BNP Paribas Arbit Issu B.V. – Ch Mobile Euro Wts Mar 2011 2011/03/22 2011/03/29
18729 BNP Paribas Arbit Issu B.V. – CNOOC European Wts Mar 2011 2011/03/22 2011/03/29
26216 BOCI Asia Ltd. – CC Bank European Put Warrants Mar 2011 B 2011/03/22 2011/03/29
23174 BOCI Asia Ltd. – Dongfeng Motor European Warrants Mar 2011 2011/03/22 2011/03/29
24140 CC Rabobank B.A. – Agricultural Bk European Warrants Mar 11 2011/03/22 2011/03/29
26233 CC Rabobank B.A. – CC Bank European Warrants Mar 2011 2011/03/22 2011/03/29
24957 CC Rabobank B.A. – GCL-Poly Energy European Wts Mar 2011 B 2011/03/22 2011/03/29
24959 CC Rabobank B.A. – PCD Stores European Warrants Mar 2011 2011/03/22 2011/03/29
24413 Citigroup Global Mkt H Inc. – Anta Sports European Wts Mar11 2011/03/22 2011/03/29
23061 Citigroup Global Mkt H Inc. – BOC HK European Wts Mar 2011 2011/03/22 2011/03/29
24170 Citigroup Global Mkt H Inc. – BOCL European Wts Mar 2011 2011/03/22 2011/03/29
23013 Citigroup Global Mkt H Inc. – Dongfeng European Wts Mar 2011 2011/03/22 2011/03/29
22736 Citigroup Global Mkt H Inc. – Henganintl European Wts Mar11 2011/03/22 2011/03/29
22768 Citigroup Global Mkt H Inc. – Minsheng Bank Euro Wts Mar 11 2011/03/22 2011/03/29
23545 Citigroup Global Mkt H Inc. – Tracker Fund Euro Wts Mar 2011 2011/03/22 2011/03/29
23807 Citigroup Global Mkt H Inc. -Agricultural Bk Eu Wt Mar 2011A 2011/03/22 2011/03/29
26368 Credit Suisse AG – A50 China European Warrants Mar 2011 2011/03/22 2011/03/29
27488 Credit Suisse AG – Agricultural Bank European Wts Mar 2011 C 2011/03/22 2011/03/29
24428 Credit Suisse AG – BBMG European Warrants Mar 2011 2011/03/22 2011/03/29
25878 Credit Suisse AG – CC Bank European Put Warrants Mar 2011 A 2011/03/22 2011/03/29

Last Delisted
25879 Credit Suisse AG – CC Bank European Put Warrants Mar 2011 B 2011/03/22 2011/03/29
25877 Credit Suisse AG – CC Bank European Warrants Mar 2011 C 2011/03/22 2011/03/29
27170 Credit Suisse AG – China Shenhua European Warrants Mar 2011 2011/03/22 2011/03/29
26928 Credit Suisse AG – CPIC European Warrants Mar 2011 2011/03/22 2011/03/29
25180 Credit Suisse AG – HKEx European Warrants Mar 2011 2011/03/22 2011/03/29
26692 Credit Suisse AG – HSBC European Wts Mar 2011 A 2011/03/22 2011/03/29
24951 Credit Suisse AG – Hutchison European Warrants Mar 2011 2011/03/22 2011/03/29
26065 Credit Suisse AG – ICBC European Warrants Mar 2011 B 2011/03/22 2011/03/29
24936 Credit Suisse AG – Minsheng Bank European Warrants Mar 2011 2011/03/22 2011/03/29
24937 Credit Suisse AG – Ping An European Warrants Mar 2011 2011/03/22 2011/03/29
24320 Deutsche Bank AG – Dongfeng Motor European Warrants Mar 11 2011/03/22 2011/03/29
25072 Deutsche Bank AG – CC Bank European Warrants Mar 2011 B 2011/03/22 2011/03/29
25185 Deutsche Bank AG – China EB Ltd European Warrants Mar 2011 2011/03/22 2011/03/29
25012 Deutsche Bank AG – China Life European Warrants Mar 2011 B 2011/03/22 2011/03/29
25013 Deutsche Bank AG – China Mobile European Warrants Mar 2011 2011/03/22 2011/03/29
25160 Deutsche Bank AG – China Railway European Warrants Mar 2011 2011/03/22 2011/03/29
25100 Deutsche Bank AG – CITIC Bank European Warrants Mar 2011 A 2011/03/22 2011/03/29
23840 Deutsche Bank AG – CITIC Pacific European Warrants Mar 2011A 2011/03/22 2011/03/29
24450 Deutsche Bank AG – CITIC Pacific European Warrants Mar 2011B 2011/03/22 2011/03/29
25124 Deutsche Bank AG – CM Bank European Warrants Mar 2011 2011/03/22 2011/03/29
25125 Deutsche Bank AG – CNBM European Warrants Mar 2011 2011/03/22 2011/03/29
26132 Deutsche Bank AG – CPIC European Warrants Mar 2011 2011/03/22 2011/03/29
10999 Deutsche Bank AG – EUR/USD European Put Warrants Mar 2011 B 2011/03/22 2011/03/29
25075 Deutsche Bank AG – Geely Auto European Warrants Mar 2011 B 2011/03/22 2011/03/29
27844 Deutsche Bank AG – HSBC European Warrants Mar 2011 B 2011/03/22 2011/03/29
25162 Deutsche Bank AG – ICBC European Warrants Mar 2011 B 2011/03/22 2011/03/29
24270 Deutsche Bank AG – Jiangxi Copper European Warrants Mar 2011 2011/03/22 2011/03/29
25161 Deutsche Bank AG – Minsheng Bank European Warrants Mar 2011 2011/03/22 2011/03/29
25014 Deutsche Bank AG – Sinopec Corp European Warrants Mar 2011 2011/03/22 2011/03/29
10988 Deutsche Bank AG – USD/YEN European Warrants Mar 2011 2011/03/22 2011/03/29
25106 Goldman Sachs SP (Asia) – CC Bank European Wts Mar 2011 B 2011/03/22 2011/03/29
24751 Goldman Sachs SP (Asia) – China Mobile Euro Put Wts Mar 2011 2011/03/22 2011/03/29
24752 Goldman Sachs SP (Asia) – HSBC European Put Wts Mar 2011 2011/03/22 2011/03/29
24638 Goldman Sachs SP (Asia) – Tencent Holdings European Wt Mar11 2011/03/22 2011/03/29
25117 HK Bank – PetroChina European Warrants Mar 2011 2011/03/22 2011/03/29
26048 J P Morgan Int’l Der. Ltd. – CC Bank European Wts Mar 2011 2011/03/22 2011/03/29
22027 J P Morgan SP BV – Agile Ppt European Warrants Mar 2011 2011/03/22 2011/03/29
22704 J P Morgan SP BV – Skyworth Digital European Warrants Mar 11 2011/03/22 2011/03/29
24731 J P Morgan SP BV – Tencent European Warrants Mar 2011 A 2011/03/22 2011/03/29
24557 KBC Fin Products Int’l Ltd. – CMB European Warrants Mar 2011 2011/03/22 2011/03/29
24280 Merrill Lynch Int’l & Co. C.V. – BOC HK Euro Wts Mar 2011 2011/03/22 2011/03/29
24809 Merrill Lynch Int’l & Co. C.V. – CNOOC European Wts Mar 11B 2011/03/22 2011/03/29
23451 Merrill Lynch Int’l & Co. C.V. – HSBC Euro Wts Mar 2011 A 2011/03/22 2011/03/29
19139 Merrill Lynch Int’l & Co. C.V. – Ping An Euro Wts Mar 2011 A 2011/03/22 2011/03/29
23424 Merrill Lynch Int’l & Co. C.V. – Tencent Euro Put Wts Mar11 2011/03/22 2011/03/29
24899 Merrill Lynch Int’l & Co. CV-Agricultural Bk Eu Put W Mar11A 2011/03/22 2011/03/29
24566 RB of Scotland N.V. – CNOOC European Warrants Mar 2011 2011/03/22 2011/03/29
25668 SGA Societe Generale Acceptance N.V. – CCB Eur Wt Mar 2011 B 2011/03/22 2011/03/29
24926 SGA Societe Generale Acceptance N.V. – CP&CC Eur Wt Mar 11B 2011/03/22 2011/03/29
25837 SGA Societe Generale Acceptance N.V. – HSBC Eu Wt Mar 2011 D 2011/03/22 2011/03/29
24823 SGA Societe Generale Acceptance N.V. – Ping An Eu Wt Mar 11 2011/03/22 2011/03/29
23644 SGA Societe Generale Acceptance N.V. – Tencent Eu Wt Mar 11 2011/03/22 2011/03/29
23920 SGA Societe Generale Acceptance N.V-Ch Ship Cont Eu Wt Mar11 2011/03/22 2011/03/29
24460 Standard Chartered Bank – HKEx European Warrants Mar 2011 2011/03/22 2011/03/29
23890 UBS AG – Agricultural Bank European Warrants Mar 2011 B 2011/03/22 2011/03/29
25263 UBS AG – BOCL European Warrants Mar 2011 2011/03/22 2011/03/29
25578 UBS AG – CC Bank European Warrants Mar 2011 A 2011/03/22 2011/03/29
25703 UBS AG – CC Bank European Warrants Mar 2011 B 2011/03/22 2011/03/29
25649 UBS AG – China Shenhua European Warrants Mar 2011 2011/03/22 2011/03/29
22857 UBS AG – Dongfeng Motor European Warrants Mar 2011 2011/03/22 2011/03/29
27180 UBS AG – ICBC European Warrants Mar 2011 B 2011/03/22 2011/03/29
20156 UBS AG – Sinopec Corp European Warrants Mar 2011 A 2011/03/22 2011/03/29
25087 CC Rabobank B.A. – Anhui Conch European Warrants Mar 2011 2011/03/23 2011/03/30
23542 Citigroup Global Mkt H Inc. – CITIC Bank Euro Wts Mar 2011 2011/03/23 2011/03/30
24323 Deutsche Bank AG – Hutchison European Warrants Mar 2011 B 2011/03/23 2011/03/30
25172 HK Bank – HWL European Warrants Mar 2011 2011/03/23 2011/03/30
25170 HK Bank – Sinopec Corp European Warrants Mar 2011 2011/03/23 2011/03/30
17995 Macquarie Bank Ltd. – Beijing Air European Warrants Mar 2011 2011/03/23 2011/03/30
25512 Merrill Lynch Int’l & Co. C.V. – CNOOC European Wts Mar 11C 2011/03/23 2011/03/30
24851 Barclays Bank plc – HSI European Put Warrants Mar 2011 2011/03/24 2011/03/31
24243 Barclays Bank plc – HSI European Warrants Mar 2011 A 2011/03/24 2011/03/31
24244 Barclays Bank plc – HSI European Warrants Mar 2011 B 2011/03/24 2011/03/31
24848 Barclays Bank plc – HSI European Warrants Mar 2011 C 2011/03/24 2011/03/31
24849 Barclays Bank plc – HSI European Warrants Mar 2011 D 2011/03/24 2011/03/31
25143 BNP Paribas Arbit Issu B.V. – HSI Euro Put Wts Mar 2011 2011/03/24 2011/03/31
25139 BNP Paribas Arbit Issu B.V. – HSI European Wts Mar 2011 2011/03/24 2011/03/31
19661 BNP Paribas Arbit Issu B.V. – Minsheng Bank Euro Wts Mar11 2011/03/24 2011/03/31
22888 BOCI Asia Ltd. – CPIC European Warrants Mar 2011 2011/03/24 2011/03/31
24757 BOCI Asia Ltd. – HSI European Put Warrants Mar 2011 2011/03/24 2011/03/31
24753 BOCI Asia Ltd. – HSI European Warrants Mar 2011 2011/03/24 2011/03/31
24593 CC Rabobank B.A. – BBMG European Warrants Mar 2011 2011/03/24 2011/03/31
23784 CC Rabobank B.A. – BOCL European Warrants Mar 2011 2011/03/24 2011/03/31
24594 CC Rabobank B.A. – Cathay Pacific European Warrants Mar 2011 2011/03/24 2011/03/31
24693 CC Rabobank B.A. – CHALCO European Warrants Mar 2011 2011/03/24 2011/03/31
24207 CC Rabobank B.A. – CITIC Pacific European Warrants Mar 2011 2011/03/24 2011/03/31
23202 CC Rabobank B.A. – CNBM European Warrants Mar 2011 2011/03/24 2011/03/31
22524 CC Rabobank B.A. – CNOOC European Warrants Mar 2011 2011/03/24 2011/03/31

Last Delisted
24596 CC Rabobank B.A. – COSCO Pacific European Warrants Mar 2011 2011/03/24 2011/03/31
22810 CC Rabobank B.A. – Dongfeng Motor European Warrants Mar 2011 2011/03/24 2011/03/31
23859 CC Rabobank B.A. – GCL-Poly Energy European Warrants Mar 11A 2011/03/24 2011/03/31
22812 CC Rabobank B.A. – Greentown China European Wts Mar 2011 2011/03/24 2011/03/31
23677 CC Rabobank B.A. – HSBC European Warrants Mar 2011 B 2011/03/24 2011/03/31
21478 CC Rabobank B.A. – ICBC European Warrants Mar 2011 2011/03/24 2011/03/31
20207 CC Rabobank B.A. – Sinofert European Warrants Mar 2011 2011/03/24 2011/03/31
25233 CC Rabobank B.A. – Tencent Holdings European Wts Mar 2011 2011/03/24 2011/03/31
22241 CC Rabobank B.A. – Want Want China European Warrants Mar11 2011/03/24 2011/03/31
24602 CC Rabobank B.A. – ZTE European Warrants Mar 2011 2011/03/24 2011/03/31
25243 Citigroup Global Mkt H Inc. – Esprit European Wts Mar 2011 2011/03/24 2011/03/31
25228 Citigroup Global Mkt H Inc. – Ping An Euro Wts Mar 2011 2011/03/24 2011/03/31
25661 Credit Suisse AG – HSI European Put Warrants Mar 2011 B 2011/03/24 2011/03/31
27221 Credit Suisse AG – HSI European Put Warrants Mar 2011 E 2011/03/24 2011/03/31
27501 Credit Suisse AG – HSI European Put Warrants Mar 2011 G 2011/03/24 2011/03/31
27216 Credit Suisse AG – HSI European Warrants Mar 2011 C 2011/03/24 2011/03/31
27217 Credit Suisse AG – HSI European Warrants Mar 2011 D 2011/03/24 2011/03/31
27491 Credit Suisse AG – HSI European Warrants Mar 2011 F 2011/03/24 2011/03/31
25656 Credit Suisse AG – HSI European Warrants Mar 2011A 2011/03/24 2011/03/31
25151 Deutsche Bank AG – HSI European Put Warrants Mar 2011 C 2011/03/24 2011/03/31
25152 Deutsche Bank AG – HSI European Put Warrants Mar 2011 D 2011/03/24 2011/03/31
27149 Deutsche Bank AG – HSI European Put Warrants Mar 2011 E 2011/03/24 2011/03/31
25149 Deutsche Bank AG – HSI European Warrants Mar 2011 A 2011/03/24 2011/03/31
25150 Deutsche Bank AG – HSI European Warrants Mar 2011 B 2011/03/24 2011/03/31
20458 Goldman Sachs SP (Asia) – A50 China European Wts Mar 2011 A 2011/03/24 2011/03/31
22886 Goldman Sachs SP (Asia) – BOCL European Warrants Mar 2011 A 2011/03/24 2011/03/31
22830 Goldman Sachs SP (Asia) – CC Bank European Wts Mar 2011 A 2011/03/24 2011/03/31
25199 Goldman Sachs SP (Asia) – HSI European Put Wts Mar 2011 C 2011/03/24 2011/03/31
25200 Goldman Sachs SP (Asia) – HSI European Put Wts Mar 2011 D 2011/03/24 2011/03/31
26545 Goldman Sachs SP (Asia) – HSI European Put Wts Mar 2011 F 2011/03/24 2011/03/31
25194 Goldman Sachs SP (Asia) – HSI European Warrants Mar 2011 A 2011/03/24 2011/03/31
25195 Goldman Sachs SP (Asia) – HSI European Warrants Mar 2011 B 2011/03/24 2011/03/31
26447 Goldman Sachs SP (Asia) – HSI European Warrants Mar 2011 E 2011/03/24 2011/03/31
22375 HK Bank – A50 China European Put Warrants Mar 2011 2011/03/24 2011/03/31
21957 HK Bank – CHALCO European Warrants Mar 2011 2011/03/24 2011/03/31
25118 HK Bank – HSCEI European Put Warrants Mar 2011 2011/03/24 2011/03/31
25111 HK Bank – HSCEI European Warrants Mar 2011 A 2011/03/24 2011/03/31
25112 HK Bank – HSCEI European Warrants Mar 2011 B 2011/03/24 2011/03/31
24621 HK Bank – HSI European Put Warrants Mar 2011 F 2011/03/24 2011/03/31
25136 HK Bank – HSI European Put Warrants Mar 2011 G 2011/03/24 2011/03/31
25137 HK Bank – HSI European Put Warrants Mar 2011 H 2011/03/24 2011/03/31
25138 HK Bank – HSI European Put Warrants Mar 2011 I 2011/03/24 2011/03/31
25687 HK Bank – HSI European Put Warrants Mar 2011 J 2011/03/24 2011/03/31
24615 HK Bank – HSI European Warrants Mar 2011 A 2011/03/24 2011/03/31
24616 HK Bank – HSI European Warrants Mar 2011 B 2011/03/24 2011/03/31
24617 HK Bank – HSI European Warrants Mar 2011 C 2011/03/24 2011/03/31
25131 HK Bank – HSI European Warrants Mar 2011 D 2011/03/24 2011/03/31
25132 HK Bank – HSI European Warrants Mar 2011 E 2011/03/24 2011/03/31
20265 HK Bank – Minsheng Bank European Warrants Mar 2011 2011/03/24 2011/03/31
23997 J P Morgan SP BV – BOC HK European Warrants Mar 2011 2011/03/24 2011/03/31
23310 J P Morgan SP BV – CITIC Pacific Euro Wts Mar 2011 2011/03/24 2011/03/31
23311 J P Morgan SP BV – Dongfeng Motor European Warrants Mar 2011 2011/03/24 2011/03/31
23249 J P Morgan SP BV – Shimao Property European Wts Mar 2011 2011/03/24 2011/03/31
18245 J P Morgan SP BV – Sinopec Corp European Warrants Mar 2011 2011/03/24 2011/03/31
22381 KBC Fin Products Int’l Ltd. – A50 Ch European Put Wts Mar 11 2011/03/24 2011/03/31
24546 KBC Fin Products Int’l Ltd. – BOCL European Wts Mar 2011 B 2011/03/24 2011/03/31
24065 KBC Fin Products Int’l Ltd. – HSI Euro Put Wts Mar 2011 A 2011/03/24 2011/03/31
24066 KBC Fin Products Int’l Ltd. – HSI Euro Put Wts Mar 2011 B 2011/03/24 2011/03/31
24742 KBC Fin Products Int’l Ltd. – HSI Euro Put Wts Mar 2011 F 2011/03/24 2011/03/31
26087 KBC Fin Products Int’l Ltd. – HSI Euro Put Wts Mar 2011 J 2011/03/24 2011/03/31
24736 KBC Fin Products Int’l Ltd. – HSI European Wts Mar 2011 C 2011/03/24 2011/03/31
24737 KBC Fin Products Int’l Ltd. – HSI European Wts Mar 2011 D 2011/03/24 2011/03/31
24738 KBC Fin Products Int’l Ltd. – HSI European Wts Mar 2011 E 2011/03/24 2011/03/31
24832 KBC Fin Products Int’l Ltd. – HSI European Wts Mar 2011 G 2011/03/24 2011/03/31
24835 KBC Fin Products Int’l Ltd. – HSI European Wts Mar 2011 H 2011/03/24 2011/03/31
25405 KBC Fin Products Int’l Ltd. – HSI European Wts Mar 2011 I 2011/03/24 2011/03/31
21760 Macquarie Bank Ltd. – A50 China European Warrants Mar 2011 A 2011/03/24 2011/03/31
25190 Macquarie Bank Ltd. – Agricultural Bk European Put Wt Mar 11 2011/03/24 2011/03/31
18621 Macquarie Bank Ltd. – BankComm European Warrants Mar 2011 2011/03/24 2011/03/31
25134 Macquarie Bank Ltd. – Belle Int’l European Warrants Mar 2011 2011/03/24 2011/03/31
24711 Macquarie Bank Ltd. – China EB Ltd European Warrants Mar 11 2011/03/24 2011/03/31
16916 Macquarie Bank Ltd. – CNOOC European Warrants Mar 2011 2011/03/24 2011/03/31
24710 Macquarie Bank Ltd. – CPIC European Warrants Mar 2011 2011/03/24 2011/03/31
24387 Macquarie Bank Ltd. – Digital China European Warrants Mar 11 2011/03/24 2011/03/31
25528 Macquarie Bank Ltd. – HSI European Put Warrants Mar 2011 2011/03/24 2011/03/31
24608 Macquarie Bank Ltd. – HSI European Warrants Mar 2011 A 2011/03/24 2011/03/31
24609 Macquarie Bank Ltd. – HSI European Warrants Mar 2011 B 2011/03/24 2011/03/31
25585 Macquarie Bank Ltd. – HSI European Warrants Mar 2011 C 2011/03/24 2011/03/31
25217 Macquarie Bank Ltd. – MCC European Warrants Mar 2011 2011/03/24 2011/03/31
17874 Macquarie Bank Ltd. – Ping An European Warrants Mar 2011 2011/03/24 2011/03/31
25189 Macquarie Bank Ltd. – Sh Petrochem European Wts Mar 2011 2011/03/24 2011/03/31
27802 Merrill Lynch Int’l & Co. C.V. – Ch Mobile Eur Wt Mar 2011 C 2011/03/24 2011/03/31
25414 Merrill Lynch Int’l & Co. C.V. -HSI European Put Wts Mar 11G 2011/03/24 2011/03/31
25415 Merrill Lynch Int’l & Co. C.V. -HSI European Put Wts Mar 11H 2011/03/24 2011/03/31
25416 Merrill Lynch Int’l & Co. C.V. -HSI European Put Wts Mar 11I 2011/03/24 2011/03/31
25413 Merrill Lynch Int’l & Co. C.V. -HSI European Put Wts Mar11F 2011/03/24 2011/03/31
26514 Merrill Lynch Int’l & Co. C.V. -HSI European Put Wts Mar11K 2011/03/24 2011/03/31

Last Delisted
25398 Merrill Lynch Int’l & Co. C.V. -HSI European Warrants Mar11A 2011/03/24 2011/03/31
25406 Merrill Lynch Int’l & Co. C.V. -HSI European Warrants Mar11B 2011/03/24 2011/03/31
25407 Merrill Lynch Int’l & Co. C.V. -HSI European Warrants Mar11C 2011/03/24 2011/03/31
25408 Merrill Lynch Int’l & Co. C.V. -HSI European Warrants Mar11D 2011/03/24 2011/03/31
25409 Merrill Lynch Int’l & Co. C.V. -HSI European Warrants Mar11E 2011/03/24 2011/03/31
26511 Merrill Lynch Int’l & Co. C.V. -HSI European Warrants Mar11J 2011/03/24 2011/03/31
27555 Nomura Int’l plc – HSI European Put Warrants Mar 2011 2011/03/24 2011/03/31
27544 Nomura Int’l plc – HSI European Warrants Mar 2011 A 2011/03/24 2011/03/31
27545 Nomura Int’l plc – HSI European Warrants Mar 2011 B 2011/03/24 2011/03/31
27546 Nomura Int’l plc – HSI European Warrants Mar 2011 C 2011/03/24 2011/03/31
22540 RB of Scotland N.V. – A50 China European Put Wts Mar 2011 2011/03/24 2011/03/31
21703 RB of Scotland N.V. – A50 China European Warrants Mar 2011 2011/03/24 2011/03/31
10997 RB of Scotland N.V. – Gold European Put Warrants Mar 2011 2011/03/24 2011/03/31
10993 RB of Scotland N.V. – Gold European Warrants Mar 2011 2011/03/24 2011/03/31
27305 RB of Scotland N.V. – HSI European Put Warrants Mar 2011 2011/03/24 2011/03/31
27251 RB of Scotland N.V. – HSI European Warrants Mar 2011 A 2011/03/24 2011/03/31
27301 RB of Scotland N.V. – HSI European Warrants Mar 2011 B 2011/03/24 2011/03/31
25067 SGA Societe Generale Acceptance N.V. – HSI Eu Put Wt Mar 11C 2011/03/24 2011/03/31
25246 SGA Societe Generale Acceptance N.V. – HSI Eu Put Wt Mar 11D 2011/03/24 2011/03/31
25247 SGA Societe Generale Acceptance N.V. – HSI Eu Put Wt Mar 11E 2011/03/24 2011/03/31
25835 SGA Societe Generale Acceptance N.V. – HSI Eu Put Wt Mar 11H 2011/03/24 2011/03/31
24940 SGA Societe Generale Acceptance N.V. – HSI Eur Wt Mar 2011 A 2011/03/24 2011/03/31
25063 SGA Societe Generale Acceptance N.V. – HSI Eur Wt Mar 2011 B 2011/03/24 2011/03/31
25484 SGA Societe Generale Acceptance N.V. – HSI Eur Wt Mar 2011 F 2011/03/24 2011/03/31
25834 SGA Societe Generale Acceptance N.V. – HSI Eur Wt Mar 2011 G 2011/03/24 2011/03/31
22336 SGA Societe Generale Acceptance N.V.-A50 Ch Eu Put Wt Mar 11 2011/03/24 2011/03/31
27331 UBS AG – HSBC European Put Warrants Mar 2011 2011/03/24 2011/03/31
26560 UBS AG – HSBC European Warrants Mar 2011 2011/03/24 2011/03/31
25613 UBS AG – HSI European Put Warrants Mar 2011 D 2011/03/24 2011/03/31
25904 UBS AG – HSI European Put Warrants Mar 2011 E 2011/03/24 2011/03/31
27182 UBS AG – HSI European Put Warrants Mar 2011 H 2011/03/24 2011/03/31
25090 UBS AG – HSI European Warrants Mar 2011 A 2011/03/24 2011/03/31
25311 UBS AG – HSI European Warrants Mar 2011 B 2011/03/24 2011/03/31
25609 UBS AG – HSI European Warrants Mar 2011 C 2011/03/24 2011/03/31
26977 UBS AG – HSI European Warrants Mar 2011 F 2011/03/24 2011/03/31
27089 UBS AG – HSI European Warrants Mar 2011 G 2011/03/24 2011/03/31
23727 BOCI Asia Ltd. – Tracker Fund European Put Warrants Mar 2011 2011/03/25 2011/04/01
25641 J P Morgan SP BV – Tencent European Warrants Mar 2011 B 2011/03/25 2011/04/01
24560 KBC Fin Products Int’l Ltd. – ICBC European Wts Mar 2011 A 2011/03/25 2011/04/01
24408 Macquarie Bank Ltd. – Li Ning European Warrants Mar 2011 2011/03/25 2011/04/01
26835 Merrill Lynch Int’l & Co. C.V. – PetroChina Eu Put Wt Mar 11 2011/03/25 2011/04/01
26152 Merrill Lynch Int’l & Co. C.V. – Sinopec Euro Wts Mar 2011 2011/03/25 2011/04/01
23419 Merrill Lynch Int’l & Co. C.V. – Tencent European Wts Mar 11 2011/03/25 2011/04/01
23823 Nomura Int’l plc – BOC HK European Warrants Mar 2011 2011/03/25 2011/04/01
23829 Nomura Int’l plc – BOCL European Warrants Mar 2011 2011/03/25 2011/04/01
25223 Nomura Int’l plc – CC Bank European Warrants Mar 2011 2011/03/25 2011/04/01
24497 Nomura Int’l plc – China Life European Put Warrants Mar 2011 2011/03/25 2011/04/01
25224 Nomura Int’l plc – China Mobile European Warrants Mar 2011 2011/03/25 2011/04/01
24494 Nomura Int’l plc – China Telecom European Warrants Mar 2011 2011/03/25 2011/04/01
23300 Nomura Int’l plc – CNOOC European Warrants Mar 2011 2011/03/25 2011/04/01
23824 Nomura Int’l plc – CPIC European Warrants Mar 2011 2011/03/25 2011/04/01
24493 Nomura Int’l plc – Dongfeng European Warrants Mar 2011 2011/03/25 2011/04/01
23821 Nomura Int’l plc – ICBC European Warrants Mar 2011 2011/03/25 2011/04/01
23812 Nomura Int’l plc – JIANC European Warrants Mar 2011 A 2011/03/25 2011/04/01
25218 Nomura Int’l plc – JIANC European Warrants Mar 2011 B 2011/03/25 2011/04/01
23825 Nomura Int’l plc – Shineway Pharm European Warrants Mar 2011 2011/03/25 2011/04/01
23293 Nomura Int’l plc – Tencent Holdings European Warrants Mar 11 2011/03/25 2011/04/01
26074 RB of Scotland N.V. – HWL European Warrants Mar 2011 2011/03/25 2011/04/01
27940 RB of Scotland N.V. – Minsheng Bank European Wts Mar 2011 2011/03/25 2011/04/01
25647 UBS AG – Sinopec Corp European Warrants Mar 2011 B 2011/03/25 2011/04/01
24629 BNP Paribas Arbit Issu B.V. – Sinopharm European Wts Apr11 2011/03/28 2011/04/04
23959 BOCI Asia Ltd. – CM Bank European Put Warrants Apr 2011 2011/03/28 2011/04/04
22576 KBC Fin Products Int’l Ltd. – A50 Ch European Put Wts Apr 11 2011/03/28 2011/04/04
25048 KBC Fin Products Int’l Ltd. – Agricultural Bk Eu Wt Apr 11C 2011/03/28 2011/04/04
25191 KBC Fin Products Int’l Ltd. – Agricultural Eu Put Wt Apr 11A 2011/03/28 2011/04/04
25867 KBC Fin Products Int’l Ltd. – BOCL European Wts Apr 2011 B 2011/03/28 2011/04/04
19705 KBC Fin Products Int’l Ltd. – CC Bank Euro Put Wts Apr 2011A 2011/03/28 2011/04/04
25868 KBC Fin Products Int’l Ltd. – CC Bank Euro Wts Apr 2011 E 2011/03/28 2011/04/04
25979 KBC Fin Products Int’l Ltd. – Ch Mobile Euro Wt Apr 2011 B 2011/03/28 2011/04/04
25069 KBC Fin Products Int’l Ltd. – China Life Euro Wts Apr 2011 A 2011/03/28 2011/04/04
23379 KBC Fin Products Int’l Ltd. – China Tel Eur Put Wts Apr 2011 2011/03/28 2011/04/04
25248 KBC Fin Products Int’l Ltd. – HKEx European Warrants Apr 11 2011/03/28 2011/04/04
25066 KBC Fin Products Int’l Ltd. – ICBC European Wts Apr 2011 A 2011/03/28 2011/04/04
26883 Nomura Int’l plc – HSBC European Warrants Apr 2011 2011/03/28 2011/04/04
22518 Barclays Bank plc – A50 China European Put Warrants Apr 2011 2011/03/29 2011/04/06
24827 BNP Paribas Arbit Issu B.V. – Agricultural Bank Eu Wt Apr11 2011/03/29 2011/04/06
22283 BNP Paribas Arbit Issu B.V. – Angang Steel European Wt Apr11 2011/03/29 2011/04/06
24077 BNP Paribas Arbit Issu B.V. – CC Bank Euro Wts Apr 2011 2011/03/29 2011/04/06
24991 BNP Paribas Arbit Issu B.V. – Ch Mobile Eu Put Wt Apr 2011 2011/03/29 2011/04/06
24350 BNP Paribas Arbit Issu B.V. – Ch Mobile Euro Wts Apr 2011 2011/03/29 2011/04/06
24993 BNP Paribas Arbit Issu B.V. – Hutchison Euro Put Wt Apr 2011 2011/03/29 2011/04/06
25259 BNP Paribas Arbit Issu B.V. – Hutchison European Wts Apr 11 2011/03/29 2011/04/06
23525 BNP Paribas Arbit Issu B.V. – Yanzhou Coal Euro Wts Apr 2011 2011/03/29 2011/04/06
24685 BOCI Asia Ltd. – BYD European Warrants Apr 2011 2011/03/29 2011/04/06
24716 BOCI Asia Ltd. – PetroChina European Warrants Apr 2011 2011/03/29 2011/04/06
25089 CC Rabobank B.A. – BOCL European Warrants Apr 2011 2011/03/29 2011/04/06
25759 Credit Suisse AG – A50 China European Warrants Apr 2011 B 2011/03/29 2011/04/06

Last Delisted
26071 Credit Suisse AG – BOCL European Warrants Apr 2011 A 2011/03/29 2011/04/06
25789 Credit Suisse AG – HSBC European Put Warrants Apr 2011 2011/03/29 2011/04/06
26679 Credit Suisse AG – HSBC European Wts Apr 2011 D 2011/03/29 2011/04/06
27495 Credit Suisse AG – Hutchison European Warrants Apr 2011 H 2011/03/29 2011/04/06
27517 Credit Suisse AG – Hutchison European Warrants Apr 2011 I 2011/03/29 2011/04/06
25755 Credit Suisse AG – Tencent Holdings European Wts Apr 2011 B 2011/03/29 2011/04/06
26945 Credit Suisse AG – Tencent Holdings European Wts Apr 2011 C 2011/03/29 2011/04/06
25605 Deutsche Bank AG – A50 China European Put Wts Apr 2011 B 2011/03/29 2011/04/06
25795 Deutsche Bank AG – Agricultural Bk European Warrants Apr 11 2011/03/29 2011/04/06
25123 Deutsche Bank AG – Alibaba European Warrants Apr 2011 2011/03/29 2011/04/06
25184 Deutsche Bank AG – Anhui Conch European Warrants Apr 2011 2011/03/29 2011/04/06
23969 Deutsche Bank AG – BOC HK European Warrants Apr 2011 A 2011/03/29 2011/04/06
26130 Deutsche Bank AG – BOC HK European Warrants Apr 2011 C 2011/03/29 2011/04/06
23651 Deutsche Bank AG – BOCL European Warrants Apr 2011 A 2011/03/29 2011/04/06
25268 Deutsche Bank AG – BYD European Warrants Apr 2011 2011/03/29 2011/04/06
27136 Deutsche Bank AG – CC Bank European Warrants Apr 2011 B 2011/03/29 2011/04/06
24254 Deutsche Bank AG – China Overseas European Warrants Apr 2011 2011/03/29 2011/04/06
23587 Deutsche Bank AG – CNOOC European Warrants Apr 2011 A 2011/03/29 2011/04/06
25015 Deutsche Bank AG – CNOOC European Warrants Apr 2011 B 2011/03/29 2011/04/06
25271 Deutsche Bank AG – Esprit European Warrants Apr 2011 A 2011/03/29 2011/04/06
23590 Deutsche Bank AG – Tencent Holdings European Put Wt Apr 2011 2011/03/29 2011/04/06
26287 Deutsche Bank AG – Tencent Holdings European Warrants Apr11C 2011/03/29 2011/04/06
26445 Goldman Sachs SP (Asia) – CC Bank European Wts Apr 2011 2011/03/29 2011/04/06
25274 Goldman Sachs SP (Asia) – Hutchison European Wts Apr 2011 A 2011/03/29 2011/04/06
25292 KBC Fin Products Int’l Ltd. – CC Bank Euro Put Wts Apr 2011C 2011/03/29 2011/04/06
25288 KBC Fin Products Int’l Ltd. – CC Bank Euro Wts Apr 2011 D 2011/03/29 2011/04/06
25289 KBC Fin Products Int’l Ltd. – Henderson Land Dev Eu Wt Apr11 2011/03/29 2011/04/06
25293 KBC Fin Products Int’l Ltd. – Henderson Land Eu Put Wt Apr11 2011/03/29 2011/04/06
25290 KBC Fin Products Int’l Ltd. – Hutchison Euro Wts Apr 2011 A 2011/03/29 2011/04/06
25942 Macquarie Bank Ltd. – Angang Steel European Wts Apr 2011 2011/03/29 2011/04/06
22303 Macquarie Bank Ltd. – BOCHK European Warrants Apr 2011 A 2011/03/29 2011/04/06
23760 Macquarie Bank Ltd. – Ch Oilfield European Warrants Apr 2011 2011/03/29 2011/04/06
25044 Macquarie Bank Ltd. – China Shenhua European Wts Apr 2011 2011/03/29 2011/04/06
24931 Macquarie Bank Ltd. – CM Bank European Warrants Apr 2011 2011/03/29 2011/04/06
22362 Macquarie Bank Ltd. – CNOOC European Warrants Apr 2011 A 2011/03/29 2011/04/06
26046 Macquarie Bank Ltd. – Fushan Energy European Warrants Apr 11 2011/03/29 2011/04/06
24797 Macquarie Bank Ltd. – Ping An European Put Warrants Apr 2011 2011/03/29 2011/04/06
26916 Merrill Lynch Int’l & Co. C.V. – ICBC European Wts Apr 2011B 2011/03/29 2011/04/06
23943 RB of Scotland N.V. – Tencent European Put Warrants Apr 2011 2011/03/29 2011/04/06
24922 SGA Societe Generale Acceptance N.V. – AGBK Eu Wt Apr 2011 A 2011/03/29 2011/04/06
24923 SGA Societe Generale Acceptance N.V. – AGBK Eu Wt Apr 2011 B 2011/03/29 2011/04/06
25002 SGA Societe Generale Acceptance N.V. – AGBK Eu Wt Apr 2011 C 2011/03/29 2011/04/06
26786 SGA Societe Generale Acceptance N.V. – AGBK Eu Wt Apr 2011 D 2011/03/29 2011/04/06
24256 SGA Societe Generale Acceptance N.V. – BBMG Euro Wts Apr11 2011/03/29 2011/04/06
25665 SGA Societe Generale Acceptance N.V. – BOCL Eu Wt Apr 2011 B 2011/03/29 2011/04/06
20303 SGA Societe Generale Acceptance N.V. – CCCCL Eu Wt Apr 2011 2011/03/29 2011/04/06
24132 SGA Societe Generale Acceptance N.V. – CNOOC Eu Wt Apr 2011A 2011/03/29 2011/04/06
25209 SGA Societe Generale Acceptance N.V. – CNOOC Eu Wt Apr 2011B 2011/03/29 2011/04/06
23645 SGA Societe Generale Acceptance N.V. – Tencent Eu Wt Apr 11A 2011/03/29 2011/04/06
25482 SGA Societe Generale Acceptance N.V. – Tencent Eu Wt Apr 11C 2011/03/29 2011/04/06
25779 UBS AG – Sinopec Corp European Warrants Apr 2011 A 2011/03/29 2011/04/06
19522 BNP Paribas Arbit Issu B.V. – CNOOC European Wts Apr 2011 2011/03/30 2011/04/07
21481 CC Rabobank B.A. – A50 China European Put Warrants Apr 2011 2011/03/30 2011/04/07
18307 CC Rabobank B.A. – Ch Mobile European Warrants Apr 2011A 2011/03/30 2011/04/07
25164 CC Rabobank B.A. – CNBM European Warrants Apr 2011 2011/03/30 2011/04/07
27978 Credit Suisse AG – Agricultural Bank European Wts Apr 2011 F 2011/03/30 2011/04/07
27987 Credit Suisse AG – Sinopec Corp European Warrants Apr 2011 B 2011/03/30 2011/04/07
25313 Deutsche Bank AG – Geely Auto European Warrants Apr 2011 2011/03/30 2011/04/07
25317 Deutsche Bank AG – Tencent Holdings European Warrants Apr11B 2011/03/30 2011/04/07
25365 HK Bank – Geely Auto European Warrants Apr 2011 2011/03/30 2011/04/07
25367 HK Bank – Tencent European Warrants Apr 2011 B 2011/03/30 2011/04/07
25303 J P Morgan SP BV – Cheung Kong European Warrants Apr 2011 2011/03/30 2011/04/07
23383 KBC Fin Products Int’l Ltd-Tencent Holdings Eu Put Wt Apr 11 2011/03/30 2011/04/07
25299 Macquarie Bank Ltd. – Ch Southern Air European Wts Apr 2011 2011/03/30 2011/04/07
24857 Macquarie Bank Ltd. – Esprit European Warrants Apr 2011 A 2011/03/30 2011/04/07
24858 Macquarie Bank Ltd. – Esprit European Warrants Apr 2011 B 2011/03/30 2011/04/07
27991 SGA Societe Generale Acceptance N.V. – CK(H) Eu Wt Apr 2011B 2011/03/30 2011/04/07
26260 SGA Societe Generale Acceptance N.V. – CLife Eu Wt Apr 2011B 2011/03/30 2011/04/07
25838 SGA Societe Generale Acceptance N.V. – HSBC Eu Wt Apr 2011 A 2011/03/30 2011/04/07
27996 SGA Societe Generale Acceptance N.V. – SHK P Eu Wt Apr 2011B 2011/03/30 2011/04/07
26166 Citigroup Global Mkt H Inc. – BankComm European Wts Apr 2011 2011/03/31 2011/04/08
26505 KBC Fin Products Int’l Ltd. – Agricultural Bk Eu Wt Apr 11D 2011/03/31 2011/04/08
25428 Macquarie Bank Ltd. – Chi Resources European Warrants Apr 11 2011/03/31 2011/04/08
25256 Macquarie Bank Ltd. – CITIC Pacific European Warrants Apr 11 2011/03/31 2011/04/08
22552 Macquarie Bank Ltd. – Tencent European Warrants Apr 2011 2011/03/31 2011/04/08
25453 Citigroup Global Mkt H Inc. -Tencent European Warrants Apr11 2011/04/01 2011/04/11
25460 Credit Suisse AG – Hutchison European Put Warrants Apr 2011B 2011/04/01 2011/04/11
25456 Credit Suisse AG – Hutchison European Warrants Apr 2011 C 2011/04/01 2011/04/11
25446 HK Bank – Fushan Energy European Warrants Apr 2011 2011/04/01 2011/04/11
25447 HK Bank – Yanzhou Coal European Warrants Apr 2011 2011/04/01 2011/04/11
25458 KBC Fin Products Int’l Ltd. – BOCL Euro Put Wts Apr 2011 2011/04/01 2011/04/11
25709 KBC Fin Products Int’l Ltd. – BOCL European Wts Apr 2011 A 2011/04/01 2011/04/11
23976 KBC Fin Products Int’l Ltd. – CC Bank Euro Put Wts Apr 2011B 2011/04/01 2011/04/11
25291 KBC Fin Products Int’l Ltd. – Cheung Kong Eur Wts Apr 2011 2011/04/01 2011/04/11
25435 KBC Fin Products Int’l Ltd. – Hutchison Euro Wts Apr 2011 B 2011/04/01 2011/04/11
23985 KBC Fin Products Int’l Ltd. – PetroChina Eur Put Wt Apr 11B 2011/04/01 2011/04/11
25433 KBC Fin Products Int’l Ltd. – Sinopec Euro Wts Apr 2011 2011/04/01 2011/04/11

Last Delisted
26422 UBS AG – BankComm European Warrants Apr 2011 2011/04/01 2011/04/11
25370 BOCI Asia Ltd. – Geely Auto European Warrants Apr 2011 2011/04/04 2011/04/12
25449 BOCI Asia Ltd. – Sinofert European Warrants Apr 2011 2011/04/04 2011/04/12
24989 CC Rabobank B.A. – CNOOC European Warrants Apr 2011 2011/04/04 2011/04/12
26846 CC Rabobank B.A. – Hutchison European Warrants Apr 2011 2011/04/04 2011/04/12
24311 Citigroup Global Mkt H Inc. – Bank of EA European Wts Apr 11 2011/04/04 2011/04/12
21129 Citigroup Global Mkt H Inc. – BBMG European Warrants Apr11 2011/04/04 2011/04/12
18785 Citigroup Global Mkt H Inc. – HSBC European Wts Apr 2011 A 2011/04/04 2011/04/12
18783 Citigroup Global Mkt H Inc. – Maanshan Iron Euro Wts Apr11 2011/04/04 2011/04/12
25281 Credit Suisse AG – Agricultural Bank European Wts Apr 2011 A 2011/04/04 2011/04/12
26498 Credit Suisse AG – Agricultural Bank European Wts Apr 2011 D 2011/04/04 2011/04/12
25847 Credit Suisse AG – BOC HK European Warrants Apr 2011 2011/04/04 2011/04/12
26869 Credit Suisse AG – China Life European Warrants Apr 2011 B 2011/04/04 2011/04/12
26326 Credit Suisse AG – China Shenhua European Warrants Apr 2011A 2011/04/04 2011/04/12
25033 Credit Suisse AG – CNOOC European Warrants Apr 2011 A 2011/04/04 2011/04/12
25034 Credit Suisse AG – CNOOC European Warrants Apr 2011 B 2011/04/04 2011/04/12
25284 Credit Suisse AG – HKEx European Put Warrants Apr 2011 D 2011/04/04 2011/04/12
25475 Credit Suisse AG – HKEx European Warrants Apr 2011 A 2011/04/04 2011/04/12
27493 Credit Suisse AG – HSBC European Wts Apr 2011 E 2011/04/04 2011/04/12
25283 Credit Suisse AG – Hutchison European Put Warrants Apr 11A 2011/04/04 2011/04/12
26680 Credit Suisse AG – Hutchison European Warrants Apr 2011 G 2011/04/04 2011/04/12
27499 Credit Suisse AG – ICBC European Warrants Apr 2011 B 2011/04/04 2011/04/12
24425 Credit Suisse AG – Jiangxi Copper European Put Wts Apr11 A 2011/04/04 2011/04/12
25282 Credit Suisse AG – MCC European Warrants Apr 2011 2011/04/04 2011/04/12
25280 Credit Suisse AG – SHK Ppt European Warrants Apr 2011 A 2011/04/04 2011/04/12
10002 Deutsche Bank AG – AUD/USD European Warrants Apr 2011 2011/04/04 2011/04/12
25399 Deutsche Bank AG – BankComm European Warrants Apr 2011 2011/04/04 2011/04/12
25312 Deutsche Bank AG – Belle Int’l European Warrants Apr 2011 2011/04/04 2011/04/12
26925 Deutsche Bank AG – China Mobile European Warrants Apr 2011 C 2011/04/04 2011/04/12
26906 Deutsche Bank AG – China Shenhua European Warrants Apr 2011B 2011/04/04 2011/04/12
25400 Deutsche Bank AG – CITIC Bank European Warrants Apr 2011 2011/04/04 2011/04/12
25315 Deutsche Bank AG – HSBC European Warrants Apr 2011 B 2011/04/04 2011/04/12
24657 Deutsche Bank AG – ICBC European Warrants Apr 2011 A 2011/04/04 2011/04/12
25430 Deutsche Bank AG – Sands China European Warrants Apr 2011 2011/04/04 2011/04/12
27503 Goldman Sachs SP (Asia) – China Mobile Euro Wts Apr 2011 A 2011/04/04 2011/04/12
25330 Goldman Sachs SP (Asia) – Hutchison Euro Put Wts Apr 2011 2011/04/04 2011/04/12
27383 Goldman Sachs SP (Asia) – PetroChina European Wts Apr 2011 2011/04/04 2011/04/12
25472 HK Bank – Ch Ship Cont European Warrants Apr 2011 2011/04/04 2011/04/12
25471 HK Bank – China COSCO European Warrants Apr 2011 2011/04/04 2011/04/12
27008 J P Morgan SP BV – China Mob European Wts Apr 2011 2011/04/04 2011/04/12
25505 KBC Fin Products Int’l Ltd. – HSBC European Wts Apr 2011 A 2011/04/04 2011/04/12
25470 Macquarie Bank Ltd. – BOCHK European Put Warrants Apr 2011 2011/04/04 2011/04/12
25491 Macquarie Bank Ltd. – BOCHK European Warrants Apr 2011 B 2011/04/04 2011/04/12
25257 Macquarie Bank Ltd. – Hang Lung Ppt European Wts Apr 2011 2011/04/04 2011/04/12
20626 Macquarie Bank Ltd. – HSBC European Warrants Apr 2011 2011/04/04 2011/04/12
25490 Macquarie Bank Ltd. -Agricultural Bk European Warrants Apr11 2011/04/04 2011/04/12
23673 Merrill Lynch Int’l & Co. C.V. – A50 China Eu Put Wt Apr 11A 2011/04/04 2011/04/12
21711 Merrill Lynch Int’l & Co. C.V. – BOCL European Wts Apr 2011A 2011/04/04 2011/04/12
24970 Merrill Lynch Int’l & Co. C.V. – ChiUnicom Eu Put Wts Apr 11 2011/04/04 2011/04/12
23917 Merrill Lynch Int’l & Co. C.V. – PetroChina Eu Put Wt Apr 11 2011/04/04 2011/04/12
24220 Merrill Lynch Int’l & Co. C.V. -Hutchison Eu Put Wt Apr2011A 2011/04/04 2011/04/12
27044 Nomura Int’l plc – Agricultural Bk European Warrants Apr 11 2011/04/04 2011/04/12
26413 SGA Societe Generale Acceptance N.V. – A50 Ch Eu Wt Apr 11B 2011/04/04 2011/04/12
26416 SGA Societe Generale Acceptance N.V. – BOCHK Eur Wt Apr 2011 2011/04/04 2011/04/12
25005 SGA Societe Generale Acceptance N.V. – CMB Euro Wts Apr 2011 2011/04/04 2011/04/12
26962 SGA Societe Generale Acceptance N.V. – HKEx Eu Wt Apr 2011 C 2011/04/04 2011/04/12
25478 SGA Societe Generale Acceptance N.V. – HKEx Eu Wt Apr 2011A 2011/04/04 2011/04/12
27997 SGA Societe Generale Acceptance N.V. – SHK P Eu Wt Apr 2011C 2011/04/04 2011/04/12
22998 UBS AG – A50 China European Put Warrants Apr 2011 2011/04/04 2011/04/12
23748 UBS AG – A50 China European Warrants Apr 2011 2011/04/04 2011/04/12
27928 UBS AG – Agricultural Bank European Warrants Apr 2011 C 2011/04/04 2011/04/12
26492 UBS AG – Cheung Kong European Warrants Apr 2011 2011/04/04 2011/04/12
27088 UBS AG – China Life European Warrants Apr 2011 B 2011/04/04 2011/04/12
24486 UBS AG – CM Bank European Warrants Apr 2011 2011/04/04 2011/04/12
25487 UBS AG – Hutchison European Warrants Apr 2011 B 2011/04/04 2011/04/12
23100 UBS AG – Tencent Holdings European Put Warrants Apr 2011 2011/04/04 2011/04/12
27473 CC Rabobank B.A. – China Life European Warrants Apr 2011 C 2011/04/06 2011/04/13
25469 Credit Suisse AG – Hutchison European Warrants Apr 2011 D 2011/04/06 2011/04/13
22631 Deutsche Bank AG – A50 China European Put Wts Apr 2011 A 2011/04/06 2011/04/13
25501 Deutsche Bank AG – Hutchison European Warrants Apr 2011 A 2011/04/06 2011/04/13
25565 KBC Fin Products Int’l Ltd. – China Life Euro Wts Apr 2011 B 2011/04/06 2011/04/13
26834 Merrill Lynch Int’l & Co. C.V. – PetroChina Eu Wt Apr 2011 B 2011/04/06 2011/04/13
28198 J P Morgan Int’l Der. Ltd. – CC Bank European Wts Apr 2011 B 2011/04/07 2011/04/14
26434 J P Morgan SP BV – ICBC European Warrants Apr 2011 B 2011/04/07 2011/04/14
22806 Macquarie Bank Ltd. – A50 China European Put Wts Apr 2011 2011/04/07 2011/04/14
26837 Merrill Lynch Int’l & Co. C.V. – Sinopec Euro Wts Apr 2011 B 2011/04/07 2011/04/14
25442 Merrill Lynch Int’l & Co. C.V. -Hutchison Eu Put Wt Apr2011B 2011/04/07 2011/04/14
27252 RB of Scotland N.V. – CC Bank European Warrants Apr 2011 2011/04/07 2011/04/14
25421 SGA Societe Generale Acceptance N.V. – CTel Eu Wt Apr 2011 2011/04/07 2011/04/14
22545 SGA Societe Generale Acceptance N.V.-A50 Ch Eu Put Wt Apr 11 2011/04/07 2011/04/14
26333 UBS AG – Sinopec Corp European Warrants Apr 2011 B 2011/04/07 2011/04/14
25659 Credit Suisse AG – BankComm European Warrants Apr 2011 2011/04/08 2011/04/15
25237 Deutsche Bank AG – Sinopec Corp European Warrants Apr 2011 A 2011/04/08 2011/04/15
25629 HK Bank – Agricultural Bank European Warrants Apr 2011 B 2011/04/08 2011/04/15
25632 HK Bank – Esprit European Warrants Apr 2011 2011/04/08 2011/04/15
26459 HK Bank – PetroChina European Warrants Apr 2011 2011/04/08 2011/04/15
27135 J P Morgan SP BV – HSBC European Warrants Apr 2011 C 2011/04/08 2011/04/15

Last Delisted
23954 BOCI Asia Ltd. – CM Bank European Warrants Apr 2011 2011/04/11 2011/04/18
24855 CC Rabobank B.A. – Dongfeng Motor European Warrants Apr2011A 2011/04/11 2011/04/18
26255 Citigroup Global Mkt H Inc. – CNBM European Warrants Apr 11 2011/04/11 2011/04/18
26871 Citigroup Global Mkt H Inc. – HSBC European Wts Apr 2011 B 2011/04/11 2011/04/18
25395 Credit Suisse – Yanzhou Coal European Warrants Apr 2011 A 2011/04/11 2011/04/18
25476 Credit Suisse AG – HKEx European Warrants Apr 2011 B 2011/04/11 2011/04/18
27984 Credit Suisse AG – ICBC European Warrants Apr 2011 D 2011/04/11 2011/04/18
26382 HK Bank – Dongfeng Motor European Warrants Apr 2011 2011/04/11 2011/04/18
25686 HK Bank – HWL European Warrants Apr 2011 A 2011/04/11 2011/04/18
27009 J P Morgan SP BV – Sinopec Corp European Warrants Apr 2011 B 2011/04/11 2011/04/18
25457 KBC Fin Products Int’l Ltd. – Agricultural Eu Put Wt Apr 11B 2011/04/11 2011/04/18
25653 KBC Fin Products Int’l Ltd. – BankComm Euro Wts Apr 2011 2011/04/11 2011/04/18
25431 KBC Fin Products Int’l Ltd. – BOC HK European Wts Apr 2011 2011/04/11 2011/04/18
27665 KBC Fin Products Int’l Ltd. – BOCL European Wts Apr 2011 D 2011/04/11 2011/04/18
25712 KBC Fin Products Int’l Ltd. – China Life Euro Wts Apr 2011 C 2011/04/11 2011/04/18
23380 KBC Fin Products Int’l Ltd. – China Unicom Eur Put Wts Apr11 2011/04/11 2011/04/18
24549 KBC Fin Products Int’l Ltd. – CITIC Bank Euro Wts Apr 2011 2011/04/11 2011/04/18
25655 KBC Fin Products Int’l Ltd. – Hutchison Eur Put Wts Apr 2011 2011/04/11 2011/04/18
26275 KBC Fin Products Int’l Ltd. – Hutchison Euro Wts Apr 2011 C 2011/04/11 2011/04/18
25713 KBC Fin Products Int’l Ltd. – ICBC Euro Put Wts Apr 2011 2011/04/11 2011/04/18
24579 KBC Fin Products Int’l Ltd. – Jiangxi Copper Eu Wt Apr 2011A 2011/04/11 2011/04/18
23984 KBC Fin Products Int’l Ltd. – PetroChina Eur Put Wt Apr 11A 2011/04/11 2011/04/18
26647 Merrill Lynch Int’l & Co. C.V. – HSBC Euro Wts Apr 2011 2011/04/11 2011/04/18
26915 Merrill Lynch Int’l & Co. C.V. – ICBC European Wts Apr 2011A 2011/04/11 2011/04/18
25340 Merrill Lynch Int’l & Co. C.V.-CK(H) Euro Put Warrants Apr11 2011/04/11 2011/04/18
25057 Barclays Bank plc – Agricultural Bank European Wts Apr 2011 2011/04/12 2011/04/19
23932 Barclays Bank plc – Bank of EA European Warrants Apr 2011 2011/04/12 2011/04/19
24794 Barclays Bank plc – CM Bank European Warrants Apr 2011 2011/04/12 2011/04/19
26212 Barclays Bank plc – ICBC European Put Warrants Apr 2011 2011/04/12 2011/04/19
20431 Barclays Bank plc – PetroChina European Put Wts Apr 2011 2011/04/12 2011/04/19
20425 Barclays Bank plc – PetroChina European Warrants Apr 2011 2011/04/12 2011/04/19
25196 Citigroup Global Mkt H Inc. – BYD European Warrants Apr 2011 2011/04/12 2011/04/19
25520 Citigroup Global Mkt H Inc. – Hutchison Euro Wts Apr 2011 2011/04/12 2011/04/19
24172 Citigroup Global Mkt H Inc. – Sands China European Wts Apr11 2011/04/12 2011/04/19
22273 Citigroup Global Mkt H Inc. – WISE CSI European Wts Apr 2011 2011/04/12 2011/04/19
25611 Credit Suisse AG – Agricultural Bank European Wts Apr 2011 B 2011/04/12 2011/04/19
27981 Credit Suisse AG – CC Bank European Warrants Apr 2011 C 2011/04/12 2011/04/19
25616 Credit Suisse AG – China Life European Warrants Apr 2011 A 2011/04/12 2011/04/19
26605 Credit Suisse AG – CNOOC European Warrants Apr 2011 D 2011/04/12 2011/04/19
25618 Credit Suisse AG – HKEx European Warrants Apr 2011 C 2011/04/12 2011/04/19
26600 Credit Suisse AG – HSBC European Wts Apr 2011 C 2011/04/12 2011/04/19
27500 Credit Suisse AG – ICBC European Warrants Apr 2011 C 2011/04/12 2011/04/19
25549 Deutsche Bank AG – BOC HK European Warrants Apr 2011 B 2011/04/12 2011/04/19
25598 Deutsche Bank AG – BOCL European Put Warrants Apr 2011 2011/04/12 2011/04/19
26685 Deutsche Bank AG – BOCL European Warrants Apr 2011 C 2011/04/12 2011/04/19
24319 Deutsche Bank AG – Cathay Pacific European Warrants Apr 2011 2011/04/12 2011/04/19
25599 Deutsche Bank AG – CC Bank European Put Warrants Apr 2011 2011/04/12 2011/04/19
26822 Deutsche Bank AG – CC Bank European Warrants Apr 2011 A 2011/04/12 2011/04/19
25740 Deutsche Bank AG – Cheung Kong European Warrants Apr 2011 2011/04/12 2011/04/19
25600 Deutsche Bank AG – China Life European Put Wts Apr 2011 2011/04/12 2011/04/19
25741 Deutsche Bank AG – China Life European Warrants Apr 2011 B 2011/04/12 2011/04/19
25742 Deutsche Bank AG – China Mobile European Warrants Apr 2011 A 2011/04/12 2011/04/19
26078 Deutsche Bank AG – CM Bank European Warrants Apr 2011 2011/04/12 2011/04/19
10004 Deutsche Bank AG – EUR/USD European Warrants Apr 2011 2011/04/12 2011/04/19
26926 Deutsche Bank AG – HSBC European Warrants Apr 2011 C 2011/04/12 2011/04/19
25604 Deutsche Bank AG – ICBC European Put Warrants Apr 2011 2011/04/12 2011/04/19
25555 Deutsche Bank AG – PetroChina European Warrants Apr 2011 A 2011/04/12 2011/04/19
25606 Deutsche Bank AG – PetroChina European Warrants Apr 2011 B 2011/04/12 2011/04/19
26687 Deutsche Bank AG – Sinopec Corp European Warrants Apr 2011 B 2011/04/12 2011/04/19
25079 Deutsche Bank AG – Tencent Holdings European Warrants Apr11A 2011/04/12 2011/04/19
25076 Deutsche Bank AG -Jiangxi Copper European Warrants Apr 2011A 2011/04/12 2011/04/19
27225 Goldman Sachs SP (Asia) – Cheung Kong European Wts Apr 2011 2011/04/12 2011/04/19
24978 Goldman Sachs SP (Asia) – CNOOC European Warrants Apr 2011 2011/04/12 2011/04/19
25699 Goldman Sachs SP (Asia) – Hutchison European Wts Apr 2011 B 2011/04/12 2011/04/19
25734 Goldman Sachs SP (Asia) – Hutchison European Wts Apr 2011 C 2011/04/12 2011/04/19
27502 Goldman Sachs SP (Asia) – Yanzhou Coal European Wts Apr 2011 2011/04/12 2011/04/19
24905 Goldman Sachs SP (Asia) -Agricultural Bk European Wts Apr11A 2011/04/12 2011/04/19
25733 Goldman Sachs SP (Asia) -Agricultural Bk European Wts Apr11B 2011/04/12 2011/04/19
25363 HK Bank – BOC HK European Warrants Apr 2011 2011/04/12 2011/04/19
25717 HK Bank – Cheung Kong European Warrants Apr 2011 2011/04/12 2011/04/19
25720 HK Bank – China Shenhua European Warrants Apr 2011 A 2011/04/12 2011/04/19
25721 HK Bank – China Shenhua European Warrants Apr 2011 B 2011/04/12 2011/04/19
23992 HK Bank – CNOOC European Warrants Apr 2011 2011/04/12 2011/04/19
25723 HK Bank – HWL European Warrants Apr 2011 B 2011/04/12 2011/04/19
25673 J P Morgan SP BV – Hutchison European Put Warrants Apr 2011A 2011/04/12 2011/04/19
25706 J P Morgan SP BV – Hutchison European Warrants Apr 2011 2011/04/12 2011/04/19
28244 J P Morgan SP BV – Ping An European Warrants Apr 2011 2011/04/12 2011/04/19
25643 J P Morgan SP BV – Yanzhou Coal European Warrants Apr 2011 A 2011/04/12 2011/04/19
26609 KBC Fin Products Int’l Ltd. – BOCL European Wts Apr 2011 C 2011/04/12 2011/04/19
27670 KBC Fin Products Int’l Ltd. – ICBC European Wts Apr 2011 C 2011/04/12 2011/04/19
25508 KBC Fin Products Int’l Ltd. – Ping An Euro Put Wts Apr 2011 2011/04/12 2011/04/19
24198 KBC Fin Products Int’l Ltd. – Tencent Holdings Eu Wt Apr 11 2011/04/12 2011/04/19
23674 Merrill Lynch Int’l & Co. C.V. – A50 China Eu Put Wt Apr 11B 2011/04/12 2011/04/19
24214 Merrill Lynch Int’l & Co. C.V. – Ch Shenhua Eur Wts Apr 2011 2011/04/12 2011/04/19
24966 Merrill Lynch Int’l & Co. C.V. – Ch Telecom Eur Wt Apr 2011 2011/04/12 2011/04/19
25438 Merrill Lynch Int’l & Co. C.V. – Hutchison Euro Wts Apr 2011 2011/04/12 2011/04/19
24221 Merrill Lynch Int’l & Co. C.V. – JX Copper Eu Put Wt Apr2011 2011/04/12 2011/04/19

Last Delisted
25441 Merrill Lynch Int’l & Co. C.V. – SHK Ppt Euro Wts Apr 2011 2011/04/12 2011/04/19
27039 Nomura Int’l plc – CNOOC European Warrants Apr 2011 B 2011/04/12 2011/04/19
26517 Nomura Int’l plc – HKEx European Warrants Apr 2011 2011/04/12 2011/04/19
25055 RB of Scotland N.V. – A50 China European Put Wts Apr 2011 2011/04/12 2011/04/19
24129 SGA Societe Generale Acceptance N.V. – BOCL Eu Wt Apr 2011 A 2011/04/12 2011/04/19
23627 SGA Societe Generale Acceptance N.V. – Ch Mob Eu Wt Apr 11A 2011/04/12 2011/04/19
25594 SGA Societe Generale Acceptance N.V. – Ch Mob Eu Wt Apr 11B 2011/04/12 2011/04/19
26007 SGA Societe Generale Acceptance N.V. – Ch Mob Eu Wt Apr 11D 2011/04/12 2011/04/19
25595 SGA Societe Generale Acceptance N.V. – CP&CC Eur Wt Apr 11A 2011/04/12 2011/04/19
27001 SGA Societe Generale Acceptance N.V. – HSBC Eu Wt Apr 2011 C 2011/04/12 2011/04/19
25731 SGA Societe Generale Acceptance N.V. – HWL Eur Wt Apr 2011 C 2011/04/12 2011/04/19
25671 SGA Societe Generale Acceptance N.V. – Petch Eu Wt Apr 2011A 2011/04/12 2011/04/19
26920 Standard Chartered Bank – CNOOC European Warrants Apr 2011 2011/04/12 2011/04/19
25645 UBS AG – Agricultural Bank European Warrants Apr 2011 A 2011/04/12 2011/04/19
26331 UBS AG – BOCL European Warrants Apr 2011 2011/04/12 2011/04/19
27178 UBS AG – CC Bank European Warrants Apr 2011 2011/04/12 2011/04/19
25486 UBS AG – Hutchison European Warrants Apr 2011 A 2011/04/12 2011/04/19
26423 UBS AG – Minsheng Bank European Warrants Apr 2011 2011/04/12 2011/04/19
26622 UBS AG – PetroChina European Warrants Apr 2011 B 2011/04/12 2011/04/19
26950 CC Rabobank B.A. – China EB Ltd European Warrants Apr 2011 2011/04/13 2011/04/20
27870 CC Rabobank B.A. – Ping An European Warrants Apr 2011 2011/04/13 2011/04/20
25493 Credit Suisse AG – PetroChina European Warrants Apr 2011 B 2011/04/13 2011/04/20
25854 Deutsche Bank AG – Dongfeng Motor European Warrants Apr 11C 2011/04/13 2011/04/20
27843 Deutsche Bank AG – China Life European Warrants Apr 2011 D 2011/04/13 2011/04/20
10998 Deutsche Bank AG – Gold European Warrants Apr 2011 2011/04/13 2011/04/20
23872 HK Bank – Tencent European Warrants Apr 2011 A 2011/04/13 2011/04/20
25791 J P Morgan SP BV – Hutchison European Put Warrants Apr 2011B 2011/04/13 2011/04/20
25803 KBC Fin Products Int’l Ltd. – BEA European Warrants Apr 2011 2011/04/13 2011/04/20
25804 KBC Fin Products Int’l Ltd. – Jiangxi Copper Eu Wts Apr 11B 2011/04/13 2011/04/20
26369 Merrill Lynch Int’l & Co. C.V. – BOCL European Wts Apr 2011B 2011/04/13 2011/04/20
26996 Merrill Lynch Int’l & Co. C.V. – China Life Eu Wt Apr 2011 B 2011/04/13 2011/04/20
26373 Merrill Lynch Int’l & Co. C.V. – HKEx Eur Put Wts Apr 2011 2011/04/13 2011/04/20
26840 Merrill Lynch Int’l & Co. C.V. – Ping An Euro Wts Apr 2011 2011/04/13 2011/04/20
26836 Merrill Lynch Int’l & Co. C.V. – Sinopec Euro Wts Apr 2011 A 2011/04/13 2011/04/20
27459 Nomura Int’l plc – China Shenhua European Warrants Apr 2011 2011/04/13 2011/04/20
27457 Nomura Int’l plc – Lenovo European Warrants Apr 2011 2011/04/13 2011/04/20
27397 Standard Chartered Bank-China Life European Warrants Apr 11C 2011/04/13 2011/04/20
26220 UBS AG – China Mobile European Warrants Apr 2011 B 2011/04/13 2011/04/20
26443 UBS AG – HSBC European Warrants Apr 2011 B 2011/04/13 2011/04/20
27329 Credit Suisse AG – AIA European Warrants Apr 2011 C 2011/04/14 2011/04/21
25322 Credit Suisse AG – SHK Ppt European Put Warrants Apr 2011 2011/04/14 2011/04/21
25318 Credit Suisse AG – SHK Ppt European Warrants Apr 2011 B 2011/04/14 2011/04/21
25320 Credit Suisse AG – Tencent Holdings European Wts Apr 2011 A 2011/04/14 2011/04/21
25821 HK Bank – China Life European Warrants Apr 2011 B 2011/04/14 2011/04/21
27134 J P Morgan SP BV – HSBC European Warrants Apr 2011 B 2011/04/14 2011/04/21
25871 KBC Fin Products Int’l Ltd. – A50 Ch Euro Wts Apr 2011 A 2011/04/14 2011/04/21
25872 KBC Fin Products Int’l Ltd. – A50 Ch Euro Wts Apr 2011 B 2011/04/14 2011/04/21
25869 KBC Fin Products Int’l Ltd. – CC Bank Euro Wts Apr 2011 F 2011/04/14 2011/04/21
25870 KBC Fin Products Int’l Ltd. – ICBC European Wts Apr 2011 B 2011/04/14 2011/04/21
25864 Macquarie Bank Ltd. – CC Bank European Put Warrants Apr 2011 2011/04/14 2011/04/21
25860 Macquarie Bank Ltd. – Sinopec Corp European Wts Apr 2011 2011/04/14 2011/04/21
27045 Nomura Int’l plc – AIA European Warrants Apr 2011 2011/04/14 2011/04/21
24707 Nomura Int’l plc – China Life European Warrants Apr 2011 2011/04/14 2011/04/21
25824 SGA Societe Generale Acceptance N.V. – CCB Eur Wt Apr 2011 A 2011/04/14 2011/04/21
25825 SGA Societe Generale Acceptance N.V. – CCB Eur Wt Apr 2011 B 2011/04/14 2011/04/21
26807 SGA Societe Generale Acceptance N.V. – CCB Eur Wt Apr 2011 C 2011/04/14 2011/04/21
25823 SGA Societe Generale Acceptance N.V. – CK(H) Eu Wt Apr 2011A 2011/04/14 2011/04/21
26261 SGA Societe Generale Acceptance N.V. – CLife Eu Wt Apr 2011C 2011/04/14 2011/04/21
26477 SGA Societe Generale Acceptance N.V. – CLife Eu Wt Apr 2011D 2011/04/14 2011/04/21
26792 SGA Societe Generale Acceptance N.V. – CP&CC Eur Wt Apr 11B 2011/04/14 2011/04/21
26825 SGA Societe Generale Acceptance N.V. – HKEx Eu Put Wt Apr 11 2011/04/14 2011/04/21
25833 SGA Societe Generale Acceptance N.V. – ICBC Eu Wt Apr 2011 A 2011/04/14 2011/04/21
25840 SGA Societe Generale Acceptance N.V. – ICBC Eu Wt Apr 2011 B 2011/04/14 2011/04/21
26487 SGA Societe Generale Acceptance N.V. – ICBC Eu Wt Apr 2011 C 2011/04/14 2011/04/21
23646 SGA Societe Generale Acceptance N.V. – Tencent Eu Wt Apr 11B 2011/04/14 2011/04/21
27055 UBS AG – AIA European Warrants Apr 2011 A 2011/04/14 2011/04/21
26559 UBS AG – ICBC European Warrants Apr 2011 A 2011/04/14 2011/04/21
27748 UBS AG – ICBC European Warrants Apr 2011 B 2011/04/14 2011/04/21
24476 BNP Paribas Arbit Issu B.V. – China Life Euro Wts Apr 2011 B 2011/04/15 2011/04/26
27475 CC Rabobank B.A. – Ch Mobile European Warrants Apr 2011 B 2011/04/15 2011/04/26
25165 CC Rabobank B.A. – Dongfeng Motor European Warrants Apr 11B 2011/04/15 2011/04/26
27066 Citigroup Global Mkt H Inc. – AIA European Warrants Apr 2011 2011/04/15 2011/04/26
23937 Citigroup Global Mkt H Inc. – Anhui Conch European Wts Apr11 2011/04/15 2011/04/26
26120 Credit Suisse AG – A50 China European Put Warrants Apr 2011 2011/04/15 2011/04/26
27514 Credit Suisse AG – China Shenhua European Warrants Apr 2011B 2011/04/15 2011/04/26
27321 Goldman Sachs SP (Asia) – AIA European Warrants Apr 2011 B 2011/04/15 2011/04/26
26935 Goldman Sachs SP (Asia) – China Life Euro Wts Apr 2011 A 2011/04/15 2011/04/26
27543 Goldman Sachs SP (Asia) – HSBC European Warrants Apr 2011 B 2011/04/15 2011/04/26
25928 HK Bank – CNBM European Warrants Apr 2011 2011/04/15 2011/04/26
25911 J P Morgan SP BV – BOCL European Warrants Apr 2011 A 2011/04/15 2011/04/26
25933 J P Morgan SP BV – China Life European Warrants Apr 2011 B 2011/04/15 2011/04/26
27148 J P Morgan SP BV – China Life European Warrants Apr 2011 D 2011/04/15 2011/04/26
28297 J P Morgan SP BV – HSBC European Warrants Apr 2011 E 2011/04/15 2011/04/26
26537 J P Morgan SP BV – ICBC European Warrants Apr 2011 C 2011/04/15 2011/04/26
23312 J P Morgan SP BV – PetroChina European Warrants Apr 2011 A 2011/04/15 2011/04/26
25915 J P Morgan SP BV – PetroChina European Warrants Apr 2011 B 2011/04/15 2011/04/26
25978 KBC Fin Products Int’l Ltd. – Ch Mobile Euro Wt Apr 2011 A 2011/04/15 2011/04/26

Last Delisted
25976 KBC Fin Products Int’l Ltd. – China Life Euro Wts Apr 2011 D 2011/04/15 2011/04/26
25982 KBC Fin Products Int’l Ltd. – HSBC European Wts Apr 2011 B 2011/04/15 2011/04/26
24667 Macquarie Bank Ltd. – CNOOC European Warrants Apr 2011 B 2011/04/15 2011/04/26
23752 Merrill Lynch Int’l & Co. C.V. – A50 China Eur Wt Apr 2011 2011/04/15 2011/04/26
26845 Standard Chartered Bank – HSBC European Warrants Apr 2011A 2011/04/15 2011/04/26
26843 Standard Chartered Bank-China Life European Warrants Apr11B 2011/04/15 2011/04/26
25884 UBS AG – Hutchison European Warrants Apr 2011 C 2011/04/15 2011/04/26
25885 UBS AG – Tencent Holdings European Warrants Apr 2011 2011/04/15 2011/04/26
25776 Barclays Bank plc – Hutchison European Put Warrants Apr 2011 2011/04/18 2011/04/27
25545 Barclays Bank plc – Hutchison European Warrants Apr 2011 2011/04/18 2011/04/27
25210 Barclays Bank plc – Sinopec Corp European Wts Apr 2011 2011/04/18 2011/04/27
26215 BOCI Asia Ltd. – CC Bank European Warrants Apr 2011 2011/04/18 2011/04/27
26951 CC Rabobank B.A. – Lenovo European Warrants Apr 2011 2011/04/18 2011/04/27
22272 Citigroup Global Mkt H Inc. – A50 China Eur Put Wts Apr 2011 2011/04/18 2011/04/27
23579 Credit Suisse AG – A50 China European Warrants Apr 2011 A 2011/04/18 2011/04/27
26449 Credit Suisse AG – Agricultural Bank European Wts Apr 2011 C 2011/04/18 2011/04/27
27489 Credit Suisse AG – Agricultural Bank European Wts Apr 2011 E 2011/04/18 2011/04/27
27072 Credit Suisse AG – AIA European Warrants Apr 2011 A 2011/04/18 2011/04/27
27980 Credit Suisse AG – AIA European Warrants Apr 2011 D 2011/04/18 2011/04/27
26068 Credit Suisse AG – CC Bank European Warrants Apr 2011 A 2011/04/18 2011/04/27
27498 Credit Suisse AG – CC Bank European Warrants Apr 2011 B 2011/04/18 2011/04/27
28504 Credit Suisse AG – China Mobile European Warrants Apr 2011 B 2011/04/18 2011/04/27
26034 Credit Suisse AG – CNBM European Warrants Apr 2011 2011/04/18 2011/04/27
26038 Credit Suisse AG – CNOOC European Warrants Apr 2011 C 2011/04/18 2011/04/27
26033 Credit Suisse AG – Dongfeng Motor European Warrants Apr 2011 2011/04/18 2011/04/27
25708 Credit Suisse AG – HKEx European Put Warrants Apr 2011 E 2011/04/18 2011/04/27
25974 Credit Suisse AG – HKEx European Put Warrants Apr 2011 G 2011/04/18 2011/04/27
25967 Credit Suisse AG – HKEx European Warrants Apr 2011 F 2011/04/18 2011/04/27
19428 Credit Suisse AG – HSBC European Wts Apr 2011 A 2011/04/18 2011/04/27
22456 Credit Suisse AG – HSBC European Wts Apr 2011 B 2011/04/18 2011/04/27
28280 Credit Suisse AG – HSBC European Wts Apr 2011 F 2011/04/18 2011/04/27
28449 Credit Suisse AG – HSBC European Wts Apr 2011 G 2011/04/18 2011/04/27
25620 Credit Suisse AG – Hutchison European Warrants Apr 2011 E 2011/04/18 2011/04/27
25965 Credit Suisse AG – Hutchison European Warrants Apr 2011 F 2011/04/18 2011/04/27
27985 Credit Suisse AG – ICBC European Warrants Apr 2011 E 2011/04/18 2011/04/27
26039 Credit Suisse AG – Jiangxi Copper European Put Wts Apr 2011B 2011/04/18 2011/04/27
26032 Credit Suisse AG – Jiangxi Copper European Wts Apr 2011 2011/04/18 2011/04/27
22838 Credit Suisse AG – PetroChina European Warrants Apr 2011 A 2011/04/18 2011/04/27
25950 Credit Suisse AG – PetroChina European Warrants Apr 2011 C 2011/04/18 2011/04/27
25801 Credit Suisse AG – Ping An European Warrants Apr 2011 A 2011/04/18 2011/04/27
25947 Credit Suisse AG – Sinopec Corp European Warrants Apr 2011 A 2011/04/18 2011/04/27
25892 Credit Suisse AG – Tencent Holdings European Put Wts Apr 11 2011/04/18 2011/04/27
26035 Credit Suisse AG – Yanzhou Coal European Warrants Apr 2011 B 2011/04/18 2011/04/27
25798 Deutsche Bank AG – Zijin Mining European Warrants Apr 2011 2011/04/18 2011/04/27
23654 Deutsche Bank AG – A50 China European Warrants Apr 2011 2011/04/18 2011/04/27
26192 Deutsche Bank AG – Bank of EA European Warrants Apr 2011 2011/04/18 2011/04/27
26129 Deutsche Bank AG – BOCL European Warrants Apr 2011 B 2011/04/18 2011/04/27
25551 Deutsche Bank AG – Chi Res Land European Warrants Apr 2011 2011/04/18 2011/04/27
26116 Deutsche Bank AG – China EB Ltd European Warrants Apr 2011 2011/04/18 2011/04/27
25550 Deutsche Bank AG – China Life European Warrants Apr 2011 A 2011/04/18 2011/04/27
26746 Deutsche Bank AG – China Life European Warrants Apr 2011 C 2011/04/18 2011/04/27
26186 Deutsche Bank AG – China Mobile European Warrants Apr 2011 B 2011/04/18 2011/04/27
26117 Deutsche Bank AG – China Shenhua European Warrants Apr 2011A 2011/04/18 2011/04/27
26051 Deutsche Bank AG – Esprit European Warrants Apr 2011 B 2011/04/18 2011/04/27
23234 Deutsche Bank AG – HSBC European Warrants Apr 2011 A 2011/04/18 2011/04/27
25745 Deutsche Bank AG – Hutchison European Warrants Apr 2011 B 2011/04/18 2011/04/27
25747 Deutsche Bank AG – ICBC European Warrants Apr 2011 B 2011/04/18 2011/04/27
26052 Deutsche Bank AG – Jiangxi Copper European Warrants Apr 11B 2011/04/18 2011/04/27
25796 Deutsche Bank AG – Wynn Macau European Warrants Apr 2011 2011/04/18 2011/04/27
28424 Goldman Sachs SP (Asia) – CHALCO European Warrants Apr 2011 2011/04/18 2011/04/27
26973 Goldman Sachs SP (Asia) – HKEx European Warrants Apr 2011 2011/04/18 2011/04/27
24996 Goldman Sachs SP (Asia) – Tencent Holdings European Wt Apr11 2011/04/18 2011/04/27
24238 HK Bank – Agricultural Bank European Put Warrants Apr 2011 2011/04/18 2011/04/27
24234 HK Bank – Agricultural Bank European Warrants Apr 2011 A 2011/04/18 2011/04/27
26171 HK Bank – BOCL European Warrants Apr 2011 2011/04/18 2011/04/27
26175 HK Bank – CC Bank European Put Warrants Apr 2011 2011/04/18 2011/04/27
26173 HK Bank – CC Bank European Warrants Apr 2011 2011/04/18 2011/04/27
26172 HK Bank – Ch Comm Cons European Warrants Apr 2011 2011/04/18 2011/04/27
26015 HK Bank – ICBC European Warrants Apr 2011 2011/04/18 2011/04/27
26176 HK Bank – Minsheng Bank European Warrants Apr 2011 2011/04/18 2011/04/27
26016 HK Bank – SHK Ppt European Warrants Apr 2011 2011/04/18 2011/04/27
26177 HK Bank – Sinopec Corp European Warrants Apr 2011 2011/04/18 2011/04/27
26095 J P Morgan Int’l Der. Ltd. – CC Bank European Wts Apr 2011 A 2011/04/18 2011/04/27
28231 J P Morgan Int’l Der. Ltd. – CC Bank European Wts Apr 2011 C 2011/04/18 2011/04/27
26100 J P Morgan SP BV – A50 China European Warrants Apr 2011 B 2011/04/18 2011/04/27
26094 J P Morgan SP BV – BOCL European Warrants Apr 2011 B 2011/04/18 2011/04/27
26111 J P Morgan SP BV – China Shenhua European Warrants Apr 2011B 2011/04/18 2011/04/27
26022 J P Morgan SP BV – HSBC European Warrants Apr 2011 A 2011/04/18 2011/04/27
26099 J P Morgan SP BV – ICBC European Warrants Apr 2011 A 2011/04/18 2011/04/27
26112 J P Morgan SP BV – JX Copper European Warrants Apr 2011 B 2011/04/18 2011/04/27
26110 J P Morgan SP BV – Sinopec Corp European Warrants Apr 2011 A 2011/04/18 2011/04/27
26114 J P Morgan SP BV – Yanzhou Coal European Warrants Apr 2011 B 2011/04/18 2011/04/27
23647 Macquarie Bank Ltd. – A50 China European Warrants Apr 2011 2011/04/18 2011/04/27
26096 Macquarie Bank Ltd. – BOCL European Put Warrants Apr 2011 2011/04/18 2011/04/27
26092 Macquarie Bank Ltd. – BOCL European Warrants Apr 2011 2011/04/18 2011/04/27
26540 Macquarie Bank Ltd. – SHK Ppt European Warrants Apr 2011 2011/04/18 2011/04/27
25418 Macquarie Bank Ltd. – Shui On Land European Warrants Apr 11 2011/04/18 2011/04/27

Last Delisted
25925 Macquarie Bank Ltd. – Yurun Food European Warrants Apr 2011 2011/04/18 2011/04/27
25996 Merrill Lynch Int’l & Co. C.V. – A50 China Eu Put Wt Apr 11C 2011/04/18 2011/04/27
28165 Merrill Lynch Int’l & Co. C.V. – BOCL European Wts Apr 2011C 2011/04/18 2011/04/27
25201 Merrill Lynch Int’l & Co. C.V. – China Life Eu Wt Apr 2011 A 2011/04/18 2011/04/27
25336 Merrill Lynch Int’l & Co. C.V. – CK(H) European Wts Apr 2011 2011/04/18 2011/04/27
28169 Merrill Lynch Int’l & Co. C.V. – ICBC European Put Wts Apr11 2011/04/18 2011/04/27
23420 Merrill Lynch Int’l & Co. C.V. – Tencent European Wts Apr 11 2011/04/18 2011/04/27
28163 Merrill Lynch Int’l & Co. C.V. -Agricultural Bk Eu Wt Apr 11 2011/04/18 2011/04/27
26558 UBS AG – Agricultural Bank European Warrants Apr 2011 B 2011/04/18 2011/04/27
18265 UBS AG – China Mobile European Warrants Apr 2011 A 2011/04/18 2011/04/27
25652 UBS AG – Jiangxi Copper European Warrants Apr 2011 2011/04/18 2011/04/27
22441 UBS AG – PetroChina European Warrants Apr 2011 A 2011/04/18 2011/04/27
26145 Citigroup Global Mkt H Inc. – Evergrande European Wts Apr11 2011/04/19 2011/04/28
26146 Citigroup Global Mkt H Inc. – Ping An Euro Wts Apr 2011 2011/04/19 2011/04/28
22262 Citigroup Global Mkt H Inc.-Henderson Land Dev Eur Wts Apr11 2011/04/19 2011/04/28
26742 Credit Suisse AG – ICBC European Warrants Apr 2011 A 2011/04/19 2011/04/28
25424 Deutsche Bank AG – Dongfeng Motor European Warrants Apr 11B 2011/04/19 2011/04/28
24836 Deutsche Bank AG – Dongfeng Motor European Warrants Apr 11 A 2011/04/19 2011/04/28
25554 Deutsche Bank AG – Hutchison European Put Warrants Apr 2011 2011/04/19 2011/04/28
27540 Goldman Sachs SP (Asia) – China Mobile Euro Wts Apr 2011 B 2011/04/19 2011/04/28
24313 HK Bank – China Mobile European Warrants Apr 2011 A 2011/04/19 2011/04/28
26999 HK Bank – China Mobile European Warrants Apr 2011 B 2011/04/19 2011/04/28
24530 HK Bank – CM Bank European Warrants Apr 2011 2011/04/19 2011/04/28
28296 J P Morgan SP BV – HSBC European Warrants Apr 2011 D 2011/04/19 2011/04/28
24548 KBC Fin Products Int’l Ltd. – BYD European Warrants Apr 2011 2011/04/19 2011/04/28
27925 Merrill Lynch Int’l & Co. C.V. – ICBC European Wts Apr 2011C 2011/04/19 2011/04/28
24705 Nomura Int’l plc – CNOOC European Warrants Apr 2011 A 2011/04/19 2011/04/28
27118 SGA Societe Generale Acceptance N.V. – BOCL Eu Wt Apr 2011 C 2011/04/19 2011/04/28
24419 SGA Societe Generale Acceptance N.V. – BYD Euro Wts Apr 2011 2011/04/19 2011/04/28
25830 SGA Societe Generale Acceptance N.V. – Ch Mob Eu Wt Apr 11C 2011/04/19 2011/04/28
26656 SGA Societe Generale Acceptance N.V. – Ch Mob Eu Wt Apr 11E 2011/04/19 2011/04/28
26006 SGA Societe Generale Acceptance N.V. – CLife Eu Wt Apr 2011A 2011/04/19 2011/04/28
26793 SGA Societe Generale Acceptance N.V. – CNOOC Eu Wt Apr 2011C 2011/04/19 2011/04/28
26483 SGA Societe Generale Acceptance N.V. – HKEx Eu Wt Apr 2011 B 2011/04/19 2011/04/28
27014 SGA Societe Generale Acceptance N.V. – HKEx Eu Wt Apr 2011 D 2011/04/19 2011/04/28
25839 SGA Societe Generale Acceptance N.V. – HSBC Eu Wt Apr 2011 B 2011/04/19 2011/04/28
25422 SGA Societe Generale Acceptance N.V. – HWL Eur Wt Apr 2011 A 2011/04/19 2011/04/28
25423 SGA Societe Generale Acceptance N.V. – HWL Eur Wt Apr 2011 B 2011/04/19 2011/04/28
25849 SGA Societe Generale Acceptance N.V. – Petch Eu Wt Apr 2011B 2011/04/19 2011/04/28
25850 SGA Societe Generale Acceptance N.V. – Petch Eu Wt Apr 2011C 2011/04/19 2011/04/28
25843 SGA Societe Generale Acceptance N.V. – SHK P Eu Wt Apr 2011A 2011/04/19 2011/04/28
23793 SGA Societe Generale Acceptance N.V. -A50 Ch Eu Wt Apr 2011A 2011/04/19 2011/04/28
26229 UBS AG – China Life European Warrants Apr 2011 A 2011/04/19 2011/04/28
26123 UBS AG – China National Building European Warrants Apr 2011 2011/04/19 2011/04/28
26124 UBS AG – CNOOC European Warrants Apr 2011 2011/04/19 2011/04/28
26125 UBS AG – Dongfeng Motor European Warrants Apr 2011 2011/04/19 2011/04/28
26121 UBS AG – Hutchison European Put Warrants Apr 2011 2011/04/19 2011/04/28
26127 UBS AG – Yanzhou Coal European Wts Apr 2011 2011/04/19 2011/04/28
25352 Barclays Bank plc – HSI European Put Warrants Apr 2011 D 2011/04/20 2011/04/29
25353 Barclays Bank plc – HSI European Put Warrants Apr 2011 E 2011/04/20 2011/04/29
25816 Barclays Bank plc – HSI European Put Warrants Apr 2011 H 2011/04/20 2011/04/29
25817 Barclays Bank plc – HSI European Put Warrants Apr 2011 I 2011/04/20 2011/04/29
25818 Barclays Bank plc – HSI European Put Warrants Apr 2011 J 2011/04/20 2011/04/29
25346 Barclays Bank plc – HSI European Warrants Apr 2011 A 2011/04/20 2011/04/29
25347 Barclays Bank plc – HSI European Warrants Apr 2011 B 2011/04/20 2011/04/29
25348 Barclays Bank plc – HSI European Warrants Apr 2011 C 2011/04/20 2011/04/29
25811 Barclays Bank plc – HSI European Warrants Apr 2011 F 2011/04/20 2011/04/29
25812 Barclays Bank plc – HSI European Warrants Apr 2011 G 2011/04/20 2011/04/29
26524 Barclays Bank plc – HSI European Warrants Apr 2011 K 2011/04/20 2011/04/29
26525 Barclays Bank plc – HSI European Warrants Apr 2011 L 2011/04/20 2011/04/29
22641 BNP Paribas Arbit Issu B.V. – HSBC European Put Wts Apr 2011 2011/04/20 2011/04/29
23909 BNP Paribas Arbit Issu B.V. – HSCEI Euro Put Wts Apr 2011 2011/04/20 2011/04/29
23905 BNP Paribas Arbit Issu B.V. – HSCEI European Wts Apr 2011 2011/04/20 2011/04/29
25591 BNP Paribas Arbit Issu B.V. – HSI Euro Put Wts Apr 2011 2011/04/20 2011/04/29
25587 BNP Paribas Arbit Issu B.V. – HSI European Wts Apr 2011 2011/04/20 2011/04/29
25920 BOCI Asia Ltd. – HSI European Put Warrants Apr 2011 2011/04/20 2011/04/29
25916 BOCI Asia Ltd. – HSI European Warrants Apr 2011 2011/04/20 2011/04/29
26232 CC Rabobank B.A. – Agricultural Bk European Warrants Apr 11 2011/04/20 2011/04/29
26023 CC Rabobank B.A. – China Life European Warrants Apr 2011 A 2011/04/20 2011/04/29
26761 CC Rabobank B.A. – China Life European Warrants Apr 2011 B 2011/04/20 2011/04/29
15738 CC Rabobank B.A. – China Railway European Wts Apr 2011 2011/04/20 2011/04/29
25377 CC Rabobank B.A. – China Shenhua European Warrants Apr 2011 2011/04/20 2011/04/29
25380 CC Rabobank B.A. – Esprit European Warrants Apr 2011 2011/04/20 2011/04/29
26236 CC Rabobank B.A. – Jiangxi Copper European Warrants Apr 2011 2011/04/20 2011/04/29
22941 CC Rabobank B.A. – Lee & Man Paper European Warrants Apr 11 2011/04/20 2011/04/29
22815 CC Rabobank B.A. – Poly HK Inv European Warrants Apr 2011 A 2011/04/20 2011/04/29
23599 CC Rabobank B.A. – Poly HK Inv European Warrants Apr 2011 B 2011/04/20 2011/04/29
26026 CC Rabobank B.A. – Tencent Holdings European Wts Apr 2011 2011/04/20 2011/04/29
23519 Citigroup Global Mkt H Inc. – A50 China Euro Wts Apr 2011 2011/04/20 2011/04/29
25061 Citigroup Global Mkt H Inc. – China Life Euro Wts Apr 2011 2011/04/20 2011/04/29
26168 Citigroup Global Mkt H Inc. – CM Bank European Wts Apr 2011 2011/04/20 2011/04/29
24872 Citigroup Global Mkt H Inc. – Dongfeng European Wts Apr 2011 2011/04/20 2011/04/29
25391 Credit Suisse AG – Angang Steel European Warrants Apr 2011 2011/04/20 2011/04/29
25973 Credit Suisse AG – HSCEI European Put Warrants Apr 2011 2011/04/20 2011/04/29
24075 Credit Suisse AG – HSCEI European Warrants Apr 2011 A 2011/04/20 2011/04/29
25964 Credit Suisse AG – HSCEI European Warrants Apr 2011 B 2011/04/20 2011/04/29
27814 Credit Suisse AG – HSCEI European Warrants Apr 2011 C 2011/04/20 2011/04/29

Last Delisted
25662 Credit Suisse AG – HSI European Put Warrants Apr 2011 A 2011/04/20 2011/04/29
26496 Credit Suisse AG – HSI European Put Warrants Apr 2011 B 2011/04/20 2011/04/29
26497 Credit Suisse AG – HSI European Put Warrants Apr 2011 C 2011/04/20 2011/04/29
27988 Credit Suisse AG – HSI European Put Warrants Apr 2011 G 2011/04/20 2011/04/29
28061 Credit Suisse AG – HSI European Put Warrants Apr 2011 H 2011/04/20 2011/04/29
26501 Credit Suisse AG – HSI European Warrants Apr 2011 D 2011/04/20 2011/04/29
26606 Credit Suisse AG – HSI European Warrants Apr 2011 E 2011/04/20 2011/04/29
27492 Credit Suisse AG – HSI European Warrants Apr 2011 F 2011/04/20 2011/04/29
28112 Credit Suisse AG – HSI European Warrants Apr 2011 I 2011/04/20 2011/04/29
28315 Credit Suisse AG – HSI European Warrants Apr 2011 J 2011/04/20 2011/04/29
25561 Deutsche Bank AG – HSI European Put Warrants Apr 2011 C 2011/04/20 2011/04/29
25700 Deutsche Bank AG – HSI European Put Warrants Apr 2011 D 2011/04/20 2011/04/29
25701 Deutsche Bank AG – HSI European Put Warrants Apr 2011 E 2011/04/20 2011/04/29
27187 Deutsche Bank AG – HSI European Put Warrants Apr 2011 H 2011/04/20 2011/04/29
25321 Deutsche Bank AG – HSI European Warrants Apr 2011 A 2011/04/20 2011/04/29
25622 Deutsche Bank AG – HSI European Warrants Apr 2011 B 2011/04/20 2011/04/29
26020 Deutsche Bank AG – HSI European Warrants Apr 2011 F 2011/04/20 2011/04/29
26021 Deutsche Bank AG – HSI European Warrants Apr 2011 G 2011/04/20 2011/04/29
27637 Goldman Sachs SP (Asia) – China Shenhua Euro Wts Apr 2011 2011/04/20 2011/04/29
22833 Goldman Sachs SP (Asia) – HSBC European Warrants Apr 2011 A 2011/04/20 2011/04/29
26448 Goldman Sachs SP (Asia) – HSI European Put Wts Apr 2011 A 2011/04/20 2011/04/29
26546 Goldman Sachs SP (Asia) – HSI European Put Wts Apr 2011 B 2011/04/20 2011/04/29
27200 Goldman Sachs SP (Asia) – HSI European Put Wts Apr 2011 F 2011/04/20 2011/04/29
26734 Goldman Sachs SP (Asia) – HSI European Warrants Apr 2011 C 2011/04/20 2011/04/29
27175 Goldman Sachs SP (Asia) – HSI European Warrants Apr 2011 D 2011/04/20 2011/04/29
27176 Goldman Sachs SP (Asia) – HSI European Warrants Apr 2011 E 2011/04/20 2011/04/29
26218 Goldman Sachs SP (Asia)-Sinopec Corp European Wts Apr 2011 2011/04/20 2011/04/29
25634 HK Bank – China Life European Warrants Apr 2011 A 2011/04/20 2011/04/29
19477 HK Bank – China Unicom European Warrants Apr 2011 2011/04/20 2011/04/29
25929 HK Bank – Country Garden European Warrants Apr 2011 2011/04/20 2011/04/29
25940 HK Bank – HSI European Put Warrants Apr 2011 2011/04/20 2011/04/29
25935 HK Bank – HSI European Warrants Apr 2011 2011/04/20 2011/04/29
25173 HK Bank – Jiangxi Copper European Warrants Apr 2011 2011/04/20 2011/04/29
23375 J P Morgan SP BV – A50 China European Warrants Apr 2011 A 2011/04/20 2011/04/29
25523 J P Morgan SP BV – China Life European Warrants Apr 2011 A 2011/04/20 2011/04/29
26237 J P Morgan SP BV – China Life European Warrants Apr 2011 C 2011/04/20 2011/04/29
25524 J P Morgan SP BV – China Shenhua European Warrants Apr 2011A 2011/04/20 2011/04/29
25525 J P Morgan SP BV – JX Copper European Warrants Apr 2011 A 2011/04/20 2011/04/29
26206 KBC Fin Products Int’l Ltd. – HSCEI Euro Put Wts Apr 2011 2011/04/20 2011/04/29
26197 KBC Fin Products Int’l Ltd. – HSCEI Euro Wts Apr 2011 A 2011/04/20 2011/04/29
27805 KBC Fin Products Int’l Ltd. – HSCEI Euro Wts Apr 2011 B 2011/04/20 2011/04/29
26088 KBC Fin Products Int’l Ltd. – HSI Euro Put Wts Apr 2011 D 2011/04/20 2011/04/29
26207 KBC Fin Products Int’l Ltd. – HSI Euro Put Wts Apr 2011 E 2011/04/20 2011/04/29
27752 KBC Fin Products Int’l Ltd. – HSI Euro Put Wts Apr 2011 F 2011/04/20 2011/04/29
25327 KBC Fin Products Int’l Ltd. – HSI European Wts Apr 2011 A 2011/04/20 2011/04/29
26081 KBC Fin Products Int’l Ltd. – HSI European Wts Apr 2011 B 2011/04/20 2011/04/29
26198 KBC Fin Products Int’l Ltd. – HSI European Wts Apr 2011 C 2011/04/20 2011/04/29
23301 Macquarie Bank Ltd. – Anta Sports European Warrants Apr 2011 2011/04/20 2011/04/29
25140 Macquarie Bank Ltd. – Chi Res Land European Wts Apr 2011 2011/04/20 2011/04/29
25532 Macquarie Bank Ltd. – Dongfeng Motor European Wts Apr 2011 2011/04/20 2011/04/29
25529 Macquarie Bank Ltd. – HSCEI European Put Warrants Apr 2011 2011/04/20 2011/04/29
24867 Macquarie Bank Ltd. – HSCEI European Warrants Apr 2011 2011/04/20 2011/04/29
26043 Macquarie Bank Ltd. – HSI European Put Warrants Apr 2011 2011/04/20 2011/04/29
25921 Macquarie Bank Ltd. – HSI European Warrants Apr 2011 A 2011/04/20 2011/04/29
27370 Macquarie Bank Ltd. – HSI European Warrants Apr 2011 B 2011/04/20 2011/04/29
25862 Macquarie Bank Ltd. – Lenovo European Warrants Apr 2011 2011/04/20 2011/04/29
23686 Macquarie Bank Ltd. – New World Dev European Wts Apr 2011 2011/04/20 2011/04/29
26149 Merrill Lynch Int’l & Co. C.V. – Ch Life Eur Put Wt Apr 2011 2011/04/20 2011/04/29
23912 Merrill Lynch Int’l & Co. C.V. – CNOOC European Wts Apr 2011 2011/04/20 2011/04/29
26513 Merrill Lynch Int’l & Co. C.V. – HSCEI Euro Put Wts Apr 2011 2011/04/20 2011/04/29
25997 Merrill Lynch Int’l & Co. C.V. – HSCEI European Wts Apr 11B 2011/04/20 2011/04/29
26507 Merrill Lynch Int’l & Co. C.V. – HSCEI European Wts Apr 11C 2011/04/20 2011/04/29
24972 Merrill Lynch Int’l & Co. C.V. -HSCEI European Wts Apr 2011A 2011/04/20 2011/04/29
26515 Merrill Lynch Int’l & Co. C.V. -HSI European Put Wts Apr11E 2011/04/20 2011/04/29
26516 Merrill Lynch Int’l & Co. C.V. -HSI European Put Wts Apr11F 2011/04/20 2011/04/29
27296 Merrill Lynch Int’l & Co. C.V. -HSI European Put Wts Apr11H 2011/04/20 2011/04/29
25999 Merrill Lynch Int’l & Co. C.V. -HSI European Warrants Apr11A 2011/04/20 2011/04/29
26508 Merrill Lynch Int’l & Co. C.V. -HSI European Warrants Apr11B 2011/04/20 2011/04/29
26509 Merrill Lynch Int’l & Co. C.V. -HSI European Warrants Apr11C 2011/04/20 2011/04/29
26510 Merrill Lynch Int’l & Co. C.V. -HSI European Warrants Apr11D 2011/04/20 2011/04/29
26806 Merrill Lynch Int’l & Co. C.V. -HSI European Warrants Apr11G 2011/04/20 2011/04/29
27556 Nomura Int’l plc – HSI European Put Warrants Apr 2011 C 2011/04/20 2011/04/29
27557 Nomura Int’l plc – HSI European Put Warrants Apr 2011 D 2011/04/20 2011/04/29
27547 Nomura Int’l plc – HSI European Warrants Apr 2011 A 2011/04/20 2011/04/29
27548 Nomura Int’l plc – HSI European Warrants Apr 2011 B 2011/04/20 2011/04/29
23721 RB of Scotland N.V. – A50 China European Warrants Apr 2011 2011/04/20 2011/04/29
28216 RB of Scotland N.V. – HSBC European Warrants Apr 2011 2011/04/20 2011/04/29
27415 RB of Scotland N.V. – HSCEI European Put Warrants Apr 2011 2011/04/20 2011/04/29
26076 RB of Scotland N.V. – HSI European Put Warrants Apr 2011 A 2011/04/20 2011/04/29
26339 RB of Scotland N.V. – HSI European Put Warrants Apr 2011 B 2011/04/20 2011/04/29
26072 RB of Scotland N.V. – HSI European Warrants Apr 2011 C 2011/04/20 2011/04/29
26649 RB of Scotland N.V. – HSI European Warrants Apr 2011 D 2011/04/20 2011/04/29
26650 RB of Scotland N.V. – HSI European Warrants Apr 2011 E 2011/04/20 2011/04/29
10789 RB of Scotland N.V. – MSCI Taiwan Idx Euro Wts Apr 2011 2011/04/20 2011/04/29
10788 RB of Scotland N.V. – RICA Index Euro Wts Apr 2011 2011/04/20 2011/04/29
24821 SGA Societe Generale Acceptance N.V. – HSCEI Eu Wt Apr 2011 2011/04/20 2011/04/29
25485 SGA Societe Generale Acceptance N.V. – HSI Eu Put Wt Apr 11A 2011/04/20 2011/04/29

Last Delisted
26104 SGA Societe Generale Acceptance N.V. – HSI Eu Put Wt Apr 11B 2011/04/20 2011/04/29
26572 SGA Societe Generale Acceptance N.V. – HSI Eu Put Wt Apr 11F 2011/04/20 2011/04/29
27122 SGA Societe Generale Acceptance N.V. – HSI Eu Put Wt Apr 11G 2011/04/20 2011/04/29
26102 SGA Societe Generale Acceptance N.V. – HSI Eur Wt Apr 2011 C 2011/04/20 2011/04/29
26103 SGA Societe Generale Acceptance N.V. – HSI Eur Wt Apr 2011 D 2011/04/20 2011/04/29
26482 SGA Societe Generale Acceptance N.V. – HSI Eur Wt Apr 2011 E 2011/04/20 2011/04/29
24825 SGA Societe Generale Acceptance N.V. -HSCEI Eu Put Wt Apr11A 2011/04/20 2011/04/29
27401 SGA Societe Generale Acceptance N.V. -HSCEI Eu Put Wt Apr11B 2011/04/20 2011/04/29
24398 Standard Chartered Bank – China Mobile European Wts Apr11 2011/04/20 2011/04/29
24515 Standard Chartered Bank – China Shenhua European Wts Apr11 2011/04/20 2011/04/29
28490 Standard Chartered Bank – HSBC European Warrants Apr 2011 B 2011/04/20 2011/04/29
24514 Standard Chartered Bank – Tencent Hldg European Wts Apr 11 2011/04/20 2011/04/29
24148 Standard Chartered Bank -China Life European Warrants Apr11A 2011/04/20 2011/04/29
25756 UBS AG – HSI European Put Warrants Apr 2011 A 2011/04/20 2011/04/29
25905 UBS AG – HSI European Put Warrants Apr 2011 B 2011/04/20 2011/04/29
27626 UBS AG – HSI European Put Warrants Apr 2011 G 2011/04/20 2011/04/29
25751 UBS AG – HSI European Warrants Apr 2011 C 2011/04/20 2011/04/29
26058 UBS AG – HSI European Warrants Apr 2011 D 2011/04/20 2011/04/29
26059 UBS AG – HSI European Warrants Apr 2011 E 2011/04/20 2011/04/29
27413 UBS AG – HSI European Warrants Apr 2011 F 2011/04/20 2011/04/29
26240 UBS AG – Ping An European Warrants Apr 2011 2011/04/20 2011/04/29
25906 Bank of China (HK) Ltd. – China Life European Wts Apr 2011 A 2011/04/21 2011/05/03
25907 Bank of China (HK) Ltd. – China Life European Wts Apr 2011 B 2011/04/21 2011/05/03
25908 Bank of China (HK) Ltd. – HSBC European Warrants Apr 2011 A 2011/04/21 2011/05/03
25909 Bank of China (HK) Ltd. – HSBC European Warrants Apr 2011 B 2011/04/21 2011/05/03
24452 BNP Paribas Arbit Issu B.V. – China Life Euro Wts Apr 2011 A 2011/04/21 2011/05/03
24624 BNP Paribas Arbit Issu B.V. – Esprit European Wts Apr 2011 2011/04/21 2011/05/03
24477 BNP Paribas Arbit Issu B.V. – ICBC European Wts Apr 2011 2011/04/21 2011/05/03
23178 BOCI Asia Ltd. – Shimao Ppt European Warrants Apr 2011 2011/04/21 2011/05/03
24852 CC Rabobank B.A. – BOC HK European Warrants Apr 2011 2011/04/21 2011/05/03
27379 CC Rabobank B.A. – Sinofert European Warrants Apr 2011 2011/04/21 2011/05/03
26253 Citigroup Global Mkt H Inc. – CHALCO European Warrants Apr11 2011/04/21 2011/05/03
25467 Citigroup Global Mkt H Inc. – Jiangxi Copper Euro Wts Apr 11 2011/04/21 2011/05/03
27073 Credit Suisse AG – AIA European Warrants Apr 2011 B 2011/04/21 2011/05/03
26272 Credit Suisse AG – BOCL European Warrants Apr 2011 B 2011/04/21 2011/05/03
26544 Credit Suisse AG – China Mobile European Warrants Apr 2011 A 2011/04/21 2011/05/03
28281 Credit Suisse AG – China Tel European Warrants Apr 2011 2011/04/21 2011/05/03
28456 Credit Suisse AG – Ping An European Warrants Apr 2011 B 2011/04/21 2011/05/03
27218 Goldman Sachs SP (Asia) – AIA European Warrants Apr 2011 A 2011/04/21 2011/05/03
24750 Goldman Sachs SP (Asia) – China Life Euro Put Wts Apr 2011 2011/04/21 2011/05/03
27077 Goldman Sachs SP (Asia) – China Life Euro Wts Apr 2011 B 2011/04/21 2011/05/03
26306 HK Bank – AIA European Warrants Apr 2011 A 2011/04/21 2011/05/03
26307 HK Bank – AIA European Warrants Apr 2011 B 2011/04/21 2011/05/03
27100 J P Morgan SP BV – AIA European Warrants Apr 2011 2011/04/21 2011/05/03
26303 KBC Fin Products Int’l Ltd. – AIA European Warrants Apr 11A 2011/04/21 2011/05/03
26304 KBC Fin Products Int’l Ltd. – AIA European Warrants Apr 11B 2011/04/21 2011/05/03
26305 KBC Fin Products Int’l Ltd. – AIA European Warrants Apr 11C 2011/04/21 2011/05/03
24558 KBC Fin Products Int’l Ltd. – CMB European Warrants Apr 2011 2011/04/21 2011/05/03
26309 KBC Fin Products Int’l Ltd. -AIA European Put Warrants Apr11 2011/04/21 2011/05/03
26244 Macquarie Bank Ltd. – China Life European Wts Apr 2011 2011/04/21 2011/05/03
25993 Merrill Lynch Int’l & Co. C.V. – HKEx Euro Wts Apr 2011 2011/04/21 2011/05/03
25515 Merrill Lynch Int’l & Co. C.V. – PetroChina Eu Wt Apr 2011 A 2011/04/21 2011/05/03
23814 Nomura Int’l plc – Anhui Conch European Warrants Apr 2011 2011/04/21 2011/05/03
22691 Nomura Int’l plc – Chi Res Land European Warrants Apr 2011 2011/04/21 2011/05/03
23828 Nomura Int’l plc – China Dongxiang European Warrants Apr 11 2011/04/21 2011/05/03
23827 Nomura Int’l plc – GCL-Poly Energy European Warrants Apr 11 2011/04/21 2011/05/03
25677 Nomura Int’l plc – JIANC European Warrants Apr 2011 2011/04/21 2011/05/03
23287 Nomura Int’l plc – PetroChina European Warrants Apr 2011 2011/04/21 2011/05/03
22322 Nomura Int’l plc -Henderson Land Dev European Warrants Apr11 2011/04/21 2011/05/03
26277 Standard Chartered Bank – BOCL European Warrants Apr 2011 2011/04/21 2011/05/03
26278 Standard Chartered Bank – CC Bank European Warrants Apr 2011 2011/04/21 2011/05/03
26019 Standard Chartered Bank – ICBC European Warrants Apr 2011 2011/04/21 2011/05/03
27056 UBS AG – AIA European Warrants Apr 2011 B 2011/04/21 2011/05/03
25623 UBS AG – HKEx European Warrants Apr 2011 2011/04/21 2011/05/03
25989 UBS AG – HSBC European Warrants Apr 2011 A 2011/04/21 2011/05/03
26273 UBS AG – Hutchison European Warrants Apr 2011 D 2011/04/21 2011/05/03
20954 Barclays Bank plc – PetroChina European Warrants May 2011 2011/04/26 2011/05/04
26061 BNP Paribas Arbit Issu B.V. – BOCL European Wts May 2011 2011/04/26 2011/05/04
26289 BNP Paribas Arbit Issu B.V. – BYD European Warrants May 2011 2011/04/26 2011/05/04
24625 BNP Paribas Arbit Issu B.V. – China EB Ltd European Wt May11 2011/04/26 2011/05/04
26183 BNP Paribas Arbit Issu B.V. – GCL-Poly Energy Euro Wts May11 2011/04/26 2011/05/04
28442 BNP Paribas Arbit Issu B.V. – HKEx European Put Wts May 11B 2011/04/26 2011/05/04
27769 BNP Paribas Arbit Issu B.V. – Jiangxi Copper Eu Wts May 2011 2011/04/26 2011/05/04
16299 BNP Paribas Arbit Issu B.V. – PetroCh Euro Wts May 2011 A 2011/04/26 2011/05/04
25498 BNP Paribas Arbit Issu B.V. – PetroCh Euro Wts May 2011 B 2011/04/26 2011/05/04
24712 BOCI Asia Ltd. – Belle Int’l European Warrants May 2011 A 2011/04/26 2011/05/04
22820 BOCI Asia Ltd. – PetroChina European Warrants May 2011 B 2011/04/26 2011/05/04
26343 Citigroup Global Mkt H Inc. – Fushan Energy Euro Wt May 2011 2011/04/26 2011/05/04
27986 Credit Suisse AG – CPIC European Warrants May 2011 A 2011/04/26 2011/05/04
25764 Credit Suisse AG – HKEx European Put Warrants May 2011 2011/04/26 2011/05/04
27815 Credit Suisse AG – HSBC European Wts May 2011 C 2011/04/26 2011/05/04
26325 Credit Suisse AG – Sinopec Corp European Warrants May 2011 A 2011/04/26 2011/05/04
27520 Credit Suisse AG – Sinopharm European Warrants May 2011 2011/04/26 2011/05/04
10014 Deutsche Bank AG – AUD/USD European Put Warrants May 2011 2011/04/26 2011/05/04
27527 Deutsche Bank AG – Belle Int’l European Warrants May 2011 2011/04/26 2011/05/04
26329 Deutsche Bank AG – Geely Auto European Warrants May 2011 B 2011/04/26 2011/05/04
26388 Deutsche Bank AG – HKEx European Warrants May 2011 D 2011/04/26 2011/05/04

Last Delisted
26499 Deutsche Bank AG – ICBC European Warrants May 2011 2011/04/26 2011/05/04
26248 Deutsche Bank AG – Lenovo European Warrants May 2011 2011/04/26 2011/05/04
25991 Goldman Sachs SP (Asia) – BOCL European Warrants May 2011 A 2011/04/26 2011/05/04
28431 Goldman Sachs SP (Asia) – HSBC European Warrants May 2011 E 2011/04/26 2011/05/04
26042 Goldman Sachs SP (Asia)-Sinopec Corp European Wts May 2011 2011/04/26 2011/05/04
25080 J P Morgan SP BV – Angang Steel European Warrants May 2011 2011/04/26 2011/05/04
26335 J P Morgan SP BV – CHALCO European Warrants May 2011 2011/04/26 2011/05/04
26319 J P Morgan SP BV – Dongfeng Motor European Warrants May 2011 2011/04/26 2011/05/04
26336 J P Morgan SP BV – Hutchison European Warrants May 2011 2011/04/26 2011/05/04
23987 KBC Fin Products Int’l Ltd. – A50 Ch European Put Wts May 11 2011/04/26 2011/05/04
25975 KBC Fin Products Int’l Ltd. – BankComm Euro Wts May 2011 2011/04/26 2011/05/04
23839 KBC Fin Products Int’l Ltd. – CNOOC European Wts May 2011 A 2011/04/26 2011/05/04
24026 KBC Fin Products Int’l Ltd. – HSBC Euro Put Wts May 2011 C 2011/04/26 2011/05/04
17092 KBC Fin Products Int’l Ltd. – HSBC European Wts May 2011 A 2011/04/26 2011/05/04
25983 KBC Fin Products Int’l Ltd. – HSBC European Wts May 2011 B 2011/04/26 2011/05/04
26865 KBC Fin Products Int’l Ltd. – HSBC European Wts May 2011 F 2011/04/26 2011/05/04
26932 KBC Fin Products Int’l Ltd. – Hutchison Eur Put Wts May 2011 2011/04/26 2011/05/04
28114 KBC Fin Products Int’l Ltd. – Hutchison Euro Wts May 2011 B 2011/04/26 2011/05/04
26196 KBC Fin Products Int’l Ltd. – PetroChina Euro Wts May 2011 B 2011/04/26 2011/05/04
24861 KBC Fin Products Int’l Ltd. – Ping An European Wts May 2011A 2011/04/26 2011/05/04
26625 KBC Fin Products Int’l Ltd. – Sinopec Euro Wts May 2011 B 2011/04/26 2011/05/04
24471 Macquarie Bank Ltd. – Bank of EA European Warrants May 2011 2011/04/26 2011/05/04
26279 Macquarie Bank Ltd. – Geely Auto European Warrants May 2011B 2011/04/26 2011/05/04
26280 Macquarie Bank Ltd. – Geely Auto European Warrants May 2011C 2011/04/26 2011/05/04
25261 Merrill Lynch Int’l & Co. C.V. – BOC HK Euro Wts May 2011 B 2011/04/26 2011/05/04
25567 Merrill Lynch Int’l & Co. C.V. – HKEx Euro Wts May 2011 C 2011/04/26 2011/05/04
26998 Merrill Lynch Int’l & Co. C.V. – HSBC Euro Wts May 2011 C 2011/04/26 2011/05/04
27855 Merrill Lynch Int’l & Co. C.V. – Hutchison Euro Wts May2011A 2011/04/26 2011/05/04
26346 Standard Chartered Bank – Sinopec Corp European Wts May 2011 2011/04/26 2011/05/04
28263 UBS AG – Ping An European Warrants May 2011 C 2011/04/26 2011/05/04
25544 Barclays Bank plc – HSBC European Warrants May 2011 2011/04/27 2011/05/05
27084 BNP Paribas Arbit Issu B.V. – AIA European Warrants May 2011 2011/04/27 2011/05/05
26107 BNP Paribas Arbit Issu B.V. – CC Bank Euro Wts May 2011 2011/04/27 2011/05/05
26495 BNP Paribas Arbit Issu B.V. – ICBC European Wts May 2011 2011/04/27 2011/05/05
27374 BNP Paribas Arbit Issu B.V. – PetroCh Euro Wts May 2011 C 2011/04/27 2011/05/05
26108 BNP Paribas Arbit Issu B.V. – Sinopec Corp Euro Wts May 2011 2011/04/27 2011/05/05
20663 BNP Paribas Arbit Issu B.V. -MTRC European Warrants May 2011 2011/04/27 2011/05/05
27938 BNP Paribas Arbit Issu B.V. -SHK Ppt European Warrants May11 2011/04/27 2011/05/05
25574 BOCI Asia Ltd. – Agricultural Bk European Warrants May 2011 2011/04/27 2011/05/05
26374 BOCI Asia Ltd. – CITBK European Warrants May 2011 2011/04/27 2011/05/05
27867 CC Rabobank B.A. – HSBC European Warrants May 2011 D 2011/04/27 2011/05/05
21352 Deutsche Bank AG – PetroChina European Warrants May 2011 A 2011/04/27 2011/05/05
25450 Deutsche Bank AG -Agricultural Bk European Warrants May2011A 2011/04/27 2011/05/05
28430 Goldman Sachs SP (Asia) – HSBC European Warrants May 2011 D 2011/04/27 2011/05/05
28235 Goldman Sachs SP (Asia) – Ping An European Warrants May 2011 2011/04/27 2011/05/05
28464 J P Morgan SP BV – Cheung Kong European Warrants May 2011 2011/04/27 2011/05/05
26195 KBC Fin Products Int’l Ltd. – BOCL European Wts May 2011 A 2011/04/27 2011/05/05
26084 KBC Fin Products Int’l Ltd. – CC Bank Euro Put Wts May 2011 2011/04/27 2011/05/05
25506 KBC Fin Products Int’l Ltd. – PetroChina Euro Wts May 2011 A 2011/04/27 2011/05/05
25985 KBC Fin Products Int’l Ltd. – Ping An European Wts May 2011B 2011/04/27 2011/05/05
26082 KBC Fin Products Int’l Ltd. – Sinopec Euro Wts May 2011 A 2011/04/27 2011/05/05
26160 Macquarie Bank Ltd. – Ch Ship Cont European Warrants May 11 2011/04/27 2011/05/05
25941 Macquarie Bank Ltd. – CHALCO European Warrants May 2011 2011/04/27 2011/05/05
25255 Macquarie Bank Ltd. – Chi Res Power European Warrants May 11 2011/04/27 2011/05/05
23337 Macquarie Bank Ltd. – COSCO Pacific European Warrants May 11 2011/04/27 2011/05/05
24976 Macquarie Bank Ltd. – GAC European Wts May 2011 2011/04/27 2011/05/05
21864 Macquarie Bank Ltd. – Henderson Land Dev Euro Wts May 2011 2011/04/27 2011/05/05
25664 Macquarie Bank Ltd. – HKEx European Put Warrants May 2011 A 2011/04/27 2011/05/05
26164 Macquarie Bank Ltd. – HKEx European Put Warrants May 2011 B 2011/04/27 2011/05/05
25296 Macquarie Bank Ltd. – HKEx European Warrants May 2011 C 2011/04/27 2011/05/05
25385 Macquarie Bank Ltd. – Hutchison European Warrants May 2011 2011/04/27 2011/05/05
25355 Macquarie Bank Ltd. – Jiangxi Copper European Wts May 2011 A 2011/04/27 2011/05/05
26047 Macquarie Bank Ltd. – Jiangxi Copper European Wts May 2011 B 2011/04/27 2011/05/05
24233 Macquarie Bank Ltd. – MTRC European Warrants May 2011 2011/04/27 2011/05/05
25357 Macquarie Bank Ltd. – PetroChina European Wts May 2011A 2011/04/27 2011/05/05
25361 Macquarie Bank Ltd. – Zhaojin Mining European Warrants May11 2011/04/27 2011/05/05
27004 RB of Scotland N.V. – A50 China European Put Wts May 2011 2011/04/27 2011/05/05
27079 RB of Scotland N.V. – AIA European Warrants May 2011 A 2011/04/27 2011/05/05
26135 RB of Scotland N.V. – Sinopec Corp European Warrants May 11A 2011/04/27 2011/05/05
26420 SGA Societe Generale Acceptance N.V. – A50 Ch Eu Wt May 11B 2011/04/27 2011/05/05
25003 SGA Societe Generale Acceptance N.V. – AGBK Eu Wt May 2011 A 2011/04/27 2011/05/05
25004 SGA Societe Generale Acceptance N.V. – AGBK Eu Wt May 2011 B 2011/04/27 2011/05/05
25592 SGA Societe Generale Acceptance N.V. – AGBK Eu Wt May 2011 C 2011/04/27 2011/05/05
25826 SGA Societe Generale Acceptance N.V. – CCB Eur Wt May 2011 A 2011/04/27 2011/05/05
25827 SGA Societe Generale Acceptance N.V. – CCB Eur Wt May 2011 B 2011/04/27 2011/05/05
25841 SGA Societe Generale Acceptance N.V. – ICBC Eu Wt May 2011 A 2011/04/27 2011/05/05
25842 SGA Societe Generale Acceptance N.V. – ICBC Eu Wt May 2011 B 2011/04/27 2011/05/05
21157 SGA Societe Generale Acceptance N.V. – Petch Eu Wt May 2011A 2011/04/27 2011/05/05
27081 SGA Societe Generale Acceptance N.V. -AIA European Wt May11A 2011/04/27 2011/05/05
27116 SGA Societe Generale Acceptance N.V.-AIA European Wts May11B 2011/04/27 2011/05/05
26025 CC Rabobank B.A. – Ch Mobile European Warrants May 2011 A 2011/04/28 2011/05/06
26352 CC Rabobank B.A. – China Ship Dev European Warrants May 2011 2011/04/28 2011/05/06
24769 HK Bank – Fushan Energy European Warrants May 2011 2011/04/28 2011/05/06
26383 HK Bank – Geely Auto European Warrants May 2011 2011/04/28 2011/05/06
26384 HK Bank – KECL European Warrants May 2011 2011/04/28 2011/05/06
23090 J P Morgan SP BV – CNOOC European Warrants May 2011 2011/04/28 2011/05/06
25710 KBC Fin Products Int’l Ltd. – BYD European Warrants May 11B 2011/04/28 2011/05/06

Last Delisted
23979 KBC Fin Products Int’l Ltd. – Ch Mobile Eu Put Wt May 2011 2011/04/28 2011/05/06
26085 KBC Fin Products Int’l Ltd. – HKEx European Put Wts May 2011 2011/04/28 2011/05/06
25770 KBC Fin Products Int’l Ltd. – HKEx European Warrants May 11 2011/04/28 2011/05/06
26556 KBC Fin Products Int’l Ltd. – Hutchison Euro Wts May 2011 A 2011/04/28 2011/05/06
25984 KBC Fin Products Int’l Ltd. – ICBC European Wts May 2011 A 2011/04/28 2011/05/06
27966 KBC Fin Products Int’l Ltd. – PetroChina Euro Wts May 2011 C 2011/04/28 2011/05/06
24803 Macquarie Bank Ltd. – CLP European Warrants May 2011 2011/04/28 2011/05/06
26838 Merrill Lynch Int’l & Co. C.V. – Sinopec Eu Put Wts May 2011 2011/04/28 2011/05/06
26134 RB of Scotland N.V. – CC Bank European Warrants May 2011 A 2011/04/28 2011/05/06
22621 RB of Scotland N.V. – PetroChina European Warrants May 2011 2011/04/28 2011/05/06
10983 BNP Paribas Arbit Issu B.V. – Gold European Put Wts May 2011 2011/04/29 2011/05/09
10979 BNP Paribas Arbit Issu B.V. – Gold European Warrants May 11A 2011/04/29 2011/05/09
10011 BNP Paribas Arbit Issu B.V. – Gold European Warrants May 11B 2011/04/29 2011/05/09
26300 CC Rabobank B.A. – AIA European Warrants May 2011 A 2011/04/29 2011/05/09
26402 CC Rabobank B.A. – AIA European Warrants May 2011 C 2011/04/29 2011/05/09
25376 CC Rabobank B.A. – CNBM European Warrants May 2011 2011/04/29 2011/05/09
22739 Citigroup Global Mkt H Inc. – PetroChina Euro Wts May 2011 2011/04/29 2011/05/09
28451 Credit Suisse AG – Hutchison European Warrants May 2011 G 2011/04/29 2011/05/09
27069 Deutsche Bank AG – AIA European Warrants May 2011 A 2011/04/29 2011/05/09
26850 Macquarie Bank Ltd. – HKEx European Warrants May 2011 D 2011/04/29 2011/05/09
26154 Merrill Lynch Int’l & Co. C.V. – HKEx Euro Wts May 2011 D 2011/04/29 2011/05/09
19187 BNP Paribas Arbit Issu B.V. – Ping An European Wts May 2011 2011/05/03 2011/05/11
25368 BOCI Asia Ltd. – Dongfeng Motor European Warrants May 2011 2011/05/03 2011/05/11
24817 BOCI Asia Ltd. – Fushan Energy European Warrants May 2011 2011/05/03 2011/05/11
25369 BOCI Asia Ltd. – GCL-Poly Energy European Warrants May 2011 2011/05/03 2011/05/11
24839 BOCI Asia Ltd. – Lenovo European Warrants May 2011 2011/05/03 2011/05/11
24819 BOCI Asia Ltd. – Sinofert European Warrants May 2011 2011/05/03 2011/05/11
26429 CC Rabobank B.A. – AIA European Put Warrants May 2011 D 2011/05/03 2011/05/11
26430 CC Rabobank B.A. – AIA European Put Warrants May 2011 E 2011/05/03 2011/05/11
27599 CC Rabobank B.A. – China Tel European Warrants May 2011 2011/05/03 2011/05/11
24854 CC Rabobank B.A. – CPIC European Warrants May 2011 A 2011/05/03 2011/05/11
25381 CC Rabobank B.A. – Geely Auto European Warrants May 2011 A 2011/05/03 2011/05/11
26762 CC Rabobank B.A. – HKEx European Warrants May 2011 A 2011/05/03 2011/05/11
25382 CC Rabobank B.A. – Shui On Land European Warrants May 2011 2011/05/03 2011/05/11
22271 Citigroup Global Mkt H Inc. – A50 China Euro Wts May 2011 2011/05/03 2011/05/11
26213 Citigroup Global Mkt H Inc. – Bank of EA European Wts May 11 2011/05/03 2011/05/11
26433 Citigroup Global Mkt H Inc. – Li & Fung European Wts May 11B 2011/05/03 2011/05/11
27510 Credit Suisse AG – BOCL European Warrants May 2011 2011/05/03 2011/05/11
26698 Credit Suisse AG – China Life European Warrants May 2011 B 2011/05/03 2011/05/11
26694 Credit Suisse AG – HKEx European Warrants May 2011 C 2011/05/03 2011/05/11
27816 Credit Suisse AG – HSBC European Wts May 2011 D 2011/05/03 2011/05/11
27106 Deutsche Bank AG – AIA European Put Warrants May 2011 2011/05/03 2011/05/11
25270 Deutsche Bank AG – China Coal European Warrants May 2011 2011/05/03 2011/05/11
26191 Deutsche Bank AG – PetroChina European Warrants May 2011 B 2011/05/03 2011/05/11
26390 Deutsche Bank AG – Sinopharm European Warrants May 2011 2011/05/03 2011/05/11
28306 Goldman Sachs SP (Asia) – China Tel European Wts May 2011 2011/05/03 2011/05/11
27060 Goldman Sachs SP (Asia) – HSBC European Warrants May 2011 B 2011/05/03 2011/05/11
28094 Goldman Sachs SP (Asia) – Hutchison European Wts May 2011 A 2011/05/03 2011/05/11
26412 HK Bank – AIA European Put Warrants May 2011 2011/05/03 2011/05/11
26408 HK Bank – AIA European Warrants May 2011 2011/05/03 2011/05/11
28173 HK Bank – HWL European Warrants May 2011 2011/05/03 2011/05/11
28298 J P Morgan SP BV – HSBC European Warrants May 2011 2011/05/03 2011/05/11
26435 J P Morgan SP BV – ICBC European Warrants May 2011 2011/05/03 2011/05/11
26399 KBC Fin Products Int’l Ltd. – AIA European Warrants May 11A 2011/05/03 2011/05/11
27666 KBC Fin Products Int’l Ltd. – BOCL European Wts May 2011 C 2011/05/03 2011/05/11
25192 KBC Fin Products Int’l Ltd. – China Tel Euro Wts May 2011 2011/05/03 2011/05/11
24114 KBC Fin Products Int’l Ltd. – New World Euro Put Wt May11 2011/05/03 2011/05/11
26404 KBC Fin Products Int’l Ltd. -AIA European Put Warrants May11 2011/05/03 2011/05/11
27065 Macquarie Bank Ltd. – AIA European Put Warrants May 2011 2011/05/03 2011/05/11
25513 Merrill Lynch Int’l & Co. C.V. – Ch Telecom Eur Wt May 2011B 2011/05/03 2011/05/11
26370 Merrill Lynch Int’l & Co. C.V. – China Life Eu Wt May 2011 A 2011/05/03 2011/05/11
23480 Merrill Lynch Int’l & Co. C.V. – HKEx Eur Put Wts May 2011 A 2011/05/03 2011/05/11
23482 Merrill Lynch Int’l & Co. C.V. – PetroChina Eu Wt May 2011 A 2011/05/03 2011/05/11
28217 RB of Scotland N.V. – HSBC European Warrants May 2011 2011/05/03 2011/05/11
26263 SGA Societe Generale Acceptance N.V. – HKEx Eu Wt May 2011 A 2011/05/03 2011/05/11
26963 SGA Societe Generale Acceptance N.V. – HKEx Eu Wt May 2011 E 2011/05/03 2011/05/11
27058 UBS AG – AIA European Put Warrants May 2011 2011/05/03 2011/05/11
25727 CC Rabobank B.A. – Datang European Warrants May 2011 2011/05/04 2011/05/12
25582 CC Rabobank B.A. – Jiangxi Copper European Warrants May2011A 2011/05/04 2011/05/12
26362 Citigroup Global Mkt H Inc. – BYD European Warrants May 2011 2011/05/04 2011/05/12
21132 Citigroup Global Mkt H Inc. – ChiUnicom European Wts May11 2011/05/04 2011/05/12
24121 Citigroup Global Mkt H Inc. – Hang Lung Ppt Euro Wts May2011 2011/05/04 2011/05/12
28745 Credit Suisse AG – PetroChina European Warrants May 2011 A 2011/05/04 2011/05/12
25074 Deutsche Bank AG – China Overseas European Warrants May 2011 2011/05/04 2011/05/12
26550 Deutsche Bank AG – CITIC Bank European Warrants May 2011 2011/05/04 2011/05/12
25272 Goldman Sachs SP (Asia) – BOC HK European Warrants May 2011 2011/05/04 2011/05/12
26506 KBC Fin Products Int’l Ltd. – ICBC Euro Put Wts May 2011 2011/05/04 2011/05/12
26997 Merrill Lynch Int’l & Co. C.V. – China Life Eu Wt May 2011 B 2011/05/04 2011/05/12
28225 Merrill Lynch Int’l & Co. C.V. – Ping An Euro Wts May 2011 2011/05/04 2011/05/12
26500 RB of Scotland N.V. – Sinopec Corp European Warrants May 11B 2011/05/04 2011/05/12
26475 SGA Societe Generale Acceptance N.V. – CITBK Euro Wt May 11 2011/05/04 2011/05/12
26476 SGA Societe Generale Acceptance N.V. – CMB Euro Wts May 2011 2011/05/04 2011/05/12
26481 SGA Societe Generale Acceptance N.V. – Esprit Euro Wts May11 2011/05/04 2011/05/12
26661 SGA Societe Generale Acceptance N.V. – HKEx Eu Wt May 2011 B 2011/05/04 2011/05/12
26484 SGA Societe Generale Acceptance N.V. – HSBC Eu Wt May 2011 D 2011/05/04 2011/05/12
26488 SGA Societe Generale Acceptance N.V. – JIANC Eu Wts May 2011 2011/05/04 2011/05/12
26489 SGA Societe Generale Acceptance N.V. -Sinopharm Eu Wts May11 2011/05/04 2011/05/12

Last Delisted
26122 UBS AG – BOCL European Warrants May 2011 A 2011/05/04 2011/05/12
23210 Citigroup Global Mkt H Inc. – HKEx European Put Wts May 2011 2011/05/05 2011/05/13
26589 Deutsche Bank AG – Sands China European Warrants May 2011 2011/05/05 2011/05/13
26595 Deutsche Bank AG – Wynn Macau European Warrants May 2011 2011/05/05 2011/05/13
26613 HK Bank – BOCL European Warrants May 2011 A 2011/05/05 2011/05/13
24760 HK Bank – Ch Comm Cons European Warrants May 2011 2011/05/05 2011/05/13
25171 HK Bank – Dongfeng Motor European Warrants May 2011 2011/05/05 2011/05/13
26635 J P Morgan SP BV – BOCL European Warrants May 2011 2011/05/05 2011/05/13
26758 J P Morgan SP BV – China Tel European Warrants May 2011 2011/05/05 2011/05/13
27689 KBC Fin Products Int’l Ltd. – Agricultural Bk Eu Wt May2011B 2011/05/05 2011/05/13
26612 KBC Fin Products Int’l Ltd. – BOCL Euro Put Wts May 2011 2011/05/05 2011/05/13
24676 KBC Fin Products Int’l Ltd. – China Life Eu Put Wt May 2011A 2011/05/05 2011/05/13
26626 KBC Fin Products Int’l Ltd. – ICBC European Wts May 2011 B 2011/05/05 2011/05/13
28703 KBC Fin Products Int’l Ltd. – Sinopec Euro Wts May 2011 C 2011/05/05 2011/05/13
23408 KBC Fin Products Int’l Ltd. -BYD European Put Warrants May11 2011/05/05 2011/05/13
26575 Macquarie Bank Ltd. – Cheung Kong European Warrants May2011A 2011/05/05 2011/05/13
27037 Nomura Int’l plc – China Telecom European Warrants May 2011 2011/05/05 2011/05/13
25650 UBS AG – China Tel European Warrants May 2011 2011/05/05 2011/05/13
26623 UBS AG – Ping An European Warrants May 2011 B 2011/05/05 2011/05/13
26619 UBS AG – Sinopec Corp European Warrants May 2011 2011/05/05 2011/05/13
26353 CC Rabobank B.A. – Dongfeng Motor European Warrants May 2011 2011/05/06 2011/05/16
25691 CC Rabobank B.A. – Hutchison European Warrants May 2011 A 2011/05/06 2011/05/16
26406 CC Rabobank B.A. – Tsingtao Brew European Warrants May 2011 2011/05/06 2011/05/16
27733 Credit Suisse AG – HKEx European Warrants May 2011 H 2011/05/06 2011/05/16
26202 KBC Fin Products Int’l Ltd. – Sinopec Corp Eu Put Wt May 11 2011/05/06 2011/05/16
25695 Macquarie Bank Ltd. – Hutchison European Put Wts May 2011 2011/05/06 2011/05/16
24591 Macquarie Bank Ltd. – Yanzhou Coal European Wts May 2011 2011/05/06 2011/05/16
23439 Barclays Bank plc – HKEx European Put Warrants May 2011 2011/05/09 2011/05/17
26729 BOCI Asia Ltd. – China Mobile European Warrants May 2011 2011/05/09 2011/05/17
22282 BOCI Asia Ltd. – Kingboard Chem European Warrants May 2011 2011/05/09 2011/05/17
26284 BOCI Asia Ltd. – WISE CSI European Warrants May 2011 2011/05/09 2011/05/17
26355 CC Rabobank B.A. – Geely Auto European Warrants May 2011 B 2011/05/09 2011/05/17
26235 CC Rabobank B.A. – Hutchison European Warrants May 2011 B 2011/05/09 2011/05/17
26732 Credit Suisse AG – Agricultural Bank European Wts May 2011 2011/05/09 2011/05/17
28453 Credit Suisse AG – CC Bank European Warrants May 2011 D 2011/05/09 2011/05/17
28321 Credit Suisse AG – Ch Comm Cons European Warrants May 2011 2011/05/09 2011/05/17
25615 Credit Suisse AG – China Life European Warrants May 2011 A 2011/05/09 2011/05/17
28282 Credit Suisse AG – China Tel European Warrants May 2011 2011/05/09 2011/05/17
28744 Credit Suisse AG – CNOOC European Warrants May 2011 2011/05/09 2011/05/17
25753 Credit Suisse AG – HKEx European Warrants May 2011 A 2011/05/09 2011/05/17
25968 Credit Suisse AG – HKEx European Warrants May 2011 B 2011/05/09 2011/05/17
26695 Credit Suisse AG – HKEx European Warrants May 2011 D 2011/05/09 2011/05/17
26765 Credit Suisse AG – HKEx European Warrants May 2011 E 2011/05/09 2011/05/17
26711 Credit Suisse AG – ICBC European Warrants May 2011A 2011/05/09 2011/05/17
26693 Credit Suisse AG – Jiangxi Copper European Wts May 2011 A 2011/05/09 2011/05/17
28868 Credit Suisse AG – Lenovo European Warrants May 2011 2011/05/09 2011/05/17
25786 Credit Suisse AG – MTRC European Warrants May 2011 2011/05/09 2011/05/17
28746 Credit Suisse AG – PetroChina European Warrants May 2011 B 2011/05/09 2011/05/17
28767 Credit Suisse AG – PetroChina European Warrants May 2011 C 2011/05/09 2011/05/17
26603 Credit Suisse AG – Sinopec Corp European Warrants May 2011 B 2011/05/09 2011/05/17
26744 Deutsche Bank AG – Agricultural Bk European Warrants May 11B 2011/05/09 2011/05/17
27385 Deutsche Bank AG – BOCL European Warrants May 2011 2011/05/09 2011/05/17
26222 Deutsche Bank AG – China Life European Warrants May 2011 A 2011/05/09 2011/05/17
26688 Deutsche Bank AG – HKEx European Warrants May 2011 E 2011/05/09 2011/05/17
26750 Deutsche Bank AG – Hutchison European Warrants May 2011 A 2011/05/09 2011/05/17
25425 Deutsche Bank AG – MTRC European Warrants May 2011 A 2011/05/09 2011/05/17
26119 Deutsche Bank AG – Ping An European Warrants May 2011 2011/05/09 2011/05/17
10019 Deutsche Bank AG – USD/YEN European Put Warrants May 2011 2011/05/09 2011/05/17
10015 Deutsche Bank AG – USD/YEN European Warrants May 2011 2011/05/09 2011/05/17
25110 Goldman Sachs SP (Asia) – Agricultural Bk European Wts May11 2011/05/09 2011/05/17
26446 Goldman Sachs SP (Asia) – CC Bank European Wts May 2011A 2011/05/09 2011/05/17
26617 Goldman Sachs SP (Asia) – HSBC European Warrants May 2011 A 2011/05/09 2011/05/17
28403 Goldman Sachs SP (Asia) – Hutchison European Wts May 2011 E 2011/05/09 2011/05/17
27647 J P Morgan SP BV – MTRC European Warrants May 2011 2011/05/09 2011/05/17
26767 KBC Fin Products Int’l Ltd. – Agricultural Bk Eu Wt May2011A 2011/05/09 2011/05/17
26610 KBC Fin Products Int’l Ltd. – BOCL European Wts May 2011 B 2011/05/09 2011/05/17
26231 KBC Fin Products Int’l Ltd. – China Life Euro Wts May 2011 E 2011/05/09 2011/05/17
26771 KBC Fin Products Int’l Ltd. – Henderson Land Dev Eu Wt May11 2011/05/09 2011/05/17
26712 KBC Fin Products Int’l Ltd. – HSBC European Wts May 2011 D 2011/05/09 2011/05/17
27672 KBC Fin Products Int’l Ltd. – ICBC European Wts May 2011 D 2011/05/09 2011/05/17
24580 KBC Fin Products Int’l Ltd. – MTRC European Wts May 2011 2011/05/09 2011/05/17
25562 KBC Fin Products Int’l Ltd. -BYD European Warrants May 2011A 2011/05/09 2011/05/17
28528 Macquarie Bank Ltd. – PetroChina European Wts May 2011 B 2011/05/09 2011/05/17
28476 Merrill Lynch Int’l & Co. C.V. – AIA European Put Wts May11 2011/05/09 2011/05/17
21419 Merrill Lynch Int’l & Co. C.V. – BOCL European Wts May 2011 2011/05/09 2011/05/17
25206 Merrill Lynch Int’l & Co. C.V. – HKEx Eur Put Wts May 2011 B 2011/05/09 2011/05/17
26657 SGA Societe Generale Acceptance N.V. – Ch Mob Eu Wt May 11A 2011/05/09 2011/05/17
24632 SGA Societe Generale Acceptance N.V. – CNBM Euro Wts May 11 2011/05/09 2011/05/17
26419 SGA Societe Generale Acceptance N.V. – CTel Eu Wt May 2011 2011/05/09 2011/05/17
26981 SGA Societe Generale Acceptance N.V. – HKEx Eu Wt May 2011 F 2011/05/09 2011/05/17
26591 SGA Societe Generale Acceptance N.V. – HLand Eur Wt May 2011 2011/05/09 2011/05/17
26410 SGA Societe Generale Acceptance N.V. – HSBC Eu Wt May 11B 2011/05/09 2011/05/17
26570 SGA Societe Generale Acceptance N.V. – HSBC Eu Wt May 2011 F 2011/05/09 2011/05/17
26676 SGA Societe Generale Acceptance N.V. – Lenovo Eur Wts May11A 2011/05/09 2011/05/17
26663 SGA Societe Generale Acceptance N.V. – SHK P Eu Wt May 2011A 2011/05/09 2011/05/17
26674 SGA Societe Generale Acceptance N.V. -Geely Auto Eu Wt May11 2011/05/09 2011/05/17
26677 SGA Societe Generale Acceptance N.V.-Mongolia En Eu Wt May11 2011/05/09 2011/05/17

Last Delisted
26672 SGA Societe Generale Acceptance N.V-Ch Ship Cont Eu Wt May11 2011/05/09 2011/05/17
26587 SGA Societe Generale Acceptance N.V-China EB Ltd Eu Wt May11 2011/05/09 2011/05/17
26707 UBS AG – Agricultural Bank European Warrants May 2011 A 2011/05/09 2011/05/17
28384 UBS AG – Agricultural Bank European Warrants May 2011 B 2011/05/09 2011/05/17
27953 UBS AG – CPIC European Warrants May 2011 B 2011/05/09 2011/05/17
23099 UBS AG – HKEx European Put Warrants May 2011 C 2011/05/09 2011/05/17
26057 UBS AG – HKEx European Warrants May 2011 E 2011/05/09 2011/05/17
28502 UBS AG – PetroChina European Warrants May 2011 2011/05/09 2011/05/17
18094 UBS AG – Ping An European Warrants May 2011 A 2011/05/09 2011/05/17
21852 Barclays Bank plc – BYD European Put Warrants May 2011 2011/05/11 2011/05/18
28203 BOCI Asia Ltd. – BYD European Warrants May 2011 2011/05/11 2011/05/18
26450 Citigroup Global Mkt H Inc.-Alibaba European Warrants May 11 2011/05/11 2011/05/18
26815 Credit Suisse AG – CC Bank European Warrants May 2011 A 2011/05/11 2011/05/18
26784 Credit Suisse AG – HKEx European Warrants May 2011 G 2011/05/11 2011/05/18
27108 Deutsche Bank AG – China Life European Warrants May 2011 B 2011/05/11 2011/05/18
27139 Deutsche Bank AG – China Mobile European Warrants May 2011 A 2011/05/11 2011/05/18
28329 Deutsche Bank AG – China Telecom European Wts May 2011 2011/05/11 2011/05/18
26224 Deutsche Bank AG – CPIC European Warrants May 2011 2011/05/11 2011/05/18
26805 HK Bank – CC Bank European Warrants May 2011 A 2011/05/11 2011/05/18
26782 HK Bank – SHK Ppt European Warrants May 2011 2011/05/11 2011/05/18
26821 KBC Fin Products Int’l Ltd. – CC Bank Euro Wts May 2011 A 2011/05/11 2011/05/18
26230 KBC Fin Products Int’l Ltd. – China Life Euro Wts May 2011 D 2011/05/11 2011/05/18
26201 KBC Fin Products Int’l Ltd. – Minsheng Bank Eu Put Wts May11 2011/05/11 2011/05/18
26142 KBC Fin Products Int’l Ltd.-CPIC European Put Warrants May11 2011/05/11 2011/05/18
25694 Macquarie Bank Ltd. – Cheung Kong European Put Wts May 2011 2011/05/11 2011/05/18
26819 RB of Scotland N.V. – CC Bank European Warrants May 2011 B 2011/05/11 2011/05/18
26820 RB of Scotland N.V. – China Life European Wts May 2011 2011/05/11 2011/05/18
26239 UBS AG – Alibaba European Warrants May 2011 A 2011/05/11 2011/05/18
26332 UBS AG – BYD European Warrants May 2011 B 2011/05/11 2011/05/18
26292 UBS AG – CPIC European Warrants May 2011 A 2011/05/11 2011/05/18
26024 CC Rabobank B.A. – China Life European Warrants May 2011 A 2011/05/12 2011/05/19
26463 CC Rabobank B.A. – Shineway Pharm European Warrants May 2011 2011/05/12 2011/05/19
26874 Citigroup Global Mkt H Inc. – Ping An Euro Wts May 2011 2011/05/12 2011/05/19
26857 Credit Suisse AG – CC Bank European Warrants May 2011 B 2011/05/12 2011/05/19
28505 Credit Suisse AG – China Mobile European Warrants May 2011 B 2011/05/12 2011/05/19
28207 HK Bank – CC Bank European Warrants May 2011 B 2011/05/12 2011/05/19
24785 HK Bank – CNBM European Warrants May 2011 2011/05/12 2011/05/19
24771 HK Bank – Jiangxi Copper European Warrants May 2011 A 2011/05/12 2011/05/19
26852 J P Morgan Int’l Der. Ltd. – CC Bank European Wts May 2011 A 2011/05/12 2011/05/19
26853 J P Morgan Int’l Der. Ltd. – CC Bank European Wts May 2011 B 2011/05/12 2011/05/19
26636 J P Morgan SP BV – HKEx European Warrants May 2011 2011/05/12 2011/05/19
26773 KBC Fin Products Int’l Ltd. – Agricultural Eu Put Wt May 11 2011/05/12 2011/05/19
26400 KBC Fin Products Int’l Ltd. – AIA European Warrants May 11B 2011/05/12 2011/05/19
23975 KBC Fin Products Int’l Ltd. – BOC HK Euro Put Wts May 2011 2011/05/12 2011/05/19
26864 KBC Fin Products Int’l Ltd. – Ch Mobile Euro Wt May 2011 2011/05/12 2011/05/19
26200 KBC Fin Products Int’l Ltd. – China Life Eur Put Wt May 11B 2011/05/12 2011/05/19
25977 KBC Fin Products Int’l Ltd. – China Life Euro Wts May 2011 C 2011/05/12 2011/05/19
25654 KBC Fin Products Int’l Ltd. – CPIC European Wts May 2011 2011/05/12 2011/05/19
24104 KBC Fin Products Int’l Ltd. – Esprit European Wts May 2011 2011/05/12 2011/05/19
26990 KBC Fin Products Int’l Ltd. – Jiangxi Copper Eu Wts May 2011 2011/05/12 2011/05/19
26718 Merrill Lynch Int’l & Co. C.V. – HKEx Eur Put Wts May 2011 F 2011/05/12 2011/05/19
27923 Merrill Lynch Int’l & Co. C.V. – HSBC Euro Wts May 2011 D 2011/05/12 2011/05/19
26628 SGA Societe Generale Acceptance N.V. – AGBK Eu Wt May 2011 D 2011/05/12 2011/05/19
26808 SGA Societe Generale Acceptance N.V. – CCB Eur Wt May 2011 C 2011/05/12 2011/05/19
26262 SGA Societe Generale Acceptance N.V. – CLife Eu Wt May 2011A 2011/05/12 2011/05/19
26659 SGA Societe Generale Acceptance N.V. – CNOOC Eu Wt May 2011 2011/05/12 2011/05/19
26801 SGA Societe Generale Acceptance N.V. – Gome Euro Wts May11A 2011/05/12 2011/05/19
26824 SGA Societe Generale Acceptance N.V. – HKEx Eu Wt May 2011 D 2011/05/12 2011/05/19
26569 SGA Societe Generale Acceptance N.V. – HSBC Eu Wt May 2011 E 2011/05/12 2011/05/19
26802 SGA Societe Generale Acceptance NV-Maanshan Iron Eu Wt May11 2011/05/12 2011/05/19
24136 SGA Societe Generale Acceptance NV-Yanzhou Coal Eu Wt May11 2011/05/12 2011/05/19
23493 BOCI Asia Ltd. – R&F Ppt European Warrants May 2011 2011/05/13 2011/05/20
23460 CC Rabobank B.A. – R&F Ppt European Warrants May 2011 2011/05/13 2011/05/20
26903 Credit Suisse AG – Ping An European Warrants May 2011 A 2011/05/13 2011/05/20
26904 Credit Suisse AG – Ping An European Warrants May 2011 B 2011/05/13 2011/05/20
26905 Credit Suisse AG – Ping An European Warrants May 2011 C 2011/05/13 2011/05/20
25417 Macquarie Bank Ltd. – China Tel European Warrants May 2011 2011/05/13 2011/05/20
26885 Nomura Int’l plc – Hang Lung Ppt European Warrants May 2011 2011/05/13 2011/05/20
26618 UBS AG – BOCL European Warrants May 2011 B 2011/05/13 2011/05/20
27474 CC Rabobank B.A. – China Life European Warrants May 2011 B 2011/05/16 2011/05/23
26351 CC Rabobank B.A. – CPIC European Warrants May 2011 B 2011/05/16 2011/05/23
26760 CC Rabobank B.A. – HKEx European Put Warrants May 2011 2011/05/16 2011/05/23
26763 CC Rabobank B.A. – HKEx European Warrants May 2011 B 2011/05/16 2011/05/23
26467 CC Rabobank B.A. – Zhaojin Mining European Warrants May 2011 2011/05/16 2011/05/23
10020 Deutsche Bank AG – EUR/USD European Put Warrants May 2011 2011/05/16 2011/05/23
26458 HK Bank – Jiangxi Copper European Warrants May 2011 B 2011/05/16 2011/05/23
24348 J P Morgan SP BV – New World Dev European Warrants May 2011 2011/05/16 2011/05/23
26667 Macquarie Bank Ltd. – Jiangxi Copper European Wts May 2011 C 2011/05/16 2011/05/23
24892 Macquarie Bank Ltd. – Wharf European Warrants May 2011 2011/05/16 2011/05/23
25624 Standard Chartered Bank – PetroChina European Warrants May11 2011/05/16 2011/05/23
26004 Barclays Bank plc – CC Bank European Put Warrants May 2011 2011/05/17 2011/05/24
26000 Barclays Bank plc – CC Bank European Warrants May 2011 2011/05/17 2011/05/24
25895 Barclays Bank plc – Sinopec Corp European Wts May 2011 2011/05/17 2011/05/24
27376 CC Rabobank B.A. – Anta Sports European Warrants May 2011 2011/05/17 2011/05/24
27863 CC Rabobank B.A. – CC Bank European Warrants May 2011 2011/05/17 2011/05/24
26469 CC Rabobank B.A. – Ch Zhongwang European Warrants May 2011 2011/05/17 2011/05/24
26468 CC Rabobank B.A. – CHALCO European Warrants May 2011 2011/05/17 2011/05/24

Last Delisted
27142 CC Rabobank B.A. – MTRC European Warrants May 2011 2011/05/17 2011/05/24
24462 Citigroup Global Mkt H Inc. – CITIC Pacific Eu Wt May 2011 2011/05/17 2011/05/24
25586 Citigroup Global Mkt H Inc. – CNOOC European Wts May 2011 B 2011/05/17 2011/05/24
23939 Citigroup Global Mkt H Inc. – CPIC European Warrants May 11 2011/05/17 2011/05/24
24122 Citigroup Global Mkt H Inc. – MTRC European Wts May 2011 2011/05/17 2011/05/24
22270 Citigroup Global Mkt H Inc. – ZTE European Warrants May 2011 2011/05/17 2011/05/24
28867 Credit Suisse – Henderson Land European Warrants May 2011 2011/05/17 2011/05/24
27740 Credit Suisse AG – AIA European Warrants May 2011 B 2011/05/17 2011/05/24
28452 Credit Suisse AG – CC Bank European Warrants May 2011 C 2011/05/17 2011/05/24
28916 Credit Suisse AG – Cheung Kong European Warrants May 2011 2011/05/17 2011/05/24
27512 Credit Suisse AG – China Mobile European Warrants May 2011A 2011/05/17 2011/05/24
28253 Credit Suisse AG – Hang Seng Bank European Warrants May 2011 2011/05/17 2011/05/24
28683 Credit Suisse AG – HSBC European Put Warrants May 2011 2011/05/17 2011/05/24
27729 Credit Suisse AG – HSBC European Wts May 2011 A 2011/05/17 2011/05/24
28450 Credit Suisse AG – HSBC European Wts May 2011 E 2011/05/17 2011/05/24
27817 Credit Suisse AG – Hutchison European Warrants May 2011 E 2011/05/17 2011/05/24
28454 Credit Suisse AG – ICBC European Warrants May 2011 B 2011/05/17 2011/05/24
28926 Credit Suisse AG – PetroChina European Warrants May 2011 D 2011/05/17 2011/05/24
28748 Credit Suisse AG – Sinopec Corp European Warrants May 2011 C 2011/05/17 2011/05/24
28922 Credit Suisse AG – Sinopec Corp European Warrants May 2011 D 2011/05/17 2011/05/24
25070 Deutsche Bank AG – Air China European Warrants May 2011 2011/05/17 2011/05/24
28413 Deutsche Bank AG – Alibaba European Warrants May 2011 2011/05/17 2011/05/24
28139 Deutsche Bank AG – Cathay Pacific European Warrants May 2011 2011/05/17 2011/05/24
26823 Deutsche Bank AG – CC Bank European Warrants May 2011 A 2011/05/17 2011/05/24
26924 Deutsche Bank AG – CC Bank European Warrants May 2011 B 2011/05/17 2011/05/24
27109 Deutsche Bank AG – China Life European Warrants May 2011 C 2011/05/17 2011/05/24
26190 Deutsche Bank AG – CITIC Pacific European Warrants May 2011 2011/05/17 2011/05/24
25956 Deutsche Bank AG – CNOOC European Put Warrants May 2011 2011/05/17 2011/05/24
26907 Deutsche Bank AG – Gome European Warrants May 2011 2011/05/17 2011/05/24
25957 Deutsche Bank AG – HKEx European Put Warrants May 2011 B 2011/05/17 2011/05/24
25602 Deutsche Bank AG – Sinopec Corp European Warrants May 2011 2011/05/17 2011/05/24
26054 Deutsche Bank AG – SJM Holdings European Warrants May 2011 2011/05/17 2011/05/24
25749 Deutsche Bank AG – Tencent Holdings European Wts May 11 A 2011/05/17 2011/05/24
26753 Goldman Sachs SP (Asia) – BOCL European Warrants May 2011 B 2011/05/17 2011/05/24
24669 Goldman Sachs SP (Asia) – China Life Euro Wts May 2011A 2011/05/17 2011/05/24
26922 HK Bank – HKEx European Warrants May 2011 2011/05/17 2011/05/24
27219 J P Morgan Int’l Der. Ltd. – CC Bank European Wts May 2011 C 2011/05/17 2011/05/24
24349 J P Morgan SP BV – SHK Ppt European Warrants May 2011 2011/05/17 2011/05/24
28052 KBC Fin Products Int’l Ltd. – AIA European Warrants May 11C 2011/05/17 2011/05/24
24196 KBC Fin Products Int’l Ltd. – BOC HK European Wts May 2011 2011/05/17 2011/05/24
26930 KBC Fin Products Int’l Ltd. – CC Bank Euro Wts May 2011 B 2011/05/17 2011/05/24
28801 KBC Fin Products Int’l Ltd. – HSBC European Wts May 2011 G 2011/05/17 2011/05/24
28192 KBC Fin Products Int’l Ltd. – Hutchison Euro Wts May 2011 C 2011/05/17 2011/05/24
28069 KBC Fin Products Int’l Ltd. – Ping An European Wts May 2011C 2011/05/17 2011/05/24
27949 Macquarie Bank Ltd. – CC Bank European Warrants May 2011 2011/05/17 2011/05/24
24589 Macquarie Bank Ltd. – New World Dev European Wts May 2011 2011/05/17 2011/05/24
24748 Macquarie Bank Ltd. – SHK Ppt European Warrants May 2011 2011/05/17 2011/05/24
24281 Merrill Lynch Int’l & Co. C.V. – BOC HK Euro Wts May 2011 A 2011/05/17 2011/05/24
27854 Merrill Lynch Int’l & Co. C.V. – Ch Mobile Eur Wt May 2011 A 2011/05/17 2011/05/24
24967 Merrill Lynch Int’l & Co. C.V. – Ch Telecom Eur Wt May 2011A 2011/05/17 2011/05/24
27852 Merrill Lynch Int’l & Co. C.V. – CK(H) European Wts May 11A 2011/05/17 2011/05/24
27924 Merrill Lynch Int’l & Co. C.V. – HSBC Euro Wts May 2011 E 2011/05/17 2011/05/24
28479 Merrill Lynch Int’l & Co. C.V. – Hutchison Euro Wts May 11B 2011/05/17 2011/05/24
28841 Merrill Lynch Int’l & Co. C.V. – Sinopec Euro Wts May 2011 2011/05/17 2011/05/24
24041 RB of Scotland N.V. – BYD European Warrants May 2011 2011/05/17 2011/05/24
22849 SGA Societe Generale Acceptance N.V. – BYD Euro Wts May 2011 2011/05/17 2011/05/24
27428 SGA Societe Generale Acceptance N.V. – CCB Eur Wt May 2011 D 2011/05/17 2011/05/24
27336 SGA Societe Generale Acceptance N.V. – Ch Mob Eu Wt May 11C 2011/05/17 2011/05/24
26909 SGA Societe Generale Acceptance N.V. – Gome Euro Wt May11B 2011/05/17 2011/05/24
27120 SGA Societe Generale Acceptance N.V. – HKEx Eu Wt May 2011 G 2011/05/17 2011/05/24
28896 SGA Societe Generale Acceptance N.V. – HSBC Eu Wt May 2011 G 2011/05/17 2011/05/24
26797 SGA Societe Generale Acceptance N.V. – Petch Eu Wt May 2011B 2011/05/17 2011/05/24
26798 SGA Societe Generale Acceptance N.V. – Petch Eu Wt May 2011C 2011/05/17 2011/05/24
24740 SGA Societe Generale Acceptance N.V. -A50 Ch Eu Wt May 2011A 2011/05/17 2011/05/24
27222 SGA Societe Generale Acceptance N.V. -AIA European Wt May11C 2011/05/17 2011/05/24
26794 SGA Societe Generale Acceptance N.V.-A50 Ch Eu Put Wt May 11 2011/05/17 2011/05/24
22471 SGA Societe Generale Acceptance N.V.-Ch LongYuan Eu Wt May11 2011/05/17 2011/05/24
28230 Standard Chartered Bank – CPIC European Warrants May 2011 2011/05/17 2011/05/24
28396 Standard Chartered Bank – Tencent Hldg European Wts May 2011 2011/05/17 2011/05/24
28615 UBS AG – AIA European Warrants May 2011 B 2011/05/17 2011/05/24
28437 UBS AG – Alibaba European Warrants May 2011 B 2011/05/17 2011/05/24
25987 UBS AG – CC Bank European Warrants May 2011 A 2011/05/17 2011/05/24
26621 UBS AG – China Life European Warrants May 2011 A 2011/05/17 2011/05/24
25988 UBS AG – China Mobile European Warrants May 2011 A 2011/05/17 2011/05/24
25781 UBS AG – HKEx European Put Warrants May 2011 D 2011/05/17 2011/05/24
26424 UBS AG – HKEx European Warrants May 2011 F 2011/05/17 2011/05/24
26426 CC Rabobank B.A. – China Coal European Warrants May 2011 2011/05/18 2011/05/25
26428 CC Rabobank B.A. – SJM Holdings European Warrants May 2011 2011/05/18 2011/05/25
26970 Citigroup Global Mkt H Inc. – CC Bank European Wts May 2011 2011/05/18 2011/05/25
26971 Citigroup Global Mkt H Inc. – Link Reit European Wts May 11B 2011/05/18 2011/05/25
28318 Credit Suisse AG – Jiangxi Copper European Wts May 2011 B 2011/05/18 2011/05/25
10016 Deutsche Bank AG – Gold European Put Warrants May 2011 2011/05/18 2011/05/25
25642 J P Morgan SP BV – Tencent European Warrants May 2011 2011/05/18 2011/05/25
27453 Nomura Int’l plc – Tencent Holdings European Warrants May 11 2011/05/18 2011/05/25
24088 BNP Paribas Arbit Issu B.V. – HKEx European Put Wts May2011A 2011/05/19 2011/05/26
28285 CC Rabobank B.A. – HKEx European Warrants May 2011 C 2011/05/19 2011/05/26
22733 Citigroup Global Mkt H Inc. – Cathay Pacific Eu Wt May 2011A 2011/05/19 2011/05/26

Last Delisted
26167 Citigroup Global Mkt H Inc. – Cathay Pacific Eur Wt May 11B 2011/05/19 2011/05/26
27174 Deutsche Bank AG – HSBC European Warrants May 2011 B 2011/05/19 2011/05/26
26614 HK Bank – BOCL European Warrants May 2011 B 2011/05/19 2011/05/26
27965 KBC Fin Products Int’l Ltd. – CNOOC European Wts May 2011 B 2011/05/19 2011/05/26
26716 KBC Fin Products Int’l Ltd. – HSBC Euro Put Wts May 2011 E 2011/05/19 2011/05/26
24574 KBC Fin Products Int’l Ltd. – R&F Ppt European Wts May 2011 2011/05/19 2011/05/26
21812 Macquarie Bank Ltd. -Want Want China European Warrants May11 2011/05/19 2011/05/26
26832 Merrill Lynch Int’l & Co. C.V. – CNOOC Euro Put Wts May 2011 2011/05/19 2011/05/26
25345 Merrill Lynch Int’l & Co. C.V. – Tencent Euro Put Wts May 11 2011/05/19 2011/05/26
27080 RB of Scotland N.V. – AIA European Warrants May 2011 B 2011/05/19 2011/05/26
25403 RB of Scotland N.V. – Tencent European Put Warrants May 2011 2011/05/19 2011/05/26
26955 SGA Societe Generale Acceptance N.V. – BOCom Eur Wt May 2011 2011/05/19 2011/05/26
26411 SGA Societe Generale Acceptance N.V. – HSBC Eu Wt May 11C 2011/05/19 2011/05/26
26964 SGA Societe Generale Acceptance N.V. – Lenovo Eur Wts May11B 2011/05/19 2011/05/26
22278 BOCI Asia Ltd. – Ch LongYuan European Warrants May 2011 2011/05/20 2011/05/27
26318 Citigroup Global Mkt H Inc. – China Shenhua Eur Wts May 2011 2011/05/20 2011/05/27
27347 Citigroup Global Mkt H Inc. – Tencent European Put Wts May11 2011/05/20 2011/05/27
22505 HK Bank – R&F Ppt European Warrants May 2011 2011/05/20 2011/05/27
23993 HK Bank – Tencent European Put Warrants May 2011 2011/05/20 2011/05/27
27005 J P Morgan SP BV – BankComm European Warrants May 2011 2011/05/20 2011/05/27
27006 J P Morgan SP BV – China Life European Warrants May 2011 A 2011/05/20 2011/05/27
27702 J P Morgan SP BV – HKEx European Put Wts May 2011 2011/05/20 2011/05/27
27010 J P Morgan SP BV – HS Bank European Warrants May 2011 2011/05/20 2011/05/27
25328 RB of Scotland N.V. – HKEx European Warrants May 2011 2011/05/20 2011/05/27
24684 BOCI Asia Ltd. – BOC HK European Warrants May 2011 2011/05/23 2011/05/30
27476 CC Rabobank B.A. – Ch Mobile European Warrants May 2011 B 2011/05/23 2011/05/30
26027 CC Rabobank B.A. – Tencent Holdings European Put Wts May 11 2011/05/23 2011/05/30
25452 Citigroup Global Mkt H Inc. – Cheung Kong Euro Wts May 2011 2011/05/23 2011/05/30
23964 Citigroup Global Mkt H Inc. – New World European Wts May 11 2011/05/23 2011/05/30
27011 J P Morgan SP BV – PetroChina European Warrants May 2011 2011/05/23 2011/05/30
24570 KBC Fin Products Int’l Ltd. – BEA European Warrants May 2011 2011/05/23 2011/05/30
22197 Macquarie Bank Ltd. – Ch LongYuan European Warrants May 2011 2011/05/23 2011/05/30
26425 Macquarie Bank Ltd. – Ch Molybdenum European Wts May 2011 2011/05/23 2011/05/30
28971 Macquarie Bank Ltd. – Cheung Kong European Warrants May 11B 2011/05/23 2011/05/30
24432 Macquarie Bank Ltd. – Sinoma European Warrants May 2011 2011/05/23 2011/05/30
28603 Merrill Lynch Int’l & Co. C.V. – Ch Mobile Eur Wt May 2011 B 2011/05/23 2011/05/30
28179 Standard Chartered Bank – HSBC European Warrants May 2011 2011/05/23 2011/05/30
26208 Barclays Bank plc – Bank of EA European Warrants May 2011 2011/05/24 2011/05/31
25775 Barclays Bank plc – China Life European Warrants May 2011 2011/05/24 2011/05/31
26531 Barclays Bank plc – HSI European Put Warrants May 2011 A 2011/05/24 2011/05/31
26532 Barclays Bank plc – HSI European Put Warrants May 2011 B 2011/05/24 2011/05/31
28756 Barclays Bank plc – HSI European Put Warrants May 2011 E 2011/05/24 2011/05/31
26526 Barclays Bank plc – HSI European Warrants May 2011 C 2011/05/24 2011/05/31
28752 Barclays Bank plc – HSI European Warrants May 2011 D 2011/05/24 2011/05/31
21563 Barclays Bank plc -Sino-Ocean Land European Warrants May2011 2011/05/24 2011/05/31
22889 BOCI Asia Ltd. – A50 China European Put Warrants May 2011 2011/05/24 2011/05/31
28135 BOCI Asia Ltd. – HSBC European Warrants May 2011 2011/05/24 2011/05/31
25917 BOCI Asia Ltd. – Hutchison European Warrants May 2011 2011/05/24 2011/05/31
26301 CC Rabobank B.A. – AIA European Warrants May 2011 B 2011/05/24 2011/05/31
23144 CC Rabobank B.A. – BYD European Warrants May 2011 2011/05/24 2011/05/31
23203 CC Rabobank B.A. – Chaoda Modern European Warrants May 2011 2011/05/24 2011/05/31
26403 CC Rabobank B.A. – China Oilfield European Warrants May 2011 2011/05/24 2011/05/31
25692 CC Rabobank B.A. – HSBC European Warrants May 2011 B 2011/05/24 2011/05/31
26847 CC Rabobank B.A. – HSBC European Warrants May 2011 C 2011/05/24 2011/05/31
27868 CC Rabobank B.A. – HSBC European Warrants May 2011 E 2011/05/24 2011/05/31
25728 CC Rabobank B.A. – Huaneng Power European Warrants May 2011 2011/05/24 2011/05/31
28357 CC Rabobank B.A. – Hutchison European Warrants May 2011 C 2011/05/24 2011/05/31
28358 CC Rabobank B.A. – Hutchison European Warrants May 2011 D 2011/05/24 2011/05/31
26848 CC Rabobank B.A. – Jiangxi Copper European Warrants May 11B 2011/05/24 2011/05/31
26427 CC Rabobank B.A. – Sands China European Warrants May 2011 2011/05/24 2011/05/31
26298 CC Rabobank B.A. – Sino Biopharm European Warrants May 2011 2011/05/24 2011/05/31
22090 CC Rabobank B.A. – Sinoma European Warrants May 2011 2011/05/24 2011/05/31
25689 CC Rabobank B.A. – Sinopec Corp European Warrants May 2011 2011/05/24 2011/05/31
26297 CC Rabobank B.A. – Sinopharm European Warrants May 2011 2011/05/24 2011/05/31
26407 CC Rabobank B.A. – Wynn Macau European Warrants May 2011 2011/05/24 2011/05/31
24980 Citigroup Global Mkt H Inc. – Angang Steel European Wt May11 2011/05/24 2011/05/31
24361 Citigroup Global Mkt H Inc. – Anta Sports European Wts May11 2011/05/24 2011/05/31
23938 Citigroup Global Mkt H Inc. – BOC HK European Wts May 2011 2011/05/24 2011/05/31
26342 Citigroup Global Mkt H Inc. – China Life Euro Wts May 2011 2011/05/24 2011/05/31
25800 Citigroup Global Mkt H Inc. – CNOOC Euro Put Wts May 2011 C 2011/05/24 2011/05/31
25001 Citigroup Global Mkt H Inc. – CNOOC European Wts May 2011 A 2011/05/24 2011/05/31
26344 Citigroup Global Mkt H Inc. – Greatwall Motor Euro Wts May11 2011/05/24 2011/05/31
25519 Citigroup Global Mkt H Inc. – HKEx European Wts May 2011 2011/05/24 2011/05/31
26242 Citigroup Global Mkt H Inc. – HSCEI Euro Put Wts May 2011 2011/05/24 2011/05/31
26238 Citigroup Global Mkt H Inc. – HSCEI European Wts May 2011 2011/05/24 2011/05/31
26257 Citigroup Global Mkt H Inc. – Hutchison Euro Wts May 2011 2011/05/24 2011/05/31
21821 Citigroup Global Mkt H Inc. – Kerry Ppt European Wts May11 2011/05/24 2011/05/31
23758 Citigroup Global Mkt H Inc. – Li & Fung European Wts May 11A 2011/05/24 2011/05/31
23066 Citigroup Global Mkt H Inc. – Link Reit European Wts May 11A 2011/05/24 2011/05/31
23967 Citigroup Global Mkt H Inc. – SHK Ppt European Wts May 2011 2011/05/24 2011/05/31
23067 Citigroup Global Mkt H Inc. – SPDR Gold T European Wts May11 2011/05/24 2011/05/31
24173 Citigroup Global Mkt H Inc. – Wynn Macau European Wts May11 2011/05/24 2011/05/31
21922 Citigroup Global Mkt H Inc. – Yue Yuen Ind European Wt May11 2011/05/24 2011/05/31
27074 Credit Suisse AG – AIA European Warrants May 2011 A 2011/05/24 2011/05/31
23270 Credit Suisse AG – BYD European Warrants May 2011 2011/05/24 2011/05/31
27982 Credit Suisse AG – China Life European Warrants May 2011 C 2011/05/24 2011/05/31
26069 Credit Suisse AG – CM Bank European Warrants May 2011 2011/05/24 2011/05/31

Last Delisted
28322 Credit Suisse AG – CPIC European Warrants May 2011 B 2011/05/24 2011/05/31
26766 Credit Suisse AG – HKEx European Warrants May 2011 F 2011/05/24 2011/05/31
27730 Credit Suisse AG – HSBC European Wts May 2011 B 2011/05/24 2011/05/31
28323 Credit Suisse AG – HSI European Put Warrants May 2011 C 2011/05/24 2011/05/31
28837 Credit Suisse AG – HSI European Put Warrants May 2011 D 2011/05/24 2011/05/31
28838 Credit Suisse AG – HSI European Put Warrants May 2011 E 2011/05/24 2011/05/31
28918 Credit Suisse AG – HSI European Put Warrants May 2011 G 2011/05/24 2011/05/31
28834 Credit Suisse AG – HSI European Warrants May 2011 A 2011/05/24 2011/05/31
28835 Credit Suisse AG – HSI European Warrants May 2011 B 2011/05/24 2011/05/31
28914 Credit Suisse AG – HSI European Warrants May 2011 F 2011/05/24 2011/05/31
26269 Credit Suisse AG – Hutchison European Warrants May 2011 A 2011/05/24 2011/05/31
26855 Credit Suisse AG – Hutchison European Warrants May 2011 B 2011/05/24 2011/05/31
26902 Credit Suisse AG – Hutchison European Warrants May 2011 D 2011/05/24 2011/05/31
27818 Credit Suisse AG – Hutchison European Warrants May 2011 F 2011/05/24 2011/05/31
28455 Credit Suisse AG – ICBC European Warrants May 2011 C 2011/05/24 2011/05/31
27169 Credit Suisse AG – Tencent Holdings European Put Wt May2011D 2011/05/24 2011/05/31
25621 Credit Suisse AG – Tencent Holdings European Wts May 2011 B 2011/05/24 2011/05/31
25890 Credit Suisse AG – Tencent Holdings European Wts May 2011 C 2011/05/24 2011/05/31
24863 Deutsche Bank AG – Dongfeng Motor European Warrants May 11 2011/05/24 2011/05/31
27070 Deutsche Bank AG – AIA European Warrants May 2011 B 2011/05/24 2011/05/31
27071 Deutsche Bank AG – AIA European Warrants May 2011 C 2011/05/24 2011/05/31
27279 Deutsche Bank AG – BOC HK European Warrants May 2011 2011/05/24 2011/05/31
28389 Deutsche Bank AG – CC Bank European Warrants May 2011 C 2011/05/24 2011/05/31
27277 Deutsche Bank AG – China Mobile European Warrants May 2011 B 2011/05/24 2011/05/31
26118 Deutsche Bank AG – Geely Auto European Warrants May 2011 A 2011/05/24 2011/05/31
26748 Deutsche Bank AG – Geely Auto European Warrants May 2011 C 2011/05/24 2011/05/31
24888 Deutsche Bank AG – HKEx European Put Warrants May 2011 A 2011/05/24 2011/05/31
25314 Deutsche Bank AG – HKEx European Warrants May 2011 C 2011/05/24 2011/05/31
27314 Deutsche Bank AG – HKEx European Warrants May 2011 F 2011/05/24 2011/05/31
26703 Deutsche Bank AG – HSI European Put Warrants May 2011 A 2011/05/24 2011/05/31
26704 Deutsche Bank AG – HSI European Put Warrants May 2011 B 2011/05/24 2011/05/31
27096 Deutsche Bank AG – HSI European Put Warrants May 2011 E 2011/05/24 2011/05/31
26562 Deutsche Bank AG – HSI European Warrants May 2011 C 2011/05/24 2011/05/31
27092 Deutsche Bank AG – HSI European Warrants May 2011 D 2011/05/24 2011/05/31
27186 Deutsche Bank AG – HSI European Warrants May 2011 F 2011/05/24 2011/05/31
27188 Deutsche Bank AG – HSI European Warrants May 2011 G 2011/05/24 2011/05/31
28232 Deutsche Bank AG – Hutchison European Warrants May 2011 B 2011/05/24 2011/05/31
28141 Deutsche Bank AG – Jiangxi Copper European Warrants May 2011 2011/05/24 2011/05/31
26389 Deutsche Bank AG – Maanshan Iron European Warrants May 2011 2011/05/24 2011/05/31
26227 Deutsche Bank AG – MTRC European Warrants May 2011 B 2011/05/24 2011/05/31
25238 Deutsche Bank AG – R&F Ppt European Warrants May 2011 2011/05/24 2011/05/31
24517 Deutsche Bank AG – SHK Ppt European Put Warrants May 2011 2011/05/24 2011/05/31
27424 Deutsche Bank AG – Tencent Holdings European Wts May 2011 B 2011/05/24 2011/05/31
27076 Goldman Sachs SP (Asia) – CC Bank European Wts May 2011 B 2011/05/24 2011/05/31
27078 Goldman Sachs SP (Asia) – China Life Euro Wts May 2011 B 2011/05/24 2011/05/31
27057 Goldman Sachs SP (Asia) – China Mobile Euro Wts May 2011 2011/05/24 2011/05/31
27127 Goldman Sachs SP (Asia) – HKEx European Warrants May 2011 2011/05/24 2011/05/31
27061 Goldman Sachs SP (Asia) – HSBC European Warrants May 2011 C 2011/05/24 2011/05/31
26547 Goldman Sachs SP (Asia) – HSI European Put Wts May 2011 C 2011/05/24 2011/05/31
27320 Goldman Sachs SP (Asia) – HSI European Put Wts May 2011 D 2011/05/24 2011/05/31
27384 Goldman Sachs SP (Asia) – HSI European Put Wts May 2011 E 2011/05/24 2011/05/31
27177 Goldman Sachs SP (Asia) – HSI European Warrants May 2011 A 2011/05/24 2011/05/31
27243 Goldman Sachs SP (Asia) – HSI European Warrants May 2011 B 2011/05/24 2011/05/31
28150 Goldman Sachs SP (Asia) – Hutchison European Wts May 2011 B 2011/05/24 2011/05/31
28311 Goldman Sachs SP (Asia) – Hutchison European Wts May 2011 C 2011/05/24 2011/05/31
28402 Goldman Sachs SP (Asia) – Hutchison European Wts May 2011 D 2011/05/24 2011/05/31
28432 Goldman Sachs SP (Asia) – SHK Ppt European Warrants May 2011 2011/05/24 2011/05/31
27130 Goldman Sachs SP (Asia) -Tencent Holdings European Wt May 11 2011/05/24 2011/05/31
26777 HK Bank – BOC HK European Warrants May 2011 2011/05/24 2011/05/31
26462 HK Bank – HSI European Put Warrants May 2011 E 2011/05/24 2011/05/31
27103 HK Bank – HSI European Put Warrants May 2011 F 2011/05/24 2011/05/31
27104 HK Bank – HSI European Put Warrants May 2011 G 2011/05/24 2011/05/31
24618 HK Bank – HSI European Warrants May 2011 A 2011/05/24 2011/05/31
26456 HK Bank – HSI European Warrants May 2011 B 2011/05/24 2011/05/31
27098 HK Bank – HSI European Warrants May 2011 C 2011/05/24 2011/05/31
27099 HK Bank – HSI European Warrants May 2011 D 2011/05/24 2011/05/31
27097 HK Bank – ICBC European Warrants May 2011 2011/05/24 2011/05/31
26804 J P Morgan SP BV – Agricultural Bk European Warrants May 11 2011/05/24 2011/05/31
27101 J P Morgan SP BV – AIA European Warrants May 2011 2011/05/24 2011/05/31
26754 J P Morgan SP BV – BOC HK European Warrants May 2011 2011/05/24 2011/05/31
17851 J P Morgan SP BV – BYD European Warrants May 2011 2011/05/24 2011/05/31
24138 J P Morgan SP BV – Cathay Pacific European Warrants May 2011 2011/05/24 2011/05/31
27152 J P Morgan SP BV – Ch Overseas European Warrants May 2011 2011/05/24 2011/05/31
28671 J P Morgan SP BV – China Life European Warrants May 2011 B 2011/05/24 2011/05/31
27775 J P Morgan SP BV – China Mob European Wts May 2011 2011/05/24 2011/05/31
26757 J P Morgan SP BV – CPIC European Warrants May 2011 2011/05/24 2011/05/31
26440 J P Morgan SP BV – HSI European Put Warrants May 2011 2011/05/24 2011/05/31
26436 J P Morgan SP BV – HSI European Warrants May 2011 2011/05/24 2011/05/31
26682 J P Morgan SP BV – JX Copper European Warrants May 2011 2011/05/24 2011/05/31
27102 J P Morgan SP BV – Ping An European Warrants May 2011 2011/05/24 2011/05/31
26860 KBC Fin Products Int’l Ltd. – HSCEI Euro Put Wts May 2011 A 2011/05/24 2011/05/31
26940 KBC Fin Products Int’l Ltd. – HSCEI Euro Put Wts May 2011 B 2011/05/24 2011/05/31
26859 KBC Fin Products Int’l Ltd. – HSCEI Euro Wts May 2011 2011/05/24 2011/05/31
26611 KBC Fin Products Int’l Ltd. – HSI Euro Put Wts May 2011 D 2011/05/24 2011/05/31
27760 KBC Fin Products Int’l Ltd. – HSI Euro Put Wts May 2011 E 2011/05/24 2011/05/31
27761 KBC Fin Products Int’l Ltd. – HSI Euro Put Wts May 2011 F 2011/05/24 2011/05/31
27762 KBC Fin Products Int’l Ltd. – HSI Euro Put Wts May 2011 G 2011/05/24 2011/05/31

Last Delisted
26607 KBC Fin Products Int’l Ltd. – HSI European Wts May 2011 A 2011/05/24 2011/05/31
26941 KBC Fin Products Int’l Ltd. – HSI European Wts May 2011 B 2011/05/24 2011/05/31
27751 KBC Fin Products Int’l Ltd. – HSI European Wts May 2011 C 2011/05/24 2011/05/31
27845 KBC Fin Products Int’l Ltd. – HSI European Wts May 2011 H 2011/05/24 2011/05/31
27671 KBC Fin Products Int’l Ltd. – ICBC European Wts May 2011 C 2011/05/24 2011/05/31
26579 Macquarie Bank Ltd. – Agricultural Bk European Put Wt May 11 2011/05/24 2011/05/31
17994 Macquarie Bank Ltd. – Air China European Warrants May 2011 2011/05/24 2011/05/31
24222 Macquarie Bank Ltd. – Alibaba European Warrants May 2011 2011/05/24 2011/05/31
26377 Macquarie Bank Ltd. – Avichina European Warrants May 2011 2011/05/24 2011/05/31
25924 Macquarie Bank Ltd. – CPIC European Warrants May 2011 2011/05/24 2011/05/31
26438 Macquarie Bank Ltd. – Evergrande European Warrants May 2011 2011/05/24 2011/05/31
25354 Macquarie Bank Ltd. – Geely Auto European Warrants May 2011A 2011/05/24 2011/05/31
22902 Macquarie Bank Ltd. – HSBC European Warrants May 2011 2011/05/24 2011/05/31
26044 Macquarie Bank Ltd. – HSCEI European Put Warrants May 2011 2011/05/24 2011/05/31
25922 Macquarie Bank Ltd. – HSCEI European Warrants May 2011 2011/05/24 2011/05/31
26542 Macquarie Bank Ltd. – HSI European Put Warrants May 2011 2011/05/24 2011/05/31
26538 Macquarie Bank Ltd. – HSI European Warrants May 2011 2011/05/24 2011/05/31
26379 Macquarie Bank Ltd. – LOccitane European Warrants May 2011 2011/05/24 2011/05/31
26380 Macquarie Bank Ltd. – Sands China European Warrants May 2011 2011/05/24 2011/05/31
26818 Macquarie Bank Ltd. – WISE CSI European Warrants May 2011 2011/05/24 2011/05/31
26574 Macquarie Bank Ltd. -Agricultural Bk European Warrants May11 2011/05/24 2011/05/31
25351 Macquarie Bank Ltd. -GCL-Poly Energy European Warrants May11 2011/05/24 2011/05/31
26378 Macquarie Bank Ltd. -Greatwall Motor European Warrants May11 2011/05/24 2011/05/31
27853 Merrill Lynch Int’l & Co. C.V. – CK(H) European Wts May 11B 2011/05/24 2011/05/31
17396 Merrill Lynch Int’l & Co. C.V. – HSBC Euro Wts May 2011 B 2011/05/24 2011/05/31
25998 Merrill Lynch Int’l & Co. C.V. – HSCEI Euro Put Wts May 2011 2011/05/24 2011/05/31
28844 Merrill Lynch Int’l & Co. C.V. – PetroChina Eu Wt May 2011 B 2011/05/24 2011/05/31
28543 Merrill Lynch Int’l & Co. C.V. -HSI European Put Wts May 11H 2011/05/24 2011/05/31
27297 Merrill Lynch Int’l & Co. C.V. -HSI European Put Wts May11E 2011/05/24 2011/05/31
27298 Merrill Lynch Int’l & Co. C.V. -HSI European Put Wts May11F 2011/05/24 2011/05/31
27299 Merrill Lynch Int’l & Co. C.V. -HSI European Put Wts May11G 2011/05/24 2011/05/31
26159 Merrill Lynch Int’l & Co. C.V. -HSI European Warrants May11A 2011/05/24 2011/05/31
26512 Merrill Lynch Int’l & Co. C.V. -HSI European Warrants May11B 2011/05/24 2011/05/31
27292 Merrill Lynch Int’l & Co. C.V. -HSI European Warrants May11C 2011/05/24 2011/05/31
27293 Merrill Lynch Int’l & Co. C.V. -HSI European Warrants May11D 2011/05/24 2011/05/31
27558 Nomura Int’l plc – HSI European Put Warrants May 2011 C 2011/05/24 2011/05/31
27559 Nomura Int’l plc – HSI European Put Warrants May 2011 D 2011/05/24 2011/05/31
27549 Nomura Int’l plc – HSI European Warrants May 2011 A 2011/05/24 2011/05/31
27550 Nomura Int’l plc – HSI European Warrants May 2011 B 2011/05/24 2011/05/31
28708 RB of Scotland N.V. – HSI European Put Warrants May 2011 2011/05/24 2011/05/31
26980 SGA Societe Generale Acceptance N.V. – Ch Mob Eu Wt May 11B 2011/05/24 2011/05/31
26787 SGA Societe Generale Acceptance N.V. – CK(H) Eu Wt May 2011A 2011/05/24 2011/05/31
26788 SGA Societe Generale Acceptance N.V. – CK(H) Eu Wt May 2011B 2011/05/24 2011/05/31
26790 SGA Societe Generale Acceptance N.V. – CK(H) Eu Wt May 2011C 2011/05/24 2011/05/31
27680 SGA Societe Generale Acceptance N.V. – CLife Eu Wt May 2011B 2011/05/24 2011/05/31
26008 SGA Societe Generale Acceptance N.V. – CP&CC Eur Wt May 11B 2011/05/24 2011/05/31
26662 SGA Societe Generale Acceptance N.V. – HKEx Eu Wt May 2011 C 2011/05/24 2011/05/31
27121 SGA Societe Generale Acceptance N.V. – HKEx Eu Wt May 2011 H 2011/05/24 2011/05/31
22968 SGA Societe Generale Acceptance N.V. – HSBC Eu Wt May 2011 A 2011/05/24 2011/05/31
26632 SGA Societe Generale Acceptance N.V. – HSCEI Eu Wt May 2011A 2011/05/24 2011/05/31
26633 SGA Societe Generale Acceptance N.V. – HSCEI Eu Wt May 2011B 2011/05/24 2011/05/31
26573 SGA Societe Generale Acceptance N.V. – HSI Eu Put Wt May 11D 2011/05/24 2011/05/31
27016 SGA Societe Generale Acceptance N.V. – HSI Eu Put Wt May 11E 2011/05/24 2011/05/31
27017 SGA Societe Generale Acceptance N.V. – HSI Eu Put Wt May 11F 2011/05/24 2011/05/31
27123 SGA Societe Generale Acceptance N.V. – HSI Eu Put Wt May 11H 2011/05/24 2011/05/31
26568 SGA Societe Generale Acceptance N.V. – HSI Eur Wt May 2011 A 2011/05/24 2011/05/31
27012 SGA Societe Generale Acceptance N.V. – HSI Eur Wt May 2011 B 2011/05/24 2011/05/31
27013 SGA Societe Generale Acceptance N.V. – HSI Eur Wt May 2011 C 2011/05/24 2011/05/31
27115 SGA Societe Generale Acceptance N.V. – HSI Eur Wt May 2011 G 2011/05/24 2011/05/31
27679 SGA Societe Generale Acceptance N.V. – HSI Eur Wt May 2011 I 2011/05/24 2011/05/31
26363 SGA Societe Generale Acceptance N.V. – HWL Eur Wt May 2011 A 2011/05/24 2011/05/31
26959 SGA Societe Generale Acceptance N.V. – HWL Eur Wt May 2011 B 2011/05/24 2011/05/31
27263 SGA Societe Generale Acceptance N.V. – R&F Ppt Eu Wts May 11 2011/05/24 2011/05/31
26664 SGA Societe Generale Acceptance N.V. – SHK P Eu Wt May 2011B 2011/05/24 2011/05/31
25483 SGA Societe Generale Acceptance N.V. – Tencent Eu Wt May 11 2011/05/24 2011/05/31
26673 SGA Societe Generale Acceptance N.V. -CITIC Pac Eu Wts May11 2011/05/24 2011/05/31
25831 SGA Societe Generale Acceptance N.V. -CP&CC Eur Wt May 2011A 2011/05/24 2011/05/31
26634 SGA Societe Generale Acceptance N.V. -HSCEI Eu Put Wt May 11 2011/05/24 2011/05/31
27027 Standard Chartered Bank – AIA European Warrants May 2011 2011/05/24 2011/05/31
23020 UBS AG – BYD European Warrants May 2011 A 2011/05/24 2011/05/31
26827 UBS AG – CC Bank European Warrants May 2011 B 2011/05/24 2011/05/31
27441 UBS AG – CC Bank European Warrants May 2011 C 2011/05/24 2011/05/31
28419 UBS AG – China Life European Warrants May 2011 B 2011/05/24 2011/05/31
27443 UBS AG – China Mobile European Warrants May 2011 B 2011/05/24 2011/05/31
25794 UBS AG – Henderson Land European Warrants May 2011 2011/05/24 2011/05/31
25310 UBS AG – HKEx European Warrants May 2011 A 2011/05/24 2011/05/31
25651 UBS AG – HKEx European Warrants May 2011 B 2011/05/24 2011/05/31
26878 UBS AG – HKEx European Warrants May 2011 H 2011/05/24 2011/05/31
27440 UBS AG – HSBC European Warrants May 2011 2011/05/24 2011/05/31
26060 UBS AG – HSI European Put Warrants May 2011 D 2011/05/24 2011/05/31
27414 UBS AG – HSI European Put Warrants May 2011 E 2011/05/24 2011/05/31
27956 UBS AG – HSI European Put Warrants May 2011 G 2011/05/24 2011/05/31
28038 UBS AG – HSI European Put Warrants May 2011 J 2011/05/24 2011/05/31
28884 UBS AG – HSI European Put Warrants May 2011 K 2011/05/24 2011/05/31
25752 UBS AG – HSI European Warrants May 2011 A 2011/05/24 2011/05/31
25903 UBS AG – HSI European Warrants May 2011 B 2011/05/24 2011/05/31
26561 UBS AG – HSI European Warrants May 2011 C 2011/05/24 2011/05/31

Last Delisted
27952 UBS AG – HSI European Warrants May 2011 F 2011/05/24 2011/05/31
28033 UBS AG – HSI European Warrants May 2011 H 2011/05/24 2011/05/31
28034 UBS AG – HSI European Warrants May 2011 I 2011/05/24 2011/05/31
28386 UBS AG – Hutchison European Warrants May 2011 2011/05/24 2011/05/31
25522 UBS AG – Tencent Holdings European Warrants May 2011 2011/05/24 2011/05/31
26041 BOCI Asia Ltd. – Belle Int’l European Warrants May 2011 B 2011/05/25 2011/06/01
25815 BOCI Asia Ltd. – Evergrande European Warrants May 2011 2011/05/25 2011/06/01
23726 BOCI Asia Ltd. – Tracker Fund European Warrants May 2011 2011/05/25 2011/06/01
28988 CC Rabobank B.A. – Cheung Kong European Warrants May 2011 2011/05/25 2011/06/01
27866 CC Rabobank B.A. – Esprit European Warrants May 2011 2011/05/25 2011/06/01
18239 CC Rabobank B.A. – HSBC European Warrants May 2011 A 2011/05/25 2011/06/01
27869 CC Rabobank B.A. – ICBC European Warrants May 2011 2011/05/25 2011/06/01
26910 Citigroup Global Mkt H Inc. – CNOOC Euro Put Wts May 2011 D 2011/05/25 2011/06/01
26872 Citigroup Global Mkt H Inc. – Jiangxi Copper Euro Wts May 11 2011/05/25 2011/06/01
28252 Credit Suisse AG – Esprit European Warrants May 2011 2011/05/25 2011/06/01
26856 Credit Suisse AG – Hutchison European Warrants May 2011 C 2011/05/25 2011/06/01
28526 Credit Suisse AG – Tencent Holdings European Put Wts May 11E 2011/05/25 2011/06/01
25494 Credit Suisse AG – Tencent Holdings European Wts May 2011 A 2011/05/25 2011/06/01
28684 Credit Suisse AG – Yanzhou Coal European Warrants May 2011 2011/05/25 2011/06/01
26686 Deutsche Bank AG – CNBM European Warrants May 2011 2011/05/25 2011/06/01
19386 Deutsche Bank AG – HSBC European Warrants May 2011 A 2011/05/25 2011/06/01
23037 HK Bank -BYD European Warrants May 2011 2011/05/25 2011/06/01
22346 J P Morgan SP BV – Sino-Ocean Land European Warrants May 11 2011/05/25 2011/06/01
26371 Merrill Lynch Int’l & Co. C.V. – HKEx Euro Wts May 2011 E 2011/05/25 2011/06/01
15201 Merrill Lynch Int’l & Co. C.V. – HSBC Euro Wts May 2011 A 2011/05/25 2011/06/01
28339 Nomura Int’l plc – Cheung Kong European Warrants May 2011 2011/05/25 2011/06/01
27052 Nomura Int’l plc – China Life European Put Warrants May 2011 2011/05/25 2011/06/01
26894 Nomura Int’l plc – China Life European Warrants May 2011 2011/05/25 2011/06/01
28070 Nomura Int’l plc – Hutchison European Warrants May 2011 2011/05/25 2011/06/01
26886 Nomura Int’l plc – JIANC European Warrants May 2011 A 2011/05/25 2011/06/01
27036 Nomura Int’l plc – JIANC European Warrants May 2011 B 2011/05/25 2011/06/01
28072 Nomura Int’l plc – JIANC European Warrants May 2011 C 2011/05/25 2011/06/01
27051 Nomura Int’l plc -Jiangxi Copper European Put Warrants May11 2011/05/25 2011/06/01
10017 RB of Scotland N.V. – Gold European Warrants May 2011 2011/05/25 2011/06/01
27054 UBS AG – AIA European Warrants May 2011 A 2011/05/25 2011/06/01
26639 BNP Paribas Arbit Issu B.V. – Ch Mobile Euro Wts Jun 2011 2011/05/26 2011/06/02
26063 BNP Paribas Arbit Issu B.V. – HKEx European Wts Jun 2011 B 2011/05/26 2011/06/02
25738 BNP Paribas Arbit Issu B.V. – Hutchison European Wts Jun 11 2011/05/26 2011/06/02
25097 BNP Paribas Arbit Issu B.V. -Li Ning European Warrants Jun11 2011/05/26 2011/06/02
27302 BOCI Asia Ltd. – CPIC European Warrants Jun 2011 2011/05/26 2011/06/02
26354 CC Rabobank B.A. – Fushan Energy European Warrants Jun 2011 2011/05/26 2011/06/02
17277 CC Rabobank B.A. – HSBC European Warrants Jun 2011 2011/05/26 2011/06/02
27390 Citigroup Global Mkt H Inc. – CNOOC European Wts Jun 2011 B 2011/05/26 2011/06/02
26938 Citigroup Global Mkt H Inc. – HS Bank European Wts Jun 2011 2011/05/26 2011/06/02
23962 Citigroup Global Mkt H Inc. – SHK Ppt Euro Put Wts Jun 2011 2011/05/26 2011/06/02
28062 Credit Suisse AG – CNOOC European Warrants Jun 2011 C 2011/05/26 2011/06/02
27093 Deutsche Bank AG – AIA European Warrants Jun 2011 2011/05/26 2011/06/02
27322 Goldman Sachs SP (Asia) – AIA European Warrants Jun 2011 2011/05/26 2011/06/02
27505 J P Morgan SP BV – CNOOC European Warrants Jun 2011 C 2011/05/26 2011/06/02
26401 KBC Fin Products Int’l Ltd. – AIA European Warrants Jun2011A 2011/05/26 2011/06/02
24801 KBC Fin Products Int’l Ltd. – BOC HK Euro Put Wts Jun 2011 2011/05/26 2011/06/02
27667 KBC Fin Products Int’l Ltd. – BOCL European Wts Jun 2011 B 2011/05/26 2011/06/02
27668 KBC Fin Products Int’l Ltd. – CC Bank Euro Wts Jun 2011 A 2011/05/26 2011/06/02
26991 KBC Fin Products Int’l Ltd. – Ch Overseas Euro Wts Jun 2011 2011/05/26 2011/06/02
28678 KBC Fin Products Int’l Ltd. – Cheung Kong Eur Wts Jun 2011 B 2011/05/26 2011/06/02
24572 KBC Fin Products Int’l Ltd. – China Coal Euro Wts Jun 2011 2011/05/26 2011/06/02
27690 KBC Fin Products Int’l Ltd. – China Life Euro Wts Jun 2011 B 2011/05/26 2011/06/02
23217 KBC Fin Products Int’l Ltd. – China Unicom Euro Wts Jun 2011 2011/05/26 2011/06/02
25566 KBC Fin Products Int’l Ltd. – CNOOC Euro Put Wts Jun 2011 A 2011/05/26 2011/06/02
25193 KBC Fin Products Int’l Ltd. – CNOOC European Wts Jun 2011 C 2011/05/26 2011/06/02
28068 KBC Fin Products Int’l Ltd. – CNOOC European Wts Jun 2011 D 2011/05/26 2011/06/02
23805 KBC Fin Products Int’l Ltd. – HKEx European Put Wts Jun 11C 2011/05/26 2011/06/02
26555 KBC Fin Products Int’l Ltd. – HKEx European Warrants Jun 11A 2011/05/26 2011/06/02
26988 KBC Fin Products Int’l Ltd. – HS Bank European Wts Jun 2011 2011/05/26 2011/06/02
23345 KBC Fin Products Int’l Ltd. – Hutchison Euro Wts Jun 2011 A 2011/05/26 2011/06/02
26139 KBC Fin Products Int’l Ltd. – MTRC European Wts Jun 2011 2011/05/26 2011/06/02
24106 KBC Fin Products Int’l Ltd. – New World European Wts Jun11 A 2011/05/26 2011/06/02
22919 KBC Fin Products Int’l Ltd. – SHK Ppt Euro Put Wts Jun 2011A 2011/05/26 2011/06/02
27967 KBC Fin Products Int’l Ltd. – Tencent Holdings Eu Wt Jun11D 2011/05/26 2011/06/02
26931 KBC Fin Products Int’l Ltd. -CMB European Put Warrants Jun11 2011/05/26 2011/06/02
24202 KBC Fin Products Int’l Ltd-Tencent Holdings Eu Put Wt Jun11A 2011/05/26 2011/06/02
26578 Macquarie Bank Ltd. – Wharf European Warrants Jun 2011 2011/05/26 2011/06/02
27990 SGA Societe Generale Acceptance N.V. – BYD Euro Wts Jun 2011 2011/05/26 2011/06/02
28008 SGA Societe Generale Acceptance N.V. – CCB Eur Wt Jun 2011 A 2011/05/26 2011/06/02
28127 SGA Societe Generale Acceptance N.V. – CCB Eur Wt Jun 2011 B 2011/05/26 2011/06/02
27419 SGA Societe Generale Acceptance N.V. – CLife Eu Wt Jun 2011C 2011/05/26 2011/06/02
26480 SGA Societe Generale Acceptance N.V. – CPIC Euro Wts Jun 11A 2011/05/26 2011/06/02
26800 SGA Societe Generale Acceptance N.V. – Dongfeng Eu Wt Jun11B 2011/05/26 2011/06/02
25479 SGA Societe Generale Acceptance N.V. – HKEx Eu Wt Jun 2011 B 2011/05/26 2011/06/02
28130 SGA Societe Generale Acceptance N.V. – HWL Eur Wt Jun 2011 E 2011/05/26 2011/06/02
24424 SGA Societe Generale Acceptance N.V. – SHK P Eu Wt Jun 2011 2011/05/26 2011/06/02
27082 SGA Societe Generale Acceptance N.V. -AIA European Wt Jun11A 2011/05/26 2011/06/02
27083 SGA Societe Generale Acceptance N.V. -AIA European Wt Jun11B 2011/05/26 2011/06/02
26881 Standard Chartered Bank – CC Bank European Warrants Jun 11B 2011/05/26 2011/06/02
28426 BNP Paribas Arbit Issu B.V. – Cheung Kong Euro Wt Jun 2011 2011/05/27 2011/06/03
20267 BNP Paribas Arbit Issu B.V. – HKEx European Wts Jun 2011 A 2011/05/27 2011/06/03
16298 BNP Paribas Arbit Issu B.V. – HSBC European Wts Jun 2011 A 2011/05/27 2011/06/03

Last Delisted
28152 BNP Paribas Arbit Issu B.V. – HSBC European Wts Jun 2011 C 2011/05/27 2011/06/03
27380 CC Rabobank B.A. – CNOOC European Warrants Jun 2011 B 2011/05/27 2011/06/03
27151 HK Bank – Esprit European Warrants Jun 2011 A 2011/05/27 2011/06/03
27183 J P Morgan SP BV – China Mob European Wts Jun 2011 A 2011/05/27 2011/06/03
27184 J P Morgan SP BV – Lenovo European Warrants Jun 2011 A 2011/05/27 2011/06/03
27153 J P Morgan SP BV – Tencent European Warrants Jun 2011 A 2011/05/27 2011/06/03
26866 KBC Fin Products Int’l Ltd. – HSBC European Wts Jun 2011 A 2011/05/27 2011/06/03
27064 Macquarie Bank Ltd. – AIA European Warrants Jun 2011 2011/05/27 2011/06/03
25253 Macquarie Bank Ltd. – Angang Steel European Wts Jun 2011 2011/05/27 2011/06/03
26668 Macquarie Bank Ltd. – BankComm European Warrants Jun 2011 2011/05/27 2011/06/03
23966 Macquarie Bank Ltd. – BOCHK European Warrants Jun 2011 A 2011/05/27 2011/06/03
26432 Macquarie Bank Ltd. – Ch Oilfield European Warrants Jun 2011 2011/05/27 2011/06/03
26598 Macquarie Bank Ltd. – China Mobile European Wts Jun 2011 A 2011/05/27 2011/06/03
25943 Macquarie Bank Ltd. – China Shenhua European Wts Jun 2011 2011/05/27 2011/06/03
26441 Macquarie Bank Ltd. – CITIC Pacific European Warrants Jun 11 2011/05/27 2011/06/03
26165 Macquarie Bank Ltd. – CM Bank European Put Warrants Jun 2011 2011/05/27 2011/06/03
26161 Macquarie Bank Ltd. – CM Bank European Warrants Jun 2011 2011/05/27 2011/06/03
25297 Macquarie Bank Ltd. – CNOOC European Put Warrants Jun 2011 2011/05/27 2011/06/03
26737 Macquarie Bank Ltd. – HKEx European Put Warrants Jun 2011 2011/05/27 2011/06/03
26733 Macquarie Bank Ltd. – HKEx European Warrants Jun 2011 A 2011/05/27 2011/06/03
26849 Macquarie Bank Ltd. – HKEx European Warrants Jun 2011 B 2011/05/27 2011/06/03
28058 Macquarie Bank Ltd. – HSBC European Warrants Jun 2011 A 2011/05/27 2011/06/03
24045 Macquarie Bank Ltd. – Hutchison European Warrants Jun 2011 A 2011/05/27 2011/06/03
25702 Macquarie Bank Ltd. – Hutchison European Warrants Jun 2011 B 2011/05/27 2011/06/03
26180 Macquarie Bank Ltd. – Jiangxi Copper European Put Wts Jun11 2011/05/27 2011/06/03
22304 Macquarie Bank Ltd. – R&F Ppt European Warrants Jun 2011 2011/05/27 2011/06/03
26163 Macquarie Bank Ltd. – Sinopharm European Warrants Jun 2011 2011/05/27 2011/06/03
24633 Macquarie Bank Ltd. – Tencent European Put Warrants Jun 11A 2011/05/27 2011/06/03
25785 Macquarie Bank Ltd. – Tencent European Put Warrants Jun 11B 2011/05/27 2011/06/03
25865 Macquarie Bank Ltd. – Tencent European Put Warrants Jun 11C 2011/05/27 2011/06/03
25536 Macquarie Bank Ltd. – Tencent European Warrants Jun 2011 2011/05/27 2011/06/03
22804 RB of Scotland N.V. – HSBC European Warrants Jun 2011 A 2011/05/27 2011/06/03
26548 RB of Scotland N.V. – HWL European Warrants Jun 2011 A 2011/05/27 2011/06/03
27396 Standard Chartered Bank – China Coal European Warrants Jun11 2011/05/27 2011/06/03
27778 Standard Chartered Bank – HSBC European Warrants Jun 2011 C 2011/05/27 2011/06/03
21707 BNP Paribas Arbit Issu B.V. – Ch Mobile Eu Put Wt Jun 2011 2011/05/30 2011/06/07
18617 BNP Paribas Arbit Issu B.V. – HSBC European Wts Jun 2011 B 2011/05/30 2011/06/07
26361 BOCI Asia Ltd. – Sinopharm European Warrants Jun 2011 2011/05/30 2011/06/07
24327 CC Rabobank B.A. – A50 China European Warrants Jun 2011 A 2011/05/30 2011/06/07
26764 CC Rabobank B.A. – AIA European Warrants Jun 2011 2011/05/30 2011/06/07
27598 CC Rabobank B.A. – Anhui Conch European Warrants Jun 2011 2011/05/30 2011/06/07
27191 CC Rabobank B.A. – Ch Ship Cont European Warrants Jun 2011 2011/05/30 2011/06/07
27190 CC Rabobank B.A. – China Dongxiang European Warrants Jun 11 2011/05/30 2011/06/07
27192 CC Rabobank B.A. – Evergrande European Warrants Jun 2011 2011/05/30 2011/06/07
27193 CC Rabobank B.A. – Shanghai Electric European Warrants Jun11 2011/05/30 2011/06/07
24368 Citigroup Global Mkt H Inc. – A50 China Euro Wts Jun 2011 A 2011/05/30 2011/06/07
26367 Citigroup Global Mkt H Inc. – Agricultural Bk Eu Wt Jun 2011 2011/05/30 2011/06/07
27348 Citigroup Global Mkt H Inc. – CNBM European Warrants Jun 11B 2011/05/30 2011/06/07
29163 Credit Suisse AG – HSBC European Wts Jun 2011 C 2011/05/30 2011/06/07
27524 Deutsche Bank AG – HSBC European Warrants Jun 2011 F 2011/05/30 2011/06/07
28309 Goldman Sachs SP (Asia) – HSBC European Warrants Jun 2011 A 2011/05/30 2011/06/07
28240 HK Bank – China Life European Warrants Jun 2011 A 2011/05/30 2011/06/07
27196 J P Morgan Int’l Der. Ltd. – CC Bank European Wts Jun 2011 A 2011/05/30 2011/06/07
27197 J P Morgan Int’l Der. Ltd. – CC Bank European Wts Jun 2011 B 2011/05/30 2011/06/07
27194 J P Morgan SP BV – Agricultural Bk European Warrants Jun 11A 2011/05/30 2011/06/07
23220 KBC Fin Products Int’l Ltd. – A50 Ch Euro Wts Jun 2011 A 2011/05/30 2011/06/07
26713 KBC Fin Products Int’l Ltd. – BOC HK European Wts Jun 2011 2011/05/30 2011/06/07
26769 KBC Fin Products Int’l Ltd. – BYD European Warrants Jun 2011 2011/05/30 2011/06/07
27669 KBC Fin Products Int’l Ltd. – CC Bank Euro Wts Jun 2011 B 2011/05/30 2011/06/07
26978 KBC Fin Products Int’l Ltd. – Ch Mobile Euro Wt Jun 2011 2011/05/30 2011/06/07
26770 KBC Fin Products Int’l Ltd. – Cheung Kong Eur Wts Jun 2011 A 2011/05/30 2011/06/07
26929 KBC Fin Products Int’l Ltd. – China Life Euro Wts Jun 2011 A 2011/05/30 2011/06/07
25771 KBC Fin Products Int’l Ltd. – CMB European Warrants Jun 2011 2011/05/30 2011/06/07
26942 KBC Fin Products Int’l Ltd. – Hutchison Euro Wts Jun 2011 C 2011/05/30 2011/06/07
24113 KBC Fin Products Int’l Ltd. – Li & Fung Euro Put Wt Jun11 2011/05/30 2011/06/07
23470 Macquarie Bank Ltd. – A50 China European Warrants Jun 2011 A 2011/05/30 2011/06/07
23522 Macquarie Bank Ltd. – BYD European Warrants Jun 2011 B 2011/05/30 2011/06/07
26789 Macquarie Bank Ltd. – CC Bank European Put Warrants Jun 2011 2011/05/30 2011/06/07
25858 Macquarie Bank Ltd. – CC Bank European Warrants Jun 2011 A 2011/05/30 2011/06/07
26785 Macquarie Bank Ltd. – CC Bank European Warrants Jun 2011 B 2011/05/30 2011/06/07
26245 Macquarie Bank Ltd. – China Life European Put Wts Jun 2011 2011/05/30 2011/06/07
26541 Macquarie Bank Ltd. – SHK Ppt European Put Warrants Jun 2011 2011/05/30 2011/06/07
26833 Merrill Lynch Int’l & Co. C.V. – CNOOC Euro Put Wts Jun 11E 2011/05/30 2011/06/07
26717 Merrill Lynch Int’l & Co. C.V. – HKEx Euro Wts Jun 2011 F 2011/05/30 2011/06/07
24709 Nomura Int’l plc – A50 China European Warrants Jun 2011 B 2011/05/30 2011/06/07
28510 RB of Scotland N.V. – HSBC European Warrants Jun 2011 D 2011/05/30 2011/06/07
26995 RB of Scotland N.V. – Tencent Holdings European Wts Jun 11C 2011/05/30 2011/06/07
26653 Standard Chartered Bank – China Mobile European Wts Jun2011A 2011/05/30 2011/06/07
25538 Barclays Bank plc – BOCL European Warrants Jun 2011 2011/05/31 2011/06/08
20475 Barclays Bank plc – BYD European Warrants Jun 2011 2011/05/31 2011/06/08
26209 Barclays Bank plc – China Mobile European Wts Jun 2011 2011/05/31 2011/06/08
25541 Barclays Bank plc – China Shenhua European Warrants Jun 2011 2011/05/31 2011/06/08
26719 Barclays Bank plc – HSBC European Warrants Jun 2011 2011/05/31 2011/06/08
22879 BNP Paribas Arbit Issu B.V. – China Overseas Euro Wts Jun 11 2011/05/31 2011/06/08
21416 BNP Paribas Arbit Issu B.V. – Sino-Ocean Land Euro Wts Jun11 2011/05/31 2011/06/08
26281 BOCI Asia Ltd. – Dongfeng Motor European Warrants Jun 2011 2011/05/31 2011/06/08
26730 BOCI Asia Ltd. – HSBC European Warrants Jun 2011 2011/05/31 2011/06/08

Last Delisted
27091 BOCI Asia Ltd. – Yurun Food European Warrants Jun 2011 B 2011/05/31 2011/06/08
26340 Citigroup Global Mkt H Inc. – BOCL European Wts Jun 2011 2011/05/31 2011/06/08
27290 Citigroup Global Mkt H Inc. – Ch Overseas Euro Wts Jun 2011B 2011/05/31 2011/06/08
24933 Citigroup Global Mkt H Inc. – CNBM European Warrants Jun 11A 2011/05/31 2011/06/08
24982 Citigroup Global Mkt H Inc. – CNOOC Euro Put Wts Jun 2011 2011/05/31 2011/06/08
26169 Citigroup Global Mkt H Inc. – CPIC European Warrants Jun 11 2011/05/31 2011/06/08
26091 Citigroup Global Mkt H Inc.-Henderson Land Dev Eur Wts Jun11 2011/05/31 2011/06/08
24427 Credit Suisse AG – A50 China European Warrants Jun 2011 A 2011/05/31 2011/06/08
26599 Credit Suisse AG – Cheung Kong European Warrants Jun 2011 A 2011/05/31 2011/06/08
27635 Credit Suisse AG – China Coal European Warrants Jun 2011 2011/05/31 2011/06/08
28100 Credit Suisse AG – Hutchison European Warrants Jun 2011 B 2011/05/31 2011/06/08
29164 Credit Suisse AG – Jiangxi Copper European Wts Jun 2011 B 2011/05/31 2011/06/08
28257 Credit Suisse AG – Yanzhou Coal European Warrants Jun 2011 A 2011/05/31 2011/06/08
28840 Credit Suisse AG – Yanzhou Coal European Warrants Jun 2011 B 2011/05/31 2011/06/08
24448 Deutsche Bank AG – Dongfeng Motor European Warrants Jun 11 2011/05/31 2011/06/08
23355 Deutsche Bank AG – A50 China European Warrants Jun 2011 A 2011/05/31 2011/06/08
24887 Deutsche Bank AG – Angang Steel European Warrants Jun 2011 A 2011/05/31 2011/06/08
28206 Deutsche Bank AG – Anhui Conch European Warrants Jun 2011 2011/05/31 2011/06/08
28105 Deutsche Bank AG – BankComm European Warrants Jun 2011 2011/05/31 2011/06/08
27386 Deutsche Bank AG – BOCL European Warrants Jun 2011 2011/05/31 2011/06/08
27432 Deutsche Bank AG – China Coal European Warrants Jun 2011 B 2011/05/31 2011/06/08
27110 Deutsche Bank AG – China Life European Warrants Jun 2011 A 2011/05/31 2011/06/08
27112 Deutsche Bank AG – China Life European Warrants Jun 2011 C 2011/05/31 2011/06/08
22755 Deutsche Bank AG – China Mobile European Put Wts Jun 2011 2011/05/31 2011/06/08
26225 Deutsche Bank AG – CITIC Pacific European Warrants Jun 2011 2011/05/31 2011/06/08
28060 Deutsche Bank AG – CNOOC European Warrants Jun 2011 B 2011/05/31 2011/06/08
27171 Deutsche Bank AG – HSBC European Warrants Jun 2011 C 2011/05/31 2011/06/08
27172 Deutsche Bank AG – HSBC European Warrants Jun 2011 D 2011/05/31 2011/06/08
27173 Deutsche Bank AG – HSBC European Warrants Jun 2011 E 2011/05/31 2011/06/08
26751 Deutsche Bank AG – Jiangxi Copper European Warrants Jun 2011 2011/05/31 2011/06/08
26554 Deutsche Bank AG – SJM Holdings European Warrants Jun 2011 B 2011/05/31 2011/06/08
28903 Goldman Sachs SP (Asia) – A50 China European Wts Jun 2011 B 2011/05/31 2011/06/08
27125 Goldman Sachs SP (Asia) – BOCL European Warrants Jun 2011 2011/05/31 2011/06/08
27059 Goldman Sachs SP (Asia) – China Mobile Euro Wts Jun 2011 A 2011/05/31 2011/06/08
28260 Goldman Sachs SP (Asia) – CPIC European Warrants Jun 2011 2011/05/31 2011/06/08
28310 Goldman Sachs SP (Asia) – HSBC European Warrants Jun 2011 B 2011/05/31 2011/06/08
27128 Goldman Sachs SP (Asia) – Hutchison European Wts Jun 2011A 2011/05/31 2011/06/08
27227 Goldman Sachs SP (Asia) – Ping An European Warrants Jun 2011 2011/05/31 2011/06/08
28741 Goldman Sachs SP (Asia) – Wharf European Warrants Jun 2011 2011/05/31 2011/06/08
27229 J P Morgan SP BV – Anta Sports European Warrants Jun 2011 2011/05/31 2011/06/08
27234 J P Morgan SP BV – BEA European Warrants Jun 2011 2011/05/31 2011/06/08
27230 J P Morgan SP BV – Cathay Pacific European Warrants Jun 2011 2011/05/31 2011/06/08
27007 J P Morgan SP BV – China Life European Warrants Jun 2011 A 2011/05/31 2011/06/08
21588 J P Morgan SP BV – China Unicom European Warrants Jun 2011 2011/05/31 2011/06/08
27233 J P Morgan SP BV – Esprit European Wts Jun 2011 B 2011/05/31 2011/06/08
28115 KBC Fin Products Int’l Ltd. – Hutchison Euro Wts Jun 2011 F 2011/05/31 2011/06/08
24406 Macquarie Bank Ltd. – Belle Int’l European Warrants Jun 2011 2011/05/31 2011/06/08
26580 Macquarie Bank Ltd. – Cheung Kong European Put Wts Jun 2011 2011/05/31 2011/06/08
25859 Macquarie Bank Ltd. – CNBM European Warrants Jun 2011 B 2011/05/31 2011/06/08
24691 Macquarie Bank Ltd. – Golden Eagle European Warrants Jun 11 2011/05/31 2011/06/08
23397 Merrill Lynch Int’l & Co. C.V. – A50 China Eur Wt Jun 2011 A 2011/05/31 2011/06/08
19136 Merrill Lynch Int’l & Co. C.V. – Ch Mobile Eu Put Wt Jun 11 2011/05/31 2011/06/08
28847 Merrill Lynch Int’l & Co. C.V. – CNOOC Euro Put Wts Jun 11H 2011/05/31 2011/06/08
28168 Merrill Lynch Int’l & Co. CV-Agricultural Bk Eu Put Wt Jun11 2011/05/31 2011/06/08
28342 Nomura Int’l plc – Wharf European Warrants Jun 2011 2011/05/31 2011/06/08
26137 RB of Scotland N.V. – HKEx European Warrants Jun 2011 B 2011/05/31 2011/06/08
26138 RB of Scotland N.V. – ICBC European Warrants Jun 2011 A 2011/05/31 2011/06/08
27249 RB of Scotland N.V. – ICBC European Warrants Jun 2011 C 2011/05/31 2011/06/08
28159 UBS AG – CC Bank European Warrants Jun 2011 A 2011/05/31 2011/06/08
28574 UBS AG – CC Bank European Warrants Jun 2011 B 2011/05/31 2011/06/08
27444 UBS AG – China Life European Warrants Jun 2011 B 2011/05/31 2011/06/08
21348 UBS AG – China Mobile European Put Warrants Jun 2011 2011/05/31 2011/06/08
18267 UBS AG – HSBC European Warrants Jun 2011 A 2011/05/31 2011/06/08
29216 UBS AG – HSBC European Warrants Jun 2011 F 2011/05/31 2011/06/08
28881 UBS AG – ICBC European Warrants Jun 2011 C 2011/05/31 2011/06/08
27445 UBS AG – Jiangxi Copper European Warrants Jun 2011 B 2011/05/31 2011/06/08
27189 CC Rabobank B.A. – Agile Ppt European Warrants Jun 2011 2011/06/01 2011/06/09
26844 CC Rabobank B.A. – C Transmission European Warrants Jun2011A 2011/06/01 2011/06/09
27239 CC Rabobank B.A. – Datang European Warrants Jun 2011 2011/06/01 2011/06/09
27240 CC Rabobank B.A. – Huaneng Power European Warrants Jun 2011 2011/06/01 2011/06/09
27241 CC Rabobank B.A. – Shanghai Ind European Warrants Jun 2011 2011/06/01 2011/06/09
22732 Citigroup Global Mkt H Inc. – BYD European Warrants Jun 11B 2011/06/01 2011/06/09
27067 Citigroup Global Mkt H Inc. – Lenovo European Warrants Jun11 2011/06/01 2011/06/09
27068 Citigroup Global Mkt H Inc. – Ping An Euro Wts Jun 2011 2011/06/01 2011/06/09
10018 Deutsche Bank AG – Gold European Warrants Jun 2011 2011/06/01 2011/06/09
10025 Deutsche Bank AG – Oil Futures European Put Warrants Jun 11 2011/06/01 2011/06/09
10021 Deutsche Bank AG – Oil Futures European Warrants Jun 2011 2011/06/01 2011/06/09
26409 HK Bank – AIA European Warrants Jun 2011 2011/06/01 2011/06/09
26615 HK Bank – Henderson Land Dev European Warrants Jun 2011 2011/06/01 2011/06/09
25822 HK Bank – Yanzhou Coal European Warrants Jun 2011 2011/06/01 2011/06/09
27289 KBC Fin Products Int’l Ltd. – BankComm Eur Put Wt Jun 2011 2011/06/01 2011/06/09
27285 KBC Fin Products Int’l Ltd. – BankComm Euro Wts Jun 2011 2011/06/01 2011/06/09
26774 KBC Fin Products Int’l Ltd. – BYD European Put Wts Jun 2011 2011/06/01 2011/06/09
26243 KBC Fin Products Int’l Ltd. – Ch Comm Cons Eur Put Wt Jun 11 2011/06/01 2011/06/09
26944 KBC Fin Products Int’l Ltd. – Ch Mobile Eu Put Wt Jun 2011 2011/06/01 2011/06/09
26933 KBC Fin Products Int’l Ltd. – China Life Eur Put Wt Jun 2011 2011/06/01 2011/06/09
26989 KBC Fin Products Int’l Ltd. – Hutchison Eur Put Wts Jun 2011 2011/06/01 2011/06/09

Last Delisted
25805 KBC Fin Products Int’l Ltd. – Jiangxi Copper Eu Wts Jun 2011 2011/06/01 2011/06/09
24107 KBC Fin Products Int’l Ltd. – Li & Fung European Wts Jun11 2011/06/01 2011/06/09
25463 KBC Fin Products Int’l Ltd. – SHK Ppt Euro Put Wts Jun 2011B 2011/06/01 2011/06/09
25807 KBC Fin Products Int’l Ltd. – Tencent Holdings Eu Wt Jun 11C 2011/06/01 2011/06/09
25863 Macquarie Bank Ltd. – Ping An European Warrants Jun 2011 2011/06/01 2011/06/09
24869 Macquarie Bank Ltd. – Wynn Macau European Warrants Jun 2011 2011/06/01 2011/06/09
28166 Merrill Lynch Int’l & Co. C.V. – Ch Mobile Eur Wt Jun 2011 A 2011/06/01 2011/06/09
17840 Merrill Lynch Int’l & Co. C.V. – HS Bank Euro Wts Jun 2011 A 2011/06/01 2011/06/09
29111 Nomura Int’l plc – Ping An European Warrants Jun 2011 2011/06/01 2011/06/09
23638 SGA Societe Generale Acceptance N.V. – A50 Ch Eu Wt Jun 11A 2011/06/01 2011/06/09
24131 SGA Societe Generale Acceptance N.V. – CCoal Eur Wt Jun 2011 2011/06/01 2011/06/09
27258 SGA Societe Generale Acceptance N.V. – Ch Mob Eu Wt Jun 11A 2011/06/01 2011/06/09
27259 SGA Societe Generale Acceptance N.V. – Ch Mob Eu Wt Jun 11B 2011/06/01 2011/06/09
27418 SGA Societe Generale Acceptance N.V. – CLife Eu Wt Jun 2011B 2011/06/01 2011/06/09
21859 SGA Societe Generale Acceptance N.V. – CMob Eu Put Wt Jun 11 2011/06/01 2011/06/09
27261 SGA Societe Generale Acceptance N.V. – Esprit Euro Wts Jun11 2011/06/01 2011/06/09
27262 SGA Societe Generale Acceptance N.V. – GCL-Poly Eu Wt Jun11C 2011/06/01 2011/06/09
27326 SGA Societe Generale Acceptance N.V. – HKEx Eu Wt Jun 2011 C 2011/06/01 2011/06/09
28290 SGA Societe Generale Acceptance N.V. – HSBC Eu Wt Jun 2011 C 2011/06/01 2011/06/09
28626 SGA Societe Generale Acceptance N.V. – ICBC Eu Wt Jun 2011 B 2011/06/01 2011/06/09
28293 SGA Societe Generale Acceptance N.V. – Ping An Eu Wt Jun 11 2011/06/01 2011/06/09
28408 SGA Societe Generale Acceptance N.V. -AIA European Wt Jun11C 2011/06/01 2011/06/09
27260 SGA Societe Generale Acceptance N.V-Ch Overseas Eu Wt Jun11B 2011/06/01 2011/06/09
24400 Standard Chartered Bank – A50 China European Warrants Jun 11 2011/06/01 2011/06/09
23426 Citigroup Global Mkt H Inc. – China Coal European Wts Jun 11 2011/06/02 2011/06/10
23169 Citigroup Global Mkt H Inc. – Hutchison Euro Wts Jun 2011 2011/06/02 2011/06/10
27921 Merrill Lynch Int’l & Co. C.V. – CNOOC European Wts Jun 11G 2011/06/02 2011/06/10
26620 UBS AG – CNOOC European Warrants Jun 2011 B 2011/06/02 2011/06/10
29283 UBS AG – HSBC European Warrants Jun 2011 G 2011/06/02 2011/06/10
17773 CC Rabobank B.A. – Ch Mobile European Put Wts Jun 2011 2011/06/03 2011/06/13
24595 CC Rabobank B.A. – China Coal European Warrants Jun 2011 A 2011/06/03 2011/06/13
26296 CC Rabobank B.A. – China Shenhua European Warrants Jun 2011 2011/06/03 2011/06/13
25378 CC Rabobank B.A. – CITIC Pacific European Warrants Jun 2011 2011/06/03 2011/06/13
29082 CC Rabobank B.A. – Hutchison European Warrants Jun 2011 2011/06/03 2011/06/13
26299 CC Rabobank B.A. – Yanzhou Coal European Warrants Jun 2011 2011/06/03 2011/06/13
25953 Citigroup Global Mkt H Inc. -Yanzhou Coal European Wt Jun11B 2011/06/03 2011/06/13
28251 Credit Suisse AG – Cheung Kong European Warrants Jun 2011 B 2011/06/03 2011/06/13
29286 Credit Suisse AG – HSBC European Wts Jun 2011 D 2011/06/03 2011/06/13
10010 Deutsche Bank AG – Nikkei 225 Index Euro Put Wts Jun 2011 2011/06/03 2011/06/13
10006 Deutsche Bank AG – Nikkei 225 Index European Wts Jun 2011 2011/06/03 2011/06/13
27341 J P Morgan SP BV – Minsheng Bank European Warrants Jun 2011A 2011/06/03 2011/06/13
26205 KBC Fin Products Int’l Ltd. – CNOOC Euro Put Wts Jun 2011 B 2011/06/03 2011/06/13
24108 KBC Fin Products Int’l Ltd. – Wharf European Warrants Jun11A 2011/06/03 2011/06/13
24112 KBC Fin Products Int’l Ltd. -HuanengPower Euro Put Wt Jun11 2011/06/03 2011/06/13
25714 KBC Fin Products Int’l Ltd. -Zijin Mining European Wt Jun 11 2011/06/03 2011/06/13
27856 Merrill Lynch Int’l & Co. C.V. – Hutchison Euro Wts Jun 11C 2011/06/03 2011/06/13
26549 RB of Scotland N.V. – ICBC European Warrants Jun 2011 B 2011/06/03 2011/06/13
10808 RB of Scotland N.V. – RICER Index European Warrants Jun 2011 2011/06/03 2011/06/13
21325 Barclays Bank plc – China Mobile European Put Wts Jun 2011 2011/06/07 2011/06/14
23113 Barclays Bank plc – ChiUnicom European Warrants Jun 2011 2011/06/07 2011/06/14
25212 Barclays Bank plc – Hutchison European Warrants Jun 2011 2011/06/07 2011/06/14
24688 BOCI Asia Ltd. – A50 China European Warrants Jun 2011 A 2011/06/07 2011/06/14
24831 BOCI Asia Ltd. – Anta Sports European Warrants Jun 2011 2011/06/07 2011/06/14
24237 BOCI Asia Ltd. – Hutchison European Warrants Jun 2011 2011/06/07 2011/06/14
27438 CC Rabobank B.A. – Maanshan Iron European Wts Jun 2011 B 2011/06/07 2011/06/14
27971 CC Rabobank B.A. – Minsheng Bank European Wts Jun 2011 B 2011/06/07 2011/06/14
28937 Citigroup Global Mkt H Inc. – China Shenhua Eur Wts Jun 11B 2011/06/07 2011/06/14
26939 Citigroup Global Mkt H Inc. – Wharf European Wts Jun 2011 2011/06/07 2011/06/14
27738 Credit Suisse AG – Agricultural Bank European Wts Jun 2011 A 2011/06/07 2011/06/14
29225 Credit Suisse AG – BOCL European Warrants Jun 2011 B 2011/06/07 2011/06/14
25766 Credit Suisse AG – CNOOC European Put Warrants Jun 2011 D 2011/06/07 2011/06/14
26696 Credit Suisse AG – HKEx European Warrants Jun 2011 E 2011/06/07 2011/06/14
29291 Credit Suisse AG – Hutchison European Warrants Jun 2011 G 2011/06/07 2011/06/14
28925 Credit Suisse AG – ICBC European Warrants Jun 2011 D 2011/06/07 2011/06/14
29222 Credit Suisse AG – Jiangxi Copper European Wts Jun 2011 C 2011/06/07 2011/06/14
25762 Credit Suisse AG – SHK Ppt European Put Warrants Jun 2011 A 2011/06/07 2011/06/14
25765 Credit Suisse AG – Tencent Holdings European Put Wts Jun 11B 2011/06/07 2011/06/14
25757 Credit Suisse AG – Tencent Holdings European Wts Jun 2011 C 2011/06/07 2011/06/14
22714 Deutsche Bank AG – BYD European Warrants Jun 2011 2011/06/07 2011/06/14
27111 Deutsche Bank AG – China Life European Warrants Jun 2011 B 2011/06/07 2011/06/14
26131 Deutsche Bank AG – CNBM European Warrants Jun 2011 2011/06/07 2011/06/14
27062 Deutsche Bank AG – Ping An European Warrants Jun 2011 2011/06/07 2011/06/14
25797 Deutsche Bank AG – Yanzhou Coal European Warrants Jun 2011 A 2011/06/07 2011/06/14
26689 Deutsche Bank AG – Yanzhou Coal European Warrants Jun 2011 B 2011/06/07 2011/06/14
27325 Goldman Sachs SP (Asia) – Ch Comm Cons European Wts Jun 2011 2011/06/07 2011/06/14
26265 Goldman Sachs SP (Asia) – China Life Euro Wts Jun 2011 A 2011/06/07 2011/06/14
27382 Goldman Sachs SP (Asia) – CNOOC European Warrants Jun 2011 C 2011/06/07 2011/06/14
27271 Goldman Sachs SP (Asia) – Esprit European Warrants Jun 2011A 2011/06/07 2011/06/14
27270 Goldman Sachs SP (Asia) – Minsheng Bank European Wts Jun11 2011/06/07 2011/06/14
28095 Goldman Sachs SP (Asia) – Yanzhou Coal European Wts Jun 2011 2011/06/07 2011/06/14
23791 HK Bank – Henganintl European Warrants Jun 2011 2011/06/07 2011/06/14
18531 Merrill Lynch Int’l & Co. C.V. – Ch Comm Cons Eu Wt Jun 11 2011/06/07 2011/06/14
23512 Merrill Lynch Int’l & Co. C.V. – CNOOC Euro Put Wts Jun2011D 2011/06/07 2011/06/14
24215 Merrill Lynch Int’l & Co. C.V. – Hutchison Euro Wts Jun2011A 2011/06/07 2011/06/14
27926 Merrill Lynch Int’l & Co. C.V. – JX Copper Euro Wts Jun 2011 2011/06/07 2011/06/14
23509 Merrill Lynch Int’l & Co. C.V. – PetroChina Eu Put Wt Jun 11 2011/06/07 2011/06/14
27465 Nomura Int’l plc – CPIC European Warrants Jun 2011 2011/06/07 2011/06/14

Last Delisted
29011 Nomura Int’l plc – Yanzhou Coal European Warrants Jun 2011 2011/06/07 2011/06/14
23715 RB of Scotland N.V. – A50 China European Warrants Jun 2011 A 2011/06/07 2011/06/14
27356 RB of Scotland N.V. – China Mobile European Wts Jun 2011 A 2011/06/07 2011/06/14
27357 RB of Scotland N.V. – HSBC European Warrants Jun 2011 B 2011/06/07 2011/06/14
27939 RB of Scotland N.V. – Minsheng Bank European Wts Jun 2011 2011/06/07 2011/06/14
26585 SGA Societe Generale Acceptance N.V. – BOCom Eur Wt Jun 2011 2011/06/07 2011/06/14
28643 SGA Societe Generale Acceptance N.V. – CCCCL Eu Wt Jun 2011 2011/06/07 2011/06/14
27338 SGA Societe Generale Acceptance N.V. – CP&CC Eur Wt Jun 11B 2011/06/07 2011/06/14
24673 SGA Societe Generale Acceptance N.V. – Dongfeng Eu Wt Jun11A 2011/06/07 2011/06/14
27163 SGA Societe Generale Acceptance N.V. – GCL-Poly Eu Wt Jun11B 2011/06/07 2011/06/14
28273 SGA Societe Generale Acceptance N.V. – HWL Eur Wt Jun 2011 F 2011/06/07 2011/06/14
27364 SGA Societe Generale Acceptance N.V.-Geely Auto Eu Wt Jun11B 2011/06/07 2011/06/14
27363 SGA Societe Generale Acceptance N.V-Anhui Conch Eu Wt Jun11B 2011/06/07 2011/06/14
26592 SGA Societe Generale Acceptance N.V-HuanengPower Eu Wt Jun11 2011/06/07 2011/06/14
26594 SGA Societe Generale Acceptance NV-Yanzhou Coal Eu Wt Jun11A 2011/06/07 2011/06/14
27334 Standard Chartered Bank – AIA European Warrants Jun 2011 2011/06/07 2011/06/14
23021 UBS AG – A50 China European Warrants Jun 2011 A 2011/06/07 2011/06/14
28797 UBS AG – China National Building European Warrants Jun 2011 2011/06/07 2011/06/14
25427 UBS AG – Tencent Holdings European Warrants Jun 2011 A 2011/06/07 2011/06/14
10027 BNP Paribas Arbit Issu B.V. – Gold European Warrants Jun 11 2011/06/08 2011/06/15
28172 Citigroup Global Mkt H Inc. – HSBC European Wts Jun 2011 2011/06/08 2011/06/15
29240 Credit Suisse AG – Sinopec Corp European Warrants Jun 2011 2011/06/08 2011/06/15
28474 Deutsche Bank AG – HSBC European Warrants Jun 2011 G 2011/06/08 2011/06/15
27332 Goldman Sachs SP (Asia) – BYD European Warrants Jun 2011 2011/06/08 2011/06/15
28829 KBC Fin Products Int’l Ltd. – ICBC European Wts Jun 2011 B 2011/06/08 2011/06/15
28830 KBC Fin Products Int’l Ltd. – ICBC European Wts Jun 2011 C 2011/06/08 2011/06/15
28059 Macquarie Bank Ltd. – HSBC European Warrants Jun 2011 B 2011/06/08 2011/06/15
28223 Merrill Lynch Int’l & Co. C.V. – HSBC Euro Wts Jun 2011 A 2011/06/08 2011/06/15
28226 Merrill Lynch Int’l & Co. C.V. – Ping An Euro Wts Jun 2011 2011/06/08 2011/06/15
28164 Merrill Lynch Int’l & Co. C.V. -Agricultural Bk Eu Wt Jun 11 2011/06/08 2011/06/15
26365 UBS AG – BYD European Warrants Jun 2011 2011/06/08 2011/06/15
26708 UBS AG – China Shenhua European Warrants Jun 2011 A 2011/06/08 2011/06/15
25780 UBS AG – HKEx European Warrants Jun 2011 B 2011/06/08 2011/06/15
27931 UBS AG – HSBC European Warrants Jun 2011 C 2011/06/08 2011/06/15
26444 UBS AG – Hutchison European Warrants Jun 2011 A 2011/06/08 2011/06/15
26126 UBS AG – Jiangxi Copper European Warrants Jun 2011 A 2011/06/08 2011/06/15
27002 UBS AG – Ping An European Warrants Jun 2011 B 2011/06/08 2011/06/15
27378 CC Rabobank B.A. – Digital China European Warrants Jun 2011 2011/06/09 2011/06/16
28137 Citigroup Global Mkt H Inc. -Yanzhou Coal European Wt Jun11C 2011/06/09 2011/06/16
28506 Credit Suisse AG – China Mobile European Warrants Jun 2011 D 2011/06/09 2011/06/16
25926 HK Bank – Agile Ppt European Warrants Jun 2011 2011/06/09 2011/06/16
22955 J P Morgan SP BV – PetroChina European Warrants Jun 2011 2011/06/09 2011/06/16
29402 KBC Fin Products Int’l Ltd. – AIA European Warrants Jun 11B 2011/06/09 2011/06/16
26241 KBC Fin Products Int’l Ltd. – China Coal Euro Put Wts Jun11 2011/06/09 2011/06/16
26203 KBC Fin Products Int’l Ltd. – China Shenhua Eu Put Wts Jun11 2011/06/09 2011/06/16
26985 KBC Fin Products Int’l Ltd. – CPIC European Wts Jun 2011 2011/06/09 2011/06/16
28021 KBC Fin Products Int’l Ltd. – Hang Lung Ppt Euro Wts Jun2011 2011/06/09 2011/06/16
26775 KBC Fin Products Int’l Ltd. – HKEx European Put Wts Jun 11D 2011/06/09 2011/06/16
26714 KBC Fin Products Int’l Ltd. – HKEx European Warrants Jun 11B 2011/06/09 2011/06/16
27407 KBC Fin Products Int’l Ltd. – HS Bank Euro Put Wts Jun 2011 2011/06/09 2011/06/16
27709 KBC Fin Products Int’l Ltd. – Hutchison Euro Wts Jun 2011 E 2011/06/09 2011/06/16
25809 KBC Fin Products Int’l Ltd. – Jiangxi Copper Eu Put Wt Jun11 2011/06/09 2011/06/16
25806 KBC Fin Products Int’l Ltd. – New World European Wts Jun 11B 2011/06/09 2011/06/16
23986 KBC Fin Products Int’l Ltd. – PetroChina Eur Put Wt Jun 2011 2011/06/09 2011/06/16
22746 KBC Fin Products Int’l Ltd. – PetroChina Euro Wts Jun 2011 2011/06/09 2011/06/16
27409 KBC Fin Products Int’l Ltd. – Ping An Euro Put Wts Jun 2011 2011/06/09 2011/06/16
27406 KBC Fin Products Int’l Ltd. – Wharf European Warrants Jun11B 2011/06/09 2011/06/16
26141 KBC Fin Products Int’l Ltd. -BEA European Put Warrants Jun11 2011/06/09 2011/06/16
25509 KBC Fin Products Int’l Ltd-Tencent Holdings Eu Put Wt Jun11B 2011/06/09 2011/06/16
26923 Macquarie Bank Ltd. – CNOOC European Warrants Jun 2011 2011/06/09 2011/06/16
22199 Macquarie Bank Ltd. – Longfor PPT European Warrants Jun 2011 2011/06/09 2011/06/16
27394 Macquarie Bank Ltd. – Maanshan Iron European Wts Jun 2011 2011/06/09 2011/06/16
24878 Macquarie Bank Ltd. – Sino Land European Warrants Jun 2011 2011/06/09 2011/06/16
26291 Macquarie Bank Ltd. – Yanzhou Coal European Wts Jun 2011 B 2011/06/09 2011/06/16
25440 Merrill Lynch Int’l & Co. C.V. – Hutchison Euro Wts Jun2011B 2011/06/09 2011/06/16
27467 Nomura Int’l plc – Agile Ppt European Warrants Jun 2011 2011/06/09 2011/06/16
22946 Nomura Int’l plc – PetroChina European Warrants Jun 2011 2011/06/09 2011/06/16
28399 SGA Societe Generale Acceptance N.V. – CNOOC Eu Wt Jun 2011B 2011/06/09 2011/06/16
22615 SGA Societe Generale Acceptance N.V. – HKEx Eu Wt Jun 2011 A 2011/06/09 2011/06/16
27995 SGA Societe Generale Acceptance N.V. – HSBC Eu Wt Jun 2011 B 2011/06/09 2011/06/16
28932 SGA Societe Generale Acceptance N.V. – ICBC Eu Wt Jun 2011 C 2011/06/09 2011/06/16
28493 Standard Chartered Bank – China Mobile Euro Wts Jun 2011 C 2011/06/09 2011/06/16
10028 BNP Paribas Arbit Issu B.V. – Oil Futures Euro Put Wt Jun 11 2011/06/10 2011/06/17
10024 BNP Paribas Arbit Issu B.V. – Oil Futures European Wt Jun 11 2011/06/10 2011/06/17
26457 HK Bank – Ch Ship Cont European Warrants Jun 2011 B 2011/06/10 2011/06/17
24764 HK Bank – China Railway European Warrants Jun 2011 2011/06/10 2011/06/17
26780 HK Bank – Geely Auto European Warrants Jun 2011 A 2011/06/10 2011/06/17
26385 HK Bank – Shanghai Electric European Warrants Jun 2011 2011/06/10 2011/06/17
24774 HK Bank – Sinopharm European Warrants Jun 2011 2011/06/10 2011/06/17
25174 HK Bank – Tencent European Warrants Jun 2011 A 2011/06/10 2011/06/17
28953 J P Morgan SP BV – Shougang Res European Warrants Jun 2011B 2011/06/10 2011/06/17
26768 KBC Fin Products Int’l Ltd. – BEA European Warrants Jun 2011 2011/06/10 2011/06/17
26470 CC Rabobank B.A. – GCL-Poly Energy European Wts Jun 2011 A 2011/06/13 2011/06/20
27426 CC Rabobank B.A. – GCL-Poly Energy European Wts Jun 2011 B 2011/06/13 2011/06/20
29496 Credit Suisse AG – Ch Comm Cons European Warrants Jun 2011 2011/06/13 2011/06/20
22033 HK Bank – Zijin Mining European Warrants Jun 2011 2011/06/13 2011/06/20
25639 J P Morgan SP BV – Dongfeng Motor European Warrants Jun 11C 2011/06/13 2011/06/20

Last Delisted
27506 J P Morgan SP BV – Geely Auto European Warrants Jun 2011 2011/06/13 2011/06/20
26867 KBC Fin Products Int’l Ltd. – Hutchison Euro Wts Jun 2011 B 2011/06/13 2011/06/20
26140 KBC Fin Products Int’l Ltd. – Wharf European Put Wts Jun11 2011/06/13 2011/06/20
24228 Macquarie Bank Ltd. – CNBM European Warrants Jun 2011 A 2011/06/13 2011/06/20
28080 Nomura Int’l plc – Dongfang Elec European Warrants Jun 2011 2011/06/13 2011/06/20
27447 Nomura Int’l plc – Hang Lung Ppt European Warrants Jun 2011 2011/06/13 2011/06/20
24914 Barclays Bank plc – A50 China European Warrants Jun 2011 2011/06/14 2011/06/21
23736 Barclays Bank plc – Angang Steel European Warrants Jun 2011 2011/06/14 2011/06/21
20420 Barclays Bank plc – Ch Comm Cons European Warrants Jun 2011 2011/06/14 2011/06/21
26314 Barclays Bank plc – China Life European Put Wts Jun 2011 2011/06/14 2011/06/21
26310 Barclays Bank plc – China Life European Warrants Jun 2011 2011/06/14 2011/06/21
26003 Barclays Bank plc – CM Bank European Warrants Jun 2011 2011/06/14 2011/06/21
24845 Barclays Bank plc – CNBM European Warrants Jun 2011 A 2011/06/14 2011/06/21
25901 Barclays Bank plc – CNBM European Warrants Jun 2011 B 2011/06/14 2011/06/21
25060 Barclays Bank plc – CNOOC European Put Warrants Jun 2011 A 2011/06/14 2011/06/21
26211 Barclays Bank plc – CNOOC European Put Warrants Jun 2011 B 2011/06/14 2011/06/21
25774 Barclays Bank plc – CPIC European Warrants Jun 2011 2011/06/14 2011/06/21
24907 Barclays Bank plc – Geely Auto European Warrants Jun 2011 2011/06/14 2011/06/21
25213 Barclays Bank plc – Hutchison European Put Warrants Jun 2011 2011/06/14 2011/06/21
26002 Barclays Bank plc – ICBC European Warrants Jun 2011 2011/06/14 2011/06/21
21331 Barclays Bank plc – PetroChina European Put Wts Jun 2011 2011/06/14 2011/06/21
25059 Barclays Bank plc -Tencent Holdings European Warrants Jun 11 2011/06/14 2011/06/21
25577 BOCI Asia Ltd. – HKEx European Put Warrants Jun 2011 2011/06/14 2011/06/21
27862 CC Rabobank B.A. – Cathay Pacific European Warrants Jun 2011 2011/06/14 2011/06/21
27972 CC Rabobank B.A. – Gome European Warrants Jun 2011 2011/06/14 2011/06/21
21813 Citigroup Global Mkt H Inc. – BYD European Warrants Jun 11A 2011/06/14 2011/06/21
24463 Citigroup Global Mkt H Inc. – Dongfeng European Wts Jun 2011 2011/06/14 2011/06/21
22263 Citigroup Global Mkt H Inc. – HKEx European Wts Jun 2011 2011/06/14 2011/06/21
26453 Citigroup Global Mkt H Inc. – Jiangxi Copper Euro Wts Jun 11 2011/06/14 2011/06/21
26254 Citigroup Global Mkt H Inc. – Minsheng Bank Euro Wts Jun 11 2011/06/14 2011/06/21
27827 Credit Suisse AG – Agricultural Bank European Wts Jun 2011 C 2011/06/14 2011/06/21
29223 Credit Suisse AG – Agricultural Bank European Wts Jun 2011 E 2011/06/14 2011/06/21
28249 Credit Suisse AG – Alibaba European Warrants Jun 2011 2011/06/14 2011/06/21
28861 Credit Suisse AG – BOC HK European Warrants Jun 2011 B 2011/06/14 2011/06/21
27513 Credit Suisse AG – China Mobile European Warrants Jun 2011 A 2011/06/14 2011/06/21
27515 Credit Suisse AG – China Shenhua European Warrants Jun 2011A 2011/06/14 2011/06/21
29401 Credit Suisse AG – China Shenhua European Warrants Jun 2011B 2011/06/14 2011/06/21
27823 Credit Suisse AG – CNOOC European Warrants Jun 2011 B 2011/06/14 2011/06/21
27819 Credit Suisse AG – Hutchison European Warrants Jun 2011 A 2011/06/14 2011/06/21
29289 Credit Suisse AG – Hutchison European Warrants Jun 2011 E 2011/06/14 2011/06/21
28319 Credit Suisse AG – Tencent Holdings European Wts Jun 2011 G 2011/06/14 2011/06/21
26743 Deutsche Bank AG – Agile Ppt European Warrants Jun 2011 2011/06/14 2011/06/21
25429 Deutsche Bank AG – Air China European Warrants Jun 2011 2011/06/14 2011/06/21
27429 Deutsche Bank AG – Angang Steel European Warrants Jun 2011 C 2011/06/14 2011/06/21
27280 Deutsche Bank AG – Cathay Pacific European Warrants Jun 2011 2011/06/14 2011/06/21
27435 Deutsche Bank AG – China Shenhua European Warrants Jun 2011 2011/06/14 2011/06/21
27436 Deutsche Bank AG – China Telecom European Wts Jun 2011 2011/06/14 2011/06/21
10009 Deutsche Bank AG – DJIA European Put Warrants Jun 2011 2011/06/14 2011/06/21
10005 Deutsche Bank AG – DJIA European Warrants Jun 2011 2011/06/14 2011/06/21
27245 Deutsche Bank AG – Esprit European Warrants Jun 2011 2011/06/14 2011/06/21
27437 Deutsche Bank AG – Gome European Warrants Jun 2011 2011/06/14 2011/06/21
27281 Deutsche Bank AG – ICBC European Warrants Jun 2011 A 2011/06/14 2011/06/21
27247 Deutsche Bank AG – Li & Fung European Warrants Jun 2011 2011/06/14 2011/06/21
10007 Deutsche Bank AG – Nasdaq-100 Index Euro Put Wts Jun 2011 2011/06/14 2011/06/21
10003 Deutsche Bank AG – Nasdaq-100 Index European Wts Jun 2011 2011/06/14 2011/06/21
23535 Deutsche Bank AG – PetroChina European Put Wts Jun 2011 2011/06/14 2011/06/21
22433 Deutsche Bank AG – PetroChina European Warrants Jun 2011 2011/06/14 2011/06/21
28390 Deutsche Bank AG – Sinopec Corp European Warrants Jun 2011 B 2011/06/14 2011/06/21
25856 Deutsche Bank AG – Tencent Holdings European Put Wt Jun 2011 2011/06/14 2011/06/21
25698 Goldman Sachs SP (Asia) – BOC HK European Warrants Jun 2011A 2011/06/14 2011/06/21
27324 Goldman Sachs SP (Asia) – China Life Euro Wts Jun 2011 B 2011/06/14 2011/06/21
27359 Goldman Sachs SP (Asia) – CITIC Pacific European Wts Jun11 2011/06/14 2011/06/21
27272 Goldman Sachs SP (Asia) – Esprit European Warrants Jun 2011B 2011/06/14 2011/06/21
29071 Goldman Sachs SP (Asia) -Anhui Conch European Warrants Jun11 2011/06/14 2011/06/21
22487 HK Bank – GCL-Poly Energy European Warrants Jun 2011 2011/06/14 2011/06/21
25722 HK Bank – Shougang Res European Warrants Jun 2011 2011/06/14 2011/06/21
25635 J P Morgan SP BV – Air China European Warrants Jun 2011 2011/06/14 2011/06/21
27644 J P Morgan SP BV – CITIC Pacific Euro Wts Jun 2011 2011/06/14 2011/06/21
25637 J P Morgan SP BV – CNBM European Warrants Jun 2011 2011/06/14 2011/06/21
25307 J P Morgan SP BV – HKEx European Put Wts Jun 2011 C 2011/06/14 2011/06/21
27342 J P Morgan SP BV – Minsheng Bank European Warrants Jun 2011B 2011/06/14 2011/06/21
24385 J P Morgan SP BV – R&F Ppt European Warrants Jun 2011 2011/06/14 2011/06/21
27531 KBC Fin Products Int’l Ltd. – BOCL European Wts Jun 2011 A 2011/06/14 2011/06/21
27534 KBC Fin Products Int’l Ltd. – ICBC European Wts Jun 2011 A 2011/06/14 2011/06/21
24575 KBC Fin Products Int’l Ltd. – R&F Ppt European Wts Jun 2011 2011/06/14 2011/06/21
28527 Macquarie Bank Ltd. – Sinopec Corp European Wts Jun 2011 2011/06/14 2011/06/21
28466 Merrill Lynch Int’l & Co. C.V. – AIA European Warrants Jun11 2011/06/14 2011/06/21
26153 Merrill Lynch Int’l & Co. C.V. – CNOOC European Wts Jun 11C 2011/06/14 2011/06/21
25207 Merrill Lynch Int’l & Co. C.V. – HKEx Eur Put Wts Jun 2011 C 2011/06/14 2011/06/21
16878 Merrill Lynch Int’l & Co. C.V. – PetroChina Eu Wt Jun 2011A 2011/06/14 2011/06/21
27449 Nomura Int’l plc – Dongfeng European Warrants Jun 2011 2011/06/14 2011/06/21
26136 RB of Scotland N.V. – CNOOC European Warrants Jun 2011 B 2011/06/14 2011/06/21
27662 RB of Scotland N.V. – HKEx European Warrants Jun 2011 D 2011/06/14 2011/06/21
29257 SGA Societe Generale Acceptance N.V. – BOCHK Eur Wt Jun 2011 2011/06/14 2011/06/21
26478 SGA Societe Generale Acceptance N.V. – CLife Eu Wt Jun 2011A 2011/06/14 2011/06/21
27208 SGA Societe Generale Acceptance N.V. – Geely Au Eu Wt Jun11A 2011/06/14 2011/06/21
27209 SGA Societe Generale Acceptance N.V. – Gome Euro Wt Jun 11B 2011/06/14 2011/06/21

Last Delisted
29091 SGA Societe Generale Acceptance N.V. – HKEx Eu Wt Jun 2011 D 2011/06/14 2011/06/21
22996 SGA Societe Generale Acceptance N.V. – Petch Eu Wt Jun 2011 2011/06/14 2011/06/21
27998 SGA Societe Generale Acceptance N.V. – Tencent Eu Wt Jun 11B 2011/06/14 2011/06/21
27201 SGA Societe Generale Acceptance N.V. -Agile Ppt Eu Wts Jun11 2011/06/14 2011/06/21
27164 SGA Societe Generale Acceptance N.V. -Gome Euro Wt Jun 2011A 2011/06/14 2011/06/21
27213 SGA Societe Generale Acceptance N.V. -Sinopharm Eu Wts Jun11 2011/06/14 2011/06/21
27162 SGA Societe Generale Acceptance N.V-Ch Ship Cont Eu Wt Jun11 2011/06/14 2011/06/21
26670 SGA Societe Generale Acceptance NV-Angang Steel Eu Wt Jun11A 2011/06/14 2011/06/21
27210 SGA Societe Generale Acceptance NV-Maanshan Iron Eu Wt Jun11 2011/06/14 2011/06/21
27168 SGA Societe Generale Acceptance NV-Yanzhou Coal Eu Wt Jun11B 2011/06/14 2011/06/21
27677 Standard Chartered Bank – ICBC European Warrants Jun 2011 2011/06/14 2011/06/21
28794 UBS AG – Agricultural Bank European Warrants Jun 2011 2011/06/14 2011/06/21
27352 UBS AG – AIA European Warrants Jun 2011 2011/06/14 2011/06/21
29132 UBS AG – Alibaba European Warrants Jun 2011 2011/06/14 2011/06/21
27351 UBS AG – China Shenhua European Warrants Jun 2011 B 2011/06/14 2011/06/21
28698 UBS AG – CNOOC European Warrants Jun 2011 E 2011/06/14 2011/06/21
28700 UBS AG – Dongfeng Motor European Warrants Jun 2011 2011/06/14 2011/06/21
23604 UBS AG – HKEx European Put Warrants Jun 2011 D 2011/06/14 2011/06/21
26879 UBS AG – Hutchison European Warrants Jun 2011 C 2011/06/14 2011/06/21
28878 UBS AG – Sinopec Corp European Warrants Jun 2011 2011/06/14 2011/06/21
27181 UBS AG – SPDR Gold Trust European Warrants Jun 2011 2011/06/14 2011/06/21
23332 UBS AG – Tencent Holdings European Put Warrants Jun 2011 2011/06/14 2011/06/21
28316 Credit Suisse AG – HSBC European Wts Jun 2011 B 2011/06/15 2011/06/22
25853 Deutsche Bank AG – China Coal European Warrants Jun 2011 A 2011/06/15 2011/06/22
26553 Deutsche Bank AG – HSBC European Warrants Jun 2011 B 2011/06/15 2011/06/22
27566 HK Bank – Agricultural Bank European Warrants Jun 2011 2011/06/15 2011/06/22
27576 HK Bank – Angang Steel European Warrants Jun 2011 C 2011/06/15 2011/06/22
27567 HK Bank – CC Bank European Warrants Jun 2011 2011/06/15 2011/06/22
27570 HK Bank – Esprit European Warrants Jun 2011 B 2011/06/15 2011/06/22
27569 HK Bank – Sinopec Corp European Warrants Jun 2011 2011/06/15 2011/06/22
28628 J P Morgan SP BV – Alibaba European Warrants Jun 2011 2011/06/15 2011/06/22
27185 J P Morgan SP BV – Tencent European Warrants Jun 2011 B 2011/06/15 2011/06/22
28469 J P Morgan SP BV – Tencent European Warrants Jun 2011 C 2011/06/15 2011/06/22
24223 Macquarie Bank Ltd. – Anhui Conch European Warrants Jun 2011 2011/06/15 2011/06/22
27920 Merrill Lynch Int’l & Co. C.V. – CNOOC European Wts Jun 11F 2011/06/15 2011/06/22
26372 Merrill Lynch Int’l & Co. C.V. – HKEx Euro Wts Jun 2011 E 2011/06/15 2011/06/22
27034 Nomura Int’l plc – HSBC European Warrants Jun 2011 2011/06/15 2011/06/22
22622 RB of Scotland N.V. – PetroChina European Warrants Jun 2011 2011/06/15 2011/06/22
27564 Standard Chartered Bank – HSBC European Warrants Jun 2011 B 2011/06/15 2011/06/22
29042 Standard Chartered Bank – Tencent Hldg European Wts Jun 2011 2011/06/15 2011/06/22
27536 UBS AG – CNOOC European Warrants Jun 2011 D 2011/06/15 2011/06/22
28337 UBS AG – HSBC European Warrants Jun 2011 D 2011/06/15 2011/06/22
26654 CC Rabobank B.A. – A50 China European Warrants Jun 2011 B 2011/06/16 2011/06/23
23004 CC Rabobank B.A. – CHALCO European Warrants Jun 2011 2011/06/16 2011/06/23
29270 CC Rabobank B.A. – Dongfeng Motor European Warrants Jun 11B 2011/06/16 2011/06/23
28782 CC Rabobank B.A. – Geely Auto European Warrants Jun 2011 2011/06/16 2011/06/23
23052 CC Rabobank B.A. – PetroChina European Warrants Jun 2011 2011/06/16 2011/06/23
26322 Citigroup Global Mkt H Inc. – A50 China Euro Wts Jun 2011 B 2011/06/16 2011/06/23
27345 Citigroup Global Mkt H Inc. – ICBC European Wts Jun 2011 2011/06/16 2011/06/23
28457 Credit Suisse AG – Agricultural Bank European Wts Jun 2011 D 2011/06/16 2011/06/23
27741 Credit Suisse AG – ICBC European Warrants Jun 2011 A 2011/06/16 2011/06/23
28444 Goldman Sachs SP (Asia) – China Mobile Euro Wts Jun 2011 B 2011/06/16 2011/06/23
25169 HK Bank – Angang Steel European Warrants Jun 2011 B 2011/06/16 2011/06/23
27604 HK Bank – China Mobile European Warrants Jun 2011 A 2011/06/16 2011/06/23
27605 HK Bank – China Shenhua European Warrants Jun 2011 2011/06/16 2011/06/23
27607 HK Bank – China Tel European Warrants Jun 2011 2011/06/16 2011/06/23
25115 HK Bank – CNBM European Warrants Jun 2011 2011/06/16 2011/06/23
27611 HK Bank – Lenovo European Warrants Jun 2011 2011/06/16 2011/06/23
16661 HK Bank – PetroChina European Warrants Jun 2011 2011/06/16 2011/06/23
23592 HK Bank – R&F Ppt European Warrants Jun 2011 2011/06/16 2011/06/23
24300 J P Morgan SP BV – KECL European Warrants Jun 2011 2011/06/16 2011/06/23
26083 KBC Fin Products Int’l Ltd. – A50 Ch Euro Wts Jun 2011 B 2011/06/16 2011/06/23
24568 KBC Fin Products Int’l Ltd. – ALUCO European Wts Jun 2011 2011/06/16 2011/06/23
26143 KBC Fin Products Int’l Ltd.-MTRC European Put Warrants Jun11 2011/06/16 2011/06/23
27951 Macquarie Bank Ltd. – CITIC Bank European Warrants Jun 2011 2011/06/16 2011/06/23
28820 Macquarie Bank Ltd. – Esprit European Warrants Jun 2011 2011/06/16 2011/06/23
29152 Macquarie Bank Ltd. – Shougang Res European Warrants Jun 11 2011/06/16 2011/06/23
25995 Merrill Lynch Int’l & Co. C.V. – A50 China Eur Wt Jun 2011 C 2011/06/16 2011/06/23
26337 RB of Scotland N.V. – A50 China European Warrants Jun 2011 B 2011/06/16 2011/06/23
24567 RB of Scotland N.V. – CNOOC European Warrants Jun 2011 A 2011/06/16 2011/06/23
28005 SGA Societe Generale Acceptance N.V. – AGBK Eu Wt Jun 2011 A 2011/06/16 2011/06/23
27992 SGA Societe Generale Acceptance N.V. – CLife Eu Wt Jun 2011D 2011/06/16 2011/06/23
26660 SGA Societe Generale Acceptance N.V. – CNOOC Eu Wt Jun 2011A 2011/06/16 2011/06/23
26485 SGA Societe Generale Acceptance N.V. – HSBC Eu Wt Jun 2011A 2011/06/16 2011/06/23
28049 SGA Societe Generale Acceptance N.V. – HWL Eur Wt Jun 2011 C 2011/06/16 2011/06/23
27266 SGA Societe Generale Acceptance N.V. – KECL Euro Wts Jun 11 2011/06/16 2011/06/23
26631 SGA Societe Generale Acceptance N.V. – Tencent Eu Wt Jun 11A 2011/06/16 2011/06/23
25986 UBS AG – A50 China European Warrants Jun 2011 C 2011/06/16 2011/06/23
28418 UBS AG – BOC HK European Warrants Jun 2011 2011/06/16 2011/06/23
26128 UBS AG – CM Bank European Warrants Jun 2011 2011/06/16 2011/06/23
23734 UBS AG – CNOOC European Warrants Jun 2011 A 2011/06/16 2011/06/23
29621 UBS AG – Hutchison European Warrants Jun 2011 E 2011/06/16 2011/06/23
29079 CC Rabobank B.A. – BOCL European Warrants Jun 2011 2011/06/17 2011/06/24
27602 CC Rabobank B.A. – CSR Times European Warrants Jun 2011 B 2011/06/17 2011/06/24
29184 CC Rabobank B.A. – Jiangxi Copper European Warrants Jun 2011 2011/06/17 2011/06/24
27601 CC Rabobank B.A. – Li & Fung European Warrants Jun 2011 2011/06/17 2011/06/24
27439 CC Rabobank B.A. – SJM Holdings European Warrants Jun 2011 2011/06/17 2011/06/24

Last Delisted
27327 Citigroup Global Mkt H Inc. – A50 China Euro Wts Jun 2011 C 2011/06/17 2011/06/24
28101 Credit Suisse AG – Hutchison European Warrants Jun 2011 C 2011/06/17 2011/06/24
28320 Credit Suisse AG – Tencent Holdings European Wts Jun 2011 H 2011/06/17 2011/06/24
28489 Goldman Sachs SP (Asia) – HKEx European Warrants Jun 2011 2011/06/17 2011/06/24
25000 HK Bank – BOC HK European Warrants Jun 2011 2011/06/17 2011/06/24
28711 HK Bank – China Life European Warrants Jun 2011 B 2011/06/17 2011/06/24
28712 HK Bank – China Mobile European Warrants Jun 2011 B 2011/06/17 2011/06/24
24763 HK Bank – CPIC European Warrants Jun 2011 2011/06/17 2011/06/24
24090 J P Morgan SP BV – A50 China European Warrants Jun 2011 2011/06/17 2011/06/24
28623 J P Morgan SP BV – China Life European Warrants Jun 2011 C 2011/06/17 2011/06/24
28629 J P Morgan SP BV – HKEx European Warrants Jun 2011 F 2011/06/17 2011/06/24
29527 J P Morgan SP BV – Hutchison European Warrants Jun 2011 A 2011/06/17 2011/06/24
27648 J P Morgan SP BV – Maanshan Iron European Warrants Jun 2011A 2011/06/17 2011/06/24
27664 KBC Fin Products Int’l Ltd. – Agricultural Bk Eu Wt Jun 2011 2011/06/17 2011/06/24
29564 KBC Fin Products Int’l Ltd. – Hutchison Euro Wts Jun 2011 H 2011/06/17 2011/06/24
26204 KBC Fin Products Int’l Ltd. – R&F Ppt Euro Put Wts Jun11 2011/06/17 2011/06/24
17094 Macquarie Bank Ltd. – CLP European Warrants Jun 2011 2011/06/17 2011/06/24
23303 Macquarie Bank Ltd. – Shimao Ppt European Warrants Jun 2011 2011/06/17 2011/06/24
23753 Merrill Lynch Int’l & Co. C.V. – A50 China Eur Wt Jun 2011 B 2011/06/17 2011/06/24
29514 Merrill Lynch Int’l & Co. C.V. – Ch Mobile Eur Wt Jun 2011 C 2011/06/17 2011/06/24
29383 Merrill Lynch Int’l & Co. C.V. – HSBC Euro Wts Jun 2011 B 2011/06/17 2011/06/24
26893 Nomura Int’l plc – China Coal European Warrants Jun 2011 2011/06/17 2011/06/24
25777 UBS AG – A50 China European Warrants Jun 2011 B 2011/06/17 2011/06/24
28876 UBS AG – CC Bank European Warrants Jun 2011 C 2011/06/17 2011/06/24
29219 UBS AG – Hutchison European Warrants Jun 2011 D 2011/06/17 2011/06/24
28743 UBS AG – SJM Holdings European Warrants Jun 2011 2011/06/17 2011/06/24
27641 CC Rabobank B.A. – Chi Resources European Warrants Jun 2011 2011/06/20 2011/06/27
27425 CC Rabobank B.A. – Dongfang Elec European Warrants Jun 2011 2011/06/20 2011/06/27
27674 CC Rabobank B.A. – Golden Eagle European Warrants Jun 2011 2011/06/20 2011/06/27
27632 CC Rabobank B.A. – Yurun Food European Warrants Jun 2011 2011/06/20 2011/06/27
27633 CC Rabobank B.A. – Zhaojin Mining European Warrants Jun 2011 2011/06/20 2011/06/27
28250 Credit Suisse AG – BOC HK European Warrants Jun 2011 A 2011/06/20 2011/06/27
27746 Credit Suisse AG – China Life European Warrants Jun 2011 C 2011/06/20 2011/06/27
27821 Credit Suisse AG – Tencent Holdings European Wts Jun 2011 E 2011/06/20 2011/06/27
27822 Credit Suisse AG – Tencent Holdings European Wts Jun 2011 F 2011/06/20 2011/06/27
29256 HK Bank – China Mobile European Warrants Jun 2011 C 2011/06/20 2011/06/27
23156 J P Morgan SP BV – HKEx European Warrants Jun 2011 A 2011/06/20 2011/06/27
29646 J P Morgan SP BV – HSBC European Warrants Jun 2011 2011/06/20 2011/06/27
27711 KBC Fin Products Int’l Ltd. – A50 Ch Euro Wts Jun 2011 C 2011/06/20 2011/06/27
27691 KBC Fin Products Int’l Ltd. – China Life Euro Wts Jun 2011 C 2011/06/20 2011/06/27
27708 KBC Fin Products Int’l Ltd. – Hutchison Euro Wts Jun 2011 D 2011/06/20 2011/06/27
24024 KBC Fin Products Int’l Ltd. – SHK Ppt European Wts Jun 2011 2011/06/20 2011/06/27
29187 Macquarie Bank Ltd. – China Mobile European Wts Jun 2011 C 2011/06/20 2011/06/27
27095 Macquarie Bank Ltd. – SHK Ppt European Warrants Jun 2011 2011/06/20 2011/06/27
25570 Merrill Lynch Int’l & Co. C.V. – SHK Ppt Euro Put Wts Jun 11 2011/06/20 2011/06/27
29048 RB of Scotland N.V. – Agricultural Bk European Wts Jun 2011 2011/06/20 2011/06/27
25241 RB of Scotland N.V. -Tencent Holdings European Wts Jun 2011A 2011/06/20 2011/06/27
29215 UBS AG – HSBC European Warrants Jun 2011 E 2011/06/20 2011/06/27
23931 Barclays Bank plc – CHALCO European Warrants Jun 2011 2011/06/21 2011/06/28
25896 Barclays Bank plc – China Overseas European Wts Jun 2011 2011/06/21 2011/06/28
25211 Barclays Bank plc – China Telecom European Warrants Jun 2011 2011/06/21 2011/06/28
25056 Barclays Bank plc – CNOOC European Warrants Jun 2011 2011/06/21 2011/06/28
26723 Barclays Bank plc – HKEx European Put Warrants Jun 2011 2011/06/21 2011/06/28
26966 BOCI Asia Ltd. – Ch Overseas European Warrants Jun 2011 2011/06/21 2011/06/28
24686 BOCI Asia Ltd. – China Life European Warrants Jun 2011 2011/06/21 2011/06/28
25375 CC Rabobank B.A. – Alibaba European Warrants Jun 2011 2011/06/21 2011/06/28
27719 CC Rabobank B.A. – C Transmission European Warrants Jun 11B 2011/06/21 2011/06/28
26295 CC Rabobank B.A. – China Coal European Warrants Jun 2011 B 2011/06/21 2011/06/28
27131 CC Rabobank B.A. – China Mengniu European Warrants Jun 2011 2011/06/21 2011/06/28
26953 CC Rabobank B.A. – CSR Times European Warrants Jun 2011 A 2011/06/21 2011/06/28
23256 CC Rabobank B.A. – HKEx European Warrants Jun 2011 2011/06/21 2011/06/28
20169 CC Rabobank B.A. – Maanshan Iron European Warrants Jun 2011A 2011/06/21 2011/06/28
27075 Citigroup Global Mkt H Inc. – AIA European Warrants Jun 2011 2011/06/21 2011/06/28
24262 Citigroup Global Mkt H Inc. – Belle Int’l European Wts Jun11 2011/06/21 2011/06/28
24119 Citigroup Global Mkt H Inc. – C Transmission Euro Wt Jun11 2011/06/21 2011/06/28
24120 Citigroup Global Mkt H Inc. – Ch Overseas Euro Wt Jun 2011 A 2011/06/21 2011/06/28
22734 Citigroup Global Mkt H Inc. – Chi Res Land European Wt Jun11 2011/06/21 2011/06/28
23063 Citigroup Global Mkt H Inc. – Chi Res Power Euro Wts Jun 11 2011/06/21 2011/06/28
21816 Citigroup Global Mkt H Inc. – Chi Taiping European Wts Jun11 2011/06/21 2011/06/28
27328 Citigroup Global Mkt H Inc. – China Shenhua Eur Wts Jun2011A 2011/06/21 2011/06/28
25952 Citigroup Global Mkt H Inc. – CITIC Pacific Eu Wt Jun 2011 2011/06/21 2011/06/28
23401 Citigroup Global Mkt H Inc. – R&F Ppt European Wts Jun 2011 2011/06/21 2011/06/28
24416 Citigroup Global Mkt H Inc. – Sh Ind H European Wts Jun 2011 2011/06/21 2011/06/28
23403 Citigroup Global Mkt H Inc. -Yanzhou Coal European Wt Jun11A 2011/06/21 2011/06/28
26028 Citigroup Global Mkt H Inc.-Tencent European Warrants Jun11B 2011/06/21 2011/06/28
25760 Credit Suisse AG – A50 China European Warrants Jun 2011 C 2011/06/21 2011/06/28
26323 Credit Suisse AG – A50 China European Warrants Jun 2011 D 2011/06/21 2011/06/28
27734 Credit Suisse AG – CC Bank European Warrants Jun 2011 A 2011/06/21 2011/06/28
27824 Credit Suisse AG – CC Bank European Warrants Jun 2011 D 2011/06/21 2011/06/28
22211 Credit Suisse AG – Ch LongYuan European Warrants Jun 2011 2011/06/21 2011/06/28
29285 Credit Suisse AG – Cheung Kong European Warrants Jun 2011 C 2011/06/21 2011/06/28
25617 Credit Suisse AG – China Life European Warrants Jun 2011 A 2011/06/21 2011/06/28
27745 Credit Suisse AG – China Life European Warrants Jun 2011 B 2011/06/21 2011/06/28
27983 Credit Suisse AG – China Life European Warrants Jun 2011 D 2011/06/21 2011/06/28
29295 Credit Suisse AG – China Mobile European Warrants Jun 2011 E 2011/06/21 2011/06/28
28862 Credit Suisse AG – CM Bank European Warrants Jun 2011 2011/06/21 2011/06/28
28373 Credit Suisse AG – CNOOC European Put Warrants Jun 2011 E 2011/06/21 2011/06/28

Last Delisted
27516 Credit Suisse AG – CNOOC European Warrants Jun 2011 A 2011/06/21 2011/06/28
28923 Credit Suisse AG – CNOOC European Warrants Jun 2011 F 2011/06/21 2011/06/28
25970 Credit Suisse AG – CRCC European Warrants Jun 2011 2011/06/21 2011/06/28
29241 Credit Suisse AG – HKEx European Put Warrants Jun 2011 2011/06/21 2011/06/28
24067 Credit Suisse AG – HKEx European Warrants Jun 2011 A 2011/06/21 2011/06/28
25548 Credit Suisse AG – HKEx European Warrants Jun 2011 B 2011/06/21 2011/06/28
25619 Credit Suisse AG – HKEx European Warrants Jun 2011 C 2011/06/21 2011/06/28
25969 Credit Suisse AG – HKEx European Warrants Jun 2011 D 2011/06/21 2011/06/28
27496 Credit Suisse AG – HKEx European Warrants Jun 2011 F 2011/06/21 2011/06/28
28924 Credit Suisse AG – HKEx European Warrants Jun 2011 G 2011/06/21 2011/06/28
21785 Credit Suisse AG – HSBC European Wts Jun 2011 A 2011/06/21 2011/06/28
29287 Credit Suisse AG – HSBC European Wts Jun 2011 E 2011/06/21 2011/06/28
29288 Credit Suisse AG – Hutchison European Warrants Jun 2011 D 2011/06/21 2011/06/28
29290 Credit Suisse AG – Hutchison European Warrants Jun 2011 F 2011/06/21 2011/06/28
26031 Credit Suisse AG – KECL European Warrants Jun 2011 2011/06/21 2011/06/28
27519 Credit Suisse AG – MCC European Warrants Jun 2011 2011/06/21 2011/06/28
25763 Credit Suisse AG – SHK Ppt European Put Warrants Jun 2011 B 2011/06/21 2011/06/28
26601 Credit Suisse AG – SHK Ppt European Warrants Jun 2011 2011/06/21 2011/06/28
23208 Credit Suisse AG – Tencent Holdings European Put Wts Jun 11A 2011/06/21 2011/06/28
26697 Credit Suisse AG – Tencent Holdings European Wts Jun 2011 D 2011/06/21 2011/06/28
23655 Deutsche Bank AG – A50 China European Warrants Jun 2011 B 2011/06/21 2011/06/28
26079 Deutsche Bank AG – A50 China European Warrants Jun 2011 C 2011/06/21 2011/06/28
25071 Deutsche Bank AG – Angang Steel European Warrants Jun 2011 B 2011/06/21 2011/06/28
25235 Deutsche Bank AG – BBMG European Warrants Jun 2011 2011/06/21 2011/06/28
25036 Deutsche Bank AG – CHALCO European Warrants Jun 2011 2011/06/21 2011/06/28
28789 Deutsche Bank AG – China Life European Warrants Jun 2011 D 2011/06/21 2011/06/28
28873 Deutsche Bank AG – China Mobile European Warrants Jun 2011 B 2011/06/21 2011/06/28
26247 Deutsche Bank AG – CM Bank European Warrants Jun 2011 2011/06/21 2011/06/28
28278 Deutsche Bank AG – CNOOC European Put Warrants Jun 2011 2011/06/21 2011/06/28
24985 Deutsche Bank AG – CNOOC European Warrants Jun 2011 A 2011/06/21 2011/06/28
27434 Deutsche Bank AG – CPIC European Warrants Jun 2011 2011/06/21 2011/06/28
27246 Deutsche Bank AG – Evergrande European Warrants Jun 2011 2011/06/21 2011/06/28
28965 Deutsche Bank AG – HKEx European Put Warrants Jun 2011 2011/06/21 2011/06/28
22498 Deutsche Bank AG – HKEx European Warrants Jun 2011 A 2011/06/21 2011/06/28
23055 Deutsche Bank AG – HKEx European Warrants Jun 2011 B 2011/06/21 2011/06/28
27315 Deutsche Bank AG – HKEx European Warrants Jun 2011 C 2011/06/21 2011/06/28
21350 Deutsche Bank AG – HSBC European Warrants Jun 2011 A 2011/06/21 2011/06/28
29666 Deutsche Bank AG – HSBC European Warrants Jun 2011 H 2011/06/21 2011/06/28
27388 Deutsche Bank AG – Hutchison European Warrants Jun 2011 A 2011/06/21 2011/06/28
27389 Deutsche Bank AG – Hutchison European Warrants Jun 2011 B 2011/06/21 2011/06/28
27282 Deutsche Bank AG – ICBC European Warrants Jun 2011 B 2011/06/21 2011/06/28
27433 Deutsche Bank AG – Minsheng Bank European Warrants Jun 2011 2011/06/21 2011/06/28
25401 Deutsche Bank AG – SHK Ppt European Put Warrants Jun 2011 2011/06/21 2011/06/28
27530 Deutsche Bank AG – Sinopharm European Warrants Jun 2011 2011/06/21 2011/06/28
25077 Deutsche Bank AG – SJM Holdings European Warrants Jun 2011 A 2011/06/21 2011/06/28
27525 Deutsche Bank AG – SJM Holdings European Warrants Jun 2011 C 2011/06/21 2011/06/28
26250 Deutsche Bank AG – Tencent Holdings European Warrants Jun 11 2011/06/21 2011/06/28
24329 Goldman Sachs SP (Asia) – Agricultural Bk European Wts Jun11 2011/06/21 2011/06/28
27942 Goldman Sachs SP (Asia) – Belle Int’l European Wts Jun 2011 2011/06/21 2011/06/28
28938 Goldman Sachs SP (Asia) – CC Bank European Wts Jun 2011 2011/06/21 2011/06/28
28939 Goldman Sachs SP (Asia) – China Mobile Euro Wts Jun 2011 C 2011/06/21 2011/06/28
25107 Goldman Sachs SP (Asia) – CNOOC European Warrants Jun 2011 A 2011/06/21 2011/06/28
25627 Goldman Sachs SP (Asia) – CNOOC European Warrants Jun 2011 B 2011/06/21 2011/06/28
27541 Goldman Sachs SP (Asia) – Dongfeng European Warrants Jun 11 2011/06/21 2011/06/28
27617 Goldman Sachs SP (Asia) – GCL-Poly Energy European Wts Jun11 2011/06/21 2011/06/28
29522 Goldman Sachs SP (Asia) – HSBC European Warrants Jun 2011 C 2011/06/21 2011/06/28
27639 Goldman Sachs SP (Asia) – JIANC European Warrants Jun 2011 2011/06/21 2011/06/28
27244 Goldman Sachs SP (Asia) – Sinopharm European Warrants Jun 11 2011/06/21 2011/06/28
28376 Goldman Sachs SP (Asia) -Tencent Holdings European Wt Jun 11 2011/06/21 2011/06/28
25910 J P Morgan SP BV – Anhui Conch European Warrants Jun 2011 A 2011/06/21 2011/06/28
23000 J P Morgan SP BV – Ch Railway Cons European Warrants Jun11A 2011/06/21 2011/06/28
25638 J P Morgan SP BV – CNOOC European Warrants Jun 2011 B 2011/06/21 2011/06/28
25790 J P Morgan SP BV – HKEx European Put Wts Jun 2011 D 2011/06/21 2011/06/28
25913 J P Morgan SP BV – MTRC European Warrants Jun 2011 2011/06/21 2011/06/28
28116 KBC Fin Products Int’l Ltd. – Hutchison Euro Wts Jun 2011 G 2011/06/21 2011/06/28
27950 Macquarie Bank Ltd. – China Life European Wts Jun 2011 2011/06/21 2011/06/28
28665 Macquarie Bank Ltd. – Henganintl European Warrants Jun 2011 2011/06/21 2011/06/28
28222 Merrill Lynch Int’l & Co. C.V. – Ch Mobile Eur Wt Jun 2011 B 2011/06/21 2011/06/28
23507 Merrill Lynch Int’l & Co. C.V. – CNOOC European Wts Jun 11A 2011/06/21 2011/06/28
25994 Merrill Lynch Int’l & Co. C.V. – HKEx Eur Put Wts Jun 2011 D 2011/06/21 2011/06/28
22291 Merrill Lynch Int’l & Co. C.V. – HKEx Euro Wts Jun 2011 A 2011/06/21 2011/06/28
19845 Merrill Lynch Int’l & Co. C.V. – HS Bank Euro Wts Jun 2011 B 2011/06/21 2011/06/28
22369 Merrill Lynch Int’l & Co. C.V. – ICBC European Wts Jun 2011 2011/06/21 2011/06/28
29386 Merrill Lynch Int’l & Co. C.V. – PetroChina Eu Wt Jun 2011 B 2011/06/21 2011/06/28
28084 Nomura Int’l plc – China Life European Warrants Jun 2011 2011/06/21 2011/06/28
28004 RB of Scotland N.V. – China Shenhua European Wts Jun 2011 2011/06/21 2011/06/28
25050 RB of Scotland N.V. – HKEx European Warrants Jun 2011 A 2011/06/21 2011/06/28
25334 RB of Scotland N.V. – SHK P European Put Warrants Jun 2011 2011/06/21 2011/06/28
23794 SGA Societe Generale Acceptance N.V. – A50 Ch Eu Wt Jun 11B 2011/06/21 2011/06/28
28006 SGA Societe Generale Acceptance N.V. – AGBK Eu Wt Jun 2011 B 2011/06/21 2011/06/28
27157 SGA Societe Generale Acceptance N.V. – Air China Eu Wt Jun11 2011/06/21 2011/06/28
26584 SGA Societe Generale Acceptance N.V. – Alibaba Eu Wts Jun 11 2011/06/21 2011/06/28
26005 SGA Societe Generale Acceptance N.V. – BOCL Eu Wt Jun 2011 A 2011/06/21 2011/06/28
28126 SGA Societe Generale Acceptance N.V. – BOCL Eu Wt Jun 2011 B 2011/06/21 2011/06/28
28930 SGA Societe Generale Acceptance N.V. – Ch Mob Eu Wt Jun 11C 2011/06/21 2011/06/28
28043 SGA Societe Generale Acceptance N.V. – CLife Eu Wt Jun 2011E 2011/06/21 2011/06/28
25832 SGA Societe Generale Acceptance N.V. – CP&CC Eur Wt Jun2011A 2011/06/21 2011/06/28

Last Delisted
26811 SGA Societe Generale Acceptance N.V. – CPAir Eur Wt Jun 2011 2011/06/21 2011/06/28
27629 SGA Societe Generale Acceptance N.V. – CPIC Euro Wts Jun 11B 2011/06/21 2011/06/28
27206 SGA Societe Generale Acceptance N.V. – Dongfeng Eu Wt Jun11C 2011/06/21 2011/06/28
26590 SGA Societe Generale Acceptance N.V. – GCL-Poly Eu Wt Jun11A 2011/06/21 2011/06/28
27682 SGA Societe Generale Acceptance N.V. – HWL Eur Wt Jun 2011 B 2011/06/21 2011/06/28
28050 SGA Societe Generale Acceptance N.V. – HWL Eur Wt Jun 2011 D 2011/06/21 2011/06/28
28010 SGA Societe Generale Acceptance N.V. – ICBC Eu Wt Jun 2011 A 2011/06/21 2011/06/28
27165 SGA Societe Generale Acceptance N.V. – R&F Ppt Eu Wts Jun 11 2011/06/21 2011/06/28
25851 SGA Societe Generale Acceptance N.V. – SHKP Eu Put Wt Jun 11 2011/06/21 2011/06/28
26812 SGA Societe Generale Acceptance N.V. -Ch Mengniu Eu Wt Jun11 2011/06/21 2011/06/28
27159 SGA Societe Generale Acceptance N.V-Anhui Conch Eu Wt Jun11A 2011/06/21 2011/06/28
26671 SGA Societe Generale Acceptance N.V-Ch Overseas Eu Wt Jun11A 2011/06/21 2011/06/28
27203 SGA Societe Generale Acceptance NV-Angang Steel Eu Wt Jun11B 2011/06/21 2011/06/28
27254 SGA Societe Generale Acceptance NV-Angang Steel Eu Wt Jun11C 2011/06/21 2011/06/28
29040 Standard Chartered Bank – HSBC European Warrants Jun 2011 D 2011/06/21 2011/06/28
28620 UBS AG – BOCL European Warrants Jun 2011 2011/06/21 2011/06/28
29189 UBS AG – Cheung Kong European Warrants Jun 2011 B 2011/06/21 2011/06/28
24537 UBS AG – Cheung Kong European Warrants Jun 2011A 2011/06/21 2011/06/28
26055 UBS AG – China Coal European Warrants Jun 2011 2011/06/21 2011/06/28
26056 UBS AG – China Life European Warrants Jun 2011 A 2011/06/21 2011/06/28
28160 UBS AG – China Life European Warrants Jun 2011 C 2011/06/21 2011/06/28
28498 UBS AG – China Mobile European Warrants Jun 2011 B 2011/06/21 2011/06/28
28461 UBS AG – China Mobile European Warrants Jun 2011A 2011/06/21 2011/06/28
15869 UBS AG – CLP European Warrants Jun 2011 2011/06/21 2011/06/28
27411 UBS AG – CNOOC European Warrants Jun 2011 C 2011/06/21 2011/06/28
26700 UBS AG – HKEx European Put Warrants Jun 2011 E 2011/06/21 2011/06/28
22331 UBS AG – HKEx European Warrants Jun 2011 A 2011/06/21 2011/06/28
26709 UBS AG – HKEx European Warrants Jun 2011 C 2011/06/21 2011/06/28
22682 UBS AG – HSBC European Warrants Jun 2011 B 2011/06/21 2011/06/28
26829 UBS AG – Hutchison European Warrants Jun 2011 B 2011/06/21 2011/06/28
27442 UBS AG – ICBC European Warrants Jun 2011 A 2011/06/21 2011/06/28
18079 UBS AG – Maanshan Iron European Warrants Jun 2011 2011/06/21 2011/06/28
15597 UBS AG – PetroChina European Warrants Jun 2011 A 2011/06/21 2011/06/28
28887 UBS AG – PetroChina European Warrants Jun 2011 B 2011/06/21 2011/06/28
24465 UBS AG – R&F Ppt European Warrants Jun 2011 2011/06/21 2011/06/28
26921 UBS AG – Tencent Holdings European Warrants Jun 2011 B 2011/06/21 2011/06/28
23060 Citigroup Global Mkt H Inc. – Agile Ppt European Wts Jun 11 2011/06/22 2011/06/29
25783 Citigroup Global Mkt H Inc.-Tencent European Warrants Jun11A 2011/06/22 2011/06/29
24302 Deutsche Bank AG – Cheung Kong European Warrants Jun 2011 2011/06/22 2011/06/29
28120 Goldman Sachs SP (Asia) – Alibaba European Warrants Jun 2011 2011/06/22 2011/06/29
25445 HK Bank – Alibaba European Warrants Jun 2011 2011/06/22 2011/06/29
24767 HK Bank – Ch Ship Cont European Warrants Jun 2011 A 2011/06/22 2011/06/29
25465 HK Bank – China Coal European Warrants Jun 2011 2011/06/22 2011/06/29
25927 HK Bank – CM Bank European Warrants Jun 2011 2011/06/22 2011/06/29
25931 HK Bank – Tencent European Warrants Jun 2011 B 2011/06/22 2011/06/29
22307 J P Morgan SP BV – Cheung Kong European Warrants Jun 2011 2011/06/22 2011/06/29
27961 KBC Fin Products Int’l Ltd. – Sinopec Euro Wts Jun 2011 2011/06/22 2011/06/29
24455 Merrill Lynch Int’l & Co. C.V. – CK(H) European Wts Jun 2011 2011/06/22 2011/06/29
29388 Merrill Lynch Int’l & Co. C.V. – CNOOC Euro Put Wts Jun 11I 2011/06/22 2011/06/29
23508 Merrill Lynch Int’l & Co. C.V. – CNOOC European Wts Jun 11B 2011/06/22 2011/06/29
23476 Merrill Lynch Int’l & Co. C.V. – HKEx Euro Wts Jun 2011 B 2011/06/22 2011/06/29
24352 RB of Scotland N.V. – Cheung Kong European Warrants Jun 2011 2011/06/22 2011/06/29
26193 Standard Chartered Bank – HSBC European Warrants Jun 2011 A 2011/06/22 2011/06/29
26880 UBS AG – Ping An European Warrants Jun 2011 A 2011/06/22 2011/06/29
27031 Barclays Bank plc – AIA European Warrants Jun 2011 2011/06/23 2011/06/30
29693 Barclays Bank plc – HSI European Put Warrants Jun 2011 A 2011/06/23 2011/06/30
29694 Barclays Bank plc – HSI European Put Warrants Jun 2011 B 2011/06/23 2011/06/30
26566 BNP Paribas Arbit Issu B.V. – HSI Euro Put Wts Jun 2011 2011/06/23 2011/06/30
27696 BNP Paribas Arbit Issu B.V. – HSI European Wts Jun 2011 2011/06/23 2011/06/30
26285 BOCI Asia Ltd. – A50 China European Warrants Jun 2011 B 2011/06/23 2011/06/30
25688 CC Rabobank B.A. – Agricultural Bk European Warrants Jun 11 2011/06/23 2011/06/30
23857 CC Rabobank B.A. – Angang Steel European Warrants Jun 2011 2011/06/23 2011/06/30
25580 CC Rabobank B.A. – BOC HK European Warrants Jun 2011 2011/06/23 2011/06/30
21729 CC Rabobank B.A. – CNOOC European Warrants Jun 2011 A 2011/06/23 2011/06/30
25581 CC Rabobank B.A. – Dongfeng Motor European Warrants Jun2011A 2011/06/23 2011/06/30
27975 CC Rabobank B.A. – HSI European Put Warrants Jun 2011 A 2011/06/23 2011/06/30
27976 CC Rabobank B.A. – HSI European Put Warrants Jun 2011 B 2011/06/23 2011/06/30
27970 CC Rabobank B.A. – HSI European Warrants Jun 2011 2011/06/23 2011/06/30
23662 CC Rabobank B.A. – KECL European Warrants Jun 2011 2011/06/23 2011/06/30
24698 CC Rabobank B.A. – Minsheng Bank European Wts Jun 2011 A 2011/06/23 2011/06/30
23547 CC Rabobank B.A. – Nine Dragons European Warrants Jun 2011 2011/06/23 2011/06/30
27721 CC Rabobank B.A. – PCD Stores European Warrants Jun 2011 2011/06/23 2011/06/30
26405 CC Rabobank B.A. – Renhe Comm European Warrants Jun 2011 2011/06/23 2011/06/30
24598 CC Rabobank B.A. – Sands China European Warrants Jun 2011 2011/06/23 2011/06/30
23016 CC Rabobank B.A. – Skyworth Digital European Warrants Jun 11 2011/06/23 2011/06/30
23318 CC Rabobank B.A. – Tencent Holdings European Put Wts Jun 11 2011/06/23 2011/06/30
25584 CC Rabobank B.A. – Tencent Holdings European Wts Jun 2011 2011/06/23 2011/06/30
26466 CC Rabobank B.A. – Yuexiu Property European Warrants Jun 11 2011/06/23 2011/06/30
27722 CC Rabobank B.A. – ZTE European Warrants Jun 2011 2011/06/23 2011/06/30
21818 Citigroup Global Mkt H Inc. – CNOOC European Wts Jun 2011 A 2011/06/23 2011/06/30
28833 Credit Suisse AG – HSCEI European Put Warrants Jun 2011 C 2011/06/23 2011/06/30
29242 Credit Suisse AG – HSCEI European Put Warrants Jun 2011 D 2011/06/23 2011/06/30
29217 Credit Suisse AG – HSCEI European Warrants Jun 2011 B 2011/06/23 2011/06/30
27726 Credit Suisse AG – HSCEI European Warrants Jun 2011A 2011/06/23 2011/06/30
28919 Credit Suisse AG – HSI European Put Warrants Jun 2011 E 2011/06/23 2011/06/30
29296 Credit Suisse AG – HSI European Put Warrants Jun 2011 F 2011/06/23 2011/06/30
29297 Credit Suisse AG – HSI European Put Warrants Jun 2011 G 2011/06/23 2011/06/30

Last Delisted
28915 Credit Suisse AG – HSI European Warrants Jun 2011 B 2011/06/23 2011/06/30
28927 Credit Suisse AG – HSI European Warrants Jun 2011 C 2011/06/23 2011/06/30
29218 Credit Suisse AG – HSI European Warrants Jun 2011 D 2011/06/23 2011/06/30
28836 Credit Suisse AG – HSI European Warrants Jun 2011A 2011/06/23 2011/06/30
27381 Deutsche Bank AG – HSI European Put Warrants Jun 2011 B 2011/06/23 2011/06/30
27494 Deutsche Bank AG – HSI European Put Warrants Jun 2011 D 2011/06/23 2011/06/30
26702 Deutsche Bank AG – HSI European Warrants Jun 2011 A 2011/06/23 2011/06/30
27490 Deutsche Bank AG – HSI European Warrants Jun 2011 C 2011/06/23 2011/06/30
27528 Deutsche Bank AG – HSI European Warrants Jun 2011 E 2011/06/23 2011/06/30
27422 Deutsche Bank AG – Sinopec Corp European Warrants Jun 2011 A 2011/06/23 2011/06/30
25990 Goldman Sachs SP (Asia) – A50 China European Wts Jun 2011 A 2011/06/23 2011/06/30
28360 Goldman Sachs SP (Asia) – BOC HK European Warrants Jun 2011B 2011/06/23 2011/06/30
29614 Goldman Sachs SP (Asia) – CITIC Bank European Wts Jun 2011 2011/06/23 2011/06/30
27273 Goldman Sachs SP (Asia) – HSI European Put Wts Jun 2011 D 2011/06/23 2011/06/30
27360 Goldman Sachs SP (Asia) – HSI European Put Wts Jun 2011 E 2011/06/23 2011/06/30
27504 Goldman Sachs SP (Asia) – HSI European Put Wts Jun 2011 F 2011/06/23 2011/06/30
29616 Goldman Sachs SP (Asia) – HSI European Put Wts Jun 2011 G 2011/06/23 2011/06/30
27199 Goldman Sachs SP (Asia) – HSI European Warrants Jun 2011 B 2011/06/23 2011/06/30
27319 Goldman Sachs SP (Asia) – HSI European Warrants Jun 2011 C 2011/06/23 2011/06/30
25372 Goldman Sachs SP (Asia) – HSI European Warrants Jun 2011A 2011/06/23 2011/06/30
22254 HK Bank – A50 China European Warrants Jun 2011 2011/06/23 2011/06/30
23444 HK Bank – Angang Steel European Warrants Jun 2011 A 2011/06/23 2011/06/30
22581 HK Bank – CHALCO European Warrants Jun 2011 2011/06/23 2011/06/30
27571 HK Bank – Geely Auto European Warrants Jun 2011 B 2011/06/23 2011/06/30
23809 HK Bank – HKEx European Warrants Jun 2011 2011/06/23 2011/06/30
26728 HK Bank – HSCEI European Put Warrants Jun 2011 2011/06/23 2011/06/30
25113 HK Bank – HSCEI European Warrants Jun 2011 A 2011/06/23 2011/06/30
26724 HK Bank – HSCEI European Warrants Jun 2011 B 2011/06/23 2011/06/30
25133 HK Bank – HSI European Put Warrants Jun 2011 A 2011/06/23 2011/06/30
27486 HK Bank – HSI European Put Warrants Jun 2011 B 2011/06/23 2011/06/30
27487 HK Bank – HSI European Put Warrants Jun 2011 C 2011/06/23 2011/06/30
12695 HK Bank – HSI European Warrants Dec 2011 G 2011/06/29 2011/06/30
27716 HK Bank – HSI European Warrants Jun 2011 D 2011/06/23 2011/06/30
27717 HK Bank – HSI European Warrants Jun 2011 E 2011/06/23 2011/06/30
27573 HK Bank – SHK Ppt European Warrants Jun 2011 2011/06/23 2011/06/30
22064 HK Bank – Sinoma European Warrants Jun 2011 2011/06/23 2011/06/30
27784 J P Morgan SP BV – Agricultural Bk European Warrants Jun 11B 2011/06/23 2011/06/30
27772 J P Morgan SP BV – Anhui Conch European Warrants Jun 2011 B 2011/06/23 2011/06/30
27195 J P Morgan SP BV – BankComm European Warrants Jun 2011 2011/06/23 2011/06/30
25305 J P Morgan SP BV – BOC HK European Warrants Jun 2011 A 2011/06/23 2011/06/30
27340 J P Morgan SP BV – BOC HK European Warrants Jun 2011 B 2011/06/23 2011/06/30
27787 J P Morgan SP BV – BYD European Warrants Jun 2011 2011/06/23 2011/06/30
27699 J P Morgan SP BV – C Transmission European Warrants Jun 2011 2011/06/23 2011/06/30
23309 J P Morgan SP BV – Ch Railway Cons European Warrants Jun11B 2011/06/23 2011/06/30
27776 J P Morgan SP BV – China Mob European Wts Jun 2011 B 2011/06/23 2011/06/30
27791 J P Morgan SP BV – China Shenhua European Warrants Jun 2011 2011/06/23 2011/06/30
27231 J P Morgan SP BV – CITIC Bank European Warrants Jun 2011 A 2011/06/23 2011/06/30
27232 J P Morgan SP BV – CITIC Bank European Warrants Jun 2011 B 2011/06/23 2011/06/30
27788 J P Morgan SP BV – CITIC Bank European Warrants Jun 2011 C 2011/06/23 2011/06/30
25636 J P Morgan SP BV – CM Bank European Warrants Jun 2011 A 2011/06/23 2011/06/30
25912 J P Morgan SP BV – CM Bank European Warrants Jun 2011 B 2011/06/23 2011/06/30
23248 J P Morgan SP BV – CNOOC European Warrants Jun 2011 A 2011/06/23 2011/06/30
27343 J P Morgan SP BV – CPIC European Warrants Jun 2011 2011/06/23 2011/06/30
24830 J P Morgan SP BV – Dongfeng Motor European Warrants Jun 11B 2011/06/23 2011/06/30
24511 J P Morgan SP BV – Dongfeng Motor European Warrants Jun2011A 2011/06/23 2011/06/30
27198 J P Morgan SP BV – Esprit European Wts Jun 2011 A 2011/06/23 2011/06/30
27645 J P Morgan SP BV – Henderson Land Dev European Wts Jun 2011 2011/06/23 2011/06/30
26049 J P Morgan SP BV – HKEx European Put Wts Jun 2011 E 2011/06/23 2011/06/30
25287 J P Morgan SP BV – HKEx European Warrants Jun 2011 B 2011/06/23 2011/06/30
27793 J P Morgan SP BV – ICBC European Warrants Jun 2011 A 2011/06/23 2011/06/30
27794 J P Morgan SP BV – ICBC European Warrants Jun 2011 B 2011/06/23 2011/06/30
27795 J P Morgan SP BV – Lenovo European Warrants Jun 2011 B 2011/06/23 2011/06/30
27701 J P Morgan SP BV – Shougang Res European Warrants Jun 2011A 2011/06/23 2011/06/30
19839 J P Morgan SP BV – Sinofert European Warrants Jun 2011 2011/06/23 2011/06/30
27700 J P Morgan SP BV – Sinopec Corp European Warrants Jun 2011 2011/06/23 2011/06/30
27796 J P Morgan SP BV – Sinopharm European Warrants Jun 2011 2011/06/23 2011/06/30
26863 KBC Fin Products Int’l Ltd. – HSCEI Euro Put Wts Jun 2011 D 2011/06/23 2011/06/30
27810 KBC Fin Products Int’l Ltd. – HSCEI Euro Put Wts Jun 2011 E 2011/06/23 2011/06/30
27811 KBC Fin Products Int’l Ltd. – HSCEI Euro Put Wts Jun 2011 F 2011/06/23 2011/06/30
27812 KBC Fin Products Int’l Ltd. – HSCEI Euro Put Wts Jun 2011 G 2011/06/23 2011/06/30
27813 KBC Fin Products Int’l Ltd. – HSCEI Euro Put Wts Jun 2011 H 2011/06/23 2011/06/30
26861 KBC Fin Products Int’l Ltd. – HSCEI Euro Wts Jun 2011 A 2011/06/23 2011/06/30
26862 KBC Fin Products Int’l Ltd. – HSCEI Euro Wts Jun 2011 B 2011/06/23 2011/06/30
27806 KBC Fin Products Int’l Ltd. – HSCEI Euro Wts Jun 2011 C 2011/06/23 2011/06/30
27753 KBC Fin Products Int’l Ltd. – HSI Euro Put Wts Jun 2011 A 2011/06/23 2011/06/30
27754 KBC Fin Products Int’l Ltd. – HSI Euro Put Wts Jun 2011 B 2011/06/23 2011/06/30
27755 KBC Fin Products Int’l Ltd. – HSI Euro Put Wts Jun 2011 C 2011/06/23 2011/06/30
27756 KBC Fin Products Int’l Ltd. – HSI Euro Put Wts Jun 2011 D 2011/06/23 2011/06/30
27757 KBC Fin Products Int’l Ltd. – HSI Euro Put Wts Jun 2011 E 2011/06/23 2011/06/30
27758 KBC Fin Products Int’l Ltd. – HSI Euro Put Wts Jun 2011 F 2011/06/23 2011/06/30
27759 KBC Fin Products Int’l Ltd. – HSI Euro Put Wts Jun 2011 G 2011/06/23 2011/06/30
26608 KBC Fin Products Int’l Ltd. – HSI European Wts Jun 2011 H 2011/06/23 2011/06/30
27763 KBC Fin Products Int’l Ltd. – HSI European Wts Jun 2011 I 2011/06/23 2011/06/30
27764 KBC Fin Products Int’l Ltd. – HSI European Wts Jun 2011 J 2011/06/23 2011/06/30
27803 KBC Fin Products Int’l Ltd. – HSI European Wts Jun 2011 K 2011/06/23 2011/06/30
27846 KBC Fin Products Int’l Ltd. – HSI European Wts Jun 2011 L 2011/06/23 2011/06/30
27847 KBC Fin Products Int’l Ltd. – HSI European Wts Jun 2011 M 2011/06/23 2011/06/30

Last Delisted
23648 Macquarie Bank Ltd. – A50 China European Warrants Jun 2011 B 2011/06/23 2011/06/30
26045 Macquarie Bank Ltd. – A50 China European Warrants Jun 2011 C 2011/06/23 2011/06/30
25530 Macquarie Bank Ltd. – Air China European Warrants Jun 2011 2011/06/23 2011/06/30
26348 Macquarie Bank Ltd. – Bank of EA European Warrants Jun 2011 2011/06/23 2011/06/30
24930 Macquarie Bank Ltd. – BOCHK European Warrants Jun 2011 B 2011/06/23 2011/06/30
17810 Macquarie Bank Ltd. – BYD European Warrants Jun 2011 A 2011/06/23 2011/06/30
27801 Macquarie Bank Ltd. – Ch Southern Air European Wts Jun 2011 2011/06/23 2011/06/30
27800 Macquarie Bank Ltd. – China Mobile European Wts Jun 2011 B 2011/06/23 2011/06/30
26349 Macquarie Bank Ltd. – CPIC European Warrants Jun 2011 2011/06/23 2011/06/30
23472 Macquarie Bank Ltd. – Dongfeng Motor European Wts Jun 2011 2011/06/23 2011/06/30
12662 Macquarie Bank Ltd. – HSCEI European Put Warrants Dec 2011 A 2011/06/29 2011/06/30
26539 Macquarie Bank Ltd. – HSCEI European Warrants Jun 2011 2011/06/23 2011/06/30
28986 Macquarie Bank Ltd. – HSI European Put Warrants Jun 2011 2011/06/23 2011/06/30
25537 Macquarie Bank Ltd. – Yanzhou Coal European Wts Jun 2011 A 2011/06/23 2011/06/30
27480 Macquarie Bank Ltd. – Yurun Food European Warrants Jun 2011 2011/06/23 2011/06/30
28093 Merrill Lynch Int’l & Co. C.V. – HSCEI Euro Put Wts Jun 2011 2011/06/23 2011/06/30
28089 Merrill Lynch Int’l & Co. C.V. – HSCEI European Wts Jun 2011 2011/06/23 2011/06/30
23951 Merrill Lynch Int’l & Co. C.V. -HSI European Put Wts Jun 11C 2011/06/23 2011/06/30
28546 Merrill Lynch Int’l & Co. C.V. -HSI European Put Wts Jun 11D 2011/06/23 2011/06/30
28547 Merrill Lynch Int’l & Co. C.V. -HSI European Put Wts Jun 11E 2011/06/23 2011/06/30
28548 Merrill Lynch Int’l & Co. C.V. -HSI European Put Wts Jun 11F 2011/06/23 2011/06/30
28541 Merrill Lynch Int’l & Co. C.V. -HSI European Warrants Jun11B 2011/06/23 2011/06/30
29208 Merrill Lynch Int’l & Co. C.V. -HSI European Warrants Jun11G 2011/06/23 2011/06/30
27300 Merrill Lynch Int’l & Co. C.V.-HSI European Warrants Jun 11A 2011/06/23 2011/06/30
27560 Nomura Int’l plc – HSI European Put Warrants Jun 2011 C 2011/06/23 2011/06/30
27561 Nomura Int’l plc – HSI European Put Warrants Jun 2011 D 2011/06/23 2011/06/30
27551 Nomura Int’l plc – HSI European Warrants Jun 2011 A 2011/06/23 2011/06/30
27552 Nomura Int’l plc – HSI European Warrants Jun 2011 B 2011/06/23 2011/06/30
27771 RB of Scotland N.V. – A50 China European Put Wts Jun 2011 2011/06/23 2011/06/30
27919 RB of Scotland N.V. – HSBC European Warrants Jun 2011 C 2011/06/23 2011/06/30
27402 RB of Scotland N.V. – HSCEI European Warrants Jun 2011 2011/06/23 2011/06/30
27624 RB of Scotland N.V. – HSI European Put Warrants Jun 2011 A 2011/06/23 2011/06/30
27625 RB of Scotland N.V. – HSI European Put Warrants Jun 2011 B 2011/06/23 2011/06/30
27509 RB of Scotland N.V. – HSI European Warrants Jun 2011 2011/06/23 2011/06/30
26421 SGA Societe Generale Acceptance N.V. – A50 Ch Eu Wt Jun 11C 2011/06/23 2011/06/30
25249 SGA Societe Generale Acceptance N.V. – CK(H) Eu Wt Jun 2011 2011/06/23 2011/06/30
26012 SGA Societe Generale Acceptance N.V. – HKEx Eu Put Wt Jun 11 2011/06/23 2011/06/30
25064 SGA Societe Generale Acceptance N.V. – HSI Eu Put Wt Jun 11A 2011/06/23 2011/06/30
27683 SGA Societe Generale Acceptance N.V. – HSI Eu Put Wt Jun 11B 2011/06/23 2011/06/30
28411 SGA Societe Generale Acceptance N.V. – HSI Eu Put Wt Jun 11C 2011/06/23 2011/06/30
28412 SGA Societe Generale Acceptance N.V. – HSI Eu Put Wt Jun 11D 2011/06/23 2011/06/30
28895 SGA Societe Generale Acceptance N.V. – HSI Eu Put Wt Jun 11G 2011/06/23 2011/06/30
28409 SGA Societe Generale Acceptance N.V. – HSI Eur Wt Jun 2011 E 2011/06/23 2011/06/30
28891 SGA Societe Generale Acceptance N.V. – HSI Eur Wt Jun 2011 F 2011/06/23 2011/06/30
26960 SGA Societe Generale Acceptance N.V. – HWL Eur Wt Jun 2011A 2011/06/23 2011/06/30
25848 SGA Societe Generale Acceptance NV-Minsheng Bk Eu Wt Jun 11 2011/06/23 2011/06/30
27627 UBS AG – HSI European Put Warrants Jun 2011 F 2011/06/23 2011/06/30
28917 UBS AG – HSI European Put Warrants Jun 2011 G 2011/06/23 2011/06/30
29220 UBS AG – HSI European Put Warrants Jun 2011 H 2011/06/23 2011/06/30
29416 UBS AG – HSI European Put Warrants Jun 2011 K 2011/06/23 2011/06/30
29869 UBS AG – HSI European Put Warrants Jun 2011 L 2011/06/23 2011/06/30
26912 UBS AG – HSI European Warrants Jun 2011 A 2011/06/23 2011/06/30
26913 UBS AG – HSI European Warrants Jun 2011 B 2011/06/23 2011/06/30
27954 UBS AG – HSI European Warrants Jun 2011 C 2011/06/23 2011/06/30
28882 UBS AG – HSI European Warrants Jun 2011 D 2011/06/23 2011/06/30
28913 UBS AG – HSI European Warrants Jun 2011 E 2011/06/23 2011/06/30
29228 UBS AG – HSI European Warrants Jun 2011 I 2011/06/23 2011/06/30
29412 UBS AG – HSI European Warrants Jun 2011 J 2011/06/23 2011/06/30
28880 UBS AG – ICBC European Warrants Jun 2011 B 2011/06/23 2011/06/30
26897 Barclays Bank plc – Jiangxi Copper European Warrants Jun 11 2011/06/24 2011/07/04
22842 BOCI Asia Ltd. – China Tel European Warrants Jun 2011 2011/06/24 2011/07/04
26359 BOCI Asia Ltd. – Yurun Food European Warrants Jun 2011 A 2011/06/24 2011/07/04
27864 CC Rabobank B.A. – Ch Southern Air European Warrants Jun 11 2011/06/24 2011/07/04
29322 CC Rabobank B.A. – Hang Seng Bank European Warrants Jun 2011 2011/06/24 2011/07/04
28785 CC Rabobank B.A. – Ping An European Warrants Jun 2011 2011/06/24 2011/07/04
27871 CC Rabobank B.A. – Want Want China European Warrants Jun 11 2011/06/24 2011/07/04
25374 Citigroup Global Mkt H Inc. – SHK Ppt European Wts Jun 2011 2011/06/24 2011/07/04
27905 Citigroup Global Mkt H Inc. – Yurun Food Euro Wts Jun 2011 2011/06/24 2011/07/04
27739 Credit Suisse AG – Agricultural Bank European Wts Jun 2011 B 2011/06/24 2011/07/04
27830 Credit Suisse AG – BOCL European Warrants Jun 2011 A 2011/06/24 2011/07/04
27735 Credit Suisse AG – CC Bank European Warrants Jun 2011 B 2011/06/24 2011/07/04
27736 Credit Suisse AG – CC Bank European Warrants Jun 2011 C 2011/06/24 2011/07/04
27825 Credit Suisse AG – CC Bank European Warrants Jun 2011 E 2011/06/24 2011/07/04
29294 Credit Suisse AG – CC Bank European Warrants Jun 2011 F 2011/06/24 2011/07/04
27737 Credit Suisse AG – China Mobile European Warrants Jun 2011 B 2011/06/24 2011/07/04
27826 Credit Suisse AG – China Mobile European Warrants Jun 2011 C 2011/06/24 2011/07/04
29298 Credit Suisse AG – Hutchison European Warrants Jun 2011 H 2011/06/24 2011/07/04
27742 Credit Suisse AG – ICBC European Warrants Jun 2011 B 2011/06/24 2011/07/04
27743 Credit Suisse AG – ICBC European Warrants Jun 2011 C 2011/06/24 2011/07/04
27732 Credit Suisse AG – Jiangxi Copper European Wts Jun 2011 A 2011/06/24 2011/07/04
27744 Credit Suisse AG – Ping An European Warrants Jun 2011 A 2011/06/24 2011/07/04
27828 Credit Suisse AG – Ping An European Warrants Jun 2011 B 2011/06/24 2011/07/04
27829 Credit Suisse AG – Ping An European Warrants Jun 2011 C 2011/06/24 2011/07/04
27140 Deutsche Bank AG – China Mobile European Warrants Jun 2011A 2011/06/24 2011/07/04
29774 Goldman Sachs SP (Asia) – Hutchison European Wts Jun 2011 B 2011/06/24 2011/07/04
28941 Goldman Sachs SP (Asia) – Li & Fung European Warrants Jun 11 2011/06/24 2011/07/04
18344 HK Bank – Maanshan Iron European Warrants Jun 2011 2011/06/24 2011/07/04

Last Delisted
27873 J P Morgan SP BV – BOCL European Warrants Jun 2011 2011/06/24 2011/07/04
28383 J P Morgan SP BV – China Life European Warrants Jun 2011 B 2011/06/24 2011/07/04
27878 J P Morgan SP BV – CM Bank European Warrants Jun 2011 C 2011/06/24 2011/07/04
27875 J P Morgan SP BV – Hang Lung Ppt European Warrants Jun 2011 2011/06/24 2011/07/04
27879 J P Morgan SP BV – Huaneng Power European Warrants Jun 2011 2011/06/24 2011/07/04
29528 J P Morgan SP BV – Hutchison European Warrants Jun 2011 B 2011/06/24 2011/07/04
27876 J P Morgan SP BV – Li & Fung European Warrants Jun 2011 2011/06/24 2011/07/04
27649 J P Morgan SP BV – Maanshan Iron European Warrants Jun 2011B 2011/06/24 2011/07/04
28245 J P Morgan SP BV – Ping An European Warrants Jun 2011 2011/06/24 2011/07/04
27877 J P Morgan SP BV – Stanchart European Warrants Jun 2011 2011/06/24 2011/07/04
27893 KBC Fin Products Int’l Ltd. – HSBC European Wts Jun 2011 B 2011/06/24 2011/07/04
25737 Macquarie Bank Ltd. – China Coal European Warrants Jun 2011 2011/06/24 2011/07/04
24689 Macquarie Bank Ltd. – China Mengniu European Wts Jun 2011 2011/06/24 2011/07/04
26576 Macquarie Bank Ltd. – Li Ning European Warrants Jun 2011 2011/06/24 2011/07/04
26739 Macquarie Bank Ltd. – SJM Holdings European Warrants Jun 11 2011/06/24 2011/07/04
24732 Macquarie Bank Ltd. – Stanchart European Warrants Jun 2011 A 2011/06/24 2011/07/04
26577 Macquarie Bank Ltd. – Stanchart European Warrants Jun 2011 B 2011/06/24 2011/07/04
23297 Nomura Int’l plc – A50 China European Warrants Jun 2011 A 2011/06/24 2011/07/04
23291 Nomura Int’l plc – Air China European Warrants Jun 2011 2011/06/24 2011/07/04
29016 Nomura Int’l plc – Alibaba European Warrants Jun 2011 2011/06/24 2011/07/04
27042 Nomura Int’l plc – Anhui Conch European Warrants Jun 2011 2011/06/24 2011/07/04
29013 Nomura Int’l plc – BYD European Warrants Jun 2011 2011/06/24 2011/07/04
26889 Nomura Int’l plc – C Transmission European Warrants Jun 2011 2011/06/24 2011/07/04
26891 Nomura Int’l plc – CC Bank European Warrants Jun 2011 A 2011/06/24 2011/07/04
26892 Nomura Int’l plc – CC Bank European Warrants Jun 2011 B 2011/06/24 2011/07/04
27469 Nomura Int’l plc – China Dongxiang European Warrants Jun2011 2011/06/24 2011/07/04
28079 Nomura Int’l plc – China Mobile European Warrants Jun 2011 2011/06/24 2011/07/04
27038 Nomura Int’l plc – China Telecom European Warrants Jun 2011 2011/06/24 2011/07/04
22948 Nomura Int’l plc – CNOOC European Warrants Jun 2011 A 2011/06/24 2011/07/04
25222 Nomura Int’l plc – CNOOC European Warrants Jun 2011 B 2011/06/24 2011/07/04
25675 Nomura Int’l plc – Hutchison European Warrants Jun 2011 2011/06/24 2011/07/04
22156 Nomura Int’l plc – ICBC European Warrants Jun 2011 2011/06/24 2011/07/04
29008 Nomura Int’l plc – JIANC European Warrants Jun 2011 2011/06/24 2011/07/04
23282 Nomura Int’l plc – SHK P European Warrants Jun 2011 2011/06/24 2011/07/04
25682 Nomura Int’l plc – Sinopharm European Put Warrants Jun 2011 2011/06/24 2011/07/04
27053 Nomura Int’l plc – Stanchart European Put Warrants Jun 2011 2011/06/24 2011/07/04
26896 Nomura Int’l plc – Stanchart European Warrants Jun 2011 2011/06/24 2011/07/04
29107 Nomura Int’l plc – Yurun Food European Warrants Jun 2011 2011/06/24 2011/07/04
27035 Nomura Int’l plc -Henderson Land Dev European Warrants Jun11 2011/06/24 2011/07/04
27658 RB of Scotland N.V. – BOCL European Warrants Jun 2011 2011/06/24 2011/07/04
27660 RB of Scotland N.V. – China Life European Wts Jun 2011 A 2011/06/24 2011/07/04
27661 RB of Scotland N.V. – China Life European Wts Jun 2011 B 2011/06/24 2011/07/04
27659 RB of Scotland N.V. – China Mobile European Wts Jun 2011 B 2011/06/24 2011/07/04
26993 RB of Scotland N.V. – HKEx European Warrants Jun 2011 C 2011/06/24 2011/07/04
27358 RB of Scotland N.V. – HWL European Warrants Jun 2011 B 2011/06/24 2011/07/04
27663 RB of Scotland N.V. – HWL European Warrants Jun 2011 C 2011/06/24 2011/07/04
27508 RB of Scotland N.V. – Sinopec Corp European Warrants Jun 11 2011/06/24 2011/07/04
26075 RB of Scotland N.V. – Tencent Holdings European Wts Jun 11B 2011/06/24 2011/07/04
25768 Standard Chartered Bank – CC Bank European Warrants Jun 11A 2011/06/24 2011/07/04
27779 Standard Chartered Bank – China Mobile European Wts Jun 11B 2011/06/24 2011/07/04
27421 Standard Chartered Bank – CSR Times European Wts Jun 2011 2011/06/24 2011/07/04
27678 Standard Chartered Bank-China Life European Warrants Jun 11 2011/06/24 2011/07/04
29096 UBS AG – CC Bank European Warrants Jun 2011 D 2011/06/24 2011/07/04
29024 UBS AG – HS Bank European Warrants Jun 2011 2011/06/24 2011/07/04
26530 Barclays Bank plc – Sinopec Corp European Put Wts Jul 2011 2011/06/27 2011/07/05
23518 BNP Paribas Arbit Issu B.V. – A50 China Euro Wts Jul 2011 2011/06/27 2011/07/05
22320 BNP Paribas Arbit Issu B.V. – Agile Ppt European Wts Jul 11 2011/06/27 2011/07/05
26106 BNP Paribas Arbit Issu B.V. – Agricultural Bank Eu Wt Jul 11 2011/06/27 2011/07/05
26638 BNP Paribas Arbit Issu B.V. – BOCL European Wts Jul 2011 2011/06/27 2011/07/05
28151 BNP Paribas Arbit Issu B.V. – CC Bank Euro Wts Jul 2011 2011/06/27 2011/07/05
27622 BNP Paribas Arbit Issu B.V. – Ch Ship Cont European Wt Jul11 2011/06/27 2011/07/05
24945 BNP Paribas Arbit Issu B.V. – China Life Euro Wts Jul 2011 2011/06/27 2011/07/05
26062 BNP Paribas Arbit Issu B.V. – CNOOC European Wts Jul 2011 2011/06/27 2011/07/05
22030 BNP Paribas Arbit Issu B.V. – HKEx European Wts Jul 2011 A 2011/06/27 2011/07/05
22880 BNP Paribas Arbit Issu B.V. – HKEx European Wts Jul 2011 B 2011/06/27 2011/07/05
26641 BNP Paribas Arbit Issu B.V. – HSBC European Wts Jul 2011 A 2011/06/27 2011/07/05
27849 BNP Paribas Arbit Issu B.V. – HSBC European Wts Jul 2011 B 2011/06/27 2011/07/05
25455 BNP Paribas Arbit Issu B.V. – ICBC European Put Wts Jul 2011 2011/06/27 2011/07/05
26504 BNP Paribas Arbit Issu B.V. – ICBC European Wts Jul 2011 2011/06/27 2011/07/05
24523 BNP Paribas Arbit Issu B.V. – Kerry Ppt European Wts Jul11 2011/06/27 2011/07/05
27770 BNP Paribas Arbit Issu B.V. – Tencent Holdings Eu Wts Jul11A 2011/06/27 2011/07/05
24524 BNP Paribas Arbit Issu B.V. -MTRC European Warrants Jul 2011 2011/06/27 2011/07/05
25963 BNP Paribas Arbit Issu B.V.-Dongfeng Motor European Wt Jul11 2011/06/27 2011/07/05
28947 BOCI Asia Ltd. – CC Bank European Put Warrants Jul 2011 2011/06/27 2011/07/05
26358 BOCI Asia Ltd. – China Shenhua European Warrants Jul 2011 A 2011/06/27 2011/07/05
27860 BOCI Asia Ltd. – China Shenhua European Warrants Jul 2011 B 2011/06/27 2011/07/05
26283 BOCI Asia Ltd. – HKEx European Put Warrants Jul 2011 2011/06/27 2011/07/05
25919 BOCI Asia Ltd. – Tencent Holdings European Warrants Jul 2011 2011/06/27 2011/07/05
23494 BOCI Asia Ltd. -Tencent Holdings European Put Warrants Jul11 2011/06/27 2011/07/05
28990 CC Rabobank B.A. – Ch Mobile European Put Wts Jul 2011 2011/06/27 2011/07/05
23466 Citigroup Global Mkt H Inc. – Angang Steel European Wt Jul11 2011/06/27 2011/07/05
25390 Credit Suisse – Cheung Kong European Put Warrants Jul 2011A 2011/06/27 2011/07/05
27749 Credit Suisse AG – BOCL European Warrants Jul 2011 2011/06/27 2011/07/05
24468 Credit Suisse AG – Cheung Kong European Warrants Jul 2011 2011/06/27 2011/07/05
27747 Credit Suisse AG – CM Bank European Warrants Jul 2011 2011/06/27 2011/07/05
29663 Credit Suisse AG – Li & Fung European Warrants Jul 2011 2011/06/27 2011/07/05
26745 Deutsche Bank AG – China Coal European Warrants Jul 2011 2011/06/27 2011/07/05

Last Delisted
29312 Deutsche Bank AG – HSBC European Warrants Jul 2011 C 2011/06/27 2011/07/05
27150 Deutsche Bank AG – Tencent Holdings European Warrants Jul11B 2011/06/27 2011/07/05
27945 Goldman Sachs SP (Asia) – CC Bank Euro Put Wts Jul 2011 2011/06/27 2011/07/05
27636 Goldman Sachs SP (Asia) – CC Bank European Wts Jul 2011 A 2011/06/27 2011/07/05
29481 Goldman Sachs SP (Asia) – China Life Euro Put Wts Jul 2011 2011/06/27 2011/07/05
25992 Goldman Sachs SP (Asia) – China Life Euro Wts Jul 2011 A 2011/06/27 2011/07/05
27944 Goldman Sachs SP (Asia) – Evergrande European Wts Jul 2011 A 2011/06/27 2011/07/05
27129 Goldman Sachs SP (Asia) – Hutchison European Wts Jul 2011 A 2011/06/27 2011/07/05
27780 Goldman Sachs SP (Asia) – Minsheng Bank European Wts Jul2011 2011/06/27 2011/07/05
27783 Goldman Sachs SP (Asia) – Yanzhou Coal European Wts Jul 2011 2011/06/27 2011/07/05
24773 HK Bank – PICC European Warrants Jul 2011 A 2011/06/27 2011/07/05
27959 KBC Fin Products Int’l Ltd. – Ch Mobile Euro Wt Jul 2011 A 2011/06/27 2011/07/05
28557 KBC Fin Products Int’l Ltd. – Ch Mobile Euro Wt Jul 2011 D 2011/06/27 2011/07/05
28704 KBC Fin Products Int’l Ltd. – China Life Euro Wts Jul 2011 B 2011/06/27 2011/07/05
26624 KBC Fin Products Int’l Ltd. – CMB European Warrants Jul 2011 2011/06/27 2011/07/05
25769 KBC Fin Products Int’l Ltd. – CNOOC European Wts Jul 2011 2011/06/27 2011/07/05
23222 KBC Fin Products Int’l Ltd. – HKEx European Warrants Jul 11A 2011/06/27 2011/07/05
24105 KBC Fin Products Int’l Ltd. – Huaneng Power Eur Wts Jul 2011 2011/06/27 2011/07/05
28053 KBC Fin Products Int’l Ltd. – Hutchison Euro Wts Jul 2011 B 2011/06/27 2011/07/05
27535 KBC Fin Products Int’l Ltd. – ICBC European Wts Jul 2011 2011/06/27 2011/07/05
27968 KBC Fin Products Int’l Ltd. – PetroChina Euro Wts Jul 2011 2011/06/27 2011/07/05
24029 KBC Fin Products Int’l Ltd. – SHK Ppt Euro Put Wts Jul 2011 2011/06/27 2011/07/05
27964 KBC Fin Products Int’l Ltd. – Sinopec Corp Eu Put Wt Jul2011 2011/06/27 2011/07/05
27962 KBC Fin Products Int’l Ltd. – Sinopec Euro Wts Jul 2011 2011/06/27 2011/07/05
28314 KBC Fin Products Int’l Ltd. – Tencent Holdings Eu Wt Jul 11C 2011/06/27 2011/07/05
27144 Macquarie Bank Ltd. – Alibaba European Warrants Jul 2011 2011/06/27 2011/07/05
25784 Macquarie Bank Ltd. – Henderson Land Dev Euro Wts Jul 2011 2011/06/27 2011/07/05
24230 Macquarie Bank Ltd. – R&F Ppt European Warrants Jul 2011 2011/06/27 2011/07/05
26455 Macquarie Bank Ltd. – Sino Land European Warrants Jul 2011 2011/06/27 2011/07/05
24266 Macquarie Bank Ltd. – Tencent European Warrants Jul 2011 A 2011/06/27 2011/07/05
28167 Merrill Lynch Int’l & Co. C.V. – Ch Mobile Eur Wt Jul 2011 2011/06/27 2011/07/05
28984 Merrill Lynch Int’l & Co. C.V. – China Life Eu Wt Jul 2011 2011/06/27 2011/07/05
23425 Merrill Lynch Int’l & Co. C.V. – Tencent Euro Put Wts Jul11 2011/06/27 2011/07/05
29748 Nomura Int’l plc – Li & Fung European Warrants Jul 2011 2011/06/27 2011/07/05
24396 RB of Scotland N.V. – HKEx European Warrants Jul 2011 B 2011/06/27 2011/07/05
29737 RB of Scotland N.V. – HSBC European Warrants Jul 2011 B 2011/06/27 2011/07/05
29735 RB of Scotland N.V. – Sinopec Corp European Wts Jul 2011 2011/06/27 2011/07/05
26417 SGA Societe Generale Acceptance N.V. – BOCHK Eur Wt Jul 2011 2011/06/27 2011/07/05
27594 SGA Societe Generale Acceptance N.V. – BOCL Eu Wt Jul 2011 2011/06/27 2011/07/05
28529 SGA Societe Generale Acceptance N.V. – Ch Mob Eu Wt Jul 11B 2011/06/27 2011/07/05
26474 SGA Societe Generale Acceptance N.V. – CHALCO Eu Wt Jul 2011 2011/06/27 2011/07/05
27596 SGA Societe Generale Acceptance N.V. – CITBK Euro Wt Jul 11 2011/06/27 2011/07/05
28644 SGA Societe Generale Acceptance N.V. – CMB Euro Wts Jul 11B 2011/06/27 2011/07/05
28659 SGA Societe Generale Acceptance N.V. – Dongfeng Eu Wt Jul 11 2011/06/27 2011/07/05
24422 SGA Societe Generale Acceptance N.V. – HKEx Eu Wt Jul 2011 B 2011/06/27 2011/07/05
22460 SGA Societe Generale Acceptance N.V. – HSBC Eu Wt Jul 2011 A 2011/06/27 2011/07/05
27367 SGA Societe Generale Acceptance N.V. – Li & Fung Eu Wt Jul11 2011/06/27 2011/07/05
24674 SGA Societe Generale Acceptance N.V. – PICC P&C Eu Wt Jul 11 2011/06/27 2011/07/05
28294 SGA Societe Generale Acceptance N.V. – Ping An Eu Wt Jul 11 2011/06/27 2011/07/05
27256 SGA Societe Generale Acceptance N.V-C Transmiss Eu Wt Jul11B 2011/06/27 2011/07/05
20537 SGA Societe Generale Acceptance NV-Maanshan Iron Eu Wt Jul11 2011/06/27 2011/07/05
27884 Standard Chartered Bank – China Life Euro Put Wts Jul11 2011/06/27 2011/07/05
27114 Standard Chartered Bank – ICBC European Warrants Jul 2011 2011/06/27 2011/07/05
27253 Standard Chartered Bank-China Life European Warrants Jul 11B 2011/06/27 2011/07/05
28161 UBS AG – China Mobile European Warrants Jul 2011 B 2011/06/27 2011/07/05
26710 UBS AG – HKEx European Warrants Jul 2011 C 2011/06/27 2011/07/05
29284 UBS AG – HSBC European Warrants Jul 2011 B 2011/06/27 2011/07/05
29618 UBS AG – Sinopec Corp European Warrants Jul 2011 B 2011/06/27 2011/07/05
29741 UBS AG – Tencent Holdings European Warrants Jul 2011 B 2011/06/27 2011/07/05
27933 BNP Paribas Arbit Issu B.V. – BOCHK European Warrants Jul 11 2011/06/28 2011/07/06
27236 BNP Paribas Arbit Issu B.V. – Ch Mobile Euro Wts Jul 2011 2011/06/28 2011/07/06
27934 BNP Paribas Arbit Issu B.V. – Cheung Kong Euro Wt Jul 2011 2011/06/28 2011/07/06
27909 BNP Paribas Arbit Issu B.V. – CITIC Bank Euro Wts Jul 2011 2011/06/28 2011/07/06
27372 BNP Paribas Arbit Issu B.V. – Esprit European Wts Jul 2011 2011/06/28 2011/07/06
27935 BNP Paribas Arbit Issu B.V. – HKEx European Wts Jul 2011 C 2011/06/28 2011/07/06
27969 BNP Paribas Arbit Issu B.V. – Hutchison Euro Wts Jul 2011 B 2011/06/28 2011/07/06
27937 BNP Paribas Arbit Issu B.V. – Ping An European Wts Jul 2011 2011/06/28 2011/07/06
29458 BNP Paribas Arbit Issu B.V. – Tencent Holdings Eu Wts Jul11C 2011/06/28 2011/07/06
27912 BNP Paribas Arbit Issu B.V. -Li Ning European Warrants Jul11 2011/06/28 2011/07/06
27416 BOCI Asia Ltd. – GCL-Poly Energy European Warrants Jul 2011A 2011/06/28 2011/07/06
28177 BOCI Asia Ltd. – HS Bank European Warrants Jul 2011 2011/06/28 2011/07/06
17393 CC Rabobank B.A. – HSBC European Warrants Jul 2011 A 2011/06/28 2011/07/06
27563 Citigroup Global Mkt H Inc. – China Mobile Eur Wt Jul 2011 2011/06/28 2011/07/06
27529 Deutsche Bank AG – Henganintl European Warrants Jul 2011 2011/06/28 2011/07/06
28957 Deutsche Bank AG – HKEx European Warrants Jul 2011 C 2011/06/28 2011/07/06
27284 Deutsche Bank AG – ICBC European Warrants Jul 2011 B 2011/06/28 2011/07/06
28401 Goldman Sachs SP (Asia) – BOC HK European Warrants Jul 2011 2011/06/28 2011/07/06
25432 KBC Fin Products Int’l Ltd. – BOC HK European Wts Jul 2011 A 2011/06/28 2011/07/06
24571 KBC Fin Products Int’l Ltd. – Cheung Kong Eur Wts Jul 2011 A 2011/06/28 2011/07/06
26987 KBC Fin Products Int’l Ltd. – China Tel Euro Wts Jul 2011 2011/06/28 2011/07/06
25459 KBC Fin Products Int’l Ltd. – HKEx European Put Wts Jul 2011 2011/06/28 2011/07/06
25323 KBC Fin Products Int’l Ltd. – HKEx European Warrants Jul 11C 2011/06/28 2011/07/06
17271 KBC Fin Products Int’l Ltd. – HSBC European Wts Jul 2011 A 2011/06/28 2011/07/06
27693 KBC Fin Products Int’l Ltd. – Ping An European Wts Jul 2011A 2011/06/28 2011/07/06
25326 KBC Fin Products Int’l Ltd. – Tencent Holdings Eu Wt Jul11A 2011/06/28 2011/07/06
27727 Macquarie Bank Ltd. – BankComm European Put Wts Jul 2011 2011/06/28 2011/07/06
27723 Macquarie Bank Ltd. – BankComm European Warrants Jul 2011 2011/06/28 2011/07/06

Last Delisted
23212 Macquarie Bank Ltd. – CHALCO European Warrants Jul 2011 2011/06/28 2011/07/06
21125 Macquarie Bank Ltd. – Cheung Kong European Warrants Jul 2011 2011/06/28 2011/07/06
23404 Macquarie Bank Ltd. – China Coal European Warrants Jul 2011 2011/06/28 2011/07/06
27724 Macquarie Bank Ltd. – China Railway European Wts Jul 2011 2011/06/28 2011/07/06
21648 Macquarie Bank Ltd. – China Unicom European Wts Jul 2011 2011/06/28 2011/07/06
28057 Macquarie Bank Ltd. – CM Bank European Warrants Jul 2011 A 2011/06/28 2011/07/06
28573 Macquarie Bank Ltd. – CM Bank European Warrants Jul 2011 B 2011/06/28 2011/07/06
27643 Macquarie Bank Ltd. – CNOOC European Put Warrants Jul 2011 2011/06/28 2011/07/06
25625 Macquarie Bank Ltd. – CNOOC European Warrants Jul 2011 2011/06/28 2011/07/06
24043 Macquarie Bank Ltd. – Dongfeng Motor European Wts Jul 2011 A 2011/06/28 2011/07/06
27882 Macquarie Bank Ltd. – Hang Seng Bank European Wts Jul 2011 2011/06/28 2011/07/06
23039 Macquarie Bank Ltd. – HKEx European Warrants Jul 2011 A 2011/06/28 2011/07/06
27481 Macquarie Bank Ltd. – ICBC European Put Warrants Jul 2011 2011/06/28 2011/07/06
26491 Macquarie Bank Ltd. – ICBC European Warrants Jul 2011 A 2011/06/28 2011/07/06
27477 Macquarie Bank Ltd. – ICBC European Warrants Jul 2011 B 2011/06/28 2011/07/06
24433 Macquarie Bank Ltd. – PICC P&C European Warrants Jul 2011 2011/06/28 2011/07/06
25861 Macquarie Bank Ltd. – Tencent European Warrants Jul 2011 B 2011/06/28 2011/07/06
27591 Macquarie Bank Ltd. -CHALCO European Put Warrants Jul 2011 2011/06/28 2011/07/06
29809 UBS AG – HKEx European Warrants Jul 2011 E 2011/06/28 2011/07/06
27085 BNP Paribas Arbit Issu B.V. – AIA European Warrants Jul 2011 2011/06/29 2011/07/07
29320 CC Rabobank B.A. – CNBM European Warrants Jul 2011 2011/06/29 2011/07/07
26992 KBC Fin Products Int’l Ltd.- China Overseas Eu Put Wt Jul11 2011/06/29 2011/07/07
28025 KBC Fin Products Int’l Ltd. – Anhui Conch Euro Put Wt Jul 11 2011/06/29 2011/07/07
28017 KBC Fin Products Int’l Ltd. – Anhui Conch Euro Wts Jul 2011 2011/06/29 2011/07/07
28030 KBC Fin Products Int’l Ltd. – Sinopharm Euro Put Wts Jul2011 2011/06/29 2011/07/07
23927 Macquarie Bank Ltd. – Cathay Pacific European Wts Jul 2011 2011/06/29 2011/07/07
26705 Macquarie Bank Ltd. – China Life European Put Wts Jul 2011 2011/06/29 2011/07/07
26701 Macquarie Bank Ltd. – China Life European Wts Jul 2011 2011/06/29 2011/07/07
27143 Macquarie Bank Ltd. – Huaneng Power European Wts Jul 2011 2011/06/29 2011/07/07
17997 Macquarie Bank Ltd. – Shanshui Cement European Wts Jul11 2011/06/29 2011/07/07
23206 Macquarie Bank Ltd. – Tencent European Put Warrants Jul 2011 2011/06/29 2011/07/07
10050 Nomura Int’l plc – Apple European Warrants Jul 2011 A 2011/06/29 2011/07/07
24928 SGA Societe Generale Acceptance N.V. – A50 Ch Eu Wt Jul 2011 2011/06/29 2011/07/07
28007 SGA Societe Generale Acceptance N.V. – AGBK Eu Wt Jul 2011 A 2011/06/29 2011/07/07
28009 SGA Societe Generale Acceptance N.V. – CCB Eur Wt Jul 2011A 2011/06/29 2011/07/07
27993 SGA Societe Generale Acceptance N.V. – CLife Eu Wt Jul 2011B 2011/06/29 2011/07/07
29146 SGA Societe Generale Acceptance N.V. – HWL Eur Wt Jul 2011 C 2011/06/29 2011/07/07
28011 SGA Societe Generale Acceptance N.V. – ICBC Eu Wt Jul 2011 2011/06/29 2011/07/07
27973 CC Rabobank B.A. – Weichai Power European Warrants Jul 2011 2011/06/30 2011/07/08
27957 KBC Fin Products Int’l Ltd. – BOC HK European Wts Jul 2011 B 2011/06/30 2011/07/08
14428 Merrill Lynch Int’l & Co. C.V. – HSBC Euro Wts Jul 2011A 2011/06/30 2011/07/08
28003 RB of Scotland N.V. – China Shenhua European Wts Jul 2011 2011/06/30 2011/07/08
28001 RB of Scotland N.V. – Jiangxi Copper European Wts Jul 2011 A 2011/06/30 2011/07/08
28002 RB of Scotland N.V. – Jiangxi Copper European Wts Jul 2011 B 2011/06/30 2011/07/08
28770 CC Rabobank B.A. – Ch Mobile European Warrants Jul 2011 B 2011/07/04 2011/07/11
27532 KBC Fin Products Int’l Ltd. – CC Bank Euro Wts Jul 2011 A 2011/07/04 2011/07/11
27960 KBC Fin Products Int’l Ltd. – Ch Mobile Euro Wt Jul 2011 B 2011/07/04 2011/07/11
29562 KBC Fin Products Int’l Ltd. – Ch Mobile Euro Wt Jul 2011 E 2011/07/04 2011/07/11
27692 KBC Fin Products Int’l Ltd. – China Life Euro Wts Jul 2011 A 2011/07/04 2011/07/11
24110 KBC Fin Products Int’l Ltd. – CK(H) Euro Put Wts Jul 2011 2011/07/04 2011/07/11
27891 KBC Fin Products Int’l Ltd. – HS Bank European Wts Jul 2011 2011/07/04 2011/07/11
27710 KBC Fin Products Int’l Ltd. – Hutchison Euro Wts Jul 2011 A 2011/07/04 2011/07/11
27483 KBC Fin Products Int’l Ltd. – KECL European Warrants Jul2011 2011/07/04 2011/07/11
28024 KBC Fin Products Int’l Ltd. – Sinopharm Euro Wts Jul 2011A 2011/07/04 2011/07/11
28348 Nomura Int’l plc – BOCL European Warrants Jul 2011 B 2011/07/04 2011/07/11
27603 Standard Chartered Bank – Ping An European Warrants Jul 2011 2011/07/04 2011/07/11
23550 Barclays Bank plc – Agricultural Bank European Wts Jul 2011A 2011/07/05 2011/07/12
26313 Barclays Bank plc – Agricultural Bk European Put Wts Jul 11 2011/07/05 2011/07/12
25902 Barclays Bank plc – BOCL European Put Warrants Jul 2011 2011/07/05 2011/07/12
25893 Barclays Bank plc – BOCL European Warrants Jul 2011 2011/07/05 2011/07/12
23551 Barclays Bank plc – China Coal European Warrants Jul 2011 2011/07/05 2011/07/12
28600 Barclays Bank plc – China Life European Warrants Jul 2011 2011/07/05 2011/07/12
24913 Barclays Bank plc – R&F Ppt European Warrants Jul 2011 2011/07/05 2011/07/12
10032 BNP Paribas Arbit Issu B.V. – EUR/USD European Put Wts Jul11 2011/07/05 2011/07/12
28824 BNP Paribas Arbit Issu B.V. – Tencent Holdings Eu Wts Jul11B 2011/07/05 2011/07/12
10037 BNP Paribas Arbit Issu B.V. – USD/YEN European Put Wts Jul11 2011/07/05 2011/07/12
10036 BNP Paribas Arbit Issu B.V. -EUR/USD European Warrants Jul11 2011/07/05 2011/07/12
10031 BNP Paribas Arbit Issu B.V. -USD/YEN European Warrants Jul11 2011/07/05 2011/07/12
28040 BOCI Asia Ltd. – Geely Auto European Warrants Jul 2011 2011/07/05 2011/07/12
25371 BOCI Asia Ltd. – Hutchison European Warrants Jul 2011 2011/07/05 2011/07/12
24818 BOCI Asia Ltd. – Li & Fung European Warrants Jul 2011 2011/07/05 2011/07/12
24840 BOCI Asia Ltd. – Yanzhou Coal European Warrants Jul 2011 2011/07/05 2011/07/12
29183 CC Rabobank B.A. – HSBC European Warrants Jul 2011 B 2011/07/05 2011/07/12
29268 CC Rabobank B.A. – Minsheng Bank European Wts Jul 2011 2011/07/05 2011/07/12
28773 CC Rabobank B.A. – PetroChina European Warrants Jul 2011 2011/07/05 2011/07/12
28788 CC Rabobank B.A. – Wynn Macau European Warrants Jul 2011 2011/07/05 2011/07/12
27835 Citigroup Global Mkt H Inc. – China Tel Euro Wts Jul 2011 A 2011/07/05 2011/07/12
24362 Citigroup Global Mkt H Inc. – CM Bank European Wts Jul 2011 2011/07/05 2011/07/12
27906 Citigroup Global Mkt H Inc. – Esprit European Wts Jul 2011 2011/07/05 2011/07/12
22265 Citigroup Global Mkt H Inc. – Longfor PPT European Wts Jul11 2011/07/05 2011/07/12
27979 Credit Suisse AG – Agricultural Bank European Wts Jul 2011 A 2011/07/05 2011/07/12
10068 Credit Suisse AG – Apple European Warrants Jul 2011 2011/07/05 2011/07/12
26036 Credit Suisse AG – China Coal European Warrants Jul 2011 2011/07/05 2011/07/12
28325 Credit Suisse AG – Hutchison European Put Warrants Jul 2011D 2011/07/05 2011/07/12
11062 Credit Suisse AG – Hutchison European Warrants Jul 2011 E 2011/07/05 2011/07/12
29292 Credit Suisse AG – Tencent Holdings European Wts Jul 2011 C 2011/07/05 2011/07/12
10029 Deutsche Bank AG – AUD/USD European Warrants Jul 2011 2011/07/05 2011/07/12

Last Delisted
27387 Deutsche Bank AG – BOCL European Warrants Jul 2011 2011/07/05 2011/07/12
28106 Deutsche Bank AG – BYD European Warrants Jul 2011 2011/07/05 2011/07/12
27137 Deutsche Bank AG – CC Bank European Warrants Jul 2011 A 2011/07/05 2011/07/12
28638 Deutsche Bank AG – China Mobile European Warrants Jul 2011 2011/07/05 2011/07/12
10034 Deutsche Bank AG – GBP/USD European Put Warrants Jul 2011 2011/07/05 2011/07/12
10030 Deutsche Bank AG – GBP/USD European Warrants Jul 2011 2011/07/05 2011/07/12
28109 Deutsche Bank AG – Geely Auto European Warrants Jul 2011 2011/07/05 2011/07/12
28911 Deutsche Bank AG – Hutchison European Warrants Jul 2011 B 2011/07/05 2011/07/12
24449 Deutsche Bank AG – PICC P&C European Warrants Jul 2011 A 2011/07/05 2011/07/12
27989 Goldman Sachs SP (Asia) – Cheung Kong European Wts Jul 2011 2011/07/05 2011/07/12
28149 Goldman Sachs SP (Asia) – China Mobile Euro Put Wts Jul 2011 2011/07/05 2011/07/12
27782 Goldman Sachs SP (Asia) – Sinopharm European Warrants Jul 11 2011/07/05 2011/07/12
28111 J P Morgan SP BV – China Life European Warrants Jul 2011 2011/07/05 2011/07/12
25874 KBC Fin Products Int’l Ltd. – A50 Ch European Put Wts Jul11A 2011/07/05 2011/07/12
28118 KBC Fin Products Int’l Ltd. – Hutchison Eur Put Wts Jul 11E 2011/07/05 2011/07/12
29834 KBC Fin Products Int’l Ltd. – YZ Coal European Wts Jul 2011B 2011/07/05 2011/07/12
28551 Macquarie Bank Ltd. – Yurun Food European Warrants Jul 2011 2011/07/05 2011/07/12
23422 Merrill Lynch Int’l & Co. C.V. – CK(H) European Wts Jul 2011 2011/07/05 2011/07/12
22217 Merrill Lynch Int’l & Co. C.V. – Hutchison Euro Wts Jul 11B 2011/07/05 2011/07/12
10053 Nomura Int’l plc – Apple European Warrants Jul 2011 B 2011/07/05 2011/07/12
28044 SGA Societe Generale Acceptance N.V. – HSBC Eu Wt Jul 2011 B 2011/07/05 2011/07/12
27018 SGA Societe Generale Acceptance N.V. – SHK P Eu Wt Jul 2011 2011/07/05 2011/07/12
28751 Standard Chartered Bank – HKEx European Warrants Jul 2011 2011/07/05 2011/07/12
26974 Standard Chartered Bank – MTRC European Warrants Jul 2011 2011/07/05 2011/07/12
27941 Standard Chartered Bank – Sinopec Corp European Wts Jul 2011 2011/07/05 2011/07/12
27929 UBS AG – Agricultural Bank European Warrants Jul 2011 A 2011/07/05 2011/07/12
27930 UBS AG – BOCL European Warrants Jul 2011 2011/07/05 2011/07/12
29379 UBS AG – CC Bank European Warrants Jul 2011 C 2011/07/05 2011/07/12
28121 UBS AG – Cheung Kong European Warrants Jul 2011 2011/07/05 2011/07/12
27765 UBS AG – China Life European Warrants Jul 2011 A 2011/07/05 2011/07/12
26828 UBS AG – China Overseas European Warrants Jul 2011 2011/07/05 2011/07/12
28124 UBS AG – Hutchison European Warrants Jul 2011 B 2011/07/05 2011/07/12
27777 UBS AG – ICBC European Warrants Jul 2011 2011/07/05 2011/07/12
24565 UBS AG – PICC European Warrants Jul 2011 2011/07/05 2011/07/12
28800 UBS AG – Wynn Macau European Warrants Jul 2011 2011/07/05 2011/07/12
10033 Deutsche Bank AG – Apple European Warrants Jul 2011 A 2011/07/06 2011/07/13
21876 Macquarie Bank Ltd. – China COSCO European Warrants Jul 2011 2011/07/06 2011/07/13
28147 Macquarie Bank Ltd. – Hutchison European Warrants Jul 2011 B 2011/07/06 2011/07/13
27403 RB of Scotland N.V. – CNOOC European Warrants Jul 2011 2011/07/06 2011/07/13
26017 HK Bank – SHK Ppt European Put Warrants Jul 2011 2011/07/07 2011/07/14
27355 KBC Fin Products Int’l Ltd. – Esprit European Wts Jul 2011 2011/07/07 2011/07/14
28187 Macquarie Bank Ltd. – Sh Petrochem European Wts Jul 2011 2011/07/07 2011/07/14
28055 SGA Societe Generale Acceptance N.V. – CMB Euro Wts Jul 11A 2011/07/07 2011/07/14
26813 SGA Societe Generale Acceptance N.V. -CNBM Euro Wts Jul2011A 2011/07/07 2011/07/14
26814 SGA Societe Generale Acceptance NV-New World Dev Eu Wt Jul11 2011/07/07 2011/07/14
28218 RB of Scotland N.V. – HSBC European Warrants Jul 2011 A 2011/07/08 2011/07/15
28219 RB of Scotland N.V. – HWL European Warrants Jul 2011 2011/07/08 2011/07/15
11241 Credit Suisse AG – Agricultural Bank European Wts Jul 2011 C 2011/07/11 2011/07/18
28446 Goldman Sachs SP (Asia) – China Mobile Euro Wts Jul 2011 B 2011/07/11 2011/07/18
27398 Goldman Sachs SP (Asia) – SHK Ppt European Warrants Jul 2011 2011/07/11 2011/07/18
27874 J P Morgan SP BV – BOCL European Warrants Jul 2011 2011/07/11 2011/07/18
27712 KBC Fin Products Int’l Ltd. – A50 Ch Euro Wts Jul 2011 2011/07/11 2011/07/18
27714 KBC Fin Products Int’l Ltd. – A50 Ch European Put Wts Jul11B 2011/07/11 2011/07/18
28194 KBC Fin Products Int’l Ltd. – Angang Steel Euro Put Wt Jul11 2011/07/11 2011/07/18
27958 KBC Fin Products Int’l Ltd. – BOC HK Euro Put Wts Jul 2011 2011/07/11 2011/07/18
27533 KBC Fin Products Int’l Ltd. – CC Bank Euro Wts Jul 2011 B 2011/07/11 2011/07/18
28066 KBC Fin Products Int’l Ltd. – Ch Mobile Euro Wt Jul 2011 C 2011/07/11 2011/07/18
28113 KBC Fin Products Int’l Ltd. – Cheung Kong Eur Wts Jul 2011 B 2011/07/11 2011/07/18
28196 KBC Fin Products Int’l Ltd. – CNBM European Put Wts Jul11 2011/07/11 2011/07/18
25981 KBC Fin Products Int’l Ltd. – HKEx European Warrants Jul 11D 2011/07/11 2011/07/18
27408 KBC Fin Products Int’l Ltd. – Jiangxi Copper Eu Put Wt Jul11 2011/07/11 2011/07/18
26983 KBC Fin Products Int’l Ltd. – Minsheng Bank Euro Wt Jul 2011 2011/07/11 2011/07/18
29409 KBC Fin Products Int’l Ltd. – Ping An European Wts Jul 2011B 2011/07/11 2011/07/18
25461 KBC Fin Products Int’l Ltd. – SHK Ppt European Wts Jul 2011 2011/07/11 2011/07/18
26943 KBC Fin Products Int’l Ltd. – Tencent Holdings Eu Wt Jul 11B 2011/07/11 2011/07/18
28193 KBC Fin Products Int’l Ltd. – YZ Coal European Wts Jul 2011A 2011/07/11 2011/07/18
28184 Macquarie Bank Ltd. – Agile Ppt European Warrants Jul 2011 B 2011/07/11 2011/07/18
26527 Barclays Bank plc – Agricultural Bank European Wts Jul 2011B 2011/07/12 2011/07/19
24910 Barclays Bank plc – Chi Res Power European Warrants Jul 2011 2011/07/12 2011/07/19
24920 Barclays Bank plc – GCL-Poly Energy European Warrants Jul 11 2011/07/12 2011/07/19
23027 Barclays Bank plc – HKEx European Warrants Jul 2011 A 2011/07/12 2011/07/19
28598 Barclays Bank plc – Hutchison European Warrants Jul 2011 2011/07/12 2011/07/19
25894 Barclays Bank plc – Jiangxi Copper European Warrants Jul 11 2011/07/12 2011/07/19
25898 Barclays Bank plc – Yanzhou Coal European Warrants Jul 2011 2011/07/12 2011/07/19
20411 BNP Paribas Arbit Issu B.V. – Ch Comm Cons Eur Wt Jul 2011 2011/07/12 2011/07/19
29089 BOCI Asia Ltd. – CC Bank European Warrants Jul 2011 2011/07/12 2011/07/19
28434 BOCI Asia Ltd. – China Life European Warrants Jul 2011 2011/07/12 2011/07/19
28769 CC Rabobank B.A. – Ch Mobile European Warrants Jul 2011 A 2011/07/12 2011/07/19
28768 CC Rabobank B.A. – China Life European Warrants Jul 2011 2011/07/12 2011/07/19
28786 CC Rabobank B.A. – Sands China European Warrants Jul 2011 2011/07/12 2011/07/19
27562 Citigroup Global Mkt H Inc. – CC Bank European Wts Jul 2011 2011/07/12 2011/07/19
28220 Citigroup Global Mkt H Inc. – China Life Euro Wts Jul 2011 2011/07/12 2011/07/19
22260 Citigroup Global Mkt H Inc. – Datang European Warrants Jul11 2011/07/12 2011/07/19
26256 Citigroup Global Mkt H Inc. – Geely Auto European Wts Jul11 2011/07/12 2011/07/19
27346 Citigroup Global Mkt H Inc. – Li Ning European Wts Jul 2011B 2011/07/12 2011/07/19
29149 Citigroup Global Mkt H Inc. – Minsheng Bank Euro Wts Jul 11 2011/07/12 2011/07/19
27291 Citigroup Global Mkt H Inc. – Sh Ind H European Wts Jul 2011 2011/07/12 2011/07/19

Last Delisted
25971 Credit Suisse AG – China COSCO European Warrants Jul 2011 A 2011/07/12 2011/07/19
26037 Credit Suisse AG – China COSCO European Warrants Jul 2011 B 2011/07/12 2011/07/19
29939 Credit Suisse AG – CNOOC European Warrants Jul 2011 A 2011/07/12 2011/07/19
23589 Credit Suisse AG – HKEx European Put Warrants Jul 2011 2011/07/12 2011/07/19
23585 Credit Suisse AG – HKEx European Warrants Jul 2011 A 2011/07/12 2011/07/19
26604 Credit Suisse AG – HKEx European Warrants Jul 2011 C 2011/07/12 2011/07/19
28255 Credit Suisse AG – Hutchison European Put Warrants Jul 2011B 2011/07/12 2011/07/19
28869 Credit Suisse AG – Lenovo European Warrants Jul 2011 2011/07/12 2011/07/19
28392 Deutsche Bank AG – Dongfeng Motor European Warrants Jul 11 2011/07/12 2011/07/19
27275 Deutsche Bank AG – Agricultural Bk European Warrants Jul 11B 2011/07/12 2011/07/19
10043 Deutsche Bank AG – Apple European Warrants Jul 2011 B 2011/07/12 2011/07/19
28208 Deutsche Bank AG – Bank of EA European Warrants Jul 2011 2011/07/12 2011/07/19
28872 Deutsche Bank AG – CC Bank European Warrants Jul 2011 B 2011/07/12 2011/07/19
26706 Deutsche Bank AG – CNOOC European Warrants Jul 2011 A 2011/07/12 2011/07/19
29158 Deutsche Bank AG – CNOOC European Warrants Jul 2011 B 2011/07/12 2011/07/19
28140 Deutsche Bank AG – Esprit European Warrants Jul 2011 2011/07/12 2011/07/19
23260 Deutsche Bank AG – HKEx European Warrants Jul 2011 A 2011/07/12 2011/07/19
29160 Deutsche Bank AG – HSBC European Warrants Jul 2011 B 2011/07/12 2011/07/19
29972 Deutsche Bank AG – HSBC European Warrants Jul 2011 D 2011/07/12 2011/07/19
28966 Deutsche Bank AG – Hutchison European Warrants Jul 2011 C 2011/07/12 2011/07/19
29811 Deutsche Bank AG – Hutchison European Warrants Jul 2011 D 2011/07/12 2011/07/19
28967 Deutsche Bank AG – PetroChina European Warrants Jul 2011 2011/07/12 2011/07/19
28142 Deutsche Bank AG – Sands China European Warrants Jul 2011 A 2011/07/12 2011/07/19
28210 Deutsche Bank AG – Sinofert European Warrants Jul 2011 2011/07/12 2011/07/19
28211 Deutsche Bank AG – Wynn Macau European Warrants Jul 2011 2011/07/12 2011/07/19
28234 Goldman Sachs SP (Asia) – Evergrande European Wts Jul 2011 B 2011/07/12 2011/07/19
28200 Goldman Sachs SP (Asia) – HKEx European Warrants Jul 2011 2011/07/12 2011/07/19
28032 Goldman Sachs SP (Asia) – PetroChina European Wts Jul 2011 2011/07/12 2011/07/19
28761 HK Bank – Minsheng Bank European Warrants Jul 2011 2011/07/12 2011/07/19
27774 J P Morgan SP BV – CNOOC European Warrants Jul 2011 B 2011/07/12 2011/07/19
29155 J P Morgan SP BV – HSBC European Warrants Jul 2011 D 2011/07/12 2011/07/19
28243 J P Morgan SP BV – Yurun Food European Warrants Jul 2011 2011/07/12 2011/07/19
23223 KBC Fin Products Int’l Ltd. – HKEx European Warrants Jul 11B 2011/07/12 2011/07/19
24027 KBC Fin Products Int’l Ltd. – HSBC Euro Put Wts Jul 2011 2011/07/12 2011/07/19
27894 KBC Fin Products Int’l Ltd. – HSBC European Wts Jul 2011 B 2011/07/12 2011/07/19
27713 KBC Fin Products Int’l Ltd. – Hutchison Eur Put Wts Jul 11D 2011/07/12 2011/07/19
28117 KBC Fin Products Int’l Ltd. – Hutchison Euro Wts Jul 2011 C 2011/07/12 2011/07/19
26317 Macquarie Bank Ltd. – China Mengniu European Wts Jul 2011 2011/07/12 2011/07/19
29025 Macquarie Bank Ltd. – China Tel European Warrants Jul 2011 2011/07/12 2011/07/19
25135 Macquarie Bank Ltd. – COSCO Pacific European Warrants Jul 11 2011/07/12 2011/07/19
29783 Macquarie Bank Ltd. – Esprit European Warrants Jul 2011 2011/07/12 2011/07/19
24880 Macquarie Bank Ltd. – HKEx European Warrants Jul 2011 B 2011/07/12 2011/07/19
28246 Macquarie Bank Ltd. – Minsheng Bank European Warrants Jul 11 2011/07/12 2011/07/19
26831 Merrill Lynch Int’l & Co. C.V. – CNOOC European Wts Jul 2011 2011/07/12 2011/07/19
22292 Merrill Lynch Int’l & Co. C.V. – HKEx Eur Put Wts Jul 2011 2011/07/12 2011/07/19
17360 Merrill Lynch Int’l & Co. C.V. – Hutchison Euro Wts Jul 11A 2011/07/12 2011/07/19
11138 Merrill Lynch Int’l & Co. C.V. – ICBC European Wts Jul 2011 2011/07/12 2011/07/19
26519 Nomura Int’l plc – CNOOC European Warrants Jul 2011 A 2011/07/12 2011/07/19
26521 Nomura Int’l plc – HKEx European Warrants Jul 2011 B 2011/07/12 2011/07/19
24498 Nomura Int’l plc – Nine Dragons European Warrants Jul 2011 2011/07/12 2011/07/19
28158 RB of Scotland N.V. – CC Bank European Warrants Jul 2011 A 2011/07/12 2011/07/19
24354 RB of Scotland N.V. – HKEx European Warrants Jul 2011 A 2011/07/12 2011/07/19
28129 SGA Societe Generale Acceptance N.V. – CNOOC Eu Wt Jul 2011 2011/07/12 2011/07/19
24133 SGA Societe Generale Acceptance N.V. – HKEx Eu Wt Jul 2011 A 2011/07/12 2011/07/19
27264 SGA Societe Generale Acceptance N.V. – HKEx Eu Wt Jul 2011 C 2011/07/12 2011/07/19
29338 SGA Societe Generale Acceptance N.V. – HSBC Eu Wt Jul 2011 E 2011/07/12 2011/07/19
26105 SGA Societe Generale Acceptance N.V. – Tencent Eu Wt Jul 11 2011/07/12 2011/07/19
28128 SGA Societe Generale Acceptance N.V. -Ch Mob Eu Wt Jul 2011A 2011/07/12 2011/07/19
11149 Standard Chartered Bank – HSBC European Warrants Jul 2011 B 2011/07/12 2011/07/19
29626 Standard Chartered Bank – Hutchison Euro Euro Wts Jul 2011 2011/07/12 2011/07/19
29619 UBS AG – China Tel European Warrants Jul 2011 B 2011/07/12 2011/07/19
23056 UBS AG – HKEx European Warrants Jul 2011 A 2011/07/12 2011/07/19
27330 UBS AG – HKEx European Warrants Jul 2011 D 2011/07/12 2011/07/19
28162 UBS AG – Hutchison European Warrants Jul 2011 C 2011/07/12 2011/07/19
28799 UBS AG – Sands China European Warrants Jul 2011 2011/07/12 2011/07/19
26830 UBS AG – Shimao Ppt European Warrants Jul 2011 2011/07/12 2011/07/19
29361 UBS AG – Tencent Holdings European Put Warrants Jul 2011 2011/07/12 2011/07/19
28276 Credit Suisse AG – Yanzhou Coal European Warrants Jul 2011 2011/07/13 2011/07/20
23477 Merrill Lynch Int’l & Co. C.V. – HKEx Euro Wts Jul 2011 A 2011/07/13 2011/07/20
29494 CC Rabobank B.A. – CC Bank European Warrants Jul 2011 B 2011/07/14 2011/07/21
29271 CC Rabobank B.A. – Esprit European Warrants Jul 2011 2011/07/14 2011/07/21
26781 HK Bank – HKEx European Warrants Jul 2011 2011/07/14 2011/07/21
27880 J P Morgan SP BV – Agile Ppt European Warrants Jul 2011 B 2011/07/14 2011/07/21
28300 J P Morgan SP BV – HSBC European Warrants Jul 2011 B 2011/07/14 2011/07/21
28302 J P Morgan SP BV – Stanchart European Warrants Jul 2011 2011/07/14 2011/07/21
29833 KBC Fin Products Int’l Ltd. – Sinopharm Euro Wts Jul 2011 B 2011/07/14 2011/07/21
26155 Merrill Lynch Int’l & Co. C.V. – HKEx Euro Wts Jul 2011 B 2011/07/14 2011/07/21
29169 Merrill Lynch Int’l & Co. C.V. – HSBC Euro Wts Jul 2011 B 2011/07/14 2011/07/21
26957 SGA Societe Generale Acceptance N.V. – CNBM Euro Wts Jul 11B 2011/07/14 2011/07/21
28291 SGA Societe Generale Acceptance N.V. – HSBC Eu Wt Jul 2011 C 2011/07/14 2011/07/21
26669 SGA Societe Generale Acceptance N.V. -Agile Ppt Eu Wts Jul11 2011/07/14 2011/07/21
26803 SGA Societe Generale Acceptance N.V.-Shimao Ppt Eu Wt Jul 11 2011/07/14 2011/07/21
26958 SGA Societe Generale Acceptance NV-HuanengPower Eu Wt Jul11A 2011/07/14 2011/07/21
28780 CC Rabobank B.A. – AIA European Warrants Jul 2011 B 2011/07/15 2011/07/22
28849 CC Rabobank B.A. – CPIC European Warrants Jul 2011 2011/07/15 2011/07/22
28495 CC Rabobank B.A. – GCL-Poly Energy European Wts Jul 2011 2011/07/15 2011/07/22
28286 CC Rabobank B.A. – Tencent Holdings European Wts Jul 2011 2011/07/15 2011/07/22

Last Delisted
28458 Credit Suisse AG – AIA European Warrants Jul 2011A 2011/07/15 2011/07/22
11312 Credit Suisse AG – Tencent Holdings European Wts Jul 2011 D 2011/07/15 2011/07/22
29043 Deutsche Bank AG – AIA European Warrants Jul 2011 2011/07/15 2011/07/22
26779 HK Bank – China Life European Warrants Jul 2011 2011/07/15 2011/07/22
24721 HK Bank – CNOOC European Warrants Jul 2011 A 2011/07/15 2011/07/22
28366 J P Morgan SP BV – Hutchison European Warrants Jul 2011 2011/07/15 2011/07/22
27154 J P Morgan SP BV – Tencent European Warrants Jul 2011 2011/07/15 2011/07/22
29403 KBC Fin Products Int’l Ltd. – AIA European Warrants Jul 11B 2011/07/15 2011/07/22
27392 Macquarie Bank Ltd. – Gome European Warrants Jul 2011 2011/07/15 2011/07/22
29384 Merrill Lynch Int’l & Co. C.V. – HSBC Euro Wts Jul 2011 C 2011/07/15 2011/07/22
27046 Nomura Int’l plc – AIA European Warrants Jul 2011 2011/07/15 2011/07/22
28345 Nomura Int’l plc – China Mengniu European Warrants Jul 2011 2011/07/15 2011/07/22
29010 Nomura Int’l plc – Sinopharm European Warrants Jul 2011 2011/07/15 2011/07/22
29068 UBS AG – AIA European Warrants Jul 2011 A 2011/07/15 2011/07/22
28994 CC Rabobank B.A. – HSBC European Put Warrants Jul 2011 2011/07/18 2011/07/25
27820 Credit Suisse AG – SHK Ppt European Warrants Jul 2011 2011/07/18 2011/07/25
29480 Goldman Sachs SP (Asia) – Agri Bk European Wts Jul 2011 B 2011/07/18 2011/07/25
28362 Goldman Sachs SP (Asia) – HS Bank European Warrants Jul 2011 2011/07/18 2011/07/25
29482 Goldman Sachs SP (Asia) – HSBC European Put Wts Jul 2011 2011/07/18 2011/07/25
25718 HK Bank – C Transmission European Warrants Jul 2011 2011/07/18 2011/07/25
29055 HK Bank – CC Bank European Warrants Jul 2011 2011/07/18 2011/07/25
24768 HK Bank – Dongfeng Motor European Warrants Jul 2011 2011/07/18 2011/07/25
27575 HK Bank – ICBC European Warrants Jul 2011 2011/07/18 2011/07/25
28952 J P Morgan SP BV – Sinopec Corp European Warrants Jul 2011 B 2011/07/18 2011/07/25
28459 KBC Fin Products Int’l Ltd. – Agricultural Bk Eu Wt Jul 2011 2011/07/18 2011/07/25
24587 Macquarie Bank Ltd. – Agile Ppt European Warrants Jul 2011 A 2011/07/18 2011/07/25
28812 Macquarie Bank Ltd. -Agricultural Bk European Warrants Jul11 2011/07/18 2011/07/25
11132 Merrill Lynch Int’l & Co. C.V. – BOCL European Wts Jul 2011 2011/07/18 2011/07/25
29525 RB of Scotland N.V. – ICBC European Warrants Jul 2011 2011/07/18 2011/07/25
28851 Standard Chartered Bank – BOC HK European Warrants Jul 2011 2011/07/18 2011/07/25
28491 Standard Chartered Bank – Jiangxi Copper European Wts Jul11 2011/07/18 2011/07/25
29030 UBS AG – Agricultural Bank European Warrants Jul 2011 B 2011/07/18 2011/07/25
29358 UBS AG – CC Bank European Warrants Jul 2011 B 2011/07/18 2011/07/25
27886 Barclays Bank plc – China Mobile European Wts Jul 2011 2011/07/19 2011/07/26
28599 Barclays Bank plc – HKEx European Warrants Jul 2011 B 2011/07/19 2011/07/26
27306 Barclays Bank plc – HSBC European Warrants Jul 2011 2011/07/19 2011/07/26
18876 BNP Paribas Arbit Issu B.V. – Hutchison European Wts Jul11A 2011/07/19 2011/07/26
28287 BOCI Asia Ltd. – Evergrande European Warrants Jul 2011 2011/07/19 2011/07/26
28288 BOCI Asia Ltd. – GCL-Poly Energy European Warrants Jul 2011B 2011/07/19 2011/07/26
27400 BOCI Asia Ltd. – Poly HK Inv European Warrants Jul 2011 2011/07/19 2011/07/26
17394 CC Rabobank B.A. – Hutchison European Warrants Jul 2011 2011/07/19 2011/07/26
28284 CC Rabobank B.A. – Lenovo European Warrants Jul 2011 2011/07/19 2011/07/26
27650 CC Rabobank B.A. – Sany Int’l European Warrants Jul 2011 2011/07/19 2011/07/26
22259 Citigroup Global Mkt H Inc. – Chi Resources Euro Wts Jul 11 2011/07/19 2011/07/26
22257 Citigroup Global Mkt H Inc. – China Mengniu Euro Wts Jul 11 2011/07/19 2011/07/26
22735 Citigroup Global Mkt H Inc. – CITIC Pacific Eu Wt Jul 2011 2011/07/19 2011/07/26
26452 Citigroup Global Mkt H Inc. – CNOOC European Wts Jul 2011 2011/07/19 2011/07/26
23012 Citigroup Global Mkt H Inc. – COSCO Pacific Euro Wts Jul 11 2011/07/19 2011/07/26
25518 Citigroup Global Mkt H Inc. – Dongfeng European Wts Jul 2011 2011/07/19 2011/07/26
22738 Citigroup Global Mkt H Inc. – Li Ning European Wts Jul 2011A 2011/07/19 2011/07/26
23467 Citigroup Global Mkt H Inc. – Nine Dragons Euro Wts Jul 2011 2011/07/19 2011/07/26
22992 Citigroup Global Mkt H Inc. – Poly HK Inv Euro Wts Jul 2011 2011/07/19 2011/07/26
23961 Citigroup Global Mkt H Inc. – Shimao Ppt Euro Wts Jul 2011 2011/07/19 2011/07/26
28462 Credit Suisse – Cheung Kong European Put Warrants Jul 2011 B 2011/07/19 2011/07/26
18160 Credit Suisse – Hutchison European Warrants Jul 2011 A 2011/07/19 2011/07/26
11240 Credit Suisse AG – Agricultural Bank European Wts Jul 2011 B 2011/07/19 2011/07/26
29436 Credit Suisse AG – AIA European Warrants Jul 2011 B 2011/07/19 2011/07/26
11234 Credit Suisse AG – CC Bank European Warrants Jul 2011 2011/07/19 2011/07/26
11235 Credit Suisse AG – China Tel European Warrants Jul 2011 B 2011/07/19 2011/07/26
11060 Credit Suisse AG – CNOOC European Warrants Jul 2011 B 2011/07/19 2011/07/26
25972 Credit Suisse AG – European Warrants Jul 2011 2011/07/19 2011/07/26
10067 Credit Suisse AG – Google European Warrants Jul 2011 2011/07/19 2011/07/26
25754 Credit Suisse AG – HKEx European Warrants Jul 2011 B 2011/07/19 2011/07/26
11061 Credit Suisse AG – HSBC European Wts Jul 2011 2011/07/19 2011/07/26
28317 Credit Suisse AG – Hutchison European Warrants Jul 2011 C 2011/07/19 2011/07/26
28747 Credit Suisse AG – PetroChina European Warrants Jul 2011 2011/07/19 2011/07/26
25122 Credit Suisse AG – Sinopec Corp European Warrants Jul 2011 2011/07/19 2011/07/26
28463 Credit Suisse AG – Tencent Holdings European Put Wts Jul 11A 2011/07/19 2011/07/26
29332 Credit Suisse AG – Tencent Holdings European Put Wts Jul 11B 2011/07/19 2011/07/26
27274 Deutsche Bank AG – Agricultural Bk European Warrants Jul 11A 2011/07/19 2011/07/26
10045 Deutsche Bank AG – Apple European Put Warrants Jul 2011 2011/07/19 2011/07/26
29497 Deutsche Bank AG – CC Bank European Warrants Jul 2011 C 2011/07/19 2011/07/26
28328 Deutsche Bank AG – China Life European Put Wts Jul 2011 2011/07/19 2011/07/26
28790 Deutsche Bank AG – China Life European Warrants Jul 2011 2011/07/19 2011/07/26
26189 Deutsche Bank AG – COSCO Pacific European Warrants Jul 2011 2011/07/19 2011/07/26
23841 Deutsche Bank AG – Foxconn European Warrants Jul 2011 2011/07/19 2011/07/26
27316 Deutsche Bank AG – HKEx European Warrants Jul 2011 B 2011/07/19 2011/07/26
28330 Deutsche Bank AG – HSBC European Warrants Jul 2011 A 2011/07/19 2011/07/26
28233 Deutsche Bank AG – Hutchison European Warrants Jul 2011 A 2011/07/19 2011/07/26
27283 Deutsche Bank AG – ICBC European Warrants Jul 2011 A 2011/07/19 2011/07/26
28417 Deutsche Bank AG – Lenovo European Warrants Jul 2011 2011/07/19 2011/07/26
26080 Deutsche Bank AG – PICC P&C European Warrants Jul 2011 B 2011/07/19 2011/07/26
28248 Deutsche Bank AG – Sands China European Warrants Jul 2011 B 2011/07/19 2011/07/26
23233 Deutsche Bank AG – Sinopec Corp European Warrants Jul 2011 A 2011/07/19 2011/07/26
28393 Deutsche Bank AG – Tencent Holdings European Put Wt Jul 2011 2011/07/19 2011/07/26
25802 Deutsche Bank AG – Tencent Holdings European Warrants Jul11A 2011/07/19 2011/07/26
27126 Goldman Sachs SP (Asia) – BOCL European Warrants Jul 2011 2011/07/19 2011/07/26

Last Delisted
28271 Goldman Sachs SP (Asia) – CC Bank European Wts Jul 2011 B 2011/07/19 2011/07/26
28258 Goldman Sachs SP (Asia) – China Life Euro Wts Jul 2011 B 2011/07/19 2011/07/26
28445 Goldman Sachs SP (Asia) – China Mobile Euro Wts Jul 2011 A 2011/07/19 2011/07/26
28307 Goldman Sachs SP (Asia) – China Tel European Wts Jul 2011 2011/07/19 2011/07/26
28375 Goldman Sachs SP (Asia) – GCL-Poly Energy European Wts Jul11 2011/07/19 2011/07/26
28590 Goldman Sachs SP (Asia) – HSBC European Warrants Jul 2011 2011/07/19 2011/07/26
28259 Goldman Sachs SP (Asia) – Hutchison European Wts Jul 2011 B 2011/07/19 2011/07/26
29483 Goldman Sachs SP (Asia) – Tencent European Put Wt Jul 2011 2011/07/19 2011/07/26
28762 HK Bank – PetroChina European Warrants Jul 2011 2011/07/19 2011/07/26
24380 J P Morgan SP BV – Agile Ppt European Warrants Jul 2011 A 2011/07/19 2011/07/26
26681 J P Morgan SP BV – CNOOC European Warrants Jul 2011 A 2011/07/19 2011/07/26
28407 J P Morgan SP BV – Esprit European Wts Jul 2011 2011/07/19 2011/07/26
22309 J P Morgan SP BV – HKEx European Warrants Jul 2011 A 2011/07/19 2011/07/26
24755 J P Morgan SP BV – KECL European Warrants Jul 2011 2011/07/19 2011/07/26
20114 J P Morgan SP BV – Sinopec Corp European Warrants Jul 2011 A 2011/07/19 2011/07/26
28448 KBC Fin Products Int’l Ltd. – AIA European Warrants Jul11A 2011/07/19 2011/07/26
28421 KBC Fin Products Int’l Ltd. – Hutchison Euro Wts Jul 2011 F 2011/07/19 2011/07/26
21404 Macquarie Bank Ltd. – Ch Comm Cons European Wts Jul 2011 2011/07/19 2011/07/26
15415 Macquarie Bank Ltd. – Hutchison European Warrants Jul 2011 A 2011/07/19 2011/07/26
11136 Merrill Lynch Int’l & Co. C.V. – Ch Telecom Eur Wt Jul 2011 2011/07/19 2011/07/26
27922 Merrill Lynch Int’l & Co. C.V. – HS Bank Euro Wts Jul 2011 2011/07/19 2011/07/26
29174 Merrill Lynch Int’l & Co. C.V. – HSBC Euro Put Wt Jul 2011 2011/07/19 2011/07/26
18795 Merrill Lynch Int’l & Co. C.V. – Sinopec Euro Wts Jul 2011 2011/07/19 2011/07/26
28481 Merrill Lynch Int’l & Co. C.V. -Hutchison Eu Put Wt Jul 2011 2011/07/19 2011/07/26
26518 Nomura Int’l plc – BOC HK European Warrants Jul 2011 2011/07/19 2011/07/26
29049 RB of Scotland N.V. – Agricultural Bk European Wts Jul 2011 2011/07/19 2011/07/26
11090 SGA Societe Generale Acceptance N.V. – AGBK Eu Wt Jul 2011 C 2011/07/19 2011/07/26
26479 SGA Societe Generale Acceptance N.V. – CLife Eu Wt Jul 11 A 2011/07/19 2011/07/26
28893 SGA Societe Generale Acceptance N.V. – CLife Eu Wt Jul 2011C 2011/07/19 2011/07/26
17758 SGA Societe Generale Acceptance N.V. – CP&CC Eur Wt Jul 11A 2011/07/19 2011/07/26
28350 SGA Societe Generale Acceptance N.V. – CP&CC Eur Wt Jul 11B 2011/07/19 2011/07/26
23831 SGA Societe Generale Acceptance N.V. – Foxconn Eu Wts Jul 11 2011/07/19 2011/07/26
29086 SGA Societe Generale Acceptance N.V. – HKEx Eu Wt Jul 2011 D 2011/07/19 2011/07/26
29262 SGA Societe Generale Acceptance N.V. – HSBC Eu Wt Jul 2011 D 2011/07/19 2011/07/26
26961 SGA Societe Generale Acceptance N.V. – HWL Eur Wt Jul 2011 A 2011/07/19 2011/07/26
28051 SGA Societe Generale Acceptance N.V. – HWL Eur Wt Jul 2011 B 2011/07/19 2011/07/26
28353 SGA Societe Generale Acceptance N.V. – Lenovo Eur Wts Jul 11 2011/07/19 2011/07/26
28354 SGA Societe Generale Acceptance N.V. – Petch Eu Wt Jul 2011 2011/07/19 2011/07/26
26795 SGA Societe Generale Acceptance N.V.-A50 Ch Eu Put Wt Jul 11 2011/07/19 2011/07/26
28056 SGA Societe Generale Acceptance N.V.-Mongolia En Eu Wt Jul11 2011/07/19 2011/07/26
27681 SGA Societe Generale Acceptance NV-Minsheng Bk Eu Wt Jul 11 2011/07/19 2011/07/26
27471 Standard Chartered Bank – BOCL European Warrants Jul 2011 2011/07/19 2011/07/26
28180 Standard Chartered Bank – CNOOC European Warrants Jul 2011 2011/07/19 2011/07/26
28690 Standard Chartered Bank-China Life European Wts Jul 2011 C 2011/07/19 2011/07/26
29414 UBS AG – AIA European Warrants Jul 2011 B 2011/07/19 2011/07/26
28795 UBS AG – Bank of EA European Warrants Jul 2011 2011/07/19 2011/07/26
28335 UBS AG – CC Bank European Warrants Jul 2011 A 2011/07/19 2011/07/26
16722 UBS AG – China Coal European Warrants Jul 2011 2011/07/19 2011/07/26
28336 UBS AG – China Life European Warrants Jul 2011 B 2011/07/19 2011/07/26
28742 UBS AG – China Life European Warrants Jul 2011 C 2011/07/19 2011/07/26
15586 UBS AG – China Mobile European Warrants Jul 2011 A 2011/07/19 2011/07/26
25556 UBS AG – CNOOC European Warrants Jul 2011 2011/07/19 2011/07/26
25557 UBS AG – HKEx European Warrants Jul 2011 B 2011/07/19 2011/07/26
28338 UBS AG – HSBC European Warrants Jul 2011 A 2011/07/19 2011/07/26
11307 UBS AG – HSBC European Warrants Jul 2011 C 2011/07/19 2011/07/26
15225 UBS AG – Hutchison European Warrants Jul 2011 A 2011/07/19 2011/07/26
28264 UBS AG – Hutchison European Warrants Jul 2011 D 2011/07/19 2011/07/26
17497 UBS AG – Sinopec Corp European Warrants Jul 2011 A 2011/07/19 2011/07/26
29740 UBS AG – Tencent Holdings European Warrants Jul 2011 A 2011/07/19 2011/07/26
29227 UBS AG – Yanzhou Coal European Wts Jul 2011 2011/07/19 2011/07/26
27472 CC Rabobank B.A. – Belle Int’l European Warrants Jul 2011 2011/07/20 2011/07/27
29524 CC Rabobank B.A. – China Mer Hold European Warrants Jul 2011 2011/07/20 2011/07/27
28996 CC Rabobank B.A. – Hutchison European Put Warrants Jul 2011 2011/07/20 2011/07/27
27833 Citigroup Global Mkt H Inc. – BankComm European Wts Jul 2011 2011/07/20 2011/07/27
28136 Citigroup Global Mkt H Inc. – HKEx European Wts Jul 2011 2011/07/20 2011/07/27
29531 Nomura Int’l plc – China Mer Hold European Warrants Jul 2011 2011/07/20 2011/07/27
11370 UBS AG – Agricultural Bank European Warrants Jul 2011 D 2011/07/20 2011/07/27
28500 UBS AG – China Tel European Warrants Jul 2011 A 2011/07/20 2011/07/27
28513 Citigroup Global Mkt H Inc. – China Tel Euro Wts Jul 2011 B 2011/07/21 2011/07/28
28525 Credit Suisse AG – China Tel European Warrants Jul 2011 A 2011/07/21 2011/07/28
28488 Goldman Sachs SP (Asia) – CC Bank European Wts Jul 2011 C 2011/07/21 2011/07/28
29585 SGA Societe Generale Acceptance N.V. – AGBK Eu Wt Jul 2011 B 2011/07/21 2011/07/28
28721 SGA Societe Generale Acceptance N.V. – BOCom Eur Wt Jul 11B 2011/07/21 2011/07/28
28515 SGA Societe Generale Acceptance N.V. – BOCom Eur Wt Jul2011A 2011/07/21 2011/07/28
28928 SGA Societe Generale Acceptance N.V. – CCB Eur Wt Jul 2011 B 2011/07/21 2011/07/28
29586 SGA Societe Generale Acceptance N.V. – CCB Eur Wt Jul 2011 C 2011/07/21 2011/07/28
28518 SGA Societe Generale Acceptance N.V. – Esprit Euro Wts Jul11 2011/07/21 2011/07/28
28272 SGA Societe Generale Acceptance N.V. – GCL-Poly Eu Wt Jul 11 2011/07/21 2011/07/28
26675 SGA Societe Generale Acceptance N.V. – R&F Ppt Eu Wts Jul 11 2011/07/21 2011/07/28
28517 SGA Societe Generale Acceptance N.V. -CITIC Pac Eu Wts Jul11 2011/07/21 2011/07/28
28522 SGA Societe Generale Acceptance N.V. -Sinopharm Eu Wts Jul11 2011/07/21 2011/07/28
28519 SGA Societe Generale Acceptance N.V.-Geely Auto Eu Wt Jul11A 2011/07/21 2011/07/28
28520 SGA Societe Generale Acceptance N.V.-Geely Auto Eu Wt Jul11B 2011/07/21 2011/07/28
26799 SGA Societe Generale Acceptance N.V-C Transmiss Eu Wt Jul11A 2011/07/21 2011/07/28
28521 SGA Societe Generale Acceptance NV-HuanengPower Eu Wt Jul11B 2011/07/21 2011/07/28
25300 Standard Chartered Bank – HSBC European Warrants Jul 2011 A 2011/07/21 2011/07/28
27030 Barclays Bank plc – CC Bank European Warrants Jul 2011 2011/07/22 2011/07/29

Last Delisted
28753 Barclays Bank plc – HSI European Warrants Jul 2011 2011/07/22 2011/07/29
28969 BNP Paribas Arbit Issu B.V. – HSI Euro Put Wts Jul 2011 2011/07/22 2011/07/29
22781 BNP Paribas Arbit Issu B.V. – HSI European Wts Jul 2011 2011/07/22 2011/07/29
26655 CC Rabobank B.A. – A50 China European Warrants Jul 2011 2011/07/22 2011/07/29
25229 CC Rabobank B.A. – Agricultural Bk European Warrants Jul 11 2011/07/22 2011/07/29
26302 CC Rabobank B.A. – AIA European Warrants Jul 2011 A 2011/07/22 2011/07/29
28283 CC Rabobank B.A. – China Mengniu European Warrants Jul 2011 2011/07/22 2011/07/29
24006 CC Rabobank B.A. – CNOOC European Warrants Jul 2011 A 2011/07/22 2011/07/29
25690 CC Rabobank B.A. – CNOOC European Warrants Jul 2011 B 2011/07/22 2011/07/29
25379 CC Rabobank B.A. – COSCO Pacific European Warrants Jul 2011 2011/07/22 2011/07/29
27720 CC Rabobank B.A. – ENN Energy European Warrants Jul 2011 2011/07/22 2011/07/29
23006 CC Rabobank B.A. – Foxconn European Warrants Jul 2011 2011/07/22 2011/07/29
28356 CC Rabobank B.A. – Shanshui Cement European Warrants Jul 11 2011/07/22 2011/07/29
27337 Citigroup Global Mkt H Inc. – HSCEI Euro Put Wts Jul 2011 2011/07/22 2011/07/29
27333 Citigroup Global Mkt H Inc. – HSCEI European Wts Jul 2011 2011/07/22 2011/07/29
11333 Citigroup Global Mkt H Inc. – HSI European Put Wts Jul 2011 2011/07/22 2011/07/29
11329 Citigroup Global Mkt H Inc. – HSI European Warrants Jul 2011 2011/07/22 2011/07/29
27362 Citigroup Global Mkt H Inc. – Sinopharm European Wts Jul 11 2011/07/22 2011/07/29
29944 Credit Suisse AG – HSI European Put Warrants Jul 2011 B 2011/07/22 2011/07/29
11044 Credit Suisse AG – HSI European Put Warrants Jul 2011 D 2011/07/22 2011/07/29
11057 Credit Suisse AG – HSI European Put Warrants Jul 2011 E 2011/07/22 2011/07/29
11239 Credit Suisse AG – HSI European Put Warrants Jul 2011 G 2011/07/22 2011/07/29
29940 Credit Suisse AG – HSI European Warrants Jul 2011 A 2011/07/22 2011/07/29
11040 Credit Suisse AG – HSI European Warrants Jul 2011 C 2011/07/22 2011/07/29
11168 Credit Suisse AG – HSI European Warrants Jul 2011 F 2011/07/22 2011/07/29
28477 Deutsche Bank AG – HSI European Put Warrants Jul 2011 C 2011/07/22 2011/07/29
28478 Deutsche Bank AG – HSI European Put Warrants Jul 2011 D 2011/07/22 2011/07/29
29713 Deutsche Bank AG – HSI European Put Warrants Jul 2011 E 2011/07/22 2011/07/29
28472 Deutsche Bank AG – HSI European Warrants Jul 2011 A 2011/07/22 2011/07/29
28473 Deutsche Bank AG – HSI European Warrants Jul 2011 B 2011/07/22 2011/07/29
11018 Deutsche Bank AG – HSI European Warrants Jul 2011 F 2011/07/22 2011/07/29
11019 Deutsche Bank AG – HSI European Warrants Jul 2011 G 2011/07/22 2011/07/29
27423 Deutsche Bank AG – Sinopec Corp European Warrants Jul 2011 B 2011/07/22 2011/07/29
28429 Goldman Sachs SP (Asia) – Agricultural Bk Euro Wts Jul 11 A 2011/07/22 2011/07/29
28035 Goldman Sachs SP (Asia) – HSI European Put Wts Jul 2011 C 2011/07/22 2011/07/29
28174 Goldman Sachs SP (Asia) – HSI European Put Wts Jul 2011 E 2011/07/22 2011/07/29
28374 Goldman Sachs SP (Asia) – HSI European Put Wts Jul 2011 G 2011/07/22 2011/07/29
26735 Goldman Sachs SP (Asia) – HSI European Warrants Jul 2011 A 2011/07/22 2011/07/29
28031 Goldman Sachs SP (Asia) – HSI European Warrants Jul 2011 B 2011/07/22 2011/07/29
28170 Goldman Sachs SP (Asia) – HSI European Warrants Jul 2011 D 2011/07/22 2011/07/29
28363 Goldman Sachs SP (Asia) – HSI European Warrants Jul 2011 F 2011/07/22 2011/07/29
27609 HK Bank – GCL-Poly Energy European Warrants Jul 2011 2011/07/22 2011/07/29
28305 HK Bank – HSI European Put Warrants Jul 2011 2011/07/22 2011/07/29
25936 HK Bank – HSI European Warrants Jul 2011 A 2011/07/22 2011/07/29
27107 HK Bank – HSI European Warrants Jul 2011 B 2011/07/22 2011/07/29
25473 HK Bank – PICC European Warrants Jul 2011 B 2011/07/22 2011/07/29
26460 HK Bank – PICC European Warrants Jul 2011 C 2011/07/22 2011/07/29
25474 HK Bank – Tencent European Warrants Jul 2011 2011/07/22 2011/07/29
29243 J P Morgan Int’l Der. Ltd. – CC Bank European Wts Jul 2011 2011/07/22 2011/07/29
27785 J P Morgan SP BV – AIA European Warrants Jul 2011 2011/07/22 2011/07/29
28524 J P Morgan SP BV – China Tel European Warrants Jul 2011 2011/07/22 2011/07/29
25934 J P Morgan SP BV – HKEx European Warrants Jul 2011 B 2011/07/22 2011/07/29
28299 J P Morgan SP BV – HSBC European Warrants Jul 2011 A 2011/07/22 2011/07/29
28301 J P Morgan SP BV – HSBC European Warrants Jul 2011 C 2011/07/22 2011/07/29
28368 J P Morgan SP BV – PetroChina European Warrants Jul 2011 2011/07/22 2011/07/29
26759 J P Morgan SP BV – PICC European Warrants Jul 2011 2011/07/22 2011/07/29
27807 KBC Fin Products Int’l Ltd. – HSI Euro Put Wts Jul 2011 C 2011/07/22 2011/07/29
29604 KBC Fin Products Int’l Ltd. – HSI Euro Put Wts Jul 2011 D 2011/07/22 2011/07/29
27750 KBC Fin Products Int’l Ltd. – HSI European Wts Jul 2011 A 2011/07/22 2011/07/29
27804 KBC Fin Products Int’l Ltd. – HSI European Wts Jul 2011 B 2011/07/22 2011/07/29
25384 Macquarie Bank Ltd. – BOCHK European Warrants Jul 2011 2011/07/22 2011/07/29
27799 Macquarie Bank Ltd. – BYD European Warrants Jul 2011 2011/07/22 2011/07/29
28552 Macquarie Bank Ltd. – China Mobile European Wts Jul 2011 2011/07/22 2011/07/29
27478 Macquarie Bank Ltd. – CPIC European Warrants Jul 2011 2011/07/22 2011/07/29
25141 Macquarie Bank Ltd. – Dongfeng Motor European Wts Jul 2011 B 2011/07/22 2011/07/29
23683 Macquarie Bank Ltd. – Foxconn European Warrants Jul 2011 2011/07/22 2011/07/29
29396 Macquarie Bank Ltd. – HSI European Warrants Jul 2011 2011/07/22 2011/07/29
26582 Macquarie Bank Ltd. – New World Dev European Put Wts Jul11 2011/07/22 2011/07/29
28125 Macquarie Bank Ltd. – Sh Ind H European Warrants Jul 2011 2011/07/22 2011/07/29
28199 Macquarie Bank Ltd. -GCL-Poly Energy European Warrants Jul11 2011/07/22 2011/07/29
28092 Merrill Lynch Int’l & Co. C.V. – HSCEI Euro Put Wts Jul 2011 2011/07/22 2011/07/29
11077 Merrill Lynch Int’l & Co. C.V. – HSI European Wts Jul 2011 G 2011/07/22 2011/07/29
29199 Merrill Lynch Int’l & Co. C.V. -HSI European Put Wts Jul 11D 2011/07/22 2011/07/29
29200 Merrill Lynch Int’l & Co. C.V. -HSI European Put Wts Jul 11E 2011/07/22 2011/07/29
29201 Merrill Lynch Int’l & Co. C.V. -HSI European Put Wts Jul 11F 2011/07/22 2011/07/29
27294 Merrill Lynch Int’l & Co. C.V. -HSI European Warrants Jul11B 2011/07/22 2011/07/29
29195 Merrill Lynch Int’l & Co. C.V. -HSI European Warrants Jul11C 2011/07/22 2011/07/29
23947 Merrill Lynch Int’l & Co. C.V.-HSI European Warrants Jul 11A 2011/07/22 2011/07/29
10058 Nomura Int’l plc – Apple European Put Warrants Jul 2011 2011/07/22 2011/07/29
27553 Nomura Int’l plc – HSI European Warrants Jul 2011 A 2011/07/22 2011/07/29
27554 Nomura Int’l plc – HSI European Warrants Jul 2011 B 2011/07/22 2011/07/29
29465 RB of Scotland N.V. – HSI European Put Warrants Jul 2011 2011/07/22 2011/07/29
29464 RB of Scotland N.V. – HSI European Warrants Jul 2011 2011/07/22 2011/07/29
29264 SGA Societe Generale Acceptance N.V. – HSI Eu Put Wt Jul 11 2011/07/22 2011/07/29
26567 SGA Societe Generale Acceptance N.V. – HSI Eur Wt Jul 2011 A 2011/07/22 2011/07/29
28410 SGA Societe Generale Acceptance N.V. – HSI Eur Wt Jul 2011 B 2011/07/22 2011/07/29
28892 SGA Societe Generale Acceptance N.V. – HSI Eur Wt Jul 2011 C 2011/07/22 2011/07/29

Last Delisted
24661 Standard Chartered Bank – A50 China European Warrants Jul 11 2011/07/22 2011/07/29
26029 Standard Chartered Bank-China Life European Warrants Jul 11A 2011/07/22 2011/07/29
27955 UBS AG – HSI European Put Warrants Jul 2011 C 2011/07/22 2011/07/29
29415 UBS AG – HSI European Put Warrants Jul 2011 D 2011/07/22 2011/07/29
11128 UBS AG – HSI European Put Warrants Jul 2011 G 2011/07/22 2011/07/29
11165 UBS AG – HSI European Put Warrants Jul 2011 I 2011/07/22 2011/07/29
26876 UBS AG – HSI European Warrants Jul 2011 A 2011/07/22 2011/07/29
28036 UBS AG – HSI European Warrants Jul 2011 B 2011/07/22 2011/07/29
29742 UBS AG – HSI European Warrants Jul 2011 E 2011/07/22 2011/07/29
29868 UBS AG – HSI European Warrants Jul 2011 F 2011/07/22 2011/07/29
11160 UBS AG – HSI European Warrants Jul 2011 H 2011/07/22 2011/07/29
24242 BNP Paribas Arbit Issu B.V. – R&F Ppt European Wts Jul 2011 2011/07/25 2011/08/01
25410 BOCI Asia Ltd. – BOC HK European Warrants Jul 2011 2011/07/25 2011/08/01
24853 CC Rabobank B.A. – BOC HK European Warrants Jul 2011 2011/07/25 2011/08/01
24206 CC Rabobank B.A. – ChiUnicom European Warrants Jul 2011 2011/07/25 2011/08/01
25782 Citigroup Global Mkt H Inc. – China Coal European Wts Jul 11 2011/07/25 2011/08/01
25684 HK Bank – CNOOC European Warrants Jul 2011 B 2011/07/25 2011/08/01
25693 Macquarie Bank Ltd. – Renhe Comm European Warrants Jul 2011 2011/07/25 2011/08/01
28082 Nomura Int’l plc – Agricultural Bk European Warrants Jul 11 2011/07/25 2011/08/01
28086 Nomura Int’l plc – BOCL European Warrants Jul 2011 A 2011/07/25 2011/08/01
28088 Nomura Int’l plc – CC Bank European Put Warrants Jul 2011 2011/07/25 2011/08/01
28076 Nomura Int’l plc – CC Bank European Warrants Jul 2011 A 2011/07/25 2011/08/01
28077 Nomura Int’l plc – CC Bank European Warrants Jul 2011 B 2011/07/25 2011/08/01
26895 Nomura Int’l plc – China Life European Warrants Jul 2011 A 2011/07/25 2011/08/01
28085 Nomura Int’l plc – China Life European Warrants Jul 2011 B 2011/07/25 2011/08/01
29018 Nomura Int’l plc – China Life European Warrants Jul 2011 C 2011/07/25 2011/08/01
28078 Nomura Int’l plc – China Mobile European Warrants Jul 2011 2011/07/25 2011/08/01
27040 Nomura Int’l plc – CNOOC European Warrants Jul 2011 B 2011/07/25 2011/08/01
28081 Nomura Int’l plc – Dongfang Elec European Warrants Jul 2011 2011/07/25 2011/08/01
28346 Nomura Int’l plc – GCL-Poly Energy European Warrants Jul 11A 2011/07/25 2011/08/01
28347 Nomura Int’l plc – GCL-Poly Energy European Warrants Jul 11B 2011/07/25 2011/08/01
24492 Nomura Int’l plc – HKEx European Warrants Jul 2011 A 2011/07/25 2011/08/01
28087 Nomura Int’l plc – HSBC European Put Warrants Jul 2011 2011/07/25 2011/08/01
28065 Nomura Int’l plc – HSBC European Warrants Jul 2011 2011/07/25 2011/08/01
28071 Nomura Int’l plc – Hutchison European Warrants Jul 2011 2011/07/25 2011/08/01
28083 Nomura Int’l plc – ICBC European Warrants Jul 2011 2011/07/25 2011/08/01
28073 Nomura Int’l plc – JIANC European Warrants Jul 2011 2011/07/25 2011/08/01
23286 Nomura Int’l plc – Sinopec European Warrants Jul 2011 A 2011/07/25 2011/08/01
28074 Nomura Int’l plc – Sinopec European Warrants Jul 2011 B 2011/07/25 2011/08/01
28341 Nomura Int’l plc – Wharf European Warrants Jul 2011 2011/07/25 2011/08/01
25444 Standard Chartered Bank – Agricultural Bk European Wts Jul11 2011/07/25 2011/08/01
29459 UBS AG – Agricultural Bank European Warrants Jul 2011 C 2011/07/25 2011/08/01
28602 Barclays Bank plc – BOCL European Warrants Aug 2011 B 2011/07/26 2011/08/02
27304 Barclays Bank plc – China Mobile European Put Wts Aug 2011 2011/07/26 2011/08/02
27308 Barclays Bank plc – China Mobile European Wts Aug 2011 2011/07/26 2011/08/02
26899 Barclays Bank plc – China Shenhua European Warrants Aug 2011 2011/07/26 2011/08/02
27307 Barclays Bank plc – CNOOC European Warrants Aug 2011 2011/07/26 2011/08/02
22522 Barclays Bank plc – Shougang Res European Warrants Aug 2011 2011/07/26 2011/08/02
26320 BNP Paribas Arbit Issu B.V. – Chi Res Land Euro Wts Aug 11 2011/07/26 2011/08/02
26395 BNP Paribas Arbit Issu B.V. – BOCL European Wts Aug 2011 A 2011/07/26 2011/08/02
26182 BNP Paribas Arbit Issu B.V. – CPIC European Warrants Aug 11 2011/07/26 2011/08/02
25496 BNP Paribas Arbit Issu B.V. – HKEx European Wts Aug 2011 2011/07/26 2011/08/02
26643 BNP Paribas Arbit Issu B.V. – Jiangxi Copper Eu Wts Aug2011A 2011/07/26 2011/08/02
26398 BNP Paribas Arbit Issu B.V. – Yanzhou Coal Euro Wts Aug 2011 2011/07/26 2011/08/02
27090 BOCI Asia Ltd. – AIA European Warrants Aug 2011 2011/07/26 2011/08/02
28098 BOCI Asia Ltd. – Ch Ship Cont European Warrants Aug 2011 2011/07/26 2011/08/02
28247 BOCI Asia Ltd. – China Mobile European Warrants Aug 2011 2011/07/26 2011/08/02
25575 BOCI Asia Ltd. – CNBM European Warrants Aug 2011 2011/07/26 2011/08/02
29435 BOCI Asia Ltd. – CPIC European Warrants Aug 2011 2011/07/26 2011/08/02
25819 BOCI Asia Ltd. – Tracker Fund European Warrants Aug 2011 2011/07/26 2011/08/02
25820 BOCI Asia Ltd. – Yanzhou Coal European Warrants Aug 2011 2011/07/26 2011/08/02
27600 CC Rabobank B.A. – Chi Res Power European Warrants Aug 2011 2011/07/26 2011/08/02
27865 CC Rabobank B.A. – COSCO Pacific European Warrants Aug 2011 2011/07/26 2011/08/02
28997 CC Rabobank B.A. – Ping An European Warrants Aug 2011 2011/07/26 2011/08/02
17680 CC Rabobank B.A. – Sinopec Corp European Warrants Aug 2011 A 2011/07/26 2011/08/02
28964 Citigroup Global Mkt H Inc. – BYD European Warrants Aug 2011 2011/07/26 2011/08/02
28733 Citigroup Global Mkt H Inc. – Sinopec Corp Euro Wts Aug 2011 2011/07/26 2011/08/02
28625 Credit Suisse AG – China Life European Warrants Aug 2011 A 2011/07/26 2011/08/02
28901 Credit Suisse AG – China Life European Warrants Aug 2011 B 2011/07/26 2011/08/02
11064 Credit Suisse AG – ICBC European Warrants Aug 2011 A 2011/07/26 2011/08/02
28839 Credit Suisse AG – Ping An European Warrants Aug 2011 2011/07/26 2011/08/02
28622 Deutsche Bank AG – Bank of EA European Warrants Aug 2011 2011/07/26 2011/08/02
28618 Deutsche Bank AG – BYD European Warrants Aug 2011 2011/07/26 2011/08/02
28619 Deutsche Bank AG – Cathay Pacific European Warrants Aug 2011 2011/07/26 2011/08/02
29311 Deutsche Bank AG – CC Bank European Warrants Aug 2011 B 2011/07/26 2011/08/02
28507 Deutsche Bank AG – China Telecom European Wts Aug 2011 2011/07/26 2011/08/02
28621 Deutsche Bank AG – CNBM European Warrants Aug 2011 2011/07/26 2011/08/02
25552 Deutsche Bank AG – CNOOC European Warrants Aug 2011 2011/07/26 2011/08/02
10064 Deutsche Bank AG – Google European Put Warrants Aug 2011 2011/07/26 2011/08/02
10055 Deutsche Bank AG – Google European Warrants Aug 2011 2011/07/26 2011/08/02
25102 Deutsche Bank AG – PICC P&C European Warrants Aug 2011 2011/07/26 2011/08/02
25078 Deutsche Bank AG – SHK Ppt European Warrants Aug 2011 2011/07/26 2011/08/02
28391 Deutsche Bank AG – Sinopec Corp European Put Wts Aug 2011 2011/07/26 2011/08/02
25159 Deutsche Bank AG -CRCC European Warrants Aug 2011 2011/07/26 2011/08/02
28544 Goldman Sachs SP (Asia) – BYD European Warrants Aug 2011 A 2011/07/26 2011/08/02
28610 Goldman Sachs SP (Asia) – BYD European Warrants Aug 2011 B 2011/07/26 2011/08/02
28535 Goldman Sachs SP (Asia) – CNOOC European Warrants Aug 2011 2011/07/26 2011/08/02

Last Delisted
28613 Goldman Sachs SP (Asia) – Li & Fung European Warrants Aug11A 2011/07/26 2011/08/02
28614 Goldman Sachs SP (Asia) – PICC European Warrants Aug 2011 2011/07/26 2011/08/02
28534 Goldman Sachs SP (Asia) -Tencent Holdings Euro Put Wt Aug11D 2011/07/26 2011/08/02
25275 Goldman Sachs SP (Asia) -Tencent Holdings European Wt Aug11A 2011/07/26 2011/08/02
28530 Goldman Sachs SP (Asia)-Sinopec Corp European Wts Aug 2011 A 2011/07/26 2011/08/02
29502 J P Morgan SP BV – BOCL European Warrants Aug 2011 B 2011/07/26 2011/08/02
11121 J P Morgan SP BV – ICBC European Warrants Aug 2011 2011/07/26 2011/08/02
29941 KBC Fin Products Int’l Ltd. – Agricultural Bk Eu Wt Aug2011C 2011/07/26 2011/08/02
28189 KBC Fin Products Int’l Ltd. – Angang Steel Euro Wts Aug11B 2011/07/26 2011/08/02
28190 KBC Fin Products Int’l Ltd. – Belle European Wts Aug 2011 2011/07/26 2011/08/02
24994 KBC Fin Products Int’l Ltd. – BOC HK European Wts Aug 2011 2011/07/26 2011/08/02
28827 KBC Fin Products Int’l Ltd. – BOCL European Wts Aug 2011 A 2011/07/26 2011/08/02
29407 KBC Fin Products Int’l Ltd. – BOCL European Wts Aug 2011 C 2011/07/26 2011/08/02
28236 KBC Fin Products Int’l Ltd. – China Shenhua Eu Wt Aug 2011 2011/07/26 2011/08/02
28191 KBC Fin Products Int’l Ltd. – CNBM European Warrants Aug 11 2011/07/26 2011/08/02
28382 KBC Fin Products Int’l Ltd. – CPIC European Wts Aug 2011 2011/07/26 2011/08/02
29343 KBC Fin Products Int’l Ltd. – HSBC European Wts Aug 2011 B 2011/07/26 2011/08/02
28119 KBC Fin Products Int’l Ltd. – Hutchison Eur Put Wts Aug 2011 2011/07/26 2011/08/02
28422 KBC Fin Products Int’l Ltd. – Hutchison Euro Wts Aug 2011 A 2011/07/26 2011/08/02
29565 KBC Fin Products Int’l Ltd. – Hutchison Euro Wts Aug 2011 B 2011/07/26 2011/08/02
29344 KBC Fin Products Int’l Ltd. – ICBC European Wts Aug 2011 2011/07/26 2011/08/02
28831 KBC Fin Products Int’l Ltd. – Ping An European Wts Aug 2011B 2011/07/26 2011/08/02
23346 KBC Fin Products Int’l Ltd. – SHK Ppt European Wts Aug 2011A 2011/07/26 2011/08/02
17321 KBC Fin Products Int’l Ltd. – Sinopec Euro Wts Aug 2011 A 2011/07/26 2011/08/02
25980 KBC Fin Products Int’l Ltd. – Sinopec Euro Wts Aug 2011 B 2011/07/26 2011/08/02
28381 KBC Fin Products Int’l Ltd. – Tencent Holdings Eu Wt Aug 11 2011/07/26 2011/08/02
28197 KBC Fin Products Int’l Ltd. – Yanzhou Coal Euro Put Wt Aug11 2011/07/26 2011/08/02
28385 KBC Fin Products Int’l Ltd-Tencent Holdings Eu Put Wt Aug11A 2011/07/26 2011/08/02
24405 Macquarie Bank Ltd. – BBMG European Warrants Aug 2011 2011/07/26 2011/08/02
26437 Macquarie Bank Ltd. – C Transmission European Warrants Aug11 2011/07/26 2011/08/02
29424 Merrill Lynch Int’l & Co. C.V. – Ch Shenhua Eur Wts Aug 2011 2011/07/26 2011/08/02
23454 Merrill Lynch Int’l & Co. C.V. – SHK Ppt Euro Wts Aug 2011 2011/07/26 2011/08/02
28343 Nomura Int’l plc – Tencent Holdings European Warrants Aug 11 2011/07/26 2011/08/02
28261 RB of Scotland N.V. – BOCL European Warrants Aug 2011 2011/07/26 2011/08/02
28215 RB of Scotland N.V. – China Life European Wts Aug 2011 A 2011/07/26 2011/08/02
28906 RB of Scotland N.V. – China Life European Wts Aug 2011 B 2011/07/26 2011/08/02
10041 RB of Scotland N.V. – Gold European Put Warrants Aug 2011 2011/07/26 2011/08/02
28511 RB of Scotland N.V. – PetroChina European Warrants Aug 2011 2011/07/26 2011/08/02
26338 RB of Scotland N.V. – Sinopec Corp European Warrants Aug 11A 2011/07/26 2011/08/02
28645 SGA Societe Generale Acceptance N.V. – Ch Mob Eu Wt Aug 11A 2011/07/26 2011/08/02
28646 SGA Societe Generale Acceptance N.V. – Ch Mob Eu Wt Aug 11B 2011/07/26 2011/08/02
28727 SGA Societe Generale Acceptance N.V. – Ch Mob Eu Wt Aug 11C 2011/07/26 2011/08/02
27994 SGA Societe Generale Acceptance N.V. – CLife Eu Wt Aug 2011A 2011/07/26 2011/08/02
29144 SGA Societe Generale Acceptance N.V. – CP&CC Eur Wt Aug 11C 2011/07/26 2011/08/02
18052 SGA Societe Generale Acceptance N.V. – CP&CC Eur Wt Aug2011A 2011/07/26 2011/08/02
26013 SGA Societe Generale Acceptance N.V. – HKEx Eu Put Wt Aug 11 2011/07/26 2011/08/02
26683 SGA Societe Generale Acceptance N.V. – HKEx Eu Wt Aug 2011 C 2011/07/26 2011/08/02
29921 SGA Societe Generale Acceptance N.V. – HWL Eur Wt Aug 2011 B 2011/07/26 2011/08/02
29002 SGA Societe Generale Acceptance N.V. – ICBC Eu Wt Aug 2011A 2011/07/26 2011/08/02
23923 SGA Societe Generale Acceptance N.V. – SHK P Eu Wt Aug 2011A 2011/07/26 2011/08/02
26969 Standard Chartered Bank – CHALCO European Warrants Aug 2011 2011/07/26 2011/08/02
28492 Standard Chartered Bank – CTel European Warrants Aug 2011 2011/07/26 2011/08/02
26596 Standard Chartered Bank – ICBC European Warrants Aug 2011 A 2011/07/26 2011/08/02
28616 Standard Chartered Bank – Tencent Hldg European Wts Aug 11B 2011/07/26 2011/08/02
11283 Standard Chartered Bank-China Life European Wts Aug 2011 C 2011/07/26 2011/08/02
29309 UBS AG – BYD European Warrants Aug 2011 B 2011/07/26 2011/08/02
28796 UBS AG – Cheung Kong European Warrants Aug 2011A 2011/07/26 2011/08/02
28765 UBS AG – China Shenhua European Warrants Aug 2011 2011/07/26 2011/08/02
29463 UBS AG – ICBC European Warrants Aug 2011 A 2011/07/26 2011/08/02
23353 UBS AG – SHK Ppt European Warrants Aug 2011 A 2011/07/26 2011/08/02
28822 BNP Paribas Arbit Issu B.V. – AIA European Warrants Aug 2011 2011/07/27 2011/08/03
27588 BNP Paribas Arbit Issu B.V. – Angang Steel European Wt Aug11 2011/07/27 2011/08/03
24944 BNP Paribas Arbit Issu B.V. – Belle Int’l Euro Wts Aug 2011 2011/07/27 2011/08/03
28016 BNP Paribas Arbit Issu B.V. – BOCL European Wts Aug 2011 B 2011/07/27 2011/08/03
27235 BNP Paribas Arbit Issu B.V. – CC Bank Euro Wts Aug 2011 2011/07/27 2011/08/03
28439 BNP Paribas Arbit Issu B.V. – Ch Mer Hold European Wts Aug11 2011/07/27 2011/08/03
27582 BNP Paribas Arbit Issu B.V. – Ch Mobile Euro Wts Aug 2011 A 2011/07/27 2011/08/03
28804 BNP Paribas Arbit Issu B.V. – Ch Mobile Euro Wts Aug 2011 B 2011/07/27 2011/08/03
28440 BNP Paribas Arbit Issu B.V. – Chi Resources Euro Wts Aug11 2011/07/27 2011/08/03
25095 BNP Paribas Arbit Issu B.V. – China Mengniu Euro Wts Aug 11 2011/07/27 2011/08/03
28538 BNP Paribas Arbit Issu B.V. – China Tel Euro Wts Aug 2011 2011/07/27 2011/08/03
28441 BNP Paribas Arbit Issu B.V. – Evergrande European Wts Aug 11 2011/07/27 2011/08/03
27623 BNP Paribas Arbit Issu B.V. – HKEx European Put Wts Aug 2011 2011/07/27 2011/08/03
28153 BNP Paribas Arbit Issu B.V. – HSBC European Wts Aug 2011 2011/07/27 2011/08/03
28394 BNP Paribas Arbit Issu B.V. – Hutchison Euro Put Wt Aug 2011 2011/07/27 2011/08/03
27238 BNP Paribas Arbit Issu B.V. – ICBC European Wts Aug 2011 2011/07/27 2011/08/03
27589 BNP Paribas Arbit Issu B.V. – Jiangxi Copper Eu Wts Aug 11B 2011/07/27 2011/08/03
28332 BNP Paribas Arbit Issu B.V. – Sh Ind H European Wts Aug11 2011/07/27 2011/08/03
28536 BNP Paribas Arbit Issu B.V. – Sinopec Corp Euro Wts Aug 11B 2011/07/27 2011/08/03
28333 BNP Paribas Arbit Issu B.V. – Stanchart European Wts Aug11 2011/07/27 2011/08/03
27914 BNP Paribas Arbit Issu B.V. – Swrie Pacific A Euro Wts Aug11 2011/07/27 2011/08/03
27915 BNP Paribas Arbit Issu B.V. – Wharf European Warrants Aug 11 2011/07/27 2011/08/03
27974 CC Rabobank B.A. – China Oilfield European Warrants Aug 2011 2011/07/27 2011/08/03
10065 Deutsche Bank AG – AUD/USD European Put Warrants Aug 2011 2011/07/27 2011/08/03
29131 Goldman Sachs SP (Asia) – AIA European Warrants Aug 2011 2011/07/27 2011/08/03
27214 Macquarie Bank Ltd. – AIA European Warrants Aug 2011 2011/07/27 2011/08/03
28144 Macquarie Bank Ltd. – BOCL European Warrants Aug 2011 2011/07/27 2011/08/03

Last Delisted
28580 Macquarie Bank Ltd. – Brilliance Chi European Warrants Aug11 2011/07/27 2011/08/03
28581 Macquarie Bank Ltd. – Ch Comm Cons European Wts Aug 2011 2011/07/27 2011/08/03
27592 Macquarie Bank Ltd. – China Shenhua European Wts Aug 2011 2011/07/27 2011/08/03
26162 Macquarie Bank Ltd. – HKEx European Warrants Aug 2011 B 2011/07/27 2011/08/03
28312 Macquarie Bank Ltd. – HSBC European Warrants Aug 2011 2011/07/27 2011/08/03
28274 Macquarie Bank Ltd. – ICBC European Warrants Aug 2011 2011/07/27 2011/08/03
29221 Macquarie Bank Ltd. – Jiangxi Copper European Wts Aug 2011 2011/07/27 2011/08/03
25356 Macquarie Bank Ltd. – Nine Dragons European Wts Aug 2011 2011/07/27 2011/08/03
23771 Macquarie Bank Ltd. – SHK Ppt European Put Warrants Aug 2011 2011/07/27 2011/08/03
28380 Macquarie Bank Ltd. – Tencent European Put Warrants Aug 11B 2011/07/27 2011/08/03
23918 Merrill Lynch Int’l & Co. C.V. – SHK Ppt Euro Put Wts Aug 11 2011/07/27 2011/08/03
29335 RB of Scotland N.V. – China Life European Wts Aug 2011 C 2011/07/27 2011/08/03
27369 Standard Chartered Bank – Agricultural Bk European Wts Aug11 2011/07/27 2011/08/03
27368 Standard Chartered Bank – CC Bank European Warrants Aug 2011 2011/07/27 2011/08/03
28014 Standard Chartered Bank – China Shenhua Euro Wts Aug 2011 2011/07/27 2011/08/03
28877 UBS AG – China Life European Warrants Aug 2011 A 2011/07/27 2011/08/03
27485 BNP Paribas Arbit Issu B.V. – Geely Auto European Wts Aug11 2011/07/28 2011/08/04
17752 BNP Paribas Arbit Issu B.V. – Sinopec Corp Euro Wts Aug2011A 2011/07/28 2011/08/04
11112 BOCI Asia Ltd. – PetroChina European Warrants Aug 2011 2011/07/28 2011/08/04
29583 Credit Suisse AG – HKEx European Warrants Aug 2011A 2011/07/28 2011/08/04
29613 Goldman Sachs SP (Asia) – CHALCO European Warrants Aug 2011 2011/07/28 2011/08/04
27613 HK Bank – CHALCO European Warrants Aug 2011 2011/07/28 2011/08/04
28205 Macquarie Bank Ltd. – HKEx European Put Warrants Aug 2011 2011/07/28 2011/08/04
25386 Macquarie Bank Ltd. – PICC P&C European Warrants Aug 2011 2011/07/28 2011/08/04
29170 Merrill Lynch Int’l & Co. C.V. – HSBC Euro Wts Aug 2011 2011/07/28 2011/08/04
25669 SGA Societe Generale Acceptance N.V. – HKEx Eu Wt Aug 2011 B 2011/07/28 2011/08/04
28292 SGA Societe Generale Acceptance N.V. – HSBC Eu Wt Aug 2011 A 2011/07/28 2011/08/04
29229 SGA Societe Generale Acceptance N.V. – JIANC Eu Wts Aug 11B 2011/07/28 2011/08/04
26919 Standard Chartered Bank -PetroChina European Warrants Aug11A 2011/07/28 2011/08/04
29620 UBS AG – HKEx European Warrants Aug 2011 C 2011/07/28 2011/08/04
28586 Macquarie Bank Ltd. – Li & Fung European Warrants Aug 2011 2011/07/29 2011/08/05
28123 UBS AG – HKEx European Warrants Aug 2011 A 2011/07/29 2011/08/05
28568 CC Rabobank B.A. – Sa Sa Int’l European Warrants Aug 2011 A 2011/08/01 2011/08/08
25507 KBC Fin Products Int’l Ltd. – BOC HK Euro Put Wts Aug 2011 2011/08/01 2011/08/08
28579 Macquarie Bank Ltd. – BJ Ent Water European Warrants Aug 11 2011/08/01 2011/08/08
28818 Macquarie Bank Ltd. – China Life European Wts Aug 2011 2011/08/01 2011/08/08
24749 Macquarie Bank Ltd. – SHK Ppt European Warrants Aug 2011 2011/08/01 2011/08/08
29318 Merrill Lynch Int’l & Co. C.V. – Sinopec Euro Wts Aug 2011 C 2011/08/01 2011/08/08
24908 Barclays Bank plc – Angang Steel European Warrants Aug 2011 2011/08/02 2011/08/09
26720 Barclays Bank plc – BOCL European Warrants Aug 2011 A 2011/08/02 2011/08/09
27309 Barclays Bank plc – ICBC European Warrants Aug 2011 A 2011/08/02 2011/08/09
20588 Barclays Bank plc – SHK Ppt European Put Warrants Aug 2011 2011/08/02 2011/08/09
20578 Barclays Bank plc – SHK Ppt European Warrants Aug 2011 2011/08/02 2011/08/09
24911 Barclays Bank plc – Yanzhou Coal European Warrants Aug 2011 2011/08/02 2011/08/09
25547 Barclays Bank plc -Tencent Holdings European Warrants Aug 11 2011/08/02 2011/08/09
27861 BOCI Asia Ltd. – BOCL European Put Warrants Aug 2011 2011/08/02 2011/08/09
27858 BOCI Asia Ltd. – BOCL European Warrants Aug 2011 2011/08/02 2011/08/09
29434 BOCI Asia Ltd. – BYD European Warrants Aug 2011 2011/08/02 2011/08/09
28041 BOCI Asia Ltd. – ICBC European Warrants Aug 2011 2011/08/02 2011/08/09
28772 CC Rabobank B.A. – HKEx European Warrants Aug 2011 2011/08/02 2011/08/09
29393 CC Rabobank B.A. – HSBC European Warrants Aug 2011 2011/08/02 2011/08/09
25583 CC Rabobank B.A. – Nine Dragons European Warrants Aug 2011 2011/08/02 2011/08/09
28669 CC Rabobank B.A. – Tsingtao Brew European Warrants Aug 2011 2011/08/02 2011/08/09
27349 Citigroup Global Mkt H Inc. – Chi Res Power Euro Wts Aug 11 2011/08/02 2011/08/09
28594 Citigroup Global Mkt H Inc. – CITIC Bank Euro Wts Aug 2011 2011/08/02 2011/08/09
11368 Citigroup Global Mkt H Inc. – HSBC European Wts Aug 2011 2011/08/02 2011/08/09
28596 Citigroup Global Mkt H Inc. – Li & Fung European Wts Aug 11 2011/08/02 2011/08/09
22267 Citigroup Global Mkt H Inc. – Shangri-La Asia Euro Wts Aug11 2011/08/02 2011/08/09
23064 Citigroup Global Mkt H Inc. – SHK Ppt European Wts Aug 2011A 2011/08/02 2011/08/09
24934 Citigroup Global Mkt H Inc. – SJM Holdings European Wt Aug11 2011/08/02 2011/08/09
11059 Credit Suisse AG – China Mobile European Warrants Aug 2011 2011/08/02 2011/08/09
11115 Credit Suisse AG – HKEx European Warrants Aug 2011 B 2011/08/02 2011/08/09
11167 Credit Suisse AG – HSBC European Wts Aug 2011 B 2011/08/02 2011/08/09
22349 Credit Suisse AG – Shougang Res European Warrants Aug 2011 2011/08/02 2011/08/09
10046 Deutsche Bank AG – Apple European Put Warrants Aug 2011 2011/08/02 2011/08/09
11258 Deutsche Bank AG – China Life European Warrants Aug 2011 C 2011/08/02 2011/08/09
27619 Deutsche Bank AG – CM Bank European Warrants Aug 2011 2011/08/02 2011/08/09
26747 Deutsche Bank AG – COSCO Pacific European Warrants Aug 2011 2011/08/02 2011/08/09
28656 Deutsche Bank AG – Sinopec Corp European Warrants Aug 2011 A 2011/08/02 2011/08/09
29716 Deutsche Bank AG – Tencent Holdings European Wts Aug 2011 A 2011/08/02 2011/08/09
10057 Goldman Sachs SP (Asia) – Apple European Warrants Aug 2011 A 2011/08/02 2011/08/09
10060 Goldman Sachs SP (Asia) – Apple European Warrants Aug 2011 B 2011/08/02 2011/08/09
10061 Goldman Sachs SP (Asia) – Apple European Warrants Aug 2011 C 2011/08/02 2011/08/09
28630 Goldman Sachs SP (Asia) – BankComm European Wts Aug 2011 2011/08/02 2011/08/09
28425 Goldman Sachs SP (Asia) – China Mobile Euro Wts Aug 2011 A 2011/08/02 2011/08/09
10063 Goldman Sachs SP (Asia) – Google European Warrants Aug 2011B 2011/08/02 2011/08/09
22116 Goldman Sachs SP (Asia) – HKEx European Warrants Aug 2011 A 2011/08/02 2011/08/09
26736 Goldman Sachs SP (Asia) – HKEx European Warrants Aug 2011 B 2011/08/02 2011/08/09
28612 Goldman Sachs SP (Asia) – JIANC European Warrants Aug 2011 2011/08/02 2011/08/09
28633 Goldman Sachs SP (Asia) – Ping An European Warrants Aug 2011 2011/08/02 2011/08/09
25866 Goldman Sachs SP (Asia) -Tencent Holdings European Wt Aug11B 2011/08/02 2011/08/09
28960 HK Bank – China Life European Warrants Aug 2011 B 2011/08/02 2011/08/09
27614 HK Bank – China Life European Warrants Aug 2011A 2011/08/02 2011/08/09
28672 J P Morgan SP BV – China Life European Warrants Aug 2011 A 2011/08/02 2011/08/09
24188 J P Morgan SP BV – HKEx European Warrants Aug 2011 A 2011/08/02 2011/08/09
28460 KBC Fin Products Int’l Ltd. – Agricultural Bk Eu Wt Aug2011A 2011/08/02 2011/08/09
27890 KBC Fin Products Int’l Ltd. – Cathay Pac Euro Wts Aug 2011 2011/08/02 2011/08/09

Last Delisted
28067 KBC Fin Products Int’l Ltd. – Ch Mobile Euro Wt Aug 2011 2011/08/02 2011/08/09
24111 KBC Fin Products Int’l Ltd. – CRCC European Put Wts Aug11 2011/08/02 2011/08/09
24103 KBC Fin Products Int’l Ltd. – CRCC European Wts Aug 2011 2011/08/02 2011/08/09
28020 KBC Fin Products Int’l Ltd. – Dongfeng Euro Wts Aug 2011 B 2011/08/02 2011/08/09
25324 KBC Fin Products Int’l Ltd. – HKEx European Put Wts Aug 2011 2011/08/02 2011/08/09
24987 KBC Fin Products Int’l Ltd. – HKEx European Warrants Aug 11A 2011/08/02 2011/08/09
25810 KBC Fin Products Int’l Ltd. – New World Euro Put Wt Aug 2011 2011/08/02 2011/08/09
27694 KBC Fin Products Int’l Ltd. – Ping An European Wts Aug 2011A 2011/08/02 2011/08/09
29151 Macquarie Bank Ltd. – CC Bank European Warrants Aug 2011 2011/08/02 2011/08/09
22024 Macquarie Bank Ltd. – HKEx European Warrants Aug 2011 A 2011/08/02 2011/08/09
28588 Macquarie Bank Ltd. – Shun Tak European Warrants Aug 2011 2011/08/02 2011/08/09
28845 Merrill Lynch Int’l & Co. C.V. – PetroChina Eu Wt Aug 2011 2011/08/02 2011/08/09
18796 Merrill Lynch Int’l & Co. C.V. – Sinopec Euro Wts Aug 2011A 2011/08/02 2011/08/09
29108 Nomura Int’l plc – CSR European Warrants Aug 2011 A 2011/08/02 2011/08/09
25219 Nomura Int’l plc – HKEx European Warrants Aug 2011 2011/08/02 2011/08/09
28642 SGA Societe Generale Acceptance N.V. – BYD Euro Wts Aug 11A 2011/08/02 2011/08/09
11010 SGA Societe Generale Acceptance N.V. – CLife Eu Wt Aug 2011D 2011/08/02 2011/08/09
24927 SGA Societe Generale Acceptance N.V. – HKEx Eu Wt Aug 2011 A 2011/08/02 2011/08/09
29263 SGA Societe Generale Acceptance N.V. – HSBC Eu Wt Aug 2011 B 2011/08/02 2011/08/09
27365 SGA Societe Generale Acceptance N.V. – JIANC Eu Wts Aug2011A 2011/08/02 2011/08/09
24675 SGA Societe Generale Acceptance N.V. – PICC P&C Eu Wt Aug 11 2011/08/02 2011/08/09
27597 SGA Societe Generale Acceptance N.V. – Shenhua Eu Wt Aug 11 2011/08/02 2011/08/09
26975 Standard Chartered Bank – BOCL European Warrants Aug 2011 2011/08/02 2011/08/09
28012 Standard Chartered Bank – Cheung Kong European Wts Aug 2011 2011/08/02 2011/08/09
28000 Standard Chartered Bank – China Mobile Euro Wts Aug 2011 B 2011/08/02 2011/08/09
25010 Standard Chartered Bank – HKEx European Warrants Aug 2011 A 2011/08/02 2011/08/09
29307 Standard Chartered Bank – HSBC European Warrants Aug 2011 2011/08/02 2011/08/09
28046 Standard Chartered Bank – Hutchison European Wts Aug 2011 2011/08/02 2011/08/09
28577 UBS AG – A50 China European Warrants Aug 2011 B 2011/08/02 2011/08/09
29067 UBS AG – CC Bank European Warrants Aug 2011A 2011/08/02 2011/08/09
29023 UBS AG – China Life European Warrants Aug 2011 B 2011/08/02 2011/08/09
29617 UBS AG – China Mobile European Warrants Aug 2011 B 2011/08/02 2011/08/09
28576 UBS AG – Ping An European Warrants Aug 2011 2011/08/02 2011/08/09
28420 UBS AG – Tencent Holdings European Put Warrants Aug 2011 2011/08/02 2011/08/09
28694 HK Bank – China Tel European Warrants Aug 2011 2011/08/03 2011/08/10
28707 J P Morgan SP BV – China Life European Warrants Aug 2011 B 2011/08/03 2011/08/10
28705 KBC Fin Products Int’l Ltd. – China Life Euro Wts Aug 2011A 2011/08/03 2011/08/10
11534 Merrill Lynch Int’l & Co. C.V. – Ag Bk European Wts Aug 2011 2011/08/03 2011/08/10
29246 UBS AG – HKEx European Warrants Aug 2011 B 2011/08/03 2011/08/10
28713 HK Bank – Sinopec Corp European Warrants Aug 2011 2011/08/04 2011/08/11
25306 J P Morgan SP BV – HKEx European Warrants Aug 2011 B 2011/08/04 2011/08/11
27895 KBC Fin Products Int’l Ltd. – HSBC European Wts Aug 2011A 2011/08/04 2011/08/11
29754 Nomura Int’l plc – Lenovo European Warrants Aug 2011 2011/08/04 2011/08/11
28724 SGA Societe Generale Acceptance N.V. – CITBK Euro Wt Aug 11 2011/08/04 2011/08/11
28722 SGA Societe Generale Acceptance N.V. – CPAir Eur Wt Aug 2011 2011/08/04 2011/08/11
28730 SGA Societe Generale Acceptance N.V. – Lenovo Eur Wts Aug 11 2011/08/04 2011/08/11
27133 CC Rabobank B.A. – KECL European Warrants Aug 2011 2011/08/05 2011/08/12
24467 J P Morgan SP BV – PICC European Warrants Aug 2011 2011/08/05 2011/08/12
29188 Macquarie Bank Ltd. – Zhaojin Mining European Warrants Aug11 2011/08/05 2011/08/12
29499 UBS AG – Sinopec Corp European Warrants Aug 2011 B 2011/08/05 2011/08/12
28569 CC Rabobank B.A. – Sa Sa Int’l European Warrants Aug 2011 B 2011/08/08 2011/08/15
29254 Barclays Bank plc – China Life European Warrants Aug 2011 B 2011/08/09 2011/08/16
24906 Barclays Bank plc – KECL European Warrants Aug 2011 2011/08/09 2011/08/16
11387 BOCI Asia Ltd. – Hutchison European Warrants Aug 2011 2011/08/09 2011/08/16
29845 CC Rabobank B.A. – Cheung Kong European Warrants Aug 2011 2011/08/09 2011/08/16
29038 CC Rabobank B.A. – CITIC Pacific European Warrants Aug 2011 2011/08/09 2011/08/16
26952 CC Rabobank B.A. – CSR European Warrants Aug 2011 2011/08/09 2011/08/16
28494 CC Rabobank B.A. – Evergrande European Warrants Aug 2011 2011/08/09 2011/08/16
28670 CC Rabobank B.A. – Galaxy Ent European Warrants Aug 2011 2011/08/09 2011/08/16
27276 Deutsche Bank AG – Agricultural Bk European Warrants Aug 11 2011/08/09 2011/08/16
28791 Deutsche Bank AG – China Life European Warrants Aug 2011A 2011/08/09 2011/08/16
29159 Deutsche Bank AG – HKEx European Warrants Aug 2011 2011/08/09 2011/08/16
24889 Deutsche Bank AG – KECL European Warrants Aug 2011 2011/08/09 2011/08/16
29880 Deutsche Bank AG – PetroChina European Warrants Aug 2011 B 2011/08/09 2011/08/16
29957 Deutsche Bank AG – Tencent Holdings European Wts Aug 2011 B 2011/08/09 2011/08/16
28688 Goldman Sachs SP (Asia) – CC Bank European Wts Aug 2011 B 2011/08/09 2011/08/16
29770 Goldman Sachs SP (Asia) – China Mobile Euro Wts Aug 2011 D 2011/08/09 2011/08/16
27638 Goldman Sachs SP (Asia) – China Shenhua Euro Wts Aug 2011 2011/08/09 2011/08/16
27542 Goldman Sachs SP (Asia) – Dongfeng European Warrants Aug 11 2011/08/09 2011/08/16
10062 Goldman Sachs SP (Asia) – Google European Warrants Aug 2011A 2011/08/09 2011/08/16
28738 Goldman Sachs SP (Asia) – HSBC European Warrants Aug 2011 A 2011/08/09 2011/08/16
28739 Goldman Sachs SP (Asia) – HSBC European Warrants Aug 2011 B 2011/08/09 2011/08/16
28758 Goldman Sachs SP (Asia) – Swrie Pacific A European Wts Aug11 2011/08/09 2011/08/16
26778 HK Bank – CITIC Bank European Warrants Aug 2011 2011/08/09 2011/08/16
27797 J P Morgan SP BV – Sinopharm European Warrants Aug 2011 2011/08/09 2011/08/16
28826 KBC Fin Products Int’l Ltd. – Agricultural Bk Eu Wt Aug 11B 2011/08/09 2011/08/16
28188 KBC Fin Products Int’l Ltd. – Angang Steel Euro Wts Aug11A 2011/08/09 2011/08/16
28195 KBC Fin Products Int’l Ltd. – Belle European Put Wts Aug 11 2011/08/09 2011/08/16
28828 KBC Fin Products Int’l Ltd. – CC Bank Euro Wts Aug 2011A 2011/08/09 2011/08/16
26199 KBC Fin Products Int’l Ltd. – Ch COSCO Euro Put Wts Aug11 2011/08/09 2011/08/16
29719 KBC Fin Products Int’l Ltd. – China Life Euro Wts Aug 2011 C 2011/08/09 2011/08/16
28028 KBC Fin Products Int’l Ltd. – Hang Lung Ppt Eu Put Wt Aug 11 2011/08/09 2011/08/16
27706 KBC Fin Products Int’l Ltd. – HKEx European Warrants Aug11B 2011/08/09 2011/08/16
11070 KBC Fin Products Int’l Ltd. – PetroChina Euro Wts Aug 2011 2011/08/09 2011/08/16
29943 KBC Fin Products Int’l Ltd. – Sinopec Euro Wts Aug 2011 D 2011/08/09 2011/08/16
28558 KBC Fin Products Int’l Ltd-Tencent Holdings Eu Put Wt Aug11B 2011/08/09 2011/08/16
28813 Macquarie Bank Ltd. – BYD European Warrants Aug 2011 A 2011/08/09 2011/08/16

Last Delisted
28378 Macquarie Bank Ltd. – Chi Res Power European Warrants Aug 11 2011/08/09 2011/08/16
28815 Macquarie Bank Ltd. – Chi Resources European Warrants Aug 11 2011/08/09 2011/08/16
28186 Macquarie Bank Ltd. – China EB Ltd European Warrants Aug 11 2011/08/09 2011/08/16
28814 Macquarie Bank Ltd. – China Mobile European Wts Aug 2011 2011/08/09 2011/08/16
26276 Macquarie Bank Ltd. – CRCC European Warrants Aug 2011 2011/08/09 2011/08/16
29247 Merrill Lynch Int’l & Co. C.V. – China Life Eu Wt Aug 2011 2011/08/09 2011/08/16
17984 Merrill Lynch Int’l & Co. C.V. – HKEx Euro Wts Aug 2011 A 2011/08/09 2011/08/16
10069 SGA Societe Generale Acceptance N.V. – Apple Euro Wt Aug11 2011/08/09 2011/08/16
11011 SGA Societe Generale Acceptance N.V. – CLife Eu Wt Aug 2011E 2011/08/09 2011/08/16
11012 SGA Societe Generale Acceptance N.V. – CLife Eu Wt Aug 2011F 2011/08/09 2011/08/16
28729 SGA Societe Generale Acceptance N.V. – CP&CC Eur Wt Aug 11B 2011/08/09 2011/08/16
10070 SGA Societe Generale Acceptance N.V. – Google Euro Wt Aug11 2011/08/09 2011/08/16
29550 SGA Societe Generale Acceptance N.V. – HWL Eur Wt Aug 2011 A 2011/08/09 2011/08/16
11244 Standard Chartered Bank -PetroChina European Warrants Aug11B 2011/08/09 2011/08/16
29794 UBS AG – China Life European Warrants Aug 2011 D 2011/08/09 2011/08/16
29134 UBS AG – China Mobile European Warrants Aug 2011 A 2011/08/09 2011/08/16
28214 UBS AG – Hutchison European Warrants Aug 2011 A 2011/08/09 2011/08/16
29739 UBS AG – ICBC European Warrants Aug 2011 B 2011/08/09 2011/08/16
28699 UBS AG – Sinopec Corp European Warrants Aug 2011 A 2011/08/09 2011/08/16
29795 UBS AG – Sinopec Corp European Warrants Aug 2011 C 2011/08/09 2011/08/16
28871 CC Rabobank B.A. – CC Bank European Warrants Aug 2011 2011/08/10 2011/08/17
28668 CC Rabobank B.A. – Sinofert European Warrants Aug 2011 2011/08/10 2011/08/17
23682 Macquarie Bank Ltd. – China Unicom European Wts Aug 2011 A 2011/08/10 2011/08/17
24968 Merrill Lynch Int’l & Co. C.V. – ChiUnicom Euro Wts Aug 11A 2011/08/10 2011/08/17
11448 Merrill Lynch Int’l & Co. C.V. – HKEx Euro Wts Aug 2011 C 2011/08/10 2011/08/17
28852 Standard Chartered Bank – Sinopec Corp European Wts Aug 11A 2011/08/10 2011/08/17
29793 UBS AG – CC Bank European Warrants Aug 2011 B 2011/08/10 2011/08/17
23496 UBS AG – China Unicom European Warrants Aug 2011 2011/08/10 2011/08/17
28879 UBS AG – CNOOC European Warrants Aug 2011 2011/08/10 2011/08/17
29269 CC Rabobank B.A. – Cathay Pacific European Warrants Aug 2011 2011/08/11 2011/08/18
28905 J P Morgan SP BV – China Life European Warrants Aug 2011 C 2011/08/11 2011/08/18
28894 SGA Societe Generale Acceptance N.V. – CLife Eu Wt Aug 2011B 2011/08/11 2011/08/18
24263 Citigroup Global Mkt H Inc. – KECL European Warrants Aug2011 2011/08/12 2011/08/19
26179 HK Bank – CNOOC European Put Warrants Aug 2011 2011/08/12 2011/08/19
27615 HK Bank – Zhaojin Mining European Warrants Aug 2011 2011/08/12 2011/08/19
28242 HK Bank – ZTE European Warrants Aug 2011 2011/08/12 2011/08/19
28950 J P Morgan SP BV – BOCL European Warrants Aug 2011 A 2011/08/12 2011/08/19
28954 J P Morgan SP BV – Hang Lung Ppt European Warrants Aug 2011 2011/08/12 2011/08/19
28975 KBC Fin Products Int’l Ltd. – BOCL European Wts Aug 2011 B 2011/08/12 2011/08/19
28977 KBC Fin Products Int’l Ltd. – CC Bank Euro Wts Aug 2011 B 2011/08/12 2011/08/19
27286 KBC Fin Products Int’l Ltd. – Ch Overseas Euro Wts Aug 2011 2011/08/12 2011/08/19
27287 KBC Fin Products Int’l Ltd. – Li & Fung Euro Put Wt Aug 2011 2011/08/12 2011/08/19
27963 KBC Fin Products Int’l Ltd. – Sinopec Euro Wts Aug 2011 C 2011/08/12 2011/08/19
28943 Macquarie Bank Ltd. – Lenovo European Warrants Aug 2011 2011/08/12 2011/08/19
28944 Macquarie Bank Ltd. – Maanshan Iron European Wts Aug 2011 2011/08/12 2011/08/19
28945 Standard Chartered Bank – ICBC European Warrants Aug 2011 B 2011/08/12 2011/08/19
28406 J P Morgan SP BV – HKEx European Warrants Aug 2011 C 2011/08/15 2011/08/22
28949 BOCI Asia Ltd. – China Mobile European Put Warrants Aug 2011 2011/08/16 2011/08/23
28991 CC Rabobank B.A. – China Tel European Warrants Aug 2011 2011/08/16 2011/08/23
28776 CC Rabobank B.A. – Tencent Holdings European Put Wts Aug 11 2011/08/16 2011/08/23
23960 Citigroup Global Mkt H Inc. – Ch Railway Cons Eu Wts Aug 11 2011/08/16 2011/08/23
27836 Citigroup Global Mkt H Inc. – Evergrande European Wts Aug 11 2011/08/16 2011/08/23
28595 Citigroup Global Mkt H Inc. – Lenovo European Warrants Aug11 2011/08/16 2011/08/23
28921 Credit Suisse AG – CC Bank European Warrants Aug 2011 2011/08/16 2011/08/23
28920 Credit Suisse AG – Cheung Kong European Warrants Aug 2011 2011/08/16 2011/08/23
28866 Credit Suisse AG – China Unicom European Put Warrants Aug 11 2011/08/16 2011/08/23
20785 Credit Suisse AG – ChiUnicom European Warrants Aug 2011 A 2011/08/16 2011/08/23
28863 Credit Suisse AG – ChiUnicom European Warrants Aug 2011 B 2011/08/16 2011/08/23
28864 Credit Suisse AG – ChiUnicom European Warrants Aug 2011 C 2011/08/16 2011/08/23
28865 Credit Suisse AG – ChiUnicom European Warrants Aug 2011 D 2011/08/16 2011/08/23
26908 Deutsche Bank AG – Zijin Mining European Warrants Aug 2011 2011/08/16 2011/08/23
27430 Deutsche Bank AG – BOC HK European Warrants Aug 2011 2011/08/16 2011/08/23
29026 Deutsche Bank AG – BOCL European Warrants Aug 2011 A 2011/08/16 2011/08/23
28908 Deutsche Bank AG – China Life European Warrants Aug 2011 B 2011/08/16 2011/08/23
28874 Deutsche Bank AG – China Mobile European Warrants Aug 2011 A 2011/08/16 2011/08/23
28909 Deutsche Bank AG – China Mobile European Warrants Aug 2011 B 2011/08/16 2011/08/23
26188 Deutsche Bank AG – China Unicom European Warrants Aug 2011 2011/08/16 2011/08/23
28912 Deutsche Bank AG – PetroChina European Warrants Aug 2011 A 2011/08/16 2011/08/23
28910 Deutsche Bank AG – Sinopec Corp European Warrants Aug 2011 B 2011/08/16 2011/08/23
29946 Deutsche Bank AG – Tencent European Put Warrants Aug 2011 2011/08/16 2011/08/23
28904 Goldman Sachs SP (Asia) – A50 China European Wts Aug 2011 2011/08/16 2011/08/23
28737 Goldman Sachs SP (Asia) – BEA European Warrants Aug 2011 2011/08/16 2011/08/23
28611 Goldman Sachs SP (Asia) – Cathay Pacific European Wts Aug11 2011/08/16 2011/08/23
28673 Goldman Sachs SP (Asia) – China Life Euro Wts Aug 2011 2011/08/16 2011/08/23
28890 Goldman Sachs SP (Asia) – China Unicom European Wts Aug 2011 2011/08/16 2011/08/23
28361 Goldman Sachs SP (Asia) – CITIC Pacific European Wts Aug 11 2011/08/16 2011/08/23
28940 Goldman Sachs SP (Asia) – CPIC European Warrants Aug 2011 2011/08/16 2011/08/23
28809 Goldman Sachs SP (Asia) – GCL-Poly Energy European Wts Aug11 2011/08/16 2011/08/23
28740 Goldman Sachs SP (Asia) – Hunan Nonferrous European Wt Aug11 2011/08/16 2011/08/23
28533 Goldman Sachs SP (Asia) – PetroChina European Wts Aug 2011 2011/08/16 2011/08/23
28657 Goldman Sachs SP (Asia) -Sands China European Warrants Aug11 2011/08/16 2011/08/23
28531 Goldman Sachs SP (Asia)-Sinopec Corp European Wts Aug 2011 B 2011/08/16 2011/08/23
28958 HK Bank – BOCL European Warrants Aug 2011 2011/08/16 2011/08/23
27608 HK Bank – Foxconn European Warrants Aug 2011 2011/08/16 2011/08/23
28778 HK Bank – Galaxy Ent European Warrants Aug 2011 2011/08/16 2011/08/23
28696 HK Bank – Tencent European Put Warrants Aug 2011 2011/08/16 2011/08/23
27841 J P Morgan SP BV – China COSCO European Warrants Aug 2011 2011/08/16 2011/08/23

Last Delisted
28364 J P Morgan SP BV – China Everbright European Wts Aug 2011 2011/08/16 2011/08/23
29729 KBC Fin Products Int’l Ltd. – ICBC Euro Put Wts Aug 2011 2011/08/16 2011/08/23
27484 KBC Fin Products Int’l Ltd. – KECL European Warrants Aug2011 2011/08/16 2011/08/23
29029 KBC Fin Products Int’l Ltd. – Ping An Euro Put Wts Aug 2011 2011/08/16 2011/08/23
28480 Merrill Lynch Int’l & Co. C.V. – Hutchison Euro Wts Aug11A 2011/08/16 2011/08/23
29313 Merrill Lynch Int’l & Co. C.V. – ICBC European Wts Aug 2011 2011/08/16 2011/08/23
28842 Merrill Lynch Int’l & Co. C.V. – Sinopec Euro Wts Aug 2011 B 2011/08/16 2011/08/23
29007 Nomura Int’l plc – Angang Steel European Warrants Aug 2011 2011/08/16 2011/08/23
29753 Nomura Int’l plc – CC Bank European Warrants Aug 2011 2011/08/16 2011/08/23
29014 Nomura Int’l plc – Chinares Cement European Warrants Aug 11A 2011/08/16 2011/08/23
29015 Nomura Int’l plc – Chinares Cement European Warrants Aug 11B 2011/08/16 2011/08/23
27450 Nomura Int’l plc – Dongfeng European Warrants Aug 2011 2011/08/16 2011/08/23
29020 Nomura Int’l plc – GCL-Poly Energy European Warrants Aug 11 2011/08/16 2011/08/23
29495 RB of Scotland N.V. – ICBC European Warrants Aug 2011 2011/08/16 2011/08/23
26418 SGA Societe Generale Acceptance N.V. – BOCHK Eur Wt Aug 2011 2011/08/16 2011/08/23
28929 SGA Societe Generale Acceptance N.V. – CCB Eur Wt Aug 2011A 2011/08/16 2011/08/23
28931 SGA Societe Generale Acceptance N.V. – Ch Mob Eu Wt Aug 11E 2011/08/16 2011/08/23
11581 SGA Societe Generale Acceptance N.V. – CTel Eu Wt Aug 2011 2011/08/16 2011/08/23
29922 SGA Societe Generale Acceptance N.V. – HWL Eur Wt Aug 2011 C 2011/08/16 2011/08/23
11704 SGA Societe Generale Acceptance N.V. – ICBC Eu Wt Aug 2011 C 2011/08/16 2011/08/23
27204 SGA Societe Generale Acceptance N.V-China EB Ltd Eu Wt Aug11 2011/08/16 2011/08/23
28999 SGA Societe Generale Acceptance NV-Minsheng Bk Eu Wt Aug 11 2011/08/16 2011/08/23
28899 Standard Chartered Bank-China Life European Wts Aug 2011 B 2011/08/16 2011/08/23
29905 UBS AG – BOC HK European Warrants Aug 2011 2011/08/16 2011/08/23
28885 UBS AG – BOCL European Warrants Aug 2011 2011/08/16 2011/08/23
28972 UBS AG – Cheung Kong European Warrants Aug 2011 B 2011/08/16 2011/08/23
28886 UBS AG – Henderson Land European Warrants Aug 2011 2011/08/16 2011/08/23
20480 Barclays Bank plc – ChiUnicom European Warrants Aug 2011A 2011/08/17 2011/08/24
29698 Barclays Bank plc – Hutchison European Warrants Aug 2011 2011/08/17 2011/08/24
10081 BNP Paribas Arbit Issu B.V. – AUD/USD European Put Wts Aug11 2011/08/17 2011/08/24
10077 BNP Paribas Arbit Issu B.V. -AUD/USD European Warrants Aug11 2011/08/17 2011/08/24
27145 CC Rabobank B.A. – Air China European Warrants Aug 2011 2011/08/17 2011/08/24
29033 Goldman Sachs SP (Asia) – Esprit European Warrants Aug 2011 2011/08/17 2011/08/24
29775 Goldman Sachs SP (Asia) – Hutchison European Wts Aug 2011 2011/08/17 2011/08/24
29034 Goldman Sachs SP (Asia) – Li & Fung European Warrants Aug11B 2011/08/17 2011/08/24
29054 HK Bank – Agricultural Bank European Warrants Aug 2011 2011/08/17 2011/08/24
29056 HK Bank – CC Bank European Warrants Aug 2011 2011/08/17 2011/08/24
29058 HK Bank – China Mobile European Warrants Aug 2011A 2011/08/17 2011/08/24
11351 J P Morgan SP BV – Hutchison European Warrants Aug 2011 2011/08/17 2011/08/24
25504 KBC Fin Products Int’l Ltd. – CNOOC European Wts Aug 2011 2011/08/17 2011/08/24
28019 KBC Fin Products Int’l Ltd. – Dongfeng Euro Wts Aug 2011 A 2011/08/17 2011/08/24
29278 Macquarie Bank Ltd. – Hutchison European Warrants Aug 2011 2011/08/17 2011/08/24
24969 Merrill Lynch Int’l & Co. C.V. – ChiUnicom Euro Wts Aug 11B 2011/08/17 2011/08/24
29385 Merrill Lynch Int’l & Co. C.V. – Hutchison Euro Wts Aug 11B 2011/08/17 2011/08/24
26890 Nomura Int’l plc – Chaoda Modern European Warrants Aug 2011 2011/08/17 2011/08/24
29006 Nomura Int’l plc – Realgold MiningEuropean Warrants Aug 2011 2011/08/17 2011/08/24
29734 RB of Scotland N.V. – China Mobile European Wts Aug 2011 2011/08/17 2011/08/24
29336 RB of Scotland N.V. – HWL European Warrants Aug 2011 2011/08/17 2011/08/24
24614 Standard Chartered Bank – BOC HK European Warrants Aug 2011 2011/08/17 2011/08/24
29780 Standard Chartered Bank – China Mobile Euro Wts Aug 2011 C 2011/08/17 2011/08/24
11308 UBS AG – Tencent Holdings European Warrants Aug 2011 2011/08/17 2011/08/24
26503 Citigroup Global Mkt H Inc. – SHK Ppt European Wts Aug 2011B 2011/08/18 2011/08/25
29051 SGA Societe Generale Acceptance N.V. – BYD Euro Wts Aug 11B 2011/08/18 2011/08/25
29000 SGA Societe Generale Acceptance N.V. – CNOOC Eu Wt Aug 2011A 2011/08/18 2011/08/25
11014 SGA Societe Generale Acceptance N.V. – HWL Eur Wt Aug 2011 D 2011/08/18 2011/08/25
25844 SGA Societe Generale Acceptance N.V. – SHK P Eu Wt Aug 11B 2011/08/18 2011/08/25
11394 Citigroup Global Mkt H Inc. – CC Bank European Wts Aug 2011 2011/08/19 2011/08/26
27904 Citigroup Global Mkt H Inc. – China Coal European Wts Aug 11 2011/08/19 2011/08/26
28750 Citigroup Global Mkt H Inc. – Sino Land European Wts Aug11 2011/08/19 2011/08/26
28212 J P Morgan SP BV – China Coal European Warrants Aug 2011 2011/08/19 2011/08/26
11478 Nomura Int’l plc – CC Bank European Warrants Aug 2011 A 2011/08/19 2011/08/26
11481 Nomura Int’l plc – Yanzhou Coal European Warrants Aug 2011 2011/08/19 2011/08/26
29765 HK Bank – China Mobile European Warrants Aug 2011 B 2011/08/22 2011/08/29
25808 KBC Fin Products Int’l Ltd. -Zijin Mining European Wt Aug 11 2011/08/22 2011/08/29
24229 Macquarie Bank Ltd. – China Unicom European Wts Aug 2011 B 2011/08/22 2011/08/29
26936 Standard Chartered Bank – HKEx European Warrants Aug 2011 B 2011/08/22 2011/08/29
24680 Barclays Bank plc – BOCL European Warrants Aug 2011 2011/08/23 2011/08/30
27889 Barclays Bank plc – China Life European Warrants Aug 2011 A 2011/08/23 2011/08/30
24842 Barclays Bank plc – ChiUnicom European Warrants Aug 2011 B 2011/08/23 2011/08/30
27888 Barclays Bank plc – ICBC European Warrants Aug 2011 B 2011/08/23 2011/08/30
25093 BOCI Asia Ltd. – China Tel European Warrants Aug 2011 2011/08/23 2011/08/30
29432 CC Rabobank B.A. – HKEx European Put Warrants Aug 2011 2011/08/23 2011/08/30
23244 Citigroup Global Mkt H Inc. – A50 China Euro Wts Aug 2011 2011/08/23 2011/08/30
25517 Citigroup Global Mkt H Inc. – BOC HK European Wts Aug 2011 2011/08/23 2011/08/30
29842 Citigroup Global Mkt H Inc. – Hutchison Euro Wts Aug 2011 2011/08/23 2011/08/30
21822 Citigroup Global Mkt H Inc. – PICC P&C European Wts Aug 11A 2011/08/23 2011/08/30
25521 Citigroup Global Mkt H Inc. – PICC P&C European Wts Aug 11B 2011/08/23 2011/08/30
25761 Credit Suisse AG – A50 China European Warrants Aug 2011 2011/08/23 2011/08/30
24429 Credit Suisse AG – BBMG European Warrants Aug 2011 2011/08/23 2011/08/30
11744 Credit Suisse AG – CC Bank European Warrants Aug 2011 A 2011/08/23 2011/08/30
11879 Credit Suisse AG – CNOOC European Warrants Aug 2011 2011/08/23 2011/08/30
11242 Credit Suisse AG – HKEx European Warrants Aug 2011 C 2011/08/23 2011/08/30
29825 Credit Suisse AG – HSBC European Wts Aug 2011 A 2011/08/23 2011/08/30
11063 Credit Suisse AG – Hutchison European Warrants Aug 2011 2011/08/23 2011/08/30
11237 Credit Suisse AG – ICBC European Warrants Aug 2011 B 2011/08/23 2011/08/30
26602 Credit Suisse AG – SHK Ppt European Warrants Aug 2011 2011/08/23 2011/08/30
28398 Credit Suisse AG – Tencent Holdings European Put Wts Aug 11 2011/08/23 2011/08/30

Last Delisted
11880 Credit Suisse AG – Yanzhou Coal European Warrants Aug 2011 2011/08/23 2011/08/30
23351 Deutsche Bank AG – A50 China European Warrants Aug 2011 2011/08/23 2011/08/30
29347 Deutsche Bank AG – BOCL European Warrants Aug 2011 B 2011/08/23 2011/08/30
29076 Deutsche Bank AG – CC Bank European Put Warrants Aug 2011 2011/08/23 2011/08/30
10080 Deutsche Bank AG – EUR/USD European Warrants Aug 2011 2011/08/23 2011/08/30
28875 Deutsche Bank AG – HSBC European Warrants Aug 2011 2011/08/23 2011/08/30
11197 Deutsche Bank AG – Hutchison European Warrants Aug 2011 2011/08/23 2011/08/30
29077 Deutsche Bank AG – ICBC European Put Warrants Aug 2011 2011/08/23 2011/08/30
11122 Deutsche Bank AG – ICBC European Warrants Aug 2011 2011/08/23 2011/08/30
29665 Deutsche Bank AG – Sinopec Corp European Warrants Aug 2011 C 2011/08/23 2011/08/30
10079 Deutsche Bank AG – USD/YEN European Put Warrants Aug 2011 2011/08/23 2011/08/30
28560 Goldman Sachs SP (Asia) – CC Bank European Wts Aug 2011 A 2011/08/23 2011/08/30
28447 Goldman Sachs SP (Asia) – China Mobile Euro Wts Aug 2011 B 2011/08/23 2011/08/30
29769 Goldman Sachs SP (Asia) – China Mobile Euro Wts Aug 2011 C 2011/08/23 2011/08/30
29581 Goldman Sachs SP (Asia) – HSBC European Warrants Aug 2011 C 2011/08/23 2011/08/30
27781 Goldman Sachs SP (Asia) – KECL European Warrants Aug 2011 2011/08/23 2011/08/30
25419 Goldman Sachs SP (Asia) – Tencent Holdings Eu Put Wt Aug11C 2011/08/23 2011/08/30
29090 Goldman Sachs SP (Asia) – ZTE European Warrants Aug 2011 2011/08/23 2011/08/30
25633 HK Bank – KECL European Warrants Aug 2011 2011/08/23 2011/08/30
29363 J P Morgan SP BV – China Life European Warrants Aug 2011 D 2011/08/23 2011/08/30
25082 J P Morgan SP BV – China Unicom European Warrants Aug 2011 2011/08/23 2011/08/30
24296 J P Morgan SP BV – SHK Ppt European Warrants Aug 2011 2011/08/23 2011/08/30
28365 J P Morgan SP BV – Sinopec Corp European Warrants Aug 2011 2011/08/23 2011/08/30
29342 KBC Fin Products Int’l Ltd. – China Life Euro Wts Aug 2011 B 2011/08/23 2011/08/30
27725 Macquarie Bank Ltd. – Tencent European Put Warrants Aug2011A 2011/08/23 2011/08/30
24896 Merrill Lynch Int’l & Co. C.V. – BOC HK Euro Wts Aug 2011 2011/08/23 2011/08/30
11133 Merrill Lynch Int’l & Co. C.V. – Ch Mobile Eur Wt Aug 2011 2011/08/23 2011/08/30
28604 Merrill Lynch Int’l & Co. C.V. – HKEx Euro Wts Aug 2011 B 2011/08/23 2011/08/30
29317 Merrill Lynch Int’l & Co. C.V. – ICBC European Put Wts Aug11 2011/08/23 2011/08/30
28846 Merrill Lynch Int’l & Co. C.V. – Sinopec Eu Put Wts Aug 2011 2011/08/23 2011/08/30
29109 Nomura Int’l plc – CSR European Warrants Aug 2011 B 2011/08/23 2011/08/30
29100 Nomura Int’l plc – Yuexiu Property European Warrants Aug 11 2011/08/23 2011/08/30
29105 Nomura Int’l plc – ZTE European Warrants Aug 2011 2011/08/23 2011/08/30
29738 RB of Scotland N.V. – HSBC European Warrants Aug 2011 2011/08/23 2011/08/30
24482 RB of Scotland N.V. – SHK P European Warrants Aug 2011 2011/08/23 2011/08/30
29093 RB of Scotland N.V. – Sinopec Corp European Warrants Aug 11B 2011/08/23 2011/08/30
23639 SGA Societe Generale Acceptance N.V. – A50 Ch Eu Wt Aug 2011 2011/08/23 2011/08/30
28641 SGA Societe Generale Acceptance N.V. – BOCL Eu Wt Aug 2011 A 2011/08/23 2011/08/30
29050 SGA Societe Generale Acceptance N.V. – BOCL Eu Wt Aug 2011 B 2011/08/23 2011/08/30
28728 SGA Societe Generale Acceptance N.V. – Ch Mob Eu Wt Aug 11D 2011/08/23 2011/08/30
28486 SGA Societe Generale Acceptance N.V. – CHALCO Eu Wt Aug 2011 2011/08/23 2011/08/30
29001 SGA Societe Generale Acceptance N.V. – CNOOC Eu Wt Aug 2011B 2011/08/23 2011/08/30
27207 SGA Societe Generale Acceptance N.V. – Dongfeng Eu Wt Aug 11 2011/08/23 2011/08/30
29113 SGA Societe Generale Acceptance N.V. – HLand Eur Wt Aug 2011 2011/08/23 2011/08/30
29635 SGA Societe Generale Acceptance N.V. – HSBC Eu Wt Aug 2011 C 2011/08/23 2011/08/30
28131 SGA Societe Generale Acceptance N.V. – Tencent Eu Wt Aug 11 2011/08/23 2011/08/30
22890 SGA Societe Generale Acceptance N.V-Chi COSCO Euro Wt Aug 11 2011/08/23 2011/08/30
26678 SGA Societe Generale Acceptance N.V-Nine Dragons Eu Wt Aug11 2011/08/23 2011/08/30
11635 Standard Chartered Bank – China Life Euro Put Wts Aug 2011 2011/08/23 2011/08/30
26018 Standard Chartered Bank – China Mobile European Wts Aug 11A 2011/08/23 2011/08/30
23354 UBS AG – A50 China European Warrants Aug 2011 A 2011/08/23 2011/08/30
28438 UBS AG – Alibaba European Warrants Aug 2011 2011/08/23 2011/08/30
29095 UBS AG – BYD European Warrants Aug 2011 A 2011/08/23 2011/08/30
29461 UBS AG – China Life European Warrants Aug 2011 C 2011/08/23 2011/08/30
29310 UBS AG – HSBC European Warrants Aug 2011 2011/08/23 2011/08/30
11211 UBS AG – Hutchison European Warrants Aug 2011 B 2011/08/23 2011/08/30
24441 UBS AG – SHK Ppt European Warrants Aug 2011 B 2011/08/23 2011/08/30
28757 Barclays Bank plc – HSI European Put Warrants Aug 2011 2011/08/24 2011/08/31
28754 Barclays Bank plc – HSI European Warrants Aug 2011 2011/08/24 2011/08/31
28970 BNP Paribas Arbit Issu B.V. – HSI Euro Put Wts Aug 2011 2011/08/24 2011/08/31
28968 BNP Paribas Arbit Issu B.V. – HSI European Wts Aug 2011 2011/08/24 2011/08/31
28563 CC Rabobank B.A. – BJ Ent Water European Warrants Aug 2011 2011/08/24 2011/08/31
24003 CC Rabobank B.A. – BOC HK European Warrants Aug 2011 2011/08/24 2011/08/31
28989 CC Rabobank B.A. – Ch Mobile European Warrants Aug 2011 2011/08/24 2011/08/31
29037 CC Rabobank B.A. – China Shenhua European Warrants Aug 2011 2011/08/24 2011/08/31
28639 CC Rabobank B.A. – Chinares Cement European Warrants Aug 11 2011/08/24 2011/08/31
28564 CC Rabobank B.A. – Chow Sang Sang European Warrants Aug 2011 2011/08/24 2011/08/31
28565 CC Rabobank B.A. – GAC European Warrants Aug 2011 2011/08/24 2011/08/31
24958 CC Rabobank B.A. – Greentown China European Wts Aug 2011 2011/08/24 2011/08/31
28716 CC Rabobank B.A. – Guangshen Rail European Warrants Aug 2011 2011/08/24 2011/08/31
28566 CC Rabobank B.A. – Hunan Nonferrous European Wts Aug 2011 2011/08/24 2011/08/31
28995 CC Rabobank B.A. – Hutchison European Warrants Aug 2011 2011/08/24 2011/08/31
28567 CC Rabobank B.A. – Realgold Mining European Warrants Aug 11 2011/08/24 2011/08/31
28570 CC Rabobank B.A. – RUSAL European Warrants Aug 2011 2011/08/24 2011/08/31
28637 CC Rabobank B.A. – Shun Tak European Warrants Aug 2011 2011/08/24 2011/08/31
28771 CC Rabobank B.A. – Sinopec Corp European Warrants Aug 2011 B 2011/08/24 2011/08/31
28572 CC Rabobank B.A. – Westchinacement European Warrants Aug 11 2011/08/24 2011/08/31
29039 CC Rabobank B.A. – Yuexiu Property European Warrants Aug2011 2011/08/24 2011/08/31
23772 Citigroup Global Mkt H Inc. – ChiUnicom European Wts Aug 11 2011/08/24 2011/08/31
11331 Citigroup Global Mkt H Inc. – HSI European Put Wts Aug 2011 2011/08/24 2011/08/31
24447 Citigroup Global Mkt H Inc. -Chaoda Modern European Wt Aug11 2011/08/24 2011/08/31
29582 Credit Suisse AG – HSCEI European Warrants Aug 2011 2011/08/24 2011/08/31
11058 Credit Suisse AG – HSI European Put Warrants Aug 2011 2011/08/24 2011/08/31
11957 Credit Suisse AG – HSI European Put Warrants Aug 2011 C 2011/08/24 2011/08/31
11056 Credit Suisse AG – HSI European Warrants Aug 2011 2011/08/24 2011/08/31
11782 Credit Suisse AG – HSI European Warrants Aug 2011 A 2011/08/24 2011/08/31
11783 Credit Suisse AG – HSI European Warrants Aug 2011 B 2011/08/24 2011/08/31

Last Delisted
27138 Deutsche Bank AG – CC Bank European Warrants Aug 2011 A 2011/08/24 2011/08/31
11020 Deutsche Bank AG – HSI European Put Warrants Aug 2011 2011/08/24 2011/08/31
28634 Goldman Sachs SP (Asia) – HSI European Put Wts Aug 2011 C 2011/08/24 2011/08/31
28685 Goldman Sachs SP (Asia) – HSI European Put Wts Aug 2011 D 2011/08/24 2011/08/31
29615 Goldman Sachs SP (Asia) – HSI European Put Wts Aug 2011 E 2011/08/24 2011/08/31
28171 Goldman Sachs SP (Asia) – HSI European Warrants Aug 2011 A 2011/08/24 2011/08/31
28561 Goldman Sachs SP (Asia) – HSI European Warrants Aug 2011 B 2011/08/24 2011/08/31
25116 HK Bank – CNOOC European Warrants Aug 2011 2011/08/24 2011/08/31
28933 HK Bank – HSI European Put Warrants Aug 2011 2011/08/24 2011/08/31
11455 HK Bank – HSI European Warrants Aug 2011 2011/08/24 2011/08/31
25726 HK Bank – Zijin Mining European Warrants Aug 2011 2011/08/24 2011/08/31
26756 J P Morgan SP BV – China Agri European Warrants Aug 2011 2011/08/24 2011/08/31
27808 KBC Fin Products Int’l Ltd. – HSI Euro Put Wts Aug 2011 A 2011/08/24 2011/08/31
27809 KBC Fin Products Int’l Ltd. – HSI Euro Put Wts Aug 2011 B 2011/08/24 2011/08/31
29605 KBC Fin Products Int’l Ltd. – HSI Euro Put Wts Aug 2011 C 2011/08/24 2011/08/31
11073 KBC Fin Products Int’l Ltd. – HSI European Wts Aug 2011 2011/08/24 2011/08/31
23679 Macquarie Bank Ltd. – A50 China European Warrants Aug 2011 2011/08/24 2011/08/31
29115 Macquarie Bank Ltd. – BYD European Warrants Aug 2011 B 2011/08/24 2011/08/31
24745 Macquarie Bank Ltd. – Dongfeng Motor European Wts Aug 2011 2011/08/24 2011/08/31
28816 Macquarie Bank Ltd. – Henderson Land Dev Euro Wts Aug 2011 2011/08/24 2011/08/31
29397 Macquarie Bank Ltd. – HSI European Put Warrants Aug 2011 2011/08/24 2011/08/31
28985 Macquarie Bank Ltd. – HSI European Warrants Aug 2011 2011/08/24 2011/08/31
28584 Macquarie Bank Ltd. – Hunan Nonferrous European Wts Aug 2011 2011/08/24 2011/08/31
28090 Merrill Lynch Int’l & Co. C.V. – HSCEI European Wts Aug 2011 2011/08/24 2011/08/31
11079 Merrill Lynch Int’l & Co. C.V. – HSI Euro Put Wts Aug 2011 2011/08/24 2011/08/31
11074 Merrill Lynch Int’l & Co. C.V. – HSI European Wts Aug 2011 B 2011/08/24 2011/08/31
11075 Merrill Lynch Int’l & Co. C.V. – HSI European Wts Aug 2011 C 2011/08/24 2011/08/31
29196 Merrill Lynch Int’l & Co. C.V. -HSI European Warrants Aug11A 2011/08/24 2011/08/31
28907 RB of Scotland N.V. – HSI European Warrants Aug 2011 2011/08/24 2011/08/31
29265 SGA Societe Generale Acceptance N.V. – HSI Eu Put Wt Aug 11A 2011/08/24 2011/08/31
29266 SGA Societe Generale Acceptance N.V. – HSI Eu Put Wt Aug 11B 2011/08/24 2011/08/31
29261 SGA Societe Generale Acceptance N.V. – HSI Eur Wt Aug 2011 C 2011/08/24 2011/08/31
29633 SGA Societe Generale Acceptance N.V. – HSI Eur Wt Aug 2011 D 2011/08/24 2011/08/31
26968 Standard Chartered Bank – BYD European Warrants Aug 2011 2011/08/24 2011/08/31
26937 Standard Chartered Bank – CNOOC European Warrants Aug 2011 2011/08/24 2011/08/31
25466 Standard Chartered Bank – Tencent Hldg European Wts Aug2011A 2011/08/24 2011/08/31
26381 Standard Chartered Bank-China Life European Warrants Aug 11A 2011/08/24 2011/08/31
11129 UBS AG – HSI European Put Warrants Aug 2011 2011/08/24 2011/08/31
11438 UBS AG – HSI European Put Warrants Aug 2011 C 2011/08/24 2011/08/31
29413 UBS AG – HSI European Warrants Aug 2011 B 2011/08/24 2011/08/31
11439 UBS AG – HSI European Warrants Aug 2011 D 2011/08/24 2011/08/31
28883 UBS AG – HSI European Warrants Aug 2011A 2011/08/24 2011/08/31
10087 Deutsche Bank AG – Gold European Put Warrants Aug 2011 2011/08/25 2011/09/01
10083 Deutsche Bank AG – Gold European Warrants Aug 2011 2011/08/25 2011/09/01
25462 KBC Fin Products Int’l Ltd. – SHK Ppt European Wts Aug 2011B 2011/08/25 2011/09/01
28589 Macquarie Bank Ltd. – Galaxy Ent European Warrants Aug 2011 2011/08/25 2011/09/01
29019 Nomura Int’l plc – China Life European Warrants Aug 2011 2011/08/25 2011/09/01
25679 Nomura Int’l plc – China Unicom European Warrants Aug 2011 2011/08/25 2011/09/01
29098 Nomura Int’l plc – Hutchison European Warrants Aug 2011 2011/08/25 2011/09/01
29021 Nomura Int’l plc – United Lab European Warrants Aug 2011 2011/08/25 2011/09/01
29003 Nomura Int’l plc -Henderson Land Dev European Warrants Aug11 2011/08/25 2011/09/01
29325 SGA Societe Generale Acceptance N.V. – CCB Eur Wt Aug 2011 B 2011/08/25 2011/09/01
29175 SGA Societe Generale Acceptance N.V. – CCCCL Eu Wt Aug 2011 2011/08/25 2011/09/01
29259 SGA Societe Generale Acceptance N.V. – CLife Eu Wt Aug 2011C 2011/08/25 2011/09/01
28349 SGA Societe Generale Acceptance N.V. – CPIC Euro Wts Aug 11 2011/08/25 2011/09/01
11103 SGA Societe Generale Acceptance N.V. – ICBC Eu Wt Aug 2011 B 2011/08/25 2011/09/01
28355 SGA Societe Generale Acceptance NV-Yanzhou Coal Eu Wt Aug 11 2011/08/25 2011/09/01
26490 SGA Societe Generale Acceptance NV-Zijin Mining Eu Wt Aug 11 2011/08/25 2011/09/01
11302 Standard Chartered Bank – Sinopec Corp European Wts Aug 11B 2011/08/25 2011/09/01
26396 BNP Paribas Arbit Issu B.V. – China Coal Euro Wts Sep 2011 2011/08/26 2011/09/02
26397 BNP Paribas Arbit Issu B.V. – China Life Euro Wts Sep 2011 2011/08/26 2011/09/02
26934 BNP Paribas Arbit Issu B.V. – Gome European Warrants Sep 11 2011/08/26 2011/09/02
20307 BNP Paribas Arbit Issu B.V. – HSBC European Wts Sep 2011 A 2011/08/26 2011/09/02
24628 BNP Paribas Arbit Issu B.V. – Sands China European Wts Sep11 2011/08/26 2011/09/02
18240 CC Rabobank B.A. – HSBC European Warrants Sep 2011 C 2011/08/26 2011/09/02
25873 KBC Fin Products Int’l Ltd. – A50 Ch Euro Wts Sep 2011 A 2011/08/26 2011/09/02
28976 KBC Fin Products Int’l Ltd. – BOCL Euro Put Wts Sep 2011 2011/08/26 2011/09/02
29725 KBC Fin Products Int’l Ltd. – CC Bank Euro Put Wt Sep 2011 E 2011/08/26 2011/09/02
29406 KBC Fin Products Int’l Ltd. – CC Bank Euro Wts Sep 2011 B 2011/08/26 2011/09/02
29718 KBC Fin Products Int’l Ltd. – CC Bank Euro Wts Sep 2011 C 2011/08/26 2011/09/02
29720 KBC Fin Products Int’l Ltd. – Ch Mobile Euro Wt Sep 2011 B 2011/08/26 2011/09/02
28026 KBC Fin Products Int’l Ltd. – Chi Res Land Euro Put Wt Sep11 2011/08/26 2011/09/02
27902 KBC Fin Products Int’l Ltd. – China Agri European Wts Sep11 2011/08/26 2011/09/02
25711 KBC Fin Products Int’l Ltd. – China Coal Euro Wts Sep 2011 2011/08/26 2011/09/02
29726 KBC Fin Products Int’l Ltd. – China Life Eur Put Wt Sep 11 D 2011/08/26 2011/09/02
28706 KBC Fin Products Int’l Ltd. – China Life Eur Put Wt Sep2011C 2011/08/26 2011/09/02
28802 KBC Fin Products Int’l Ltd. – CNOOC Euro Put Wts Sep 2011 2011/08/26 2011/09/02
28027 KBC Fin Products Int’l Ltd. – Dongfeng Euro Put Wts Sep 2011 2011/08/26 2011/09/02
24023 KBC Fin Products Int’l Ltd. – HSBC European Wts Sep 2011A 2011/08/26 2011/09/02
27896 KBC Fin Products Int’l Ltd. – Sino Land European Wts Sep11 2011/08/26 2011/09/02
25715 KBC Fin Products Int’l Ltd. – Zijin Mining Eu Put Wt Sep 11 2011/08/26 2011/09/02
29028 KBC Fin Products Int’l Ltd. -Henderson Land Dev Eu Wt Sep11A 2011/08/26 2011/09/02
26841 Standard Chartered Bank – BOC HK European Warrants Sep 2011 2011/08/26 2011/09/02
27565 Standard Chartered Bank – CC Bank European Warrants Sep 2011 2011/08/26 2011/09/02
28371 Standard Chartered Bank – ICBC European Warrants Sep 2011 A 2011/08/26 2011/09/02
11176 UBS AG – CC Bank European Warrants Sep 2011 A 2011/08/26 2011/09/02
24859 BNP Paribas Arbit Issu B.V. – BOCHK European Warrants Sep 11 2011/08/29 2011/09/05

Last Delisted
27652 BNP Paribas Arbit Issu B.V. – BOCL European Wts Sep 2011 2011/08/29 2011/09/05
28860 BNP Paribas Arbit Issu B.V. – CC Bank European Put Wts Sep11 2011/08/29 2011/09/05
28681 BNP Paribas Arbit Issu B.V. – Hang Lung Ppt Euro Wt Sep 2011 2011/08/29 2011/09/05
28331 BNP Paribas Arbit Issu B.V. – HK Gas European Warrants Sep11 2011/08/29 2011/09/05
29139 BNP Paribas Arbit Issu B.V. – HSBC European Put Wts Sep 11E 2011/08/29 2011/09/05
28443 BNP Paribas Arbit Issu B.V. – HSBC European Put Wts Sep2011D 2011/08/29 2011/09/05
28806 BNP Paribas Arbit Issu B.V. – HSBC European Wts Sep 2011 C 2011/08/29 2011/09/05
27936 BNP Paribas Arbit Issu B.V. – KECL European Warrants Sep 11 2011/08/29 2011/09/05
28760 BNP Paribas Arbit Issu B.V. – New World Dev Euro Wts Sep11 2011/08/29 2011/09/05
24623 BNP Paribas Arbit Issu B.V. -Alibaba European Warrants Sep11 2011/08/29 2011/09/05
25402 BNP Paribas Arbit Issu B.V. -SHK Ppt European Warrants Sep11 2011/08/29 2011/09/05
29036 CC Rabobank B.A. – China Life European Warrants Sep 2011 2011/08/29 2011/09/05
11321 Citigroup Global Mkt H Inc. – China Life Euro Wts Sep 2011 B 2011/08/29 2011/09/05
29166 Credit Suisse AG – China Mobile European Warrants Sep 2011 2011/08/29 2011/09/05
27215 KBC Fin Products Int’l Ltd. – HSBC European Wts Sep 2011 B 2011/08/29 2011/09/05
29116 Macquarie Bank Ltd. – Hang Lung Ppt European Wts Sep 2011 2011/08/29 2011/09/05
21423 Macquarie Bank Ltd. – Zijin Mining European Put Wts Sep 2011 2011/08/29 2011/09/05
25954 Macquarie Bank Ltd. – Zijin Mining European Wts Sep 2011 2011/08/29 2011/09/05
22285 BNP Paribas Arbit Issu B.V. – A50 China Euro Wts Sep 2011 2011/08/30 2011/09/06
28735 BNP Paribas Arbit Issu B.V. – Anhui Conch European Wts Sep11 2011/08/30 2011/09/06
29066 BNP Paribas Arbit Issu B.V. – BYD European Warrants Sep 2011 2011/08/30 2011/09/06
28204 BOCI Asia Ltd. – CITBK European Warrants Sep 2011 2011/08/30 2011/09/06
28037 BOCI Asia Ltd. – CNBM European Warrants Sep 2011 2011/08/30 2011/09/06
25576 BOCI Asia Ltd. – CNOOC European Warrants Sep 2011 2011/08/30 2011/09/06
28554 BOCI Asia Ltd. – CSR European Warrants Sep 2011 2011/08/30 2011/09/06
27303 BOCI Asia Ltd. – HKEx European Warrants Sep 2011 2011/08/30 2011/09/06
29177 CC Rabobank B.A. – AviChina European Warrants Sep 2011 2011/08/30 2011/09/06
29178 CC Rabobank B.A. – China Gas Hold European Warrants Sep 2011 2011/08/30 2011/09/06
29186 CC Rabobank B.A. – CSR Times European Warrants Sep 2011 2011/08/30 2011/09/06
29185 CC Rabobank B.A. – Shanghai Ind European Warrants Sep 2011 2011/08/30 2011/09/06
29180 CC Rabobank B.A. – Yurun Food European Warrants Sep 2011 2011/08/30 2011/09/06
26345 Citigroup Global Mkt H Inc. – SPDR Gold T European Wts Sep11 2011/08/30 2011/09/06
29867 Citigroup Global Mkt H Inc.-Tencent European Warrants Sep 11 2011/08/30 2011/09/06
11745 Credit Suisse AG – CC Bank European Warrants Sep 2011 2011/08/30 2011/09/06
11784 Credit Suisse AG – HSBC European Wts Sep 2011 B 2011/08/30 2011/09/06
11311 Credit Suisse AG – Li & Fung European Warrants Sep 2011 2011/08/30 2011/09/06
29950 Credit Suisse AG – Tencent Holdings Euro Put Wts Sep 2011 2011/08/30 2011/09/06
29162 Deutsche Bank AG – BOCL European Put Warrants Sep 2011 2011/08/30 2011/09/06
29192 Deutsche Bank AG – CC Bank European Warrants Sep 2011 A 2011/08/30 2011/09/06
29064 Deutsche Bank AG – China Life European Put Wts Sep 2011 2011/08/30 2011/09/06
11259 Deutsche Bank AG – HKEx European Warrants Sep 2011 B 2011/08/30 2011/09/06
29194 Deutsche Bank AG – HSBC European Warrants Sep 2011 C 2011/08/30 2011/09/06
26133 Deutsche Bank AG – Shougang Res European Warrants Sep 2011 2011/08/30 2011/09/06
29908 Goldman Sachs SP (Asia) – BYD European Warrants Sep 2011 2011/08/30 2011/09/06
28555 Goldman Sachs SP (Asia) – Ch Comm Cons European Wts Sep 2011 2011/08/30 2011/09/06
28889 Goldman Sachs SP (Asia) – China Life Euro Wts Sep 2011 B 2011/08/30 2011/09/06
28676 Goldman Sachs SP (Asia) – China Mobile Euro Wts Sep 2011 2011/08/30 2011/09/06
29154 Goldman Sachs SP (Asia) – China Railway Euro Wts Sep 2011 2011/08/30 2011/09/06
29202 Goldman Sachs SP (Asia) – Evergrande European Wts Sep 2011 2011/08/30 2011/09/06
29176 Goldman Sachs SP (Asia) – Gome European Warrants Sep 2011 2011/08/30 2011/09/06
27946 Goldman Sachs SP (Asia) – HKEx European Put Wts Sep 2011 B 2011/08/30 2011/09/06
28658 Goldman Sachs SP (Asia) – SJM Holdings European Wts Sep11 2011/08/30 2011/09/06
29203 Goldman Sachs SP (Asia) – Wharf European Warrants Sep 2011 2011/08/30 2011/09/06
28987 Goldman Sachs SP (Asia) – Yurun Food European Warrants Sep11 2011/08/30 2011/09/06
11147 HK Bank – ICBC European Warrants Sep 2011 2011/08/30 2011/09/06
29156 J P Morgan SP BV – HSBC European Warrants Sep 2011 C 2011/08/30 2011/09/06
11876 J P Morgan SP BV – HSBC European Warrants Sep 2011 E 2011/08/30 2011/09/06
29405 KBC Fin Products Int’l Ltd. – CC Bank Euro Wts Sep 2011 A 2011/08/30 2011/09/06
29368 KBC Fin Products Int’l Ltd. – China Shenhua Eu Wt Sep 2011 2011/08/30 2011/09/06
11048 KBC Fin Products Int’l Ltd-Tencent Holdings Eu Put Wt Sep 11 2011/08/30 2011/09/06
28819 Macquarie Bank Ltd. – China Life European Put Wts Sep 2011 2011/08/30 2011/09/06
29153 Macquarie Bank Ltd. – Sinofert European Warrants Sep 2011 2011/08/30 2011/09/06
11450 Merrill Lynch Int’l & Co. C.V. – HSBC Euro Wts Sep 2011 B 2011/08/30 2011/09/06
19850 Merrill Lynch Int’l & Co. C.V. – SHK Ppt Euro Wts Sep 2011 2011/08/30 2011/09/06
11141 Merrill Lynch Int’l & Co. C.V. – Tencent Euro Wts Sep 2011 B 2011/08/30 2011/09/06
29017 Nomura Int’l plc – China COSCO European Warrants Sep 2011 2011/08/30 2011/09/06
28344 Nomura Int’l plc – Tencent Holdings European Warrants Sep 11 2011/08/30 2011/09/06
11510 RB of Scotland N.V. – BYD European Warrants Sep 2011 A 2011/08/30 2011/09/06
28686 RB of Scotland N.V. – CHALCO European Warrants Sep 2011 2011/08/30 2011/09/06
11171 RB of Scotland N.V. – ICBC European Warrants Sep 2011 2011/08/30 2011/09/06
24257 SGA Societe Generale Acceptance N.V. – BBMG Euro Wts Sep11 2011/08/30 2011/09/06
29887 SGA Societe Generale Acceptance N.V. – BYD Eu Wt Sep 2011 B 2011/08/30 2011/09/06
29085 SGA Societe Generale Acceptance N.V. – Ch Mob Eu Wt Sep2011A 2011/08/30 2011/09/06
29142 SGA Societe Generale Acceptance N.V. – CK(H) Eu Wt Sep 2011 2011/08/30 2011/09/06
29145 SGA Societe Generale Acceptance N.V. – CP&CC Eur Wt Sep 2011 2011/08/30 2011/09/06
27265 SGA Societe Generale Acceptance N.V. – HKEx Eu Put Wt Sep 11 2011/08/30 2011/09/06
29198 SGA Societe Generale Acceptance N.V. – HWL Eur Wt Sep 2011 A 2011/08/30 2011/09/06
29147 SGA Societe Generale Acceptance N.V. – Petch Eu Wt Sep 2011A 2011/08/30 2011/09/06
28132 SGA Societe Generale Acceptance N.V. – Shenhua Eu Wt Sep 11A 2011/08/30 2011/09/06
11032 SGA Societe Generale Acceptance N.V. – SJM Hold Eu Wt Sep 11 2011/08/30 2011/09/06
29114 SGA Societe Generale Acceptance NV-New World Dev Eu Wt Sep11 2011/08/30 2011/09/06
28661 Standard Chartered Bank-China Life European Wts Sep 2011 B 2011/08/30 2011/09/06
29214 UBS AG – China Mobile European Warrants Sep 2011 A 2011/08/30 2011/09/06
28973 UBS AG – HSBC European Warrants Sep 2011 C 2011/08/30 2011/09/06
11214 UBS AG – Tencent Holdings European Warrants Sep 2011 D 2011/08/30 2011/09/06
10089 BNP Paribas Arbit Issu B.V. – Gold European Put Wts Sep 2011 2011/08/31 2011/09/07
10085 BNP Paribas Arbit Issu B.V. – Gold European Warrants Sep 11 2011/08/31 2011/09/07

Last Delisted
26776 KBC Fin Products Int’l Ltd. – SHK Ppt Euro Put Wts Sep 2011 2011/08/31 2011/09/07
29212 CC Rabobank B.A. – Lee & Man Paper European Warrants Sep 11B 2011/09/01 2011/09/08
29213 CC Rabobank B.A. – Nine Dragons European Warrants Sep 2011 2011/09/01 2011/09/08
10090 Deutsche Bank AG – Oil Futures European Put Warrants Sep2011 2011/09/01 2011/09/08
10086 Deutsche Bank AG – Oil Futures European Warrants Sep 2011 2011/09/01 2011/09/08
11357 KBC Fin Products Int’l Ltd.-Henderson Land Dev Eu Wt Sep11B 2011/09/01 2011/09/08
11605 Merrill Lynch Int’l & Co. C.V. – ICBC European Wts Sep 2011 2011/09/01 2011/09/08
11516 SGA Societe Generale Acceptance N.V. – Tencent Eu Wt Sep 11C 2011/09/01 2011/09/08
27086 BNP Paribas Arbit Issu B.V. – AIA European Warrants Sep 2011 2011/09/02 2011/09/09
26873 Citigroup Global Mkt H Inc. – Maanshan Iron Euro Wts Sep 11 2011/09/02 2011/09/09
10052 Deutsche Bank AG – KOSPI 200 European Put Warrants Sep 2011 2011/09/02 2011/09/09
10048 Deutsche Bank AG – KOSPI 200 European Warrants Sep 2011 2011/09/02 2011/09/09
29244 J P Morgan Int’l Der. Ltd. – CC Bank European Wts Sep 2011 2011/09/02 2011/09/09
29942 KBC Fin Products Int’l Ltd. – AIA European Warrants Sep 2011 2011/09/02 2011/09/09
11177 UBS AG – China Life European Warrants Sep 2011 B 2011/09/02 2011/09/09
29844 CC Rabobank B.A. – Beijing Ent European Warrants Sep 2011 2011/09/05 2011/09/12
17278 CC Rabobank B.A. – HSBC European Warrants Sep 2011 A 2011/09/05 2011/09/12
29711 Credit Suisse AG – Ping An European Warrants Sep 2011 A 2011/09/05 2011/09/12
29293 Credit Suisse AG – Tencent Holdings European Wts Sep 2011 A 2011/09/05 2011/09/12
10039 Deutsche Bank AG – Nikkei 225 Index Euro Put Wts Sep 2011 2011/09/05 2011/09/12
10035 Deutsche Bank AG – Nikkei 225 Index European Wts Sep 2011 2011/09/05 2011/09/12
10075 Goldman Sachs SP (Asia) – N225 Index Euro Put Wts Sep 2011 2011/09/05 2011/09/12
10106 Goldman Sachs SP (Asia) – N225 Index Euro Put Wts Sep 2011 A 2011/09/05 2011/09/12
10073 Goldman Sachs SP (Asia) – N225 Index Euro Wts Sep 2011 2011/09/05 2011/09/12
10104 Goldman Sachs SP (Asia) – N225 Index Euro Wts Sep 2011 B 2011/09/05 2011/09/12
11145 HK Bank – BOCL European Warrants Sep 2011 2011/09/05 2011/09/12
29057 HK Bank – CC Bank European Put Warrants Sep 2011 2011/09/05 2011/09/12
11066 KBC Fin Products Int’l Ltd. – BOCL European Wts Sep 2011 2011/09/05 2011/09/12
29231 KBC Fin Products Int’l Ltd. – BYD European Warrants Sep 11A 2011/09/05 2011/09/12
28702 KBC Fin Products Int’l Ltd. – China Life Euro Wts Sep 2011A 2011/09/05 2011/09/12
28503 KBC Fin Products Int’l Ltd. – China Tel Eur Put Wts Sep 2011 2011/09/05 2011/09/12
28499 KBC Fin Products Int’l Ltd. – China Tel Euro Wts Sep 2011 2011/09/05 2011/09/12
29230 KBC Fin Products Int’l Ltd. -AIA European Put Warrants Sep11 2011/09/05 2011/09/12
29756 Nomura Int’l plc – ICBC European Warrants Sep 2011 2011/09/05 2011/09/12
28275 Standard Chartered Bank – China Mobile Euro Wts Sep 2011 A 2011/09/05 2011/09/12
29255 Barclays Bank plc – China Life European Put Wts Sep 2011 2011/09/06 2011/09/14
29251 Barclays Bank plc – HSBC European Warrants Sep 2011 B 2011/09/06 2011/09/14
25214 Barclays Bank plc – Tencent Holdings European Put Wts Sep11A 2011/09/06 2011/09/14
26533 Barclays Bank plc – Tencent Holdings European Put Wts Sep11B 2011/09/06 2011/09/14
26529 Barclays Bank plc -Tencent Holdings European Warrants Sep 11 2011/09/06 2011/09/14
24838 BOCI Asia Ltd. – GCL-Poly Energy European Warrants Sep 2011A 2011/09/06 2011/09/14
11644 CC Rabobank B.A. – CC Bank European Warrants Sep 2011 2011/09/06 2011/09/14
29321 CC Rabobank B.A. – Ch Southern Air European Warrants Sep 11 2011/09/06 2011/09/14
28732 CC Rabobank B.A. – CM Bank European Warrants Sep 2011 2011/09/06 2011/09/14
28104 Citigroup Global Mkt H Inc. – A50 China Euro Wts Sep 2011 C 2011/09/06 2011/09/14
29148 Citigroup Global Mkt H Inc. – CM Bank European Wts Sep 2011 2011/09/06 2011/09/14
29866 Citigroup Global Mkt H Inc. – HSBC European Wts Sep 2011 B 2011/09/06 2011/09/14
11740 Credit Suisse AG – Jiangxi Copper European Wts Sep 2011 2011/09/06 2011/09/14
12511 Credit Suisse AG – Tencent Holdings Euro Put Wts Sep 2011 D 2011/09/06 2011/09/14
29333 Credit Suisse AG – Tencent Holdings European Wts Sep 2011 B 2011/09/06 2011/09/14
29334 Credit Suisse AG – Tencent Holdings European Wts Sep 2011 C 2011/09/06 2011/09/14
29075 Deutsche Bank AG – AIA European Put Warrants Sep 2011 2011/09/06 2011/09/14
11215 Deutsche Bank AG – CC Bank European Warrants Sep 2011 B 2011/09/06 2011/09/14
11216 Deutsche Bank AG – China Life European Warrants Sep 2011 C 2011/09/06 2011/09/14
10093 Deutsche Bank AG – EUR/USD European Put Warrants Sep 2011 2011/09/06 2011/09/14
28689 Goldman Sachs SP (Asia) – CC Bank European Wts Sep 2011 2011/09/06 2011/09/14
25373 Goldman Sachs SP (Asia) – HKEx European Put Warrants Sep 11A 2011/09/06 2011/09/14
11529 J P Morgan SP BV – Tencent European Put Warrants Sep 2011 A 2011/09/06 2011/09/14
28370 J P Morgan SP BV – Tencent European Warrants Sep 2011 2011/09/06 2011/09/14
27586 KBC Fin Products Int’l Ltd. – A50 Ch Euro Wts Sep 2011 C 2011/09/06 2011/09/14
29366 KBC Fin Products Int’l Ltd. – CMB European Warrants Sep 2011 2011/09/06 2011/09/14
29250 Merrill Lynch Int’l & Co. C.V. – Ch Life Eur Put Wt Sep 2011 2011/09/06 2011/09/14
23613 Merrill Lynch Int’l & Co. C.V. – Ch Shenhua Eur Wts Sep 2011 2011/09/06 2011/09/14
11984 Merrill Lynch Int’l & Co. C.V. – CK(H) European Wts Sep 2011 2011/09/06 2011/09/14
29171 Merrill Lynch Int’l & Co. C.V. – HSBC Euro Wts Sep 2011 2011/09/06 2011/09/14
24216 Merrill Lynch Int’l & Co. C.V. – Hutchison Euro Wts Sep 2011 2011/09/06 2011/09/14
29319 Merrill Lynch Int’l & Co. C.V. – Sinopec Euro Wts Sep 2011 2011/09/06 2011/09/14
29427 Merrill Lynch Int’l & Co. C.V. – Tencent Euro Put Wts Sep 11 2011/09/06 2011/09/14
27003 RB of Scotland N.V. – A50 China European Warrants Sep 2011 2011/09/06 2011/09/14
29258 SGA Societe Generale Acceptance N.V. – CCB Eur Wt Sep 2011 A 2011/09/06 2011/09/14
24051 SGA Societe Generale Acceptance N.V. – HSBC Eu Wt Sep 2011 C 2011/09/06 2011/09/14
29326 SGA Societe Generale Acceptance N.V. – HSBC Eu Wt Sep 2011 D 2011/09/06 2011/09/14
29339 SGA Societe Generale Acceptance N.V. – ICBC Eu Wt Sep 2011 2011/09/06 2011/09/14
29301 SGA Societe Generale Acceptance N.V. – Li & Fung Eu Wt Sep11 2011/09/06 2011/09/14
11207 SGA Societe Generale Acceptance N.V. – Petch Eu Wt Sep 2011B 2011/09/06 2011/09/14
29634 SGA Societe Generale Acceptance N.V. – Tencent Eu Wt Sep11A 2011/09/06 2011/09/14
28559 SGA Societe Generale Acceptance N.V. -Ch Mengniu Eu Wt Sep11 2011/09/06 2011/09/14
11828 Standard Chartered Bank – Henganintl European Warrants Sep11 2011/09/06 2011/09/14
29133 UBS AG – BYD European Warrants Sep 2011 2011/09/06 2011/09/14
28764 UBS AG – CM Bank European Warrants Sep 2011 2011/09/06 2011/09/14
11065 Credit Suisse AG – Ping An European Warrants Sep 2011 B 2011/09/07 2011/09/15
11285 J P Morgan SP BV – HSBC European Warrants Sep 2011 D 2011/09/07 2011/09/15
29364 KBC Fin Products Int’l Ltd. – BEA European Warrants Sep 2011 2011/09/07 2011/09/15
29370 KBC Fin Products Int’l Ltd. – Hang Lung Ppt Euro Wts Sep2011 2011/09/07 2011/09/15
29371 KBC Fin Products Int’l Ltd. – Jiangxi Copper Eu Wts Sep2011A 2011/09/07 2011/09/15
29372 KBC Fin Products Int’l Ltd. – Jiangxi Copper Eu Wts Sep2011B 2011/09/07 2011/09/15
29373 KBC Fin Products Int’l Ltd. – MTRC European Wts Sep 2011 2011/09/07 2011/09/15

Last Delisted
29374 KBC Fin Products Int’l Ltd. – Wharf European Warrants Sep11 2011/09/07 2011/09/15
29376 KBC Fin Products Int’l Ltd.-CPIC European Put Warrants Sep11 2011/09/07 2011/09/15
29362 Macquarie Bank Ltd. – A50 China European Warrants Sep 2011 B 2011/09/07 2011/09/15
11628 Nomura Int’l plc – China Mobile European Warrants Sep 2011 2011/09/07 2011/09/15
29359 UBS AG – Tencent Holdings European Warrants Sep 2011 B 2011/09/07 2011/09/15
29390 CC Rabobank B.A. – Anhui Conch European Warrants Sep 2011 2011/09/08 2011/09/16
29391 CC Rabobank B.A. – China Shenhua European Warrants Sep 2011 2011/09/08 2011/09/16
29392 CC Rabobank B.A. – GCL-Poly Energy European Wts Sep 2011 2011/09/08 2011/09/16
26308 HK Bank – AIA European Warrants Sep 2011 2011/09/08 2011/09/16
28627 HK Bank – GCL-Poly Energy European Warrants Sep 2011 2011/09/08 2011/09/16
28962 HK Bank – Henderson Land Dev European Warrants Sep 2011 2011/09/08 2011/09/16
29411 KBC Fin Products Int’l Ltd. – CC Bank Euro Put Wts Sep 2011D 2011/09/08 2011/09/16
29408 KBC Fin Products Int’l Ltd. – China Life Euro Wts Sep 2011 B 2011/09/08 2011/09/16
29032 KBC Fin Products Int’l Ltd. – Henderson Land Eu Put Wt Sep11 2011/09/08 2011/09/16
29410 KBC Fin Products Int’l Ltd. – ICBC Euro Put Wts Sep 2011 2011/09/08 2011/09/16
27899 KBC Fin Products Int’l Ltd. – PWR Assets Euro Put Wts Sep11 2011/09/08 2011/09/16
27892 KBC Fin Products Int’l Ltd. – PWR Assets Euro Wts Sep 2011 2011/09/08 2011/09/16
26627 KBC Fin Products Int’l Ltd. – SHK Ppt European Wts Sep 2011 2011/09/08 2011/09/16
27900 KBC Fin Products Int’l Ltd. – Sino Land Euro Put Wts Sep11 2011/09/08 2011/09/16
28423 KBC Fin Products Int’l Ltd. – Tencent Holdings Eu Wt Sep 11A 2011/09/08 2011/09/16
17734 Macquarie Bank Ltd. – HSBC European Warrants Sep 2011 2011/09/08 2011/09/16
29515 Merrill Lynch Int’l & Co. C.V. – Ch Mobile Eur Wt Sep 2011 2011/09/08 2011/09/16
11213 UBS AG – Jiangxi Copper European Warrants Sep 2011 2011/09/08 2011/09/16
25383 CC Rabobank B.A. – SJM Holdings European Warrants Sep 2011 2011/09/09 2011/09/19
28691 HK Bank – C Transmission European Warrants Sep 2011 2011/09/09 2011/09/19
25366 HK Bank – Geely Auto European Warrants Sep 2011A 2011/09/09 2011/09/19
28763 HK Bank – PetroChina European Warrants Sep 2011 2011/09/09 2011/09/19
11619 HK Bank – Tencent European Put Warrants Sep 2011 2011/09/09 2011/09/19
29451 KBC Fin Products Int’l Ltd. – Anhui Conch Euro Put Wt Sep 11 2011/09/09 2011/09/19
29443 KBC Fin Products Int’l Ltd. – Anhui Conch Euro Wts Sep 2011 2011/09/09 2011/09/19
29452 KBC Fin Products Int’l Ltd. – Beijing Ent Euro Put Wts Sep11 2011/09/09 2011/09/19
29444 KBC Fin Products Int’l Ltd. – Beijing Ent European Wts Sep11 2011/09/09 2011/09/19
29232 KBC Fin Products Int’l Ltd. – BYD European Warrants Sep 11B 2011/09/09 2011/09/19
29453 KBC Fin Products Int’l Ltd. – Ch Mer Hold Euro Put Wts Sep11 2011/09/09 2011/09/19
29445 KBC Fin Products Int’l Ltd. – Ch Mer Hold European Wts Sep11 2011/09/09 2011/09/19
29446 KBC Fin Products Int’l Ltd. – CNBM European Warrants Sep 11 2011/09/09 2011/09/19
10059 Nomura Int’l plc – Google European Put Warrants Sep 2011 2011/09/09 2011/09/19
10054 Nomura Int’l plc – Google European Warrants Sep 2011 2011/09/09 2011/09/19
10044 RB of Scotland N.V. – DJIA European Put Warrants Sep 2011 A 2011/09/09 2011/09/19
10066 RB of Scotland N.V. – DJIA European Put Warrants Sep 2011 B 2011/09/09 2011/09/19
10040 RB of Scotland N.V. – DJIA European Warrants Sep 2011 2011/09/09 2011/09/19
22642 BNP Paribas Arbit Issu B.V. – HSBC European Wts Sep 2011 B 2011/09/12 2011/09/20
29433 BOCI Asia Ltd. – GCL-Poly Energy European Warrants Sep 2011B 2011/09/12 2011/09/20
29272 CC Rabobank B.A. – Tencent Holdings European Put Wts Sep 11 2011/09/12 2011/09/20
28775 CC Rabobank B.A. – Tencent Holdings European Wts Sep 2011A 2011/09/12 2011/09/20
28063 Credit Suisse AG – A50 China European Warrants Sep 2011 B 2011/09/12 2011/09/20
29224 Credit Suisse AG – Alibaba European Warrants Sep 2011 2011/09/12 2011/09/20
11820 Credit Suisse AG – CC Bank European Warrants Sep 2011 A 2011/09/12 2011/09/20
28155 Credit Suisse AG – HSBC European Wts Sep 2011 2011/09/12 2011/09/20
11738 Credit Suisse AG – HSBC European Wts Sep 2011 A 2011/09/12 2011/09/20
10042 Deutsche Bank AG – DJIA European Put Warrants Sep 2011 2011/09/12 2011/09/20
10038 Deutsche Bank AG – DJIA European Warrants Sep 2011 2011/09/12 2011/09/20
22604 Deutsche Bank AG – HSBC European Warrants Sep 2011 B 2011/09/12 2011/09/20
10051 Deutsche Bank AG – Nasdaq-100 Index Euro Put Wts Sep 2011 2011/09/12 2011/09/20
10047 Deutsche Bank AG – Nasdaq-100 Index European Wts Sep 2011 2011/09/12 2011/09/20
29491 Deutsche Bank AG – Tencent European Put Warrants Sep 2011 2011/09/12 2011/09/20
29487 Deutsche Bank AG – Tencent Holdings European Wts Sep 2011 A 2011/09/12 2011/09/20
29438 Goldman Sachs SP (Asia) – Ch Ship Cont European Wts Sep11 2011/09/12 2011/09/20
27618 Goldman Sachs SP (Asia) – GCL-Poly Energy Euro Wts Sep11 A 2011/09/12 2011/09/20
28591 Goldman Sachs SP (Asia) – HSBC European Warrants Sep 2011 A 2011/09/12 2011/09/20
28978 Goldman Sachs SP (Asia) – Ping An European Warrants Sep 2011 2011/09/12 2011/09/20
24995 Goldman Sachs SP (Asia) – Tencent Holdings Euro Put Wt Sep11 2011/09/12 2011/09/20
29442 Goldman Sachs SP (Asia) – Zijin Mining European Wts Sep11 2011/09/12 2011/09/20
24761 HK Bank – China COSCO European Warrants Sep 2011 2011/09/12 2011/09/20
11427 HK Bank – China Mobile European Warrants Sep 2011 2011/09/12 2011/09/20
29129 HK Bank – Lenovo European Warrants Sep 2011 A 2011/09/12 2011/09/20
12304 J P Morgan Int’l Der. Ltd. – CC Bank European Wts Sep 2011 A 2011/09/12 2011/09/20
22730 J P Morgan SP BV – HSBC European Warrants Sep 2011 A 2011/09/12 2011/09/20
12302 J P Morgan SP BV – HSBC European Warrants Sep 2011 F 2011/09/12 2011/09/20
28471 J P Morgan SP BV – Tencent European Put Warrants Sep 2011 2011/09/12 2011/09/20
29489 KBC Fin Products Int’l Ltd. – CR Cement Euro Wts Sep 2011 2011/09/12 2011/09/20
27707 KBC Fin Products Int’l Ltd. – HKEx European Warrants Sep 11 2011/09/12 2011/09/20
29490 KBC Fin Products Int’l Ltd. – Poly European Wts Sep 2011 2011/09/12 2011/09/20
11536 Merrill Lynch Int’l & Co. C.V. – Ag Bk Euro Put Wts Sep 11A 2011/09/12 2011/09/20
11446 Merrill Lynch Int’l & Co. C.V. – CM Bank Euro Wts Sep 2011 2011/09/12 2011/09/20
11449 Merrill Lynch Int’l & Co. C.V. – HSBC Euro Wts Sep 2011 A 2011/09/12 2011/09/20
11689 RB of Scotland N.V. – HWL European Warrants Sep 2011 2011/09/12 2011/09/20
28650 SGA Societe Generale Acceptance N.V. – JIANC Eu Wts Sep 2011 2011/09/12 2011/09/20
28647 SGA Societe Generale Acceptance N.V. – Shenhua Eu Wt Sep 11B 2011/09/12 2011/09/20
29471 SGA Societe Generale Acceptance N.V-Anhui Conch Eu Wt Sep 11 2011/09/12 2011/09/20
28725 SGA Societe Generale Acceptance N.V-China EB Ltd Eu Wt Sep11 2011/09/12 2011/09/20
11661 Standard Chartered Bank – CC Bank European Warrants Sep 11A 2011/09/12 2011/09/20
28289 Standard Chartered Bank – HSBC European Warrants Sep 2011 B 2011/09/12 2011/09/20
29460 UBS AG – BOCL European Warrants Sep 2011 2011/09/12 2011/09/20
11551 UBS AG – China Life European Warrants Sep 2011 C 2011/09/12 2011/09/20
11599 UBS AG – China Life European Warrants Sep 2011 E 2011/09/12 2011/09/20
11369 UBS AG – HSBC European Warrants Sep 2011 D 2011/09/12 2011/09/20

Last Delisted
12518 UBS AG – HSBC European Warrants Sep 2011 E 2011/09/12 2011/09/20
29501 UBS AG – PetroChina European Warrants Sep 2011 2011/09/12 2011/09/20
27673 CC Rabobank B.A. – China EB Ltd European Warrants Sep 2011 2011/09/14 2011/09/21
28138 Deutsche Bank AG – Alibaba European Warrants Sep 2011 2011/09/14 2011/09/21
11261 Deutsche Bank AG – China Life European Warrants Sep 2011 D 2011/09/14 2011/09/21
11260 Deutsche Bank AG – HSBC European Warrants Sep 2011 E 2011/09/14 2011/09/21
11219 Deutsche Bank AG – Tencent Holdings European Wts Sep 2011 B 2011/09/14 2011/09/21
10096 Deutsche Bank AG – USD/YEN European Warrants Sep 2011 2011/09/14 2011/09/21
29558 Goldman Sachs SP (Asia) – Ch EB Ltd European Wts Sep 2011 2011/09/14 2011/09/21
28241 HK Bank – CM Bank European Warrants Sep 2011 2011/09/14 2011/09/21
28811 HK Bank – Henganintl European Warrants Sep 2011 2011/09/14 2011/09/21
26030 Standard Chartered Bank – A50 China European Warrants Sep 11 2011/09/14 2011/09/21
25147 UBS AG – China Unicom European Warrants Sep 2011 2011/09/14 2011/09/21
11724 HK Bank – China Life European Warrants Sep 2011 2011/09/15 2011/09/22
29566 KBC Fin Products Int’l Ltd. – BYD European Put Wts Sep 2011 2011/09/15 2011/09/22
29563 KBC Fin Products Int’l Ltd. – Ch Mobile Euro Wt Sep 2011 A 2011/09/15 2011/09/22
29345 KBC Fin Products Int’l Ltd. – Ping An European Wts Sep 2011 2011/09/15 2011/09/22
29513 Merrill Lynch Int’l & Co. C.V. – China Life Eu Wt Sep 2011 2011/09/15 2011/09/22
29535 Nomura Int’l plc – Beijing Ent European Warrants Sep 2011 2011/09/15 2011/09/22
29538 Nomura Int’l plc – Ch East Air European Warrants Sep 2011 2011/09/15 2011/09/22
29544 Nomura Int’l plc – Ch South Air European Warrants Sep 2011 2011/09/15 2011/09/22
29529 Nomura Int’l plc – HSBC European Warrants Sep 2011 B 2011/09/15 2011/09/22
25208 SGA Societe Generale Acceptance N.V. – BYD Eur Wt Sep 2011 A 2011/09/15 2011/09/22
11013 SGA Societe Generale Acceptance N.V. – CLife Eu Wt Sep 2011C 2011/09/15 2011/09/22
11858 SGA Societe Generale Acceptance N.V. – HSBC Eu Wt Sep 2011 G 2011/09/15 2011/09/22
11295 SGA Societe Generale Acceptance N.V. – HWL Eur Wt Sep 2011 B 2011/09/15 2011/09/22
29554 SGA Societe Generale Acceptance N.V. – Wharf Euro Wts Sep 11 2011/09/15 2011/09/22
26665 CC Rabobank B.A. – A50 China European Warrants Sep 2011 2011/09/16 2011/09/23
11422 CC Rabobank B.A. – Anta Sports European Warrants Sep 2011 2011/09/16 2011/09/23
29577 CC Rabobank B.A. – Geely Auto European Warrants Sep 2011 2011/09/16 2011/09/23
29578 CC Rabobank B.A. – Lenovo European Warrants Sep 2011 2011/09/16 2011/09/23
29948 CC Rabobank B.A. – Shougang Res European Warrants Sep 2011 2011/09/16 2011/09/23
28597 Citigroup Global Mkt H Inc. – A50 China Eur Put Wts Sep 2011 2011/09/16 2011/09/23
26666 Citigroup Global Mkt H Inc. – A50 China Euro Wts Sep 2011 B 2011/09/16 2011/09/23
29124 Citigroup Global Mkt H Inc. – Jiangxi Copper Euro Wts Sep 11 2011/09/16 2011/09/23
28326 Credit Suisse AG – A50 China European Put Warrants Sep 2011 2011/09/16 2011/09/23
29063 Deutsche Bank AG – A50 China European Put Wts Sep 2011 2011/09/16 2011/09/23
27606 HK Bank – Chi Taiping European Warrants Sep 2011 2011/09/16 2011/09/23
27616 HK Bank – China Agri European Warrants Sep 2011 2011/09/16 2011/09/23
25932 HK Bank – China Overseas European Warrants Sep 2011 2011/09/16 2011/09/23
27572 HK Bank – Jiangxi Copper European Warrants Sep 2011 2011/09/16 2011/09/23
24532 HK Bank – PICC European Warrants Sep 2011 2011/09/16 2011/09/23
27156 J P Morgan SP BV – A50 China European Put Warrants Sep 2011 2011/09/16 2011/09/23
11182 J P Morgan SP BV – AIA European Warrants Sep 2011 2011/09/16 2011/09/23
29587 J P Morgan SP BV – Anhui Conch European Warrants Sep 2011 A 2011/09/16 2011/09/23
29588 J P Morgan SP BV – Anhui Conch European Warrants Sep 2011 B 2011/09/16 2011/09/23
29590 J P Morgan SP BV – Ch Merchants European Warrants Sep 2011 2011/09/16 2011/09/23
29591 J P Morgan SP BV – CNBM European Warrants Sep 2011 2011/09/16 2011/09/23
29595 J P Morgan SP BV – GCL-Poly European Warrants Sep 2011 2011/09/16 2011/09/23
22933 J P Morgan SP BV – HSBC European Warrants Sep 2011 B 2011/09/16 2011/09/23
29598 J P Morgan SP BV – Zhaojin Mining European Warrants Sep 2011 2011/09/16 2011/09/23
26772 KBC Fin Products Int’l Ltd. – A50 Ch Euro Wts Sep 2011 B 2011/09/16 2011/09/23
26868 KBC Fin Products Int’l Ltd. – A50 Ch European Put Wts Sep 11 2011/09/16 2011/09/23
29367 KBC Fin Products Int’l Ltd. – CPIC European Wts Sep 2011 2011/09/16 2011/09/23
12395 KBC Fin Products Int’l Ltd. – Hutchison Euro Wts Sep 2011 A 2011/09/16 2011/09/23
23385 KBC Fin Products Int’l Ltd.-Ch COSCO European Warrants Sep11 2011/09/16 2011/09/23
29784 Macquarie Bank Ltd. – China Life European Wts Sep 2011 2011/09/16 2011/09/23
29275 Macquarie Bank Ltd. – China Mobile European Wts Sep 2011 A 2011/09/16 2011/09/23
29117 Macquarie Bank Ltd. – HKEx European Warrants Sep 2011 2011/09/16 2011/09/23
28608 Merrill Lynch Int’l & Co. C.V. – A50 China Eu Put Wt Sep 11 2011/09/16 2011/09/23
11537 Merrill Lynch Int’l & Co. C.V. – AIA European Warrants Sep11 2011/09/16 2011/09/23
29779 Standard Chartered Bank – HSBC European Warrants Sep 2011 C 2011/09/16 2011/09/23
26293 UBS AG – A50 China European Warrants Sep 2011 2011/09/16 2011/09/23
11210 UBS AG – AIA European Warrants Sep 2011 2011/09/16 2011/09/23
27427 CC Rabobank B.A. – KECL European Warrants Sep 2011 2011/09/19 2011/09/26
23280 Citigroup Global Mkt H Inc. – HSBC European Wts Sep 2011 A 2011/09/19 2011/09/26
24873 Citigroup Global Mkt H Inc. – KECL European Warrants Sep 11 2011/09/19 2011/09/26
11780 HK Bank – HWL European Warrants Sep 2011 2011/09/19 2011/09/26
29656 HK Bank – Lenovo European Warrants Sep 2011 B 2011/09/19 2011/09/26
26386 HK Bank – ZTE European Warrants Sep 2011 2011/09/19 2011/09/26
28959 HK Bank -BYD European Warrants Sep 2011 2011/09/19 2011/09/26
27789 J P Morgan SP BV – China Coal European Warrants Sep 2011 2011/09/19 2011/09/26
11874 J P Morgan SP BV – China Life European Warrants Sep 2011 A 2011/09/19 2011/09/26
29645 J P Morgan SP BV – HS Bank European Warrants Sep 2011 2011/09/19 2011/09/26
29662 KBC Fin Products Int’l Ltd. – Agricultural Eu Put Wt Sep2011 2011/09/19 2011/09/26
29832 KBC Fin Products Int’l Ltd. – Jiangxi Copper Eu Wts Sep 11C 2011/09/19 2011/09/26
26315 Macquarie Bank Ltd. – A50 China European Warrants Sep 2011 A 2011/09/19 2011/09/26
29509 Merrill Lynch Int’l & Co. C.V. – Ag Bk Euro Put Wts Sep 2011 2011/09/19 2011/09/26
29512 Merrill Lynch Int’l & Co. C.V. – BOCL Euro Put Wts Sep 2011 2011/09/19 2011/09/26
12716 Standard Chartered Bank – HSBC European Warrants Sep 2011 D 2011/09/19 2011/09/26
11863 UBS AG – CC Bank European Warrants Sep 2011 C 2011/09/19 2011/09/26
29877 UBS AG – China Coal European Warrants Sep 2011 2011/09/19 2011/09/26
29252 Barclays Bank plc – CC Bank European Warrants Sep 2011 2011/09/20 2011/09/27
25540 Barclays Bank plc – China Coal European Warrants Sep 2011 2011/09/20 2011/09/27
24843 Barclays Bank plc – China COSCO European Warrants Sep 2011 2011/09/20 2011/09/27
28601 Barclays Bank plc – CM Bank European Warrants Sep 2011 2011/09/20 2011/09/27
23028 Barclays Bank plc – HSBC European Warrants Sep 2011A 2011/09/20 2011/09/27

Last Delisted
11111 BOCI Asia Ltd. – China Life European Warrants Sep 2011 2011/09/20 2011/09/27
29947 CC Rabobank B.A. – Ch Mobile European Warrants Sep 2011 2011/09/20 2011/09/27
28850 CC Rabobank B.A. – CNOOC European Warrants Sep 2011 2011/09/20 2011/09/27
17855 CC Rabobank B.A. – HSBC European Warrants Sep 2011 B 2011/09/20 2011/09/27
26089 Citigroup Global Mkt H Inc. – A50 China Euro Wts Sep 2011 A 2011/09/20 2011/09/27
23963 Citigroup Global Mkt H Inc. – China COSCO European Wts Sep11 2011/09/20 2011/09/27
29865 Citigroup Global Mkt H Inc. – China Life Euro Wts Sep 2011 A 2011/09/20 2011/09/27
28663 Citigroup Global Mkt H Inc. – RUSAL European Wts Sep 2011 2011/09/20 2011/09/27
27350 Citigroup Global Mkt H Inc. – Zijin Mining Euro Wts Sep 2011 2011/09/20 2011/09/27
11527 Citigroup Global Mkt H Inc.-Tencent European Wts Sep11A 2011/09/20 2011/09/27
11747 Credit Suisse AG – Agricultural Bank European Wts Sep 2011 2011/09/20 2011/09/27
12604 Credit Suisse AG – Agricultural Bank European Wts Sep 2011 B 2011/09/20 2011/09/27
11749 Credit Suisse AG – AIA European Warrants Sep 2011 2011/09/20 2011/09/27
11821 Credit Suisse AG – AIA European Warrants Sep 2011 A 2011/09/20 2011/09/27
12603 Credit Suisse AG – CC Bank European Warrants Sep 2011 B 2011/09/20 2011/09/27
11959 Credit Suisse AG – Cheung Kong European Warrants Sep 2011 2011/09/20 2011/09/27
11742 Credit Suisse AG – CNOOC European Warrants Sep 2011 2011/09/20 2011/09/27
12606 Credit Suisse AG – GCL-Poly Energy European Warrants Sep 11 2011/09/20 2011/09/27
11785 Credit Suisse AG – HKEx European Warrants Sep 2011 2011/09/20 2011/09/27
12605 Credit Suisse AG – ICBC European Warrants Sep 2011 A 2011/09/20 2011/09/27
27518 Credit Suisse AG – KECL European Warrants Sep 2011 2011/09/20 2011/09/27
27278 Deutsche Bank AG – AIA European Warrants Sep 2011 A 2011/09/20 2011/09/27
29608 Deutsche Bank AG – AIA European Warrants Sep 2011 B 2011/09/20 2011/09/27
27526 Deutsche Bank AG – Air China European Warrants Sep 2011 2011/09/20 2011/09/27
29609 Deutsche Bank AG – BOCL European Warrants Sep 2011 2011/09/20 2011/09/27
29878 Deutsche Bank AG – China Coal European Warrants Sep 2011 2011/09/20 2011/09/27
11119 Deutsche Bank AG – China Life European Warrants Sep 2011 B 2011/09/20 2011/09/27
29610 Deutsche Bank AG – China Life European Warrants Sep 2011A 2011/09/20 2011/09/27
29810 Deutsche Bank AG – China Mobile European Warrants Sep 2011 B 2011/09/20 2011/09/27
11173 Deutsche Bank AG – China Mobile European Warrants Sep 2011 C 2011/09/20 2011/09/27
29193 Deutsche Bank AG – China Mobile European Warrants Sep 2011A 2011/09/20 2011/09/27
11175 Deutsche Bank AG – HKEx European Put Warrants Sep 2011 2011/09/20 2011/09/27
25744 Deutsche Bank AG – HKEx European Warrants Sep 2011 A 2011/09/20 2011/09/27
29715 Deutsche Bank AG – HSBC European Warrants Sep 2011 D 2011/09/20 2011/09/27
29812 Deutsche Bank AG – Hutchison European Warrants Sep 2011 2011/09/20 2011/09/27
29611 Deutsche Bank AG – ICBC European Warrants Sep 2011 2011/09/20 2011/09/27
27353 Deutsche Bank AG – KECL European Warrants Sep 2011 2011/09/20 2011/09/27
29580 Goldman Sachs SP (Asia) – Anhui Conch European Wts Sep 2011 2011/09/20 2011/09/27
28674 Goldman Sachs SP (Asia) – China Life Euro Wts Sep 2011 A 2011/09/20 2011/09/27
29776 Goldman Sachs SP (Asia) – China Mobile Euro Put Wts Sep 2011 2011/09/20 2011/09/27
29437 Goldman Sachs SP (Asia) – CM Bank European Wts Sep 2011 2011/09/20 2011/09/27
29669 Goldman Sachs SP (Asia) – GCL-Poly Energy Euro Wt Sep 2011 B 2011/09/20 2011/09/27
29440 Goldman Sachs SP (Asia) – Hang Lung Ppt European Wts Sep11 2011/09/20 2011/09/27
29523 Goldman Sachs SP (Asia) – HSBC European Warrants Sep 2011 B 2011/09/20 2011/09/27
29771 Goldman Sachs SP (Asia) – HSBC European Warrants Sep 2011 C 2011/09/20 2011/09/27
29772 Goldman Sachs SP (Asia) – Hutchison European Wts Sep 2011 A 2011/09/20 2011/09/27
29773 Goldman Sachs SP (Asia) – Hutchison European Wts Sep 2011 B 2011/09/20 2011/09/27
29441 Goldman Sachs SP (Asia) – Sh Electric European Wts Sep11 2011/09/20 2011/09/27
11428 HK Bank – CC Bank European Warrants Sep 2011 2011/09/20 2011/09/27
29766 HK Bank – Esprit European Warrants Sep 2011 2011/09/20 2011/09/27
29767 HK Bank – Geely Auto European Warrants Sep 2011 B 2011/09/20 2011/09/27
11306 HK Bank – HKEx European Warrants Sep 2011 2011/09/20 2011/09/27
27698 J P Morgan SP BV – Air China European Warrants Sep 2011 2011/09/20 2011/09/27
29664 J P Morgan SP BV – China Mob European Wts Sep 2011 2011/09/20 2011/09/27
28955 J P Morgan SP BV – HKEx European Warrants Sep 2011 B 2011/09/20 2011/09/27
25914 J P Morgan SP BV – New World Dev European Warrants Sep 2011 2011/09/20 2011/09/27
29724 KBC Fin Products Int’l Ltd. – BOC HK Euro Put Wts Sep 2011 2011/09/20 2011/09/27
29717 KBC Fin Products Int’l Ltd. – BOC HK European Wts Sep 2011 2011/09/20 2011/09/27
29728 KBC Fin Products Int’l Ltd. – HSBC Euro Put Wts Sep 2011 2011/09/20 2011/09/27
29723 KBC Fin Products Int’l Ltd. – HSBC European Wts Sep 2011 C 2011/09/20 2011/09/27
12401 KBC Fin Products Int’l Ltd. – ICBC European Wts Sep 2011 2011/09/20 2011/09/27
29643 Macquarie Bank Ltd. – BOCL European Put Warrants Sep 2011 2011/09/20 2011/09/27
29642 Macquarie Bank Ltd. – Goldwind European Warrants Sep 2011 2011/09/20 2011/09/27
24810 Merrill Lynch Int’l & Co. C.V. – CNOOC European Wts Sep 2011 2011/09/20 2011/09/27
22293 Merrill Lynch Int’l & Co. C.V. – HKEx Eur Put Wts Sep 2011 2011/09/20 2011/09/27
11572 Merrill Lynch Int’l & Co. C.V. – Tencent Euro Put Wts Sep11C 2011/09/20 2011/09/27
11571 Merrill Lynch Int’l & Co. C.V. – Yanzhou Coal Eu Wt Sep 2011 2011/09/20 2011/09/27
11479 Nomura Int’l plc – Dongfang Elec European Warrants Sep 2011 2011/09/20 2011/09/27
11775 Nomura Int’l plc – Lonking European Warrants Sep 2011 2011/09/20 2011/09/27
29419 RB of Scotland N.V. – HKEx European Warrants Sep 2011 A 2011/09/20 2011/09/27
22805 RB of Scotland N.V. – HSBC European Warrants Sep 2011 2011/09/20 2011/09/27
26630 SGA Societe Generale Acceptance N.V. – A50 Ch Eu Wt Sep 2011 2011/09/20 2011/09/27
11408 SGA Societe Generale Acceptance N.V. – AIA Euro Wt Sep 2011 2011/09/20 2011/09/27
29629 SGA Societe Generale Acceptance N.V. – CCB Eur Wt Sep 2011 B 2011/09/20 2011/09/27
11705 SGA Societe Generale Acceptance N.V. – CCB Eur Wt Sep 2011 C 2011/09/20 2011/09/27
29631 SGA Societe Generale Acceptance N.V. – Ch Mob Eu Wt Sep2011C 2011/09/20 2011/09/27
29632 SGA Societe Generale Acceptance N.V. – Ch Mob Eu Wt Sep2011D 2011/09/20 2011/09/27
29473 SGA Societe Generale Acceptance N.V. – CLife Eu Wt Sep 2011A 2011/09/20 2011/09/27
29630 SGA Societe Generale Acceptance N.V. – CLife Eu Wt Sep 2011B 2011/09/20 2011/09/27
11811 SGA Societe Generale Acceptance N.V. – CLife Eu Wt Sep 2011D 2011/09/20 2011/09/27
29683 SGA Societe Generale Acceptance N.V. – CNBM Euro Wt Sep 2011 2011/09/20 2011/09/27
28487 SGA Societe Generale Acceptance N.V. – GCL-Poly Eu Wt Sep 11 2011/09/20 2011/09/27
29686 SGA Societe Generale Acceptance N.V. – Gome Euro Wt Sep 2011 2011/09/20 2011/09/27
26009 SGA Societe Generale Acceptance N.V. – HKEx Eu Wt Sep 2011 A 2011/09/20 2011/09/27
28351 SGA Societe Generale Acceptance N.V. – HKEx Eu Wt Sep 2011 B 2011/09/20 2011/09/27
29052 SGA Societe Generale Acceptance N.V. – HKEx Eu Wt Sep 2011 C 2011/09/20 2011/09/27
22461 SGA Societe Generale Acceptance N.V. – HSBC Eu Wt Sep 2011 A 2011/09/20 2011/09/27

Last Delisted
23636 SGA Societe Generale Acceptance N.V. – HSBC Eu Wt Sep 2011 B 2011/09/20 2011/09/27
29688 SGA Societe Generale Acceptance N.V. – HSBC Eu Wt Sep 2011 F 2011/09/20 2011/09/27
11815 SGA Societe Generale Acceptance N.V. – HWL Eur Wt Sep 2011 C 2011/09/20 2011/09/27
27361 SGA Societe Generale Acceptance N.V. – KECL Euro Wts Sep 11 2011/09/20 2011/09/27
29689 SGA Societe Generale Acceptance N.V. – Lenovo Eu Wt Sep 2011 2011/09/20 2011/09/27
29690 SGA Societe Generale Acceptance N.V. – Ping An Eu Wt Sep2011 2011/09/20 2011/09/27
29685 SGA Societe Generale Acceptance N.V. -Geely Auto Eu Wt Sep11 2011/09/20 2011/09/27
23712 SGA Societe Generale Acceptance N.V.-ChiUnicom Eu Wts Sep 11 2011/09/20 2011/09/27
29691 SGA Societe Generale Acceptance NV-Yanzhou Coal Eu Wt Sep 11 2011/09/20 2011/09/27
29692 SGA Societe Generale Acceptance NV-Zijin Mining Eu Wt Sep 11 2011/09/20 2011/09/27
26783 Standard Chartered Bank – China Coal European Warrants Sep11 2011/09/20 2011/09/27
29584 Standard Chartered Bank – HKEx European Warrants Sep 2011 B 2011/09/20 2011/09/27
12717 Standard Chartered Bank – ICBC European Warrants Sep 2011 C 2011/09/20 2011/09/27
27268 UBS AG – Alibaba European Warrants Sep 2011 2011/09/20 2011/09/27
11391 UBS AG – CC Bank European Warrants Sep 2011 B 2011/09/20 2011/09/27
11161 UBS AG – China Mobile European Warrants Sep 2011 B 2011/09/20 2011/09/27
11392 UBS AG – HKEx European Warrants Sep 2011 2011/09/20 2011/09/27
15548 UBS AG – HSBC European Warrants Sep 2011 A 2011/09/20 2011/09/27
15549 UBS AG – HSBC European Warrants Sep 2011 B 2011/09/20 2011/09/27
29796 UBS AG – ICBC European Warrants Sep 2011 2011/09/20 2011/09/27
27410 UBS AG – KECL European Warrants Sep 2011 2011/09/20 2011/09/27
29622 UBS AG – Ping An European Warrants Sep 2011 2011/09/20 2011/09/27
28388 UBS AG – Tencent Holdings European Warrants Sep 2011 A 2011/09/20 2011/09/27
29360 UBS AG – Tencent Holdings European Warrants Sep 2011 C 2011/09/20 2011/09/27
11421 CC Rabobank B.A. – Jiangxi Copper European Warrants Sep 2011 2011/09/21 2011/09/28
29959 CC Rabobank B.A. – Tencent Holdings European Wts Sep 2011 B 2011/09/21 2011/09/28
11994 Citigroup Global Mkt H Inc. – HSBC European Wts Sep 2011 C 2011/09/21 2011/09/28
26324 Credit Suisse AG – A50 China European Warrants Sep 2011 A 2011/09/21 2011/09/28
28324 Credit Suisse AG – HSBC European Put Warrants Sep 2011 2011/09/21 2011/09/28
28549 Goldman Sachs SP (Asia) – HKEx European Warrants Sep 2011 C 2011/09/21 2011/09/28
11305 HK Bank – Ch Ship Cont European Warrants Sep 2011 2011/09/21 2011/09/28
24787 HK Bank – China Unicom European Warrants Sep 2011 2011/09/21 2011/09/28
29652 HK Bank – CITIC Bank European Warrants Sep 2011 2011/09/21 2011/09/28
27155 J P Morgan SP BV – HSBC European Put Warrants Sep 2011 2011/09/21 2011/09/28
12394 KBC Fin Products Int’l Ltd. – Hutchison Euro Wts Sep 2011 2011/09/21 2011/09/28
11382 Merrill Lynch Int’l & Co. C.V. – A50 China Eur Wt Sep 2011 2011/09/21 2011/09/28
29507 Merrill Lynch Int’l & Co. C.V. – Ag Bk European Wts Sep 2011 2011/09/21 2011/09/28
29510 Merrill Lynch Int’l & Co. C.V. – BOCL European Wts Sep 2011 2011/09/21 2011/09/28
11444 Merrill Lynch Int’l & Co. C.V. – China Life Eu Wt Sep 2011 A 2011/09/21 2011/09/28
28605 Merrill Lynch Int’l & Co. C.V. – HKEx Euro Wts Sep 2011 A 2011/09/21 2011/09/28
25342 Merrill Lynch Int’l & Co. C.V. – HSBC Euro Put Wt Sep 2011 2011/09/21 2011/09/28
11140 Merrill Lynch Int’l & Co. C.V. – Tencent Euro Wts Sep 2011 A 2011/09/21 2011/09/28
29420 RB of Scotland N.V. – HKEx European Warrants Sep 2011 B 2011/09/21 2011/09/28
11280 Standard Chartered Bank – China Mobile Euro Wts Sep 2011 B 2011/09/21 2011/09/28
11299 Standard Chartered Bank – Hutchison Euro Euro Wts Sep 2011 2011/09/21 2011/09/28
29462 UBS AG – China Life European Warrants Sep 2011 A 2011/09/21 2011/09/28
11564 UBS AG – China Life European Warrants Sep 2011 D 2011/09/21 2011/09/28
11563 UBS AG – Tencent Holdings European Put Warrants Sep 2011 2011/09/21 2011/09/28
11669 HK Bank – Sinopec Corp European Warrants Sep 2011 2011/09/22 2011/09/29
25724 HK Bank – Zijin Mining European Warrants Sep 2011 2011/09/22 2011/09/29
29835 KBC Fin Products Int’l Ltd. – Cathay Pac Eu Put Wt Sep11B 2011/09/22 2011/09/29
29837 KBC Fin Products Int’l Ltd. – Ch Railway Eur Put Wt Sep 2011 2011/09/22 2011/09/29
29836 KBC Fin Products Int’l Ltd. – CRCC European Put Wts Sep 2011 2011/09/22 2011/09/29
29829 KBC Fin Products Int’l Ltd. – CRCC European Wts Sep 2011 2011/09/22 2011/09/29
29839 KBC Fin Products Int’l Ltd. – Jiangxi Copper Eu Put Wt Sep11 2011/09/22 2011/09/29
11126 KBC Fin Products Int’l Ltd. – Jiangxi Copper Eu Wts Sep 11D 2011/09/22 2011/09/29
29800 KBC Fin Products Int’l Ltd. – Tencent Holdings Eu Wt Sep 11B 2011/09/22 2011/09/29
28980 Merrill Lynch Int’l & Co. C.V. – HKEx Euro Wts Sep 2011 B 2011/09/22 2011/09/29
12597 SGA Societe Generale Acceptance N.V. – CCB Eur Wt Sep 2011 D 2011/09/22 2011/09/29
29299 SGA Societe Generale Acceptance N.V. – Ch Mob Eu Wt Sep 11B 2011/09/22 2011/09/29
24049 SGA Societe Generale Acceptance N.V. – CNOOC Eu Wt Sep 2011 2011/09/22 2011/09/29
29476 SGA Societe Generale Acceptance N.V. – HSBC Eu Wt Sep 2011 E 2011/09/22 2011/09/29
11015 SGA Societe Generale Acceptance N.V. – Tencent Eu Wt Sep 11B 2011/09/22 2011/09/29
29624 Standard Chartered Bank – Jiangxi Copper Euro Wts Sep 2011 2011/09/22 2011/09/29
11150 Standard Chartered Bank – Tencent Hldg European Wts Sep2011B 2011/09/22 2011/09/29
29625 Standard Chartered Bank-China Life European Wts Sep 2011 C 2011/09/22 2011/09/29
27032 Barclays Bank plc – AIA European Warrants Sep 2011 2011/09/23 2011/09/30
27033 Barclays Bank plc – China Life European Warrants Sep 2011 2011/09/23 2011/09/30
29695 Barclays Bank plc – HSI European Put Warrants Sep 2011 2011/09/23 2011/09/30
11951 Barclays Bank plc – HSI European Put Warrants Sep 2011 A 2011/09/23 2011/09/30
29700 Barclays Bank plc – PetroChina European Warrants Sep 2011 2011/09/23 2011/09/30
29699 Barclays Bank plc – Sinopec Corp European Wts Sep 2011 2011/09/23 2011/09/30
24630 BNP Paribas Arbit Issu B.V. – HSI Euro Put Wts Sep 2011 2011/09/23 2011/09/30
11566 BNP Paribas Arbit Issu B.V. – HSI Euro Put Wts Sep 2011 C 2011/09/23 2011/09/30
24620 BNP Paribas Arbit Issu B.V. – HSI European Wts Sep 2011 A 2011/09/23 2011/09/30
27697 BNP Paribas Arbit Issu B.V. – HSI European Wts Sep 2011 B 2011/09/23 2011/09/30
11569 BNP Paribas Arbit Issu B.V. – HSI European Wts Sep 2011 D 2011/09/23 2011/09/30
28715 CC Rabobank B.A. – Chi East Air European Warrants Sep 2011 A 2011/09/23 2011/09/30
23137 CC Rabobank B.A. – China COSCO European Warrants Sep 2011 2011/09/23 2011/09/30
29081 CC Rabobank B.A. – Dongfang Elec European Warrants Sep 2011A 2011/09/23 2011/09/30
29576 CC Rabobank B.A. – Dongfang Elec European Wts Sep 2011 B 2011/09/23 2011/09/30
29818 CC Rabobank B.A. – Goldwind European Warrants Sep 2011 2011/09/23 2011/09/30
27977 CC Rabobank B.A. – HSI European Warrants Sep 2011 2011/09/23 2011/09/30
28783 CC Rabobank B.A. – Lee & Man Paper European Warrants Sep 11A 2011/09/23 2011/09/30
29394 CC Rabobank B.A. – Lonking European Warrants Sep 2011 2011/09/23 2011/09/30
28784 CC Rabobank B.A. – MCC European Warrants Sep 2011 2011/09/23 2011/09/30
29817 CC Rabobank B.A. – NVC Lighting European Warrants Sep 2011 2011/09/23 2011/09/30

Last Delisted
28787 CC Rabobank B.A. – Sino Biopharm European Warrants Sep 2011 2011/09/23 2011/09/30
28571 CC Rabobank B.A. – United Lab European Warrants Sep 2011 2011/09/23 2011/09/30
11833 Citigroup Global Mkt H Inc. – HSI European Put Wts Sep 2011 2011/09/23 2011/09/30
11834 Citigroup Global Mkt H Inc. – HSI European Warrants Sep 11A 2011/09/23 2011/09/30
11835 Citigroup Global Mkt H Inc. – HSI European Warrants Sep 11B 2011/09/23 2011/09/30
11330 Citigroup Global Mkt H Inc. – HSI European Warrants Sep 2011 2011/09/23 2011/09/30
11958 Credit Suisse AG – HSI European Put Warrants Sep 2011 2011/09/23 2011/09/30
12512 Credit Suisse AG – HSI European Put Warrants Sep 2011 C 2011/09/23 2011/09/30
12582 Credit Suisse AG – HSI European Put Warrants Sep 2011 E 2011/09/23 2011/09/30
12608 Credit Suisse AG – HSI European Put Warrants Sep 2011 I 2011/09/23 2011/09/30
11737 Credit Suisse AG – HSI European Warrants Sep 2011 2011/09/23 2011/09/30
11819 Credit Suisse AG – HSI European Warrants Sep 2011 A 2011/09/23 2011/09/30
12507 Credit Suisse AG – HSI European Warrants Sep 2011 B 2011/09/23 2011/09/30
12572 Credit Suisse AG – HSI European Warrants Sep 2011 D 2011/09/23 2011/09/30
12598 Credit Suisse AG – HSI European Warrants Sep 2011 F 2011/09/23 2011/09/30
12599 Credit Suisse AG – HSI European Warrants Sep 2011 G 2011/09/23 2011/09/30
12600 Credit Suisse AG – HSI European Warrants Sep 2011 H 2011/09/23 2011/09/30
12765 Credit Suisse AG – HSI European Warrants Sep 2011 J 2011/09/23 2011/09/30
12766 Credit Suisse AG – HSI European Warrants Sep 2011 K 2011/09/23 2011/09/30
12767 Credit Suisse AG – HSI European Warrants Sep 2011 L 2011/09/23 2011/09/30
17025 Deutsche Bank AG – HSBC European Warrants Sep 2011 A 2011/09/23 2011/09/30
29712 Deutsche Bank AG – HSI European Warrants Sep 2011 2011/09/23 2011/09/30
29204 Goldman Sachs SP (Asia) – HSI European Put Wts Sep 2011 C 2011/09/23 2011/09/30
29667 Goldman Sachs SP (Asia) – HSI European Put Wts Sep 2011 D 2011/09/23 2011/09/30
29668 Goldman Sachs SP (Asia) – HSI European Put Wts Sep 2011 E 2011/09/23 2011/09/30
29910 Goldman Sachs SP (Asia) – HSI European Put Wts Sep 2011 G 2011/09/23 2011/09/30
25696 Goldman Sachs SP (Asia) – HSI European Warrants Sep 2011 A 2011/09/23 2011/09/30
29130 Goldman Sachs SP (Asia) – HSI European Warrants Sep 2011 B 2011/09/23 2011/09/30
29906 Goldman Sachs SP (Asia) – HSI European Warrants Sep 2011 F 2011/09/23 2011/09/30
22373 HK Bank – A50 China European Warrants Sep 2011 2011/09/23 2011/09/30
28693 HK Bank – CPIC European Warrants Sep 2011 2011/09/23 2011/09/30
26725 HK Bank – HSCEI European Warrants Sep 2011 2011/09/23 2011/09/30
28934 HK Bank – HSI European Put Warrants Sep 2011 2011/09/23 2011/09/30
28697 HK Bank – HSI European Warrants Sep 2011 2011/09/23 2011/09/30
12694 HK Bank – HSI European Warrants Sep 2011 A 2011/09/23 2011/09/30
29235 HK Bank – Shougang Res European Warrants Sep 2011 2011/09/23 2011/09/30
27840 J P Morgan SP BV – Anta Sports European Warrants Sep 2011 2011/09/23 2011/09/30
29853 J P Morgan SP BV – BYD European Warrants Sep 2011 2011/09/23 2011/09/30
29245 J P Morgan SP BV – China Life European Warrants Sep 2011 2011/09/23 2011/09/30
29589 J P Morgan SP BV – China Mengniu European Warrants Sep 2011 2011/09/23 2011/09/30
29854 J P Morgan SP BV – China Tel European Warrants Sep 2011 2011/09/23 2011/09/30
18393 J P Morgan SP BV – Esprit European Wts Sep 2011 2011/09/23 2011/09/30
25640 J P Morgan SP BV – HKEx European Warrants Sep 2011 A 2011/09/23 2011/09/30
25527 J P Morgan SP BV – SHK Ppt European Warrants Sep 2011 2011/09/23 2011/09/30
29606 KBC Fin Products Int’l Ltd. – HSI Euro Put Wts Sep 2011 A 2011/09/23 2011/09/30
29607 KBC Fin Products Int’l Ltd. – HSI Euro Put Wts Sep 2011 B 2011/09/23 2011/09/30
29661 KBC Fin Products Int’l Ltd. – HSI European Wts Sep 2011 C 2011/09/23 2011/09/30
29803 KBC Fin Products Int’l Ltd. – HSI European Wts Sep 2011 D 2011/09/23 2011/09/30
29804 KBC Fin Products Int’l Ltd. – HSI European Wts Sep 2011 E 2011/09/23 2011/09/30
12461 KBC Fin Products Int’l Ltd. – HSI European Wts Sep 2011 F 2011/09/23 2011/09/30
12462 KBC Fin Products Int’l Ltd. – HSI European Wts Sep 2011 G 2011/09/23 2011/09/30
25725 Macquarie Bank Ltd. – A50 China European Put Wts Sep 2011 2011/09/23 2011/09/30
23462 Macquarie Bank Ltd. – China COSCO European Warrants Sep 2011 2011/09/23 2011/09/30
29675 Macquarie Bank Ltd. – China Mobile European Wts Sep 2011 B 2011/09/23 2011/09/30
29677 Macquarie Bank Ltd. – CPIC European Warrants Sep 2011 2011/09/23 2011/09/30
11225 Macquarie Bank Ltd. – HSI European Warrants Sep 2011 2011/09/23 2011/09/30
28609 Macquarie Bank Ltd. – RUSAL European Warrants Sep 2011 2011/09/23 2011/09/30
11575 Merrill Lynch Int’l & Co. C.V. – HKEx Eur Put Wts Sep 2011 C 2011/09/23 2011/09/30
11080 Merrill Lynch Int’l & Co. C.V. – HSI Euro Put Wts Sep 2011 C 2011/09/23 2011/09/30
11081 Merrill Lynch Int’l & Co. C.V. – HSI Euro Put Wts Sep 2011 D 2011/09/23 2011/09/30
11082 Merrill Lynch Int’l & Co. C.V. – HSI Euro Put Wts Sep 2011 E 2011/09/23 2011/09/30
11076 Merrill Lynch Int’l & Co. C.V. – HSI European Wts Sep 2011 B 2011/09/23 2011/09/30
12670 Merrill Lynch Int’l & Co. C.V. – HSI European Wts Sep 2011 F 2011/09/23 2011/09/30
28542 Merrill Lynch Int’l & Co. C.V. -HSI European Warrants Sep11A 2011/09/23 2011/09/30
12708 Nomura Int’l plc – HSI European Put Warrants Sep 2011 2011/09/23 2011/09/30
12709 Nomura Int’l plc – HSI European Put Warrants Sep 2011 B 2011/09/23 2011/09/30
12710 Nomura Int’l plc – HSI European Put Warrants Sep 2011 C 2011/09/23 2011/09/30
12703 Nomura Int’l plc – HSI European Warrants Sep 2011 2011/09/23 2011/09/30
12704 Nomura Int’l plc – HSI European Warrants Sep 2011 A 2011/09/23 2011/09/30
11626 Nomura Int’l plc – Sh Petrochem European Warrants Sep 2011 2011/09/23 2011/09/30
29468 RB of Scotland N.V. – HSI European Put Warrants Sep 2011 C 2011/09/23 2011/09/30
29469 RB of Scotland N.V. – HSI European Put Warrants Sep 2011 D 2011/09/23 2011/09/30
29470 RB of Scotland N.V. – HSI European Put Warrants Sep 2011 E 2011/09/23 2011/09/30
29733 RB of Scotland N.V. – HSI European Put Warrants Sep 2011 I 2011/09/23 2011/09/30
29466 RB of Scotland N.V. – HSI European Warrants Sep 2011 A 2011/09/23 2011/09/30
29467 RB of Scotland N.V. – HSI European Warrants Sep 2011 B 2011/09/23 2011/09/30
29730 RB of Scotland N.V. – HSI European Warrants Sep 2011 F 2011/09/23 2011/09/30
29731 RB of Scotland N.V. – HSI European Warrants Sep 2011 G 2011/09/23 2011/09/30
29732 RB of Scotland N.V. – HSI European Warrants Sep 2011 H 2011/09/23 2011/09/30
29267 SGA Societe Generale Acceptance N.V. – HSI Eu Put Wt Sep 11C 2011/09/23 2011/09/30
29898 SGA Societe Generale Acceptance N.V. – HSI Eu Put Wt Sep 11D 2011/09/23 2011/09/30
29894 SGA Societe Generale Acceptance N.V. – HSI Eur Wt Sep 2011 A 2011/09/23 2011/09/30
29895 SGA Societe Generale Acceptance N.V. – HSI Eur Wt Sep 2011 B 2011/09/23 2011/09/30
11100 SGA Societe Generale Acceptance N.V. – HSI Eur Wt Sep 2011 E 2011/09/23 2011/09/30
12636 SGA Societe Generale Acceptance N.V. – HSI Eur Wt Sep 2011 F 2011/09/23 2011/09/30
26652 Standard Chartered Bank – HKEx European Warrants Sep 2011 A 2011/09/23 2011/09/30
12331 UBS AG – CC Bank European Warrants Sep 2011 D 2011/09/23 2011/09/30

Last Delisted
29722 UBS AG – HSI European Put Warrants Sep 2011 2011/09/23 2011/09/30
11437 UBS AG – HSI European Put Warrants Sep 2011 A 2011/09/23 2011/09/30
11693 UBS AG – HSI European Warrants Sep 2011 2011/09/23 2011/09/30
11825 UBS AG – HSI European Warrants Sep 2011 B 2011/09/23 2011/09/30
11826 UBS AG – HSI European Warrants Sep 2011 C 2011/09/23 2011/09/30
29797 UBS AG – Hutchison European Warrants Sep 2011 A 2011/09/23 2011/09/30
11212 UBS AG – Hutchison European Warrants Sep 2011 B 2011/09/23 2011/09/30
11691 UBS AG – Jiangxi Copper European Warrants Sep 2011 A 2011/09/23 2011/09/30
29305 Barclays Bank plc – Agricultural Bank European Wts Sep 2011 2011/09/26 2011/10/03
29306 Barclays Bank plc – BOCL European Warrants Sep 2011 2011/09/26 2011/10/03
11425 BOCI Asia Ltd. – AIA European Warrants Sep 2011 2011/09/26 2011/10/03
12377 BOCI Asia Ltd. – China Life European Warrants Sep 2011 A 2011/09/26 2011/10/03
11386 BOCI Asia Ltd. – HSBC European Warrants Sep 2011 2011/09/26 2011/10/03
27417 BOCI Asia Ltd. – KECL European Warrants Sep 2011 2011/09/26 2011/10/03
29847 CC Rabobank B.A. – Ch LongYuan European Warrants Sep 2011 2011/09/26 2011/10/03
29846 CC Rabobank B.A. – Chi East Air European Warrants Sep 2011 B 2011/09/26 2011/10/03
11456 CC Rabobank B.A. – Minsheng Bank European Wts Sep 2011 2011/09/26 2011/10/03
27837 Citigroup Global Mkt H Inc. – New World European Wts Sep2011 2011/09/26 2011/10/03
12541 Credit Suisse AG – Agricultural Bank European Wts Sep 2011 A 2011/09/26 2011/10/03
11751 Credit Suisse AG – China Life European Warrants Sep 2011 2011/09/26 2011/10/03
11822 Credit Suisse AG – ICBC European Warrants Sep 2011 2011/09/26 2011/10/03
12578 Credit Suisse AG – PetroChina European Warrants Sep 2011 2011/09/26 2011/10/03
12761 Credit Suisse AG – Tencent Holdings European Wts Sep 2011 E 2011/09/26 2011/10/03
29518 Goldman Sachs SP (Asia) – HKEx European Warrants Sep 2011 D 2011/09/26 2011/10/03
29777 Goldman Sachs SP (Asia) – Hutchison Euro Put Wts Sep 2011 2011/09/26 2011/10/03
28632 Goldman Sachs SP (Asia) – New World Dev European Wts Sep11 2011/09/26 2011/10/03
11685 HK Bank – Minsheng Bank European Warrants Sep 2011 2011/09/26 2011/10/03
11620 HK Bank – Tencent European Warrants Sep 2011 2011/09/26 2011/10/03
11313 J P Morgan SP BV – Belle Int’l European Warrants Sep 2011 2011/09/26 2011/10/03
29871 J P Morgan SP BV – China Shenhua European Warrants Sep 2011 2011/09/26 2011/10/03
29872 J P Morgan SP BV – JX Copper European Warrants Sep 2011 2011/09/26 2011/10/03
29873 J P Morgan SP BV – Lenovo European Warrants Sep 2011 2011/09/26 2011/10/03
29875 J P Morgan SP BV – Sinofert European Warrants Sep 2011 2011/09/26 2011/10/03
29876 J P Morgan SP BV – Yanzhou Coal European Warrants Sep 2011 2011/09/26 2011/10/03
27898 KBC Fin Products Int’l Ltd. – Cathay Pac Eu Put Wt Sep11A 2011/09/26 2011/10/03
29916 KBC Fin Products Int’l Ltd. – China Life Euro Wts Sep 2011 E 2011/09/26 2011/10/03
27901 KBC Fin Products Int’l Ltd-Swrie Pacific A Euro Put Wt Sep11 2011/09/26 2011/10/03
27539 Macquarie Bank Ltd. – China Travel European Wts Sep 2011 2011/09/26 2011/10/03
24227 Macquarie Bank Ltd. – KECL European Warrants Sep 2011 2011/09/26 2011/10/03
29282 Macquarie Bank Ltd. – ZTE European Warrants Sep 2011 2011/09/26 2011/10/03
11574 Merrill Lynch Int’l & Co. C.V. – Tencent Euro Wts Sep 2011 D 2011/09/26 2011/10/03
27047 Nomura Int’l plc – A50 China European Warrants Sep 2011 2011/09/26 2011/10/03
29755 Nomura Int’l plc – Agricultural Bk European Warrants Sep 11 2011/09/26 2011/10/03
27043 Nomura Int’l plc – Anhui Conch European Warrants Sep 2011 2011/09/26 2011/10/03
29752 Nomura Int’l plc – CC Bank European Warrants Sep 2011 2011/09/26 2011/10/03
29743 Nomura Int’l plc – Cheung Kong European Warrants Sep 2011 2011/09/26 2011/10/03
25227 Nomura Int’l plc – China Coal European Warrants Sep 2011 2011/09/26 2011/10/03
27470 Nomura Int’l plc – China Dongxiang European Warrants Sep2011 2011/09/26 2011/10/03
29546 Nomura Int’l plc – China Life European Warrants Sep 2011 2011/09/26 2011/10/03
27463 Nomura Int’l plc – China Mengniu European Warrants Sep 2011 2011/09/26 2011/10/03
27460 Nomura Int’l plc – China Shenhua European Warrants Sep 2011 2011/09/26 2011/10/03
23813 Nomura Int’l plc – CNOOC European Warrants Sep 2011 A 2011/09/26 2011/10/03
29542 Nomura Int’l plc – CNOOC European Warrants Sep 2011 B 2011/09/26 2011/10/03
29790 Nomura Int’l plc – GCL-Poly Energy European Warrants Sep 11A 2011/09/26 2011/10/03
29791 Nomura Int’l plc – GCL-Poly Energy European Warrants Sep 11B 2011/09/26 2011/10/03
29792 Nomura Int’l plc – GCL-Poly Energy European Warrants Sep 11C 2011/09/26 2011/10/03
27448 Nomura Int’l plc – HKEx European Warrants Sep 2011 A 2011/09/26 2011/10/03
29103 Nomura Int’l plc – HKEx European Warrants Sep 2011 B 2011/09/26 2011/10/03
22943 Nomura Int’l plc – HSBC European Warrants Sep 2011 A 2011/09/26 2011/10/03
29744 Nomura Int’l plc – Hutchison European Warrants Sep 2011 2011/09/26 2011/10/03
29745 Nomura Int’l plc – JIANC European Warrants Sep 2011 B 2011/09/26 2011/10/03
29533 Nomura Int’l plc – JIANC European Warrants Sep 2011A 2011/09/26 2011/10/03
29747 Nomura Int’l plc – Li & Fung European Warrants Sep 2011 2011/09/26 2011/10/03
27466 Nomura Int’l plc – Nine Dragons European Warrants Sep 2011 2011/09/26 2011/10/03
29759 Nomura Int’l plc – Ping An European Warrants Sep 2011 2011/09/26 2011/10/03
29746 Nomura Int’l plc – Sinopec European Warrants Sep 2011 B 2011/09/26 2011/10/03
20336 Nomura Int’l plc – Sinopec European Warrants Sep 2011A 2011/09/26 2011/10/03
27050 Nomura Int’l plc – Stanchart European Warrants Sep 2011 2011/09/26 2011/10/03
11731 RB of Scotland N.V. – AIA European Warrants Sep 2011 2011/09/26 2011/10/03
10056 RB of Scotland N.V. – Gold European Warrants Sep 2011 2011/09/26 2011/10/03
29094 RB of Scotland N.V. – Sinopec Corp European Warrants Sep 11 2011/09/26 2011/10/03
27028 Standard Chartered Bank – AIA European Warrants Sep 2011 2011/09/26 2011/10/03
27335 Standard Chartered Bank – HSBC European Warrants Sep 2011 A 2011/09/26 2011/10/03
11282 Standard Chartered Bank – ICBC European Warrants Sep 2011 B 2011/09/26 2011/10/03
29378 Standard Chartered Bank – Tencent Hldg European Wts Sep 11A 2011/09/26 2011/10/03
26727 Standard Chartered Bank-China Life European Warrants Sep 11A 2011/09/26 2011/10/03
11552 UBS AG – AIA European Warrants Sep 2011 A 2011/09/26 2011/10/03
29304 Barclays Bank plc – BYD European Warrants Oct 2011 2011/09/27 2011/10/04
29253 Barclays Bank plc – China Mobile European Wts Oct 2011 A 2011/09/27 2011/10/04
25772 Barclays Bank plc – CNOOC European Warrants Oct 2011 2011/09/27 2011/10/04
26898 Barclays Bank plc – HKEx European Warrants Oct 2011 B 2011/09/27 2011/10/04
26722 Barclays Bank plc – HSBC European Put Warrants Oct 2011 2011/09/27 2011/10/04
24912 Barclays Bank plc – PICC P&C European Warrants Oct 2011 2011/09/27 2011/10/04
24076 BNP Paribas Arbit Issu B.V. – Agile Ppt European Wts Oct 11 2011/09/27 2011/10/04
24828 BNP Paribas Arbit Issu B.V. – Agricultural Bank Eu Wt Oct11 2011/09/27 2011/10/04
25153 BNP Paribas Arbit Issu B.V. – CNBM European Warrants Oct 11A 2011/09/27 2011/10/04
29517 BNP Paribas Arbit Issu B.V. – Esprit European Wts Oct 2011 2011/09/27 2011/10/04

Last Delisted
24521 BNP Paribas Arbit Issu B.V. – Nine Dragons European Wt Oct11 2011/09/27 2011/10/04
28825 BNP Paribas Arbit Issu B.V. – Tencent Holdings Eu Wts Oct 11 2011/09/27 2011/10/04
27908 BNP Paribas Arbit Issu B.V.-Alibaba European Warrants Oct11A 2011/09/27 2011/10/04
26357 BOCI Asia Ltd. – China Coal European Warrants Oct 2011 2011/09/27 2011/10/04
28948 BOCI Asia Ltd. – China Life European Put Warrants Oct 2011 2011/09/27 2011/10/04
28666 CC Rabobank B.A. – China Overseas European Warrants Oct 2011 2011/09/27 2011/10/04
29952 CC Rabobank B.A. – CNBM European Warrants Oct 2011 A 2011/09/27 2011/10/04
11663 CC Rabobank B.A. – Li & Fung European Warrants Oct 2011 C 2011/09/27 2011/10/04
26472 CC Rabobank B.A. – Zijin Mining European Warrants Oct 2011 2011/09/27 2011/10/04
29150 Citigroup Global Mkt H Inc. – Hang Lung Ppt Euro Wts Oct 11 2011/09/27 2011/10/04
12510 Credit Suisse AG – BYD European Warrants Oct 2011 2011/09/27 2011/10/04
12473 Credit Suisse AG – China Mobile European Warrants Oct 2011 C 2011/09/27 2011/10/04
11739 Credit Suisse AG – Hutchison European Warrants Oct 2011 2011/09/27 2011/10/04
25603 Deutsche Bank AG – CNOOC European Warrants Oct 2011 A 2011/09/27 2011/10/04
26749 Deutsche Bank AG – HKEx European Warrants Oct 2011 C 2011/09/27 2011/10/04
11218 Deutsche Bank AG – ICBC European Warrants Oct 2011 2011/09/27 2011/10/04
26187 Deutsche Bank AG – Sinopec Corp European Warrants Oct 2011 2011/09/27 2011/10/04
29912 Deutsche Bank AG – Westchinacement European Wts Oct 2011 2011/09/27 2011/10/04
28675 Goldman Sachs SP (Asia) – China Life Euro Wts Oct 2011 2011/09/27 2011/10/04
28677 Goldman Sachs SP (Asia) – China Mobile Euro Wts Oct 2011 2011/09/27 2011/10/04
29561 Goldman Sachs SP (Asia) – CSR Times European Wts Oct 2011 2011/09/27 2011/10/04
29559 Goldman Sachs SP (Asia) – Dongfang Elec Euro Wts Oct 2011 2011/09/27 2011/10/04
27640 Goldman Sachs SP (Asia) – JIANC European Warrants Oct 2011 2011/09/27 2011/10/04
29560 Goldman Sachs SP (Asia) – Shanghai Ind European Wts Oct 2011 2011/09/27 2011/10/04
28405 HK Bank – Tencent European Warrants Oct 2011 2011/09/27 2011/10/04
28951 J P Morgan SP BV – Ch Overseas European Warrants Oct 2011 A 2011/09/27 2011/10/04
11155 KBC Fin Products Int’l Ltd. – AIA European Warrants Oct 2011 2011/09/27 2011/10/04
29727 KBC Fin Products Int’l Ltd. – Ch Mobile Eu Put Wt Oct 2011 2011/09/27 2011/10/04
29721 KBC Fin Products Int’l Ltd. – Ch Mobile Euro Wt Oct 2011 B 2011/09/27 2011/10/04
11354 KBC Fin Products Int’l Ltd. – Cheung Kong Eur Wts Oct 2011 2011/09/27 2011/10/04
29447 KBC Fin Products Int’l Ltd. – CITIC P European Wts Oct 2011 2011/09/27 2011/10/04
23980 KBC Fin Products Int’l Ltd. – CNOOC Euro Put Wts Oct 2011 2011/09/27 2011/10/04
29799 KBC Fin Products Int’l Ltd. – HKEx European Put Wts Oct 2011 2011/09/27 2011/10/04
11125 KBC Fin Products Int’l Ltd. – HKEx European Warrants Oct 11B 2011/09/27 2011/10/04
24028 KBC Fin Products Int’l Ltd. – HSBC Euro Put Wts Oct 2011 A 2011/09/27 2011/10/04
12389 KBC Fin Products Int’l Ltd. – HSBC European Wts Oct 2011 F 2011/09/27 2011/10/04
11934 KBC Fin Products Int’l Ltd. – Hutchison Euro Wts Oct 2011 2011/09/27 2011/10/04
12396 KBC Fin Products Int’l Ltd. – Hutchison Euro Wts Oct 2011 A 2011/09/27 2011/10/04
12402 KBC Fin Products Int’l Ltd. – ICBC European Wts Oct 2011 C 2011/09/27 2011/10/04
29945 KBC Fin Products Int’l Ltd. – Li & Fung Euro Wts Oct 2011 2011/09/27 2011/10/04
26986 KBC Fin Products Int’l Ltd. – Sinopec Euro Wts Oct 2011 2011/09/27 2011/10/04
29955 KBC Fin Products Int’l Ltd. – Sinopharm Euro Wts Oct 2011 2011/09/27 2011/10/04
29346 KBC Fin Products Int’l Ltd. – Tencent Holdings Eu Wt Oct 11A 2011/09/27 2011/10/04
29638 Macquarie Bank Ltd. – Gome European Warrants Oct 2011 2011/09/27 2011/10/04
29314 Merrill Lynch Int’l & Co. C.V. – ICBC European Wts Oct 2011A 2011/09/27 2011/10/04
25343 Merrill Lynch Int’l & Co. C.V. – Tencent Euro Wts Oct 2011 A 2011/09/27 2011/10/04
28156 RB of Scotland N.V. – China Coal European Warrants Oct 2011 2011/09/27 2011/10/04
28508 RB of Scotland N.V. – CNOOC European Warrants Oct 2011 2011/09/27 2011/10/04
29337 RB of Scotland N.V. – Tencent Holdings European Wts Oct 2011 2011/09/27 2011/10/04
29884 SGA Societe Generale Acceptance N.V. – AGBK Eu Wt Oct 2011 A 2011/09/27 2011/10/04
29885 SGA Societe Generale Acceptance N.V. – AGBK Eu Wt Oct 2011 B 2011/09/27 2011/10/04
29886 SGA Societe Generale Acceptance N.V. – BOCL Eu Wt Oct 2011 A 2011/09/27 2011/10/04
29888 SGA Societe Generale Acceptance N.V. – CCB Eur Wt Oct 2011A 2011/09/27 2011/10/04
21342 SGA Societe Generale Acceptance N.V. – CP&CC Eu Wt Oct 2011A 2011/09/27 2011/10/04
29892 SGA Societe Generale Acceptance N.V. – GCL-Poly Eu Wt Oct11A 2011/09/27 2011/10/04
25670 SGA Societe Generale Acceptance N.V. – HKEx Eu Wt Oct 2011 A 2011/09/27 2011/10/04
29901 SGA Societe Generale Acceptance N.V. – HKEx Eu Wt Oct 2011 D 2011/09/27 2011/10/04
29687 SGA Societe Generale Acceptance N.V. – HLand Eur Wt Oct 2011 2011/09/27 2011/10/04
29893 SGA Societe Generale Acceptance N.V. – HS Bk Eur Wt Oct 2011 2011/09/27 2011/10/04
29902 SGA Societe Generale Acceptance N.V. – HSBC Eu Wt Oct 2011A 2011/09/27 2011/10/04
12466 SGA Societe Generale Acceptance N.V. – HWL Eur Wt Oct 2011 2011/09/27 2011/10/04
29903 SGA Societe Generale Acceptance N.V. – ICBC Eu Wt Oct 2011 A 2011/09/27 2011/10/04
12589 SGA Societe Generale Acceptance N.V. – ICBC Eu Wt Oct 2011 D 2011/09/27 2011/10/04
11104 SGA Societe Generale Acceptance N.V. – JIANC Eu Wts Oct 2011 2011/09/27 2011/10/04
29924 SGA Societe Generale Acceptance N.V. – Tencent Eu Wt Oct 11B 2011/09/27 2011/10/04
29477 SGA Societe Generale Acceptance N.V. – Tencent Eu Wt Oct11A 2011/09/27 2011/10/04
24670 SGA Societe Generale Acceptance N.V. -Air China Eu Wt Oct11A 2011/09/27 2011/10/04
29900 SGA Societe Generale Acceptance N.V. -Henganintl Eu Wt Oct11 2011/09/27 2011/10/04
29891 SGA Societe Generale Acceptance N.V. -Yurun Food Eu Wt Oct11 2011/09/27 2011/10/04
27317 Standard Chartered Bank – HKEx European Warrants Oct 2011 B 2011/09/27 2011/10/04
12474 Standard Chartered Bank – Hutchison Euro Euro Wts Oct 2011 C 2011/09/27 2011/10/04
11642 UBS AG – ICBC European Warrants Oct 2011 A 2011/09/27 2011/10/04
11309 UBS AG – Tencent Holdings European Warrants Oct 2011 C 2011/09/27 2011/10/04
12318 Barclays Bank plc – ICBC European Put Warrants Oct 2011 2011/09/28 2011/10/06
28808 BNP Paribas Arbit Issu B.V. – A50 China Euro Wts Oct 2011 2011/09/28 2011/10/06
29821 BNP Paribas Arbit Issu B.V. – Anhui Conch European Wts Oct11 2011/09/28 2011/10/06
27579 BNP Paribas Arbit Issu B.V. – CC Bank Euro Wts Oct 2011 2011/09/28 2011/10/06
28805 BNP Paribas Arbit Issu B.V. – Ch Mobile Euro Wts Oct 2011 B 2011/09/28 2011/10/06
29974 BNP Paribas Arbit Issu B.V. – Ch Railway Euro Wts Oct 2011 2011/09/28 2011/10/06
27581 BNP Paribas Arbit Issu B.V. – China Life Euro Wts Oct 2011 2011/09/28 2011/10/06
11604 BNP Paribas Arbit Issu B.V. – China Life Euro Wts Oct 2011 A 2011/09/28 2011/10/06
29970 BNP Paribas Arbit Issu B.V. – CITIC Bank Euro Wts Oct 2011 2011/09/28 2011/10/06
28680 BNP Paribas Arbit Issu B.V. – CLP European Warrants Oct 2011 2011/09/28 2011/10/06
29823 BNP Paribas Arbit Issu B.V. – CNBM European Warrants Oct 11B 2011/09/28 2011/10/06
28182 BNP Paribas Arbit Issu B.V. – CSR European Warrants Oct 2011 2011/09/28 2011/10/06
29807 BNP Paribas Arbit Issu B.V. – Goldwind Euro Warrants Oct11 2011/09/28 2011/10/06
26290 BNP Paribas Arbit Issu B.V. – HKEx European Wts Oct 2011 2011/09/28 2011/10/06

Last Delisted
27583 BNP Paribas Arbit Issu B.V. – HSBC European Wts Oct 2011 2011/09/28 2011/10/06
27584 BNP Paribas Arbit Issu B.V. – Hutchison European Wts Oct 11 2011/09/28 2011/10/06
28898 BNP Paribas Arbit Issu B.V. – Hysan Dev European Wts Oct11 2011/09/28 2011/10/06
28857 BNP Paribas Arbit Issu B.V. – ICBC European Wts Oct 2011 2011/09/28 2011/10/06
29602 BNP Paribas Arbit Issu B.V. – Jiangxi Copper Eu Wts Oct 2011 2011/09/28 2011/10/06
27373 BNP Paribas Arbit Issu B.V. – KECL European Warrants Oct 11 2011/09/28 2011/10/06
28682 BNP Paribas Arbit Issu B.V. – Li & Fung Euro Wts Oct 2011 B 2011/09/28 2011/10/06
27657 BNP Paribas Arbit Issu B.V. – Li & Fung European Wts Oct11 A 2011/09/28 2011/10/06
29555 BNP Paribas Arbit Issu B.V. – Minsheng Bk Euro Wts Oct 2011 2011/09/28 2011/10/06
28859 BNP Paribas Arbit Issu B.V. – Ping An European Wts Oct 2011 2011/09/28 2011/10/06
28759 BNP Paribas Arbit Issu B.V. – PWR Assets European Wts Oct11 2011/09/28 2011/10/06
29457 BNP Paribas Arbit Issu B.V. – Sh Petrochem Euro Wts Oct 2011 2011/09/28 2011/10/06
20843 BNP Paribas Arbit Issu B.V. – Sinopec Corp Euro Wts Oct 2011 2011/09/28 2011/10/06
29556 BNP Paribas Arbit Issu B.V. – WC Cement Euro Wts Oct 2011 2011/09/28 2011/10/06
27910 BNP Paribas Arbit Issu B.V. – Yurun Food European Wts Oct11 2011/09/28 2011/10/06
29137 BNP Paribas Arbit Issu B.V. -Li Ning European Warrants Oct11 2011/09/28 2011/10/06
11385 BOCI Asia Ltd. – HS Bank European Warrants Oct 2011 2011/09/28 2011/10/06
29849 BOCI Asia Ltd. – Yurun Food European Warrants Oct 2011 2011/09/28 2011/10/06
11462 CC Rabobank B.A. – Gome European Warrants Oct 2011 2011/09/28 2011/10/06
12580 Credit Suisse AG – BYD European Warrants Oct 2011 A 2011/09/28 2011/10/06
11786 Credit Suisse AG – GCL-Poly Energy European Warrants Oct 11 2011/09/28 2011/10/06
12574 Credit Suisse AG – HSBC European Wts Oct 2011 2011/09/28 2011/10/06
26170 Goldman Sachs SP (Asia) – HKEx European Warrants Oct 2011 2011/09/28 2011/10/06
29960 J P Morgan SP BV – Agricultural Bk European Warrants Oct 11A 2011/09/28 2011/10/06
29963 J P Morgan SP BV – China Life European Warrants Oct 2011 A 2011/09/28 2011/10/06
29964 J P Morgan SP BV – Geely Auto European Warrants Oct 2011 2011/09/28 2011/10/06
11883 J P Morgan SP BV – HSBC European Warrants Oct 2011 2011/09/28 2011/10/06
24404 Macquarie Bank Ltd. – ASM Pacific European Warrants Oct 2011 2011/09/28 2011/10/06
12596 Macquarie Bank Ltd. – BYD European Warrants Oct 2011 2011/09/28 2011/10/06
29673 Macquarie Bank Ltd. – Ch Comm Cons European Wts Oct 2011 2011/09/28 2011/10/06
29418 Macquarie Bank Ltd. – Ch Ship Cont European Warrants Oct 11 2011/09/28 2011/10/06
29671 Macquarie Bank Ltd. – CHALCO European Warrants Oct 2011 2011/09/28 2011/10/06
29785 Macquarie Bank Ltd. – CITIC Pacific European Warrants Oct 11 2011/09/28 2011/10/06
25626 Macquarie Bank Ltd. – CNOOC European Warrants Oct 2011 2011/09/28 2011/10/06
29678 Macquarie Bank Ltd. – COSCO Pacific European Wts Oct 2011 2011/09/28 2011/10/06
29764 Macquarie Bank Ltd. – Hang Seng Bank European Wts Oct 2011 2011/09/28 2011/10/06
25663 Macquarie Bank Ltd. – HKEx European Warrants Oct 2011 2011/09/28 2011/10/06
21278 Macquarie Bank Ltd. – HSBC European Put Warrants Oct 2011 2011/09/28 2011/10/06
29234 Macquarie Bank Ltd. – HSBC European Warrants Oct 2011 A 2011/09/28 2011/10/06
29850 Macquarie Bank Ltd. – HSBC European Warrants Oct 2011 B 2011/09/28 2011/10/06
29882 Macquarie Bank Ltd. – Hutchison European Warrants Oct 2011 2011/09/28 2011/10/06
29855 Macquarie Bank Ltd. – ICBC European Put Warrants Oct 2011 2011/09/28 2011/10/06
29851 Macquarie Bank Ltd. – ICBC European Warrants Oct 2011 2011/09/28 2011/10/06
29395 Macquarie Bank Ltd. – Jiangxi Copper European Wts Oct 2011 2011/09/28 2011/10/06
24434 Macquarie Bank Ltd. – PICC P&C European Warrants Oct 2011 2011/09/28 2011/10/06
29881 Macquarie Bank Ltd. – Shanshui Cement European Wts Oct 2011 2011/09/28 2011/10/06
29341 Macquarie Bank Ltd. – Tencent European Put Warrants Oct 2011 2011/09/28 2011/10/06
27593 Macquarie Bank Ltd. – Tencent European Warrants Oct 2011 2011/09/28 2011/10/06
11646 RB of Scotland N.V. – China Life European Wts Oct 2011 2011/09/28 2011/10/06
11827 RB of Scotland N.V. – HSBC European Warrants Oct 2011 2011/09/28 2011/10/06
26431 Standard Chartered Bank – Tencent Hldg European Wts Oct 2011 2011/09/28 2011/10/06
11054 UBS AG – China Life European Warrants Oct 2011 2011/09/28 2011/10/06
11001 KBC Fin Products Int’l Ltd. – YZ Coal European Wts Oct 2011A 2011/09/29 2011/10/07
28583 Macquarie Bank Ltd. – Ch Oilfield European Warrants Oct 2011 2011/09/29 2011/10/07
29984 Macquarie Bank Ltd. – Zijin Mining European Wts Oct 2011 2011/09/29 2011/10/07
11493 BOCI Asia Ltd. – BYD European Warrants Oct 2011 2011/09/30 2011/10/10
18395 CC Rabobank B.A. – Sinopec Corp European Warrants Oct 2011 2011/09/30 2011/10/10
25252 Citigroup Global Mkt H Inc. – Sinopec Corp Euro Wts Oct 2011 2011/09/30 2011/10/10
10097 Deutsche Bank AG – Oil Futures European Warrants Oct 2011 2011/09/30 2011/10/10
11388 HK Bank – Agricultural Bank European Warrants Oct 2011 2011/09/30 2011/10/10
29059 HK Bank – China Mobile European Put Warrants Oct 2011 2011/09/30 2011/10/10
11008 HK Bank – China Shenhua European Warrants Oct 2011 2011/09/30 2011/10/10
11037 KBC Fin Products Int’l Ltd. – Agricultural Bk Eu Wt Oct 11 A 2011/09/30 2011/10/10
25434 KBC Fin Products Int’l Ltd. – HKEx European Warrants Oct 11A 2011/09/30 2011/10/10
29979 Macquarie Bank Ltd. – CITIC Bank European Warrants Oct 2011 2011/09/30 2011/10/10
25142 Macquarie Bank Ltd. – New World Dev European Wts Oct 2011 2011/09/30 2011/10/10
29981 Macquarie Bank Ltd. – Sinopec Corp European Wts Oct 2011 2011/09/30 2011/10/10
24726 Standard Chartered Bank – CHALCO European Warrants Oct 2011 2011/09/30 2011/10/10
29976 Standard Chartered Bank – Hutchison Euro Euro Wts Oct 2011 B 2011/09/30 2011/10/10
26360 BOCI Asia Ltd. – Nine Dragons European Warrants Oct 2011 2011/10/03 2011/10/11
11004 CC Rabobank B.A. – GCL-Poly Energy European Wts Oct 2011 2011/10/03 2011/10/11
28667 CC Rabobank B.A. – Greatwall Motor European Wts Oct 2011 2011/10/03 2011/10/11
11494 CC Rabobank B.A. – ICBC European Warrants Oct 2011 2011/10/03 2011/10/11
11006 CC Rabobank B.A. – Weichai Power European Wts Oct 2011 B 2011/10/03 2011/10/11
24870 Citigroup Global Mkt H Inc. – Belle Int’l European Wts Oct11 2011/10/03 2011/10/11
11420 Citigroup Global Mkt H Inc. – BOCL European Wts Oct 2011 2011/10/03 2011/10/11
28734 Citigroup Global Mkt H Inc. – Ch Overseas Euro Wts Oct 2011 2011/10/03 2011/10/11
29975 Citigroup Global Mkt H Inc. – CNOOC Euro Put Wts Oct 2011 2011/10/03 2011/10/11
28640 Citigroup Global Mkt H Inc. – Hutchison Euro Wts Oct 2011 A 2011/10/03 2011/10/11
29125 Citigroup Global Mkt H Inc. – Wharf European Wts Oct 2011 2011/10/03 2011/10/11
28539 Citigroup Global Mkt H Inc. -Cathay Pacific Eur Wt Oct 2011A 2011/10/03 2011/10/11
29065 Citigroup Global Mkt H Inc.-Henderson Land Dev Eur Wts Oct11 2011/10/03 2011/10/11
11788 Credit Suisse AG – BOCL European Warrants Oct 2011 2011/10/03 2011/10/11
28256 Credit Suisse AG – Hutchison European Put Warrants Oct 2011 2011/10/03 2011/10/11
25179 Credit Suisse AG – Sinopec Corp European Warrants Oct 2011 2011/10/03 2011/10/11
25234 Deutsche Bank AG – Agile Ppt European Warrants Oct 2011 2011/10/03 2011/10/11
29714 Deutsche Bank AG – China Mobile European Warrants Oct 2011 B 2011/10/03 2011/10/11

Last Delisted
28209 Deutsche Bank AG – China Overseas European Warrants Oct 2011 2011/10/03 2011/10/11
11046 J P Morgan SP BV – GCL-Poly European Warrants Oct 2011 2011/10/03 2011/10/11
28467 J P Morgan SP BV – Hutchison European Put Warrants Oct 2011 2011/10/03 2011/10/11
11047 J P Morgan SP BV – ICBC European Warrants Oct 2011A 2011/10/03 2011/10/11
11657 KBC Fin Products Int’l Ltd. – HSBC European Wts Oct 2011 2011/10/03 2011/10/11
11939 KBC Fin Products Int’l Ltd. – HSBC European Wts Oct 2011 D 2011/10/03 2011/10/11
29801 KBC Fin Products Int’l Ltd. – Tencent Holdings Eu Wt Oct 11B 2011/10/03 2011/10/11
29455 KBC Fin Products Int’l Ltd. – Tsingtao Brew Eu Put Wts Oct11 2011/10/03 2011/10/11
29449 KBC Fin Products Int’l Ltd. – Tsingtao Brew Euro Wts Oct11 2011/10/03 2011/10/11
29041 Macquarie Bank Ltd. – China EB Ltd European Warrants Oct2011 2011/10/03 2011/10/11
28148 Macquarie Bank Ltd. – Hutchison European Put Wts Oct 2011 2011/10/03 2011/10/11
29980 Macquarie Bank Ltd. – Minsheng Bank European Wts Oct 2011 2011/10/03 2011/10/11
29983 Macquarie Bank Ltd. – Sinofert European Warrants Oct 2011 2011/10/03 2011/10/11
11535 Merrill Lynch Int’l & Co. C.V. – Ag Bk European Wts Oct 11A 2011/10/03 2011/10/11
23513 Merrill Lynch Int’l & Co. C.V. – CNOOC Euro Put Wts Oct 2011 2011/10/03 2011/10/11
11451 Merrill Lynch Int’l & Co. C.V. – HSBC Euro Wts Oct 2011 2011/10/03 2011/10/11
12556 Merrill Lynch Int’l & Co. C.V. – ICBC European Wts Oct 2011D 2011/10/03 2011/10/11
11570 Merrill Lynch Int’l & Co. C.V. – Yanzhou Coal Eu Wt Oct 2011 2011/10/03 2011/10/11
27857 Merrill Lynch Int’l & Co. C.V. -Hutchison Eu Put Wt Oct 2011 2011/10/03 2011/10/11
26888 Nomura Int’l plc – China Agri European Warrants Oct 2011 2011/10/03 2011/10/11
12757 Nomura Int’l plc – Minsheng Bank European Warrants Oct 2011 2011/10/03 2011/10/11
27405 RB of Scotland N.V. – BYD European Warrants Oct 2011 2011/10/03 2011/10/11
28262 RB of Scotland N.V. – HKEx European Warrants Oct 2011 B 2011/10/03 2011/10/11
11878 RB of Scotland N.V. – ICBC European Warrants Oct 2011 2011/10/03 2011/10/11
11706 SGA Societe Generale Acceptance N.V. – BYD Eu Wt Oct 2011 A 2011/10/03 2011/10/11
11023 SGA Societe Generale Acceptance N.V. – Ch Mer H Eu Wt Oct11 2011/10/03 2011/10/11
11025 SGA Societe Generale Acceptance N.V. – Chi Res Eu Wt Oct11 2011/10/03 2011/10/11
29920 SGA Societe Generale Acceptance N.V. – CP&CC Eur Wt Oct2011B 2011/10/03 2011/10/11
28352 SGA Societe Generale Acceptance N.V. – HKEx Eu Wt Oct 2011 B 2011/10/03 2011/10/11
11030 SGA Societe Generale Acceptance N.V. – Li & Fung Eu Wt Oct11 2011/10/03 2011/10/11
29923 SGA Societe Generale Acceptance N.V. – Petch Eu Wt Oct 2011A 2011/10/03 2011/10/11
11050 SGA Societe Generale Acceptance N.V. – Tencent Eu Wt Oct 11D 2011/10/03 2011/10/11
11024 SGA Societe Generale Acceptance N.V.-Ch Oilfield Eu Wt Oct11 2011/10/03 2011/10/11
11027 SGA Societe Generale Acceptance N.V.-Evergrande Eu Wt Oct11A 2011/10/03 2011/10/11
11033 SGA Societe Generale Acceptance N.V.-SkyworthDig Eu Wt Oct11 2011/10/03 2011/10/11
11662 Standard Chartered Bank – Agricultural Bk European Wt Oct11A 2011/10/03 2011/10/11
28902 Standard Chartered Bank – AIA European Warrants Oct 2011 2011/10/03 2011/10/11
26726 Standard Chartered Bank – China Mobile European Wts Oct2011A 2011/10/03 2011/10/11
12718 Standard Chartered Bank – ICBC European Warrants Oct 2011 2011/10/03 2011/10/11
11643 UBS AG – China Mobile European Warrants Oct 2011 A 2011/10/03 2011/10/11
22638 BNP Paribas Arbit Issu B.V. – Ch Mobile Euro Wts Oct 2011 A 2011/10/04 2011/10/12
23315 CC Rabobank B.A. – Ch Mobile European Warrants Oct 2011 2011/10/04 2011/10/12
27907 Citigroup Global Mkt H Inc.-Tencent European Warrants Oct 11 2011/10/04 2011/10/12
26267 Deutsche Bank AG – China Railway European Warrants Oct 2011 2011/10/04 2011/10/12
26984 KBC Fin Products Int’l Ltd. – Ch Mobile Euro Wt Oct 2011 A 2011/10/04 2011/10/12
11067 KBC Fin Products Int’l Ltd. – CNBM European Warrants Oct 11 2011/10/04 2011/10/12
23926 Macquarie Bank Ltd. – China Mobile European Wts Oct 2011 2011/10/04 2011/10/12
12369 Merrill Lynch Int’l & Co. C.V. – HSBC Euro Wts Oct 2011 A 2011/10/04 2011/10/12
12555 Merrill Lynch Int’l & Co. C.V. – ICBC European Wts Oct 2011C 2011/10/04 2011/10/12
22096 RB of Scotland N.V. – China Mobile European Wts Oct 2011 A 2011/10/04 2011/10/12
11049 UBS AG – Agricultural Bank European Warrants Oct 2011 2011/10/04 2011/10/12
29971 UBS AG – BYD European Warrants Oct 2011 B 2011/10/04 2011/10/12
22591 UBS AG – China Mobile European Warrants Oct 2011 2011/10/04 2011/10/12
11055 UBS AG – HSBC European Warrants Oct 2011 B 2011/10/04 2011/10/12
29826 UBS AG – Hutchison European Warrants Oct 2011 2011/10/04 2011/10/12
29827 UBS AG – Tencent Holdings European Warrants Oct 2011 A 2011/10/04 2011/10/12
11113 BOCI Asia Ltd. – GCL-Poly Energy European Warrants Oct 2011 2011/10/06 2011/10/13
24784 HK Bank – Agile Ppt European Warrants Oct 2011 2011/10/06 2011/10/13
11078 HK Bank -BYD European Warrants Oct 2011 2011/10/06 2011/10/13
11127 J P Morgan SP BV – ICBC European Warrants Oct 2011 B 2011/10/06 2011/10/13
11553 KBC Fin Products Int’l Ltd. – Agricultural Bk Eu Wt Oct 11C 2011/10/06 2011/10/13
11937 KBC Fin Products Int’l Ltd. – HSBC European Wts Oct 2011 C 2011/10/06 2011/10/13
11114 Macquarie Bank Ltd. – China Railway European Wts Oct 2011 2011/10/06 2011/10/13
11110 Macquarie Bank Ltd. – Goldwind European Warrants Oct 2011 2011/10/06 2011/10/13
11091 SGA Societe Generale Acceptance N.V. – AGBK Eu Wt Oct 2011 C 2011/10/06 2011/10/13
11092 SGA Societe Generale Acceptance N.V. – BYD Eu Wt Oct 2011 2011/10/06 2011/10/13
11095 SGA Societe Generale Acceptance N.V. – CCB Eur Wt Oct 2011 B 2011/10/06 2011/10/13
11094 SGA Societe Generale Acceptance N.V. – CCCCL Eu Wt Oct 2011 2011/10/06 2011/10/13
29681 SGA Societe Generale Acceptance N.V. – CLife Eu Wt Oct 2011 2011/10/06 2011/10/13
11097 SGA Societe Generale Acceptance N.V. – Gome Euro Wt Oct 2011 2011/10/06 2011/10/13
11102 SGA Societe Generale Acceptance N.V. – HSBC Eu Wt Oct 2011 B 2011/10/06 2011/10/13
12881 SGA Societe Generale Acceptance N.V. – HSBC Eu Wt Oct 2011 C 2011/10/06 2011/10/13
11146 HK Bank – CC Bank European Warrants Oct 2011 2011/10/07 2011/10/14
11148 HK Bank – ICBC European Warrants Oct 2011 2011/10/07 2011/10/14
11153 J P Morgan SP BV – Ch Overseas European Warrants Oct 2011 B 2011/10/07 2011/10/14
11152 J P Morgan SP BV – China Mob European Wts Oct 2011 2011/10/07 2011/10/14
11156 J P Morgan SP BV – JX Copper European Warrants Oct 2011 2011/10/07 2011/10/14
11157 J P Morgan SP BV – Yanzhou Coal European Warrants Oct 2011 B 2011/10/07 2011/10/14
24569 KBC Fin Products Int’l Ltd. – ALUCO European Wts Oct 2011 2011/10/07 2011/10/14
11185 J P Morgan SP BV – CNOOC European Warrants Oct 2011 2011/10/10 2011/10/17
11183 J P Morgan SP BV – CPIC European Warrants Oct 2011 2011/10/10 2011/10/17
29599 J P Morgan SP BV – ZTE European Warrants Oct 2011 2011/10/10 2011/10/17
11038 KBC Fin Products Int’l Ltd. – Agricultural Bk Eu Wt Oct 11 B 2011/10/10 2011/10/17
11191 KBC Fin Products Int’l Ltd. – Anhui Conch Euro Wts Oct 2011 2011/10/10 2011/10/17
11192 KBC Fin Products Int’l Ltd. – China Life Euro Wts Oct 2011 2011/10/10 2011/10/17
11193 KBC Fin Products Int’l Ltd. – ICBC European Wts Oct 2011 A 2011/10/10 2011/10/17
11194 KBC Fin Products Int’l Ltd. – ICBC European Wts Oct 2011 B 2011/10/10 2011/10/17

Last Delisted
11039 KBC Fin Products Int’l Ltd. – Yanzhou Coal Euro Put Wt Oct11 2011/10/10 2011/10/17
11071 KBC Fin Products Int’l Ltd. – YZ Coal European Wts Oct 2011B 2011/10/10 2011/10/17
14380 Merrill Lynch Int’l & Co. C.V. -China Railway Eu Wt Oct2011A 2011/10/10 2011/10/17
12755 Nomura Int’l plc – Yanzhou Coal European Warrants Oct 2011 A 2011/10/10 2011/10/17
29987 Barclays Bank plc – China Mobile European Wts Oct 2011 B 2011/10/11 2011/10/18
25543 Barclays Bank plc – HKEx European Put Warrants Oct 2011 2011/10/11 2011/10/18
26001 Barclays Bank plc – HKEx European Warrants Oct 2011 A 2011/10/11 2011/10/18
29078 CC Rabobank B.A. – Alibaba European Warrants Oct 2011 2011/10/11 2011/10/18
11458 CC Rabobank B.A. – PetroChina European Warrants Oct 2011 2011/10/11 2011/10/18
29431 CC Rabobank B.A. – Tencent Holdings European Wts Oct 2011 2011/10/11 2011/10/18
24665 Citigroup Global Mkt H Inc. – Cheung Kong Eu Put Wt Oct 2011 2011/10/11 2011/10/18
29121 Citigroup Global Mkt H Inc. – China Tel Euro Wts Oct 2011 2011/10/11 2011/10/18
11131 Citigroup Global Mkt H Inc. -Yanzhou Coal European Wt Oct 11 2011/10/11 2011/10/18
11748 Credit Suisse AG – Agricultural Bank European Wts Oct 2011 2011/10/11 2011/10/18
24345 Credit Suisse AG – Cheung Kong European Warrants Oct 2011 2011/10/11 2011/10/18
21783 Credit Suisse AG – China Mobile European Warrants Oct 2011 B 2011/10/11 2011/10/18
11238 Credit Suisse AG – Yanzhou Coal European Warrants Oct 2011 2011/10/11 2011/10/18
11195 Deutsche Bank AG – BOCL European Warrants Oct 2011 2011/10/11 2011/10/18
11118 Deutsche Bank AG – CC Bank European Warrants Oct 2011 2011/10/11 2011/10/18
24516 Deutsche Bank AG – Cheung Kong European Put Wts Oct 2011 A 2011/10/11 2011/10/18
28415 Deutsche Bank AG – China EB Ltd European Warrants Oct 2011 2011/10/11 2011/10/18
11120 Deutsche Bank AG – China Life European Warrants Oct 2011 2011/10/11 2011/10/18
21349 Deutsche Bank AG – China Mobile European Warrants Oct 2011 A 2011/10/11 2011/10/18
11174 Deutsche Bank AG – CNOOC European Put Warrants Oct 2011 2011/10/11 2011/10/18
11217 Deutsche Bank AG – CNOOC European Warrants Oct 2011 C 2011/10/11 2011/10/18
25855 Deutsche Bank AG – HKEx European Warrants Oct 2011 B 2011/10/11 2011/10/18
22499 Deutsche Bank AG – HSBC European Put Warrants Oct 2011 2011/10/11 2011/10/18
28279 Deutsche Bank AG – Hutchison European Put Warrants Oct 2011 2011/10/11 2011/10/18
11123 Deutsche Bank AG – PetroChina European Warrants Oct 2011 2011/10/11 2011/10/18
27522 Goldman Sachs SP (Asia) – Ch COSCO European Warrants Oct 11 2011/10/11 2011/10/18
11208 HK Bank – AIA European Warrants Oct 2011 2011/10/11 2011/10/18
29128 HK Bank – GCL-Poly Energy European Warrants Oct 2011 2011/10/11 2011/10/18
29400 HK Bank – Geely Auto European Warrants Oct 2011 2011/10/11 2011/10/18
24344 J P Morgan SP BV – Cheung Kong European Warrants Oct 2011 2011/10/11 2011/10/18
26086 KBC Fin Products Int’l Ltd. – HSBC Euro Put Wts Oct 2011 B 2011/10/11 2011/10/18
12388 KBC Fin Products Int’l Ltd. – HSBC European Wts Oct 2011 E 2011/10/11 2011/10/18
12456 KBC Fin Products Int’l Ltd. – Hutchison Euro Wts Oct 2011 B 2011/10/11 2011/10/18
29672 Macquarie Bank Ltd. – Anhui Conch European Warrants Oct 2011 2011/10/11 2011/10/18
25216 Macquarie Bank Ltd. – Cheung Kong European Warrants Oct 2011 2011/10/11 2011/10/18
25857 Macquarie Bank Ltd. – China Agri European Warrants Oct 2011 2011/10/11 2011/10/18
11137 Merrill Lynch Int’l & Co. C.V. – Ch Telecom Eur Wt Oct 2011 2011/10/11 2011/10/18
17902 Merrill Lynch Int’l & Co. C.V. – China Life Eu Wt Oct 2011 A 2011/10/11 2011/10/18
24456 Merrill Lynch Int’l & Co. C.V. – CK(H) European Wts Oct 2011 2011/10/11 2011/10/18
23452 Merrill Lynch Int’l & Co. C.V. – HSBC Euro Put Wt Oct 2011 2011/10/11 2011/10/18
11139 Merrill Lynch Int’l & Co. C.V. – ICBC European Wts Oct 2011B 2011/10/11 2011/10/18
28482 Merrill Lynch Int’l & Co. C.V. – SHK Ppt Euro Wts Oct 2011 2011/10/11 2011/10/18
11573 Merrill Lynch Int’l & Co. C.V. – Tencent Euro Wts Oct 2011 C 2011/10/11 2011/10/18
11716 Merrill Lynch Int’l & Co. C.V. – Wharf European Wts Oct11 2011/10/11 2011/10/18
11142 SGA Societe Generale Acceptance N.V. – AGBK Eu Wt Oct 2011 D 2011/10/11 2011/10/18
11202 SGA Societe Generale Acceptance N.V. – BOCL Eu Wt Oct 2011 B 2011/10/11 2011/10/18
11143 SGA Societe Generale Acceptance N.V. – CCB Eur Wt Oct 2011 C 2011/10/11 2011/10/18
21263 SGA Societe Generale Acceptance N.V. – Ch Mob Eu Wt Oct2011A 2011/10/11 2011/10/18
25250 SGA Societe Generale Acceptance N.V. – CK(H) Eu Wt Oct 2011 2011/10/11 2011/10/18
29474 SGA Societe Generale Acceptance N.V. – CNBM Euro Wts Oct2011 2011/10/11 2011/10/18
11203 SGA Societe Generale Acceptance N.V. – CNOOC Eu Wt Oct 2011 2011/10/11 2011/10/18
22176 SGA Societe Generale Acceptance N.V. – CRail Eu Wt Oct 2011 2011/10/11 2011/10/18
24604 SGA Societe Generale Acceptance N.V. – HSBC Eu Put Wt Oct 11 2011/10/11 2011/10/18
11144 SGA Societe Generale Acceptance N.V. – ICBC Eu Wt Oct 2011 B 2011/10/11 2011/10/18
26364 UBS AG – BYD European Warrants Oct 2011 A 2011/10/11 2011/10/18
24401 UBS AG – Cheung Kong European Warrants Oct 2011 2011/10/11 2011/10/18
29798 UBS AG – HSBC European Warrants Oct 2011 A 2011/10/11 2011/10/18
26826 UBS AG – Hutchison European Put Warrants Oct 2011 2011/10/11 2011/10/18
11178 UBS AG – ICBC European Warrants Oct 2011 2011/10/11 2011/10/18
11164 UBS AG – PetroChina European Warrants Oct 2011 2011/10/11 2011/10/18
11117 UBS AG – Ping An European Warrants Oct 2011 2011/10/11 2011/10/18
22664 BOCI Asia Ltd. – China Mobile European Warrants Oct 2011 2011/10/12 2011/10/19
27288 Citigroup Global Mkt H Inc.-Alibaba European Warrants Oct 11 2011/10/12 2011/10/19
11251 J P Morgan SP BV – Agricultural Bk European Warrants Oct 11B 2011/10/12 2011/10/19
29838 KBC Fin Products Int’l Ltd. – Chi Res Power Eu Put Wts Oct11 2011/10/12 2011/10/19
29956 KBC Fin Products Int’l Ltd. – CNBM European Put Wts Oct 2011 2011/10/12 2011/10/19
29814 KBC Fin Products Int’l Ltd. – Poly European Wts Oct 2011 2011/10/12 2011/10/19
28832 KBC Fin Products Int’l Ltd. – Sino Land European Wts Oct 11 2011/10/12 2011/10/19
23413 KBC Fin Products Int’l Ltd. – Zijin Mining Eu Put Wt Oct11 2011/10/12 2011/10/19
11255 Macquarie Bank Ltd. – PetroChina European Wts Oct 2011 2011/10/12 2011/10/19
19134 Merrill Lynch Int’l & Co. C.V. – Ch Mobile Eur Wt Oct 2011 A 2011/10/12 2011/10/19
11256 UBS AG – China Tel European Warrants Oct 2011 2011/10/12 2011/10/19
27676 CC Rabobank B.A. – Parkson Group European Warrants Oct 2011 2011/10/13 2011/10/20
12526 Citigroup Global Mkt H Inc. – Evergrande European Wts Oct11A 2011/10/13 2011/10/20
11166 Credit Suisse AG – CNOOC European Warrants Oct 2011 2011/10/13 2011/10/20
29674 Macquarie Bank Ltd. – Ch LongYuan European Warrants Oct 2011 2011/10/13 2011/10/20
27451 Nomura Int’l plc – C Transmission European Warrants Oct 2011 2011/10/13 2011/10/20
11243 SGA Societe Generale Acceptance N.V. – AGBK Eu Wt Oct 2011 E 2011/10/13 2011/10/20
11253 SGA Societe Generale Acceptance N.V. – Petch Eu Wt Oct 2011B 2011/10/13 2011/10/20
29551 SGA Societe Generale Acceptance N.V. -Sino Land Eu Wt Oct 11 2011/10/13 2011/10/20
11162 UBS AG – CNOOC European Warrants Oct 2011 B 2011/10/13 2011/10/20
11323 Citigroup Global Mkt H Inc. – GCL-Poly Energy Euro Wt Oct 11 2011/10/14 2011/10/21
11325 Citigroup Global Mkt H Inc. – Hutchison Euro Wts Oct 2011 B 2011/10/14 2011/10/21

Last Delisted
26461 HK Bank – Renhe Comm European Warrants Oct 2011 2011/10/14 2011/10/21
25939 HK Bank – Shimao Ppt European Warrants Oct 2011 2011/10/14 2011/10/21
28963 HK Bank – Sinopharm European Warrants Oct 2011 2011/10/14 2011/10/21
11314 J P Morgan SP BV – China Life European Warrants Oct 2011 B 2011/10/14 2011/10/21
29914 KBC Fin Products Int’l Ltd. – Ch LongYuan Euro Wts Oct 2011 2011/10/14 2011/10/21
29830 KBC Fin Products Int’l Ltd. – Ch Railway Euro Wts Oct 2011 2011/10/14 2011/10/21
11326 Macquarie Bank Ltd. – CNBM European Warrants Oct 2011 B 2011/10/14 2011/10/21
24697 CC Rabobank B.A. – Ch LongYuan European Warrants Oct 2011 2011/10/17 2011/10/24
11347 CC Rabobank B.A. – Maanshan Iron European Wts Oct 2011 2011/10/17 2011/10/24
26347 Citigroup Global Mkt H Inc. – A50 China Euro Wts Oct 2011 2011/10/17 2011/10/24
28308 Goldman Sachs SP (Asia) – China Unicom European Wts Oct11 2011/10/17 2011/10/24
23871 HK Bank – SHK Ppt European Warrants Oct 2011 2011/10/17 2011/10/24
26101 J P Morgan SP BV – A50 China European Warrants Oct 2011 2011/10/17 2011/10/24
11350 J P Morgan SP BV – China Life European Put Warrants Oct 2011 2011/10/17 2011/10/24
28018 KBC Fin Products Int’l Ltd. – Chi Res Land Euro Wts Oct 2011 2011/10/17 2011/10/24
23837 KBC Fin Products Int’l Ltd. – China Unicom Euro Wts Oct 2011 2011/10/17 2011/10/24
23777 KBC Fin Products Int’l Ltd. – SHK Ppt European Wts Oct 2011 2011/10/17 2011/10/24
11344 Macquarie Bank Ltd. – Evergrande European Warrants Oct 2011 2011/10/17 2011/10/24
28817 Macquarie Bank Ltd. – SHK Ppt European Warrants Oct 2011 B 2011/10/17 2011/10/24
26648 Merrill Lynch Int’l & Co. C.V. – A50 China Eur Wt Oct 2011 2011/10/17 2011/10/24
11336 Merrill Lynch Int’l & Co. C.V. – Ch Shenhua Eur Wts Oct 2011 2011/10/17 2011/10/24
11334 Merrill Lynch Int’l & Co. C.V. – China Railway Eu Wt Oct 11B 2011/10/17 2011/10/24
11509 RB of Scotland N.V. – China Mobile European Wts Oct 2011 C 2011/10/17 2011/10/24
11734 RB of Scotland N.V. – CNOOC European Warrants Oct 2011 A 2011/10/17 2011/10/24
12543 UBS AG – Agricultural Bank European Warrants Oct 2011 A 2011/10/17 2011/10/24
11695 UBS AG – Yanzhou Coal European Wts Oct 2011 2011/10/17 2011/10/24
20587 Barclays Bank plc – Cheung Kong European Put Warrants Oct 11 2011/10/18 2011/10/25
20576 Barclays Bank plc – Cheung Kong European Warrants Oct 2011 2011/10/18 2011/10/25
11270 BOCI Asia Ltd. – China Shenhua European Warrants Oct 2011 2011/10/18 2011/10/25
26967 BOCI Asia Ltd. – Shimao Ppt European Warrants Oct 2011 2011/10/18 2011/10/25
11262 CC Rabobank B.A. – Agricultural Bk European Warrants Oct 11 2011/10/18 2011/10/25
11246 CC Rabobank B.A. – Anhui Conch European Warrants Oct 2011 2011/10/18 2011/10/25
11263 CC Rabobank B.A. – Ch Ship Cont European Warrants Oct 2011 2011/10/18 2011/10/25
11248 CC Rabobank B.A. – CNBM European Warrants Oct 2011 B 2011/10/18 2011/10/25
11249 CC Rabobank B.A. – Evergrande European Warrants Oct 2011 2011/10/18 2011/10/25
28993 CC Rabobank B.A. – HKEx European Put Warrants Oct 2011 2011/10/18 2011/10/25
18145 CC Rabobank B.A. – HSBC European Put Warrants Oct 2011 2011/10/18 2011/10/25
26954 CC Rabobank B.A. – Sany Int’l European Warrants Oct 2011 2011/10/18 2011/10/25
11250 CC Rabobank B.A. – Wynn Macau European Warrants Oct 2011 2011/10/18 2011/10/25
11851 Citigroup Global Mkt H Inc. – BOC HK European Wts Oct 2011 2011/10/18 2011/10/25
11393 Citigroup Global Mkt H Inc. – Cathay Pacific Eur Wt Oct 11B 2011/10/18 2011/10/25
29122 Citigroup Global Mkt H Inc. – Chi Resources Euro Wts Oct 11 2011/10/18 2011/10/25
11364 Citigroup Global Mkt H Inc. – PetroChina Euro Wts Oct 2011 2011/10/18 2011/10/25
23531 Credit Suisse AG – China COSCO European Warrants Oct 2011 2011/10/18 2011/10/25
11743 Credit Suisse AG – CNOOC European Warrants Oct 2011 A 2011/10/18 2011/10/25
12811 Credit Suisse AG – CNOOC European Warrants Oct 2011 B 2011/10/18 2011/10/25
13206 Credit Suisse AG – CNOOC European Warrants Oct 2011 C 2011/10/18 2011/10/25
13157 Credit Suisse AG – EvergrandeEuropean Warrants Oct 2011 2011/10/18 2011/10/25
12575 Credit Suisse AG – Hutchison European Warrants Oct 2011 B 2011/10/18 2011/10/25
28397 Credit Suisse AG – Tencent Holdings European Wts Oct 2011 2011/10/18 2011/10/25
26330 Deutsche Bank AG – A50 China European Warrants Oct 2011 2011/10/18 2011/10/25
29569 Deutsche Bank AG – AIA European Warrants Oct 2011 2011/10/18 2011/10/25
28414 Deutsche Bank AG – Cheung Kong European Put Wts Oct 2011 B 2011/10/18 2011/10/25
24303 Deutsche Bank AG – Cheung Kong European Warrants Oct 2011 2011/10/18 2011/10/25
10101 Deutsche Bank AG – EUR/USD European Put Warrants Oct 2011 2011/10/18 2011/10/25
24403 Deutsche Bank AG – SHK Ppt European Warrants Oct 2011 2011/10/18 2011/10/25
28550 Goldman Sachs SP (Asia) – Alibaba European Warrants Oct 11B 2011/10/18 2011/10/25
27399 Goldman Sachs SP (Asia) – SHK Ppt European Warrants Oct 2011 2011/10/18 2011/10/25
29479 Goldman Sachs SP (Asia) -Tencent European Wt Oct 2011 C 2011/10/18 2011/10/25
12345 HK Bank – ICBC European Warrants Oct 2011 A 2011/10/18 2011/10/25
12305 J P Morgan Int’l Der. Ltd. – CC Bank European Wts Oct 2011 2011/10/18 2011/10/25
11267 J P Morgan SP BV – Cathay Pacific European Warrants Oct 2011 2011/10/18 2011/10/25
11343 Macquarie Bank Ltd. -GCL-Poly Energy European Wts Oct 2011 2011/10/18 2011/10/25
29508 Merrill Lynch Int’l & Co. C.V. – Ag Bk European Wts Oct 2011 2011/10/18 2011/10/25
28475 Merrill Lynch Int’l & Co. C.V. – AIA European Warrants Oct11 2011/10/18 2011/10/25
29511 Merrill Lynch Int’l & Co. C.V. – BOCL European Wts Oct 2011 2011/10/18 2011/10/25
11134 Merrill Lynch Int’l & Co. C.V. – Ch Mobile Eur Wt Oct 2011 C 2011/10/18 2011/10/25
11982 Merrill Lynch Int’l & Co. C.V. – CNOOC European Wts Oct 11A 2011/10/18 2011/10/25
23481 Merrill Lynch Int’l & Co. C.V. – HKEx Eur Put Wts Oct 2011 2011/10/18 2011/10/25
28484 Merrill Lynch Int’l & Co. C.V.-CK(H) Euro Put Warrants Oct11 2011/10/18 2011/10/25
11480 Nomura Int’l plc – China Shenhua European Warrants Oct 2011 2011/10/18 2011/10/25
25266 RB of Scotland N.V. – HKEx European Warrants Oct 2011 A 2011/10/18 2011/10/25
26571 SGA Societe Generale Acceptance N.V. – A50 Ch Eu Wt Oct 2011 2011/10/18 2011/10/25
12971 SGA Societe Generale Acceptance N.V. – AGBK Eu Wt Oct 2011 F 2011/10/18 2011/10/25
28485 SGA Societe Generale Acceptance N.V. – Alibaba Eu Wts Oct11A 2011/10/18 2011/10/25
29890 SGA Societe Generale Acceptance N.V. – Ch Mob Eu Wt Oct 11 B 2011/10/18 2011/10/25
11580 SGA Societe Generale Acceptance N.V. – CTel Eu Wt Oct 2011 2011/10/18 2011/10/25
29053 SGA Societe Generale Acceptance N.V. – HKEx Eu Wt Oct 2011 C 2011/10/18 2011/10/25
23924 SGA Societe Generale Acceptance N.V. – SHK P Eu Wt Oct 2011 2011/10/18 2011/10/25
23713 SGA Societe Generale Acceptance N.V.-ChiUnicom Eu Wts Oct 11 2011/10/18 2011/10/25
29472 SGA Societe Generale Acceptance N.V-Anhui Conch Eu Wt Oct 11 2011/10/18 2011/10/25
22891 SGA Societe Generale Acceptance N.V-Chi COSCO Euro Wt Oct 11 2011/10/18 2011/10/25
11294 SGA Societe Generale Acceptance NV-HuanengPower Eu Wt Oct 11 2011/10/18 2011/10/25
11296 Standard Chartered Bank – HSBC European Warrants Oct 2011 2011/10/18 2011/10/25
26219 UBS AG – A50 China European Warrants Oct 2011 2011/10/18 2011/10/25
28334 UBS AG – AIA European Warrants Oct 2011 2011/10/18 2011/10/25
11641 UBS AG – China Life European Warrants Oct 2011 A 2011/10/18 2011/10/25

Last Delisted
29500 UBS AG – CNOOC European Warrants Oct 2011 A 2011/10/18 2011/10/25
24458 UBS AG – HKEx European Warrants Oct 2011 A 2011/10/18 2011/10/25
11839 UBS AG – HKEx European Warrants Oct 2011 C 2011/10/18 2011/10/25
25388 UBS AG – SHK Ppt European Warrants Oct 2011 2011/10/18 2011/10/25
11179 UBS AG – Tencent Holdings European Warrants Oct 2011 B 2011/10/18 2011/10/25
25750 UBS AG – Zijin Mining European Warrants Oct 2011 2011/10/18 2011/10/25
29168 Citigroup Global Mkt H Inc. – CNOOC European Wts Oct 2011 B 2011/10/19 2011/10/26
28961 HK Bank – China Life European Put Warrants Oct 2011 2011/10/19 2011/10/26
12301 J P Morgan SP BV – HSBC European Warrants Oct 2011 A 2011/10/19 2011/10/26
29805 Standard Chartered Bank – CNOOC European Warrants Oct 2011 2011/10/19 2011/10/26
12440 CC Rabobank B.A. – Hutchison European Warrants Oct 2011 2011/10/20 2011/10/27
29323 CC Rabobank B.A. – Sino Land European Warrants Oct 2011 2011/10/20 2011/10/27
11946 CC Rabobank B.A. – Sinopharm European Warrants Oct 2011 2011/10/20 2011/10/27
25168 CC Rabobank B.A. – Weichai Power European Warrants Oct 2011A 2011/10/20 2011/10/27
28514 Citigroup Global Mkt H Inc. – CNOOC European Wts Oct 2011 A 2011/10/20 2011/10/27
11411 Citigroup Global Mkt H Inc. – HKEx European Put Wts Oct 2011 2011/10/20 2011/10/27
11389 HK Bank – China Life European Warrants Oct 2011 2011/10/20 2011/10/27
12477 HK Bank – HWL European Warrants Oct 2011 2011/10/20 2011/10/27
29660 HK Bank – Yanzhou Coal European Warrants Oct 2011 A 2011/10/20 2011/10/27
24728 J P Morgan SP BV – Ch Comm Cons European Warrants Oct 2011 2011/10/20 2011/10/27
11374 J P Morgan SP BV – Evergrande European Warrants Oct 2011 2011/10/20 2011/10/27
29874 J P Morgan SP BV – MTRC European Warrants Oct 2011 2011/10/20 2011/10/27
24550 KBC Fin Products Int’l Ltd. – Ch Comm Cons Euro Wts Oct 2011 2011/10/20 2011/10/27
29281 Macquarie Bank Ltd. – Yanzhou Coal European Wts Oct 2011 A 2011/10/20 2011/10/27
11375 Macquarie Bank Ltd.-Agricultural Bk European Warrants Oct11B 2011/10/20 2011/10/27
29248 Merrill Lynch Int’l & Co. C.V. – China Life Eu Wt Oct 2011 B 2011/10/20 2011/10/27
29425 Merrill Lynch Int’l & Co. C.V. – Tencent Euro Wts Oct 2011 B 2011/10/20 2011/10/27
29012 Nomura Int’l plc – Yanzhou Coal European Warrants Oct 2011 2011/10/20 2011/10/27
26073 RB of Scotland N.V. – Ch Comm Cons European Wts Oct 2011 2011/10/20 2011/10/27
11371 SGA Societe Generale Acceptance N.V. – CPIC Euro Wts Oct 11 2011/10/20 2011/10/27
12467 SGA Societe Generale Acceptance N.V. – HWL Eur Wt Oct 2011 A 2011/10/20 2011/10/27
11373 SGA Societe Generale Acceptance N.V. – SJM Hold Eu Wt Oct 11 2011/10/20 2011/10/27
11016 SGA Societe Generale Acceptance N.V. – Tencent Eu Wt Oct 11C 2011/10/20 2011/10/27
27202 SGA Societe Generale Acceptance N.V. -Air China Eu Wt Oct11B 2011/10/20 2011/10/27
27228 SGA Societe Generale Acceptance N.V. -Ch Mengniu Eu Wt Oct11 2011/10/20 2011/10/27
27205 SGA Societe Generale Acceptance N.V.-C Transmiss Eu Wt Oct11 2011/10/20 2011/10/27
11372 SGA Societe Generale Acceptance N.V.-Evergrande Eu Wt Oct11B 2011/10/20 2011/10/27
27211 SGA Societe Generale Acceptance N.V.-Shimao Ppt Eu Wt Oct 11 2011/10/20 2011/10/27
27675 CC Rabobank B.A. – CSR European Warrants Oct 2011 2011/10/21 2011/10/28
11433 Macquarie Bank Ltd. – Sh Petrochem European Wts Oct 2011 2011/10/21 2011/10/28
11905 Standard Chartered Bank – GCL-Poly Energy European Wts Oct11 2011/10/21 2011/10/28
29702 Barclays Bank plc – BOCL European Warrants Oct 2011 2011/10/24 2011/10/31
29701 Barclays Bank plc – Ch Comm Cons European Warrants Oct 2011 2011/10/24 2011/10/31
29988 Barclays Bank plc – China Life European Warrants Oct 2011 2011/10/24 2011/10/31
29985 Barclays Bank plc – China Telecom European Warrants Oct 2011 2011/10/24 2011/10/31
29989 Barclays Bank plc – GCL-Poly Energy European Wts Oct 2011 2011/10/24 2011/10/31
29696 Barclays Bank plc – HSI European Warrants Oct 2011 A 2011/10/24 2011/10/31
29697 Barclays Bank plc – HSI European Warrants Oct 2011 B 2011/10/24 2011/10/31
12569 BNP Paribas Arbit Issu B.V. – HSI Euro Put Wts Oct 2011 2011/10/24 2011/10/31
26564 BNP Paribas Arbit Issu B.V. – HSI European Wts Oct 2011 2011/10/24 2011/10/31
11568 BNP Paribas Arbit Issu B.V. – HSI European Wts Oct 2011 A 2011/10/24 2011/10/31
22231 BOCI Asia Ltd. – SHK Ppt European Warrants Oct 2011 2011/10/24 2011/10/31
11003 CC Rabobank B.A. – Cheung Kong European Warrants Oct 2011 2011/10/24 2011/10/31
29350 CC Rabobank B.A. – China Life European Warrants Oct 2011 2011/10/24 2011/10/31
23461 CC Rabobank B.A. – ChiUnicom European Warrants Oct 2011 2011/10/24 2011/10/31
29349 CC Rabobank B.A. – CPIC European Warrants Oct 2011 2011/10/24 2011/10/31
29211 CC Rabobank B.A. – Golden Eagle European Warrants Oct 2011 2011/10/24 2011/10/31
29816 CC Rabobank B.A. – Li & Fung European Warrants Oct 2011 B 2011/10/24 2011/10/31
29430 CC Rabobank B.A. – Li & Fung European Warrants Oct 2011A 2011/10/24 2011/10/31
26465 CC Rabobank B.A. – Shimao Ppt European Warrants Oct 2011 2011/10/24 2011/10/31
29958 CC Rabobank B.A. – Sinofert European Warrants Oct 2011 2011/10/24 2011/10/31
29571 CC Rabobank B.A. – Sinoma European Warrants Oct 2011 2011/10/24 2011/10/31
11349 CC Rabobank B.A. – Yanzhou Coal European Warrants Oct 2011 2011/10/24 2011/10/31
29840 Citigroup Global Mkt H Inc. – China Mobile Eur Wt Oct 2011 2011/10/24 2011/10/31
29841 Citigroup Global Mkt H Inc. – Esprit European Wts Oct 2011 2011/10/24 2011/10/31
11832 Citigroup Global Mkt H Inc. – HSCEI European Wts Oct 2011 2011/10/24 2011/10/31
12768 Credit Suisse AG – HSI European Put Warrants Oct 2011 2011/10/24 2011/10/31
13203 Credit Suisse AG – HSI European Warrants Oct 2011 2011/10/24 2011/10/31
12444 Credit Suisse AG – Hutchison European Warrants Oct 2011 A 2011/10/24 2011/10/31
11021 Deutsche Bank AG – HSI European Put Warrants Oct 2011 2011/10/24 2011/10/31
11017 Deutsche Bank AG – HSI European Warrants Oct 2011 2011/10/24 2011/10/31
22374 HK Bank – A50 China European Warrants Oct 2011 2011/10/24 2011/10/31
25685 HK Bank – CNOOC European Warrants Oct 2011 2011/10/24 2011/10/31
28935 HK Bank – HSI European Put Warrants Oct 2011 2011/10/24 2011/10/31
11430 HK Bank – HSI European Put Warrants Oct 2011 C 2011/10/24 2011/10/31
29928 HK Bank – HSI European Warrants Oct 2011 A 2011/10/24 2011/10/31
29929 HK Bank – HSI European Warrants Oct 2011 B 2011/10/24 2011/10/31
11431 HK Bank – HSI European Warrants Oct 2011 D 2011/10/24 2011/10/31
11432 HK Bank – HSI European Warrants Oct 2011 E 2011/10/24 2011/10/31
29655 HK Bank – Jiangxi Copper European Warrants Oct 2011 2011/10/24 2011/10/31
11009 HK Bank – Yanzhou Coal European Warrants Oct 2011 B 2011/10/24 2011/10/31
29592 J P Morgan SP BV – Ch Oilfield Euro Wts Oct 2011 2011/10/24 2011/10/31
11316 J P Morgan SP BV – Li & Fung European Warrants Oct 2011 2011/10/24 2011/10/31
26113 J P Morgan SP BV – Ping An European Warrants Oct 2011 2011/10/24 2011/10/31
27703 J P Morgan SP BV – Shimao Property European Wts Oct 2011 2011/10/24 2011/10/31
27903 KBC Fin Products Int’l Ltd. – China Agri Euro Put Wts Oct11 2011/10/24 2011/10/31
11845 KBC Fin Products Int’l Ltd. – HSI Euro Put Wts Oct 2011 2011/10/24 2011/10/31

Last Delisted
12459 KBC Fin Products Int’l Ltd. – HSI Euro Put Wts Oct 2011 A 2011/10/24 2011/10/31
12460 KBC Fin Products Int’l Ltd. – HSI European Wts Oct 2011 2011/10/24 2011/10/31
29277 Macquarie Bank Ltd. – Ch Southern Air European Wts Oct 2011 2011/10/24 2011/10/31
27479 Macquarie Bank Ltd. – Chi Res Land European Wts Oct 2011 2011/10/24 2011/10/31
29703 Macquarie Bank Ltd. – HSCEI European Warrants Oct 2011 2011/10/24 2011/10/31
29982 Macquarie Bank Ltd. – R&F Ppt European Warrants Oct 2011 2011/10/24 2011/10/31
23688 Macquarie Bank Ltd. – SHK Ppt European Warrants Oct 2011 A 2011/10/24 2011/10/31
25359 Macquarie Bank Ltd. – SJM Holdings European Warrants Oct 11 2011/10/24 2011/10/31
11257 Macquarie Bank Ltd. – Yanzhou Coal European Wts Oct 2011 B 2011/10/24 2011/10/31
29966 Macquarie Bank Ltd. – Yurun Food European Warrants Oct 2011 2011/10/24 2011/10/31
29965 Macquarie Bank Ltd.-Agricultural Bk European Warrants Oct11A 2011/10/24 2011/10/31
11337 Merrill Lynch Int’l & Co. C.V. – CNOOC European Wts Oct 2011 2011/10/24 2011/10/31
11384 Merrill Lynch Int’l & Co. C.V. – HSCEI Euro Put Wts Oct 2011 2011/10/24 2011/10/31
11918 Merrill Lynch Int’l & Co. C.V. – HSCEI European Wts Oct 2011 2011/10/24 2011/10/31
29572 Merrill Lynch Int’l & Co. C.V. – HSI Euro Put Wts Oct 2011 D 2011/10/24 2011/10/31
29573 Merrill Lynch Int’l & Co. C.V. – HSI Euro Put Wts Oct 2011 E 2011/10/24 2011/10/31
29574 Merrill Lynch Int’l & Co. C.V. – HSI Euro Put Wts Oct 2011 F 2011/10/24 2011/10/31
12729 Merrill Lynch Int’l & Co. C.V. – HSI Euro Put Wts Oct 2011 G 2011/10/24 2011/10/31
29552 Merrill Lynch Int’l & Co. C.V. – HSI European Wts Oct 2011 A 2011/10/24 2011/10/31
29557 Merrill Lynch Int’l & Co. C.V. – HSI European Wts Oct 2011 B 2011/10/24 2011/10/31
29568 Merrill Lynch Int’l & Co. C.V. – HSI European Wts Oct 2011 C 2011/10/24 2011/10/31
12711 Nomura Int’l plc – HSI European Put Warrants Oct 2011 2011/10/24 2011/10/31
12705 Nomura Int’l plc – HSI European Warrants Oct 2011 2011/10/24 2011/10/31
12706 Nomura Int’l plc – HSI European Warrants Oct 2011 A 2011/10/24 2011/10/31
11978 RB of Scotland N.V. – HSI European Put Warrants Oct 2011 2011/10/24 2011/10/31
12350 SGA Societe Generale Acceptance N.V. – HSCEI Eu Wt Oct 2011 2011/10/24 2011/10/31
11101 SGA Societe Generale Acceptance N.V. – HSI Eu Put Wt Oct 11D 2011/10/24 2011/10/31
11184 SGA Societe Generale Acceptance N.V. – HSI Eu Put Wt Oct 11F 2011/10/24 2011/10/31
29899 SGA Societe Generale Acceptance N.V. – HSI Eu Put Wt Oct11C 2011/10/24 2011/10/31
29896 SGA Societe Generale Acceptance N.V. – HSI Eur Wt Oct 2011 A 2011/10/24 2011/10/31
29897 SGA Societe Generale Acceptance N.V. – HSI Eur Wt Oct 2011 B 2011/10/24 2011/10/31
11180 SGA Societe Generale Acceptance N.V. – HSI Eur Wt Oct 2011 E 2011/10/24 2011/10/31
11099 SGA Societe Generale Acceptance N.V. -HSCEI Eu Put Wt Oct 11 2011/10/24 2011/10/31
26217 Standard Chartered Bank – A50 China European Warrants Oct 11 2011/10/24 2011/10/31
11281 Standard Chartered Bank – Agricultural Bk European Wts Oct11 2011/10/24 2011/10/31
29167 Standard Chartered Bank – China Mobile Euro Wts Oct 2011 B 2011/10/24 2011/10/31
11862 UBS AG – AIA European Put Warrants Oct 2011 2011/10/24 2011/10/31
12452 UBS AG – HSI European Put Warrants Oct 2011 2011/10/24 2011/10/31
12773 UBS AG – HSI European Put Warrants Oct 2011 A 2011/10/24 2011/10/31
12944 UBS AG – HSI European Put Warrants Oct 2011 C 2011/10/24 2011/10/31
12953 UBS AG – HSI European Put Warrants Oct 2011 D 2011/10/24 2011/10/31
12983 UBS AG – HSI European Put Warrants Oct 2011 E 2011/10/24 2011/10/31
11310 UBS AG – HSI European Warrants Oct 2011 2011/10/24 2011/10/31
12943 UBS AG – HSI European Warrants Oct 2011 B 2011/10/24 2011/10/31
13139 UBS AG – HSI European Warrants Oct 2011 F 2011/10/24 2011/10/31
27887 Barclays Bank plc – AIA European Warrants Oct 2011 2011/10/25 2011/11/01
29303 Barclays Bank plc – China Shenhua European Warrants Oct 2011 2011/10/25 2011/11/01
26901 Barclays Bank plc – Hutchison European Put Warrants Oct 2011 2011/10/25 2011/11/01
29302 Barclays Bank plc – Jiangxi Copper European Warrants Oct 11 2011/10/25 2011/11/01
24909 Barclays Bank plc – Shimao Ppt European Warrants Oct 2011 2011/10/25 2011/11/01
12443 BNP Paribas Arbit Issu B.V. – PetroCh Euro Wts Oct 2011 2011/10/25 2011/11/01
28803 BNP Paribas Arbit Issu B.V. -Alibaba European Wts Oct11B 2011/10/25 2011/11/01
11269 BOCI Asia Ltd. – Agricultural Bk European Warrants Oct 2011 2011/10/25 2011/11/01
24367 BOCI Asia Ltd. – Cheung Kong European Warrants Oct 2011 2011/10/25 2011/11/01
29478 BOCI Asia Ltd. – CNBM European Warrants Oct 2011 2011/10/25 2011/11/01
11491 BOCI Asia Ltd. – Geely Auto European Warrants Oct 2011 2011/10/25 2011/11/01
11492 BOCI Asia Ltd. – Lenovo European Warrants Oct 2011 2011/10/25 2011/11/01
11424 BOCI Asia Ltd. – Li & Fung European Warrants Oct 2011 2011/10/25 2011/11/01
28178 BOCI Asia Ltd. – MTRC European Warrants Oct 2011 2011/10/25 2011/11/01
17402 CC Rabobank B.A. – CC Bank European Put Warrants Oct 2011 2011/10/25 2011/11/01
11497 CC Rabobank B.A. – CC Bank European Warrants Oct 2011 2011/10/25 2011/11/01
11645 CC Rabobank B.A. – CC Bank European Warrants Oct 2011 2011/10/25 2011/11/01
11461 CC Rabobank B.A. – Ch Southern Air European Warrants Oct 11 2011/10/25 2011/11/01
11761 CC Rabobank B.A. – China Oilfield European Warrants Oct 2011 2011/10/25 2011/11/01
11457 CC Rabobank B.A. – Dongfeng Motor European Warrants Oct 2011 2011/10/25 2011/11/01
11496 CC Rabobank B.A. – Galaxy Ent European Warrants Oct 2011 2011/10/25 2011/11/01
11460 CC Rabobank B.A. – ZTE European Warrants Oct 2011 2011/10/25 2011/11/01
11415 Citigroup Global Mkt H Inc. – Agricultural Bk Eu Wt Oct 2011 2011/10/25 2011/11/01
11414 Citigroup Global Mkt H Inc. – BYD European Warrants Oct 2011 2011/10/25 2011/11/01
11395 Citigroup Global Mkt H Inc. – CC Bank European Wts Oct 2011 2011/10/25 2011/11/01
11499 Citigroup Global Mkt H Inc. – Ch Railway Cons Eu Wts Oct 11 2011/10/25 2011/11/01
26341 Citigroup Global Mkt H Inc. – China Agri European Wts Oct 11 2011/10/25 2011/11/01
11412 Citigroup Global Mkt H Inc. – China Shenhua Eur Wts Oct 11A 2011/10/25 2011/11/01
11396 Citigroup Global Mkt H Inc. – China Shenhua Eur Wts Oct 2011 2011/10/25 2011/11/01
11417 Citigroup Global Mkt H Inc. – CPIC European Warrants Oct 11 2011/10/25 2011/11/01
11416 Citigroup Global Mkt H Inc. – ICBC European Wts Oct 2011 2011/10/25 2011/11/01
11441 Citigroup Global Mkt H Inc. – Jiangxi Copper Euro Wts Oct 11 2011/10/25 2011/11/01
11498 Citigroup Global Mkt H Inc. – Li & Fung European Wts Oct 11 2011/10/25 2011/11/01
27482 Citigroup Global Mkt H Inc. – MTRC European Wts Oct 2011 2011/10/25 2011/11/01
11442 Citigroup Global Mkt H Inc. – Ping An Euro Wts Oct 2011 2011/10/25 2011/11/01
11500 Citigroup Global Mkt H Inc. – Zijin Mining Euro Wts Oct 2011 2011/10/25 2011/11/01
11823 Credit Suisse AG – AIA European Put Warrants Oct 2011 2011/10/25 2011/11/01
19427 Credit Suisse AG – China Mobile European Warrants Oct 2011 A 2011/10/25 2011/11/01
13207 Credit Suisse AG – CNOOC European Warrants Oct 2011 D 2011/10/25 2011/11/01
12509 Credit Suisse AG – Tencent Holdings European Wts Oct 2011 A 2011/10/25 2011/11/01
26115 Deutsche Bank AG – Ch Comm Cons European Warrants Oct 2011 2011/10/25 2011/11/01
25743 Deutsche Bank AG – CNOOC European Warrants Oct 2011 B 2011/10/25 2011/11/01

Last Delisted
25553 Deutsche Bank AG – HKEx European Warrants Oct 2011 A 2011/10/25 2011/11/01
26752 Deutsche Bank AG – PICC P&C European Warrants Oct 2011 2011/10/25 2011/11/01
26053 Deutsche Bank AG – Ping An European Warrants Oct 2011 2011/10/25 2011/11/01
29907 Goldman Sachs SP (Asia) – Agri Bk European Wts Oct 2011 2011/10/25 2011/11/01
29031 Goldman Sachs SP (Asia) – BYD European Warrants Oct 2011 2011/10/25 2011/11/01
29909 Goldman Sachs SP (Asia) – China Shenhua Euro Wts Oct 2011 2011/10/25 2011/11/01
25628 Goldman Sachs SP (Asia) – CNOOC European Warrants Oct 2011 2011/10/25 2011/11/01
27323 Goldman Sachs SP (Asia) -Alibaba European Warrants Oct 2011A 2011/10/25 2011/11/01
25276 Goldman Sachs SP (Asia) -Tencent Holdings European Wt Oct11A 2011/10/25 2011/11/01
28433 Goldman Sachs SP (Asia) -Tencent Holdings European Wt Oct11B 2011/10/25 2011/11/01
29328 HK Bank – CNBM European Warrants Oct 2011 2011/10/25 2011/11/01
11485 J P Morgan SP BV – BEA European Warrants Oct 2011 2011/10/25 2011/11/01
11488 J P Morgan SP BV – Ch Southern Air European Wts Oct 2011 2011/10/25 2011/11/01
11315 J P Morgan SP BV – CNBM European Warrants Oct 2011 2011/10/25 2011/11/01
11896 J P Morgan SP BV – Dongfeng Motor European Warrants Oct 2011 2011/10/25 2011/11/01
11487 J P Morgan SP BV – Henderson Land Dev European Wts Oct 2011 2011/10/25 2011/11/01
11486 J P Morgan SP BV – Ping An European Warrants Oct 2011 A 2011/10/25 2011/11/01
12957 J P Morgan SP BV – Sinopec Corp European Warrants Oct 2011 A 2011/10/25 2011/11/01
28956 J P Morgan SP BV – Yanzhou Coal European Warrants Oct 2011 A 2011/10/25 2011/11/01
28107 KBC Fin Products Int’l Ltd. – CK(H) Euro Put Wts Oct 2011 2011/10/25 2011/11/01
13293 KBC Fin Products Int’l Ltd. – PetroChina Euro Wts Oct 2011 2011/10/25 2011/11/01
29977 Macquarie Bank Ltd. – BBMG European Warrants Oct 2011 2011/10/25 2011/11/01
29978 Macquarie Bank Ltd. – Cathay Pacific European Wts Oct 2011 2011/10/25 2011/11/01
29676 Macquarie Bank Ltd. – CNBM European Warrants Oct 2011 A 2011/10/25 2011/11/01
29786 Macquarie Bank Ltd. – Geely Auto European Warrants Oct 2011 2011/10/25 2011/11/01
29806 Macquarie Bank Ltd. – Li & Fung European Warrants Oct 2011 2011/10/25 2011/11/01
29279 Macquarie Bank Ltd. – Li Ning European Warrants Oct 2011 2011/10/25 2011/11/01
19135 Merrill Lynch Int’l & Co. C.V. – Ch Mobile Eur Wt Oct 2011 B 2011/10/25 2011/11/01
23478 Merrill Lynch Int’l & Co. C.V. – HKEx Euro Wts Oct 2011 2011/10/25 2011/11/01
23619 Merrill Lynch Int’l & Co. C.V. – ICBC European Put Wts Oct11 2011/10/25 2011/11/01
11631 Nomura Int’l plc – BYD European Warrants Oct 2011 2011/10/25 2011/11/01
11477 Nomura Int’l plc – CC Bank European Warrants Oct 2011 2011/10/25 2011/11/01
29537 Nomura Int’l plc – Ch East Air European Warrants Oct 2011 2011/10/25 2011/11/01
22147 Nomura Int’l plc – Cheung Kong European Warrants Oct 2011 2011/10/25 2011/11/01
11483 Nomura Int’l plc – China Life European Warrants Oct 2011 2011/10/25 2011/11/01
11469 Nomura Int’l plc – China Telecom European Warrants Oct 2011 2011/10/25 2011/11/01
29751 Nomura Int’l plc – CNOOC European Warrants Oct 2011 2011/10/25 2011/11/01
28340 Nomura Int’l plc – HK Gas European Warrants Oct 2011 2011/10/25 2011/11/01
29534 Nomura Int’l plc – JIANC European Warrants Oct 2011 2011/10/25 2011/11/01
23284 Nomura Int’l plc – SHK P European Warrants Oct 2011 A 2011/10/25 2011/11/01
25676 Nomura Int’l plc – SHK P European Warrants Oct 2011 B 2011/10/25 2011/11/01
11769 Nomura Int’l plc – Sinopharm European Warrants Oct 2011 2011/10/25 2011/11/01
11647 RB of Scotland N.V. – China Life European Wts Oct 2011 A 2011/10/25 2011/11/01
29680 SGA Societe Generale Acceptance N.V. – Alibaba Eu Wt Oct 11B 2011/10/25 2011/11/01
29682 SGA Societe Generale Acceptance N.V. – CMB Euro Wts Oct 2011 2011/10/25 2011/11/01
29684 SGA Societe Generale Acceptance N.V. – Dongfeng Eu Wt Oct 11 2011/10/25 2011/11/01
11028 SGA Societe Generale Acceptance N.V. – GCL-Poly Eu Wt Oct11B 2011/10/25 2011/11/01
11405 SGA Societe Generale Acceptance N.V. – HLand Eur Wt Oct 11A 2011/10/25 2011/11/01
11995 SGA Societe Generale Acceptance N.V. – ICBC Eu Wt Oct 2011 C 2011/10/25 2011/11/01
11404 SGA Societe Generale Acceptance N.V.-Geely Auto Eu Wt Oct11 2011/10/25 2011/11/01
11406 SGA Societe Generale Acceptance NV-Maanshan Iron Eu Wt Oct11 2011/10/25 2011/11/01
11403 SGA Societe Generale Acceptance NV-Minsheng Bk Eu Wt Oct 11 2011/10/25 2011/11/01
11274 Standard Chartered Bank – China Shenhua Euro Wts Oct 2011 2011/10/25 2011/11/01
11303 Standard Chartered Bank – CTel European Warrants Oct 2011 2011/10/25 2011/11/01
25468 Standard Chartered Bank – HKEx European Warrants Oct 2011 A 2011/10/25 2011/11/01
28047 Standard Chartered Bank – Hutchison European Wts Oct 2011 A 2011/10/25 2011/11/01
11319 UBS AG – China Shenhua European Warrants Oct 2011 2011/10/25 2011/11/01
11436 UBS AG – CNOOC European Warrants Oct 2011 C 2011/10/25 2011/11/01
11840 UBS AG – CNOOC European Warrants Oct 2011 D 2011/10/25 2011/11/01
25099 UBS AG – HKEx European Warrants Oct 2011 B 2011/10/25 2011/11/01
12619 UBS AG – Tencent Holdings European Warrants Oct 2011 D 2011/10/25 2011/11/01
26690 BNP Paribas Arbit Issu B.V. – BOCHK European Warrants Nov 11 2011/10/26 2011/11/02
26181 BNP Paribas Arbit Issu B.V. – C Transmission Euro Wts Nov11 2011/10/26 2011/11/02
25495 BNP Paribas Arbit Issu B.V. – CNOOC European Wts Nov 2011 A 2011/10/26 2011/11/02
26691 BNP Paribas Arbit Issu B.V. – CNOOC European Wts Nov 2011 B 2011/10/26 2011/11/02
22264 Citigroup Global Mkt H Inc. – ICBC Euro Put Wts Nov 2011 2011/10/26 2011/11/02
12535 KBC Fin Products Int’l Ltd. – Agricultural Bk Eu Wt Nov 2011 2011/10/26 2011/11/02
11068 KBC Fin Products Int’l Ltd. – Ch Overseas Euro Wts Nov 2011 2011/10/26 2011/11/02
11355 KBC Fin Products Int’l Ltd. – Cheung Kong Eur Wts Nov 2011 B 2011/10/26 2011/11/02
29375 KBC Fin Products Int’l Ltd. – CITIC Bank Eur Put Wt Nov 2011 2011/10/26 2011/11/02
29454 KBC Fin Products Int’l Ltd. – CITIC Pac Euro Put Wts Nov11 2011/10/26 2011/11/02
12990 Merrill Lynch Int’l & Co. C.V. – Ch Mobile Eur Wt Nov 2011 2011/10/26 2011/11/02
11335 Merrill Lynch Int’l & Co. C.V. – China Railway Eu Wt Nov 11 2011/10/26 2011/11/02
11381 Merrill Lynch Int’l & Co. C.V. – HKEx Eur Put Wts Nov 2011 2011/10/26 2011/11/02
25204 Merrill Lynch Int’l & Co. C.V. – HKEx Euro Wts Nov 2011 A 2011/10/26 2011/11/02
28617 Standard Chartered Bank – Alibaba European Warrants Nov 2011 2011/10/26 2011/11/02
11041 Standard Chartered Bank – BOCL European Warrants Nov 2011 2011/10/26 2011/11/02
28045 Standard Chartered Bank – CC Bank European Warrants Nov 2011 2011/10/26 2011/11/02
11051 Standard Chartered Bank – China Coal European Warrants Nov11 2011/10/26 2011/11/02
11052 Standard Chartered Bank – China Life Euro Put Wts Nov 2011 2011/10/26 2011/11/02
11224 Standard Chartered Bank – China Overseas European Wt Nov11 2011/10/26 2011/11/02
11223 Standard Chartered Bank – CM Bank European Warrants Nov 2011 2011/10/26 2011/11/02
11043 Standard Chartered Bank – HSBC European Warrants Nov 2011 A 2011/10/26 2011/11/02
11301 Standard Chartered Bank – Jiangxi Copper Euro Wts Nov 2011 2011/10/26 2011/11/02
11300 Standard Chartered Bank – MTRC European Warrants Nov 2011 2011/10/26 2011/11/02
11053 Standard Chartered Bank -YZ Coal European Warrants Nov 2011 2011/10/26 2011/11/02
27585 BNP Paribas Arbit Issu B.V. – A50 China Euro Wts Nov 2011 2011/10/27 2011/11/03

Last Delisted
27578 BNP Paribas Arbit Issu B.V. – Anta Sports European Wts Nov11 2011/10/27 2011/11/03
29969 BNP Paribas Arbit Issu B.V. – BYD European Warrants Nov 2011 2011/10/27 2011/11/03
27654 BNP Paribas Arbit Issu B.V. – Cathay Pacific Euro Wts Nov11 2011/10/27 2011/11/03
29485 BNP Paribas Arbit Issu B.V. – CE Air European Wts Nov 2011 2011/10/27 2011/11/03
19871 BNP Paribas Arbit Issu B.V. – Ch Comm Cons Eur Wt Nov 2011 2011/10/27 2011/11/03
28856 BNP Paribas Arbit Issu B.V. – China Life Euro Wts Nov 2011 2011/10/27 2011/11/03
29119 BNP Paribas Arbit Issu B.V. – China Overseas Euro Wts Nov 11 2011/10/27 2011/11/03
11199 BNP Paribas Arbit Issu B.V. – CNBM European Wts Nov 2011 2011/10/27 2011/11/03
11602 BNP Paribas Arbit Issu B.V. – CNOOC European Wts Nov 2011 C 2011/10/27 2011/11/03
29601 BNP Paribas Arbit Issu B.V. – GCL-Poly Euro Wts Nov 2011 2011/10/27 2011/11/03
25176 BNP Paribas Arbit Issu B.V. – Hutchison European Wt Nov2011A 2011/10/27 2011/11/03
27656 BNP Paribas Arbit Issu B.V. – Hutchison European Wts Nov 11B 2011/10/27 2011/11/03
27913 BNP Paribas Arbit Issu B.V. – Sino Land European Wts Nov11 2011/10/27 2011/11/03
29092 BNP Paribas Arbit Issu B.V. – Sino-Ocean Land Euro Wts Nov11 2011/10/27 2011/11/03
11735 BNP Paribas Arbit Issu B.V. – Sinopec Corp Euro Wts Nov 2011 2011/10/27 2011/11/03
11201 BNP Paribas Arbit Issu B.V. – Yanzhou Coal Eur Wt Nov 2011 B 2011/10/27 2011/11/03
28183 BNP Paribas Arbit Issu B.V. – Yanzhou Coal Euro Wt Nov 2011A 2011/10/27 2011/11/03
27768 BNP Paribas Arbit Issu B.V. -MTRC European Warrants Nov 2011 2011/10/27 2011/11/03
29061 BNP Paribas Arbit Issu B.V-BankComm European Warrants Nov 11 2011/10/27 2011/11/03
28175 BOCI Asia Ltd. – Anta Sports European Warrants Nov 2011 2011/10/27 2011/11/03
11410 Citigroup Global Mkt H Inc. – HKEx European Wts Nov 2011 2011/10/27 2011/11/03
12420 KBC Fin Products Int’l Ltd. – CC Bank Euro Wts Nov 2011 2011/10/27 2011/11/03
26982 KBC Fin Products Int’l Ltd. – Cheung Kong Eur Wts Nov 2011 A 2011/10/27 2011/11/03
11275 Macquarie Bank Ltd. – AIA European Put Warrants Nov 2011 2011/10/27 2011/11/03
29273 Macquarie Bank Ltd. – Bank of EA European Warrants Nov 2011 2011/10/27 2011/11/03
11505 Macquarie Bank Ltd. – CC Bank European Put Warrants Nov 2011 2011/10/27 2011/11/03
11504 Macquarie Bank Ltd. – CC Bank European Warrants Nov 2011 2011/10/27 2011/11/03
26597 Macquarie Bank Ltd. – China Overseas European Wts Nov 2011 2011/10/27 2011/11/03
29206 Macquarie Bank Ltd. – CM Bank European Put Warrants Nov 2011 2011/10/27 2011/11/03
11291 Macquarie Bank Ltd. – CRCC European Warrants Nov 2011 2011/10/27 2011/11/03
29118 Macquarie Bank Ltd. – HKEx European Put Warrants Nov 2011 2011/10/27 2011/11/03
11290 Macquarie Bank Ltd. – Huaneng Power European Wts Nov 2011 2011/10/27 2011/11/03
28821 Macquarie Bank Ltd. – MTRC European Warrants Nov 2011 2011/10/27 2011/11/03
26286 Macquarie Bank Ltd. – PICC P&C European Warrants Nov 2011 2011/10/27 2011/11/03
25944 Macquarie Bank Ltd. – Ping An European Warrants Nov 2011 2011/10/27 2011/11/03
11277 Macquarie Bank Ltd. – Shui On Land European Warrants Nov 11 2011/10/27 2011/11/03
11278 Macquarie Bank Ltd. – Sinopharm European Warrants Nov 2011 2011/10/27 2011/11/03
28369 Macquarie Bank Ltd. – Tencent European Warrants Nov 2011 A 2011/10/27 2011/11/03
28436 Macquarie Bank Ltd. – Tencent European Warrants Nov 2011 B 2011/10/27 2011/11/03
29357 Macquarie Bank Ltd. – Tencent European Warrants Nov 2011 C 2011/10/27 2011/11/03
11289 Macquarie Bank Ltd. -Want Want China European Warrants Nov11 2011/10/27 2011/11/03
25262 SGA Societe Generale Acceptance N.V. – HKEx Eu Wt Nov 2011 A 2011/10/27 2011/11/03
11205 SGA Societe Generale Acceptance N.V. – HKEx Eu Wt Nov 2011 C 2011/10/27 2011/11/03
11096 SGA Societe Generale Acceptance N.V. -Yurun Food Eu Wt Nov11 2011/10/27 2011/11/03
24999 SGA Societe Generale Acceptance N.V-Nine Dragons Eu Wt Nov11 2011/10/27 2011/11/03
19038 BNP Paribas Arbit Issu B.V. – ICBC European Put Wts Nov11 2011/10/28 2011/11/04
11434 Macquarie Bank Ltd. – Avichina European Warrants Nov 2011 2011/10/28 2011/11/04
23685 Macquarie Bank Ltd. – HK Gas European Warrants Nov 2011 2011/10/28 2011/11/04
24747 Macquarie Bank Ltd. – Nine Dragons European Wts Nov 2011 2011/10/28 2011/11/04
28395 BNP Paribas Arbit Issu B.V. – Cheung Kong Euro Put Wts Nov11 2011/10/31 2011/11/07
24086 BNP Paribas Arbit Issu B.V. – Jiangxi Copper Eu Wts Nov 2011 2011/10/31 2011/11/07
19454 BNP Paribas Arbit Issu B.V. – Ping An European Wts Nov 2011 2011/10/31 2011/11/07
25918 BOCI Asia Ltd. – Ping An European Warrants Nov 2011 2011/10/31 2011/11/07
18235 CC Rabobank B.A. – Ch Mobile European Warrants Nov 2011 2011/10/31 2011/11/07
28496 CC Rabobank B.A. – SJM Holdings European Warrants Nov 2011 2011/10/31 2011/11/07
13577 Credit Suisse AG – Agricultural Bank European Wts Nov 2011 2011/10/31 2011/11/07
29161 Deutsche Bank AG – A50 China European Warrants Nov 2011 2011/10/31 2011/11/07
27124 Goldman Sachs SP (Asia) – A50 China European Wts Nov 2011 2011/10/31 2011/11/07
26557 KBC Fin Products Int’l Ltd. – CK(H) Euro Put Wts Nov 2011 2011/10/31 2011/11/07
11549 KBC Fin Products Int’l Ltd. -AIA European Put Warrants Nov11 2011/10/31 2011/11/07
28185 Macquarie Bank Ltd. – BOCHK European Warrants Nov 2011 2011/10/31 2011/11/07
26581 Macquarie Bank Ltd. – Cheung Kong European Put Wts Nov 2011 2011/10/31 2011/11/07
11546 Macquarie Bank Ltd. – Wynn Macau European Warrants Nov 2011 2011/10/31 2011/11/07
28607 Merrill Lynch Int’l & Co. C.V. – A50 China Eur Wt Nov 2011 2011/10/31 2011/11/07
24708 Nomura Int’l plc – A50 China European Warrants Nov 2011 2011/10/31 2011/11/07
29069 RB of Scotland N.V. – A50 China European Warrants Nov 2011 2011/10/31 2011/11/07
29060 Standard Chartered Bank-China Life European Wts Nov 2011 2011/10/31 2011/11/07
11624 UBS AG – A50 China European Warrants Nov 2011 A 2011/10/31 2011/11/07
24915 Barclays Bank plc – A50 China European Warrants Nov 2011 A 2011/11/01 2011/11/08
24850 Barclays Bank plc – Ping An European Put Warrants Nov 2011 2011/11/01 2011/11/08
29930 BNP Paribas Arbit Issu B.V. – Ch Mobile Euro Wts Nov 2011 2011/11/01 2011/11/08
28377 BNP Paribas Arbit Issu B.V. – Tencent Holdings Eu Wts Nov 11 2011/11/01 2011/11/08
28553 BOCI Asia Ltd. – Chi COSCO European Warrants Nov 2011 2011/11/01 2011/11/08
28039 BOCI Asia Ltd. – Dongfeng Motor European Warrants Nov 2011 2011/11/01 2011/11/08
26282 BOCI Asia Ltd. – HKEx European Warrants Nov 2011 2011/11/01 2011/11/08
27377 CC Rabobank B.A. – BBMG European Warrants Nov 2011 2011/11/01 2011/11/08
11723 CC Rabobank B.A. – Tencent Holdings European Put Wts Nov 11A 2011/11/01 2011/11/08
24983 Credit Suisse AG – A50 China European Warrants Nov 2011 A 2011/11/01 2011/11/08
12713 Credit Suisse AG – Lenovo European Warrants Nov 2011 2011/11/01 2011/11/08
22348 Credit Suisse AG – Ping An European Warrants Nov 2011 B 2011/11/01 2011/11/08
12607 Credit Suisse AG – Tencent Holdings Euro Put Wts Nov 2011 2011/11/01 2011/11/08
28327 Deutsche Bank AG – Cheung Kong European Put Wts Nov 2011 2011/11/01 2011/11/08
24388 Deutsche Bank AG – China Cosco European Warrants Nov 2011 2011/11/01 2011/11/08
25260 Deutsche Bank AG – HKEx European Warrants Nov 2011 2011/11/01 2011/11/08
29072 Goldman Sachs SP (Asia) – Ch Comm Cons European Wts Nov 2011 2011/11/01 2011/11/08
29520 Goldman Sachs SP (Asia) – Ch Oilfield European Wts Nov 2011 2011/11/01 2011/11/08
24883 J P Morgan SP BV – Ping An European Put Warrants Nov 2011 2011/11/01 2011/11/08

Last Delisted
13498 KBC Fin Products Int’l Ltd. – Ch Mobile Euro Wt Nov 2011 B 2011/11/01 2011/11/08
11561 Macquarie Bank Ltd. – CQRC Bank European Warrants Nov 2011 2011/11/01 2011/11/08
11559 Macquarie Bank Ltd. – Hutchison European Put Wts Nov 2011 2011/11/01 2011/11/08
24690 Macquarie Bank Ltd. – Parkson Group European Warrants Nov 11 2011/11/01 2011/11/08
11560 Macquarie Bank Ltd. – Zoomlion European Warrants Nov 2011 2011/11/01 2011/11/08
11453 Merrill Lynch Int’l & Co. C.V. – A50 China Eur Wt Nov 2011 A 2011/11/01 2011/11/08
11539 Merrill Lynch Int’l & Co. C.V. – CM Bank Euro Put Wts Nov11 2011/11/01 2011/11/08
11591 Merrill Lynch Int’l & Co. C.V. – Zijin Mining Eu Wt Nov 2011 2011/11/01 2011/11/08
29422 RB of Scotland N.V. – Tencent European Put Warrants Nov 2011 2011/11/01 2011/11/08
11596 SGA Societe Generale Acceptance N.V. – A50 Ch Eu Wt Nov 11A 2011/11/01 2011/11/08
29628 SGA Societe Generale Acceptance N.V. – CK(H) Eu Put Wt Nov11 2011/11/01 2011/11/08
11544 SGA Societe Generale Acceptance N.V. – CP&CC Eur Wt Nov 11A 2011/11/01 2011/11/08
11543 SGA Societe Generale Acceptance N.V. – CP&CC Eur Wt Nov 2011 2011/11/01 2011/11/08
11577 SGA Societe Generale Acceptance N.V. – HSBC Eu Wt Nov 2011 A 2011/11/01 2011/11/08
11696 SGA Societe Generale Acceptance N.V. – HWL Eur Wt Nov 2011 2011/11/01 2011/11/08
11540 SGA Societe Generale Acceptance N.V. – JIANC Eu Wts Nov 2011 2011/11/01 2011/11/08
12620 UBS AG – Tencent Holdings European Put Warrants Nov 2011 A 2011/11/01 2011/11/08
25065 HK Bank – HKEx European Warrants Nov 2011 A 2011/11/02 2011/11/09
29365 KBC Fin Products Int’l Ltd. – CITIC Bank Euro Wts Nov 2011 2011/11/02 2011/11/09
11791 KBC Fin Products Int’l Ltd. – HKEx European Put Wts Nov 2011 2011/11/02 2011/11/09
12484 Merrill Lynch Int’l & Co. C.V. – Hutchison Euro Wts Nov 11A 2011/11/02 2011/11/09
11715 Merrill Lynch Int’l & Co. C.V. – MTRC European Wts Nov 2011 2011/11/02 2011/11/09
13151 RB of Scotland N.V. – HWL European Warrants Nov 2011 2011/11/02 2011/11/09
11562 UBS AG – AIA European Warrants Nov 2011 A 2011/11/02 2011/11/09
11525 UBS AG – CPIC European Warrants Nov 2011 2011/11/02 2011/11/09
11598 UBS AG – Hutchison European Warrants Nov 2011 2011/11/02 2011/11/09
12450 UBS AG – Hutchison European Warrants Nov 2011 A 2011/11/02 2011/11/09
25497 BNP Paribas Arbit Issu B.V. – HKEx European Wts Nov 2011 2011/11/03 2011/11/10
12439 CC Rabobank B.A. – HSBC European Warrants Nov 2011 2011/11/03 2011/11/10
12590 Macquarie Bank Ltd. – BJ Ent Water European Warrants Nov 11 2011/11/03 2011/11/10
12912 Merrill Lynch Int’l & Co. C.V. – Hutchison Euro Wt Nov 2011B 2011/11/03 2011/11/10
29005 Nomura Int’l plc – Sino Land European Warrants Nov 2011 2011/11/03 2011/11/10
26586 SGA Societe Generale Acceptance N.V-Chi COSCO Euro Wt Nov 11 2011/11/03 2011/11/10
13676 Standard Chartered Bank – China Mobile Euro Wts Nov 2011 A 2011/11/03 2011/11/10
12835 Barclays Bank plc – Hutchison European Warrants Nov 2011 2011/11/04 2011/11/11
11356 KBC Fin Products Int’l Ltd. – CR Cement Euro Wts Nov 2011 2011/11/04 2011/11/11
11072 KBC Fin Products Int’l Ltd.-MTRC European Put Warrants Nov11 2011/11/04 2011/11/11
24015 CC Rabobank B.A. – A50 China European Warrants Nov 2011 B 2011/11/07 2011/11/14
26451 Citigroup Global Mkt H Inc. – Cheung Kong Eu Put Wt Nov 2011 2011/11/07 2011/11/14
12445 Credit Suisse AG – Hutchison European Warrants Nov 2011 2011/11/07 2011/11/14
15524 HK Bank – China Coal European Warrants Nov 2011A 2011/11/07 2011/11/14
11518 J P Morgan SP BV – BOC HK European Warrants Nov 2011 2011/11/07 2011/11/14
23998 J P Morgan SP BV – China COSCO European Warrants Nov 2011 2011/11/07 2011/11/14
11938 KBC Fin Products Int’l Ltd. – HSBC European Wts Nov 2011 A 2011/11/07 2011/11/14
27897 KBC Fin Products Int’l Ltd. – Swrie Pacific A Euro Wts Nov11 2011/11/07 2011/11/14
25339 Merrill Lynch Int’l & Co. C.V.-CK(H) Euro Put Warrants Nov11 2011/11/07 2011/11/14
12748 Nomura Int’l plc – Hutchison European Warrants Nov 2011 A 2011/11/07 2011/11/14
26721 Barclays Bank plc – Cheung Kong European Put Warrants Nov 11 2011/11/08 2011/11/15
23436 Barclays Bank plc – PetroChina European Warrants Nov 2011 2011/11/08 2011/11/15
28687 BNP Paribas Arbit Issu B.V. – Tencent Hldg Eu Put Wt Nov2011 2011/11/08 2011/11/15
11667 CC Rabobank B.A. – China COSCO European Warrants Nov 2011 2011/11/08 2011/11/15
11459 CC Rabobank B.A. – Ping An European Warrants Nov 2011 2011/11/08 2011/11/15
11665 CC Rabobank B.A. – Winsway European Warrants Nov 2011 2011/11/08 2011/11/15
11666 CC Rabobank B.A. – Zoomlion European Warrants Nov 2011 2011/11/08 2011/11/15
26350 Citigroup Global Mkt H Inc. – PetroChina Euro Wts Nov 2011 2011/11/08 2011/11/15
11236 Credit Suisse AG – ChiUnicom European Warrants Nov 2011 2011/11/08 2011/11/15
26946 Credit Suisse AG – PetroChina European Warrants Nov 2011 2011/11/08 2011/11/15
26249 Deutsche Bank AG – PetroChina European Warrants Nov 2011 2011/11/08 2011/11/15
29778 Goldman Sachs SP (Asia) – Tencent European Put Wt Nov 2011 2011/11/08 2011/11/15
27715 HK Bank – Belle Int’l European Warrants Nov 2011 2011/11/08 2011/11/15
12734 HK Bank – China Mobile European Warrants Nov 2011 2011/11/08 2011/11/15
11670 HK Bank – Henderson Land Dev European Warrants Nov 2011 2011/11/08 2011/11/15
25526 J P Morgan SP BV – PetroChina European Warrants Nov 2011 2011/11/08 2011/11/15
12404 KBC Fin Products Int’l Ltd. – Ch Mobile Euro Wt Nov 2011 A 2011/11/08 2011/11/15
26715 KBC Fin Products Int’l Ltd. – PetroChina Euro Wts Nov 2011 2011/11/08 2011/11/15
11445 Merrill Lynch Int’l & Co. C.V. – Ch Life Eur Put Wt Nov 2011 2011/11/08 2011/11/15
12647 Merrill Lynch Int’l & Co. C.V. – HSBC Euro Wts Nov 2011 A 2011/11/08 2011/11/15
13643 Merrill Lynch Int’l & Co. C.V. – Minsheng Bk Eu Wts Nov 2011 2011/11/08 2011/11/15
17992 Merrill Lynch Int’l & Co. C.V. – Ping An Euro Put Wts Nov11 2011/11/08 2011/11/15
12690 Merrill Lynch Int’l & Co. C.V. -Hutchison Eu Put Wt Nov 2011 2011/11/08 2011/11/15
11634 Nomura Int’l plc – BJ Ent Water European Warrants Nov 2011 2011/11/08 2011/11/15
11629 Nomura Int’l plc – Lenovo European Warrants Nov 2011 2011/11/08 2011/11/15
11633 Nomura Int’l plc – Shineway Pharm European Warrants Nov 2011 2011/11/08 2011/11/15
11630 Nomura Int’l plc – Zoomlion European Warrants Nov 2011 2011/11/08 2011/11/15
28238 RB of Scotland N.V. – Belle Int’l European Warrants Nov 2011 2011/11/08 2011/11/15
26593 SGA Societe Generale Acceptance N.V. – KECL Euro Wts Nov 11 2011/11/08 2011/11/15
12770 UBS AG – China Mobile European Warrants Nov 2011 2011/11/08 2011/11/15
11271 BOCI Asia Ltd. – Yanzhou Coal European Warrants Nov 2011 2011/11/09 2011/11/16
11681 KBC Fin Products Int’l Ltd.- China Overseas Eu Put Wt Nov11 2011/11/09 2011/11/16
11673 KBC Fin Products Int’l Ltd. – Ch Mobile Euro Wt Nov 2011 2011/11/09 2011/11/16
11658 KBC Fin Products Int’l Ltd. – HSBC European Wts Nov 2011 2011/11/09 2011/11/16
11654 KBC Fin Products Int’l Ltd. – Hutchison Euro Wts Nov 2011 2011/11/09 2011/11/16
11655 KBC Fin Products Int’l Ltd. – Hutchison Euro Wts Nov 2011 A 2011/11/09 2011/11/16
11656 KBC Fin Products Int’l Ltd. – Hutchison Euro Wts Nov 2011 B 2011/11/09 2011/11/16
11677 KBC Fin Products Int’l Ltd. – Minsheng Bank Eu Put Wts Nov11 2011/11/09 2011/11/16
11678 KBC Fin Products Int’l Ltd. – Minsheng Bank Euro Wt Nov 2011 2011/11/09 2011/11/16
11932 KBC Fin Products Int’l Ltd. – Sinopec Euro Wts Nov 2011 2011/11/09 2011/11/16

Last Delisted
29456 KBC Fin Products Int’l Ltd. – ZTE European Put Wts Nov11 2011/11/09 2011/11/16
29450 KBC Fin Products Int’l Ltd. – ZTE European Warrants Nov 2011 2011/11/09 2011/11/16
10088 RB of Scotland N.V. – Oil Futures European Put Wts Nov11 2011/11/09 2011/11/16
10084 RB of Scotland N.V. – Oil Futures European Warrants Nov 2011 2011/11/09 2011/11/16
10094 BNP Paribas Arbit Issu B.V. – Oil Futures Euro Put Wt Nov 11 2011/11/10 2011/11/17
10989 BNP Paribas Arbit Issu B.V. – Oil Futures European Wt Nov11A 2011/11/10 2011/11/17
10013 BNP Paribas Arbit Issu B.V. – Oil Futures European Wt Nov11B 2011/11/10 2011/11/17
10091 BNP Paribas Arbit Issu B.V. – Oil Futures European Wt Nov11C 2011/11/10 2011/11/17
10110 BNP Paribas Arbit Issu B.V. – Oil Futures European Wt Nov11D 2011/11/10 2011/11/17
11686 HK Bank -BYD European Warrants Nov 2011 A 2011/11/10 2011/11/17
12417 KBC Fin Products Int’l Ltd. – China Life Euro Wts Nov 2011 2011/11/10 2011/11/17
13784 Merrill Lynch Int’l & Co. C.V. – Hutchison Eur Wt Nov 2011 D 2011/11/10 2011/11/17
11576 SGA Societe Generale Acceptance N.V. – HSBC Eu Wt Nov 2011 2011/11/10 2011/11/17
12907 J P Morgan SP BV – BOCL European Warrants Nov 2011 2011/11/11 2011/11/18
27395 Macquarie Bank Ltd. – China Overseas European Put Wts Nov 11 2011/11/11 2011/11/18
13114 Macquarie Bank Ltd. – Lonking European Warrants Nov 2011 2011/11/11 2011/11/18
25534 Macquarie Bank Ltd. – PetroChina European Wts Nov 2011 2011/11/11 2011/11/18
24798 Macquarie Bank Ltd. – Ping An European Put Warrants Nov 2011 2011/11/11 2011/11/18
12774 Merrill Lynch Int’l & Co. C.V. – BOCL European Wts Nov 2011 2011/11/11 2011/11/18
25499 UBS AG – PetroChina European Warrants Nov 2011 2011/11/11 2011/11/18
29127 HK Bank – BOC HK European Warrants Nov 2011 2011/11/14 2011/11/21
24790 HK Bank – KECL European Warrants Nov 2011 2011/11/14 2011/11/21
29768 HK Bank – Maanshan Iron European Warrants Nov 2011 2011/11/14 2011/11/21
29355 HK Bank – Sinofert European Warrants Nov 2011 2011/11/14 2011/11/21
11252 J P Morgan SP BV – CITIC Pacific Euro Wts Nov 2011 2011/11/14 2011/11/21
12454 KBC Fin Products Int’l Ltd. – BOCL European Wts Nov 2011 2011/11/14 2011/11/21
11409 Macquarie Bank Ltd. – AIA European Warrants Nov 2011 2011/11/14 2011/11/21
11733 RB of Scotland N.V. – Sinopec Corp European Wts Nov 2011 2011/11/14 2011/11/21
24916 Barclays Bank plc – A50 China European Warrants Nov 2011 B 2011/11/15 2011/11/22
11399 Barclays Bank plc – China Shenhua European Warrants Nov 2011 2011/11/15 2011/11/22
21624 Barclays Bank plc – CITBK European Warrants Nov 2011 2011/11/15 2011/11/22
23601 CC Rabobank B.A. – A50 China European Warrants Nov 2011 A 2011/11/15 2011/11/22
11720 CC Rabobank B.A. – AIA European Put Warrants Nov 2011 2011/11/15 2011/11/22
29209 CC Rabobank B.A. – Alibaba European Warrants Nov 2011 2011/11/15 2011/11/22
11721 CC Rabobank B.A. – Datang European Warrants Nov 2011 2011/11/15 2011/11/22
29182 CC Rabobank B.A. – Digital China European Warrants Nov 2011 2011/11/15 2011/11/22
28774 CC Rabobank B.A. – PetroChina European Warrants Nov 2011 2011/11/15 2011/11/22
29352 CC Rabobank B.A. – Tencent Holdings European Wts Nov 2011 2011/11/15 2011/11/22
12374 CC Rabobank B.A. – Yanzhou Coal European Warrants Nov 2011 2011/11/15 2011/11/22
27832 Citigroup Global Mkt H Inc. – CHALCO European Warrants Nov11 2011/11/15 2011/11/22
28064 Credit Suisse AG – A50 China European Warrants Nov 2011 B 2011/11/15 2011/11/22
11787 Credit Suisse AG – GCL-Poly Energy European Warrants Nov 11 2011/11/15 2011/11/22
12601 Credit Suisse AG – HKEx European Warrants Nov 2011 2011/11/15 2011/11/22
11750 Credit Suisse AG – Ping An European Warrants Nov 2011 C 2011/11/15 2011/11/22
11746 Credit Suisse AG – Zoomlion European Warrants Nov 2011 2011/11/15 2011/11/22
29044 Deutsche Bank AG – Tencent Holdings European Wts Nov 2011 2011/11/15 2011/11/22
28556 Goldman Sachs SP (Asia) – PetroChina European Wts Nov 2011 2011/11/15 2011/11/22
27947 HK Bank – A50 China European Warrants Nov 2011 2011/11/15 2011/11/22
11781 HK Bank – Zijin Mining European Warrants Nov 2011 2011/11/15 2011/11/22
27872 J P Morgan SP BV – A50 China European Warrants Nov 2011 2011/11/15 2011/11/22
12888 J P Morgan SP BV – China Life European Warrants Nov 2011 2011/11/15 2011/11/22
13006 J P Morgan SP BV – HKEx European Warrants Nov 2011 A 2011/11/15 2011/11/22
24564 KBC Fin Products Int’l Ltd. – A50 Ch Euro Wts Nov 2011 2011/11/15 2011/11/22
12419 KBC Fin Products Int’l Ltd. – China Life Euro Wts Nov 2011 A 2011/11/15 2011/11/22
11824 KBC Fin Products Int’l Ltd. – ICBC European Wts Nov 2011 2011/11/15 2011/11/22
24741 Macquarie Bank Ltd. – A50 China European Warrants Nov 2011 2011/11/15 2011/11/22
11797 Macquarie Bank Ltd. – Henganintl European Warrants Nov 2011 2011/11/15 2011/11/22
29637 Macquarie Bank Ltd. -GCL-Poly Energy European Wts Nov 2011 2011/11/15 2011/11/22
28585 Macquarie Bank Ltd. -Realgold Mining European Warrants Nov11 2011/11/15 2011/11/22
11376 Merrill Lynch Int’l & Co. C.V. – Ch Comm Cons Eu Wt Nov 11A 2011/11/15 2011/11/22
11589 Merrill Lynch Int’l & Co. C.V. – CHALCO Euro Wts Nov 2011 2011/11/15 2011/11/22
12793 Merrill Lynch Int’l & Co. C.V. – China Life Eu Wt Nov 2011 A 2011/11/15 2011/11/22
28606 Merrill Lynch Int’l & Co. C.V. – HKEx Euro Wts Nov 2011 B 2011/11/15 2011/11/22
29381 Merrill Lynch Int’l & Co. C.V. – HS Bank Euro Wts Nov 2011 2011/11/15 2011/11/22
13785 Merrill Lynch Int’l & Co. C.V. – Hutchison Eur Wt Nov 2011 E 2011/11/15 2011/11/22
17841 Merrill Lynch Int’l & Co. C.V. – PetroChina Eu Wt Nov 2011 2011/11/15 2011/11/22
29426 Merrill Lynch Int’l & Co. C.V. – Tencent Euro Wts Nov 2011 2011/11/15 2011/11/22
11476 Nomura Int’l plc – Alibaba European Warrants Nov 2011 2011/11/15 2011/11/22
11772 Nomura Int’l plc – AviChina European Warrants Nov 2011 2011/11/15 2011/11/22
29104 Nomura Int’l plc – Ch Com Service European Warrants Nov 2011 2011/11/15 2011/11/22
11172 RB of Scotland N.V. – CNOOC European Warrants Nov 2011 2011/11/15 2011/11/22
29736 RB of Scotland N.V. – HKEx European Warrants Nov 2011 B 2011/11/15 2011/11/22
23640 SGA Societe Generale Acceptance N.V. – A50 Ch Eu Wt Nov 2011 2011/11/15 2011/11/22
11702 SGA Societe Generale Acceptance N.V. – Ch Mob Eu Wt Nov 11A 2011/11/15 2011/11/22
11701 SGA Societe Generale Acceptance N.V. – Ch Mob Eu Wt Nov 2011 2011/11/15 2011/11/22
11817 SGA Societe Generale Acceptance N.V. – CITBK Euro Wt Nov 11 2011/11/15 2011/11/22
11026 SGA Societe Generale Acceptance N.V. – COSCO Pac Eu Wt Nov11 2011/11/15 2011/11/22
11700 SGA Societe Generale Acceptance N.V. – CP&CC Eur Wt Nov 11C 2011/11/15 2011/11/22
11708 SGA Societe Generale Acceptance N.V. – Esprit Euro Wts Nov11 2011/11/15 2011/11/22
12975 SGA Societe Generale Acceptance N.V. – ICBC Eu Wt Nov 2011 2011/11/15 2011/11/22
10103 SGA Societe Generale Acceptance N.V. – Oil Eur Put Wt Nov 11 2011/11/15 2011/11/22
10099 SGA Societe Generale Acceptance N.V. – Oil Eur Wt Nov 2011 A 2011/11/15 2011/11/22
10100 SGA Societe Generale Acceptance N.V. – Oil Eur Wt Nov 2011 B 2011/11/15 2011/11/22
23304 SGA Societe Generale Acceptance N.V. – Petch Eu Wt Nov 2011 2011/11/15 2011/11/22
16306 SGA Societe Generale Acceptance N.V. – Ping An Eu Wt Nov2011 2011/11/15 2011/11/22
11816 SGA Societe Generale Acceptance N.V. – Shenhua Eu Wt Nov 11 2011/11/15 2011/11/22
28755 SGA Societe Generale Acceptance N.V. – Tencent Eu Wt Nov 11 2011/11/15 2011/11/22

Last Delisted
11703 SGA Societe Generale Acceptance N.V. – Zoomlion Eu Wt Nov11 2011/11/15 2011/11/22
11814 SGA Societe Generale Acceptance N.V. -Sinopharm Eu Wts Nov11 2011/11/15 2011/11/22
27160 SGA Societe Generale Acceptance N.V.-Belle Int’l Eu Wt Nov11 2011/11/15 2011/11/22
22195 SGA Societe Generale Acceptance NV-Ch Comservice Eu Wt Nov11 2011/11/15 2011/11/22
11813 SGA Societe Generale Acceptance NV-Yanzhou Coal Eu Wt Nov11A 2011/11/15 2011/11/22
11812 SGA Societe Generale Acceptance NV-Zijin Mining Eu Wt Nov 11 2011/11/15 2011/11/22
28660 Standard Chartered Bank – CHALCO European Warrants Nov 2011 2011/11/15 2011/11/22
11684 Standard Chartered Bank – Sinopec Corp European Wts Nov 2011 2011/11/15 2011/11/22
24279 UBS AG – A50 China European Warrants Nov 2011 2011/11/15 2011/11/22
12332 UBS AG – China Life European Warrants Nov 2011 2011/11/15 2011/11/22
12683 UBS AG – Sinopec Corp European Warrants Nov 2011 2011/11/15 2011/11/22
12842 UBS AG – Tencent Holdings European Warrants Nov 2011 2011/11/15 2011/11/22
27831 Citigroup Global Mkt H Inc. – Agile Ppt European Wts Nov2011 2011/11/16 2011/11/23
25930 HK Bank – HKEx European Warrants Nov 2011 C 2011/11/16 2011/11/23
29658 HK Bank – Shanghai Electric European Warrants Nov 2011 2011/11/16 2011/11/23
29870 J P Morgan SP BV – Agile Ppt European Warrants Nov 2011 2011/11/16 2011/11/23
27798 J P Morgan SP BV – Alibaba European Warrants Nov 2011 2011/11/16 2011/11/23
13894 Merrill Lynch Int’l & Co. C.V. – Ch Mobile Eur Wt Nov 2011 A 2011/11/16 2011/11/23
11930 UBS AG – Tencent Holdings European Put Warrants Nov 2011 2011/11/16 2011/11/23
11361 Bank of East Asia – China Tel European Warrants Nov 2011 2011/11/17 2011/11/24
29236 Bank of East Asia – HSBC European Warrants Nov 2011 2011/11/17 2011/11/24
11362 Bank of East Asia – Shenhua European Warrants Nov 2011 2011/11/17 2011/11/24
11360 Bank of East Asia – Sinopec Corp European Warrants Nov 2011 2011/11/17 2011/11/24
12376 CC Rabobank B.A. – Evergrande European Warrants Nov 2011 2011/11/17 2011/11/24
12673 HK Bank – CC Bank European Warrants Nov 2011 2011/11/17 2011/11/24
12905 J P Morgan Int’l Der. Ltd. – CC Bank European Wts Nov 2011 2011/11/17 2011/11/24
12959 J P Morgan SP BV – CNOOC European Warrants Nov 2011 2011/11/17 2011/11/24
13637 J P Morgan SP BV – Hutchison European Warrants Nov 2011 B 2011/11/17 2011/11/24
13750 J P Morgan SP BV – JX Copper European Warrants Nov 2011 2011/11/17 2011/11/24
12421 KBC Fin Products Int’l Ltd. – CC Bank Euro Wts Nov 2011 A 2011/11/17 2011/11/24
11069 KBC Fin Products Int’l Ltd. – CNOOC European Wts Nov 2011 2011/11/17 2011/11/24
11377 Merrill Lynch Int’l & Co. C.V. – Ch Comm Cons Eu Wt Nov 11B 2011/11/17 2011/11/24
12483 Merrill Lynch Int’l & Co. C.V. – Hutchison Euro Wts Nov 2011 2011/11/17 2011/11/24
11595 SGA Societe Generale Acceptance N.V. – CLife Eu Wt Nov 2011A 2011/11/17 2011/11/24
13550 SGA Societe Generale Acceptance N.V. – HWL Eur Wt Nov 2011 B 2011/11/17 2011/11/24
11836 SGA Societe Generale Acceptance N.V. – Lonking Euro Wt Nov11 2011/11/17 2011/11/24
11292 SGA Societe Generale Acceptance N.V. -Agile Ppt Eu Wts Nov11 2011/11/17 2011/11/24
11838 SGA Societe Generale Acceptance N.V. -Henganintl Eu Wt Nov11 2011/11/17 2011/11/24
12806 Standard Chartered Bank – CC Bank European Warrants Nov 11A 2011/11/17 2011/11/24
12913 UBS AG – CC Bank European Warrants Nov 2011 2011/11/17 2011/11/24
13257 UBS AG – Hutchison European Warrants Nov 2011 B 2011/11/17 2011/11/24
26376 BOCI Asia Ltd. – PetroChina European Warrants Nov 2011 2011/11/18 2011/11/25
11877 Citigroup Global Mkt H Inc. – BOCL European Wts Nov 2011 2011/11/18 2011/11/25
11866 Citigroup Global Mkt H Inc. – GCL-Poly Energy Euro Wt Nov 11 2011/11/18 2011/11/25
11881 J P Morgan SP BV – China Mob European Wts Nov 2011 2011/11/18 2011/11/25
11869 J P Morgan SP BV – Hutchison European Warrants Nov 2011 2011/11/18 2011/11/25
11870 J P Morgan SP BV – Hutchison European Warrants Nov 2011 A 2011/11/18 2011/11/25
11871 J P Morgan SP BV – ICBC European Warrants Nov 2011 2011/11/18 2011/11/25
12992 Merrill Lynch Int’l & Co. C.V. – Ch Telecom Eur Wt Nov 2011 2011/11/18 2011/11/25
29249 Merrill Lynch Int’l & Co. C.V. – China Life Eu Wt Nov 2011 2011/11/18 2011/11/25
12658 UBS AG – BOCL European Warrants Nov 2011 2011/11/18 2011/11/25
13451 Citigroup Global Mkt H Inc. – China Mobile Eur Wt Nov 2011 A 2011/11/21 2011/11/28
12322 Citigroup Global Mkt H Inc. – Goldwind European Wts Nov11 2011/11/21 2011/11/28
28749 Citigroup Global Mkt H Inc. – R&F Ppt European Wts Nov 2011 2011/11/21 2011/11/28
12577 Credit Suisse AG – China Unicom European Put Warrants Nov 11 2011/11/21 2011/11/28
28545 Goldman Sachs SP (Asia) – China Unicom European Wts Nov 2011 2011/11/21 2011/11/28
11886 HK Bank – Datang Power European Warrants Nov 2011 2011/11/21 2011/11/28
29653 HK Bank – Dongfang Elec European Warrants Nov 2011 2011/11/21 2011/11/28
11887 HK Bank – Evergrande European Warrants Nov 2011 2011/11/21 2011/11/28
25938 HK Bank – R&F Ppt European Warrants Nov 2011 2011/11/21 2011/11/28
11897 HK Bank – SJM Holdings European Warrants Nov 2011 2011/11/21 2011/11/28
27927 J P Morgan SP BV – China Unicom European Warrants Nov 2011 2011/11/21 2011/11/28
11892 J P Morgan SP BV – CITIC Bank European Warrants Nov 2011 A 2011/11/21 2011/11/28
12894 J P Morgan SP BV – HSBC European Warrants Nov 2011 A 2011/11/21 2011/11/28
11891 J P Morgan SP BV – Lee & Man Paper European Warrants Nov 11 2011/11/21 2011/11/28
11882 J P Morgan SP BV – Minsheng Bank European Warrants Nov 2011 2011/11/21 2011/11/28
11893 J P Morgan SP BV – Shougang Res European Warrants Nov 2011 2011/11/21 2011/11/28
11894 J P Morgan SP BV – Tencent European Put Warrants Nov 2011 2011/11/21 2011/11/28
11890 J P Morgan SP BV – Zijin Mining European Warrants Nov 2011 2011/11/21 2011/11/28
29802 KBC Fin Products Int’l Ltd-Tencent Holdings Eu Put Wt Nov 11 2011/11/21 2011/11/28
12865 Merrill Lynch Int’l & Co. C.V. – ICBC European Wts Nov 2011 2011/11/21 2011/11/28
11765 Standard Chartered Bank – Agricultural Bk European Wts Nov11 2011/11/21 2011/11/28
13138 UBS AG – BYD European Warrants Nov 2011 A 2011/11/21 2011/11/28
11398 Barclays Bank plc – Agricultural Bank European Wts Nov 2011 2011/11/22 2011/11/29
23737 Barclays Bank plc – BYD European Warrants Nov 2011 2011/11/22 2011/11/29
11400 Barclays Bank plc – CC Bank European Warrants Nov 2011 2011/11/22 2011/11/29
11956 Barclays Bank plc – China Life European Warrants Nov 2011 2011/11/22 2011/11/29
25900 Barclays Bank plc – Zijin Mining European Warrants Nov 2011 2011/11/22 2011/11/29
11954 Barclays Bank plc -Tencent Holdings European Warrants Nov 11 2011/11/22 2011/11/29
26109 BNP Paribas Arbit Issu B.V. – PetroCh Euro Wts Nov 2011 2011/11/22 2011/11/29
11889 BOCI Asia Ltd. – Evergrande European Warrants Nov 2011 2011/11/22 2011/11/29
11464 CC Rabobank B.A. – AIA European Warrants Nov 2011 2011/11/22 2011/11/29
11759 CC Rabobank B.A. – CHALCO European Warrants Nov 2011 2011/11/22 2011/11/29
13265 CC Rabobank B.A. – Cheung Kong European Warrants Nov 2011 2011/11/22 2011/11/29
11758 CC Rabobank B.A. – China Liansu European Warrants Nov 2011 2011/11/22 2011/11/29
12375 CC Rabobank B.A. – China Life European Warrants Nov 2011 2011/11/22 2011/11/29
11760 CC Rabobank B.A. – Chinares Cement European Warrants Nov 11 2011/11/22 2011/11/29

Last Delisted
11763 CC Rabobank B.A. – CQRC Bank European Warrants Nov 2011 2011/11/22 2011/11/29
11757 CC Rabobank B.A. – GCL-Poly Energy European Wts Nov 2011 2011/11/22 2011/11/29
23402 Citigroup Global Mkt H Inc. – A50 China Euro Wts Nov 2011 2011/11/22 2011/11/29
29123 Citigroup Global Mkt H Inc. – HS Bank European Wts Nov 2011 2011/11/22 2011/11/29
27838 Citigroup Global Mkt H Inc. – Shimao Ppt Euro Wts Nov 2011 2011/11/22 2011/11/29
28102 Citigroup Global Mkt H Inc.-Alibaba European Warrants Nov 11 2011/11/22 2011/11/29
17182 Credit Suisse – Ping An European Warrants Nov 2011 A 2011/11/22 2011/11/29
13641 Credit Suisse AG – AIA European Put Warrants Nov 2011 2011/11/22 2011/11/29
12430 Credit Suisse AG – AIA European Warrants Nov 2011 2011/11/22 2011/11/29
23711 Credit Suisse AG – BYD European Warrants Nov 2011 2011/11/22 2011/11/29
13615 Credit Suisse AG – CC Bank European Warrants Nov 2011 2011/11/22 2011/11/29
13477 Credit Suisse AG – China Mobile European Warrants Nov 2011 2011/11/22 2011/11/29
12715 Credit Suisse AG – CNBM European Warrants Nov 2011 2011/11/22 2011/11/29
12720 Credit Suisse AG – HSBC European Wts Nov 2011 2011/11/22 2011/11/29
13697 Credit Suisse AG – HSBC European Wts Nov 2011 A 2011/11/22 2011/11/29
13200 Credit Suisse AG – Jiangxi Copper European Wts Nov 2011 2011/11/22 2011/11/29
13154 Credit Suisse AG – Tencent Holdings European Wts Nov 2011 2011/11/22 2011/11/29
13616 Credit Suisse AG – Yanzhou Coal European Warrants Nov 2011 2011/11/22 2011/11/29
25269 Deutsche Bank AG – BYD European Warrants Nov 2011 2011/11/22 2011/11/29
11196 Deutsche Bank AG – China Life European Warrants Nov 2011 2011/11/22 2011/11/29
27521 Goldman Sachs SP (Asia) – Alibaba European Warrants Nov 2011 2011/11/22 2011/11/29
28532 Goldman Sachs SP (Asia) – CNOOC European Warrants Nov 2011 2011/11/22 2011/11/29
28239 HK Bank – China Coal European Warrants Nov 2011 B 2011/11/22 2011/11/29
11725 HK Bank – China Life European Warrants Nov 2011 2011/11/22 2011/11/29
11912 HK Bank – China Shenhua European Warrants Nov 2011 2011/11/22 2011/11/29
25364 HK Bank – HKEx European Warrants Nov 2011 B 2011/11/22 2011/11/29
23705 HK Bank -BYD European Warrants Nov 2011 2011/11/22 2011/11/29
11895 J P Morgan SP BV – AIA European Warrants Nov 2011 A 2011/11/22 2011/11/29
26870 J P Morgan SP BV – BYD European Warrants Nov 2011 2011/11/22 2011/11/29
23306 J P Morgan SP BV – CHALCO European Warrants Nov 2011 2011/11/22 2011/11/29
19732 J P Morgan SP BV – China Comservice European Warrants Nov 11 2011/11/22 2011/11/29
12890 J P Morgan SP BV – China Life European Warrants Nov 2011 A 2011/11/22 2011/11/29
12979 J P Morgan SP BV – China Life European Warrants Nov 2011 B 2011/11/22 2011/11/29
19735 J P Morgan SP BV – CITIC Bank European Warrants Nov 2011 2011/11/22 2011/11/29
11884 J P Morgan SP BV – CM Bank European Warrants Nov 2011 2011/11/22 2011/11/29
12892 J P Morgan SP BV – HSBC European Warrants Nov 2011 2011/11/22 2011/11/29
12989 J P Morgan SP BV – HSBC European Warrants Nov 2011 B 2011/11/22 2011/11/29
28470 J P Morgan SP BV – Tencent European Warrants Nov 2011 2011/11/22 2011/11/29
12904 J P Morgan SP BV – Tencent European Warrants Nov 2011 A 2011/11/22 2011/11/29
29369 KBC Fin Products Int’l Ltd. – China Unicom Euro Wts Nov 2011 2011/11/22 2011/11/29
11935 KBC Fin Products Int’l Ltd. – HS Bank Euro Put Wts Nov 2011 2011/11/22 2011/11/29
11931 KBC Fin Products Int’l Ltd. – Sinopec Corp Eu Put Wt Nov 11 2011/11/22 2011/11/29
23735 Macquarie Bank Ltd. – BYD European Warrants Nov 2011 2011/11/22 2011/11/29
11533 Merrill Lynch Int’l & Co. C.V. – AIA European Put Wts Nov11 2011/11/22 2011/11/29
11538 Merrill Lynch Int’l & Co. C.V. – AIA European Warrants Nov11 2011/11/22 2011/11/29
23700 Merrill Lynch Int’l & Co. C.V. – BYD European Warrants Nov11 2011/11/22 2011/11/29
29172 Merrill Lynch Int’l & Co. C.V. – HSBC Euro Wts Nov 2011 2011/11/22 2011/11/29
11916 Merrill Lynch Int’l & Co. C.V. – PetroChina Eu Wt Nov 2011 A 2011/11/22 2011/11/29
25443 Merrill Lynch Int’l & Co. C.V. – SHK Ppt Euro Put Wts Nov 11 2011/11/22 2011/11/29
11915 Merrill Lynch Int’l & Co. C.V. – Sinopec Euro Wts Nov 2011 2011/11/22 2011/11/29
11606 Merrill Lynch Int’l & Co. C.V. – SPA European Wts Nov 2011 2011/11/22 2011/11/29
13545 Merrill Lynch Int’l & Co. C.V.-Hutchison Eu Put Wt Nov 2011C 2011/11/22 2011/11/29
13058 Nomura Int’l plc – CITIC P European Warrants Nov 2011 2011/11/22 2011/11/29
25681 Nomura Int’l plc – PetroChina European Warrants Nov 2011 2011/11/22 2011/11/29
11732 RB of Scotland N.V. – AIA European Warrants Nov 2011 2011/11/22 2011/11/29
23717 RB of Scotland N.V. – BYD European Warrants Nov 2011 2011/11/22 2011/11/29
28157 RB of Scotland N.V. – China Coal European Warrants Nov 2011 2011/11/22 2011/11/29
28512 RB of Scotland N.V. – PetroChina European Warrants Nov 2011 2011/11/22 2011/11/29
12588 SGA Societe Generale Acceptance N.V. – BOCL Eu Wt Nov 2011 2011/11/22 2011/11/29
23732 SGA Societe Generale Acceptance N.V. – CHALCO Eu Wt Nov 2011 2011/11/22 2011/11/29
29889 SGA Societe Generale Acceptance N.V. – CLife Eu Wt Nov 2011 2011/11/22 2011/11/29
11861 SGA Societe Generale Acceptance N.V. – CLife Eu Wt Nov 2011B 2011/11/22 2011/11/29
12879 SGA Societe Generale Acceptance N.V. – CLife Eu Wt Nov 2011C 2011/11/22 2011/11/29
11545 SGA Societe Generale Acceptance N.V. – CP&CC Eur Wt Nov 11B 2011/11/22 2011/11/29
26684 SGA Societe Generale Acceptance N.V. – HKEx Eu Wt Nov 2011 B 2011/11/22 2011/11/29
11206 SGA Societe Generale Acceptance N.V. – HKEx Eu Wt Nov 2011 D 2011/11/22 2011/11/29
11857 SGA Societe Generale Acceptance N.V. – HSBC Eu Wt Nov 2011 B 2011/11/22 2011/11/29
28648 SGA Societe Generale Acceptance N.V.-ChiUnicom Eu Wts Nov 11 2011/11/22 2011/11/29
29027 SGA Societe Generale Acceptance N.V-Ch Overseas Eu Wt Nov 11 2011/11/22 2011/11/29
11105 SGA Societe Generale Acceptance NV-Yanzhou Coal Eu Wt Nov 11 2011/11/22 2011/11/29
27250 Standard Chartered Bank – AIA European Warrants Nov 2011 2011/11/22 2011/11/29
11621 Standard Chartered Bank – Anhui Conch European Wts Nov 2011 2011/11/22 2011/11/29
13690 Standard Chartered Bank – HSBC European Warrants Nov 2011 C 2011/11/22 2011/11/29
11418 UBS AG – AIA European Warrants Nov 2011 2011/11/22 2011/11/29
23689 UBS AG – BYD European Warrants Nov 2011 2011/11/22 2011/11/29
12546 UBS AG – China Life European Warrants Nov 2011 A 2011/11/22 2011/11/29
13862 UBS AG – China Life European Warrants Nov 2011 B 2011/11/22 2011/11/29
28575 UBS AG – China Unicom European Warrants Nov 2011 2011/11/22 2011/11/29
15593 UBS AG – HKEx European Warrants Nov 2011 A 2011/11/22 2011/11/29
28213 UBS AG – HKEx European Warrants Nov 2011 B 2011/11/22 2011/11/29
12762 UBS AG – HSBC European Warrants Nov 2011 2011/11/22 2011/11/29
13532 UBS AG – HSBC European Warrants Nov 2011 A 2011/11/22 2011/11/29
14675 UBS AG – Ping An European Warrants Nov 2011 2011/11/22 2011/11/29
28701 UBS AG – Shimao Ppt European Warrants Nov 2011 2011/11/22 2011/11/29
11911 Barclays Bank plc – HSI European Put Warrants Nov 2011 2011/11/23 2011/11/30
11910 Barclays Bank plc – HSI European Warrants Nov 2011 2011/11/23 2011/11/30
24085 BNP Paribas Arbit Issu B.V. – China Coal Euro Wts Nov 2011 2011/11/23 2011/11/30

Last Delisted
12570 BNP Paribas Arbit Issu B.V. – HSI Euro Put Wts Nov 2011 2011/11/23 2011/11/30
26565 BNP Paribas Arbit Issu B.V. – HSI European Wts Nov 2011 2011/11/23 2011/11/30
12324 BNP Paribas Arbit Issu B.V. – HSI European Wts Nov 2011 A 2011/11/23 2011/11/30
11888 BOCI Asia Ltd. -Tencent Holdings European Put Warrants Nov11 2011/11/23 2011/11/30
23729 CC Rabobank B.A. – BYD European Warrants Nov 2011 2011/11/23 2011/11/30
11463 CC Rabobank B.A. – Greatwall Motor European Wts Nov 2011 2011/11/23 2011/11/30
28792 CC Rabobank B.A. – MTRC European Warrants Nov 2011 2011/11/23 2011/11/30
29819 CC Rabobank B.A. – Tencent Holdings European Put Wts Nov 11 2011/11/23 2011/11/30
29954 CC Rabobank B.A. – United Lab European Warrants Nov 2011 2011/11/23 2011/11/30
25730 CC Rabobank B.A. – Zijin Mining European Warrants Nov 2011 2011/11/23 2011/11/30
13250 Citigroup Global Mkt H Inc. – HSI European Put Wts Nov 2011 2011/11/23 2011/11/30
13204 Credit Suisse AG – HSI European Put Warrants Nov 2011 2011/11/23 2011/11/30
13611 Credit Suisse AG – HSI European Put Warrants Nov 2011 A 2011/11/23 2011/11/30
13612 Credit Suisse AG – HSI European Put Warrants Nov 2011 B 2011/11/23 2011/11/30
13696 Credit Suisse AG – HSI European Warrants Nov 2011 2011/11/23 2011/11/30
28404 HK Bank – CNOOC European Warrants Nov 2011 2011/11/23 2011/11/30
11804 HK Bank – HSI European Put Warrants Nov 2011 2011/11/23 2011/11/30
11805 HK Bank – HSI European Put Warrants Nov 2011 D 2011/11/23 2011/11/30
11209 HK Bank – HSI European Warrants Nov 2011 2011/11/23 2011/11/30
11799 HK Bank – HSI European Warrants Nov 2011 A 2011/11/23 2011/11/30
11800 HK Bank – HSI European Warrants Nov 2011 B 2011/11/23 2011/11/30
11801 HK Bank – HSI European Warrants Nov 2011 C 2011/11/23 2011/11/30
29354 HK Bank – Li Ning European Warrants Nov 2011 2011/11/23 2011/11/30
29961 J P Morgan SP BV – AIA European Warrants Nov 2011 2011/11/23 2011/11/30
11186 J P Morgan SP BV – HKEx European Warrants Nov 2011 2011/11/23 2011/11/30
12962 J P Morgan SP BV – HSI European Put Warrants Nov 2011 2011/11/23 2011/11/30
12963 J P Morgan SP BV – HSI European Put Warrants Nov 2011 A 2011/11/23 2011/11/30
12964 J P Morgan SP BV – HSI European Warrants Nov 2011 2011/11/23 2011/11/30
13233 KBC Fin Products Int’l Ltd. – HSI Euro Put Wts Nov 2011 2011/11/23 2011/11/30
13234 KBC Fin Products Int’l Ltd. – HSI Euro Put Wts Nov 2011 A 2011/11/23 2011/11/30
25923 Macquarie Bank Ltd. – Agile Ppt European Warrants Nov 2011 2011/11/23 2011/11/30
12571 Macquarie Bank Ltd. – HSI European Put Warrants Nov 2011 2011/11/23 2011/11/30
12661 Macquarie Bank Ltd. – HSI European Put Warrants Nov 2011 A 2011/11/23 2011/11/30
12447 Macquarie Bank Ltd. – HSI European Warrants Nov 2011 2011/11/23 2011/11/30
11795 Macquarie Bank Ltd. – Yurun Food European Warrants Nov 2011 2011/11/23 2011/11/30
11338 Merrill Lynch Int’l & Co. C.V. – CNOOC European Wts Nov 2011 2011/11/23 2011/11/30
12778 Merrill Lynch Int’l & Co. C.V. – HSBC Euro Wts Nov 2011 B 2011/11/23 2011/11/30
11942 Merrill Lynch Int’l & Co. C.V. – HSI Euro Put Wts Nov 2011 2011/11/23 2011/11/30
11943 Merrill Lynch Int’l & Co. C.V. – HSI Euro Put Wts Nov 2011 C 2011/11/23 2011/11/30
12692 Merrill Lynch Int’l & Co. C.V. – HSI Euro Put Wts Nov 2011 D 2011/11/23 2011/11/30
11940 Merrill Lynch Int’l & Co. C.V. – HSI European Wts Nov 2011 A 2011/11/23 2011/11/30
11941 Merrill Lynch Int’l & Co. C.V. – HSI European Wts Nov 2011 B 2011/11/23 2011/11/30
12728 Merrill Lynch Int’l & Co. C.V. – HSI European Wts Nov 2011 E 2011/11/23 2011/11/30
11922 Merrill Lynch Int’l & Co. C.V. – PetroChina Eu Put Wt Nov 11 2011/11/23 2011/11/30
11921 Merrill Lynch Int’l & Co. C.V. – Sinopec Eu Put Wts Nov 2011 2011/11/23 2011/11/30
27295 Merrill Lynch Int’l & Co. C.V. -HSI European Warrants Nov 11 2011/11/23 2011/11/30
12707 Nomura Int’l plc – HSI European Warrants Nov 2011 2011/11/23 2011/11/30
11583 SGA Societe Generale Acceptance N.V. – HSI Eu Put Wt Nov 11 2011/11/23 2011/11/30
12637 SGA Societe Generale Acceptance N.V. – HSI Eu Put Wt Nov 11A 2011/11/23 2011/11/30
11859 SGA Societe Generale Acceptance N.V. – HSI Eur Wt Nov 2011 2011/11/23 2011/11/30
11980 UBS AG – HSI European Put Warrants Nov 2011 2011/11/23 2011/11/30
12902 UBS AG – HSI European Put Warrants Nov 2011 C 2011/11/23 2011/11/30
13533 UBS AG – HSI European Put Warrants Nov 2011 D 2011/11/23 2011/11/30
12451 UBS AG – HSI European Warrants Nov 2011 2011/11/23 2011/11/30
12685 UBS AG – HSI European Warrants Nov 2011 A 2011/11/23 2011/11/30
12899 UBS AG – HSI European Warrants Nov 2011 B 2011/11/23 2011/11/30
11925 Citigroup Global Mkt H Inc. – CC Bank European Wts Nov 2011 2011/11/24 2011/12/01
11928 Citigroup Global Mkt H Inc. – China Mobile Eur Wt Nov 2011 2011/11/24 2011/12/01
26144 Citigroup Global Mkt H Inc. – ChiUnicom European Wts Nov 11 2011/11/24 2011/12/01
11867 Citigroup Global Mkt H Inc. – Evergrande European Wts Nov 11 2011/11/24 2011/12/01
11927 Citigroup Global Mkt H Inc. – GCL-Poly Energy Euro Wt Nov11A 2011/11/24 2011/12/01
11929 Citigroup Global Mkt H Inc. – Kerry Ppt European Wts Nov 11 2011/11/24 2011/12/01
11850 Citigroup Global Mkt H Inc. – Lonking European Wts Nov11 2011/11/24 2011/12/01
11865 Citigroup Global Mkt H Inc. – Minsheng Bank Euro Wts Nov 11 2011/11/24 2011/12/01
11926 Citigroup Global Mkt H Inc. – SJM Holdings European Wt Nov11 2011/11/24 2011/12/01
11852 Citigroup Global Mkt H Inc. – Zoomlion European Wts Nov11 2011/11/24 2011/12/01
13077 Credit Suisse AG – AIA European Warrants Nov 2011 A 2011/11/24 2011/12/01
29670 Goldman Sachs SP (Asia) -Sands China European Wts Nov 2011 2011/11/24 2011/12/01
11965 HK Bank – Lonking European Warrants Nov 2011 2011/11/24 2011/12/01
27538 Macquarie Bank Ltd. – C Transmission European Warrants Nov11 2011/11/24 2011/12/01
11752 Macquarie Bank Ltd. -GCL-Poly Energy European Wts Nov 2011 A 2011/11/24 2011/12/01
14201 Merrill Lynch Int’l & Co. C.V. – Ch Mobile Eur Wt Nov 2011 B 2011/11/24 2011/12/01
11768 Nomura Int’l plc – Anhui Conch European Warrants Nov 2011 2011/11/24 2011/12/01
25680 Nomura Int’l plc – China Unicom European Warrants Nov 2011 2011/11/24 2011/12/01
28075 Nomura Int’l plc – CNOOC European Warrants Nov 2011 2011/11/24 2011/12/01
12752 Nomura Int’l plc – CNOOC European Warrants Nov 2011 A 2011/11/24 2011/12/01
25678 Nomura Int’l plc – HKEx European Warrants Nov 2011 2011/11/24 2011/12/01
11468 Nomura Int’l plc – HKEx European Warrants Nov 2011 A 2011/11/24 2011/12/01
11625 Nomura Int’l plc – Hutchison European Warrants Nov 2011 2011/11/24 2011/12/01
11467 Nomura Int’l plc – JIANC European Warrants Nov 2011 2011/11/24 2011/12/01
13059 Nomura Int’l plc – Tencent Holdings Euro Warrants Nov 2011 2011/11/24 2011/12/01
11766 Nomura Int’l plc – Wharf European Warrants Nov 2011 2011/11/24 2011/12/01
11770 Nomura Int’l plc – Zoomlion European Warrants Nov 2011 A 2011/11/24 2011/12/01
29421 RB of Scotland N.V. – HKEx European Warrants Nov 2011 A 2011/11/24 2011/12/01
12972 SGA Societe Generale Acceptance N.V. – AGBK Eu Wt Nov 2011 2011/11/24 2011/12/01
12700 SGA Societe Generale Acceptance N.V. – CCB Eur Wt Nov 2011 2011/11/24 2011/12/01
11966 SGA Societe Generale Acceptance N.V. – Ch Mob Eu Wt Nov 11B 2011/11/24 2011/12/01

Last Delisted
11709 SGA Societe Generale Acceptance N.V. – CNBM Euro Wt Nov 2011 2011/11/24 2011/12/01
25572 SGA Societe Generale Acceptance N.V. – CNOOC Eu Wt Nov 2011 2011/11/24 2011/12/01
11711 SGA Societe Generale Acceptance N.V. – GCL-Poly Eu Wt Nov 11 2011/11/24 2011/12/01
12883 SGA Societe Generale Acceptance N.V. – HWL Eur Wt Nov 2011 A 2011/11/24 2011/12/01
12844 Standard Chartered Bank – China Mobile Euro Wts Nov 2011 2011/11/24 2011/12/01
11637 Standard Chartered Bank – CNBM European Warrants Nov 2011 2011/11/24 2011/12/01
11297 Standard Chartered Bank – HSBC European Warrants Nov 2011 B 2011/11/24 2011/12/01
29207 Standard Chartered Bank – Hutchison European Wts Nov 2011 2011/11/24 2011/12/01
12681 Standard Chartered Bank – Tencent Hldg European Wts Nov 2011 2011/11/24 2011/12/01
26640 BNP Paribas Arbit Issu B.V. – Ch Mobile Euro Wts Dec 2011 2011/11/25 2011/12/02
11993 Citigroup Global Mkt H Inc. – HSBC European Wts Dec 2011 2011/11/25 2011/12/02
11992 Citigroup Global Mkt H Inc. – ICBC European Wts Dec 2011 2011/11/25 2011/12/02
12320 Citigroup Global Mkt H Inc. – ZTE European Warrants Dec 2011 2011/11/25 2011/12/02
29570 Deutsche Bank AG – AIA European Warrants Dec 2011 2011/11/25 2011/12/02
11688 HK Bank – Chi Taiping European Warrants Dec 2011 2011/11/25 2011/12/02
11687 HK Bank – Sinofert European Warrants Dec 2011 2011/11/25 2011/12/02
12906 J P Morgan SP BV – BOCL European Warrants Dec 2011 2011/11/25 2011/12/02
12303 J P Morgan SP BV – China Life European Warrants Dec 2011 2011/11/25 2011/12/02
11550 KBC Fin Products Int’l Ltd. – AIA European Warrants Dec 11A 2011/11/25 2011/12/02
29404 KBC Fin Products Int’l Ltd. – AIA European Warrants Dec 2011 2011/11/25 2011/12/02
11969 KBC Fin Products Int’l Ltd. – China Life Euro Wts Dec 2011 A 2011/11/25 2011/12/02
11679 KBC Fin Products Int’l Ltd. – China Unicom Eur Put Wt Dec11A 2011/11/25 2011/12/02
11680 KBC Fin Products Int’l Ltd. – China Unicom Euro Wts Dec 2011 2011/11/25 2011/12/02
28974 KBC Fin Products Int’l Ltd. – CMB European Warrants Dec 2011 2011/11/25 2011/12/02
11936 KBC Fin Products Int’l Ltd. – HS Bank European Wts Dec 2011A 2011/11/25 2011/12/02
11844 KBC Fin Products Int’l Ltd. – Hutchison Eur Put Wts Dec 11A 2011/11/25 2011/12/02
11843 KBC Fin Products Int’l Ltd. – Hutchison Eur Put Wts Dec 2011 2011/11/25 2011/12/02
28054 KBC Fin Products Int’l Ltd. – Swrie Pacific A Euro Wts Dec11 2011/11/25 2011/12/02
11973 KBC Fin Products Int’l Ltd. – Tencent Holdings Eu Wt Dec 11 2011/11/25 2011/12/02
11692 KBC Fin Products Int’l Ltd. -AIA European Put Warrants Dec11 2011/11/25 2011/12/02
11792 KBC Fin Products Int’l Ltd-Tencent Holdings Eu Put Wt Dec 11 2011/11/25 2011/12/02
12775 Merrill Lynch Int’l & Co. C.V. – BOCL European Wts Dec 2011 2011/11/25 2011/12/02
11378 Merrill Lynch Int’l & Co. C.V. – ChiUnicom Euro Wts Dec 2011 2011/11/25 2011/12/02
11284 Standard Chartered Bank – BOCL European Warrants Dec 2011 2011/11/25 2011/12/02
27999 Standard Chartered Bank – China Life European Wts Dec 2011 A 2011/11/25 2011/12/02
28015 Standard Chartered Bank – China Shenhua Euro Wts Dec 2011 2011/11/25 2011/12/02
11660 Standard Chartered Bank – CTel European Warrants Dec 2011 2011/11/25 2011/12/02
11273 Standard Chartered Bank – HSBC European Put Warrants Dec 11 2011/11/25 2011/12/02
28048 Standard Chartered Bank – Hutchison European Wts Dec 2011 2011/11/25 2011/12/02
26522 Standard Chartered Bank – Sinopec Corp European Wts Dec 2011 2011/11/25 2011/12/02
12801 UBS AG – HKEx European Warrants Dec 2011 E 2011/11/25 2011/12/02
29120 BNP Paribas Arbit Issu B.V. – Chi Res Land Euro Wts Dec 11 2011/11/28 2011/12/05
27621 BNP Paribas Arbit Issu B.V. – Agricultural Bank Eu Wt Dec 11 2011/11/28 2011/12/05
29968 BNP Paribas Arbit Issu B.V. – BOCL European Wts Dec 2011 2011/11/28 2011/12/05
12939 BNP Paribas Arbit Issu B.V. – BOCL European Wts Dec 2011 A 2011/11/28 2011/12/05
11507 BNP Paribas Arbit Issu B.V. – BYD European Warrants Dec 11A 2011/11/28 2011/12/05
27653 BNP Paribas Arbit Issu B.V. – BYD European Warrants Dec 2011 2011/11/28 2011/12/05
27580 BNP Paribas Arbit Issu B.V. – CC Bank Euro Wts Dec 2011 B 2011/11/28 2011/12/05
11639 BNP Paribas Arbit Issu B.V. – Ch Mobile Euro Wts Dec 2011 A 2011/11/28 2011/12/05
25589 BNP Paribas Arbit Issu B.V. – Ch Shenhua Euro Wts Dec 2011 2011/11/28 2011/12/05
29973 BNP Paribas Arbit Issu B.V. – China Mengniu Euro Wts Dec 11 2011/11/28 2011/12/05
29506 BNP Paribas Arbit Issu B.V. – CSI European Warrants Dec 2011 2011/11/28 2011/12/05
11520 BNP Paribas Arbit Issu B.V. – Evergrande European Wts Dec 11 2011/11/28 2011/12/05
29045 BNP Paribas Arbit Issu B.V. – Galaxy Ent European Wts Dec11 2011/11/28 2011/12/05
28807 BNP Paribas Arbit Issu B.V. – HKEx European Wts Dec 2011 2011/11/28 2011/12/05
28655 BNP Paribas Arbit Issu B.V. – HSBC European Wts Dec 2011 2011/11/28 2011/12/05
12329 BNP Paribas Arbit Issu B.V. – HSBC European Wts Dec 2011 A 2011/11/28 2011/12/05
28858 BNP Paribas Arbit Issu B.V. – ICBC European Wts Dec 2011 2011/11/28 2011/12/05
11530 BNP Paribas Arbit Issu B.V. – ICBC European Wts Dec 2011 A 2011/11/28 2011/12/05
25590 BNP Paribas Arbit Issu B.V. – Shimao Ppt European Wts Dec 11 2011/11/28 2011/12/05
29650 BNP Paribas Arbit Issu B.V. – Sinofert European Wts Dec 2011 2011/11/28 2011/12/05
25098 BNP Paribas Arbit Issu B.V. – SJM Holdings Euro Wts Dec 11 2011/11/28 2011/12/05
11523 BNP Paribas Arbit Issu B.V. – Tsingtao Brew Euro Wts Dec11 2011/11/28 2011/12/05
11555 BNP Paribas Arbit Issu B.V. – Zoomlion European Wts Dec11 2011/11/28 2011/12/05
29138 BNP Paribas Arbit Issu B.V. – ZTE European Warrants Dec 2011 2011/11/28 2011/12/05
12864 BOCI Asia Ltd. – China Mobile European Warrants Dec 2011 2011/11/28 2011/12/05
11170 CC Rabobank B.A. – CC Bank European Warrants Dec 2011 2011/11/28 2011/12/05
11109 Citigroup Global Mkt H Inc. – HKEx European Wts Dec 2011 2011/11/28 2011/12/05
11949 Macquarie Bank Ltd. – Agricultural Bk European Put Wt Dec 11 2011/11/28 2011/12/05
11713 Macquarie Bank Ltd. – AIA European Warrants Dec 2011 2011/11/28 2011/12/05
11914 Macquarie Bank Ltd. – Angang Steel European Wts Dec 2011 2011/11/28 2011/12/05
11900 Macquarie Bank Ltd. – BankComm European Warrants Dec 2011 2011/11/28 2011/12/05
11794 Macquarie Bank Ltd. – BYD European Warrants Dec 2011 2011/11/28 2011/12/05
27590 Macquarie Bank Ltd. – CHALCO European Warrants Dec 2011 2011/11/28 2011/12/05
11950 Macquarie Bank Ltd. – China Life European Put Wts Dec 2011 2011/11/28 2011/12/05
11558 Macquarie Bank Ltd. – China Mengniu European Wts Dec 2011 2011/11/28 2011/12/05
11987 Macquarie Bank Ltd. – China Mobile European Wts Dec 2011 2011/11/28 2011/12/05
11683 Macquarie Bank Ltd. – China Railway European Wts Dec 2011 2011/11/28 2011/12/05
11754 Macquarie Bank Ltd. – China Tel European Warrants Dec 2011 2011/11/28 2011/12/05
24592 Macquarie Bank Ltd. – China Unicom European Put Wts Dec 2011 2011/11/28 2011/12/05
24932 Macquarie Bank Ltd. – China Unicom European Wts Dec 2011 2011/11/28 2011/12/05
11829 Macquarie Bank Ltd. – CM Bank European Warrants Dec 2011 A 2011/11/28 2011/12/05
28379 Macquarie Bank Ltd. – CNOOC European Warrants Dec 2011 2011/11/28 2011/12/05
28145 Macquarie Bank Ltd. – Digital China European Warrants Dec 11 2011/11/28 2011/12/05
11584 Macquarie Bank Ltd. – Goldwind European Warrants Dec 2011 2011/11/28 2011/12/05
25295 Macquarie Bank Ltd. – HKEx European Warrants Dec 2011 2011/11/28 2011/12/05
11855 Macquarie Bank Ltd. – ICBC European Warrants Dec 2011 2011/11/28 2011/12/05

Last Delisted
11585 Macquarie Bank Ltd. – Sands China European Warrants Dec 2011 2011/11/28 2011/12/05
12355 Macquarie Bank Ltd. – Shougang Res European Warrants Dec 11 2011/11/28 2011/12/05
11899 Macquarie Bank Ltd. – Tencent European Put Warrants Dec 11A 2011/11/28 2011/12/05
29190 Macquarie Bank Ltd. – Tencent European Put Warrants Dec 2011 2011/11/28 2011/12/05
29340 Macquarie Bank Ltd. – Tencent European Warrants Dec 2011 2011/11/28 2011/12/05
11798 Macquarie Bank Ltd. – Yanzhou Coal European Wts Dec 2011 2011/11/28 2011/12/05
11904 Standard Chartered Bank – CC Bank European Warrants Dec 2011 2011/11/28 2011/12/05
26842 Standard Chartered Bank – CHALCO European Warrants Dec 2011 2011/11/28 2011/12/05
11906 Standard Chartered Bank – GCL-Poly Energy European Wts Dec11 2011/11/28 2011/12/05
25767 Standard Chartered Bank – HKEx European Warrants Dec 2011A 2011/11/28 2011/12/05
22793 Barclays Bank plc – CC Bank European Warrants Dec 2011 2011/11/29 2011/12/06
25542 Barclays Bank plc – HKEx European Warrants Dec 2011 2011/11/29 2011/12/06
27087 BNP Paribas Arbit Issu B.V. – AIA European Warrants Dec 2011 2011/11/29 2011/12/06
17085 BNP Paribas Arbit Issu B.V. – CC Bank Euro Wts Dec 2011 A 2011/11/29 2011/12/06
29938 BNP Paribas Arbit Issu B.V. – China Life Euro Wts Dec 2011 2011/11/29 2011/12/06
28736 BNP Paribas Arbit Issu B.V. – China Unicom European Wt Dec11 2011/11/29 2011/12/06
29526 BNP Paribas Arbit Issu B.V. – Tencent Eu Put Wt Dec 2011 2011/11/29 2011/12/06
28593 BNP Paribas Arbit Issu B.V.-CM Bank European Warrants Dec 11 2011/11/29 2011/12/06
28201 BOCI Asia Ltd. – Alibaba European Warrants Dec 2011 2011/11/29 2011/12/06
26965 BOCI Asia Ltd. – BOC HK European Warrants Dec 2011 2011/11/29 2011/12/06
26356 BOCI Asia Ltd. – BYD European Warrants Dec 2011 2011/11/29 2011/12/06
11996 BOCI Asia Ltd. – China Railway European Warrants Dec 2011 2011/11/29 2011/12/06
11997 BOCI Asia Ltd. – Lonking European Warrants Dec 2011 2011/11/29 2011/12/06
28562 BOCI Asia Ltd. – RUSAL European Warrants Dec 2011 2011/11/29 2011/12/06
11945 CC Rabobank B.A. – Ch Rongsheng European Warrants Dec 2011 2011/11/29 2011/12/06
27132 CC Rabobank B.A. – China Agri European Warrants Dec 2011 2011/11/29 2011/12/06
12373 CC Rabobank B.A. – CITIC Pacific European Warrants Dec 2011 2011/11/29 2011/12/06
11947 CC Rabobank B.A. – Zhaojin Mining European Warrants Dec 2011 2011/11/29 2011/12/06
11944 CC Rabobank B.A. – Zijin Mining European Warrants Dec 2011 2011/11/29 2011/12/06
11413 Citigroup Global Mkt H Inc. – AIA European Warrants Dec 2011 2011/11/29 2011/12/06
23548 Citigroup Global Mkt H Inc. – BYD European Warrants Dec 2011 2011/11/29 2011/12/06
12409 Citigroup Global Mkt H Inc. – Ch Rongsheng European Wt Dec11 2011/11/29 2011/12/06
11854 Citigroup Global Mkt H Inc. – CNBM European Warrants Dec 11 2011/11/29 2011/12/06
11853 Citigroup Global Mkt H Inc. – Esprit European Wts Dec 2011 2011/11/29 2011/12/06
11501 Citigroup Global Mkt H Inc. – Galaxy Ent European Wts Dec11 2011/11/29 2011/12/06
13436 Citigroup Global Mkt H Inc. – Hutchison Euro Wts Dec 2011 A 2011/11/29 2011/12/06
12722 Credit Suisse AG – BOCL European Warrants Dec 2011 2011/11/29 2011/12/06
12334 Credit Suisse AG – Cheung Kong European Warrants Dec 2011 2011/11/29 2011/12/06
24942 Credit Suisse AG – China Mobile European Warrants Dec 2011 2011/11/29 2011/12/06
13728 Credit Suisse AG – HKEx European Warrants Dec 2011 B 2011/11/29 2011/12/06
13576 Credit Suisse AG – Hutchison European Warrants Dec 2011 2011/11/29 2011/12/06
19737 Deutsche Bank AG – CC Bank European Warrants Dec 2011 2011/11/29 2011/12/06
27431 Deutsche Bank AG – China Agri European Warrants Dec 2011 B 2011/11/29 2011/12/06
25329 Goldman Sachs SP (Asia) – HKEx European Warrants Dec 2011 A 2011/11/29 2011/12/06
12387 HK Bank – GCL-Poly Energy European Warrants Dec 2011 A 2011/11/29 2011/12/06
18230 J P Morgan Int’l Der. Ltd. – CC Bank European Wts Dec 2011 2011/11/29 2011/12/06
24955 J P Morgan SP BV – China Mob European Wts Dec 2011 2011/11/29 2011/12/06
12908 J P Morgan SP BV – HKEx European Put Wts Dec 2011 A 2011/11/29 2011/12/06
12893 J P Morgan SP BV – HSBC European Warrants Dec 2011 A 2011/11/29 2011/12/06
27646 J P Morgan SP BV – KECL European Warrants Dec 2011 2011/11/29 2011/12/06
12405 KBC Fin Products Int’l Ltd. – Ch Mobile Euro Wt Dec 2011 2011/11/29 2011/12/06
13103 KBC Fin Products Int’l Ltd. – China Life Euro Wts Dec 2011 B 2011/11/29 2011/12/06
12397 KBC Fin Products Int’l Ltd. – HSBC Euro Put Wts Dec 2011 2011/11/29 2011/12/06
12390 KBC Fin Products Int’l Ltd. – HSBC European Wts Dec 2011 2011/11/29 2011/12/06
12391 KBC Fin Products Int’l Ltd. – HSBC European Wts Dec 2011 A 2011/11/29 2011/12/06
12393 KBC Fin Products Int’l Ltd. – HSBC European Wts Dec 2011 C 2011/11/29 2011/12/06
13617 KBC Fin Products Int’l Ltd. – Hutchison Euro Wts Dec 2011 B 2011/11/29 2011/12/06
12403 KBC Fin Products Int’l Ltd. – ICBC European Wts Dec 2011 2011/11/29 2011/12/06
11974 KBC Fin Products Int’l Ltd-Tencent Holdings Eu Put Wt Dec11A 2011/11/29 2011/12/06
12365 Macquarie Bank Ltd. – Anhui Conch European Warrants Dec 2011 2011/11/29 2011/12/06
29274 Macquarie Bank Ltd. – BOCHK European Warrants Dec 2011 2011/11/29 2011/12/06
25298 Macquarie Bank Ltd. – China Coal European Warrants Dec 2011 2011/11/29 2011/12/06
23506 Merrill Lynch Int’l & Co. C.V. – Ch Mobile Eur Wt Dec 2011 2011/11/29 2011/12/06
11983 Merrill Lynch Int’l & Co. C.V. – China Life Eu Wt Dec 2011 2011/11/29 2011/12/06
28979 Merrill Lynch Int’l & Co. C.V. – HKEx Euro Wts Dec 2011 B 2011/11/29 2011/12/06
29173 Merrill Lynch Int’l & Co. C.V. – HSBC Euro Wts Dec 2011 C 2011/11/29 2011/12/06
12370 Merrill Lynch Int’l & Co. C.V. – JX Copper Euro Wts Dec 2011 2011/11/29 2011/12/06
12756 Nomura Int’l plc – AIA European Warrants Dec 2011 2011/11/29 2011/12/06
11482 Nomura Int’l plc – BOC HK European Warrants Dec 2011 2011/11/29 2011/12/06
12746 Nomura Int’l plc – Cheung Kong European Warrants Dec 2011 2011/11/29 2011/12/06
26887 Nomura Int’l plc – China Agri European Warrants Dec 2011 2011/11/29 2011/12/06
12759 Nomura Int’l plc – China Life European Warrants Dec 2011 A 2011/11/29 2011/12/06
23295 Nomura Int’l plc – China Mobile European Warrants Dec 2011 2011/11/29 2011/12/06
29102 Nomura Int’l plc – KECL European Warrants Dec 2011 2011/11/29 2011/12/06
28237 RB of Scotland N.V. – Alibaba European Warrants Dec 2011 2011/11/29 2011/12/06
13152 RB of Scotland N.V. – China Life European Wts Dec 2011 2011/11/29 2011/12/06
24018 RB of Scotland N.V. – China Mobile European Wts Dec 2011 2011/11/29 2011/12/06
11908 RB of Scotland N.V. – HKEx European Warrants Dec 2011 2011/11/29 2011/12/06
29679 SGA Societe Generale Acceptance N.V. – AIA Euro Wt Dec 2011 2011/11/29 2011/12/06
17509 SGA Societe Generale Acceptance N.V. – CCB Eur Wt Dec 2011 2011/11/29 2011/12/06
11860 SGA Societe Generale Acceptance N.V. – CLife Eu Wt Dec 2011 2011/11/29 2011/12/06
12346 SGA Societe Generale Acceptance N.V. – CLife Eu Wt Dec 2011A 2011/11/29 2011/12/06
13425 SGA Societe Generale Acceptance N.V. – HKEx Eu Put Wt Dec 11 2011/11/29 2011/12/06
11901 SGA Societe Generale Acceptance N.V. – HSBC Eu Wt Dec 2011 A 2011/11/29 2011/12/06
11837 SGA Societe Generale Acceptance N.V. – JIANC Eu Wts Dec 2011 2011/11/29 2011/12/06
14244 SGA Societe Generale Acceptance N.V.-Tencent Eu Put Wt Dec11 2011/11/29 2011/12/06
24941 Standard Chartered Bank – China Mobile European Wts Dec 2011 2011/11/29 2011/12/06

Last Delisted
12684 UBS AG – AIA European Warrants Dec 2011 2011/11/29 2011/12/06
12333 UBS AG – HKEx European Put Warrants Dec 2011 2011/11/29 2011/12/06
24484 UBS AG – HKEx European Warrants Dec 2011 A 2011/11/29 2011/12/06
11276 UBS AG – HKEx European Warrants Dec 2011 B 2011/11/29 2011/12/06
12449 UBS AG – HKEx European Warrants Dec 2011 C 2011/11/29 2011/12/06
13026 UBS AG – HSBC European Warrants Dec 2011 A 2011/11/29 2011/12/06
13464 UBS AG – Hutchison European Warrants Dec 2011 B 2011/11/29 2011/12/06
10108 BNP Paribas Arbit Issu B.V. – Gold European Put Wts Dec 11C 2011/11/30 2011/12/07
10012 BNP Paribas Arbit Issu B.V. – Gold European Put Wts Dec 2011 2011/11/30 2011/12/07
10008 BNP Paribas Arbit Issu B.V. – Gold European Warrants Dec 11A 2011/11/30 2011/12/07
10022 BNP Paribas Arbit Issu B.V. – Gold European Warrants Dec 11B 2011/11/30 2011/12/07
29329 HK Bank – Country Garden European Warrants Dec 2011 2011/11/30 2011/12/07
12415 Macquarie Bank Ltd. – Ch Rongsheng European Warrants Dec 11 2011/11/30 2011/12/07
12869 Merrill Lynch Int’l & Co. C.V. – Ag Bk European Wts Dec 11A 2011/11/30 2011/12/07
13956 Merrill Lynch Int’l & Co. C.V. – Ch Mobile Eur Wt Dec 2011 E 2011/11/30 2011/12/07
12644 Merrill Lynch Int’l & Co. C.V. – China Life Eu Wt Dec 2011 B 2011/11/30 2011/12/07
12646 Merrill Lynch Int’l & Co. C.V. – HSBC Euro Wts Dec 2011 E 2011/11/30 2011/12/07
29815 Standard Chartered Bank – HKEx European Warrants Dec 2011 B 2011/11/30 2011/12/07
13256 UBS AG – Agricultural Bank European Warrants Dec 2011 A 2011/11/30 2011/12/07
28793 BNP Paribas Arbit Issu B.V. – RUSAL European Warrants Dec 11 2011/12/01 2011/12/08
13099 KBC Fin Products Int’l Ltd. – Agricultural Bk Eu Wt Dec2011A 2011/12/01 2011/12/08
12422 KBC Fin Products Int’l Ltd. – AIA European Warrants Dec 11B 2011/12/01 2011/12/08
12423 KBC Fin Products Int’l Ltd. – AIA European Warrants Dec 11C 2011/12/01 2011/12/08
12424 KBC Fin Products Int’l Ltd. – Ch Mobile Eu Put Wt Dec 2011 C 2011/12/01 2011/12/08
12426 KBC Fin Products Int’l Ltd. – Ch Mobile Euro Wt Dec 2011 D 2011/12/01 2011/12/08
12416 KBC Fin Products Int’l Ltd. – China Life Eur Put Wt Dec 2011 2011/12/01 2011/12/08
13963 Merrill Lynch Int’l & Co. C.V. – Ch Mobile Eu Put Wt Dec 11F 2011/12/01 2011/12/08
12645 Merrill Lynch Int’l & Co. C.V. – HSBC Euro Wts Dec 2011 D 2011/12/01 2011/12/08
29073 HK Bank – AIA European Warrants Dec 2011 2011/12/02 2011/12/09
13859 J P Morgan SP BV – China Life European Warrants Dec 2011 C 2011/12/02 2011/12/09
12453 KBC Fin Products Int’l Ltd. – BOCL European Wts Dec 2011 2011/12/02 2011/12/09
11975 KBC Fin Products Int’l Ltd. – HKEx European Warrants Dec 11A 2011/12/02 2011/12/09
28029 KBC Fin Products Int’l Ltd. – KECL European Put Wts Dec 2011 2011/12/02 2011/12/09
29493 KBC Fin Products Int’l Ltd. – Lenovo Euro Put Wts Dec 2011 2011/12/02 2011/12/09
29488 KBC Fin Products Int’l Ltd. – Lenovo European Wts Dec 2011 2011/12/02 2011/12/09
29492 KBC Fin Products Int’l Ltd. – Poly European Put Wts Dec 2011 2011/12/02 2011/12/09
29926 Standard Chartered Bank-China Life European Wts Dec 2011 B 2011/12/02 2011/12/09
12366 UBS AG – BYD European Warrants Dec 2011 2011/12/02 2011/12/09
12438 CC Rabobank B.A. – GCL-Poly Energy European Wts Dec 2011 2011/12/05 2011/12/12
12437 CC Rabobank B.A. – Shougang Res European Warrants Dec 2011 2011/12/05 2011/12/12
12498 Citigroup Global Mkt H Inc. – Hutchison Euro Wts Dec 2011 2011/12/05 2011/12/12
10082 Deutsche Bank AG – Nikkei 225 Index Euro Put Wts Dec 2011 C 2011/12/05 2011/12/12
10102 Deutsche Bank AG – Nikkei 225 Index Euro Put Wts Dec 2011 D 2011/12/05 2011/12/12
10078 Deutsche Bank AG – Nikkei 225 Index European Wts Dec 2011 A 2011/12/05 2011/12/12
10098 Deutsche Bank AG – Nikkei 225 Index European Wts Dec 2011 B 2011/12/05 2011/12/12
10076 Goldman Sachs SP (Asia) – N225 Index Euro Put Wts Dec 2011 2011/12/05 2011/12/12
10107 Goldman Sachs SP (Asia) – N225 Index Euro Put Wts Dec 2011 A 2011/12/05 2011/12/12
10074 Goldman Sachs SP (Asia) – N225 Index Euro Wts Dec 2011 2011/12/05 2011/12/12
10105 Goldman Sachs SP (Asia) – N225 Index Euro Wts Dec 2011 B 2011/12/05 2011/12/12
12478 HK Bank – HWL European Warrants Dec 2011 2011/12/05 2011/12/12
12903 J P Morgan Int’l Der. Ltd. – CC Bank European Wts Dec 2011 A 2011/12/05 2011/12/12
13091 KBC Fin Products Int’l Ltd. – CC Bank Euro Wts Dec 2011 2011/12/05 2011/12/12
12553 Merrill Lynch Int’l & Co. C.V. – HKEx Euro Wts Dec 2011 C 2011/12/05 2011/12/12
13198 RB of Scotland N.V. – HWL European Warrants Dec 2011 2011/12/05 2011/12/12
13172 Standard Chartered Bank – CC Bank Euro Warrants Dec 2011 B 2011/12/05 2011/12/12
12476 Standard Chartered Bank – ICBC European Warrants Dec 2011 2011/12/05 2011/12/12
12800 UBS AG – CC Bank European Warrants Dec 2011 A 2011/12/05 2011/12/12
23440 Barclays Bank plc – HSBC European Put Warrants Dec 2011 2011/12/06 2011/12/13
23933 Barclays Bank plc – HSBC European Warrants Dec 2011 2011/12/06 2011/12/13
10111 BNP Paribas Arbit Issu B.V. – EUR/USD European Put Wts Dec11 2011/12/06 2011/12/13
29936 BNP Paribas Arbit Issu B.V. – HKEx European Put Wts Dec 2011 2011/12/06 2011/12/13
28777 BNP Paribas Arbit Issu B.V. – Tencent Holdings Eu Wts Dec 11 2011/12/06 2011/12/13
10113 BNP Paribas Arbit Issu B.V. – USD/YEN European Put Wts Dec11 2011/12/06 2011/12/13
10112 BNP Paribas Arbit Issu B.V. -EUR/USD European Warrants Dec11 2011/12/06 2011/12/13
10114 BNP Paribas Arbit Issu B.V. -USD/YEN European Warrants Dec11 2011/12/06 2011/12/13
24903 BOCI Asia Ltd. – Agricultural Bk European Warrants Dec 2011 2011/12/06 2011/12/13
28202 BOCI Asia Ltd. – Belle Int’l European Warrants Dec 2011 2011/12/06 2011/12/13
24816 BOCI Asia Ltd. – Ch Agri-Ind European Warrants Dec 2011 2011/12/06 2011/12/13
12652 BOCI Asia Ltd. – HKEx European Put Warrants Dec 2011 2011/12/06 2011/12/13
24714 BOCI Asia Ltd. – HKEx European Warrants Dec 2011 2011/12/06 2011/12/13
11495 CC Rabobank B.A. – BOCL European Warrants Dec 2011 2011/12/06 2011/12/13
17401 CC Rabobank B.A. – CC Bank European Warrants Dec 2011 2011/12/06 2011/12/13
12482 CC Rabobank B.A. – Chow Sang Sang European Warrants Dec 2011 2011/12/06 2011/12/13
29575 CC Rabobank B.A. – COSCO Pacific European Warrants Dec 2011 2011/12/06 2011/12/13
12515 CC Rabobank B.A. – Henganintl European Warrants Dec 2011 2011/12/06 2011/12/13
12480 CC Rabobank B.A. – Hutchison European Warrants Dec 2011 2011/12/06 2011/12/13
12517 CC Rabobank B.A. – Poly HK Inv European Warrants Dec 2011 2011/12/06 2011/12/13
12516 CC Rabobank B.A. – Soho China European Warrants Dec 2011 2011/12/06 2011/12/13
12524 Citigroup Global Mkt H Inc. – Anhui Conch European Wts Dec11 2011/12/06 2011/12/13
12321 Citigroup Global Mkt H Inc. – COSCO Pacific Euro Wts Dec 11 2011/12/06 2011/12/13
12495 Citigroup Global Mkt H Inc. – CPIC European Warrants Dec 11 2011/12/06 2011/12/13
12496 Citigroup Global Mkt H Inc. – Galaxy Ent European Wts Dec11A 2011/12/06 2011/12/13
12497 Citigroup Global Mkt H Inc. – Lenovo European Warrants Dec11 2011/12/06 2011/12/13
12523 Citigroup Global Mkt H Inc. – SPDR Gold T European Wts Dec11 2011/12/06 2011/12/13
17314 Credit Suisse – CC Bank European Warrants Dec 2011 2011/12/06 2011/12/13
13076 Credit Suisse AG – Agricultural Bank European Wts Dec 2011 2011/12/06 2011/12/13
14103 Credit Suisse AG – Agricultural Bank European Wts Dec 2011 A 2011/12/06 2011/12/13

Last Delisted
13356 Credit Suisse AG – China Tel European Warrants Dec 2011 2011/12/06 2011/12/13
28372 Credit Suisse AG – CNOOC European Warrants Dec 2011 2011/12/06 2011/12/13
12602 Credit Suisse AG – HKEx European Warrants Dec 2011 2011/12/06 2011/12/13
24584 Credit Suisse AG – HSBC European Put Warrants Dec 2011 2011/12/06 2011/12/13
22971 Credit Suisse AG – HSBC European Wts Dec 2011 2011/12/06 2011/12/13
28277 Deutsche Bank AG – CNOOC European Warrants Dec 2011 2011/12/06 2011/12/13
22378 Deutsche Bank AG – HSBC European Warrants Dec 2011 2011/12/06 2011/12/13
28110 Deutsche Bank AG – KECL European Warrants Dec 2011 2011/12/06 2011/12/13
27943 Goldman Sachs SP (Asia) – Belle Int’l European Wts Dec 2011 2011/12/06 2011/12/13
25735 Goldman Sachs SP (Asia) – HKEx European Warrants Dec 2011 B 2011/12/06 2011/12/13
28592 Goldman Sachs SP (Asia) – HSBC European Warrants Dec 2011 2011/12/06 2011/12/13
11426 HK Bank – GCL-Poly Energy European Warrants Dec 2011 2011/12/06 2011/12/13
11187 J P Morgan SP BV – HKEx European Put Wts Dec 2011 2011/12/06 2011/12/13
24295 J P Morgan SP BV – HSBC European Put Warrants Dec 2011 2011/12/06 2011/12/13
24386 J P Morgan SP BV – HSBC European Warrants Dec 2011 2011/12/06 2011/12/13
24800 KBC Fin Products Int’l Ltd. – BOC HK European Wts Dec 2011 2011/12/06 2011/12/13
13328 KBC Fin Products Int’l Ltd. – Jiangxi Copper Eu Wts Dec 2011 2011/12/06 2011/12/13
11358 KBC Fin Products Int’l Ltd. – New World Euro Put Wt Dec 2011 2011/12/06 2011/12/13
12521 KBC Fin Products Int’l Ltd. – Ping An Euro Put Wts Dec 2011 2011/12/06 2011/12/13
12519 KBC Fin Products Int’l Ltd. – Ping An European Wts Dec 2011 2011/12/06 2011/12/13
27932 Macquarie Bank Ltd. – CM Bank European Warrants Dec 2011 2011/12/06 2011/12/13
23474 Macquarie Bank Ltd. – HSBC European Put Warrants Dec 2011 2011/12/06 2011/12/13
13589 Merrill Lynch Int’l & Co. C.V. – Ag Bk Euro Wts Dec 2011 B 2011/12/06 2011/12/13
29423 Merrill Lynch Int’l & Co. C.V. – AIA European Warrants Dec11 2011/12/06 2011/12/13
25436 Merrill Lynch Int’l & Co. C.V. – BOC HK Euro Wts Dec 2011 2011/12/06 2011/12/13
11810 Merrill Lynch Int’l & Co. C.V. – Ch Mobile Eu Put Wt Dec 11D 2011/12/06 2011/12/13
12993 Merrill Lynch Int’l & Co. C.V. – Ch Telecom Eu Wt Dec 2011 A 2011/12/06 2011/12/13
23479 Merrill Lynch Int’l & Co. C.V. – HKEx Euro Wts Dec 2011 A 2011/12/06 2011/12/13
23453 Merrill Lynch Int’l & Co. C.V. – HSBC Euro Put Wt Dec 2011 2011/12/06 2011/12/13
12872 Merrill Lynch Int’l & Co. C.V. – ICBC European Put Wts Dec11 2011/12/06 2011/12/13
23455 Merrill Lynch Int’l & Co. C.V. – SHK Ppt Euro Wts Dec 2011 2011/12/06 2011/12/13
13064 Nomura Int’l plc – Agricultural Bk Euro Warrants Dec 2011 2011/12/06 2011/12/13
13065 Nomura Int’l plc – Agricultural Bk Euro Warrants Dec 2011 A 2011/12/06 2011/12/13
24489 Nomura Int’l plc – HSBC European Put Warrants Dec 2011 2011/12/06 2011/12/13
29543 Nomura Int’l plc – L’Occitane European Warrants Dec 2011 2011/12/06 2011/12/13
12875 SGA Societe Generale Acceptance N.V. – AGBK Eu Wt Dec 2011 2011/12/06 2011/12/13
12463 SGA Societe Generale Acceptance N.V. – BOCL Eu Wt Dec 2011 2011/12/06 2011/12/13
23023 SGA Societe Generale Acceptance N.V. – Ch Mob Eu Wt Dec2011A 2011/12/06 2011/12/13
28400 SGA Societe Generale Acceptance N.V. – CNOOC Eu Wt Dec 2011 2011/12/06 2011/12/13
24134 SGA Societe Generale Acceptance N.V. – HKEx Eu Wt Dec 2011 A 2011/12/06 2011/12/13
25596 SGA Societe Generale Acceptance N.V. – HKEx Eu Wt Dec 2011 B 2011/12/06 2011/12/13
12348 SGA Societe Generale Acceptance N.V. – HSBC Eu Wt Dec 2011 B 2011/12/06 2011/12/13
27366 SGA Societe Generale Acceptance N.V. – KECL Euro Wts Dec 11 2011/12/06 2011/12/13
12469 SGA Societe Generale Acceptance N.V. – SJM Hold Eu Wt Dec 11 2011/12/06 2011/12/13
14243 SGA Societe Generale Acceptance N.V. – Tencent Eu Wt Dec 11A 2011/12/06 2011/12/13
12805 Standard Chartered Bank – Tencent Hldg European Wts Dec 2011 2011/12/06 2011/12/13
14667 UBS AG – CC Bank European Warrants Dec 2011 2011/12/06 2011/12/13
15870 UBS AG – Ch Molybdenum European Warrants Dec 2011 2011/12/06 2011/12/13
23163 UBS AG – China Mobile European Warrants Dec 2011 2011/12/06 2011/12/13
13304 UBS AG – China Tel European Warrants Dec 2011 2011/12/06 2011/12/13
12654 UBS AG – China Unicom European Warrants Dec 2011 2011/12/06 2011/12/13
29498 UBS AG – CM Bank European Warrants Dec 2011 2011/12/06 2011/12/13
12431 UBS AG – GCL-Poly Energy European Warrants Dec 2011 2011/12/06 2011/12/13
23321 UBS AG – HSBC European Put Warrants Dec 2011 2011/12/06 2011/12/13
28798 UBS AG – KECL European Warrants Dec 2011 2011/12/06 2011/12/13
13908 UBS AG – Shanghai Electric European Warrants Dec 2011 2011/12/06 2011/12/13
12724 UBS AG – Tencent Holdings European Warrants Dec 2011 2011/12/06 2011/12/13
12527 Citigroup Global Mkt H Inc. – Agricultural Bk Eu Wt Dec 2011 2011/12/07 2011/12/14
12868 Merrill Lynch Int’l & Co. C.V. – Ag Bk European Wts Dec 2011 2011/12/07 2011/12/14
27631 Merrill Lynch Int’l & Co. C.V. – HSBC Euro Wts Dec 2011 B 2011/12/07 2011/12/14
12542 UBS AG – China Mobile European Warrants Dec 2011 A 2011/12/07 2011/12/14
29080 CC Rabobank B.A. – C Transmission European Warrants Dec 2011 2011/12/08 2011/12/15
13135 Citigroup Global Mkt H Inc. – CNOOC European Wts Dec 2011 A 2011/12/08 2011/12/15
29519 Goldman Sachs SP (Asia) – A50 China Euro Put Wts Dec 2011 2011/12/08 2011/12/15
11830 HK Bank – PICC European Warrants Dec 2011 2011/12/08 2011/12/15
27704 J P Morgan SP BV – Shimao Property European Wts Dec 2011 2011/12/08 2011/12/15
29782 Macquarie Bank Ltd. – Alibaba European Warrants Dec 2011 2011/12/08 2011/12/15
28146 Macquarie Bank Ltd. – China Overseas European Wts Dec 2011 2011/12/08 2011/12/15
28942 Macquarie Bank Ltd. – Shimao Ppt European Warrants Dec 2011 2011/12/08 2011/12/15
12776 Merrill Lynch Int’l & Co. C.V. – CNOOC European Wts Dec 2011 2011/12/08 2011/12/15
27461 Nomura Int’l plc – Chi Res Land European Warrants Dec 2011 2011/12/08 2011/12/15
26414 SGA Societe Generale Acceptance N.V. – A50 Ch Eu Wt Dec 11A 2011/12/08 2011/12/15
12878 SGA Societe Generale Acceptance N.V. – CCB Eur Wt Dec 2011 B 2011/12/08 2011/12/15
13086 Standard Chartered Bank – CNOOC European Warrants Dec 2011 2011/12/08 2011/12/15
12799 UBS AG – BYD European Warrants Dec 2011 B 2011/12/08 2011/12/15
11272 BOCI Asia Ltd. – Tracker Fund European Put Warrants Dec 2011 2011/12/09 2011/12/16
12565 HK Bank – BOCL European Warrants Dec 2011 2011/12/09 2011/12/16
11968 KBC Fin Products Int’l Ltd. – China Life Euro Wts Dec 2011 2011/12/09 2011/12/16
29377 KBC Fin Products Int’l Ltd. – China Unicom Eur Put Wts Dec11 2011/12/09 2011/12/16
11675 KBC Fin Products Int’l Ltd. – HKEx European Warrants Dec 11 2011/12/09 2011/12/16
12392 KBC Fin Products Int’l Ltd. – HSBC European Wts Dec 2011 B 2011/12/09 2011/12/16
13132 KBC Fin Products Int’l Ltd. – Hutchison Euro Wts Dec 2011 2011/12/09 2011/12/16
28022 KBC Fin Products Int’l Ltd. – KECL European Wts Dec 2011 2011/12/09 2011/12/16
13186 KBC Fin Products Int’l Ltd.-Tencent Holdings Eu Wt Dec 2011B 2011/12/09 2011/12/16
29883 Macquarie Bank Ltd. – KECL European Warrants Dec 2011 2011/12/09 2011/12/16
12867 Merrill Lynch Int’l & Co. C.V. – ICBC European Wts Dec 2011A 2011/12/09 2011/12/16
13148 CC Rabobank B.A. – CC Bank European Warrants Dec 2011 A 2011/12/12 2011/12/19

Last Delisted
29351 CC Rabobank B.A. – HKEx European Warrants Dec 2011A 2011/12/12 2011/12/19
27568 HK Bank – CM Bank European Warrants Dec 2011 2011/12/12 2011/12/19
11007 HK Bank – CNBM European Warrants Dec 2011 2011/12/12 2011/12/19
11964 HK Bank – ICBC European Put Warrants Dec 2011 2011/12/12 2011/12/19
12382 HK Bank -BYD European Warrants Dec 2011 2011/12/12 2011/12/19
13096 KBC Fin Products Int’l Ltd. – ICBC Euro Put Wts Dec 2011 2011/12/12 2011/12/19
12595 Macquarie Bank Ltd. – CC Bank European Put Warrants Dec 2011 2011/12/12 2011/12/19
12591 Macquarie Bank Ltd. – CC Bank European Warrants Dec 2011 2011/12/12 2011/12/19
12593 Macquarie Bank Ltd. – Maanshan Iron European Wts Dec 2011 2011/12/12 2011/12/19
12691 Merrill Lynch Int’l & Co. C.V. – HKEx Eur Put Wts Dec 2011 D 2011/12/12 2011/12/19
12760 Nomura Int’l plc – CC Bank European Put Warrants Dec 2011 2011/12/12 2011/12/19
12753 Nomura Int’l plc – CC Bank European Warrants Dec 2011 2011/12/12 2011/12/19
12754 Nomura Int’l plc -CITIC Bank European Warrants Dec 2011 2011/12/12 2011/12/19
28509 RB of Scotland N.V. – CNOOC European Warrants Dec 2011 2011/12/12 2011/12/19
23114 Barclays Bank plc – China Mobile European Wts Dec 2011 2011/12/13 2011/12/20
11952 Barclays Bank plc – HSBC European Warrants Dec 2011 A 2011/12/13 2011/12/20
25092 BOCI Asia Ltd. – China Mengniu European Warrants Dec 2011 2011/12/13 2011/12/20
28134 BOCI Asia Ltd. – CNOOC European Warrants Dec 2011 2011/12/13 2011/12/20
12988 BOCI Asia Ltd. – HKEx European Warrants Dec 2011 A 2011/12/13 2011/12/20
22695 BOCI Asia Ltd. – HSBC European Warrants Dec 2011 2011/12/13 2011/12/20
29429 CC Rabobank B.A. – CNOOC European Warrants Dec 2011 2011/12/13 2011/12/20
17069 CC Rabobank B.A. – HSBC European Warrants Dec 2011 2011/12/13 2011/12/20
29324 CC Rabobank B.A. – SHK Ppt European Warrants Dec 2011 2011/12/13 2011/12/20
12534 CC Rabobank B.A. – Ting Yi European Warrants Dec 2011 2011/12/13 2011/12/20
11502 CC Rabobank B.A. – Westchinacement European Warrants Dec 11 2011/12/13 2011/12/20
26090 Citigroup Global Mkt H Inc. – A50 China Euro Wts Dec 2011 2011/12/13 2011/12/20
11503 Citigroup Global Mkt H Inc. – BBMG European Warrants Dec 11 2011/12/13 2011/12/20
26394 Citigroup Global Mkt H Inc. – CMOC European Warrants Dec 11 2011/12/13 2011/12/20
13255 Citigroup Global Mkt H Inc. – ICBC European Wts Dec 2011 A 2011/12/13 2011/12/20
23759 Citigroup Global Mkt H Inc. – Swrie Pacific A Euro Wts Dec11 2011/12/13 2011/12/20
11222 Citigroup Global Mkt H Inc. – Yanzhou Coal Euro Put Wt Dec11 2011/12/13 2011/12/20
11962 Credit Suisse AG – ChiUnicom European Warrants Dec 2011 A 2011/12/13 2011/12/20
13800 Credit Suisse AG – Hutchison European Warrants Dec 2011 A 2011/12/13 2011/12/20
13156 Credit Suisse AG – ICBC European Warrants Dec 2011 2011/12/13 2011/12/20
12581 Credit Suisse AG – Lonking European Warrants Dec 2011 2011/12/13 2011/12/20
12714 Credit Suisse AG – PICC European Warrants Dec 2011 2011/12/13 2011/12/20
27695 Credit Suisse AG – Ping An European Warrants Dec 2011 2011/12/13 2011/12/20
12579 Credit Suisse AG – Zoomlion European Warrants Dec 2011 2011/12/13 2011/12/20
26391 Deutsche Bank AG – Zijin Mining European Warrants Dec 2011 2011/12/13 2011/12/20
26223 Deutsche Bank AG – Ch LongYuan European Warrants Dec 2011 B 2011/12/13 2011/12/20
25500 Deutsche Bank AG – China Agri European Warrants Dec 2011 A 2011/12/13 2011/12/20
22892 Deutsche Bank AG – China Mobile European Warrants Dec 2011 2011/12/13 2011/12/20
28416 Deutsche Bank AG – COSCO Pacific European Warrants Dec 2011 2011/12/13 2011/12/20
27577 Goldman Sachs SP (Asia) – KECL European Warrants Dec 2011 2011/12/13 2011/12/20
28631 Goldman Sachs SP (Asia) -Ch Overseas European Warrants Dec11 2011/12/13 2011/12/20
12611 HK Bank – Agricultural Bank European Warrants Dec 2011 2011/12/13 2011/12/20
13999 HK Bank – China Tel European Warrants Dec 2011 2011/12/13 2011/12/20
29654 HK Bank – Foxconn European Warrants Dec 2011 2011/12/13 2011/12/20
12891 J P Morgan SP BV – Hutchison European Warrants Dec 2011 2011/12/13 2011/12/20
12895 J P Morgan SP BV – ICBC European Warrants Dec 2011 2011/12/13 2011/12/20
25793 J P Morgan SP BV – Zijin Mining European Warrants Dec 2011 A 2011/12/13 2011/12/20
11232 KBC Fin Products Int’l Ltd. – A50 Ch Euro Wts Dec 2011 2011/12/13 2011/12/20
13100 KBC Fin Products Int’l Ltd. – Agricultural Bk Eu Wt Dec2011B 2011/12/13 2011/12/20
13225 KBC Fin Products Int’l Ltd. – HSBC Euro Put Wts Dec 2011 D 2011/12/13 2011/12/20
12613 Macquarie Bank Ltd. – CITIC Bank European Warrants Dec 2011 2011/12/13 2011/12/20
29331 Macquarie Bank Ltd. – LOccitane European Warrants Dec 2011 2011/12/13 2011/12/20
29389 Merrill Lynch Int’l & Co. C.V. – A50 China Eur Wt Dec 2011 2011/12/13 2011/12/20
11986 Merrill Lynch Int’l & Co. C.V. – Ch Life Eur Put Wt Dec 2011 2011/12/13 2011/12/20
11806 Merrill Lynch Int’l & Co. C.V. – Ch Mobile Eur Wt Dec 2011 C 2011/12/13 2011/12/20
14381 Merrill Lynch Int’l & Co. C.V. – Ch Telecom Eur Wt Dec 2011 2011/12/13 2011/12/20
11447 Merrill Lynch Int’l & Co. C.V. – CM Bank Euro Wts Dec 2011 2011/12/13 2011/12/20
28983 Merrill Lynch Int’l & Co. C.V. – HKEx Eur Put Wts Dec 2011 2011/12/13 2011/12/20
22219 Merrill Lynch Int’l & Co. C.V. – HS Bank Euro Put Wts Dec 11 2011/12/13 2011/12/20
13786 Merrill Lynch Int’l & Co. C.V. – Hutchison Eur Wt Dec 2011 A 2011/12/13 2011/12/20
13541 Merrill Lynch Int’l & Co. C.V. – Hutchison Euro Wt Dec 2011 2011/12/13 2011/12/20
12866 Merrill Lynch Int’l & Co. C.V. – ICBC European Wts Dec 2011 2011/12/13 2011/12/20
13644 Merrill Lynch Int’l & Co. C.V. – Minsheng Bk Eu Wts Dec 2011 2011/12/13 2011/12/20
13789 Merrill Lynch Int’l & Co. C.V. – SHK Ppt Euro Wts Dec 2011 A 2011/12/13 2011/12/20
28843 Merrill Lynch Int’l & Co. C.V. – Sinopec Euro Wts Dec 2011 2011/12/13 2011/12/20
25344 Merrill Lynch Int’l & Co. C.V. – Tencent Euro Wts Dec 2011 2011/12/13 2011/12/20
11717 Merrill Lynch Int’l & Co. C.V. – Wharf European Wts Dec11 2011/12/13 2011/12/20
13783 Merrill Lynch Int’l & Co. C.V.-CK(H) Euro Put Wts Dec 2011 2011/12/13 2011/12/20
29762 Nomura Int’l plc – BOCL European Warrants Dec 2011 2011/12/13 2011/12/20
29749 Nomura Int’l plc – Ch Com Service European Warrants Dec 2011 2011/12/13 2011/12/20
11470 Nomura Int’l plc – China Telecom European Warrants Dec 2011 2011/12/13 2011/12/20
29761 Nomura Int’l plc – CPIC European Warrants Dec 2011 2011/12/13 2011/12/20
21597 Nomura Int’l plc – HSBC European Warrants Dec 2011 2011/12/13 2011/12/20
13068 Nomura Int’l plc – ICBC European Warrants Dec 2011 A 2011/12/13 2011/12/20
29541 Nomura Int’l plc – Xinyi Glass European Put Wts Dec 2011 2011/12/13 2011/12/20
11169 RB of Scotland N.V. – A50 China European Warrants Dec 2011 2011/12/13 2011/12/20
13753 RB of Scotland N.V. – Ping An European Warrants Dec 2011 2011/12/13 2011/12/20
13851 SGA Societe Generale Acceptance N.V. – CLife Eu Wt Dec 2011C 2011/12/13 2011/12/20
11698 SGA Societe Generale Acceptance N.V. – HKEx Eu Wt Dec 2011 C 2011/12/13 2011/12/20
23097 SGA Societe Generale Acceptance N.V. – HSBC Eu Put Wt Dec 11 2011/12/13 2011/12/20
22462 SGA Societe Generale Acceptance N.V. – HSBC Eu Wt Dec 2011 2011/12/13 2011/12/20
13551 SGA Societe Generale Acceptance N.V. – HWL Eur Wt Dec 2011 A 2011/12/13 2011/12/20
28295 SGA Societe Generale Acceptance N.V. – Ping An Eu Wt Dec 11 2011/12/13 2011/12/20

Last Delisted
25672 SGA Societe Generale Acceptance N.V. – SHK P Eu Wt Dec 2011A 2011/12/13 2011/12/20
25845 SGA Societe Generale Acceptance N.V. – SHK P Eu Wt Dec 2011B 2011/12/13 2011/12/20
27166 SGA Societe Generale Acceptance NV-New World Dev Eu Wt Dec11 2011/12/13 2011/12/20
13221 Standard Chartered Bank – ICBC European Warrants Dec 2011 B 2011/12/13 2011/12/20
27883 Standard Chartered Bank – Ping An European Warrants Dec 2011 2011/12/13 2011/12/20
27113 Standard Chartered Bank – SHK P European Warrants Dec 2011 2011/12/13 2011/12/20
12618 UBS AG – Agricultural Bank European Warrants Dec 2011 2011/12/13 2011/12/20
12617 UBS AG – BYD European Warrants Dec 2011 A 2011/12/13 2011/12/20
28122 UBS AG – CNOOC European Warrants Dec 2011 2011/12/13 2011/12/20
15550 UBS AG – HSBC European Warrants Dec 2011 2011/12/13 2011/12/20
12583 UBS AG – ICBC European Warrants Dec 2011 2011/12/13 2011/12/20
27651 UBS AG – Ping An European Warrants Dec 2011 2011/12/13 2011/12/20
26493 UBS AG – SHK Ppt European Warrants Dec 2011 2011/12/13 2011/12/20
13732 CC Rabobank B.A. – Minsheng Bank European Wts Dec 2011 2011/12/14 2011/12/21
12633 Credit Suisse – Cheung Kong European Put Warrants Dec 2011 2011/12/14 2011/12/21
11741 Credit Suisse AG – ChiUnicom European Warrants Dec 2011 2011/12/14 2011/12/21
12764 Credit Suisse AG – HKEx European Warrants Dec 2011 A 2011/12/14 2011/12/21
12634 Credit Suisse AG – SHK Ppt European Put Warrants Dec 2011 2011/12/14 2011/12/21
12631 Credit Suisse AG – SHK Ppt European Warrants Dec 2011 2011/12/14 2011/12/21
11390 HK Bank – China Life European Warrants Dec 2011 2011/12/14 2011/12/21
11341 HK Bank – Lonking European Warrants Dec 2011 2011/12/14 2011/12/21
27881 J P Morgan SP BV – Zijin Mining European Warrants Dec 2011 B 2011/12/14 2011/12/21
29567 KBC Fin Products Int’l Ltd. – Ch Mobile Eu Put Wt Dec 2011 B 2011/12/14 2011/12/21
29448 KBC Fin Products Int’l Ltd. – CITIC P European Wts Dec 2011 2011/12/14 2011/12/21
11793 KBC Fin Products Int’l Ltd. – SHK Ppt Euro Put Wts Dec 2011 2011/12/14 2011/12/21
24703 Macquarie Bank Ltd. – China Agri European Warrants Dec 2011 2011/12/14 2011/12/21
13452 Macquarie Bank Ltd. – Minsheng Bank European Wts Dec 2011 2011/12/14 2011/12/21
25024 Merrill Lynch Int’l & Co. C.V. – Ch Mobile Eu Put Wt Dec 11B 2011/12/14 2011/12/21
12994 Merrill Lynch Int’l & Co. C.V. – ChiUnicom Eu Wts Dec 2011 A 2011/12/14 2011/12/21
12551 Merrill Lynch Int’l & Co. C.V. – Sinopec Euro Wts Dec 2011 A 2011/12/14 2011/12/21
29757 Nomura Int’l plc – CSR European Warrants Dec 2011 2011/12/14 2011/12/21
13069 Nomura Int’l plc – ICBC European Warrants Dec 2011 B 2011/12/14 2011/12/21
13071 Nomura Int’l plc – Minsheng Bank European Warrants Dec 2011 2011/12/14 2011/12/21
25739 BNP Paribas Arbit Issu B.V. -SHK Ppt European Warrants Dec11 2011/12/15 2011/12/22
13201 Credit Suisse AG – Anhui Conch European Warrants Dec 2011 2011/12/15 2011/12/22
13075 Credit Suisse AG – CC Bank European Warrants Dec 2011 A 2011/12/15 2011/12/22
25601 Deutsche Bank AG – China Mobile European Put Wts Dec 2011 2011/12/15 2011/12/22
26918 HK Bank – A50 China European Put Warrants Dec 2011 2011/12/15 2011/12/22
24762 HK Bank – Ch LongYuan European Warrants Dec 2011 A 2011/12/15 2011/12/22
27731 J P Morgan SP BV – China Mob European Put Warrants Dec 2011 2011/12/15 2011/12/22
13092 KBC Fin Products Int’l Ltd. – CC Bank Euro Wts Dec 2011 A 2011/12/15 2011/12/22
23803 KBC Fin Products Int’l Ltd. – Ch Mobile Eu Put Wt Dec 2011 A 2011/12/15 2011/12/22
29913 KBC Fin Products Int’l Ltd. – China Coal Euro Wts Dec 2011 2011/12/15 2011/12/22
11674 KBC Fin Products Int’l Ltd. – CNOOC European Wts Dec 2011 2011/12/15 2011/12/22
23511 Merrill Lynch Int’l & Co. C.V. – Ch Mobile Eu Put Wt Dec 11A 2011/12/15 2011/12/22
28227 Merrill Lynch Int’l & Co. C.V. – Ping An Euro Wts Dec 2011 2011/12/15 2011/12/22
24308 RB of Scotland N.V. – China Mobile European Put Wts Dec11 2011/12/15 2011/12/22
26415 SGA Societe Generale Acceptance N.V. – A50 Ch Eu Wt Dec 11B 2011/12/15 2011/12/22
27158 SGA Societe Generale Acceptance N.V. – Alibaba Eu Wts Dec 11 2011/12/15 2011/12/22
27595 SGA Societe Generale Acceptance N.V. – BBMG Euro Wts Dec 11 2011/12/15 2011/12/22
12635 SGA Societe Generale Acceptance N.V. – BYD Eu Wt Dec 2011 2011/12/15 2011/12/22
29919 SGA Societe Generale Acceptance N.V. – CCoal Eur Wt Dec 2011 2011/12/15 2011/12/22
11818 SGA Societe Generale Acceptance N.V. – CHALCO Eu Wt Dec 2011 2011/12/15 2011/12/22
11022 SGA Societe Generale Acceptance N.V. – CMB Euro Wts Dec 2011 2011/12/15 2011/12/22
24997 SGA Societe Generale Acceptance N.V. – CMob Eu Put Wt Dec 11 2011/12/15 2011/12/22
29475 SGA Societe Generale Acceptance N.V. – CNBM Euro Wts Dec2011 2011/12/15 2011/12/22
28723 SGA Societe Generale Acceptance N.V. – CPAir Eur Wt Dec 2011 2011/12/15 2011/12/22
29549 SGA Societe Generale Acceptance N.V. – CSR Euro Wts Dec 2011 2011/12/15 2011/12/22
12468 SGA Societe Generale Acceptance N.V. – Lonking Euro Wt Dec11 2011/12/15 2011/12/22
27167 SGA Societe Generale Acceptance N.V. – PICC P&C Eu Wt Dec 11 2011/12/15 2011/12/22
25852 SGA Societe Generale Acceptance N.V. – SHKP Eu Put Wt Dec 11 2011/12/15 2011/12/22
13145 SGA Societe Generale Acceptance N.V. – Tencent Eu Wt Dec2011 2011/12/15 2011/12/22
28998 SGA Societe Generale Acceptance N.V.-Belle Int’l Eu Wt Dec11 2011/12/15 2011/12/22
26588 SGA Societe Generale Acceptance N.V.-Ch LongYuan Eu Wt Dec11 2011/12/15 2011/12/22
27220 SGA Societe Generale Acceptance N.V.-Ch Overseas Eu Wt Dec11 2011/12/15 2011/12/22
27212 SGA Societe Generale Acceptance N.V.-Shimao Ppt Eu Wt Dec 11 2011/12/15 2011/12/22
28726 SGA Societe Generale Acceptance N.V-C Transmiss Eu Wt Dec 11 2011/12/15 2011/12/22
27161 SGA Societe Generale Acceptance N.V-Chi Res Land Eu Wt Dec11 2011/12/15 2011/12/22
11245 Standard Chartered Bank – A50 China European Warrants Dec 11 2011/12/15 2011/12/22
13048 UBS AG – China Life European Warrants Dec 2011 A 2011/12/15 2011/12/22
13638 UBS AG – Tencent Holdings European Warrants Dec 2011 A 2011/12/15 2011/12/22
11106 BNP Paribas Arbit Issu B.V. – China Overseas Eur Wt Dec 2011 2011/12/16 2011/12/23
27511 Credit Suisse AG – Ch Comm Cons European Warrants Dec 2011 2011/12/16 2011/12/23
13357 Credit Suisse AG – China Mobile European Warrants Dec 2011 A 2011/12/16 2011/12/23
29399 HK Bank – Dongfeng Motor European Warrants Dec 2011 2011/12/16 2011/12/23
12675 HK Bank – ICBC European Warrants Dec 2011 2011/12/16 2011/12/23
27610 HK Bank – KECL European Warrants Dec 2011 2011/12/16 2011/12/23
27790 J P Morgan SP BV – Ch Comm Cons European Warrants Dec 2011 2011/12/16 2011/12/23
13089 KBC Fin Products Int’l Ltd. – HKEx Euro Warrants Dec 2011 B 2011/12/16 2011/12/23
12520 KBC Fin Products Int’l Ltd. – Ping An European Wts Dec 2011A 2011/12/16 2011/12/23
24231 Macquarie Bank Ltd. – Lee & Man Paper European Wts Dec 2011 2011/12/16 2011/12/23
22216 Merrill Lynch Int’l & Co. C.V. – HSBC Euro Wts Dec 2011 A 2011/12/16 2011/12/23
12723 UBS AG – HKEx European Warrants Dec 2011 D 2011/12/16 2011/12/23
29237 Bank of East Asia – AIA European Warrants Dec 2011 2011/12/19 2011/12/28
28720 Bank of East Asia – BOCHK European Put Warrants Dec 2011 2011/12/19 2011/12/28
28268 Bank of East Asia – China Overseas European Warrants Dec 11 2011/12/19 2011/12/28
28717 Bank of East Asia – CITIC Pacific European Warrants Dec 2011 2011/12/19 2011/12/28

Last Delisted
28267 Bank of East Asia – CNOOC European Warrants Dec 2011 2011/12/19 2011/12/28
28269 Bank of East Asia – HKEx European Warrants Dec 2011 2011/12/19 2011/12/28
28270 Bank of East Asia – JIANC European Warrants Dec 2011 2011/12/19 2011/12/28
28718 Bank of East Asia – Tencent Holdings European Warrants Dec11 2011/12/19 2011/12/28
18045 BNP Paribas Arbit Issu B.V. – China Tel Euro Wts Dec 2011 2011/12/19 2011/12/28
24715 BOCI Asia Ltd. – KECL European Warrants Dec 2011 2011/12/19 2011/12/28
11490 BOCI Asia Ltd. – Tencent Holdings European Warrants Dec 2011 2011/12/19 2011/12/28
24117 CC Rabobank B.A. – Ch Mobile European Put Wts Dec 2011 2011/12/19 2011/12/28
11005 CC Rabobank B.A. – Tencent Holdings European Wts Dec 2011 2011/12/19 2011/12/28
11221 Citigroup Global Mkt H Inc. – Ch Overseas Euro Put Wt Dec11 2011/12/19 2011/12/28
11130 Citigroup Global Mkt H Inc. – Ch Overseas Euro Wts Dec 2011 2011/12/19 2011/12/28
12408 Citigroup Global Mkt H Inc. – CNOOC European Wts Dec 2011 2011/12/19 2011/12/28
13080 Citigroup Global Mkt H Inc. – HKEx European Wts Dec 2011 A 2011/12/19 2011/12/28
11190 Citigroup Global Mkt H Inc. – SHK Ppt Euro Put Wts Dec 2011 2011/12/19 2011/12/28
23896 Credit Suisse AG – China Mobile European Put Warrants Dec 11 2011/12/19 2011/12/28
12721 Credit Suisse AG – EvergrandeEuropean Warrants Dec 2011 2011/12/19 2011/12/28
25707 Credit Suisse AG – Zijin Mining European Warrants Dec 2011 2011/12/19 2011/12/28
27574 HK Bank – Zijin Mining European Warrants Dec 2011 2011/12/19 2011/12/28
12889 J P Morgan SP BV – China Life European Warrants Dec 2011 A 2011/12/19 2011/12/28
13858 J P Morgan SP BV – China Life European Warrants Dec 2011 B 2011/12/19 2011/12/28
12917 J P Morgan SP BV – Esprit European Wts Dec 2011 2011/12/19 2011/12/28
13431 KBC Fin Products Int’l Ltd. – BYD European Warrants Dec 2011 2011/12/19 2011/12/28
24576 KBC Fin Products Int’l Ltd. – HS Bank European Wts Dec 2011 2011/12/19 2011/12/28
12699 Macquarie Bank Ltd. – Hunan Nonferrous European Wts Dec 2011 2011/12/19 2011/12/28
12698 Macquarie Bank Ltd. – ZTE European Warrants Dec 2011 2011/12/19 2011/12/28
14002 Merrill Lynch Int’l & Co. C.V. – Hutchison Eur Wt Dec 2011 B 2011/12/19 2011/12/28
13060 Nomura Int’l plc – CC Bank European Warrants Dec 2011 A 2011/12/19 2011/12/28
13067 Nomura Int’l plc – ICBC European Warrants Dec 2011 2011/12/19 2011/12/28
29532 Nomura Int’l plc – Tingyi European Warrants Dec 2011 2011/12/19 2011/12/28
12812 UBS AG – CC Bank European Warrants Dec 2011 B 2011/12/19 2011/12/28
13694 UBS AG – China Shenhua European Warrants Dec 2011 2011/12/19 2011/12/28
13110 UBS AG – CNOOC European Warrants Dec 2011 A 2011/12/19 2011/12/28
12725 UBS AG – SPDR Gold Trust European Warrants Dec 2011 2011/12/19 2011/12/28
12316 Barclays Bank plc – CC Bank European Put Warrants Dec 2011 2011/12/20 2011/12/29
25897 Barclays Bank plc – Ch LongYuan European Warrants Dec 2011 2011/12/20 2011/12/29
13022 Barclays Bank plc – China Life European Warrants Dec 2011 2011/12/20 2011/12/29
12317 Barclays Bank plc – China Mobile European Put Wts Dec 2011 2011/12/20 2011/12/29
11955 Barclays Bank plc – CNOOC European Put Warrants Dec 2011 2011/12/20 2011/12/29
27885 Barclays Bank plc – CNOOC European Warrants Dec 2011 2011/12/20 2011/12/29
12315 Barclays Bank plc – CPIC European Warrants Dec 2011 2011/12/20 2011/12/29
26210 Barclays Bank plc – SHK Ppt European Put Warrants Dec 2011 2011/12/20 2011/12/29
12313 Barclays Bank plc – SJM Holdings European Warrants Dec 2011 2011/12/20 2011/12/29
29088 BOCI Asia Ltd. – A50 China European Warrants Dec 2011 2011/12/20 2011/12/29
28097 BOCI Asia Ltd. – Ch Overseas European Warrants Dec 2011 2011/12/20 2011/12/29
28133 BOCI Asia Ltd. – CM Bank European Warrants Dec 2011 2011/12/20 2011/12/29
12653 BOCI Asia Ltd. – HSBC European Put Warrants Dec 2011 2011/12/20 2011/12/29
28099 BOCI Asia Ltd. – Zijin Mining European Warrants Dec 2011 2011/12/20 2011/12/29
13124 CC Rabobank B.A. – Esprit European Warrants Dec 2011 A 2011/12/20 2011/12/29
23844 Citigroup Global Mkt H Inc. – HS Bank European Wts Dec 2011 2011/12/20 2011/12/29
26875 Citigroup Global Mkt H Inc. – Ping An Euro Wts Dec 2011 2011/12/20 2011/12/29
21923 Citigroup Global Mkt H Inc. – Yue Yuen Ind European Wt Dec11 2011/12/20 2011/12/29
13158 Credit Suisse AG – BOCL European Warrants Dec 2011 A 2011/12/20 2011/12/29
26266 Deutsche Bank AG – BBMG European Warrants Dec 2011 2011/12/20 2011/12/29
25073 Deutsche Bank AG – Ch LongYuan European Warrants Dec 2011 A 2011/12/20 2011/12/29
23261 Deutsche Bank AG – HSBC European Put Warrants Dec 2011 2011/12/20 2011/12/29
25748 Deutsche Bank AG – SHK Ppt European Warrants Dec 2011 2011/12/20 2011/12/29
25846 HK Bank – A50 China European Warrants Dec 2011 2011/12/20 2011/12/29
25719 HK Bank – Ch LongYuan European Warrants Dec 2011 B 2011/12/20 2011/12/29
12787 HK Bank – China Shenhua European Warrants Dec 2011 2011/12/20 2011/12/29
28810 HK Bank – CPIC European Warrants Dec 2011 2011/12/20 2011/12/29
12672 HK Bank – Maanshan Iron European Warrants Dec 2011 2011/12/20 2011/12/29
12786 HK Bank – Minsheng Bank European Warrants Dec 2011 2011/12/20 2011/12/29
12803 HK Bank – Sinopec Corp European Warrants Dec 2011 2011/12/20 2011/12/29
12737 HK Bank – SJM Holdings European Warrants Dec 2011 2011/12/20 2011/12/29
29356 HK Bank – Yurun Food European Warrants Dec 2011 2011/12/20 2011/12/29
25175 HK Bank – Zhaojin Mining European Warrants Dec 2011 2011/12/20 2011/12/29
25792 J P Morgan SP BV – A50 China European Warrants Dec 2011 2011/12/20 2011/12/29
13427 J P Morgan SP BV – Sinopec Corp European Warrants Dec 2011 2011/12/20 2011/12/29
13095 KBC Fin Products Int’l Ltd. – CC Bank Euro Put Wt Dec 2011 2011/12/20 2011/12/29
29917 KBC Fin Products Int’l Ltd. – China Coal Euro Put Wts Dec 11 2011/12/20 2011/12/29
25533 Macquarie Bank Ltd. – New World Dev European Wts Dec 2011 2011/12/20 2011/12/29
25492 Macquarie Bank Ltd. – SHK Ppt European Warrants Dec 2011 2011/12/20 2011/12/29
12643 Merrill Lynch Int’l & Co. C.V. – China Life Eu Wt Dec 2011 A 2011/12/20 2011/12/29
12995 Merrill Lynch Int’l & Co. C.V. – ChiUnicom Eu Wts Dec 2011 B 2011/12/20 2011/12/29
22213 Merrill Lynch Int’l & Co. C.V. – HS Bank Euro Wts Dec 2011 2011/12/20 2011/12/29
12648 Merrill Lynch Int’l & Co. C.V. – Tencent Euro Wts Dec 2011 A 2011/12/20 2011/12/29
13388 Nomura Int’l plc – China Shenhua European Warrants Dec 2011 2011/12/20 2011/12/29
13072 Nomura Int’l plc – CPIC European Warrants Dec 2011 A 2011/12/20 2011/12/29
12749 Nomura Int’l plc – JIANC European Warrants Dec 2011 2011/12/20 2011/12/29
12750 Nomura Int’l plc – Sinopec European Warrants Dec 2011 2011/12/20 2011/12/29
13375 Nomura Int’l plc -Henderson Land Dev Euro Warrants Dec 2011 2011/12/20 2011/12/29
13153 RB of Scotland N.V. – CNOOC European Warrants Dec 2011 A 2011/12/20 2011/12/29
10115 RB of Scotland N.V. – Gold European Put Warrants Dec 2011 2011/12/20 2011/12/29
25331 RB of Scotland N.V. – SHK P European Warrants Dec 2011 2011/12/20 2011/12/29
12877 SGA Societe Generale Acceptance N.V. – CCB Eur Wt Dec 2011 A 2011/12/20 2011/12/29
27119 SGA Societe Generale Acceptance N.V. – CCCCL Eu Wt Dec 2011A 2011/12/20 2011/12/29
27255 SGA Societe Generale Acceptance N.V. – CCCCL Eu Wt Dec 2011B 2011/12/20 2011/12/29

Last Delisted
29300 SGA Societe Generale Acceptance N.V. – Ch Mob Eu Wt Dec 11B 2011/12/20 2011/12/29
12880 SGA Societe Generale Acceptance N.V. – CLife Eu Wt Dec 2011B 2011/12/20 2011/12/29
11699 SGA Societe Generale Acceptance N.V. – CNOOC Eu Wt Dec 2011A 2011/12/20 2011/12/29
12874 SGA Societe Generale Acceptance N.V. – HWL Eur Wt Dec 2011 2011/12/20 2011/12/29
13718 SGA Societe Generale Acceptance N.V. – ICBC Eu Wt Dec 2011 2011/12/20 2011/12/29
11579 SGA Societe Generale Acceptance N.V.-ChiUnicom Eu Wts Dec 11 2011/12/20 2011/12/29
12719 Standard Chartered Bank – ICBC European Warrants Dec 2011 A 2011/12/20 2011/12/29
25705 UBS AG – Ch LongYuan European Warrants Dec 2011 2011/12/20 2011/12/29
12769 UBS AG – China Life European Warrants Dec 2011 2011/12/20 2011/12/29
12771 UBS AG – Hutchison European Warrants Dec 2011 2011/12/20 2011/12/29
12802 UBS AG – Hutchison European Warrants Dec 2011 A 2011/12/20 2011/12/29
12659 UBS AG – ICBC European Warrants Dec 2011 A 2011/12/20 2011/12/29
13661 UBS AG – Tencent Holdings European Warrants Dec 2011 B 2011/12/20 2011/12/29
12311 Barclays Bank plc – ChiUnicom European Warrants Dec 2011 2011/12/21 2011/12/30
11608 Barclays Bank plc – HSI European Warrants Dec 2011 2011/12/21 2011/12/30
13217 Barclays Bank plc – HSI European Warrants Dec 2011 A 2011/12/21 2011/12/30
27850 BNP Paribas Arbit Issu B.V. – HSCEI European Wts Dec 2011 2011/12/21 2011/12/30
12330 BNP Paribas Arbit Issu B.V. – HSI Euro Put Wts Dec 2011 2011/12/21 2011/12/30
27705 BNP Paribas Arbit Issu B.V. – HSI European Wts Dec 2011 2011/12/21 2011/12/30
23725 BOCI Asia Ltd. – HS Bank European Warrants Dec 2011 2011/12/21 2011/12/30
12379 BOCI Asia Ltd. – HSI European Warrants Dec 2011 2011/12/21 2011/12/30
29428 CC Rabobank B.A. – AIA European Warrants Dec 2011 2011/12/21 2011/12/30
12559 CC Rabobank B.A. – Ch Rongsheng European Warrants Dec 2011 A 2011/12/21 2011/12/30
29181 CC Rabobank B.A. – CSR European Warrants Dec 2011 B 2011/12/21 2011/12/30
23786 CC Rabobank B.A. – CSR European Warrants Dec 2011A 2011/12/21 2011/12/30
11719 CC Rabobank B.A. – Esprit European Warrants Dec 2011 2011/12/21 2011/12/30
29820 CC Rabobank B.A. – HKEx European Warrants Dec 2011 B 2011/12/21 2011/12/30
11348 CC Rabobank B.A. – SJM Holdings European Warrants Dec 2011 2011/12/21 2011/12/30
28540 Citigroup Global Mkt H Inc. – CITIC Pacific Eu Wt Dec 2011 2011/12/21 2011/12/30
11831 Citigroup Global Mkt H Inc. – HSCEI Euro Put Wts Dec 2011 2011/12/21 2011/12/30
13247 Citigroup Global Mkt H Inc. – HSI European Warrants Dec 2011 2011/12/21 2011/12/30
13765 Citigroup Global Mkt H Inc. – HSI European Wts Dec 2011 A 2011/12/21 2011/12/30
13205 Credit Suisse AG – HSI European Warrants Dec 2011 2011/12/21 2011/12/30
13613 Credit Suisse AG – HSI European Warrants Dec 2011 A 2011/12/21 2011/12/30
13726 Credit Suisse AG – HSI European Warrants Dec 2011 B 2011/12/21 2011/12/30
13727 Credit Suisse AG – HSI European Warrants Dec 2011 C 2011/12/21 2011/12/30
13798 Credit Suisse AG – HSI European Warrants Dec 2011 D 2011/12/21 2011/12/30
28501 Deutsche Bank AG – HSI European Put Warrants Dec 2011 2011/12/21 2011/12/30
28497 Deutsche Bank AG – HSI European Warrants Dec 2011 2011/12/21 2011/12/30
24094 HK Bank – China Mobile European Put Warrants Dec 2011 2011/12/21 2011/12/30
12344 HK Bank – Esprit European Warrants Dec 2011 2011/12/21 2011/12/30
12566 HK Bank – HSCEI European Put Warrants Dec 2011 2011/12/21 2011/12/30
25114 HK Bank – HSCEI European Warrants Dec 2011 A 2011/12/21 2011/12/30
29925 HK Bank – HSCEI European Warrants Dec 2011 B 2011/12/21 2011/12/30
29937 HK Bank – HSCEI European Warrants Dec 2011 C 2011/12/21 2011/12/30
29931 HK Bank – HSI European Put Warrants Dec 2011 D 2011/12/21 2011/12/30
29932 HK Bank – HSI European Put Warrants Dec 2011 E 2011/12/21 2011/12/30
28303 HK Bank – HSI European Warrants Dec 2011 A 2011/12/21 2011/12/30
28304 HK Bank – HSI European Warrants Dec 2011 B 2011/12/21 2011/12/30
29927 HK Bank – HSI European Warrants Dec 2011 C 2011/12/21 2011/12/30
11802 HK Bank – HSI European Warrants Dec 2011 F 2011/12/21 2011/12/30
12817 HK Bank – HSI European Warrants Dec 2011 H 2011/12/21 2011/12/30
12819 HK Bank – HSI European Warrants Dec 2011 I 2011/12/21 2011/12/30
12818 HK Bank – HSI European Warrants Dec 2011 J 2011/12/21 2011/12/30
22065 HK Bank – Sinotrans Ship European Warrants Dec 2011 2011/12/21 2011/12/30
12630 HK Bank – Zijin Mining European Warrants Dec 2011 A 2011/12/21 2011/12/30
11873 J P Morgan SP BV – AIA European Warrants Dec 2011 2011/12/21 2011/12/30
27786 J P Morgan SP BV – Belle Int’l European Warrants Dec 2011 2011/12/21 2011/12/30
24251 J P Morgan SP BV – China Agri European Warrants Dec 2011 2011/12/21 2011/12/30
11517 J P Morgan SP BV – China Unicom European Warrants Dec 2011 2011/12/21 2011/12/30
12965 J P Morgan SP BV – HSI European Warrants Dec 2011 2011/12/21 2011/12/30
23339 J P Morgan SP BV – Lee & Man Paper European Warrants Dec2011 2011/12/21 2011/12/30
11872 J P Morgan SP BV – Stanchart European Warrants Dec 2011 2011/12/21 2011/12/30
11651 KBC Fin Products Int’l Ltd. – HSCEI Euro Put Wts Dec 2011 2011/12/21 2011/12/30
11652 KBC Fin Products Int’l Ltd. – HSCEI Euro Put Wts Dec 2011 A 2011/12/21 2011/12/30
11653 KBC Fin Products Int’l Ltd. – HSCEI Euro Wts Dec 2011 2011/12/21 2011/12/30
12428 KBC Fin Products Int’l Ltd. – HSCEI Euro Wts Dec 2011 B 2011/12/21 2011/12/30
11659 KBC Fin Products Int’l Ltd. – HSI Euro Put Wts Dec 2011 2011/12/21 2011/12/30
12458 KBC Fin Products Int’l Ltd. – HSI Euro Put Wts Dec 2011 B 2011/12/21 2011/12/30
13235 KBC Fin Products Int’l Ltd. – HSI Euro Put Wts Dec 2011 C 2011/12/21 2011/12/30
11648 KBC Fin Products Int’l Ltd. – HSI European Wts Dec 2011 2011/12/21 2011/12/30
11649 KBC Fin Products Int’l Ltd. – HSI European Wts Dec 2011 A 2011/12/21 2011/12/30
13287 KBC Fin Products Int’l Ltd. – HSI European Wts Dec 2011 D 2011/12/21 2011/12/30
13292 KBC Fin Products Int’l Ltd. – HSI European Wts Dec 2011 E 2011/12/21 2011/12/30
13806 KBC Fin Products Int’l Ltd. – HSI European Wts Dec 2011 F 2011/12/21 2011/12/30
11668 Macquarie Bank Ltd. – CNOOC European Put Warrants Dec 2011 2011/12/21 2011/12/30
11288 Macquarie Bank Ltd. – Henderson Land Dev Euro Wts Dec 2011 2011/12/21 2011/12/30
11287 Macquarie Bank Ltd. – HSCEI European Put Warrants Dec 2011 2011/12/21 2011/12/30
12448 Macquarie Bank Ltd. – HSCEI European Warrants Dec 2011 2011/12/21 2011/12/30
11454 Macquarie Bank Ltd. – HSI European Put Warrants Dec 2011 2011/12/21 2011/12/30
12810 Macquarie Bank Ltd. – HSI European Put Warrants Dec 2011 A 2011/12/21 2011/12/30
12809 Macquarie Bank Ltd. – HSI European Warrants Dec 2011 2011/12/21 2011/12/30
11588 Macquarie Bank Ltd. – Jiangxi Copper European Put Wts Dec 11 2011/12/21 2011/12/30
25387 Macquarie Bank Ltd. – SHK Ppt European Put Warrants Dec 2011 2011/12/21 2011/12/30
11730 Macquarie Bank Ltd. – Zoomlion European Warrants Dec 2011 2011/12/21 2011/12/30
12910 Merrill Lynch Int’l & Co. C.V. – HKEx Euro Wts Dec 2011 E 2011/12/21 2011/12/30
11923 Merrill Lynch Int’l & Co. C.V. – HSCEI Euro Put Wts Dec 2011 2011/12/21 2011/12/30

Last Delisted
11383 Merrill Lynch Int’l & Co. C.V. – HSCEI European Wts Dec 11B 2011/12/21 2011/12/30
11919 Merrill Lynch Int’l & Co. C.V. – HSCEI European Wts Dec 11C 2011/12/21 2011/12/30
11920 Merrill Lynch Int’l & Co. C.V. – HSCEI European Wts Dec 11D 2011/12/21 2011/12/30
12341 Merrill Lynch Int’l & Co. C.V. – HSI Euro Put Wts Dec 2011 2011/12/21 2011/12/30
12342 Merrill Lynch Int’l & Co. C.V. – HSI Euro Put Wts Dec 2011 D 2011/12/21 2011/12/30
12343 Merrill Lynch Int’l & Co. C.V. – HSI Euro Put Wts Dec 2011 E 2011/12/21 2011/12/30
12336 Merrill Lynch Int’l & Co. C.V. – HSI European Wts Dec 2011 A 2011/12/21 2011/12/30
12337 Merrill Lynch Int’l & Co. C.V. – HSI European Wts Dec 2011 B 2011/12/21 2011/12/30
12338 Merrill Lynch Int’l & Co. C.V. – HSI European Wts Dec 2011 C 2011/12/21 2011/12/30
12857 Merrill Lynch Int’l & Co. C.V. – HSI European Wts Dec 2011 F 2011/12/21 2011/12/30
26194 Merrill Lynch Int’l & Co. C.V. -HSCEI European Wts Dec 2011A 2011/12/21 2011/12/30
29197 Merrill Lynch Int’l & Co. C.V. -HSI European Warrants Dec 11 2011/12/21 2011/12/30
12712 Nomura Int’l plc – HSI European Put Warrants Dec 2011 2011/12/21 2011/12/30
11690 RB of Scotland N.V. – HSCEI European Put Warrants Dec 2011 2011/12/21 2011/12/30
11979 RB of Scotland N.V. – HSI European Put Warrants Dec 2011 2011/12/21 2011/12/30
13788 RB of Scotland N.V. – HSI European Put Warrants Dec 2011 D 2011/12/21 2011/12/30
11976 RB of Scotland N.V. – HSI European Warrants Dec 2011 2011/12/21 2011/12/30
11977 RB of Scotland N.V. – HSI European Warrants Dec 2011 A 2011/12/21 2011/12/30
13140 RB of Scotland N.V. – HSI European Warrants Dec 2011 B 2011/12/21 2011/12/30
13772 RB of Scotland N.V. – HSI European Warrants Dec 2011 C 2011/12/21 2011/12/30
11098 SGA Societe Generale Acceptance N.V. – HSCEI Eu Wt Dec 2011 2011/12/21 2011/12/30
12353 SGA Societe Generale Acceptance N.V. – HSI Eu Put Wt Dec 11 2011/12/21 2011/12/30
12354 SGA Societe Generale Acceptance N.V. – HSI Eu Put Wt Dec 11C 2011/12/21 2011/12/30
12886 SGA Societe Generale Acceptance N.V. – HSI Eu Put Wt Dec 11E 2011/12/21 2011/12/30
11181 SGA Societe Generale Acceptance N.V. – HSI Eur Wt Dec 2011 2011/12/21 2011/12/30
11582 SGA Societe Generale Acceptance N.V. – HSI Eur Wt Dec 2011 A 2011/12/21 2011/12/30
12352 SGA Societe Generale Acceptance N.V. – HSI Eur Wt Dec 2011 B 2011/12/21 2011/12/30
12885 SGA Societe Generale Acceptance N.V. – HSI Eur Wt Dec 2011 D 2011/12/21 2011/12/30
12351 SGA Societe Generale Acceptance N.V. -HSCEI Eu Put Wt Dec 11 2011/12/21 2011/12/30
11233 UBS AG – A50 China European Warrants Dec 2011 2011/12/21 2011/12/30
12660 UBS AG – HSI European Warrants Dec 2011 2011/12/21 2011/12/30
12772 UBS AG – HSI European Warrants Dec 2011 A 2011/12/21 2011/12/30
12843 UBS AG – HSI European Warrants Dec 2011 B 2011/12/21 2011/12/30
13761 UBS AG – HSI European Warrants Dec 2011 C 2011/12/21 2011/12/30

Market value and trading for derivative warrants, 2007 – 2011
2007 4,483 696,995.85 4,693,859.57 21.83

2008 3,011 169,573.55 3,433,736.34 19.51
2009 3,367 136,441.34 1,654,894.76 10.72
2010 5,148 142,445.77 2,692,462.26 15.77
2011 4,027 75,484.38 2,629,886.30 15.39
2011 Jan 5,444 165,742.56 305,868.26 19.50

Feb 5,514 141,765.92 224,803.01 17.25
Mar 5,689 148,882.52 298,763.68 16.48
Apr 5,589 154,088.84 209,680.04 14.71
May 5,306 134,496.28 191,536.69 14.82
Jun 4,836 96,546.69 235,132.93 16.13
Jul 4,735 100,263.24 210,805.07 15.80
Aug 4,876 96,622.72 246,974.64 13.66
Sep 4,778 86,648.18 196,365.53 13.82
Oct 4,441 99,529.78 179,513.23 12.58
Nov 4,269 81,234.39 195,528.80 14.86
Dec 4,027 75,484.38 134,914.42 14.57
* Month-end or year-end figures.

Securities Market – Main Board Callable Bull/Bear Contracts
Newly listed callable bull/bear contracts
Issue Strike price Call price
prices (HKD) / Strike level (HKD) / Call level Expiry No. of
Code Issuer Name of issue (HK$) per 10 units per 10 units date issue (units) Listing date
66959 Credit Suisse AG HSI R Bull CBBC May 2011 B 0.250 22,400 per 13,000 units 22,800 per 13,000 units 2011/05/30 390,000,000 2011/01/03
66966 UBS AG HSI R Bull CBBC May 2011 T 0.250 22,400 per 15,000 units 22,800 per 15,000 units 2011/05/30 200,000,000 2011/01/03
66961 UBS AG ICBC R Bull CBBC May 2011 A 0.250 4.880 5.280 2011/05/30 100,000,000 2011/01/03
66997 BNP Paribas Arbit Issu B.V. HSI R Bear CBBC Jun 2011 I 0.250 23,000 per 10,000 units 22,800 per 10,000 units 2011/06/29 200,000,000 2011/01/04
66998 BNP Paribas Arbit Issu B.V. HSI R Bear CBBC Jun 2011 J 0.250 23,100 per 10,000 units 22,900 per 10,000 units 2011/06/29 200,000,000 2011/01/04
66999 BNP Paribas Arbit Issu B.V. HSI R Bear CBBC Jun 2011 K 0.250 23,200 per 10,000 units 23,000 per 10,000 units 2011/06/29 200,000,000 2011/01/04
67000 BNP Paribas Arbit Issu B.V. HSI R Bear CBBC Jun 2011 L 0.270 25,200 per 10,000 units 25,000 per 10,000 units 2011/06/29 200,000,000 2011/01/04
67004 BNP Paribas Arbit Issu B.V. HSI R Bear CBBC Jun 2011 M 0.290 25,400 per 10,000 units 25,200 per 10,000 units 2011/06/29 200,000,000 2011/01/04
67005 BNP Paribas Arbit Issu B.V. HSI R Bear CBBC Jun 2011 N 0.310 25,600 per 10,000 units 25,400 per 10,000 units 2011/06/29 200,000,000 2011/01/04
67006 BNP Paribas Arbit Issu B.V. HSI R Bear CBBC Jun 2011 O 0.330 25,800 per 10,000 units 25,600 per 10,000 units 2011/06/29 200,000,000 2011/01/04
67007 BNP Paribas Arbit Issu B.V. HSI R Bear CBBC Jun 2011 P 0.350 26,000 per 10,000 units 25,800 per 10,000 units 2011/06/29 200,000,000 2011/01/04
67009 BNP Paribas Arbit Issu B.V. HSI R Bear CBBC Jun 2011 Q 0.370 26,200 per 10,000 units 26,000 per 10,000 units 2011/06/29 200,000,000 2011/01/04
67010 BNP Paribas Arbit Issu B.V. HSI R Bear CBBC Jun 2011 R 0.390 26,400 per 10,000 units 26,200 per 10,000 units 2011/06/29 200,000,000 2011/01/04
67011 BNP Paribas Arbit Issu B.V. HSI R Bear CBBC Jun 2011 S 0.410 26,600 per 10,000 units 26,400 per 10,000 units 2011/06/29 200,000,000 2011/01/04
66970 Credit Suisse AG HSI R Bull CBBC Apr 2011 F 0.250 22,500 per 12,000 units 22,700 per 12,000 units 2011/04/28 180,000,000 2011/01/04
66976 Credit Suisse AG HSI R Bear CBBC Apr 2011 W 0.250 23,100 per 13,000 units 22,700 per 13,000 units 2011/04/28 390,000,000 2011/01/04
66971 Deutsche Bank AG HSI R Bull CBBC Apr 2011 F 0.250 22,422 per 11,000 units 22,622 per 11,000 units 2011/04/28 300,000,000 2011/01/04
66972 Deutsche Bank AG HSI R Bear CBBC Apr 2011 Q 0.250 22,922 per 16,000 units 22,722 per 16,000 units 2011/04/28 300,000,000 2011/01/04
66973 Deutsche Bank AG HSI R Bear CBBC May 2011 Q 0.280 23,122 per 11,000 units 22,922 per 11,000 units 2011/05/30 300,000,000 2011/01/04
66977 KBC Fin Products Int’l Ltd. HSI R Bull CBBC May 2011 I 0.250 21,500 per 10,000 units 22,000 per 10,000 units 2011/05/30 128,000,000 2011/01/04
66978 KBC Fin Products Int’l Ltd. HSI R Bear CBBC Apr 2011 H 0.250 23,500 per 12,000 units 23,000 per 12,000 units 2011/04/28 128,000,000 2011/01/04
66979 KBC Fin Products Int’l Ltd. HSI R Bear CBBC Apr 2011 V 0.310 24,900 per 8,000 units 22,900 per 8,000 units 2011/04/28 128,000,000 2011/01/04
66983 RB of Scotland N.V. COVS R Bull CBBC Apr 2011 A 0.341 10.880 12.080 2011/04/18 80,000,000 2011/01/04
66987 RB of Scotland N.V. HSBC R Bull CBBC Apr 2011 A 0.250 61.88 per 100 units 66.88 per 100 units 2011/04/18 80,000,000 2011/01/04
66989 RB of Scotland N.V. HSBC R Bear CBBC Apr 2011 B 0.250 97.88 per 100 units 92.88 per 100 units 2011/04/18 80,000,000 2011/01/04
66992 RB of Scotland N.V. TCH R Bull CBBC Apr 2011 A 0.299 144 per 100 units 152 per 100 units 2011/04/18 80,000,000 2011/01/04
66996 RB of Scotland N.V. TCH R Bear CBBC Apr 2011 B 0.292 200 per 100 units 192 per 100 units 2011/04/18 80,000,000 2011/01/04
66981 UBS AG CC Bank R Bull CBBC May 2011 A 0.250 5.580 5.880 2011/05/23 100,000,000 2011/01/04
66967 UBS AG HSI R Bull CBBC Apr 2011 W 0.250 22,500 per 10,000 units 22,700 per 10,000 units 2011/04/28 200,000,000 2011/01/04
66982 UBS AG HSI R Bear CBBC May 2011 R 0.250 22,900 per 12,000 units 22,700 per 12,000 units 2011/05/30 200,000,000 2011/01/04
64506 # BNP Paribas Arbit Issu B.V. HSI R Bull CBBC Aug 2011 D 0.123 21,800 per 10,000 units 22,000 per 10,000 units 2011/08/30 100,000,000 2011/01/04
67060 Credit Suisse AG HKEx R Bear CBBC Apr 2011 B 0.250 191 per 100 units 185 per 100 units 2011/04/18 100,000,000 2011/01/05
67062 Credit Suisse AG HSI R Bull CBBC Apr 2011 S 0.250 22,200 per 12,000 units 22,400 per 12,000 units 2011/04/28 180,000,000 2011/01/05
67057 Credit Suisse AG HSI R Bull CBBC Jun 2011 X 0.250 22,200 per 10,000 units 22,588 per 10,000 units 2011/06/29 300,000,000 2011/01/05
67059 Credit Suisse AG HSI R Bear CBBC Apr 2011 T 0.250 23,200 per 10,000 units 22,818 per 10,000 units 2011/04/28 300,000,000 2011/01/05
67061 Credit Suisse AG TCH R Bear CBBC Apr 2011 B 0.250 188 per 100 units 180 per 100 units 2011/04/18 100,000,000 2011/01/05
67067 Deutsche Bank AG HSI R Bull CBBC Apr 2011 S 0.250 22,722 per 11,000 units 22,922 per 11,000 units 2011/04/28 300,000,000 2011/01/05
67053 Deutsche Bank AG HSI R Bull CBBC Apr 2011 U 0.250 22,622 per 11,000 units 22,822 per 11,000 units 2011/04/28 300,000,000 2011/01/05
67055 Deutsche Bank AG HSI R Bull CBBC May 2011 T 0.250 22,522 per 16,000 units 22,722 per 16,000 units 2011/05/30 300,000,000 2011/01/05
67068 Deutsche Bank AG HSI R Bull CBBC Jul 2011 Q 0.270 22,150 per 20,000 units 22,650 per 20,000 units 2011/07/28 300,000,000 2011/01/05
67066 KBC Fin Products Int’l Ltd. HSI R Bull CBBC Apr 2011 W 0.250 21,400 per 10,000 units 21,600 per 10,000 units 2011/04/28 128,000,000 2011/01/05
67071 KBC Fin Products Int’l Ltd. HSI R Bear CBBC Apr 2011 T 0.250 24,900 per 10,000 units 24,700 per 10,000 units 2011/04/28 128,000,000 2011/01/05

Newly listed callable bull/bear contracts (continued)
67018 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC Apr11A 0.250 22,300 per 11,000 units 22,500 per 11,000 units 2011/04/28 300,000,000 2011/01/05
67012 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC Apr11W 0.250 21,900 per 11,000 units 22,100 per 11,000 units 2011/04/28 300,000,000 2011/01/05
67013 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC Apr11X 0.250 22,000 per 11,000 units 22,200 per 11,000 units 2011/04/28 300,000,000 2011/01/05
67014 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC Apr11Y 0.250 22,100 per 11,000 units 22,300 per 11,000 units 2011/04/28 300,000,000 2011/01/05
67015 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC Apr11Z 0.250 22,200 per 11,000 units 22,400 per 11,000 units 2011/04/28 300,000,000 2011/01/05
67022 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC May11Z 0.250 21,800 per 11,000 units 22,000 per 11,000 units 2011/05/30 300,000,000 2011/01/05
67023 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC Jun11M 0.250 21,400 per 11,000 units 21,600 per 11,000 units 2011/06/29 300,000,000 2011/01/05
67024 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC Jun11N 0.250 21,500 per 11,000 units 21,700 per 11,000 units 2011/06/29 300,000,000 2011/01/05
67025 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC Jun11O 0.250 21,600 per 11,000 units 21,800 per 11,000 units 2011/06/29 300,000,000 2011/01/05
67026 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC Jun11P 0.250 21,700 per 11,000 units 21,900 per 11,000 units 2011/06/29 300,000,000 2011/01/05
67027 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC Jul11A 0.255 20,900 per 11,000 units 21,100 per 11,000 units 2011/07/28 300,000,000 2011/01/05
67028 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC Jul11B 0.250 21,000 per 11,000 units 21,200 per 11,000 units 2011/07/28 300,000,000 2011/01/05
67029 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC Jul11C 0.250 21,100 per 11,000 units 21,300 per 11,000 units 2011/07/28 300,000,000 2011/01/05
67030 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC Jul11D 0.250 21,200 per 11,000 units 21,400 per 11,000 units 2011/07/28 300,000,000 2011/01/05
67031 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC Jul11E 0.250 21,300 per 11,000 units 21,500 per 11,000 units 2011/07/28 300,000,000 2011/01/05
67032 SGA Societe Generale Acceptance N.V. HSI R Bear CBBC Jun11Q 0.250 22,900 per 11,000 units 22,700 per 11,000 units 2011/06/29 300,000,000 2011/01/05
67033 SGA Societe Generale Acceptance N.V. HSI R Bear CBBC Jun11R 0.250 23,000 per 11,000 units 22,800 per 11,000 units 2011/06/29 300,000,000 2011/01/05
67034 SGA Societe Generale Acceptance N.V. HSI R Bear CBBC Jun11S 0.250 23,100 per 11,000 units 22,900 per 11,000 units 2011/06/29 300,000,000 2011/01/05
67035 SGA Societe Generale Acceptance N.V. HSI R Bear CBBC Jun11T 0.250 23,200 per 11,000 units 23,000 per 11,000 units 2011/06/29 300,000,000 2011/01/05
67036 SGA Societe Generale Acceptance N.V. HSI R Bear CBBC Jun11U 0.250 23,300 per 11,000 units 23,100 per 11,000 units 2011/06/29 300,000,000 2011/01/05
67038 SGA Societe Generale Acceptance N.V. HSI R Bear CBBC Jun11V 0.250 23,400 per 11,000 units 23,200 per 11,000 units 2011/06/29 300,000,000 2011/01/05
67039 SGA Societe Generale Acceptance N.V. HSI R Bear CBBC Jun11W 0.250 23,600 per 11,000 units 23,400 per 11,000 units 2011/06/29 300,000,000 2011/01/05
67040 SGA Societe Generale Acceptance N.V. HSI R Bear CBBC Jun11X 0.250 23,700 per 11,000 units 23,500 per 11,000 units 2011/06/29 300,000,000 2011/01/05
67041 SGA Societe Generale Acceptance N.V. HSI R Bear CBBC Jun11Y 0.250 23,800 per 11,000 units 23,600 per 11,000 units 2011/06/29 300,000,000 2011/01/05
67043 SGA Societe Generale Acceptance N.V. HSI R Bear CBBC Jun11Z 0.250 23,900 per 11,000 units 23,700 per 11,000 units 2011/06/29 300,000,000 2011/01/05
67046 SGA Societe Generale Acceptance N.V. HSI R Bear CBBC Jul11F 0.250 24,000 per 11,000 units 23,800 per 11,000 units 2011/07/28 300,000,000 2011/01/05
67047 SGA Societe Generale Acceptance N.V. HSI R Bear CBBC Jul11G 0.250 24,100 per 11,000 units 23,900 per 11,000 units 2011/07/28 300,000,000 2011/01/05
67048 SGA Societe Generale Acceptance N.V. HSI R Bear CBBC Jul11H 0.260 24,200 per 11,000 units 24,000 per 11,000 units 2011/07/28 300,000,000 2011/01/05
67050 SGA Societe Generale Acceptance N.V. HSI R Bear CBBC Jul11I 0.275 24,300 per 11,000 units 24,100 per 11,000 units 2011/07/28 300,000,000 2011/01/05
67065 UBS AG HSI R Bull CBBC May 2011 Y 0.250 22,700 per 12,000 units 22,900 per 12,000 units 2011/05/30 200,000,000 2011/01/05
67051 UBS AG HSI R Bear CBBC Apr 2011 L 0.250 23,000 per 10,000 units 22,800 per 10,000 units 2011/04/28 200,000,000 2011/01/05
67102 BNP Paribas Arbit Issu B.V. HSI R Bull CBBC Dec 2011 R 0.250 22,500 per 10,000 units 22,700 per 10,000 units 2011/12/29 200,000,000 2011/01/06
67103 BNP Paribas Arbit Issu B.V. HSI R Bull CBBC Dec 2011 S 0.250 22,600 per 10,000 units 22,800 per 10,000 units 2011/12/29 200,000,000 2011/01/06
67069 Credit Suisse AG HSI R Bear CBBC Apr 2011 M 0.250 23,400 per 13,000 units 23,000 per 13,000 units 2011/04/28 390,000,000 2011/01/06
67072 Deutsche Bank AG HSI R Bear CBBC Apr 2011 A 0.250 23,222 per 11,000 units 23,022 per 11,000 units 2011/04/28 300,000,000 2011/01/06
67083 RB of Scotland N.V. China Mobile R Bull CBBC Apr 2011 A 0.250 65 per 100 units 69 per 100 units 2011/04/18 80,000,000 2011/01/06
67085 RB of Scotland N.V. China Mobile R Bear CBBC Apr 2011 B 0.250 91 per 100 units 87 per 100 units 2011/04/18 80,000,000 2011/01/06
67089 RB of Scotland N.V. China Coal R Bull CBBC Apr 2011 A 0.250 10.000 11.200 2011/04/28 80,000,000 2011/01/06
67090 RB of Scotland N.V. CM Bank R Bull CBBC Apr 2011 A 0.390 15.800 17.800 2011/04/28 80,000,000 2011/01/06
67092 RB of Scotland N.V. Esprit R Bull CBBC Apr 2011 A 0.250 28 per 100 units 32 per 100 units 2011/04/27 80,000,000 2011/01/06
67093 RB of Scotland N.V. Li & Fung R Bull CBBC Apr 2011 A 0.250 34 per 100 units 38 per 100 units 2011/04/27 80,000,000 2011/01/06
67094 RB of Scotland N.V. Ping An R Bull CBBC Apr 2011 A 0.250 67 per 100 units 73 per 100 units 2011/04/06 80,000,000 2011/01/06

67095 RB of Scotland N.V. SHK Ppt R Bull CBBC Apr 2011 A 0.250 108.50 per 100 units 115.50 per 100 units 2011/04/27 80,000,000 2011/01/06
67096 RB of Scotland N.V. Yanzhou Coal R Bull CBBC Apr 2011 A 0.658 17.000 19.300 2011/04/29 80,000,000 2011/01/06
67078 UBS AG HSI R Bull CBBC May 2011 Z 0.250 22,400 per 12,000 units 22,600 per 12,000 units 2011/05/30 200,000,000 2011/01/06
67073 UBS AG HSI R Bull CBBC Jun 2011 H 0.250 21,000 per 10,000 units 21,200 per 10,000 units 2011/06/29 200,000,000 2011/01/06
67074 UBS AG HSI R Bull CBBC Jun 2011 I 0.250 21,800 per 12,000 units 22,000 per 12,000 units 2011/06/29 200,000,000 2011/01/06
67080 UBS AG HSI R Bull CBBC Jul 2011 B 0.250 20,700 per 10,000 units 20,900 per 10,000 units 2011/07/28 200,000,000 2011/01/06
67081 UBS AG HSI R Bear CBBC Jun 2011 J 0.250 24,500 per 10,000 units 24,300 per 10,000 units 2011/06/29 200,000,000 2011/01/06
67082 UBS AG HSI R Bear CBBC Jun 2011 K 0.250 23,200 per 12,000 units 23,000 per 12,000 units 2011/06/29 200,000,000 2011/01/06
67105 Credit Suisse AG HSI R Bull CBBC Apr 2011 A 0.250 22,800 per 12,000 units 23,000 per 12,000 units 2011/04/28 180,000,000 2011/01/07
67114 J P Morgan SP BV HSI R Bull CBBC Apr 2011 B 0.250 22,300 per 15,000 units 22,800 per 15,000 units 2011/04/28 200,000,000 2011/01/07
67109 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC Jul11J 0.250 22,400 per 11,000 units 22,600 per 11,000 units 2011/07/28 300,000,000 2011/01/07
67110 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC Jul11K 0.250 22,500 per 11,000 units 22,700 per 11,000 units 2011/07/28 300,000,000 2011/01/07
67111 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC Jul11L 0.250 22,600 per 11,000 units 22,800 per 11,000 units 2011/07/28 300,000,000 2011/01/07
67112 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC Jul11M 0.250 22,700 per 11,000 units 22,900 per 11,000 units 2011/07/28 300,000,000 2011/01/07
67113 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC Jul11N 0.250 22,800 per 11,000 units 23,000 per 11,000 units 2011/07/28 300,000,000 2011/01/07
67104 UBS AG HSI R Bear CBBC May 2011 B 0.250 23,300 per 10,000 units 23,100 per 10,000 units 2011/05/30 200,000,000 2011/01/07
67138 BNP Paribas Arbit Issu B.V. HSI R Bull CBBC Sep 2011 L 0.250 22,700 per 10,000 units 22,900 per 10,000 units 2011/09/29 200,000,000 2011/01/10
67139 BNP Paribas Arbit Issu B.V. HSI R Bull CBBC Sep 2011 M 0.250 23,000 per 10,000 units 23,200 per 10,000 units 2011/09/29 200,000,000 2011/01/10
67141 BNP Paribas Arbit Issu B.V. HSI R Bull CBBC Oct 2011 Y 0.250 22,900 per 10,000 units 23,100 per 10,000 units 2011/10/28 200,000,000 2011/01/10
67142 BNP Paribas Arbit Issu B.V. HSI R Bull CBBC Nov 2011 S 0.250 22,800 per 10,000 units 23,000 per 10,000 units 2011/11/29 200,000,000 2011/01/10
67122 Credit Suisse AG HSI R Bull CBBC May 2011 S 0.250 22,800 per 12,000 units 23,000 per 12,000 units 2011/05/30 180,000,000 2011/01/10
67128 Credit Suisse AG HSI R Bull CBBC May 2011 T 0.250 23,000 per 13,000 units 23,400 per 13,000 units 2011/05/30 390,000,000 2011/01/10
67129 Credit Suisse AG HSI R Bull CBBC Jun 2011 Y 0.250 22,700 per 13,000 units 23,100 per 13,000 units 2011/06/29 390,000,000 2011/01/10
67115 Credit Suisse AG HSI R Bear CBBC Apr 2011 N 0.250 24,600 per 12,000 units 24,400 per 12,000 units 2011/04/28 180,000,000 2011/01/10
67118 Credit Suisse AG HSI R Bear CBBC May 2011 Q 0.250 23,500 per 10,000 units 23,118 per 10,000 units 2011/05/30 300,000,000 2011/01/10
67130 Deutsche Bank AG HSI R Bull CBBC Jul 2011 R 0.270 23,022 per 11,000 units 23,222 per 11,000 units 2011/07/28 300,000,000 2011/01/10
67136 Deutsche Bank AG HSI R Bull CBBC Jul 2011 S 0.250 23,122 per 16,000 units 23,322 per 16,000 units 2011/07/28 300,000,000 2011/01/10
67143 Deutsche Bank AG HSI R Bull CBBC Jul 2011 T 0.260 23,222 per 11,000 units 23,422 per 11,000 units 2011/07/28 300,000,000 2011/01/10
67137 Deutsche Bank AG HSI R Bull CBBC Aug 2011 R 0.290 22,822 per 11,000 units 23,022 per 11,000 units 2011/08/30 300,000,000 2011/01/10
67121 Deutsche Bank AG HSI R Bear CBBC Apr 2011 M 0.250 23,322 per 11,000 units 23,122 per 11,000 units 2011/04/28 300,000,000 2011/01/10
67127 Deutsche Bank AG HSI R Bear CBBC May 2011 U 0.270 23,422 per 11,000 units 23,222 per 11,000 units 2011/05/30 300,000,000 2011/01/10
67162 KBC Fin Products Int’l Ltd. HSI R Bull CBBC Apr 2011 Z 0.250 23,000 per 10,000 units 23,400 per 10,000 units 2011/04/28 128,000,000 2011/01/10
67163 KBC Fin Products Int’l Ltd. HSI R Bull CBBC May 2011 J 0.250 22,100 per 12,000 units 22,500 per 12,000 units 2011/05/30 128,000,000 2011/01/10
67164 KBC Fin Products Int’l Ltd. HSI R Bull CBBC May 2011 K 0.250 22,600 per 15,000 units 23,000 per 15,000 units 2011/05/30 158,000,000 2011/01/10
67165 KBC Fin Products Int’l Ltd. HSI R Bull CBBC May 2011 L 0.250 22,800 per 12,000 units 23,200 per 12,000 units 2011/05/30 128,000,000 2011/01/10
67166 KBC Fin Products Int’l Ltd. HSI R Bull CBBC Jun 2011 A 0.250 22,000 per 15,000 units 22,400 per 15,000 units 2011/06/29 158,000,000 2011/01/10
67144 RB of Scotland N.V. HSI R Bull CBBC Apr 2011 A 0.250 21,900 per 13,000 units 22,400 per 13,000 units 2011/04/28 250,000,000 2011/01/10
67145 RB of Scotland N.V. HSI R Bull CBBC Apr 2011 B 0.250 22,100 per 13,000 units 22,600 per 13,000 units 2011/04/28 250,000,000 2011/01/10
67146 RB of Scotland N.V. HSI R Bull CBBC Apr 2011 C 0.250 22,300 per 13,000 units 22,800 per 13,000 units 2011/04/28 250,000,000 2011/01/10
67147 UBS AG China Life R Bull CBBC May 2011 B 0.250 29.880 30.880 2011/05/30 100,000,000 2011/01/10
67167 UBS AG HSI R Bull CBBC May 2011 F 0.250 23,000 per 12,000 units 23,200 per 12,000 units 2011/05/30 200,000,000 2011/01/10
67169 UBS AG HSI R Bull CBBC Jun 2011 N 0.250 23,000 per 15,000 units 23,400 per 15,000 units 2011/06/29 200,000,000 2011/01/10
67148 UBS AG HSI R Bear CBBC May 2011 O 0.250 23,600 per 10,000 units 23,400 per 10,000 units 2011/05/30 200,000,000 2011/01/10

67149 UBS AG HSI R Bear CBBC May 2011 P 0.250 25,000 per 12,000 units 24,800 per 12,000 units 2011/05/30 200,000,000 2011/01/10
67120 UBS AG HSI R Bear CBBC Jun 2011 L 0.250 23,600 per 15,000 units 23,200 per 15,000 units 2011/06/29 200,000,000 2011/01/10
67157 UBS AG HSI R Bear CBBC Jun 2011 M 0.250 25,300 per 12,000 units 25,100 per 12,000 units 2011/06/29 200,000,000 2011/01/10
67236 BNP Paribas Arbit Issu B.V. HSI R Bull CBBC Oct 2011 Z 0.250 23,100 per 10,000 units 23,300 per 10,000 units 2011/10/28 200,000,000 2011/01/11
67237 BNP Paribas Arbit Issu B.V. HSI R Bull CBBC Nov 2011 T 0.250 23,200 per 10,000 units 23,400 per 10,000 units 2011/11/29 200,000,000 2011/01/11
67268 Credit Suisse AG A50 China R Bull CBBC May 2011 B 0.250 12.600 13.000 2011/05/16 100,000,000 2011/01/11
67269 Credit Suisse AG A50 China R Bull CBBC May 2011 C 0.250 12.300 12.700 2011/05/30 100,000,000 2011/01/11
67266 Credit Suisse AG HKEx R Bull CBBC May 2011 B 0.250 175 per 100 units 180 per 100 units 2011/05/16 100,000,000 2011/01/11
67188 Credit Suisse AG HSI R Bull CBBC May 2011 W 0.250 23,088 per 12,000 units 23,288 per 12,000 units 2011/05/30 210,000,000 2011/01/11
67206 Credit Suisse AG HSI R Bull CBBC May 2011 X 0.250 23,388 per 12,000 units 23,588 per 12,000 units 2011/05/30 210,000,000 2011/01/11
67191 Credit Suisse AG HSI R Bull CBBC Jun 2011 H 0.250 22,888 per 10,000 units 23,088 per 10,000 units 2011/06/29 210,000,000 2011/01/11
67190 Credit Suisse AG HSI R Bull CBBC Jun 2011 Z 0.250 22,588 per 10,000 units 22,788 per 10,000 units 2011/06/29 210,000,000 2011/01/11
67201 Credit Suisse AG HSI R Bull CBBC Jul 2011 F 0.250 21,500 per 15,000 units 21,700 per 15,000 units 2011/07/28 210,000,000 2011/01/11
67204 Credit Suisse AG HSI R Bull CBBC Jul 2011 H 0.250 22,100 per 15,000 units 22,300 per 15,000 units 2011/07/28 210,000,000 2011/01/11
67189 Credit Suisse AG HSI R Bull CBBC Jul 2011 M 0.350 19,600 per 12,000 units 19,988 per 12,000 units 2011/07/28 210,000,000 2011/01/11
67193 Credit Suisse AG HSI R Bull CBBC Jul 2011 N 0.315 20,600 per 10,000 units 20,988 per 10,000 units 2011/07/28 210,000,000 2011/01/11
67207 Credit Suisse AG HSI R Bull CBBC Aug 2011 A 0.250 21,388 per 10,000 units 21,588 per 10,000 units 2011/08/30 210,000,000 2011/01/11
67211 Credit Suisse AG HSI R Bull CBBC Aug 2011 B 0.250 21,688 per 10,000 units 21,888 per 10,000 units 2011/08/30 210,000,000 2011/01/11
67212 Credit Suisse AG HSI R Bull CBBC Aug 2011 C 0.250 21,988 per 10,000 units 22,188 per 10,000 units 2011/08/30 210,000,000 2011/01/11
67213 Credit Suisse AG HSI R Bull CBBC Aug 2011 D 0.250 22,400 per 15,000 units 22,600 per 15,000 units 2011/08/30 210,000,000 2011/01/11
67203 Credit Suisse AG HSI R Bull CBBC Aug 2011 E 0.250 20,100 per 15,000 units 20,500 per 15,000 units 2011/08/30 210,000,000 2011/01/11
67215 Credit Suisse AG HSI R Bear CBBC Apr 2011 B 0.250 24,518 per 12,000 units 24,318 per 12,000 units 2011/04/28 210,000,000 2011/01/11
67228 Credit Suisse AG HSI R Bear CBBC Apr 2011 J 0.250 24,218 per 12,000 units 24,018 per 12,000 units 2011/04/28 210,000,000 2011/01/11
67214 Credit Suisse AG HSI R Bear CBBC Apr 2011 L 0.250 23,918 per 12,000 units 23,718 per 12,000 units 2011/04/28 210,000,000 2011/01/11
67216 Credit Suisse AG HSI R Bear CBBC May 2011 A 0.250 23,718 per 10,000 units 23,518 per 10,000 units 2011/05/30 210,000,000 2011/01/11
67220 Credit Suisse AG HSI R Bear CBBC May 2011 U 0.250 25,118 per 12,000 units 24,918 per 12,000 units 2011/05/30 210,000,000 2011/01/11
67221 Credit Suisse AG HSI R Bear CBBC May 2011 V 0.250 25,418 per 12,000 units 25,218 per 12,000 units 2011/05/30 210,000,000 2011/01/11
67222 Credit Suisse AG HSI R Bear CBBC Jun 2011 G 0.250 24,100 per 15,000 units 23,900 per 15,000 units 2011/06/29 210,000,000 2011/01/11
67227 Credit Suisse AG HSI R Bear CBBC Jun 2011 I 0.250 25,518 per 10,000 units 25,318 per 10,000 units 2011/06/29 210,000,000 2011/01/11
67226 Credit Suisse AG HSI R Bear CBBC Jun 2011 J 0.250 25,218 per 10,000 units 25,018 per 10,000 units 2011/06/29 210,000,000 2011/01/11
67223 Credit Suisse AG HSI R Bear CBBC Jun 2011 K 0.250 24,918 per 10,000 units 24,718 per 10,000 units 2011/06/29 210,000,000 2011/01/11
67229 Credit Suisse AG HSI R Bear CBBC Jul 2011 K 0.250 24,700 per 15,000 units 24,500 per 15,000 units 2011/07/28 210,000,000 2011/01/11
67230 Credit Suisse AG HSI R Bear CBBC Jul 2011 L 0.250 25,600 per 15,000 units 25,400 per 15,000 units 2011/07/28 210,000,000 2011/01/11
67205 Credit Suisse AG HSI R Bear CBBC Jul 2011 O 0.250 26,400 per 15,000 units 26,000 per 15,000 units 2011/07/28 210,000,000 2011/01/11
67238 Credit Suisse AG HSI R Bear CBBC Jul 2011 P 0.320 27,400 per 12,000 units 27,018 per 12,000 units 2011/07/28 210,000,000 2011/01/11
67241 Credit Suisse AG HSI R Bear CBBC Aug 2011 F 0.340 26,900 per 10,000 units 26,518 per 10,000 units 2011/08/30 210,000,000 2011/01/11
67242 Credit Suisse AG HSI R Bear CBBC Aug 2011 G 0.295 27,900 per 15,000 units 27,500 per 15,000 units 2011/08/30 210,000,000 2011/01/11
67261 Credit Suisse AG Hutchison R Bull CBBC Jun 2011 A 0.250 74 per 100 units 78 per 100 units 2011/06/07 100,000,000 2011/01/11
67262 Credit Suisse AG Hutchison R Bull CBBC Jun 2011 B 0.250 79 per 100 units 83 per 100 units 2011/06/07 100,000,000 2011/01/11
67257 Credit Suisse AG Hutchison R Bear CBBC May 2011 A 0.250 107 per 100 units 103 per 100 units 2011/05/09 100,000,000 2011/01/11
67267 Credit Suisse AG TCH R Bull CBBC May 2011 B 0.250 165 per 100 units 173 per 100 units 2011/05/30 100,000,000 2011/01/11
67244 Deutsche Bank AG A50 China R Bull CBBC Apr 2011 E 0.250 12.500 12.800 2011/04/20 80,000,000 2011/01/11

67243 Deutsche Bank AG HSI R Bull CBBC May 2011 S 0.260 23,422 per 11,000 units 23,622 per 11,000 units 2011/05/30 300,000,000 2011/01/11
67232 Deutsche Bank AG HSI R Bull CBBC Jun 2011 U 0.250 22,922 per 11,000 units 23,122 per 11,000 units 2011/06/29 300,000,000 2011/01/11
67233 Deutsche Bank AG HSI R Bull CBBC Jun 2011 V 0.280 23,322 per 11,000 units 23,522 per 11,000 units 2011/06/29 300,000,000 2011/01/11
67231 Deutsche Bank AG HSI R Bear CBBC Apr 2011 L 0.250 23,722 per 11,000 units 23,522 per 11,000 units 2011/04/28 300,000,000 2011/01/11
67172 HK Bank HSI R Bull CBBC Jul 2011 C 0.250 22,000 per 12,000 units 22,500 per 12,000 units 2011/07/28 200,000,000 2011/01/11
67173 HK Bank HSI R Bull CBBC Jul 2011 D 0.250 22,300 per 10,000 units 22,800 per 10,000 units 2011/07/28 200,000,000 2011/01/11
67245 J P Morgan SP BV HSI R Bull CBBC Apr 2011 C 0.250 22,500 per 10,000 units 23,000 per 10,000 units 2011/04/28 200,000,000 2011/01/11
67246 J P Morgan SP BV HSI R Bull CBBC Apr 2011 D 0.250 22,700 per 15,000 units 23,200 per 15,000 units 2011/04/28 200,000,000 2011/01/11
67247 J P Morgan SP BV HSI R Bull CBBC Apr 2011 E 0.250 23,000 per 10,000 units 23,500 per 10,000 units 2011/04/28 200,000,000 2011/01/11
67248 J P Morgan SP BV HSI R Bear CBBC Apr 2011 F 0.250 24,500 per 10,000 units 24,000 per 10,000 units 2011/04/28 200,000,000 2011/01/11
67249 J P Morgan SP BV HSI R Bear CBBC Apr 2011 G 0.250 24,700 per 15,000 units 24,200 per 15,000 units 2011/04/28 200,000,000 2011/01/11
67250 J P Morgan SP BV HSI R Bear CBBC Apr 2011 H 0.250 25,000 per 8,000 units 24,500 per 8,000 units 2011/04/28 200,000,000 2011/01/11
67251 J P Morgan SP BV HSI R Bear CBBC Apr 2011 I 0.250 25,300 per 15,000 units 24,800 per 15,000 units 2011/04/28 200,000,000 2011/01/11
67252 J P Morgan SP BV HSI R Bear CBBC Apr 2011 J 0.250 25,500 per 10,000 units 25,000 per 10,000 units 2011/04/28 200,000,000 2011/01/11
67253 J P Morgan SP BV HSI R Bear CBBC Apr 2011 K 0.250 25,700 per 15,000 units 25,200 per 15,000 units 2011/04/28 200,000,000 2011/01/11
67256 J P Morgan SP BV HSI R Bear CBBC Apr 2011 L 0.250 26,000 per 10,000 units 25,500 per 10,000 units 2011/04/28 200,000,000 2011/01/11
67170 Merrill Lynch Int’l & Co. C.V. HSI R Bull CBBC Apr 2011 E 0.150 22,100 per 10,000 units 22,600 per 10,000 units 2011/04/28 100,000,000 2011/01/11
67176 Merrill Lynch Int’l & Co. C.V. HSI R Bear CBBC Apr 2011 F 0.150 24,700 per 12,000 units 24,200 per 12,000 units 2011/04/28 100,000,000 2011/01/11
67180 Merrill Lynch Int’l & Co. C.V. HSI R Bear CBBC Apr 2011 G 0.250 25,600 per 10,000 units 25,100 per 10,000 units 2011/04/28 100,000,000 2011/01/11
67171 Merrill Lynch Int’l & Co. C.V. HSI R Bear CBBC May 2011 B 0.186 25,100 per 10,000 units 24,600 per 10,000 units 2011/05/30 100,000,000 2011/01/11
67234 UBS AG HSI R Bull CBBC Apr 2011 M 0.250 23,400 per 10,000 units 23,600 per 10,000 units 2011/04/28 200,000,000 2011/01/11
67235 UBS AG HSI R Bull CBBC May 2011 R 0.250 23,100 per 10,000 units 23,300 per 10,000 units 2011/05/30 200,000,000 2011/01/11
67187 UBS AG HSI R Bear CBBC Jun 2011 O 0.250 23,900 per 15,000 units 23,500 per 15,000 units 2011/06/29 250,000,000 2011/01/11
67305 BNP Paribas Arbit Issu B.V. HSI R Bull CBBC Sep 2011 N 0.250 23,300 per 10,000 units 23,500 per 10,000 units 2011/09/29 200,000,000 2011/01/12
67306 BNP Paribas Arbit Issu B.V. HSI R Bull CBBC Sep 2011 O 0.250 23,400 per 10,000 units 23,600 per 10,000 units 2011/09/29 200,000,000 2011/01/12
67290 Credit Suisse AG HSI R Bull CBBC Jun 2011 L 0.250 23,188 per 10,000 units 23,388 per 10,000 units 2011/06/29 210,000,000 2011/01/12
67343 Credit Suisse AG HSI R Bull CBBC Jun 2011 M 0.250 23,488 per 10,000 units 23,688 per 10,000 units 2011/06/29 210,000,000 2011/01/12
67291 Credit Suisse AG HSI R Bull CBBC Jul 2011 Q 0.250 22,700 per 15,000 units 22,900 per 15,000 units 2011/07/28 210,000,000 2011/01/12
67293 Credit Suisse AG HSI R Bull CBBC Jul 2011 R 0.250 23,000 per 15,000 units 23,200 per 15,000 units 2011/07/28 210,000,000 2011/01/12
67294 Credit Suisse AG HSI R Bull CBBC Aug 2011 H 0.250 21,800 per 15,000 units 22,000 per 15,000 units 2011/08/30 210,000,000 2011/01/12
67295 Credit Suisse AG HSI R Bull CBBC Aug 2011 I 0.250 22,288 per 10,000 units 22,488 per 10,000 units 2011/08/30 210,000,000 2011/01/12
67296 Credit Suisse AG HSI R Bear CBBC May 2011 R 0.250 24,018 per 10,000 units 23,818 per 10,000 units 2011/05/30 210,000,000 2011/01/12
67297 Credit Suisse AG HSI R Bear CBBC May 2011 Z 0.250 24,818 per 12,000 units 24,618 per 12,000 units 2011/05/30 210,000,000 2011/01/12
67298 Credit Suisse AG HSI R Bear CBBC Jun 2011 N 0.250 24,400 per 15,000 units 24,200 per 15,000 units 2011/06/29 210,000,000 2011/01/12
67300 Credit Suisse AG HSI R Bear CBBC Jun 2011 O 0.250 24,618 per 10,000 units 24,418 per 10,000 units 2011/06/29 210,000,000 2011/01/12
67301 Credit Suisse AG HSI R Bear CBBC Jul 2011 S 0.250 24,318 per 10,000 units 24,118 per 10,000 units 2011/07/28 210,000,000 2011/01/12
67302 Credit Suisse AG HSI R Bear CBBC Jul 2011 T 0.250 25,000 per 15,000 units 24,800 per 15,000 units 2011/07/28 210,000,000 2011/01/12
67303 Credit Suisse AG HSI R Bear CBBC Jul 2011 U 0.250 25,300 per 15,000 units 25,100 per 15,000 units 2011/07/28 210,000,000 2011/01/12
67327 Deutsche Bank AG DJIA R Bull CBBC Sep 2011 A 0.250 10,600 per 78,000 units 11,000 per 78,000 units 2011/09/19 80,000,000 2011/01/12
67328 Deutsche Bank AG DJIA R Bear CBBC Sep 2011 B 0.250 12,800 per 78,000 units 12,400 per 78,000 units 2011/09/19 80,000,000 2011/01/12
67337 Deutsche Bank AG A50 China R Bull CBBC Apr 2011 F 0.270 12.100 12.400 2011/04/28 80,000,000 2011/01/12
67339 Deutsche Bank AG A50 China R Bull CBBC Apr 2011 G 0.250 12.300 12.600 2011/04/27 80,000,000 2011/01/12

67340 Deutsche Bank AG A50 China R Bull CBBC Apr 2011 H 0.260 12.700 13.000 2011/04/19 80,000,000 2011/01/12
67341 Deutsche Bank AG A50 China R Bear CBBC Apr 2011 I 0.250 13.700 13.400 2011/04/28 80,000,000 2011/01/12
67342 Deutsche Bank AG A50 China R Bear CBBC Apr 2011 J 0.280 14.100 13.800 2011/04/29 80,000,000 2011/01/12
67346 Deutsche Bank AG HSI R Bull CBBC Jun 2011 W 0.250 23,522 per 16,000 units 23,722 per 16,000 units 2011/06/29 300,000,000 2011/01/12
67331 Deutsche Bank AG HSI R Bear CBBC Apr 2011 G 0.250 25,522 per 16,000 units 25,322 per 16,000 units 2011/04/28 300,000,000 2011/01/12
67330 Deutsche Bank AG HSI R Bear CBBC Apr 2011 R 0.300 25,322 per 11,000 units 25,122 per 11,000 units 2011/04/28 300,000,000 2011/01/12
67329 Deutsche Bank AG HSI R Bear CBBC Apr 2011 T 0.250 23,922 per 16,000 units 23,722 per 16,000 units 2011/04/28 300,000,000 2011/01/12
67332 Deutsche Bank AG HSI R Bear CBBC May 2011 X 0.340 25,722 per 11,000 units 25,522 per 11,000 units 2011/05/30 300,000,000 2011/01/12
67333 Deutsche Bank AG HSI R Bear CBBC Sep 2011 H 0.440 26,622 per 11,000 units 26,422 per 11,000 units 2011/09/29 300,000,000 2011/01/12
67334 Deutsche Bank AG HSI R Bear CBBC Sep 2011 I 0.490 27,122 per 11,000 units 26,922 per 11,000 units 2011/09/29 300,000,000 2011/01/12
67335 Deutsche Bank AG HSI R Bear CBBC Oct 2011 F 0.350 26,922 per 16,000 units 26,722 per 16,000 units 2011/10/28 300,000,000 2011/01/12
67336 Deutsche Bank AG HSI R Bear CBBC Oct 2011 G 0.550 27,822 per 11,000 units 27,622 per 11,000 units 2011/10/28 300,000,000 2011/01/12
67270 Macquarie Bank Ltd. HSI R Bull CBBC Apr 2011 B 0.250 22,800 per 11,000 units 23,000 per 11,000 units 2011/04/28 200,000,000 2011/01/12
67272 Macquarie Bank Ltd. HSI R Bull CBBC May 2011 A 0.250 22,300 per 13,000 units 22,500 per 13,000 units 2011/05/30 200,000,000 2011/01/12
67286 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC Jun11U 0.250 23,400 per 11,000 units 23,600 per 11,000 units 2011/06/29 300,000,000 2011/01/12
67284 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC Jun11V 0.250 23,300 per 11,000 units 23,500 per 11,000 units 2011/06/29 300,000,000 2011/01/12
67283 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC Jun11W 0.250 23,200 per 11,000 units 23,400 per 11,000 units 2011/06/29 300,000,000 2011/01/12
67277 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC Jun11X 0.250 23,100 per 11,000 units 23,300 per 11,000 units 2011/06/29 300,000,000 2011/01/12
67274 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC Jun11Y 0.250 23,000 per 11,000 units 23,200 per 11,000 units 2011/06/29 300,000,000 2011/01/12
67273 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC Jun11Z 0.250 22,900 per 11,000 units 23,100 per 11,000 units 2011/06/29 300,000,000 2011/01/12
67344 UBS AG HSI R Bull CBBC Jun 2011 S 0.250 23,300 per 15,000 units 23,700 per 15,000 units 2011/06/29 250,000,000 2011/01/12
67345 UBS AG HSI R Bull CBBC Jul 2011 E 0.250 22,700 per 15,000 units 23,100 per 15,000 units 2011/07/28 250,000,000 2011/01/12
67307 UBS AG HSI R Bear CBBC Apr 2011 K 0.250 23,900 per 10,000 units 23,700 per 10,000 units 2011/04/28 200,000,000 2011/01/12
67308 UBS AG HSI R Bear CBBC May 2011 S 0.250 24,800 per 10,000 units 24,600 per 10,000 units 2011/05/30 200,000,000 2011/01/12
67320 UBS AG HSI R Bear CBBC Jun 2011 P 0.250 25,100 per 10,000 units 24,900 per 10,000 units 2011/06/29 200,000,000 2011/01/12
67321 UBS AG HSI R Bear CBBC Jun 2011 Q 0.250 25,400 per 10,000 units 25,200 per 10,000 units 2011/06/29 200,000,000 2011/01/12
67323 UBS AG HSI R Bear CBBC Jun 2011 R 0.250 25,700 per 10,000 units 25,500 per 10,000 units 2011/06/29 200,000,000 2011/01/12
67325 UBS AG HSI R Bear CBBC Jul 2011 C 0.250 25,900 per 12,000 units 25,700 per 12,000 units 2011/07/28 250,000,000 2011/01/12
67326 UBS AG HSI R Bear CBBC Jul 2011 D 0.250 26,200 per 12,000 units 26,000 per 12,000 units 2011/07/28 250,000,000 2011/01/12
67352 Credit Suisse AG HSI R Bull CBBC Jul 2011 V 0.250 23,300 per 15,000 units 23,500 per 15,000 units 2011/07/28 210,000,000 2011/01/13
67349 Deutsche Bank AG HSI R Bear CBBC Apr 2011 K 0.260 24,722 per 11,000 units 24,522 per 11,000 units 2011/04/28 300,000,000 2011/01/13
67350 Deutsche Bank AG HSI R Bear CBBC May 2011 W 0.250 24,022 per 11,000 units 23,822 per 11,000 units 2011/05/30 300,000,000 2011/01/13
67348 HK Bank HSI R Bull CBBC Jun 2011 M 0.250 22,700 per 13,000 units 23,200 per 13,000 units 2011/06/29 200,000,000 2011/01/13
67369 KBC Fin Products Int’l Ltd. HSI R Bull CBBC May 2011 M 0.250 22,600 per 10,000 units 22,800 per 10,000 units 2011/05/30 128,000,000 2011/01/13
67370 KBC Fin Products Int’l Ltd. HSI R Bull CBBC May 2011 N 0.250 23,100 per 8,000 units 23,500 per 8,000 units 2011/05/30 128,000,000 2011/01/13
67371 KBC Fin Products Int’l Ltd. HSI R Bull CBBC Jun 2011 B 0.250 23,200 per 15,000 units 23,600 per 15,000 units 2011/06/29 128,000,000 2011/01/13
67347 Merrill Lynch Int’l & Co. C.V. HSI R Bull CBBC Jul 2011 A 0.250 22,400 per 10,000 units 22,900 per 10,000 units 2011/07/28 100,000,000 2011/01/13
67353 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC Jun11Q 0.250 23,500 per 11,000 units 23,700 per 11,000 units 2011/06/29 300,000,000 2011/01/13
67354 SGA Societe Generale Acceptance N.V. HSI R Bear CBBC Jul11O 0.250 24,700 per 11,000 units 24,500 per 11,000 units 2011/07/28 300,000,000 2011/01/13

67355 SGA Societe Generale Acceptance N.V. HSI R Bear CBBC Jul11P 0.250 24,800 per 11,000 units 24,600 per 11,000 units 2011/07/28 300,000,000 2011/01/13
67356 SGA Societe Generale Acceptance N.V. HSI R Bear CBBC Jul11Q 0.250 24,900 per 11,000 units 24,700 per 11,000 units 2011/07/28 300,000,000 2011/01/13
67357 SGA Societe Generale Acceptance N.V. HSI R Bear CBBC Jul11R 0.250 25,000 per 11,000 units 24,800 per 11,000 units 2011/07/28 300,000,000 2011/01/13
67360 SGA Societe Generale Acceptance N.V. HSI R Bear CBBC Jul11S 0.250 25,100 per 11,000 units 24,900 per 11,000 units 2011/07/28 300,000,000 2011/01/13
67361 SGA Societe Generale Acceptance N.V. HSI R Bear CBBC Jul11T 0.250 25,200 per 11,000 units 25,000 per 11,000 units 2011/07/28 300,000,000 2011/01/13
67362 SGA Societe Generale Acceptance N.V. HSI R Bear CBBC Jul11U 0.255 25,300 per 11,000 units 25,100 per 11,000 units 2011/07/28 300,000,000 2011/01/13
67363 SGA Societe Generale Acceptance N.V. HSI R Bear CBBC Jul11V 0.270 25,400 per 11,000 units 25,200 per 11,000 units 2011/07/28 300,000,000 2011/01/13
67364 SGA Societe Generale Acceptance N.V. HSI R Bear CBBC Jul11W 0.285 25,500 per 11,000 units 25,300 per 11,000 units 2011/07/28 300,000,000 2011/01/13
67372 UBS AG BYD Company R Bull CBBC Jul 2011 A 0.250 33.88 per 100 units 38.88 per 100 units 2011/07/04 100,000,000 2011/01/13
67374 UBS AG CC Bank R Bull CBBC Jul 2011 A 0.250 6.080 6.380 2011/07/11 100,000,000 2011/01/13
67373 UBS AG Cheung Kong R Bull CBBC Jun 2011 A 0.250 112.88 per 100 units 118.88 per 100 units 2011/06/20 100,000,000 2011/01/13
67380 UBS AG A50 China R Bull CBBC Jun 2011 A 0.250 12.100 12.500 2011/06/13 100,000,000 2011/01/13
67365 UBS AG HSI R Bull CBBC May 2011 X 0.250 23,300 per 12,000 units 23,500 per 12,000 units 2011/05/30 250,000,000 2011/01/13
67366 UBS AG HSI R Bull CBBC Aug 2011 A 0.250 22,400 per 38,000 units 22,800 per 38,000 units 2011/08/30 300,000,000 2011/01/13
67368 UBS AG HSI R Bear CBBC Jun 2011 T 0.250 24,200 per 15,000 units 23,800 per 15,000 units 2011/06/29 250,000,000 2011/01/13
67375 UBS AG Hutchison R Bull CBBC Jun 2011 A 0.250 76 per 100 units 80 per 100 units 2011/06/20 100,000,000 2011/01/13
67376 UBS AG Petrochina R Bull CBBC Jul 2011 A 0.250 8.780 9.380 2011/07/11 100,000,000 2011/01/13
67377 UBS AG Ping An R Bull CBBC Jul 2011 A 0.250 69 per 100 units 75 per 100 units 2011/07/04 100,000,000 2011/01/13
67379 UBS AG TCH R Bull CBBC Jul 2011 A 0.250 160.88 per 100 units 168.88 per 100 units 2011/07/04 100,000,000 2011/01/13
66955 # Credit Suisse AG HSI R Bull CBBC Jun 2011 W 0.113 22,500 per 10,000 units 22,888 per 10,000 units 2011/06/29 300,000,000 2011/01/13
67392 Credit Suisse AG HSI R Bull CBBC Jul 2011 W 0.250 23,600 per 15,000 units 23,800 per 15,000 units 2011/07/28 210,000,000 2011/01/14
67386 Deutsche Bank AG HSI R Bull CBBC Nov 2011 A 0.250 22,250 per 40,000 units 22,750 per 40,000 units 2011/11/29 400,000,000 2011/01/14
67387 HK Bank Sinopec Corp R Bull CBBC Jun 2011 D 0.250 6.500 6.800 2011/06/28 300,000,000 2011/01/14
67388 HK Bank Sinopec Corp R Bull CBBC Aug 2011 A 0.250 6.880 7.180 2011/08/12 300,000,000 2011/01/14
67391 Macquarie Bank Ltd. HSI R Bull CBBC Jun 2011 A 0.250 23,300 per 12,000 units 23,500 per 12,000 units 2011/06/29 150,000,000 2011/01/14
67394 RB of Scotland N.V. HSI R Bull CBBC Apr 2011 D 0.250 22,500 per 13,000 units 23,000 per 13,000 units 2011/04/28 250,000,000 2011/01/14
67395 RB of Scotland N.V. HSI R Bull CBBC Apr 2011 E 0.250 22,700 per 13,000 units 23,200 per 13,000 units 2011/04/28 250,000,000 2011/01/14
67396 RB of Scotland N.V. HSI R Bear CBBC Apr 2011 F 0.250 25,100 per 13,000 units 24,600 per 13,000 units 2011/04/28 250,000,000 2011/01/14
67397 RB of Scotland N.V. HSI R Bear CBBC Apr 2011 G 0.250 25,900 per 13,000 units 25,400 per 13,000 units 2011/04/28 250,000,000 2011/01/14
67385 SGA Societe Generale Acceptance N.V. HSI R Bear CBBC Jul11F 0.335 25,900 per 11,000 units 25,700 per 11,000 units 2011/07/28 300,000,000 2011/01/14
67382 SGA Societe Generale Acceptance N.V. HSI R Bear CBBC Jul11X 0.295 25,600 per 11,000 units 25,400 per 11,000 units 2011/07/28 300,000,000 2011/01/14
67383 SGA Societe Generale Acceptance N.V. HSI R Bear CBBC Jul11Y 0.310 25,700 per 11,000 units 25,500 per 11,000 units 2011/07/28 300,000,000 2011/01/14
67384 SGA Societe Generale Acceptance N.V. HSI R Bear CBBC Jul11Z 0.325 25,800 per 11,000 units 25,600 per 11,000 units 2011/07/28 300,000,000 2011/01/14
67393 UBS AG HSI R Bull CBBC May 2011 U 0.250 23,600 per 12,000 units 23,800 per 12,000 units 2011/05/30 250,000,000 2011/01/14
64559 # KBC Fin Products Int’l Ltd. HSI R Bull CBBC Feb 2011 O 0.250 21,800 per 8,000 units 22,300 per 8,000 units 2011/02/25 120,000,000 2011/01/14
67407 BNP Paribas Arbit Issu B.V. HSI R Bear CBBC Jun 2011 T 0.250 24,000 per 10,000 units 23,800 per 10,000 units 2011/06/29 200,000,000 2011/01/17
67411 BNP Paribas Arbit Issu B.V. HSI R Bear CBBC Jun 2011 U 0.250 23,800 per 10,000 units 23,600 per 10,000 units 2011/06/29 200,000,000 2011/01/17
67413 BNP Paribas Arbit Issu B.V. HSI R Bear CBBC Jun 2011 V 0.250 23,900 per 10,000 units 23,700 per 10,000 units 2011/06/29 200,000,000 2011/01/17
67425 Credit Suisse AG HSI R Bear CBBC Apr 2011 C 0.250 23,800 per 15,000 units 23,600 per 15,000 units 2011/04/28 210,000,000 2011/01/17

67409 KBC Fin Products Int’l Ltd. HSI R Bear CBBC May 2011 O 0.250 24,000 per 15,000 units 23,600 per 15,000 units 2011/05/30 128,000,000 2011/01/17
67410 KBC Fin Products Int’l Ltd. HSI R Bear CBBC May 2011 P 0.250 24,200 per 12,000 units 23,800 per 12,000 units 2011/05/30 128,000,000 2011/01/17
67400 SGA Societe Generale Acceptance N.V CK(H) R Bull CBBC May11H 0.250 109 per 100 units 115 per 100 units 2011/05/30 100,000,000 2011/01/17
67401 SGA Societe Generale Acceptance N.V CLife R Bull CBBC May11F 0.570 27.000 28.000 2011/05/30 100,000,000 2011/01/17
67402 SGA Societe Generale Acceptance N.V CLife R Bull CBBC May11G 0.470 28.000 29.000 2011/05/30 100,000,000 2011/01/17
67403 SGA Societe Generale Acceptance N.V CLife R Bear CBBC May11H 0.370 36.000 35.000 2011/05/30 100,000,000 2011/01/17
67404 SGA Societe Generale Acceptance N.V. HKEx R Bull CBBC May11E 0.250 169 per 100 units 175 per 100 units 2011/05/30 150,000,000 2011/01/17
67398 SGA Societe Generale Acceptance N.V. HSI R Bear CBBC Aug11A 0.250 23,900 per 11,000 units 23,700 per 11,000 units 2011/08/30 300,000,000 2011/01/17
67399 SGA Societe Generale Acceptance N.V. HSI R Bear CBBC Aug11B 0.250 24,000 per 11,000 units 23,800 per 11,000 units 2011/08/30 300,000,000 2011/01/17
67405 SGA Societe Generale Acceptance N.V. HWL R Bull CBBC May11F 0.290 76 per 100 units 80 per 100 units 2011/05/30 150,000,000 2011/01/17
67406 SGA Societe Generale Acceptance N.V. HWL R Bear CBBC May11G 0.250 99 per 100 units 95 per 100 units 2011/05/30 150,000,000 2011/01/17
67414 UBS AG China Life R Bull CBBC Jun 2011 A 0.620 25.880 26.880 2011/06/13 100,000,000 2011/01/17
67415 UBS AG Sinopec Corp R Bull CBBC Jun 2011 A 0.250 6.680 6.980 2011/06/27 100,000,000 2011/01/17
67421 UBS AG A50 China R Bull CBBC Jun 2011 B 0.250 11.600 12.000 2011/06/27 100,000,000 2011/01/17
67416 UBS AG HKEx R Bull CBBC Jun 2011 A 0.295 152.88 per 100 units 158.88 per 100 units 2011/06/20 100,000,000 2011/01/17
67419 UBS AG HSBC R Bear CBBC Jul 2011 A 0.250 100 per 100 units 95 per 100 units 2011/07/11 100,000,000 2011/01/17
67423 UBS AG HSI R Bull CBBC Aug 2011 B 0.250 22,750 per 15,000 units 22,950 per 15,000 units 2011/08/30 250,000,000 2011/01/17
67417 UBS AG Hutchison R Bull CBBC Jun 2011 B 0.250 81 per 100 units 85 per 100 units 2011/06/27 100,000,000 2011/01/17
67420 UBS AG Hutchison R Bear CBBC Jul 2011 A 0.250 109 per 100 units 105 per 100 units 2011/07/11 100,000,000 2011/01/17
67418 UBS AG TCH R Bull CBBC Jul 2011 B 0.280 150.88 per 100 units 158.88 per 100 units 2011/07/18 100,000,000 2011/01/17
67442 BNP Paribas Arbit Issu B.V. HSI R Bull CBBC Dec 2011 T 0.250 23,500 per 10,000 units 23,700 per 10,000 units 2011/12/29 200,000,000 2011/01/18
67431 Credit Suisse AG HSI R Bull CBBC May 2011 Y 0.250 23,388 per 12,000 units 23,588 per 12,000 units 2011/05/30 210,000,000 2011/01/18
67426 Credit Suisse AG HSI R Bear CBBC Apr 2011 P 0.250 23,918 per 12,000 units 23,718 per 12,000 units 2011/04/28 210,000,000 2011/01/18
67427 Deutsche Bank AG China Mobile R Bear CBBC Jun 2011 A 0.250 81 per 100 units 79 per 100 units 2011/06/14 80,000,000 2011/01/18
67428 Deutsche Bank AG China Mobile R Bear CBBC Jun 2011 B 0.260 87 per 100 units 85 per 100 units 2011/06/21 80,000,000 2011/01/18
67441 Deutsche Bank AG China Life R Bull CBBC Jun 2011 A 0.250 31.000 31.500 2011/06/14 80,000,000 2011/01/18
67430 Deutsche Bank AG HSBC R Bear CBBC Jun 2011 A 0.250 90.50 per 100 units 88 per 100 units 2011/06/14 80,000,000 2011/01/18
67429 Deutsche Bank AG HSI R Bull CBBC May 2011 Y 0.250 23,422 per 11,000 units 23,622 per 11,000 units 2011/05/30 300,000,000 2011/01/18
67434 UBS AG HSI R Bull CBBC Apr 2011 L 0.250 23,400 per 10,000 units 23,600 per 10,000 units 2011/04/28 300,000,000 2011/01/18
67437 UBS AG HSI R Bear CBBC Apr 2011 F 0.250 24,100 per 12,000 units 23,900 per 12,000 units 2011/04/28 300,000,000 2011/01/18
67487 BNP Paribas Arbit Issu B.V. HSI R Bull CBBC Dec 2011 U 0.250 23,600 per 10,000 units 23,800 per 10,000 units 2011/12/29 200,000,000 2011/01/19
67488 BNP Paribas Arbit Issu B.V. HSI R Bull CBBC Dec 2011 V 0.250 23,700 per 10,000 units 23,900 per 10,000 units 2011/12/29 200,000,000 2011/01/19
67489 BNP Paribas Arbit Issu B.V. HSI R Bull CBBC Dec 2011 W 0.250 23,800 per 10,000 units 24,000 per 10,000 units 2011/12/29 200,000,000 2011/01/19
67505 Credit Suisse AG HSI R Bull CBBC Jun 2011 V 0.250 23,688 per 12,000 units 23,888 per 12,000 units 2011/06/29 210,000,000 2011/01/19
67507 Credit Suisse AG HSI R Bull CBBC Jul 2011 Z 0.250 23,900 per 15,000 units 24,100 per 15,000 units 2011/07/28 210,000,000 2011/01/19
67500 Credit Suisse AG HSI R Bear CBBC Apr 2011 W 0.250 24,218 per 12,000 units 24,018 per 12,000 units 2011/04/28 210,000,000 2011/01/19
67446 Credit Suisse AG HSI R Bear CBBC Apr 2011 X 0.250 24,018 per 10,000 units 23,818 per 10,000 units 2011/04/28 210,000,000 2011/01/19
67453 Credit Suisse AG HSI R Bear CBBC May 2011 M 0.250 25,718 per 12,000 units 25,518 per 12,000 units 2011/05/30 210,000,000 2011/01/19

67454 Credit Suisse AG HSI R Bear CBBC May 2011 P 0.250 26,118 per 10,000 units 25,918 per 10,000 units 2011/05/30 210,000,000 2011/01/19
67455 Credit Suisse AG HSI R Bear CBBC Jun 2011 P 0.250 25,818 per 10,000 units 25,618 per 10,000 units 2011/06/29 210,000,000 2011/01/19
67456 Credit Suisse AG HSI R Bear CBBC Jun 2011 Q 0.250 26,018 per 12,000 units 25,818 per 12,000 units 2011/06/29 210,000,000 2011/01/19
67501 Credit Suisse AG HSI R Bear CBBC Jun 2011 U 0.250 26,618 per 12,000 units 26,418 per 12,000 units 2011/06/29 210,000,000 2011/01/19
67465 Credit Suisse AG HSI R Bear CBBC Jul 2011 X 0.250 25,900 per 15,000 units 25,700 per 15,000 units 2011/07/28 210,000,000 2011/01/19
67466 Credit Suisse AG HSI R Bear CBBC Jul 2011 Y 0.250 26,200 per 15,000 units 26,000 per 15,000 units 2011/07/28 210,000,000 2011/01/19
67491 Deutsche Bank AG HSCEI R Bull CBBC Jun 2011 A 0.310 12,322 per 8,000 units 12,522 per 8,000 units 2011/06/29 150,000,000 2011/01/19
67492 Deutsche Bank AG HSCEI R Bull CBBC Jun 2011 B 0.250 12,822 per 8,000 units 13,022 per 8,000 units 2011/06/29 150,000,000 2011/01/19
67494 Deutsche Bank AG HSCEI R Bear CBBC Apr 2011 E 0.300 14,322 per 8,000 units 14,122 per 8,000 units 2011/04/28 150,000,000 2011/01/19
67499 Deutsche Bank AG HSCEI R Bear CBBC May 2011 B 0.400 15,322 per 8,000 units 15,122 per 8,000 units 2011/05/30 150,000,000 2011/01/19
67467 Deutsche Bank AG HSI R Bull CBBC Jun 2011 X 0.290 23,322 per 11,000 units 23,522 per 11,000 units 2011/06/29 300,000,000 2011/01/19
67471 Deutsche Bank AG HSI R Bull CBBC Jun 2011 Y 0.250 23,722 per 11,000 units 23,922 per 11,000 units 2011/06/29 300,000,000 2011/01/19
67490 Deutsche Bank AG HSI R Bull CBBC Jul 2011 U 0.250 23,922 per 11,000 units 24,122 per 11,000 units 2011/07/28 300,000,000 2011/01/19
67478 Deutsche Bank AG HSI R Bear CBBC Apr 2011 N 0.250 24,322 per 11,000 units 24,122 per 11,000 units 2011/04/28 300,000,000 2011/01/19
67476 Deutsche Bank AG HSI R Bear CBBC Apr 2011 P 0.250 24,222 per 11,000 units 24,022 per 11,000 units 2011/04/28 300,000,000 2011/01/19
67484 J P Morgan SP BV HSI R Bull CBBC Apr 2011 M 0.250 23,100 per 15,000 units 23,600 per 15,000 units 2011/04/28 200,000,000 2011/01/19
67485 J P Morgan SP BV HSI R Bull CBBC Apr 2011 N 0.250 23,300 per 12,000 units 23,800 per 12,000 units 2011/04/28 200,000,000 2011/01/19
67486 J P Morgan SP BV HSI R Bull CBBC Apr 2011 O 0.250 23,500 per 10,000 units 24,000 per 10,000 units 2011/04/28 200,000,000 2011/01/19
67479 KBC Fin Products Int’l Ltd. HSI R Bear CBBC May 2011 Q 0.250 24,500 per 10,000 units 24,100 per 10,000 units 2011/05/30 128,000,000 2011/01/19
67472 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC Jul11G 0.250 23,600 per 11,000 units 23,800 per 11,000 units 2011/07/28 300,000,000 2011/01/19
67474 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC Jul11H 0.250 23,700 per 11,000 units 23,900 per 11,000 units 2011/07/28 300,000,000 2011/01/19
67443 SGA Societe Generale Acceptance N.V. HSI R Bear CBBC Aug11C 0.370 26,000 per 11,000 units 25,800 per 11,000 units 2011/08/30 300,000,000 2011/01/19
67444 SGA Societe Generale Acceptance N.V. HSI R Bear CBBC Aug11D 0.380 26,100 per 11,000 units 25,900 per 11,000 units 2011/08/30 300,000,000 2011/01/19
67445 SGA Societe Generale Acceptance N.V. HSI R Bear CBBC Aug11E 0.395 26,200 per 11,000 units 26,000 per 11,000 units 2011/08/30 300,000,000 2011/01/19
67475 SGA Societe Generale Acceptance N.V. HSI R Bear CBBC Aug11F 0.250 24,200 per 11,000 units 24,000 per 11,000 units 2011/08/30 300,000,000 2011/01/19
67481 UBS AG HKEx R Bull CBBC Jun 2011 B 0.250 172.88 per 100 units 178.88 per 100 units 2011/06/27 100,000,000 2011/01/19
67482 UBS AG HSBC R Bull CBBC Jun 2011 A 0.250 75 per 100 units 80 per 100 units 2011/06/20 100,000,000 2011/01/19
67483 UBS AG HSI R Bull CBBC Apr 2011 K 0.250 23,900 per 12,000 units 24,100 per 12,000 units 2011/04/28 300,000,000 2011/01/19
67477 UBS AG HSI R Bear CBBC Apr 2011 M 0.250 24,200 per 10,000 units 24,000 per 10,000 units 2011/04/28 300,000,000 2011/01/19
67575 BNP Paribas Arbit Issu B.V. HSI R Bull CBBC Dec 2011 X 0.250 23,900 per 10,000 units 24,100 per 10,000 units 2011/12/29 200,000,000 2011/01/20
67533 Credit Suisse AG HSI R Bull CBBC May 2011 D 0.250 23,818 per 10,000 units 24,018 per 10,000 units 2011/05/30 210,000,000 2011/01/20
67583 Credit Suisse AG HSI R Bull CBBC Jun 2011 N 0.250 24,018 per 12,000 units 24,218 per 12,000 units 2011/06/29 210,000,000 2011/01/20
67521 Credit Suisse AG HSI R Bear CBBC Apr 2011 U 0.250 24,400 per 15,000 units 24,200 per 15,000 units 2011/04/28 210,000,000 2011/01/20
67571 Credit Suisse AG HSI R Bear CBBC May 2011 Q 0.250 26,418 per 10,000 units 26,218 per 10,000 units 2011/05/30 210,000,000 2011/01/20
67572 Credit Suisse AG HSI R Bear CBBC Jun 2011 G 0.250 26,318 per 12,000 units 26,118 per 12,000 units 2011/06/29 210,000,000 2011/01/20
67513 Deutsche Bank AG China Life R Bear CBBC Jun 2011 B 0.480 36.500 36.000 2011/06/28 100,000,000 2011/01/20
67514 Deutsche Bank AG HSBC R Bull CBBC Jun 2011 B 0.250 78.50 per 100 units 81 per 100 units 2011/06/21 100,000,000 2011/01/20
67515 Deutsche Bank AG HSBC R Bull CBBC Jun 2011 C 0.260 81.50 per 100 units 84 per 100 units 2011/06/14 100,000,000 2011/01/20
67516 Deutsche Bank AG HSBC R Bear CBBC Jun 2011 D 0.280 93.50 per 100 units 91 per 100 units 2011/06/21 100,000,000 2011/01/20
67517 Deutsche Bank AG HSBC R Bear CBBC Jun 2011 E 0.300 96.50 per 100 units 94 per 100 units 2011/06/28 100,000,000 2011/01/20
67557 Deutsche Bank AG HSI R Bull CBBC Jul 2011 V 0.250 24,022 per 11,000 units 24,222 per 11,000 units 2011/07/28 300,000,000 2011/01/20
67518 Deutsche Bank AG HSI R Bull CBBC Aug 2011 S 0.280 23,822 per 11,000 units 24,022 per 11,000 units 2011/08/30 300,000,000 2011/01/20
67520 Deutsche Bank AG HSI R Bull CBBC Sep 2011 J 0.260 23,622 per 11,000 units 23,822 per 11,000 units 2011/09/29 300,000,000 2011/01/20

67559 Deutsche Bank AG HSI R Bear CBBC Apr 2011 A 0.250 24,522 per 16,000 units 24,322 per 16,000 units 2011/04/28 300,000,000 2011/01/20
67558 Deutsche Bank AG HSI R Bear CBBC Apr 2011 C 0.270 24,422 per 11,000 units 24,222 per 11,000 units 2011/04/28 300,000,000 2011/01/20
67522 HK Bank A50 R Bull CBBC Jun 2011 D 0.250 12.300 12.680 2011/06/29 200,000,000 2011/01/20
67527 HK Bank A50 R Bull CBBC Jun 2011 E 0.250 12.600 12.980 2011/06/29 200,000,000 2011/01/20
67530 HK Bank HSI R Bull CBBC Jun 2011 N 0.250 23,100 per 12,000 units 23,600 per 12,000 units 2011/06/29 200,000,000 2011/01/20
67531 HK Bank HSI R Bull CBBC Jun 2011 O 0.250 23,400 per 20,000 units 23,900 per 20,000 units 2011/06/29 200,000,000 2011/01/20
67577 J P Morgan SP BV HSI R Bull CBBC Apr 2011 P 0.250 23,700 per 15,000 units 24,200 per 15,000 units 2011/04/28 200,000,000 2011/01/20
67580 RB of Scotland N.V. HSI R Bull CBBC Apr 2011 H 0.250 22,900 per 13,000 units 23,400 per 13,000 units 2011/04/28 250,000,000 2011/01/20
67585 RB of Scotland N.V. HSI R Bull CBBC Apr 2011 I 0.250 23,100 per 13,000 units 23,600 per 13,000 units 2011/04/28 250,000,000 2011/01/20
67586 RB of Scotland N.V. HSI R Bull CBBC Apr 2011 J 0.250 23,300 per 13,000 units 23,800 per 13,000 units 2011/04/28 250,000,000 2011/01/20
67502 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC Jul11I 0.250 23,800 per 11,000 units 24,000 per 11,000 units 2011/07/28 300,000,000 2011/01/20
67503 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC Aug11G 0.250 23,900 per 11,000 units 24,100 per 11,000 units 2011/08/30 300,000,000 2011/01/20
67540 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC Aug11M 0.250 24,000 per 11,000 units 24,200 per 11,000 units 2011/08/30 300,000,000 2011/01/20
67504 SGA Societe Generale Acceptance N.V. HSI R Bear CBBC Aug11H 0.365 26,300 per 11,000 units 26,100 per 11,000 units 2011/08/30 300,000,000 2011/01/20
67508 SGA Societe Generale Acceptance N.V. HSI R Bear CBBC Aug11I 0.375 26,400 per 11,000 units 26,200 per 11,000 units 2011/08/30 300,000,000 2011/01/20
67509 SGA Societe Generale Acceptance N.V. HSI R Bear CBBC Aug11J 0.390 26,500 per 11,000 units 26,300 per 11,000 units 2011/08/30 300,000,000 2011/01/20
67510 SGA Societe Generale Acceptance N.V. HSI R Bear CBBC Aug11K 0.400 26,600 per 11,000 units 26,400 per 11,000 units 2011/08/30 300,000,000 2011/01/20
67512 SGA Societe Generale Acceptance N.V. HSI R Bear CBBC Aug11L 0.415 26,700 per 11,000 units 26,500 per 11,000 units 2011/08/30 300,000,000 2011/01/20
67545 SGA Societe Generale Acceptance N.V. HSI R Bear CBBC Aug11N 0.410 26,800 per 11,000 units 26,600 per 11,000 units 2011/08/30 300,000,000 2011/01/20
67546 SGA Societe Generale Acceptance N.V. HSI R Bear CBBC Aug11O 0.425 26,900 per 11,000 units 26,700 per 11,000 units 2011/08/30 300,000,000 2011/01/20
67554 SGA Societe Generale Acceptance N.V. HSI R Bear CBBC Aug11P 0.435 27,000 per 11,000 units 26,800 per 11,000 units 2011/08/30 300,000,000 2011/01/20
67555 SGA Societe Generale Acceptance N.V. HSI R Bear CBBC Aug11Q 0.445 27,100 per 11,000 units 26,900 per 11,000 units 2011/08/30 300,000,000 2011/01/20
67556 SGA Societe Generale Acceptance N.V. HSI R Bear CBBC Aug11R 0.460 27,200 per 11,000 units 27,000 per 11,000 units 2011/08/30 300,000,000 2011/01/20
67561 UBS AG HSI R Bull CBBC Apr 2011 G 0.250 24,000 per 10,000 units 24,200 per 10,000 units 2011/04/28 300,000,000 2011/01/20
67568 UBS AG HSI R Bull CBBC May 2011 W 0.250 23,700 per 10,000 units 23,900 per 10,000 units 2011/05/30 300,000,000 2011/01/20
67569 UBS AG HSI R Bull CBBC Jul 2011 F 0.250 22,900 per 38,000 units 23,300 per 38,000 units 2011/07/28 300,000,000 2011/01/20
67570 UBS AG HSI R Bear CBBC Apr 2011 B 0.250 24,500 per 10,000 units 24,300 per 10,000 units 2011/04/28 300,000,000 2011/01/20
67560 UBS AG TCH R Bull CBBC Jun 2011 A 0.250 170.88 per 100 units 178.88 per 100 units 2011/06/20 100,000,000 2011/01/20
67609 BNP Paribas Arbit Issu B.V. HSI R Bull CBBC Dec 2011 Y 0.250 24,000 per 10,000 units 24,200 per 10,000 units 2011/12/29 200,000,000 2011/01/21
67605 Credit Suisse AG HSI R Bear CBBC Apr 2011 T 0.250 24,518 per 12,000 units 24,318 per 12,000 units 2011/04/28 210,000,000 2011/01/21
67610 Credit Suisse AG TCH R Bear CBBC Apr 2011 C 0.455 246 per 100 units 238 per 100 units 2011/04/26 100,000,000 2011/01/21
67601 SGA Societe Generale Acceptance N.V. A50 R Bull CBBC May11D 0.250 11.600 12.000 2011/05/30 150,000,000 2011/01/21
67602 SGA Societe Generale Acceptance N.V. A50 R Bull CBBC May11E 0.250 12.100 12.500 2011/05/30 150,000,000 2011/01/21
67587 SGA Societe Generale Acceptance N.V. HSBC R Bull CBBC May11F 0.250 71 per 100 units 75 per 100 units 2011/05/30 300,000,000 2011/01/21
67588 SGA Societe Generale Acceptance N.V. HSBC R Bull CBBC May11G 0.250 76 per 100 units 80 per 100 units 2011/05/30 300,000,000 2011/01/21
67591 SGA Societe Generale Acceptance N.V. HWL R Bull CBBC May11H 0.250 81 per 100 units 85 per 100 units 2011/05/30 150,000,000 2011/01/21
67594 SGA Societe Generale Acceptance N.V. HWL R Bear CBBC May11I 0.250 104 per 100 units 100 per 100 units 2011/05/30 150,000,000 2011/01/21
67595 SGA Societe Generale Acceptance N.V. HWL R Bear CBBC May11J 0.250 109 per 100 units 105 per 100 units 2011/05/30 150,000,000 2011/01/21
67603 SGA Societe Generale Acceptance N.V. TCH R Bull CBBC May11D 0.330 162 per 100 units 170 per 100 units 2011/05/30 100,000,000 2011/01/21

67604 SGA Societe Generale Acceptance N.V. TCH R Bear CBBC May11E 0.250 218 per 100 units 210 per 100 units 2011/05/30 100,000,000 2011/01/21
67608 UBS AG HSI R Bull CBBC May 2011 L 0.250 23,600 per 15,000 units 24,000 per 15,000 units 2011/05/30 300,000,000 2011/01/21
67607 UBS AG TCH R Bear CBBC Jul 2011 C 0.360 236.88 per 100 units 228.88 per 100 units 2011/07/25 100,000,000 2011/01/21
67632 BNP Paribas Arbit Issu B.V. HSI R Bear CBBC Jun 2011 W 0.250 26,500 per 10,000 units 26,300 per 10,000 units 2011/06/29 200,000,000 2011/01/24
67611 Credit Suisse AG HSI R Bull CBBC Jul 2011 E 0.250 23,788 per 10,000 units 23,988 per 10,000 units 2011/07/28 210,000,000 2011/01/24
67631 Deutsche Bank AG A50 China R Bear CBBC May 2011 A 0.250 13.500 13.200 2011/05/16 80,000,000 2011/01/24
67618 KBC Fin Products Int’l Ltd. HSI R Bull CBBC May 2011 R 0.250 23,100 per 12,000 units 23,300 per 12,000 units 2011/05/30 128,000,000 2011/01/24
67619 KBC Fin Products Int’l Ltd. HSI R Bull CBBC May 2011 S 0.250 23,600 per 8,000 units 23,800 per 8,000 units 2011/05/30 128,000,000 2011/01/24
67622 KBC Fin Products Int’l Ltd. HSI R Bull CBBC Jun 2011 C 0.250 22,700 per 10,000 units 22,900 per 10,000 units 2011/06/29 128,000,000 2011/01/24
67625 KBC Fin Products Int’l Ltd. HSI R Bull CBBC Jun 2011 D 0.250 22,900 per 10,000 units 23,100 per 10,000 units 2011/06/29 128,000,000 2011/01/24
67626 KBC Fin Products Int’l Ltd. HSI R Bear CBBC May 2011 T 0.250 24,700 per 8,000 units 24,500 per 8,000 units 2011/05/30 128,000,000 2011/01/24
67629 KBC Fin Products Int’l Ltd. HSI R Bear CBBC Jun 2011 E 0.250 25,200 per 12,000 units 25,000 per 12,000 units 2011/06/29 128,000,000 2011/01/24
67616 UBS AG China Mobile R Bull CBBC May 2011 A 0.250 72.88 per 100 units 75.88 per 100 units 2011/05/23 100,000,000 2011/01/24
67615 UBS AG HSCEI R Bull CBBC Jul 2011 A 0.250 11,600 per 12,000 units 12,000 per 12,000 units 2011/07/28 100,000,000 2011/01/24
67612 UBS AG Hutchison R Bull CBBC Jun 2011 C 0.250 86 per 100 units 90 per 100 units 2011/06/27 100,000,000 2011/01/24
67613 UBS AG Hutchison R Bear CBBC Jul 2011 B 0.250 114 per 100 units 110 per 100 units 2011/07/25 100,000,000 2011/01/24
67071 # KBC Fin Products Int’l Ltd. HSI R Bear CBBC Apr 2011 T 0.056 24,900 per 10,000 units 24,700 per 10,000 units 2011/04/28 180,000,000 2011/01/24
67648 Credit Suisse AG A50 China R Bear CBBC Apr 2011 F 0.250 13.700 13.300 2011/04/26 100,000,000 2011/01/25
67647 Credit Suisse AG Hutchison R Bear CBBC Jun 2011 C 0.250 112 per 100 units 108 per 100 units 2011/06/07 100,000,000 2011/01/25
67642 Deutsche Bank AG HSI R Bull CBBC Aug 2011 T 0.250 24,122 per 16,000 units 24,322 per 16,000 units 2011/08/30 300,000,000 2011/01/25
67643 UBS AG HSI R Bull CBBC Jun 2011 U 0.250 23,900 per 15,000 units 24,300 per 15,000 units 2011/06/29 300,000,000 2011/01/25
67633 UBS AG HSI R Bear CBBC Apr 2011 A 0.250 24,400 per 12,000 units 24,200 per 12,000 units 2011/04/28 300,000,000 2011/01/25
65748 # Merrill Lynch Int’l & Co. C.V. HSI R Bear CBBC Apr 2011 C 0.167 26,100 per 14,000 units 25,600 per 14,000 units 2011/04/28 150,000,000 2011/01/25
67306 # BNP Paribas Arbit Issu B.V. HSI R Bull CBBC Sep 2011 O 0.067 23,400 per 10,000 units 23,600 per 10,000 units 2011/09/29 150,000,000 2011/01/25
66532 # Deutsche Bank AG China Mobile R Bull CBBC May 2011 A 0.053 73 per 100 units 75 per 100 units 2011/05/23 200,000,000 2011/01/25
67683 Credit Suisse AG HSI R Bull CBBC Jul 2011 G 0.250 24,200 per 10,000 units 24,400 per 10,000 units 2011/07/28 210,000,000 2011/01/26
67663 Credit Suisse AG HSI R Bear CBBC Apr 2011 R 0.250 24,618 per 10,000 units 24,418 per 10,000 units 2011/04/28 210,000,000 2011/01/26
67665 Deutsche Bank AG HSI R Bull CBBC Sep 2011 K 0.330 22,022 per 11,000 units 22,222 per 11,000 units 2011/09/29 300,000,000 2011/01/26
67666 Deutsche Bank AG HSI R Bear CBBC Apr 2011 M 0.250 24,622 per 11,000 units 24,422 per 11,000 units 2011/04/28 300,000,000 2011/01/26
67667 Deutsche Bank AG HSI R Bear CBBC May 2011 I 0.250 25,422 per 11,000 units 25,222 per 11,000 units 2011/05/30 300,000,000 2011/01/26
67668 Deutsche Bank AG HSI R Bear CBBC Sep 2011 L 0.250 25,922 per 16,000 units 25,722 per 16,000 units 2011/09/29 300,000,000 2011/01/26
67651 HK Bank Hutchison R Bull CBBC Jun 2011 A 0.250 73.80 per 100 units 78.80 per 100 units 2011/06/17 100,000,000 2011/01/26
67656 HK Bank Hutchison R Bear CBBC May 2011 A 0.250 109 per 100 units 103.20 per 100 units 2011/05/05 100,000,000 2011/01/26
67653 HK Bank SHK Ppt R Bull CBBC Jun 2011 A 0.250 117.80 per 100 units 123.80 per 100 units 2011/06/22 100,000,000 2011/01/26
67657 HK Bank SHK Ppt R Bear CBBC Jun 2011 B 0.250 160 per 100 units 153.20 per 100 units 2011/06/22 100,000,000 2011/01/26
67655 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC Aug11S 0.250 24,100 per 11,000 units 24,300 per 11,000 units 2011/08/30 300,000,000 2011/01/26
67682 UBS AG HSI R Bull CBBC Apr 2011 F 0.250 24,200 per 12,000 units 24,400 per 12,000 units 2011/04/28 300,000,000 2011/01/26
67669 UBS AG HSI R Bear CBBC Jun 2011 V 0.250 24,800 per 15,000 units 24,400 per 15,000 units 2011/06/29 300,000,000 2011/01/26
67670 UBS AG HSI R Bear CBBC Jun 2011 W 0.250 25,600 per 12,000 units 25,400 per 12,000 units 2011/06/29 300,000,000 2011/01/26
67675 UBS AG HSI R Bear CBBC Jun 2011 X 0.250 26,000 per 10,000 units 25,800 per 10,000 units 2011/06/29 300,000,000 2011/01/26

67676 UBS AG HSI R Bear CBBC Jul 2011 G 0.250 26,300 per 10,000 units 26,100 per 10,000 units 2011/07/28 300,000,000 2011/01/26
67677 UBS AG HSI R Bear CBBC Jul 2011 H 0.250 26,500 per 12,000 units 26,300 per 12,000 units 2011/07/28 300,000,000 2011/01/26
67678 UBS AG HSI R Bear CBBC Jul 2011 I 0.250 26,600 per 10,000 units 26,400 per 10,000 units 2011/07/28 300,000,000 2011/01/26
67679 UBS AG HSI R Bear CBBC Aug 2011 C 0.250 26,800 per 12,000 units 26,600 per 12,000 units 2011/08/30 300,000,000 2011/01/26
67726 BNP Paribas Arbit Issu B.V. HSI R Bear CBBC Jun 2011 C 0.250 24,500 per 10,000 units 24,300 per 10,000 units 2011/06/29 200,000,000 2011/01/27
67695 BNP Paribas Arbit Issu B.V. HSI R Bear CBBC Jun 2011 X 0.250 24,600 per 10,000 units 24,400 per 10,000 units 2011/06/29 200,000,000 2011/01/27
67696 BNP Paribas Arbit Issu B.V. HSI R Bear CBBC Jun 2011 Y 0.260 26,700 per 10,000 units 26,500 per 10,000 units 2011/06/29 200,000,000 2011/01/27
67725 BNP Paribas Arbit Issu B.V. HSI R Bear CBBC Jun 2011 Z 0.250 24,400 per 10,000 units 24,200 per 10,000 units 2011/06/29 200,000,000 2011/01/27
67684 Credit Suisse AG HSI R Bull CBBC Jun 2011 O 0.250 23,988 per 12,000 units 24,188 per 12,000 units 2011/06/29 210,000,000 2011/01/27
67702 Credit Suisse AG HSI R Bear CBBC Apr 2011 L 0.250 24,218 per 12,000 units 24,018 per 12,000 units 2011/04/28 210,000,000 2011/01/27
67693 Credit Suisse AG HSI R Bear CBBC Apr 2011 M 0.250 24,400 per 10,000 units 24,200 per 10,000 units 2011/04/28 210,000,000 2011/01/27
67689 Credit Suisse AG TCH R Bear CBBC Apr 2011 D 0.250 208 per 100 units 200 per 100 units 2011/04/27 100,000,000 2011/01/27
67727 Deutsche Bank AG China Life R Bear CBBC Jun 2011 C 0.300 33.000 32.500 2011/06/21 80,000,000 2011/01/27
67728 Deutsche Bank AG A50 China R Bear CBBC Jun 2011 A 0.250 13.300 13.000 2011/06/21 80,000,000 2011/01/27
67687 Deutsche Bank AG HSI R Bull CBBC Jul 2011 W 0.250 24,022 per 11,000 units 24,222 per 11,000 units 2011/07/28 300,000,000 2011/01/27
67700 Deutsche Bank AG HSI R Bull CBBC Aug 2011 U 0.250 23,822 per 11,000 units 24,022 per 11,000 units 2011/08/30 300,000,000 2011/01/27
67699 Deutsche Bank AG HSI R Bear CBBC Apr 2011 L 0.250 24,322 per 11,000 units 24,122 per 11,000 units 2011/04/28 300,000,000 2011/01/27
67729 Deutsche Bank AG HSI R Bear CBBC Apr 2011 T 0.250 24,222 per 11,000 units 24,022 per 11,000 units 2011/04/28 300,000,000 2011/01/27
67704 KBC Fin Products Int’l Ltd. HSI R Bull CBBC Apr 2011 X 0.250 22,500 per 8,000 units 22,700 per 8,000 units 2011/04/28 128,000,000 2011/01/27
67705 KBC Fin Products Int’l Ltd. HSI R Bull CBBC May 2011 U 0.300 21,700 per 8,000 units 21,900 per 8,000 units 2011/05/30 128,000,000 2011/01/27
67706 KBC Fin Products Int’l Ltd. HSI R Bull CBBC May 2011 V 0.280 21,900 per 8,000 units 22,300 per 8,000 units 2011/05/30 128,000,000 2011/01/27
67707 KBC Fin Products Int’l Ltd. HSI R Bull CBBC Jun 2011 F 0.280 21,400 per 10,000 units 21,800 per 10,000 units 2011/06/29 128,000,000 2011/01/27
67708 KBC Fin Products Int’l Ltd. HSI R Bull CBBC Jun 2011 G 0.250 21,700 per 12,000 units 22,100 per 12,000 units 2011/06/29 128,000,000 2011/01/27
67710 KBC Fin Products Int’l Ltd. HSI R Bull CBBC Jun 2011 H 0.250 22,000 per 10,000 units 22,200 per 10,000 units 2011/06/29 128,000,000 2011/01/27
67711 KBC Fin Products Int’l Ltd. HSI R Bull CBBC Jul 2011 A 0.260 21,500 per 10,000 units 21,700 per 10,000 units 2011/07/28 128,000,000 2011/01/27
67712 KBC Fin Products Int’l Ltd. HSI R Bull CBBC Jul 2011 B 0.250 21,800 per 15,000 units 22,000 per 15,000 units 2011/07/28 128,000,000 2011/01/27
67713 KBC Fin Products Int’l Ltd. HSI R Bull CBBC Aug 2011 A 0.250 21,300 per 15,000 units 21,500 per 15,000 units 2011/08/30 128,000,000 2011/01/27
67714 KBC Fin Products Int’l Ltd. HSI R Bear CBBC May 2011 W 0.250 24,300 per 8,000 units 24,100 per 8,000 units 2011/05/30 128,000,000 2011/01/27
67715 KBC Fin Products Int’l Ltd. HSI R Bear CBBC Jun 2011 I 0.250 24,400 per 12,000 units 24,200 per 12,000 units 2011/06/29 128,000,000 2011/01/27
67717 KBC Fin Products Int’l Ltd. HSI R Bear CBBC Jun 2011 J 0.250 24,600 per 10,000 units 24,400 per 10,000 units 2011/06/29 128,000,000 2011/01/27
67724 KBC Fin Products Int’l Ltd. HSI R Bear CBBC Jul 2011 C 0.250 24,500 per 15,000 units 24,300 per 15,000 units 2011/07/28 128,000,000 2011/01/27
67759 BNP Paribas Arbit Issu B.V. HSI R Bear CBBC Jun 2011 B 0.250 24,200 per 10,000 units 24,000 per 10,000 units 2011/06/29 200,000,000 2011/01/28
67760 BNP Paribas Arbit Issu B.V. HSI R Bear CBBC Jun 2011 H 0.250 24,300 per 10,000 units 24,100 per 10,000 units 2011/06/29 200,000,000 2011/01/28
67738 Credit Suisse AG HSI R Bull CBBC Apr 2011 K 0.250 23,688 per 12,000 units 23,888 per 12,000 units 2011/04/28 210,000,000 2011/01/28
67749 Credit Suisse AG HSI R Bear CBBC Apr 2011 E 0.250 24,118 per 10,000 units 23,918 per 10,000 units 2011/04/28 210,000,000 2011/01/28
67735 Credit Suisse AG HSI R Bear CBBC Apr 2011 J 0.250 24,318 per 10,000 units 24,118 per 10,000 units 2011/04/28 210,000,000 2011/01/28
67751 Deutsche Bank AG China Mobile R Bear CBBC Jul 2011 A 0.250 81 per 100 units 79 per 100 units 2011/07/12 100,000,000 2011/01/28
67752 Deutsche Bank AG HSBC R Bear CBBC Jul 2011 A 0.250 90.50 per 100 units 88 per 100 units 2011/07/12 100,000,000 2011/01/28
67739 Deutsche Bank AG HSCEI R Bear CBBC Apr 2011 F 0.250 13,322 per 8,000 units 13,122 per 8,000 units 2011/04/28 100,000,000 2011/01/28
67740 Deutsche Bank AG HSI R Bull CBBC Jul 2011 X 0.250 23,722 per 11,000 units 23,922 per 11,000 units 2011/07/28 300,000,000 2011/01/28

67741 Deutsche Bank AG HSI R Bear CBBC Apr 2011 O 0.250 24,422 per 11,000 units 24,222 per 11,000 units 2011/04/28 300,000,000 2011/01/28
67756 KBC Fin Products Int’l Ltd. HSI R Bear CBBC Apr 2011 M 0.250 24,200 per 10,000 units 24,000 per 10,000 units 2011/04/28 128,000,000 2011/01/28
67758 KBC Fin Products Int’l Ltd. HSI R Bear CBBC May 2011 X 0.250 24,300 per 12,000 units 23,900 per 12,000 units 2011/05/30 128,000,000 2011/01/28
67743 UBS AG HSI R Bull CBBC May 2011 B 0.250 23,700 per 10,000 units 23,900 per 10,000 units 2011/05/30 300,000,000 2011/01/28
67773 Deutsche Bank AG A50 China R Bear CBBC Jun 2011 B 0.250 13.100 12.800 2011/06/28 80,000,000 2011/01/31
67762 Deutsche Bank AG HSI R Bull CBBC Sep 2011 M 0.250 23,622 per 11,000 units 23,822 per 11,000 units 2011/09/29 300,000,000 2011/01/31
67772 Deutsche Bank AG HSI R Bear CBBC May 2011 E 0.250 24,022 per 11,000 units 23,822 per 11,000 units 2011/05/30 300,000,000 2011/01/31
67775 J P Morgan SP BV HSI R Bear CBBC May 2011 B 0.250 24,500 per 10,000 units 24,000 per 10,000 units 2011/05/30 200,000,000 2011/01/31
67776 J P Morgan SP BV HSI R Bear CBBC May 2011 C 0.250 24,700 per 15,000 units 24,200 per 15,000 units 2011/05/30 200,000,000 2011/01/31
67786 KBC Fin Products Int’l Ltd. HSI R Bull CBBC May 2011 O 0.250 23,300 per 10,000 units 23,500 per 10,000 units 2011/05/30 128,000,000 2011/01/31
67783 KBC Fin Products Int’l Ltd. HSI R Bull CBBC May 2011 P 0.250 23,000 per 15,000 units 23,200 per 15,000 units 2011/05/30 128,000,000 2011/01/31
67788 KBC Fin Products Int’l Ltd. HSI R Bull CBBC May 2011 Q 0.250 23,600 per 8,000 units 23,800 per 8,000 units 2011/05/30 128,000,000 2011/01/31
67777 KBC Fin Products Int’l Ltd. HSI R Bull CBBC May 2011 Y 0.250 22,300 per 12,000 units 22,500 per 12,000 units 2011/05/30 128,000,000 2011/01/31
67781 KBC Fin Products Int’l Ltd. HSI R Bull CBBC May 2011 Z 0.250 22,800 per 8,000 units 23,000 per 8,000 units 2011/05/30 128,000,000 2011/01/31
67792 KBC Fin Products Int’l Ltd. HSI R Bull CBBC Jun 2011 K 0.260 20,800 per 12,000 units 21,000 per 12,000 units 2011/06/29 128,000,000 2011/01/31
67793 KBC Fin Products Int’l Ltd. HSI R Bull CBBC Jun 2011 L 0.290 21,000 per 10,000 units 21,200 per 10,000 units 2011/06/29 128,000,000 2011/01/31
67794 KBC Fin Products Int’l Ltd. HSI R Bull CBBC Jun 2011 M 0.340 21,100 per 8,000 units 21,300 per 8,000 units 2011/06/29 128,000,000 2011/01/31
67795 KBC Fin Products Int’l Ltd. HSI R Bull CBBC Jun 2011 N 0.250 21,200 per 12,000 units 21,400 per 12,000 units 2011/06/29 128,000,000 2011/01/31
67796 KBC Fin Products Int’l Ltd. HSI R Bear CBBC May 2011 S 0.250 25,300 per 15,000 units 25,100 per 15,000 units 2011/05/30 128,000,000 2011/01/31
67798 KBC Fin Products Int’l Ltd. HSI R Bear CBBC Jun 2011 O 0.250 25,400 per 10,000 units 25,200 per 10,000 units 2011/06/29 128,000,000 2011/01/31
67799 KBC Fin Products Int’l Ltd. HSI R Bear CBBC Jun 2011 P 0.250 25,500 per 8,000 units 25,300 per 8,000 units 2011/06/29 128,000,000 2011/01/31
67800 KBC Fin Products Int’l Ltd. HSI R Bear CBBC Jun 2011 Q 0.250 25,600 per 10,000 units 25,400 per 10,000 units 2011/06/29 128,000,000 2011/01/31
67801 KBC Fin Products Int’l Ltd. HSI R Bear CBBC Jun 2011 R 0.250 25,700 per 12,000 units 25,500 per 12,000 units 2011/06/29 128,000,000 2011/01/31
67802 KBC Fin Products Int’l Ltd. HSI R Bear CBBC Jun 2011 S 0.250 25,800 per 15,000 units 25,600 per 15,000 units 2011/06/29 128,000,000 2011/01/31
67770 UBS AG HSI R Bull CBBC Jul 2011 J 0.250 22,600 per 15,000 units 22,800 per 15,000 units 2011/07/28 300,000,000 2011/01/31
67774 UBS AG HSI R Bear CBBC Jul 2011 K 0.250 24,000 per 15,000 units 23,800 per 15,000 units 2011/07/28 300,000,000 2011/01/31
67235 # SGA Societe Generale Acceptance N.V. HSI R Bull CBBC Mar10C 0.083 20,600 per 25,000 units 21,200 per 25,000 units 2010/03/30 200,000,000 2011/01/31
67838 Deutsche Bank AG China Life R Bull CBBC Jun 2011 D 0.350 28.000 28.500 2011/06/14 100,000,000 2011/02/01
67840 Deutsche Bank AG China Life R Bear CBBC Jun 2011 E 0.250 32.000 31.500 2011/06/14 100,000,000 2011/02/01
67828 Deutsche Bank AG DJIA R Bull CBBC Sep 2011 C 0.250 11,000 per 78,000 units 11,400 per 78,000 units 2011/09/19 80,000,000 2011/02/01
67832 Deutsche Bank AG DJIA R Bear CBBC Sep 2011 D 0.270 13,200 per 78,000 units 12,800 per 78,000 units 2011/09/19 80,000,000 2011/02/01
67833 Deutsche Bank AG DJIA R Bear CBBC Sep 2011 E 0.310 13,600 per 78,000 units 13,200 per 78,000 units 2011/09/19 80,000,000 2011/02/01
67827 Deutsche Bank AG HSCEI R Bull CBBC Jun 2011 C 0.250 11,322 per 8,000 units 11,522 per 8,000 units 2011/06/29 100,000,000 2011/02/01

67803 HK Bank ABC R Bull CBBC Aug 2011 A 0.250 3.180 3.480 2011/08/19 80,000,000 2011/02/01
67812 HK Bank ABC R Bear CBBC Aug 2011 B 0.250 4.800 4.500 2011/08/19 80,000,000 2011/02/01
67804 HK Bank CNOOC R Bull CBBC Sep 2011 A 0.250 16.880 17.680 2011/09/28 80,000,000 2011/02/01
67814 HK Bank CNOOC R Bear CBBC Aug 2011 A 0.250 21.080 20.280 2011/08/18 80,000,000 2011/02/01
67805 HK Bank HKEx R Bull CBBC Aug 2011 A 0.250 167.80 per 100 units 173.80 per 100 units 2011/08/12 100,000,000 2011/02/01
67815 HK Bank HKEx R Bear CBBC Sep 2011 A 0.300 208.80 per 100 units 202.80 per 100 units 2011/09/27 100,000,000 2011/02/01
67806 HK Bank PetCh R Bull CBBC Sep 2011 A 0.250 9.380 9.880 2011/09/22 100,000,000 2011/02/01
67818 HK Bank PetCh R Bear CBBC Aug 2011 A 0.250 12.180 11.680 2011/08/26 100,000,000 2011/02/01
67811 HK Bank TCH R Bull CBBC Sep 2011 A 0.330 158 per 100 units 164.80 per 100 units 2011/09/20 80,000,000 2011/02/01
67819 HK Bank TCH R Bear CBBC Aug 2011 A 0.460 236 per 100 units 228.20 per 100 units 2011/08/15 80,000,000 2011/02/01
67841 J P Morgan SP BV HSI R Bear CBBC May 2011 D 0.250 24,300 per 15,000 units 23,800 per 15,000 units 2011/05/30 200,000,000 2011/02/01
67842 UBS AG China Life R Bear CBBC Jun 2011 B 0.305 33.880 32.880 2011/06/30 100,000,000 2011/02/01
67822 UBS AG HSI R Bear CBBC Jun 2011 Y 0.250 24,200 per 10,000 units 24,000 per 10,000 units 2011/06/29 300,000,000 2011/02/01
67823 UBS AG HSI R Bear CBBC Aug 2011 D 0.250 24,900 per 15,000 units 24,700 per 15,000 units 2011/08/30 300,000,000 2011/02/01
67846 Deutsche Bank AG HSI R Bull CBBC Jun 2011 Z 0.250 23,522 per 16,000 units 23,722 per 16,000 units 2011/06/29 300,000,000 2011/02/02
67853 RB of Scotland N.V. CNOOC R Bull CBBC May 2011 A 0.466 14.080 14.880 2011/05/30 80,000,000 2011/02/02
67849 RB of Scotland N.V. CPIC R Bull CBBC May 2011 A 0.725 24.600 26.000 2011/05/30 80,000,000 2011/02/02
67850 RB of Scotland N.V. China Shenhua R Bull CBBC May 2011 A 0.250 25.58 per 100 units 27.08 per 100 units 2011/05/16 80,000,000 2011/02/02
67854 RB of Scotland N.V. Dongfeng Gp R Bull CBBC May 2011 A 0.532 8.680 9.880 2011/05/30 80,000,000 2011/02/02
67857 RB of Scotland N.V. Geely Auto R Bull CBBC May 2011 A 0.250 2.580 3.080 2011/05/30 80,000,000 2011/02/02
67859 RB of Scotland N.V. Jiangxi Copper R Bull CBBC May 2011 A 0.649 17.880 19.080 2011/05/30 80,000,000 2011/02/02
67845 UBS AG HSI R Bull CBBC Jun 2011 Z 0.250 23,500 per 15,000 units 23,700 per 15,000 units 2011/06/29 300,000,000 2011/02/02
67847 UBS AG HSI R Bull CBBC Jul 2011 L 0.250 22,900 per 15,000 units 23,100 per 15,000 units 2011/07/28 300,000,000 2011/02/02
67848 UBS AG HSI R Bull CBBC Jul 2011 M 0.250 23,200 per 15,000 units 23,400 per 15,000 units 2011/07/28 300,000,000 2011/02/02
67852 UBS AG HSI R Bear CBBC Jul 2011 N 0.250 24,600 per 15,000 units 24,400 per 15,000 units 2011/07/28 300,000,000 2011/02/02
67290 # Credit Suisse AG HSI R Bull CBBC Jun 2011 L 0.049 23,188 per 10,000 units 23,388 per 10,000 units 2011/06/29 210,000,000 2011/02/02
67191 # Credit Suisse AG HSI R Bull CBBC Jun 2011 H 0.073 22,888 per 10,000 units 23,088 per 10,000 units 2011/06/29 210,000,000 2011/02/02
67862 Credit Suisse AG HSI R Bear CBBC May 2011 R 0.250 24,218 per 12,000 units 24,018 per 12,000 units 2011/05/30 210,000,000 2011/02/07
67878 Deutsche Bank AG HSI R Bear CBBC May 2011 B 0.250 24,222 per 11,000 units 24,022 per 11,000 units 2011/05/30 300,000,000 2011/02/07
67898 BNP Paribas Arbit Issu B.V. HSI R Bear CBBC Jun 2011 F 0.250 24,000 per 10,000 units 23,800 per 10,000 units 2011/06/29 200,000,000 2011/02/08
67899 BNP Paribas Arbit Issu B.V. HSI R Bear CBBC Jun 2011 K 0.250 24,100 per 10,000 units 23,900 per 10,000 units 2011/06/29 200,000,000 2011/02/08
67885 Credit Suisse AG HSI R Bear CBBC May 2011 D 0.250 23,818 per 10,000 units 23,618 per 10,000 units 2011/05/30 210,000,000 2011/02/08
67879 Deutsche Bank AG HSI R Bull CBBC Aug 2011 V 0.250 23,422 per 11,000 units 23,622 per 11,000 units 2011/08/30 300,000,000 2011/02/08
67901 Deutsche Bank AG HSI R Bear CBBC May 2011 J 0.250 23,822 per 11,000 units 23,622 per 11,000 units 2011/05/30 300,000,000 2011/02/08
67897 Deutsche Bank AG HSI R Bear CBBC May 2011 O 0.250 23,922 per 16,000 units 23,722 per 16,000 units 2011/05/30 300,000,000 2011/02/08
67907 RB of Scotland N.V. HSI R Bear CBBC Jun 2011 I 0.250 24,900 per 13,000 units 24,400 per 13,000 units 2011/06/29 250,000,000 2011/02/08

67896 SGA Societe Generale Acceptance N.V. HSI R Bear CBBC May11Q 0.250 24,200 per 11,000 units 24,000 per 11,000 units 2011/05/30 300,000,000 2011/02/08
67895 SGA Societe Generale Acceptance N.V. HSI R Bear CBBC May11R 0.250 24,100 per 11,000 units 23,900 per 11,000 units 2011/05/30 300,000,000 2011/02/08
67894 SGA Societe Generale Acceptance N.V. HSI R Bear CBBC May11S 0.250 24,000 per 11,000 units 23,800 per 11,000 units 2011/05/30 300,000,000 2011/02/08
67893 SGA Societe Generale Acceptance N.V. HSI R Bear CBBC May11T 0.250 23,900 per 11,000 units 23,700 per 11,000 units 2011/05/30 300,000,000 2011/02/08
67891 UBS AG HSI R Bull CBBC Jun 2011 F 0.250 21,900 per 10,000 units 22,100 per 10,000 units 2011/06/29 300,000,000 2011/02/08
67890 UBS AG HSI R Bull CBBC Aug 2011 E 0.250 22,300 per 15,000 units 22,500 per 15,000 units 2011/08/30 300,000,000 2011/02/08
67900 UBS AG HSI R Bear CBBC May 2011 U 0.250 23,900 per 10,000 units 23,700 per 10,000 units 2011/05/30 300,000,000 2011/02/08
67932 BNP Paribas Arbit Issu B.V. HSI R Bear CBBC Jun 2011 I 0.250 23,900 per 10,000 units 23,700 per 10,000 units 2011/06/29 200,000,000 2011/02/09
67933 BNP Paribas Arbit Issu B.V. HSI R Bear CBBC Jun 2011 V 0.250 23,800 per 10,000 units 23,600 per 10,000 units 2011/06/29 200,000,000 2011/02/09
67926 Credit Suisse AG A50 China R Bull CBBC Jun 2011 A 0.250 10.400 10.800 2011/06/20 100,000,000 2011/02/09
67925 Credit Suisse AG A50 China R Bear CBBC May 2011 D 0.250 13.200 12.800 2011/05/23 100,000,000 2011/02/09
67909 Credit Suisse AG HSI R Bull CBBC Jul 2011 I 0.250 23,300 per 10,000 units 23,500 per 10,000 units 2011/07/28 210,000,000 2011/02/09
67927 Credit Suisse AG HSI R Bear CBBC May 2011 X 0.250 23,618 per 10,000 units 23,418 per 10,000 units 2011/05/30 210,000,000 2011/02/09
67930 Credit Suisse AG HSI R Bear CBBC May 2011 Y 0.250 23,918 per 12,000 units 23,718 per 12,000 units 2011/05/30 210,000,000 2011/02/09
67910 Deutsche Bank AG HSI R Bull CBBC Jun 2011 L 0.260 23,322 per 11,000 units 23,522 per 11,000 units 2011/06/29 300,000,000 2011/02/09
67911 Deutsche Bank AG HSI R Bull CBBC Jul 2011 Y 0.250 23,122 per 16,000 units 23,322 per 16,000 units 2011/07/28 300,000,000 2011/02/09
67938 Deutsche Bank AG HSI R Bear CBBC May 2011 H 0.250 23,622 per 11,000 units 23,422 per 11,000 units 2011/05/30 300,000,000 2011/02/09
67913 HK Bank HSI R Bear CBBC Jul 2011 E 0.250 24,100 per 10,000 units 23,688 per 10,000 units 2011/07/28 100,000,000 2011/02/09
67916 HK Bank HSI R Bear CBBC Jul 2011 F 0.250 24,400 per 12,000 units 24,000 per 12,000 units 2011/07/28 100,000,000 2011/02/09
67917 HK Bank HSI R Bear CBBC Jul 2011 G 0.250 24,700 per 20,000 units 24,300 per 20,000 units 2011/07/28 100,000,000 2011/02/09
67937 KBC Fin Products Int’l Ltd. HSI R Bull CBBC May 2011 R 0.250 23,200 per 10,000 units 23,400 per 10,000 units 2011/05/30 128,000,000 2011/02/09
67919 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC Jun11J 0.250 23,100 per 11,000 units 23,300 per 11,000 units 2011/06/29 300,000,000 2011/02/09
67921 SGA Societe Generale Acceptance N.V. HSI R Bear CBBC May11N 0.250 23,700 per 11,000 units 23,500 per 11,000 units 2011/05/30 300,000,000 2011/02/09
67920 SGA Societe Generale Acceptance N.V. HSI R Bear CBBC May11O 0.250 23,600 per 11,000 units 23,400 per 11,000 units 2011/05/30 300,000,000 2011/02/09
67922 SGA Societe Generale Acceptance N.V. HSI R Bear CBBC May11P 0.250 23,800 per 11,000 units 23,600 per 11,000 units 2011/05/30 300,000,000 2011/02/09
67912 UBS AG HSI R Bull CBBC Jun 2011 K 0.250 23,300 per 12,000 units 23,500 per 12,000 units 2011/06/29 300,000,000 2011/02/09
67936 UBS AG HSI R Bull CBBC Jul 2011 O 0.250 22,000 per 15,000 units 22,200 per 15,000 units 2011/07/28 300,000,000 2011/02/09
67939 UBS AG HSI R Bear CBBC May 2011 X 0.250 23,600 per 10,000 units 23,400 per 10,000 units 2011/05/30 300,000,000 2011/02/09
67710 # KBC Fin Products Int’l Ltd. HSI R Bull CBBC Jun 2011 H 0.176 22,000 per 10,000 units 22,200 per 10,000 units 2011/06/29 140,000,000 2011/02/09
67952 Credit Suisse AG HSI R Bear CBBC May 2011 W 0.250 23,718 per 12,000 units 23,518 per 12,000 units 2011/05/30 210,000,000 2011/02/10
67955 Deutsche Bank AG HSI R Bull CBBC Aug 2011 W 0.250 23,222 per 11,000 units 23,422 per 11,000 units 2011/08/30 300,000,000 2011/02/10
67956 Deutsche Bank AG HSI R Bear CBBC May 2011 Q 0.250 23,722 per 11,000 units 23,522 per 11,000 units 2011/05/30 300,000,000 2011/02/10
67940 HK Bank Sinopec Corp R Bull CBBC Jul 2011 A 0.250 7.180 7.480 2011/07/22 280,000,000 2011/02/10
67941 HK Bank Sinopec Corp R Bull CBBC Sep 2011 A 0.250 7.580 7.880 2011/09/22 280,000,000 2011/02/10
67946 HK Bank Sinopec Corp R Bear CBBC Jun 2011 E 0.250 10.180 9.880 2011/06/28 120,000,000 2011/02/10
67960 UBS AG CNOOC R Bear CBBC Aug 2011 A 0.295 20.680 19.880 2011/08/08 100,000,000 2011/02/10

67959 UBS AG Sinopec Corp R Bear CBBC Aug 2011 A 0.250 10.180 9.880 2011/08/22 100,000,000 2011/02/10
67948 UBS AG HSI R Bear CBBC Jul 2011 P 0.250 23,700 per 15,000 units 23,500 per 15,000 units 2011/07/28 300,000,000 2011/02/10
67961 UBS AG Petrochina R Bear CBBC Aug 2011 A 0.250 12.980 12.380 2011/08/08 100,000,000 2011/02/10
67958 UBS AG SHK Ppt R Bull CBBC Aug 2011 A 0.250 111.88 per 100 units 118.88 per 100 units 2011/08/29 100,000,000 2011/02/10
67369 # SGA Societe Generale Acceptance N.V. HSI R Bear CBBC Apr10T 0.103 21,700 per 15,000 units 21,100 per 15,000 units 2010/04/29 280,000,000 2011/02/10
67783 # KBC Fin Products Int’l Ltd. COVS R Bull CBBC Feb 2010 A 0.045 14.800 16.000 2010/02/01 240,000,000 2011/02/10
67979 BNP Paribas Arbit Issu B.V. HSI R Bull CBBC Sep 2011 P 0.250 23,500 per 10,000 units 23,700 per 10,000 units 2011/09/29 200,000,000 2011/02/11
67981 BNP Paribas Arbit Issu B.V. HSI R Bull CBBC Oct 2011 A 0.250 23,100 per 10,000 units 23,300 per 10,000 units 2011/10/28 200,000,000 2011/02/11
67983 BNP Paribas Arbit Issu B.V. HSI R Bull CBBC Oct 2011 B 0.250 23,300 per 10,000 units 23,500 per 10,000 units 2011/10/28 200,000,000 2011/02/11
67986 BNP Paribas Arbit Issu B.V. HSI R Bull CBBC Nov 2011 U 0.250 23,200 per 10,000 units 23,400 per 10,000 units 2011/11/29 200,000,000 2011/02/11
67987 BNP Paribas Arbit Issu B.V. HSI R Bull CBBC Nov 2011 V 0.250 23,400 per 10,000 units 23,600 per 10,000 units 2011/11/29 200,000,000 2011/02/11
67978 Credit Suisse AG HSI R Bull CBBC Jul 2011 A 0.250 23,488 per 12,000 units 23,688 per 12,000 units 2011/07/28 210,000,000 2011/02/11
67972 Credit Suisse AG HSI R Bull CBBC Jul 2011 J 0.250 23,100 per 10,000 units 23,300 per 10,000 units 2011/07/28 210,000,000 2011/02/11
67969 Credit Suisse AG HSI R Bear CBBC May 2011 T 0.250 24,018 per 10,000 units 23,818 per 10,000 units 2011/05/30 210,000,000 2011/02/11
67967 Deutsche Bank AG HSI R Bull CBBC Jul 2011 Z 0.250 23,622 per 11,000 units 23,822 per 11,000 units 2011/07/28 300,000,000 2011/02/11
67966 Deutsche Bank AG HSI R Bear CBBC May 2011 P 0.250 24,022 per 11,000 units 23,822 per 11,000 units 2011/05/30 300,000,000 2011/02/11
67990 KBC Fin Products Int’l Ltd. HSI R Bull CBBC May 2011 Q 0.250 23,400 per 8,000 units 23,600 per 8,000 units 2011/05/30 128,000,000 2011/02/11
67989 UBS AG HSI R Bull CBBC Jun 2011 L 0.250 23,500 per 15,000 units 23,700 per 15,000 units 2011/06/29 300,000,000 2011/02/11
67962 UBS AG HSI R Bear CBBC Jun 2011 A 0.250 23,800 per 12,000 units 23,600 per 12,000 units 2011/06/29 300,000,000 2011/02/11
67963 UBS AG HSI R Bear CBBC Jul 2011 Q 0.250 24,000 per 15,000 units 23,800 per 15,000 units 2011/07/28 300,000,000 2011/02/11
67965 UBS AG HSI R Bear CBBC Jul 2011 R 0.250 25,200 per 15,000 units 25,000 per 15,000 units 2011/07/28 300,000,000 2011/02/11
67622 * KBC Fin Products Int’l Ltd. HSI R Bull CBBC Jun 2011 C 0.065 22,700 per 10,000 units 22,900 per 10,000 units 2011/06/29 160,000,000 2011/02/11
68004 Credit Suisse AG HSI R Bull CBBC Jul 2011 S 0.250 23,588 per 10,000 units 23,788 per 10,000 units 2011/07/28 210,000,000 2011/02/14
68013 Deutsche Bank AG HSI R Bull CBBC Jul 2011 L 0.250 23,522 per 16,000 units 23,722 per 16,000 units 2011/07/28 300,000,000 2011/02/14
68014 Deutsche Bank AG HSI R Bear CBBC May 2011 U 0.250 24,122 per 11,000 units 23,922 per 11,000 units 2011/05/30 300,000,000 2011/02/14
68017 KBC Fin Products Int’l Ltd. HSI R Bear CBBC Jun 2011 T 0.250 24,000 per 12,000 units 23,800 per 12,000 units 2011/06/29 128,000,000 2011/02/14
68018 KBC Fin Products Int’l Ltd. HSI R Bear CBBC Jun 2011 U 0.250 24,800 per 12,000 units 24,600 per 12,000 units 2011/06/29 128,000,000 2011/02/14
68019 KBC Fin Products Int’l Ltd. HSI R Bear CBBC Jun 2011 V 0.250 26,200 per 15,000 units 26,000 per 15,000 units 2011/06/29 158,000,000 2011/02/14
68021 KBC Fin Products Int’l Ltd. HSI R Bear CBBC Jul 2011 D 0.250 25,000 per 8,000 units 24,800 per 8,000 units 2011/07/28 128,000,000 2011/02/14
68022 KBC Fin Products Int’l Ltd. HSI R Bear CBBC Jul 2011 E 0.270 26,000 per 10,000 units 25,800 per 10,000 units 2011/07/28 128,000,000 2011/02/14
68023 KBC Fin Products Int’l Ltd. HSI R Bear CBBC Jul 2011 F 0.340 26,600 per 10,000 units 26,400 per 10,000 units 2011/07/28 128,000,000 2011/02/14
68025 KBC Fin Products Int’l Ltd. HSI R Bear CBBC Aug 2011 B 0.250 26,100 per 12,000 units 25,900 per 12,000 units 2011/08/30 128,000,000 2011/02/14
68026 KBC Fin Products Int’l Ltd. HSI R Bear CBBC Aug 2011 C 0.390 26,400 per 8,000 units 26,200 per 8,000 units 2011/08/30 128,000,000 2011/02/14
68027 KBC Fin Products Int’l Ltd. HSI R Bear CBBC Aug 2011 D 0.290 26,700 per 12,000 units 26,500 per 12,000 units 2011/08/30 128,000,000 2011/02/14
68028 KBC Fin Products Int’l Ltd. HSI R Bear CBBC Sep 2011 A 0.250 26,800 per 15,000 units 26,600 per 15,000 units 2011/09/29 158,000,000 2011/02/14
68001 RB of Scotland N.V. DJIA R Bull CBBC Jun 2011 D 0.251 10,800 per 60,000 units 11,200 per 60,000 units 2011/06/17 80,000,000 2011/02/14
68002 RB of Scotland N.V. DJIA R Bull CBBC Jun 2011 E 0.251 11,200 per 60,000 units 11,600 per 60,000 units 2011/06/17 80,000,000 2011/02/14
68006 RB of Scotland N.V. DJIA R Bear CBBC Jun 2011 F 0.250 12,700 per 60,000 units 12,300 per 60,000 units 2011/06/17 80,000,000 2011/02/14
68007 RB of Scotland N.V. DJIA R Bear CBBC Jun 2011 G 0.250 13,100 per 60,000 units 12,700 per 60,000 units 2011/06/17 80,000,000 2011/02/14

68008 RB of Scotland N.V. DJIA R Bear CBBC Jun 2011 H 0.250 13,400 per 78,000 units 13,000 per 78,000 units 2011/06/17 80,000,000 2011/02/14
68010 RB of Scotland N.V. DJIA R Bear CBBC Jun 2011 I 0.251 13,800 per 60,000 units 13,400 per 60,000 units 2011/06/17 80,000,000 2011/02/14
67991 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC Jun11G 0.250 23,200 per 11,000 units 23,400 per 11,000 units 2011/06/29 300,000,000 2011/02/14
68000 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC Jun11H 0.250 23,600 per 11,000 units 23,800 per 11,000 units 2011/06/29 300,000,000 2011/02/14
67998 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC Jun11I 0.250 23,500 per 11,000 units 23,700 per 11,000 units 2011/06/29 300,000,000 2011/02/14
67993 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC Jun11L 0.250 23,300 per 11,000 units 23,500 per 11,000 units 2011/06/29 300,000,000 2011/02/14
68003 UBS AG HSI R Bull CBBC Jun 2011 O 0.250 23,600 per 12,000 units 23,800 per 12,000 units 2011/06/29 300,000,000 2011/02/14
68015 UBS AG HSI R Bear CBBC Jun 2011 T 0.250 24,100 per 12,000 units 23,900 per 12,000 units 2011/06/29 300,000,000 2011/02/14
68033 Credit Suisse AG A50 China R Bear CBBC Jun 2011 B 0.250 14.700 14.300 2011/06/20 100,000,000 2011/02/15
68034 Credit Suisse AG TCH R Bear CBBC May 2011 C 0.250 216 per 100 units 208 per 100 units 2011/05/30 100,000,000 2011/02/15
68035 Credit Suisse AG TCH R Bear CBBC Jun 2011 A 0.250 208 per 100 units 200 per 100 units 2011/06/20 100,000,000 2011/02/15
68036 Deutsche Bank AG China Life R Bull CBBC Jun 2011 F 0.250 29.000 29.500 2011/06/27 100,000,000 2011/02/15
68037 Deutsche Bank AG China Life R Bull CBBC Jul 2011 A 0.370 27.000 27.500 2011/07/11 100,000,000 2011/02/15
68029 UBS AG HSI R Bull CBBC Jul 2011 S 0.250 23,200 per 15,000 units 23,400 per 15,000 units 2011/07/28 300,000,000 2011/02/15
68070 BNP Paribas Arbit Issu B.V. HSI R Bear CBBC Jun 2011 T 0.250 23,600 per 10,000 units 23,400 per 10,000 units 2011/06/29 200,000,000 2011/02/16
68069 BNP Paribas Arbit Issu B.V. HSI R Bear CBBC Jun 2011 U 0.250 23,500 per 10,000 units 23,300 per 10,000 units 2011/06/29 200,000,000 2011/02/16
68067 Credit Suisse AG HSI R Bull CBBC Jul 2011 Z 0.250 23,000 per 10,000 units 23,200 per 10,000 units 2011/07/28 210,000,000 2011/02/16
68056 Credit Suisse AG HSI R Bear CBBC May 2011 X 0.250 23,618 per 10,000 units 23,418 per 10,000 units 2011/05/30 210,000,000 2011/02/16
68068 Credit Suisse AG HSI R Bear CBBC Jun 2011 L 0.250 23,418 per 10,000 units 23,218 per 10,000 units 2011/06/29 210,000,000 2011/02/16
68064 Deutsche Bank AG China Mobile R Bull CBBC Jun 2011 C 0.250 67 per 100 units 69 per 100 units 2011/06/27 100,000,000 2011/02/16
68083 Deutsche Bank AG China Mobile R Bear CBBC Jul 2011 B 0.250 78 per 100 units 76 per 100 units 2011/07/18 100,000,000 2011/02/16
68084 Deutsche Bank AG DJIA R Bull CBBC Sep 2011 F 0.250 11,400 per 78,000 units 11,800 per 78,000 units 2011/09/19 80,000,000 2011/02/16
68062 Deutsche Bank AG HSBC R Bull CBBC Jul 2011 B 0.250 84.50 per 100 units 87 per 100 units 2011/07/11 100,000,000 2011/02/16
68063 Deutsche Bank AG HSBC R Bear CBBC Jun 2011 F 0.250 99.50 per 100 units 97 per 100 units 2011/06/27 100,000,000 2011/02/16
68085 Deutsche Bank AG HSCEI R Bear CBBC Jun 2011 D 0.250 12,822 per 8,000 units 12,622 per 8,000 units 2011/06/29 80,000,000 2011/02/16
68057 Deutsche Bank AG HSI R Bull CBBC Jul 2011 K 0.250 23,122 per 16,000 units 23,322 per 16,000 units 2011/07/28 300,000,000 2011/02/16
68059 Deutsche Bank AG HSI R Bull CBBC Jul 2011 O 0.250 23,022 per 11,000 units 23,222 per 11,000 units 2011/07/28 300,000,000 2011/02/16
68086 Deutsche Bank AG HSI R Bear CBBC May 2011 S 0.270 23,622 per 11,000 units 23,422 per 11,000 units 2011/05/30 300,000,000 2011/02/16
68087 Deutsche Bank AG HSI R Bear CBBC Jun 2011 J 0.250 23,422 per 11,000 units 23,222 per 11,000 units 2011/06/29 300,000,000 2011/02/16
68077 J P Morgan SP BV HSI R Bear CBBC May 2011 E 0.250 23,700 per 15,000 units 23,200 per 15,000 units 2011/05/30 200,000,000 2011/02/16
68078 J P Morgan SP BV HSI R Bear CBBC May 2011 F 0.250 24,000 per 10,000 units 23,500 per 10,000 units 2011/05/30 200,000,000 2011/02/16
68079 J P Morgan SP BV HSI R Bear CBBC May 2011 G 0.250 24,300 per 15,000 units 23,800 per 15,000 units 2011/05/30 200,000,000 2011/02/16
68058 KBC Fin Products Int’l Ltd. HSI R Bull CBBC May 2011 O 0.250 23,000 per 15,000 units 23,200 per 15,000 units 2011/05/30 158,000,000 2011/02/16
68072 KBC Fin Products Int’l Ltd. HSI R Bear CBBC May 2011 N 0.250 23,400 per 10,000 units 23,200 per 10,000 units 2011/05/30 128,000,000 2011/02/16
68073 KBC Fin Products Int’l Ltd. HSI R Bear CBBC May 2011 X 0.250 23,800 per 8,000 units 23,600 per 8,000 units 2011/05/30 128,000,000 2011/02/16
68074 KBC Fin Products Int’l Ltd. HSI R Bear CBBC Jun 2011 W 0.250 23,600 per 12,000 units 23,400 per 12,000 units 2011/06/29 128,000,000 2011/02/16
68075 KBC Fin Products Int’l Ltd. HSI R Bear CBBC Jun 2011 X 0.250 23,900 per 10,000 units 23,700 per 10,000 units 2011/06/29 128,000,000 2011/02/16
68076 KBC Fin Products Int’l Ltd. HSI R Bear CBBC Jul 2011 G 0.250 24,100 per 15,000 units 23,900 per 15,000 units 2011/07/28 158,000,000 2011/02/16
68080 RB of Scotland N.V. China Coal R Bull CBBC Jul 2011 A 0.334 7.860 9.060 2011/07/25 80,000,000 2011/02/16
68081 RB of Scotland N.V. HSI R Bear CBBC Jun 2011 J 0.250 24,500 per 13,000 units 24,000 per 13,000 units 2011/06/29 250,000,000 2011/02/16
68082 RB of Scotland N.V. HSI R Bear CBBC Jun 2011 K 0.250 24,700 per 13,000 units 24,200 per 13,000 units 2011/06/29 250,000,000 2011/02/16

68041 SGA Societe Generale Acceptance N.V. CCB R Bull CBBC Jul11A 0.250 5.200 5.500 2011/07/25 200,000,000 2011/02/16
68045 SGA Societe Generale Acceptance N.V. CCB R Bull CBBC Jul11B 0.250 5.700 6.000 2011/07/25 200,000,000 2011/02/16
68046 SGA Societe Generale Acceptance N.V. CCB R Bear CBBC Jul11C 0.250 7.800 7.500 2011/07/25 200,000,000 2011/02/16
68047 SGA Societe Generale Acceptance N.V. CCB R Bear CBBC Jul11D 0.250 8.300 8.000 2011/07/25 200,000,000 2011/02/16
68053 SGA Societe Generale Acceptance NV HSCEI R Bull CBBC Jul11A 0.250 11,100 per 12,000 units 11,500 per 12,000 units 2011/07/28 200,000,000 2011/02/16
68054 SGA Societe Generale Acceptance NV HSCEI R Bull CBBC Jul11B 0.250 11,600 per 12,000 units 12,000 per 12,000 units 2011/07/28 200,000,000 2011/02/16
68055 SGA Societe Generale Acceptance NV HSCEI R Bear CBBC Jul11C 0.250 14,400 per 12,000 units 14,000 per 12,000 units 2011/07/28 200,000,000 2011/02/16
68048 SGA Societe Generale Acceptance N.V. ICBC R Bull CBBC Jul11A 0.250 5.200 5.500 2011/07/25 300,000,000 2011/02/16
68049 SGA Societe Generale Acceptance N.V. ICBC R Bear CBBC Jul11B 0.250 6.800 6.500 2011/07/25 300,000,000 2011/02/16
68050 SGA Societe Generale Acceptance N.V. TCH R Bull CBBC Jul11A 0.250 172 per 100 units 180 per 100 units 2011/07/25 100,000,000 2011/02/16
68051 SGA Societe Generale Acceptance N.V. TCH R Bear CBBC Jul11B 0.250 218 per 100 units 210 per 100 units 2011/07/25 100,000,000 2011/02/16
68052 SGA Societe Generale Acceptance N.V. TCH R Bear CBBC Jul11C 0.350 228 per 100 units 220 per 100 units 2011/07/25 100,000,000 2011/02/16
68089 UBS AG China Mobile R Bear CBBC Jul 2011 A 0.250 83.88 per 100 units 80.88 per 100 units 2011/07/11 100,000,000 2011/02/16
68088 UBS AG HSBC R Bull CBBC Jul 2011 B 0.250 82 per 100 units 85 per 100 units 2011/07/04 100,000,000 2011/02/16
68151 BNP Paribas Arbit Issu B.V. HSI R Bear CBBC Jul 2011 I 0.250 23,100 per 10,000 units 22,900 per 10,000 units 2011/07/28 200,000,000 2011/02/17
68152 BNP Paribas Arbit Issu B.V. HSI R Bear CBBC Jul 2011 J 0.250 23,200 per 10,000 units 23,000 per 10,000 units 2011/07/28 200,000,000 2011/02/17
68153 BNP Paribas Arbit Issu B.V. HSI R Bear CBBC Jul 2011 K 0.250 23,300 per 10,000 units 23,100 per 10,000 units 2011/07/28 200,000,000 2011/02/17
68154 BNP Paribas Arbit Issu B.V. HSI R Bear CBBC Jul 2011 L 0.250 23,400 per 10,000 units 23,200 per 10,000 units 2011/07/28 200,000,000 2011/02/17
68099 Credit Suisse AG HSI R Bull CBBC Aug 2011 J 0.250 21,088 per 10,000 units 21,288 per 10,000 units 2011/08/30 210,000,000 2011/02/17
68100 Credit Suisse AG HSI R Bull CBBC Aug 2011 K 0.250 22,700 per 10,000 units 22,900 per 10,000 units 2011/08/30 210,000,000 2011/02/17
68101 Credit Suisse AG HSI R Bull CBBC Sep 2011 A 0.250 20,900 per 10,000 units 21,100 per 10,000 units 2011/09/29 210,000,000 2011/02/17
68102 Credit Suisse AG HSI R Bull CBBC Sep 2011 B 0.250 20,988 per 12,000 units 21,188 per 12,000 units 2011/09/29 210,000,000 2011/02/17
68103 Credit Suisse AG HSI R Bull CBBC Sep 2011 C 0.250 21,500 per 10,000 units 21,700 per 10,000 units 2011/09/29 210,000,000 2011/02/17
68104 Credit Suisse AG HSI R Bull CBBC Sep 2011 D 0.250 22,100 per 10,000 units 22,300 per 10,000 units 2011/09/29 210,000,000 2011/02/17
68105 Credit Suisse AG HSI R Bull CBBC Sep 2011 E 0.250 22,400 per 10,000 units 22,600 per 10,000 units 2011/09/29 210,000,000 2011/02/17
68106 Credit Suisse AG HSI R Bull CBBC Oct 2011 A 0.250 20,788 per 10,000 units 20,988 per 10,000 units 2011/10/28 210,000,000 2011/02/17
68108 Credit Suisse AG HSI R Bull CBBC Oct 2011 B 0.250 21,200 per 10,000 units 21,400 per 10,000 units 2011/10/28 210,000,000 2011/02/17
68109 Credit Suisse AG HSI R Bull CBBC Oct 2011 C 0.250 21,800 per 10,000 units 22,000 per 10,000 units 2011/10/28 210,000,000 2011/02/17
68114 Credit Suisse AG HSI R Bear CBBC May 2011 S 0.250 23,200 per 10,000 units 23,000 per 10,000 units 2011/05/30 210,000,000 2011/02/17
68130 Credit Suisse AG HSI R Bear CBBC Jun 2011 M 0.250 22,918 per 10,000 units 22,718 per 10,000 units 2011/06/29 210,000,000 2011/02/17
68116 Credit Suisse AG HSI R Bear CBBC Jun 2011 V 0.250 23,500 per 10,000 units 23,300 per 10,000 units 2011/06/29 210,000,000 2011/02/17
68136 Deutsche Bank AG China Life R Bear CBBC Jul 2011 B 0.250 31.000 30.500 2011/07/11 100,000,000 2011/02/17
68137 Deutsche Bank AG HSCEI R Bull CBBC Jun 2011 E 0.250 10,322 per 8,000 units 10,522 per 8,000 units 2011/06/29 80,000,000 2011/02/17
68093 Deutsche Bank AG HSI R Bull CBBC Jun 2011 R 0.250 22,922 per 11,000 units 23,122 per 11,000 units 2011/06/29 300,000,000 2011/02/17
68129 Deutsche Bank AG HSI R Bull CBBC Jul 2011 V 0.250 22,622 per 11,000 units 22,822 per 11,000 units 2011/07/28 300,000,000 2011/02/17
68097 Deutsche Bank AG HSI R Bull CBBC Aug 2011 X 0.270 22,722 per 11,000 units 22,922 per 11,000 units 2011/08/30 300,000,000 2011/02/17

68122 Deutsche Bank AG HSI R Bull CBBC Sep 2011 N 0.300 19,150 per 20,000 units 19,650 per 20,000 units 2011/09/29 300,000,000 2011/02/17
68123 Deutsche Bank AG HSI R Bull CBBC Sep 2011 O 0.250 21,522 per 16,000 units 21,722 per 16,000 units 2011/09/29 300,000,000 2011/02/17
68124 Deutsche Bank AG HSI R Bull CBBC Oct 2011 H 0.300 20,122 per 16,000 units 20,322 per 16,000 units 2011/10/28 300,000,000 2011/02/17
68138 Deutsche Bank AG HSI R Bear CBBC May 2011 W 0.250 22,922 per 16,000 units 22,722 per 16,000 units 2011/05/30 300,000,000 2011/02/17
68139 Deutsche Bank AG HSI R Bear CBBC May 2011 Y 0.250 23,222 per 11,000 units 23,022 per 11,000 units 2011/05/30 300,000,000 2011/02/17
68140 Deutsche Bank AG HSI R Bear CBBC Jun 2011 Q 0.270 23,022 per 11,000 units 22,822 per 11,000 units 2011/06/29 300,000,000 2011/02/17
68125 Deutsche Bank AG HSI R Bear CBBC Aug 2011 Y 0.270 24,922 per 16,000 units 24,722 per 16,000 units 2011/08/30 300,000,000 2011/02/17
68126 Deutsche Bank AG HSI R Bear CBBC Sep 2011 P 0.250 24,450 per 20,000 units 23,950 per 20,000 units 2011/09/29 300,000,000 2011/02/17
68092 KBC Fin Products Int’l Ltd. HSI R Bull CBBC Jun 2011 Y 0.250 22,800 per 10,000 units 23,000 per 10,000 units 2011/06/29 188,000,000 2011/02/17
68127 KBC Fin Products Int’l Ltd. HSI R Bull CBBC Jun 2011 Z 0.250 22,600 per 12,000 units 22,800 per 12,000 units 2011/06/29 208,000,000 2011/02/17
68155 KBC Fin Products Int’l Ltd. HSI R Bear CBBC May 2011 R 0.250 23,200 per 8,000 units 23,000 per 8,000 units 2011/05/30 128,000,000 2011/02/17
68156 KBC Fin Products Int’l Ltd. HSI R Bear CBBC Jun 2011 B 0.250 23,000 per 10,000 units 22,800 per 10,000 units 2011/06/29 188,000,000 2011/02/17
68128 Macquarie Bank Ltd. HSI R Bear CBBC May 2011 B 0.150 23,800 per 11,000 units 23,600 per 11,000 units 2011/05/30 200,000,000 2011/02/17
68131 RB of Scotland N.V. CM Bank R Bull CBBC Jul 2011 A 0.503 12.880 14.880 2011/07/18 80,000,000 2011/02/17
68132 RB of Scotland N.V. HKEx R Bull CBBC Jul 2011 A 0.250 144 per 100 units 150 per 100 units 2011/07/18 80,000,000 2011/02/17
68133 RB of Scotland N.V. HSI R Bear CBBC Jun 2011 L 0.250 24,000 per 13,000 units 23,500 per 13,000 units 2011/06/29 250,000,000 2011/02/17
68134 RB of Scotland N.V. HSI R Bear CBBC Jun 2011 M 0.250 24,300 per 13,000 units 23,800 per 13,000 units 2011/06/29 250,000,000 2011/02/17
68135 RB of Scotland N.V. HSI R Bear CBBC Jun 2011 N 0.250 24,600 per 13,000 units 24,100 per 13,000 units 2011/06/29 250,000,000 2011/02/17
68119 SGA Societe Generale Acceptance N.V. HSI R Bear CBBC May11K 0.250 23,500 per 11,000 units 23,300 per 11,000 units 2011/05/30 300,000,000 2011/02/17
68118 SGA Societe Generale Acceptance N.V. HSI R Bear CBBC May11L 0.250 23,400 per 11,000 units 23,200 per 11,000 units 2011/05/30 300,000,000 2011/02/17
68117 SGA Societe Generale Acceptance N.V. HSI R Bear CBBC May11M 0.250 23,300 per 11,000 units 23,100 per 11,000 units 2011/05/30 300,000,000 2011/02/17
68120 SGA Societe Generale Acceptance N.V. HSI R Bear CBBC May11O 0.250 23,600 per 11,000 units 23,400 per 11,000 units 2011/05/30 300,000,000 2011/02/17
68149 UBS AG HSBC R Bear CBBC Jul 2011 C 0.250 103 per 100 units 100 per 100 units 2011/07/18 100,000,000 2011/02/17
68111 UBS AG HSI R Bull CBBC May 2011 O 0.250 22,900 per 10,000 units 23,100 per 10,000 units 2011/05/30 300,000,000 2011/02/17
68143 UBS AG HSI R Bull CBBC Jun 2011 U 0.250 21,500 per 12,000 units 21,700 per 12,000 units 2011/06/29 300,000,000 2011/02/17
68145 UBS AG HSI R Bull CBBC Jul 2011 T 0.250 21,200 per 12,000 units 21,400 per 12,000 units 2011/07/28 300,000,000 2011/02/17
68142 UBS AG HSI R Bull CBBC Jul 2011 U 0.250 21,400 per 10,000 units 21,600 per 10,000 units 2011/07/28 300,000,000 2011/02/17
68146 UBS AG HSI R Bear CBBC May 2011 X 0.250 23,000 per 10,000 units 22,800 per 10,000 units 2011/05/30 300,000,000 2011/02/17
68147 UBS AG HSI R Bear CBBC Jun 2011 N 0.250 23,200 per 12,000 units 23,000 per 12,000 units 2011/06/29 300,000,000 2011/02/17
68148 UBS AG HSI R Bear CBBC Jul 2011 V 0.250 23,500 per 12,000 units 23,300 per 12,000 units 2011/07/28 300,000,000 2011/02/17
68203 BNP Paribas Arbit Issu B.V. HSI R Bull CBBC Oct 2011 G 0.250 22,300 per 10,000 units 22,500 per 10,000 units 2011/10/28 200,000,000 2011/02/18
68205 BNP Paribas Arbit Issu B.V. HSI R Bull CBBC Oct 2011 J 0.250 22,500 per 10,000 units 22,700 per 10,000 units 2011/10/28 200,000,000 2011/02/18
68204 BNP Paribas Arbit Issu B.V. HSI R Bull CBBC Oct 2011 K 0.250 22,400 per 10,000 units 22,600 per 10,000 units 2011/10/28 200,000,000 2011/02/18
68163 Credit Suisse AG HSI R Bull CBBC Aug 2011 L 0.250 22,400 per 12,000 units 22,700 per 12,000 units 2011/08/30 210,000,000 2011/02/18
68171 Credit Suisse AG HSI R Bull CBBC Aug 2011 M 0.250 20,688 per 12,000 units 20,888 per 12,000 units 2011/08/30 210,000,000 2011/02/18
68172 Credit Suisse AG HSI R Bull CBBC Aug 2011 N 0.250 22,288 per 10,000 units 22,488 per 10,000 units 2011/08/30 210,000,000 2011/02/18
68173 Credit Suisse AG HSI R Bull CBBC Sep 2011 F 0.250 20,388 per 12,000 units 20,588 per 12,000 units 2011/09/29 210,000,000 2011/02/18
68174 Credit Suisse AG HSI R Bull CBBC Sep 2011 G 0.250 20,600 per 10,000 units 20,800 per 10,000 units 2011/09/29 210,000,000 2011/02/18
68175 Credit Suisse AG HSI R Bull CBBC Oct 2011 D 0.250 20,300 per 10,000 units 20,500 per 10,000 units 2011/10/28 210,000,000 2011/02/18
68176 Credit Suisse AG HSI R Bull CBBC Oct 2011 E 0.250 20,488 per 10,000 units 20,688 per 10,000 units 2011/10/28 210,000,000 2011/02/18

68164 Credit Suisse AG HSI R Bear CBBC May 2011 B 0.250 23,100 per 12,000 units 22,800 per 12,000 units 2011/05/30 210,000,000 2011/02/18
68165 Credit Suisse AG HSI R Bear CBBC Jun 2011 Z 0.250 23,400 per 12,000 units 23,100 per 12,000 units 2011/06/29 210,000,000 2011/02/18
68201 Deutsche Bank AG China Mobile R Bull CBBC Jul 2011 C 0.250 64 per 100 units 66 per 100 units 2011/07/11 100,000,000 2011/02/18
68200 Deutsche Bank AG China Life R Bull CBBC Jul 2011 C 0.400 26.000 26.500 2011/07/18 100,000,000 2011/02/18
68179 Deutsche Bank AG HSI R Bull CBBC Jul 2011 U 0.250 22,322 per 11,000 units 22,522 per 11,000 units 2011/07/28 300,000,000 2011/02/18
68167 Deutsche Bank AG HSI R Bull CBBC Aug 2011 Z 0.250 22,422 per 11,000 units 22,622 per 11,000 units 2011/08/30 300,000,000 2011/02/18
68180 Deutsche Bank AG HSI R Bear CBBC Jun 2011 T 0.270 23,122 per 11,000 units 22,922 per 11,000 units 2011/06/29 300,000,000 2011/02/18
68181 Deutsche Bank AG HSI R Bear CBBC Jun 2011 V 0.250 23,522 per 16,000 units 23,322 per 16,000 units 2011/06/29 300,000,000 2011/02/18
68162 HK Bank HSI R Bear CBBC Aug 2011 B 0.250 23,600 per 15,000 units 23,300 per 15,000 units 2011/08/30 150,000,000 2011/02/18
68190 J P Morgan SP BV HSI R Bear CBBC May 2011 H 0.250 23,500 per 10,000 units 23,000 per 10,000 units 2011/05/30 200,000,000 2011/02/18
68199 KBC Fin Products Int’l Ltd. HSI R Bull CBBC Jun 2011 C 0.250 22,100 per 12,000 units 22,500 per 12,000 units 2011/06/29 188,000,000 2011/02/18
68198 KBC Fin Products Int’l Ltd. HSI R Bull CBBC Jun 2011 D 0.250 22,400 per 10,000 units 22,600 per 10,000 units 2011/06/29 158,000,000 2011/02/18
68191 Macquarie Bank Ltd. HSI R Bull CBBC Jul 2011 A 0.250 22,400 per 11,000 units 22,800 per 11,000 units 2011/07/28 200,000,000 2011/02/18
68159 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC Jul11N 0.255 20,800 per 11,000 units 21,000 per 11,000 units 2011/07/28 300,000,000 2011/02/18
68160 SGA Societe Generale Acceptance N.V. HSI R Bear CBBC Jun11F 0.250 23,100 per 11,000 units 22,900 per 11,000 units 2011/06/29 300,000,000 2011/02/18
68183 UBS AG Cheung Kong R Bull CBBC Jul 2011 A 0.250 102.88 per 100 units 108.88 per 100 units 2011/07/18 100,000,000 2011/02/18
68184 UBS AG China Life R Bull CBBC Aug 2011 A 0.510 23.880 24.880 2011/08/22 100,000,000 2011/02/18
68197 UBS AG China Life R Bear CBBC Aug 2011 B 0.280 31.880 30.880 2011/08/08 100,000,000 2011/02/18
68185 UBS AG CNOOC R Bull CBBC Aug 2011 B 0.250 14.080 14.880 2011/08/08 100,000,000 2011/02/18
68186 UBS AG HKEx R Bull CBBC Jul 2011 A 0.250 142.88 per 100 units 148.88 per 100 units 2011/07/04 100,000,000 2011/02/18
68192 UBS AG HKEx R Bear CBBC Jul 2011 B 0.265 194.88 per 100 units 188.88 per 100 units 2011/07/04 100,000,000 2011/02/18
68188 UBS AG HSI R Bear CBBC May 2011 F 0.250 22,900 per 12,000 units 22,700 per 12,000 units 2011/05/30 300,000,000 2011/02/18
68189 UBS AG HSI R Bear CBBC Jul 2011 W 0.250 23,300 per 10,000 units 23,100 per 10,000 units 2011/07/28 300,000,000 2011/02/18
68242 BNP Paribas Arbit Issu B.V. HSI R Bull CBBC Sep 2011 Q 0.250 22,700 per 10,000 units 22,900 per 10,000 units 2011/09/29 200,000,000 2011/02/21
68244 BNP Paribas Arbit Issu B.V. HSI R Bull CBBC Oct 2011 C 0.250 22,800 per 10,000 units 23,000 per 10,000 units 2011/10/28 200,000,000 2011/02/21
68243 BNP Paribas Arbit Issu B.V. HSI R Bull CBBC Oct 2011 H 0.250 22,600 per 10,000 units 22,800 per 10,000 units 2011/10/28 200,000,000 2011/02/21
68235 Credit Suisse AG HSI R Bull CBBC Sep 2011 H 0.250 22,788 per 12,000 units 22,988 per 12,000 units 2011/09/29 210,000,000 2011/02/21
68218 Credit Suisse AG HSI R Bear CBBC May 2011 C 0.250 23,118 per 10,000 units 22,918 per 10,000 units 2011/05/30 210,000,000 2011/02/21
68232 Deutsche Bank AG A50 China R Bull CBBC Jul 2011 A 0.250 12.500 12.800 2011/07/12 80,000,000 2011/02/21
68234 Deutsche Bank AG A50 China R Bull CBBC Jul 2011 B 0.350 11.500 11.800 2011/07/26 80,000,000 2011/02/21
68227 Deutsche Bank AG HSI R Bull CBBC Oct 2011 I 0.270 22,522 per 16,000 units 22,722 per 16,000 units 2011/10/28 300,000,000 2011/02/21
68229 Deutsche Bank AG HSI R Bull CBBC Oct 2011 J 0.250 22,822 per 11,000 units 23,022 per 11,000 units 2011/10/28 300,000,000 2011/02/21
68230 Deutsche Bank AG HSI R Bear CBBC Sep 2011 Q 0.260 23,322 per 11,000 units 23,122 per 11,000 units 2011/09/29 300,000,000 2011/02/21
68245 J P Morgan SP BV HSI R Bull CBBC May 2011 I 0.250 22,000 per 10,000 units 22,500 per 10,000 units 2011/05/30 200,000,000 2011/02/21

68247 J P Morgan SP BV HSI R Bull CBBC May 2011 J 0.250 22,300 per 15,000 units 22,800 per 15,000 units 2011/05/30 200,000,000 2011/02/21
68248 J P Morgan SP BV HSI R Bull CBBC May 2011 K 0.250 22,500 per 10,000 units 23,000 per 10,000 units 2011/05/30 200,000,000 2011/02/21
68206 Macquarie Bank Ltd. HSI R Bear CBBC Jun 2011 B 0.250 24,800 per 15,000 units 24,400 per 15,000 units 2011/06/29 200,000,000 2011/02/21
68226 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC Jun11L 0.250 22,800 per 11,000 units 23,000 per 11,000 units 2011/06/29 300,000,000 2011/02/21
68236 UBS AG ABC R Bull CBBC Aug 2011 A 0.250 3.180 3.480 2011/08/15 100,000,000 2011/02/21
68240 UBS AG ABC R Bear CBBC Sep 2011 A 0.250 4.680 4.380 2011/09/05 100,000,000 2011/02/21
68237 UBS AG China Mobile R Bull CBBC Aug 2011 A 0.250 65.88 per 100 units 68.88 per 100 units 2011/08/22 100,000,000 2011/02/21
68241 UBS AG HSI R Bear CBBC May 2011 T 0.250 23,600 per 10,000 units 23,400 per 10,000 units 2011/05/30 300,000,000 2011/02/21
67756 # KBC Fin Products Int’l Ltd. HSI R Bear CBBC Apr 2011 M 0.111 24,200 per 10,000 units 24,000 per 10,000 units 2011/04/28 120,000,000 2011/02/21
68256 Credit Suisse AG HKEx R Bear CBBC May 2011 C 0.250 186 per 100 units 180 per 100 units 2011/05/23 100,000,000 2011/02/22
68252 Credit Suisse AG HSI R Bull CBBC Oct 2011 F 0.250 22,400 per 15,000 units 22,600 per 15,000 units 2011/10/28 210,000,000 2011/02/22
68253 Credit Suisse AG HSI R Bear CBBC Jul 2011 G 0.250 23,800 per 15,000 units 23,600 per 15,000 units 2011/07/28 210,000,000 2011/02/22
68254 Credit Suisse AG HSI R Bear CBBC Jul 2011 V 0.250 24,400 per 15,000 units 24,200 per 15,000 units 2011/07/28 210,000,000 2011/02/22
68255 Credit Suisse AG HSI R Bear CBBC Aug 2011 O 0.250 24,100 per 15,000 units 23,900 per 15,000 units 2011/08/30 210,000,000 2011/02/22
68263 Deutsche Bank AG HSI R Bear CBBC Oct 2011 K 0.250 24,250 per 40,000 units 23,750 per 40,000 units 2011/10/28 400,000,000 2011/02/22
68260 UBS AG A50 China R Bear CBBC Aug 2011 A 0.250 14.900 14.500 2011/08/22 100,000,000 2011/02/22
68250 UBS AG HSI R Bull CBBC May 2011 Q 0.250 22,300 per 10,000 units 22,500 per 10,000 units 2011/05/30 300,000,000 2011/02/22
68264 UBS AG HKEx R Bear CBBC Jul 2011 C 0.250 184.88 per 100 units 178.88 per 100 units 2011/07/18 100,000,000 2011/02/23
68266 UBS AG HSI R Bear CBBC Aug 2011 F 0.250 24,700 per 38,000 units 24,300 per 38,000 units 2011/08/30 300,000,000 2011/02/23
68265 UBS AG ICBC R Bear CBBC Jul 2011 A 0.250 6.880 6.580 2011/07/25 100,000,000 2011/02/23
68287 BNP Paribas Arbit Issu B.V. HSI R Bull CBBC Sep 2011 R 0.250 22,900 per 10,000 units 23,100 per 10,000 units 2011/09/29 200,000,000 2011/02/24
68288 BNP Paribas Arbit Issu B.V. HSI R Bull CBBC Oct 2011 Q 0.250 23,000 per 10,000 units 23,200 per 10,000 units 2011/10/28 200,000,000 2011/02/24
68283 Credit Suisse AG A50 China R Bull CBBC Jun 2011 C 0.250 12.500 12.800 2011/06/27 100,000,000 2011/02/24
68277 Credit Suisse AG HSI R Bear CBBC May 2011 S 0.250 23,418 per 10,000 units 23,218 per 10,000 units 2011/05/30 210,000,000 2011/02/24
68289 Deutsche Bank AG China Life R Bull CBBC Jul 2011 D 0.250 29.000 29.500 2011/07/25 100,000,000 2011/02/24
68270 Deutsche Bank AG DJIA R Bear CBBC Dec 2011 A 0.250 14,000 per 78,000 units 13,600 per 78,000 units 2011/12/19 80,000,000 2011/02/24
68271 Deutsche Bank AG HSCEI R Bull CBBC Jun 2011 F 0.250 11,822 per 8,000 units 12,022 per 8,000 units 2011/06/29 100,000,000 2011/02/24
68272 Deutsche Bank AG HSI R Bull CBBC Aug 2011 I 0.250 22,922 per 11,000 units 23,122 per 11,000 units 2011/08/30 300,000,000 2011/02/24
68276 Deutsche Bank AG HSI R Bear CBBC Jun 2011 K 0.250 23,422 per 11,000 units 23,222 per 11,000 units 2011/06/29 300,000,000 2011/02/24
68267 Merrill Lynch Int’l & Co. C.V. HSI R Bull CBBC Sep 2011 A 0.255 21,400 per 13,000 units 21,800 per 13,000 units 2011/09/29 80,000,000 2011/02/24

68268 Merrill Lynch Int’l & Co. C.V. HSI R Bull CBBC Sep 2011 B 0.255 21,800 per 12,000 units 22,200 per 12,000 units 2011/09/29 80,000,000 2011/02/24
68269 Merrill Lynch Int’l & Co. C.V. HSI R Bull CBBC Sep 2011 C 0.250 22,200 per 12,000 units 22,600 per 12,000 units 2011/09/29 80,000,000 2011/02/24
68273 Merrill Lynch Int’l & Co. C.V. HSI R Bear CBBC Sep 2011 D 0.250 24,200 per 13,000 units 23,800 per 13,000 units 2011/09/29 80,000,000 2011/02/24
68274 Merrill Lynch Int’l & Co. C.V. HSI R Bear CBBC Sep 2011 E 0.250 24,600 per 12,000 units 24,200 per 12,000 units 2011/09/29 80,000,000 2011/02/24
68275 UBS AG HSI R Bull CBBC May 2011 Z 0.250 22,900 per 10,000 units 23,100 per 10,000 units 2011/05/30 300,000,000 2011/02/24
68281 UBS AG HSI R Bear CBBC May 2011 W 0.250 23,400 per 10,000 units 23,200 per 10,000 units 2011/05/30 300,000,000 2011/02/24
66642 # UBS AG HSI R Bear CBBC Jun 2011 B 0.092 24,700 per 15,000 units 24,500 per 15,000 units 2011/06/29 200,000,000 2011/02/24
68314 BNP Paribas Arbit Issu B.V. HSI R Bull CBBC Dec 2011 A 0.250 23,200 per 10,000 units 23,400 per 10,000 units 2011/12/29 200,000,000 2011/02/25
68315 BNP Paribas Arbit Issu B.V. HSI R Bull CBBC Dec 2011 D 0.250 23,300 per 10,000 units 23,500 per 10,000 units 2011/12/29 200,000,000 2011/02/25
68311 BNP Paribas Arbit Issu B.V. HSI R Bull CBBC Dec 2011 Z 0.250 23,100 per 10,000 units 23,300 per 10,000 units 2011/12/29 200,000,000 2011/02/25
68298 Credit Suisse AG HSI R Bull CBBC Aug 2011 P 0.250 23,388 per 12,000 units 23,588 per 12,000 units 2011/08/30 210,000,000 2011/02/25
68299 Credit Suisse AG HSI R Bull CBBC Sep 2011 I 0.250 23,000 per 15,000 units 23,200 per 15,000 units 2011/09/29 210,000,000 2011/02/25
68294 Credit Suisse AG HSI R Bear CBBC May 2011 L 0.250 23,518 per 10,000 units 23,318 per 10,000 units 2011/05/30 210,000,000 2011/02/25
68304 Deutsche Bank AG HSBC R Bull CBBC Jul 2011 C 0.250 87.50 per 100 units 90 per 100 units 2011/07/18 100,000,000 2011/02/25
68308 Deutsche Bank AG HSBC R Bear CBBC Jul 2011 D 0.280 102.50 per 100 units 100 per 100 units 2011/07/18 100,000,000 2011/02/25
68305 Deutsche Bank AG HSI R Bull CBBC Aug 2011 H 0.250 23,322 per 11,000 units 23,522 per 11,000 units 2011/08/30 300,000,000 2011/02/25
68306 Deutsche Bank AG HSI R Bull CBBC Sep 2011 R 0.250 23,222 per 11,000 units 23,422 per 11,000 units 2011/09/29 300,000,000 2011/02/25
68307 Deutsche Bank AG HSI R Bull CBBC Oct 2011 L 0.250 23,122 per 16,000 units 23,322 per 16,000 units 2011/10/28 300,000,000 2011/02/25
68295 Deutsche Bank AG HSI R Bear CBBC May 2011 E 0.260 23,622 per 11,000 units 23,422 per 11,000 units 2011/05/30 300,000,000 2011/02/25
68296 Deutsche Bank AG HSI R Bear CBBC Jun 2011 Y 0.250 23,522 per 11,000 units 23,322 per 11,000 units 2011/06/29 300,000,000 2011/02/25
68309 J P Morgan SP BV HSI R Bull CBBC May 2011 L 0.250 22,700 per 15,000 units 23,200 per 15,000 units 2011/05/30 200,000,000 2011/02/25
68310 J P Morgan SP BV HSI R Bull CBBC May 2011 M 0.250 23,000 per 10,000 units 23,500 per 10,000 units 2011/05/30 200,000,000 2011/02/25
68318 KBC Fin Products Int’l Ltd. HSI R Bull CBBC Jul 2011 H 0.250 22,800 per 15,000 units 23,200 per 15,000 units 2011/07/28 228,000,000 2011/02/25
68293 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC May11K 0.250 23,100 per 10,000 units 23,300 per 10,000 units 2011/05/30 300,000,000 2011/02/25
68292 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC May11L 0.250 23,000 per 10,000 units 23,200 per 10,000 units 2011/05/30 300,000,000 2011/02/25
68290 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC May11M 0.250 22,900 per 10,000 units 23,100 per 10,000 units 2011/05/30 300,000,000 2011/02/25
68301 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC May11O 0.250 23,300 per 10,000 units 23,500 per 10,000 units 2011/05/30 300,000,000 2011/02/25
68300 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC May11P 0.250 23,200 per 10,000 units 23,400 per 10,000 units 2011/05/30 300,000,000 2011/02/25
68297 UBS AG HSI R Bear CBBC Jun 2011 G 0.250 23,700 per 10,000 units 23,500 per 10,000 units 2011/06/29 300,000,000 2011/02/25
64908 # HK Bank HSI R Bear CBBC May 2011 B 0.111 25,900 per 25,000 units 25,300 per 25,000 units 2011/05/30 300,000,000 2011/02/25
68331 Credit Suisse AG HSI R Bull CBBC Sep 2011 J 0.250 23,300 per 15,000 units 23,500 per 15,000 units 2011/09/29 210,000,000 2011/02/28
68332 Credit Suisse AG HSI R Bear CBBC May 2011 K 0.250 23,718 per 10,000 units 23,518 per 10,000 units 2011/05/30 210,000,000 2011/02/28
68333 Deutsche Bank AG HSI R Bull CBBC Sep 2011 S 0.300 22,150 per 20,000 units 22,650 per 20,000 units 2011/09/29 300,000,000 2011/02/28
68334 Deutsche Bank AG HSI R Bear CBBC May 2011 H 0.250 23,722 per 11,000 units 23,522 per 11,000 units 2011/05/30 300,000,000 2011/02/28
68319 HK Bank HSI R Bull CBBC Jul 2011 H 0.250 22,200 per 20,000 units 22,500 per 20,000 units 2011/07/28 150,000,000 2011/02/28
68321 HK Bank HSI R Bull CBBC Jul 2011 I 0.250 22,500 per 12,000 units 22,800 per 12,000 units 2011/07/28 100,000,000 2011/02/28
68322 HK Bank HSI R Bull CBBC Sep 2011 A 0.250 21,500 per 15,000 units 21,800 per 15,000 units 2011/09/29 120,000,000 2011/02/28
68327 HK Bank HSI R Bull CBBC Sep 2011 B 0.250 22,800 per 13,000 units 23,188 per 13,000 units 2011/09/29 100,000,000 2011/02/28

68337 UBS AG China Mobile R Bear CBBC Aug 2011 B 0.250 79.88 per 100 units 76.88 per 100 units 2011/08/22 100,000,000 2011/02/28
67711 # KBC Fin Products Int’l Ltd. HSI R Bull CBBC Jul 2011 A 0.124 21,500 per 10,000 units 21,700 per 10,000 units 2011/07/28 180,000,000 2011/02/28
68342 BNP Paribas Arbit Issu B.V. HSI R Bear CBBC Jul 2011 M 0.250 23,400 per 10,000 units 23,200 per 10,000 units 2011/07/28 200,000,000 2011/03/01
68343 BNP Paribas Arbit Issu B.V. HSI R Bear CBBC Jul 2011 N 0.250 23,500 per 10,000 units 23,300 per 10,000 units 2011/07/28 200,000,000 2011/03/01
68344 BNP Paribas Arbit Issu B.V. HSI R Bear CBBC Jul 2011 O 0.250 23,600 per 10,000 units 23,400 per 10,000 units 2011/07/28 200,000,000 2011/03/01
68345 BNP Paribas Arbit Issu B.V. HSI R Bear CBBC Jul 2011 P 0.250 23,700 per 10,000 units 23,500 per 10,000 units 2011/07/28 200,000,000 2011/03/01
68346 BNP Paribas Arbit Issu B.V. HSI R Bear CBBC Jul 2011 Q 0.250 23,800 per 10,000 units 23,600 per 10,000 units 2011/07/28 200,000,000 2011/03/01
68338 Credit Suisse AG HSI R Bull CBBC Aug 2011 Q 0.250 23,188 per 10,000 units 23,388 per 10,000 units 2011/08/30 210,000,000 2011/03/01
68358 Credit Suisse AG HSI R Bear CBBC May 2011 J 0.250 23,200 per 15,000 units 23,000 per 15,000 units 2011/05/30 210,000,000 2011/03/01
68353 Credit Suisse AG HSI R Bear CBBC Jun 2011 Y 0.250 23,618 per 12,000 units 23,418 per 12,000 units 2011/06/29 210,000,000 2011/03/01
68341 Deutsche Bank AG HSI R Bull CBBC Sep 2011 T 0.250 22,822 per 11,000 units 23,022 per 11,000 units 2011/09/29 300,000,000 2011/03/01
68347 Deutsche Bank AG HSI R Bull CBBC Oct 2011 M 0.320 21,422 per 11,000 units 21,622 per 11,000 units 2011/10/28 300,000,000 2011/03/01
68348 Deutsche Bank AG HSI R Bull CBBC Oct 2011 N 0.290 21,722 per 11,000 units 21,922 per 11,000 units 2011/10/28 300,000,000 2011/03/01
68349 Deutsche Bank AG HSI R Bull CBBC Oct 2011 O 0.270 21,922 per 11,000 units 22,122 per 11,000 units 2011/10/28 300,000,000 2011/03/01
68350 Deutsche Bank AG HSI R Bull CBBC Nov 2011 B 0.350 21,222 per 11,000 units 21,422 per 11,000 units 2011/11/29 300,000,000 2011/03/01
68351 Deutsche Bank AG HSI R Bear CBBC Jun 2011 W 0.250 23,322 per 11,000 units 23,122 per 11,000 units 2011/06/29 300,000,000 2011/03/01
68361 J P Morgan SP BV HSI R Bear CBBC Jun 2011 A 0.250 23,500 per 10,000 units 23,000 per 10,000 units 2011/06/29 200,000,000 2011/03/01
68363 J P Morgan SP BV HSI R Bear CBBC Jun 2011 B 0.250 23,700 per 15,000 units 23,200 per 15,000 units 2011/06/29 200,000,000 2011/03/01
68364 J P Morgan SP BV HSI R Bear CBBC Jun 2011 C 0.250 24,000 per 10,000 units 23,500 per 10,000 units 2011/06/29 200,000,000 2011/03/01
68355 KBC Fin Products Int’l Ltd. HSI R Bull CBBC Jun 2011 W 0.250 22,800 per 10,000 units 23,000 per 10,000 units 2011/06/29 208,000,000 2011/03/01
68359 KBC Fin Products Int’l Ltd. HSI R Bear CBBC Jun 2011 Y 0.250 23,800 per 15,000 units 23,400 per 15,000 units 2011/06/29 308,000,000 2011/03/01
68360 KBC Fin Products Int’l Ltd. HSI R Bear CBBC Jul 2011 I 0.250 23,200 per 8,000 units 23,000 per 8,000 units 2011/07/28 168,000,000 2011/03/01
68357 UBS AG HSI R Bear CBBC Jul 2011 X 0.250 23,600 per 10,000 units 23,400 per 10,000 units 2011/07/28 300,000,000 2011/03/01
67712 # KBC Fin Products Int’l Ltd. HSI R Bull CBBC Jul 2011 B 0.043 21,800 per 15,000 units 22,000 per 15,000 units 2011/07/28 240,000,000 2011/03/01
68379 Credit Suisse AG HSI R Bull CBBC Aug 2011 R 0.250 22,700 per 15,000 units 22,900 per 15,000 units 2011/08/30 210,000,000 2011/03/02
68388 Credit Suisse AG HSI R Bear CBBC Jun 2011 W 0.250 23,118 per 10,000 units 22,918 per 10,000 units 2011/06/29 210,000,000 2011/03/02
68382 Deutsche Bank AG China Life R Bear CBBC Aug 2011 A 0.270 31.000 30.500 2011/08/02 100,000,000 2011/03/02
68385 Deutsche Bank AG A50 China R Bear CBBC Aug 2011 A 0.250 13.300 13.000 2011/08/02 100,000,000 2011/03/02
68383 Deutsche Bank AG HSBC R Bear CBBC Aug 2011 A 0.250 93.50 per 100 units 91 per 100 units 2011/08/02 100,000,000 2011/03/02
68381 Deutsche Bank AG HSI R Bull CBBC Aug 2011 D 0.250 22,722 per 11,000 units 22,922 per 11,000 units 2011/08/30 300,000,000 2011/03/02
68387 Deutsche Bank AG HSI R Bear CBBC Jun 2011 X 0.250 23,222 per 11,000 units 23,022 per 11,000 units 2011/06/29 300,000,000 2011/03/02
68386 Macquarie Bank Ltd. HSI R Bull CBBC Jun 2011 C 0.250 21,600 per 11,000 units 22,000 per 11,000 units 2011/06/29 200,000,000 2011/03/02
68371 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC Aug11T 0.380 20,300 per 10,000 units 20,500 per 10,000 units 2011/08/30 300,000,000 2011/03/02
68372 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC Aug11U 0.370 20,400 per 10,000 units 20,600 per 10,000 units 2011/08/30 300,000,000 2011/03/02
68373 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC Aug11V 0.360 20,500 per 10,000 units 20,700 per 10,000 units 2011/08/30 300,000,000 2011/03/02
68376 SGA Societe Generale Acceptance N.V. HSI R Bear CBBC Jun11G 0.250 23,500 per 10,000 units 23,300 per 10,000 units 2011/06/29 300,000,000 2011/03/02
68375 SGA Societe Generale Acceptance N.V. HSI R Bear CBBC Jun11H 0.250 23,400 per 10,000 units 23,200 per 10,000 units 2011/06/29 300,000,000 2011/03/02

68374 SGA Societe Generale Acceptance N.V. HSI R Bear CBBC Jun11I 0.250 23,300 per 10,000 units 23,100 per 10,000 units 2011/06/29 300,000,000 2011/03/02
68380 UBS AG HSI R Bull CBBC Jul 2011 Y 0.250 22,700 per 12,000 units 22,900 per 12,000 units 2011/07/28 300,000,000 2011/03/02
68393 UBS AG HSI R Bear CBBC Jul 2011 Z 0.250 23,500 per 12,000 units 23,300 per 12,000 units 2011/07/28 300,000,000 2011/03/02
68441 BNP Paribas Arbit Issu B.V. HSI R Bear CBBC Jul 2011 R 0.250 22,900 per 10,000 units 22,700 per 10,000 units 2011/07/28 200,000,000 2011/03/03
68442 BNP Paribas Arbit Issu B.V. HSI R Bear CBBC Jul 2011 S 0.250 23,000 per 10,000 units 22,800 per 10,000 units 2011/07/28 200,000,000 2011/03/03
68443 BNP Paribas Arbit Issu B.V. HSI R Bear CBBC Jul 2011 T 0.250 23,100 per 10,000 units 22,900 per 10,000 units 2011/07/28 200,000,000 2011/03/03
68445 BNP Paribas Arbit Issu B.V. HSI R Bear CBBC Jul 2011 U 0.250 23,200 per 10,000 units 23,000 per 10,000 units 2011/07/28 200,000,000 2011/03/03
68447 BNP Paribas Arbit Issu B.V. HSI R Bear CBBC Jul 2011 V 0.250 23,300 per 10,000 units 23,100 per 10,000 units 2011/07/28 200,000,000 2011/03/03
68407 Credit Suisse AG HSI R Bull CBBC Aug 2011 S 0.250 22,488 per 12,000 units 22,688 per 12,000 units 2011/08/30 210,000,000 2011/03/03
68427 Credit Suisse AG HSI R Bear CBBC Jun 2011 H 0.250 22,818 per 10,000 units 22,618 per 10,000 units 2011/06/29 210,000,000 2011/03/03
68475 Deutsche Bank AG China Mobile R Bull CBBC Jul 2011 D 0.320 61 per 100 units 63 per 100 units 2011/07/25 100,000,000 2011/03/03
68476 Deutsche Bank AG China Mobile R Bear CBBC Jul 2011 E 0.250 75 per 100 units 73 per 100 units 2011/07/25 100,000,000 2011/03/03
68465 Deutsche Bank AG China Life R Bull CBBC Aug 2011 B 0.470 25.000 25.500 2011/08/09 100,000,000 2011/03/03
68474 Deutsche Bank AG China Life R Bear CBBC Jul 2011 E 0.250 30.000 29.500 2011/07/18 100,000,000 2011/03/03
68480 Deutsche Bank AG A50 China R Bull CBBC Aug 2011 B 0.270 11.200 11.500 2011/08/09 100,000,000 2011/03/03
68481 Deutsche Bank AG A50 China R Bear CBBC Aug 2011 C 0.250 13.000 12.700 2011/08/09 100,000,000 2011/03/03
68477 Deutsche Bank AG HSBC R Bull CBBC Aug 2011 B 0.330 75.50 per 100 units 78 per 100 units 2011/08/02 100,000,000 2011/03/03
68478 Deutsche Bank AG HSBC R Bear CBBC Jul 2011 E 0.250 90.50 per 100 units 88 per 100 units 2011/07/18 100,000,000 2011/03/03
68410 Deutsche Bank AG HSCEI R Bear CBBC Aug 2011 A 0.250 12,822 per 8,000 units 12,622 per 8,000 units 2011/08/30 100,000,000 2011/03/03
68425 Deutsche Bank AG HSI R Bull CBBC Aug 2011 K 0.250 22,422 per 11,000 units 22,622 per 11,000 units 2011/08/30 300,000,000 2011/03/03
68426 Deutsche Bank AG HSI R Bull CBBC Sep 2011 U 0.250 22,622 per 11,000 units 22,822 per 11,000 units 2011/09/29 300,000,000 2011/03/03
68460 Deutsche Bank AG HSI R Bear CBBC Jun 2011 L 0.250 22,822 per 11,000 units 22,622 per 11,000 units 2011/06/29 300,000,000 2011/03/03
68409 Deutsche Bank AG HSI R Bear CBBC Jun 2011 Z 0.250 23,122 per 11,000 units 22,922 per 11,000 units 2011/06/29 300,000,000 2011/03/03
68461 Deutsche Bank AG HSI R Bear CBBC Jul 2011 W 0.250 22,922 per 16,000 units 22,722 per 16,000 units 2011/07/28 300,000,000 2011/03/03
68411 KBC Fin Products Int’l Ltd. HSI R Bull CBBC Jun 2011 Z 0.250 22,200 per 12,000 units 22,600 per 12,000 units 2011/06/29 248,000,000 2011/03/03
68422 KBC Fin Products Int’l Ltd. HSI R Bull CBBC Jul 2011 J 0.250 22,600 per 8,000 units 22,800 per 8,000 units 2011/07/28 168,000,000 2011/03/03
68430 KBC Fin Products Int’l Ltd. HSI R Bull CBBC Jul 2011 K 0.250 20,400 per 12,000 units 20,600 per 12,000 units 2011/07/28 248,000,000 2011/03/03
68431 KBC Fin Products Int’l Ltd. HSI R Bull CBBC Jul 2011 L 0.250 20,400 per 15,000 units 20,800 per 15,000 units 2011/07/28 288,000,000 2011/03/03
68434 KBC Fin Products Int’l Ltd. HSI R Bull CBBC Aug 2011 E 0.330 20,000 per 8,000 units 20,200 per 8,000 units 2011/08/30 168,000,000 2011/03/03
68436 KBC Fin Products Int’l Ltd. HSI R Bull CBBC Aug 2011 F 0.250 20,300 per 10,000 units 20,500 per 10,000 units 2011/08/30 208,000,000 2011/03/03
68437 KBC Fin Products Int’l Ltd. HSI R Bull CBBC Sep 2011 B 0.250 19,600 per 20,000 units 20,000 per 20,000 units 2011/09/29 400,000,000 2011/03/03
68438 KBC Fin Products Int’l Ltd. HSI R Bear CBBC Jun 2011 D 0.250 23,000 per 10,000 units 22,800 per 10,000 units 2011/06/29 208,000,000 2011/03/03
68439 KBC Fin Products Int’l Ltd. HSI R Bear CBBC Jul 2011 M 0.250 23,400 per 12,000 units 23,200 per 12,000 units 2011/07/28 248,000,000 2011/03/03
68449 RB of Scotland N.V. HSI R Bull CBBC Jun 2011 O 0.250 20,500 per 13,000 units 21,000 per 13,000 units 2011/06/29 250,000,000 2011/03/03
68450 RB of Scotland N.V. HSI R Bull CBBC Jun 2011 P 0.250 20,900 per 13,000 units 21,400 per 13,000 units 2011/06/29 250,000,000 2011/03/03
68451 RB of Scotland N.V. HSI R Bear CBBC Jun 2011 Q 0.250 24,100 per 13,000 units 23,600 per 13,000 units 2011/06/29 250,000,000 2011/03/03
68452 RB of Scotland N.V. HSI R Bear CBBC Jun 2011 R 0.250 25,300 per 13,000 units 24,800 per 13,000 units 2011/06/29 250,000,000 2011/03/03

68453 RB of Scotland N.V. HSI R Bear CBBC Jun 2011 S 0.250 25,500 per 13,000 units 25,000 per 13,000 units 2011/06/29 250,000,000 2011/03/03
68455 RB of Scotland N.V. HSI R Bear CBBC Jun 2011 T 0.274 26,100 per 13,000 units 25,600 per 13,000 units 2011/06/29 250,000,000 2011/03/03
68403 SGA Societe Generale Acceptance N.V. CMob R Bull CBBC Jul11A 0.250 63 per 100 units 66 per 100 units 2011/07/25 300,000,000 2011/03/03
68405 SGA Societe Generale Acceptance N.V. CMob R Bear CBBC Jul11B 0.250 84 per 100 units 81 per 100 units 2011/07/25 300,000,000 2011/03/03
68394 SGA Societe Generale Acceptance N.V CLife R Bull CBBC Jul11A 0.450 25.000 26.000 2011/07/25 100,000,000 2011/03/03
68395 SGA Societe Generale Acceptance N.V CLife R Bull CBBC Jul11B 0.330 26.000 27.000 2011/07/25 100,000,000 2011/03/03
68396 SGA Societe Generale Acceptance N.V CLife R Bear CBBC Jul11C 0.440 33.000 32.000 2011/07/25 100,000,000 2011/03/03
68397 SGA Societe Generale Acceptance N.V CLife R Bear CBBC Jul11D 0.550 34.000 33.000 2011/07/25 100,000,000 2011/03/03
68398 SGA Societe Generale Acceptance N.V CLife R Bear CBBC Jul11E 0.660 35.000 34.000 2011/07/25 100,000,000 2011/03/03
68424 UBS AG HSI R Bull CBBC Jul 2011 A 0.250 22,400 per 12,000 units 22,600 per 12,000 units 2011/07/28 300,000,000 2011/03/03
68428 UBS AG HSI R Bear CBBC Jul 2011 F 0.250 22,900 per 12,000 units 22,700 per 12,000 units 2011/07/28 300,000,000 2011/03/03
68429 UBS AG HSI R Bear CBBC Aug 2011 G 0.250 23,100 per 10,000 units 22,900 per 10,000 units 2011/08/30 300,000,000 2011/03/03
68523 BNP Paribas Arbit Issu B.V. HSI R Bull CBBC Sep 2011 S 0.250 22,300 per 10,000 units 22,500 per 10,000 units 2011/09/29 200,000,000 2011/03/04
68525 BNP Paribas Arbit Issu B.V. HSI R Bull CBBC Sep 2011 T 0.250 22,400 per 10,000 units 22,600 per 10,000 units 2011/09/29 200,000,000 2011/03/04
68526 BNP Paribas Arbit Issu B.V. HSI R Bull CBBC Sep 2011 U 0.250 22,500 per 10,000 units 22,700 per 10,000 units 2011/09/29 200,000,000 2011/03/04
68529 BNP Paribas Arbit Issu B.V. HSI R Bull CBBC Sep 2011 V 0.250 22,600 per 10,000 units 22,800 per 10,000 units 2011/09/29 200,000,000 2011/03/04
68499 Credit Suisse AG HSI R Bull CBBC Sep 2011 K 0.250 22,400 per 15,000 units 22,600 per 15,000 units 2011/09/29 210,000,000 2011/03/04
68500 Credit Suisse AG HSI R Bull CBBC Sep 2011 L 0.250 22,788 per 12,000 units 22,988 per 12,000 units 2011/09/29 210,000,000 2011/03/04
68493 Credit Suisse AG HSI R Bear CBBC Aug 2011 T 0.250 23,900 per 15,000 units 23,700 per 15,000 units 2011/08/30 210,000,000 2011/03/04
68494 Deutsche Bank AG HSI R Bull CBBC Oct 2011 P 0.250 22,522 per 16,000 units 22,722 per 16,000 units 2011/10/28 300,000,000 2011/03/04
68491 Deutsche Bank AG HSI R Bear CBBC Jul 2011 X 0.250 23,022 per 11,000 units 22,822 per 11,000 units 2011/07/28 300,000,000 2011/03/04
68486 HK Bank HSI R Bull CBBC Aug 2011 C 0.250 20,700 per 15,000 units 21,000 per 15,000 units 2011/08/30 150,000,000 2011/03/04
68488 HK Bank HSI R Bull CBBC Aug 2011 D 0.250 21,100 per 12,000 units 21,388 per 12,000 units 2011/08/30 150,000,000 2011/03/04
68492 HK Bank HSI R Bear CBBC Aug 2011 E 0.250 23,500 per 13,000 units 23,200 per 13,000 units 2011/08/30 120,000,000 2011/03/04
68498 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC Jul11M 0.250 22,400 per 10,000 units 22,600 per 10,000 units 2011/07/28 300,000,000 2011/03/04
68484 SGA Societe Generale Acceptance N.V. HSI R Bear CBBC Jun11L 0.250 23,100 per 10,000 units 22,900 per 10,000 units 2011/06/29 300,000,000 2011/03/04
68485 SGA Societe Generale Acceptance N.V. HSI R Bear CBBC Jun11Z 0.250 23,200 per 10,000 units 23,000 per 10,000 units 2011/06/29 300,000,000 2011/03/04
68507 UBS AG Cheung Kong R Bear CBBC Aug 2011 A 0.265 146 per 100 units 140 per 100 units 2011/08/22 100,000,000 2011/03/04
68521 UBS AG Hutchison R Bear CBBC Aug 2011 A 0.250 99 per 100 units 95 per 100 units 2011/08/22 100,000,000 2011/03/04
68522 UBS AG SHK Ppt R Bear CBBC Sep 2011 A 0.250 147 per 100 units 140 per 100 units 2011/09/12 100,000,000 2011/03/04
68563 BNP Paribas Arbit Issu B.V. HSI R Bull CBBC Sep 2011 W 0.250 22,700 per 10,000 units 22,900 per 10,000 units 2011/09/29 200,000,000 2011/03/07
68564 BNP Paribas Arbit Issu B.V. HSI R Bull CBBC Sep 2011 X 0.250 22,800 per 10,000 units 23,000 per 10,000 units 2011/09/29 200,000,000 2011/03/07
68570 BNP Paribas Arbit Issu B.V. HSI R Bull CBBC Sep 2011 Y 0.250 22,900 per 10,000 units 23,100 per 10,000 units 2011/09/29 200,000,000 2011/03/07

68572 BNP Paribas Arbit Issu B.V. HSI R Bull CBBC Sep 2011 Z 0.250 23,000 per 10,000 units 23,200 per 10,000 units 2011/09/29 200,000,000 2011/03/07
68543 Credit Suisse AG A50 China R Bear CBBC Jun 2011 D 0.250 13.700 13.300 2011/06/27 100,000,000 2011/03/07
68535 Credit Suisse AG HKEx R Bear CBBC Jun 2011 A 0.250 179 per 100 units 173 per 100 units 2011/06/27 100,000,000 2011/03/07
68534 Credit Suisse AG HSI R Bull CBBC Aug 2011 U 0.250 23,088 per 12,000 units 23,288 per 12,000 units 2011/08/30 210,000,000 2011/03/07
68532 Credit Suisse AG HSI R Bull CBBC Sep 2011 M 0.250 22,588 per 10,000 units 22,788 per 10,000 units 2011/09/29 210,000,000 2011/03/07
68557 Credit Suisse AG HSI R Bear CBBC Jun 2011 X 0.250 23,418 per 10,000 units 23,218 per 10,000 units 2011/06/29 210,000,000 2011/03/07
68576 Deutsche Bank AG China Life R Bull CBBC Aug 2011 C 0.270 28.000 28.500 2011/08/16 100,000,000 2011/03/07
68580 Deutsche Bank AG HSBC R Bull CBBC Jul 2011 F 0.250 84.50 per 100 units 87 per 100 units 2011/07/25 100,000,000 2011/03/07
68556 Deutsche Bank AG HSI R Bull CBBC Aug 2011 I 0.250 22,922 per 11,000 units 23,122 per 11,000 units 2011/08/30 300,000,000 2011/03/07
68575 Deutsche Bank AG HSI R Bull CBBC Sep 2011 V 0.250 23,122 per 16,000 units 23,322 per 16,000 units 2011/09/29 300,000,000 2011/03/07
68558 Deutsche Bank AG HSI R Bear CBBC Jun 2011 U 0.250 23,422 per 11,000 units 23,222 per 11,000 units 2011/06/29 300,000,000 2011/03/07
68574 KBC Fin Products Int’l Ltd. HSI R Bull CBBC Jul 2011 N 0.250 23,100 per 12,000 units 23,300 per 12,000 units 2011/07/28 248,000,000 2011/03/07
68548 UBS AG HSI R Bull CBBC Aug 2011 H 0.250 22,150 per 15,000 units 22,350 per 15,000 units 2011/08/30 300,000,000 2011/03/07
68555 UBS AG HSI R Bear CBBC Jul 2011 L 0.250 23,400 per 10,000 units 23,200 per 10,000 units 2011/07/28 300,000,000 2011/03/07
67705 # KBC Fin Products Int’l Ltd. HSI R Bull CBBC May 2011 U 0.136 21,700 per 8,000 units 21,900 per 8,000 units 2011/05/30 180,000,000 2011/03/07
68590 Credit Suisse AG A50 China R Bear CBBC Jun 2011 E 0.250 14.200 13.800 2011/06/27 100,000,000 2011/03/08
68602 Credit Suisse AG A50 China R Bear CBBC Jul 2011 A 0.250 15.200 14.800 2011/07/25 100,000,000 2011/03/08
68609 Credit Suisse AG HKEx R Bull CBBC Jul 2011 A 0.250 154 per 100 units 160 per 100 units 2011/07/25 100,000,000 2011/03/08
68586 Credit Suisse AG HKEx R Bear CBBC Jul 2011 B 0.280 196 per 100 units 190 per 100 units 2011/07/25 100,000,000 2011/03/08
68614 Credit Suisse AG HSI R Bull CBBC Aug 2011 V 0.250 23,188 per 10,000 units 23,388 per 10,000 units 2011/08/30 210,000,000 2011/03/08
68615 Credit Suisse AG HSI R Bull CBBC Sep 2011 N 0.250 23,000 per 15,000 units 23,200 per 15,000 units 2011/09/29 210,000,000 2011/03/08
68587 Credit Suisse AG TCH R Bear CBBC Jun 2011 B 0.250 228 per 100 units 220 per 100 units 2011/06/27 100,000,000 2011/03/08
68588 Credit Suisse AG TCH R Bear CBBC Jul 2011 A 0.290 238 per 100 units 230 per 100 units 2011/07/25 100,000,000 2011/03/08
68583 Deutsche Bank AG China Mobile R Bull CBBC Aug 2011 A 0.250 70 per 100 units 72 per 100 units 2011/08/02 100,000,000 2011/03/08
68585 Deutsche Bank AG A50 China R Bull CBBC Aug 2011 D 0.250 12.400 12.700 2011/08/02 100,000,000 2011/03/08
68584 Deutsche Bank AG HSI R Bull CBBC Oct 2011 Q 0.250 23,022 per 11,000 units 23,222 per 11,000 units 2011/10/28 300,000,000 2011/03/08
68612 Deutsche Bank AG HSI R Bear CBBC Jun 2011 R 0.250 23,622 per 11,000 units 23,422 per 11,000 units 2011/06/29 300,000,000 2011/03/08
68616 UBS AG HSI R Bull CBBC Aug 2011 J 0.250 23,000 per 12,000 units 23,200 per 12,000 units 2011/08/30 300,000,000 2011/03/08
68611 UBS AG HSI R Bear CBBC Aug 2011 I 0.250 23,600 per 10,000 units 23,400 per 10,000 units 2011/08/30 300,000,000 2011/03/08
62707 UBS AG HSI R Bear CBBC Aug 2011 K 0.250 23,950 per 12,000 units 23,750 per 12,000 units 2011/08/30 300,000,000 2011/03/08
68617 UBS AG TCH R Bull CBBC Aug 2011 A 0.305 180.88 per 100 units 188.88 per 100 units 2011/08/08 100,000,000 2011/03/08
63057 Credit Suisse AG HSI R Bull CBBC Aug 2011 W 0.250 22,888 per 10,000 units 23,088 per 10,000 units 2011/08/30 210,000,000 2011/03/09
63073 Deutsche Bank AG HSBC R Bear CBBC Jul 2011 G 0.250 87.50 per 100 units 85 per 100 units 2011/07/25 100,000,000 2011/03/09
63059 Deutsche Bank AG HSI R Bull CBBC Sep 2011 W 0.250 22,822 per 11,000 units 23,022 per 11,000 units 2011/09/29 300,000,000 2011/03/09
63072 Deutsche Bank AG HSI R Bear CBBC Jul 2011 T 0.250 23,322 per 11,000 units 23,122 per 11,000 units 2011/07/28 300,000,000 2011/03/09
63069 J P Morgan SP BV HSI R Bull CBBC Jul 2011 A 0.250 22,600 per 15,000 units 22,800 per 15,000 units 2011/07/28 200,000,000 2011/03/09
63070 J P Morgan SP BV HSI R Bull CBBC Jul 2011 B 0.250 22,800 per 10,000 units 23,000 per 10,000 units 2011/07/28 200,000,000 2011/03/09

63071 J P Morgan SP BV HSI R Bear CBBC Jul 2011 C 0.250 23,400 per 15,000 units 23,200 per 15,000 units 2011/07/28 200,000,000 2011/03/09
63068 KBC Fin Products Int’l Ltd. HSI R Bear CBBC Jul 2011 O 0.250 23,900 per 15,000 units 23,500 per 15,000 units 2011/07/28 308,000,000 2011/03/09
68618 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC Jun11I 0.250 23,100 per 10,000 units 23,300 per 10,000 units 2011/06/29 300,000,000 2011/03/09
68619 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC Jul11J 0.250 22,800 per 10,000 units 23,000 per 10,000 units 2011/07/28 300,000,000 2011/03/09
63062 UBS AG HSBC R Bull CBBC Sep 2011 A 0.250 72 per 100 units 75 per 100 units 2011/09/19 100,000,000 2011/03/09
63066 UBS AG HSBC R Bear CBBC Sep 2011 B 0.250 93 per 100 units 90 per 100 units 2011/09/05 100,000,000 2011/03/09
63063 UBS AG HSI R Bull CBBC Aug 2011 L 0.250 22,250 per 12,000 units 22,450 per 12,000 units 2011/08/30 300,000,000 2011/03/09
63064 UBS AG HSI R Bear CBBC Jul 2011 E 0.250 23,200 per 12,000 units 23,000 per 12,000 units 2011/07/28 300,000,000 2011/03/09
63065 UBS AG Hutchison R Bear CBBC Aug 2011 B 0.250 104 per 100 units 100 per 100 units 2011/08/29 100,000,000 2011/03/09
63091 BNP Paribas Arbit Issu B.V. HSI R Bear CBBC Jul 2011 W 0.250 23,900 per 10,000 units 23,700 per 10,000 units 2011/07/28 200,000,000 2011/03/10
63092 BNP Paribas Arbit Issu B.V. HSI R Bear CBBC Jul 2011 X 0.250 24,000 per 10,000 units 23,800 per 10,000 units 2011/07/28 200,000,000 2011/03/10
63078 Deutsche Bank AG A50 China R Bull CBBC Aug 2011 E 0.250 12.700 13.000 2011/08/16 100,000,000 2011/03/10
63083 Deutsche Bank AG A50 China R Bear CBBC Aug 2011 F 0.250 14.500 14.200 2011/08/09 100,000,000 2011/03/10
63080 Deutsche Bank AG HSBC R Bull CBBC Jul 2011 H 0.250 81.50 per 100 units 84 per 100 units 2011/07/26 100,000,000 2011/03/10
63081 Deutsche Bank AG HSI R Bull CBBC Aug 2011 S 0.250 22,722 per 11,000 units 22,922 per 11,000 units 2011/08/30 300,000,000 2011/03/10
63084 Deutsche Bank AG HSI R Bear CBBC Jun 2011 Q 0.250 23,522 per 16,000 units 23,322 per 16,000 units 2011/06/29 300,000,000 2011/03/10
63087 UBS AG HKEx R Bull CBBC Jul 2011 D 0.250 156.88 per 100 units 162.88 per 100 units 2011/07/25 100,000,000 2011/03/10
63085 UBS AG HSI R Bull CBBC Aug 2011 M 0.250 21,950 per 12,000 units 22,150 per 12,000 units 2011/08/30 300,000,000 2011/03/10
63086 UBS AG HSI R Bull CBBC Sep 2011 A 0.250 21,900 per 38,000 units 22,300 per 38,000 units 2011/09/29 300,000,000 2011/03/10
63077 UBS AG HSI R Bear CBBC Jun 2011 O 0.250 23,300 per 10,000 units 23,100 per 10,000 units 2011/06/29 300,000,000 2011/03/10
63089 UBS AG HSI R Bear CBBC Jul 2011 S 0.250 23,500 per 12,000 units 23,300 per 12,000 units 2011/07/28 300,000,000 2011/03/10
63090 UBS AG HSI R Bear CBBC Sep 2011 B 0.250 24,200 per 38,000 units 23,800 per 38,000 units 2011/09/29 300,000,000 2011/03/10
63088 UBS AG Hutchison R Bull CBBC Aug 2011 C 0.250 71 per 100 units 75 per 100 units 2011/08/29 100,000,000 2011/03/10
63106 Credit Suisse AG A50 China R Bull CBBC Jul 2011 B 0.250 12.400 12.800 2011/07/25 100,000,000 2011/03/11
63107 Credit Suisse AG HSI R Bear CBBC Jun 2011 F 0.250 23,518 per 10,000 units 23,318 per 10,000 units 2011/06/29 210,000,000 2011/03/11
63104 Credit Suisse AG TCH R Bull CBBC Jun 2011 C 0.250 202 per 100 units 210 per 100 units 2011/06/27 100,000,000 2011/03/11
63105 Credit Suisse AG TCH R Bull CBBC Jul 2011 B 0.250 192 per 100 units 200 per 100 units 2011/07/25 100,000,000 2011/03/11
63113 Credit Suisse AG TCH R Bear CBBC Jun 2011 D 0.450 256 per 100 units 248 per 100 units 2011/06/27 100,000,000 2011/03/11
63114 Credit Suisse AG TCH R Bear CBBC Jul 2011 C 0.560 266 per 100 units 258 per 100 units 2011/07/25 100,000,000 2011/03/11
63119 Deutsche Bank AG HSCEI R Bull CBBC Aug 2011 B 0.250 12,322 per 8,000 units 12,522 per 8,000 units 2011/08/30 100,000,000 2011/03/11
63096 HK Bank China Life R Bull CBBC Aug 2011 A 0.250 27.180 27.680 2011/08/25 80,000,000 2011/03/11
63103 HK Bank Sinopec Corp R Bear CBBC Oct 2011 A 0.250 9.200 8.880 2011/10/12 100,000,000 2011/03/11
63097 HK Bank HKEx R Bull CBBC Sep 2011 B 0.250 151.88 per 100 units 156.88 per 100 units 2011/09/27 100,000,000 2011/03/11
63098 HK Bank ICBC R Bull CBBC Sep 2011 A 0.250 5.300 5.580 2011/09/16 100,000,000 2011/03/11

63101 HK Bank SHK Ppt R Bull CBBC Dec 2011 A 0.250 112 per 100 units 118 per 100 units 2011/12/15 100,000,000 2011/03/11
63102 HK Bank TCH R Bull CBBC Nov 2011 A 0.350 177 per 100 units 183.88 per 100 units 2011/11/18 80,000,000 2011/03/11
63093 Nomura Int’l plc HSI R Bull CBBC Jun 2011 A 0.400 20,500 per 10,000 units 21,000 per 10,000 units 2011/06/29 200,000,000 2011/03/11
63094 Nomura Int’l plc HSI R Bull CBBC Jun 2011 B 0.310 21,500 per 10,000 units 22,000 per 10,000 units 2011/06/29 200,000,000 2011/03/11
63095 Nomura Int’l plc HSI R Bull CBBC Jul 2011 A 0.390 21,000 per 10,000 units 21,500 per 10,000 units 2011/07/28 200,000,000 2011/03/11
63099 Nomura Int’l plc HSI R Bear CBBC Jun 2011 C 0.400 25,500 per 10,000 units 25,000 per 10,000 units 2011/06/29 200,000,000 2011/03/11
63100 Nomura Int’l plc HSI R Bear CBBC Jul 2011 B 0.490 26,000 per 10,000 units 25,500 per 10,000 units 2011/07/28 200,000,000 2011/03/11
63109 UBS AG A50 China R Bull CBBC Sep 2011 A 0.250 12.100 12.500 2011/09/26 100,000,000 2011/03/11
63115 UBS AG A50 China R Bear CBBC Sep 2011 B 0.250 14.400 14.000 2011/09/05 100,000,000 2011/03/11
63108 UBS AG TCH R Bull CBBC Sep 2011 A 0.285 190.88 per 100 units 198.88 per 100 units 2011/09/19 100,000,000 2011/03/11
63117 UBS AG TCH R Bear CBBC Sep 2011 B 0.260 246.88 per 100 units 238.88 per 100 units 2011/09/05 100,000,000 2011/03/11
63120 Credit Suisse AG HSI R Bull CBBC Aug 2011 X 0.250 23,088 per 12,000 units 23,288 per 12,000 units 2011/08/30 210,000,000 2011/03/14
63121 Deutsche Bank AG HSI R Bull CBBC Sep 2011 X 0.250 23,122 per 16,000 units 23,322 per 16,000 units 2011/09/29 300,000,000 2011/03/14
63122 UBS AG HSI R Bull CBBC Jun 2011 A 0.250 23,100 per 10,000 units 23,300 per 10,000 units 2011/06/29 300,000,000 2011/03/14
63135 Barclays Bank plc HSI R Bull CBBC Sep 2011 A 0.250 20,500 per 15,000 units 21,000 per 15,000 units 2011/09/29 300,000,000 2011/03/15
63136 Barclays Bank plc HSI R Bull CBBC Sep 2011 B 0.250 21,000 per 15,000 units 21,500 per 15,000 units 2011/09/29 300,000,000 2011/03/15
63137 Barclays Bank plc HSI R Bull CBBC Sep 2011 C 0.250 21,500 per 15,000 units 22,000 per 15,000 units 2011/09/29 300,000,000 2011/03/15
63141 Barclays Bank plc HSI R Bear CBBC Sep 2011 D 0.250 26,000 per 15,000 units 25,500 per 15,000 units 2011/09/29 300,000,000 2011/03/15
63143 Barclays Bank plc HSI R Bear CBBC Sep 2011 E 0.250 25,500 per 15,000 units 25,000 per 15,000 units 2011/09/29 300,000,000 2011/03/15
63157 BNP Paribas Arbit Issu B.V. HSI R Bull CBBC Dec 2011 P 0.250 23,200 per 10,000 units 23,400 per 10,000 units 2011/12/29 200,000,000 2011/03/15
63156 BNP Paribas Arbit Issu B.V. HSI R Bull CBBC Dec 2011 Q 0.250 23,100 per 10,000 units 23,300 per 10,000 units 2011/12/29 200,000,000 2011/03/15
63139 Credit Suisse AG A50 China R Bull CBBC Aug 2011 A 0.250 11.900 12.300 2011/08/22 100,000,000 2011/03/15
63160 Credit Suisse AG HSI R Bull CBBC Aug 2011 Y 0.250 23,500 per 10,000 units 23,700 per 10,000 units 2011/08/30 210,000,000 2011/03/15
63140 Credit Suisse AG HSI R Bear CBBC Jun 2011 E 0.250 23,718 per 10,000 units 23,518 per 10,000 units 2011/06/29 210,000,000 2011/03/15
63149 Deutsche Bank AG China Life R Bull CBBC Aug 2011 D 0.250 29.000 29.500 2011/08/23 100,000,000 2011/03/15
63151 Deutsche Bank AG China Life R Bear CBBC Aug 2011 E 0.480 34.000 33.500 2011/08/30 100,000,000 2011/03/15
63152 Deutsche Bank AG A50 China R Bull CBBC Aug 2011 G 0.250 13.000 13.300 2011/08/30 100,000,000 2011/03/15
63153 Deutsche Bank AG A50 China R Bear CBBC Aug 2011 H 0.250 14.200 13.900 2011/08/23 100,000,000 2011/03/15
63145 Deutsche Bank AG HSCEI R Bear CBBC Sep 2011 A 0.250 13,822 per 8,000 units 13,622 per 8,000 units 2011/09/29 80,000,000 2011/03/15
63146 Deutsche Bank AG HSCEI R Bear CBBC Sep 2011 B 0.350 14,822 per 8,000 units 14,622 per 8,000 units 2011/09/29 80,000,000 2011/03/15
63164 Deutsche Bank AG HSI R Bull CBBC Sep 2011 Y 0.260 23,322 per 11,000 units 23,522 per 11,000 units 2011/09/29 300,000,000 2011/03/15
63165 Deutsche Bank AG HSI R Bull CBBC Oct 2011 R 0.250 23,422 per 11,000 units 23,622 per 11,000 units 2011/10/28 300,000,000 2011/03/15
63147 Deutsche Bank AG HSI R Bear CBBC Jun 2011 J 0.250 23,622 per 11,000 units 23,422 per 11,000 units 2011/06/29 300,000,000 2011/03/15
63148 Deutsche Bank AG HSI R Bear CBBC Jul 2011 S 0.250 23,822 per 11,000 units 23,622 per 11,000 units 2011/07/28 300,000,000 2011/03/15
63166 KBC Fin Products Int’l Ltd. HSI R Bull CBBC Jul 2011 P 0.250 23,000 per 15,000 units 23,400 per 15,000 units 2011/07/28 228,000,000 2011/03/15
63168 KBC Fin Products Int’l Ltd. HSI R Bull CBBC Jul 2011 Q 0.250 23,500 per 8,000 units 23,700 per 8,000 units 2011/07/28 168,000,000 2011/03/15

63123 Merrill Lynch Int’l & Co. C.V. HSI R Bull CBBC Jun 2011 B 0.250 22,000 per 13,000 units 22,400 per 13,000 units 2011/06/29 100,000,000 2011/03/15
63124 Merrill Lynch Int’l & Co. C.V. HSI R Bull CBBC Jun 2011 C 0.250 22,200 per 13,000 units 22,600 per 13,000 units 2011/06/29 100,000,000 2011/03/15
63125 Merrill Lynch Int’l & Co. C.V. HSI R Bull CBBC Jun 2011 D 0.250 22,300 per 13,000 units 22,700 per 13,000 units 2011/06/29 100,000,000 2011/03/15
63131 Merrill Lynch Int’l & Co. C.V. HSI R Bear CBBC Jun 2011 E 0.250 24,500 per 13,000 units 24,100 per 13,000 units 2011/06/29 100,000,000 2011/03/15
63133 Merrill Lynch Int’l & Co. C.V. HSI R Bear CBBC Jun 2011 F 0.250 24,800 per 13,000 units 24,400 per 13,000 units 2011/06/29 100,000,000 2011/03/15
63134 Merrill Lynch Int’l & Co. C.V. HSI R Bear CBBC Jun 2011 G 0.250 25,300 per 13,000 units 24,900 per 13,000 units 2011/06/29 100,000,000 2011/03/15
63155 UBS AG HSI R Bull CBBC Jul 2011 V 0.250 23,500 per 10,000 units 23,700 per 10,000 units 2011/07/28 300,000,000 2011/03/15
63144 UBS AG HSI R Bear CBBC Jun 2011 G 0.250 23,900 per 10,000 units 23,700 per 10,000 units 2011/06/29 300,000,000 2011/03/15
63138 UBS AG HSI R Bear CBBC Aug 2011 N 0.250 23,600 per 10,000 units 23,400 per 10,000 units 2011/08/30 300,000,000 2011/03/15
63154 UBS AG Ping An R Bull CBBC Aug 2011 A 0.250 70 per 100 units 75 per 100 units 2011/08/15 100,000,000 2011/03/15
63180 Credit Suisse AG HSI R Bull CBBC Sep 2011 O 0.250 23,188 per 10,000 units 23,388 per 10,000 units 2011/09/29 210,000,000 2011/03/16
63184 Credit Suisse AG HSI R Bull CBBC Sep 2011 P 0.250 23,388 per 12,000 units 23,588 per 12,000 units 2011/09/29 210,000,000 2011/03/16
63185 Credit Suisse AG HSI R Bull CBBC Sep 2011 Q 0.250 23,588 per 10,000 units 23,788 per 10,000 units 2011/09/29 210,000,000 2011/03/16
63179 Credit Suisse AG HSI R Bear CBBC Jun 2011 C 0.250 23,918 per 12,000 units 23,718 per 12,000 units 2011/06/29 210,000,000 2011/03/16
63169 Deutsche Bank AG HSI R Bull CBBC Nov 2011 C 0.250 23,222 per 11,000 units 23,422 per 11,000 units 2011/11/29 300,000,000 2011/03/16
63182 Deutsche Bank AG HSI R Bull CBBC Nov 2011 E 0.250 23,622 per 11,000 units 23,822 per 11,000 units 2011/11/29 300,000,000 2011/03/16
63181 Deutsche Bank AG HSI R Bear CBBC Oct 2011 S 0.250 24,022 per 11,000 units 23,822 per 11,000 units 2011/10/28 300,000,000 2011/03/16
63173 Deutsche Bank AG HSI R Bear CBBC Nov 2011 D 0.360 25,022 per 11,000 units 24,822 per 11,000 units 2011/11/29 300,000,000 2011/03/16
63174 HK Bank A50 R Bull CBBC Sep 2011 A 0.250 12.580 12.880 2011/09/09 100,000,000 2011/03/16
63176 HK Bank HSI R Bull CBBC Sep 2011 C 0.250 22,800 per 15,000 units 23,100 per 15,000 units 2011/09/29 150,000,000 2011/03/16
63177 HK Bank HSI R Bull CBBC Sep 2011 D 0.250 23,100 per 12,000 units 23,388 per 12,000 units 2011/09/29 150,000,000 2011/03/16
63171 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC Jun11G 0.250 23,300 per 10,000 units 23,500 per 10,000 units 2011/06/29 300,000,000 2011/03/16
63170 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC Jun11H 0.250 23,200 per 10,000 units 23,400 per 10,000 units 2011/06/29 300,000,000 2011/03/16
63186 UBS AG HSI R Bull CBBC Jul 2011 P 0.250 23,300 per 12,000 units 23,500 per 12,000 units 2011/07/28 300,000,000 2011/03/16
63197 Credit Suisse AG HSI R Bull CBBC Aug 2011 Z 0.250 23,288 per 15,000 units 23,488 per 15,000 units 2011/08/30 210,000,000 2011/03/17
63196 Credit Suisse AG HSI R Bear CBBC Jun 2011 B 0.250 23,818 per 15,000 units 23,618 per 15,000 units 2011/06/29 210,000,000 2011/03/17
63192 Deutsche Bank AG HSI R Bull CBBC Sep 2011 E 0.250 23,522 per 16,000 units 23,722 per 16,000 units 2011/09/29 300,000,000 2011/03/17
63188 Deutsche Bank AG HSI R Bear CBBC Sep 2011 Z 0.250 24,122 per 11,000 units 23,922 per 11,000 units 2011/09/29 300,000,000 2011/03/17
63200 RB of Scotland N.V. HSI R Bull CBBC Aug 2011 A 0.250 21,900 per 10,000 units 22,400 per 10,000 units 2011/08/30 250,000,000 2011/03/17
63201 RB of Scotland N.V. HSI R Bull CBBC Aug 2011 B 0.250 22,300 per 10,000 units 22,800 per 10,000 units 2011/08/30 250,000,000 2011/03/17
63202 RB of Scotland N.V. HSI R Bull CBBC Aug 2011 C 0.250 22,700 per 10,000 units 23,200 per 10,000 units 2011/08/30 250,000,000 2011/03/17
63193 UBS AG China Life R Bull CBBC Sep 2011 A 0.250 27.880 28.880 2011/09/12 100,000,000 2011/03/17
63189 UBS AG HSI R Bull CBBC Aug 2011 O 0.250 23,400 per 10,000 units 23,600 per 10,000 units 2011/08/30 300,000,000 2011/03/17
63195 UBS AG HSI R Bull CBBC Sep 2011 C 0.250 22,400 per 38,000 units 22,800 per 38,000 units 2011/09/29 300,000,000 2011/03/17
63198 UBS AG HSI R Bear CBBC Aug 2011 P 0.250 24,100 per 12,000 units 23,900 per 12,000 units 2011/08/30 300,000,000 2011/03/17
63199 UBS AG HSI R Bear CBBC Aug 2011 Q 0.250 24,600 per 10,000 units 24,400 per 10,000 units 2011/08/30 300,000,000 2011/03/17
63194 UBS AG TCH R Bear CBBC Sep 2011 C 0.335 256.88 per 100 units 248.88 per 100 units 2011/09/26 100,000,000 2011/03/17

63237 BNP Paribas Arbit Issu B.V. HSI R Bear CBBC Jul 2011 A 0.250 24,000 per 10,000 units 23,800 per 10,000 units 2011/07/28 200,000,000 2011/03/18
63234 BNP Paribas Arbit Issu B.V. HSI R Bear CBBC Jul 2011 D 0.250 23,900 per 10,000 units 23,700 per 10,000 units 2011/07/28 200,000,000 2011/03/18
63231 BNP Paribas Arbit Issu B.V. HSI R Bear CBBC Jul 2011 F 0.250 23,800 per 10,000 units 23,600 per 10,000 units 2011/07/28 200,000,000 2011/03/18
63242 BNP Paribas Arbit Issu B.V. HSI R Bear CBBC Jul 2011 G 0.250 24,100 per 10,000 units 23,900 per 10,000 units 2011/07/28 200,000,000 2011/03/18
63224 BNP Paribas Arbit Issu B.V. HSI R Bear CBBC Jul 2011 Y 0.250 23,600 per 10,000 units 23,400 per 10,000 units 2011/07/28 200,000,000 2011/03/18
63227 BNP Paribas Arbit Issu B.V. HSI R Bear CBBC Jul 2011 Z 0.250 23,700 per 10,000 units 23,500 per 10,000 units 2011/07/28 200,000,000 2011/03/18
63213 Credit Suisse AG HSI R Bear CBBC Jun 2011 Y 0.250 23,518 per 10,000 units 23,318 per 10,000 units 2011/06/29 210,000,000 2011/03/18
63220 Deutsche Bank AG A50 China R Bear CBBC Aug 2011 I 0.250 13.900 13.600 2011/08/30 80,000,000 2011/03/18
63219 Deutsche Bank AG HSBC R Bear CBBC Sep 2011 A 0.250 87.50 per 100 units 85 per 100 units 2011/09/06 80,000,000 2011/03/18
63216 Deutsche Bank AG HSI R Bull CBBC Oct 2011 T 0.260 23,022 per 11,000 units 23,222 per 11,000 units 2011/10/28 300,000,000 2011/03/18
63217 Deutsche Bank AG HSI R Bear CBBC Jul 2011 Y 0.250 23,522 per 16,000 units 23,322 per 16,000 units 2011/07/28 300,000,000 2011/03/18
63218 Deutsche Bank AG HSI R Bear CBBC Aug 2011 U 0.250 23,722 per 11,000 units 23,522 per 11,000 units 2011/08/30 300,000,000 2011/03/18
63214 KBC Fin Products Int’l Ltd. HSI R Bear CBBC Jul 2011 R 0.250 24,000 per 15,000 units 23,600 per 15,000 units 2011/07/28 248,000,000 2011/03/18
63215 KBC Fin Products Int’l Ltd. HSI R Bear CBBC Jul 2011 S 0.250 23,500 per 12,000 units 23,300 per 12,000 units 2011/07/28 248,000,000 2011/03/18
63206 SGA Societe Generale Acceptance N.V. HSI R Bear CBBC Jun11L 0.250 24,100 per 10,000 units 23,900 per 10,000 units 2011/06/29 300,000,000 2011/03/18
63208 UBS AG HSI R Bull CBBC Jun 2011 T 0.250 23,200 per 10,000 units 23,400 per 10,000 units 2011/06/29 300,000,000 2011/03/18
63211 UBS AG HSI R Bear CBBC Jul 2011 Z 0.250 23,700 per 10,000 units 23,500 per 10,000 units 2011/07/28 300,000,000 2011/03/18
63212 UBS AG HSI R Bear CBBC Aug 2011 R 0.250 23,500 per 12,000 units 23,300 per 12,000 units 2011/08/30 300,000,000 2011/03/18
63250 BNP Paribas Arbit Issu B.V. HSI R Bear CBBC Jul 2011 C 0.250 23,500 per 10,000 units 23,300 per 10,000 units 2011/07/28 200,000,000 2011/03/21
63251 Deutsche Bank AG China Life R Bear CBBC Sep 2011 A 0.260 31.000 30.500 2011/09/06 80,000,000 2011/03/21
63262 Deutsche Bank AG A50 China R Bull CBBC Sep 2011 A 0.250 12.100 12.400 2011/09/06 80,000,000 2011/03/21
63264 Deutsche Bank AG A50 China R Bear CBBC Sep 2011 B 0.250 13.600 13.300 2011/09/06 80,000,000 2011/03/21
63258 Deutsche Bank AG HSBC R Bull CBBC Sep 2011 B 0.250 69.50 per 100 units 72 per 100 units 2011/09/27 80,000,000 2011/03/21
63259 Deutsche Bank AG HSBC R Bull CBBC Sep 2011 C 0.250 72.50 per 100 units 75 per 100 units 2011/09/20 80,000,000 2011/03/21
63254 Deutsche Bank AG HSCEI R Bear CBBC Sep 2011 C 0.250 13,322 per 8,000 units 13,122 per 8,000 units 2011/09/29 80,000,000 2011/03/21
63256 Deutsche Bank AG HSI R Bull CBBC Nov 2011 F 0.250 22,922 per 11,000 units 23,122 per 11,000 units 2011/11/29 300,000,000 2011/03/21
63257 Deutsche Bank AG HSI R Bear CBBC Aug 2011 V 0.250 23,422 per 11,000 units 23,222 per 11,000 units 2011/08/30 300,000,000 2011/03/21
63243 SGA Societe Generale Acceptance N.V. HSI R Bear CBBC Jun11I 0.250 23,800 per 10,000 units 23,600 per 10,000 units 2011/06/29 300,000,000 2011/03/21
63244 SGA Societe Generale Acceptance N.V. HSI R Bear CBBC Aug11W 0.250 23,500 per 10,000 units 23,300 per 10,000 units 2011/08/30 300,000,000 2011/03/21
63245 SGA Societe Generale Acceptance N.V. HSI R Bear CBBC Aug11X 0.250 23,600 per 10,000 units 23,400 per 10,000 units 2011/08/30 300,000,000 2011/03/21
63246 SGA Societe Generale Acceptance N.V. HSI R Bear CBBC Aug11Y 0.250 23,700 per 10,000 units 23,500 per 10,000 units 2011/08/30 300,000,000 2011/03/21
63266 UBS AG China Mobile R Bear CBBC Aug 2011 C 0.250 87.88 per 100 units 84.88 per 100 units 2011/08/22 100,000,000 2011/03/21
63270 UBS AG China Life R Bear CBBC Sep 2011 B 0.590 35.880 34.880 2011/09/05 100,000,000 2011/03/21

63267 UBS AG A50 China R Bear CBBC Sep 2011 C 0.250 15.400 15.000 2011/09/12 100,000,000 2011/03/21
63268 UBS AG HSI R Bear CBBC Aug 2011 S 0.250 23,800 per 12,000 units 23,600 per 12,000 units 2011/08/30 300,000,000 2011/03/21
63269 UBS AG HSI R Bear CBBC Aug 2011 T 0.250 24,300 per 15,000 units 24,100 per 15,000 units 2011/08/30 300,000,000 2011/03/21
67074 # UBS AG HSI R Bull CBBC Jun 2011 I 0.062 21,800 per 12,000 units 22,000 per 12,000 units 2011/06/29 200,000,000 2011/03/21
63307 BNP Paribas Arbit Issu B.V. HSI R Bear CBBC Jul 2011 H 0.250 22,800 per 10,000 units 22,600 per 10,000 units 2011/07/28 200,000,000 2011/03/22
63314 BNP Paribas Arbit Issu B.V. HSI R Bear CBBC Jul 2011 N 0.250 23,400 per 10,000 units 23,200 per 10,000 units 2011/07/28 200,000,000 2011/03/22
63313 BNP Paribas Arbit Issu B.V. HSI R Bear CBBC Jul 2011 O 0.250 23,300 per 10,000 units 23,100 per 10,000 units 2011/07/28 200,000,000 2011/03/22
63279 Credit Suisse AG HSI R Bull CBBC Aug 2011 K 0.250 22,288 per 10,000 units 22,488 per 10,000 units 2011/08/30 210,000,000 2011/03/22
63280 Credit Suisse AG HSI R Bull CBBC Aug 2011 L 0.250 22,588 per 10,000 units 22,788 per 10,000 units 2011/08/30 210,000,000 2011/03/22
63283 Credit Suisse AG HSI R Bull CBBC Aug 2011 P 0.250 22,900 per 12,000 units 23,300 per 12,000 units 2011/08/30 210,000,000 2011/03/22
63284 Credit Suisse AG HSI R Bull CBBC Sep 2011 R 0.250 20,500 per 12,000 units 20,900 per 12,000 units 2011/09/29 210,000,000 2011/03/22
63285 Credit Suisse AG HSI R Bull CBBC Sep 2011 S 0.250 21,100 per 12,000 units 21,500 per 12,000 units 2011/09/29 210,000,000 2011/03/22
63286 Credit Suisse AG HSI R Bull CBBC Sep 2011 T 0.250 21,800 per 10,000 units 22,200 per 10,000 units 2011/09/29 210,000,000 2011/03/22
63287 Credit Suisse AG HSI R Bull CBBC Sep 2011 U 0.250 22,500 per 15,000 units 22,900 per 15,000 units 2011/09/29 210,000,000 2011/03/22
63288 Credit Suisse AG HSI R Bull CBBC Oct 2011 G 0.250 21,400 per 12,000 units 21,800 per 12,000 units 2011/10/28 210,000,000 2011/03/22
63289 Credit Suisse AG HSI R Bull CBBC Oct 2011 H 0.315 20,300 per 10,000 units 20,700 per 10,000 units 2011/10/28 210,000,000 2011/03/22
63290 Credit Suisse AG HSI R Bull CBBC Oct 2011 I 0.250 20,800 per 12,000 units 21,200 per 12,000 units 2011/10/28 210,000,000 2011/03/22
63291 Credit Suisse AG HSI R Bull CBBC Oct 2011 J 0.250 22,100 per 10,000 units 22,500 per 10,000 units 2011/10/28 210,000,000 2011/03/22
63302 Credit Suisse AG HSI R Bear CBBC Jun 2011 X 0.250 23,300 per 10,000 units 22,900 per 10,000 units 2011/06/29 210,000,000 2011/03/22
63306 Credit Suisse AG HSI R Bear CBBC Jul 2011 J 0.250 23,800 per 12,000 units 23,400 per 12,000 units 2011/07/28 210,000,000 2011/03/22
63305 Credit Suisse AG HSI R Bear CBBC Jul 2011 Q 0.250 23,100 per 15,000 units 22,700 per 15,000 units 2011/07/28 210,000,000 2011/03/22
63356 Deutsche Bank AG A50 China R Bear CBBC Sep 2011 C 0.250 13.300 13.000 2011/09/20 80,000,000 2011/03/22
63355 Deutsche Bank AG HSBC R Bear CBBC Sep 2011 D 0.250 84.50 per 100 units 82 per 100 units 2011/09/20 80,000,000 2011/03/22
63272 Deutsche Bank AG HSI R Bull CBBC Sep 2011 F 0.250 22,622 per 11,000 units 22,822 per 11,000 units 2011/09/29 300,000,000 2011/03/22
63273 Deutsche Bank AG HSI R Bull CBBC Sep 2011 J 0.250 22,822 per 11,000 units 23,022 per 11,000 units 2011/09/29 300,000,000 2011/03/22
63275 Deutsche Bank AG HSI R Bull CBBC Oct 2011 U 0.250 22,322 per 11,000 units 22,522 per 11,000 units 2011/10/28 300,000,000 2011/03/22
63316 Deutsche Bank AG HSI R Bull CBBC Oct 2011 V 0.350 19,922 per 11,000 units 20,122 per 11,000 units 2011/10/28 300,000,000 2011/03/22
63318 Deutsche Bank AG HSI R Bull CBBC Nov 2011 G 0.360 19,822 per 11,000 units 20,022 per 11,000 units 2011/11/29 300,000,000 2011/03/22
63319 Deutsche Bank AG HSI R Bull CBBC Nov 2011 H 0.250 21,022 per 11,000 units 21,222 per 11,000 units 2011/11/29 300,000,000 2011/03/22
63324 Deutsche Bank AG HSI R Bull CBBC Dec 2011 A 0.320 18,522 per 16,000 units 18,722 per 16,000 units 2011/12/29 300,000,000 2011/03/22
63325 Deutsche Bank AG HSI R Bull CBBC Dec 2011 B 0.420 19,022 per 11,000 units 19,222 per 11,000 units 2011/12/29 300,000,000 2011/03/22
63326 Deutsche Bank AG HSI R Bull CBBC Dec 2011 C 0.410 19,222 per 11,000 units 19,422 per 11,000 units 2011/12/29 300,000,000 2011/03/22
63327 Deutsche Bank AG HSI R Bull CBBC Dec 2011 D 0.260 19,522 per 16,000 units 19,722 per 16,000 units 2011/12/29 300,000,000 2011/03/22
63328 Deutsche Bank AG HSI R Bear CBBC Nov 2011 I 0.280 23,022 per 11,000 units 22,822 per 11,000 units 2011/11/29 300,000,000 2011/03/22

63329 Deutsche Bank AG HSI R Bear CBBC Nov 2011 J 0.300 23,222 per 11,000 units 23,022 per 11,000 units 2011/11/29 300,000,000 2011/03/22
63331 Deutsche Bank AG HSI R Bear CBBC Dec 2011 E 0.250 22,722 per 11,000 units 22,522 per 11,000 units 2011/12/29 300,000,000 2011/03/22
63350 J P Morgan SP BV HSI R Bull CBBC Jul 2011 D 0.250 22,300 per 10,000 units 22,500 per 10,000 units 2011/07/28 200,000,000 2011/03/22
63351 J P Morgan SP BV HSI R Bear CBBC Jul 2011 E 0.250 23,200 per 10,000 units 23,000 per 10,000 units 2011/07/28 200,000,000 2011/03/22
63352 J P Morgan SP BV HSI R Bear CBBC Jul 2011 F 0.250 23,400 per 15,000 units 23,200 per 15,000 units 2011/07/28 200,000,000 2011/03/22
63353 J P Morgan SP BV HSI R Bear CBBC Jul 2011 G 0.250 23,700 per 10,000 units 23,500 per 10,000 units 2011/07/28 200,000,000 2011/03/22
63354 J P Morgan SP BV HSI R Bear CBBC Jul 2011 H 0.250 24,000 per 15,000 units 23,800 per 15,000 units 2011/07/28 200,000,000 2011/03/22
63340 KBC Fin Products Int’l Ltd. HSI R Bull CBBC Jul 2011 T 0.250 22,200 per 8,000 units 22,500 per 8,000 units 2011/07/28 168,000,000 2011/03/22
63344 KBC Fin Products Int’l Ltd. HSI R Bear CBBC Jul 2011 U 0.250 23,000 per 8,000 units 22,700 per 8,000 units 2011/07/28 168,000,000 2011/03/22
63345 KBC Fin Products Int’l Ltd. HSI R Bear CBBC Jul 2011 V 0.250 23,300 per 10,000 units 23,000 per 10,000 units 2011/07/28 208,000,000 2011/03/22
63346 KBC Fin Products Int’l Ltd. HSI R Bear CBBC Jul 2011 W 0.250 24,100 per 12,000 units 23,800 per 12,000 units 2011/07/28 248,000,000 2011/03/22
63342 RB of Scotland N.V. BOCL R Bull CBBC Aug 2011 A 0.250 3.180 3.680 2011/08/29 80,000,000 2011/03/22
63343 RB of Scotland N.V. Sinopec Corp R Bull CBBC Aug 2011 A 0.250 6.380 6.880 2011/08/29 80,000,000 2011/03/22
63341 RB of Scotland N.V. A50 China R Bull CBBC Aug 2011 A 0.250 11.380 11.880 2011/08/29 80,000,000 2011/03/22
63349 RB of Scotland N.V. A50 China R Bear CBBC Aug 2011 B 0.250 14.780 14.280 2011/08/29 80,000,000 2011/03/22
63295 SGA Societe Generale Acceptance N.V. HSI R Bear CBBC Jun11J 0.250 23,400 per 10,000 units 23,200 per 10,000 units 2011/06/29 300,000,000 2011/03/22
63294 SGA Societe Generale Acceptance N.V. HSI R Bear CBBC Jun11Q 0.250 23,300 per 10,000 units 23,100 per 10,000 units 2011/06/29 300,000,000 2011/03/22
63299 SGA Societe Generale Acceptance N.V. HSI R Bear CBBC Jul11J 0.250 23,200 per 10,000 units 23,000 per 10,000 units 2011/07/28 300,000,000 2011/03/22
63297 SGA Societe Generale Acceptance N.V. HSI R Bear CBBC Jul11K 0.250 23,000 per 10,000 units 22,800 per 10,000 units 2011/07/28 300,000,000 2011/03/22
63296 SGA Societe Generale Acceptance N.V. HSI R Bear CBBC Jul11L 0.250 22,900 per 10,000 units 22,700 per 10,000 units 2011/07/28 300,000,000 2011/03/22
63298 SGA Societe Generale Acceptance N.V. HSI R Bear CBBC Jul11M 0.250 23,100 per 10,000 units 22,900 per 10,000 units 2011/07/28 300,000,000 2011/03/22
63300 SGA Societe Generale Acceptance N.V. HSI R Bear CBBC Aug11Z 0.250 22,800 per 10,000 units 22,600 per 10,000 units 2011/08/30 300,000,000 2011/03/22
63278 UBS AG HSI R Bull CBBC Jul 2011 K 0.250 22,600 per 10,000 units 22,800 per 10,000 units 2011/07/28 300,000,000 2011/03/22
63335 UBS AG HSI R Bull CBBC Aug 2011 U 0.270 19,800 per 10,000 units 20,000 per 10,000 units 2011/08/30 300,000,000 2011/03/22
63336 UBS AG HSI R Bull CBBC Aug 2011 V 0.250 20,300 per 12,000 units 20,500 per 12,000 units 2011/08/30 300,000,000 2011/03/22
63337 UBS AG HSI R Bull CBBC Sep 2011 D 0.305 18,800 per 12,000 units 19,000 per 12,000 units 2011/09/29 300,000,000 2011/03/22
63338 UBS AG HSI R Bull CBBC Sep 2011 E 0.320 19,300 per 10,000 units 19,500 per 10,000 units 2011/09/29 300,000,000 2011/03/22
66636 # UBS AG HSI R Bull CBBC Jun 2011 C 0.065 21,300 per 15,000 units 21,500 per 15,000 units 2011/06/29 300,000,000 2011/03/22
63374 Credit Suisse AG HKEx R Bear CBBC Jul 2011 C 0.250 176 per 100 units 170 per 100 units 2011/07/25 100,000,000 2011/03/23
63377 Credit Suisse AG HSI R Bull CBBC Sep 2011 V 0.250 22,188 per 12,000 units 22,388 per 12,000 units 2011/09/29 210,000,000 2011/03/23
63378 Credit Suisse AG HSI R Bull CBBC Sep 2011 W 0.250 22,500 per 12,000 units 22,700 per 12,000 units 2011/09/29 210,000,000 2011/03/23

63362 Deutsche Bank AG HSI R Bull CBBC Nov 2011 K 0.250 22,422 per 11,000 units 22,622 per 11,000 units 2011/11/29 300,000,000 2011/03/23
63368 Deutsche Bank AG HSI R Bull CBBC Nov 2011 L 0.260 22,222 per 11,000 units 22,422 per 11,000 units 2011/11/29 300,000,000 2011/03/23
63369 Deutsche Bank AG HSI R Bull CBBC Dec 2011 F 0.250 22,122 per 16,000 units 22,322 per 16,000 units 2011/12/29 300,000,000 2011/03/23
63370 Deutsche Bank AG HSI R Bear CBBC Oct 2011 W 0.280 23,122 per 11,000 units 22,922 per 11,000 units 2011/10/28 300,000,000 2011/03/23
63373 Deutsche Bank AG HSI R Bear CBBC Nov 2011 M 0.250 22,822 per 11,000 units 22,622 per 11,000 units 2011/11/29 300,000,000 2011/03/23
63366 HK Bank HSI R Bull CBBC Sep 2011 E 0.250 21,300 per 20,000 units 21,600 per 20,000 units 2011/09/29 100,000,000 2011/03/23
63367 HK Bank HSI R Bull CBBC Sep 2011 F 0.250 22,000 per 15,000 units 22,500 per 15,000 units 2011/09/29 100,000,000 2011/03/23
63371 HK Bank HSI R Bear CBBC Sep 2011 G 0.250 23,800 per 12,000 units 23,300 per 12,000 units 2011/09/29 100,000,000 2011/03/23
63372 HK Bank HSI R Bear CBBC Sep 2011 H 0.250 23,900 per 15,000 units 23,600 per 15,000 units 2011/09/29 100,000,000 2011/03/23
63358 UBS AG HSI R Bull CBBC Jul 2011 Q 0.250 22,100 per 12,000 units 22,300 per 12,000 units 2011/07/28 300,000,000 2011/03/23
63361 UBS AG HSI R Bull CBBC Aug 2011 W 0.250 22,400 per 12,000 units 22,600 per 12,000 units 2011/08/30 300,000,000 2011/03/23
63381 UBS AG HSI R Bear CBBC Jul 2011 J 0.250 23,200 per 12,000 units 23,000 per 12,000 units 2011/07/28 300,000,000 2011/03/23
63462 BNP Paribas Arbit Issu B.V. HSI R Bear CBBC Jul 2011 M 0.250 22,600 per 10,000 units 22,400 per 10,000 units 2011/07/28 200,000,000 2011/03/24
63463 BNP Paribas Arbit Issu B.V. HSI R Bear CBBC Jul 2011 V 0.250 22,700 per 10,000 units 22,500 per 10,000 units 2011/07/28 200,000,000 2011/03/24
63385 Credit Suisse AG HSI R Bull CBBC Sep 2011 X 0.250 22,388 per 15,000 units 22,588 per 15,000 units 2011/09/29 210,000,000 2011/03/24
63389 Credit Suisse AG HSI R Bull CBBC Oct 2011 K 0.250 22,100 per 15,000 units 22,300 per 15,000 units 2011/10/28 210,000,000 2011/03/24
63422 Credit Suisse AG HSI R Bull CBBC Nov 2011 A 0.270 19,188 per 12,000 units 19,388 per 12,000 units 2011/11/29 210,000,000 2011/03/24
63423 Credit Suisse AG HSI R Bull CBBC Nov 2011 B 0.280 19,588 per 10,000 units 19,788 per 10,000 units 2011/11/29 210,000,000 2011/03/24
63424 Credit Suisse AG HSI R Bull CBBC Dec 2011 A 0.250 18,800 per 15,000 units 19,000 per 15,000 units 2011/12/29 210,000,000 2011/03/24
63425 Credit Suisse AG HSI R Bull CBBC Dec 2011 B 0.250 20,088 per 12,000 units 20,288 per 12,000 units 2011/12/29 210,000,000 2011/03/24
63419 Credit Suisse AG HSI R Bear CBBC Jun 2011 F 0.250 22,718 per 12,000 units 22,518 per 12,000 units 2011/06/29 210,000,000 2011/03/24
63420 Credit Suisse AG HSI R Bear CBBC Jul 2011 A 0.250 22,500 per 10,000 units 22,300 per 10,000 units 2011/07/28 210,000,000 2011/03/24
63461 Credit Suisse AG TCH R Bull CBBC Aug 2011 A 0.250 177 per 100 units 185 per 100 units 2011/08/29 100,000,000 2011/03/24
63459 Credit Suisse AG TCH R Bear CBBC Jul 2011 D 0.250 213 per 100 units 205 per 100 units 2011/07/25 100,000,000 2011/03/24
63460 Credit Suisse AG TCH R Bear CBBC Jul 2011 E 0.335 226 per 100 units 218 per 100 units 2011/07/25 100,000,000 2011/03/24
63406 Deutsche Bank AG China Mobile R Bull CBBC Sep 2011 A 0.250 58 per 100 units 60 per 100 units 2011/09/27 80,000,000 2011/03/24
63413 Deutsche Bank AG China Mobile R Bear CBBC Aug 2011 B 0.250 75 per 100 units 73 per 100 units 2011/08/02 80,000,000 2011/03/24
63405 Deutsche Bank AG China Life R Bull CBBC Sep 2011 B 0.550 24.000 24.500 2011/09/20 80,000,000 2011/03/24
63412 Deutsche Bank AG China Life R Bear CBBC Sep 2011 C 0.330 30.000 29.500 2011/09/20 80,000,000 2011/03/24
63444 Deutsche Bank AG DJIA R Bear CBBC Dec 2011 B 0.250 12,400 per 78,000 units 12,000 per 78,000 units 2011/12/19 80,000,000 2011/03/24
63408 Deutsche Bank AG A50 China R Bull CBBC Sep 2011 D 0.250 11.800 12.100 2011/09/20 80,000,000 2011/03/24
63407 Deutsche Bank AG HSBC R Bull CBBC Sep 2011 E 0.250 66.50 per 100 units 69 per 100 units 2011/09/21 80,000,000 2011/03/24
63395 Deutsche Bank AG HSI R Bull CBBC Oct 2011 X 0.250 22,022 per 11,000 units 22,222 per 11,000 units 2011/10/28 300,000,000 2011/03/24
63414 Deutsche Bank AG HSI R Bear CBBC Sep 2011 M 0.280 22,922 per 16,000 units 22,722 per 16,000 units 2011/09/29 300,000,000 2011/03/24
63415 Deutsche Bank AG HSI R Bear CBBC Sep 2011 Q 0.350 23,922 per 16,000 units 23,722 per 16,000 units 2011/09/29 300,000,000 2011/03/24
63417 Deutsche Bank AG HSI R Bear CBBC Oct 2011 Y 0.270 22,622 per 11,000 units 22,422 per 11,000 units 2011/10/28 300,000,000 2011/03/24

63418 Deutsche Bank AG HSI R Bear CBBC Nov 2011 N 0.250 22,522 per 16,000 units 22,322 per 16,000 units 2011/11/29 300,000,000 2011/03/24
63391 HK Bank HSI R Bull CBBC Sep 2011 I 0.250 19,200 per 13,000 units 19,500 per 13,000 units 2011/09/29 100,000,000 2011/03/24
63392 HK Bank HSI R Bull CBBC Sep 2011 J 0.250 19,400 per 22,000 units 19,800 per 22,000 units 2011/09/29 200,000,000 2011/03/24
63393 HK Bank HSI R Bull CBBC Sep 2011 K 0.250 20,100 per 15,000 units 20,388 per 15,000 units 2011/09/29 100,000,000 2011/03/24
63394 HK Bank HSI R Bear CBBC Aug 2011 F 0.250 23,350 per 13,000 units 23,050 per 13,000 units 2011/08/30 100,000,000 2011/03/24
63445 J P Morgan SP BV HSI R Bull CBBC Jul 2011 I 0.250 19,800 per 10,000 units 20,000 per 10,000 units 2011/07/28 200,000,000 2011/03/24
63446 J P Morgan SP BV HSI R Bull CBBC Jul 2011 J 0.250 20,000 per 15,000 units 20,200 per 15,000 units 2011/07/28 200,000,000 2011/03/24
63447 J P Morgan SP BV HSI R Bull CBBC Jul 2011 K 0.250 20,300 per 10,000 units 20,500 per 10,000 units 2011/07/28 200,000,000 2011/03/24
63448 J P Morgan SP BV HSI R Bull CBBC Jul 2011 L 0.250 20,600 per 15,000 units 20,800 per 15,000 units 2011/07/28 200,000,000 2011/03/24
63449 J P Morgan SP BV HSI R Bull CBBC Jul 2011 M 0.250 20,800 per 10,000 units 21,000 per 10,000 units 2011/07/28 200,000,000 2011/03/24
63450 J P Morgan SP BV HSI R Bull CBBC Jul 2011 N 0.250 21,000 per 15,000 units 21,200 per 15,000 units 2011/07/28 200,000,000 2011/03/24
63451 J P Morgan SP BV HSI R Bull CBBC Jul 2011 O 0.250 21,300 per 10,000 units 21,500 per 10,000 units 2011/07/28 200,000,000 2011/03/24
63453 J P Morgan SP BV HSI R Bull CBBC Jul 2011 P 0.250 21,600 per 15,000 units 21,800 per 15,000 units 2011/07/28 200,000,000 2011/03/24
63454 J P Morgan SP BV HSI R Bull CBBC Jul 2011 Q 0.250 21,800 per 10,000 units 22,000 per 10,000 units 2011/07/28 200,000,000 2011/03/24
63455 J P Morgan SP BV HSI R Bull CBBC Jul 2011 R 0.250 22,000 per 15,000 units 22,200 per 15,000 units 2011/07/28 200,000,000 2011/03/24
63457 J P Morgan SP BV HSI R Bear CBBC Jul 2011 S 0.250 22,700 per 10,000 units 22,500 per 10,000 units 2011/07/28 200,000,000 2011/03/24
63458 J P Morgan SP BV HSI R Bear CBBC Jul 2011 T 0.250 23,000 per 15,000 units 22,800 per 15,000 units 2011/07/28 200,000,000 2011/03/24
63442 KBC Fin Products Int’l Ltd. HSI R Bear CBBC Jul 2011 X 0.250 22,600 per 12,000 units 22,300 per 12,000 units 2011/07/28 188,000,000 2011/03/24
63443 KBC Fin Products Int’l Ltd. HSI R Bear CBBC Aug 2011 G 0.250 22,800 per 15,000 units 22,500 per 15,000 units 2011/08/30 228,000,000 2011/03/24
63386 Macquarie Bank Ltd. HSI R Bull CBBC Jul 2011 B 0.250 21,000 per 10,000 units 21,400 per 10,000 units 2011/07/28 200,000,000 2011/03/24
63390 Macquarie Bank Ltd. HSI R Bear CBBC Jul 2011 C 0.250 24,200 per 11,000 units 23,800 per 11,000 units 2011/07/28 200,000,000 2011/03/24
63397 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC Sep11A 0.345 19,800 per 10,000 units 20,000 per 10,000 units 2011/09/29 300,000,000 2011/03/24
63398 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC Sep11B 0.335 19,900 per 10,000 units 20,100 per 10,000 units 2011/09/29 300,000,000 2011/03/24
63399 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC Sep11C 0.320 20,000 per 10,000 units 20,200 per 10,000 units 2011/09/29 300,000,000 2011/03/24
63400 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC Sep11D 0.310 20,100 per 10,000 units 20,300 per 10,000 units 2011/09/29 300,000,000 2011/03/24
63401 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC Sep11E 0.295 20,200 per 10,000 units 20,400 per 10,000 units 2011/09/29 300,000,000 2011/03/24
63426 UBS AG China Mobile R Bull CBBC Aug 2011 D 0.250 61.88 per 100 units 64.88 per 100 units 2011/08/22 100,000,000 2011/03/24
63427 UBS AG China Mobile R Bull CBBC Sep 2011 A 0.250 57.88 per 100 units 60.88 per 100 units 2011/09/19 100,000,000 2011/03/24
63428 UBS AG HKEx R Bull CBBC Sep 2011 A 0.275 132.88 per 100 units 138.88 per 100 units 2011/09/19 100,000,000 2011/03/24
63429 UBS AG HSBC R Bull CBBC Sep 2011 C 0.250 67 per 100 units 70 per 100 units 2011/09/26 100,000,000 2011/03/24
63388 UBS AG HSI R Bull CBBC Aug 2011 X 0.250 22,200 per 10,000 units 22,400 per 10,000 units 2011/08/30 300,000,000 2011/03/24
63432 UBS AG HSI R Bull CBBC Aug 2011 Y 0.270 19,600 per 10,000 units 19,800 per 10,000 units 2011/08/30 300,000,000 2011/03/24
63433 UBS AG HSI R Bull CBBC Aug 2011 Z 0.250 20,100 per 10,000 units 20,300 per 10,000 units 2011/08/30 300,000,000 2011/03/24
63435 UBS AG HSI R Bull CBBC Sep 2011 F 0.270 19,100 per 12,000 units 19,300 per 12,000 units 2011/09/29 300,000,000 2011/03/24
63436 UBS AG HSI R Bull CBBC Sep 2011 G 0.250 20,500 per 10,000 units 20,700 per 10,000 units 2011/09/29 300,000,000 2011/03/24
63437 UBS AG HSI R Bull CBBC Oct 2011 A 0.450 17,800 per 10,000 units 18,000 per 10,000 units 2011/10/28 300,000,000 2011/03/24
63438 UBS AG HSI R Bull CBBC Oct 2011 B 0.400 18,300 per 10,000 units 18,500 per 10,000 units 2011/10/28 300,000,000 2011/03/24
63439 UBS AG HSI R Bear CBBC Jun 2011 K 0.250 22,900 per 12,000 units 22,700 per 12,000 units 2011/06/29 300,000,000 2011/03/24

63440 UBS AG HSI R Bear CBBC Jun 2011 Z 0.250 23,300 per 10,000 units 23,100 per 10,000 units 2011/06/29 300,000,000 2011/03/24
63441 UBS AG HSI R Bear CBBC Jul 2011 Y 0.250 22,500 per 10,000 units 22,300 per 10,000 units 2011/07/28 300,000,000 2011/03/24
63431 UBS AG TCH R Bear CBBC Sep 2011 D 0.285 226.88 per 100 units 218.88 per 100 units 2011/09/19 100,000,000 2011/03/24
63467 Credit Suisse AG A50 China R Bear CBBC Jul 2011 C 0.250 13.700 13.300 2011/07/25 100,000,000 2011/03/25
63466 Credit Suisse AG HKEx R Bull CBBC Aug 2011 A 0.265 134 per 100 units 140 per 100 units 2011/08/29 100,000,000 2011/03/25
63469 Credit Suisse AG HSI R Bull CBBC Sep 2011 Y 0.250 21,200 per 15,000 units 21,400 per 15,000 units 2011/09/29 210,000,000 2011/03/25
63470 Credit Suisse AG HSI R Bull CBBC Oct 2011 L 0.250 20,900 per 15,000 units 21,100 per 15,000 units 2011/10/28 210,000,000 2011/03/25
63471 Credit Suisse AG HSI R Bull CBBC Nov 2011 C 0.250 20,000 per 15,000 units 20,200 per 15,000 units 2011/11/29 210,000,000 2011/03/25
63472 Credit Suisse AG HSI R Bull CBBC Dec 2011 C 0.250 20,600 per 15,000 units 20,800 per 15,000 units 2011/12/29 210,000,000 2011/03/25
63468 Credit Suisse AG HSI R Bear CBBC Jul 2011 Z 0.250 22,600 per 15,000 units 22,400 per 15,000 units 2011/07/28 210,000,000 2011/03/25
63473 Deutsche Bank AG HSI R Bear CBBC Jul 2011 R 0.250 23,322 per 11,000 units 23,122 per 11,000 units 2011/07/28 300,000,000 2011/03/25
63464 HK Bank TCH R Bear CBBC Sep 2011 B 0.390 230.88 per 100 units 222.88 per 100 units 2011/09/20 100,000,000 2011/03/25
63465 UBS AG HSI R Bear CBBC Aug 2011 A 0.250 22,600 per 12,000 units 22,400 per 12,000 units 2011/08/30 300,000,000 2011/03/25
63475 Credit Suisse AG HSI R Bear CBBC Jul 2011 W 0.250 22,800 per 12,000 units 22,600 per 12,000 units 2011/07/28 210,000,000 2011/03/28
63478 Deutsche Bank AG China Mobile R Bull CBBC Sep 2011 B 0.260 67 per 100 units 69 per 100 units 2011/09/20 100,000,000 2011/03/28
63479 Deutsche Bank AG HSBC R Bull CBBC Sep 2011 F 0.250 75.50 per 100 units 78 per 100 units 2011/09/06 100,000,000 2011/03/28
63480 Deutsche Bank AG HSI R Bear CBBC Oct 2011 Z 0.250 23,322 per 11,000 units 23,122 per 11,000 units 2011/10/28 300,000,000 2011/03/28
63476 UBS AG HSI R Bear CBBC Sep 2011 H 0.250 24,200 per 38,000 units 23,800 per 38,000 units 2011/09/29 300,000,000 2011/03/28
63482 Credit Suisse AG HSI R Bull CBBC Aug 2011 Q 0.250 21,988 per 10,000 units 22,188 per 10,000 units 2011/08/30 210,000,000 2011/03/29
63489 Credit Suisse AG HSI R Bull CBBC Aug 2011 U 0.250 22,588 per 10,000 units 22,788 per 10,000 units 2011/08/30 210,000,000 2011/03/29
63485 Credit Suisse AG HSI R Bear CBBC Jul 2011 E 0.250 23,618 per 12,000 units 23,418 per 12,000 units 2011/07/28 210,000,000 2011/03/29
63484 Credit Suisse AG HSI R Bear CBBC Jul 2011 R 0.250 22,900 per 15,000 units 22,700 per 15,000 units 2011/07/28 210,000,000 2011/03/29
63491 Deutsche Bank AG HSI R Bull CBBC Sep 2011 R 0.250 22,622 per 11,000 units 22,822 per 11,000 units 2011/09/29 300,000,000 2011/03/29
63492 Deutsche Bank AG Hutchison R Bull CBBC Oct 2011 A 0.250 80 per 100 units 83 per 100 units 2011/10/18 80,000,000 2011/03/29
63497 Deutsche Bank AG Hutchison R Bear CBBC Oct 2011 B 0.250 96 per 100 units 93 per 100 units 2011/10/18 80,000,000 2011/03/29
63481 HK Bank HSI R Bull CBBC Oct 2011 A 0.250 21,900 per 12,000 units 22,188 per 12,000 units 2011/10/28 100,000,000 2011/03/29
63510 Credit Suisse AG Hutchison R Bull CBBC Jul 2011 A 0.250 84 per 100 units 88 per 100 units 2011/07/25 100,000,000 2011/03/30
63493 Credit Suisse AG TCH R Bear CBBC Aug 2011 B 0.250 204 per 100 units 196 per 100 units 2011/08/29 210,000,000 2011/03/30
63494 Deutsche Bank AG HSI R Bull CBBC Oct 2011 C 0.250 22,522 per 16,000 units 22,722 per 16,000 units 2011/10/28 300,000,000 2011/03/30
63495 Deutsche Bank AG HSI R Bear CBBC Nov 2011 O 0.260 23,022 per 11,000 units 22,822 per 11,000 units 2011/11/29 300,000,000 2011/03/30
63511 KBC Fin Products Int’l Ltd. HSI R Bull CBBC Aug 2011 H 0.250 22,000 per 10,000 units 22,300 per 10,000 units 2011/08/30 208,000,000 2011/03/30
63501 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC Aug11F 0.250 22,500 per 9,000 units 22,700 per 9,000 units 2011/08/30 300,000,000 2011/03/30
63504 UBS AG CC Bank R Bull CBBC Sep 2011 A 0.250 6.580 6.880 2011/09/19 100,000,000 2011/03/30
63507 UBS AG China Life R Bear CBBC Sep 2011 C 0.335 31.880 30.880 2011/09/05 100,000,000 2011/03/30
63509 UBS AG HSCEI R Bull CBBC Aug 2011 A 0.250 11,700 per 12,000 units 12,000 per 12,000 units 2011/08/30 100,000,000 2011/03/30

63505 UBS AG Hutchison R Bull CBBC Aug 2011 D 0.250 81 per 100 units 85 per 100 units 2011/08/22 100,000,000 2011/03/30
63506 UBS AG SHK Ppt R Bull CBBC Oct 2011 A 0.250 103 per 100 units 110 per 100 units 2011/10/03 100,000,000 2011/03/30
63523 BNP Paribas Arbit Issu B.V. HSI R Bull CBBC Dec 2011 O 0.250 22,600 per 10,000 units 22,800 per 10,000 units 2011/12/29 200,000,000 2011/03/31
63526 Credit Suisse AG HSI R Bull CBBC Sep 2011 Z 0.250 22,788 per 12,000 units 22,988 per 12,000 units 2011/09/29 210,000,000 2011/03/31
63527 Credit Suisse AG HSI R Bear CBBC Jul 2011 I 0.250 23,200 per 15,000 units 23,000 per 15,000 units 2011/07/28 210,000,000 2011/03/31
63528 Deutsche Bank AG HSI R Bull CBBC Nov 2011 P 0.250 20,250 per 40,000 units 20,750 per 40,000 units 2011/11/29 300,000,000 2011/03/31
63524 Deutsche Bank AG HSI R Bear CBBC Sep 2011 T 0.250 23,122 per 11,000 units 22,922 per 11,000 units 2011/09/29 300,000,000 2011/03/31
63529 Deutsche Bank AG HSI R Bear CBBC Nov 2011 Q 0.250 24,250 per 40,000 units 23,750 per 40,000 units 2011/11/29 300,000,000 2011/03/31
63530 Deutsche Bank AG Hutchison R Bull CBBC Oct 2011 C 0.250 84 per 100 units 87 per 100 units 2011/10/25 80,000,000 2011/03/31
63531 Deutsche Bank AG Hutchison R Bear CBBC Aug 2011 A 0.250 100 per 100 units 97 per 100 units 2011/08/23 80,000,000 2011/03/31
63532 Deutsche Bank AG Hutchison R Bear CBBC Aug 2011 B 0.280 104 per 100 units 101 per 100 units 2011/08/25 80,000,000 2011/03/31
63513 HK Bank China Mobile R Bull CBBC Oct 2011 A 0.250 53.80 per 100 units 59.80 per 100 units 2011/10/18 120,000,000 2011/03/31
63518 HK Bank China Mobile R Bear CBBC Oct 2011 B 0.250 84.80 per 100 units 78.80 per 100 units 2011/10/18 100,000,000 2011/03/31
63512 HK Bank China Life R Bull CBBC Oct 2011 A 0.250 25.38 per 100 units 25.88 per 100 units 2011/10/21 120,000,000 2011/03/31
63516 HK Bank China Life R Bear CBBC Oct 2011 B 0.250 33.18 per 100 units 32.68 per 100 units 2011/10/21 100,000,000 2011/03/31
63514 HK Bank HKEx R Bull CBBC Sep 2011 C 0.270 138.80 per 100 units 144.80 per 100 units 2011/09/22 100,000,000 2011/03/31
63525 UBS AG HSI R Bull CBBC Aug 2011 G 0.250 22,700 per 12,000 units 22,900 per 12,000 units 2011/08/30 300,000,000 2011/03/31
67724 # KBC Fin Products Int’l Ltd. HSI R Bear CBBC Jul 2011 C 0.115 24,500 per 15,000 units 24,300 per 15,000 units 2011/07/28 180,000,000 2011/03/31
63545 BNP Paribas Arbit Issu B.V. HSI R Bull CBBC Dec 2011 N 0.250 22,700 per 10,000 units 22,900 per 10,000 units 2011/12/29 200,000,000 2011/04/01
63537 Credit Suisse AG HSI R Bull CBBC Oct 2011 M 0.250 22,700 per 15,000 units 22,900 per 15,000 units 2011/10/28 210,000,000 2011/04/01
63538 Credit Suisse AG HSI R Bull CBBC Oct 2011 N 0.250 22,900 per 10,000 units 23,100 per 10,000 units 2011/10/28 210,000,000 2011/04/01
63549 Deutsche Bank AG A50 China R Bull CBBC Sep 2011 E 0.250 12.700 13.000 2011/09/20 80,000,000 2011/04/01
63542 Deutsche Bank AG HSCEI R Bull CBBC Oct 2011 A 0.250 12,322 per 8,000 units 12,522 per 8,000 units 2011/10/28 80,000,000 2011/04/01
63543 Deutsche Bank AG HSI R Bull CBBC Oct 2011 D 0.250 22,922 per 11,000 units 23,122 per 11,000 units 2011/10/28 300,000,000 2011/04/01
63544 Deutsche Bank AG HSI R Bull CBBC Nov 2011 R 0.270 22,722 per 11,000 units 22,922 per 11,000 units 2011/11/29 300,000,000 2011/04/01
63547 KBC Fin Products Int’l Ltd. HSI R Bull CBBC Jul 2011 Y 0.250 22,800 per 10,000 units 23,100 per 10,000 units 2011/07/28 208,000,000 2011/04/01
63548 KBC Fin Products Int’l Ltd. HSI R Bull CBBC Aug 2011 I 0.250 22,500 per 12,000 units 22,800 per 12,000 units 2011/08/30 248,000,000 2011/04/01
63540 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC Aug11Z 0.250 22,900 per 9,000 units 23,100 per 9,000 units 2011/08/30 300,000,000 2011/04/01
63535 UBS AG HSI R Bear CBBC Aug 2011 I 0.250 23,200 per 12,000 units 23,000 per 12,000 units 2011/08/30 300,000,000 2011/04/01
63550 Credit Suisse AG A50 China R Bull CBBC Aug 2011 B 0.250 12.500 12.800 2011/08/29 100,000,000 2011/04/04
63551 Credit Suisse AG HSI R Bear CBBC Jul 2011 H 0.250 23,400 per 10,000 units 23,200 per 10,000 units 2011/07/28 210,000,000 2011/04/04
63562 Deutsche Bank AG DJIA R Bull CBBC Dec 2011 C 0.250 11,400 per 78,000 units 11,800 per 78,000 units 2011/12/19 80,000,000 2011/04/04

63553 Deutsche Bank AG HSI R Bull CBBC Dec 2011 G 0.250 19,250 per 40,000 units 19,750 per 40,000 units 2011/12/29 300,000,000 2011/04/04
63554 Deutsche Bank AG HSI R Bear CBBC Aug 2011 W 0.250 23,222 per 11,000 units 23,022 per 11,000 units 2011/08/30 300,000,000 2011/04/04
63555 Deutsche Bank AG HSI R Bear CBBC Sep 2011 V 0.280 23,422 per 11,000 units 23,222 per 11,000 units 2011/09/29 300,000,000 2011/04/04
63556 Deutsche Bank AG HSI R Bear CBBC Oct 2011 J 0.300 24,422 per 11,000 units 24,222 per 11,000 units 2011/10/28 300,000,000 2011/04/04
63557 Deutsche Bank AG HSI R Bear CBBC Nov 2011 S 0.330 24,622 per 11,000 units 24,422 per 11,000 units 2011/11/29 300,000,000 2011/04/04
63558 Deutsche Bank AG HSI R Bear CBBC Nov 2011 T 0.350 24,822 per 11,000 units 24,622 per 11,000 units 2011/11/29 300,000,000 2011/04/04
63560 UBS AG CC Bank R Bear CBBC Sep 2011 B 0.250 7.880 7.580 2011/09/12 300,000,000 2011/04/04
63559 UBS AG HSI R Bull CBBC Sep 2011 I 0.250 22,450 per 15,000 units 22,650 per 15,000 units 2011/09/29 300,000,000 2011/04/04
63561 UBS AG HSI R Bear CBBC Jul 2011 A 0.250 23,300 per 10,000 units 23,100 per 10,000 units 2011/07/28 300,000,000 2011/04/04
67262 # Credit Suisse AG Hutchison R Bull CBBC Jun 2011 B 0.106 79 per 100 units 83 per 100 units 2011/06/07 200,000,000 2011/04/04
63567 BNP Paribas Arbit Issu B.V. HSI R Bear CBBC Jul 2011 U 0.250 23,400 per 10,000 units 23,200 per 10,000 units 2011/07/28 200,000,000 2011/04/06
63563 Deutsche Bank AG HSI R Bull CBBC Aug 2011 R 0.250 22,822 per 11,000 units 23,022 per 11,000 units 2011/08/30 300,000,000 2011/04/06
63564 Deutsche Bank AG HSI R Bear CBBC Sep 2011 X 0.380 24,322 per 11,000 units 24,122 per 11,000 units 2011/09/29 300,000,000 2011/04/06
63565 Deutsche Bank AG HSI R Bear CBBC Nov 2011 U 0.360 24,522 per 16,000 units 24,322 per 16,000 units 2011/11/29 300,000,000 2011/04/06
63566 Deutsche Bank AG HSI R Bear CBBC Nov 2011 V 0.420 24,722 per 11,000 units 24,522 per 11,000 units 2011/11/29 300,000,000 2011/04/06
63569 UBS AG HSI R Bear CBBC Jul 2011 O 0.250 23,400 per 10,000 units 23,200 per 10,000 units 2011/07/28 300,000,000 2011/04/06
63568 UBS AG TCH R Bear CBBC Jul 2011 D 0.250 208 per 100 units 200 per 100 units 2011/07/25 100,000,000 2011/04/06
63589 Credit Suisse AG HSI R Bull CBBC Sep 2011 H 0.250 23,200 per 10,000 units 23,400 per 10,000 units 2011/09/29 210,000,000 2011/04/07
63603 Deutsche Bank AG HSI R Bull CBBC Jul 2011 Z 0.270 23,022 per 11,000 units 23,222 per 11,000 units 2011/07/28 300,000,000 2011/04/07
63604 Deutsche Bank AG HSI R Bull CBBC Aug 2011 X 0.250 23,222 per 11,000 units 23,422 per 11,000 units 2011/08/30 300,000,000 2011/04/07
63583 Deutsche Bank AG HSI R Bull CBBC Dec 2011 H 0.350 17,150 per 20,000 units 17,650 per 20,000 units 2011/12/29 300,000,000 2011/04/07
63582 Deutsche Bank AG HSI R Bear CBBC Oct 2011 I 0.250 23,622 per 11,000 units 23,422 per 11,000 units 2011/10/28 300,000,000 2011/04/07
63597 J P Morgan SP BV HSI R Bull CBBC Jul 2011 U 0.250 22,600 per 15,000 units 22,800 per 15,000 units 2011/07/28 200,000,000 2011/04/07
63598 J P Morgan SP BV HSI R Bull CBBC Jul 2011 V 0.250 22,800 per 10,000 units 23,000 per 10,000 units 2011/07/28 200,000,000 2011/04/07
63602 J P Morgan SP BV HSI R Bull CBBC Jul 2011 W 0.250 23,000 per 15,000 units 23,200 per 15,000 units 2011/07/28 200,000,000 2011/04/07
63596 KBC Fin Products Int’l Ltd. HSI R Bull CBBC Sep 2011 C 0.250 23,100 per 15,000 units 23,400 per 15,000 units 2011/09/29 248,000,000 2011/04/07
63570 SGA Societe Generale Acceptance N.V. CMob R Bull CBBC Sep11A 0.250 58 per 100 units 61 per 100 units 2011/09/26 300,000,000 2011/04/07
63574 SGA Societe Generale Acceptance N.V. A50 R Bull CBBC Sep11A 0.250 12.100 12.500 2011/09/26 150,000,000 2011/04/07
63571 SGA Societe Generale Acceptance N.V. HKEx R Bull CBBC Sep11A 0.320 134 per 100 units 140 per 100 units 2011/09/26 150,000,000 2011/04/07
63572 SGA Societe Generale Acceptance N.V. HKEx R Bull CBBC Sep11B 0.250 144 per 100 units 150 per 100 units 2011/09/26 150,000,000 2011/04/07
63573 SGA Societe Generale Acceptance N.V. HSBC R Bear CBBC Sep11A 0.250 94 per 100 units 90 per 100 units 2011/09/26 300,000,000 2011/04/07
63586 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC Aug11W 0.250 23,100 per 9,000 units 23,300 per 9,000 units 2011/08/30 300,000,000 2011/04/07
63585 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC Aug11X 0.250 23,000 per 9,000 units 23,200 per 9,000 units 2011/08/30 300,000,000 2011/04/07
63575 SGA Societe Generale Acceptance N.V. TCH R Bear CBBC Sep11A 0.280 218 per 100 units 210 per 100 units 2011/09/26 100,000,000 2011/04/07
63577 SGA Societe Generale Acceptance N.V. TCH R Bear CBBC Sep11B 0.390 228 per 100 units 220 per 100 units 2011/09/26 100,000,000 2011/04/07

63581 UBS AG HSI R Bear CBBC Aug 2011 K 0.250 23,500 per 12,000 units 23,300 per 12,000 units 2011/08/30 300,000,000 2011/04/07
63611 Credit Suisse AG HSI R Bull CBBC Sep 2011 E 0.250 23,300 per 15,000 units 23,500 per 15,000 units 2011/09/29 210,000,000 2011/04/08
63606 Credit Suisse AG HSI R Bull CBBC Oct 2011 O 0.250 23,100 per 12,000 units 23,300 per 12,000 units 2011/10/28 210,000,000 2011/04/08
63609 Deutsche Bank AG HSI R Bull CBBC Nov 2011 W 0.250 23,322 per 11,000 units 23,522 per 11,000 units 2011/11/29 300,000,000 2011/04/08
63613 RB of Scotland N.V. HSI R Bull CBBC Aug 2011 D 0.250 21,800 per 10,000 units 22,300 per 10,000 units 2011/08/30 250,000,000 2011/04/08
63614 RB of Scotland N.V. HSI R Bull CBBC Aug 2011 E 0.250 22,100 per 10,000 units 22,600 per 10,000 units 2011/08/30 250,000,000 2011/04/08
63616 UBS AG HSI R Bull CBBC Jul 2011 S 0.250 23,300 per 12,000 units 23,500 per 12,000 units 2011/07/28 300,000,000 2011/04/08
63640 Credit Suisse AG China Mobile R Bull CBBC Sep 2011 A 0.250 62 per 100 units 65 per 100 units 2011/09/26 100,000,000 2011/04/11
63645 Credit Suisse AG China Mobile R Bear CBBC Sep 2011 B 0.250 83 per 100 units 80 per 100 units 2011/09/26 100,000,000 2011/04/11
63651 Credit Suisse AG HSI R Bull CBBC Oct 2011 P 0.250 23,400 per 12,000 units 23,600 per 12,000 units 2011/10/28 210,000,000 2011/04/11
63652 Credit Suisse AG HSI R Bull CBBC Oct 2011 Q 0.250 23,600 per 15,000 units 23,800 per 15,000 units 2011/10/28 210,000,000 2011/04/11
63619 Credit Suisse AG HSI R Bull CBBC Nov 2011 D 0.250 23,000 per 15,000 units 23,200 per 15,000 units 2011/11/29 210,000,000 2011/04/11
63620 Credit Suisse AG HSI R Bear CBBC Jul 2011 A 0.250 23,800 per 15,000 units 23,600 per 15,000 units 2011/07/28 210,000,000 2011/04/11
63643 Credit Suisse AG Hutchison R Bear CBBC Aug 2011 A 0.250 104 per 100 units 100 per 100 units 2011/08/29 100,000,000 2011/04/11
63621 Credit Suisse AG TCH R Bull CBBC Sep 2011 A 0.340 156.30 per 100 units 164.30 per 100 units 2011/09/26 100,000,000 2011/04/11
63644 Credit Suisse AG TCH R Bear CBBC Aug 2011 C 0.250 206 per 100 units 198 per 100 units 2011/08/29 100,000,000 2011/04/11
63639 Deutsche Bank AG China Life R Bull CBBC Sep 2011 D 0.250 28.000 28.500 2011/09/27 80,000,000 2011/04/11
63631 Deutsche Bank AG HSCEI R Bull CBBC Nov 2011 A 0.250 12,822 per 8,000 units 13,022 per 8,000 units 2011/11/29 80,000,000 2011/04/11
63636 Deutsche Bank AG HSCEI R Bear CBBC Oct 2011 B 0.290 14,322 per 8,000 units 14,122 per 8,000 units 2011/10/28 80,000,000 2011/04/11
63676 Deutsche Bank AG HSI R Bull CBBC Jul 2011 Q 0.260 23,422 per 11,000 units 23,622 per 11,000 units 2011/07/28 300,000,000 2011/04/11
63677 Deutsche Bank AG HSI R Bull CBBC Aug 2011 Z 0.250 23,522 per 16,000 units 23,722 per 16,000 units 2011/08/30 300,000,000 2011/04/11
63637 Deutsche Bank AG HSI R Bull CBBC Nov 2011 X 0.250 23,122 per 16,000 units 23,322 per 16,000 units 2011/11/29 300,000,000 2011/04/11
63678 Deutsche Bank AG HSI R Bear CBBC Jul 2011 L 0.250 24,022 per 11,000 units 23,822 per 11,000 units 2011/07/28 300,000,000 2011/04/11
63638 Deutsche Bank AG HSI R Bear CBBC Nov 2011 Y 0.250 23,822 per 11,000 units 23,622 per 11,000 units 2011/11/29 300,000,000 2011/04/11
63626 HK Bank HSI R Bull CBBC Sep 2011 L 0.250 22,488 per 20,000 units 22,888 per 20,000 units 2011/09/29 100,000,000 2011/04/11
63669 KBC Fin Products Int’l Ltd. HSI R Bull CBBC Jul 2011 Z 0.250 23,500 per 10,000 units 23,800 per 10,000 units 2011/07/28 208,000,000 2011/04/11
63675 KBC Fin Products Int’l Ltd. HSI R Bull CBBC Aug 2011 J 0.250 23,400 per 12,000 units 23,600 per 12,000 units 2011/08/30 248,000,000 2011/04/11
63615 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC Aug11Y 0.250 23,200 per 9,000 units 23,400 per 9,000 units 2011/08/30 300,000,000 2011/04/11
63653 UBS AG ABC R Bull CBBC Sep 2011 B 0.250 3.580 3.880 2011/09/12 100,000,000 2011/04/11
63662 UBS AG ABC R Bear CBBC Sep 2011 C 0.250 5.180 4.880 2011/09/26 100,000,000 2011/04/11
63664 UBS AG CNOOC R Bear CBBC Sep 2011 A 0.250 22.680 21.880 2011/09/12 100,000,000 2011/04/11
63658 UBS AG HSI R Bull CBBC Jul 2011 Y 0.250 23,400 per 10,000 units 23,600 per 10,000 units 2011/07/28 300,000,000 2011/04/11

63646 UBS AG HSI R Bear CBBC Aug 2011 L 0.250 23,800 per 12,000 units 23,600 per 12,000 units 2011/08/30 300,000,000 2011/04/11
63649 UBS AG HSI R Bear CBBC Sep 2011 J 0.250 24,500 per 10,000 units 24,300 per 10,000 units 2011/09/29 300,000,000 2011/04/11
63708 BNP Paribas Arbit Issu B.V. HSI R Bull CBBC Sep 2011 H 0.250 23,600 per 10,000 units 23,800 per 10,000 units 2011/09/29 200,000,000 2011/04/12
63709 BNP Paribas Arbit Issu B.V. HSI R Bull CBBC Sep 2011 I 0.250 23,700 per 10,000 units 23,900 per 10,000 units 2011/09/29 200,000,000 2011/04/12
63710 BNP Paribas Arbit Issu B.V. HSI R Bull CBBC Dec 2011 M 0.250 23,500 per 10,000 units 23,700 per 10,000 units 2011/12/29 200,000,000 2011/04/12
63725 Credit Suisse AG HKEx R Bull CBBC Aug 2011 B 0.250 164 per 100 units 170 per 100 units 2011/08/29 100,000,000 2011/04/12
63731 Credit Suisse AG HKEx R Bear CBBC Aug 2011 C 0.260 206 per 100 units 200 per 100 units 2011/08/29 100,000,000 2011/04/12
63726 Credit Suisse AG HSI R Bull CBBC Sep 2011 I 0.250 23,900 per 15,000 units 24,100 per 15,000 units 2011/09/29 210,000,000 2011/04/12
63729 Credit Suisse AG HSI R Bull CBBC Oct 2011 R 0.250 23,700 per 12,000 units 23,900 per 12,000 units 2011/10/28 210,000,000 2011/04/12
63730 Credit Suisse AG HSI R Bull CBBC Nov 2011 E 0.250 23,500 per 10,000 units 23,700 per 10,000 units 2011/11/29 210,000,000 2011/04/12
63705 Credit Suisse AG HSI R Bear CBBC Jul 2011 H 0.250 24,018 per 10,000 units 23,818 per 10,000 units 2011/07/28 210,000,000 2011/04/12
63735 Deutsche Bank AG A50 China R Bull CBBC Sep 2011 F 0.250 13.000 13.300 2011/09/27 80,000,000 2011/04/12
63736 Deutsche Bank AG A50 China R Bear CBBC Sep 2011 G 0.340 15.100 14.800 2011/09/27 80,000,000 2011/04/12
63733 Deutsche Bank AG HSI R Bull CBBC Sep 2011 W 0.250 23,922 per 11,000 units 24,122 per 11,000 units 2011/09/29 300,000,000 2011/04/12
63734 Deutsche Bank AG HSI R Bull CBBC Nov 2011 A 0.280 23,722 per 11,000 units 23,922 per 11,000 units 2011/11/29 300,000,000 2011/04/12
63712 Deutsche Bank AG HSI R Bear CBBC Aug 2011 H 0.270 25,422 per 11,000 units 25,222 per 11,000 units 2011/08/30 300,000,000 2011/04/12
63711 Deutsche Bank AG HSI R Bear CBBC Aug 2011 I 0.250 25,222 per 11,000 units 25,022 per 11,000 units 2011/08/30 300,000,000 2011/04/12
63713 Deutsche Bank AG HSI R Bear CBBC Sep 2011 Y 0.300 25,622 per 11,000 units 25,422 per 11,000 units 2011/09/29 300,000,000 2011/04/12
63717 Deutsche Bank AG HSI R Bear CBBC Oct 2011 L 0.330 25,822 per 11,000 units 25,622 per 11,000 units 2011/10/28 300,000,000 2011/04/12
63691 Deutsche Bank AG HSI R Bear CBBC Nov 2011 Z 0.250 24,222 per 11,000 units 24,022 per 11,000 units 2011/11/29 300,000,000 2011/04/12
63692 HK Bank CNOOC R Bull CBBC Oct 2011 A 0.250 18.080 18.880 2011/10/28 80,000,000 2011/04/12
63697 HK Bank CNOOC R Bear CBBC Oct 2011 B 0.410 24.600 23.800 2011/10/28 80,000,000 2011/04/12
63694 HK Bank HSI R Bull CBBC Oct 2011 B 0.250 22,888 per 12,000 units 23,188 per 12,000 units 2011/10/28 100,000,000 2011/04/12
63724 KBC Fin Products Int’l Ltd. HSI R Bull CBBC Aug 2011 K 0.250 23,800 per 8,000 units 24,100 per 8,000 units 2011/08/30 168,000,000 2011/04/12
63698 Macquarie Bank Ltd. HSI R Bull CBBC Sep 2011 A 0.250 22,600 per 13,800 units 23,000 per 13,800 units 2011/09/29 300,000,000 2011/04/12
63699 Macquarie Bank Ltd. HSI R Bear CBBC Aug 2011 A 0.250 25,400 per 13,800 units 25,000 per 13,800 units 2011/08/30 300,000,000 2011/04/12
63737 RB of Scotland N.V. HSI R Bull CBBC Aug 2011 F 0.250 22,500 per 10,000 units 23,000 per 10,000 units 2011/08/30 250,000,000 2011/04/12
63738 RB of Scotland N.V. HSI R Bull CBBC Aug 2011 G 0.250 23,000 per 10,000 units 23,500 per 10,000 units 2011/08/30 250,000,000 2011/04/12
63680 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC Sep11F 0.250 23,300 per 10,000 units 23,500 per 10,000 units 2011/09/29 300,000,000 2011/04/12
63688 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC Sep11G 0.250 23,400 per 10,000 units 23,600 per 10,000 units 2011/09/29 300,000,000 2011/04/12
63689 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC Sep11H 0.250 23,500 per 10,000 units 23,700 per 10,000 units 2011/09/29 300,000,000 2011/04/12
63690 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC Sep11I 0.250 23,600 per 10,000 units 23,800 per 10,000 units 2011/09/29 300,000,000 2011/04/12
63700 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC Sep11J 0.250 23,700 per 10,000 units 23,900 per 10,000 units 2011/09/29 300,000,000 2011/04/12
63703 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC Sep11K 0.250 23,800 per 10,000 units 24,000 per 10,000 units 2011/09/29 300,000,000 2011/04/12
63718 UBS AG HKEx R Bull CBBC Sep 2011 B 0.250 162.88 per 100 units 168.88 per 100 units 2011/09/19 100,000,000 2011/04/12
63723 UBS AG HKEx R Bear CBBC Sep 2011 C 0.250 204.88 per 100 units 198.88 per 100 units 2011/09/26 100,000,000 2011/04/12
63720 UBS AG HSI R Bull CBBC Jul 2011 Z 0.250 23,500 per 10,000 units 23,700 per 10,000 units 2011/07/28 300,000,000 2011/04/12

63719 UBS AG ICBC R Bull CBBC Oct 2011 A 0.250 5.480 5.880 2011/10/10 100,000,000 2011/04/12
63745 BNP Paribas Arbit Issu B.V. HSI R Bull CBBC Sep 2011 C 0.250 23,800 per 10,000 units 24,000 per 10,000 units 2011/09/29 200,000,000 2011/04/13
63747 BNP Paribas Arbit Issu B.V. HSI R Bull CBBC Sep 2011 D 0.250 23,900 per 10,000 units 24,100 per 10,000 units 2011/09/29 200,000,000 2011/04/13
63751 Credit Suisse AG HSI R Bull CBBC Sep 2011 J 0.250 24,000 per 12,000 units 24,200 per 12,000 units 2011/09/29 210,000,000 2011/04/13
63743 Credit Suisse AG HSI R Bull CBBC Nov 2011 F 0.250 23,800 per 10,000 units 24,000 per 10,000 units 2011/11/29 210,000,000 2011/04/13
63742 Credit Suisse AG TCH R Bull CBBC Aug 2011 D 0.250 188 per 100 units 196 per 100 units 2011/08/29 100,000,000 2011/04/13
63746 Credit Suisse AG TCH R Bear CBBC Aug 2011 E 0.250 218 per 100 units 210 per 100 units 2011/08/29 100,000,000 2011/04/13
63748 Deutsche Bank AG HSI R Bull CBBC Sep 2011 U 0.250 24,022 per 11,000 units 24,222 per 11,000 units 2011/09/29 300,000,000 2011/04/13
63749 Deutsche Bank AG HSI R Bull CBBC Oct 2011 K 0.290 23,622 per 11,000 units 23,822 per 11,000 units 2011/10/28 300,000,000 2011/04/13
63770 Deutsche Bank AG HSI R Bear CBBC Sep 2011 S 0.250 26,022 per 11,000 units 25,822 per 11,000 units 2011/09/29 300,000,000 2011/04/13
63750 Deutsche Bank AG HSI R Bear CBBC Nov 2011 E 0.250 24,522 per 16,000 units 24,322 per 16,000 units 2011/11/29 300,000,000 2011/04/13
63759 J P Morgan SP BV HSI R Bull CBBC Aug 2011 A 0.250 23,300 per 10,000 units 23,500 per 10,000 units 2011/08/30 200,000,000 2011/04/13
63760 J P Morgan SP BV HSI R Bull CBBC Aug 2011 B 0.250 23,600 per 15,000 units 23,800 per 15,000 units 2011/08/30 200,000,000 2011/04/13
63766 J P Morgan SP BV HSI R Bull CBBC Aug 2011 C 0.250 23,800 per 10,000 units 24,000 per 10,000 units 2011/08/30 200,000,000 2011/04/13
63767 J P Morgan SP BV HSI R Bull CBBC Aug 2011 D 0.250 24,000 per 15,000 units 24,200 per 15,000 units 2011/08/30 200,000,000 2011/04/13
63756 KBC Fin Products Int’l Ltd. HSI R Bear CBBC Aug 2011 L 0.250 24,500 per 12,000 units 24,300 per 12,000 units 2011/08/30 248,000,000 2011/04/13
63772 RB of Scotland N.V. HSCEI R Bear CBBC Aug 2011 A 0.250 14,500 per 10,000 units 14,000 per 10,000 units 2011/08/30 250,000,000 2011/04/13
63773 RB of Scotland N.V. HSCEI R Bear CBBC Aug 2011 B 0.250 15,000 per 10,000 units 14,500 per 10,000 units 2011/08/30 250,000,000 2011/04/13
63771 RB of Scotland N.V. Ping An R Bull CBBC Oct 2011 A 0.250 64 per 100 units 70 per 100 units 2011/10/10 80,000,000 2011/04/13
63740 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC Sep11L 0.250 23,900 per 10,000 units 24,100 per 10,000 units 2011/09/29 300,000,000 2011/04/13
63741 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC Sep11M 0.250 24,000 per 10,000 units 24,200 per 10,000 units 2011/09/29 300,000,000 2011/04/13
63753 UBS AG A50 China R Bull CBBC Sep 2011 D 0.250 12.600 13.000 2011/09/12 100,000,000 2011/04/13
63754 UBS AG HSI R Bull CBBC Jul 2011 W 0.250 23,700 per 10,000 units 23,900 per 10,000 units 2011/07/28 300,000,000 2011/04/13
63739 UBS AG HSI R Bear CBBC Aug 2011 O 0.250 24,400 per 12,000 units 24,200 per 12,000 units 2011/08/30 300,000,000 2011/04/13
63752 UBS AG Hutchison R Bull CBBC Sep 2011 A 0.250 86 per 100 units 90 per 100 units 2011/09/19 100,000,000 2011/04/13
63789 BNP Paribas Arbit Issu B.V. HSI R Bear CBBC Jul 2011 P 0.250 25,500 per 10,000 units 25,300 per 10,000 units 2011/07/28 200,000,000 2011/04/14
63790 BNP Paribas Arbit Issu B.V. HSI R Bear CBBC Jul 2011 Q 0.250 25,700 per 10,000 units 25,500 per 10,000 units 2011/07/28 200,000,000 2011/04/14
63788 BNP Paribas Arbit Issu B.V. HSI R Bear CBBC Jul 2011 R 0.250 25,300 per 10,000 units 25,100 per 10,000 units 2011/07/28 200,000,000 2011/04/14
63787 BNP Paribas Arbit Issu B.V. HSI R Bear CBBC Jul 2011 S 0.250 25,100 per 10,000 units 24,900 per 10,000 units 2011/07/28 200,000,000 2011/04/14
63786 BNP Paribas Arbit Issu B.V. HSI R Bear CBBC Jul 2011 T 0.250 25,000 per 10,000 units 24,800 per 10,000 units 2011/07/28 200,000,000 2011/04/14
63775 Credit Suisse AG A50 China R Bull CBBC Sep 2011 A 0.250 13.000 13.300 2011/09/26 100,000,000 2011/04/14
63779 Credit Suisse AG A50 China R Bear CBBC Sep 2011 B 0.250 15.600 15.300 2011/09/26 100,000,000 2011/04/14
63776 Credit Suisse AG HSI R Bear CBBC Jul 2011 W 0.250 24,500 per 12,000 units 24,300 per 12,000 units 2011/07/28 210,000,000 2011/04/14
63792 Deutsche Bank AG China Mobile R Bull CBBC Sep 2011 C 0.250 70 per 100 units 72 per 100 units 2011/09/29 80,000,000 2011/04/14
63791 Deutsche Bank AG China Life R Bull CBBC Sep 2011 E 0.250 29.000 29.500 2011/09/29 80,000,000 2011/04/14
63794 Deutsche Bank AG A50 China R Bull CBBC Sep 2011 H 0.250 13.300 13.600 2011/09/29 80,000,000 2011/04/14
63793 Deutsche Bank AG HSBC R Bull CBBC Sep 2011 G 0.250 78.50 per 100 units 81 per 100 units 2011/09/15 80,000,000 2011/04/14
63774 Deutsche Bank AG HSI R Bull CBBC Dec 2011 I 0.250 22,150 per 20,000 units 22,650 per 20,000 units 2011/12/29 300,000,000 2011/04/14

63778 Deutsche Bank AG HSI R Bear CBBC Aug 2011 D 0.250 25,522 per 16,000 units 25,322 per 16,000 units 2011/08/30 300,000,000 2011/04/14
63777 Deutsche Bank AG HSI R Bear CBBC Aug 2011 T 0.280 25,322 per 11,000 units 25,122 per 11,000 units 2011/08/30 300,000,000 2011/04/14
63781 UBS AG China Life R Bull CBBC Sep 2011 D 0.255 27.880 28.880 2011/09/19 100,000,000 2011/04/14
63783 UBS AG HSI R Bull CBBC Sep 2011 K 0.250 23,900 per 12,000 units 24,100 per 12,000 units 2011/09/29 300,000,000 2011/04/14
63784 UBS AG HSI R Bull CBBC Oct 2011 C 0.250 21,900 per 38,000 units 22,300 per 38,000 units 2011/10/28 300,000,000 2011/04/14
63780 UBS AG Ping An R Bull CBBC Sep 2011 A 0.250 66 per 100 units 72 per 100 units 2011/09/26 100,000,000 2011/04/14
63785 UBS AG Ping An R Bear CBBC Sep 2011 B 0.250 106 per 100 units 100 per 100 units 2011/09/26 100,000,000 2011/04/14
63782 UBS AG TCH R Bull CBBC Sep 2011 E 0.250 180.88 per 100 units 188.88 per 100 units 2011/09/26 100,000,000 2011/04/14
63810 BNP Paribas Arbit Issu B.V. HSI R Bull CBBC Sep 2011 F 0.250 24,000 per 10,000 units 24,200 per 10,000 units 2011/09/29 200,000,000 2011/04/15
63811 BNP Paribas Arbit Issu B.V. HSI R Bull CBBC Sep 2011 K 0.250 24,100 per 10,000 units 24,300 per 10,000 units 2011/09/29 200,000,000 2011/04/15
63800 Credit Suisse AG HSI R Bull CBBC Sep 2011 N 0.250 24,200 per 10,000 units 24,400 per 10,000 units 2011/09/29 210,000,000 2011/04/15
63799 Credit Suisse AG HSI R Bear CBBC Jul 2011 R 0.250 24,600 per 10,000 units 24,400 per 10,000 units 2011/07/28 210,000,000 2011/04/15
63809 Deutsche Bank AG A50 China R Bear CBBC Oct 2011 A 0.250 15.400 15.100 2011/10/11 80,000,000 2011/04/15
63808 Deutsche Bank AG HSI R Bull CBBC Oct 2011 Q 0.250 24,122 per 16,000 units 24,322 per 16,000 units 2011/10/28 300,000,000 2011/04/15
63796 Deutsche Bank AG HSI R Bear CBBC Jul 2011 O 0.250 24,622 per 11,000 units 24,422 per 11,000 units 2011/07/28 300,000,000 2011/04/15
63807 KBC Fin Products Int’l Ltd. HSI R Bull CBBC Aug 2011 M 0.250 24,000 per 15,000 units 24,300 per 15,000 units 2011/08/30 248,000,000 2011/04/15
63797 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC Sep11N 0.250 24,100 per 10,000 units 24,300 per 10,000 units 2011/09/29 300,000,000 2011/04/15
63798 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC Sep11O 0.250 24,200 per 10,000 units 24,400 per 10,000 units 2011/09/29 300,000,000 2011/04/15
63802 UBS AG HSI R Bull CBBC Nov 2011 A 0.250 22,400 per 38,000 units 22,800 per 38,000 units 2011/11/29 300,000,000 2011/04/15
63806 UBS AG HSI R Bear CBBC Sep 2011 L 0.250 25,500 per 10,000 units 25,300 per 10,000 units 2011/09/29 300,000,000 2011/04/15
63830 Credit Suisse AG HSI R Bull CBBC Nov 2011 G 0.250 24,150 per 15,000 units 24,350 per 15,000 units 2011/11/29 210,000,000 2011/04/18
63831 Credit Suisse AG HSI R Bear CBBC Aug 2011 V 0.250 26,500 per 15,000 units 26,300 per 15,000 units 2011/08/30 210,000,000 2011/04/18
63832 Credit Suisse AG HSI R Bear CBBC Oct 2011 S 0.270 27,000 per 10,000 units 26,800 per 10,000 units 2011/10/28 210,000,000 2011/04/18
63833 Credit Suisse AG HSI R Bear CBBC Nov 2011 H 0.250 26,800 per 15,000 units 26,600 per 15,000 units 2011/11/29 210,000,000 2011/04/18
63834 Credit Suisse AG HSI R Bear CBBC Nov 2011 I 0.250 27,200 per 12,000 units 27,000 per 12,000 units 2011/11/29 210,000,000 2011/04/18
63844 Deutsche Bank AG A50 China R Bear CBBC Oct 2011 B 0.250 14.800 14.500 2011/10/18 80,000,000 2011/04/18
63829 Deutsche Bank AG HSI R Bull CBBC Jul 2011 K 0.250 23,822 per 11,000 units 24,022 per 11,000 units 2011/07/28 300,000,000 2011/04/18
63828 HK Bank HSI R Bull CBBC Oct 2011 C 0.250 23,288 per 15,000 units 23,588 per 15,000 units 2011/10/28 100,000,000 2011/04/18
63813 J P Morgan SP BV HSI R Bear CBBC Aug 2011 E 0.250 24,700 per 10,000 units 24,500 per 10,000 units 2011/08/30 200,000,000 2011/04/18
63814 J P Morgan SP BV HSI R Bear CBBC Aug 2011 F 0.250 25,000 per 15,000 units 24,800 per 15,000 units 2011/08/30 200,000,000 2011/04/18
63815 J P Morgan SP BV HSI R Bear CBBC Aug 2011 G 0.250 25,200 per 10,000 units 25,000 per 10,000 units 2011/08/30 200,000,000 2011/04/18
63816 J P Morgan SP BV HSI R Bear CBBC Aug 2011 H 0.250 25,400 per 15,000 units 25,200 per 15,000 units 2011/08/30 200,000,000 2011/04/18
63817 J P Morgan SP BV HSI R Bear CBBC Aug 2011 I 0.250 25,700 per 10,000 units 25,500 per 10,000 units 2011/08/30 200,000,000 2011/04/18
63818 J P Morgan SP BV HSI R Bear CBBC Aug 2011 J 0.250 26,000 per 15,000 units 25,800 per 15,000 units 2011/08/30 200,000,000 2011/04/18
63819 J P Morgan SP BV HSI R Bear CBBC Aug 2011 K 0.250 26,200 per 10,000 units 26,000 per 10,000 units 2011/08/30 200,000,000 2011/04/18
63820 J P Morgan SP BV HSI R Bear CBBC Aug 2011 L 0.250 26,400 per 15,000 units 26,200 per 15,000 units 2011/08/30 200,000,000 2011/04/18
63822 J P Morgan SP BV HSI R Bear CBBC Aug 2011 M 0.250 26,700 per 10,000 units 26,500 per 10,000 units 2011/08/30 200,000,000 2011/04/18
63823 J P Morgan SP BV HSI R Bear CBBC Aug 2011 N 0.250 27,000 per 15,000 units 26,800 per 15,000 units 2011/08/30 200,000,000 2011/04/18
63824 J P Morgan SP BV HSI R Bear CBBC Aug 2011 O 0.285 27,200 per 10,000 units 27,000 per 10,000 units 2011/08/30 200,000,000 2011/04/18

63825 J P Morgan SP BV HSI R Bear CBBC Aug 2011 P 0.250 27,400 per 15,000 units 27,200 per 15,000 units 2011/08/30 200,000,000 2011/04/18
63826 J P Morgan SP BV HSI R Bear CBBC Aug 2011 Q 0.335 27,700 per 10,000 units 27,500 per 10,000 units 2011/08/30 200,000,000 2011/04/18
63835 UBS AG HKEx R Bull CBBC Sep 2011 D 0.250 169 per 100 units 175 per 100 units 2011/09/26 100,000,000 2011/04/18
63836 UBS AG HKEx R Bear CBBC Oct 2011 A 0.300 214.88 per 100 units 208.88 per 100 units 2011/10/10 100,000,000 2011/04/18
63838 UBS AG HSI R Bull CBBC Oct 2011 D 0.250 22,900 per 38,000 units 23,300 per 38,000 units 2011/10/28 300,000,000 2011/04/18
63839 UBS AG HSI R Bear CBBC Sep 2011 M 0.250 26,400 per 10,000 units 26,200 per 10,000 units 2011/09/29 300,000,000 2011/04/18
63840 UBS AG HSI R Bear CBBC Sep 2011 N 0.250 26,700 per 10,000 units 26,500 per 10,000 units 2011/09/29 300,000,000 2011/04/18
63842 UBS AG HSI R Bear CBBC Oct 2011 E 0.285 27,200 per 10,000 units 27,000 per 10,000 units 2011/10/28 300,000,000 2011/04/18
63843 UBS AG HSI R Bear CBBC Nov 2011 B 0.280 27,700 per 12,000 units 27,500 per 12,000 units 2011/11/29 300,000,000 2011/04/18
63863 BNP Paribas Arbit Issu B.V. HSI R Bear CBBC Jul 2011 E 0.250 24,600 per 10,000 units 24,400 per 10,000 units 2011/07/28 200,000,000 2011/04/19
63860 BNP Paribas Arbit Issu B.V. HSI R Bear CBBC Jul 2011 W 0.250 24,500 per 10,000 units 24,300 per 10,000 units 2011/07/28 200,000,000 2011/04/19
63857 BNP Paribas Arbit Issu B.V. HSI R Bear CBBC Jul 2011 X 0.250 24,400 per 10,000 units 24,200 per 10,000 units 2011/07/28 200,000,000 2011/04/19
63847 Credit Suisse AG HSI R Bull CBBC Oct 2011 T 0.250 24,100 per 10,000 units 24,300 per 10,000 units 2011/10/28 210,000,000 2011/04/19
63846 Credit Suisse AG HSI R Bear CBBC Jul 2011 E 0.250 24,200 per 12,000 units 24,000 per 12,000 units 2011/07/28 210,000,000 2011/04/19
63865 Credit Suisse AG TCH R Bear CBBC Aug 2011 F 0.250 208 per 100 units 200 per 100 units 2011/08/29 100,000,000 2011/04/19
63880 Deutsche Bank AG HSI R Bull CBBC Jul 2011 X 0.250 23,722 per 11,000 units 23,922 per 11,000 units 2011/07/28 300,000,000 2011/04/19
63853 Deutsche Bank AG HSI R Bear CBBC Jul 2011 V 0.270 24,222 per 11,000 units 24,022 per 11,000 units 2011/07/28 300,000,000 2011/04/19
63854 Deutsche Bank AG HSI R Bear CBBC Jul 2011 W 0.250 24,422 per 11,000 units 24,222 per 11,000 units 2011/07/28 300,000,000 2011/04/19
63869 HK Bank ABC R Bull CBBC Oct 2011 A 0.250 3.680 3.980 2011/10/28 80,000,000 2011/04/19
63875 HK Bank ABC R Bear CBBC Oct 2011 B 0.250 5.180 4.880 2011/10/28 80,000,000 2011/04/19
63870 HK Bank CC Bank R Bull CBBC Oct 2011 A 0.250 6.480 6.880 2011/10/28 80,000,000 2011/04/19
63871 HK Bank CM Bank R Bull CBBC Oct 2011 A 0.260 18.180 19.680 2011/10/28 80,000,000 2011/04/19
63876 HK Bank CM Bank R Bear CBBC Oct 2011 B 0.310 23.780 22.280 2011/10/28 80,000,000 2011/04/19
63872 HK Bank Sinopec Corp R Bull CBBC Oct 2011 B 0.250 7.080 7.580 2011/10/28 80,000,000 2011/04/19
63873 HK Bank ICBC R Bull CBBC Oct 2011 A 0.250 5.680 5.980 2011/10/28 80,000,000 2011/04/19
63845 UBS AG HSI R Bull CBBC Jul 2011 O 0.250 23,800 per 10,000 units 24,000 per 10,000 units 2011/07/28 300,000,000 2011/04/19
63877 UBS AG HSI R Bear CBBC Jul 2011 N 0.250 24,200 per 10,000 units 24,000 per 10,000 units 2011/07/28 300,000,000 2011/04/19
63896 BOCI Asia Ltd. HSI R Bull CBBC Jul 2011 A 0.250 22,100 per 15,000 units 22,500 per 15,000 units 2011/07/28 100,000,000 2011/04/20
63900 BOCI Asia Ltd. HSI R Bear CBBC Jul 2011 B 0.250 25,400 per 15,000 units 25,000 per 15,000 units 2011/07/28 100,000,000 2011/04/20
63917 Credit Suisse AG HSI R Bull CBBC Oct 2011 V 0.250 23,900 per 10,000 units 24,100 per 10,000 units 2011/10/28 210,000,000 2011/04/20
63899 Credit Suisse AG HSI R Bear CBBC Oct 2011 U 0.250 24,300 per 10,000 units 24,100 per 10,000 units 2011/10/28 210,000,000 2011/04/20
63898 Credit Suisse AG TCH R Bull CBBC Sep 2011 B 0.250 185 per 100 units 193 per 100 units 2011/09/26 100,000,000 2011/04/20
63883 Deutsche Bank AG China Life R Bear CBBC Sep 2011 F 0.330 31.000 30.500 2011/09/27 100,000,000 2011/04/20
63884 Deutsche Bank AG HSBC R Bear CBBC Sep 2011 H 0.250 87.50 per 100 units 85 per 100 units 2011/09/27 100,000,000 2011/04/20
63918 Deutsche Bank AG HSI R Bull CBBC Jul 2011 T 0.250 23,922 per 11,000 units 24,122 per 11,000 units 2011/07/28 300,000,000 2011/04/20
63901 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC Sep11P 0.250 23,700 per 10,000 units 23,900 per 10,000 units 2011/09/29 300,000,000 2011/04/20
63902 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC Sep11Q 0.250 23,800 per 10,000 units 24,000 per 10,000 units 2011/09/29 300,000,000 2011/04/20

63906 UBS AG HSI R Bear CBBC Aug 2011 R 0.250 24,950 per 10,000 units 24,750 per 10,000 units 2011/08/30 300,000,000 2011/04/20
63909 UBS AG HSI R Bear CBBC Sep 2011 O 0.250 24,750 per 12,000 units 24,550 per 12,000 units 2011/09/29 300,000,000 2011/04/20
63910 UBS AG HSI R Bear CBBC Nov 2011 C 0.250 26,200 per 38,000 units 25,800 per 38,000 units 2011/11/29 300,000,000 2011/04/20
63924 Credit Suisse AG HSI R Bull CBBC Sep 2011 M 0.250 23,800 per 12,000 units 24,000 per 12,000 units 2011/09/29 210,000,000 2011/04/21
63931 Credit Suisse AG HSI R Bull CBBC Sep 2011 L 0.250 23,700 per 10,000 units 23,900 per 10,000 units 2011/09/29 210,000,000 2011/04/26
63932 UBS AG CC Bank R Bear CBBC Oct 2011 A 0.250 8.300 8.000 2011/10/03 100,000,000 2011/04/26
63933 UBS AG ICBC R Bear CBBC Sep 2011 A 0.250 7.300 7.000 2011/09/26 100,000,000 2011/04/26
63939 BNP Paribas Arbit Issu B.V. HSI R Bear CBBC Jul 2011 H 0.250 24,200 per 10,000 units 24,000 per 10,000 units 2011/07/28 200,000,000 2011/04/27
63937 UBS AG HSI R Bull CBBC Aug 2011 S 0.250 23,600 per 12,000 units 23,800 per 12,000 units 2011/08/30 300,000,000 2011/04/27
63935 UBS AG HSI R Bull CBBC Sep 2011 P 0.250 23,050 per 15,000 units 23,250 per 15,000 units 2011/09/29 300,000,000 2011/04/27
63936 UBS AG HSI R Bull CBBC Sep 2011 Q 0.250 23,350 per 15,000 units 23,550 per 15,000 units 2011/09/29 300,000,000 2011/04/27
63934 UBS AG HSI R Bear CBBC Aug 2011 N 0.250 24,100 per 12,000 units 23,900 per 12,000 units 2011/08/30 300,000,000 2011/04/27
63969 SGA Societe Generale Acceptance N.V. HSI R Bear CBBC Sep11R 0.250 23,800 per 10,000 units 23,600 per 10,000 units 2011/09/29 300,000,000 2011/04/28
63971 SGA Societe Generale Acceptance N.V. HSI R Bear CBBC Sep11S 0.250 24,100 per 10,000 units 23,900 per 10,000 units 2011/09/29 300,000,000 2011/04/28
63972 SGA Societe Generale Acceptance N.V. HSI R Bear CBBC Sep11T 0.250 24,000 per 10,000 units 23,800 per 10,000 units 2011/09/29 300,000,000 2011/04/28
63977 SGA Societe Generale Acceptance N.V. HSI R Bear CBBC Sep11U 0.250 23,900 per 10,000 units 23,700 per 10,000 units 2011/09/29 300,000,000 2011/04/28
63950 UBS AG HSI R Bull CBBC Aug 2011 I 0.250 23,300 per 12,000 units 23,500 per 12,000 units 2011/08/30 300,000,000 2011/04/28
63981 UBS AG HSI R Bull CBBC Oct 2011 F 0.250 22,950 per 15,000 units 23,150 per 15,000 units 2011/10/28 300,000,000 2011/04/28
63988 BNP Paribas Arbit Issu B.V. HSI R Bull CBBC Sep 2011 E 0.250 23,300 per 10,000 units 23,500 per 10,000 units 2011/09/29 200,000,000 2011/04/29
63987 BNP Paribas Arbit Issu B.V. HSI R Bull CBBC Sep 2011 J 0.250 23,400 per 10,000 units 23,600 per 10,000 units 2011/09/29 200,000,000 2011/04/29
63984 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC Sep11V 0.250 23,500 per 10,000 units 23,700 per 10,000 units 2011/09/29 300,000,000 2011/04/29
63985 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC Sep11W 0.250 23,400 per 10,000 units 23,600 per 10,000 units 2011/09/29 300,000,000 2011/04/29
63986 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC Sep11X 0.250 23,300 per 10,000 units 23,500 per 10,000 units 2011/09/29 300,000,000 2011/04/29
63995 UBS AG HSI R Bull CBBC Aug 2011 F 0.250 23,400 per 10,000 units 23,600 per 10,000 units 2011/08/30 300,000,000 2011/04/29
64008 BNP Paribas Arbit Issu B.V. HSI R Bull CBBC Sep 2011 N 0.250 23,500 per 10,000 units 23,700 per 10,000 units 2011/09/29 200,000,000 2011/05/03

63999 BNP Paribas Arbit Issu B.V. HSI R Bull CBBC Sep 2011 O 0.250 23,600 per 10,000 units 23,800 per 10,000 units 2011/09/29 200,000,000 2011/05/03
64010 BNP Paribas Arbit Issu B.V. HSI R Bear CBBC Aug 2011 K 0.250 24,800 per 10,000 units 24,600 per 10,000 units 2011/08/30 200,000,000 2011/05/03
64013 BNP Paribas Arbit Issu B.V. HSI R Bear CBBC Aug 2011 L 0.250 24,900 per 10,000 units 24,700 per 10,000 units 2011/08/30 200,000,000 2011/05/03
63997 UBS AG HSI R Bull CBBC Aug 2011 K 0.250 23,800 per 10,000 units 24,000 per 10,000 units 2011/08/30 300,000,000 2011/05/03
63998 UBS AG HSI R Bull CBBC Oct 2011 G 0.250 23,150 per 12,000 units 23,350 per 12,000 units 2011/10/28 300,000,000 2011/05/03
63996 UBS AG HSI R Bear CBBC Sep 2011 R 0.250 24,200 per 10,000 units 24,000 per 10,000 units 2011/09/29 300,000,000 2011/05/03
64023 BNP Paribas Arbit Issu B.V. HSI R Bear CBBC Aug 2011 M 0.250 24,700 per 10,000 units 24,500 per 10,000 units 2011/08/30 200,000,000 2011/05/04
64022 HK Bank CNOOC R Bull CBBC Nov 2011 A 0.250 17.480 18.680 2011/11/18 80,000,000 2011/05/04
64014 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC Sep11Y 0.250 23,700 per 10,000 units 23,900 per 10,000 units 2011/09/29 300,000,000 2011/05/04
64016 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC Sep11Z 0.250 23,600 per 10,000 units 23,800 per 10,000 units 2011/09/29 300,000,000 2011/05/04
64032 UBS AG AIA R Bull CBBC Oct 2011 B 0.250 23.880 24.880 2011/10/24 100,000,000 2011/05/04
64031 UBS AG AIA R Bear CBBC Oct 2011 A 0.300 28.880 27.880 2011/10/17 100,000,000 2011/05/04
64044 UBS AG COVS R Bull CBBC Oct 2011 B 0.250 13.580 14.380 2011/10/24 100,000,000 2011/05/04
64043 UBS AG COVS R Bear CBBC Oct 2011 A 0.255 18.180 17.380 2011/10/10 100,000,000 2011/05/04
64052 UBS AG CUni R Bull CBBC Oct 2011 D 0.320 12.580 13.380 2011/10/03 100,000,000 2011/05/04
64051 UBS AG CUni R Bear CBBC Oct 2011 C 0.250 16.680 15.880 2011/10/17 100,000,000 2011/05/04
64028 UBS AG HSI R Bull CBBC Sep 2011 S 0.250 23,900 per 12,000 units 24,100 per 12,000 units 2011/09/29 300,000,000 2011/05/04
64034 UBS AG HSI R Bear CBBC Aug 2011 Q 0.250 24,300 per 10,000 units 24,100 per 10,000 units 2011/08/30 300,000,000 2011/05/04
64058 UBS AG ABC R Bear CBBC Nov 2011 A 0.250 5.680 5.380 2011/11/07 100,000,000 2011/05/05
64066 UBS AG HSBC R Bull CBBC Nov 2011 A 0.250 77 per 100 units 80 per 100 units 2011/11/14 100,000,000 2011/05/05
64056 UBS AG HSI R Bull CBBC Sep 2011 U 0.250 23,700 per 10,000 units 23,900 per 10,000 units 2011/09/29 300,000,000 2011/05/05
64067 UBS AG HSI R Bear CBBC Aug 2011 L 0.250 24,100 per 12,000 units 23,900 per 12,000 units 2011/08/30 300,000,000 2011/05/05
64055 UBS AG HSI R Bear CBBC Sep 2011 T 0.250 24,400 per 12,000 units 24,200 per 12,000 units 2011/09/29 300,000,000 2011/05/05
64068 UBS AG HSI R Bear CBBC Oct 2011 H 0.250 24,800 per 10,000 units 24,600 per 10,000 units 2011/10/28 300,000,000 2011/05/05
64059 UBS AG TCH R Bear CBBC Nov 2011 A 0.375 266.88 per 100 units 258.88 per 100 units 2011/11/14 100,000,000 2011/05/05
64074 BNP Paribas Arbit Issu B.V. HSI R Bear CBBC Aug 2011 N 0.250 24,200 per 10,000 units 24,000 per 10,000 units 2011/08/30 200,000,000 2011/05/06
64075 BNP Paribas Arbit Issu B.V. HSI R Bear CBBC Aug 2011 O 0.250 24,300 per 10,000 units 24,100 per 10,000 units 2011/08/30 200,000,000 2011/05/06
64076 BNP Paribas Arbit Issu B.V. HSI R Bear CBBC Aug 2011 P 0.250 24,400 per 10,000 units 24,200 per 10,000 units 2011/08/30 200,000,000 2011/05/06
64073 KBC Fin Products Int’l Ltd. HSI R Bear CBBC Sep 2011 D 0.250 24,300 per 15,000 units 24,000 per 15,000 units 2011/09/29 228,000,000 2011/05/06
64072 UBS AG HSCEI R Bear CBBC Oct 2011 A 0.250 15,300 per 12,000 units 15,000 per 12,000 units 2011/10/28 100,000,000 2011/05/06
64070 UBS AG HSI R Bear CBBC Oct 2011 I 0.250 25,000 per 12,000 units 24,800 per 12,000 units 2011/10/28 300,000,000 2011/05/06
64069 UBS AG HSI R Bear CBBC Nov 2011 D 0.250 25,700 per 38,000 units 25,300 per 38,000 units 2011/11/29 300,000,000 2011/05/06
64077 Merrill Lynch Int’l & Co. C.V. HSI R Bull CBBC Nov 2011 A 0.265 21,800 per 12,000 units 22,100 per 12,000 units 2011/11/29 100,000,000 2011/05/09
64078 Merrill Lynch Int’l & Co. C.V. HSI R Bull CBBC Nov 2011 B 0.260 22,300 per 12,000 units 22,600 per 12,000 units 2011/11/29 100,000,000 2011/05/09
64079 Merrill Lynch Int’l & Co. C.V. HSI R Bull CBBC Nov 2011 C 0.255 22,800 per 12,000 units 23,100 per 12,000 units 2011/11/29 100,000,000 2011/05/09
64080 Merrill Lynch Int’l & Co. C.V. HSI R Bull CBBC Nov 2011 D 0.250 23,300 per 12,000 units 23,600 per 12,000 units 2011/11/29 100,000,000 2011/05/09
64081 Merrill Lynch Int’l & Co. C.V. HSI R Bear CBBC Nov 2011 E 0.250 24,800 per 12,000 units 24,500 per 12,000 units 2011/11/29 100,000,000 2011/05/09

64082 Merrill Lynch Int’l & Co. C.V. HSI R Bear CBBC Nov 2011 F 0.255 25,300 per 12,000 units 25,000 per 12,000 units 2011/11/29 100,000,000 2011/05/09
64085 Merrill Lynch Int’l & Co. C.V. HSI R Bear CBBC Nov 2011 G 0.260 25,800 per 12,000 units 25,500 per 12,000 units 2011/11/29 100,000,000 2011/05/09
64087 Merrill Lynch Int’l & Co. C.V. HSI R Bear CBBC Nov 2011 H 0.265 26,300 per 12,000 units 26,000 per 12,000 units 2011/11/29 100,000,000 2011/05/09
64088 Merrill Lynch Int’l & Co. C.V. HSI R Bear CBBC Nov 2011 I 0.270 26,800 per 12,000 units 26,500 per 12,000 units 2011/11/29 100,000,000 2011/05/09
64097 RB of Scotland N.V. Yanzhou Coal R Bull CBBC Feb 2012 A 0.250 18.90 per 100 units 21.20 per 100 units 2012/02/27 80,000,000 2011/05/09
64093 SGA Societe Generale Acceptance N.V. HSI R Bear CBBC Sep11L 0.250 24,100 per 10,000 units 23,900 per 10,000 units 2011/09/29 300,000,000 2011/05/09
64094 SGA Societe Generale Acceptance N.V. HSI R Bear CBBC Sep11M 0.250 24,200 per 10,000 units 24,000 per 10,000 units 2011/09/29 300,000,000 2011/05/09
64099 SGA Societe Generale Acceptance N.V. HSI R Bear CBBC Sep11N 0.250 24,000 per 10,000 units 23,800 per 10,000 units 2011/09/29 300,000,000 2011/05/09
64100 SGA Societe Generale Acceptance N.V. HSI R Bear CBBC Sep11O 0.250 23,900 per 10,000 units 23,700 per 10,000 units 2011/09/29 300,000,000 2011/05/09
64102 UBS AG China Life R Bull CBBC Oct 2011 A 0.580 21.880 22.880 2011/10/24 100,000,000 2011/05/09
64101 UBS AG HSI R Bear CBBC Aug 2011 A 0.250 23,900 per 10,000 units 23,700 per 10,000 units 2011/08/30 300,000,000 2011/05/09
64127 BNP Paribas Arbit Issu B.V. HSI R Bear CBBC Aug 2011 Q 0.250 24,000 per 10,000 units 23,800 per 10,000 units 2011/08/30 200,000,000 2011/05/11
64130 BNP Paribas Arbit Issu B.V. HSI R Bear CBBC Aug 2011 R 0.250 24,100 per 10,000 units 23,900 per 10,000 units 2011/08/30 200,000,000 2011/05/11
64116 HK Bank China Life R Bull CBBC Dec 2011 A 0.250 25.88 per 100 units 26.88 per 100 units 2011/12/29 80,000,000 2011/05/11
64117 HK Bank A50 R Bull CBBC Dec 2011 A 0.250 11.780 12.280 2011/12/29 200,000,000 2011/05/11
64118 HK Bank A50 R Bull CBBC Dec 2011 B 0.250 12.380 12.880 2011/12/29 100,000,000 2011/05/11
64120 HK Bank A50 R Bear CBBC Dec 2011 C 0.250 15.580 15.080 2011/12/29 200,000,000 2011/05/11
64121 HK Bank HSI R Bear CBBC Dec 2011 A 0.250 25,588 per 15,000 units 25,188 per 15,000 units 2011/12/29 100,000,000 2011/05/11
64122 HK Bank HSI R Bear CBBC Dec 2011 B 0.250 25,700 per 25,000 units 25,300 per 25,000 units 2011/12/29 100,000,000 2011/05/11
64119 HK Bank TCH R Bear CBBC Nov 2011 B 0.440 266.08 per 100 units 250.08 per 100 units 2011/11/29 80,000,000 2011/05/11
64124 KBC Fin Products Int’l Ltd. HSI R Bear CBBC Aug 2011 O 0.250 24,000 per 12,000 units 23,700 per 12,000 units 2011/08/30 168,000,000 2011/05/11
64115 UBS AG HSI R Bear CBBC Sep 2011 V 0.250 24,000 per 10,000 units 23,800 per 10,000 units 2011/09/29 300,000,000 2011/05/11
64149 BNP Paribas Arbit Issu B.V. HSI R Bear CBBC Aug 2011 S 0.250 23,700 per 10,000 units 23,500 per 10,000 units 2011/08/30 200,000,000 2011/05/12
64150 BNP Paribas Arbit Issu B.V. HSI R Bear CBBC Aug 2011 T 0.250 23,800 per 10,000 units 23,600 per 10,000 units 2011/08/30 200,000,000 2011/05/12
64151 BNP Paribas Arbit Issu B.V. HSI R Bear CBBC Aug 2011 U 0.250 23,900 per 10,000 units 23,700 per 10,000 units 2011/08/30 200,000,000 2011/05/12
64132 RB of Scotland N.V. DJIA R Bull CBBC Dec 2011 A 0.250 10,900 per 78,000 units 11,300 per 78,000 units 2011/12/16 80,000,000 2011/05/12
64133 RB of Scotland N.V. DJIA R Bear CBBC Dec 2011 B 0.250 14,700 per 78,000 units 14,300 per 78,000 units 2011/12/16 80,000,000 2011/05/12
64156 UBS AG Sinopec Corp R Bull CBBC Oct 2011 A 0.250 6.500 6.800 2011/10/17 100,000,000 2011/05/12
64155 UBS AG A50 China R Bear CBBC Oct 2011 A 0.250 14.400 14.000 2011/10/24 100,000,000 2011/05/12
64147 UBS AG HSI R Bull CBBC Aug 2011 N 0.250 23,100 per 10,000 units 23,300 per 10,000 units 2011/08/30 300,000,000 2011/05/12
64143 UBS AG HSI R Bull CBBC Sep 2011 W 0.250 22,750 per 15,000 units 22,950 per 15,000 units 2011/09/29 300,000,000 2011/05/12
64148 UBS AG HSI R Bull CBBC Sep 2011 X 0.250 23,300 per 12,000 units 23,500 per 12,000 units 2011/09/29 300,000,000 2011/05/12
64142 UBS AG HSI R Bull CBBC Oct 2011 J 0.250 22,650 per 15,000 units 22,850 per 15,000 units 2011/10/28 300,000,000 2011/05/12
64152 UBS AG HSI R Bear CBBC Sep 2011 Y 0.250 23,800 per 12,000 units 23,600 per 12,000 units 2011/09/29 300,000,000 2011/05/12
64154 UBS AG HSI R Bear CBBC Sep 2011 Z 0.250 23,600 per 10,000 units 23,400 per 10,000 units 2011/09/29 300,000,000 2011/05/12
64180 BNP Paribas Arbit Issu B.V. HSI R Bear CBBC Aug 2011 V 0.250 23,600 per 10,000 units 23,400 per 10,000 units 2011/08/30 200,000,000 2011/05/13
64163 HK Bank China Shenhua R Bull CBBC Dec 2011 A 0.250 27.88 per 100 units 29.88 per 100 units 2011/12/29 80,000,000 2011/05/13

64159 HK Bank Hutchison R Bear CBBC Dec 2011 A 0.250 103.38 per 100 units 100.88 per 100 units 2011/12/29 80,000,000 2011/05/13
64162 HK Bank SHK Ppt R Bull CBBC Dec 2011 B 0.250 109.08 per 100 units 115.08 per 100 units 2011/12/29 80,000,000 2011/05/13
64178 UBS AG China Mobile R Bull CBBC Oct 2011 A 0.250 65 per 100 units 68 per 100 units 2011/10/24 100,000,000 2011/05/13
64179 UBS AG CNOOC R Bull CBBC Oct 2011 A 0.250 16.080 16.880 2011/10/17 100,000,000 2011/05/13
64157 UBS AG HSI R Bull CBBC Aug 2011 S 0.250 23,000 per 12,000 units 23,200 per 12,000 units 2011/08/30 300,000,000 2011/05/13
64186 BNP Paribas Arbit Issu B.V. HSI R Bear CBBC Aug 2011 W 0.250 23,500 per 10,000 units 23,300 per 10,000 units 2011/08/30 200,000,000 2011/05/16
64181 HK Bank CNOOC R Bull CBBC Dec 2011 A 0.260 15.880 16.880 2011/12/29 80,000,000 2011/05/16
64195 KBC Fin Products Int’l Ltd. HSI R Bear CBBC Sep 2011 E 0.250 23,700 per 10,000 units 23,400 per 10,000 units 2011/09/29 128,000,000 2011/05/16
64183 RB of Scotland N.V. HSI R Bear CBBC Sep 2011 A 0.250 24,500 per 10,000 units 24,000 per 10,000 units 2011/09/29 250,000,000 2011/05/16
64185 RB of Scotland N.V. HSI R Bear CBBC Sep 2011 B 0.250 24,900 per 10,000 units 24,400 per 10,000 units 2011/09/29 250,000,000 2011/05/16
64194 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC Aug11X 0.250 21,800 per 10,000 units 22,000 per 10,000 units 2011/08/30 300,000,000 2011/05/16
64187 SGA Societe Generale Acceptance N.V. HSI R Bear CBBC Sep11F 0.250 23,800 per 10,000 units 23,600 per 10,000 units 2011/09/29 300,000,000 2011/05/16
64188 SGA Societe Generale Acceptance N.V. HSI R Bear CBBC Sep11G 0.250 23,700 per 10,000 units 23,500 per 10,000 units 2011/09/29 300,000,000 2011/05/16
64189 SGA Societe Generale Acceptance N.V. HSI R Bear CBBC Sep11H 0.250 23,600 per 10,000 units 23,400 per 10,000 units 2011/09/29 300,000,000 2011/05/16
64190 SGA Societe Generale Acceptance N.V. HSI R Bear CBBC Sep11P 0.250 23,500 per 10,000 units 23,300 per 10,000 units 2011/09/29 300,000,000 2011/05/16
64191 SGA Societe Generale Acceptance N.V. HSI R Bear CBBC Sep11Q 0.250 23,400 per 10,000 units 23,200 per 10,000 units 2011/09/29 300,000,000 2011/05/16
64199 UBS AG China Life R Bear CBBC Oct 2011 B 0.315 29.880 28.880 2011/10/17 100,000,000 2011/05/16
64198 UBS AG HSI R Bull CBBC Aug 2011 K 0.250 22,800 per 10,000 units 23,000 per 10,000 units 2011/08/30 300,000,000 2011/05/16
64197 UBS AG HSI R Bear CBBC Aug 2011 F 0.250 23,400 per 10,000 units 23,200 per 10,000 units 2011/08/30 300,000,000 2011/05/16
64196 UBS AG HSI R Bear CBBC Dec 2011 A 0.250 25,200 per 38,000 units 24,800 per 38,000 units 2011/12/29 300,000,000 2011/05/16
64204 UBS AG AIA R Bull CBBC Nov 2011 B 0.250 24.880 25.880 2011/11/07 100,000,000 2011/05/17
64203 UBS AG AIA R Bear CBBC Nov 2011 A 0.365 30.880 29.880 2011/11/14 100,000,000 2011/05/17
64205 UBS AG HSI R Bull CBBC Sep 2011 B 0.250 22,900 per 10,000 units 23,100 per 10,000 units 2011/09/29 300,000,000 2011/05/17
64206 UBS AG HSI R Bull CBBC Oct 2011 K 0.250 22,250 per 12,000 units 22,450 per 12,000 units 2011/10/28 300,000,000 2011/05/17
64207 UBS AG HSI R Bull CBBC Oct 2011 L 0.250 22,550 per 12,000 units 22,750 per 12,000 units 2011/10/28 300,000,000 2011/05/17
64218 Credit Suisse AG HSI R Bull CBBC Sep 2011 D 0.250 23,000 per 12,000 units 23,200 per 12,000 units 2011/09/29 210,000,000 2011/05/18
64219 Credit Suisse AG HSI R Bull CBBC Oct 2011 X 0.250 23,200 per 12,000 units 23,400 per 12,000 units 2011/10/28 210,000,000 2011/05/18
64220 Credit Suisse AG HSI R Bull CBBC Nov 2011 J 0.250 21,300 per 10,000 units 21,500 per 10,000 units 2011/11/29 210,000,000 2011/05/18
64228 Credit Suisse AG HSI R Bull CBBC Nov 2011 K 0.250 21,900 per 10,000 units 22,100 per 10,000 units 2011/11/29 210,000,000 2011/05/18
64235 Credit Suisse AG HSI R Bull CBBC Nov 2011 L 0.250 22,100 per 10,000 units 22,300 per 10,000 units 2011/11/29 210,000,000 2011/05/18
64236 Credit Suisse AG HSI R Bull CBBC Dec 2011 D 0.250 21,600 per 12,000 units 21,800 per 12,000 units 2011/12/29 210,000,000 2011/05/18
64215 Credit Suisse AG HSI R Bear CBBC Aug 2011 O 0.250 23,800 per 12,000 units 23,600 per 12,000 units 2011/08/30 210,000,000 2011/05/18
64214 Credit Suisse AG HSI R Bear CBBC Aug 2011 T 0.250 23,500 per 10,000 units 23,300 per 10,000 units 2011/08/30 210,000,000 2011/05/18
64216 Credit Suisse AG HSI R Bear CBBC Aug 2011 W 0.250 24,100 per 10,000 units 23,900 per 10,000 units 2011/08/30 210,000,000 2011/05/18
64217 Credit Suisse AG HSI R Bear CBBC Aug 2011 X 0.250 24,400 per 12,000 units 24,200 per 12,000 units 2011/08/30 210,000,000 2011/05/18
64238 Credit Suisse AG TCH R Bull CBBC Sep 2011 C 0.250 202 per 100 units 210 per 100 units 2011/09/26 100,000,000 2011/05/18
64239 Credit Suisse AG TCH R Bull CBBC Oct 2011 A 0.310 192 per 100 units 200 per 100 units 2011/10/24 100,000,000 2011/05/18

64240 Credit Suisse AG TCH R Bear CBBC Sep 2011 D 0.250 228 per 100 units 220 per 100 units 2011/09/26 100,000,000 2011/05/18
64209 Merrill Lynch Int’l & Co. C.V. HSI R Bear CBBC Nov 2011 J 0.250 24,300 per 12,000 units 24,000 per 12,000 units 2011/11/29 100,000,000 2011/05/18
64212 RB of Scotland N.V. HSI R Bear CBBC Sep 2011 C 0.250 24,700 per 10,000 units 24,200 per 10,000 units 2011/09/29 250,000,000 2011/05/18
64213 RB of Scotland N.V. HSI R Bear CBBC Sep 2011 D 0.250 25,100 per 10,000 units 24,600 per 10,000 units 2011/09/29 250,000,000 2011/05/18
64266 BNP Paribas Arbit Issu B.V. HSI R Bear CBBC Aug 2011 X 0.250 23,300 per 10,000 units 23,100 per 10,000 units 2011/08/30 200,000,000 2011/05/19
64267 BNP Paribas Arbit Issu B.V. HSI R Bear CBBC Aug 2011 Y 0.250 23,400 per 10,000 units 23,200 per 10,000 units 2011/08/30 200,000,000 2011/05/19
64264 Credit Suisse AG A50 China R Bear CBBC Sep 2011 C 0.250 14.100 13.800 2011/09/26 100,000,000 2011/05/19
64258 Credit Suisse AG HKEx R Bear CBBC Sep 2011 A 0.250 186 per 100 units 180 per 100 units 2011/09/26 100,000,000 2011/05/19
64257 Credit Suisse AG HSI R Bull CBBC Nov 2011 M 0.250 22,900 per 10,000 units 23,100 per 10,000 units 2011/11/29 210,000,000 2011/05/19
64242 Credit Suisse AG HSI R Bear CBBC Aug 2011 N 0.250 23,300 per 10,000 units 23,100 per 10,000 units 2011/08/30 210,000,000 2011/05/19
64247 Credit Suisse AG HSI R Bear CBBC Aug 2011 R 0.250 23,700 per 10,000 units 23,500 per 10,000 units 2011/08/30 210,000,000 2011/05/19
64250 Credit Suisse AG HSI R Bear CBBC Sep 2011 K 0.250 24,000 per 12,000 units 23,800 per 12,000 units 2011/09/29 210,000,000 2011/05/19
64251 Credit Suisse AG HSI R Bear CBBC Sep 2011 O 0.250 24,200 per 12,000 units 24,000 per 12,000 units 2011/09/29 210,000,000 2011/05/19
64252 Credit Suisse AG HSI R Bear CBBC Oct 2011 Y 0.250 24,800 per 12,000 units 24,600 per 12,000 units 2011/10/28 210,000,000 2011/05/19
64253 Credit Suisse AG HSI R Bear CBBC Oct 2011 Z 0.250 25,100 per 10,000 units 24,900 per 10,000 units 2011/10/28 210,000,000 2011/05/19
64262 Credit Suisse AG TCH R Bear CBBC Sep 2011 E 0.290 238 per 100 units 230 per 100 units 2011/09/26 100,000,000 2011/05/19
64263 Credit Suisse AG TCH R Bear CBBC Oct 2011 C 0.390 248 per 100 units 240 per 100 units 2011/10/24 100,000,000 2011/05/19
64270 RB of Scotland N.V. CPIC R Bull CBBC Jan 2012 A 0.250 26.40 per 100 units 27.80 per 100 units 2012/01/09 80,000,000 2011/05/19
64271 RB of Scotland N.V. China Shenhua R Bull CBBC Jan 2012 A 0.250 26.30 per 100 units 27.80 per 100 units 2012/01/09 80,000,000 2011/05/19
64273 RB of Scotland N.V. Jiangxi Copper R Bull CBBC Jan 2012 A 0.250 13.60 per 100 units 14.80 per 100 units 2012/01/09 80,000,000 2011/05/19
64268 UBS AG HSI R Bear CBBC Sep 2011 C 0.250 23,300 per 10,000 units 23,100 per 10,000 units 2011/09/29 300,000,000 2011/05/19
64269 UBS AG TCH R Bull CBBC Oct 2011 A 0.265 190.88 per 100 units 198.88 per 100 units 2011/10/17 100,000,000 2011/05/19
64303 Credit Suisse AG HSI R Bull CBBC Oct 2011 F 0.250 22,800 per 12,000 units 23,000 per 12,000 units 2011/10/28 210,000,000 2011/05/20
64300 Credit Suisse AG HSI R Bear CBBC Aug 2011 C 0.250 23,900 per 10,000 units 23,700 per 10,000 units 2011/08/30 210,000,000 2011/05/20
64296 Credit Suisse AG HSI R Bear CBBC Aug 2011 S 0.250 23,200 per 10,000 units 23,000 per 10,000 units 2011/08/30 210,000,000 2011/05/20
64297 Credit Suisse AG HSI R Bear CBBC Aug 2011 Y 0.250 23,400 per 12,000 units 23,200 per 12,000 units 2011/08/30 210,000,000 2011/05/20
64301 Credit Suisse AG HSI R Bear CBBC Sep 2011 P 0.250 23,600 per 12,000 units 23,400 per 12,000 units 2011/09/29 210,000,000 2011/05/20
64302 Credit Suisse AG HSI R Bear CBBC Sep 2011 Q 0.250 24,300 per 10,000 units 24,100 per 10,000 units 2011/09/29 210,000,000 2011/05/20
64276 HK Bank China Life R Bull CBBC Nov 2011 A 0.320 23.380 23.880 2011/11/29 80,000,000 2011/05/20
64279 HK Bank HSI R Bear CBBC Nov 2011 A 0.250 24,100 per 12,000 units 23,800 per 12,000 units 2011/11/29 150,000,000 2011/05/20
64281 HK Bank HSI R Bear CBBC Nov 2011 B 0.250 24,388 per 15,000 units 24,188 per 15,000 units 2011/11/29 150,000,000 2011/05/20
64284 HK Bank HSI R Bear CBBC Dec 2011 C 0.250 25,000 per 20,000 units 24,800 per 20,000 units 2011/12/29 150,000,000 2011/05/20
64310 KBC Fin Products Int’l Ltd. HSI R Bull CBBC Oct 2011 A 0.250 22,800 per 15,000 units 23,100 per 15,000 units 2011/10/28 168,000,000 2011/05/20
64274 Merrill Lynch Int’l & Co. C.V. HSI R Bull CBBC Nov 2011 K 0.250 21,200 per 12,000 units 21,500 per 12,000 units 2011/11/29 100,000,000 2011/05/20
64275 Merrill Lynch Int’l & Co. C.V. HSI R Bear CBBC Nov 2011 L 0.250 23,800 per 12,000 units 23,500 per 12,000 units 2011/11/29 100,000,000 2011/05/20
64293 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC Aug11Z 0.250 21,700 per 12,000 units 21,900 per 12,000 units 2011/08/30 300,000,000 2011/05/20
64290 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC Sep11T 0.250 21,500 per 10,000 units 21,700 per 10,000 units 2011/09/29 300,000,000 2011/05/20
64292 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC Sep11U 0.250 21,400 per 12,000 units 21,600 per 12,000 units 2011/09/29 300,000,000 2011/05/20

64288 SGA Societe Generale Acceptance N.V. HSI R Bear CBBC Sep11S 0.250 23,300 per 12,000 units 23,100 per 12,000 units 2011/09/29 300,000,000 2011/05/20
64308 UBS AG HSI R Bull CBBC Aug 2011 I 0.250 22,700 per 12,000 units 22,900 per 12,000 units 2011/08/30 300,000,000 2011/05/20
64309 UBS AG HSI R Bull CBBC Sep 2011 J 0.250 23,000 per 12,000 units 23,200 per 12,000 units 2011/09/29 300,000,000 2011/05/20
64313 Credit Suisse AG HSI R Bull CBBC Nov 2011 N 0.250 22,700 per 10,000 units 22,900 per 10,000 units 2011/11/29 210,000,000 2011/05/23
64317 KBC Fin Products Int’l Ltd. HSI R Bear CBBC Sep 2011 F 0.250 23,400 per 8,000 units 23,100 per 8,000 units 2011/09/29 128,000,000 2011/05/23
64312 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC Sep11V 0.250 23,000 per 12,000 units 23,200 per 12,000 units 2011/09/29 300,000,000 2011/05/23
64314 UBS AG HSI R Bull CBBC Oct 2011 M 0.250 22,350 per 15,000 units 22,550 per 15,000 units 2011/10/28 300,000,000 2011/05/23
64315 UBS AG HSI R Bull CBBC Nov 2011 E 0.250 22,150 per 15,000 units 22,350 per 15,000 units 2011/11/29 300,000,000 2011/05/23
64326 Credit Suisse AG HSI R Bull CBBC Oct 2011 R 0.250 21,400 per 12,000 units 21,600 per 12,000 units 2011/10/28 300,000,000 2011/05/24
64341 J P Morgan SP BV HSI R Bull CBBC Sep 2011 G 0.250 22,600 per 15,000 units 22,800 per 15,000 units 2011/09/29 200,000,000 2011/05/24
64332 J P Morgan SP BV HSI R Bear CBBC Sep 2011 A 0.250 24,400 per 15,000 units 24,200 per 15,000 units 2011/09/29 200,000,000 2011/05/24
64333 J P Morgan SP BV HSI R Bear CBBC Sep 2011 B 0.250 24,200 per 10,000 units 24,000 per 10,000 units 2011/09/29 200,000,000 2011/05/24
64334 J P Morgan SP BV HSI R Bear CBBC Sep 2011 C 0.250 24,000 per 15,000 units 23,800 per 15,000 units 2011/09/29 200,000,000 2011/05/24
64335 J P Morgan SP BV HSI R Bear CBBC Sep 2011 D 0.250 23,700 per 10,000 units 23,500 per 10,000 units 2011/09/29 200,000,000 2011/05/24
64339 J P Morgan SP BV HSI R Bear CBBC Sep 2011 E 0.250 23,400 per 15,000 units 23,200 per 15,000 units 2011/09/29 200,000,000 2011/05/24
64340 J P Morgan SP BV HSI R Bear CBBC Sep 2011 F 0.250 23,200 per 10,000 units 23,000 per 10,000 units 2011/09/29 200,000,000 2011/05/24
64331 KBC Fin Products Int’l Ltd. HSI R Bull CBBC Sep 2011 G 0.250 22,500 per 12,000 units 22,800 per 12,000 units 2011/09/29 188,000,000 2011/05/24
64324 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC Sep11X 0.250 22,000 per 10,000 units 22,200 per 10,000 units 2011/09/29 300,000,000 2011/05/24
64367 J P Morgan SP BV HSI R Bull CBBC Sep 2011 H 0.250 22,800 per 10,000 units 23,000 per 10,000 units 2011/09/29 200,000,000 2011/05/25
64342 SGA Societe Generale Acceptance N.V CLife R Bull CBBC Oct11A 0.370 23.000 24.000 2011/10/31 100,000,000 2011/05/25
64343 SGA Societe Generale Acceptance N.V CLife R Bull CBBC Oct11B 0.260 24.000 25.000 2011/10/31 100,000,000 2011/05/25
64359 SGA Societe Generale Acceptance N.V. A50 R Bull CBBC Oct11C 0.250 11.600 12.000 2011/10/31 150,000,000 2011/05/25
64360 SGA Societe Generale Acceptance N.V. A50 R Bull CBBC Oct11D 0.250 11.100 11.500 2011/10/31 150,000,000 2011/05/25
64355 SGA Societe Generale Acceptance N.V. A50 R Bear CBBC Oct11A 0.250 14.900 14.500 2011/10/31 150,000,000 2011/05/25
64358 SGA Societe Generale Acceptance N.V. A50 R Bear CBBC Oct11B 0.250 14.400 14.000 2011/10/31 150,000,000 2011/05/25
64345 SGA Societe Generale Acceptance N.V. HWL R Bull CBBC Oct11A 0.250 71 per 100 units 75 per 100 units 2011/10/31 150,000,000 2011/05/25
64348 SGA Societe Generale Acceptance N.V. HWL R Bull CBBC Oct11B 0.250 76 per 100 units 80 per 100 units 2011/10/31 150,000,000 2011/05/25
64349 SGA Societe Generale Acceptance N.V. HWL R Bear CBBC Oct11C 0.250 99 per 100 units 95 per 100 units 2011/10/31 150,000,000 2011/05/25
64350 SGA Societe Generale Acceptance N.V. HWL R Bear CBBC Oct11D 0.250 104 per 100 units 100 per 100 units 2011/10/31 150,000,000 2011/05/25

64353 SGA Societe Generale Acceptance N.V. TCH R Bull CBBC Oct11A 0.320 182 per 100 units 190 per 100 units 2011/10/31 100,000,000 2011/05/25
64354 SGA Societe Generale Acceptance N.V. TCH R Bear CBBC Oct11B 0.350 248 per 100 units 240 per 100 units 2011/10/31 100,000,000 2011/05/25
64366 UBS AG COVS R Bull CBBC Nov 2011 A 0.250 13.080 13.880 2011/11/07 100,000,000 2011/05/25
64363 UBS AG HSI R Bull CBBC Oct 2011 N 0.250 22,050 per 15,000 units 22,250 per 15,000 units 2011/10/28 300,000,000 2011/05/25
64373 Credit Suisse AG HSI R Bull CBBC Nov 2011 O 0.250 22,900 per 10,000 units 23,100 per 10,000 units 2011/11/29 300,000,000 2011/05/26
64370 Credit Suisse AG HSI R Bear CBBC Aug 2011 Z 0.250 23,300 per 10,000 units 23,100 per 10,000 units 2011/08/30 300,000,000 2011/05/26
64374 UBS AG HSI R Bull CBBC Sep 2011 P 0.250 22,900 per 10,000 units 23,100 per 10,000 units 2011/09/29 300,000,000 2011/05/26
64368 UBS AG HSI R Bear CBBC Aug 2011 M 0.250 23,300 per 10,000 units 23,100 per 10,000 units 2011/08/30 300,000,000 2011/05/26
64388 Credit Suisse AG HSI R Bull CBBC Oct 2011 P 0.250 22,400 per 12,000 units 22,600 per 12,000 units 2011/10/28 300,000,000 2011/05/27
64389 Credit Suisse AG HSI R Bull CBBC Nov 2011 P 0.250 22,238 per 12,000 units 22,438 per 12,000 units 2011/11/29 300,000,000 2011/05/27
64379 Credit Suisse AG HSI R Bear CBBC Aug 2011 I 0.250 23,400 per 12,000 units 23,200 per 12,000 units 2011/08/30 300,000,000 2011/05/27
64384 RB of Scotland N.V. HSCEI R Bull CBBC Nov 2011 A 0.250 11,000 per 10,000 units 11,500 per 10,000 units 2011/11/29 250,000,000 2011/05/27
64385 RB of Scotland N.V. HSCEI R Bull CBBC Nov 2011 B 0.250 11,500 per 10,000 units 12,000 per 10,000 units 2011/11/29 250,000,000 2011/05/27
64375 SGA Societe Generale Acceptance N.V. HSI R Bear CBBC Sep11Y 0.250 23,400 per 10,000 units 23,200 per 10,000 units 2011/09/29 300,000,000 2011/05/27
64383 UBS AG HKEx R Bull CBBC Nov 2011 A 0.250 152.88 per 100 units 158.88 per 100 units 2011/11/21 100,000,000 2011/05/27
64378 UBS AG HSI R Bear CBBC Sep 2011 Q 0.250 23,400 per 10,000 units 23,200 per 10,000 units 2011/09/29 300,000,000 2011/05/27
64458 BNP Paribas Arbit Issu B.V. HSI R Bear CBBC Aug 2011 A 0.250 23,300 per 10,000 units 23,100 per 10,000 units 2011/08/30 200,000,000 2011/05/30
64452 BNP Paribas Arbit Issu B.V. HSI R Bear CBBC Aug 2011 F 0.250 23,200 per 10,000 units 23,000 per 10,000 units 2011/08/30 200,000,000 2011/05/30
64460 BNP Paribas Arbit Issu B.V. HSI R Bear CBBC Aug 2011 I 0.250 23,400 per 10,000 units 23,200 per 10,000 units 2011/08/30 200,000,000 2011/05/30
64451 BNP Paribas Arbit Issu B.V. HSI R Bear CBBC Aug 2011 Z 0.250 23,100 per 10,000 units 22,900 per 10,000 units 2011/08/30 200,000,000 2011/05/30
64398 Credit Suisse AG HSI R Bear CBBC Sep 2011 I 0.250 23,200 per 12,000 units 23,000 per 12,000 units 2011/09/29 300,000,000 2011/05/30
64396 Credit Suisse AG HSI R Bear CBBC Sep 2011 U 0.250 23,000 per 12,000 units 22,800 per 12,000 units 2011/09/29 300,000,000 2011/05/30
64461 KBC Fin Products Int’l Ltd. HSI R Bear CBBC Nov 2011 A 0.250 23,100 per 15,000 units 22,800 per 15,000 units 2011/11/29 208,000,000 2011/05/30
64390 SGA Societe Generale Acceptance N.V. HSI R Bear CBBC Sep11Z 0.250 23,100 per 10,000 units 22,900 per 10,000 units 2011/09/29 300,000,000 2011/05/30
64476 UBS AG A50 China R Bull CBBC Oct 2011 C 0.250 11.200 11.500 2011/10/03 100,000,000 2011/05/30
64475 UBS AG A50 China R Bear CBBC Oct 2011 B 0.250 13.800 13.500 2011/10/17 100,000,000 2011/05/30
64468 UBS AG HSI R Bull CBBC Aug 2011 N 0.250 20,600 per 12,000 units 20,800 per 12,000 units 2011/08/30 300,000,000 2011/05/30
64465 UBS AG HSI R Bull CBBC Oct 2011 O 0.255 20,200 per 10,000 units 20,400 per 10,000 units 2011/10/28 300,000,000 2011/05/30
64462 UBS AG HSI R Bull CBBC Nov 2011 F 0.455 17,300 per 12,000 units 17,500 per 12,000 units 2011/11/29 300,000,000 2011/05/30
64469 UBS AG HSI R Bull CBBC Dec 2011 B 0.250 17,900 per 38,000 units 18,300 per 38,000 units 2011/12/29 300,000,000 2011/05/30
64470 UBS AG HSI R Bear CBBC Aug 2011 G 0.250 23,000 per 10,000 units 22,800 per 10,000 units 2011/08/30 300,000,000 2011/05/30
64473 UBS AG HSI R Bear CBBC Sep 2011 S 0.250 23,200 per 12,000 units 23,000 per 12,000 units 2011/09/29 300,000,000 2011/05/30
68322 # HK Bank HSI R Bull CBBC Sep 2011 A 0.074 26,700 per 10,000 units 26,500 per 10,000 units 2011/08/30 200,000,000 2011/05/30
64499 Credit Suisse AG A50 China R Bull CBBC Oct 2011 A 0.250 11.500 11.800 2011/10/24 100,000,000 2011/05/31

64498 Credit Suisse AG A50 China R Bear CBBC Sep 2011 D 0.250 13.600 13.300 2011/09/26 100,000,000 2011/05/31
64496 Credit Suisse AG HKEx R Bull CBBC Oct 2011 A 0.250 154 per 100 units 160 per 100 units 2011/10/24 100,000,000 2011/05/31
64495 Credit Suisse AG HSI R Bull CBBC Nov 2011 Q 0.250 22,500 per 10,000 units 22,700 per 10,000 units 2011/11/29 300,000,000 2011/05/31
64494 Credit Suisse AG HSI R Bear CBBC Sep 2011 J 0.250 23,100 per 10,000 units 22,900 per 10,000 units 2011/09/29 300,000,000 2011/05/31
64497 Credit Suisse AG TCH R Bear CBBC Sep 2011 F 0.250 231 per 100 units 223 per 100 units 2011/09/26 100,000,000 2011/05/31
64500 HK Bank CM Bank R Bull CBBC Feb 2012 A 0.250 17.800 18.800 2012/02/28 80,000,000 2011/05/31
64503 HK Bank CNOOC R Bear CBBC Feb 2012 A 0.410 21.880 20.880 2012/02/28 80,000,000 2011/05/31
64501 HK Bank Sinopec Corp R Bear CBBC Feb 2012 A 0.250 8.580 8.280 2012/02/28 80,000,000 2011/05/31
64502 HK Bank China Shenhua R Bear CBBC Feb 2012 A 0.250 40.88 per 100 units 38.88 per 100 units 2012/02/28 80,000,000 2011/05/31
64504 HK Bank A50 R Bear CBBC Feb 2012 A 0.250 14.580 14.080 2012/02/28 100,000,000 2011/05/31
64481 Merrill Lynch Int’l & Co. C.V. HSI R Bull CBBC Dec 2011 A 0.300 19,700 per 11,000 units 20,000 per 11,000 units 2011/12/29 100,000,000 2011/05/31
64483 Merrill Lynch Int’l & Co. C.V. HSI R Bull CBBC Dec 2011 B 0.250 20,200 per 11,000 units 20,500 per 11,000 units 2011/12/29 100,000,000 2011/05/31
64486 Merrill Lynch Int’l & Co. C.V. HSI R Bull CBBC Dec 2011 C 0.250 20,700 per 11,000 units 21,000 per 11,000 units 2011/12/29 100,000,000 2011/05/31
64487 Merrill Lynch Int’l & Co. C.V. HSI R Bear CBBC Dec 2011 D 0.250 23,300 per 11,000 units 23,000 per 11,000 units 2011/12/29 100,000,000 2011/05/31
64488 CC Rabobank B.A. HSI R Bull CBBC Dec 2011 A 0.250 20,400 per 11,000 units 20,800 per 11,000 units 2011/12/29 150,000,000 2011/05/31
64490 CC Rabobank B.A. HSI R Bull CBBC Dec 2011 B 0.250 21,200 per 11,000 units 21,600 per 11,000 units 2011/12/29 150,000,000 2011/05/31
64491 CC Rabobank B.A. HSI R Bull CBBC Dec 2011 C 0.250 22,000 per 11,000 units 22,400 per 11,000 units 2011/12/29 150,000,000 2011/05/31
64492 CC Rabobank B.A. HSI R Bear CBBC Dec 2011 D 0.250 23,600 per 11,000 units 23,200 per 11,000 units 2011/12/29 150,000,000 2011/05/31
64493 CC Rabobank B.A. HSI R Bear CBBC Dec 2011 E 0.250 24,400 per 11,000 units 24,000 per 11,000 units 2011/12/29 150,000,000 2011/05/31
64505 UBS AG HSI R Bear CBBC Sep 2011 U 0.250 23,100 per 10,000 units 22,900 per 10,000 units 2011/09/29 300,000,000 2011/05/31
66806 # HK Bank A50 R Bull CBBC Jul 2011 B 0.147 11.380 11.680 2011/07/29 150,000,000 2011/05/31
64516 Credit Suisse AG HSI R Bear CBBC Sep 2011 N 0.250 22,900 per 10,000 units 22,700 per 10,000 units 2011/09/29 300,000,000 2011/06/01
64526 J P Morgan SP BV HSI R Bull CBBC Sep 2011 M 0.250 22,400 per 15,000 units 22,600 per 15,000 units 2011/09/29 200,000,000 2011/06/01
64527 J P Morgan SP BV HSI R Bull CBBC Sep 2011 N 0.250 22,100 per 10,000 units 22,300 per 10,000 units 2011/09/29 200,000,000 2011/06/01
64528 J P Morgan SP BV HSI R Bull CBBC Sep 2011 O 0.250 21,900 per 10,000 units 22,100 per 10,000 units 2011/09/29 200,000,000 2011/06/01
64521 J P Morgan SP BV HSI R Bear CBBC Sep 2011 I 0.250 23,500 per 10,000 units 23,300 per 10,000 units 2011/09/29 200,000,000 2011/06/01
64522 J P Morgan SP BV HSI R Bear CBBC Sep 2011 J 0.250 23,300 per 10,000 units 23,100 per 10,000 units 2011/09/29 200,000,000 2011/06/01
64524 J P Morgan SP BV HSI R Bear CBBC Sep 2011 K 0.250 23,000 per 10,000 units 22,800 per 10,000 units 2011/09/29 200,000,000 2011/06/01
64525 J P Morgan SP BV HSI R Bear CBBC Sep 2011 L 0.250 23,100 per 15,000 units 22,900 per 15,000 units 2011/09/29 200,000,000 2011/06/01
64512 RB of Scotland N.V. HSI R Bull CBBC Sep 2011 E 0.250 21,200 per 10,000 units 21,700 per 10,000 units 2011/09/29 250,000,000 2011/06/01
64513 RB of Scotland N.V. HSI R Bull CBBC Sep 2011 F 0.250 21,400 per 10,000 units 21,900 per 10,000 units 2011/09/29 250,000,000 2011/06/01
64514 RB of Scotland N.V. HSI R Bull CBBC Sep 2011 G 0.250 21,600 per 10,000 units 22,100 per 10,000 units 2011/09/29 250,000,000 2011/06/01
64509 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC Sep11S 0.250 22,500 per 10,000 units 22,700 per 10,000 units 2011/09/29 300,000,000 2011/06/01
64510 SGA Societe Generale Acceptance N.V. HSI R Bear CBBC Sep11V 0.250 23,000 per 12,000 units 22,800 per 12,000 units 2011/09/29 300,000,000 2011/06/01
64511 UBS AG HSI R Bull CBBC Oct 2011 P 0.250 22,400 per 12,000 units 22,600 per 12,000 units 2011/10/28 300,000,000 2011/06/01
64517 UBS AG HSI R Bull CBBC Oct 2011 R 0.250 21,800 per 12,000 units 22,000 per 12,000 units 2011/10/28 300,000,000 2011/06/01
64515 UBS AG HSI R Bear CBBC Oct 2011 Q 0.250 22,900 per 12,000 units 22,700 per 12,000 units 2011/10/28 300,000,000 2011/06/01
64519 UBS AG HSI R Bear CBBC Oct 2011 S 0.250 24,700 per 12,000 units 24,500 per 12,000 units 2011/10/28 300,000,000 2011/06/01
64520 UBS AG HSI R Bear CBBC Nov 2011 G 0.250 25,100 per 10,000 units 24,900 per 10,000 units 2011/11/29 300,000,000 2011/06/01
64530 Credit Suisse AG HSI R Bull CBBC Oct 2011 U 0.250 22,600 per 12,000 units 22,800 per 12,000 units 2011/10/28 300,000,000 2011/06/02

64529 Credit Suisse AG HSI R Bull CBBC Oct 2011 V 0.250 21,900 per 12,000 units 22,100 per 12,000 units 2011/10/28 300,000,000 2011/06/02
64531 HK Bank Sinopec Corp R Bull CBBC Nov 2011 A 0.250 6.380 6.680 2011/11/22 80,000,000 2011/06/02
64532 HK Bank Sinopec Corp R Bull CBBC Dec 2011 A 0.250 6.580 6.880 2011/12/23 80,000,000 2011/06/02
64543 KBC Fin Products Int’l Ltd. HSI R Bull CBBC Oct 2011 B 0.250 22,500 per 15,000 units 22,800 per 15,000 units 2011/10/28 208,000,000 2011/06/02
64537 UBS AG HSI R Bull CBBC Oct 2011 T 0.250 21,300 per 10,000 units 21,500 per 10,000 units 2011/10/28 300,000,000 2011/06/02
64540 UBS AG HSI R Bull CBBC Oct 2011 U 0.250 21,900 per 10,000 units 22,100 per 10,000 units 2011/10/28 300,000,000 2011/06/02
64541 UBS AG HSI R Bull CBBC Oct 2011 V 0.250 22,700 per 12,000 units 22,900 per 12,000 units 2011/10/28 300,000,000 2011/06/02
64542 UBS AG HSI R Bull CBBC Nov 2011 H 0.250 21,600 per 10,000 units 21,800 per 10,000 units 2011/11/29 300,000,000 2011/06/02
64563 Credit Suisse AG HSI R Bull CBBC Oct 2011 O 0.250 22,900 per 10,000 units 23,100 per 10,000 units 2011/10/28 300,000,000 2011/06/03
64564 Credit Suisse AG HSI R Bull CBBC Nov 2011 R 0.250 22,700 per 10,000 units 22,900 per 10,000 units 2011/11/29 300,000,000 2011/06/03
64562 Credit Suisse AG HSI R Bear CBBC Sep 2011 E 0.250 23,300 per 10,000 units 23,100 per 10,000 units 2011/09/29 300,000,000 2011/06/03
64544 SGA Societe Generale Acceptance N.V. HSBC R Bull CBBC Oct11A 0.250 62 per 100 units 65 per 100 units 2011/10/31 300,000,000 2011/06/03
64545 SGA Societe Generale Acceptance N.V. HSBC R Bull CBBC Oct11B 0.250 67 per 100 units 70 per 100 units 2011/10/31 300,000,000 2011/06/03
64546 SGA Societe Generale Acceptance N.V. HSBC R Bull CBBC Oct11C 0.250 72 per 100 units 75 per 100 units 2011/10/31 300,000,000 2011/06/03
64547 SGA Societe Generale Acceptance N.V. HSBC R Bear CBBC Oct11D 0.250 98 per 100 units 95 per 100 units 2011/10/31 300,000,000 2011/06/03
64548 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC Oct11A 0.250 22,700 per 12,000 units 22,900 per 12,000 units 2011/10/28 300,000,000 2011/06/03
64549 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC Oct11B 0.250 22,600 per 10,000 units 22,800 per 10,000 units 2011/10/28 300,000,000 2011/06/03
64552 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC Oct11C 0.250 22,800 per 10,000 units 23,000 per 10,000 units 2011/10/28 300,000,000 2011/06/03
64553 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC Oct11D 0.250 22,900 per 10,000 units 23,100 per 10,000 units 2011/10/28 300,000,000 2011/06/03
64565 UBS AG HSI R Bull CBBC Sep 2011 W 0.250 22,300 per 10,000 units 22,500 per 10,000 units 2011/09/29 300,000,000 2011/06/03
64568 UBS AG HSI R Bull CBBC Oct 2011 X 0.250 22,900 per 10,000 units 23,100 per 10,000 units 2011/10/28 300,000,000 2011/06/03
64550 UBS AG HSI R Bear CBBC Oct 2011 W 0.250 23,300 per 10,000 units 23,100 per 10,000 units 2011/10/28 300,000,000 2011/06/03
63492 # Deutsche Bank AG Hutchison R Bull CBBC Oct 2011 A 0.095 80 per 100 units 83 per 100 units 2011/10/18 120,000,000 2011/06/03
64577 Credit Suisse AG HSI R Bull CBBC Nov 2011 S 0.250 23,000 per 12,000 units 23,200 per 12,000 units 2011/11/29 300,000,000 2011/06/07
64576 Credit Suisse AG HSI R Bear CBBC Sep 2011 L 0.250 23,400 per 12,000 units 23,200 per 12,000 units 2011/09/29 300,000,000 2011/06/07
64571 KBC Fin Products Int’l Ltd. HSI R Bull CBBC Oct 2011 C 0.250 22,800 per 12,000 units 23,100 per 12,000 units 2011/10/28 188,000,000 2011/06/07
64570 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC Oct11E 0.250 23,000 per 12,000 units 23,200 per 12,000 units 2011/10/28 300,000,000 2011/06/07
64572 UBS AG HSI R Bull CBBC Oct 2011 Y 0.250 21,700 per 10,000 units 21,900 per 10,000 units 2011/10/28 300,000,000 2011/06/07
64573 UBS AG HSI R Bull CBBC Nov 2011 I 0.250 21,500 per 12,000 units 21,700 per 12,000 units 2011/11/29 300,000,000 2011/06/07
64575 UBS AG HSI R Bull CBBC Nov 2011 J 0.250 23,000 per 12,000 units 23,200 per 12,000 units 2011/11/29 300,000,000 2011/06/07
64569 UBS AG HSI R Bear CBBC Sep 2011 A 0.250 23,400 per 10,000 units 23,200 per 10,000 units 2011/09/29 300,000,000 2011/06/07

64606 Credit Suisse AG HSI R Bull CBBC Oct 2011 X 0.250 23,400 per 12,000 units 23,600 per 12,000 units 2011/10/28 300,000,000 2011/06/08
64607 Credit Suisse AG HSI R Bull CBBC Nov 2011 V 0.250 23,100 per 10,000 units 23,300 per 10,000 units 2011/11/29 300,000,000 2011/06/08
64596 Credit Suisse AG HSI R Bear CBBC Sep 2011 H 0.250 23,800 per 12,000 units 23,600 per 12,000 units 2011/09/29 300,000,000 2011/06/08
64580 Credit Suisse AG HSI R Bear CBBC Sep 2011 M 0.250 23,500 per 10,000 units 23,300 per 10,000 units 2011/09/29 300,000,000 2011/06/08
64597 Credit Suisse AG HSI R Bear CBBC Sep 2011 Z 0.250 24,900 per 10,000 units 24,700 per 10,000 units 2011/09/29 300,000,000 2011/06/08
64601 Credit Suisse AG HSI R Bear CBBC Oct 2011 M 0.250 25,200 per 12,000 units 25,000 per 12,000 units 2011/10/28 300,000,000 2011/06/08
64600 Credit Suisse AG HSI R Bear CBBC Oct 2011 N 0.250 24,700 per 10,000 units 24,500 per 10,000 units 2011/10/28 300,000,000 2011/06/08
64604 Credit Suisse AG HSI R Bear CBBC Nov 2011 T 0.250 25,000 per 12,000 units 24,800 per 12,000 units 2011/11/29 300,000,000 2011/06/08
64605 Credit Suisse AG HSI R Bear CBBC Nov 2011 U 0.250 25,400 per 12,000 units 25,200 per 12,000 units 2011/11/29 300,000,000 2011/06/08
64616 KBC Fin Products Int’l Ltd. HSI R Bull CBBC Nov 2011 B 0.250 23,300 per 8,000 units 23,600 per 8,000 units 2011/11/29 108,000,000 2011/06/08
64617 KBC Fin Products Int’l Ltd. HSI R Bull CBBC Nov 2011 C 0.250 23,100 per 10,000 units 23,400 per 10,000 units 2011/11/29 128,000,000 2011/06/08
64614 Macquarie Bank Ltd. HSI R Bull CBBC Dec 2011 A 0.250 22,600 per 12,000 units 23,000 per 12,000 units 2011/12/30 300,000,000 2011/06/08
64615 Macquarie Bank Ltd. HSI R Bear CBBC Oct 2011 A 0.250 24,800 per 12,000 units 24,400 per 12,000 units 2011/10/28 300,000,000 2011/06/08
64593 UBS AG HSI R Bear CBBC Oct 2011 G 0.250 23,900 per 10,000 units 23,700 per 10,000 units 2011/10/28 300,000,000 2011/06/08
64578 UBS AG HSI R Bear CBBC Oct 2011 Z 0.250 23,500 per 12,000 units 23,300 per 12,000 units 2011/10/28 300,000,000 2011/06/08
64585 UBS AG HSI R Bear CBBC Nov 2011 K 0.250 23,700 per 10,000 units 23,500 per 10,000 units 2011/11/29 300,000,000 2011/06/08
64586 UBS AG HSI R Bear CBBC Nov 2011 L 0.250 25,300 per 12,000 units 25,100 per 12,000 units 2011/11/29 300,000,000 2011/06/08
64581 UBS AG Hutchison R Bull CBBC Nov 2011 A 0.250 76 per 100 units 80 per 100 units 2011/11/21 100,000,000 2011/06/08
64629 Credit Suisse AG HSI R Bull CBBC Nov 2011 X 0.250 23,300 per 10,000 units 23,500 per 10,000 units 2011/11/29 300,000,000 2011/06/09
64625 Credit Suisse AG HSI R Bear CBBC Oct 2011 F 0.250 25,300 per 10,000 units 25,100 per 10,000 units 2011/10/28 300,000,000 2011/06/09
64626 Credit Suisse AG HSI R Bear CBBC Nov 2011 W 0.250 25,600 per 12,000 units 25,400 per 12,000 units 2011/11/29 300,000,000 2011/06/09
64627 Credit Suisse AG HSI R Bear CBBC Dec 2011 E 0.250 25,700 per 10,000 units 25,500 per 10,000 units 2011/12/29 300,000,000 2011/06/09
64628 Credit Suisse AG HSI R Bear CBBC Dec 2011 F 0.250 26,000 per 12,000 units 25,800 per 12,000 units 2011/12/29 300,000,000 2011/06/09
64630 Credit Suisse AG Hutchison R Bull CBBC Sep 2011 A 0.250 82 per 100 units 85 per 100 units 2011/09/26 100,000,000 2011/06/09
64631 Credit Suisse AG TCH R Bull CBBC Sep 2011 G 0.250 210 per 100 units 218 per 100 units 2011/09/26 100,000,000 2011/06/09
64632 Credit Suisse AG TCH R Bull CBBC Oct 2011 D 0.250 200 per 100 units 208 per 100 units 2011/10/24 100,000,000 2011/06/09
64618 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC Oct11F 0.250 23,100 per 10,000 units 23,300 per 10,000 units 2011/10/28 300,000,000 2011/06/09
64619 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC Oct11G 0.250 23,200 per 10,000 units 23,400 per 10,000 units 2011/10/28 300,000,000 2011/06/09
64620 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC Oct11H 0.250 23,300 per 12,000 units 23,500 per 12,000 units 2011/10/28 300,000,000 2011/06/09
64621 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC Oct11I 0.250 23,400 per 10,000 units 23,600 per 10,000 units 2011/10/28 300,000,000 2011/06/09
64635 UBS AG HSI R Bull CBBC Nov 2011 M 0.250 22,850 per 12,000 units 23,050 per 12,000 units 2011/11/29 300,000,000 2011/06/09
64648 Credit Suisse AG HSI R Bull CBBC Dec 2011 G 0.250 23,200 per 12,000 units 23,400 per 12,000 units 2011/12/29 300,000,000 2011/06/10
64645 Credit Suisse AG HSI R Bear CBBC Sep 2011 D 0.250 23,600 per 12,000 units 23,400 per 12,000 units 2011/09/29 300,000,000 2011/06/10
64646 Credit Suisse AG HSI R Bear CBBC Sep 2011 W 0.250 23,900 per 10,000 units 23,700 per 10,000 units 2011/09/29 300,000,000 2011/06/10
64651 KBC Fin Products Int’l Ltd. HSI R Bear CBBC Oct 2011 D 0.250 23,600 per 8,000 units 23,300 per 8,000 units 2011/10/28 108,000,000 2011/06/10
64652 KBC Fin Products Int’l Ltd. HSI R Bear CBBC Nov 2011 D 0.250 24,000 per 10,000 units 23,700 per 10,000 units 2011/11/29 128,000,000 2011/06/10
64642 SGA Societe Generale Acceptance N.V. HSI R Bear CBBC Sep11F 0.250 23,800 per 10,000 units 23,600 per 10,000 units 2011/09/29 300,000,000 2011/06/10

64638 SGA Societe Generale Acceptance N.V. HSI R Bear CBBC Sep11Y 0.250 23,600 per 12,000 units 23,400 per 12,000 units 2011/09/29 300,000,000 2011/06/10
64641 SGA Societe Generale Acceptance N.V. HSI R Bear CBBC Sep11Z 0.250 23,700 per 10,000 units 23,500 per 10,000 units 2011/09/29 300,000,000 2011/06/10
64650 UBS AG HSI R Bear CBBC Sep 2011 I 0.250 23,800 per 12,000 units 23,600 per 12,000 units 2011/09/29 300,000,000 2011/06/10
64660 BNP Paribas Arbit Issu B.V. HSI R Bear CBBC Sep 2011 L 0.250 23,600 per 10,000 units 23,400 per 10,000 units 2011/09/29 200,000,000 2011/06/13
64657 BNP Paribas Arbit Issu B.V. HSI R Bear CBBC Sep 2011 M 0.250 23,500 per 10,000 units 23,300 per 10,000 units 2011/09/29 200,000,000 2011/06/13
64661 BNP Paribas Arbit Issu B.V. HSI R Bear CBBC Sep 2011 P 0.250 23,700 per 10,000 units 23,500 per 10,000 units 2011/09/29 200,000,000 2011/06/13
64662 BNP Paribas Arbit Issu B.V. HSI R Bear CBBC Sep 2011 Q 0.250 23,800 per 10,000 units 23,600 per 10,000 units 2011/09/29 200,000,000 2011/06/13
64663 BNP Paribas Arbit Issu B.V. HSI R Bear CBBC Sep 2011 R 0.250 23,900 per 10,000 units 23,700 per 10,000 units 2011/09/29 200,000,000 2011/06/13
64670 BNP Paribas Arbit Issu B.V. HSI R Bear CBBC Sep 2011 Y 0.250 23,400 per 10,000 units 23,200 per 10,000 units 2011/09/29 200,000,000 2011/06/13
64669 BNP Paribas Arbit Issu B.V. HSI R Bear CBBC Sep 2011 Z 0.250 23,300 per 10,000 units 23,100 per 10,000 units 2011/09/29 200,000,000 2011/06/13
64671 Credit Suisse AG HSI R Bear CBBC Sep 2011 I 0.250 23,200 per 12,000 units 23,000 per 12,000 units 2011/09/29 300,000,000 2011/06/13
64656 Credit Suisse AG HSI R Bear CBBC Sep 2011 X 0.250 23,700 per 10,000 units 23,500 per 10,000 units 2011/09/29 300,000,000 2011/06/13
64675 Credit Suisse AG Hutchison R Bull CBBC Oct 2011 A 0.250 80 per 100 units 83 per 100 units 2011/10/24 100,000,000 2011/06/13
64664 KBC Fin Products Int’l Ltd. HSI R Bear CBBC Nov 2011 E 0.250 23,300 per 12,000 units 23,000 per 12,000 units 2011/11/29 168,000,000 2011/06/13
64653 SGA Societe Generale Acceptance N.V. HSI R Bear CBBC Sep11G 0.250 23,400 per 10,000 units 23,200 per 10,000 units 2011/09/29 300,000,000 2011/06/13
64668 UBS AG HSBC R Bull CBBC Nov 2011 B 0.250 70 per 100 units 73 per 100 units 2011/11/14 100,000,000 2011/06/13
64665 UBS AG HSI R Bear CBBC Nov 2011 N 0.250 23,200 per 12,000 units 23,000 per 12,000 units 2011/11/29 300,000,000 2011/06/13
64667 UBS AG Hutchison R Bull CBBC Nov 2011 B 0.250 79 per 100 units 83 per 100 units 2011/11/21 100,000,000 2011/06/13
64683 Credit Suisse AG HSI R Bull CBBC Nov 2011 Y 0.250 22,700 per 10,000 units 22,900 per 10,000 units 2011/11/29 300,000,000 2011/06/14
64687 Credit Suisse AG HSI R Bull CBBC Dec 2011 H 0.250 21,200 per 12,000 units 21,400 per 12,000 units 2011/12/29 300,000,000 2011/06/14
64688 Credit Suisse AG HSI R Bull CBBC Dec 2011 I 0.250 21,500 per 10,000 units 21,700 per 10,000 units 2011/12/29 300,000,000 2011/06/14
64679 Credit Suisse AG HSI R Bear CBBC Sep 2011 U 0.250 23,000 per 10,000 units 22,800 per 10,000 units 2011/09/29 300,000,000 2011/06/14
64680 Credit Suisse AG HSI R Bear CBBC Oct 2011 O 0.250 23,300 per 10,000 units 23,100 per 10,000 units 2011/10/28 300,000,000 2011/06/14
64676 SGA Societe Generale Acceptance N.V. HSI R Bear CBBC Sep11H 0.250 23,200 per 10,000 units 23,000 per 10,000 units 2011/09/29 300,000,000 2011/06/14
64677 SGA Societe Generale Acceptance N.V. HSI R Bear CBBC Sep11O 0.250 23,300 per 12,000 units 23,100 per 12,000 units 2011/09/29 300,000,000 2011/06/14
64689 UBS AG A50 China R Bull CBBC Nov 2011 A 0.250 11.700 12.000 2011/11/21 100,000,000 2011/06/14
64678 UBS AG HSI R Bull CBBC Oct 2011 J 0.250 22,700 per 12,000 units 22,900 per 12,000 units 2011/10/28 300,000,000 2011/06/14
64690 UBS AG HSI R Bear CBBC Nov 2011 O 0.250 23,000 per 10,000 units 22,800 per 10,000 units 2011/11/29 300,000,000 2011/06/14
64705 BNP Paribas Arbit Issu B.V. HSI R Bear CBBC Sep 2011 S 0.250 23,000 per 10,000 units 22,800 per 10,000 units 2011/09/29 200,000,000 2011/06/15
64708 BNP Paribas Arbit Issu B.V. HSI R Bear CBBC Sep 2011 T 0.250 23,100 per 10,000 units 22,900 per 10,000 units 2011/09/29 200,000,000 2011/06/15
64709 BNP Paribas Arbit Issu B.V. HSI R Bear CBBC Sep 2011 U 0.250 23,200 per 10,000 units 23,000 per 10,000 units 2011/09/29 200,000,000 2011/06/15
64703 Credit Suisse AG HSI R Bear CBBC Sep 2011 J 0.250 22,900 per 10,000 units 22,700 per 10,000 units 2011/09/29 300,000,000 2011/06/15
64697 HK Bank HSI R Bear CBBC Jan 2012 A 0.250 23,500 per 12,000 units 23,300 per 12,000 units 2012/01/30 120,000,000 2011/06/15
64698 HK Bank HSI R Bear CBBC Jan 2012 B 0.250 26,000 per 18,000 units 25,600 per 18,000 units 2012/01/30 150,000,000 2011/06/15
64713 KBC Fin Products Int’l Ltd. HSI R Bear CBBC Nov 2011 F 0.250 23,000 per 10,000 units 22,700 per 10,000 units 2011/11/29 128,000,000 2011/06/15
64702 Macquarie Bank Ltd. HSI R Bull CBBC Dec 2011 B 0.250 21,600 per 12,000 units 22,000 per 12,000 units 2011/12/30 300,000,000 2011/06/15
64695 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC Sep11P 0.250 22,600 per 10,000 units 22,800 per 10,000 units 2011/09/29 300,000,000 2011/06/15
64696 SGA Societe Generale Acceptance N.V. HSI R Bear CBBC Sep11V 0.250 23,100 per 10,000 units 22,900 per 10,000 units 2011/09/29 300,000,000 2011/06/15

64711 SGA Societe Generale Acceptance N.V. HSI R Bear CBBC Oct11J 0.250 22,900 per 10,000 units 22,700 per 10,000 units 2011/10/28 300,000,000 2011/06/15
64712 SGA Societe Generale Acceptance N.V. HSI R Bear CBBC Oct11K 0.250 23,000 per 12,000 units 22,800 per 12,000 units 2011/10/28 300,000,000 2011/06/15
64699 UBS AG HSI R Bull CBBC Nov 2011 P 0.250 22,600 per 10,000 units 22,800 per 10,000 units 2011/11/29 300,000,000 2011/06/15
64701 UBS AG HSI R Bull CBBC Dec 2011 C 0.250 21,400 per 38,000 units 21,800 per 38,000 units 2011/12/29 300,000,000 2011/06/15
64721 UBS AG HSI R Bear CBBC Oct 2011 L 0.250 22,900 per 12,000 units 22,700 per 12,000 units 2011/10/28 300,000,000 2011/06/15
64714 UBS AG TCH R Bull CBBC Nov 2011 B 0.250 202 per 100 units 210 per 100 units 2011/11/07 100,000,000 2011/06/15
64716 UBS AG TCH R Bear CBBC Nov 2011 C 0.250 236 per 100 units 228 per 100 units 2011/11/14 100,000,000 2011/06/15
63366 # HK Bank HSI R Bull CBBC Sep 2011 E 0.057 21,300 per 20,000 units 21,600 per 20,000 units 2011/09/29 250,000,000 2011/06/15
68488 # HK Bank HSI R Bull CBBC Aug 2011 D 0.110 21,100 per 12,000 units 21,388 per 12,000 units 2011/08/30 200,000,000 2011/06/15
64728 BNP Paribas Arbit Issu B.V. HSI R Bear CBBC Sep 2011 V 0.250 22,800 per 10,000 units 22,600 per 10,000 units 2011/09/29 200,000,000 2011/06/16
64729 BNP Paribas Arbit Issu B.V. HSI R Bear CBBC Sep 2011 W 0.250 22,900 per 10,000 units 22,700 per 10,000 units 2011/09/29 200,000,000 2011/06/16
64743 Credit Suisse AG HSI R Bull CBBC Nov 2011 Z 0.250 22,400 per 12,000 units 22,600 per 12,000 units 2011/11/29 300,000,000 2011/06/16
64746 Credit Suisse AG HSI R Bull CBBC Jan 2012 A 0.250 20,200 per 12,000 units 20,400 per 12,000 units 2012/01/30 300,000,000 2011/06/16
64742 Credit Suisse AG HSI R Bear CBBC Sep 2011 N 0.250 23,100 per 10,000 units 22,900 per 10,000 units 2011/09/29 300,000,000 2011/06/16
64741 Credit Suisse AG HSI R Bear CBBC Sep 2011 P 0.250 22,700 per 10,000 units 22,500 per 10,000 units 2011/09/29 300,000,000 2011/06/16
64740 Credit Suisse AG TCH R Bear CBBC Oct 2011 E 0.250 228 per 100 units 220 per 100 units 2011/10/24 100,000,000 2011/06/16
64730 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC Sep11S 0.250 22,200 per 10,000 units 22,400 per 10,000 units 2011/09/29 300,000,000 2011/06/16
64732 SGA Societe Generale Acceptance N.V. HSI R Bear CBBC Oct11L 0.250 22,700 per 12,000 units 22,500 per 12,000 units 2011/10/28 300,000,000 2011/06/16
64734 SGA Societe Generale Acceptance N.V. HSI R Bear CBBC Oct11M 0.250 22,800 per 10,000 units 22,600 per 10,000 units 2011/10/28 300,000,000 2011/06/16
64723 UBS AG HSI R Bull CBBC Nov 2011 Q 0.250 22,400 per 12,000 units 22,600 per 12,000 units 2011/11/29 300,000,000 2011/06/16
64747 UBS AG HSI R Bull CBBC Nov 2011 R 0.250 21,100 per 10,000 units 21,300 per 10,000 units 2011/11/29 300,000,000 2011/06/16
64748 UBS AG HSI R Bull CBBC Dec 2011 D 0.250 20,900 per 38,000 units 21,300 per 38,000 units 2011/12/29 300,000,000 2011/06/16
64752 UBS AG HSI R Bear CBBC Sep 2011 P 0.250 23,100 per 10,000 units 22,900 per 10,000 units 2011/09/29 300,000,000 2011/06/16
64756 UBS AG HSI R Bear CBBC Oct 2011 Q 0.250 23,300 per 10,000 units 23,100 per 10,000 units 2011/10/28 300,000,000 2011/06/16
64758 UBS AG HSI R Bear CBBC Oct 2011 X 0.250 22,700 per 10,000 units 22,500 per 10,000 units 2011/10/28 300,000,000 2011/06/16
64751 UBS AG ICBC R Bull CBBC Dec 2011 A 0.250 5.200 5.500 2011/12/05 100,000,000 2011/06/16
64776 Credit Suisse AG HSI R Bull CBBC Dec 2011 J 0.250 22,300 per 10,000 units 22,500 per 10,000 units 2011/12/29 300,000,000 2011/06/17
64775 Credit Suisse AG HSI R Bear CBBC Sep 2011 E 0.250 22,800 per 12,000 units 22,600 per 12,000 units 2011/09/29 300,000,000 2011/06/17
64761 Merrill Lynch Int’l & Co. C.V. HSI R Bull CBBC Jan 2012 A 0.315 19,200 per 11,000 units 19,500 per 11,000 units 2012/01/30 100,000,000 2011/06/17
64762 Merrill Lynch Int’l & Co. C.V. HSI R Bull CBBC Jan 2012 B 0.250 20,400 per 11,000 units 20,700 per 11,000 units 2012/01/30 100,000,000 2011/06/17
64767 Merrill Lynch Int’l & Co. C.V. HSI R Bull CBBC Jan 2012 C 0.255 21,000 per 10,000 units 21,300 per 10,000 units 2012/01/30 100,000,000 2011/06/17
64768 Merrill Lynch Int’l & Co. C.V. HSI R Bull CBBC Jan 2012 D 0.250 21,300 per 10,000 units 21,600 per 10,000 units 2012/01/30 100,000,000 2011/06/17
64769 Merrill Lynch Int’l & Co. C.V. HSI R Bear CBBC Jan 2012 E 0.250 23,100 per 11,000 units 22,800 per 11,000 units 2012/01/30 100,000,000 2011/06/17
64770 Merrill Lynch Int’l & Co. C.V. HSI R Bear CBBC Jan 2012 F 0.250 23,400 per 11,000 units 23,100 per 11,000 units 2012/01/30 100,000,000 2011/06/17
64772 Merrill Lynch Int’l & Co. C.V. HSI R Bear CBBC Jan 2012 G 0.250 23,700 per 10,000 units 23,400 per 10,000 units 2012/01/30 100,000,000 2011/06/17
64773 Merrill Lynch Int’l & Co. C.V. HSI R Bear CBBC Jan 2012 H 0.250 24,000 per 10,000 units 23,700 per 10,000 units 2012/01/30 100,000,000 2011/06/17
64779 UBS AG CC Bank R Bull CBBC Nov 2011 A 0.250 5.900 6.200 2011/11/21 100,000,000 2011/06/17
64774 UBS AG HSI R Bull CBBC Sep 2011 Q 0.250 22,300 per 10,000 units 22,500 per 10,000 units 2011/09/29 300,000,000 2011/06/17

64777 UBS AG HSI R Bull CBBC Oct 2011 W 0.250 21,000 per 10,000 units 21,200 per 10,000 units 2011/10/28 300,000,000 2011/06/17
64780 UBS AG HSI R Bear CBBC Sep 2011 S 0.250 22,800 per 10,000 units 22,600 per 10,000 units 2011/09/29 300,000,000 2011/06/17
64791 Credit Suisse AG HSI R Bull CBBC Nov 2011 F 0.250 22,200 per 12,000 units 22,400 per 12,000 units 2011/11/29 300,000,000 2011/06/20
64809 Credit Suisse AG HSI R Bear CBBC Sep 2011 V 0.250 22,500 per 10,000 units 22,300 per 10,000 units 2011/09/29 300,000,000 2011/06/20
64792 Credit Suisse AG TCH R Bull CBBC Nov 2011 A 0.360 170 per 100 units 178 per 100 units 2011/11/28 100,000,000 2011/06/20
64793 Credit Suisse AG TCH R Bear CBBC Nov 2011 B 0.250 218 per 100 units 210 per 100 units 2011/11/28 100,000,000 2011/06/20
64781 HK Bank China Mobile R Bull CBBC Dec 2011 A 0.250 63 per 100 units 65.88 per 100 units 2011/12/16 100,000,000 2011/06/20
64782 HK Bank Sinopec Corp R Bull CBBC Dec 2011 B 0.250 5.980 6.280 2011/12/28 120,000,000 2011/06/20
64783 HK Bank A50 R Bull CBBC Jan 2012 A 0.250 11.580 11.880 2012/01/20 120,000,000 2011/06/20
64787 HK Bank A50 R Bear CBBC Dec 2011 D 0.250 13.880 13.580 2011/12/02 100,000,000 2011/06/20
64788 HK Bank HSI R Bull CBBC Dec 2011 D 0.250 20,600 per 20,000 units 20,800 per 20,000 units 2011/12/29 200,000,000 2011/06/20
64789 HK Bank HSI R Bear CBBC Jan 2012 C 0.250 23,018 per 15,000 units 22,818 per 15,000 units 2012/01/30 120,000,000 2011/06/20
64797 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC Oct11P 0.250 20,800 per 12,000 units 21,000 per 12,000 units 2011/10/28 300,000,000 2011/06/20
64798 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC Oct11Q 0.250 20,900 per 10,000 units 21,100 per 10,000 units 2011/10/28 300,000,000 2011/06/20
64799 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC Oct11R 0.250 21,000 per 10,000 units 21,200 per 10,000 units 2011/10/28 300,000,000 2011/06/20
64800 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC Oct11S 0.250 21,100 per 12,000 units 21,300 per 12,000 units 2011/10/28 300,000,000 2011/06/20
64801 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC Oct11T 0.250 21,200 per 10,000 units 21,400 per 10,000 units 2011/10/28 300,000,000 2011/06/20
64802 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC Oct11U 0.250 21,300 per 10,000 units 21,500 per 10,000 units 2011/10/28 300,000,000 2011/06/20
64803 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC Oct11V 0.250 21,900 per 10,000 units 22,100 per 10,000 units 2011/10/28 300,000,000 2011/06/20
64795 SGA Societe Generale Acceptance N.V. HSI R Bear CBBC Oct11N 0.250 22,500 per 10,000 units 22,300 per 10,000 units 2011/10/28 300,000,000 2011/06/20
64796 SGA Societe Generale Acceptance N.V. HSI R Bear CBBC Oct11O 0.250 22,600 per 10,000 units 22,400 per 10,000 units 2011/10/28 300,000,000 2011/06/20
64814 UBS AG HSBC R Bear CBBC Nov 2011 C 0.250 88 per 100 units 85 per 100 units 2011/11/07 100,000,000 2011/06/20
64790 UBS AG HSI R Bull CBBC Sep 2011 U 0.250 22,000 per 10,000 units 22,200 per 10,000 units 2011/09/29 300,000,000 2011/06/20
64811 UBS AG HSI R Bull CBBC Sep 2011 Z 0.250 20,000 per 12,000 units 20,200 per 12,000 units 2011/09/29 300,000,000 2011/06/20
64813 UBS AG HSI R Bull CBBC Nov 2011 S 0.250 20,900 per 12,000 units 21,100 per 12,000 units 2011/11/29 300,000,000 2011/06/20
64810 UBS AG HSI R Bear CBBC Sep 2011 Y 0.250 22,500 per 10,000 units 22,300 per 10,000 units 2011/09/29 300,000,000 2011/06/20
63492 # Deutsche Bank AG Hutchison R Bull CBBC Oct 2011 A 0.065 80 per 100 units 83 per 100 units 2011/10/18 160,000,000 2011/06/20
67713 # KBC Fin Products Int’l Ltd. HSI R Bull CBBC Aug 2011 A 0.073 21,300 per 15,000 units 21,500 per 15,000 units 2011/08/30 180,000,000 2011/06/20
64815 Credit Suisse AG Sinopec Corp R Bull CBBC Dec 2011 A 0.250 6.150 6.300 2011/12/12 100,000,000 2011/06/21
64819 Credit Suisse AG HSI R Bull CBBC Dec 2011 K 0.250 20,800 per 12,000 units 21,000 per 12,000 units 2011/12/29 300,000,000 2011/06/21
64820 Credit Suisse AG HSI R Bull CBBC Dec 2011 L 0.250 22,100 per 10,000 units 22,300 per 10,000 units 2011/12/29 300,000,000 2011/06/21
64822 Credit Suisse AG HSI R Bull CBBC Jan 2012 B 0.250 20,700 per 10,000 units 20,900 per 10,000 units 2012/01/30 300,000,000 2011/06/21
64825 Credit Suisse AG HSI R Bull CBBC Jan 2012 C 0.250 21,100 per 10,000 units 21,300 per 10,000 units 2012/01/30 300,000,000 2011/06/21
64826 Credit Suisse AG HSI R Bull CBBC Jan 2012 D 0.250 21,300 per 10,000 units 21,500 per 10,000 units 2012/01/30 300,000,000 2011/06/21
64816 Credit Suisse AG TCH R Bull CBBC Oct 2011 F 0.250 192 per 100 units 200 per 100 units 2011/10/24 100,000,000 2011/06/21

64827 UBS AG HSI R Bear CBBC Dec 2011 E 0.250 23,250 per 15,000 units 23,050 per 15,000 units 2011/12/29 300,000,000 2011/06/21
63470 # Credit Suisse AG HSI R Bull CBBC Oct 2011 L 0.075 20,900 per 15,000 units 21,100 per 15,000 units 2011/10/28 210,000,000 2011/06/21
64835 Credit Suisse AG HSI R Bull CBBC Nov 2011 G 0.250 22,000 per 12,000 units 22,200 per 12,000 units 2011/11/29 300,000,000 2011/06/22
64831 Macquarie Bank Ltd. HSI R Bear CBBC Jan 2012 A 0.252 23,400 per 11,000 units 23,000 per 11,000 units 2012/01/30 388,000,000 2011/06/22
64832 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC Oct11W 0.260 20,600 per 10,000 units 20,800 per 10,000 units 2011/10/28 300,000,000 2011/06/22
64833 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC Oct11X 0.250 20,700 per 10,000 units 20,900 per 10,000 units 2011/10/28 300,000,000 2011/06/22
64836 UBS AG HSI R Bear CBBC Sep 2011 B 0.250 22,600 per 12,000 units 22,400 per 12,000 units 2011/09/29 300,000,000 2011/06/22
64855 BNP Paribas Arbit Issu B.V. HSI R Bear CBBC Sep 2011 C 0.250 22,300 per 10,000 units 22,100 per 10,000 units 2011/09/29 200,000,000 2011/06/23
64856 BNP Paribas Arbit Issu B.V. HSI R Bear CBBC Sep 2011 D 0.250 22,400 per 10,000 units 22,200 per 10,000 units 2011/09/29 200,000,000 2011/06/23
64863 BNP Paribas Arbit Issu B.V. HSI R Bear CBBC Sep 2011 F 0.250 22,600 per 10,000 units 22,400 per 10,000 units 2011/09/29 200,000,000 2011/06/23
64860 BNP Paribas Arbit Issu B.V. HSI R Bear CBBC Sep 2011 I 0.250 22,500 per 10,000 units 22,300 per 10,000 units 2011/09/29 200,000,000 2011/06/23
64837 BNP Paribas Arbit Issu B.V. HSI R Bear CBBC Sep 2011 X 0.250 22,700 per 10,000 units 22,500 per 10,000 units 2011/09/29 200,000,000 2011/06/23
64844 Credit Suisse AG HSI R Bull CBBC Dec 2011 M 0.250 21,900 per 10,000 units 22,100 per 10,000 units 2011/12/29 300,000,000 2011/06/23
64882 Credit Suisse AG HSI R Bull CBBC Dec 2011 N 0.250 20,100 per 10,000 units 20,300 per 10,000 units 2011/12/29 300,000,000 2011/06/23
64883 Credit Suisse AG HSI R Bull CBBC Jan 2012 E 0.280 19,300 per 10,000 units 19,500 per 10,000 units 2012/01/30 300,000,000 2011/06/23
64884 Credit Suisse AG HSI R Bull CBBC Jan 2012 F 0.250 19,800 per 12,000 units 20,000 per 12,000 units 2012/01/30 300,000,000 2011/06/23
64885 Credit Suisse AG HSI R Bull CBBC Jan 2012 G 0.250 20,000 per 12,000 units 20,200 per 12,000 units 2012/01/30 300,000,000 2011/06/23
64887 Credit Suisse AG HSI R Bull CBBC Feb 2012 A 0.320 18,900 per 10,000 units 19,100 per 10,000 units 2012/02/28 300,000,000 2011/06/23
64889 Credit Suisse AG HSI R Bull CBBC Feb 2012 B 0.300 19,100 per 10,000 units 19,300 per 10,000 units 2012/02/28 300,000,000 2011/06/23
64890 Credit Suisse AG HSI R Bull CBBC Feb 2012 C 0.260 19,500 per 10,000 units 19,700 per 10,000 units 2012/02/28 300,000,000 2011/06/23
64891 Credit Suisse AG HSI R Bull CBBC Feb 2012 D 0.250 19,900 per 10,000 units 20,100 per 10,000 units 2012/02/28 300,000,000 2011/06/23
64878 Credit Suisse AG HSI R Bear CBBC Sep 2011 T 0.250 22,200 per 10,000 units 22,000 per 10,000 units 2011/09/29 300,000,000 2011/06/23
64838 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC Oct11Y 0.250 21,800 per 10,000 units 22,000 per 10,000 units 2011/10/28 300,000,000 2011/06/23
64848 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC Dec11A 0.410 19,300 per 10,000 units 19,500 per 10,000 units 2011/12/29 300,000,000 2011/06/23
64850 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC Dec11B 0.330 19,400 per 12,000 units 19,600 per 12,000 units 2011/12/29 300,000,000 2011/06/23
64851 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC Dec11C 0.385 19,500 per 10,000 units 19,700 per 10,000 units 2011/12/29 300,000,000 2011/06/23
64853 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC Dec11D 0.375 19,600 per 10,000 units 19,800 per 10,000 units 2011/12/29 300,000,000 2011/06/23
64854 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC Dec11E 0.300 19,700 per 12,000 units 19,900 per 12,000 units 2011/12/29 300,000,000 2011/06/23
64841 SGA Societe Generale Acceptance N.V. HSI R Bear CBBC Oct11C 0.250 22,400 per 12,000 units 22,200 per 12,000 units 2011/10/28 300,000,000 2011/06/23
64840 SGA Societe Generale Acceptance N.V. HSI R Bear CBBC Oct11Z 0.250 22,300 per 10,000 units 22,100 per 10,000 units 2011/10/28 300,000,000 2011/06/23
64864 UBS AG Cheung Kong R Bull CBBC Dec 2011 A 0.250 99 per 100 units 105 per 100 units 2011/12/12 100,000,000 2011/06/23
64865 UBS AG HSBC R Bull CBBC Nov 2011 D 0.250 62 per 100 units 65 per 100 units 2011/11/14 100,000,000 2011/06/23
64867 UBS AG HSI R Bull CBBC Nov 2011 T 0.250 19,900 per 10,000 units 20,100 per 10,000 units 2011/11/29 300,000,000 2011/06/23
64868 UBS AG HSI R Bull CBBC Dec 2011 F 0.520 16,800 per 10,000 units 17,000 per 10,000 units 2011/12/29 300,000,000 2011/06/23
64869 UBS AG HSI R Bull CBBC Dec 2011 G 0.250 19,700 per 12,000 units 19,900 per 12,000 units 2011/12/29 300,000,000 2011/06/23
64870 UBS AG HSI R Bull CBBC Dec 2011 H 0.250 20,400 per 38,000 units 20,800 per 38,000 units 2011/12/29 300,000,000 2011/06/23
64872 UBS AG HSI R Bull CBBC Jan 2012 A 0.250 19,400 per 38,000 units 19,800 per 38,000 units 2012/01/30 300,000,000 2011/06/23
64873 UBS AG HSI R Bull CBBC Jan 2012 B 0.250 19,900 per 38,000 units 20,300 per 38,000 units 2012/01/30 300,000,000 2011/06/23
64876 UBS AG HSI R Bear CBBC Sep 2011 W 0.250 22,200 per 10,000 units 22,000 per 10,000 units 2011/09/29 300,000,000 2011/06/23
64877 UBS AG HSI R Bear CBBC Nov 2011 U 0.250 22,400 per 10,000 units 22,200 per 10,000 units 2011/11/29 300,000,000 2011/06/23
64866 UBS AG Ping An R Bull CBBC Dec 2011 A 0.250 62 per 100 units 68 per 100 units 2011/12/19 100,000,000 2011/06/23

64932 BNP Paribas Arbit Issu B.V. HSI R Bear CBBC Sep 2011 H 0.250 22,100 per 10,000 units 21,900 per 10,000 units 2011/09/29 200,000,000 2011/06/24
64933 BNP Paribas Arbit Issu B.V. HSI R Bear CBBC Sep 2011 J 0.250 22,200 per 10,000 units 22,000 per 10,000 units 2011/09/29 200,000,000 2011/06/24
64931 BNP Paribas Arbit Issu B.V. HSI R Bear CBBC Sep 2011 K 0.250 22,000 per 10,000 units 21,800 per 10,000 units 2011/09/29 200,000,000 2011/06/24
64914 Credit Suisse AG HSI R Bull CBBC Nov 2011 E 0.250 21,500 per 10,000 units 21,700 per 10,000 units 2011/11/29 300,000,000 2011/06/24
64911 Credit Suisse AG HSI R Bull CBBC Dec 2011 O 0.250 21,700 per 10,000 units 21,900 per 10,000 units 2011/12/29 300,000,000 2011/06/24
64910 Credit Suisse AG HSI R Bear CBBC Oct 2011 J 0.250 22,400 per 12,000 units 22,200 per 12,000 units 2011/10/28 300,000,000 2011/06/24
64913 Credit Suisse AG HSI R Bear CBBC Oct 2011 P 0.250 21,900 per 10,000 units 21,700 per 10,000 units 2011/10/28 300,000,000 2011/06/24
64909 Credit Suisse AG HSI R Bear CBBC Oct 2011 X 0.250 22,100 per 10,000 units 21,900 per 10,000 units 2011/10/28 300,000,000 2011/06/24
64906 Credit Suisse AG TCH R Bull CBBC Dec 2011 A 0.360 162 per 100 units 170 per 100 units 2011/12/12 100,000,000 2011/06/24
64905 Credit Suisse AG TCH R Bear CBBC Nov 2011 C 0.250 208 per 100 units 200 per 100 units 2011/11/21 100,000,000 2011/06/24
64896 Merrill Lynch Int’l & Co. C.V. HSI R Bull CBBC Jan 2012 I 0.255 20,500 per 12,000 units 20,800 per 12,000 units 2012/01/30 100,000,000 2011/06/24
64897 Merrill Lynch Int’l & Co. C.V. HSI R Bull CBBC Jan 2012 J 0.250 20,900 per 12,000 units 21,200 per 12,000 units 2012/01/30 100,000,000 2011/06/24
64898 Merrill Lynch Int’l & Co. C.V. HSI R Bear CBBC Jan 2012 K 0.250 22,800 per 12,000 units 22,500 per 12,000 units 2012/01/30 100,000,000 2011/06/24
64899 Merrill Lynch Int’l & Co. C.V. HSI R Bear CBBC Jan 2012 L 0.255 23,200 per 12,000 units 22,900 per 12,000 units 2012/01/30 100,000,000 2011/06/24
64902 Merrill Lynch Int’l & Co. C.V. HSI R Bear CBBC Jan 2012 M 0.275 24,500 per 12,000 units 24,200 per 12,000 units 2012/01/30 100,000,000 2011/06/24
64903 Merrill Lynch Int’l & Co. C.V. HSI R Bear CBBC Jan 2012 N 0.285 25,000 per 12,000 units 24,700 per 12,000 units 2012/01/30 100,000,000 2011/06/24
64915 UBS AG AIA R Bull CBBC Dec 2011 A 0.300 22.880 23.880 2011/12/05 100,000,000 2011/06/24
64916 UBS AG China Life R Bull CBBC Dec 2011 A 0.475 19.880 20.880 2011/12/05 100,000,000 2011/06/24
64926 UBS AG China Life R Bear CBBC Dec 2011 B 0.330 27.880 26.880 2011/12/12 100,000,000 2011/06/24
64921 UBS AG A50 China R Bull CBBC Nov 2011 B 0.250 10.700 11.000 2011/11/28 100,000,000 2011/06/24
64923 UBS AG HSCEI R Bull CBBC Nov 2011 A 0.250 10,700 per 12,000 units 11,000 per 12,000 units 2011/11/29 100,000,000 2011/06/24
64924 UBS AG HSI R Bull CBBC Dec 2011 I 0.250 19,500 per 10,000 units 19,700 per 10,000 units 2011/12/29 300,000,000 2011/06/24
64925 UBS AG HSI R Bull CBBC Jan 2012 C 0.285 18,900 per 10,000 units 19,100 per 10,000 units 2012/01/30 300,000,000 2011/06/24
64928 UBS AG HSI R Bear CBBC Sep 2011 K 0.250 21,900 per 10,000 units 21,700 per 10,000 units 2011/09/29 300,000,000 2011/06/24
64929 UBS AG HSI R Bear CBBC Oct 2011 K 0.250 22,100 per 10,000 units 21,900 per 10,000 units 2011/10/28 300,000,000 2011/06/24
64930 UBS AG HSI R Bear CBBC Nov 2011 V 0.250 22,300 per 12,000 units 22,100 per 12,000 units 2011/11/29 300,000,000 2011/06/24
64917 UBS AG TCH R Bull CBBC Nov 2011 D 0.250 170.88 per 100 units 178.88 per 100 units 2011/11/28 100,000,000 2011/06/24
64918 UBS AG TCH R Bull CBBC Dec 2011 A 0.380 150.88 per 100 units 158.88 per 100 units 2011/12/12 100,000,000 2011/06/24
64927 UBS AG TCH R Bear CBBC Nov 2011 E 0.285 216.88 per 100 units 208.88 per 100 units 2011/11/28 100,000,000 2011/06/24
64967 Credit Suisse AG HKEx R Bull CBBC Nov 2011 A 0.250 145 per 100 units 150 per 100 units 2011/11/28 100,000,000 2011/06/27
64969 Credit Suisse AG HKEx R Bear CBBC Nov 2011 B 0.250 175 per 100 units 170 per 100 units 2011/11/28 100,000,000 2011/06/27
64972 Credit Suisse AG HSI R Bull CBBC Dec 2011 P 0.250 21,400 per 12,000 units 21,600 per 12,000 units 2011/12/29 300,000,000 2011/06/27
64951 Credit Suisse AG HSI R Bull CBBC Jan 2012 H 0.250 19,000 per 12,000 units 19,200 per 12,000 units 2012/01/30 300,000,000 2011/06/27
64952 Credit Suisse AG HSI R Bull CBBC Feb 2012 E 0.250 19,400 per 12,000 units 19,600 per 12,000 units 2012/02/28 300,000,000 2011/06/27
64953 Credit Suisse AG HSI R Bull CBBC Feb 2012 F 0.250 19,700 per 10,000 units 19,900 per 10,000 units 2012/02/28 300,000,000 2011/06/27
64955 Credit Suisse AG HSI R Bull CBBC Mar 2012 A 0.285 18,400 per 12,000 units 18,600 per 12,000 units 2012/03/29 300,000,000 2011/06/27
64956 Credit Suisse AG HSI R Bull CBBC Mar 2012 B 0.250 18,800 per 12,000 units 19,000 per 12,000 units 2012/03/29 300,000,000 2011/06/27
64957 Credit Suisse AG HSI R Bull CBBC Mar 2012 C 0.250 19,050 per 12,000 units 19,450 per 12,000 units 2012/03/29 300,000,000 2011/06/27
64958 Credit Suisse AG HSI R Bull CBBC Mar 2012 D 0.250 19,850 per 12,000 units 20,250 per 12,000 units 2012/03/29 300,000,000 2011/06/27
65004 Credit Suisse AG HSI R Bear CBBC Sep 2011 C 0.250 21,800 per 10,000 units 21,600 per 10,000 units 2011/09/29 300,000,000 2011/06/27

64949 Credit Suisse AG HSI R Bear CBBC Oct 2011 K 0.250 22,000 per 12,000 units 21,800 per 12,000 units 2011/10/28 300,000,000 2011/06/27
64950 Credit Suisse AG HSI R Bear CBBC Oct 2011 Q 0.250 22,300 per 10,000 units 22,100 per 10,000 units 2011/10/28 300,000,000 2011/06/27
64966 Credit Suisse AG Hutchison R Bull CBBC Nov 2011 A 0.250 75 per 100 units 78 per 100 units 2011/11/28 100,000,000 2011/06/27
64968 Credit Suisse AG Hutchison R Bear CBBC Nov 2011 B 0.250 93 per 100 units 90 per 100 units 2011/11/28 100,000,000 2011/06/27
64934 HK Bank China Life R Bull CBBC Dec 2011 B 0.250 22.280 22.880 2011/12/29 80,000,000 2011/06/27
64941 HK Bank CM Bank R Bull CBBC Feb 2012 B 0.250 16.880 17.380 2012/02/24 80,000,000 2011/06/27
64944 HK Bank A50 R Bull CBBC Jan 2012 B 0.250 10.980 11.480 2012/01/30 100,000,000 2011/06/27
64945 HK Bank HSI R Bull CBBC Dec 2011 E 0.250 20,988 per 15,000 units 21,288 per 15,000 units 2011/12/29 100,000,000 2011/06/27
64946 HK Bank HSI R Bull CBBC Dec 2011 F 0.250 21,288 per 15,000 units 21,588 per 15,000 units 2011/12/29 100,000,000 2011/06/27
64947 HK Bank HSI R Bull CBBC Jan 2012 D 0.250 18,700 per 20,000 units 19,000 per 20,000 units 2012/01/30 100,000,000 2011/06/27
64943 HK Bank Hutchison R Bull CBBC Dec 2011 B 0.250 77.88 per 100 units 79.88 per 100 units 2011/12/29 80,000,000 2011/06/27
64973 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC Dec11F 0.355 18,800 per 12,000 units 19,000 per 12,000 units 2011/12/29 300,000,000 2011/06/27
64974 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC Dec11G 0.410 18,900 per 10,000 units 19,100 per 10,000 units 2011/12/29 300,000,000 2011/06/27
64975 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC Dec11H 0.400 19,000 per 10,000 units 19,200 per 10,000 units 2011/12/29 300,000,000 2011/06/27
64979 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC Dec11I 0.325 19,100 per 12,000 units 19,300 per 12,000 units 2011/12/29 300,000,000 2011/06/27
64980 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC Dec11J 0.375 19,200 per 10,000 units 19,400 per 10,000 units 2011/12/29 300,000,000 2011/06/27
64985 SGA Societe Generale Acceptance N.V. HSI R Bear CBBC Oct11A 0.250 22,000 per 10,000 units 21,800 per 10,000 units 2011/10/28 300,000,000 2011/06/27
64986 SGA Societe Generale Acceptance N.V. HSI R Bear CBBC Oct11B 0.250 22,100 per 12,000 units 21,900 per 12,000 units 2011/10/28 300,000,000 2011/06/27
64982 SGA Societe Generale Acceptance N.V. HSI R Bear CBBC Oct11D 0.250 21,900 per 10,000 units 21,700 per 10,000 units 2011/10/28 300,000,000 2011/06/27
64987 SGA Societe Generale Acceptance N.V. HSI R Bear CBBC Oct11E 0.250 22,200 per 10,000 units 22,000 per 10,000 units 2011/10/28 300,000,000 2011/06/27
64988 UBS AG Cheung Kong R Bull CBBC Dec 2011 B 0.250 89 per 100 units 95 per 100 units 2011/12/19 100,000,000 2011/06/27
64990 UBS AG HKEx R Bull CBBC Dec 2011 A 0.360 122.88 per 100 units 128.88 per 100 units 2011/12/19 100,000,000 2011/06/27
64991 UBS AG HKEx R Bull CBBC Dec 2011 B 0.250 142.88 per 100 units 148.88 per 100 units 2011/12/12 100,000,000 2011/06/27
65007 UBS AG HKEx R Bear CBBC Dec 2011 C 0.265 184.88 per 100 units 178.88 per 100 units 2011/12/19 100,000,000 2011/06/27
65005 UBS AG HSI R Bull CBBC Nov 2011 X 0.250 20,700 per 10,000 units 20,900 per 10,000 units 2011/11/29 300,000,000 2011/06/27
65009 UBS AG HSI R Bear CBBC Oct 2011 P 0.250 21,800 per 10,000 units 21,600 per 10,000 units 2011/10/28 300,000,000 2011/06/27
64948 UBS AG HSI R Bear CBBC Nov 2011 W 0.250 22,000 per 12,000 units 21,800 per 12,000 units 2011/11/29 300,000,000 2011/06/27
64992 UBS AG Hutchison R Bull CBBC Dec 2011 A 0.250 67 per 100 units 70 per 100 units 2011/12/12 100,000,000 2011/06/27
64993 UBS AG SHK Ppt R Bull CBBC Dec 2011 A 0.250 88 per 100 units 95 per 100 units 2011/12/19 100,000,000 2011/06/27
64995 UBS AG TCH R Bull CBBC Dec 2011 B 0.350 160.88 per 100 units 168.88 per 100 units 2011/12/19 100,000,000 2011/06/27
65008 UBS AG TCH R Bear CBBC Dec 2011 C 0.315 226.88 per 100 units 218.88 per 100 units 2011/12/19 100,000,000 2011/06/27
65018 Credit Suisse AG HSI R Bull CBBC Dec 2011 Q 0.250 21,600 per 12,000 units 21,800 per 12,000 units 2011/12/29 300,000,000 2011/06/28
65017 Macquarie Bank Ltd. HSI R Bull CBBC Jan 2012 B 0.252 20,600 per 10,000 units 21,000 per 10,000 units 2012/01/30 388,000,000 2011/06/28
65016 Macquarie Bank Ltd. HSI R Bull CBBC Feb 2012 A 0.259 20,400 per 10,000 units 20,800 per 10,000 units 2012/02/28 388,000,000 2011/06/28
65019 UBS AG CC Bank R Bull CBBC Dec 2011 A 0.250 5.580 5.880 2011/12/19 100,000,000 2011/06/28
65029 UBS AG HSI R Bull CBBC Nov 2011 Y 0.250 21,600 per 10,000 units 21,800 per 10,000 units 2011/11/29 300,000,000 2011/06/28
63472 # Credit Suisse AG HSI R Bull CBBC Dec 2011 C 0.082 20,600 per 15,000 units 20,800 per 15,000 units 2011/12/29 210,000,000 2011/06/28
65033 UBS AG A50 China R Bear CBBC Dec 2011 A 0.250 13.300 13.000 2011/12/12 100,000,000 2011/06/29

65032 UBS AG Hutchison R Bear CBBC Dec 2011 B 0.250 93 per 100 units 90 per 100 units 2011/12/19 100,000,000 2011/06/29
65034 Barclays Bank plc HSI R Bull CBBC Jan 2012 A 0.250 20,200 per 10,000 units 20,500 per 10,000 units 2012/01/30 300,000,000 2011/06/30
65035 Barclays Bank plc HSI R Bull CBBC Jan 2012 B 0.250 20,700 per 10,000 units 21,000 per 10,000 units 2012/01/30 300,000,000 2011/06/30
65037 Barclays Bank plc HSI R Bear CBBC Jan 2012 C 0.250 23,100 per 10,000 units 22,800 per 10,000 units 2012/01/30 300,000,000 2011/06/30
65038 Barclays Bank plc HSI R Bear CBBC Jan 2012 D 0.250 23,600 per 10,000 units 23,300 per 10,000 units 2012/01/30 300,000,000 2011/06/30
65039 HK Bank HSI R Bear CBBC Feb 2012 A 0.250 22,818 per 12,000 units 22,518 per 12,000 units 2012/02/28 100,000,000 2011/06/30
65041 HK Bank HSI R Bear CBBC Feb 2012 B 0.260 24,688 per 12,000 units 24,488 per 12,000 units 2012/02/28 100,000,000 2011/06/30
65042 UBS AG Petrochina R Bull CBBC Dec 2011 A 0.250 9.000 9.500 2011/12/19 100,000,000 2011/06/30
65064 Credit Suisse AG HSI R Bull CBBC Dec 2011 S 0.250 21,900 per 10,000 units 22,100 per 10,000 units 2011/12/29 300,000,000 2011/07/04
65050 Credit Suisse AG HSI R Bear CBBC Oct 2011 T 0.250 22,100 per 10,000 units 21,900 per 10,000 units 2011/10/28 300,000,000 2011/07/04
65052 Credit Suisse AG TCH R Bull CBBC Nov 2011 D 0.250 185 per 100 units 193 per 100 units 2011/11/28 100,000,000 2011/07/04
65056 Credit Suisse AG TCH R Bull CBBC Dec 2011 B 0.250 192 per 100 units 200 per 100 units 2011/12/19 100,000,000 2011/07/04
65070 J P Morgan SP BV HSI R Bull CBBC Oct 2011 A 0.250 21,800 per 10,000 units 22,000 per 10,000 units 2011/10/28 200,000,000 2011/07/04
65071 J P Morgan SP BV HSI R Bull CBBC Oct 2011 B 0.250 21,600 per 15,000 units 21,800 per 15,000 units 2011/10/28 200,000,000 2011/07/04
65073 J P Morgan SP BV HSI R Bear CBBC Oct 2011 C 0.250 23,400 per 15,000 units 23,200 per 15,000 units 2011/10/28 200,000,000 2011/07/04
65074 J P Morgan SP BV HSI R Bear CBBC Oct 2011 D 0.250 23,200 per 10,000 units 23,000 per 10,000 units 2011/10/28 200,000,000 2011/07/04
65075 J P Morgan SP BV HSI R Bear CBBC Oct 2011 E 0.250 23,000 per 15,000 units 22,800 per 15,000 units 2011/10/28 200,000,000 2011/07/04
65076 J P Morgan SP BV HSI R Bear CBBC Oct 2011 F 0.250 22,700 per 10,000 units 22,500 per 10,000 units 2011/10/28 200,000,000 2011/07/04
65077 J P Morgan SP BV HSI R Bear CBBC Oct 2011 G 0.250 22,400 per 15,000 units 22,200 per 15,000 units 2011/10/28 200,000,000 2011/07/04
65080 J P Morgan SP BV HSI R Bear CBBC Oct 2011 H 0.250 23,700 per 10,000 units 23,500 per 10,000 units 2011/10/28 200,000,000 2011/07/04
65044 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC Oct11F 0.250 21,400 per 12,000 units 21,600 per 12,000 units 2011/10/28 300,000,000 2011/07/04
65045 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC Oct11G 0.250 21,500 per 10,000 units 21,700 per 10,000 units 2011/10/28 300,000,000 2011/07/04
65046 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC Oct11H 0.250 21,600 per 10,000 units 21,800 per 10,000 units 2011/10/28 300,000,000 2011/07/04
65047 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC Oct11I 0.250 21,700 per 12,000 units 21,900 per 12,000 units 2011/10/28 300,000,000 2011/07/04
65048 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC Oct11V 0.250 21,800 per 10,000 units 22,000 per 10,000 units 2011/10/28 300,000,000 2011/07/04
65049 SGA Societe Generale Acceptance N.V. HSI R Bear CBBC Oct11Y 0.250 22,300 per 10,000 units 22,100 per 10,000 units 2011/10/28 300,000,000 2011/07/04
65058 UBS AG HSI R Bull CBBC Oct 2011 C 0.250 21,800 per 12,000 units 22,000 per 12,000 units 2011/10/28 300,000,000 2011/07/04
65061 UBS AG HSI R Bull CBBC Dec 2011 J 0.250 21,050 per 12,000 units 21,250 per 12,000 units 2011/12/29 300,000,000 2011/07/04
65062 UBS AG HSI R Bull CBBC Dec 2011 K 0.250 21,200 per 12,000 units 21,400 per 12,000 units 2011/12/29 300,000,000 2011/07/04
65043 UBS AG HSI R Bear CBBC Nov 2011 Z 0.250 22,200 per 10,000 units 22,000 per 10,000 units 2011/11/29 300,000,000 2011/07/04
65057 UBS AG TCH R Bull CBBC Jan 2012 A 0.295 180.88 per 100 units 188.88 per 100 units 2012/01/09 100,000,000 2011/07/04
65086 Credit Suisse AG HSI R Bull CBBC Jan 2012 I 0.250 21,800 per 12,000 units 22,000 per 12,000 units 2012/01/30 300,000,000 2011/07/05
65085 HK Bank HKEx R Bull CBBC Feb 2012 A 0.250 143.88 per 100 units 149.88 per 100 units 2012/02/28 80,000,000 2011/07/05
65087 UBS AG HSBC R Bear CBBC Dec 2011 A 0.250 83 per 100 units 80 per 100 units 2011/12/12 100,000,000 2011/07/05
65081 UBS AG HSI R Bull CBBC Oct 2011 N 0.250 21,700 per 10,000 units 21,900 per 10,000 units 2011/10/28 300,000,000 2011/07/05
65088 UBS AG HSI R Bear CBBC Oct 2011 J 0.250 22,300 per 12,000 units 22,100 per 12,000 units 2011/10/28 300,000,000 2011/07/05
65096 BNP Paribas Arbit Issu B.V. HSI R Bear CBBC Oct 2011 O 0.250 22,400 per 10,000 units 22,200 per 10,000 units 2011/10/28 200,000,000 2011/07/06

65091 BNP Paribas Arbit Issu B.V. HSI R Bear CBBC Oct 2011 P 0.250 22,300 per 10,000 units 22,100 per 10,000 units 2011/10/28 200,000,000 2011/07/06
65090 Credit Suisse AG HSI R Bull CBBC Nov 2011 D 0.250 21,700 per 10,000 units 21,900 per 10,000 units 2011/11/29 300,000,000 2011/07/06
65089 Credit Suisse AG HSI R Bear CBBC Oct 2011 C 0.250 22,300 per 10,000 units 22,100 per 10,000 units 2011/10/28 300,000,000 2011/07/06
65107 J P Morgan SP BV HSI R Bull CBBC Oct 2011 I 0.250 20,800 per 10,000 units 21,000 per 10,000 units 2011/10/28 200,000,000 2011/07/06
65109 J P Morgan SP BV HSI R Bull CBBC Oct 2011 J 0.250 20,600 per 15,000 units 20,800 per 15,000 units 2011/10/28 200,000,000 2011/07/06
65112 J P Morgan SP BV HSI R Bull CBBC Oct 2011 K 0.250 20,300 per 10,000 units 20,500 per 10,000 units 2011/10/28 200,000,000 2011/07/06
65113 J P Morgan SP BV HSI R Bull CBBC Oct 2011 L 0.250 20,000 per 15,000 units 20,200 per 15,000 units 2011/10/28 200,000,000 2011/07/06
65115 J P Morgan SP BV HSI R Bull CBBC Oct 2011 M 0.250 19,800 per 10,000 units 20,000 per 10,000 units 2011/10/28 200,000,000 2011/07/06
65116 J P Morgan SP BV HSI R Bull CBBC Oct 2011 N 0.250 21,300 per 10,000 units 21,500 per 10,000 units 2011/10/28 200,000,000 2011/07/06
65117 J P Morgan SP BV HSI R Bull CBBC Oct 2011 O 0.250 21,000 per 15,000 units 21,200 per 15,000 units 2011/10/28 200,000,000 2011/07/06
65103 UBS AG China Mobile R Bear CBBC Jan 2012 A 0.250 83.88 per 100 units 80.88 per 100 units 2012/01/16 100,000,000 2011/07/06
65099 UBS AG HSI R Bull CBBC Dec 2011 L 0.250 21,150 per 15,000 units 21,350 per 15,000 units 2011/12/29 300,000,000 2011/07/06
65097 UBS AG HSI R Bear CBBC Nov 2011 M 0.250 22,400 per 10,000 units 22,200 per 10,000 units 2011/11/29 300,000,000 2011/07/06
65119 Credit Suisse AG HSI R Bear CBBC Nov 2011 M 0.250 22,400 per 12,000 units 22,200 per 12,000 units 2011/11/29 300,000,000 2011/07/07
65118 Credit Suisse AG TCH R Bear CBBC Nov 2011 E 0.250 218 per 100 units 210 per 100 units 2011/11/28 100,000,000 2011/07/07
65120 UBS AG HSI R Bull CBBC Nov 2011 P 0.250 21,450 per 15,000 units 21,650 per 15,000 units 2011/11/29 300,000,000 2011/07/07
65121 UBS AG HSI R Bull CBBC Dec 2011 M 0.250 21,550 per 15,000 units 21,750 per 15,000 units 2011/12/29 300,000,000 2011/07/07
65122 UBS AG HSI R Bear CBBC Dec 2011 N 0.250 24,500 per 10,000 units 24,300 per 10,000 units 2011/12/29 300,000,000 2011/07/07
65137 Credit Suisse AG HSI R Bull CBBC Dec 2011 T 0.250 22,200 per 10,000 units 22,400 per 10,000 units 2011/12/29 300,000,000 2011/07/08
65136 Credit Suisse AG HSI R Bear CBBC Oct 2011 V 0.250 22,500 per 10,000 units 22,300 per 10,000 units 2011/10/28 300,000,000 2011/07/08
65146 J P Morgan SP BV HSI R Bull CBBC Nov 2011 A 0.250 22,000 per 15,000 units 22,200 per 15,000 units 2011/11/29 200,000,000 2011/07/08
65125 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC Oct11A 0.250 22,000 per 12,000 units 22,200 per 12,000 units 2011/10/28 300,000,000 2011/07/08
65126 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC Oct11B 0.250 22,100 per 10,000 units 22,300 per 10,000 units 2011/10/28 300,000,000 2011/07/08
65128 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC Oct11D 0.250 22,200 per 10,000 units 22,400 per 10,000 units 2011/10/28 300,000,000 2011/07/08
65124 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC Oct11Z 0.250 21,900 per 10,000 units 22,100 per 10,000 units 2011/10/28 300,000,000 2011/07/08
65129 SGA Societe Generale Acceptance N.V. HSI R Bear CBBC Dec11K 0.285 24,500 per 12,000 units 24,300 per 12,000 units 2011/12/29 300,000,000 2011/07/08
65132 SGA Societe Generale Acceptance N.V. HSI R Bear CBBC Dec11L 0.355 24,600 per 10,000 units 24,400 per 10,000 units 2011/12/29 300,000,000 2011/07/08
65133 SGA Societe Generale Acceptance N.V. HSI R Bear CBBC Dec11M 0.370 24,700 per 10,000 units 24,500 per 10,000 units 2011/12/29 300,000,000 2011/07/08
65145 UBS AG COVS R Bear CBBC Dec 2011 A 0.260 19.180 18.380 2011/12/19 80,000,000 2011/07/08
65143 UBS AG Sinopec Corp R Bull CBBC Dec 2011 A 0.250 7.000 7.300 2011/12/12 100,000,000 2011/07/08
65142 UBS AG HSI R Bull CBBC Dec 2011 O 0.250 22,000 per 10,000 units 22,200 per 10,000 units 2011/12/29 300,000,000 2011/07/08
65123 UBS AG HSI R Bear CBBC Oct 2011 M 0.250 22,500 per 10,000 units 22,300 per 10,000 units 2011/10/28 300,000,000 2011/07/08
65196 BNP Paribas Arbit Issu B.V. HSI R Bear CBBC Oct 2011 I 0.250 24,500 per 10,000 units 24,300 per 10,000 units 2011/10/28 200,000,000 2011/07/11
65197 BNP Paribas Arbit Issu B.V. HSI R Bear CBBC Oct 2011 N 0.250 24,600 per 10,000 units 24,400 per 10,000 units 2011/10/28 200,000,000 2011/07/11
65169 Credit Suisse AG HSI R Bull CBBC Dec 2011 U 0.250 22,500 per 10,000 units 22,700 per 10,000 units 2011/12/29 300,000,000 2011/07/11

65170 Credit Suisse AG HSI R Bull CBBC Jan 2012 J 0.250 22,000 per 12,000 units 22,200 per 12,000 units 2012/01/30 300,000,000 2011/07/11
65171 Credit Suisse AG HSI R Bull CBBC Jan 2012 K 0.250 22,300 per 10,000 units 22,500 per 10,000 units 2012/01/30 300,000,000 2011/07/11
65167 Credit Suisse AG HSI R Bear CBBC Oct 2011 G 0.250 22,900 per 10,000 units 22,700 per 10,000 units 2011/10/28 300,000,000 2011/07/11
65163 Credit Suisse AG HSI R Bear CBBC Oct 2011 W 0.250 22,600 per 12,000 units 22,400 per 12,000 units 2011/10/28 300,000,000 2011/07/11
65172 Credit Suisse AG TCH R Bull CBBC Nov 2011 F 0.250 202 per 100 units 210 per 100 units 2011/11/28 100,000,000 2011/07/11
65173 J P Morgan SP BV HSI R Bull CBBC Nov 2011 B 0.250 22,300 per 10,000 units 22,500 per 10,000 units 2011/11/29 200,000,000 2011/07/11
65153 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC Oct11C 0.250 22,400 per 10,000 units 22,600 per 10,000 units 2011/10/28 300,000,000 2011/07/11
65152 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC Oct11E 0.250 22,300 per 12,000 units 22,500 per 12,000 units 2011/10/28 300,000,000 2011/07/11
65156 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC Oct11N 0.250 22,500 per 10,000 units 22,700 per 10,000 units 2011/10/28 300,000,000 2011/07/11
65157 SGA Societe Generale Acceptance N.V. HSI R Bear CBBC Oct11O 0.250 23,000 per 12,000 units 22,800 per 12,000 units 2011/10/28 300,000,000 2011/07/11
65158 SGA Societe Generale Acceptance N.V. HSI R Bear CBBC Dec11N 0.285 24,800 per 12,000 units 24,600 per 12,000 units 2011/12/29 300,000,000 2011/07/11
65159 SGA Societe Generale Acceptance N.V. HSI R Bear CBBC Dec11O 0.355 24,900 per 10,000 units 24,700 per 10,000 units 2011/12/29 300,000,000 2011/07/11
65160 SGA Societe Generale Acceptance N.V. HSI R Bear CBBC Dec11P 0.365 25,000 per 10,000 units 24,800 per 10,000 units 2011/12/29 300,000,000 2011/07/11
65161 SGA Societe Generale Acceptance N.V. HSI R Bear CBBC Dec11Q 0.315 25,100 per 12,000 units 24,900 per 12,000 units 2011/12/29 300,000,000 2011/07/11
65162 SGA Societe Generale Acceptance N.V. HSI R Bear CBBC Dec11R 0.390 25,200 per 10,000 units 25,000 per 10,000 units 2011/12/29 300,000,000 2011/07/11
65174 UBS AG China Life R Bull CBBC Dec 2011 C 0.395 23.880 24.880 2011/12/19 100,000,000 2011/07/11
65176 UBS AG HKEx R Bear CBBC Jan 2012 A 0.270 194.88 per 100 units 188.88 per 100 units 2012/01/09 100,000,000 2011/07/11
65177 UBS AG HSI R Bull CBBC Oct 2011 U 0.250 22,300 per 10,000 units 22,500 per 10,000 units 2011/10/28 300,000,000 2011/07/11
65179 UBS AG HSI R Bull CBBC Nov 2011 V 0.250 22,500 per 10,000 units 22,700 per 10,000 units 2011/11/29 300,000,000 2011/07/11
65180 UBS AG HSI R Bull CBBC Jan 2012 D 0.250 21,400 per 38,000 units 21,800 per 38,000 units 2012/01/30 300,000,000 2011/07/11
65148 UBS AG HSI R Bear CBBC Oct 2011 R 0.250 22,700 per 10,000 units 22,500 per 10,000 units 2011/10/28 300,000,000 2011/07/11
65149 UBS AG HSI R Bear CBBC Nov 2011 H 0.250 22,600 per 12,000 units 22,400 per 12,000 units 2011/11/29 300,000,000 2011/07/11
65186 UBS AG HSI R Bear CBBC Nov 2011 W 0.250 24,600 per 10,000 units 24,400 per 10,000 units 2011/11/29 300,000,000 2011/07/11
65147 UBS AG HSI R Bear CBBC Dec 2011 P 0.250 22,900 per 12,000 units 22,700 per 12,000 units 2011/12/29 300,000,000 2011/07/11
65187 UBS AG HSI R Bear CBBC Jan 2012 E 0.250 24,700 per 38,000 units 24,300 per 38,000 units 2012/01/30 300,000,000 2011/07/11
65175 UBS AG TCH R Bull CBBC Jan 2012 B 0.255 190.88 per 100 units 198.88 per 100 units 2012/01/09 100,000,000 2011/07/11
65202 Credit Suisse AG HSI R Bull CBBC Dec 2011 V 0.250 22,100 per 10,000 units 22,300 per 10,000 units 2011/12/29 300,000,000 2011/07/12
65203 Credit Suisse AG HSI R Bull CBBC Jan 2012 L 0.250 22,400 per 12,000 units 22,600 per 12,000 units 2012/01/30 300,000,000 2011/07/12
65201 Credit Suisse AG HSI R Bear CBBC Oct 2011 R 0.250 23,000 per 12,000 units 22,800 per 12,000 units 2011/10/28 300,000,000 2011/07/12
65198 HK Bank SHK Ppt R Bull CBBC Apr 2012 A 0.250 104.88 per 100 units 108.88 per 100 units 2012/04/30 80,000,000 2011/07/12
65199 HK Bank SHK Ppt R Bear CBBC Jun 2012 A 0.250 134.88 per 100 units 130.88 per 100 units 2012/06/29 80,000,000 2011/07/12
65205 J P Morgan SP BV HSI R Bear CBBC Nov 2011 C 0.250 23,000 per 15,000 units 22,800 per 15,000 units 2011/11/29 200,000,000 2011/07/12
65200 UBS AG HSI R Bear CBBC Oct 2011 Y 0.250 23,000 per 10,000 units 22,800 per 10,000 units 2011/10/28 300,000,000 2011/07/12
65206 Credit Suisse AG HSI R Bear CBBC Oct 2011 P 0.250 22,800 per 10,000 units 22,600 per 10,000 units 2011/10/28 300,000,000 2011/07/13
65207 UBS AG CC Bank R Bull CBBC Jan 2012 A 0.250 5.280 5.580 2012/01/16 100,000,000 2011/07/13
65208 UBS AG HSI R Bull CBBC Nov 2011 U 0.250 21,850 per 15,000 units 22,050 per 15,000 units 2011/11/29 300,000,000 2011/07/13
65209 UBS AG HSI R Bull CBBC Dec 2011 Q 0.250 21,750 per 15,000 units 21,950 per 15,000 units 2011/12/29 300,000,000 2011/07/13
65211 UBS AG HSI R Bear CBBC Jan 2012 F 0.250 24,200 per 38,000 units 23,800 per 38,000 units 2012/01/30 300,000,000 2011/07/13
65213 UBS AG A50 China R Bull CBBC Jan 2012 A 0.250 12.200 12.500 2012/01/09 100,000,000 2011/07/14

65212 UBS AG HKEx R Bull CBBC Jan 2012 B 0.250 152.88 per 100 units 158.88 per 100 units 2012/01/16 100,000,000 2011/07/14
65214 UBS AG HSI R Bull CBBC Dec 2011 R 0.250 21,650 per 12,000 units 21,850 per 12,000 units 2011/12/29 300,000,000 2011/07/14
65220 BNP Paribas Arbit Issu B.V. A50 Ch R Bull CBBC Dec 2011 A 0.250 11.500 11.800 2011/12/30 80,000,000 2011/07/15
65221 BNP Paribas Arbit Issu B.V. A50 Ch R Bull CBBC Dec 2011 B 0.250 12.100 12.400 2011/12/30 80,000,000 2011/07/15
65222 BNP Paribas Arbit Issu B.V. A50 R Bear CBBC Dec 2011 C 0.250 14.700 14.400 2011/12/30 80,000,000 2011/07/15
65226 Credit Suisse AG ABC R Bull CBBC Nov 2011 A 0.250 3.600 3.800 2011/11/21 100,000,000 2011/07/15
65225 Credit Suisse AG CCB R Bull CBBC Nov 2011 A 0.250 5.790 5.990 2011/11/21 100,000,000 2011/07/15
65215 Merrill Lynch Int’l & Co. C.V. HSI R Bull CBBC Jan 2012 O 0.250 21,400 per 12,000 units 21,700 per 12,000 units 2012/01/30 100,000,000 2011/07/15
65216 Merrill Lynch Int’l & Co. C.V. HSI R Bull CBBC Jan 2012 P 0.250 21,600 per 12,000 units 21,900 per 12,000 units 2012/01/30 100,000,000 2011/07/15
65217 Merrill Lynch Int’l & Co. C.V. HSI R Bull CBBC Jan 2012 Q 0.250 21,800 per 12,000 units 22,100 per 12,000 units 2012/01/30 100,000,000 2011/07/15
65223 SGA Societe Generale Acceptance N.V. HSI R Bear CBBC Oct11J 0.250 22,800 per 10,000 units 22,600 per 10,000 units 2011/10/28 300,000,000 2011/07/15
65224 SGA Societe Generale Acceptance N.V. HSI R Bear CBBC Oct11K 0.250 22,900 per 10,000 units 22,700 per 10,000 units 2011/10/28 300,000,000 2011/07/15
65227 UBS AG CC Bank R Bull CBBC Dec 2011 B 0.250 5.480 5.780 2011/12/05 100,000,000 2011/07/15
65258 BNP Paribas Arbit Issu B.V. HSI R Bear CBBC Oct 2011 D 0.250 22,900 per 10,000 units 22,700 per 10,000 units 2011/10/28 200,000,000 2011/07/18
65259 BNP Paribas Arbit Issu B.V. HSI R Bear CBBC Oct 2011 F 0.250 23,000 per 10,000 units 22,800 per 10,000 units 2011/10/28 200,000,000 2011/07/18
65256 BNP Paribas Arbit Issu B.V. HSI R Bear CBBC Oct 2011 U 0.250 22,700 per 10,000 units 22,500 per 10,000 units 2011/10/28 200,000,000 2011/07/18
65257 BNP Paribas Arbit Issu B.V. HSI R Bear CBBC Oct 2011 V 0.250 22,800 per 10,000 units 22,600 per 10,000 units 2011/10/28 200,000,000 2011/07/18
65247 Credit Suisse AG HSI R Bull CBBC Dec 2011 W 0.250 22,500 per 10,000 units 22,700 per 10,000 units 2011/12/29 300,000,000 2011/07/18
65248 Credit Suisse AG HSI R Bull CBBC Jan 2012 M 0.250 22,300 per 10,000 units 22,500 per 10,000 units 2012/01/30 300,000,000 2011/07/18
65266 Credit Suisse AG HSI R Bear CBBC Oct 2011 X 0.250 22,600 per 10,000 units 22,400 per 10,000 units 2011/10/28 300,000,000 2011/07/18
65263 J P Morgan SP BV HSI R Bear CBBC Nov 2011 D 0.250 22,700 per 10,000 units 22,500 per 10,000 units 2011/11/29 200,000,000 2011/07/18
65264 J P Morgan SP BV HSI R Bear CBBC Nov 2011 E 0.250 22,550 per 15,000 units 22,350 per 15,000 units 2011/11/29 200,000,000 2011/07/18
65265 J P Morgan SP BV HSI R Bear CBBC Nov 2011 F 0.250 22,800 per 12,000 units 22,600 per 12,000 units 2011/11/29 200,000,000 2011/07/18
65231 KBC Fin Products Int’l Ltd. HSI R Bull CBBC Nov 2011 G 0.250 22,200 per 8,000 units 22,400 per 8,000 units 2011/11/29 108,000,000 2011/07/18
65232 KBC Fin Products Int’l Ltd. HSI R Bull CBBC Nov 2011 H 0.250 22,500 per 10,000 units 22,700 per 10,000 units 2011/11/29 128,000,000 2011/07/18
65229 KBC Fin Products Int’l Ltd. HSI R Bull CBBC Dec 2011 A 0.250 21,600 per 10,000 units 21,800 per 10,000 units 2011/12/29 128,000,000 2011/07/18
65230 KBC Fin Products Int’l Ltd. HSI R Bull CBBC Dec 2011 B 0.250 21,900 per 12,000 units 22,100 per 12,000 units 2011/12/29 168,000,000 2011/07/18
65233 KBC Fin Products Int’l Ltd. HSI R Bull CBBC Dec 2011 C 0.250 20,700 per 12,000 units 20,900 per 12,000 units 2011/12/29 128,000,000 2011/07/18
65234 KBC Fin Products Int’l Ltd. HSI R Bull CBBC Jan 2012 A 0.310 20,400 per 8,000 units 20,600 per 8,000 units 2012/01/30 108,000,000 2011/07/18
65235 KBC Fin Products Int’l Ltd. HSI R Bull CBBC Jan 2012 B 0.250 21,000 per 15,000 units 21,200 per 15,000 units 2012/01/30 188,000,000 2011/07/18
65236 KBC Fin Products Int’l Ltd. HSI R Bear CBBC Oct 2011 E 0.250 23,100 per 10,000 units 22,900 per 10,000 units 2011/10/28 128,000,000 2011/07/18
65237 KBC Fin Products Int’l Ltd. HSI R Bear CBBC Oct 2011 F 0.250 24,100 per 12,000 units 23,900 per 12,000 units 2011/10/28 128,000,000 2011/07/18
65238 KBC Fin Products Int’l Ltd. HSI R Bear CBBC Nov 2011 I 0.250 24,600 per 8,000 units 24,400 per 8,000 units 2011/11/29 108,000,000 2011/07/18
65239 KBC Fin Products Int’l Ltd. HSI R Bear CBBC Nov 2011 J 0.250 25,000 per 10,000 units 24,800 per 10,000 units 2011/11/29 128,000,000 2011/07/18
65240 KBC Fin Products Int’l Ltd. HSI R Bear CBBC Dec 2011 D 0.250 23,300 per 10,000 units 23,100 per 10,000 units 2011/12/29 128,000,000 2011/07/18
65241 KBC Fin Products Int’l Ltd. HSI R Bear CBBC Dec 2011 E 0.250 23,700 per 15,000 units 23,500 per 15,000 units 2011/12/29 188,000,000 2011/07/18
65242 KBC Fin Products Int’l Ltd. HSI R Bear CBBC Dec 2011 F 0.250 24,400 per 10,000 units 24,200 per 10,000 units 2011/12/29 128,000,000 2011/07/18
65243 KBC Fin Products Int’l Ltd. HSI R Bear CBBC Dec 2011 G 0.250 24,800 per 12,000 units 24,600 per 12,000 units 2011/12/29 128,000,000 2011/07/18
65244 KBC Fin Products Int’l Ltd. HSI R Bear CBBC Jan 2012 C 0.250 25,200 per 15,000 units 25,000 per 15,000 units 2012/01/30 188,000,000 2011/07/18
65249 RB of Scotland N.V. HSI R Bull CBBC Nov 2011 A 0.250 21,500 per 10,000 units 22,000 per 10,000 units 2011/11/29 250,000,000 2011/07/18

65250 RB of Scotland N.V. HSI R Bull CBBC Nov 2011 B 0.250 21,800 per 10,000 units 22,300 per 10,000 units 2011/11/29 250,000,000 2011/07/18
65253 RB of Scotland N.V. HSI R Bear CBBC Nov 2011 C 0.250 23,500 per 10,000 units 23,000 per 10,000 units 2011/11/29 250,000,000 2011/07/18
65254 RB of Scotland N.V. HSI R Bear CBBC Nov 2011 D 0.250 23,800 per 10,000 units 23,300 per 10,000 units 2011/11/29 250,000,000 2011/07/18
65246 UBS AG HSI R Bull CBBC Nov 2011 Z 0.250 22,500 per 10,000 units 22,700 per 10,000 units 2011/11/29 300,000,000 2011/07/18
65308 BNP Paribas Arbit Issu B.V. HSI R Bear CBBC Oct 2011 A 0.250 22,400 per 10,000 units 22,200 per 10,000 units 2011/10/28 200,000,000 2011/07/19
65309 BNP Paribas Arbit Issu B.V. HSI R Bear CBBC Oct 2011 B 0.250 22,500 per 10,000 units 22,300 per 10,000 units 2011/10/28 200,000,000 2011/07/19
65310 BNP Paribas Arbit Issu B.V. HSI R Bear CBBC Oct 2011 C 0.250 22,600 per 10,000 units 22,400 per 10,000 units 2011/10/28 200,000,000 2011/07/19
65303 BNP Paribas Arbit Issu B.V. HSI R Bear CBBC Oct 2011 M 0.250 22,000 per 10,000 units 21,800 per 10,000 units 2011/10/28 200,000,000 2011/07/19
65305 BNP Paribas Arbit Issu B.V. HSI R Bear CBBC Oct 2011 W 0.250 22,100 per 10,000 units 21,900 per 10,000 units 2011/10/28 200,000,000 2011/07/19
65307 BNP Paribas Arbit Issu B.V. HSI R Bear CBBC Oct 2011 Y 0.250 22,300 per 10,000 units 22,100 per 10,000 units 2011/10/28 200,000,000 2011/07/19
65306 BNP Paribas Arbit Issu B.V. HSI R Bear CBBC Oct 2011 Z 0.250 22,200 per 10,000 units 22,000 per 10,000 units 2011/10/28 200,000,000 2011/07/19
65273 Credit Suisse AG HSI R Bull CBBC Nov 2011 N 0.250 21,700 per 10,000 units 21,900 per 10,000 units 2011/11/29 300,000,000 2011/07/19
65274 Credit Suisse AG HSI R Bull CBBC Nov 2011 O 0.250 22,100 per 10,000 units 22,300 per 10,000 units 2011/11/29 300,000,000 2011/07/19
65275 Credit Suisse AG HSI R Bull CBBC Dec 2011 X 0.250 21,900 per 10,000 units 22,100 per 10,000 units 2011/12/29 300,000,000 2011/07/19
65297 Credit Suisse AG HSI R Bull CBBC Jan 2012 N 0.250 21,500 per 10,000 units 21,700 per 10,000 units 2012/01/30 300,000,000 2011/07/19
65271 Credit Suisse AG HSI R Bear CBBC Oct 2011 J 0.250 22,400 per 12,000 units 22,200 per 12,000 units 2011/10/28 300,000,000 2011/07/19
65272 Credit Suisse AG HSI R Bear CBBC Oct 2011 Q 0.250 22,700 per 10,000 units 22,500 per 10,000 units 2011/10/28 300,000,000 2011/07/19
65276 Credit Suisse AG TCH R Bear CBBC Nov 2011 G 0.250 218 per 100 units 210 per 100 units 2011/11/28 100,000,000 2011/07/19
65298 J P Morgan SP BV HSI R Bear CBBC Nov 2011 G 0.250 22,700 per 15,000 units 22,200 per 15,000 units 2011/11/29 200,000,000 2011/07/19
65299 J P Morgan SP BV HSI R Bear CBBC Nov 2011 H 0.250 22,600 per 12,000 units 22,100 per 12,000 units 2011/11/29 200,000,000 2011/07/19
65300 J P Morgan SP BV HSI R Bear CBBC Nov 2011 I 0.250 22,500 per 10,000 units 22,000 per 10,000 units 2011/11/29 200,000,000 2011/07/19
65301 J P Morgan SP BV HSI R Bear CBBC Nov 2011 J 0.250 22,300 per 15,000 units 21,800 per 15,000 units 2011/11/29 200,000,000 2011/07/19
65302 J P Morgan SP BV HSI R Bear CBBC Nov 2011 K 0.250 22,166 per 15,000 units 21,666 per 15,000 units 2011/11/29 200,000,000 2011/07/19
65278 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC Oct11L 0.250 21,700 per 12,000 units 21,900 per 12,000 units 2011/10/28 300,000,000 2011/07/19
65281 SGA Societe Generale Acceptance N.V. HSI R Bear CBBC Oct11C 0.250 22,400 per 12,000 units 22,200 per 12,000 units 2011/10/28 300,000,000 2011/07/19
65282 SGA Societe Generale Acceptance N.V. HSI R Bear CBBC Oct11D 0.250 22,500 per 10,000 units 22,300 per 10,000 units 2011/10/28 300,000,000 2011/07/19
65283 SGA Societe Generale Acceptance N.V. HSI R Bear CBBC Oct11E 0.250 22,600 per 10,000 units 22,400 per 10,000 units 2011/10/28 300,000,000 2011/07/19
65279 SGA Societe Generale Acceptance N.V. HSI R Bear CBBC Oct11M 0.250 22,200 per 10,000 units 22,000 per 10,000 units 2011/10/28 300,000,000 2011/07/19
65284 SGA Societe Generale Acceptance N.V. HSI R Bear CBBC Oct11N 0.250 22,700 per 12,000 units 22,500 per 12,000 units 2011/10/28 300,000,000 2011/07/19
65280 SGA Societe Generale Acceptance N.V. HSI R Bear CBBC Oct11Y 0.250 22,300 per 10,000 units 22,100 per 10,000 units 2011/10/28 300,000,000 2011/07/19
65286 UBS AG CC Bank R Bull CBBC Jan 2012 B 0.250 5.080 5.380 2012/01/09 100,000,000 2011/07/19
65277 UBS AG HSI R Bull CBBC Oct 2011 P 0.250 21,600 per 10,000 units 21,800 per 10,000 units 2011/10/28 300,000,000 2011/07/19
65288 UBS AG HSI R Bull CBBC Dec 2011 S 0.250 20,800 per 10,000 units 21,000 per 10,000 units 2011/12/29 300,000,000 2011/07/19
65289 UBS AG HSI R Bear CBBC Oct 2011 L 0.250 22,200 per 10,000 units 22,000 per 10,000 units 2011/10/28 300,000,000 2011/07/19
65290 UBS AG HSI R Bear CBBC Oct 2011 X 0.250 22,700 per 10,000 units 22,500 per 10,000 units 2011/10/28 300,000,000 2011/07/19
65291 UBS AG HSI R Bear CBBC Nov 2011 H 0.250 21,900 per 10,000 units 21,700 per 10,000 units 2011/11/29 300,000,000 2011/07/19

65292 UBS AG HSI R Bear CBBC Nov 2011 I 0.250 22,400 per 10,000 units 22,200 per 10,000 units 2011/11/29 300,000,000 2011/07/19
65293 UBS AG HSI R Bear CBBC Dec 2011 T 0.250 22,100 per 10,000 units 21,900 per 10,000 units 2011/12/29 300,000,000 2011/07/19
65294 UBS AG HSI R Bear CBBC Dec 2011 U 0.250 22,950 per 15,000 units 22,750 per 15,000 units 2011/12/29 300,000,000 2011/07/19
65287 UBS AG ICBC R Bull CBBC Dec 2011 B 0.250 4.700 5.000 2011/12/05 100,000,000 2011/07/19
65349 BNP Paribas Arbit Issu B.V. HSI R Bull CBBC Dec 2011 C 0.250 21,600 per 10,000 units 21,800 per 10,000 units 2011/12/29 200,000,000 2011/07/20
65330 Credit Suisse AG A50 China R Bull CBBC Nov 2011 A 0.250 12.000 12.300 2011/11/28 100,000,000 2011/07/20
65324 Credit Suisse AG HSI R Bull CBBC Dec 2011 Y 0.250 21,600 per 12,000 units 21,800 per 12,000 units 2011/12/29 300,000,000 2011/07/20
65325 Credit Suisse AG HSI R Bull CBBC Jan 2012 O 0.250 20,500 per 10,000 units 20,700 per 10,000 units 2012/01/30 300,000,000 2011/07/20
65326 Credit Suisse AG HSI R Bull CBBC Jan 2012 P 0.250 21,000 per 12,000 units 21,200 per 12,000 units 2012/01/30 300,000,000 2011/07/20
65327 Credit Suisse AG HSI R Bull CBBC Feb 2012 G 0.250 20,400 per 12,000 units 20,600 per 12,000 units 2012/02/28 300,000,000 2011/07/20
65328 Credit Suisse AG HSI R Bull CBBC Feb 2012 H 0.250 20,600 per 12,000 units 20,800 per 12,000 units 2012/02/28 300,000,000 2011/07/20
65321 Credit Suisse AG HSI R Bear CBBC Oct 2011 C 0.250 22,000 per 12,000 units 21,800 per 12,000 units 2011/10/28 300,000,000 2011/07/20
65322 Credit Suisse AG HSI R Bear CBBC Oct 2011 V 0.250 22,200 per 12,000 units 22,000 per 12,000 units 2011/10/28 300,000,000 2011/07/20
65323 Credit Suisse AG HSI R Bear CBBC Oct 2011 W 0.250 22,500 per 10,000 units 22,300 per 10,000 units 2011/10/28 300,000,000 2011/07/20
65329 Credit Suisse AG TCH R Bull CBBC Nov 2011 H 0.250 192 per 100 units 200 per 100 units 2011/11/28 100,000,000 2011/07/20
65331 HK Bank CC Bank R Bull CBBC Feb 2012 A 0.250 5.080 5.380 2012/02/28 80,000,000 2011/07/20
65334 HK Bank CC Bank R Bear CBBC Feb 2012 B 0.250 7.100 6.800 2012/02/28 80,000,000 2011/07/20
65336 HK Bank HSI R Bear CBBC Feb 2012 C 0.250 23,088 per 15,000 units 22,888 per 15,000 units 2012/02/28 100,000,000 2011/07/20
65337 HK Bank HSI R Bear CBBC Feb 2012 D 0.250 22,888 per 15,000 units 22,688 per 15,000 units 2012/02/28 100,000,000 2011/07/20
65333 HK Bank ICBC R Bull CBBC Jun 2012 A 0.250 4.680 4.980 2012/06/29 80,000,000 2011/07/20
65335 HK Bank ICBC R Bear CBBC Jun 2012 B 0.250 6.680 6.380 2012/06/29 80,000,000 2011/07/20
65317 KBC Fin Products Int’l Ltd. HSI R Bear CBBC Oct 2011 G 0.250 21,900 per 8,000 units 21,700 per 8,000 units 2011/10/28 108,000,000 2011/07/20
65318 KBC Fin Products Int’l Ltd. HSI R Bear CBBC Oct 2011 H 0.250 22,200 per 10,000 units 22,000 per 10,000 units 2011/10/28 128,000,000 2011/07/20
65319 KBC Fin Products Int’l Ltd. HSI R Bear CBBC Nov 2011 K 0.250 22,500 per 15,000 units 22,300 per 15,000 units 2011/11/29 188,000,000 2011/07/20
65320 KBC Fin Products Int’l Ltd. HSI R Bear CBBC Nov 2011 L 0.250 22,800 per 12,000 units 22,600 per 12,000 units 2011/11/29 128,000,000 2011/07/20
65346 RB of Scotland N.V. HSI R Bull CBBC Dec 2011 C 0.250 20,600 per 10,000 units 21,100 per 10,000 units 2011/12/29 250,000,000 2011/07/20
65347 RB of Scotland N.V. HSI R Bull CBBC Dec 2011 D 0.250 20,900 per 10,000 units 21,400 per 10,000 units 2011/12/29 250,000,000 2011/07/20
65315 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC Oct 11H 0.250 21,500 per 10,000 units 21,700 per 10,000 units 2011/10/28 300,000,000 2011/07/20
65316 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC Oct 11I 0.250 21,600 per 10,000 units 21,800 per 10,000 units 2011/10/28 300,000,000 2011/07/20
65311 SGA Societe Generale Acceptance N.V. HSI R Bear CBBC Oct 11A 0.250 21,900 per 10,000 units 21,700 per 10,000 units 2011/10/28 300,000,000 2011/07/20
65312 SGA Societe Generale Acceptance N.V. HSI R Bear CBBC Oct 11B 0.250 22,000 per 10,000 units 21,800 per 10,000 units 2011/10/28 300,000,000 2011/07/20
65313 SGA Societe Generale Acceptance N.V. HSI R Bear CBBC Oct 11G 0.250 22,100 per 12,000 units 21,900 per 12,000 units 2011/10/28 300,000,000 2011/07/20
65338 UBS AG COVS R Bull CBBC Jan 2012 A 0.310 14.080 14.880 2012/01/09 100,000,000 2011/07/20
65342 UBS AG COVS R Bear CBBC Jan 2012 B 0.370 20.800 20.000 2012/01/16 100,000,000 2011/07/20
65314 UBS AG HSI R Bear CBBC Oct 2011 J 0.250 22,000 per 12,000 units 21,800 per 12,000 units 2011/10/28 300,000,000 2011/07/20
65343 UBS AG HSI R Bear CBBC Oct 2011 U 0.250 22,500 per 10,000 units 22,300 per 10,000 units 2011/10/28 300,000,000 2011/07/20
65344 UBS AG HSI R Bear CBBC Dec 2011 V 0.250 22,300 per 12,000 units 22,100 per 12,000 units 2011/12/29 300,000,000 2011/07/20

65345 UBS AG HSI R Bear CBBC Jan 2012 G 0.250 22,850 per 15,000 units 22,650 per 15,000 units 2012/01/30 300,000,000 2011/07/20
65353 Credit Suisse AG HSI R Bull CBBC Jan 2012 Q 0.250 21,250 per 10,000 units 21,450 per 10,000 units 2012/01/30 300,000,000 2011/07/21
65352 Credit Suisse AG HSI R Bear CBBC Nov 2011 R 0.250 22,300 per 10,000 units 22,100 per 10,000 units 2011/11/29 300,000,000 2011/07/21
65350 UBS AG Hutchison R Bull CBBC Jan 2012 A 0.250 72 per 100 units 75 per 100 units 2012/01/09 100,000,000 2011/07/21
65354 UBS AG CNOOC R Bull CBBC Jan 2012 A 0.285 15.080 15.880 2012/01/16 100,000,000 2011/07/22
65362 Credit Suisse AG CCB R Bull CBBC Dec 2011 A 0.250 5.680 5.880 2011/12/12 100,000,000 2011/07/25
65363 Credit Suisse AG GCL-Poly Energy R Bull CBBC Jan 2012 A 0.250 3.300 3.680 2012/01/30 100,000,000 2011/07/25
65355 Merrill Lynch Int’l & Co. C.V. HSI R Bull CBBC Jan 2012 R 0.255 20,000 per 12,000 units 20,300 per 12,000 units 2012/01/30 100,000,000 2011/07/25
65356 Merrill Lynch Int’l & Co. C.V. HSI R Bull CBBC Jan 2012 S 0.250 20,600 per 12,000 units 20,900 per 12,000 units 2012/01/30 100,000,000 2011/07/25
65357 Merrill Lynch Int’l & Co. C.V. HSI R Bear CBBC Jan 2012 T 0.250 22,600 per 12,000 units 22,300 per 12,000 units 2012/01/30 100,000,000 2011/07/25
65358 Merrill Lynch Int’l & Co. C.V. HSI R Bear CBBC Jan 2012 U 0.255 22,800 per 12,000 units 22,500 per 12,000 units 2012/01/30 100,000,000 2011/07/25
65359 Merrill Lynch Int’l & Co. C.V. HSI R Bear CBBC Jan 2012 V 0.275 23,000 per 12,000 units 22,700 per 12,000 units 2012/01/30 100,000,000 2011/07/25
65360 RB of Scotland N.V. A50 China R Bull CBBC Jan 2012 A 0.250 11.380 11.880 2012/01/13 80,000,000 2011/07/25
65361 RB of Scotland N.V. A50 China R Bear CBBC Jan 2012 B 0.250 14.780 14.280 2012/01/13 80,000,000 2011/07/25
65364 UBS AG AIA R Bear CBBC Jan 2012 A 0.270 28.880 27.880 2012/01/09 100,000,000 2011/07/25
65233 # KBC Fin Products Int’l Ltd. HSI R Bull CBBC Dec 2011 C 0.105 20,700 per 12,000 units 20,900 per 12,000 units 2011/12/29 120,000,000 2011/07/25
65366 Credit Suisse AG HSI R Bull CBBC Jan 2012 R 0.250 21,500 per 10,000 units 21,700 per 10,000 units 2012/01/30 300,000,000 2011/07/26
65368 Credit Suisse AG HSI R Bear CBBC Oct 2011 K 0.250 22,100 per 10,000 units 21,900 per 10,000 units 2011/10/28 300,000,000 2011/07/26
65370 RB of Scotland N.V. CNBM R Bull CBBC Jul 2012 A 0.832 8.180 9.980 2012/07/30 80,000,000 2011/07/26
65371 RB of Scotland N.V. Evergrande R Bull CBBC Jun 2012 A 0.350 2.560 3.160 2012/06/29 80,000,000 2011/07/26
65372 RB of Scotland N.V. GCL-Poly R Bull CBBC Jun 2012 A 0.250 2.080 2.580 2012/06/29 80,000,000 2011/07/26
65369 UBS AG GCL-Poly R Bull CBBC Dec 2011 A 0.250 3.200 3.580 2011/12/19 100,000,000 2011/07/26
65365 UBS AG HSI R Bull CBBC Oct 2011 R 0.250 21,600 per 10,000 units 21,800 per 10,000 units 2011/10/28 300,000,000 2011/07/26
65367 UBS AG HSI R Bear CBBC Oct 2011 C 0.250 22,100 per 10,000 units 21,900 per 10,000 units 2011/10/28 300,000,000 2011/07/26
65380 Credit Suisse AG HSI R Bull CBBC Jan 2012 T 0.250 21,800 per 12,000 units 22,000 per 12,000 units 2012/01/30 300,000,000 2011/07/27
65373 HK Bank A50 R Bull CBBC Apr 2012 A 0.250 11.880 12.280 2012/04/18 100,000,000 2011/07/27
65385 J P Morgan SP BV HSI R Bull CBBC Nov 2011 L 0.250 21,700 per 10,000 units 22,000 per 10,000 units 2011/11/29 200,000,000 2011/07/27
65386 J P Morgan SP BV HSI R Bull CBBC Nov 2011 M 0.250 21,500 per 15,000 units 21,800 per 15,000 units 2011/11/29 200,000,000 2011/07/27
65382 KBC Fin Products Int’l Ltd. HSI R Bull CBBC Dec 2011 H 0.250 21,600 per 10,000 units 21,800 per 10,000 units 2011/12/29 128,000,000 2011/07/27
65384 RB of Scotland N.V. HSCEI R Bear CBBC Dec 2011 A 0.250 14,000 per 10,000 units 13,500 per 10,000 units 2011/12/29 250,000,000 2011/07/27
65374 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC Oct 11V 0.250 21,700 per 12,000 units 21,900 per 12,000 units 2011/10/28 300,000,000 2011/07/27
65375 SGA Societe Generale Acceptance N.V. HSI R Bear CBBC Oct 11Z 0.250 22,200 per 10,000 units 22,000 per 10,000 units 2011/10/28 300,000,000 2011/07/27
65379 UBS AG HSI R Bear CBBC Oct 2011 V 0.250 22,200 per 10,000 units 22,000 per 10,000 units 2011/10/28 300,000,000 2011/07/27
65389 Credit Suisse AG HSI R Bull CBBC Dec 2011 Z 0.250 21,700 per 10,000 units 21,900 per 10,000 units 2011/12/29 300,000,000 2011/07/28
65387 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC Oct11 L 0.250 21,800 per 10,000 units 22,000 per 10,000 units 2011/10/28 300,000,000 2011/07/28
65390 UBS AG China Mobile R Bull CBBC Jan 2012 B 0.250 69 per 100 units 72 per 100 units 2012/01/09 100,000,000 2011/07/28
64783 # HK Bank A50 R Bull CBBC Jan 2012 A 0.110 11.580 11.880 2012/01/20 150,000,000 2011/07/28

65399 Credit Suisse AG HSI R Bull CBBC Jan 2012 U 0.250 21,900 per 10,000 units 22,100 per 10,000 units 2012/01/30 300,000,000 2011/07/29
65404 Credit Suisse AG HSI R Bull CBBC Jan 2012 W 0.250 22,200 per 12,000 units 22,400 per 12,000 units 2012/01/30 300,000,000 2011/07/29
65398 Credit Suisse AG HSI R Bear CBBC Nov 2011 Q 0.250 22,500 per 10,000 units 22,300 per 10,000 units 2011/11/29 300,000,000 2011/07/29
65397 Credit Suisse AG HSI R Bear CBBC Nov 2011 S 0.250 22,300 per 10,000 units 22,100 per 10,000 units 2011/11/29 300,000,000 2011/07/29
65406 KBC Fin Products Int’l Ltd. HSI R Bull CBBC Nov 2011 M 0.250 22,200 per 10,000 units 22,400 per 10,000 units 2011/11/29 128,000,000 2011/07/29
65407 KBC Fin Products Int’l Ltd. HSI R Bull CBBC Nov 2011 N 0.250 21,900 per 12,000 units 22,100 per 12,000 units 2011/11/29 188,000,000 2011/07/29
65415 RB of Scotland N.V. HSI R Bull CBBC Dec 2011 E 0.250 21,200 per 10,000 units 21,700 per 10,000 units 2011/12/29 250,000,000 2011/07/29
65401 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC Nov11 D 0.250 21,900 per 10,000 units 22,100 per 10,000 units 2011/11/29 300,000,000 2011/07/29
65402 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC Nov11 E 0.250 22,000 per 12,000 units 22,200 per 12,000 units 2011/11/29 300,000,000 2011/07/29
65403 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC Nov11 F 0.250 22,100 per 10,000 units 22,300 per 10,000 units 2011/11/29 300,000,000 2011/07/29
65393 SGA Societe Generale Acceptance N.V. HSI R Bear CBBC Nov11 A 0.250 22,300 per 10,000 units 22,100 per 10,000 units 2011/11/29 300,000,000 2011/07/29
65394 SGA Societe Generale Acceptance N.V. HSI R Bear CBBC Nov11 B 0.250 22,400 per 12,000 units 22,200 per 12,000 units 2011/11/29 300,000,000 2011/07/29
65396 SGA Societe Generale Acceptance N.V. HSI R Bear CBBC Nov11 C 0.250 22,500 per 10,000 units 22,300 per 10,000 units 2011/11/29 300,000,000 2011/07/29
65405 SGA Societe Generale Acceptance N.V. HSI R Bear CBBC Nov11 G 0.250 22,600 per 10,000 units 22,400 per 10,000 units 2011/11/29 300,000,000 2011/07/29
65408 UBS AG HSI R Bull CBBC Dec 2011 X 0.250 22,000 per 10,000 units 22,200 per 10,000 units 2011/12/29 300,000,000 2011/07/29
65391 UBS AG HSI R Bear CBBC Nov 2011 P 0.250 22,500 per 10,000 units 22,300 per 10,000 units 2011/11/29 300,000,000 2011/07/29
65392 UBS AG HSI R Bear CBBC Dec 2011 W 0.250 22,300 per 12,000 units 22,100 per 12,000 units 2011/12/29 300,000,000 2011/07/29
65423 BNP Paribas Arbit Issu B.V. HSI R Bear CBBC Feb 2012 A 0.250 22,600 per 10,000 units 22,400 per 10,000 units 2012/02/28 200,000,000 2011/08/01
65420 Credit Suisse AG HSI R Bull CBBC Dec 2011 G 0.250 22,100 per 10,000 units 22,300 per 10,000 units 2011/12/29 300,000,000 2011/08/01
65419 Credit Suisse AG HSI R Bear CBBC Nov 2011 V 0.250 22,600 per 12,000 units 22,400 per 12,000 units 2011/11/29 300,000,000 2011/08/01
65418 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC Nov 11H 0.250 22,200 per 10,000 units 22,400 per 10,000 units 2011/11/29 300,000,000 2011/08/01
65421 UBS AG AIA R Bull CBBC Jan 2012 B 0.255 24.880 25.880 2012/01/16 100,000,000 2011/08/01
65416 UBS AG HSI R Bull CBBC Dec 2011 Y 0.250 21,900 per 10,000 units 22,100 per 10,000 units 2011/12/29 300,000,000 2011/08/01
65417 UBS AG HSI R Bull CBBC Jan 2012 H 0.250 22,100 per 12,000 units 22,300 per 12,000 units 2012/01/30 300,000,000 2011/08/01
65422 UBS AG HSI R Bear CBBC Jan 2012 I 0.250 22,600 per 12,000 units 22,400 per 12,000 units 2012/01/30 300,000,000 2011/08/01
65426 Credit Suisse AG HSI R Bull CBBC Dec 2011 D 0.250 22,300 per 10,000 units 22,500 per 10,000 units 2011/12/29 300,000,000 2011/08/02
65427 Credit Suisse AG HSI R Bull CBBC Jan 2012 X 0.250 22,000 per 12,000 units 22,200 per 12,000 units 2012/01/30 300,000,000 2011/08/02
65425 Credit Suisse AG HSI R Bear CBBC Nov 2011 P 0.250 22,700 per 10,000 units 22,500 per 10,000 units 2011/11/29 300,000,000 2011/08/02
65431 UBS AG HSI R Bull CBBC Nov 2011 U 0.250 22,300 per 10,000 units 22,500 per 10,000 units 2011/11/29 300,000,000 2011/08/02
65424 UBS AG HSI R Bear CBBC Dec 2011 Z 0.250 22,700 per 10,000 units 22,500 per 10,000 units 2011/12/29 300,000,000 2011/08/02
65428 UBS AG Hutchison R Bull CBBC Jan 2012 B 0.250 82 per 100 units 85 per 100 units 2012/01/16 100,000,000 2011/08/02
65445 Credit Suisse AG HSI R Bear CBBC Nov 2011 X 0.250 22,800 per 12,000 units 22,600 per 12,000 units 2011/11/29 300,000,000 2011/08/03
65443 HK Bank CNOOC R Bull CBBC Jun 2012 A 0.250 15.080 15.880 2012/06/18 80,000,000 2011/08/03
65433 Merrill Lynch Int’l & Co. C.V. HSI R Bull CBBC Feb 2012 A 0.260 21,400 per 12,000 units 21,700 per 12,000 units 2012/02/28 100,000,000 2011/08/03
65434 Merrill Lynch Int’l & Co. C.V. HSI R Bull CBBC Feb 2012 B 0.255 21,600 per 12,000 units 21,900 per 12,000 units 2012/02/28 100,000,000 2011/08/03
65435 Merrill Lynch Int’l & Co. C.V. HSI R Bull CBBC Feb 2012 C 0.250 21,800 per 12,000 units 22,100 per 12,000 units 2012/02/28 100,000,000 2011/08/03

65436 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC Nov11 I 0.250 22,300 per 12,000 units 22,500 per 12,000 units 2011/11/29 300,000,000 2011/08/03
65437 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC Jan12 A 0.350 20,300 per 10,000 units 20,500 per 10,000 units 2012/01/30 300,000,000 2011/08/03
65439 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC Jan12 B 0.340 20,400 per 10,000 units 20,600 per 10,000 units 2012/01/30 300,000,000 2011/08/03
65440 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC Jan12 C 0.270 20,500 per 12,000 units 20,700 per 12,000 units 2012/01/30 300,000,000 2011/08/03
65446 SGA Societe Generale Acceptance N.V. HSI R Bear CBBC Nov11 J 0.250 22,800 per 10,000 units 22,600 per 10,000 units 2011/11/29 300,000,000 2011/08/03
65441 SGA Societe Generale Acceptance N.V. HSI R Bear CBBC Dec11 S 0.290 24,300 per 10,000 units 24,100 per 10,000 units 2011/12/29 300,000,000 2011/08/03
65442 SGA Societe Generale Acceptance N.V. HSI R Bear CBBC Dec11 T 0.305 24,400 per 10,000 units 24,200 per 10,000 units 2011/12/29 300,000,000 2011/08/03
65444 UBS AG HSI R Bear CBBC Nov 2011 Z 0.250 22,800 per 10,000 units 22,600 per 10,000 units 2011/11/29 300,000,000 2011/08/03
65453 Credit Suisse AG China Mobile R Bull CBBC Dec 2011 A 0.250 69.88 per 100 units 72.88 per 100 units 2011/12/05 100,000,000 2011/08/04
65454 Credit Suisse AG GCL-Poly Energy R Bull CBBC Jan 2012 B 0.250 3.700 4.080 2012/01/30 100,000,000 2011/08/04
65448 Credit Suisse AG HSBC R Bull CBBC Dec 2011 A 0.250 69.88 per 100 units 72.88 per 100 units 2011/12/05 100,000,000 2011/08/04
65449 Credit Suisse AG Hutchison R Bull CBBC Dec 2011 A 0.250 82 per 100 units 85 per 100 units 2011/12/05 100,000,000 2011/08/04
65447 SGA Societe Generale Acceptance N.V. HSI R Bear CBBC Nov11K 0.250 22,700 per 12,000 units 22,500 per 12,000 units 2011/11/29 300,000,000 2011/08/04
65456 UBS AG ABC R Bull CBBC Jan 2012 A 0.250 3.580 3.880 2012/01/09 100,000,000 2011/08/04
65460 UBS AG China Mobile R Bear CBBC Feb 2012 A 0.250 87 per 100 units 84 per 100 units 2012/02/06 100,000,000 2011/08/04
65457 UBS AG Cheung Kong R Bear CBBC Feb 2012 A 0.250 141 per 100 units 135 per 100 units 2012/02/20 100,000,000 2011/08/04
65459 UBS AG Sinopec Corp R Bear CBBC Feb 2012 A 0.250 9.180 8.880 2012/02/06 100,000,000 2011/08/04
65455 UBS AG Hutchison R Bull CBBC Feb 2012 A 0.250 87 per 100 units 90 per 100 units 2012/02/06 100,000,000 2011/08/04
65458 UBS AG Hutchison R Bear CBBC Jan 2012 C 0.250 98 per 100 units 95 per 100 units 2012/01/09 100,000,000 2011/08/04
65465 Credit Suisse AG HSI R Bull CBBC Jan 2012 Y 0.250 22,200 per 12,000 units 22,400 per 12,000 units 2012/01/30 300,000,000 2011/08/05
65461 SGA Societe Generale Acceptance N.V. A50 R Bull CBBC Jan12A 0.250 10.600 11.000 2012/01/30 150,000,000 2011/08/05
65462 SGA Societe Generale Acceptance N.V. HWL R Bull CBBC Jan12A 0.260 66 per 100 units 70 per 100 units 2012/01/30 150,000,000 2011/08/05
65468 UBS AG AIA R Bull CBBC Feb 2012 A 0.270 26.000 27.000 2012/02/06 100,000,000 2011/08/05
65463 UBS AG HSI R Bull CBBC Dec 2011 C 0.250 22,200 per 10,000 units 22,400 per 10,000 units 2011/12/29 300,000,000 2011/08/05
65470 UBS AG HSI R Bear CBBC Dec 2011 M 0.250 23,050 per 12,000 units 22,850 per 12,000 units 2011/12/29 300,000,000 2011/08/05
65471 UBS AG HSI R Bear CBBC Jan 2012 J 0.250 23,150 per 15,000 units 22,950 per 15,000 units 2012/01/30 300,000,000 2011/08/05
65469 UBS AG Hutchison R Bear CBBC Feb 2012 B 0.250 103 per 100 units 100 per 100 units 2012/02/06 100,000,000 2011/08/05
65488 Credit Suisse AG HSI R Bull CBBC Jan 2012 Z 0.250 22,500 per 10,000 units 22,700 per 10,000 units 2012/01/30 300,000,000 2011/08/08
65487 Credit Suisse AG HSI R Bear CBBC Nov 2011 L 0.250 22,900 per 10,000 units 22,700 per 10,000 units 2011/11/29 300,000,000 2011/08/08
65480 Deutsche Bank AG HSI R Bull CBBC Dec 2011 L 0.270 21,722 per 11,000 units 21,922 per 11,000 units 2011/12/29 300,000,000 2011/08/08
65481 Deutsche Bank AG HSI R Bull CBBC Dec 2011 M 0.250 22,122 per 11,000 units 22,322 per 11,000 units 2011/12/29 300,000,000 2011/08/08
65477 Deutsche Bank AG HSI R Bear CBBC Dec 2011 J 0.280 23,822 per 11,000 units 23,622 per 11,000 units 2011/12/29 300,000,000 2011/08/08
65479 Deutsche Bank AG HSI R Bear CBBC Dec 2011 K 0.250 23,422 per 11,000 units 23,222 per 11,000 units 2011/12/29 300,000,000 2011/08/08
65475 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC Nov11N 0.250 22,400 per 10,000 units 22,600 per 10,000 units 2011/11/29 300,000,000 2011/08/08
65476 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC Nov11O 0.250 22,500 per 10,000 units 22,700 per 10,000 units 2011/11/29 300,000,000 2011/08/08
65473 SGA Societe Generale Acceptance N.V. HSI R Bear CBBC Nov11L 0.250 22,900 per 10,000 units 22,700 per 10,000 units 2011/11/29 300,000,000 2011/08/08
65474 SGA Societe Generale Acceptance N.V. HSI R Bear CBBC Nov11M 0.250 23,000 per 12,000 units 22,800 per 12,000 units 2011/11/29 300,000,000 2011/08/08
65489 UBS AG AIA R Bear CBBC Jan 2012 C 0.530 34.880 33.880 2012/01/09 100,000,000 2011/08/08
65472 UBS AG HSI R Bear CBBC Nov 2011 Q 0.250 22,900 per 12,000 units 22,700 per 12,000 units 2011/11/29 300,000,000 2011/08/08

65496 BNP Paribas Arbit Issu B.V. HSI R Bear CBBC Feb 2012 B 0.250 22,800 per 10,000 units 22,600 per 10,000 units 2012/02/28 200,000,000 2011/08/09
65497 BNP Paribas Arbit Issu B.V. HSI R Bear CBBC Feb 2012 C 0.250 22,900 per 10,000 units 22,700 per 10,000 units 2012/02/28 200,000,000 2011/08/09
65498 BNP Paribas Arbit Issu B.V. HSI R Bear CBBC Feb 2012 D 0.250 23,000 per 10,000 units 22,800 per 10,000 units 2012/02/28 200,000,000 2011/08/09
65495 Credit Suisse AG HSI R Bull CBBC Feb 2012 I 0.250 22,400 per 12,000 units 22,600 per 12,000 units 2012/02/28 300,000,000 2011/08/09
65499 Credit Suisse AG HSI R Bear CBBC Nov 2011 K 0.250 22,700 per 10,000 units 22,500 per 10,000 units 2011/11/29 300,000,000 2011/08/09
65504 RB of Scotland N.V. HSCEI R Bear CBBC Dec 2011 B 0.250 14,000 per 10,000 units 13,500 per 10,000 units 2011/12/29 250,000,000 2011/08/09
65503 RB of Scotland N.V. HSI R Bull CBBC Dec 2011 F 0.250 21,500 per 10,000 units 22,000 per 10,000 units 2011/12/29 250,000,000 2011/08/09
65493 UBS AG HSI R Bull CBBC Dec 2011 O 0.250 22,400 per 12,000 units 22,600 per 12,000 units 2011/12/29 300,000,000 2011/08/09
65500 UBS AG HSI R Bull CBBC Feb 2012 A 0.250 21,400 per 38,000 units 21,800 per 38,000 units 2012/02/28 300,000,000 2011/08/09
65501 UBS AG HSI R Bear CBBC Dec 2011 Q 0.250 22,700 per 10,000 units 22,500 per 10,000 units 2011/12/29 300,000,000 2011/08/09
65502 UBS AG HSI R Bear CBBC Jan 2012 K 0.250 23,000 per 10,000 units 22,800 per 10,000 units 2012/01/30 300,000,000 2011/08/09
65548 BNP Paribas Arbit Issu B.V. HSI R Bull CBBC Feb 2012 E 0.250 21,100 per 10,000 units 21,300 per 10,000 units 2012/02/28 200,000,000 2011/08/10
65549 BNP Paribas Arbit Issu B.V. HSI R Bull CBBC Apr 2012 A 0.250 21,700 per 10,000 units 21,900 per 10,000 units 2012/04/27 200,000,000 2011/08/10
65550 BNP Paribas Arbit Issu B.V. HSI R Bear CBBC Feb 2012 F 0.250 22,300 per 10,000 units 22,100 per 10,000 units 2012/02/28 200,000,000 2011/08/10
65551 BNP Paribas Arbit Issu B.V. HSI R Bear CBBC Feb 2012 G 0.250 22,400 per 10,000 units 22,200 per 10,000 units 2012/02/28 200,000,000 2011/08/10
65552 BNP Paribas Arbit Issu B.V. HSI R Bear CBBC Feb 2012 H 0.250 22,500 per 10,000 units 22,300 per 10,000 units 2012/02/28 200,000,000 2011/08/10
65553 BNP Paribas Arbit Issu B.V. HSI R Bear CBBC Feb 2012 I 0.250 22,600 per 10,000 units 22,400 per 10,000 units 2012/02/28 200,000,000 2011/08/10
65554 BNP Paribas Arbit Issu B.V. HSI R Bear CBBC Feb 2012 J 0.250 22,700 per 10,000 units 22,500 per 10,000 units 2012/02/28 200,000,000 2011/08/10
65545 Credit Suisse AG HSI R Bull CBBC Dec 2011 J 0.250 21,800 per 12,000 units 22,000 per 12,000 units 2011/12/29 300,000,000 2011/08/10
65547 Credit Suisse AG HSI R Bull CBBC Feb 2012 J 0.250 21,900 per 10,000 units 22,100 per 10,000 units 2012/02/28 300,000,000 2011/08/10
65543 Credit Suisse AG HSI R Bear CBBC Nov 2011 F 0.250 22,400 per 12,000 units 22,200 per 12,000 units 2011/11/29 300,000,000 2011/08/10
65542 Credit Suisse AG HSI R Bear CBBC Nov 2011 Z 0.250 22,200 per 10,000 units 22,000 per 10,000 units 2011/11/29 300,000,000 2011/08/10
65544 Credit Suisse AG HSI R Bear CBBC Dec 2011 I 0.250 22,600 per 12,000 units 22,400 per 12,000 units 2011/12/29 300,000,000 2011/08/10
65558 Credit Suisse AG HSI R Bear CBBC Dec 2011 L 0.250 23,000 per 12,000 units 22,800 per 12,000 units 2011/12/29 300,000,000 2011/08/10
65566 KBC Fin Products Int’l Ltd. HSI R Bull CBBC Dec 2011 I 0.250 20,100 per 10,000 units 20,300 per 10,000 units 2011/12/29 128,000,000 2011/08/10
65567 KBC Fin Products Int’l Ltd. HSI R Bear CBBC Nov 2011 O 0.250 22,600 per 8,000 units 22,400 per 8,000 units 2011/11/29 108,000,000 2011/08/10
65568 KBC Fin Products Int’l Ltd. HSI R Bear CBBC Dec 2011 J 0.250 22,800 per 15,000 units 22,600 per 15,000 units 2011/12/29 188,000,000 2011/08/10
65518 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC Nov 11P 0.250 22,200 per 10,000 units 22,400 per 10,000 units 2011/11/29 300,000,000 2011/08/10
65508 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC Jan 12D 0.250 21,700 per 12,000 units 21,900 per 12,000 units 2012/01/30 300,000,000 2011/08/10
65509 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC Jan 12E 0.250 21,800 per 10,000 units 22,000 per 10,000 units 2012/01/30 300,000,000 2011/08/10
65510 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC Jan 12F 0.250 21,900 per 10,000 units 22,100 per 10,000 units 2012/01/30 300,000,000 2011/08/10
65511 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC Jan 12G 0.250 22,000 per 12,000 units 22,200 per 12,000 units 2012/01/30 300,000,000 2011/08/10
65512 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC Jan 12H 0.250 22,100 per 10,000 units 22,300 per 10,000 units 2012/01/30 300,000,000 2011/08/10
65517 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC Jan 12I 0.250 21,000 per 12,000 units 21,200 per 12,000 units 2012/01/30 300,000,000 2011/08/10
65519 SGA Societe Generale Acceptance N.V. HSI R Bear CBBC Dec 11U 0.250 23,100 per 10,000 units 22,900 per 10,000 units 2011/12/29 300,000,000 2011/08/10
65520 SGA Societe Generale Acceptance N.V. HSI R Bear CBBC Dec 11V 0.250 23,200 per 10,000 units 23,000 per 10,000 units 2011/12/29 300,000,000 2011/08/10
65521 SGA Societe Generale Acceptance N.V. HSI R Bear CBBC Dec 11W 0.250 23,300 per 12,000 units 23,100 per 12,000 units 2011/12/29 300,000,000 2011/08/10
65522 SGA Societe Generale Acceptance N.V. HSI R Bear CBBC Dec 11X 0.250 23,400 per 10,000 units 23,200 per 10,000 units 2011/12/29 300,000,000 2011/08/10
65523 SGA Societe Generale Acceptance N.V. HSI R Bear CBBC Dec 11Y 0.250 23,500 per 10,000 units 23,300 per 10,000 units 2011/12/29 300,000,000 2011/08/10
65525 SGA Societe Generale Acceptance N.V. HSI R Bear CBBC Dec 11Z 0.250 23,600 per 12,000 units 23,400 per 12,000 units 2011/12/29 300,000,000 2011/08/10
65528 SGA Societe Generale Acceptance N.V. HSI R Bear CBBC Jan 12J 0.250 22,200 per 10,000 units 22,000 per 10,000 units 2012/01/30 300,000,000 2011/08/10
65533 SGA Societe Generale Acceptance N.V. HSI R Bear CBBC Jan 12K 0.250 22,300 per 10,000 units 22,100 per 10,000 units 2012/01/30 300,000,000 2011/08/10

65534 SGA Societe Generale Acceptance N.V. HSI R Bear CBBC Jan 12L 0.250 22,400 per 12,000 units 22,200 per 12,000 units 2012/01/30 300,000,000 2011/08/10
65539 SGA Societe Generale Acceptance N.V. HSI R Bear CBBC Jan 12M 0.250 22,500 per 10,000 units 22,300 per 10,000 units 2012/01/30 300,000,000 2011/08/10
65541 SGA Societe Generale Acceptance N.V. HSI R Bear CBBC Jan 12N 0.250 22,600 per 10,000 units 22,400 per 10,000 units 2012/01/30 300,000,000 2011/08/10
65569 SGA Societe Generale Acceptance N.V. HSI R Bear CBBC Jan 12O 0.295 23,700 per 10,000 units 23,500 per 10,000 units 2012/01/30 300,000,000 2011/08/10
65505 UBS AG HSI R Bull CBBC Nov 2011 H 0.250 21,900 per 10,000 units 22,100 per 10,000 units 2011/11/29 300,000,000 2011/08/10
65506 UBS AG HSI R Bull CBBC Dec 2011 R 0.250 21,800 per 12,000 units 22,000 per 12,000 units 2011/12/29 300,000,000 2011/08/10
65507 UBS AG HSI R Bull CBBC Jan 2012 L 0.250 22,100 per 12,000 units 22,300 per 12,000 units 2012/01/30 300,000,000 2011/08/10
65559 UBS AG HSI R Bear CBBC Nov 2011 J 0.250 22,200 per 10,000 units 22,000 per 10,000 units 2011/11/29 300,000,000 2011/08/10
65560 UBS AG HSI R Bear CBBC Dec 2011 T 0.250 22,400 per 10,000 units 22,200 per 10,000 units 2011/12/29 300,000,000 2011/08/10
65562 UBS AG HSI R Bear CBBC Jan 2012 M 0.250 22,600 per 12,000 units 22,400 per 12,000 units 2012/01/30 300,000,000 2011/08/10
65563 UBS AG HSI R Bear CBBC Mar 2012 A 0.250 23,700 per 38,000 units 23,300 per 38,000 units 2012/03/29 300,000,000 2011/08/10
65598 BNP Paribas Arbit Issu B.V. HSI R Bear CBBC Feb 2012 K 0.250 22,200 per 10,000 units 22,000 per 10,000 units 2012/02/28 200,000,000 2011/08/11
65595 Credit Suisse AG HSI R Bear CBBC Nov 2011 D 0.250 22,500 per 10,000 units 22,300 per 10,000 units 2011/11/29 300,000,000 2011/08/11
65590 Credit Suisse AG HSI R Bear CBBC Nov 2011 G 0.250 22,100 per 10,000 units 21,900 per 10,000 units 2011/11/29 300,000,000 2011/08/11
65594 Credit Suisse AG HSI R Bear CBBC Nov 2011 M 0.250 22,300 per 10,000 units 22,100 per 10,000 units 2011/11/29 300,000,000 2011/08/11
65572 HK Bank Cheung Kong R Bull CBBC Jun 2012 B 0.250 103.88 per 100 units 109.88 per 100 units 2012/06/28 80,000,000 2011/08/11
65571 HK Bank Cheung Kong R Bear CBBC Jun 2012 A 0.250 136.08 per 100 units 130.08 per 100 units 2012/06/28 80,000,000 2011/08/11
65574 HK Bank A50 R Bull CBBC Mar 2012 A 0.250 11.380 11.680 2012/03/28 100,000,000 2011/08/11
65573 HK Bank A50 R Bull CBBC Jun 2012 A 0.250 11.780 12.080 2012/06/18 100,000,000 2011/08/11
65578 HK Bank HSI R Bull CBBC Mar 2012 A 0.250 21,688 per 15,000 units 21,888 per 15,000 units 2012/03/29 100,000,000 2011/08/11
65576 HK Bank HSI R Bear CBBC Apr 2012 A 0.250 22,988 per 15,000 units 22,688 per 15,000 units 2012/04/27 100,000,000 2011/08/11
65580 KBC Fin Products Int’l Ltd. HSI R Bear CBBC Dec 2011 K 0.250 22,300 per 12,000 units 22,100 per 12,000 units 2011/12/29 128,000,000 2011/08/11
65575 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC Jan 12P 0.250 21,600 per 10,000 units 21,800 per 10,000 units 2012/01/30 300,000,000 2011/08/11
65587 UBS AG China Life R Bear CBBC Feb 2012 A 0.260 27.880 26.880 2012/02/06 100,000,000 2011/08/11
65586 UBS AG A50 China R Bear CBBC Feb 2012 A 0.250 13.300 13.000 2012/02/13 100,000,000 2011/08/11
65584 UBS AG HSI R Bull CBBC Jan 2012 N 0.250 21,450 per 13,000 units 21,650 per 13,000 units 2012/01/30 300,000,000 2011/08/11
65585 UBS AG HSI R Bull CBBC Jan 2012 O 0.250 20,600 per 12,000 units 20,800 per 12,000 units 2012/01/30 300,000,000 2011/08/11
65582 UBS AG HSI R Bear CBBC Dec 2011 V 0.250 22,300 per 12,000 units 22,100 per 12,000 units 2011/12/29 300,000,000 2011/08/11
64947 # HK Bank HSI R Bull CBBC Jan 2012 D 0.110 18,700 per 20,000 units 19,000 per 20,000 units 2012/01/30 150,000,000 2011/08/11
65720 BNP Paribas Arbit Issu B.V. A50 Ch R Bull CBBC Apr 2012 A 0.250 10.280 10.580 2012/04/30 80,000,000 2011/08/12
65660 BNP Paribas Arbit Issu B.V. HSI R Bull CBBC Apr 2012 B 0.250 18,800 per 10,000 units 19,000 per 10,000 units 2012/04/27 200,000,000 2011/08/12
65661 BNP Paribas Arbit Issu B.V. HSI R Bull CBBC Apr 2012 C 0.250 18,900 per 10,000 units 19,100 per 10,000 units 2012/04/27 200,000,000 2011/08/12
65662 BNP Paribas Arbit Issu B.V. HSI R Bull CBBC Apr 2012 D 0.250 19,000 per 10,000 units 19,200 per 10,000 units 2012/04/27 200,000,000 2011/08/12
65663 BNP Paribas Arbit Issu B.V. HSI R Bull CBBC Apr 2012 E 0.250 19,100 per 10,000 units 19,300 per 10,000 units 2012/04/27 200,000,000 2011/08/12
65664 BNP Paribas Arbit Issu B.V. HSI R Bull CBBC Apr 2012 F 0.250 19,200 per 10,000 units 19,400 per 10,000 units 2012/04/27 200,000,000 2011/08/12
65665 BNP Paribas Arbit Issu B.V. HSI R Bull CBBC Apr 2012 G 0.250 19,400 per 10,000 units 19,600 per 10,000 units 2012/04/27 200,000,000 2011/08/12
65667 BNP Paribas Arbit Issu B.V. HSI R Bull CBBC Apr 2012 H 0.250 19,500 per 10,000 units 19,700 per 10,000 units 2012/04/27 200,000,000 2011/08/12

65668 BNP Paribas Arbit Issu B.V. HSI R Bull CBBC Apr 2012 I 0.250 19,600 per 10,000 units 19,800 per 10,000 units 2012/04/27 200,000,000 2011/08/12
65669 BNP Paribas Arbit Issu B.V. HSI R Bull CBBC Apr 2012 J 0.250 19,700 per 10,000 units 19,900 per 10,000 units 2012/04/27 200,000,000 2011/08/12
65671 BNP Paribas Arbit Issu B.V. HSI R Bear CBBC Feb 2012 L 0.250 21,100 per 10,000 units 20,900 per 10,000 units 2012/02/28 200,000,000 2011/08/12
65672 BNP Paribas Arbit Issu B.V. HSI R Bear CBBC Feb 2012 M 0.250 21,200 per 10,000 units 21,000 per 10,000 units 2012/02/28 200,000,000 2011/08/12
65674 BNP Paribas Arbit Issu B.V. HSI R Bear CBBC Feb 2012 N 0.250 21,300 per 10,000 units 21,100 per 10,000 units 2012/02/28 200,000,000 2011/08/12
65675 BNP Paribas Arbit Issu B.V. HSI R Bear CBBC Feb 2012 O 0.250 21,400 per 10,000 units 21,200 per 10,000 units 2012/02/28 200,000,000 2011/08/12
65676 BNP Paribas Arbit Issu B.V. HSI R Bear CBBC Feb 2012 P 0.250 21,500 per 10,000 units 21,300 per 10,000 units 2012/02/28 200,000,000 2011/08/12
65677 BNP Paribas Arbit Issu B.V. HSI R Bear CBBC Feb 2012 Q 0.250 21,600 per 10,000 units 21,400 per 10,000 units 2012/02/28 200,000,000 2011/08/12
65678 BNP Paribas Arbit Issu B.V. HSI R Bear CBBC Feb 2012 R 0.250 21,700 per 10,000 units 21,500 per 10,000 units 2012/02/28 200,000,000 2011/08/12
65683 BNP Paribas Arbit Issu B.V. HSI R Bear CBBC Feb 2012 S 0.250 21,800 per 10,000 units 21,600 per 10,000 units 2012/02/28 200,000,000 2011/08/12
65684 BNP Paribas Arbit Issu B.V. HSI R Bear CBBC Feb 2012 T 0.250 21,900 per 10,000 units 21,700 per 10,000 units 2012/02/28 200,000,000 2011/08/12
65685 BNP Paribas Arbit Issu B.V. HSI R Bear CBBC Feb 2012 U 0.250 22,000 per 10,000 units 21,800 per 10,000 units 2012/02/28 200,000,000 2011/08/12
65686 BNP Paribas Arbit Issu B.V. HSI R Bear CBBC Feb 2012 V 0.250 22,100 per 10,000 units 21,900 per 10,000 units 2012/02/28 200,000,000 2011/08/12
65656 Credit Suisse AG HSI R Bull CBBC Jan 2012 M 0.250 20,500 per 10,000 units 20,700 per 10,000 units 2012/01/30 300,000,000 2011/08/12
65658 Credit Suisse AG HSI R Bull CBBC Jan 2012 N 0.250 20,700 per 10,000 units 20,900 per 10,000 units 2012/01/30 300,000,000 2011/08/12
65640 Credit Suisse AG HSI R Bull CBBC Feb 2012 K 0.250 18,700 per 10,000 units 18,900 per 10,000 units 2012/02/28 300,000,000 2011/08/12
65641 Credit Suisse AG HSI R Bull CBBC Feb 2012 L 0.250 21,300 per 10,000 units 21,500 per 10,000 units 2012/02/28 300,000,000 2011/08/12
65642 Credit Suisse AG HSI R Bull CBBC Mar 2012 E 0.305 17,900 per 10,000 units 18,100 per 10,000 units 2012/03/29 300,000,000 2011/08/12
65643 Credit Suisse AG HSI R Bull CBBC Mar 2012 F 0.285 18,100 per 10,000 units 18,300 per 10,000 units 2012/03/29 300,000,000 2011/08/12
65649 Credit Suisse AG HSI R Bull CBBC Mar 2012 G 0.265 18,300 per 10,000 units 18,500 per 10,000 units 2012/03/29 300,000,000 2011/08/12
65650 Credit Suisse AG HSI R Bull CBBC Mar 2012 H 0.250 18,600 per 10,000 units 18,800 per 10,000 units 2012/03/29 300,000,000 2011/08/12
65652 Credit Suisse AG HSI R Bull CBBC Apr 2012 B 0.265 17,800 per 12,000 units 18,000 per 12,000 units 2012/04/27 300,000,000 2011/08/12
65653 Credit Suisse AG HSI R Bull CBBC Apr 2012 C 0.250 18,000 per 12,000 units 18,200 per 12,000 units 2012/04/27 300,000,000 2011/08/12
65654 Credit Suisse AG HSI R Bull CBBC Apr 2012 D 0.250 18,200 per 12,000 units 18,400 per 12,000 units 2012/04/27 300,000,000 2011/08/12
65655 Credit Suisse AG HSI R Bull CBBC Apr 2012 E 0.250 18,500 per 12,000 units 18,700 per 12,000 units 2012/04/27 300,000,000 2011/08/12
65633 Credit Suisse AG HSI R Bear CBBC Nov 2011 E 0.250 21,100 per 10,000 units 20,900 per 10,000 units 2011/11/29 300,000,000 2011/08/12
65634 Credit Suisse AG HSI R Bear CBBC Nov 2011 N 0.250 21,300 per 10,000 units 21,100 per 10,000 units 2011/11/29 300,000,000 2011/08/12
65635 Credit Suisse AG HSI R Bear CBBC Nov 2011 O 0.250 21,600 per 12,000 units 21,400 per 12,000 units 2011/11/29 300,000,000 2011/08/12
65636 Credit Suisse AG HSI R Bear CBBC Nov 2011 R 0.250 21,900 per 10,000 units 21,700 per 10,000 units 2011/11/29 300,000,000 2011/08/12
65637 Credit Suisse AG HSI R Bear CBBC Dec 2011 M 0.250 21,400 per 12,000 units 21,200 per 12,000 units 2011/12/29 300,000,000 2011/08/12
65608 HK Bank A50 R Bull CBBC Jun 2012 B 0.250 11.380 11.880 2012/06/18 100,000,000 2011/08/12
65609 HK Bank HSI R Bull CBBC May 2012 A 0.250 20,800 per 15,000 units 21,200 per 15,000 units 2012/05/30 100,000,000 2011/08/12
65610 HK Bank HSI R Bull CBBC May 2012 B 0.250 21,200 per 15,000 units 21,600 per 15,000 units 2012/05/30 100,000,000 2011/08/12
65611 HK Bank HSI R Bear CBBC Apr 2012 B 0.250 22,688 per 15,000 units 22,288 per 15,000 units 2012/04/27 100,000,000 2011/08/12
65659 Macquarie Bank Ltd. HSI R Bull CBBC Dec 2011 D 0.250 19,800 per 12,000 units 20,200 per 12,000 units 2011/12/29 200,000,000 2011/08/12
65629 Macquarie Bank Ltd. HSI R Bear CBBC Dec 2011 C 0.250 22,600 per 12,000 units 22,200 per 12,000 units 2011/12/29 200,000,000 2011/08/12
65612 RB of Scotland N.V. HSI R Bull CBBC Dec 2011 G 0.250 19,000 per 10,000 units 19,500 per 10,000 units 2011/12/29 250,000,000 2011/08/12
65614 RB of Scotland N.V. HSI R Bull CBBC Dec 2011 H 0.250 19,500 per 10,000 units 20,000 per 10,000 units 2011/12/29 250,000,000 2011/08/12
65615 RB of Scotland N.V. HSI R Bull CBBC Dec 2011 I 0.250 20,000 per 10,000 units 20,500 per 10,000 units 2011/12/29 250,000,000 2011/08/12
65616 RB of Scotland N.V. HSI R Bear CBBC Dec 2011 J 0.250 22,000 per 10,000 units 21,500 per 10,000 units 2011/12/29 250,000,000 2011/08/12

65617 RB of Scotland N.V. HSI R Bear CBBC Dec 2011 K 0.250 22,500 per 10,000 units 22,000 per 10,000 units 2011/12/29 250,000,000 2011/08/12
65627 RB of Scotland N.V. HSI R Bear CBBC Dec 2011 L 0.250 23,000 per 10,000 units 22,500 per 10,000 units 2011/12/29 250,000,000 2011/08/12
65599 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC Jan 12Q 0.250 20,700 per 10,000 units 20,900 per 10,000 units 2012/01/30 300,000,000 2011/08/12
65600 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC Jan 12R 0.250 20,800 per 12,000 units 21,000 per 12,000 units 2012/01/30 300,000,000 2011/08/12
65601 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC Jan 12S 0.250 20,900 per 10,000 units 21,100 per 10,000 units 2012/01/30 300,000,000 2011/08/12
65602 SGA Societe Generale Acceptance N.V. HSI R Bear CBBC Jan 12T 0.250 22,100 per 12,000 units 21,900 per 12,000 units 2012/01/30 300,000,000 2011/08/12
65696 UBS AG CNOOC R Bull CBBC Feb 2012 A 0.250 13.080 13.880 2012/02/20 100,000,000 2011/08/12
65694 UBS AG Sinopec Corp R Bull CBBC Feb 2012 B 0.250 6.100 6.400 2012/02/13 100,000,000 2011/08/12
65605 UBS AG HSI R Bull CBBC Dec 2011 P 0.250 21,100 per 10,000 units 21,300 per 10,000 units 2011/12/29 300,000,000 2011/08/12
65606 UBS AG HSI R Bull CBBC Dec 2011 U 0.250 21,500 per 12,000 units 21,700 per 12,000 units 2011/12/29 300,000,000 2011/08/12
65604 UBS AG HSI R Bull CBBC Dec 2011 W 0.250 20,800 per 10,000 units 21,000 per 10,000 units 2011/12/29 300,000,000 2011/08/12
65607 UBS AG HSI R Bull CBBC Jan 2012 P 0.250 20,900 per 12,000 units 21,100 per 12,000 units 2012/01/30 300,000,000 2011/08/12
65702 UBS AG HSI R Bull CBBC Jan 2012 R 0.250 19,800 per 10,000 units 20,000 per 10,000 units 2012/01/30 300,000,000 2011/08/12
65703 UBS AG HSI R Bull CBBC Jan 2012 S 0.250 20,100 per 10,000 units 20,300 per 10,000 units 2012/01/30 300,000,000 2011/08/12
65706 UBS AG HSI R Bull CBBC Feb 2012 B 0.250 19,600 per 10,000 units 19,800 per 10,000 units 2012/02/28 300,000,000 2011/08/12
65707 UBS AG HSI R Bull CBBC Feb 2012 C 0.250 20,300 per 12,000 units 20,500 per 12,000 units 2012/02/28 300,000,000 2011/08/12
65690 UBS AG HSI R Bull CBBC Mar 2012 B 0.455 16,300 per 10,000 units 16,500 per 10,000 units 2012/03/29 300,000,000 2011/08/12
65710 UBS AG HSI R Bear CBBC Nov 2011 P 0.250 21,200 per 10,000 units 21,000 per 10,000 units 2011/11/29 300,000,000 2011/08/12
65714 UBS AG HSI R Bear CBBC Nov 2011 U 0.250 21,900 per 10,000 units 21,700 per 10,000 units 2011/11/29 300,000,000 2011/08/12
65715 UBS AG HSI R Bear CBBC Dec 2011 Z 0.250 21,700 per 12,000 units 21,500 per 12,000 units 2011/12/29 300,000,000 2011/08/12
65693 UBS AG HSI R Bear CBBC Jan 2012 Q 0.250 21,100 per 12,000 units 20,900 per 12,000 units 2012/01/30 300,000,000 2011/08/12
65718 UBS AG HSI R Bear CBBC Jan 2012 T 0.250 21,400 per 12,000 units 21,200 per 12,000 units 2012/01/30 300,000,000 2011/08/12
65698 UBS AG Ping An R Bull CBBC Feb 2012 A 0.250 54 per 100 units 60 per 100 units 2012/02/20 100,000,000 2011/08/12
63437 # UBS AG HSI R Bull CBBC Oct 2011 A 0.171 17,800 per 10,000 units 18,000 per 10,000 units 2011/10/28 300,000,000 2011/08/12
63438 # UBS AG HSI R Bull CBBC Oct 2011 B 0.119 18,300 per 10,000 units 18,500 per 10,000 units 2011/10/28 300,000,000 2011/08/12
64469 # UBS AG HSI R Bull CBBC Dec 2011 B 0.057 17,900 per 38,000 units 18,300 per 38,000 units 2011/12/29 1,200,000,000 2011/08/12
65721 BNP Paribas Arbit Issu B.V. HSI R Bull CBBC Apr 2012 K 0.300 17,300 per 10,000 units 17,500 per 10,000 units 2012/04/27 200,000,000 2011/08/15
65762 BNP Paribas Arbit Issu B.V. HSI R Bull CBBC Apr 2012 L 0.250 17,800 per 10,000 units 18,000 per 10,000 units 2012/04/27 200,000,000 2011/08/15
65763 BNP Paribas Arbit Issu B.V. HSI R Bull CBBC Apr 2012 M 0.250 17,900 per 10,000 units 18,100 per 10,000 units 2012/04/27 200,000,000 2011/08/15
65764 BNP Paribas Arbit Issu B.V. HSI R Bull CBBC Apr 2012 N 0.250 18,000 per 10,000 units 18,200 per 10,000 units 2012/04/27 200,000,000 2011/08/15
65766 BNP Paribas Arbit Issu B.V. HSI R Bull CBBC Apr 2012 O 0.250 18,100 per 10,000 units 18,300 per 10,000 units 2012/04/27 200,000,000 2011/08/15
65767 BNP Paribas Arbit Issu B.V. HSI R Bull CBBC Apr 2012 P 0.250 18,200 per 10,000 units 18,400 per 10,000 units 2012/04/27 200,000,000 2011/08/15
65768 BNP Paribas Arbit Issu B.V. HSI R Bull CBBC Apr 2012 Q 0.250 18,300 per 10,000 units 18,500 per 10,000 units 2012/04/27 200,000,000 2011/08/15
65769 BNP Paribas Arbit Issu B.V. HSI R Bull CBBC Apr 2012 R 0.250 18,400 per 10,000 units 18,600 per 10,000 units 2012/04/27 200,000,000 2011/08/15
65771 BNP Paribas Arbit Issu B.V. HSI R Bull CBBC Apr 2012 S 0.250 18,500 per 10,000 units 18,700 per 10,000 units 2012/04/27 200,000,000 2011/08/15
65772 BNP Paribas Arbit Issu B.V. HSI R Bull CBBC Apr 2012 T 0.250 18,600 per 10,000 units 18,800 per 10,000 units 2012/04/27 200,000,000 2011/08/15
65774 BNP Paribas Arbit Issu B.V. HSI R Bull CBBC Apr 2012 U 0.250 18,700 per 10,000 units 18,900 per 10,000 units 2012/04/27 200,000,000 2011/08/15
65858 BNP Paribas Arbit Issu B.V. HSI R Bear CBBC Feb 2012 W 0.250 21,000 per 10,000 units 20,800 per 10,000 units 2012/02/28 200,000,000 2011/08/15
65725 BNP Paribas Arbit Issu B.V. HSI R Bear CBBC Feb 2012 Y 0.250 20,700 per 10,000 units 20,500 per 10,000 units 2012/02/28 200,000,000 2011/08/15
65726 BNP Paribas Arbit Issu B.V. HSI R Bear CBBC Feb 2012 Z 0.250 20,800 per 10,000 units 20,600 per 10,000 units 2012/02/28 200,000,000 2011/08/15

65792 Credit Suisse AG HSI R Bull CBBC Dec 2011 U 0.250 20,600 per 12,000 units 20,800 per 12,000 units 2011/12/29 300,000,000 2011/08/15
65793 Credit Suisse AG HSI R Bull CBBC Jan 2012 W 0.250 20,100 per 10,000 units 20,300 per 10,000 units 2012/01/30 300,000,000 2011/08/15
65801 Credit Suisse AG HSI R Bull CBBC Feb 2012 M 0.250 20,400 per 12,000 units 20,600 per 12,000 units 2012/02/28 300,000,000 2011/08/15
65806 Credit Suisse AG HSI R Bull CBBC Mar 2012 I 0.310 17,100 per 10,000 units 17,300 per 10,000 units 2012/03/29 300,000,000 2011/08/15
65808 Credit Suisse AG HSI R Bull CBBC Apr 2012 G 0.270 17,000 per 12,000 units 17,200 per 12,000 units 2012/04/27 300,000,000 2011/08/15
65809 Credit Suisse AG HSI R Bull CBBC Apr 2012 H 0.250 17,400 per 12,000 units 17,600 per 12,000 units 2012/04/27 300,000,000 2011/08/15
65810 Credit Suisse AG HSI R Bull CBBC Apr 2012 I 0.250 17,700 per 10,000 units 17,900 per 10,000 units 2012/04/27 300,000,000 2011/08/15
65815 Credit Suisse AG HSI R Bull CBBC May 2012 A 0.300 15,800 per 15,000 units 16,000 per 15,000 units 2012/05/30 300,000,000 2011/08/15
65784 Credit Suisse AG HSI R Bear CBBC Nov 2011 S 0.250 20,900 per 10,000 units 20,700 per 10,000 units 2011/11/29 300,000,000 2011/08/15
65785 Credit Suisse AG HSI R Bear CBBC Dec 2011 O 0.250 20,600 per 12,000 units 20,400 per 12,000 units 2011/12/29 300,000,000 2011/08/15
65788 Credit Suisse AG HSI R Bear CBBC Dec 2011 R 0.250 21,500 per 10,000 units 21,300 per 10,000 units 2011/12/29 300,000,000 2011/08/15
65789 Credit Suisse AG HSI R Bear CBBC Dec 2011 T 0.250 21,700 per 10,000 units 21,500 per 10,000 units 2011/12/29 300,000,000 2011/08/15
65790 Credit Suisse AG HSI R Bear CBBC Jan 2012 S 0.250 21,200 per 12,000 units 21,000 per 12,000 units 2012/01/30 300,000,000 2011/08/15
65791 Credit Suisse AG HSI R Bear CBBC Jan 2012 V 0.250 22,000 per 12,000 units 21,800 per 12,000 units 2012/01/30 300,000,000 2011/08/15
65870 HK Bank A50 R Bull CBBC Jun 2012 C 0.250 10.180 10.680 2012/06/18 100,000,000 2011/08/15
65869 HK Bank A50 R Bull CBBC Aug 2012 A 0.250 10.380 10.880 2012/08/16 100,000,000 2011/08/15
65871 HK Bank HSI R Bull CBBC Apr 2012 C 0.250 20,188 per 15,000 units 20,588 per 15,000 units 2012/04/27 100,000,000 2011/08/15
65881 HK Bank HSI R Bear CBBC Apr 2012 D 0.250 21,788 per 15,000 units 21,488 per 15,000 units 2012/04/27 100,000,000 2011/08/15
65882 HK Bank HSI R Bear CBBC Apr 2012 E 0.250 21,488 per 15,000 units 21,088 per 15,000 units 2012/04/27 100,000,000 2011/08/15
65873 HK Bank HSI R Bear CBBC May 2012 C 0.250 22,188 per 15,000 units 21,888 per 15,000 units 2012/05/30 100,000,000 2011/08/15
65872 HK Bank HSI R Bear CBBC Jun 2012 A 0.250 22,388 per 20,000 units 22,088 per 20,000 units 2012/06/28 100,000,000 2011/08/15
65753 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC Jan 12U 0.250 20,100 per 10,000 units 20,300 per 10,000 units 2012/01/30 300,000,000 2011/08/15
65754 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC Jan 12V 0.250 20,300 per 12,000 units 20,500 per 12,000 units 2012/01/30 300,000,000 2011/08/15
65756 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC Jan 12W 0.250 20,500 per 10,000 units 20,700 per 10,000 units 2012/01/30 300,000,000 2011/08/15
65782 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC Jan 12X 0.250 19,900 per 10,000 units 20,100 per 10,000 units 2012/01/30 300,000,000 2011/08/15
65729 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC Mar 12A 0.400 17,400 per 10,000 units 17,600 per 10,000 units 2012/03/29 300,000,000 2011/08/15
65734 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC Mar 12B 0.315 17,600 per 12,000 units 17,800 per 12,000 units 2012/03/29 300,000,000 2011/08/15
65736 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC Mar 12C 0.350 17,800 per 10,000 units 18,000 per 10,000 units 2012/03/29 300,000,000 2011/08/15
65775 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC Mar 12D 0.440 18,000 per 10,000 units 18,200 per 10,000 units 2012/03/29 300,000,000 2011/08/15
65776 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC Mar 12E 0.345 18,200 per 12,000 units 18,400 per 12,000 units 2012/03/29 300,000,000 2011/08/15
65777 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC Mar 12F 0.390 18,400 per 10,000 units 18,600 per 10,000 units 2012/03/29 300,000,000 2011/08/15
65781 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC Mar 12G 0.365 18,600 per 10,000 units 18,800 per 10,000 units 2012/03/29 300,000,000 2011/08/15
65737 SGA Societe Generale Acceptance N.V. HSI R Bear CBBC Feb 12A 0.250 20,900 per 12,000 units 20,700 per 12,000 units 2012/02/28 300,000,000 2011/08/15
65740 SGA Societe Generale Acceptance N.V. HSI R Bear CBBC Feb 12B 0.250 21,100 per 10,000 units 20,900 per 10,000 units 2012/02/28 300,000,000 2011/08/15
65757 SGA Societe Generale Acceptance N.V. HSI R Bear CBBC Feb 12C 0.250 21,300 per 10,000 units 21,100 per 10,000 units 2012/02/28 300,000,000 2011/08/15
65758 SGA Societe Generale Acceptance N.V. HSI R Bear CBBC Feb 12D 0.250 21,500 per 12,000 units 21,300 per 12,000 units 2012/02/28 300,000,000 2011/08/15
65759 SGA Societe Generale Acceptance N.V. HSI R Bear CBBC Feb 12E 0.250 21,700 per 10,000 units 21,500 per 10,000 units 2012/02/28 300,000,000 2011/08/15
65760 SGA Societe Generale Acceptance N.V. HSI R Bear CBBC Feb 12F 0.250 21,900 per 10,000 units 21,700 per 10,000 units 2012/02/28 300,000,000 2011/08/15
65860 UBS AG CC Bank R Bull CBBC Feb 2012 A 0.250 4.700 5.000 2012/02/27 100,000,000 2011/08/15

65868 UBS AG China Life R Bull CBBC Feb 2012 B 0.480 17.880 18.880 2012/02/13 100,000,000 2011/08/15
65859 UBS AG CNOOC R Bull CBBC Feb 2012 B 0.285 12.080 12.880 2012/02/27 100,000,000 2011/08/15
65864 UBS AG Sinopec Corp R Bull CBBC Feb 2012 C 0.250 5.700 6.000 2012/02/27 100,000,000 2011/08/15
65867 UBS AG A50 China R Bull CBBC Feb 2012 B 0.250 10.200 10.500 2012/02/27 100,000,000 2011/08/15
65862 UBS AG HSBC R Bull CBBC Feb 2012 A 0.250 57 per 100 units 60 per 100 units 2012/02/20 100,000,000 2011/08/15
65744 UBS AG HSI R Bull CBBC Dec 2011 X 0.250 19,800 per 13,000 units 20,200 per 13,000 units 2011/12/29 300,000,000 2011/08/15
65745 UBS AG HSI R Bull CBBC Jan 2012 U 0.250 20,100 per 13,000 units 20,400 per 13,000 units 2012/01/30 300,000,000 2011/08/15
65837 UBS AG HSI R Bull CBBC Jan 2012 V 0.250 19,200 per 10,000 units 19,400 per 10,000 units 2012/01/30 300,000,000 2011/08/15
65824 UBS AG HSI R Bull CBBC Feb 2012 D 0.250 18,000 per 10,000 units 18,200 per 10,000 units 2012/02/28 300,000,000 2011/08/15
65833 UBS AG HSI R Bull CBBC Feb 2012 E 0.250 19,000 per 10,000 units 19,200 per 10,000 units 2012/02/28 300,000,000 2011/08/15
65838 UBS AG HSI R Bull CBBC Feb 2012 F 0.250 19,400 per 12,000 units 19,600 per 12,000 units 2012/02/28 300,000,000 2011/08/15
65820 UBS AG HSI R Bull CBBC Mar 2012 C 0.485 15,300 per 10,000 units 15,500 per 10,000 units 2012/03/29 300,000,000 2011/08/15
65822 UBS AG HSI R Bull CBBC Mar 2012 D 0.360 15,800 per 12,000 units 16,000 per 12,000 units 2012/03/29 300,000,000 2011/08/15
65831 UBS AG HSI R Bull CBBC Mar 2012 E 0.250 18,600 per 10,000 units 18,800 per 10,000 units 2012/03/29 300,000,000 2011/08/15
65819 UBS AG HSI R Bull CBBC Apr 2012 A 0.550 14,800 per 10,000 units 15,000 per 10,000 units 2012/04/27 300,000,000 2011/08/15
65818 UBS AG HSI R Bull CBBC May 2012 A 0.250 16,900 per 38,000 units 17,300 per 38,000 units 2012/05/30 300,000,000 2011/08/15
65851 UBS AG HSI R Bear CBBC Nov 2011 R 0.250 20,700 per 10,000 units 20,500 per 10,000 units 2011/11/29 300,000,000 2011/08/15
65857 UBS AG HSI R Bear CBBC Nov 2011 S 0.250 20,400 per 10,000 units 20,200 per 10,000 units 2011/11/29 300,000,000 2011/08/15
65849 UBS AG HSI R Bear CBBC Dec 2011 C 0.250 21,400 per 13,000 units 21,100 per 13,000 units 2011/12/29 300,000,000 2011/08/15
65853 UBS AG HSI R Bear CBBC Dec 2011 D 0.250 20,800 per 13,000 units 20,400 per 13,000 units 2011/12/29 300,000,000 2011/08/15
65847 UBS AG HSI R Bear CBBC Dec 2011 Y 0.250 21,600 per 10,000 units 21,400 per 10,000 units 2011/12/29 300,000,000 2011/08/15
65844 UBS AG HSI R Bear CBBC Jan 2012 W 0.250 22,000 per 12,000 units 21,800 per 12,000 units 2012/01/30 300,000,000 2011/08/15
65850 UBS AG HSI R Bear CBBC Jan 2012 X 0.250 21,000 per 13,000 units 20,700 per 13,000 units 2012/01/30 300,000,000 2011/08/15
65846 UBS AG HSI R Bear CBBC Feb 2012 G 0.250 21,900 per 13,000 units 21,600 per 13,000 units 2012/02/28 300,000,000 2011/08/15
65964 BNP Paribas Arbit Issu B.V. HSI R Bull CBBC Apr 2012 V 0.250 17,000 per 10,000 units 17,200 per 10,000 units 2012/04/27 200,000,000 2011/08/16
65966 BNP Paribas Arbit Issu B.V. HSI R Bull CBBC Apr 2012 W 0.250 17,600 per 10,000 units 17,800 per 10,000 units 2012/04/27 200,000,000 2011/08/16
65971 BNP Paribas Arbit Issu B.V. HSI R Bear CBBC Feb 2012 X 0.250 20,400 per 10,000 units 20,200 per 10,000 units 2012/02/28 200,000,000 2011/08/16
66024 BNP Paribas Arbit Issu B.V. HSI R Bear CBBC Mar 2012 A 0.250 19,800 per 10,000 units 19,600 per 10,000 units 2012/03/29 200,000,000 2011/08/16
66025 BNP Paribas Arbit Issu B.V. HSI R Bear CBBC Mar 2012 B 0.250 20,000 per 10,000 units 19,800 per 10,000 units 2012/03/29 200,000,000 2011/08/16
66026 BNP Paribas Arbit Issu B.V. HSI R Bear CBBC Mar 2012 C 0.250 20,200 per 10,000 units 20,000 per 10,000 units 2012/03/29 200,000,000 2011/08/16
66027 BNP Paribas Arbit Issu B.V. HSI R Bear CBBC Mar 2012 D 0.250 20,600 per 10,000 units 20,400 per 10,000 units 2012/03/29 200,000,000 2011/08/16
65972 Credit Suisse AG HKEx R Bull CBBC Dec 2011 A 0.250 124 per 100 units 130 per 100 units 2011/12/19 100,000,000 2011/08/16
65974 Credit Suisse AG HKEx R Bear CBBC Dec 2011 B 0.250 156 per 100 units 150 per 100 units 2011/12/19 100,000,000 2011/08/16
65918 Credit Suisse AG HSI R Bull CBBC Jan 2012 B 0.250 19,000 per 10,000 units 19,300 per 10,000 units 2012/01/30 300,000,000 2011/08/16
65919 Credit Suisse AG HSI R Bull CBBC Jan 2012 C 0.250 19,350 per 10,000 units 19,550 per 10,000 units 2012/01/30 300,000,000 2011/08/16
65920 Credit Suisse AG HSI R Bull CBBC Jan 2012 D 0.250 19,400 per 10,000 units 19,700 per 10,000 units 2012/01/30 300,000,000 2011/08/16
65921 Credit Suisse AG HSI R Bull CBBC Jan 2012 O 0.250 20,100 per 13,000 units 20,400 per 13,000 units 2012/01/30 300,000,000 2011/08/16
65922 Credit Suisse AG HSI R Bull CBBC Jan 2012 P 0.250 20,250 per 12,000 units 20,450 per 12,000 units 2012/01/30 300,000,000 2011/08/16
65909 Credit Suisse AG HSI R Bull CBBC Jan 2012 T 0.250 16,650 per 15,000 units 16,850 per 15,000 units 2012/01/30 300,000,000 2011/08/16

65913 Credit Suisse AG HSI R Bull CBBC Jan 2012 U 0.250 17,550 per 10,000 units 17,750 per 10,000 units 2012/01/30 300,000,000 2011/08/16
65917 Credit Suisse AG HSI R Bull CBBC Jan 2012 X 0.250 18,450 per 12,000 units 18,650 per 12,000 units 2012/01/30 300,000,000 2011/08/16
65923 Credit Suisse AG HSI R Bull CBBC Feb 2012 N 0.260 16,800 per 10,000 units 17,100 per 10,000 units 2012/02/28 300,000,000 2011/08/16
65924 Credit Suisse AG HSI R Bull CBBC Feb 2012 O 0.250 16,950 per 10,000 units 17,150 per 10,000 units 2012/02/28 300,000,000 2011/08/16
65925 Credit Suisse AG HSI R Bull CBBC Feb 2012 P 0.250 17,200 per 10,000 units 17,500 per 10,000 units 2012/02/28 300,000,000 2011/08/16
65926 Credit Suisse AG HSI R Bull CBBC Feb 2012 Q 0.250 17,850 per 12,000 units 18,050 per 12,000 units 2012/02/28 300,000,000 2011/08/16
65928 Credit Suisse AG HSI R Bull CBBC Feb 2012 R 0.250 18,700 per 13,000 units 19,000 per 13,000 units 2012/02/28 300,000,000 2011/08/16
65936 Credit Suisse AG HSI R Bull CBBC Feb 2012 S 0.250 18,750 per 10,000 units 18,950 per 10,000 units 2012/02/28 300,000,000 2011/08/16
65939 Credit Suisse AG HSI R Bull CBBC Feb 2012 T 0.250 19,200 per 15,000 units 19,500 per 15,000 units 2012/02/28 300,000,000 2011/08/16
65940 Credit Suisse AG HSI R Bull CBBC Feb 2012 U 0.250 19,650 per 12,000 units 19,850 per 12,000 units 2012/02/28 300,000,000 2011/08/16
65941 Credit Suisse AG HSI R Bull CBBC Feb 2012 V 0.250 19,700 per 13,000 units 20,000 per 13,000 units 2012/02/28 300,000,000 2011/08/16
65944 Credit Suisse AG HSI R Bull CBBC Mar 2012 J 0.250 16,150 per 15,000 units 16,550 per 15,000 units 2012/03/29 300,000,000 2011/08/16
65945 Credit Suisse AG HSI R Bull CBBC Mar 2012 K 0.250 16,600 per 15,000 units 16,900 per 15,000 units 2012/03/29 300,000,000 2011/08/16
65947 Credit Suisse AG HSI R Bull CBBC Mar 2012 L 0.250 17,050 per 13,000 units 17,450 per 13,000 units 2012/03/29 300,000,000 2011/08/16
65948 Credit Suisse AG HSI R Bull CBBC Mar 2012 M 0.250 17,400 per 15,000 units 17,700 per 15,000 units 2012/03/29 300,000,000 2011/08/16
65949 Credit Suisse AG HSI R Bull CBBC Mar 2012 N 0.250 17,950 per 15,000 units 18,350 per 15,000 units 2012/03/29 300,000,000 2011/08/16
65950 Credit Suisse AG HSI R Bull CBBC Mar 2012 O 0.250 18,850 per 13,000 units 19,250 per 13,000 units 2012/03/29 300,000,000 2011/08/16
65951 Credit Suisse AG HSI R Bull CBBC Mar 2012 P 0.250 19,750 per 15,000 units 20,150 per 15,000 units 2012/03/29 300,000,000 2011/08/16
65952 Credit Suisse AG HSI R Bull CBBC Apr 2012 J 0.360 15,800 per 10,000 units 16,100 per 10,000 units 2012/04/27 300,000,000 2011/08/16
65953 Credit Suisse AG HSI R Bull CBBC Apr 2012 K 0.250 16,500 per 13,000 units 16,800 per 13,000 units 2012/04/27 300,000,000 2011/08/16
65954 Credit Suisse AG HSI R Bull CBBC Apr 2012 L 0.250 17,100 per 13,000 units 17,400 per 13,000 units 2012/04/27 300,000,000 2011/08/16
65955 Credit Suisse AG HSI R Bull CBBC May 2012 C 0.250 16,300 per 13,000 units 16,600 per 13,000 units 2012/05/30 300,000,000 2011/08/16
65957 Credit Suisse AG HSI R Bull CBBC Jun 2012 D 0.320 14,600 per 15,000 units 14,900 per 15,000 units 2012/06/28 300,000,000 2011/08/16
65958 Credit Suisse AG HSI R Bull CBBC Jun 2012 E 0.280 15,200 per 15,000 units 15,500 per 15,000 units 2012/06/28 300,000,000 2011/08/16
65959 Credit Suisse AG HSI R Bull CBBC Jun 2012 F 0.250 16,000 per 15,000 units 16,300 per 15,000 units 2012/06/28 300,000,000 2011/08/16
65960 Credit Suisse AG HSI R Bull CBBC Jun 2012 G 0.250 16,100 per 38,000 units 16,500 per 38,000 units 2012/06/28 300,000,000 2011/08/16
65962 Credit Suisse AG HSI R Bull CBBC Jun 2012 I 0.250 18,100 per 38,000 units 18,500 per 38,000 units 2012/06/28 300,000,000 2011/08/16
65899 Credit Suisse AG HSI R Bear CBBC Nov 2011 J 0.250 21,100 per 13,000 units 20,800 per 13,000 units 2011/11/29 300,000,000 2011/08/16
65898 Credit Suisse AG HSI R Bear CBBC Nov 2011 Y 0.250 20,600 per 10,000 units 20,300 per 10,000 units 2011/11/29 300,000,000 2011/08/16
65900 Credit Suisse AG HSI R Bear CBBC Dec 2011 Q 0.250 19,800 per 15,000 units 19,500 per 15,000 units 2011/12/29 300,000,000 2011/08/16
65901 Credit Suisse AG HSI R Bear CBBC Dec 2011 S 0.250 20,300 per 13,000 units 20,000 per 13,000 units 2011/12/29 300,000,000 2011/08/16
65902 Credit Suisse AG HSI R Bear CBBC Dec 2011 V 0.250 20,800 per 15,000 units 20,500 per 15,000 units 2011/12/29 300,000,000 2011/08/16
65903 Credit Suisse AG HSI R Bear CBBC Dec 2011 W 0.250 21,900 per 15,000 units 21,600 per 15,000 units 2011/12/29 300,000,000 2011/08/16
65904 Credit Suisse AG HSI R Bear CBBC Jun 2012 A 0.250 20,900 per 38,000 units 20,500 per 38,000 units 2012/06/28 300,000,000 2011/08/16
65905 Credit Suisse AG HSI R Bear CBBC Jun 2012 B 0.250 21,900 per 38,000 units 21,500 per 38,000 units 2012/06/28 300,000,000 2011/08/16
65906 Credit Suisse AG HSI R Bear CBBC Jun 2012 C 0.250 22,900 per 38,000 units 22,500 per 38,000 units 2012/06/28 300,000,000 2011/08/16
65975 Credit Suisse AG TCH R Bear CBBC Nov 2011 I 0.250 198 per 100 units 190 per 100 units 2011/11/28 100,000,000 2011/08/16
65976 Credit Suisse AG TCH R Bear CBBC Nov 2011 J 0.250 208 per 100 units 200 per 100 units 2011/11/28 100,000,000 2011/08/16
65977 Credit Suisse AG TCH R Bear CBBC Dec 2011 C 0.270 218 per 100 units 210 per 100 units 2011/12/19 100,000,000 2011/08/16
65884 HK Bank HSI R Bull CBBC Jul 2012 A 0.250 17,600 per 18,000 units 18,000 per 18,000 units 2012/07/30 100,000,000 2011/08/16

65883 HK Bank HSI R Bull CBBC Aug 2012 A 0.250 16,600 per 22,000 units 17,000 per 22,000 units 2012/08/30 100,000,000 2011/08/16
65886 HK Bank HSI R Bull CBBC Aug 2012 B 0.250 15,600 per 25,000 units 16,000 per 25,000 units 2012/08/30 100,000,000 2011/08/16
65885 Macquarie Bank Ltd. HSI R Bull CBBC Jan 2012 C 0.250 19,000 per 12,000 units 19,400 per 12,000 units 2012/01/30 200,000,000 2011/08/16
66023 RB of Scotland N.V. DJIA R Bull CBBC Dec 2011 D 0.250 8,600 per 78,000 units 9,000 per 78,000 units 2011/12/16 80,000,000 2011/08/16
66022 RB of Scotland N.V. DJIA R Bear CBBC Dec 2011 C 0.250 12,400 per 78,000 units 12,000 per 78,000 units 2011/12/16 80,000,000 2011/08/16
65890 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC Mar 12H 0.250 18,600 per 12,000 units 19,000 per 12,000 units 2012/03/29 300,000,000 2011/08/16
65891 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC Mar 12I 0.250 18,800 per 10,000 units 19,200 per 10,000 units 2012/03/29 300,000,000 2011/08/16
65887 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC Apr 12A 0.455 16,100 per 10,000 units 16,500 per 10,000 units 2012/04/27 300,000,000 2011/08/16
65889 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC Apr 12B 0.395 16,600 per 10,000 units 17,000 per 10,000 units 2012/04/27 300,000,000 2011/08/16
65892 SGA Societe Generale Acceptance N.V. HSI R Bear CBBC Feb 12G 0.250 20,300 per 10,000 units 19,900 per 10,000 units 2012/02/28 300,000,000 2011/08/16
65893 SGA Societe Generale Acceptance N.V. HSI R Bear CBBC Feb 12H 0.250 20,500 per 12,000 units 20,100 per 12,000 units 2012/02/28 300,000,000 2011/08/16
65894 SGA Societe Generale Acceptance N.V. HSI R Bear CBBC Feb 12I 0.250 20,700 per 10,000 units 20,300 per 10,000 units 2012/02/28 300,000,000 2011/08/16
65895 SGA Societe Generale Acceptance N.V. HSI R Bear CBBC Feb 12J 0.265 20,900 per 10,000 units 20,500 per 10,000 units 2012/02/28 300,000,000 2011/08/16
66032 UBS AG CC Bank R Bull CBBC Feb 2012 B 0.250 4.500 4.800 2012/02/20 100,000,000 2011/08/16
66033 UBS AG CNOOC R Bull CBBC Mar 2012 A 0.265 11.080 11.880 2012/03/19 100,000,000 2011/08/16
66036 UBS AG A50 China R Bull CBBC Feb 2012 C 0.250 9.700 10.000 2012/02/20 100,000,000 2011/08/16
66035 UBS AG HKEx R Bull CBBC Feb 2012 A 0.250 112.88 per 100 units 118.88 per 100 units 2012/02/27 100,000,000 2011/08/16
66011 UBS AG HSCEI R Bull CBBC Feb 2012 A 0.250 8,700 per 12,000 units 9,000 per 12,000 units 2012/02/28 100,000,000 2011/08/16
66017 UBS AG HSI R Bull CBBC Nov 2011 X 0.250 19,300 per 10,000 units 19,500 per 10,000 units 2011/11/29 300,000,000 2011/08/16
66012 UBS AG HSI R Bull CBBC Dec 2011 K 0.250 18,800 per 12,000 units 19,000 per 12,000 units 2011/12/29 300,000,000 2011/08/16
66020 UBS AG HSI R Bull CBBC Dec 2011 L 0.250 19,900 per 10,000 units 20,100 per 10,000 units 2011/12/29 300,000,000 2011/08/16
66019 UBS AG HSI R Bull CBBC Jan 2012 D 0.250 19,600 per 13,000 units 19,900 per 13,000 units 2012/01/30 300,000,000 2011/08/16
66018 UBS AG HSI R Bull CBBC Jan 2012 Z 0.250 19,400 per 13,000 units 19,700 per 13,000 units 2012/01/30 300,000,000 2011/08/16
66010 UBS AG HSI R Bull CBBC Feb 2012 I 0.250 18,700 per 10,000 units 18,900 per 10,000 units 2012/02/28 300,000,000 2011/08/16
66014 UBS AG HSI R Bull CBBC Feb 2012 J 0.250 19,000 per 13,000 units 19,300 per 13,000 units 2012/02/28 300,000,000 2011/08/16
66004 UBS AG HSI R Bull CBBC Mar 2012 I 0.250 17,900 per 12,000 units 18,100 per 12,000 units 2012/03/29 300,000,000 2011/08/16
66005 UBS AG HSI R Bull CBBC Mar 2012 J 0.250 18,100 per 10,000 units 18,300 per 10,000 units 2012/03/29 300,000,000 2011/08/16
66009 UBS AG HSI R Bull CBBC Mar 2012 K 0.250 18,500 per 12,000 units 18,700 per 12,000 units 2012/03/29 300,000,000 2011/08/16
66001 UBS AG HSI R Bull CBBC Apr 2012 D 0.250 17,000 per 12,000 units 17,200 per 12,000 units 2012/04/27 300,000,000 2011/08/16
66003 UBS AG HSI R Bull CBBC Apr 2012 E 0.250 17,500 per 13,000 units 17,800 per 13,000 units 2012/04/27 300,000,000 2011/08/16
66000 UBS AG HSI R Bull CBBC May 2012 C 0.415 14,300 per 12,000 units 14,500 per 12,000 units 2012/05/30 300,000,000 2011/08/16
65986 UBS AG HSI R Bear CBBC Dec 2011 H 0.250 20,200 per 12,000 units 20,000 per 12,000 units 2011/12/29 300,000,000 2011/08/16
65992 UBS AG HSI R Bear CBBC Dec 2011 J 0.250 19,700 per 10,000 units 19,500 per 10,000 units 2011/12/29 300,000,000 2011/08/16
65991 UBS AG HSI R Bear CBBC Jan 2012 Y 0.250 20,000 per 12,000 units 19,700 per 12,000 units 2012/01/30 300,000,000 2011/08/16
65998 UBS AG HSI R Bear CBBC Feb 2012 H 0.250 19,600 per 13,000 units 19,300 per 13,000 units 2012/02/28 300,000,000 2011/08/16
65981 UBS AG HSI R Bear CBBC Mar 2012 F 0.250 21,000 per 10,000 units 20,800 per 10,000 units 2012/03/29 300,000,000 2011/08/16
65984 UBS AG HSI R Bear CBBC Mar 2012 G 0.250 20,800 per 12,000 units 20,600 per 12,000 units 2012/03/29 300,000,000 2011/08/16
65987 UBS AG HSI R Bear CBBC Mar 2012 H 0.250 20,200 per 13,000 units 19,900 per 13,000 units 2012/03/29 300,000,000 2011/08/16
65978 UBS AG HSI R Bear CBBC Apr 2012 B 0.250 21,600 per 13,000 units 21,300 per 13,000 units 2012/04/27 300,000,000 2011/08/16

65985 UBS AG HSI R Bear CBBC Apr 2012 C 0.250 20,500 per 12,000 units 20,300 per 12,000 units 2012/04/27 300,000,000 2011/08/16
66044 UBS AG Hutchison R Bull CBBC Feb 2012 C 0.250 62 per 100 units 65 per 100 units 2012/02/20 100,000,000 2011/08/16
66039 UBS AG ICBC R Bull CBBC Feb 2012 A 0.250 4.200 4.500 2012/02/13 100,000,000 2011/08/16
64955 # Credit Suisse AG HSI R Bull CBBC Mar 2012 A 0.114 18,400 per 12,000 units 18,600 per 12,000 units 2012/03/29 300,000,000 2011/08/16
66092 Credit Suisse AG ABC R Bull CBBC Mar 2012 A 0.250 3.250 3.500 2012/03/26 100,000,000 2011/08/17
66096 Credit Suisse AG AIA R Bull CBBC Dec 2011 A 0.260 23.000 24.000 2011/12/19 100,000,000 2011/08/17
66119 Credit Suisse AG AIA R Bear CBBC Dec 2011 B 0.370 29.000 28.000 2011/12/19 100,000,000 2011/08/17
66091 Credit Suisse AG CCB R Bull CBBC Jan 2012 A 0.250 4.750 5.000 2012/01/16 100,000,000 2011/08/17
66097 Credit Suisse AG CNBM R Bull CBBC Dec 2011 A 0.260 11.500 12.500 2011/12/19 100,000,000 2011/08/17
66099 Credit Suisse AG Evergrande R Bull CBBC Jan 2012 A 0.250 4.000 4.400 2012/01/16 100,000,000 2011/08/17
66111 Credit Suisse AG GCL-Poly Energy R Bull CBBC Mar 2012 A 0.250 2.700 3.000 2012/03/12 100,000,000 2011/08/17
66112 Credit Suisse AG GCL-Poly Energy R Bull CBBC Mar 2012 B 0.250 3.200 3.500 2012/03/26 100,000,000 2011/08/17
66076 Credit Suisse AG HSI R Bull CBBC Jan 2012 Q 0.250 18,800 per 10,000 units 19,100 per 10,000 units 2012/01/30 300,000,000 2011/08/17
66077 Credit Suisse AG HSI R Bull CBBC Jan 2012 R 0.250 19,300 per 13,000 units 19,600 per 13,000 units 2012/01/30 300,000,000 2011/08/17
66078 Credit Suisse AG HSI R Bull CBBC Feb 2012 W 0.250 19,100 per 15,000 units 19,400 per 15,000 units 2012/02/28 300,000,000 2011/08/17
66082 Credit Suisse AG HSI R Bull CBBC Mar 2012 Q 0.250 18,900 per 13,000 units 19,200 per 13,000 units 2012/03/29 300,000,000 2011/08/17
66086 Credit Suisse AG HSI R Bear CBBC Dec 2011 D 0.250 19,900 per 15,000 units 19,600 per 15,000 units 2011/12/29 300,000,000 2011/08/17
66087 Credit Suisse AG HSI R Bear CBBC Dec 2011 G 0.250 20,200 per 10,000 units 19,900 per 10,000 units 2011/12/29 300,000,000 2011/08/17
66083 Credit Suisse AG HSI R Bear CBBC Dec 2011 X 0.250 19,700 per 13,000 units 19,400 per 13,000 units 2011/12/29 300,000,000 2011/08/17
66089 Credit Suisse AG HSI R Bear CBBC Dec 2011 Y 0.250 20,900 per 13,000 units 20,600 per 13,000 units 2011/12/29 300,000,000 2011/08/17
66088 Credit Suisse AG HSI R Bear CBBC Dec 2011 Z 0.250 20,400 per 10,000 units 20,100 per 10,000 units 2011/12/29 300,000,000 2011/08/17
66090 Credit Suisse AG Hutchison R Bull CBBC Dec 2011 B 0.250 68 per 100 units 72 per 100 units 2011/12/19 100,000,000 2011/08/17
66118 Credit Suisse AG Hutchison R Bear CBBC Dec 2011 C 0.250 89 per 100 units 85 per 100 units 2011/12/19 100,000,000 2011/08/17
66059 KBC Fin Products Int’l Ltd. HSI R Bull CBBC Nov 2011 P 0.250 18,500 per 8,000 units 19,000 per 8,000 units 2011/11/29 108,000,000 2011/08/17
66060 KBC Fin Products Int’l Ltd. HSI R Bull CBBC Nov 2011 Q 0.250 19,200 per 12,000 units 19,700 per 12,000 units 2011/11/29 128,000,000 2011/08/17
66062 KBC Fin Products Int’l Ltd. HSI R Bull CBBC Dec 2011 L 0.250 18,200 per 12,000 units 18,500 per 12,000 units 2011/12/29 128,000,000 2011/08/17
66063 KBC Fin Products Int’l Ltd. HSI R Bull CBBC Dec 2011 M 0.250 19,200 per 10,000 units 19,400 per 10,000 units 2011/12/29 108,000,000 2011/08/17
66064 KBC Fin Products Int’l Ltd. HSI R Bull CBBC Jan 2012 D 0.250 17,700 per 15,000 units 18,000 per 15,000 units 2012/01/30 188,000,000 2011/08/17
66065 KBC Fin Products Int’l Ltd. HSI R Bull CBBC Feb 2012 A 0.250 16,700 per 18,000 units 17,000 per 18,000 units 2012/02/28 188,000,000 2011/08/17
66066 KBC Fin Products Int’l Ltd. HSI R Bull CBBC Mar 2012 A 0.250 15,700 per 20,000 units 16,000 per 20,000 units 2012/03/29 188,000,000 2011/08/17
66068 KBC Fin Products Int’l Ltd. HSI R Bear CBBC Nov 2011 R 0.250 20,500 per 12,000 units 20,200 per 12,000 units 2011/11/29 128,000,000 2011/08/17
66069 KBC Fin Products Int’l Ltd. HSI R Bear CBBC Nov 2011 S 0.250 21,100 per 10,000 units 20,800 per 10,000 units 2011/11/29 108,000,000 2011/08/17
66126 KBC Fin Products Int’l Ltd. HSI R Bear CBBC Nov 2011 U 0.250 20,100 per 10,000 units 19,900 per 10,000 units 2011/11/29 108,000,000 2011/08/17
66071 KBC Fin Products Int’l Ltd. HSI R Bear CBBC Dec 2011 N 0.250 20,800 per 10,000 units 20,500 per 10,000 units 2011/12/29 108,000,000 2011/08/17
66073 KBC Fin Products Int’l Ltd. HSI R Bear CBBC Dec 2011 O 0.250 21,800 per 15,000 units 21,000 per 15,000 units 2011/12/29 188,000,000 2011/08/17
66074 KBC Fin Products Int’l Ltd. HSI R Bear CBBC Dec 2011 P 0.250 22,000 per 12,000 units 21,600 per 12,000 units 2011/12/29 128,000,000 2011/08/17
66075 KBC Fin Products Int’l Ltd. HSI R Bear CBBC Jan 2012 E 0.250 21,900 per 18,000 units 21,300 per 18,000 units 2012/01/30 188,000,000 2011/08/17
66131 RB of Scotland N.V. HSCEI R Bull CBBC Jan 2012 A 0.250 8,500 per 10,000 units 9,000 per 10,000 units 2012/01/30 250,000,000 2011/08/17
66135 RB of Scotland N.V. HSI R Bull CBBC Jan 2012 B 0.250 18,000 per 10,000 units 18,500 per 10,000 units 2012/01/30 250,000,000 2011/08/17
66136 RB of Scotland N.V. HSI R Bull CBBC Jan 2012 C 0.250 18,500 per 10,000 units 19,000 per 10,000 units 2012/01/30 250,000,000 2011/08/17
66132 RB of Scotland N.V. HSI R Bear CBBC Jan 2012 A 0.250 21,500 per 10,000 units 21,000 per 10,000 units 2012/01/30 250,000,000 2011/08/17
66049 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC Mar 12J 0.250 18,800 per 15,000 units 19,400 per 15,000 units 2012/03/29 300,000,000 2011/08/17

66056 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC Mar 12K 0.250 19,000 per 15,000 units 19,600 per 15,000 units 2012/03/29 300,000,000 2011/08/17
66057 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC Mar 12L 0.250 19,200 per 15,000 units 19,800 per 15,000 units 2012/03/29 300,000,000 2011/08/17
66168 Credit Suisse AG A50 China R Bull CBBC Dec 2011 A 0.250 10.680 10.980 2011/12/19 100,000,000 2011/08/18
66175 Credit Suisse AG A50 China R Bear CBBC Dec 2011 B 0.250 12.580 12.280 2011/12/19 100,000,000 2011/08/18
66166 Credit Suisse AG HSBC R Bull CBBC Dec 2011 B 0.250 60 per 100 units 64 per 100 units 2011/12/19 100,000,000 2011/08/18
66169 Credit Suisse AG HSBC R Bear CBBC Dec 2011 C 0.250 77 per 100 units 73 per 100 units 2011/12/19 100,000,000 2011/08/18
66160 Credit Suisse AG HSI R Bull CBBC Mar 2012 R 0.290 16,100 per 13,000 units 16,400 per 13,000 units 2012/03/29 300,000,000 2011/08/18
66161 Credit Suisse AG HSI R Bull CBBC Mar 2012 S 0.350 16,400 per 10,000 units 16,700 per 10,000 units 2012/03/29 300,000,000 2011/08/18
66163 Credit Suisse AG HSI R Bull CBBC Jul 2012 A 0.250 13,400 per 38,000 units 13,800 per 38,000 units 2012/07/30 300,000,000 2011/08/18
66165 Credit Suisse AG HSI R Bull CBBC Jul 2012 B 0.380 14,200 per 15,000 units 14,500 per 15,000 units 2012/07/30 300,000,000 2011/08/18
66177 HK Bank CNOOC R Bear CBBC Jun 2012 B 0.430 18.480 17.680 2012/06/18 80,000,000 2011/08/18
66176 HK Bank HSI R Bear CBBC Mar 2012 B 0.250 21,088 per 15,000 units 20,688 per 15,000 units 2012/03/29 100,000,000 2011/08/18
66148 J P Morgan SP BV HSI R Bull CBBC Dec 2011 A 0.250 18,000 per 15,000 units 18,500 per 15,000 units 2011/12/29 200,000,000 2011/08/18
66151 J P Morgan SP BV HSI R Bull CBBC Dec 2011 B 0.250 19,000 per 15,000 units 19,500 per 15,000 units 2011/12/29 200,000,000 2011/08/18
66152 J P Morgan SP BV HSI R Bull CBBC Dec 2011 C 0.250 18,500 per 10,000 units 19,000 per 10,000 units 2011/12/29 200,000,000 2011/08/18
66149 J P Morgan SP BV HSI R Bull CBBC Jan 2012 A 0.250 17,500 per 10,000 units 18,000 per 10,000 units 2012/01/30 200,000,000 2011/08/18
66153 J P Morgan SP BV HSI R Bear CBBC Dec 2011 D 0.250 22,500 per 15,000 units 22,000 per 15,000 units 2011/12/29 200,000,000 2011/08/18
66154 J P Morgan SP BV HSI R Bear CBBC Dec 2011 E 0.250 22,000 per 10,000 units 21,500 per 10,000 units 2011/12/29 200,000,000 2011/08/18
66155 J P Morgan SP BV HSI R Bear CBBC Dec 2011 F 0.250 21,500 per 15,000 units 21,000 per 15,000 units 2011/12/29 200,000,000 2011/08/18
66156 J P Morgan SP BV HSI R Bear CBBC Dec 2011 G 0.250 21,000 per 10,000 units 20,500 per 10,000 units 2011/12/29 200,000,000 2011/08/18
66159 J P Morgan SP BV HSI R Bear CBBC Dec 2011 H 0.250 20,500 per 15,000 units 20,000 per 15,000 units 2011/12/29 200,000,000 2011/08/18
66150 J P Morgan SP BV HSI R Bear CBBC Jan 2012 B 0.325 23,000 per 10,000 units 22,500 per 10,000 units 2012/01/30 200,000,000 2011/08/18
66178 KBC Fin Products Int’l Ltd. HSI R Bull CBBC Jan 2012 F 0.320 16,400 per 10,000 units 16,800 per 10,000 units 2012/01/30 108,000,000 2011/08/18
66179 KBC Fin Products Int’l Ltd. HSI R Bull CBBC Jan 2012 G 0.250 17,100 per 15,000 units 17,500 per 15,000 units 2012/01/30 188,000,000 2011/08/18
66180 KBC Fin Products Int’l Ltd. HSI R Bull CBBC Feb 2012 B 0.300 16,000 per 12,000 units 16,500 per 12,000 units 2012/02/28 128,000,000 2011/08/18
66181 KBC Fin Products Int’l Ltd. HSI R Bear CBBC Jan 2012 H 0.250 22,100 per 15,000 units 21,800 per 15,000 units 2012/01/30 188,000,000 2011/08/18
66182 KBC Fin Products Int’l Ltd. HSI R Bear CBBC Feb 2012 C 0.250 22,000 per 12,000 units 21,500 per 12,000 units 2012/02/28 128,000,000 2011/08/18
66183 KBC Fin Products Int’l Ltd. HSI R Bear CBBC Feb 2012 D 0.310 22,400 per 10,000 units 22,200 per 10,000 units 2012/02/28 108,000,000 2011/08/18
66147 Macquarie Bank Ltd. HSI R Bull CBBC Feb 2012 B 0.250 18,400 per 12,000 units 18,800 per 12,000 units 2012/02/28 200,000,000 2011/08/18
66137 CC Rabobank B.A. HSI R Bull CBBC Feb 2012 A 0.250 19,200 per 11,000 units 19,600 per 11,000 units 2012/02/28 150,000,000 2011/08/18
66138 CC Rabobank B.A. HSI R Bull CBBC Feb 2012 B 0.250 18,800 per 11,000 units 19,200 per 11,000 units 2012/02/28 150,000,000 2011/08/18
66139 CC Rabobank B.A. HSI R Bull CBBC Feb 2012 C 0.250 18,400 per 11,000 units 18,800 per 11,000 units 2012/02/28 150,000,000 2011/08/18
66140 CC Rabobank B.A. HSI R Bull CBBC Feb 2012 D 0.250 18,000 per 11,000 units 18,400 per 11,000 units 2012/02/28 150,000,000 2011/08/18
66141 CC Rabobank B.A. HSI R Bull CBBC Feb 2012 E 0.250 17,600 per 11,000 units 18,000 per 11,000 units 2012/02/28 150,000,000 2011/08/18
66142 CC Rabobank B.A. HSI R Bear CBBC Feb 2012 F 0.250 20,400 per 11,000 units 20,000 per 11,000 units 2012/02/28 150,000,000 2011/08/18
66143 CC Rabobank B.A. HSI R Bear CBBC Feb 2012 G 0.250 20,800 per 11,000 units 20,400 per 11,000 units 2012/02/28 150,000,000 2011/08/18
66144 CC Rabobank B.A. HSI R Bear CBBC Feb 2012 H 0.250 21,200 per 11,000 units 20,800 per 11,000 units 2012/02/28 150,000,000 2011/08/18
66145 CC Rabobank B.A. HSI R Bear CBBC Feb 2012 I 0.250 21,600 per 11,000 units 21,200 per 11,000 units 2012/02/28 150,000,000 2011/08/18
66146 CC Rabobank B.A. HSI R Bear CBBC Feb 2012 J 0.250 22,000 per 11,000 units 21,600 per 11,000 units 2012/02/28 150,000,000 2011/08/18
66186 RB of Scotland N.V. Anhui Conch R Bull CBBC Jun 2012 A 0.250 23.70 per 100 units 26.50 per 100 units 2012/06/29 80,000,000 2011/08/18
66188 RB of Scotland N.V. Ping An R Bull CBBC Jun 2012 A 0.250 44 per 100 units 50 per 100 units 2012/06/29 80,000,000 2011/08/18

66205 Credit Suisse AG HSI R Bear CBBC Nov 2011 C 0.250 20,000 per 10,000 units 19,700 per 10,000 units 2011/11/29 300,000,000 2011/08/19
66203 Deutsche Bank AG HSI R Bull CBBC Dec 2011 P 0.320 16,522 per 16,000 units 17,022 per 16,000 units 2011/12/29 150,000,000 2011/08/19
66204 Deutsche Bank AG HSI R Bull CBBC Dec 2011 Q 0.250 17,722 per 16,000 units 18,222 per 16,000 units 2011/12/29 150,000,000 2011/08/19
66201 Deutsche Bank AG HSI R Bear CBBC Dec 2011 N 0.290 22,022 per 16,000 units 21,522 per 16,000 units 2011/12/29 150,000,000 2011/08/19
66202 Deutsche Bank AG HSI R Bear CBBC Dec 2011 O 0.250 21,522 per 16,000 units 21,022 per 16,000 units 2011/12/29 150,000,000 2011/08/19
66195 HK Bank China Life R Bull CBBC Jul 2012 A 0.250 17.68 per 100 units 19.68 per 100 units 2012/07/18 80,000,000 2011/08/19
66193 HK Bank HKEx R Bull CBBC May 2012 A 0.250 113.88 per 100 units 119.88 per 100 units 2012/05/18 80,000,000 2011/08/19
66199 HK Bank HSI R Bull CBBC Jun 2012 B 0.250 18,088 per 15,000 units 18,488 per 15,000 units 2012/06/28 100,000,000 2011/08/19
66200 HK Bank HSI R Bull CBBC May 2013 A 0.250 14,600 per 24,000 units 15,000 per 24,000 units 2013/05/30 100,000,000 2011/08/19
66191 HK Bank Hutchison R Bull CBBC Jun 2012 A 0.250 63.88 per 100 units 69.88 per 100 units 2012/06/18 80,000,000 2011/08/19
66194 HK Bank ICBC R Bull CBBC Jun 2012 C 0.250 3.860 4.260 2012/06/28 80,000,000 2011/08/19
66192 HK Bank SHK Ppt R Bull CBBC Apr 2012 B 0.250 88.88 per 100 units 94.88 per 100 units 2012/04/18 80,000,000 2011/08/19
66189 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC Apr 12C 0.410 15,100 per 15,000 units 15,500 per 15,000 units 2012/04/27 300,000,000 2011/08/19
66190 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC Apr 12D 0.370 15,600 per 15,000 units 16,000 per 15,000 units 2012/04/27 300,000,000 2011/08/19
65838 # UBS AG HSI R Bull CBBC Feb 2012 F 0.078 19,400 per 12,000 units 19,600 per 12,000 units 2012/02/28 300,000,000 2011/08/19
66215 BNP Paribas Arbit Issu B.V. HSI R Bull CBBC Apr 2012 X 0.250 19,300 per 10,000 units 19,500 per 10,000 units 2012/04/27 200,000,000 2011/08/22
66216 BNP Paribas Arbit Issu B.V. HSI R Bull CBBC Apr 2012 Y 0.250 19,400 per 10,000 units 19,600 per 10,000 units 2012/04/27 200,000,000 2011/08/22
66218 BNP Paribas Arbit Issu B.V. HSI R Bull CBBC Apr 2012 Z 0.250 19,500 per 10,000 units 19,700 per 10,000 units 2012/04/27 200,000,000 2011/08/22
66231 Credit Suisse AG HSI R Bull CBBC Jan 2012 A 0.250 19,900 per 13,000 units 20,200 per 13,000 units 2012/01/30 300,000,000 2011/08/22
66228 Credit Suisse AG HSI R Bull CBBC Jan 2012 Y 0.250 19,600 per 10,000 units 19,900 per 10,000 units 2012/01/30 300,000,000 2011/08/22
66227 Credit Suisse AG HSI R Bear CBBC Nov 2011 A 0.250 20,500 per 13,000 units 20,200 per 13,000 units 2011/11/29 300,000,000 2011/08/22
66226 Deutsche Bank AG HSI R Bull CBBC Nov 2011 C 0.250 18,722 per 16,000 units 19,222 per 16,000 units 2011/11/29 150,000,000 2011/08/22
66223 Deutsche Bank AG HSI R Bear CBBC Dec 2011 R 0.250 22,522 per 16,000 units 22,022 per 16,000 units 2011/12/29 150,000,000 2011/08/22
66210 HK Bank CC Bank R Bull CBBC Aug 2012 A 0.250 4.480 4.880 2012/08/16 80,000,000 2011/08/22
66209 HK Bank CNOOC R Bull CBBC Jun 2012 C 0.250 11.880 12.880 2012/06/28 80,000,000 2011/08/22
66214 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC Jan 12C 0.250 19,400 per 10,000 units 19,700 per 10,000 units 2012/01/30 300,000,000 2011/08/22
66212 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC Jan 12Y 0.250 19,000 per 12,000 units 19,300 per 12,000 units 2012/01/30 300,000,000 2011/08/22
66213 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC Jan 12Z 0.250 19,200 per 10,000 units 19,500 per 10,000 units 2012/01/30 300,000,000 2011/08/22
65693 # UBS AG HSI R Bear CBBC Jan 2012 Q 0.076 21,100 per 12,000 units 20,900 per 12,000 units 2012/01/30 300,000,000 2011/08/22
66238 Credit Suisse AG AIA R Bear CBBC Dec 2011 C 0.470 31.000 30.000 2011/12/19 100,000,000 2011/08/23
66239 Credit Suisse AG HSI R Bull CBBC Jan 2012 G 0.250 20,100 per 10,000 units 20,300 per 10,000 units 2012/01/30 300,000,000 2011/08/23
66234 Credit Suisse AG HSI R Bull CBBC Feb 2012 X 0.250 19,150 per 12,000 units 19,350 per 12,000 units 2012/02/28 300,000,000 2011/08/23
66235 Credit Suisse AG HSI R Bull CBBC Feb 2012 Y 0.250 19,900 per 10,000 units 20,100 per 10,000 units 2012/02/28 300,000,000 2011/08/23
66236 Credit Suisse AG HSI R Bull CBBC Mar 2012 T 0.250 19,500 per 12,000 units 19,800 per 12,000 units 2012/03/29 300,000,000 2011/08/23
66232 Credit Suisse AG HSI R Bear CBBC Nov 2011 B 0.250 20,600 per 10,000 units 20,300 per 10,000 units 2011/11/29 300,000,000 2011/08/23
66237 Credit Suisse AG TCH R Bull CBBC Dec 2011 D 0.250 172 per 100 units 180 per 100 units 2011/12/19 100,000,000 2011/08/23
66017 # UBS AG HSI R Bull CBBC Nov 2011 X 0.099 19,300 per 10,000 units 19,500 per 10,000 units 2011/11/29 300,000,000 2011/08/23
66019 # UBS AG HSI R Bull CBBC Jan 2012 D 0.057 19,600 per 13,000 units 19,900 per 13,000 units 2012/01/30 300,000,000 2011/08/23

66249 Credit Suisse AG HSI R Bull CBBC Jan 2012 E 0.250 19,750 per 12,000 units 20,050 per 12,000 units 2012/01/30 300,000,000 2011/08/24
66251 Credit Suisse AG HSI R Bull CBBC Feb 2012 H 0.250 20,100 per 12,000 units 20,400 per 12,000 units 2012/02/28 300,000,000 2011/08/24
66250 Credit Suisse AG HSI R Bull CBBC Feb 2012 Z 0.250 19,150 per 10,000 units 19,450 per 10,000 units 2012/02/28 300,000,000 2011/08/24
66256 Credit Suisse AG HSI R Bull CBBC May 2012 E 0.250 18,900 per 38,000 units 19,300 per 38,000 units 2012/05/30 300,000,000 2011/08/24
66244 Credit Suisse AG HSI R Bear CBBC Dec 2011 C 0.250 20,700 per 12,000 units 20,400 per 12,000 units 2011/12/29 300,000,000 2011/08/24
66245 Credit Suisse AG HSI R Bear CBBC Dec 2011 H 0.290 23,200 per 10,000 units 22,900 per 10,000 units 2011/12/29 300,000,000 2011/08/24
66246 Credit Suisse AG HSI R Bear CBBC Dec 2011 K 0.250 23,300 per 12,000 units 23,000 per 12,000 units 2011/12/29 300,000,000 2011/08/24
66247 Credit Suisse AG HSI R Bear CBBC Jan 2012 Z 0.270 23,500 per 12,000 units 23,200 per 12,000 units 2012/01/30 300,000,000 2011/08/24
66241 HK Bank Sinopec Corp R Bull CBBC Jul 2012 A 0.250 5.480 5.980 2012/07/18 80,000,000 2011/08/24
66243 HK Bank HSI R Bull CBBC May 2012 D 0.250 18,488 per 15,000 units 18,888 per 15,000 units 2012/05/30 100,000,000 2011/08/24
66242 HK Bank PetCh R Bull CBBC Jun 2012 A 0.250 8.380 8.980 2012/06/28 80,000,000 2011/08/24
66309 BNP Paribas Arbit Issu B.V. HSI R Bear CBBC Mar 2012 E 0.250 20,400 per 12,000 units 20,200 per 12,000 units 2012/03/29 200,000,000 2011/08/25
66310 BNP Paribas Arbit Issu B.V. HSI R Bear CBBC Mar 2012 F 0.250 20,500 per 12,000 units 20,300 per 12,000 units 2012/03/29 200,000,000 2011/08/25
66311 BNP Paribas Arbit Issu B.V. HSI R Bear CBBC Mar 2012 G 0.250 20,600 per 12,000 units 20,400 per 12,000 units 2012/03/29 200,000,000 2011/08/25
66312 BNP Paribas Arbit Issu B.V. HSI R Bear CBBC Mar 2012 H 0.250 20,700 per 12,000 units 20,500 per 12,000 units 2012/03/29 200,000,000 2011/08/25
66308 Credit Suisse AG HSI R Bull CBBC Feb 2012 D 0.250 19,700 per 12,000 units 20,000 per 12,000 units 2012/02/28 300,000,000 2011/08/25
66299 Deutsche Bank AG HSI R Bull CBBC Nov 2011 F 0.290 19,122 per 11,000 units 19,422 per 11,000 units 2011/11/29 150,000,000 2011/08/25
66301 Deutsche Bank AG HSI R Bull CBBC Nov 2011 I 0.250 19,522 per 11,000 units 19,822 per 11,000 units 2011/11/29 150,000,000 2011/08/25
66305 Deutsche Bank AG HSI R Bear CBBC Nov 2011 J 0.250 20,822 per 11,000 units 20,522 per 11,000 units 2011/11/29 150,000,000 2011/08/25
66302 Deutsche Bank AG HSI R Bear CBBC Nov 2011 M 0.270 21,022 per 11,000 units 20,722 per 11,000 units 2011/11/29 150,000,000 2011/08/25
66260 Merrill Lynch Int’l & Co. C.V. HSI R Bull CBBC Feb 2012 D 0.265 18,500 per 12,000 units 19,000 per 12,000 units 2012/02/28 100,000,000 2011/08/25
66263 Merrill Lynch Int’l & Co. C.V. HSI R Bull CBBC Feb 2012 E 0.260 19,000 per 12,000 units 19,400 per 12,000 units 2012/02/28 100,000,000 2011/08/25
66264 Merrill Lynch Int’l & Co. C.V. HSI R Bull CBBC Feb 2012 F 0.255 19,300 per 12,000 units 19,700 per 12,000 units 2012/02/28 100,000,000 2011/08/25
66265 Merrill Lynch Int’l & Co. C.V. HSI R Bull CBBC Feb 2012 G 0.250 19,600 per 12,000 units 20,000 per 12,000 units 2012/02/28 100,000,000 2011/08/25
66266 Merrill Lynch Int’l & Co. C.V. HSI R Bear CBBC Feb 2012 H 0.250 21,500 per 12,000 units 21,200 per 12,000 units 2012/02/28 100,000,000 2011/08/25
66267 Merrill Lynch Int’l & Co. C.V. HSI R Bear CBBC Feb 2012 I 0.255 21,900 per 12,000 units 21,600 per 12,000 units 2012/02/28 100,000,000 2011/08/25
66268 Merrill Lynch Int’l & Co. C.V. HSI R Bear CBBC Feb 2012 J 0.260 22,200 per 12,000 units 21,900 per 12,000 units 2012/02/28 100,000,000 2011/08/25
66269 Merrill Lynch Int’l & Co. C.V. HSI R Bear CBBC Feb 2012 K 0.265 22,600 per 12,000 units 22,300 per 12,000 units 2012/02/28 100,000,000 2011/08/25
66270 Merrill Lynch Int’l & Co. C.V. HSI R Bear CBBC Feb 2012 L 0.270 22,900 per 12,000 units 22,600 per 12,000 units 2012/02/28 100,000,000 2011/08/25
66273 SGA Societe Generale Acceptance N.V. A50 R Bull CBBC Mar12 A 0.250 9.600 10.000 2012/03/26 150,000,000 2011/08/25
66274 SGA Societe Generale Acceptance N.V. A50 R Bull CBBC Mar12 B 0.250 10.100 10.500 2012/03/26 150,000,000 2011/08/25
66275 SGA Societe Generale Acceptance N.V. A50 R Bull CBBC Mar12 C 0.250 10.600 11.000 2012/03/26 150,000,000 2011/08/25
66276 SGA Societe Generale Acceptance N.V. A50 R Bear CBBC Mar12D 0.250 13.400 13.000 2012/03/26 150,000,000 2011/08/25
66278 SGA Societe Generale Acceptance N.V. A50 R Bear CBBC Mar12E 0.250 13.900 13.500 2012/03/26 150,000,000 2011/08/25
66293 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC Jan12 A 0.250 18,900 per 10,000 units 19,100 per 10,000 units 2012/01/30 300,000,000 2011/08/25
66294 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC Jan12 B 0.250 19,700 per 12,000 units 19,900 per 12,000 units 2012/01/30 300,000,000 2011/08/25
66295 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC Jan12 D 0.250 19,900 per 10,000 units 20,100 per 10,000 units 2012/01/30 300,000,000 2011/08/25

66296 SGA Societe Generale Acceptance N.V. HSI R Bear CBBC Feb12 K 0.250 20,500 per 10,000 units 20,300 per 10,000 units 2012/02/28 300,000,000 2011/08/25
66298 SGA Societe Generale Acceptance N.V. HSI R Bear CBBC Feb12 L 0.250 20,700 per 10,000 units 20,500 per 10,000 units 2012/02/28 300,000,000 2011/08/25
66289 SGA Societe Generale Acceptance N.V. HWL R Bull CBBC Mar12 A 0.250 56 per 100 units 60 per 100 units 2012/03/26 150,000,000 2011/08/25
66291 SGA Societe Generale Acceptance N.V. HWL R Bull CBBC Mar12 B 0.250 61 per 100 units 65 per 100 units 2012/03/26 150,000,000 2011/08/25
66333 BNP Paribas Arbit Issu B.V. HSI R Bear CBBC Mar 2012 I 0.250 19,700 per 12,000 units 19,500 per 12,000 units 2012/03/29 200,000,000 2011/08/26
66337 BNP Paribas Arbit Issu B.V. HSI R Bear CBBC Mar 2012 J 0.250 19,800 per 12,000 units 19,600 per 12,000 units 2012/03/29 200,000,000 2011/08/26
66338 BNP Paribas Arbit Issu B.V. HSI R Bear CBBC Mar 2012 K 0.250 19,900 per 12,000 units 19,700 per 12,000 units 2012/03/29 200,000,000 2011/08/26
66339 BNP Paribas Arbit Issu B.V. HSI R Bear CBBC Mar 2012 L 0.250 20,000 per 12,000 units 19,800 per 12,000 units 2012/03/29 200,000,000 2011/08/26
66340 BNP Paribas Arbit Issu B.V. HSI R Bear CBBC Mar 2012 M 0.250 20,100 per 12,000 units 19,900 per 12,000 units 2012/03/29 200,000,000 2011/08/26
66343 BNP Paribas Arbit Issu B.V. HSI R Bear CBBC Mar 2012 N 0.250 20,200 per 12,000 units 20,000 per 12,000 units 2012/03/29 200,000,000 2011/08/26
66344 BNP Paribas Arbit Issu B.V. HSI R Bear CBBC Mar 2012 O 0.250 20,300 per 12,000 units 20,100 per 12,000 units 2012/03/29 200,000,000 2011/08/26
66323 Credit Suisse AG A50 China R Bull CBBC Jan 2012 A 0.250 10.200 10.500 2012/01/16 100,000,000 2011/08/26
66322 Credit Suisse AG HKEx R Bull CBBC Jan 2012 B 0.250 132 per 100 units 138 per 100 units 2012/01/16 100,000,000 2011/08/26
66321 Credit Suisse AG HKEx R Bear CBBC Jan 2012 A 0.250 166 per 100 units 160 per 100 units 2012/01/16 100,000,000 2011/08/26
66320 Credit Suisse AG HSI R Bull CBBC Jan 2012 F 0.250 19,500 per 10,000 units 19,700 per 10,000 units 2012/01/30 300,000,000 2011/08/26
66319 Credit Suisse AG HSI R Bull CBBC Feb 2012 G 0.250 19,200 per 10,000 units 19,500 per 10,000 units 2012/02/28 300,000,000 2011/08/26
66328 Credit Suisse AG HSI R Bear CBBC Nov 2011 Y 0.250 19,600 per 10,000 units 19,400 per 10,000 units 2011/11/29 300,000,000 2011/08/26
66317 Credit Suisse AG HSI R Bear CBBC Dec 2011 B 0.250 20,100 per 12,000 units 19,800 per 12,000 units 2011/12/29 300,000,000 2011/08/26
66327 Credit Suisse AG HSI R Bear CBBC Dec 2011 N 0.250 19,900 per 12,000 units 19,600 per 12,000 units 2011/12/29 300,000,000 2011/08/26
66316 Credit Suisse AG HSI R Bear CBBC Dec 2011 P 0.250 20,300 per 12,000 units 20,000 per 12,000 units 2011/12/29 300,000,000 2011/08/26
66324 Credit Suisse AG TCH R Bull CBBC Jan 2012 A 0.250 152 per 100 units 160 per 100 units 2012/01/16 100,000,000 2011/08/26
66315 Deutsche Bank AG HSI R Bull CBBC Nov 2011 N 0.250 18,122 per 11,000 units 18,422 per 11,000 units 2011/11/29 150,000,000 2011/08/26
66314 Deutsche Bank AG HSI R Bear CBBC Dec 2011 S 0.250 20,622 per 11,000 units 20,322 per 11,000 units 2011/12/29 150,000,000 2011/08/26
66329 KBC Fin Products Int’l Ltd. HSI R Bear CBBC Nov 2011 V 0.250 20,400 per 8,000 units 20,100 per 8,000 units 2011/11/29 108,000,000 2011/08/26
66330 KBC Fin Products Int’l Ltd. HSI R Bear CBBC Nov 2011 W 0.250 20,600 per 10,000 units 20,400 per 10,000 units 2011/11/29 108,000,000 2011/08/26
66331 KBC Fin Products Int’l Ltd. HSI R Bear CBBC Dec 2011 Q 0.250 20,200 per 15,000 units 19,800 per 15,000 units 2011/12/29 158,000,000 2011/08/26
66332 KBC Fin Products Int’l Ltd. HSI R Bear CBBC Dec 2011 R 0.250 21,000 per 12,000 units 20,600 per 12,000 units 2011/12/29 128,000,000 2011/08/26
66313 SGA Societe Generale Acceptance N.V. HSI R Bear CBBC Feb 12M 0.250 20,300 per 12,000 units 20,100 per 12,000 units 2012/02/28 300,000,000 2011/08/26
66325 SGA Societe Generale Acceptance N.V. HSI R Bear CBBC Feb 12N 0.250 19,900 per 10,000 units 19,700 per 10,000 units 2012/02/28 300,000,000 2011/08/26
66326 SGA Societe Generale Acceptance N.V. HSI R Bear CBBC Feb 12O 0.250 20,100 per 10,000 units 19,900 per 10,000 units 2012/02/28 300,000,000 2011/08/26
66359 BNP Paribas Arbit Issu B.V. HSI R Bull CBBC Apr 2012 J 0.290 15,800 per 12,000 units 16,000 per 12,000 units 2012/04/27 200,000,000 2011/08/29
66353 Credit Suisse AG HKEx R Bear CBBC Jan 2012 C 0.250 156 per 100 units 150 per 100 units 2012/01/16 100,000,000 2011/08/29
66351 Credit Suisse AG HSI R Bull CBBC Feb 2012 A 0.250 19,100 per 10,000 units 19,300 per 10,000 units 2012/02/28 300,000,000 2011/08/29
66350 Credit Suisse AG HSI R Bear CBBC Dec 2011 A 0.250 20,100 per 10,000 units 19,900 per 10,000 units 2011/12/29 300,000,000 2011/08/29
66355 Credit Suisse AG HSI R Bear CBBC Dec 2011 J 0.250 19,500 per 10,000 units 19,300 per 10,000 units 2011/12/29 300,000,000 2011/08/29

66354 Credit Suisse AG TCH R Bull CBBC Jan 2012 C 0.250 147 per 100 units 155 per 100 units 2012/01/16 100,000,000 2011/08/29
66352 Credit Suisse AG TCH R Bear CBBC Jan 2012 B 0.250 188 per 100 units 180 per 100 units 2012/01/16 100,000,000 2011/08/29
66410 BNP Paribas Arbit Issu B.V. HSI R Bull CBBC Mar 2012 P 0.250 19,300 per 12,000 units 19,500 per 12,000 units 2012/03/29 200,000,000 2011/08/30
66420 BNP Paribas Arbit Issu B.V. HSI R Bull CBBC Mar 2012 Q 0.250 19,500 per 12,000 units 19,700 per 12,000 units 2012/03/29 200,000,000 2011/08/30
66423 BNP Paribas Arbit Issu B.V. HSI R Bull CBBC Mar 2012 R 0.250 19,400 per 12,000 units 19,600 per 12,000 units 2012/03/29 200,000,000 2011/08/30
66398 Credit Suisse AG HSI R Bull CBBC Jan 2012 H 0.250 19,000 per 12,000 units 19,200 per 12,000 units 2012/01/30 300,000,000 2011/08/30
66404 Credit Suisse AG HSI R Bull CBBC Feb 2012 B 0.250 19,400 per 12,000 units 19,600 per 12,000 units 2012/02/28 300,000,000 2011/08/30
66399 Credit Suisse AG HSI R Bull CBBC Mar 2012 U 0.250 19,200 per 10,000 units 19,400 per 10,000 units 2012/03/29 300,000,000 2011/08/30
66402 Credit Suisse AG HSI R Bear CBBC Dec 2011 U 0.250 19,900 per 10,000 units 19,700 per 10,000 units 2011/12/29 300,000,000 2011/08/30
66401 Deutsche Bank AG HSI R Bull CBBC Dec 2011 U 0.250 18,722 per 11,000 units 19,022 per 11,000 units 2011/12/29 150,000,000 2011/08/30
66400 Deutsche Bank AG HSI R Bear CBBC Dec 2011 T 0.250 20,422 per 11,000 units 20,122 per 11,000 units 2011/12/29 150,000,000 2011/08/30
66369 CC Rabobank B.A. HSI R Bull CBBC Feb 2012 K 0.250 18,800 per 11,000 units 19,200 per 11,000 units 2012/02/28 150,000,000 2011/08/30
66370 CC Rabobank B.A. HSI R Bear CBBC Feb 2012 L 0.250 20,400 per 11,000 units 20,000 per 11,000 units 2012/02/28 150,000,000 2011/08/30
66386 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC Jan 12E 0.250 19,000 per 10,000 units 19,200 per 10,000 units 2012/01/30 300,000,000 2011/08/30
66371 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC Mar 12M 0.295 17,500 per 10,000 units 17,700 per 10,000 units 2012/03/29 300,000,000 2011/08/30
66372 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC Mar 12N 0.270 17,700 per 10,000 units 17,900 per 10,000 units 2012/03/29 300,000,000 2011/08/30
66373 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC Mar 12O 0.250 17,900 per 12,000 units 18,100 per 12,000 units 2012/03/29 300,000,000 2011/08/30
66375 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC Mar 12P 0.250 18,100 per 10,000 units 18,300 per 10,000 units 2012/03/29 300,000,000 2011/08/30
66382 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC Mar 12Q 0.250 18,300 per 10,000 units 18,500 per 10,000 units 2012/03/29 300,000,000 2011/08/30
66383 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC Mar 12R 0.250 18,500 per 12,000 units 18,700 per 12,000 units 2012/03/29 300,000,000 2011/08/30
66384 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC Mar 12S 0.250 18,700 per 10,000 units 18,900 per 10,000 units 2012/03/29 300,000,000 2011/08/30
66389 SGA Societe Generale Acceptance N.V. HSI R Bear CBBC Feb 12P 0.250 19,700 per 12,000 units 19,500 per 12,000 units 2012/02/28 300,000,000 2011/08/30
66390 SGA Societe Generale Acceptance N.V. HSI R Bear CBBC Feb 12Q 0.250 19,800 per 10,000 units 19,600 per 10,000 units 2012/02/28 300,000,000 2011/08/30
66391 SGA Societe Generale Acceptance N.V. HSI R Bear CBBC Feb 12R 0.250 20,000 per 12,000 units 19,800 per 12,000 units 2012/02/28 300,000,000 2011/08/30
66392 SGA Societe Generale Acceptance N.V. HSI R Bear CBBC Feb 12S 0.250 20,200 per 10,000 units 20,000 per 10,000 units 2012/02/28 300,000,000 2011/08/30
66393 SGA Societe Generale Acceptance N.V. HSI R Bear CBBC Feb 12T 0.250 20,400 per 10,000 units 20,200 per 10,000 units 2012/02/28 300,000,000 2011/08/30
66394 SGA Societe Generale Acceptance N.V. HSI R Bear CBBC Feb 12U 0.250 20,600 per 12,000 units 20,400 per 12,000 units 2012/02/28 300,000,000 2011/08/30
66395 SGA Societe Generale Acceptance N.V. HSI R Bear CBBC Feb 12V 0.250 20,800 per 10,000 units 20,600 per 10,000 units 2012/02/28 300,000,000 2011/08/30
66396 SGA Societe Generale Acceptance N.V. HSI R Bear CBBC Feb 12W 0.250 21,000 per 10,000 units 20,800 per 10,000 units 2012/02/28 300,000,000 2011/08/30
66397 SGA Societe Generale Acceptance N.V. HSI R Bear CBBC Feb 12X 0.250 21,200 per 12,000 units 21,000 per 12,000 units 2012/02/28 300,000,000 2011/08/30
65984 # UBS AG HSI R Bear CBBC Mar 2012 G 0.105 20,800 per 12,000 units 20,600 per 12,000 units 2012/03/29 300,000,000 2011/08/30
66437 Credit Suisse AG HSBC R Bull CBBC Jan 2012 A 0.250 57.38 per 100 units 60.38 per 100 units 2012/01/16 100,000,000 2011/08/31
66438 Credit Suisse AG HSI R Bull CBBC Mar 2012 V 0.250 18,900 per 10,000 units 19,100 per 10,000 units 2012/03/29 300,000,000 2011/08/31

66433 SGA Societe Generale Acceptance N.V. HSI R Bear CBBC Feb 12G 0.285 21,600 per 10,000 units 21,400 per 10,000 units 2012/02/28 300,000,000 2011/08/31
66424 SGA Societe Generale Acceptance N.V. HSI R Bear CBBC Feb 12Y 0.260 21,800 per 12,000 units 21,600 per 12,000 units 2012/02/28 300,000,000 2011/08/31
66430 SGA Societe Generale Acceptance N.V. HSI R Bear CBBC Feb 12Z 0.255 21,400 per 10,000 units 21,200 per 10,000 units 2012/02/28 300,000,000 2011/08/31
66439 Deutsche Bank AG HSI R Bull CBBC Dec 2011 V 0.250 18,922 per 11,000 units 19,222 per 11,000 units 2011/12/29 150,000,000 2011/09/01
66441 Credit Suisse AG HSI R Bull CBBC Mar 2012 W 0.250 19,500 per 10,000 units 19,700 per 10,000 units 2012/03/29 300,000,000 2011/09/02
66451 Credit Suisse AG China Mobile R Bull CBBC Dec 2011 B 0.250 67 per 100 units 70 per 100 units 2011/12/19 100,000,000 2011/09/05
66458 Credit Suisse AG China Mobile R Bear CBBC Dec 2011 C 0.250 86 per 100 units 83 per 100 units 2011/12/19 100,000,000 2011/09/05
66456 Credit Suisse AG China Life R Bull CBBC Dec 2011 A 0.360 15.720 16.720 2011/12/19 100,000,000 2011/09/05
66460 Credit Suisse AG China Life R Bear CBBC Dec 2011 B 0.560 24.650 23.650 2011/12/19 100,000,000 2011/09/05
66448 Credit Suisse AG Hutchison R Bull CBBC Dec 2011 D 0.250 65.35 per 100 units 69.35 per 100 units 2011/12/19 100,000,000 2011/09/05
66457 Credit Suisse AG Hutchison R Bear CBBC Dec 2011 E 0.250 83.40 per 100 units 79.40 per 100 units 2011/12/19 100,000,000 2011/09/05
66461 Credit Suisse AG TCH R Bull CBBC Jan 2012 D 0.250 162 per 100 units 170 per 100 units 2012/01/16 100,000,000 2011/09/05
66463 KBC Fin Products Int’l Ltd. HSI R Bull CBBC Jan 2012 I 0.250 19,100 per 10,000 units 19,400 per 10,000 units 2012/01/30 128,000,000 2011/09/05
66442 Macquarie Bank Ltd. HSI R Bear CBBC Mar 2012 A 0.251 20,788 per 9,000 units 20,388 per 9,000 units 2012/03/29 388,000,000 2011/09/05
66445 Macquarie Bank Ltd. HSI R Bear CBBC Mar 2012 B 0.251 21,200 per 8,000 units 20,800 per 8,000 units 2012/03/29 388,000,000 2011/09/05
66447 SGA Societe Generale Acceptance N.V. HSI R Bear CBBC Feb 12I 0.330 22,000 per 10,000 units 21,800 per 10,000 units 2012/02/28 300,000,000 2011/09/05
65710 # UBS AG HSI R Bear CBBC Nov 2011 P 0.081 21,200 per 10,000 units 21,000 per 10,000 units 2011/11/29 300,000,000 2011/09/05
66482 BNP Paribas Arbit Issu B.V. HSI R Bull CBBC Mar 2012 S 0.250 19,600 per 12,000 units 19,800 per 12,000 units 2012/03/29 200,000,000 2011/09/06
66483 BNP Paribas Arbit Issu B.V. HSI R Bull CBBC Mar 2012 T 0.250 19,700 per 12,000 units 19,900 per 12,000 units 2012/03/29 200,000,000 2011/09/06
66484 BNP Paribas Arbit Issu B.V. HSI R Bull CBBC Mar 2012 U 0.250 19,800 per 12,000 units 20,000 per 12,000 units 2012/03/29 200,000,000 2011/09/06
66478 Credit Suisse AG HSI R Bull CBBC Feb 2012 C 0.250 19,900 per 10,000 units 20,100 per 10,000 units 2012/02/28 300,000,000 2011/09/06
66481 Credit Suisse AG HSI R Bull CBBC Mar 2012 X 0.250 19,700 per 10,000 units 19,900 per 10,000 units 2012/03/29 300,000,000 2011/09/06
66474 Credit Suisse AG HSI R Bear CBBC Dec 2011 D 0.250 20,500 per 10,000 units 20,300 per 10,000 units 2011/12/29 300,000,000 2011/09/06
66465 Deutsche Bank AG HSI R Bull CBBC Dec 2011 W 0.250 19,322 per 11,000 units 19,622 per 11,000 units 2011/12/29 150,000,000 2011/09/06
66466 Deutsche Bank AG HSI R Bear CBBC Dec 2011 X 0.280 21,622 per 11,000 units 21,322 per 11,000 units 2011/12/29 150,000,000 2011/09/06
66467 Deutsche Bank AG HSI R Bear CBBC Dec 2011 Y 0.250 21,222 per 11,000 units 20,922 per 11,000 units 2011/12/29 150,000,000 2011/09/06
66468 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC Jan12R 0.250 19,700 per 12,000 units 19,900 per 12,000 units 2012/01/30 300,000,000 2011/09/06
66469 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC Jan12S 0.250 19,800 per 10,000 units 20,000 per 10,000 units 2012/01/30 300,000,000 2011/09/06
66470 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC Jan12U 0.250 19,900 per 10,000 units 20,100 per 10,000 units 2012/01/30 300,000,000 2011/09/06
66471 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC Jan12V 0.250 20,000 per 12,000 units 20,200 per 12,000 units 2012/01/30 300,000,000 2011/09/06
66472 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC Jan12W 0.250 20,100 per 10,000 units 20,300 per 10,000 units 2012/01/30 300,000,000 2011/09/06
66464 SGA Societe Generale Acceptance N.V. TCH R Bull CBBC Mar12A 0.280 152 per 100 units 160 per 100 units 2012/03/26 100,000,000 2011/09/06
65336 # HK Bank HSI R Bear CBBC Feb 2012 C 0.184 23,088 per 15,000 units 22,888 per 15,000 units 2012/02/28 150,000,000 2011/09/06
66499 BNP Paribas Arbit Issu B.V. HSI R Bull CBBC Mar 2012 V 0.250 19,900 per 12,000 units 20,100 per 12,000 units 2012/03/29 200,000,000 2011/09/07
66500 BNP Paribas Arbit Issu B.V. HSI R Bull CBBC Mar 2012 W 0.250 20,000 per 12,000 units 20,200 per 12,000 units 2012/03/29 200,000,000 2011/09/07
66494 Credit Suisse AG CNOOC R Bull CBBC Jan 2012 A 0.300 12.440 13.240 2012/01/16 100,000,000 2011/09/07

66495 Credit Suisse AG HSI R Bull CBBC Feb 2012 E 0.250 19,800 per 12,000 units 20,000 per 12,000 units 2012/02/28 300,000,000 2011/09/07
66496 Credit Suisse AG HSI R Bull CBBC Mar 2012 Y 0.250 20,000 per 12,000 units 20,200 per 12,000 units 2012/03/29 300,000,000 2011/09/07
66497 Credit Suisse AG HSI R Bear CBBC Dec 2011 G 0.250 20,600 per 12,000 units 20,400 per 12,000 units 2011/12/29 300,000,000 2011/09/07
66491 Deutsche Bank AG HSI R Bull CBBC Dec 2011 Z 0.250 19,522 per 11,000 units 19,822 per 11,000 units 2011/12/29 150,000,000 2011/09/07
66493 Deutsche Bank AG HSI R Bear CBBC Dec 2011 E 0.250 23,022 per 16,000 units 22,522 per 16,000 units 2011/12/29 150,000,000 2011/09/07
66490 HK Bank ABC R Bull CBBC Aug 2012 A 0.250 3.180 3.380 2012/08/28 80,000,000 2011/09/07
66489 HK Bank Hutchison R Bull CBBC Jun 2012 B 0.250 62.88 per 100 units 66.88 per 100 units 2012/06/28 80,000,000 2011/09/07
66501 KBC Fin Products Int’l Ltd. HSI R Bull CBBC Feb 2012 E 0.250 19,500 per 15,000 units 19,700 per 15,000 units 2012/02/28 188,000,000 2011/09/07
66486 CC Rabobank B.A. HSI R Bull CBBC Mar 2012 A 0.250 19,200 per 12,000 units 19,600 per 12,000 units 2012/03/29 150,000,000 2011/09/07
66488 CC Rabobank B.A. HSI R Bull CBBC Mar 2012 B 0.250 19,600 per 12,000 units 20,000 per 12,000 units 2012/03/29 150,000,000 2011/09/07
66485 SGA Societe Generale Acceptance N.V. HSI R Bear CBBC Feb 12J 0.250 20,500 per 10,000 units 20,300 per 10,000 units 2012/02/28 300,000,000 2011/09/07
66012 # UBS AG HSI R Bull CBBC Dec 2011 K 0.113 18,800 per 12,000 units 19,000 per 12,000 units 2011/12/29 300,000,000 2011/09/07
66523 BNP Paribas Arbit Issu B.V. HSI R Bull CBBC Mar 2012 X 0.250 20,100 per 12,000 units 20,300 per 12,000 units 2012/03/29 200,000,000 2011/09/08
66524 BNP Paribas Arbit Issu B.V. HSI R Bull CBBC Mar 2012 Y 0.250 20,200 per 12,000 units 20,400 per 12,000 units 2012/03/29 200,000,000 2011/09/08
66525 BNP Paribas Arbit Issu B.V. HSI R Bull CBBC Mar 2012 Z 0.250 20,300 per 12,000 units 20,500 per 12,000 units 2012/03/29 200,000,000 2011/09/08
66522 Credit Suisse AG AIA R Bull CBBC Jan 2012 A 0.350 24.000 25.000 2012/01/16 100,000,000 2011/09/08
66515 Credit Suisse AG HSI R Bull CBBC Mar 2012 Z 0.250 20,400 per 12,000 units 20,600 per 12,000 units 2012/03/29 300,000,000 2011/09/08
66520 Credit Suisse AG HSI R Bull CBBC Apr 2012 M 0.250 20,200 per 12,000 units 20,400 per 12,000 units 2012/04/27 300,000,000 2011/09/08
66512 Credit Suisse AG HSI R Bear CBBC Dec 2011 V 0.250 20,800 per 12,000 units 20,600 per 12,000 units 2011/12/29 300,000,000 2011/09/08
66513 Credit Suisse AG HSI R Bear CBBC Dec 2011 X 0.250 21,000 per 12,000 units 20,800 per 12,000 units 2011/12/29 300,000,000 2011/09/08
66521 Credit Suisse AG TCH R Bull CBBC Jan 2012 E 0.250 172 per 100 units 180 per 100 units 2012/01/16 100,000,000 2011/09/08
66507 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC Jan 12B 0.250 20,600 per 12,000 units 20,800 per 12,000 units 2012/01/30 300,000,000 2011/09/08
66503 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC Jan 12C 0.250 20,300 per 12,000 units 20,500 per 12,000 units 2012/01/30 300,000,000 2011/09/08
66502 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC Jan 12X 0.250 20,200 per 10,000 units 20,400 per 10,000 units 2012/01/30 300,000,000 2011/09/08
66504 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC Jan 12Y 0.250 20,400 per 10,000 units 20,600 per 10,000 units 2012/01/30 300,000,000 2011/09/08
66506 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC Jan 12Z 0.250 20,500 per 10,000 units 20,700 per 10,000 units 2012/01/30 300,000,000 2011/09/08
66528 SGA Societe Generale Acceptance N.V. HSI R Bear CBBC Feb 12K 0.250 20,900 per 12,000 units 20,700 per 12,000 units 2012/02/28 300,000,000 2011/09/08
66529 SGA Societe Generale Acceptance N.V. HSI R Bear CBBC Feb 12M 0.250 21,000 per 10,000 units 20,800 per 10,000 units 2012/02/28 300,000,000 2011/09/08
66508 SGA Societe Generale Acceptance N.V. HSI R Bear CBBC Feb 12N 0.250 21,100 per 10,000 units 20,900 per 10,000 units 2012/02/28 300,000,000 2011/09/08
66526 SGA Societe Generale Acceptance N.V. HSI R Bear CBBC Feb 12O 0.250 20,800 per 10,000 units 20,600 per 10,000 units 2012/02/28 300,000,000 2011/09/08
66147 # Macquarie Bank Ltd. HSI R Bull CBBC Feb 2012 B 0.145 18,400 per 12,000 units 18,800 per 12,000 units 2012/02/28 200,000,000 2011/09/08
66557 BNP Paribas Arbit Issu B.V. HSI R Bear CBBC Jan 2012 A 0.250 20,600 per 12,000 units 20,400 per 12,000 units 2012/01/30 200,000,000 2011/09/09
66559 BNP Paribas Arbit Issu B.V. HSI R Bear CBBC Jan 2012 B 0.250 20,700 per 12,000 units 20,500 per 12,000 units 2012/01/30 200,000,000 2011/09/09
66563 BNP Paribas Arbit Issu B.V. HSI R Bear CBBC Jan 2012 C 0.250 20,800 per 12,000 units 20,600 per 12,000 units 2012/01/30 200,000,000 2011/09/09
66564 BNP Paribas Arbit Issu B.V. HSI R Bear CBBC Jan 2012 D 0.250 20,900 per 12,000 units 20,700 per 12,000 units 2012/01/30 200,000,000 2011/09/09
66566 BNP Paribas Arbit Issu B.V. HSI R Bear CBBC Jan 2012 E 0.250 21,000 per 12,000 units 20,800 per 12,000 units 2012/01/30 200,000,000 2011/09/09
66567 BNP Paribas Arbit Issu B.V. HSI R Bear CBBC Jan 2012 F 0.250 21,100 per 12,000 units 20,900 per 12,000 units 2012/01/30 200,000,000 2011/09/09
66550 Credit Suisse AG HSI R Bear CBBC Dec 2011 B 0.250 21,100 per 10,000 units 20,900 per 10,000 units 2011/12/29 300,000,000 2011/09/09
66549 Credit Suisse AG HSI R Bear CBBC Dec 2011 Z 0.250 20,900 per 10,000 units 20,700 per 10,000 units 2011/12/29 300,000,000 2011/09/09
66556 Credit Suisse AG HSI R Bear CBBC Jan 2012 M 0.250 20,700 per 10,000 units 20,500 per 10,000 units 2012/01/30 300,000,000 2011/09/09
66541 J P Morgan SP BV HSI R Bull CBBC Jan 2012 C 0.250 19,100 per 15,000 units 19,500 per 15,000 units 2012/01/30 200,000,000 2011/09/09

66543 J P Morgan SP BV HSI R Bull CBBC Jan 2012 D 0.250 18,500 per 15,000 units 19,000 per 15,000 units 2012/01/30 200,000,000 2011/09/09
66544 J P Morgan SP BV HSI R Bull CBBC Jan 2012 E 0.250 19,700 per 10,000 units 20,000 per 10,000 units 2012/01/30 200,000,000 2011/09/09
66546 J P Morgan SP BV HSI R Bull CBBC Jan 2012 F 0.250 19,900 per 15,000 units 20,200 per 15,000 units 2012/01/30 200,000,000 2011/09/09
66547 J P Morgan SP BV HSI R Bull CBBC Jan 2012 G 0.250 20,100 per 10,000 units 20,500 per 10,000 units 2012/01/30 200,000,000 2011/09/09
66568 KBC Fin Products Int’l Ltd. HSI R Bear CBBC Jan 2012 J 0.250 20,700 per 10,000 units 20,400 per 10,000 units 2012/01/30 108,000,000 2011/09/09
66569 KBC Fin Products Int’l Ltd. HSI R Bear CBBC Feb 2012 F 0.250 21,000 per 12,000 units 20,700 per 12,000 units 2012/02/28 128,000,000 2011/09/09
66530 Merrill Lynch Int’l & Co. C.V. HSI R Bull CBBC Mar 2012 A 0.250 19,400 per 12,000 units 19,800 per 12,000 units 2012/03/29 100,000,000 2011/09/09
66533 Merrill Lynch Int’l & Co. C.V. HSI R Bull CBBC Mar 2012 B 0.250 19,800 per 12,000 units 20,200 per 12,000 units 2012/03/29 100,000,000 2011/09/09
66551 SGA Societe Generale Acceptance N.V. HSI R Bear CBBC Feb 12P 0.250 20,600 per 12,000 units 20,400 per 12,000 units 2012/02/28 300,000,000 2011/09/09
66553 SGA Societe Generale Acceptance N.V. HSI R Bear CBBC Feb 12Q 0.250 20,700 per 10,000 units 20,500 per 10,000 units 2012/02/28 300,000,000 2011/09/09
66575 BNP Paribas Arbit Issu B.V. HSI R Bear CBBC Jan 2012 G 0.250 20,000 per 12,000 units 19,800 per 12,000 units 2012/01/30 200,000,000 2011/09/12
66576 BNP Paribas Arbit Issu B.V. HSI R Bear CBBC Jan 2012 H 0.250 20,200 per 12,000 units 20,000 per 12,000 units 2012/01/30 200,000,000 2011/09/12
66577 BNP Paribas Arbit Issu B.V. HSI R Bear CBBC Jan 2012 I 0.250 20,400 per 12,000 units 20,200 per 12,000 units 2012/01/30 200,000,000 2011/09/12
66600 Credit Suisse AG ABC R Bull CBBC May 2012 A 0.250 3.050 3.300 2012/05/14 100,000,000 2011/09/12
66578 Credit Suisse AG HSI R Bull CBBC Apr 2012 N 0.250 19,600 per 12,000 units 19,800 per 12,000 units 2012/04/27 300,000,000 2011/09/12
66595 Credit Suisse AG HSI R Bull CBBC Apr 2012 O 0.250 19,400 per 12,000 units 19,600 per 12,000 units 2012/04/27 400,000,000 2011/09/12
66594 Credit Suisse AG HSI R Bear CBBC Dec 2011 N 0.250 19,900 per 10,000 units 19,700 per 10,000 units 2011/12/29 400,000,000 2011/09/12
66579 Credit Suisse AG HSI R Bear CBBC Jan 2012 N 0.250 20,300 per 10,000 units 20,100 per 10,000 units 2012/01/30 300,000,000 2011/09/12
66587 Deutsche Bank AG HSI R Bull CBBC Dec 2011 M 0.250 18,622 per 11,000 units 18,822 per 11,000 units 2011/12/29 150,000,000 2011/09/12
66584 Deutsche Bank AG HSI R Bear CBBC Dec 2011 F 0.280 20,522 per 11,000 units 20,322 per 11,000 units 2011/12/29 150,000,000 2011/09/12
66582 Deutsche Bank AG HSI R Bear CBBC Dec 2011 I 0.250 20,122 per 11,000 units 19,922 per 11,000 units 2011/12/29 150,000,000 2011/09/12
66585 Deutsche Bank AG HSI R Bear CBBC Dec 2011 L 0.250 20,722 per 16,000 units 20,522 per 16,000 units 2011/12/29 150,000,000 2011/09/12
66588 KBC Fin Products Int’l Ltd. HSI R Bear CBBC Jan 2012 K 0.250 20,100 per 10,000 units 19,800 per 10,000 units 2012/01/30 108,000,000 2011/09/12
66591 KBC Fin Products Int’l Ltd. HSI R Bear CBBC Mar 2012 B 0.250 20,400 per 15,000 units 20,100 per 15,000 units 2012/03/29 158,000,000 2011/09/12
66570 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC Jan 12D 0.250 19,600 per 10,000 units 19,800 per 10,000 units 2012/01/30 300,000,000 2011/09/12
66574 SGA Societe Generale Acceptance N.V. HSI R Bear CBBC Feb 12L 0.250 20,400 per 10,000 units 20,200 per 10,000 units 2012/02/28 300,000,000 2011/09/12
66571 SGA Societe Generale Acceptance N.V. HSI R Bear CBBC Feb 12R 0.250 20,000 per 12,000 units 19,800 per 12,000 units 2012/02/28 300,000,000 2011/09/12
66572 SGA Societe Generale Acceptance N.V. HSI R Bear CBBC Feb 12S 0.250 20,200 per 10,000 units 20,000 per 10,000 units 2012/02/28 300,000,000 2011/09/12
66573 SGA Societe Generale Acceptance N.V. HSI R Bear CBBC Feb 12T 0.250 20,300 per 12,000 units 20,100 per 12,000 units 2012/02/28 300,000,000 2011/09/12
66631 BNP Paribas Arbit Issu B.V. HSI R Bear CBBC Jan 2012 J 0.250 19,800 per 12,000 units 19,600 per 12,000 units 2012/01/30 200,000,000 2011/09/14
66633 BNP Paribas Arbit Issu B.V. HSI R Bear CBBC Jan 2012 K 0.250 20,100 per 12,000 units 19,900 per 12,000 units 2012/01/30 200,000,000 2011/09/14
66634 BNP Paribas Arbit Issu B.V. HSI R Bear CBBC Jan 2012 L 0.250 20,300 per 12,000 units 20,100 per 12,000 units 2012/01/30 200,000,000 2011/09/14
66666 Credit Suisse AG HSI R Bull CBBC Mar 2012 B 0.250 19,500 per 10,000 units 19,700 per 10,000 units 2012/03/29 400,000,000 2011/09/14
66664 Credit Suisse AG HSI R Bull CBBC Mar 2012 D 0.250 19,300 per 10,000 units 19,500 per 10,000 units 2012/03/29 400,000,000 2011/09/14
66665 Credit Suisse AG HSI R Bull CBBC Apr 2012 P 0.250 19,000 per 10,000 units 19,300 per 10,000 units 2012/04/27 400,000,000 2011/09/14
66661 Credit Suisse AG HSI R Bear CBBC Jan 2012 O 0.250 20,400 per 12,000 units 20,200 per 12,000 units 2012/01/30 400,000,000 2011/09/14
66658 Credit Suisse AG HSI R Bear CBBC Jan 2012 W 0.250 20,100 per 12,000 units 19,800 per 12,000 units 2012/01/30 400,000,000 2011/09/14
66643 Deutsche Bank AG HSI R Bull CBBC Dec 2011 D 0.400 15,822 per 16,000 units 16,022 per 16,000 units 2011/12/29 150,000,000 2011/09/14
66644 Deutsche Bank AG HSI R Bull CBBC Dec 2011 G 0.310 17,822 per 11,000 units 18,022 per 11,000 units 2011/12/29 150,000,000 2011/09/14
66648 Deutsche Bank AG HSI R Bull CBBC Dec 2011 S 0.250 18,422 per 11,000 units 18,622 per 11,000 units 2011/12/29 150,000,000 2011/09/14
66637 Deutsche Bank AG HSI R Bear CBBC Dec 2011 B 0.250 19,722 per 16,000 units 19,522 per 16,000 units 2011/12/29 150,000,000 2011/09/14

66638 Deutsche Bank AG HSI R Bear CBBC Dec 2011 C 0.270 19,922 per 11,000 units 19,722 per 11,000 units 2011/12/29 150,000,000 2011/09/14
66602 Merrill Lynch Int’l & Co. C.V. HSI R Bull CBBC Mar 2012 C 0.255 18,000 per 12,000 units 18,400 per 12,000 units 2012/03/29 100,000,000 2011/09/14
66603 Merrill Lynch Int’l & Co. C.V. HSI R Bull CBBC Mar 2012 D 0.250 18,400 per 12,000 units 18,800 per 12,000 units 2012/03/29 100,000,000 2011/09/14
66608 Merrill Lynch Int’l & Co. C.V. HSI R Bull CBBC Mar 2012 E 0.265 17,200 per 12,000 units 17,700 per 12,000 units 2012/03/29 100,000,000 2011/09/14
66609 Merrill Lynch Int’l & Co. C.V. HSI R Bull CBBC Mar 2012 F 0.260 17,600 per 12,000 units 18,000 per 12,000 units 2012/03/29 100,000,000 2011/09/14
66611 Merrill Lynch Int’l & Co. C.V. HSI R Bear CBBC Mar 2012 G 0.250 20,900 per 12,000 units 20,600 per 12,000 units 2012/03/29 100,000,000 2011/09/14
66615 Merrill Lynch Int’l & Co. C.V. HSI R Bear CBBC Mar 2012 H 0.255 21,200 per 12,000 units 20,900 per 12,000 units 2012/03/29 100,000,000 2011/09/14
66617 Merrill Lynch Int’l & Co. C.V. HSI R Bear CBBC Mar 2012 I 0.260 21,500 per 12,000 units 21,200 per 12,000 units 2012/03/29 100,000,000 2011/09/14
66618 CC Rabobank B.A. HSI R Bull CBBC Mar 2012 C 0.250 17,200 per 12,000 units 17,600 per 12,000 units 2012/03/29 150,000,000 2011/09/14
66620 CC Rabobank B.A. HSI R Bear CBBC Mar 2012 D 0.250 20,400 per 12,000 units 20,000 per 12,000 units 2012/03/29 150,000,000 2011/09/14
66621 CC Rabobank B.A. HSI R Bear CBBC Mar 2012 E 0.250 20,800 per 12,000 units 20,400 per 12,000 units 2012/03/29 150,000,000 2011/09/14
66622 CC Rabobank B.A. HSI R Bear CBBC Mar 2012 F 0.250 21,200 per 12,000 units 20,800 per 12,000 units 2012/03/29 150,000,000 2011/09/14
66649 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC Apr 12E 0.375 16,900 per 10,000 units 17,100 per 10,000 units 2012/04/27 300,000,000 2011/09/14
66650 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC Apr 12F 0.300 17,000 per 12,000 units 17,200 per 12,000 units 2012/04/27 300,000,000 2011/09/14
66651 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC Apr 12G 0.350 17,100 per 10,000 units 17,300 per 10,000 units 2012/04/27 300,000,000 2011/09/14
66652 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC Apr 12H 0.335 17,200 per 10,000 units 17,400 per 10,000 units 2012/04/27 300,000,000 2011/09/14
66654 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC Apr 12I 0.270 17,300 per 12,000 units 17,500 per 12,000 units 2012/04/27 300,000,000 2011/09/14
66630 SGA Societe Generale Acceptance N.V. HSI R Bear CBBC Feb 12U 0.250 19,900 per 10,000 units 19,700 per 10,000 units 2012/02/28 300,000,000 2011/09/14
66678 BNP Paribas Arbit Issu B.V. HSI R Bull CBBC May 2012 A 0.250 19,100 per 12,000 units 19,300 per 12,000 units 2012/05/30 200,000,000 2011/09/15
66686 BNP Paribas Arbit Issu B.V. HSI R Bull CBBC May 2012 B 0.250 19,200 per 12,000 units 19,400 per 12,000 units 2012/05/30 200,000,000 2011/09/15
66690 BNP Paribas Arbit Issu B.V. HSI R Bull CBBC May 2012 C 0.250 19,300 per 12,000 units 19,500 per 12,000 units 2012/05/30 200,000,000 2011/09/15
66696 BNP Paribas Arbit Issu B.V. HSI R Bull CBBC May 2012 D 0.250 19,400 per 12,000 units 19,600 per 12,000 units 2012/05/30 200,000,000 2011/09/15
66697 BNP Paribas Arbit Issu B.V. HSI R Bull CBBC May 2012 E 0.250 19,500 per 12,000 units 19,700 per 12,000 units 2012/05/30 200,000,000 2011/09/15
66703 BNP Paribas Arbit Issu B.V. HSI R Bull CBBC May 2012 F 0.250 19,600 per 12,000 units 19,800 per 12,000 units 2012/05/30 200,000,000 2011/09/15
66704 BNP Paribas Arbit Issu B.V. HSI R Bull CBBC May 2012 G 0.250 19,700 per 12,000 units 19,900 per 12,000 units 2012/05/30 200,000,000 2011/09/15
66672 Credit Suisse AG HSI R Bull CBBC Feb 2012 F 0.250 19,200 per 12,000 units 19,400 per 12,000 units 2012/02/28 400,000,000 2011/09/15
66673 Credit Suisse AG HSI R Bull CBBC Mar 2012 C 0.250 19,700 per 10,000 units 19,900 per 10,000 units 2012/03/29 400,000,000 2011/09/15
66675 Credit Suisse AG HSI R Bull CBBC Apr 2012 Q 0.250 19,800 per 12,000 units 20,000 per 12,000 units 2012/04/27 400,000,000 2011/09/15
66671 Credit Suisse AG HSI R Bear CBBC Dec 2011 J 0.250 20,100 per 10,000 units 19,900 per 10,000 units 2011/12/29 400,000,000 2011/09/15
66677 Deutsche Bank AG HSI R Bull CBBC Dec 2011 T 0.250 19,422 per 11,000 units 19,622 per 11,000 units 2011/12/29 150,000,000 2011/09/15
66674 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC Jan 12R 0.250 19,800 per 10,000 units 20,000 per 10,000 units 2012/01/30 300,000,000 2011/09/15
66669 SGA Societe Generale Acceptance N.V. HSI R Bear CBBC Feb 12V 0.250 20,100 per 10,000 units 19,900 per 10,000 units 2012/02/28 300,000,000 2011/09/15
66706 Credit Suisse AG HSI R Bull CBBC May 2012 F 0.250 19,650 per 10,000 units 19,950 per 10,000 units 2012/05/30 400,000,000 2011/09/16
66705 Credit Suisse AG HSI R Bear CBBC Dec 2011 P 0.250 20,200 per 12,000 units 20,000 per 12,000 units 2011/12/29 400,000,000 2011/09/16
66709 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC Jan 12S 0.250 18,800 per 12,000 units 19,000 per 12,000 units 2012/01/30 300,000,000 2011/09/16
66712 KBC Fin Products Int’l Ltd. HSI R Bull CBBC Jan 2012 L 0.250 19,100 per 10,000 units 19,400 per 10,000 units 2012/01/30 128,000,000 2011/09/19

66745 BNP Paribas Arbit Issu B.V. HSI R Bear CBBC Feb 2012 E 0.250 19,500 per 12,000 units 19,300 per 12,000 units 2012/02/28 200,000,000 2011/09/20
66747 BNP Paribas Arbit Issu B.V. HSI R Bear CBBC Feb 2012 X 0.250 19,700 per 12,000 units 19,500 per 12,000 units 2012/02/28 200,000,000 2011/09/20
66748 BNP Paribas Arbit Issu B.V. HSI R Bear CBBC Feb 2012 Y 0.250 19,900 per 12,000 units 19,700 per 12,000 units 2012/02/28 200,000,000 2011/09/20
66774 Credit Suisse AG HSI R Bull CBBC Mar 2012 P 0.250 18,900 per 10,000 units 19,100 per 10,000 units 2012/03/29 400,000,000 2011/09/20
66775 Credit Suisse AG HSI R Bull CBBC Apr 2012 R 0.250 19,200 per 12,000 units 19,400 per 12,000 units 2012/04/27 400,000,000 2011/09/20
66733 Credit Suisse AG HSI R Bear CBBC Dec 2011 C 0.250 19,600 per 10,000 units 19,400 per 10,000 units 2011/12/29 400,000,000 2011/09/20
66731 Credit Suisse AG HSI R Bear CBBC Dec 2011 U 0.250 19,400 per 10,000 units 19,200 per 10,000 units 2011/12/29 400,000,000 2011/09/20
66765 Credit Suisse AG HSI R Bear CBBC Dec 2011 Y 0.250 19,300 per 10,000 units 19,100 per 10,000 units 2011/12/29 400,000,000 2011/09/20
66758 Deutsche Bank AG HSI R Bull CBBC Jan 2012 C 0.250 17,222 per 11,000 units 17,422 per 11,000 units 2012/01/30 150,000,000 2011/09/20
66752 Deutsche Bank AG HSI R Bear CBBC Jan 2012 A 0.270 19,522 per 11,000 units 19,322 per 11,000 units 2012/01/30 150,000,000 2011/09/20
66756 Deutsche Bank AG HSI R Bear CBBC Jan 2012 B 0.250 19,322 per 11,000 units 19,122 per 11,000 units 2012/01/30 150,000,000 2011/09/20
66714 HK Bank China Mobile R Bull CBBC Jul 2012 A 0.250 65.88 per 100 units 68.88 per 100 units 2012/07/18 80,000,000 2011/09/20
66718 HK Bank China Mobile R Bear CBBC Apr 2012 A 0.250 95.88 per 100 units 92.88 per 100 units 2012/04/18 80,000,000 2011/09/20
66724 HK Bank Cheung Kong R Bull CBBC Jun 2012 C 0.250 83.88 per 100 units 88.88 per 100 units 2012/06/28 80,000,000 2011/09/20
66717 HK Bank China Life R Bull CBBC Jul 2012 B 0.250 14.38 per 100 units 15.88 per 100 units 2012/07/16 80,000,000 2011/09/20
66720 HK Bank China Life R Bear CBBC Jul 2012 C 0.250 25.38 per 100 units 23.88 per 100 units 2012/07/16 80,000,000 2011/09/20
66713 HK Bank TCH R Bull CBBC Jun 2012 A 0.290 156.88 per 100 units 164.88 per 100 units 2012/06/28 80,000,000 2011/09/20
66763 KBC Fin Products Int’l Ltd. HSI R Bear CBBC Jan 2012 M 0.250 19,600 per 8,000 units 19,200 per 8,000 units 2012/01/30 108,000,000 2011/09/20
66764 KBC Fin Products Int’l Ltd. HSI R Bear CBBC Feb 2012 G 0.250 19,900 per 12,000 units 19,500 per 12,000 units 2012/02/28 128,000,000 2011/09/20
66725 CC Rabobank B.A. HSI R Bull CBBC Mar 2012 G 0.250 16,800 per 11,000 units 17,200 per 11,000 units 2012/03/29 150,000,000 2011/09/20
66727 CC Rabobank B.A. HSI R Bear CBBC Mar 2012 H 0.250 20,000 per 11,000 units 19,600 per 11,000 units 2012/03/29 150,000,000 2011/09/20
66738 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC Mar 12T 0.250 18,900 per 10,000 units 19,100 per 10,000 units 2012/03/29 300,000,000 2011/09/20
66734 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC Apr 12J 0.395 16,500 per 10,000 units 16,700 per 10,000 units 2012/04/27 300,000,000 2011/09/20
66735 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC Apr 12K 0.310 16,700 per 12,000 units 16,900 per 12,000 units 2012/04/27 300,000,000 2011/09/20
66784 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC Apr 12L 0.435 16,000 per 10,000 units 16,200 per 10,000 units 2012/04/27 300,000,000 2011/09/20
66785 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC Apr 12M 0.410 16,200 per 10,000 units 16,400 per 10,000 units 2012/04/27 300,000,000 2011/09/20
66787 SGA Societe Generale Acceptance N.V. HSI R Bear CBBC Jan 12B 0.250 19,400 per 12,000 units 19,200 per 12,000 units 2012/01/30 300,000,000 2011/09/20
66739 SGA Societe Generale Acceptance N.V. HSI R Bear CBBC Jan 12U 0.250 19,500 per 10,000 units 19,300 per 10,000 units 2012/01/30 300,000,000 2011/09/20
66744 SGA Societe Generale Acceptance N.V. HSI R Bear CBBC Jan 12V 0.250 19,600 per 10,000 units 19,400 per 10,000 units 2012/01/30 300,000,000 2011/09/20
66786 SGA Societe Generale Acceptance N.V. HSI R Bear CBBC Jan 12W 0.250 19,300 per 10,000 units 19,100 per 10,000 units 2012/01/30 300,000,000 2011/09/20
66821 BNP Paribas Arbit Issu B.V. HSI R Bull CBBC May 2012 H 0.250 18,700 per 12,000 units 18,900 per 12,000 units 2012/05/30 200,000,000 2011/09/21
66822 BNP Paribas Arbit Issu B.V. HSI R Bull CBBC May 2012 I 0.250 18,600 per 12,000 units 18,800 per 12,000 units 2012/05/30 200,000,000 2011/09/21
66823 BNP Paribas Arbit Issu B.V. HSI R Bull CBBC May 2012 J 0.250 18,500 per 12,000 units 18,700 per 12,000 units 2012/05/30 200,000,000 2011/09/21
66818 Credit Suisse AG HSI R Bull CBBC Apr 2012 T 0.250 18,500 per 10,000 units 18,700 per 10,000 units 2012/04/27 400,000,000 2011/09/21
66820 Credit Suisse AG HSI R Bull CBBC Apr 2012 U 0.250 18,700 per 12,000 units 19,000 per 12,000 units 2012/04/27 400,000,000 2011/09/21
66817 Credit Suisse AG HSI R Bear CBBC Jan 2012 C 0.250 19,900 per 12,000 units 19,600 per 12,000 units 2012/01/30 400,000,000 2011/09/21
66812 Credit Suisse AG HSI R Bear CBBC Jan 2012 P 0.250 19,300 per 12,000 units 19,000 per 12,000 units 2012/01/30 400,000,000 2011/09/21
66809 Credit Suisse AG TCH R Bear CBBC Feb 2012 A 0.250 198 per 100 units 190 per 100 units 2012/02/13 100,000,000 2011/09/21
66805 Deutsche Bank AG HSI R Bull CBBC Jan 2012 E 0.250 17,622 per 11,000 units 17,822 per 11,000 units 2012/01/30 150,000,000 2011/09/21

66807 Deutsche Bank AG HSI R Bull CBBC Jan 2012 F 0.350 16,622 per 11,000 units 16,822 per 11,000 units 2012/01/30 150,000,000 2011/09/21
66800 Deutsche Bank AG HSI R Bear CBBC Jan 2012 D 0.250 19,122 per 11,000 units 18,922 per 11,000 units 2012/01/30 150,000,000 2011/09/21
66808 Macquarie Bank Ltd. HSI R Bull CBBC Mar 2012 C 0.250 17,600 per 8,000 units 18,000 per 8,000 units 2012/03/29 300,000,000 2011/09/21
66788 Merrill Lynch Int’l & Co. C.V. HSI R Bull CBBC Mar 2012 J 0.260 16,300 per 12,000 units 16,700 per 12,000 units 2012/03/29 100,000,000 2011/09/21
66789 Merrill Lynch Int’l & Co. C.V. HSI R Bull CBBC Mar 2012 K 0.255 16,600 per 12,000 units 17,000 per 12,000 units 2012/03/29 100,000,000 2011/09/21
66790 Merrill Lynch Int’l & Co. C.V. HSI R Bull CBBC Mar 2012 L 0.250 16,900 per 12,000 units 17,300 per 12,000 units 2012/03/29 100,000,000 2011/09/21
66793 Merrill Lynch Int’l & Co. C.V. HSI R Bear CBBC Mar 2012 M 0.250 20,200 per 12,000 units 19,900 per 12,000 units 2012/03/29 100,000,000 2011/09/21
66798 Merrill Lynch Int’l & Co. C.V. HSI R Bear CBBC Mar 2012 N 0.255 20,600 per 12,000 units 20,300 per 12,000 units 2012/03/29 100,000,000 2011/09/21
66008 # UBS AG HSI R Bull CBBC Apr 2012 G 0.105 18,400 per 10,000 units 18,600 per 10,000 units 2012/04/27 300,000,000 2011/09/21
66836 Credit Suisse AG HSI R Bull CBBC Mar 2012 O 0.250 18,600 per 10,000 units 18,900 per 10,000 units 2012/03/29 400,000,000 2011/09/22
66832 J P Morgan SP BV HSI R Bull CBBC Jan 2012 K 0.250 18,500 per 15,000 units 18,800 per 15,000 units 2012/01/30 200,000,000 2011/09/22
66833 J P Morgan SP BV HSI R Bull CBBC Jan 2012 L 0.250 17,800 per 10,000 units 18,200 per 10,000 units 2012/01/30 200,000,000 2011/09/22
66827 J P Morgan SP BV HSI R Bear CBBC Jan 2012 H 0.250 20,800 per 15,000 units 20,500 per 15,000 units 2012/01/30 200,000,000 2011/09/22
66828 J P Morgan SP BV HSI R Bear CBBC Jan 2012 I 0.250 20,300 per 15,000 units 20,000 per 15,000 units 2012/01/30 200,000,000 2011/09/22
66829 J P Morgan SP BV HSI R Bear CBBC Jan 2012 J 0.250 20,000 per 10,000 units 19,500 per 10,000 units 2012/01/30 200,000,000 2011/09/22
66835 Macquarie Bank Ltd. HSI R Bull CBBC Mar 2012 D 0.250 18,000 per 8,000 units 18,400 per 8,000 units 2012/03/29 300,000,000 2011/09/22
66824 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC Mar 12U 0.250 18,500 per 12,000 units 18,700 per 12,000 units 2012/03/29 300,000,000 2011/09/22
66825 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC Mar 12V 0.250 18,600 per 10,000 units 18,800 per 10,000 units 2012/03/29 300,000,000 2011/09/22
66826 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC Mar 12W 0.250 18,700 per 10,000 units 18,900 per 10,000 units 2012/03/29 300,000,000 2011/09/22
66878 BNP Paribas Arbit Issu B.V. HSI R Bull CBBC May 2012 K 0.250 18,800 per 12,000 units 19,000 per 12,000 units 2012/05/30 200,000,000 2011/09/23
66879 BNP Paribas Arbit Issu B.V. HSI R Bull CBBC May 2012 L 0.250 18,900 per 12,000 units 19,100 per 12,000 units 2012/05/30 200,000,000 2011/09/23
66880 BNP Paribas Arbit Issu B.V. HSI R Bull CBBC May 2012 M 0.250 19,000 per 12,000 units 19,200 per 12,000 units 2012/05/30 200,000,000 2011/09/23
66881 BNP Paribas Arbit Issu B.V. HSI R Bull CBBC May 2012 N 0.250 19,100 per 12,000 units 19,300 per 12,000 units 2012/05/30 200,000,000 2011/09/23
66872 Credit Suisse AG HSI R Bull CBBC Mar 2012 Q 0.250 19,000 per 10,000 units 19,300 per 10,000 units 2012/03/29 400,000,000 2011/09/23
66874 Credit Suisse AG HSI R Bull CBBC Mar 2012 T 0.250 19,300 per 10,000 units 19,500 per 10,000 units 2012/03/29 400,000,000 2011/09/23
66875 Credit Suisse AG HSI R Bull CBBC May 2012 G 0.250 18,600 per 12,000 units 18,800 per 12,000 units 2012/05/30 400,000,000 2011/09/23
66870 Credit Suisse AG HSI R Bear CBBC Jan 2012 D 0.250 19,800 per 10,000 units 19,500 per 10,000 units 2012/01/30 400,000,000 2011/09/23
66868 Deutsche Bank AG HSI R Bull CBBC Dec 2011 W 0.250 18,822 per 11,000 units 19,022 per 11,000 units 2011/12/29 150,000,000 2011/09/23
66869 Deutsche Bank AG HSI R Bull CBBC Jan 2012 H 0.270 18,622 per 11,000 units 18,822 per 11,000 units 2012/01/30 150,000,000 2011/09/23
66861 Deutsche Bank AG HSI R Bear CBBC Jan 2012 G 0.250 20,322 per 11,000 units 20,122 per 11,000 units 2012/01/30 150,000,000 2011/09/23
66840 HK Bank CNOOC R Bull CBBC Apr 2012 A 0.250 11.180 11.880 2012/04/18 80,000,000 2011/09/23
66842 HK Bank A50 R Bull CBBC Jul 2012 A 0.250 9.780 10.280 2012/07/18 80,000,000 2011/09/23
66850 HK Bank A50 R Bull CBBC Aug 2012 B 0.250 9.380 9.880 2012/08/28 80,000,000 2011/09/23
66856 HK Bank HSI R Bull CBBC Jun 2012 C 0.250 18,488 per 12,000 units 18,888 per 12,000 units 2012/06/28 100,000,000 2011/09/23
66857 HK Bank HSI R Bear CBBC Jul 2012 B 0.250 21,088 per 15,000 units 20,688 per 15,000 units 2012/07/30 100,000,000 2011/09/23
66841 HK Bank Hutchison R Bear CBBC Apr 2012 A 0.250 85.88 per 100 units 80.88 per 100 units 2012/04/18 80,000,000 2011/09/23
66839 CC Rabobank B.A. HSI R Bull CBBC Mar 2012 I 0.250 18,400 per 12,000 units 18,800 per 12,000 units 2012/03/29 150,000,000 2011/09/23
66902 Credit Suisse AG HSI R Bull CBBC Apr 2012 V 0.250 19,000 per 12,000 units 19,200 per 12,000 units 2012/04/27 400,000,000 2011/09/26
66898 Macquarie Bank Ltd. HSCEI R Bull CBBC Mar 2012 A 0.250 9,000 per 5,000 units 9,200 per 5,000 units 2012/03/29 200,000,000 2011/09/26
66899 Macquarie Bank Ltd. HSCEI R Bear CBBC Mar 2012 B 0.250 10,400 per 5,000 units 10,200 per 5,000 units 2012/03/29 200,000,000 2011/09/26
66882 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC Mar 12X 0.250 19,000 per 10,000 units 19,200 per 10,000 units 2012/03/29 300,000,000 2011/09/26

66888 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC Mar 12Y 0.250 19,100 per 12,000 units 19,300 per 12,000 units 2012/03/29 300,000,000 2011/09/26
66889 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC Mar 12Z 0.250 19,200 per 10,000 units 19,400 per 10,000 units 2012/03/29 300,000,000 2011/09/26
66903 SGA Societe Generale Acceptance N.V. HSI R Bear CBBC Jan 12C 0.250 19,200 per 10,000 units 19,000 per 10,000 units 2012/01/30 300,000,000 2011/09/26
66894 SGA Societe Generale Acceptance N.V. HSI R Bear CBBC Feb 12W 0.250 19,700 per 12,000 units 19,500 per 12,000 units 2012/02/28 300,000,000 2011/09/26
66909 Macquarie Bank Ltd. HSI R Bear CBBC Mar 2012 E 0.250 19,600 per 8,000 units 19,200 per 8,000 units 2012/03/29 200,000,000 2011/09/27
66906 CC Rabobank B.A. HSI R Bear CBBC Mar 2012 J 0.250 19,600 per 11,000 units 19,200 per 11,000 units 2012/03/29 150,000,000 2011/09/27
66946 BNP Paribas Arbit Issu B.V. HSI R Bear CBBC Feb 2012 L 0.250 19,600 per 12,000 units 19,400 per 12,000 units 2012/02/28 200,000,000 2011/09/28
66949 BNP Paribas Arbit Issu B.V. HSI R Bear CBBC Feb 2012 W 0.250 19,800 per 12,000 units 19,600 per 12,000 units 2012/02/28 200,000,000 2011/09/28
66927 Credit Suisse AG HSI R Bull CBBC Apr 2012 W 0.250 18,400 per 10,000 units 18,700 per 10,000 units 2012/04/27 400,000,000 2011/09/28
66944 Credit Suisse AG HSI R Bull CBBC Apr 2012 X 0.250 18,800 per 12,000 units 19,000 per 12,000 units 2012/04/27 400,000,000 2011/09/28
66933 Deutsche Bank AG HSI R Bull CBBC Dec 2011 U 0.250 17,022 per 11,000 units 17,222 per 11,000 units 2011/12/29 150,000,000 2011/09/28
66928 Deutsche Bank AG HSI R Bull CBBC Dec 2011 Z 0.310 16,422 per 11,000 units 16,622 per 11,000 units 2011/12/29 150,000,000 2011/09/28
66937 Deutsche Bank AG HSI R Bear CBBC Dec 2011 A 0.250 19,222 per 16,000 units 19,022 per 16,000 units 2011/12/29 150,000,000 2011/09/28
66936 Deutsche Bank AG HSI R Bear CBBC Dec 2011 V 0.300 19,722 per 11,000 units 19,522 per 11,000 units 2011/12/29 150,000,000 2011/09/28
66951 SGA Societe Generale Acceptance N.V. HSI R Bear CBBC Jan 12X 0.250 19,100 per 12,000 units 18,900 per 12,000 units 2012/01/30 300,000,000 2011/09/28
67075 BNP Paribas Arbit Issu B.V. HSI R Bull CBBC May 2012 O 0.250 15,300 per 12,000 units 15,500 per 12,000 units 2012/05/30 200,000,000 2011/09/29
67076 BNP Paribas Arbit Issu B.V. HSI R Bull CBBC May 2012 P 0.250 15,900 per 12,000 units 16,100 per 12,000 units 2012/05/30 200,000,000 2011/09/29
67077 BNP Paribas Arbit Issu B.V. HSI R Bull CBBC May 2012 Q 0.250 16,000 per 12,000 units 16,200 per 12,000 units 2012/05/30 200,000,000 2011/09/29
67079 BNP Paribas Arbit Issu B.V. HSI R Bull CBBC May 2012 R 0.250 16,100 per 12,000 units 16,300 per 12,000 units 2012/05/30 200,000,000 2011/09/29
67084 BNP Paribas Arbit Issu B.V. HSI R Bull CBBC May 2012 S 0.250 16,200 per 12,000 units 16,400 per 12,000 units 2012/05/30 200,000,000 2011/09/29
67086 BNP Paribas Arbit Issu B.V. HSI R Bull CBBC May 2012 T 0.250 16,400 per 12,000 units 16,600 per 12,000 units 2012/05/30 200,000,000 2011/09/29
67087 BNP Paribas Arbit Issu B.V. HSI R Bull CBBC May 2012 U 0.250 16,500 per 12,000 units 16,700 per 12,000 units 2012/05/30 200,000,000 2011/09/29
67088 BNP Paribas Arbit Issu B.V. HSI R Bull CBBC May 2012 V 0.250 16,600 per 12,000 units 16,800 per 12,000 units 2012/05/30 200,000,000 2011/09/29
67091 BNP Paribas Arbit Issu B.V. HSI R Bull CBBC May 2012 W 0.250 16,700 per 12,000 units 16,900 per 12,000 units 2012/05/30 200,000,000 2011/09/29
67097 BNP Paribas Arbit Issu B.V. HSI R Bull CBBC May 2012 X 0.250 16,900 per 12,000 units 17,100 per 12,000 units 2012/05/30 200,000,000 2011/09/29
67098 BNP Paribas Arbit Issu B.V. HSI R Bear CBBC Jan 2012 M 0.250 18,500 per 12,000 units 18,300 per 12,000 units 2012/01/30 200,000,000 2011/09/29
67099 BNP Paribas Arbit Issu B.V. HSI R Bear CBBC Jan 2012 N 0.250 18,700 per 12,000 units 18,500 per 12,000 units 2012/01/30 200,000,000 2011/09/29
67100 BNP Paribas Arbit Issu B.V. HSI R Bear CBBC Jan 2012 O 0.250 18,900 per 12,000 units 18,700 per 12,000 units 2012/01/30 200,000,000 2011/09/29
67101 BNP Paribas Arbit Issu B.V. HSI R Bear CBBC Jan 2012 P 0.250 19,100 per 12,000 units 18,900 per 12,000 units 2012/01/30 200,000,000 2011/09/29
67052 Credit Suisse AG China Life R Bear CBBC Jan 2012 A 0.360 22.500 21.500 2012/01/16 100,000,000 2011/09/29
67042 Credit Suisse AG A50 China R Bull CBBC Feb 2012 A 0.250 9.700 10.000 2012/02/13 100,000,000 2011/09/29
67054 Credit Suisse AG A50 China R Bear CBBC Feb 2012 B 0.250 11.900 11.600 2012/02/13 100,000,000 2011/09/29
67021 Credit Suisse AG HKEx R Bull CBBC Feb 2012 A 0.250 114 per 100 units 120 per 100 units 2012/02/13 100,000,000 2011/09/29
67044 Credit Suisse AG HKEx R Bear CBBC Feb 2012 B 0.250 146 per 100 units 140 per 100 units 2012/02/13 100,000,000 2011/09/29
67179 Credit Suisse AG HSI R Bull CBBC Feb 2012 J 0.250 15,700 per 12,000 units 16,000 per 12,000 units 2012/02/28 400,000,000 2011/09/29
67181 Credit Suisse AG HSI R Bull CBBC Feb 2012 L 0.250 16,300 per 10,000 units 16,500 per 10,000 units 2012/02/28 400,000,000 2011/09/29
67182 Credit Suisse AG HSI R Bull CBBC Feb 2012 M 0.250 17,600 per 10,000 units 17,900 per 10,000 units 2012/02/28 100,000,000 2011/09/29
67183 Credit Suisse AG HSI R Bull CBBC Feb 2012 V 0.250 18,100 per 10,000 units 18,300 per 10,000 units 2012/02/28 400,000,000 2011/09/29
67185 Credit Suisse AG HSI R Bull CBBC Mar 2012 U 0.285 15,300 per 10,000 units 15,500 per 10,000 units 2012/03/29 400,000,000 2011/09/29

67184 Credit Suisse AG HSI R Bull CBBC Mar 2012 W 0.335 14,800 per 10,000 units 15,100 per 10,000 units 2012/03/29 400,000,000 2011/09/29
67186 Credit Suisse AG HSI R Bull CBBC Mar 2012 X 0.250 15,700 per 10,000 units 15,900 per 10,000 units 2012/03/29 400,000,000 2011/09/29
67195 Credit Suisse AG HSI R Bull CBBC Apr 2012 M 0.250 15,500 per 12,000 units 15,800 per 12,000 units 2012/04/27 400,000,000 2011/09/29
67192 Credit Suisse AG HSI R Bull CBBC Apr 2012 Y 0.285 14,700 per 12,000 units 15,000 per 12,000 units 2012/04/27 400,000,000 2011/09/29
67194 Credit Suisse AG HSI R Bull CBBC Apr 2012 Z 0.255 15,100 per 12,000 units 15,400 per 12,000 units 2012/04/27 400,000,000 2011/09/29
67199 Credit Suisse AG HSI R Bull CBBC May 2012 H 0.305 14,500 per 12,000 units 14,800 per 12,000 units 2012/05/30 400,000,000 2011/09/29
67200 Credit Suisse AG HSI R Bull CBBC May 2012 I 0.315 15,000 per 10,000 units 15,300 per 10,000 units 2012/05/30 400,000,000 2011/09/29
67202 Credit Suisse AG HSI R Bull CBBC May 2012 J 0.275 15,400 per 10,000 units 15,700 per 10,000 units 2012/05/30 400,000,000 2011/09/29
67208 Credit Suisse AG HSI R Bull CBBC May 2012 K 0.250 16,500 per 12,000 units 16,800 per 12,000 units 2012/05/30 400,000,000 2011/09/29
67209 Credit Suisse AG HSI R Bull CBBC May 2012 L 0.250 16,700 per 10,000 units 16,900 per 10,000 units 2012/05/30 400,000,000 2011/09/29
67210 Credit Suisse AG HSI R Bull CBBC May 2012 M 0.250 17,200 per 12,000 units 17,400 per 12,000 units 2012/05/30 400,000,000 2011/09/29
67217 Credit Suisse AG HSI R Bull CBBC Jun 2012 J 0.250 12,600 per 38,000 units 13,000 per 38,000 units 2012/06/28 400,000,000 2011/09/29
67218 Credit Suisse AG HSI R Bull CBBC Jun 2012 K 0.415 14,000 per 10,000 units 14,300 per 10,000 units 2012/06/28 400,000,000 2011/09/29
67219 Credit Suisse AG HSI R Bull CBBC Jun 2012 L 0.270 14,900 per 12,000 units 15,200 per 12,000 units 2012/06/28 400,000,000 2011/09/29
67225 Credit Suisse AG HSI R Bull CBBC Jul 2012 C 0.330 13,200 per 15,000 units 13,500 per 15,000 units 2012/07/30 400,000,000 2011/09/29
67239 Credit Suisse AG HSI R Bull CBBC Jul 2012 D 0.370 13,700 per 12,000 units 14,000 per 12,000 units 2012/07/30 400,000,000 2011/09/29
67064 Credit Suisse AG HSI R Bear CBBC Jan 2012 A 0.250 19,000 per 10,000 units 18,700 per 10,000 units 2012/01/30 400,000,000 2011/09/29
67178 Credit Suisse AG HSI R Bear CBBC Jan 2012 B 0.250 18,118 per 10,000 units 17,918 per 10,000 units 2012/01/30 100,000,000 2011/09/29
67063 Credit Suisse AG HSI R Bear CBBC Jan 2012 R 0.250 18,600 per 10,000 units 18,300 per 10,000 units 2012/01/30 400,000,000 2011/09/29
67070 Credit Suisse AG HSI R Bear CBBC Feb 2012 I 0.250 19,200 per 12,000 units 19,000 per 12,000 units 2012/02/28 400,000,000 2011/09/29
67037 Credit Suisse AG TCH R Bull CBBC Feb 2012 B 0.250 140 per 100 units 148 per 100 units 2012/02/13 100,000,000 2011/09/29
67045 Credit Suisse AG TCH R Bear CBBC Feb 2012 C 0.250 178 per 100 units 170 per 100 units 2012/02/13 100,000,000 2011/09/29
67049 Credit Suisse AG TCH R Bear CBBC Feb 2012 D 0.250 188 per 100 units 180 per 100 units 2012/02/13 100,000,000 2011/09/29
66985 Deutsche Bank AG HSI R Bull CBBC Jan 2012 I 0.250 14,822 per 16,000 units 15,022 per 16,000 units 2012/01/30 150,000,000 2011/09/29
67156 Deutsche Bank AG HSI R Bull CBBC Jan 2012 J 0.330 15,222 per 11,000 units 15,422 per 11,000 units 2012/01/30 150,000,000 2011/09/29
67158 Deutsche Bank AG HSI R Bull CBBC Jan 2012 K 0.250 16,022 per 11,000 units 16,222 per 11,000 units 2012/01/30 150,000,000 2011/09/29
66986 Deutsche Bank AG HSI R Bear CBBC Dec 2011 M 0.290 18,722 per 11,000 units 18,522 per 11,000 units 2011/12/29 150,000,000 2011/09/29
66988 Deutsche Bank AG HSI R Bear CBBC Dec 2011 T 0.250 18,322 per 11,000 units 18,122 per 11,000 units 2011/12/29 150,000,000 2011/09/29
67159 Deutsche Bank AG HSI R Bear CBBC Jan 2012 L 0.250 18,122 per 11,000 units 17,922 per 11,000 units 2012/01/30 150,000,000 2011/09/29
67258 KBC Fin Products Int’l Ltd. HSI R Bull CBBC Feb 2012 H 0.340 14,600 per 10,000 units 15,000 per 10,000 units 2012/02/28 108,000,000 2011/09/29
67259 KBC Fin Products Int’l Ltd. HSI R Bull CBBC Mar 2012 C 0.250 15,100 per 15,000 units 15,500 per 15,000 units 2012/03/29 158,000,000 2011/09/29
67260 KBC Fin Products Int’l Ltd. HSI R Bear CBBC Feb 2012 I 0.250 19,000 per 12,000 units 18,600 per 12,000 units 2012/02/28 128,000,000 2011/09/29
67263 KBC Fin Products Int’l Ltd. HSI R Bear CBBC Mar 2012 D 0.250 19,300 per 15,000 units 18,900 per 15,000 units 2012/03/29 158,000,000 2011/09/29
67160 Merrill Lynch Int’l & Co. C.V. HSI R Bull CBBC Mar 2012 O 0.260 15,200 per 12,000 units 15,600 per 12,000 units 2012/03/29 100,000,000 2011/09/29
67161 Merrill Lynch Int’l & Co. C.V. HSI R Bull CBBC Mar 2012 P 0.255 15,500 per 12,000 units 15,900 per 12,000 units 2012/03/29 100,000,000 2011/09/29
67168 Merrill Lynch Int’l & Co. C.V. HSI R Bull CBBC Mar 2012 Q 0.250 15,900 per 12,000 units 16,300 per 12,000 units 2012/03/29 100,000,000 2011/09/29
67174 Merrill Lynch Int’l & Co. C.V. HSI R Bear CBBC Mar 2012 R 0.250 19,200 per 12,000 units 18,900 per 12,000 units 2012/03/29 100,000,000 2011/09/29

67175 Merrill Lynch Int’l & Co. C.V. HSI R Bear CBBC Mar 2012 S 0.255 19,500 per 12,000 units 19,200 per 12,000 units 2012/03/29 100,000,000 2011/09/29
67177 Merrill Lynch Int’l & Co. C.V. HSI R Bear CBBC Mar 2012 T 0.260 19,900 per 12,000 units 19,600 per 12,000 units 2012/03/29 100,000,000 2011/09/29
67016 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC Apr 12N 0.315 15,900 per 10,000 units 16,100 per 10,000 units 2012/04/27 300,000,000 2011/09/29
67017 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC Apr 12O 0.250 16,100 per 12,000 units 16,300 per 12,000 units 2012/04/27 300,000,000 2011/09/29
67019 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC Apr 12P 0.250 16,400 per 12,000 units 16,600 per 12,000 units 2012/04/27 300,000,000 2011/09/29
67020 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC Apr 12Q 0.250 16,600 per 10,000 units 16,800 per 10,000 units 2012/04/27 300,000,000 2011/09/29
66993 SGA Societe Generale Acceptance N.V. HSI R Bear CBBC Jan 12A 0.250 18,500 per 12,000 units 18,300 per 12,000 units 2012/01/30 300,000,000 2011/09/29
66994 SGA Societe Generale Acceptance N.V. HSI R Bear CBBC Jan 12D 0.250 18,600 per 10,000 units 18,400 per 10,000 units 2012/01/30 300,000,000 2011/09/29
66995 SGA Societe Generale Acceptance N.V. HSI R Bear CBBC Jan 12E 0.250 18,700 per 10,000 units 18,500 per 10,000 units 2012/01/30 300,000,000 2011/09/29
67002 SGA Societe Generale Acceptance N.V. HSI R Bear CBBC Jan 12F 0.250 18,900 per 10,000 units 18,700 per 10,000 units 2012/01/30 300,000,000 2011/09/29
67003 SGA Societe Generale Acceptance N.V. HSI R Bear CBBC Jan 12G 0.250 19,000 per 10,000 units 18,800 per 10,000 units 2012/01/30 300,000,000 2011/09/29
67001 SGA Societe Generale Acceptance N.V. HSI R Bear CBBC Jan 12I 0.250 18,800 per 12,000 units 18,600 per 12,000 units 2012/01/30 300,000,000 2011/09/29
66990 SGA Societe Generale Acceptance N.V. HSI R Bear CBBC Jan 12Y 0.250 18,300 per 10,000 units 18,100 per 10,000 units 2012/01/30 300,000,000 2011/09/29
66991 SGA Societe Generale Acceptance N.V. HSI R Bear CBBC Jan 12Z 0.250 18,400 per 10,000 units 18,200 per 10,000 units 2012/01/30 300,000,000 2011/09/29
67108 UBS AG China Mobile R Bull CBBC Mar 2012 A 0.250 69 per 100 units 72 per 100 units 2012/03/19 100,000,000 2011/09/29
67240 UBS AG China Life R Bull CBBC Mar 2012 A 0.285 15.780 16.880 2012/03/12 100,000,000 2011/09/29
67106 UBS AG HSBC R Bull CBBC Mar 2012 A 0.250 51 per 100 units 55 per 100 units 2012/03/26 100,000,000 2011/09/29
67126 UBS AG HSI R Bull CBBC Dec 2011 G 0.250 17,400 per 12,000 units 17,600 per 12,000 units 2011/12/29 300,000,000 2011/09/29
67131 UBS AG HSI R Bull CBBC Dec 2011 I 0.250 17,800 per 10,000 units 18,000 per 10,000 units 2011/12/29 300,000,000 2011/09/29
66974 UBS AG HSI R Bull CBBC Dec 2011 S 0.250 18,200 per 10,000 units 18,400 per 10,000 units 2011/12/29 300,000,000 2011/09/29
66975 UBS AG HSI R Bull CBBC Jan 2012 I 0.250 18,600 per 12,000 units 18,800 per 12,000 units 2012/01/30 300,000,000 2011/09/29
66980 UBS AG HSI R Bull CBBC Feb 2012 L 0.250 17,900 per 13,000 units 18,200 per 13,000 units 2012/02/28 300,000,000 2011/09/29
67123 UBS AG HSI R Bull CBBC Feb 2012 M 0.250 16,700 per 12,000 units 16,900 per 12,000 units 2012/02/28 300,000,000 2011/09/29
67125 UBS AG HSI R Bull CBBC Feb 2012 N 0.250 17,400 per 13,000 units 17,700 per 13,000 units 2012/02/28 300,000,000 2011/09/29
66984 UBS AG HSI R Bull CBBC Mar 2012 M 0.250 18,300 per 13,000 units 18,600 per 13,000 units 2012/03/29 300,000,000 2011/09/29
67117 UBS AG HSI R Bull CBBC Mar 2012 N 0.250 16,100 per 12,000 units 16,300 per 12,000 units 2012/03/29 300,000,000 2011/09/29
67124 UBS AG HSI R Bull CBBC Mar 2012 O 0.250 17,100 per 13,000 units 17,400 per 13,000 units 2012/03/29 300,000,000 2011/09/29
67119 UBS AG HSI R Bull CBBC Apr 2012 H 0.250 16,400 per 13,000 units 16,700 per 13,000 units 2012/04/27 300,000,000 2011/09/29
67116 UBS AG HSI R Bull CBBC May 2012 D 0.250 15,800 per 13,000 units 16,100 per 13,000 units 2012/05/30 300,000,000 2011/09/29
67254 UBS AG HSI R Bull CBBC Jun 2012 B 0.465 13,300 per 10,000 units 13,500 per 10,000 units 2012/06/28 300,000,000 2011/09/29
67133 UBS AG HSI R Bear CBBC Dec 2011 O 0.250 18,500 per 12,000 units 18,300 per 12,000 units 2011/12/29 300,000,000 2011/09/29
67140 UBS AG HSI R Bear CBBC Dec 2011 P 0.250 19,100 per 12,000 units 18,900 per 12,000 units 2011/12/29 300,000,000 2011/09/29
67134 UBS AG HSI R Bear CBBC Dec 2011 R 0.250 18,700 per 10,000 units 18,500 per 10,000 units 2011/12/29 300,000,000 2011/09/29
67151 UBS AG HSI R Bear CBBC Dec 2011 U 0.250 19,700 per 10,000 units 19,500 per 10,000 units 2011/12/29 300,000,000 2011/09/29
67255 UBS AG HSI R Bear CBBC Dec 2011 W 0.250 18,200 per 10,000 units 18,000 per 10,000 units 2011/12/29 300,000,000 2011/09/29

67152 UBS AG HSI R Bear CBBC Jan 2012 H 0.250 20,000 per 10,000 units 19,800 per 10,000 units 2012/01/30 300,000,000 2011/09/29
67132 UBS AG HSI R Bear CBBC Feb 2012 O 0.250 18,400 per 13,000 units 18,100 per 13,000 units 2012/02/28 300,000,000 2011/09/29
67135 UBS AG HSI R Bear CBBC Mar 2012 P 0.250 19,000 per 13,000 units 18,700 per 13,000 units 2012/03/29 300,000,000 2011/09/29
67153 UBS AG HSI R Bear CBBC Mar 2012 Q 0.250 20,400 per 13,000 units 20,100 per 13,000 units 2012/03/29 300,000,000 2011/09/29
67150 UBS AG HSI R Bear CBBC Apr 2012 I 0.250 19,600 per 15,000 units 19,200 per 15,000 units 2012/04/27 300,000,000 2011/09/29
67154 UBS AG HSI R Bear CBBC Apr 2012 J 0.250 20,700 per 13,000 units 20,400 per 13,000 units 2012/04/27 300,000,000 2011/09/29
67155 UBS AG HSI R Bear CBBC May 2012 E 0.250 21,000 per 13,000 units 20,700 per 13,000 units 2012/05/30 300,000,000 2011/09/29
67107 UBS AG Hutchison R Bull CBBC Mar 2012 A 0.250 51 per 100 units 55 per 100 units 2012/03/12 100,000,000 2011/09/29
67389 Credit Suisse AG CCB R Bull CBBC Mar 2012 A 0.250 4.250 4.500 2012/03/26 100,000,000 2011/09/30
67367 Credit Suisse AG HKEx R Bull CBBC Feb 2012 C 0.250 104 per 100 units 110 per 100 units 2012/02/13 100,000,000 2011/09/30
67358 Credit Suisse AG HSBC R Bull CBBC Mar 2012 B 0.250 50 per 100 units 53 per 100 units 2012/03/26 100,000,000 2011/09/30
67324 Credit Suisse AG HSBC R Bear CBBC Mar 2012 A 0.250 69 per 100 units 66 per 100 units 2012/03/26 100,000,000 2011/09/30
67435 Credit Suisse AG HSI R Bull CBBC Mar 2012 Y 0.250 17,300 per 10,000 units 17,500 per 10,000 units 2012/03/29 400,000,000 2011/09/30
67390 Credit Suisse AG HSI R Bear CBBC Jan 2012 Q 0.250 17,900 per 12,000 units 17,700 per 12,000 units 2012/01/30 400,000,000 2011/09/30
67412 Credit Suisse AG HSI R Bear CBBC Feb 2012 T 0.250 18,200 per 12,000 units 18,000 per 12,000 units 2012/02/28 400,000,000 2011/09/30
67422 Credit Suisse AG HSI R Bear CBBC Feb 2012 U 0.250 18,700 per 12,000 units 18,400 per 12,000 units 2012/02/28 400,000,000 2011/09/30
67432 Credit Suisse AG HSI R Bear CBBC Feb 2012 W 0.250 18,800 per 12,000 units 18,600 per 12,000 units 2012/02/28 400,000,000 2011/09/30
67433 Credit Suisse AG HSI R Bear CBBC Feb 2012 Y 0.250 19,100 per 12,000 units 18,800 per 12,000 units 2012/02/28 400,000,000 2011/09/30
67359 Credit Suisse AG Hutchison R Bull CBBC Mar 2012 B 0.250 50 per 100 units 53 per 100 units 2012/03/26 100,000,000 2011/09/30
67338 Credit Suisse AG Hutchison R Bear CBBC Mar 2012 A 0.250 73 per 100 units 70 per 100 units 2012/03/26 100,000,000 2011/09/30
67378 Credit Suisse AG TCH R Bull CBBC Feb 2012 E 0.355 122 per 100 units 130 per 100 units 2012/02/13 100,000,000 2011/09/30
67381 Credit Suisse AG TCH R Bull CBBC Feb 2012 F 0.255 132 per 100 units 140 per 100 units 2012/02/13 100,000,000 2011/09/30
67351 Credit Suisse AG TCH R Bear CBBC Jan 2012 F 0.250 168 per 100 units 160 per 100 units 2012/01/16 100,000,000 2011/09/30
67316 Deutsche Bank AG HSI R Bull CBBC Jan 2012 M 0.250 15,622 per 11,000 units 15,822 per 11,000 units 2012/01/30 150,000,000 2011/09/30
67317 Deutsche Bank AG HSI R Bull CBBC Jan 2012 N 0.350 14,622 per 11,000 units 14,822 per 11,000 units 2012/01/30 150,000,000 2011/09/30
67318 Deutsche Bank AG HSI R Bull CBBC Jan 2012 O 0.410 13,822 per 16,000 units 14,022 per 16,000 units 2012/01/30 150,000,000 2011/09/30
67322 Deutsche Bank AG HSI R Bear CBBC Jan 2012 P 0.250 17,822 per 11,000 units 17,622 per 11,000 units 2012/01/30 150,000,000 2011/09/30
67304 J P Morgan SP BV HSI R Bull CBBC Feb 2012 A 0.250 17,200 per 12,000 units 17,500 per 12,000 units 2012/02/28 200,000,000 2011/09/30
67312 J P Morgan SP BV HSI R Bull CBBC Feb 2012 E 0.250 15,600 per 12,000 units 16,000 per 12,000 units 2012/02/28 200,000,000 2011/09/30
67314 J P Morgan SP BV HSI R Bull CBBC Feb 2012 F 0.250 16,000 per 12,000 units 16,500 per 12,000 units 2012/02/28 200,000,000 2011/09/30
67315 J P Morgan SP BV HSI R Bull CBBC Feb 2012 G 0.250 16,600 per 12,000 units 17,000 per 12,000 units 2012/02/28 200,000,000 2011/09/30
67309 J P Morgan SP BV HSI R Bear CBBC Feb 2012 B 0.250 19,300 per 10,000 units 19,000 per 10,000 units 2012/02/28 200,000,000 2011/09/30
67310 J P Morgan SP BV HSI R Bear CBBC Feb 2012 C 0.250 18,800 per 10,000 units 18,500 per 10,000 units 2012/02/28 200,000,000 2011/09/30
67311 J P Morgan SP BV HSI R Bear CBBC Feb 2012 D 0.250 18,400 per 10,000 units 18,000 per 10,000 units 2012/02/28 200,000,000 2011/09/30
67447 KBC Fin Products Int’l Ltd. HSI R Bear CBBC Feb 2012 J 0.250 18,800 per 15,000 units 18,300 per 15,000 units 2012/02/28 158,000,000 2011/09/30
67264 CC Rabobank B.A. HSI R Bull CBBC Mar 2012 K 0.250 15,600 per 12,000 units 16,000 per 12,000 units 2012/03/29 150,000,000 2011/09/30
67265 CC Rabobank B.A. HSI R Bull CBBC Mar 2012 L 0.250 16,000 per 12,000 units 16,400 per 12,000 units 2012/03/29 150,000,000 2011/09/30
67271 CC Rabobank B.A. HSI R Bull CBBC Mar 2012 M 0.250 16,400 per 12,000 units 16,800 per 12,000 units 2012/03/29 150,000,000 2011/09/30
67275 CC Rabobank B.A. HSI R Bear CBBC Mar 2012 N 0.250 18,800 per 12,000 units 18,400 per 12,000 units 2012/03/29 150,000,000 2011/09/30
67276 CC Rabobank B.A. HSI R Bear CBBC Mar 2012 O 0.250 19,200 per 12,000 units 18,800 per 12,000 units 2012/03/29 150,000,000 2011/09/30

67278 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC Jun 12A 0.385 13,600 per 15,000 units 14,000 per 15,000 units 2012/06/28 300,000,000 2011/09/30
67279 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC Jun 12B 0.350 14,100 per 15,000 units 14,500 per 15,000 units 2012/06/28 300,000,000 2011/09/30
67280 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC Jun 12C 0.310 14,600 per 15,000 units 15,000 per 15,000 units 2012/06/28 300,000,000 2011/09/30
67281 SGA Societe Generale Acceptance N.V. HSI R Bear CBBC Jan 12P 0.250 18,200 per 12,000 units 18,000 per 12,000 units 2012/01/30 300,000,000 2011/09/30
67498 UBS AG AIA R Bull CBBC Apr 2012 A 0.280 19.680 20.880 2012/04/02 100,000,000 2011/09/30
67497 UBS AG CC Bank R Bull CBBC Apr 2012 A 0.250 4.200 4.500 2012/04/02 100,000,000 2011/09/30
67519 UBS AG China Life R Bull CBBC Mar 2012 B 0.325 14.780 15.880 2012/03/19 100,000,000 2011/09/30
67493 UBS AG HSBC R Bull CBBC Apr 2012 A 0.250 46 per 100 units 50 per 100 units 2012/04/02 100,000,000 2011/09/30
67292 UBS AG HSI R Bull CBBC Feb 2012 P 0.250 17,100 per 12,000 units 17,300 per 12,000 units 2012/02/28 300,000,000 2011/09/30
67450 UBS AG HSI R Bull CBBC May 2012 F 0.250 16,100 per 13,000 units 16,400 per 13,000 units 2012/05/30 300,000,000 2011/09/30
67451 UBS AG HSI R Bull CBBC May 2012 G 0.250 16,400 per 12,000 units 16,600 per 12,000 units 2012/05/30 300,000,000 2011/09/30
67449 UBS AG HSI R Bull CBBC Jun 2012 C 0.250 15,800 per 15,000 units 16,200 per 15,000 units 2012/06/28 300,000,000 2011/09/30
67463 UBS AG HSI R Bear CBBC Jan 2012 C 0.250 19,200 per 10,000 units 19,000 per 10,000 units 2012/01/30 300,000,000 2011/09/30
67461 UBS AG HSI R Bear CBBC Feb 2012 Q 0.250 18,800 per 12,000 units 18,600 per 12,000 units 2012/02/28 300,000,000 2011/09/30
67462 UBS AG HSI R Bear CBBC Feb 2012 R 0.250 19,000 per 10,000 units 18,800 per 10,000 units 2012/02/28 300,000,000 2011/09/30
67469 UBS AG HSI R Bear CBBC Feb 2012 S 0.250 20,100 per 12,000 units 19,900 per 12,000 units 2012/02/28 300,000,000 2011/09/30
67458 UBS AG HSI R Bear CBBC Mar 2012 R 0.250 18,100 per 12,000 units 17,900 per 12,000 units 2012/03/29 300,000,000 2011/09/30
67460 UBS AG HSI R Bear CBBC Mar 2012 S 0.250 18,700 per 13,000 units 18,400 per 13,000 units 2012/03/29 300,000,000 2011/09/30
67464 UBS AG HSI R Bear CBBC Mar 2012 T 0.250 19,500 per 12,000 units 19,300 per 12,000 units 2012/03/29 300,000,000 2011/09/30
67468 UBS AG HSI R Bear CBBC Apr 2012 N 0.250 19,800 per 12,000 units 19,600 per 12,000 units 2012/04/27 300,000,000 2011/09/30
67473 UBS AG HSI R Bear CBBC Apr 2012 O 0.310 20,700 per 10,000 units 20,500 per 10,000 units 2012/04/27 300,000,000 2011/09/30
67459 UBS AG HSI R Bear CBBC May 2012 H 0.250 18,600 per 15,000 units 18,200 per 15,000 units 2012/05/30 300,000,000 2011/09/30
67480 UBS AG HSI R Bear CBBC May 2012 I 0.340 21,000 per 10,000 units 20,800 per 10,000 units 2012/05/30 300,000,000 2011/09/30
67470 UBS AG HSI R Bear CBBC Jun 2012 D 0.250 20,600 per 15,000 units 20,200 per 15,000 units 2012/06/28 300,000,000 2011/09/30
67495 UBS AG Hutchison R Bull CBBC Apr 2012 A 0.250 46 per 100 units 50 per 100 units 2012/04/16 100,000,000 2011/09/30
67506 UBS AG ICBC R Bull CBBC Apr 2012 A 0.250 3.200 3.500 2012/04/02 100,000,000 2011/09/30
67511 UBS AG Ping An R Bull CBBC Mar 2012 A 0.250 34 per 100 units 40 per 100 units 2012/03/26 100,000,000 2011/09/30
67496 UBS AG TCH R Bull CBBC Apr 2012 A 0.250 138 per 100 units 150 per 100 units 2012/04/10 100,000,000 2011/09/30
67567 BNP Paribas Arbit Issu B.V. HSI R Bull CBBC May 2012 A 0.250 14,800 per 12,000 units 15,000 per 12,000 units 2012/05/30 200,000,000 2011/10/03
67573 BNP Paribas Arbit Issu B.V. HSI R Bull CBBC May 2012 B 0.250 14,900 per 12,000 units 15,100 per 12,000 units 2012/05/30 200,000,000 2011/10/03
67574 BNP Paribas Arbit Issu B.V. HSI R Bull CBBC May 2012 C 0.250 15,000 per 12,000 units 15,200 per 12,000 units 2012/05/30 200,000,000 2011/10/03
67576 BNP Paribas Arbit Issu B.V. HSI R Bull CBBC May 2012 D 0.250 15,100 per 12,000 units 15,300 per 12,000 units 2012/05/30 200,000,000 2011/10/03
67578 BNP Paribas Arbit Issu B.V. HSI R Bull CBBC May 2012 E 0.250 15,200 per 12,000 units 15,400 per 12,000 units 2012/05/30 200,000,000 2011/10/03
67579 BNP Paribas Arbit Issu B.V. HSI R Bull CBBC May 2012 F 0.250 15,400 per 12,000 units 15,600 per 12,000 units 2012/05/30 200,000,000 2011/10/03
67581 BNP Paribas Arbit Issu B.V. HSI R Bull CBBC May 2012 G 0.250 15,500 per 12,000 units 15,700 per 12,000 units 2012/05/30 200,000,000 2011/10/03

67582 BNP Paribas Arbit Issu B.V. HSI R Bull CBBC May 2012 H 0.250 15,600 per 12,000 units 15,800 per 12,000 units 2012/05/30 200,000,000 2011/10/03
67584 BNP Paribas Arbit Issu B.V. HSI R Bull CBBC May 2012 I 0.250 15,700 per 12,000 units 15,900 per 12,000 units 2012/05/30 200,000,000 2011/10/03
67565 BNP Paribas Arbit Issu B.V. HSI R Bull CBBC May 2012 Y 0.300 13,800 per 12,000 units 14,000 per 12,000 units 2012/05/30 200,000,000 2011/10/03
67566 BNP Paribas Arbit Issu B.V. HSI R Bull CBBC May 2012 Z 0.280 14,300 per 12,000 units 14,500 per 12,000 units 2012/05/30 200,000,000 2011/10/03
67671 BNP Paribas Arbit Issu B.V. HSI R Bear CBBC Mar 2012 A 0.250 17,900 per 12,000 units 17,700 per 12,000 units 2012/03/29 200,000,000 2011/10/03
67672 BNP Paribas Arbit Issu B.V. HSI R Bear CBBC Mar 2012 B 0.250 18,100 per 12,000 units 17,900 per 12,000 units 2012/03/29 200,000,000 2011/10/03
67673 BNP Paribas Arbit Issu B.V. HSI R Bear CBBC Mar 2012 C 0.250 18,300 per 12,000 units 18,100 per 12,000 units 2012/03/29 200,000,000 2011/10/03
67590 Credit Suisse AG China Life R Bull CBBC Feb 2012 A 0.320 14.900 15.900 2012/02/13 100,000,000 2011/10/03
67599 Credit Suisse AG HSI R Bull CBBC May 2012 N 0.250 17,100 per 10,000 units 17,300 per 10,000 units 2012/05/30 400,000,000 2011/10/03
67614 Credit Suisse AG HSI R Bull CBBC Jul 2012 F 0.330 12,500 per 15,000 units 12,800 per 15,000 units 2012/07/30 400,000,000 2011/10/03
67617 Credit Suisse AG HSI R Bull CBBC Jul 2012 G 0.260 13,600 per 15,000 units 13,900 per 15,000 units 2012/07/30 400,000,000 2011/10/03
67620 Credit Suisse AG HSI R Bull CBBC Jul 2012 H 0.325 14,200 per 10,000 units 14,500 per 10,000 units 2012/07/30 400,000,000 2011/10/03
67623 Credit Suisse AG HSI R Bull CBBC Aug 2012 A 0.250 12,100 per 38,000 units 12,500 per 38,000 units 2012/08/30 400,000,000 2011/10/03
67624 Credit Suisse AG HSI R Bull CBBC Aug 2012 B 0.400 12,700 per 12,000 units 13,000 per 12,000 units 2012/08/30 400,000,000 2011/10/03
67627 Credit Suisse AG HSI R Bull CBBC Aug 2012 C 0.300 13,000 per 15,000 units 13,300 per 15,000 units 2012/08/30 400,000,000 2011/10/03
67630 Credit Suisse AG HSI R Bull CBBC Aug 2012 E 0.280 14,100 per 12,000 units 14,400 per 12,000 units 2012/08/30 400,000,000 2011/10/03
67634 Credit Suisse AG HSI R Bull CBBC Aug 2012 F 0.265 14,300 per 12,000 units 14,600 per 12,000 units 2012/08/30 400,000,000 2011/10/03
67661 Credit Suisse AG HSI R Bear CBBC Jan 2012 G 0.250 17,600 per 12,000 units 17,400 per 12,000 units 2012/01/30 400,000,000 2011/10/03
67593 Credit Suisse AG HSI R Bear CBBC Jan 2012 Y 0.250 17,900 per 12,000 units 17,600 per 12,000 units 2012/01/30 400,000,000 2011/10/03
67662 Credit Suisse AG HSI R Bear CBBC Feb 2012 B 0.250 17,850 per 10,000 units 17,650 per 10,000 units 2012/02/28 400,000,000 2011/10/03
67597 Credit Suisse AG HSI R Bear CBBC Feb 2012 D 0.250 18,400 per 12,000 units 18,200 per 12,000 units 2012/02/28 400,000,000 2011/10/03
67596 Credit Suisse AG HSI R Bear CBBC Feb 2012 H 0.250 18,100 per 12,000 units 17,800 per 12,000 units 2012/02/28 400,000,000 2011/10/03
67589 Credit Suisse AG Ping An R Bull CBBC Feb 2012 A 0.250 30 per 100 units 35 per 100 units 2012/02/13 100,000,000 2011/10/03
67592 Credit Suisse AG Ping An R Bear CBBC Feb 2012 B 0.250 57 per 100 units 52 per 100 units 2012/02/13 100,000,000 2011/10/03
67549 Deutsche Bank AG HSI R Bull CBBC Jan 2012 Q 0.250 15,422 per 11,000 units 15,622 per 11,000 units 2012/01/30 150,000,000 2011/10/03
67550 Deutsche Bank AG HSI R Bull CBBC Feb 2012 B 0.370 14,222 per 11,000 units 14,422 per 11,000 units 2012/02/28 150,000,000 2011/10/03
67551 Deutsche Bank AG HSI R Bull CBBC Feb 2012 C 0.400 12,822 per 16,000 units 13,022 per 16,000 units 2012/02/28 150,000,000 2011/10/03
67548 Deutsche Bank AG HSI R Bear CBBC Feb 2012 A 0.250 17,622 per 11,000 units 17,422 per 11,000 units 2012/02/28 150,000,000 2011/10/03
67537 Macquarie Bank Ltd. HSCEI R Bull CBBC Apr 2012 A 0.250 8,300 per 5,000 units 8,500 per 5,000 units 2012/04/27 300,000,000 2011/10/03
67538 Macquarie Bank Ltd. HSI R Bull CBBC Apr 2012 A 0.250 16,800 per 8,000 units 17,200 per 8,000 units 2012/04/27 300,000,000 2011/10/03
67539 Macquarie Bank Ltd. HSI R Bull CBBC Apr 2012 B 0.250 16,400 per 8,000 units 16,800 per 8,000 units 2012/04/27 300,000,000 2011/10/03

67523 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC Apr 12R 0.325 15,400 per 10,000 units 15,600 per 10,000 units 2012/04/27 300,000,000 2011/10/03
67524 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC Apr 12S 0.260 15,500 per 12,000 units 15,700 per 12,000 units 2012/04/27 300,000,000 2011/10/03
67525 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC Apr 12T 0.300 15,600 per 10,000 units 15,800 per 10,000 units 2012/04/27 300,000,000 2011/10/03
67526 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC Apr 12U 0.285 15,700 per 10,000 units 15,900 per 10,000 units 2012/04/27 300,000,000 2011/10/03
67709 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC Apr 12V 0.250 16,800 per 10,000 units 17,000 per 10,000 units 2012/04/27 300,000,000 2011/10/03
67716 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC Apr 12W 0.250 16,900 per 10,000 units 17,100 per 10,000 units 2012/04/27 300,000,000 2011/10/03
67681 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC Jun 12D 0.485 13,900 per 10,000 units 14,100 per 10,000 units 2012/06/28 300,000,000 2011/10/03
67685 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC Jun 12E 0.460 14,100 per 10,000 units 14,300 per 10,000 units 2012/06/28 300,000,000 2011/10/03
67688 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC Jun 12F 0.425 14,400 per 10,000 units 14,600 per 10,000 units 2012/06/28 300,000,000 2011/10/03
67690 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC Jun 12G 0.345 14,500 per 12,000 units 14,700 per 12,000 units 2012/06/28 300,000,000 2011/10/03
67691 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC Jun 12H 0.405 14,600 per 10,000 units 14,800 per 10,000 units 2012/06/28 300,000,000 2011/10/03
67692 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC Jun 12I 0.390 14,700 per 10,000 units 14,900 per 10,000 units 2012/06/28 300,000,000 2011/10/03
67694 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC Jun 12J 0.365 14,900 per 10,000 units 15,100 per 10,000 units 2012/06/28 300,000,000 2011/10/03
67697 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC Jun 12K 0.295 15,000 per 12,000 units 15,200 per 12,000 units 2012/06/28 300,000,000 2011/10/03
67698 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC Jun 12L 0.340 15,100 per 10,000 units 15,300 per 10,000 units 2012/06/28 300,000,000 2011/10/03
67701 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC Jun 12M 0.330 15,200 per 10,000 units 15,400 per 10,000 units 2012/06/28 300,000,000 2011/10/03
67535 SGA Societe Generale Acceptance N.V. HSI R Bear CBBC Jan 12H 0.250 18,000 per 10,000 units 17,800 per 10,000 units 2012/01/30 300,000,000 2011/10/03
67534 SGA Societe Generale Acceptance N.V. HSI R Bear CBBC Jan 12Q 0.250 17,900 per 12,000 units 17,700 per 12,000 units 2012/01/30 300,000,000 2011/10/03
67536 SGA Societe Generale Acceptance N.V. HSI R Bear CBBC Jan 12R 0.250 18,100 per 10,000 units 17,900 per 10,000 units 2012/01/30 300,000,000 2011/10/03
67564 SGA Societe Generale Acceptance N.V. HSI R Bear CBBC Jan 12S 0.250 17,800 per 10,000 units 17,600 per 10,000 units 2012/01/30 300,000,000 2011/10/03
67723 UBS AG AIA R Bull CBBC May 2012 A 0.365 18.680 19.880 2012/05/07 100,000,000 2011/10/03
67722 UBS AG China Mobile R Bull CBBC Apr 2012 A 0.250 65 per 100 units 68 per 100 units 2012/04/23 100,000,000 2011/10/03
67721 UBS AG CC Bank R Bull CBBC Apr 2012 B 0.250 3.700 4.000 2012/04/10 100,000,000 2011/10/03
67720 UBS AG CNOOC R Bull CBBC Apr 2012 A 0.250 10.080 10.880 2012/04/16 100,000,000 2011/10/03
67730 UBS AG A50 China R Bull CBBC May 2012 A 0.250 9.000 9.500 2012/05/14 100,000,000 2011/10/03
67718 UBS AG HKEx R Bull CBBC Mar 2012 A 0.250 94 per 100 units 100 per 100 units 2012/03/26 100,000,000 2011/10/03
67639 UBS AG HSI R Bull CBBC Jan 2012 L 0.250 16,800 per 10,000 units 17,000 per 10,000 units 2012/01/30 300,000,000 2011/10/03
67637 UBS AG HSI R Bull CBBC Feb 2012 T 0.250 15,400 per 13,000 units 15,700 per 13,000 units 2012/02/28 300,000,000 2011/10/03
67636 UBS AG HSI R Bull CBBC Mar 2012 V 0.250 15,100 per 13,000 units 15,400 per 13,000 units 2012/03/29 300,000,000 2011/10/03
67638 UBS AG HSI R Bull CBBC Mar 2012 W 0.250 15,700 per 12,000 units 15,900 per 12,000 units 2012/03/29 300,000,000 2011/10/03
67635 UBS AG HSI R Bull CBBC Apr 2012 R 0.250 14,800 per 15,000 units 15,200 per 15,000 units 2012/04/27 300,000,000 2011/10/03
67640 UBS AG HSI R Bull CBBC Apr 2012 S 0.250 16,800 per 15,000 units 17,200 per 15,000 units 2012/04/27 300,000,000 2011/10/03
67658 UBS AG HSI R Bull CBBC May 2012 M 0.510 12,300 per 10,000 units 12,500 per 10,000 units 2012/05/30 300,000,000 2011/10/03
67659 UBS AG HSI R Bull CBBC Jun 2012 G 0.560 11,800 per 10,000 units 12,000 per 10,000 units 2012/06/28 300,000,000 2011/10/03
67542 UBS AG HSI R Bear CBBC Mar 2012 U 0.255 20,200 per 10,000 units 20,000 per 10,000 units 2012/03/29 300,000,000 2011/10/03
67641 UBS AG HSI R Bear CBBC Mar 2012 X 0.250 18,000 per 10,000 units 17,800 per 10,000 units 2012/03/29 300,000,000 2011/10/03
67660 UBS AG HSI R Bear CBBC Mar 2012 Y 0.250 17,700 per 13,000 units 17,400 per 13,000 units 2012/03/29 300,000,000 2011/10/03
67543 UBS AG HSI R Bear CBBC Apr 2012 P 0.250 20,500 per 12,000 units 20,300 per 12,000 units 2012/04/27 300,000,000 2011/10/03
67544 UBS AG HSI R Bear CBBC Apr 2012 Q 0.265 20,800 per 12,000 units 20,600 per 12,000 units 2012/04/27 300,000,000 2011/10/03

67650 UBS AG HSI R Bear CBBC Apr 2012 T 0.250 19,700 per 13,000 units 19,400 per 13,000 units 2012/04/27 300,000,000 2011/10/03
67547 UBS AG HSI R Bear CBBC May 2012 J 0.290 21,100 per 12,000 units 20,900 per 12,000 units 2012/05/30 300,000,000 2011/10/03
67646 UBS AG HSI R Bear CBBC May 2012 K 0.250 19,400 per 13,000 units 19,100 per 13,000 units 2012/05/30 300,000,000 2011/10/03
67652 UBS AG HSI R Bear CBBC May 2012 L 0.250 20,000 per 13,000 units 19,700 per 13,000 units 2012/05/30 300,000,000 2011/10/03
67644 UBS AG HSI R Bear CBBC Jun 2012 E 0.250 18,700 per 38,000 units 18,300 per 38,000 units 2012/06/28 300,000,000 2011/10/03
67645 UBS AG HSI R Bear CBBC Jun 2012 F 0.250 19,200 per 38,000 units 18,800 per 38,000 units 2012/06/28 300,000,000 2011/10/03
67719 UBS AG TCH R Bull CBBC Apr 2012 B 0.280 128 per 100 units 140 per 100 units 2012/04/16 100,000,000 2011/10/03
67831 Credit Suisse AG HSI R Bull CBBC May 2012 O 0.250 17,500 per 10,000 units 17,700 per 10,000 units 2012/05/30 400,000,000 2011/10/04
67834 Credit Suisse AG HSI R Bull CBBC May 2012 P 0.250 17,800 per 12,000 units 18,000 per 12,000 units 2012/05/30 400,000,000 2011/10/04
67826 Credit Suisse AG HSI R Bear CBBC Feb 2012 A 0.250 17,700 per 10,000 units 17,500 per 10,000 units 2012/02/28 400,000,000 2011/10/04
67757 Deutsche Bank AG HSI R Bull CBBC Jan 2012 S 0.250 17,622 per 11,000 units 17,822 per 11,000 units 2012/01/30 150,000,000 2011/10/04
67763 Deutsche Bank AG HSI R Bull CBBC Jan 2012 T 0.290 17,222 per 11,000 units 17,422 per 11,000 units 2012/01/30 150,000,000 2011/10/04
67767 Deutsche Bank AG HSI R Bull CBBC Feb 2012 D 0.330 16,822 per 11,000 units 17,022 per 11,000 units 2012/02/28 150,000,000 2011/10/04
67816 Deutsche Bank AG HSI R Bull CBBC Feb 2012 E 0.250 17,922 per 11,000 units 18,122 per 11,000 units 2012/02/28 150,000,000 2011/10/04
67755 Deutsche Bank AG HSI R Bear CBBC Jan 2012 R 0.250 18,922 per 11,000 units 18,722 per 11,000 units 2012/01/30 150,000,000 2011/10/04
67817 KBC Fin Products Int’l Ltd. HSI R Bull CBBC Feb 2012 K 0.250 16,800 per 10,000 units 17,200 per 10,000 units 2012/02/28 108,000,000 2011/10/04
67731 Merrill Lynch Int’l & Co. C.V. HSI R Bull CBBC Apr 2012 A 0.280 14,900 per 12,000 units 15,300 per 12,000 units 2012/04/27 100,000,000 2011/10/04
67732 Merrill Lynch Int’l & Co. C.V. HSI R Bull CBBC Apr 2012 B 0.250 16,600 per 12,000 units 17,000 per 12,000 units 2012/04/27 100,000,000 2011/10/04
67733 Merrill Lynch Int’l & Co. C.V. HSI R Bear CBBC Apr 2012 C 0.255 18,900 per 12,000 units 18,600 per 12,000 units 2012/04/27 100,000,000 2011/10/04
67742 Merrill Lynch Int’l & Co. C.V. HSI R Bear CBBC Apr 2012 D 0.250 18,600 per 12,000 units 18,300 per 12,000 units 2012/04/27 100,000,000 2011/10/04
67744 CC Rabobank B.A. HSI R Bull CBBC Mar 2012 P 0.250 15,200 per 10,000 units 15,600 per 10,000 units 2012/03/29 150,000,000 2011/10/04
67745 CC Rabobank B.A. HSI R Bull CBBC Mar 2012 Q 0.250 16,800 per 10,000 units 17,200 per 10,000 units 2012/03/29 150,000,000 2011/10/04
67746 CC Rabobank B.A. HSI R Bear CBBC Mar 2012 R 0.250 18,400 per 10,000 units 18,000 per 10,000 units 2012/03/29 150,000,000 2011/10/04
67825 UBS AG ABC R Bull CBBC Apr 2012 A 0.250 2.100 2.400 2012/04/16 100,000,000 2011/10/04
67821 UBS AG Cheung Kong R Bull CBBC Apr 2012 A 0.250 74 per 100 units 80 per 100 units 2012/04/02 100,000,000 2011/10/04
67780 UBS AG HSCEI R Bull CBBC May 2012 A 0.250 7,700 per 12,000 units 8,000 per 12,000 units 2012/05/30 100,000,000 2011/10/04
67782 UBS AG HSCEI R Bear CBBC May 2012 B 0.250 10,800 per 12,000 units 10,500 per 12,000 units 2012/05/30 100,000,000 2011/10/04
67784 UBS AG HSI R Bull CBBC Feb 2012 U 0.250 15,600 per 10,000 units 15,800 per 10,000 units 2012/02/28 300,000,000 2011/10/04
67787 UBS AG HSI R Bull CBBC Mar 2012 L 0.250 17,600 per 10,000 units 17,800 per 10,000 units 2012/03/29 300,000,000 2011/10/04
67785 UBS AG HSI R Bull CBBC Mar 2012 Z 0.250 15,400 per 12,000 units 15,600 per 12,000 units 2012/03/29 300,000,000 2011/10/04
67789 UBS AG HSI R Bull CBBC Apr 2012 U 0.250 15,100 per 12,000 units 15,300 per 12,000 units 2012/04/27 300,000,000 2011/10/04
67820 UBS AG HSI R Bull CBBC Apr 2012 V 0.250 17,800 per 13,000 units 18,100 per 13,000 units 2012/04/27 300,000,000 2011/10/04

67790 UBS AG HSI R Bull CBBC May 2012 N 0.250 14,800 per 13,000 units 15,100 per 13,000 units 2012/05/30 300,000,000 2011/10/04
67807 UBS AG HSI R Bull CBBC Jul 2012 B 0.250 15,900 per 38,000 units 16,300 per 38,000 units 2012/07/30 300,000,000 2011/10/04
67809 UBS AG HSI R Bull CBBC Aug 2012 C 0.250 13,900 per 38,000 units 14,300 per 38,000 units 2012/08/30 300,000,000 2011/10/04
67747 UBS AG HSI R Bear CBBC Jan 2012 G 0.250 17,700 per 10,000 units 17,500 per 10,000 units 2012/01/30 300,000,000 2011/10/04
67824 UBS AG SHK Ppt R Bull CBBC Mar 2012 A 0.250 73 per 100 units 80 per 100 units 2012/03/05 100,000,000 2011/10/04
67836 Deutsche Bank AG HSI R Bull CBBC Feb 2012 F 0.250 16,222 per 11,000 units 16,422 per 11,000 units 2012/02/28 150,000,000 2011/10/06
67835 Deutsche Bank AG HSI R Bear CBBC Jan 2012 U 0.250 18,522 per 11,000 units 18,322 per 11,000 units 2012/01/30 150,000,000 2011/10/06
67851 UBS AG China Mobile R Bear CBBC Apr 2012 B 0.250 93 per 100 units 90 per 100 units 2012/04/23 100,000,000 2011/10/06
67855 UBS AG China Life R Bear CBBC Mar 2012 C 0.345 21.980 20.880 2012/03/12 100,000,000 2011/10/06
67856 UBS AG A50 China R Bear CBBC Mar 2012 A 0.250 12.500 12.000 2012/03/12 100,000,000 2011/10/06
67844 UBS AG HKEx R Bear CBBC Mar 2012 B 0.325 151 per 100 units 145 per 100 units 2012/03/26 100,000,000 2011/10/06
67837 UBS AG HSBC R Bear CBBC Mar 2012 B 0.250 76 per 100 units 72 per 100 units 2012/03/05 100,000,000 2011/10/06
67858 UBS AG HSI R Bear CBBC Jun 2012 I 0.250 19,700 per 38,000 units 19,300 per 38,000 units 2012/06/28 300,000,000 2011/10/06
67860 UBS AG HSI R Bear CBBC Jul 2012 C 0.250 20,200 per 38,000 units 19,800 per 38,000 units 2012/07/30 300,000,000 2011/10/06
67839 UBS AG Hutchison R Bear CBBC Mar 2012 B 0.250 74 per 100 units 70 per 100 units 2012/03/19 100,000,000 2011/10/06
67881 BNP Paribas Arbit Issu B.V. A50 Ch R Bull CBBC Sep 2012 A 0.250 9.000 9.300 2012/09/27 100,000,000 2011/10/10
67873 Credit Suisse AG HKEx R Bull CBBC Mar 2012 A 0.255 94 per 100 units 100 per 100 units 2012/03/19 100,000,000 2011/10/10
67872 Credit Suisse AG HKEx R Bear CBBC Feb 2012 D 0.250 136 per 100 units 130 per 100 units 2012/02/28 100,000,000 2011/10/10
67871 Credit Suisse AG HSI R Bull CBBC Apr 2012 U 0.250 17,700 per 10,000 units 17,900 per 10,000 units 2012/04/27 400,000,000 2011/10/10
67869 Credit Suisse AG HSI R Bear CBBC Jan 2012 E 0.250 17,900 per 10,000 units 17,700 per 10,000 units 2012/01/30 400,000,000 2011/10/10
67870 Credit Suisse AG HSI R Bear CBBC Feb 2012 C 0.250 18,200 per 10,000 units 17,900 per 10,000 units 2012/02/28 400,000,000 2011/10/10
67868 Deutsche Bank AG HSI R Bear CBBC Feb 2012 G 0.250 17,922 per 11,000 units 17,722 per 11,000 units 2012/02/28 150,000,000 2011/10/10
67876 KBC Fin Products Int’l Ltd. HSI R Bear CBBC Jan 2012 N 0.250 18,000 per 10,000 units 17,600 per 10,000 units 2012/01/30 108,000,000 2011/10/10
67877 KBC Fin Products Int’l Ltd. HSI R Bear CBBC Jan 2012 O 0.250 18,400 per 12,000 units 18,000 per 12,000 units 2012/01/30 128,000,000 2011/10/10
67867 UBS AG HSI R Bull CBBC Feb 2012 V 0.250 17,400 per 13,000 units 17,700 per 13,000 units 2012/02/28 300,000,000 2011/10/10
67875 UBS AG HSI R Bear CBBC Jan 2012 O 0.250 18,100 per 12,000 units 17,900 per 12,000 units 2012/01/30 300,000,000 2011/10/10
67874 UBS AG HSI R Bear CBBC Feb 2012 W 0.250 17,800 per 12,000 units 17,600 per 12,000 units 2012/02/28 300,000,000 2011/10/10
67923 BNP Paribas Arbit Issu B.V. HSI R Bull CBBC Apr 2012 S 0.300 13,300 per 12,000 units 13,500 per 12,000 units 2012/04/27 200,000,000 2011/10/11
67942 BNP Paribas Arbit Issu B.V. HSI R Bear CBBC Apr 2012 H 0.250 17,100 per 12,000 units 16,900 per 12,000 units 2012/04/27 200,000,000 2011/10/11
67924 BNP Paribas Arbit Issu B.V. HSI R Bear CBBC Apr 2012 T 0.250 17,400 per 12,000 units 17,200 per 12,000 units 2012/04/27 200,000,000 2011/10/11
67928 BNP Paribas Arbit Issu B.V. HSI R Bear CBBC Apr 2012 U 0.250 17,700 per 12,000 units 17,500 per 12,000 units 2012/04/27 200,000,000 2011/10/11
68039 Credit Suisse AG AIA R Bull CBBC Mar 2012 B 0.350 17.780 18.980 2012/03/19 80,000,000 2011/10/11
68040 Credit Suisse AG AIA R Bull CBBC Mar 2012 C 0.250 18.780 19.980 2012/03/19 80,000,000 2011/10/11

67995 Credit Suisse AG AIA R Bear CBBC Mar 2012 A 0.270 23.580 22.380 2012/03/19 80,000,000 2011/10/11
68038 Credit Suisse AG China Mobile R Bull CBBC Mar 2012 A 0.250 63 per 100 units 66 per 100 units 2012/03/19 80,000,000 2011/10/11
68031 Credit Suisse AG CCB R Bull CBBC Mar 2012 D 0.250 3.280 3.580 2012/03/19 80,000,000 2011/10/11
68032 Credit Suisse AG CCB R Bull CBBC Mar 2012 E 0.250 3.780 4.080 2012/03/19 80,000,000 2011/10/11
67992 Credit Suisse AG CCB R Bear CBBC Mar 2012 B 0.250 5.180 4.880 2012/03/19 80,000,000 2011/10/11
67994 Credit Suisse AG CCB R Bear CBBC Mar 2012 C 0.250 5.480 5.180 2012/03/19 80,000,000 2011/10/11
67997 Credit Suisse AG China Life R Bear CBBC Feb 2012 B 0.350 20.880 19.880 2012/02/13 80,000,000 2011/10/11
68024 Credit Suisse AG CNOOC R Bull CBBC Mar 2012 B 0.250 9.980 10.080 2012/03/12 80,000,000 2011/10/11
68030 Credit Suisse AG CNOOC R Bull CBBC Mar 2012 C 0.250 10.080 11.080 2012/03/12 80,000,000 2011/10/11
67985 Credit Suisse AG CNOOC R Bear CBBC Mar 2012 A 0.250 13.880 12.880 2012/03/12 80,000,000 2011/10/11
68042 Credit Suisse AG A50 China R Bull CBBC Mar 2012 C 0.250 8.580 9.080 2012/03/19 80,000,000 2011/10/11
68043 Credit Suisse AG A50 China R Bull CBBC Mar 2012 D 0.250 9.080 9.580 2012/03/19 80,000,000 2011/10/11
67999 Credit Suisse AG A50 China R Bear CBBC Mar 2012 A 0.250 10.480 9.980 2012/03/19 80,000,000 2011/10/11
68009 Credit Suisse AG A50 China R Bear CBBC Mar 2012 B 0.250 10.980 10.480 2012/03/19 80,000,000 2011/10/11
68016 Credit Suisse AG HKEx R Bull CBBC Feb 2012 G 0.250 86.80 per 100 units 92.80 per 100 units 2012/02/28 80,000,000 2011/10/11
68020 Credit Suisse AG HKEx R Bull CBBC Feb 2012 H 0.250 94.80 per 100 units 100.80 per 100 units 2012/02/28 80,000,000 2011/10/11
67977 Credit Suisse AG HKEx R Bear CBBC Feb 2012 E 0.250 116 per 100 units 110 per 100 units 2012/02/28 80,000,000 2011/10/11
67980 Credit Suisse AG HKEx R Bear CBBC Feb 2012 F 0.250 126 per 100 units 120 per 100 units 2012/02/28 80,000,000 2011/10/11
68011 Credit Suisse AG HSBC R Bull CBBC Mar 2012 D 0.250 46.88 per 100 units 49.88 per 100 units 2012/03/26 80,000,000 2011/10/11
67975 Credit Suisse AG HSBC R Bear CBBC Mar 2012 C 0.250 63.88 per 100 units 60.88 per 100 units 2012/03/26 80,000,000 2011/10/11
67949 Credit Suisse AG HSI R Bull CBBC Apr 2012 B 0.300 12,900 per 13,000 units 13,200 per 13,000 units 2012/04/27 400,000,000 2011/10/11
67950 Credit Suisse AG HSI R Bull CBBC Apr 2012 C 0.400 13,100 per 10,000 units 13,400 per 10,000 units 2012/04/27 400,000,000 2011/10/11
67951 Credit Suisse AG HSI R Bull CBBC Apr 2012 D 0.300 13,300 per 12,000 units 13,600 per 12,000 units 2012/04/27 400,000,000 2011/10/11
67953 Credit Suisse AG HSI R Bull CBBC Apr 2012 I 0.350 13,400 per 10,000 units 13,700 per 10,000 units 2012/04/27 400,000,000 2011/10/11
67964 Credit Suisse AG HSI R Bull CBBC May 2012 Q 0.400 12,800 per 10,000 units 13,100 per 10,000 units 2012/05/30 400,000,000 2011/10/11
67968 Credit Suisse AG HSI R Bull CBBC May 2012 R 0.250 14,450 per 13,000 units 14,750 per 13,000 units 2012/05/30 400,000,000 2011/10/11
67971 Credit Suisse AG HSI R Bull CBBC May 2012 S 0.250 14,550 per 13,000 units 14,850 per 13,000 units 2012/05/30 400,000,000 2011/10/11
67973 Credit Suisse AG HSI R Bull CBBC May 2012 T 0.250 17,100 per 10,000 units 17,300 per 10,000 units 2012/05/30 400,000,000 2011/10/11
67974 Credit Suisse AG HSI R Bull CBBC May 2012 U 0.250 16,500 per 12,000 units 16,800 per 12,000 units 2012/05/30 400,000,000 2011/10/11
67944 Credit Suisse AG HSI R Bear CBBC Jan 2012 F 0.250 17,000 per 12,000 units 16,800 per 12,000 units 2012/01/30 400,000,000 2011/10/11
67945 Credit Suisse AG HSI R Bear CBBC Feb 2012 G 0.250 17,300 per 12,000 units 17,000 per 12,000 units 2012/02/28 400,000,000 2011/10/11
67947 Credit Suisse AG HSI R Bear CBBC Feb 2012 X 0.250 17,500 per 10,000 units 17,300 per 10,000 units 2012/02/28 400,000,000 2011/10/11
68012 Credit Suisse AG Hutchison R Bull CBBC Mar 2012 D 0.250 45 per 100 units 48 per 100 units 2012/03/26 80,000,000 2011/10/11
67976 Credit Suisse AG Hutchison R Bear CBBC Mar 2012 C 0.250 64 per 100 units 60 per 100 units 2012/03/26 80,000,000 2011/10/11
67996 Credit Suisse AG Ping An R Bear CBBC Feb 2012 C 0.250 53 per 100 units 48 per 100 units 2012/02/13 80,000,000 2011/10/11
67982 Credit Suisse AG TCH R Bear CBBC Feb 2012 G 0.250 158 per 100 units 150 per 100 units 2012/02/28 80,000,000 2011/10/11
67984 Credit Suisse AG TCH R Bear CBBC Feb 2012 H 0.250 168 per 100 units 160 per 100 units 2012/02/28 80,000,000 2011/10/11

68071 KBC Fin Products Int’l Ltd. HSI R Bull CBBC Mar 2012 E 0.250 14,100 per 12,000 units 14,500 per 12,000 units 2012/03/29 108,000,000 2011/10/11
68091 KBC Fin Products Int’l Ltd. HSI R Bull CBBC Apr 2012 A 0.380 13,100 per 10,000 units 13,500 per 10,000 units 2012/04/27 108,000,000 2011/10/11
68094 KBC Fin Products Int’l Ltd. HSI R Bull CBBC Apr 2012 B 0.250 13,500 per 15,000 units 14,000 per 15,000 units 2012/04/27 108,000,000 2011/10/11
68095 KBC Fin Products Int’l Ltd. HSI R Bull CBBC May 2012 A 0.250 12,600 per 20,000 units 13,000 per 20,000 units 2012/05/30 108,000,000 2011/10/11
67929 Macquarie Bank Ltd. HSCEI R Bull CBBC Apr 2012 B 0.250 7,000 per 8,000 units 7,200 per 8,000 units 2012/04/27 200,000,000 2011/10/11
67935 Macquarie Bank Ltd. HSCEI R Bull CBBC Apr 2012 C 0.250 7,500 per 8,000 units 7,700 per 8,000 units 2012/04/27 200,000,000 2011/10/11
67906 Macquarie Bank Ltd. HSI R Bull CBBC Apr 2012 C 0.250 15,000 per 8,000 units 15,400 per 8,000 units 2012/04/27 300,000,000 2011/10/11
67908 Macquarie Bank Ltd. HSI R Bull CBBC Apr 2012 D 0.250 15,600 per 8,000 units 16,000 per 8,000 units 2012/04/27 300,000,000 2011/10/11
67914 Macquarie Bank Ltd. HSI R Bull CBBC Apr 2012 E 0.250 16,000 per 8,000 units 16,400 per 8,000 units 2012/04/27 300,000,000 2011/10/11
67915 Macquarie Bank Ltd. HSI R Bear CBBC Apr 2012 F 0.250 18,400 per 8,000 units 18,000 per 8,000 units 2012/04/27 300,000,000 2011/10/11
68061 UBS AG CC Bank R Bull CBBC Apr 2012 C 0.250 3.900 4.200 2012/04/02 100,000,000 2011/10/11
68060 UBS AG CC Bank R Bull CBBC May 2012 A 0.250 3.500 3.800 2012/05/07 100,000,000 2011/10/11
68044 UBS AG A50 China R Bull CBBC May 2012 B 0.250 8.500 9.000 2012/05/28 100,000,000 2011/10/11
67882 UBS AG HSI R Bull CBBC Jan 2012 P 0.250 16,800 per 10,000 units 17,000 per 10,000 units 2012/01/30 300,000,000 2011/10/11
67883 UBS AG HSI R Bull CBBC Jan 2012 R 0.250 17,300 per 10,000 units 17,500 per 10,000 units 2012/01/30 300,000,000 2011/10/11
67905 UBS AG HSI R Bull CBBC Feb 2012 A 0.250 14,600 per 10,000 units 14,800 per 10,000 units 2012/02/28 300,000,000 2011/10/11
67884 UBS AG HSI R Bull CBBC Feb 2012 X 0.250 16,600 per 10,000 units 16,800 per 10,000 units 2012/02/28 300,000,000 2011/10/11
67887 UBS AG HSI R Bull CBBC Feb 2012 Y 0.250 17,100 per 12,000 units 17,300 per 12,000 units 2012/02/28 300,000,000 2011/10/11
67904 UBS AG HSI R Bull CBBC Mar 2012 H 0.250 14,400 per 12,000 units 14,600 per 12,000 units 2012/03/29 300,000,000 2011/10/11
67903 UBS AG HSI R Bull CBBC Apr 2012 W 0.250 14,100 per 13,000 units 14,400 per 13,000 units 2012/04/27 300,000,000 2011/10/11
67889 UBS AG HSI R Bear CBBC Jan 2012 S 0.250 17,200 per 10,000 units 17,000 per 10,000 units 2012/01/30 300,000,000 2011/10/11
67943 UBS AG HSI R Bear CBBC Feb 2012 K 0.250 17,000 per 10,000 units 16,800 per 10,000 units 2012/02/28 300,000,000 2011/10/11
67888 UBS AG HSI R Bear CBBC Feb 2012 Z 0.250 17,500 per 12,000 units 17,300 per 12,000 units 2012/02/28 300,000,000 2011/10/11
68065 UBS AG Hutchison R Bull CBBC Apr 2012 B 0.250 41 per 100 units 45 per 100 units 2012/04/30 100,000,000 2011/10/11
68313 BNP Paribas Arbit Issu B.V. HSI R Bull CBBC Apr 2012 M 0.380 11,800 per 12,000 units 12,000 per 12,000 units 2012/04/27 200,000,000 2011/10/12
68316 BNP Paribas Arbit Issu B.V. HSI R Bull CBBC Apr 2012 N 0.350 12,300 per 12,000 units 12,500 per 12,000 units 2012/04/27 200,000,000 2011/10/12
68320 BNP Paribas Arbit Issu B.V. HSI R Bull CBBC Apr 2012 O 0.250 14,400 per 12,000 units 14,600 per 12,000 units 2012/04/27 200,000,000 2011/10/12
68323 BNP Paribas Arbit Issu B.V. HSI R Bull CBBC Apr 2012 P 0.250 14,500 per 12,000 units 14,700 per 12,000 units 2012/04/27 200,000,000 2011/10/12
68324 BNP Paribas Arbit Issu B.V. HSI R Bull CBBC Apr 2012 Q 0.250 14,600 per 12,000 units 14,800 per 12,000 units 2012/04/27 200,000,000 2011/10/12
68325 BNP Paribas Arbit Issu B.V. HSI R Bull CBBC Apr 2012 R 0.250 14,700 per 12,000 units 14,900 per 12,000 units 2012/04/27 200,000,000 2011/10/12
68326 BNP Paribas Arbit Issu B.V. HSI R Bear CBBC Apr 2012 D 0.250 16,700 per 12,000 units 16,500 per 12,000 units 2012/04/27 200,000,000 2011/10/12
68328 BNP Paribas Arbit Issu B.V. HSI R Bear CBBC Apr 2012 E 0.250 17,300 per 12,000 units 17,100 per 12,000 units 2012/04/27 200,000,000 2011/10/12
68336 BNP Paribas Arbit Issu B.V. HSI R Bear CBBC Apr 2012 G 0.250 17,600 per 12,000 units 17,400 per 12,000 units 2012/04/27 200,000,000 2011/10/12
68312 BNP Paribas Arbit Issu B.V. HSI R Bear CBBC Apr 2012 L 0.250 16,900 per 12,000 units 16,700 per 12,000 units 2012/04/27 200,000,000 2011/10/12
68282 Credit Suisse AG HSI R Bull CBBC Apr 2012 H 0.250 16,000 per 13,000 units 16,300 per 13,000 units 2012/04/27 400,000,000 2011/10/12
68286 Credit Suisse AG HSI R Bull CBBC Apr 2012 L 0.250 16,400 per 10,000 units 16,700 per 10,000 units 2012/04/27 400,000,000 2011/10/12
68291 Credit Suisse AG HSI R Bull CBBC May 2012 V 0.250 16,300 per 13,000 units 16,600 per 13,000 units 2012/05/30 400,000,000 2011/10/12
68258 Credit Suisse AG HSI R Bear CBBC Jan 2012 H 0.250 18,588 per 25,000 units 18,188 per 25,000 units 2012/01/30 300,000,000 2011/10/12
68246 Credit Suisse AG HSI R Bear CBBC Jan 2012 I 0.250 16,900 per 10,000 units 16,700 per 10,000 units 2012/01/30 400,000,000 2011/10/12
68249 Credit Suisse AG HSI R Bear CBBC Jan 2012 J 0.250 17,300 per 10,000 units 17,100 per 10,000 units 2012/01/30 400,000,000 2011/10/12
68233 Credit Suisse AG HSI R Bear CBBC Jan 2012 K 0.250 16,700 per 12,000 units 16,500 per 12,000 units 2012/01/30 400,000,000 2011/10/12

68257 Credit Suisse AG HSI R Bear CBBC Jan 2012 L 0.250 17,500 per 12,000 units 17,200 per 12,000 units 2012/01/30 400,000,000 2011/10/12
68259 Credit Suisse AG HSI R Bear CBBC Jan 2012 X 0.250 20,588 per 25,000 units 20,188 per 25,000 units 2012/01/30 300,000,000 2011/10/12
68262 Credit Suisse AG HSI R Bear CBBC Feb 2012 E 0.250 16,900 per 12,000 units 16,600 per 12,000 units 2012/02/28 400,000,000 2011/10/12
68279 Credit Suisse AG HSI R Bear CBBC Feb 2012 K 0.250 17,588 per 25,000 units 17,188 per 25,000 units 2012/02/28 300,000,000 2011/10/12
68278 Credit Suisse AG HSI R Bear CBBC Feb 2012 R 0.250 17,100 per 10,000 units 16,900 per 10,000 units 2012/02/28 400,000,000 2011/10/12
68280 Credit Suisse AG HSI R Bear CBBC Feb 2012 S 0.250 19,588 per 25,000 units 19,188 per 25,000 units 2012/02/28 300,000,000 2011/10/12
68261 Credit Suisse AG HSI R Bear CBBC Feb 2012 Z 0.250 16,600 per 10,000 units 16,300 per 10,000 units 2012/02/28 400,000,000 2011/10/12
68217 Credit Suisse AG TCH R Bull CBBC Feb 2012 I 0.400 102 per 100 units 110 per 100 units 2012/02/28 80,000,000 2011/10/12
68219 Credit Suisse AG TCH R Bull CBBC Feb 2012 J 0.300 112 per 100 units 120 per 100 units 2012/02/28 80,000,000 2011/10/12
68224 KBC Fin Products Int’l Ltd. HSI R Bear CBBC Jan 2012 P 0.250 16,900 per 10,000 units 16,500 per 10,000 units 2012/01/30 108,000,000 2011/10/12
68228 KBC Fin Products Int’l Ltd. HSI R Bear CBBC Feb 2012 L 0.250 17,200 per 12,000 units 16,800 per 12,000 units 2012/02/28 108,000,000 2011/10/12
68231 KBC Fin Products Int’l Ltd. HSI R Bear CBBC Mar 2012 F 0.250 17,600 per 15,000 units 17,200 per 15,000 units 2012/03/29 128,000,000 2011/10/12
68177 CC Rabobank B.A. HSI R Bull CBBC Apr 2012 C 0.250 14,800 per 11,000 units 15,200 per 11,000 units 2012/04/27 150,000,000 2011/10/12
68178 CC Rabobank B.A. HSI R Bull CBBC Apr 2012 D 0.250 14,000 per 12,000 units 14,400 per 12,000 units 2012/04/27 150,000,000 2011/10/12
68182 CC Rabobank B.A. HSI R Bull CBBC Apr 2012 E 0.250 14,400 per 11,000 units 14,800 per 11,000 units 2012/04/27 150,000,000 2011/10/12
68115 CC Rabobank B.A. HSI R Bear CBBC Apr 2012 A 0.250 18,000 per 11,000 units 17,600 per 11,000 units 2012/04/27 150,000,000 2011/10/12
68170 CC Rabobank B.A. HSI R Bear CBBC Apr 2012 B 0.250 17,600 per 11,000 units 17,200 per 11,000 units 2012/04/27 150,000,000 2011/10/12
68194 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC Mar 12X 0.405 13,500 per 10,000 units 13,700 per 10,000 units 2012/03/29 300,000,000 2011/10/12
68195 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC Mar 12Y 0.385 13,700 per 10,000 units 13,900 per 10,000 units 2012/03/29 300,000,000 2011/10/12
68196 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC Mar 12Z 0.250 14,800 per 10,000 units 15,000 per 10,000 units 2012/03/29 300,000,000 2011/10/12
68110 SGA Societe Generale Acceptance N.V. HSI R Bear CBBC Mar 12A 0.250 17,300 per 10,000 units 17,100 per 10,000 units 2012/03/29 300,000,000 2011/10/12
68112 SGA Societe Generale Acceptance N.V. HSI R Bear CBBC Mar 12B 0.250 17,400 per 10,000 units 17,200 per 10,000 units 2012/03/29 300,000,000 2011/10/12
68202 SGA Societe Generale Acceptance N.V. HSI R Bear CBBC Mar 12G 0.250 16,800 per 10,000 units 16,600 per 10,000 units 2012/03/29 300,000,000 2011/10/12
68209 SGA Societe Generale Acceptance N.V. HSI R Bear CBBC Mar 12H 0.250 16,900 per 10,000 units 16,700 per 10,000 units 2012/03/29 300,000,000 2011/10/12
68221 SGA Societe Generale Acceptance N.V. HSI R Bear CBBC Mar 12I 0.250 16,500 per 10,000 units 16,300 per 10,000 units 2012/03/29 300,000,000 2011/10/12
68223 SGA Societe Generale Acceptance N.V. HSI R Bear CBBC Mar 12K 0.250 16,700 per 10,000 units 16,500 per 10,000 units 2012/03/29 300,000,000 2011/10/12
68113 SGA Societe Generale Acceptance N.V. HSI R Bear CBBC Mar 12M 0.250 17,500 per 10,000 units 17,300 per 10,000 units 2012/03/29 300,000,000 2011/10/12
68096 SGA Societe Generale Acceptance N.V. HSI R Bear CBBC Mar 12V 0.250 17,100 per 10,000 units 16,900 per 10,000 units 2012/03/29 300,000,000 2011/10/12
68107 SGA Societe Generale Acceptance N.V. HSI R Bear CBBC Mar 12W 0.250 17,200 per 10,000 units 17,000 per 10,000 units 2012/03/29 300,000,000 2011/10/12
68415 UBS AG AIA R Bull CBBC May 2012 B 0.330 16.680 17.880 2012/05/28 100,000,000 2011/10/12
68416 UBS AG CC Bank R Bear CBBC May 2012 B 0.250 5.300 5.000 2012/05/14 100,000,000 2011/10/12
68402 UBS AG Cheung Kong R Bull CBBC Apr 2012 B 0.250 64 per 100 units 70 per 100 units 2012/04/02 100,000,000 2011/10/12
68412 UBS AG China Life R Bear CBBC May 2012 A 0.375 20.980 19.880 2012/05/14 100,000,000 2011/10/12
68417 UBS AG CNOOC R Bull CBBC Apr 2012 B 0.250 9.080 9.880 2012/04/30 100,000,000 2011/10/12
68392 UBS AG Sinopec Corp R Bull CBBC Apr 2012 A 0.250 6.700 7.000 2012/04/23 100,000,000 2011/10/12
68408 UBS AG A50 China R Bull CBBC May 2012 D 0.250 8.000 8.500 2012/05/28 100,000,000 2011/10/12
68404 UBS AG A50 China R Bear CBBC May 2012 C 0.250 11.000 10.500 2012/05/14 100,000,000 2011/10/12
68391 UBS AG HKEx R Bull CBBC May 2012 A 0.250 84 per 100 units 90 per 100 units 2012/05/21 100,000,000 2011/10/12
68389 UBS AG HKEx R Bear CBBC Mar 2012 C 0.250 121 per 100 units 115 per 100 units 2012/03/12 100,000,000 2011/10/12
68401 UBS AG HSBC R Bull CBBC Jun 2012 A 0.250 41 per 100 units 45 per 100 units 2012/06/11 100,000,000 2011/10/12

68400 UBS AG HSBC R Bear CBBC Apr 2012 B 0.250 69 per 100 units 65 per 100 units 2012/04/16 100,000,000 2011/10/12
68212 UBS AG HSI R Bull CBBC Jan 2012 U 0.250 16,300 per 10,000 units 16,500 per 10,000 units 2012/01/30 300,000,000 2011/10/12
68220 UBS AG HSI R Bull CBBC Mar 2012 F 0.250 16,100 per 12,000 units 16,300 per 12,000 units 2012/03/29 300,000,000 2011/10/12
68187 UBS AG HSI R Bull CBBC Apr 2012 X 0.250 16,400 per 13,000 units 16,700 per 13,000 units 2012/04/27 300,000,000 2011/10/12
68213 UBS AG HSI R Bull CBBC Apr 2012 Y 0.250 14,700 per 12,000 units 14,900 per 12,000 units 2012/04/27 300,000,000 2011/10/12
68214 UBS AG HSI R Bull CBBC May 2012 P 0.250 14,400 per 13,000 units 14,700 per 13,000 units 2012/05/30 300,000,000 2011/10/12
68367 UBS AG HSI R Bull CBBC May 2012 Q 0.250 14,100 per 12,000 units 14,300 per 12,000 units 2012/05/30 300,000,000 2011/10/12
68215 UBS AG HSI R Bull CBBC Jun 2012 J 0.250 13,800 per 13,000 units 14,100 per 13,000 units 2012/06/28 300,000,000 2011/10/12
68368 UBS AG HSI R Bull CBBC Jul 2012 D 0.500 11,300 per 10,000 units 11,500 per 10,000 units 2012/07/30 300,000,000 2011/10/12
68366 UBS AG HSI R Bear CBBC Feb 2012 B 0.250 16,500 per 12,000 units 16,300 per 12,000 units 2012/02/28 300,000,000 2011/10/12
68362 UBS AG HSI R Bear CBBC Mar 2012 E 0.250 17,000 per 13,000 units 16,700 per 13,000 units 2012/03/29 300,000,000 2011/10/12
68352 UBS AG HSI R Bear CBBC Apr 2012 Z 0.250 17,400 per 13,000 units 17,100 per 13,000 units 2012/04/27 300,000,000 2011/10/12
68399 UBS AG Hutchison R Bear CBBC Apr 2012 C 0.250 64 per 100 units 60 per 100 units 2012/04/23 100,000,000 2011/10/12
68414 UBS AG ICBC R Bull CBBC Apr 2012 C 0.250 2.700 3.000 2012/04/30 100,000,000 2011/10/12
68413 UBS AG ICBC R Bear CBBC Apr 2012 B 0.250 4.300 4.000 2012/04/30 100,000,000 2011/10/12
68384 UBS AG TCH R Bull CBBC May 2012 B 0.380 108 per 100 units 120 per 100 units 2012/05/28 100,000,000 2011/10/12
68370 UBS AG TCH R Bear CBBC May 2012 A 0.265 172 per 100 units 160 per 100 units 2012/05/21 100,000,000 2011/10/12
68510 BNP Paribas Arbit Issu B.V. HSI R Bull CBBC Apr 2012 K 0.250 16,100 per 12,000 units 16,300 per 12,000 units 2012/04/27 200,000,000 2011/10/13
68511 BNP Paribas Arbit Issu B.V. HSI R Bull CBBC Apr 2012 W 0.250 16,300 per 12,000 units 16,500 per 12,000 units 2012/04/27 200,000,000 2011/10/13
68520 Credit Suisse AG AIA R Bear CBBC Mar 2012 D 0.350 24.580 23.380 2012/03/19 80,000,000 2011/10/13
68517 Credit Suisse AG CCB R Bull CBBC Apr 2012 A 0.250 4.280 4.580 2012/04/23 80,000,000 2011/10/13
68519 Credit Suisse AG CNOOC R Bear CBBC Mar 2012 D 0.300 14.880 13.880 2012/03/12 80,000,000 2011/10/13
68518 Credit Suisse AG A50 China R Bull CBBC Mar 2012 E 0.250 9.580 10.060 2012/03/19 80,000,000 2011/10/13
68524 Credit Suisse AG A50 China R Bear CBBC Mar 2012 F 0.250 11.480 10.980 2012/03/19 80,000,000 2011/10/13
68466 Credit Suisse AG HSI R Bull CBBC Apr 2012 G 0.250 16,600 per 10,000 units 16,900 per 10,000 units 2012/04/27 400,000,000 2011/10/13
68515 Credit Suisse AG HSI R Bull CBBC Apr 2012 V 0.250 16,900 per 10,000 units 17,100 per 10,000 units 2012/04/27 400,000,000 2011/10/13
68467 Credit Suisse AG HSI R Bull CBBC May 2012 W 0.250 16,250 per 12,000 units 16,450 per 12,000 units 2012/05/30 400,000,000 2011/10/13
68516 Credit Suisse AG HSI R Bull CBBC May 2012 Y 0.250 16,700 per 13,000 units 17,000 per 13,000 units 2012/05/30 400,000,000 2011/10/13
68456 Credit Suisse AG HSI R Bear CBBC Jan 2012 B 0.250 17,350 per 10,000 units 17,150 per 10,000 units 2012/01/30 400,000,000 2011/10/13
68448 Credit Suisse AG HSI R Bear CBBC Jan 2012 P 0.250 16,700 per 10,000 units 16,400 per 10,000 units 2012/01/30 400,000,000 2011/10/13
68454 Credit Suisse AG HSI R Bear CBBC Jan 2012 U 0.250 17,150 per 13,000 units 16,850 per 13,000 units 2012/01/30 400,000,000 2011/10/13
68457 Credit Suisse AG HSI R Bear CBBC Feb 2012 F 0.250 16,750 per 10,000 units 16,550 per 10,000 units 2012/02/28 400,000,000 2011/10/13
68458 Credit Suisse AG HSI R Bear CBBC Feb 2012 Q 0.250 17,050 per 13,000 units 16,750 per 13,000 units 2012/02/28 400,000,000 2011/10/13
68459 Macquarie Bank Ltd. HSI R Bull CBBC Apr 2012 G 0.250 16,400 per 8,000 units 16,800 per 8,000 units 2012/04/27 300,000,000 2011/10/13

68462 Macquarie Bank Ltd. HSI R Bear CBBC Apr 2012 H 0.250 17,600 per 8,000 units 17,200 per 8,000 units 2012/04/27 300,000,000 2011/10/13
68463 Macquarie Bank Ltd. HSI R Bear CBBC Apr 2012 I 0.250 18,000 per 8,000 units 17,600 per 8,000 units 2012/04/27 300,000,000 2011/10/13
68418 Merrill Lynch Int’l & Co. C.V. HSI R Bull CBBC Apr 2012 E 0.250 15,700 per 12,000 units 16,100 per 12,000 units 2012/04/27 100,000,000 2011/10/13
68446 Merrill Lynch Int’l & Co. C.V. HSI R Bull CBBC Apr 2012 I 0.250 15,900 per 12,000 units 16,300 per 12,000 units 2012/04/27 100,000,000 2011/10/13
68514 Merrill Lynch Int’l & Co. C.V. HSI R Bull CBBC Apr 2012 J 0.250 16,200 per 12,000 units 16,600 per 12,000 units 2012/04/27 100,000,000 2011/10/13
68421 Merrill Lynch Int’l & Co. C.V. HSI R Bear CBBC Apr 2012 F 0.250 17,700 per 12,000 units 17,300 per 12,000 units 2012/04/27 100,000,000 2011/10/13
68432 Merrill Lynch Int’l & Co. C.V. HSI R Bear CBBC Apr 2012 G 0.250 18,100 per 12,000 units 17,700 per 12,000 units 2012/04/27 100,000,000 2011/10/13
68433 Merrill Lynch Int’l & Co. C.V. HSI R Bear CBBC Apr 2012 H 0.270 18,400 per 12,000 units 18,000 per 12,000 units 2012/04/27 100,000,000 2011/10/13
68490 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC Apr 2012 B 0.250 16,500 per 10,000 units 16,700 per 10,000 units 2012/04/27 300,000,000 2011/10/13
68502 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC Apr 2012 E 0.250 16,600 per 10,000 units 16,800 per 10,000 units 2012/04/27 300,000,000 2011/10/13
68503 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC Apr 2012 F 0.250 16,700 per 12,000 units 16,900 per 12,000 units 2012/04/27 300,000,000 2011/10/13
68479 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC Apr 2012 H 0.250 16,300 per 10,000 units 16,500 per 10,000 units 2012/04/27 300,000,000 2011/10/13
68487 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC Apr 2012 I 0.250 16,400 per 12,000 units 16,600 per 12,000 units 2012/04/27 300,000,000 2011/10/13
68471 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC Apr 2012 X 0.250 16,000 per 10,000 units 16,200 per 10,000 units 2012/04/27 300,000,000 2011/10/13
68472 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC Apr 2012 Y 0.250 16,100 per 12,000 units 16,300 per 12,000 units 2012/04/27 300,000,000 2011/10/13
68473 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC Apr 2012 Z 0.250 16,200 per 10,000 units 16,400 per 10,000 units 2012/04/27 300,000,000 2011/10/13
68469 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC Jun 2012 N 0.340 14,000 per 12,000 units 14,200 per 12,000 units 2012/06/28 300,000,000 2011/10/13
68470 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC Jun 2012 O 0.385 14,200 per 10,000 units 14,400 per 10,000 units 2012/06/28 300,000,000 2011/10/13
68504 UBS AG HSI R Bull CBBC Jan 2012 V 0.250 16,700 per 12,000 units 16,900 per 12,000 units 2012/01/30 300,000,000 2011/10/13
68505 UBS AG HSI R Bull CBBC Feb 2012 H 0.250 16,400 per 12,000 units 16,600 per 12,000 units 2012/02/28 300,000,000 2011/10/13
68509 UBS AG HSI R Bull CBBC Mar 2012 I 0.250 16,800 per 13,000 units 17,100 per 13,000 units 2012/03/29 300,000,000 2011/10/13
68506 UBS AG HSI R Bull CBBC Mar 2012 K 0.250 16,100 per 13,000 units 16,400 per 13,000 units 2012/03/29 300,000,000 2011/10/13
68435 UBS AG HSI R Bear CBBC Jan 2012 D 0.250 16,800 per 12,000 units 16,600 per 12,000 units 2012/01/30 300,000,000 2011/10/13
68440 UBS AG HSI R Bear CBBC Feb 2012 C 0.250 16,700 per 13,000 units 16,400 per 13,000 units 2012/02/28 300,000,000 2011/10/13
68553 BNP Paribas Arbit Issu B.V. HSI R Bull CBBC Apr 2012 V 0.250 16,200 per 12,000 units 16,400 per 12,000 units 2012/04/27 200,000,000 2011/10/14
68538 Credit Suisse AG HSI R Bull CBBC Apr 2012 W 0.250 16,000 per 12,000 units 16,200 per 12,000 units 2012/04/27 400,000,000 2011/10/14
68539 Credit Suisse AG HSI R Bull CBBC Apr 2012 X 0.250 16,300 per 10,000 units 16,500 per 10,000 units 2012/04/27 400,000,000 2011/10/14
68544 Credit Suisse AG HSI R Bull CBBC May 2012 E 0.250 16,900 per 13,000 units 17,200 per 13,000 units 2012/05/30 400,000,000 2011/10/14
68545 Credit Suisse AG HSI R Bull CBBC May 2012 F 0.250 17,300 per 13,000 units 17,600 per 13,000 units 2012/05/30 400,000,000 2011/10/14
68547 Credit Suisse AG HSI R Bull CBBC May 2012 G 0.250 17,450 per 12,000 units 17,750 per 12,000 units 2012/05/30 400,000,000 2011/10/14
68542 Credit Suisse AG HSI R Bull CBBC May 2012 Z 0.250 16,100 per 10,000 units 16,400 per 10,000 units 2012/05/30 400,000,000 2011/10/14
68531 Credit Suisse AG HSI R Bear CBBC Jan 2012 Q 0.250 17,600 per 12,000 units 17,400 per 12,000 units 2012/01/30 400,000,000 2011/10/14
68533 Credit Suisse AG HSI R Bear CBBC Jan 2012 T 0.250 17,900 per 12,000 units 17,600 per 12,000 units 2012/01/30 400,000,000 2011/10/14
68537 Credit Suisse AG HSI R Bear CBBC Feb 2012 N 0.250 18,100 per 10,000 units 17,800 per 10,000 units 2012/02/28 400,000,000 2011/10/14

68536 Credit Suisse AG HSI R Bear CBBC Feb 2012 P 0.250 17,700 per 10,000 units 17,500 per 10,000 units 2012/02/28 400,000,000 2011/10/14
68549 Credit Suisse AG Hutchison R Bull CBBC Mar 2012 E 0.250 56 per 100 units 59 per 100 units 2012/03/26 80,000,000 2011/10/14
68552 Credit Suisse AG Ping An R Bull CBBC Mar 2012 A 0.250 35 per 100 units 40 per 100 units 2012/03/26 80,000,000 2011/10/14
68550 Credit Suisse AG TCH R Bull CBBC Feb 2012 K 0.350 142 per 100 units 150 per 100 units 2012/02/28 80,000,000 2011/10/14
68551 Credit Suisse AG TCH R Bull CBBC Mar 2012 A 0.450 132 per 100 units 140 per 100 units 2012/03/26 80,000,000 2011/10/14
68571 KBC Fin Products Int’l Ltd. HSI R Bull CBBC Mar 2012 G 0.250 16,000 per 12,000 units 16,400 per 12,000 units 2012/03/29 108,000,000 2011/10/14
68573 KBC Fin Products Int’l Ltd. HSI R Bull CBBC Mar 2012 H 0.250 16,800 per 10,000 units 17,200 per 10,000 units 2012/03/29 108,000,000 2011/10/14
68577 KBC Fin Products Int’l Ltd. HSI R Bull CBBC Apr 2012 C 0.250 16,400 per 15,000 units 16,800 per 15,000 units 2012/04/27 128,000,000 2011/10/14
68578 KBC Fin Products Int’l Ltd. HSI R Bull CBBC Apr 2012 D 0.250 17,200 per 12,000 units 17,600 per 12,000 units 2012/04/27 108,000,000 2011/10/14
68530 Merrill Lynch Int’l & Co. C.V. HSI R Bull CBBC Apr 2012 K 0.250 16,500 per 12,000 units 16,900 per 12,000 units 2012/04/27 100,000,000 2011/10/14
68591 UBS AG ABC R Bull CBBC May 2012 A 0.250 1.900 2.200 2012/05/21 100,000,000 2011/10/14
68592 UBS AG AIA R Bull CBBC May 2012 C 0.330 19.680 20.880 2012/05/14 100,000,000 2011/10/14
68589 UBS AG CC Bank R Bull CBBC May 2012 C 0.250 4.200 4.500 2012/05/07 100,000,000 2011/10/14
68594 UBS AG A50 China R Bull CBBC Apr 2012 A 0.250 9.000 9.500 2012/04/30 100,000,000 2011/10/14
68581 UBS AG HKEx R Bull CBBC May 2012 B 0.250 94 per 100 units 100 per 100 units 2012/05/07 100,000,000 2011/10/14
68566 UBS AG HSI R Bull CBBC Feb 2012 F 0.250 17,400 per 12,000 units 17,600 per 12,000 units 2012/02/28 300,000,000 2011/10/14
68567 UBS AG HSI R Bull CBBC Mar 2012 M 0.250 17,100 per 13,000 units 17,400 per 13,000 units 2012/03/29 300,000,000 2011/10/14
68527 UBS AG HSI R Bear CBBC Jan 2012 Z 0.250 17,700 per 10,000 units 17,500 per 10,000 units 2012/01/30 300,000,000 2011/10/14
68528 UBS AG HSI R Bear CBBC Mar 2012 J 0.250 18,000 per 10,000 units 17,800 per 10,000 units 2012/03/29 300,000,000 2011/10/14
68579 UBS AG Hutchison R Bull CBBC Apr 2012 D 0.250 51 per 100 units 55 per 100 units 2012/04/23 100,000,000 2011/10/14
68593 UBS AG ICBC R Bull CBBC May 2012 A 0.250 3.200 3.500 2012/05/07 100,000,000 2011/10/14
68582 UBS AG TCH R Bull CBBC Jun 2012 A 0.430 128 per 100 units 140 per 100 units 2012/06/04 100,000,000 2011/10/14
68608 BNP Paribas Arbit Issu B.V. HSI R Bull CBBC May 2012 V 0.250 16,800 per 12,000 units 17,000 per 12,000 units 2012/05/30 200,000,000 2011/10/17
68610 BNP Paribas Arbit Issu B.V. HSI R Bull CBBC May 2012 W 0.250 16,000 per 12,000 units 16,200 per 12,000 units 2012/05/30 200,000,000 2011/10/17
68613 BNP Paribas Arbit Issu B.V. HSI R Bull CBBC May 2012 X 0.250 16,600 per 12,000 units 16,800 per 12,000 units 2012/05/30 200,000,000 2011/10/17
68598 J P Morgan SP BV HSI R Bull CBBC Feb 2012 H 0.250 17,200 per 12,000 units 17,500 per 12,000 units 2012/02/28 200,000,000 2011/10/17
68599 J P Morgan SP BV HSI R Bull CBBC Feb 2012 I 0.250 15,000 per 12,000 units 15,500 per 12,000 units 2012/02/28 200,000,000 2011/10/17
68600 J P Morgan SP BV HSI R Bull CBBC Feb 2012 J 0.250 16,000 per 12,000 units 16,500 per 12,000 units 2012/02/28 200,000,000 2011/10/17
68601 J P Morgan SP BV HSI R Bull CBBC Feb 2012 K 0.250 16,600 per 12,000 units 17,000 per 12,000 units 2012/02/28 200,000,000 2011/10/17
68595 CC Rabobank B.A. HSI R Bull CBBC Apr 2012 F 0.250 16,000 per 12,000 units 16,400 per 12,000 units 2012/04/27 150,000,000 2011/10/17
68596 CC Rabobank B.A. HSI R Bull CBBC Apr 2012 G 0.250 16,400 per 12,000 units 16,800 per 12,000 units 2012/04/27 150,000,000 2011/10/17
68597 CC Rabobank B.A. HSI R Bull CBBC Apr 2012 H 0.250 16,800 per 12,000 units 17,200 per 12,000 units 2012/04/27 150,000,000 2011/10/17
68604 UBS AG HSI R Bull CBBC Feb 2012 E 0.250 17,400 per 13,000 units 17,700 per 13,000 units 2012/02/28 300,000,000 2011/10/17
68603 UBS AG HSI R Bull CBBC Apr 2012 E 0.250 16,800 per 15,000 units 17,200 per 15,000 units 2012/04/27 300,000,000 2011/10/17
68621 Macquarie Bank Ltd. HSCEI R Bull CBBC Apr 2012 D 0.250 8,200 per 5,000 units 8,400 per 5,000 units 2012/04/27 300,000,000 2011/10/18

68620 Macquarie Bank Ltd. HSI R Bull CBBC Apr 2012 J 0.250 17,000 per 8,000 units 17,400 per 8,000 units 2012/04/27 300,000,000 2011/10/18
68624 Macquarie Bank Ltd. HSI R Bull CBBC Apr 2012 K 0.250 17,600 per 8,000 units 18,000 per 8,000 units 2012/04/27 300,000,000 2011/10/18
68642 UBS AG China Mobile R Bear CBBC Jun 2012 A 0.250 81 per 100 units 78 per 100 units 2012/06/11 100,000,000 2011/10/18
68636 UBS AG CC Bank R Bull CBBC May 2012 D 0.250 4.500 4.800 2012/05/21 100,000,000 2011/10/18
68641 UBS AG CC Bank R Bear CBBC May 2012 E 0.250 6.300 6.000 2012/05/21 100,000,000 2011/10/18
68638 UBS AG China Life R Bull CBBC May 2012 B 0.285 16.780 17.880 2012/05/21 100,000,000 2011/10/18
68635 UBS AG CNOOC R Bull CBBC May 2012 A 0.265 11.080 11.880 2012/05/28 100,000,000 2011/10/18
68633 UBS AG HKEx R Bull CBBC May 2012 C 0.250 104 per 100 units 110 per 100 units 2012/05/14 100,000,000 2011/10/18
68640 UBS AG HKEx R Bear CBBC May 2012 D 0.250 141 per 100 units 135 per 100 units 2012/05/21 100,000,000 2011/10/18
68626 UBS AG HSI R Bull CBBC Jan 2012 I 0.250 17,800 per 10,000 units 18,000 per 10,000 units 2012/01/30 300,000,000 2011/10/18
68627 UBS AG HSI R Bull CBBC Mar 2012 R 0.250 17,800 per 15,000 units 18,200 per 15,000 units 2012/03/29 300,000,000 2011/10/18
68622 UBS AG HSI R Bear CBBC Jan 2012 Q 0.250 18,200 per 10,000 units 18,000 per 10,000 units 2012/01/30 300,000,000 2011/10/18
68623 UBS AG HSI R Bear CBBC Jan 2012 X 0.250 18,500 per 12,000 units 18,300 per 12,000 units 2012/01/30 300,000,000 2011/10/18
68632 UBS AG Hutchison R Bull CBBC Jun 2012 A 0.250 56 per 100 units 60 per 100 units 2012/06/04 100,000,000 2011/10/18
68639 UBS AG Hutchison R Bear CBBC Jun 2012 B 0.250 79 per 100 units 75 per 100 units 2012/06/18 100,000,000 2011/10/18
68643 UBS AG ICBC R Bear CBBC Apr 2012 D 0.250 5.300 5.000 2012/04/30 100,000,000 2011/10/18
68637 UBS AG Ping An R Bull CBBC Jun 2012 A 0.250 35 per 100 units 40 per 100 units 2012/06/11 100,000,000 2011/10/18
68644 UBS AG Ping An R Bear CBBC Jun 2012 B 0.250 60 per 100 units 55 per 100 units 2012/06/25 100,000,000 2011/10/18
68634 UBS AG TCH R Bull CBBC Jun 2012 B 0.305 140 per 100 units 150 per 100 units 2012/06/25 100,000,000 2011/10/18
68647 CC Rabobank B.A. HSI R Bull CBBC Apr 2012 I 0.250 17,200 per 10,000 units 17,600 per 10,000 units 2012/04/27 150,000,000 2011/10/19
68648 CC Rabobank B.A. HSI R Bear CBBC Apr 2012 J 0.250 18,800 per 10,000 units 18,400 per 10,000 units 2012/04/27 150,000,000 2011/10/19
68659 UBS AG A50 China R Bull CBBC May 2012 E 0.250 9.500 10.000 2012/05/21 100,000,000 2011/10/19
68656 UBS AG HSI R Bull CBBC Feb 2012 J 0.250 17,700 per 12,000 units 17,900 per 12,000 units 2012/02/28 300,000,000 2011/10/19
68645 UBS AG HSI R Bear CBBC Apr 2012 D 0.250 18,700 per 13,000 units 18,400 per 13,000 units 2012/04/27 300,000,000 2011/10/19
68657 UBS AG ICBC R Bull CBBC Apr 2012 E 0.250 3.700 4.000 2012/04/16 100,000,000 2011/10/19
68660 UBS AG Ping An R Bear CBBC Jun 2012 C 0.250 70 per 100 units 65 per 100 units 2012/06/18 100,000,000 2011/10/19
68061 # UBS AG CC Bank R Bull CBBC Apr 2012 C 0.131 3.900 4.200 2012/04/02 100,000,000 2011/10/19

68678 J P Morgan SP BV HSI R Bull CBBC Feb 2012 L 0.250 17,700 per 12,000 units 18,000 per 12,000 units 2012/02/28 200,000,000 2011/10/20
68679 J P Morgan SP BV HSI R Bull CBBC Feb 2012 M 0.250 18,200 per 12,000 units 18,500 per 12,000 units 2012/02/28 200,000,000 2011/10/20
68665 KBC Fin Products Int’l Ltd. HSI R Bull CBBC Feb 2012 M 0.250 17,800 per 12,000 units 18,200 per 12,000 units 2012/02/28 108,000,000 2011/10/20
68666 KBC Fin Products Int’l Ltd. HSI R Bull CBBC Mar 2012 I 0.250 17,600 per 15,000 units 18,000 per 15,000 units 2012/03/29 128,000,000 2011/10/20
68662 Macquarie Bank Ltd. HSI R Bull CBBC Apr 2012 L 0.250 18,000 per 8,000 units 18,400 per 8,000 units 2012/04/27 300,000,000 2011/10/20
68663 Macquarie Bank Ltd. HSI R Bear CBBC Apr 2012 M 0.250 20,200 per 8,000 units 19,800 per 8,000 units 2012/04/27 300,000,000 2011/10/20
68672 UBS AG China Life R Bull CBBC Jun 2012 A 0.300 17.780 18.880 2012/06/04 100,000,000 2011/10/20
68674 UBS AG China Life R Bear CBBC May 2012 C 0.325 23.980 22.880 2012/05/28 100,000,000 2011/10/20
68669 UBS AG HSBC R Bull CBBC Jun 2012 B 0.250 56 per 100 units 60 per 100 units 2012/06/04 100,000,000 2011/10/20
68668 UBS AG HSI R Bull CBBC Jan 2012 G 0.250 18,300 per 10,000 units 18,500 per 10,000 units 2012/01/30 300,000,000 2011/10/20
68661 UBS AG HSI R Bear CBBC Jan 2012 L 0.250 18,700 per 10,000 units 18,500 per 10,000 units 2012/01/30 300,000,000 2011/10/20
68664 UBS AG HSI R Bear CBBC Mar 2012 O 0.250 19,000 per 13,000 units 18,700 per 13,000 units 2012/03/29 100,000,000 2011/10/20
68670 UBS AG Hutchison R Bull CBBC Jun 2012 C 0.250 61 per 100 units 65 per 100 units 2012/06/18 100,000,000 2011/10/20
68673 UBS AG Hutchison R Bear CBBC Jun 2012 D 0.250 84 per 100 units 80 per 100 units 2012/06/04 100,000,000 2011/10/20
68671 UBS AG Ping An R Bull CBBC Apr 2012 A 0.250 40 per 100 units 45 per 100 units 2012/04/23 100,000,000 2011/10/20
68680 Merrill Lynch Int’l & Co. C.V. HSI R Bull CBBC Apr 2012 L 0.250 16,900 per 12,000 units 17,300 per 12,000 units 2012/04/27 100,000,000 2011/10/21
68681 Merrill Lynch Int’l & Co. C.V. HSI R Bull CBBC Apr 2012 M 0.250 17,200 per 12,000 units 17,600 per 12,000 units 2012/04/27 100,000,000 2011/10/21
68686 UBS AG HSI R Bear CBBC Jan 2012 O 0.250 19,400 per 10,000 units 19,200 per 10,000 units 2012/01/30 300,000,000 2011/10/21
68687 UBS AG HSI R Bear CBBC Feb 2012 D 0.250 18,800 per 12,000 units 18,600 per 12,000 units 2012/02/28 300,000,000 2011/10/21
68694 J P Morgan SP BV HSI R Bull CBBC Feb 2012 R 0.250 16,500 per 12,000 units 16,800 per 12,000 units 2012/02/28 200,000,000 2011/10/24
68695 J P Morgan SP BV HSI R Bull CBBC Feb 2012 S 0.250 17,000 per 12,000 units 17,300 per 12,000 units 2012/02/28 200,000,000 2011/10/24
68696 J P Morgan SP BV HSI R Bull CBBC Feb 2012 T 0.250 17,500 per 12,000 units 17,800 per 12,000 units 2012/02/28 200,000,000 2011/10/24
68697 J P Morgan SP BV HSI R Bull CBBC Feb 2012 U 0.250 18,000 per 12,000 units 18,300 per 12,000 units 2012/02/28 200,000,000 2011/10/24
68690 J P Morgan SP BV HSI R Bear CBBC Feb 2012 N 0.250 20,400 per 12,000 units 20,200 per 12,000 units 2012/02/28 200,000,000 2011/10/24
68691 J P Morgan SP BV HSI R Bear CBBC Feb 2012 O 0.250 20,200 per 12,000 units 19,900 per 12,000 units 2012/02/28 200,000,000 2011/10/24
68692 J P Morgan SP BV HSI R Bear CBBC Feb 2012 P 0.250 20,000 per 12,000 units 19,700 per 12,000 units 2012/02/28 200,000,000 2011/10/24
68693 J P Morgan SP BV HSI R Bear CBBC Feb 2012 Q 0.250 19,500 per 12,000 units 19,300 per 12,000 units 2012/02/28 200,000,000 2011/10/24
68706 UBS AG ABC R Bull CBBC May 2012 B 0.250 2.500 2.800 2012/05/21 100,000,000 2011/10/24
68707 UBS AG AIA R Bull CBBC Apr 2012 B 0.290 20.680 21.880 2012/04/30 100,000,000 2011/10/24
68714 UBS AG AIA R Bear CBBC May 2012 D 0.660 30.080 28.880 2012/05/14 100,000,000 2011/10/24
68710 UBS AG BOCL R Bull CBBC Apr 2012 A 0.250 2.200 2.500 2012/04/30 100,000,000 2011/10/24
68705 UBS AG China Mobile R Bull CBBC May 2012 A 0.250 67 per 100 units 70 per 100 units 2012/05/28 100,000,000 2011/10/24
68704 UBS AG CC Bank R Bull CBBC Apr 2012 D 0.250 4.700 5.000 2012/04/23 100,000,000 2011/10/24

68698 UBS AG Cheung Kong R Bull CBBC Jun 2012 A 0.250 79 per 100 units 85 per 100 units 2012/06/11 100,000,000 2011/10/24
68703 UBS AG CNOOC R Bull CBBC May 2012 B 0.250 12.080 12.880 2012/05/21 100,000,000 2011/10/24
68713 UBS AG CNOOC R Bear CBBC May 2012 C 0.300 16.680 15.880 2012/05/28 100,000,000 2011/10/24
68700 UBS AG Sinopec Corp R Bull CBBC May 2012 A 0.250 6.400 6.700 2012/05/07 100,000,000 2011/10/24
68711 UBS AG A50 China R Bull CBBC Jun 2012 A 0.250 10.000 10.500 2012/06/04 100,000,000 2011/10/24
68688 UBS AG HSI R Bull CBBC Feb 2012 L 0.250 17,000 per 10,000 units 17,200 per 10,000 units 2012/02/28 300,000,000 2011/10/24
68689 UBS AG HSI R Bear CBBC Feb 2012 N 0.250 19,000 per 10,000 units 18,800 per 10,000 units 2012/02/28 300,000,000 2011/10/24
68708 UBS AG ICBC R Bull CBBC Apr 2012 F 0.250 3.500 3.800 2012/04/23 100,000,000 2011/10/24
68702 UBS AG Petrochina R Bull CBBC May 2012 A 0.250 7.380 7.880 2012/05/07 100,000,000 2011/10/24
68709 UBS AG Ping An R Bull CBBC Jun 2012 D 0.250 45 per 100 units 50 per 100 units 2012/06/18 100,000,000 2011/10/24
68699 UBS AG SHK Ppt R Bull CBBC May 2012 A 0.250 83 per 100 units 90 per 100 units 2012/05/28 100,000,000 2011/10/24
68701 UBS AG TCH R Bull CBBC May 2012 C 0.250 152 per 100 units 160 per 100 units 2012/05/21 100,000,000 2011/10/24
68712 UBS AG TCH R Bear CBBC Jun 2012 C 0.330 208 per 100 units 200 per 100 units 2012/06/18 100,000,000 2011/10/24
68722 UBS AG China Mobile R Bull CBBC May 2012 B 0.250 62 per 100 units 65 per 100 units 2012/05/21 100,000,000 2011/10/25
68718 UBS AG HSI R Bull CBBC Jan 2012 S 0.250 17,800 per 10,000 units 18,000 per 10,000 units 2012/01/30 300,000,000 2011/10/25
68723 UBS AG HSI R Bull CBBC May 2012 S 0.250 16,400 per 38,000 units 16,800 per 38,000 units 2012/05/30 300,000,000 2011/10/25
68729 HK Bank HSI R Bull CBBC Jun 2012 D 0.250 15,288 per 15,000 units 15,688 per 15,000 units 2012/06/28 100,000,000 2011/10/26
68730 HK Bank HSI R Bull CBBC Jul 2012 C 0.250 16,088 per 15,000 units 16,488 per 15,000 units 2012/07/30 100,000,000 2011/10/26
68731 HK Bank HSI R Bull CBBC Jun 2013 A 0.250 13,600 per 32,000 units 14,000 per 32,000 units 2013/06/27 150,000,000 2011/10/26
68732 HK Bank HSI R Bear CBBC Jun 2012 E 0.250 19,888 per 15,000 units 19,488 per 15,000 units 2012/06/28 100,000,000 2011/10/26
68733 HK Bank HSI R Bear CBBC Jul 2012 D 0.250 20,288 per 15,000 units 19,888 per 15,000 units 2012/07/30 100,000,000 2011/10/26
68734 HK Bank HSI R Bear CBBC Aug 2012 C 0.250 20,688 per 15,000 units 20,288 per 15,000 units 2012/08/30 150,000,000 2011/10/26
68739 Macquarie Bank Ltd. HSCEI R Bull CBBC Apr 2012 E 0.250 8,900 per 6,000 units 9,100 per 6,000 units 2012/04/27 200,000,000 2011/10/26
68738 Macquarie Bank Ltd. HSI R Bull CBBC Apr 2012 N 0.250 17,600 per 8,000 units 18,000 per 8,000 units 2012/04/27 300,000,000 2011/10/26
68735 CC Rabobank B.A. HSI R Bear CBBC Apr 2012 K 0.250 19,200 per 10,000 units 18,800 per 10,000 units 2012/04/27 150,000,000 2011/10/26
68740 UBS AG HSI R Bull CBBC Feb 2012 P 0.250 18,100 per 12,000 units 18,300 per 12,000 units 2012/02/28 300,000,000 2011/10/26
68736 UBS AG HSI R Bear CBBC Feb 2012 M 0.250 18,400 per 10,000 units 18,200 per 10,000 units 2012/02/28 300,000,000 2011/10/26
68744 HK Bank CC Bank R Bull CBBC Dec 2012 A 0.250 4.080 4.380 2012/12/18 80,000,000 2011/10/27
68743 HK Bank CNOOC R Bull CBBC Oct 2012 A 0.300 10.280 10.980 2012/10/18 80,000,000 2011/10/27
68745 HK Bank A50 R Bull CBBC Jun 2012 D 0.250 8.880 9.280 2012/06/26 100,000,000 2011/10/27

68746 HK Bank A50 R Bull CBBC Aug 2012 C 0.250 8.480 8.880 2012/08/28 100,000,000 2011/10/27
68747 HK Bank A50 R Bear CBBC Jun 2012 E 0.250 12.430 12.080 2012/06/26 100,000,000 2011/10/27
68742 HK Bank Hutchison R Bull CBBC Oct 2012 A 0.250 46.38 per 100 units 49.88 per 100 units 2012/10/18 80,000,000 2011/10/27
68750 UBS AG China Life R Bull CBBC Jun 2012 B 0.375 13.880 14.880 2012/06/04 100,000,000 2011/10/27
68751 UBS AG China Life R Bear CBBC May 2012 D 0.430 21.880 20.880 2012/05/21 100,000,000 2011/10/27
68748 UBS AG HSI R Bull CBBC Feb 2012 V 0.250 16,000 per 10,000 units 16,200 per 10,000 units 2012/02/28 300,000,000 2011/10/27
68749 UBS AG HSI R Bull CBBC Feb 2012 W 0.250 17,600 per 10,000 units 17,800 per 10,000 units 2012/02/28 300,000,000 2011/10/27
68752 UBS AG HSI R Bear CBBC Jan 2012 D 0.250 18,200 per 10,000 units 18,000 per 10,000 units 2012/01/30 300,000,000 2011/10/27
68756 HK Bank AIA R Bull CBBC Oct 2012 A 0.250 16.88 per 100 units 18.88 per 100 units 2012/10/18 80,000,000 2011/10/28
68758 HK Bank AIA R Bear CBBC Jun 2012 A 0.250 29.88 per 100 units 27.88 per 100 units 2012/06/18 80,000,000 2011/10/28
68757 HK Bank BOCL R Bull CBBC Jul 2012 A 0.250 1.800 1.980 2012/07/18 80,000,000 2011/10/28
68759 HK Bank BOCL R Bear CBBC Jun 2012 A 0.250 3.260 3.080 2012/06/18 80,000,000 2011/10/28
68760 HK Bank HSI R Bear CBBC Jun 2012 F 0.250 19,488 per 12,000 units 19,088 per 12,000 units 2012/06/28 100,000,000 2011/10/28
68755 HK Bank Hutchison R Bull CBBC Jul 2012 A 0.250 52.88 per 100 units 56.88 per 100 units 2012/07/18 80,000,000 2011/10/28
68753 Merrill Lynch Int’l & Co. C.V. HSI R Bear CBBC Apr 2012 N 0.270 19,000 per 12,000 units 18,600 per 12,000 units 2012/04/27 100,000,000 2011/10/28
68754 Merrill Lynch Int’l & Co. C.V. HSI R Bear CBBC Apr 2012 O 0.250 19,300 per 12,000 units 18,900 per 12,000 units 2012/04/27 100,000,000 2011/10/28
68761 UBS AG HSI R Bull CBBC Mar 2012 S 0.250 17,700 per 12,000 units 17,900 per 12,000 units 2012/03/29 300,000,000 2011/10/28
68697 # J P Morgan SP BV HSI R Bull CBBC Feb 2012 U 0.081 18,000 per 12,000 units 18,300 per 12,000 units 2012/02/28 200,000,000 2011/10/28
68763 HK Bank ABC R Bull CBBC Oct 2012 A 0.250 1.730 1.980 2012/10/18 80,000,000 2011/10/31
68766 HK Bank ABC R Bear CBBC Oct 2012 B 0.250 3.930 3.680 2012/10/18 80,000,000 2011/10/31
68767 HK Bank China Life R Bear CBBC Oct 2012 A 0.450 21.280 20.080 2012/10/18 80,000,000 2011/10/31
68762 HK Bank HKEx R Bull CBBC Nov 2012 A 0.250 98.68 per 100 units 104.68 per 100 units 2012/11/28 80,000,000 2011/10/31
68765 HK Bank HKEx R Bear CBBC Sep 2012 A 0.250 131.08 per 100 units 125.08 per 100 units 2012/09/18 80,000,000 2011/10/31
68764 HK Bank SHK Ppt R Bear CBBC Dec 2012 A 0.250 119 per 100 units 115 per 100 units 2012/12/28 80,000,000 2011/10/31
68782 UBS AG China Mobile R Bear CBBC May 2012 C 0.250 83 per 100 units 80 per 100 units 2012/05/28 100,000,000 2011/10/31
68779 UBS AG HKEx R Bear CBBC Jun 2012 A 0.250 131 per 100 units 125 per 100 units 2012/06/04 100,000,000 2011/10/31
68778 UBS AG HSBC R Bear CBBC Jun 2012 C 0.250 78 per 100 units 75 per 100 units 2012/06/11 100,000,000 2011/10/31
68783 UBS AG HSI R Bull CBBC Feb 2012 O 0.250 18,300 per 10,000 units 18,500 per 10,000 units 2012/02/28 300,000,000 2011/10/31
68784 UBS AG HSI R Bull CBBC Mar 2012 G 0.250 18,000 per 10,000 units 18,200 per 10,000 units 2012/03/29 300,000,000 2011/10/31

68777 UBS AG ICBC R Bull CBBC May 2012 B 0.250 3.700 4.000 2012/05/28 100,000,000 2011/10/31
68781 UBS AG TCH R Bear CBBC May 2012 D 0.250 190.88 per 100 units 182.88 per 100 units 2012/05/28 100,000,000 2011/10/31
68780 UBS AG TCH R Bear CBBC Jun 2012 D 0.285 200.88 per 100 units 192.88 per 100 units 2012/06/04 100,000,000 2011/10/31
68792 BNP Paribas Arbit Issu B.V. A50 Ch R Bull CBBC Sep 2012 B 0.250 9.700 10.000 2012/09/27 100,000,000 2011/11/01
68787 HK Bank HSI R Bull CBBC Aug 2012 D 0.250 17,088 per 15,000 units 17,488 per 15,000 units 2012/08/30 100,000,000 2011/11/01
68786 HK Bank HSI R Bull CBBC Sep 2012 A 0.250 16,488 per 15,000 units 16,888 per 15,000 units 2012/09/27 100,000,000 2011/11/01
68789 HK Bank ICBC R Bull CBBC Jul 2012 A 0.250 2.980 3.280 2012/07/18 80,000,000 2011/11/01
68788 HK Bank PetCh R Bull CBBC Oct 2012 A 0.250 7.980 8.480 2012/10/26 80,000,000 2011/11/01
68790 HK Bank PetCh R Bear CBBC Oct 2012 B 0.250 11.180 10.680 2012/10/26 80,000,000 2011/11/01
68793 J P Morgan SP BV HSI R Bull CBBC Mar 2012 A 0.250 18,500 per 15,000 units 18,800 per 15,000 units 2012/03/29 200,000,000 2011/11/01
68794 J P Morgan SP BV HSI R Bull CBBC Mar 2012 B 0.250 18,200 per 15,000 units 18,500 per 15,000 units 2012/03/29 200,000,000 2011/11/01
68795 J P Morgan SP BV HSI R Bull CBBC Mar 2012 C 0.250 17,700 per 15,000 units 18,000 per 15,000 units 2012/03/29 200,000,000 2011/11/01
68804 UBS AG China Life R Bull CBBC May 2012 E 0.250 16.380 17.380 2012/05/21 100,000,000 2011/11/01
68803 UBS AG China Life R Bull CBBC Jun 2012 C 0.305 15.380 16.380 2012/06/25 100,000,000 2011/11/01
68799 UBS AG HSI R Bull CBBC Feb 2012 B 0.250 18,700 per 12,000 units 18,900 per 12,000 units 2012/02/28 300,000,000 2011/11/01
68798 UBS AG HSI R Bull CBBC Feb 2012 Z 0.250 18,400 per 12,000 units 18,600 per 12,000 units 2012/02/28 300,000,000 2011/11/01
68801 UBS AG HSI R Bear CBBC Mar 2012 P 0.250 20,400 per 10,000 units 20,200 per 10,000 units 2012/03/29 300,000,000 2011/11/01
68791 UBS AG HSI R Bear CBBC Apr 2012 H 0.250 19,000 per 10,000 units 18,800 per 10,000 units 2012/04/27 300,000,000 2011/11/01
68802 UBS AG HSI R Bear CBBC Apr 2012 V 0.250 21,200 per 10,000 units 21,000 per 10,000 units 2012/04/27 300,000,000 2011/11/01
66857 # HK Bank HSI R Bear CBBC Jul 2012 B 0.150 21,088 per 15,000 units 20,688 per 15,000 units 2012/07/30 150,000,000 2011/11/01
68809 HK Bank China Life R Bull CBBC Aug 2012 A 0.350 15.180 16.680 2012/08/16 80,000,000 2011/11/02
68808 HK Bank China Shenhua R Bull CBBC Dec 2012 A 0.250 24.88 per 100 units 26.88 per 100 units 2012/12/18 80,000,000 2011/11/02
68811 HK Bank China Shenhua R Bear CBBC Dec 2012 B 0.250 39.88 per 100 units 37.88 per 100 units 2012/12/18 80,000,000 2011/11/02
68807 HK Bank TCH R Bull CBBC Aug 2012 A 0.400 138.88 per 100 units 148.88 per 100 units 2012/08/16 80,000,000 2011/11/02
68810 HK Bank TCH R Bear CBBC Aug 2012 B 0.300 202.88 per 100 units 192.88 per 100 units 2012/08/16 80,000,000 2011/11/02
68805 Merrill Lynch Int’l & Co. C.V. HSI R Bull CBBC May 2012 A 0.250 17,500 per 12,000 units 17,900 per 12,000 units 2012/05/30 100,000,000 2011/11/02
68814 UBS AG HSI R Bull CBBC Mar 2012 R 0.250 18,800 per 10,000 units 19,000 per 10,000 units 2012/03/29 300,000,000 2011/11/02
68815 UBS AG HSI R Bull CBBC Jun 2012 M 0.250 17,400 per 38,000 units 17,800 per 38,000 units 2012/06/28 300,000,000 2011/11/02
68816 UBS AG HSI R Bear CBBC Jun 2012 N 0.250 20,700 per 38,000 units 20,300 per 38,000 units 2012/06/28 300,000,000 2011/11/02
68817 UBS AG HSI R Bear CBBC Jul 2012 F 0.250 21,200 per 38,000 units 20,800 per 38,000 units 2012/07/30 300,000,000 2011/11/02
68828 BNP Paribas Arbit Issu B.V. HSI R Bull CBBC Mar 2012 E 0.250 19,400 per 12,000 units 19,600 per 12,000 units 2012/03/29 200,000,000 2011/11/03
68826 BNP Paribas Arbit Issu B.V. HSI R Bull CBBC Mar 2012 L 0.250 19,200 per 12,000 units 19,400 per 12,000 units 2012/03/29 200,000,000 2011/11/03

68827 BNP Paribas Arbit Issu B.V. HSI R Bull CBBC Mar 2012 M 0.250 19,300 per 12,000 units 19,500 per 12,000 units 2012/03/29 200,000,000 2011/11/03
68820 Macquarie Bank Ltd. HSI R Bull CBBC May 2012 A 0.250 18,600 per 8,000 units 19,000 per 8,000 units 2012/05/30 300,000,000 2011/11/03
68821 Macquarie Bank Ltd. HSI R Bull CBBC May 2012 B 0.250 18,400 per 8,000 units 18,800 per 8,000 units 2012/05/30 300,000,000 2011/11/03
68822 Macquarie Bank Ltd. HSI R Bull CBBC May 2012 C 0.259 17,900 per 8,000 units 18,300 per 8,000 units 2012/05/30 300,000,000 2011/11/03
68823 Macquarie Bank Ltd. HSI R Bear CBBC May 2012 D 0.250 20,000 per 8,000 units 19,600 per 8,000 units 2012/05/30 300,000,000 2011/11/03
68818 Merrill Lynch Int’l & Co. C.V. HSI R Bull CBBC May 2012 B 0.250 17,800 per 12,000 units 18,200 per 12,000 units 2012/05/30 100,000,000 2011/11/03
68846 UBS AG CC Bank R Bull CBBC May 2012 F 0.250 5.000 5.300 2012/05/14 100,000,000 2011/11/03
68851 UBS AG CC Bank R Bear CBBC Jul 2012 A 0.250 7.300 7.000 2012/07/16 100,000,000 2011/11/03
68843 UBS AG A50 China R Bull CBBC May 2012 F 0.250 10.500 11.000 2012/05/14 100,000,000 2011/11/03
68845 UBS AG HKEx R Bull CBBC Jun 2012 B 0.250 114 per 100 units 120 per 100 units 2012/06/11 100,000,000 2011/11/03
68849 UBS AG HKEx R Bear CBBC Jun 2012 C 0.350 161 per 100 units 155 per 100 units 2012/06/18 100,000,000 2011/11/03
68841 UBS AG HSCEI R Bull CBBC Jun 2012 A 0.250 9,700 per 12,000 units 10,000 per 12,000 units 2012/06/28 100,000,000 2011/11/03
68842 UBS AG HSCEI R Bear CBBC Jun 2012 B 0.250 11,800 per 12,000 units 11,500 per 12,000 units 2012/06/28 100,000,000 2011/11/03
68837 UBS AG HSI R Bear CBBC Feb 2012 J 0.250 21,500 per 10,000 units 21,300 per 10,000 units 2012/02/28 300,000,000 2011/11/03
68838 UBS AG HSI R Bear CBBC Apr 2012 Z 0.250 22,000 per 13,000 units 21,700 per 13,000 units 2012/04/27 300,000,000 2011/11/03
68839 UBS AG HSI R Bear CBBC May 2012 U 0.260 22,200 per 10,000 units 22,000 per 10,000 units 2012/05/30 300,000,000 2011/11/03
68840 UBS AG HSI R Bear CBBC May 2012 V 0.250 21,700 per 38,000 units 21,300 per 38,000 units 2012/05/30 300,000,000 2011/11/03
68847 UBS AG ICBC R Bull CBBC Jul 2012 A 0.250 4.200 4.500 2012/07/16 100,000,000 2011/11/03
68852 UBS AG ICBC R Bear CBBC Jul 2012 B 0.250 6.300 6.000 2012/07/23 100,000,000 2011/11/03
68844 UBS AG Jiangxi Copper R Bull CBBC Jun 2012 A 0.600 14.380 15.880 2012/06/11 100,000,000 2011/11/03
68848 UBS AG Jiangxi Copper R Bear CBBC Jun 2012 B 0.620 25.880 23.880 2012/06/18 100,000,000 2011/11/03
68850 UBS AG TCH R Bear CBBC Jul 2012 A 0.320 216.88 per 100 units 208.88 per 100 units 2012/07/16 100,000,000 2011/11/03
68868 BNP Paribas Arbit Issu B.V. HSI R Bull CBBC Mar 2012 F 0.250 19,500 per 12,000 units 19,700 per 12,000 units 2012/03/29 200,000,000 2011/11/04
68871 BNP Paribas Arbit Issu B.V. HSI R Bull CBBC Mar 2012 G 0.250 19,800 per 12,000 units 20,000 per 12,000 units 2012/03/29 200,000,000 2011/11/04
68869 BNP Paribas Arbit Issu B.V. HSI R Bull CBBC Mar 2012 N 0.250 19,600 per 12,000 units 19,800 per 12,000 units 2012/03/29 200,000,000 2011/11/04
68870 BNP Paribas Arbit Issu B.V. HSI R Bull CBBC Mar 2012 O 0.250 19,700 per 12,000 units 19,900 per 12,000 units 2012/03/29 200,000,000 2011/11/04
68876 J P Morgan SP BV HSI R Bull CBBC Mar 2012 H 0.250 19,700 per 15,000 units 20,000 per 15,000 units 2012/03/29 200,000,000 2011/11/04
68877 J P Morgan SP BV HSI R Bull CBBC Mar 2012 I 0.250 19,400 per 12,000 units 19,700 per 12,000 units 2012/03/29 200,000,000 2011/11/04
68878 J P Morgan SP BV HSI R Bull CBBC Mar 2012 J 0.250 19,100 per 15,000 units 19,400 per 15,000 units 2012/03/29 200,000,000 2011/11/04
68879 J P Morgan SP BV HSI R Bull CBBC Mar 2012 K 0.250 18,800 per 12,000 units 19,100 per 12,000 units 2012/03/29 200,000,000 2011/11/04

68872 J P Morgan SP BV HSI R Bear CBBC Mar 2012 D 0.250 21,900 per 12,000 units 21,700 per 12,000 units 2012/03/29 200,000,000 2011/11/04
68873 J P Morgan SP BV HSI R Bear CBBC Mar 2012 E 0.250 21,600 per 15,000 units 21,400 per 15,000 units 2012/03/29 200,000,000 2011/11/04
68874 J P Morgan SP BV HSI R Bear CBBC Mar 2012 F 0.250 21,400 per 12,000 units 21,200 per 12,000 units 2012/03/29 200,000,000 2011/11/04
68875 J P Morgan SP BV HSI R Bear CBBC Mar 2012 G 0.250 21,000 per 15,000 units 20,800 per 15,000 units 2012/03/29 200,000,000 2011/11/04
68853 Merrill Lynch Int’l & Co. C.V. HSI R Bull CBBC May 2012 C 0.250 18,100 per 12,000 units 18,500 per 12,000 units 2012/05/30 100,000,000 2011/11/04
68862 UBS AG China Life R Bull CBBC Jul 2012 A 0.280 17.380 18.380 2012/07/16 100,000,000 2011/11/04
68866 UBS AG China Life R Bear CBBC Jul 2012 B 0.280 22.880 21.880 2012/07/23 100,000,000 2011/11/04
68867 UBS AG China Life R Bear CBBC Sep 2012 A 0.580 25.880 24.880 2012/09/17 100,000,000 2011/11/04
68864 UBS AG HKEx R Bear CBBC May 2012 E 0.360 171 per 100 units 165 per 100 units 2012/05/21 100,000,000 2011/11/04
68859 UBS AG HSI R Bull CBBC Jun 2012 P 0.250 19,100 per 13,000 units 19,400 per 13,000 units 2012/06/28 300,000,000 2011/11/04
68855 UBS AG HSI R Bear CBBC Mar 2012 N 0.250 20,200 per 10,000 units 20,000 per 10,000 units 2012/03/29 300,000,000 2011/11/04
68860 UBS AG Hutchison R Bull CBBC Jul 2012 A 0.250 66 per 100 units 70 per 100 units 2012/07/16 100,000,000 2011/11/04
68863 UBS AG Hutchison R Bear CBBC Jul 2012 B 0.250 89 per 100 units 85 per 100 units 2012/07/23 100,000,000 2011/11/04
68861 UBS AG Ping An R Bull CBBC Jul 2012 A 0.250 48 per 100 units 55 per 100 units 2012/07/16 100,000,000 2011/11/04
68865 UBS AG Ping An R Bear CBBC Jul 2012 B 0.250 82 per 100 units 75 per 100 units 2012/07/23 100,000,000 2011/11/04
68893 BNP Paribas Arbit Issu B.V. HSI R Bull CBBC Mar 2012 H 0.250 18,900 per 12,000 units 19,100 per 12,000 units 2012/03/29 200,000,000 2011/11/07
68894 BNP Paribas Arbit Issu B.V. HSI R Bull CBBC Mar 2012 Q 0.250 19,100 per 12,000 units 19,300 per 12,000 units 2012/03/29 200,000,000 2011/11/07
68896 BNP Paribas Arbit Issu B.V. HSI R Bear CBBC Mar 2012 P 0.250 20,400 per 12,000 units 20,200 per 12,000 units 2012/03/29 200,000,000 2011/11/07
68895 BNP Paribas Arbit Issu B.V. HSI R Bear CBBC Mar 2012 R 0.250 20,200 per 12,000 units 20,000 per 12,000 units 2012/03/29 200,000,000 2011/11/07
68881 HK Bank HSI R Bull CBBC Oct 2012 A 0.250 17,488 per 15,000 units 17,888 per 15,000 units 2012/10/30 150,000,000 2011/11/07
68882 HK Bank HSI R Bull CBBC Oct 2012 B 0.250 17,888 per 15,000 units 18,288 per 15,000 units 2012/10/30 150,000,000 2011/11/07
68886 Macquarie Bank Ltd. HSCEI R Bull CBBC May 2012 A 0.250 9,500 per 8,000 units 9,700 per 8,000 units 2012/05/30 200,000,000 2011/11/07
68887 Macquarie Bank Ltd. HSCEI R Bear CBBC May 2012 B 0.250 11,200 per 8,000 units 11,000 per 8,000 units 2012/05/30 200,000,000 2011/11/07
68880 Merrill Lynch Int’l & Co. C.V. HSI R Bull CBBC May 2012 D 0.250 18,400 per 12,000 units 18,800 per 12,000 units 2012/05/30 100,000,000 2011/11/07
68897 UBS AG China Life R Bull CBBC Jun 2012 D 0.250 18.380 19.380 2012/06/18 100,000,000 2011/11/07
68890 UBS AG CNOOC R Bear CBBC Jun 2012 A 0.270 17.680 16.880 2012/06/25 100,000,000 2011/11/07
68883 UBS AG HSI R Bull CBBC Feb 2012 M 0.250 19,100 per 12,000 units 19,300 per 12,000 units 2012/02/28 300,000,000 2011/11/07
68888 UBS AG HSI R Bear CBBC Jun 2012 Q 0.250 22,200 per 38,000 units 21,800 per 38,000 units 2012/06/28 300,000,000 2011/11/07
68889 UBS AG HSI R Bear CBBC Jul 2012 G 0.250 22,700 per 38,000 units 22,300 per 38,000 units 2012/07/30 300,000,000 2011/11/07
68960 BNP Paribas Arbit Issu B.V. HSI R Bear CBBC Mar 2012 S 0.250 19,700 per 12,000 units 19,500 per 12,000 units 2012/03/29 200,000,000 2011/11/08
68961 BNP Paribas Arbit Issu B.V. HSI R Bear CBBC Mar 2012 T 0.250 19,800 per 12,000 units 19,600 per 12,000 units 2012/03/29 200,000,000 2011/11/08
68962 BNP Paribas Arbit Issu B.V. HSI R Bear CBBC Mar 2012 U 0.250 20,000 per 12,000 units 19,800 per 12,000 units 2012/03/29 200,000,000 2011/11/08

68934 Credit Suisse AG ABC R Bull CBBC Jul 2012 A 0.250 2.880 3.180 2012/07/30 100,000,000 2011/11/08
68947 Credit Suisse AG AIA R Bull CBBC Apr 2012 A 0.320 20.980 21.980 2012/04/16 100,000,000 2011/11/08
68946 Credit Suisse AG AIA R Bear CBBC Mar 2012 E 0.450 27.880 26.880 2012/03/12 100,000,000 2011/11/08
68935 Credit Suisse AG China Mobile R Bear CBBC Apr 2012 A 0.250 82 per 100 units 79 per 100 units 2012/04/16 100,000,000 2011/11/08
68942 Credit Suisse AG CCB R Bull CBBC May 2012 A 0.250 5.080 5.380 2012/05/14 100,000,000 2011/11/08
68941 Credit Suisse AG CCB R Bear CBBC Apr 2012 B 0.250 6.280 5.980 2012/04/16 100,000,000 2011/11/08
68949 Credit Suisse AG China Life R Bull CBBC May 2012 A 0.310 17.720 18.720 2012/05/14 100,000,000 2011/11/08
68948 Credit Suisse AG China Life R Bear CBBC Mar 2012 A 0.290 23.550 22.550 2012/03/12 100,000,000 2011/11/08
68940 Credit Suisse AG CNOOC R Bull CBBC Jun 2012 A 0.310 12.280 13.080 2012/06/18 100,000,000 2011/11/08
68939 Credit Suisse AG CNOOC R Bear CBBC Apr 2012 A 0.250 16.780 15.980 2012/04/16 100,000,000 2011/11/08
68932 Credit Suisse AG A50 China R Bull CBBC Mar 2012 G 0.250 10.080 10.580 2012/03/12 100,000,000 2011/11/08
68933 Credit Suisse AG A50 China R Bull CBBC May 2012 A 0.250 10.580 11.080 2012/05/14 100,000,000 2011/11/08
68943 Credit Suisse AG HKEx R Bull CBBC May 2012 A 0.250 124.80 per 100 units 130.80 per 100 units 2012/05/14 100,000,000 2011/11/08
68944 Credit Suisse AG HKEx R Bull CBBC May 2012 B 0.250 114.80 per 100 units 120.80 per 100 units 2012/05/14 100,000,000 2011/11/08
68945 Credit Suisse AG HKEx R Bull CBBC May 2012 C 0.300 104.80 per 100 units 110.80 per 100 units 2012/05/14 100,000,000 2011/11/08
68936 Credit Suisse AG HSBC R Bull CBBC Jun 2012 A 0.250 58.88 per 100 units 61.88 per 100 units 2012/06/18 100,000,000 2011/11/08
68912 Credit Suisse AG HSI R Bull CBBC Jun 2012 P 0.250 19,000 per 12,000 units 19,200 per 12,000 units 2012/06/28 400,000,000 2011/11/08
68914 Credit Suisse AG HSI R Bull CBBC Jun 2012 Q 0.250 18,700 per 10,000 units 18,900 per 10,000 units 2012/06/28 400,000,000 2011/11/08
68916 Credit Suisse AG HSI R Bull CBBC Jun 2012 R 0.250 18,500 per 10,000 units 18,700 per 10,000 units 2012/06/28 400,000,000 2011/11/08
68919 Credit Suisse AG HSI R Bull CBBC Jun 2012 S 0.250 18,200 per 12,000 units 18,400 per 12,000 units 2012/06/28 400,000,000 2011/11/08
68922 Credit Suisse AG HSI R Bull CBBC Jun 2012 T 0.250 17,900 per 10,000 units 18,100 per 10,000 units 2012/06/28 400,000,000 2011/11/08
68924 Credit Suisse AG HSI R Bull CBBC Jun 2012 U 0.250 17,700 per 10,000 units 17,900 per 10,000 units 2012/06/28 400,000,000 2011/11/08
68913 Credit Suisse AG HSI R Bull CBBC Jul 2012 J 0.250 18,800 per 10,000 units 19,000 per 10,000 units 2012/07/30 400,000,000 2011/11/08
68915 Credit Suisse AG HSI R Bull CBBC Jul 2012 K 0.250 18,600 per 12,000 units 18,800 per 12,000 units 2012/07/30 400,000,000 2011/11/08
68917 Credit Suisse AG HSI R Bull CBBC Jul 2012 L 0.250 18,400 per 10,000 units 18,600 per 10,000 units 2012/07/30 400,000,000 2011/11/08
68920 Credit Suisse AG HSI R Bull CBBC Jul 2012 M 0.250 18,100 per 10,000 units 18,300 per 10,000 units 2012/07/30 400,000,000 2011/11/08
68923 Credit Suisse AG HSI R Bull CBBC Jul 2012 N 0.250 17,800 per 10,000 units 18,000 per 10,000 units 2012/07/30 400,000,000 2011/11/08
68925 Credit Suisse AG HSI R Bull CBBC Jul 2012 O 0.250 17,600 per 12,000 units 17,800 per 12,000 units 2012/07/30 400,000,000 2011/11/08
68906 Credit Suisse AG HSI R Bull CBBC Aug 2012 G 0.250 17,050 per 38,000 units 17,400 per 38,000 units 2012/08/30 400,000,000 2011/11/08
68908 Credit Suisse AG HSI R Bull CBBC Aug 2012 H 0.250 18,050 per 38,000 units 18,400 per 38,000 units 2012/08/30 400,000,000 2011/11/08
68905 Credit Suisse AG HSI R Bull CBBC Sep 2012 A 0.250 16,550 per 38,000 units 16,900 per 38,000 units 2012/09/27 400,000,000 2011/11/08
68907 Credit Suisse AG HSI R Bull CBBC Sep 2012 B 0.250 17,550 per 38,000 units 17,900 per 38,000 units 2012/09/27 400,000,000 2011/11/08
68958 Credit Suisse AG HSI R Bear CBBC Feb 2012 A 0.250 19,800 per 10,000 units 19,600 per 10,000 units 2012/02/28 400,000,000 2011/11/08
68959 Credit Suisse AG HSI R Bear CBBC Feb 2012 B 0.250 19,600 per 10,000 units 19,400 per 10,000 units 2012/02/28 400,000,000 2011/11/08
68904 Credit Suisse AG HSI R Bear CBBC Feb 2012 L 0.250 20,400 per 12,000 units 20,200 per 12,000 units 2012/02/28 400,000,000 2011/11/08

68901 Credit Suisse AG HSI R Bear CBBC Feb 2012 M 0.250 20,100 per 10,000 units 19,900 per 10,000 units 2012/02/28 400,000,000 2011/11/08
68902 Credit Suisse AG HSI R Bear CBBC Feb 2012 V 0.250 20,200 per 10,000 units 20,000 per 10,000 units 2012/02/28 400,000,000 2011/11/08
68957 Credit Suisse AG HSI R Bear CBBC Mar 2012 V 0.250 20,000 per 12,000 units 19,800 per 12,000 units 2012/03/29 400,000,000 2011/11/08
68903 Credit Suisse AG HSI R Bear CBBC Mar 2012 Z 0.250 20,300 per 10,000 units 20,100 per 10,000 units 2012/03/29 400,000,000 2011/11/08
68938 Credit Suisse AG Hutchison R Bull CBBC Jun 2012 A 0.250 63 per 100 units 66 per 100 units 2012/06/18 100,000,000 2011/11/08
68937 Credit Suisse AG Hutchison R Bear CBBC Apr 2012 A 0.250 78.40 per 100 units 74.40 per 100 units 2012/04/16 100,000,000 2011/11/08
68930 Credit Suisse AG Ping An R Bull CBBC Jun 2012 A 0.250 40.80 per 100 units 45.80 per 100 units 2012/06/18 100,000,000 2011/11/08
68931 Credit Suisse AG Ping An R Bull CBBC Jun 2012 B 0.250 45.80 per 100 units 50.80 per 100 units 2012/06/18 100,000,000 2011/11/08
68929 Credit Suisse AG Ping An R Bear CBBC Apr 2012 A 0.250 69.80 per 100 units 64.80 per 100 units 2012/04/16 100,000,000 2011/11/08
68951 Credit Suisse AG TCH R Bull CBBC May 2012 A 0.330 151 per 100 units 160 per 100 units 2012/05/28 100,000,000 2011/11/08
68952 Credit Suisse AG TCH R Bull CBBC May 2012 B 0.250 161 per 100 units 170 per 100 units 2012/05/28 100,000,000 2011/11/08
68950 Credit Suisse AG TCH R Bear CBBC Mar 2012 B 0.250 199 per 100 units 190 per 100 units 2012/03/12 100,000,000 2011/11/08
68898 Daiwa Capital Mkt HSI R Bull CBBC Mar 2012 A 0.250 18,300 per 10,000 units 18,500 per 10,000 units 2012/03/29 128,000,000 2011/11/08
68899 Daiwa Capital Mkt HSI R Bull CBBC Mar 2012 B 0.250 18,800 per 15,000 units 19,000 per 15,000 units 2012/03/29 180,000,000 2011/11/08
68900 Daiwa Capital Mkt HSI R Bull CBBC Mar 2012 C 0.250 19,300 per 12,000 units 19,500 per 12,000 units 2012/03/29 128,000,000 2011/11/08
68927 Daiwa Capital Mkt HSI R Bear CBBC Mar 2012 D 0.250 19,800 per 10,000 units 19,600 per 10,000 units 2012/03/29 128,000,000 2011/11/08
68928 Daiwa Capital Mkt HSI R Bear CBBC Apr 2012 A 0.250 20,200 per 12,000 units 20,000 per 12,000 units 2012/04/27 128,000,000 2011/11/08
68955 UBS AG HSI R Bear CBBC Apr 2012 I 0.250 21,700 per 10,000 units 21,500 per 10,000 units 2012/04/27 300,000,000 2011/11/08
68956 UBS AG HSI R Bear CBBC Jun 2012 R 0.250 22,100 per 12,000 units 21,900 per 12,000 units 2012/06/28 300,000,000 2011/11/08
68704 # UBS AG CC Bank R Bull CBBC Apr 2012 D 0.115 4.700 5.000 2012/04/23 100,000,000 2011/11/08
68990 Credit Suisse AG HSI R Bull CBBC Mar 2012 H 0.250 19,500 per 10,000 units 19,700 per 10,000 units 2012/03/29 400,000,000 2011/11/09
68965 Credit Suisse AG HSI R Bear CBBC Feb 2012 H 0.250 19,700 per 12,000 units 19,500 per 12,000 units 2012/02/28 400,000,000 2011/11/09
68967 Credit Suisse AG HSI R Bear CBBC Feb 2012 O 0.250 19,400 per 10,000 units 19,200 per 10,000 units 2012/02/28 400,000,000 2011/11/09
68963 Credit Suisse AG HSI R Bear CBBC Mar 2012 B 0.250 19,900 per 10,000 units 19,700 per 10,000 units 2012/03/29 400,000,000 2011/11/09
68966 Credit Suisse AG HSI R Bear CBBC Mar 2012 D 0.250 19,500 per 10,000 units 19,300 per 10,000 units 2012/03/29 400,000,000 2011/11/09
68975 UBS AG ABC R Bull CBBC Jul 2012 A 0.250 2.800 3.100 2012/07/16 100,000,000 2011/11/09
68976 UBS AG AIA R Bull CBBC Jun 2012 A 0.250 21.380 22.380 2012/06/25 100,000,000 2011/11/09
68979 UBS AG BOCL R Bull CBBC Aug 2012 A 0.250 1.900 2.200 2012/08/20 100,000,000 2011/11/09
68983 UBS AG Cheung Kong R Bear CBBC Jun 2012 B 0.250 116 per 100 units 110 per 100 units 2012/06/18 100,000,000 2011/11/09
68977 UBS AG China Life R Bull CBBC Aug 2012 A 0.250 17.880 18.880 2012/08/13 100,000,000 2011/11/09
68978 UBS AG China Life R Bull CBBC Aug 2012 B 0.290 16.880 17.880 2012/08/20 100,000,000 2011/11/09
68985 UBS AG China Life R Bear CBBC Aug 2012 C 0.250 21.880 20.880 2012/08/06 100,000,000 2011/11/09
68981 UBS AG CNOOC R Bull CBBC Jul 2012 A 0.250 13.080 13.880 2012/07/16 100,000,000 2011/11/09
68982 UBS AG CNOOC R Bear CBBC Jul 2012 B 0.250 16.680 15.880 2012/07/23 100,000,000 2011/11/09

68994 UBS AG HKEx R Bull CBBC Jul 2012 A 0.250 124 per 100 units 130 per 100 units 2012/07/23 100,000,000 2011/11/09
68968 UBS AG HSI R Bull CBBC Feb 2012 K 0.250 18,900 per 10,000 units 19,100 per 10,000 units 2012/02/28 300,000,000 2011/11/09
68991 UBS AG HSI R Bull CBBC Mar 2012 T 0.250 19,200 per 10,000 units 19,400 per 10,000 units 2012/03/29 300,000,000 2011/11/09
68970 UBS AG HSI R Bull CBBC Apr 2012 N 0.250 18,200 per 10,000 units 18,400 per 10,000 units 2012/04/27 300,000,000 2011/11/09
68973 UBS AG HSI R Bear CBBC May 2012 Z 0.250 20,550 per 10,000 units 20,350 per 10,000 units 2012/05/30 300,000,000 2011/11/09
68980 UBS AG Petrochina R Bull CBBC Jul 2012 A 0.250 8.380 8.880 2012/07/23 100,000,000 2011/11/09
68984 UBS AG SHK Ppt R Bear CBBC Jun 2012 A 0.250 120 per 100 units 113 per 100 units 2012/06/25 100,000,000 2011/11/09
68993 UBS AG TCH R Bull CBBC Apr 2012 C 0.250 162 per 100 units 170 per 100 units 2012/04/23 100,000,000 2011/11/09
69005 BNP Paribas Arbit Issu B.V. HSI R Bear CBBC Mar 2012 V 0.250 19,600 per 12,000 units 19,400 per 12,000 units 2012/03/29 200,000,000 2011/11/10
69003 Credit Suisse AG China Life R Bull CBBC Jun 2012 A 0.320 18.600 19.600 2012/06/18 100,000,000 2011/11/10
69002 Credit Suisse AG A50 China R Bear CBBC Mar 2012 H 0.250 13.100 12.800 2012/03/12 100,000,000 2011/11/10
68998 Credit Suisse AG HSI R Bull CBBC May 2012 C 0.250 18,550 per 10,000 units 18,750 per 10,000 units 2012/05/30 400,000,000 2011/11/10
68999 Credit Suisse AG HSI R Bull CBBC Jun 2012 W 0.250 18,350 per 10,000 units 18,550 per 10,000 units 2012/06/28 400,000,000 2011/11/10
69001 Credit Suisse AG TCH R Bear CBBC Mar 2012 C 0.250 207 per 100 units 198 per 100 units 2012/03/19 100,000,000 2011/11/10
69013 UBS AG A50 China R Bull CBBC Jun 2012 B 0.250 11.000 11.500 2012/06/25 100,000,000 2011/11/10
69014 UBS AG HKEx R Bull CBBC Jun 2012 D 0.250 119 per 100 units 125 per 100 units 2012/06/25 100,000,000 2011/11/10
68996 UBS AG HSI R Bull CBBC Mar 2012 Q 0.250 17,500 per 10,000 units 17,700 per 10,000 units 2012/03/29 300,000,000 2011/11/10
68997 UBS AG HSI R Bull CBBC Mar 2012 U 0.250 19,400 per 12,000 units 19,600 per 12,000 units 2012/03/29 300,000,000 2011/11/10
69009 UBS AG HSI R Bull CBBC Jul 2012 H 0.250 18,250 per 13,000 units 18,550 per 13,000 units 2012/07/30 300,000,000 2011/11/10
69010 UBS AG HSI R Bull CBBC Jul 2012 I 0.250 18,550 per 13,000 units 18,850 per 13,000 units 2012/07/30 300,000,000 2011/11/10
69011 UBS AG HSI R Bull CBBC Aug 2012 D 0.250 18,550 per 12,000 units 18,750 per 12,000 units 2012/08/30 300,000,000 2011/11/10
69015 UBS AG Hutchison R Bull CBBC Aug 2012 A 0.250 64 per 100 units 67 per 100 units 2012/08/13 100,000,000 2011/11/10
69040 BNP Paribas Arbit Issu B.V. HSI R Bull CBBC Mar 2012 X 0.250 19,400 per 12,000 units 19,600 per 12,000 units 2012/03/29 200,000,000 2011/11/11
69041 BNP Paribas Arbit Issu B.V. HSI R Bull CBBC Mar 2012 Y 0.250 19,200 per 12,000 units 19,400 per 12,000 units 2012/03/29 200,000,000 2011/11/11
69042 BNP Paribas Arbit Issu B.V. HSI R Bull CBBC Mar 2012 Z 0.250 19,000 per 12,000 units 19,200 per 12,000 units 2012/03/29 200,000,000 2011/11/11
69039 BNP Paribas Arbit Issu B.V. HSI R Bear CBBC Mar 2012 W 0.250 20,500 per 12,000 units 20,300 per 12,000 units 2012/03/29 200,000,000 2011/11/11
69025 Credit Suisse AG China Life R Bull CBBC Jun 2012 B 0.320 19.800 20.800 2012/06/18 100,000,000 2011/11/11
69024 Credit Suisse AG China Life R Bear CBBC Mar 2012 B 0.280 25.600 24.600 2012/03/12 100,000,000 2011/11/11

69026 Credit Suisse AG Ping An R Bull CBBC Jun 2012 C 0.250 50.80 per 100 units 55.80 per 100 units 2012/06/18 100,000,000 2011/11/11
69027 Daiwa Capital Mkt HSI R Bull CBBC Mar 2012 E 0.250 17,800 per 15,000 units 18,000 per 15,000 units 2012/03/29 180,000,000 2011/11/11
69028 Daiwa Capital Mkt HSI R Bull CBBC Mar 2012 F 0.250 18,000 per 12,000 units 18,200 per 12,000 units 2012/03/29 128,000,000 2011/11/11
69029 Daiwa Capital Mkt HSI R Bull CBBC Apr 2012 B 0.250 19,000 per 8,000 units 19,200 per 8,000 units 2012/04/27 108,000,000 2011/11/11
69030 Daiwa Capital Mkt HSI R Bull CBBC Apr 2012 C 0.250 19,600 per 10,000 units 19,800 per 10,000 units 2012/04/27 128,000,000 2011/11/11
69031 Daiwa Capital Mkt HSI R Bull CBBC May 2012 A 0.250 18,600 per 12,000 units 18,800 per 12,000 units 2012/05/30 128,000,000 2011/11/11
69032 UBS AG CC Bank R Bear CBBC May 2012 G 0.250 6.800 6.500 2012/05/28 100,000,000 2011/11/11
69021 UBS AG China Life R Bull CBBC Jul 2012 C 0.250 19.500 20.500 2012/07/23 100,000,000 2011/11/11
69019 UBS AG China Life R Bear CBBC May 2012 F 0.580 26.880 25.880 2012/05/28 100,000,000 2011/11/11
69020 UBS AG China Life R Bear CBBC May 2012 G 0.380 24.880 23.880 2012/05/28 100,000,000 2011/11/11
69017 UBS AG A50 China R Bear CBBC Jul 2012 A 0.250 14.000 13.500 2012/07/30 100,000,000 2011/11/11
69018 UBS AG A50 China R Bear CBBC Jul 2012 B 0.250 13.000 12.500 2012/07/09 100,000,000 2011/11/11
69016 UBS AG A50 China R Bear CBBC Aug 2012 A 0.280 14.500 14.000 2012/08/20 100,000,000 2011/11/11
69035 UBS AG HSI R Bear CBBC Mar 2012 B 0.250 20,900 per 10,000 units 20,700 per 10,000 units 2012/03/29 300,000,000 2011/11/11
69036 UBS AG HSI R Bear CBBC Mar 2012 L 0.250 21,900 per 10,000 units 21,700 per 10,000 units 2012/03/29 300,000,000 2011/11/11
69038 UBS AG HSI R Bear CBBC Jun 2012 U 0.250 21,300 per 10,000 units 21,100 per 10,000 units 2012/06/28 300,000,000 2011/11/11
69033 UBS AG Hutchison R Bull CBBC Aug 2012 B 0.250 59.50 per 100 units 62.50 per 100 units 2012/08/20 100,000,000 2011/11/11
68632 # UBS AG Hutchison R Bull CBBC Jun 2012 A 0.181 56 per 100 units 60 per 100 units 2012/06/04 100,000,000 2011/11/11
69047 Credit Suisse AG AIA R Bull CBBC May 2012 A 0.250 21.980 22.980 2012/05/21 100,000,000 2011/11/14
69053 Credit Suisse AG CCB R Bull CBBC May 2012 B 0.250 4.780 5.080 2012/05/21 100,000,000 2011/11/14
69048 Credit Suisse AG CCB R Bear CBBC Apr 2012 C 0.250 6.680 6.380 2012/04/16 100,000,000 2011/11/14
69052 Credit Suisse AG China Life R Bull CBBC Jun 2012 C 0.250 20.880 21.880 2012/06/18 100,000,000 2011/11/14
69045 Credit Suisse AG China Life R Bear CBBC Mar 2012 C 0.500 27.600 26.600 2012/03/26 100,000,000 2011/11/14
69046 Credit Suisse AG China Life R Bear CBBC Mar 2012 D 0.400 26.600 25.600 2012/03/26 100,000,000 2011/11/14
69049 Credit Suisse AG CNOOC R Bull CBBC Jun 2012 B 0.250 13.280 14.080 2012/06/18 100,000,000 2011/11/14
69044 Credit Suisse AG A50 China R Bear CBBC Mar 2012 I 0.250 13.600 13.300 2012/03/26 100,000,000 2011/11/14
69054 Credit Suisse AG Hutchison R Bull CBBC Jun 2012 B 0.250 68 per 100 units 71 per 100 units 2012/06/18 100,000,000 2011/11/14
69050 Credit Suisse AG Ping An R Bear CBBC Apr 2012 B 0.250 75.10 per 100 units 70.10 per 100 units 2012/04/16 100,000,000 2011/11/14
69051 Credit Suisse AG Ping An R Bear CBBC Apr 2012 C 0.250 79.80 per 100 units 74.80 per 100 units 2012/04/16 100,000,000 2011/11/14
69058 UBS AG COVS R Bull CBBC Aug 2012 A 0.250 11.880 12.880 2012/08/13 100,000,000 2011/11/14

69057 UBS AG COVS R Bear CBBC Apr 2012 A 0.270 16.880 15.880 2012/04/23 100,000,000 2011/11/14
69056 UBS AG China Life R Bull CBBC Jul 2012 D 0.260 20.500 21.500 2012/07/30 100,000,000 2011/11/14
69055 UBS AG China Life R Bear CBBC Mar 2012 D 0.650 29.380 28.380 2012/03/26 100,000,000 2011/11/14
69059 UBS AG Sinopec Corp R Bull CBBC Jul 2012 A 0.250 7.100 7.400 2012/07/23 100,000,000 2011/11/14
69064 Credit Suisse AG China Life R Bear CBBC Apr 2012 A 0.650 29.100 28.100 2012/04/23 100,000,000 2011/11/15
69076 Credit Suisse AG HSI R Bear CBBC Mar 2012 C 0.250 20,000 per 10,000 units 19,800 per 10,000 units 2012/03/29 400,000,000 2011/11/15
69063 Credit Suisse AG TCH R Bear CBBC Mar 2012 D 0.250 189 per 100 units 180 per 100 units 2012/03/19 100,000,000 2011/11/15
69066 Daiwa Capital Mkt A50 China R Bull CBBC Apr 2012 B 0.250 10.680 11.180 2012/04/18 80,000,000 2011/11/15
69067 Daiwa Capital Mkt A50 China R Bull CBBC May 2012 A 0.250 10.180 10.680 2012/05/15 80,000,000 2011/11/15
69069 Daiwa Capital Mkt A50 China R Bull CBBC Jun 2012 A 0.250 9.580 10.080 2012/06/01 80,000,000 2011/11/15
69065 Daiwa Capital Mkt A50 China R Bear CBBC Apr 2012 A 0.250 13.380 12.880 2012/04/02 80,000,000 2011/11/15
69068 Daiwa Capital Mkt A50 China R Bear CBBC May 2012 B 0.250 13.980 13.480 2012/05/18 80,000,000 2011/11/15
69070 J P Morgan SP BV HSI R Bull CBBC Mar 2012 L 0.250 18,700 per 10,000 units 19,000 per 10,000 units 2012/03/29 200,000,000 2011/11/15
69071 J P Morgan SP BV HSI R Bull CBBC Mar 2012 M 0.250 18,900 per 15,000 units 19,200 per 15,000 units 2012/03/29 200,000,000 2011/11/15
69072 J P Morgan SP BV HSI R Bull CBBC Mar 2012 N 0.250 19,300 per 12,000 units 19,600 per 12,000 units 2012/03/29 200,000,000 2011/11/15
69073 J P Morgan SP BV HSI R Bear CBBC Mar 2012 O 0.250 21,200 per 12,000 units 21,000 per 12,000 units 2012/03/29 200,000,000 2011/11/15
69074 J P Morgan SP BV HSI R Bear CBBC Mar 2012 P 0.250 20,600 per 10,000 units 20,400 per 10,000 units 2012/03/29 200,000,000 2011/11/15
69075 J P Morgan SP BV HSI R Bear CBBC Mar 2012 Q 0.250 20,400 per 15,000 units 20,200 per 15,000 units 2012/03/29 200,000,000 2011/11/15
69077 UBS AG Sinopec Corp R Bear CBBC Apr 2012 B 0.250 10.380 9.880 2012/04/16 100,000,000 2011/11/15
69062 UBS AG HSI R Bear CBBC Apr 2012 H 0.250 20,100 per 12,000 units 19,900 per 12,000 units 2012/04/27 300,000,000 2011/11/15
69061 UBS AG TCH R Bear CBBC Apr 2012 D 0.250 191.88 per 100 units 183.88 per 100 units 2012/04/16 100,000,000 2011/11/15
69120 BNP Paribas Arbit Issu B.V. HSI R Bull CBBC Mar 2012 A 0.250 19,300 per 12,000 units 19,500 per 12,000 units 2012/03/29 200,000,000 2011/11/16
69121 BNP Paribas Arbit Issu B.V. HSI R Bull CBBC Mar 2012 B 0.250 19,500 per 12,000 units 19,700 per 12,000 units 2012/03/29 200,000,000 2011/11/16
69122 BNP Paribas Arbit Issu B.V. HSI R Bull CBBC Mar 2012 C 0.250 19,700 per 12,000 units 19,900 per 12,000 units 2012/03/29 200,000,000 2011/11/16
69119 Credit Suisse AG CNOOC R Bear CBBC Apr 2012 B 0.250 17.840 17.040 2012/04/16 100,000,000 2011/11/16
69117 Credit Suisse AG HSI R Bull CBBC May 2012 O 0.250 19,600 per 12,000 units 19,800 per 12,000 units 2012/05/30 400,000,000 2011/11/16
69083 Credit Suisse AG HSI R Bear CBBC Mar 2012 P 0.250 20,200 per 10,000 units 20,000 per 10,000 units 2012/03/29 400,000,000 2011/11/16
69123 Daiwa Capital Mkt HSCEI R Bull CBBC Apr 2012 A 0.250 9,900 per 10,000 units 10,200 per 10,000 units 2012/04/27 98,000,000 2011/11/16
69124 Daiwa Capital Mkt HSCEI R Bull CBBC May 2012 A 0.250 8,700 per 10,000 units 9,000 per 10,000 units 2012/05/30 98,000,000 2011/11/16
69125 Daiwa Capital Mkt HSCEI R Bull CBBC May 2012 B 0.250 9,300 per 12,000 units 9,600 per 12,000 units 2012/05/30 98,000,000 2011/11/16
69126 Daiwa Capital Mkt HSCEI R Bear CBBC Apr 2012 B 0.250 11,700 per 10,000 units 11,400 per 10,000 units 2012/04/27 98,000,000 2011/11/16
69127 Daiwa Capital Mkt HSCEI R Bear CBBC May 2012 C 0.250 12,300 per 12,000 units 12,000 per 12,000 units 2012/05/30 98,000,000 2011/11/16
69128 Daiwa Capital Mkt HSCEI R Bear CBBC May 2012 D 0.250 12,900 per 12,000 units 12,600 per 12,000 units 2012/05/30 98,000,000 2011/11/16
69129 Daiwa Capital Mkt HSI R Bear CBBC Mar 2012 G 0.250 21,200 per 10,000 units 21,000 per 10,000 units 2012/03/29 128,000,000 2011/11/16
69130 Daiwa Capital Mkt HSI R Bear CBBC Apr 2012 D 0.250 20,700 per 12,000 units 20,500 per 12,000 units 2012/04/27 128,000,000 2011/11/16
69131 Daiwa Capital Mkt HSI R Bear CBBC Apr 2012 E 0.250 21,400 per 15,000 units 21,200 per 15,000 units 2012/04/27 180,000,000 2011/11/16

69132 Daiwa Capital Mkt HSI R Bear CBBC Apr 2012 F 0.250 21,700 per 12,000 units 21,500 per 12,000 units 2012/04/27 128,000,000 2011/11/16
69133 Daiwa Capital Mkt HSI R Bear CBBC May 2012 B 0.250 21,000 per 15,000 units 20,800 per 15,000 units 2012/05/30 180,000,000 2011/11/16
69079 HK Bank Sinopec Corp R Bull CBBC Oct 2012 A 0.250 6.480 6.880 2012/10/18 80,000,000 2011/11/16
69078 HK Bank Sinopec Corp R Bear CBBC Apr 2012 A 0.250 9.880 9.580 2012/04/18 80,000,000 2011/11/16
69081 HK Bank A50 R Bull CBBC Jul 2012 B 0.250 9.880 10.280 2012/07/26 100,000,000 2011/11/16
69080 HK Bank A50 R Bear CBBC May 2012 A 0.250 13.480 13.080 2012/05/30 100,000,000 2011/11/16
69089 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC Apr 12A 0.305 17,300 per 12,000 units 17,500 per 12,000 units 2012/04/27 300,000,000 2011/11/16
69084 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC Apr 12G 0.425 16,800 per 10,000 units 17,000 per 10,000 units 2012/04/27 300,000,000 2011/11/16
69090 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC Apr 12J 0.355 17,400 per 10,000 units 17,600 per 10,000 units 2012/04/27 300,000,000 2011/11/16
69085 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC Apr 12K 0.415 16,900 per 10,000 units 17,100 per 10,000 units 2012/04/27 300,000,000 2011/11/16
69091 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC Apr 12L 0.345 17,500 per 10,000 units 17,700 per 10,000 units 2012/04/27 300,000,000 2011/11/16
69092 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC Apr 12M 0.275 17,600 per 12,000 units 17,800 per 12,000 units 2012/04/27 300,000,000 2011/11/16
69093 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC Apr 12O 0.320 17,700 per 10,000 units 17,900 per 10,000 units 2012/04/27 300,000,000 2011/11/16
69094 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC Apr 12P 0.310 17,800 per 10,000 units 18,000 per 10,000 units 2012/04/27 300,000,000 2011/11/16
69086 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC Apr 12Q 0.335 17,000 per 12,000 units 17,200 per 12,000 units 2012/04/27 300,000,000 2011/11/16
69087 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC Apr 12V 0.390 17,100 per 10,000 units 17,300 per 10,000 units 2012/04/27 300,000,000 2011/11/16
69088 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC Apr 12W 0.380 17,200 per 10,000 units 17,400 per 10,000 units 2012/04/27 300,000,000 2011/11/16
69115 SGA Societe Generale Acceptance N.V. HSI R Bear CBBC Mar 12M 0.250 20,300 per 12,000 units 20,100 per 12,000 units 2012/03/29 300,000,000 2011/11/16
69116 SGA Societe Generale Acceptance N.V. HSI R Bear CBBC Mar 12V 0.250 20,400 per 10,000 units 20,200 per 10,000 units 2012/03/29 300,000,000 2011/11/16
69134 UBS AG China Life R Bull CBBC Aug 2012 D 0.250 21.500 22.500 2012/08/27 100,000,000 2011/11/16
69135 UBS AG HSI R Bull CBBC Mar 2012 X 0.250 19,800 per 10,000 units 20,000 per 10,000 units 2012/03/29 300,000,000 2011/11/16

69198 BNP Paribas Arbit Issu B.V. HSI R Bear CBBC Mar 2012 E 0.250 20,200 per 12,000 units 20,000 per 12,000 units 2012/03/29 200,000,000 2011/11/17
69152 Credit Suisse AG China Life R Bear CBBC Mar 2012 E 0.250 24.600 23.600 2012/03/26 100,000,000 2011/11/17
69173 Credit Suisse AG Sinopec Corp R Bull CBBC Jul 2012 A 0.250 7.240 7.540 2012/07/03 100,000,000 2011/11/17
69172 Credit Suisse AG Sinopec Corp R Bear CBBC Feb 2012 A 0.250 8.980 8.680 2012/02/27 100,000,000 2011/11/17
69151 Credit Suisse AG HSBC R Bear CBBC Apr 2012 A 0.250 71 per 100 units 68 per 100 units 2012/04/23 100,000,000 2011/11/17
69156 Credit Suisse AG HSI R Bull CBBC Mar 2012 A 0.250 19,200 per 10,000 units 19,400 per 10,000 units 2012/03/29 400,000,000 2011/11/17
69158 Credit Suisse AG HSI R Bull CBBC Mar 2012 E 0.250 19,700 per 10,000 units 19,900 per 10,000 units 2012/03/29 400,000,000 2011/11/17
69157 Credit Suisse AG HSI R Bull CBBC May 2012 P 0.250 19,400 per 10,000 units 19,600 per 10,000 units 2012/05/30 400,000,000 2011/11/17
69153 Credit Suisse AG HSI R Bear CBBC Feb 2012 C 0.250 20,950 per 10,000 units 20,750 per 10,000 units 2012/02/28 400,000,000 2011/11/17
69154 Credit Suisse AG HSI R Bear CBBC Feb 2012 D 0.250 20,650 per 10,000 units 20,450 per 10,000 units 2012/02/28 400,000,000 2011/11/17
69182 Credit Suisse AG HSI R Bear CBBC Feb 2012 E 0.250 19,200 per 10,000 units 19,000 per 10,000 units 2012/02/28 400,000,000 2011/11/17
69168 Credit Suisse AG HSI R Bear CBBC Feb 2012 G 0.250 20,100 per 10,000 units 19,900 per 10,000 units 2012/02/28 400,000,000 2011/11/17
69169 Credit Suisse AG HSI R Bear CBBC Feb 2012 T 0.250 19,900 per 10,000 units 19,700 per 10,000 units 2012/02/28 400,000,000 2011/11/17
69170 Credit Suisse AG HSI R Bear CBBC Feb 2012 U 0.250 19,600 per 10,000 units 19,400 per 10,000 units 2012/02/28 400,000,000 2011/11/17
69171 Credit Suisse AG HSI R Bear CBBC Feb 2012 X 0.250 19,400 per 10,000 units 19,200 per 10,000 units 2012/02/28 400,000,000 2011/11/17
69150 Credit Suisse AG TCH R Bear CBBC Apr 2012 A 0.250 179 per 100 units 170 per 100 units 2012/04/23 100,000,000 2011/11/17
69177 Daiwa Capital Mkt HSI R Bull CBBC Apr 2012 G 0.250 18,800 per 15,000 units 19,000 per 15,000 units 2012/04/27 180,000,000 2011/11/17
69178 Daiwa Capital Mkt HSI R Bull CBBC May 2012 C 0.300 16,200 per 10,000 units 16,500 per 10,000 units 2012/05/30 128,000,000 2011/11/17
69179 Daiwa Capital Mkt HSI R Bull CBBC May 2012 D 0.250 16,700 per 20,000 units 17,000 per 20,000 units 2012/05/30 128,000,000 2011/11/17
69180 Daiwa Capital Mkt HSI R Bull CBBC May 2012 E 0.250 17,200 per 15,000 units 17,400 per 15,000 units 2012/05/30 128,000,000 2011/11/17
69181 Daiwa Capital Mkt HSI R Bull CBBC May 2012 F 0.250 17,500 per 12,000 units 17,700 per 12,000 units 2012/05/30 128,000,000 2011/11/17
69189 Daiwa Capital Mkt HSI R Bear CBBC Mar 2012 H 0.250 19,200 per 10,000 units 19,000 per 10,000 units 2012/03/29 128,000,000 2011/11/17
69190 Daiwa Capital Mkt HSI R Bear CBBC Mar 2012 I 0.250 19,500 per 12,000 units 19,300 per 12,000 units 2012/03/29 128,000,000 2011/11/17
69191 Daiwa Capital Mkt HSI R Bear CBBC Mar 2012 J 0.250 20,200 per 12,000 units 20,000 per 12,000 units 2012/03/29 180,000,000 2011/11/17
69192 Daiwa Capital Mkt HSI R Bear CBBC Apr 2012 H 0.250 19,800 per 15,000 units 19,600 per 15,000 units 2012/04/27 128,000,000 2011/11/17
69193 Daiwa Capital Mkt HSI R Bear CBBC Apr 2012 I 0.250 20,500 per 10,000 units 20,300 per 10,000 units 2012/04/27 128,000,000 2011/11/17
69186 J P Morgan SP BV HSI R Bear CBBC Mar 2012 R 0.250 19,500 per 15,000 units 19,200 per 15,000 units 2012/03/29 200,000,000 2011/11/17
69187 J P Morgan SP BV HSI R Bear CBBC Mar 2012 S 0.250 20,100 per 12,000 units 19,800 per 12,000 units 2012/03/29 200,000,000 2011/11/17
69188 J P Morgan SP BV HSI R Bear CBBC Mar 2012 T 0.250 19,700 per 10,000 units 19,500 per 10,000 units 2012/03/29 200,000,000 2011/11/17
69136 Merrill Lynch Int’l & Co. C.V. HSI R Bull CBBC May 2012 E 0.250 18,600 per 12,000 units 19,000 per 12,000 units 2012/05/30 40,000,000 2011/11/17
69138 SGA Societe Generale Acceptance N.V. HSI R Bear CBBC May 12A 0.350 22,700 per 12,000 units 22,500 per 12,000 units 2012/05/30 300,000,000 2011/11/17
69139 SGA Societe Generale Acceptance N.V. HSI R Bear CBBC May 12B 0.430 22,800 per 10,000 units 22,600 per 10,000 units 2012/05/30 300,000,000 2011/11/17
69140 SGA Societe Generale Acceptance N.V. HSI R Bear CBBC May 12C 0.445 22,900 per 10,000 units 22,700 per 10,000 units 2012/05/30 300,000,000 2011/11/17
69141 SGA Societe Generale Acceptance N.V. HSI R Bear CBBC May 12D 0.380 23,000 per 12,000 units 22,800 per 12,000 units 2012/05/30 300,000,000 2011/11/17
69142 SGA Societe Generale Acceptance N.V. HSI R Bear CBBC May 12E 0.470 23,100 per 10,000 units 22,900 per 10,000 units 2012/05/30 300,000,000 2011/11/17
69143 SGA Societe Generale Acceptance N.V. HSI R Bear CBBC May 12F 0.480 23,200 per 10,000 units 23,000 per 10,000 units 2012/05/30 300,000,000 2011/11/17

69159 SGA Societe Generale Acceptance N.V. HSI R Bear CBBC May 12G 0.250 19,400 per 12,000 units 19,200 per 12,000 units 2012/05/30 300,000,000 2011/11/17
69160 SGA Societe Generale Acceptance N.V. HSI R Bear CBBC May 12H 0.250 19,500 per 10,000 units 19,300 per 10,000 units 2012/05/30 300,000,000 2011/11/17
69161 SGA Societe Generale Acceptance N.V. HSI R Bear CBBC May 12I 0.250 19,600 per 10,000 units 19,400 per 10,000 units 2012/05/30 300,000,000 2011/11/17
69162 SGA Societe Generale Acceptance N.V. HSI R Bear CBBC May 12J 0.250 19,700 per 12,000 units 19,500 per 12,000 units 2012/05/30 300,000,000 2011/11/17
69163 SGA Societe Generale Acceptance N.V. HSI R Bear CBBC May 12K 0.250 19,800 per 10,000 units 19,600 per 10,000 units 2012/05/30 300,000,000 2011/11/17
69164 SGA Societe Generale Acceptance N.V. HSI R Bear CBBC May 12L 0.250 19,900 per 10,000 units 19,700 per 10,000 units 2012/05/30 300,000,000 2011/11/17
69165 SGA Societe Generale Acceptance N.V. HSI R Bear CBBC May 12M 0.250 20,000 per 12,000 units 19,800 per 12,000 units 2012/05/30 300,000,000 2011/11/17
69166 SGA Societe Generale Acceptance N.V. HSI R Bear CBBC May 12N 0.250 20,100 per 10,000 units 19,900 per 10,000 units 2012/05/30 300,000,000 2011/11/17
69167 SGA Societe Generale Acceptance N.V. HSI R Bear CBBC May 12O 0.250 20,200 per 10,000 units 20,000 per 10,000 units 2012/05/30 300,000,000 2011/11/17
69175 UBS AG HSCEI R Bull CBBC Sep 2012 A 0.250 8,700 per 12,000 units 9,000 per 12,000 units 2012/09/27 100,000,000 2011/11/17
69174 UBS AG HSCEI R Bear CBBC Mar 2012 A 0.250 11,300 per 12,000 units 11,000 per 12,000 units 2012/03/29 100,000,000 2011/11/17
69146 UBS AG HSI R Bull CBBC Mar 2012 Y 0.250 19,100 per 12,000 units 19,300 per 12,000 units 2012/03/29 300,000,000 2011/11/17
69147 UBS AG HSI R Bull CBBC Apr 2012 C 0.250 18,900 per 10,000 units 19,100 per 10,000 units 2012/04/27 300,000,000 2011/11/17
69184 UBS AG HSI R Bear CBBC Feb 2012 M 0.250 19,400 per 10,000 units 19,200 per 10,000 units 2012/02/28 300,000,000 2011/11/17
69185 UBS AG HSI R Bear CBBC Mar 2012 R 0.250 19,800 per 12,000 units 19,600 per 12,000 units 2012/03/29 300,000,000 2011/11/17
69149 UBS AG TCH R Bull CBBC Jun 2012 E 0.450 122 per 100 units 130 per 100 units 2012/06/11 100,000,000 2011/11/17
69213 BNP Paribas Arbit Issu B.V. HSI R Bull CBBC Mar 2012 L 0.250 18,900 per 12,000 units 19,100 per 12,000 units 2012/03/29 200,000,000 2011/11/18
69216 BNP Paribas Arbit Issu B.V. HSI R Bear CBBC Mar 2012 G 0.250 19,900 per 12,000 units 19,700 per 12,000 units 2012/03/29 200,000,000 2011/11/18
69215 BNP Paribas Arbit Issu B.V. HSI R Bear CBBC Mar 2012 M 0.250 19,700 per 12,000 units 19,500 per 12,000 units 2012/03/29 200,000,000 2011/11/18
69217 BNP Paribas Arbit Issu B.V. HSI R Bear CBBC Mar 2012 N 0.250 20,100 per 12,000 units 19,900 per 12,000 units 2012/03/29 200,000,000 2011/11/18
69218 BNP Paribas Arbit Issu B.V. HSI R Bear CBBC Apr 2012 Z 0.250 20,300 per 12,000 units 20,100 per 12,000 units 2012/04/27 200,000,000 2011/11/18
69210 Credit Suisse AG A50 China R Bear CBBC Mar 2012 J 0.250 12.060 11.760 2012/03/26 100,000,000 2011/11/18
69208 Credit Suisse AG HSI R Bull CBBC May 2012 K 0.250 18,900 per 10,000 units 19,100 per 10,000 units 2012/05/30 400,000,000 2011/11/18
69199 Credit Suisse AG HSI R Bear CBBC Mar 2012 F 0.250 19,700 per 12,000 units 19,500 per 12,000 units 2012/03/29 400,000,000 2011/11/18
69200 Credit Suisse AG HSI R Bear CBBC Mar 2012 G 0.250 19,500 per 10,000 units 19,300 per 10,000 units 2012/03/29 400,000,000 2011/11/18
69201 Credit Suisse AG HSI R Bear CBBC Mar 2012 N 0.250 19,300 per 10,000 units 19,100 per 10,000 units 2012/03/29 400,000,000 2011/11/18
69211 Credit Suisse AG HSI R Bear CBBC Mar 2012 O 0.250 20,300 per 10,000 units 20,100 per 10,000 units 2012/03/29 400,000,000 2011/11/18
69209 Credit Suisse AG TCH R Bear CBBC Mar 2012 E 0.250 173.60 per 100 units 164.60 per 100 units 2012/03/26 100,000,000 2011/11/18
69204 HK Bank China Mobile R Bull CBBC Jul 2012 B 0.250 68.88 per 100 units 71.88 per 100 units 2012/07/26 80,000,000 2011/11/18
69205 HK Bank China Mobile R Bear CBBC Apr 2012 B 0.250 91.88 per 100 units 88.88 per 100 units 2012/04/26 80,000,000 2011/11/18
69202 HK Bank CC Bank R Bull CBBC Jul 2012 A 0.250 4.380 4.680 2012/07/26 80,000,000 2011/11/18
69203 HK Bank CC Bank R Bear CBBC May 2012 A 0.250 6.800 6.500 2012/05/18 80,000,000 2011/11/18
69206 UBS AG HSI R Bear CBBC Mar 2012 T 0.250 19,500 per 12,000 units 19,300 per 12,000 units 2012/03/29 300,000,000 2011/11/18
69212 UBS AG HSI R Bear CBBC Jun 2012 V 0.250 19,850 per 13,000 units 19,550 per 13,000 units 2012/06/28 300,000,000 2011/11/18
69239 BNP Paribas Arbit Issu B.V. HSI R Bull CBBC Mar 2012 F 0.250 19,200 per 12,000 units 19,400 per 12,000 units 2012/03/29 200,000,000 2011/11/21

69238 BNP Paribas Arbit Issu B.V. HSI R Bull CBBC Mar 2012 O 0.250 19,300 per 12,000 units 19,500 per 12,000 units 2012/03/29 200,000,000 2011/11/21
69240 BNP Paribas Arbit Issu B.V. HSI R Bull CBBC Mar 2012 S 0.250 19,000 per 12,000 units 19,200 per 12,000 units 2012/03/29 200,000,000 2011/11/21
69236 Credit Suisse AG HSI R Bull CBBC Jun 2012 A 0.250 19,100 per 10,000 units 19,300 per 10,000 units 2012/06/28 400,000,000 2011/11/21
69231 Credit Suisse AG HSI R Bear CBBC Feb 2012 K 0.250 21,300 per 10,000 units 21,100 per 10,000 units 2012/02/28 400,000,000 2011/11/21
69234 Credit Suisse AG HSI R Bear CBBC Feb 2012 R 0.250 19,550 per 10,000 units 19,350 per 10,000 units 2012/02/28 400,000,000 2011/11/21
69230 Credit Suisse AG HSI R Bear CBBC Mar 2012 L 0.255 21,600 per 10,000 units 21,400 per 10,000 units 2012/03/29 400,000,000 2011/11/21
69232 Credit Suisse AG HSI R Bear CBBC Mar 2012 M 0.250 20,050 per 12,000 units 19,850 per 12,000 units 2012/03/29 400,000,000 2011/11/21
69233 Credit Suisse AG HSI R Bear CBBC Mar 2012 Q 0.250 19,800 per 10,000 units 19,600 per 10,000 units 2012/03/29 400,000,000 2011/11/21
69227 Credit Suisse AG HSI R Bear CBBC Jul 2012 P 0.320 22,200 per 10,000 units 22,000 per 10,000 units 2012/07/30 400,000,000 2011/11/21
69219 HK Bank Sinopec Corp R Bull CBBC Nov 2012 A 0.250 6.980 7.380 2012/11/28 80,000,000 2011/11/21
69220 HK Bank Sinopec Corp R Bear CBBC Jul 2012 B 0.250 10.380 10.080 2012/07/26 80,000,000 2011/11/21
69221 HK Bank ICBC R Bull CBBC Aug 2012 A 0.250 3.580 3.880 2012/08/28 80,000,000 2011/11/21
69222 HK Bank ICBC R Bear CBBC Apr 2012 A 0.250 6.380 6.080 2012/04/26 80,000,000 2011/11/21
69243 UBS AG Sinopec Corp R Bull CBBC Jun 2012 A 0.250 7.580 7.880 2012/06/25 100,000,000 2011/11/21
69242 UBS AG HKEx R Bear CBBC Jun 2012 E 0.250 144.88 per 100 units 138.88 per 100 units 2012/06/25 100,000,000 2011/11/21
69244 UBS AG HSBC R Bear CBBC Jun 2012 D 0.250 71.88 per 100 units 68.88 per 100 units 2012/06/04 100,000,000 2011/11/21
69245 UBS AG HSI R Bull CBBC May 2012 H 0.250 19,000 per 10,000 units 19,200 per 10,000 units 2012/05/30 300,000,000 2011/11/21
69246 UBS AG HSI R Bull CBBC Jun 2012 W 0.250 19,200 per 10,000 units 19,400 per 10,000 units 2012/06/28 300,000,000 2011/11/21
69223 UBS AG HSI R Bear CBBC Mar 2012 O 0.250 19,700 per 10,000 units 19,500 per 10,000 units 2012/03/29 300,000,000 2011/11/21
69226 UBS AG HSI R Bear CBBC May 2012 G 0.250 19,600 per 10,000 units 19,400 per 10,000 units 2012/05/30 300,000,000 2011/11/21
69241 UBS AG TCH R Bear CBBC Jun 2012 F 0.250 183 per 100 units 175 per 100 units 2012/06/25 100,000,000 2011/11/21
69250 Credit Suisse AG HKEx R Bear CBBC Mar 2012 B 0.250 141 per 100 units 135 per 100 units 2012/03/19 100,000,000 2011/11/22
69247 Credit Suisse AG HSBC R Bull CBBC Jun 2012 B 0.250 55 per 100 units 58 per 100 units 2012/06/18 100,000,000 2011/11/22
69249 Credit Suisse AG HSI R Bull CBBC Jun 2012 I 0.250 19,250 per 10,000 units 19,450 per 10,000 units 2012/06/28 400,000,000 2011/11/22
69248 Credit Suisse AG HSI R Bear CBBC Feb 2012 Z 0.250 19,750 per 10,000 units 19,550 per 10,000 units 2012/02/28 400,000,000 2011/11/22
69258 Credit Suisse AG TCH R Bear CBBC Apr 2012 B 0.250 168 per 100 units 160 per 100 units 2012/04/23 100,000,000 2011/11/22
69253 HK Bank China Life R Bull CBBC Jul 2012 D 0.450 18.180 19.680 2012/07/26 80,000,000 2011/11/22
69255 HK Bank HSI R Bull CBBC Jun 2012 G 0.250 18,688 per 12,000 units 19,088 per 12,000 units 2012/06/28 100,000,000 2011/11/22
69254 HK Bank HSI R Bull CBBC Jul 2012 E 0.250 18,288 per 15,000 units 18,688 per 15,000 units 2012/07/30 100,000,000 2011/11/22
69256 HK Bank HSI R Bear CBBC Apr 2012 F 0.250 20,288 per 12,000 units 19,888 per 12,000 units 2012/04/27 100,000,000 2011/11/22
69251 HK Bank PetCh R Bull CBBC Nov 2012 A 0.250 8.480 8.980 2012/11/28 80,000,000 2011/11/22
69252 HK Bank PetCh R Bear CBBC Apr 2012 A 0.250 12.380 11.880 2012/04/18 80,000,000 2011/11/22
69257 UBS AG HSI R Bear CBBC Jun 2012 X 0.250 20,450 per 13,000 units 20,150 per 13,000 units 2012/06/28 300,000,000 2011/11/22
69259 UBS AG ICBC R Bear CBBC Jul 2012 C 0.250 6.000 5.700 2012/07/16 100,000,000 2011/11/22
69282 BNP Paribas Arbit Issu B.V. HSI R Bear CBBC Mar 2012 T 0.250 19,400 per 12,000 units 19,200 per 12,000 units 2012/03/29 200,000,000 2011/11/23

69283 BNP Paribas Arbit Issu B.V. HSI R Bear CBBC Mar 2012 U 0.250 19,600 per 12,000 units 19,400 per 12,000 units 2012/03/29 200,000,000 2011/11/23
69272 Credit Suisse AG AIA R Bear CBBC Mar 2012 F 0.270 26.300 25.300 2012/03/26 100,000,000 2011/11/23
69271 Credit Suisse AG China Life R Bear CBBC Mar 2012 F 0.250 23.600 22.600 2012/03/26 100,000,000 2011/11/23
69268 Credit Suisse AG CNOOC R Bear CBBC Apr 2012 C 0.250 17.100 16.300 2012/04/23 100,000,000 2011/11/23
69270 Credit Suisse AG HSBC R Bear CBBC Apr 2012 B 0.250 67 per 100 units 64 per 100 units 2012/04/23 100,000,000 2011/11/23
69261 Credit Suisse AG HSI R Bull CBBC Jul 2012 S 0.250 18,950 per 10,000 units 19,150 per 10,000 units 2012/07/30 400,000,000 2011/11/23
69278 Credit Suisse AG HSI R Bear CBBC Mar 2012 T 0.250 19,188 per 10,000 units 18,988 per 10,000 units 2012/03/29 400,000,000 2011/11/23
69279 Daiwa Capital Mkt HSCEI R Bear CBBC May 2012 E 0.250 11,100 per 12,000 units 10,800 per 12,000 units 2012/05/30 98,000,000 2011/11/23
69280 Daiwa Capital Mkt HSI R Bull CBBC May 2012 G 0.270 15,800 per 12,000 units 16,000 per 12,000 units 2012/05/30 128,000,000 2011/11/23
69281 Daiwa Capital Mkt HSI R Bull CBBC Jun 2012 A 0.310 15,300 per 12,000 units 15,500 per 12,000 units 2012/06/28 128,000,000 2011/11/23
69264 UBS AG HSI R Bull CBBC Jun 2012 Y 0.250 18,850 per 12,000 units 19,050 per 12,000 units 2012/06/28 300,000,000 2011/11/23
69285 UBS AG HSI R Bull CBBC Jul 2012 K 0.280 16,200 per 10,000 units 16,400 per 10,000 units 2012/07/30 300,000,000 2011/11/23
69287 UBS AG HSI R Bull CBBC Aug 2012 F 0.310 15,900 per 10,000 units 16,100 per 10,000 units 2012/08/30 300,000,000 2011/11/23
69288 UBS AG HSI R Bull CBBC Aug 2012 G 0.250 16,500 per 10,000 units 16,700 per 10,000 units 2012/08/30 300,000,000 2011/11/23
69275 UBS AG TCH R Bull CBBC Jun 2012 G 0.250 137 per 100 units 145 per 100 units 2012/06/18 100,000,000 2011/11/23
69274 UBS AG TCH R Bull CBBC Jul 2012 B 0.295 127 per 100 units 135 per 100 units 2012/07/16 100,000,000 2011/11/23
68730 # HK Bank HSI R Bull CBBC Jul 2012 C 0.153 16,088 per 15,000 units 16,488 per 15,000 units 2012/07/30 150,000,000 2011/11/23
69306 BNP Paribas Arbit Issu B.V. HSI R Bull CBBC Mar 2012 R 0.250 18,500 per 12,000 units 18,700 per 12,000 units 2012/03/29 200,000,000 2011/11/24
69307 BNP Paribas Arbit Issu B.V. HSI R Bear CBBC Mar 2012 H 0.250 19,100 per 12,000 units 18,900 per 12,000 units 2012/03/29 200,000,000 2011/11/24
69308 BNP Paribas Arbit Issu B.V. HSI R Bear CBBC Mar 2012 Q 0.250 19,200 per 12,000 units 19,000 per 12,000 units 2012/03/29 200,000,000 2011/11/24
69309 BNP Paribas Arbit Issu B.V. HSI R Bear CBBC Mar 2012 X 0.250 19,500 per 12,000 units 19,300 per 12,000 units 2012/03/29 200,000,000 2011/11/24
69310 BNP Paribas Arbit Issu B.V. HSI R Bear CBBC Mar 2012 Y 0.250 19,900 per 12,000 units 19,700 per 12,000 units 2012/03/29 200,000,000 2011/11/24
69303 Credit Suisse AG HSI R Bear CBBC Feb 2012 F 0.250 19,000 per 10,000 units 18,800 per 10,000 units 2012/02/28 400,000,000 2011/11/24
69300 Credit Suisse AG HSI R Bear CBBC Apr 2012 K 0.250 19,350 per 12,000 units 19,150 per 12,000 units 2012/04/27 400,000,000 2011/11/24
69302 Credit Suisse AG ICBC R Bull CBBC Jun 2012 A 0.250 3.780 4.080 2012/06/28 100,000,000 2011/11/24
69301 Credit Suisse AG ICBC R Bear CBBC Apr 2012 A 0.250 5.520 5.220 2012/04/23 100,000,000 2011/11/24
69299 Daiwa Capital Mkt HSI R Bear CBBC Mar 2012 K 0.250 19,000 per 15,000 units 18,800 per 15,000 units 2012/03/29 128,000,000 2011/11/24
69292 HK Bank CC Bank R Bull CBBC Aug 2012 B 0.250 4.680 4.980 2012/08/28 80,000,000 2011/11/24
69293 HK Bank CC Bank R Bear CBBC Apr 2012 A 0.250 6.500 6.200 2012/04/26 80,000,000 2011/11/24
69291 HK Bank ICBC R Bull CBBC Dec 2012 A 0.250 3.280 3.580 2012/12/18 80,000,000 2011/11/24
69290 HK Bank ICBC R Bear CBBC Apr 2012 B 0.250 6.080 5.780 2012/04/26 80,000,000 2011/11/24

69289 Merrill Lynch Int’l & Co. C.V. HSI R Bear CBBC May 2012 F 0.250 20,300 per 12,000 units 19,900 per 12,000 units 2012/05/30 40,000,000 2011/11/24
69296 SGA Societe Generale Acceptance N.V. HSI R Bear CBBC May 12P 0.250 19,200 per 10,000 units 19,000 per 10,000 units 2012/05/30 300,000,000 2011/11/24
69298 SGA Societe Generale Acceptance N.V. HSI R Bear CBBC May 12Q 0.250 19,000 per 10,000 units 18,800 per 10,000 units 2012/05/30 300,000,000 2011/11/24
69305 UBS AG COVS R Bull CBBC Aug 2012 B 0.250 10.880 11.880 2012/08/13 100,000,000 2011/11/24
69325 Credit Suisse AG China Life R Bear CBBC Apr 2012 B 0.250 22.600 21.600 2012/04/10 100,000,000 2011/11/25
69323 Credit Suisse AG CNOOC R Bear CBBC Apr 2012 D 0.250 16.360 15.560 2012/04/10 100,000,000 2011/11/25
69324 Credit Suisse AG HKEx R Bear CBBC Mar 2012 C 0.250 135.10 per 100 units 129.10 per 100 units 2012/03/26 100,000,000 2011/11/25
69320 Credit Suisse AG HSI R Bull CBBC Jun 2012 F 0.250 18,500 per 10,000 units 18,700 per 10,000 units 2012/06/28 400,000,000 2011/11/25
69327 Credit Suisse AG HSI R Bear CBBC Feb 2012 Q 0.250 18,700 per 10,000 units 18,500 per 10,000 units 2012/02/28 400,000,000 2011/11/25
69328 Credit Suisse AG HSI R Bear CBBC Mar 2012 I 0.250 18,900 per 10,000 units 18,700 per 10,000 units 2012/03/29 400,000,000 2011/11/25
69329 Credit Suisse AG HSI R Bear CBBC Mar 2012 K 0.250 19,100 per 12,000 units 18,900 per 12,000 units 2012/03/29 400,000,000 2011/11/25
69326 Credit Suisse AG Ping An R Bear CBBC Apr 2012 D 0.250 64.50 per 100 units 59.50 per 100 units 2012/04/16 100,000,000 2011/11/25
69333 Daiwa Capital Mkt HSI R Bear CBBC Mar 2012 L 0.250 18,700 per 10,000 units 18,500 per 10,000 units 2012/03/29 128,000,000 2011/11/25
69315 HK Bank ABC R Bear CBBC Apr 2012 A 0.250 4.830 4.580 2012/04/18 80,000,000 2011/11/25
69314 HK Bank China Life R Bear CBBC Mar 2012 A 0.250 28.38 per 100 units 26.88 per 100 units 2012/03/28 80,000,000 2011/11/25
69318 HK Bank Hutchison R Bull CBBC Aug 2012 A 0.250 57.88 per 100 units 61.88 per 100 units 2012/08/28 80,000,000 2011/11/25
69316 HK Bank Hutchison R Bear CBBC Jun 2012 C 0.250 79.88 per 100 units 75.88 per 100 units 2012/06/18 80,000,000 2011/11/25
69317 HK Bank Hutchison R Bear CBBC Jul 2012 B 0.250 89.88 per 100 units 85.88 per 100 units 2012/07/18 80,000,000 2011/11/25
69331 J P Morgan SP BV HSI R Bear CBBC Apr 2012 A 0.250 19,300 per 12,000 units 19,000 per 12,000 units 2012/04/27 200,000,000 2011/11/25
69332 J P Morgan SP BV HSI R Bear CBBC Apr 2012 B 0.250 19,100 per 10,000 units 18,800 per 10,000 units 2012/04/27 200,000,000 2011/11/25
69330 SGA Societe Generale Acceptance N.V. HSI R Bear CBBC May 12R 0.250 18,800 per 12,000 units 18,600 per 12,000 units 2012/05/30 300,000,000 2011/11/25
69339 UBS AG China Life R Bear CBBC Jun 2012 E 0.270 22.880 21.880 2012/06/25 100,000,000 2011/11/25
69341 UBS AG China Life R Bear CBBC Jul 2012 E 0.370 23.880 22.880 2012/07/16 100,000,000 2011/11/25
69340 UBS AG CNOOC R Bear CBBC Jul 2012 C 0.250 16.880 16.080 2012/07/09 100,000,000 2011/11/25
69337 UBS AG A50 China R Bear CBBC Jun 2012 C 0.250 12.380 11.880 2012/06/18 100,000,000 2011/11/25
69321 UBS AG HSI R Bull CBBC Feb 2012 Q 0.250 18,300 per 10,000 units 18,500 per 10,000 units 2012/02/28 300,000,000 2011/11/25
69334 UBS AG HSI R Bear CBBC Feb 2012 B 0.250 19,100 per 12,000 units 18,900 per 12,000 units 2012/02/28 300,000,000 2011/11/25
69335 UBS AG HSI R Bear CBBC Feb 2012 I 0.250 18,700 per 10,000 units 18,500 per 10,000 units 2012/02/28 300,000,000 2011/11/25

69343 UBS AG ICBC R Bull CBBC Jul 2012 D 0.250 3.900 4.200 2012/07/16 100,000,000 2011/11/25
69338 UBS AG ICBC R Bear CBBC Jun 2012 A 0.250 5.300 5.000 2012/06/25 100,000,000 2011/11/25
69342 UBS AG TCH R Bear CBBC Jul 2012 C 0.250 173 per 100 units 165 per 100 units 2012/07/16 100,000,000 2011/11/25
69374 BNP Paribas Arbit Issu B.V. HSI R Bear CBBC May 2012 T 0.250 19,000 per 12,000 units 18,800 per 12,000 units 2012/05/30 200,000,000 2011/11/28
69358 Credit Suisse AG AIA R Bear CBBC Apr 2012 B 0.250 25.000 24.000 2012/04/23 100,000,000 2011/11/28
69357 Credit Suisse AG China Life R Bear CBBC Apr 2012 C 0.250 21.600 20.600 2012/04/10 100,000,000 2011/11/28
69355 Credit Suisse AG HSI R Bull CBBC Jun 2012 G 0.250 18,200 per 10,000 units 18,400 per 10,000 units 2012/06/28 400,000,000 2011/11/28
69361 Credit Suisse AG HSI R Bear CBBC Feb 2012 W 0.250 18,400 per 10,000 units 18,200 per 10,000 units 2012/02/28 400,000,000 2011/11/28
69360 Credit Suisse AG HSI R Bear CBBC Mar 2012 J 0.250 18,800 per 12,000 units 18,600 per 12,000 units 2012/03/29 400,000,000 2011/11/28
69359 Credit Suisse AG HSI R Bear CBBC Mar 2012 Y 0.250 18,600 per 10,000 units 18,400 per 10,000 units 2012/03/29 400,000,000 2011/11/28
69356 Credit Suisse AG TCH R Bull CBBC May 2012 C 0.250 138.30 per 100 units 147.30 per 100 units 2012/05/28 100,000,000 2011/11/28
69347 Daiwa Capital Mkt HSI R Bull CBBC Apr 2012 J 0.250 18,000 per 12,000 units 18,200 per 12,000 units 2012/04/27 128,000,000 2011/11/28
69369 Daiwa Capital Mkt HSI R Bear CBBC Apr 2012 K 0.250 18,400 per 12,000 units 18,200 per 12,000 units 2012/04/27 128,000,000 2011/11/28
69371 J P Morgan SP BV HSI R Bear CBBC Apr 2012 C 0.250 18,800 per 15,000 units 18,500 per 15,000 units 2012/04/27 200,000,000 2011/11/28
69349 Macquarie Bank Ltd. HSCEI R Bear CBBC May 2012 C 0.250 11,200 per 8,000 units 11,000 per 8,000 units 2012/05/30 200,000,000 2011/11/28
69348 Macquarie Bank Ltd. HSI R Bear CBBC May 2012 E 0.250 19,500 per 8,000 units 19,100 per 8,000 units 2012/05/30 200,000,000 2011/11/28
69364 Merrill Lynch Int’l & Co. C.V. HSI R Bear CBBC May 2012 G 0.250 19,900 per 12,000 units 19,500 per 12,000 units 2012/05/30 40,000,000 2011/11/28
69362 SGA Societe Generale Acceptance N.V. HSI R Bear CBBC May 12S 0.250 18,400 per 10,000 units 18,200 per 10,000 units 2012/05/30 300,000,000 2011/11/28
69363 SGA Societe Generale Acceptance N.V. HSI R Bear CBBC May 12T 0.250 18,600 per 10,000 units 18,400 per 10,000 units 2012/05/30 300,000,000 2011/11/28
69353 UBS AG HSI R Bull CBBC Feb 2012 O 0.250 18,200 per 10,000 units 18,400 per 10,000 units 2012/02/28 300,000,000 2011/11/28
69366 UBS AG HSI R Bear CBBC Feb 2012 P 0.250 18,800 per 12,000 units 18,600 per 12,000 units 2012/02/28 300,000,000 2011/11/28
69365 UBS AG HSI R Bear CBBC Feb 2012 Z 0.250 18,400 per 10,000 units 18,200 per 10,000 units 2012/02/28 300,000,000 2011/11/28
69367 UBS AG HSI R Bear CBBC Mar 2012 N 0.250 18,600 per 10,000 units 18,400 per 10,000 units 2012/03/29 300,000,000 2011/11/28
69368 UBS AG HSI R Bear CBBC Jul 2012 M 0.250 20,200 per 38,000 units 19,800 per 38,000 units 2012/07/30 300,000,000 2011/11/28
69370 UBS AG Hutchison R Bear CBBC Aug 2012 C 0.250 73 per 100 units 70 per 100 units 2012/08/13 100,000,000 2011/11/28
69399 BNP Paribas Arbit Issu B.V. HSI R Bear CBBC May 2012 R 0.250 18,700 per 12,000 units 18,500 per 12,000 units 2012/05/30 200,000,000 2011/11/29
69400 BNP Paribas Arbit Issu B.V. HSI R Bear CBBC May 2012 S 0.250 18,900 per 12,000 units 18,700 per 12,000 units 2012/05/30 200,000,000 2011/11/29
69387 Credit Suisse AG HSI R Bull CBBC Jun 2012 P 0.250 17,900 per 12,000 units 18,100 per 12,000 units 2012/06/28 400,000,000 2011/11/29
69386 Credit Suisse AG HSI R Bear CBBC Mar 2012 R 0.250 18,500 per 10,000 units 18,300 per 10,000 units 2012/03/29 400,000,000 2011/11/29
69401 Daiwa Capital Mkt A50 China R Bull CBBC May 2012 C 0.250 9.080 9.580 2012/05/02 80,000,000 2011/11/29
69402 Daiwa Capital Mkt A50 China R Bull CBBC Jun 2012 B 0.250 8.580 9.080 2012/06/01 80,000,000 2011/11/29
69403 Daiwa Capital Mkt A50 China R Bear CBBC Mar 2012 A 0.250 12.880 12.380 2012/03/15 80,000,000 2011/11/29
69404 Daiwa Capital Mkt A50 China R Bear CBBC Apr 2012 C 0.250 12.100 11.600 2012/04/02 80,000,000 2011/11/29

69405 Daiwa Capital Mkt HSCEI R Bull CBBC May 2012 F 0.250 7,500 per 10,000 units 7,800 per 10,000 units 2012/05/30 98,000,000 2011/11/29
69406 Daiwa Capital Mkt HSCEI R Bull CBBC May 2012 G 0.250 8,100 per 12,000 units 8,400 per 12,000 units 2012/05/30 98,000,000 2011/11/29
69407 Daiwa Capital Mkt HSCEI R Bear CBBC Apr 2012 C 0.250 10,500 per 10,000 units 10,200 per 10,000 units 2012/04/27 98,000,000 2011/11/29
69378 HK Bank HSI R Bear CBBC Apr 2012 G 0.250 19,488 per 15,000 units 19,088 per 15,000 units 2012/04/27 200,000,000 2011/11/29
69379 HK Bank HSI R Bear CBBC Apr 2012 H 0.250 19,888 per 15,000 units 19,488 per 15,000 units 2012/04/27 200,000,000 2011/11/29
69380 CC Rabobank B.A. HSI R Bull CBBC Jun 2012 A 0.250 17,600 per 11,000 units 18,000 per 11,000 units 2012/06/28 150,000,000 2011/11/29
69381 CC Rabobank B.A. HSI R Bear CBBC Jun 2012 B 0.250 19,200 per 11,000 units 18,800 per 11,000 units 2012/06/28 150,000,000 2011/11/29
69382 CC Rabobank B.A. HSI R Bear CBBC Jun 2012 C 0.250 19,600 per 11,000 units 19,200 per 11,000 units 2012/06/28 150,000,000 2011/11/29
69383 CC Rabobank B.A. HSI R Bear CBBC Jun 2012 D 0.250 20,000 per 11,000 units 19,600 per 11,000 units 2012/06/28 150,000,000 2011/11/29
69384 CC Rabobank B.A. HSI R Bear CBBC Jun 2012 E 0.250 20,400 per 11,000 units 20,000 per 11,000 units 2012/06/28 150,000,000 2011/11/29
69375 SGA Societe Generale Acceptance N.V. HSI R Bear CBBC May 12U 0.250 18,900 per 10,000 units 18,700 per 10,000 units 2012/05/30 300,000,000 2011/11/29
69376 SGA Societe Generale Acceptance N.V. HSI R Bear CBBC May 12V 0.250 19,100 per 12,000 units 18,900 per 12,000 units 2012/05/30 300,000,000 2011/11/29
69377 SGA Societe Generale Acceptance N.V. HSI R Bear CBBC May 12W 0.250 19,300 per 10,000 units 19,100 per 10,000 units 2012/05/30 300,000,000 2011/11/29
69394 UBS AG BOCL R Bull CBBC Jul 2012 A 0.250 1.700 2.000 2012/07/23 100,000,000 2011/11/29
69393 UBS AG CC Bank R Bear CBBC Jul 2012 B 0.250 6.100 5.800 2012/07/09 100,000,000 2011/11/29
69391 UBS AG Sinopec Corp R Bull CBBC Jun 2012 B 0.250 7.400 7.700 2012/06/25 100,000,000 2011/11/29
69390 UBS AG HKEx R Bear CBBC Jun 2012 F 0.250 136 per 100 units 130 per 100 units 2012/06/11 100,000,000 2011/11/29
69392 UBS AG HSBC R Bear CBBC Jun 2012 E 0.250 68 per 100 units 65 per 100 units 2012/06/25 100,000,000 2011/11/29
69395 UBS AG TCH R Bull CBBC Jul 2012 D 0.250 142 per 100 units 150 per 100 units 2012/07/30 100,000,000 2011/11/29
69414 Credit Suisse AG China Mobile R Bull CBBC May 2012 A 0.250 67.30 per 100 units 70.30 per 100 units 2012/05/28 100,000,000 2011/11/30
69415 Credit Suisse AG HKEx R Bear CBBC Mar 2012 D 0.250 132.30 per 100 units 126.30 per 100 units 2012/03/26 100,000,000 2011/11/30
69419 Credit Suisse AG HSI R Bull CBBC Jun 2012 Q 0.250 16,500 per 10,000 units 16,700 per 10,000 units 2012/06/28 400,000,000 2011/11/30
69421 Credit Suisse AG HSI R Bull CBBC Jul 2012 T 0.250 16,100 per 10,000 units 16,300 per 10,000 units 2012/07/30 400,000,000 2011/11/30
69422 Credit Suisse AG HSI R Bear CBBC Mar 2012 S 0.250 18,200 per 10,000 units 18,000 per 10,000 units 2012/03/29 400,000,000 2011/11/30
69417 Credit Suisse AG Hutchison R Bear CBBC Apr 2012 B 0.250 73.80 per 100 units 70.80 per 100 units 2012/04/16 100,000,000 2011/11/30
69416 Credit Suisse AG Ping An R Bear CBBC Apr 2012 E 0.250 59.40 per 100 units 54.40 per 100 units 2012/04/16 100,000,000 2011/11/30
69412 Daiwa Capital Mkt HSI R Bull CBBC Apr 2012 L 0.250 17,800 per 12,000 units 18,000 per 12,000 units 2012/04/27 128,000,000 2011/11/30
69426 Daiwa Capital Mkt HSI R Bear CBBC Mar 2012 M 0.250 18,100 per 8,000 units 17,900 per 8,000 units 2012/03/29 128,000,000 2011/11/30
69427 Daiwa Capital Mkt HSI R Bear CBBC Mar 2012 N 0.250 18,200 per 10,000 units 18,000 per 10,000 units 2012/03/29 128,000,000 2011/11/30
69423 J P Morgan SP BV HSI R Bear CBBC Apr 2012 D 0.250 18,300 per 10,000 units 18,000 per 10,000 units 2012/04/27 200,000,000 2011/11/30
69424 J P Morgan SP BV HSI R Bear CBBC Apr 2012 E 0.250 18,500 per 12,000 units 18,300 per 12,000 units 2012/04/27 200,000,000 2011/11/30
69411 SGA Societe Generale Acceptance N.V. HSI R Bear CBBC May 12X 0.250 18,700 per 10,000 units 18,500 per 10,000 units 2012/05/30 300,000,000 2011/11/30
69432 UBS AG COVS R Bull CBBC Jul 2012 A 0.285 8.880 9.880 2012/07/30 100,000,000 2011/11/30

69431 UBS AG China Life R Bear CBBC Jul 2012 F 0.250 21.880 20.880 2012/07/30 100,000,000 2011/11/30
69429 UBS AG HSI R Bear CBBC Jun 2012 C 0.250 18,100 per 12,000 units 17,900 per 12,000 units 2012/06/28 300,000,000 2011/11/30
65886 # HK Bank HSI R Bull CBBC Aug 2012 B 0.082 15,600 per 25,000 units 16,000 per 25,000 units 2012/08/30 200,000,000 2011/11/30
68729 # HK Bank HSI R Bull CBBC Jun 2012 D 0.158 15,288 per 15,000 units 15,688 per 15,000 units 2012/06/28 200,000,000 2011/11/30
69461 BNP Paribas Arbit Issu B.V. HSI R Bear CBBC May 2012 M 0.250 18,500 per 12,000 units 18,300 per 12,000 units 2012/05/30 200,000,000 2011/12/01
69462 BNP Paribas Arbit Issu B.V. HSI R Bear CBBC May 2012 Q 0.250 18,400 per 12,000 units 18,200 per 12,000 units 2012/05/30 200,000,000 2011/12/01
69455 Credit Suisse AG HSI R Bull CBBC Jul 2012 U 0.250 17,700 per 10,000 units 17,900 per 10,000 units 2012/07/30 400,000,000 2011/12/01
69453 Credit Suisse AG HSI R Bear CBBC Apr 2012 U 0.250 18,300 per 12,000 units 18,100 per 12,000 units 2012/04/27 400,000,000 2011/12/01
69456 Credit Suisse AG Hutchison R Bull CBBC Jun 2012 C 0.250 57.30 per 100 units 60.30 per 100 units 2012/06/18 100,000,000 2011/12/01
69452 HK Bank HKEx R Bear CBBC Jun 2012 A 0.450 158.88 per 100 units 150.88 per 100 units 2012/06/18 80,000,000 2011/12/01
69446 HK Bank HSI R Bull CBBC Aug 2012 E 0.250 14,888 per 15,000 units 15,288 per 15,000 units 2012/08/30 200,000,000 2011/12/01
69449 HK Bank HSI R Bull CBBC Aug 2012 F 0.250 14,088 per 25,000 units 14,488 per 25,000 units 2012/08/30 200,000,000 2011/12/01
69450 HK Bank HSI R Bull CBBC Aug 2012 G 0.250 14,488 per 15,000 units 14,888 per 15,000 units 2012/08/30 200,000,000 2011/12/01
69451 HK Bank HSI R Bull CBBC May 2013 B 0.250 12,600 per 35,000 units 13,000 per 35,000 units 2013/05/30 200,000,000 2011/12/01
69445 HK Bank HSI R Bear CBBC Apr 2012 I 0.250 19,088 per 15,000 units 18,688 per 15,000 units 2012/04/27 150,000,000 2011/12/01
69437 Macquarie Bank Ltd. HSCEI R Bear CBBC Jun 2012 A 0.250 10,000 per 8,000 units 9,800 per 8,000 units 2012/06/28 200,000,000 2011/12/01
69438 Macquarie Bank Ltd. HSCEI R Bear CBBC Jun 2012 B 0.250 9,800 per 8,000 units 9,600 per 8,000 units 2012/06/28 200,000,000 2011/12/01
69435 Macquarie Bank Ltd. HSI R Bear CBBC Jun 2012 A 0.250 18,600 per 8,000 units 18,200 per 8,000 units 2012/06/28 200,000,000 2011/12/01
69436 Macquarie Bank Ltd. HSI R Bear CBBC Jun 2012 B 0.250 19,000 per 8,000 units 18,500 per 8,000 units 2012/06/28 200,000,000 2011/12/01
69434 SGA Societe Generale Acceptance N.V. HSI R Bear CBBC Mar 12P 0.250 18,200 per 12,000 units 18,000 per 12,000 units 2012/03/29 300,000,000 2011/12/01
69443 UBS AG HSI R Bull CBBC May 2012 K 0.250 17,600 per 10,000 units 17,800 per 10,000 units 2012/05/30 300,000,000 2011/12/01
69460 UBS AG HSI R Bear CBBC Aug 2012 H 0.250 19,700 per 38,000 units 19,300 per 38,000 units 2012/08/30 300,000,000 2011/12/01
69444 UBS AG Hutchison R Bull CBBC Jun 2012 E 0.250 62 per 100 units 65 per 100 units 2012/06/25 100,000,000 2011/12/01
69457 UBS AG Hutchison R Bull CBBC Aug 2012 D 0.250 54.50 per 100 units 57.50 per 100 units 2012/08/06 100,000,000 2011/12/01
69458 UBS AG ICBC R Bear CBBC May 2012 C 0.250 5.050 4.750 2012/05/28 100,000,000 2011/12/01
69471 BNP Paribas Arbit Issu B.V. HSI R Bear CBBC Mar 2012 V 0.250 18,300 per 12,000 units 18,100 per 12,000 units 2012/03/29 200,000,000 2011/12/02
69470 BNP Paribas Arbit Issu B.V. HSI R Bear CBBC Mar 2012 Z 0.250 18,000 per 12,000 units 17,800 per 12,000 units 2012/03/29 200,000,000 2011/12/02
69466 Daiwa Capital Mkt HSI R Bull CBBC Apr 2012 M 0.250 17,500 per 10,000 units 17,700 per 10,000 units 2012/04/27 128,000,000 2011/12/02
69472 Daiwa Capital Mkt HSI R Bear CBBC Mar 2012 O 0.250 17,900 per 12,000 units 17,700 per 12,000 units 2012/03/29 128,000,000 2011/12/02
69464 UBS AG HSI R Bull CBBC Mar 2012 S 0.250 17,500 per 10,000 units 17,700 per 10,000 units 2012/03/29 300,000,000 2011/12/02
69465 UBS AG HSI R Bull CBBC Jun 2012 E 0.250 15,500 per 10,000 units 15,700 per 10,000 units 2012/06/28 300,000,000 2011/12/02
69483 BNP Paribas Arbit Issu B.V. HSI R Bull CBBC Mar 2012 A 0.250 17,700 per 12,000 units 17,900 per 12,000 units 2012/03/29 200,000,000 2011/12/05
69484 BNP Paribas Arbit Issu B.V. HSI R Bull CBBC Mar 2012 B 0.250 17,600 per 12,000 units 17,800 per 12,000 units 2012/03/29 200,000,000 2011/12/05

69478 Credit Suisse AG HSBC R Bear CBBC Apr 2012 C 0.250 63.35 per 100 units 60.35 per 100 units 2012/04/23 100,000,000 2011/12/05
69481 Credit Suisse AG HSI R Bull CBBC Jul 2012 V 0.250 17,400 per 10,000 units 17,600 per 10,000 units 2012/07/30 400,000,000 2011/12/05
69473 Credit Suisse AG HSI R Bear CBBC Mar 2012 H 0.250 18,000 per 12,000 units 17,800 per 12,000 units 2012/03/29 400,000,000 2011/12/05
69479 Credit Suisse AG Ping An R Bull CBBC Jun 2012 D 0.250 45.80 per 100 units 50.80 per 100 units 2012/06/18 100,000,000 2011/12/05
69485 Credit Suisse AG TCH R Bear CBBC Apr 2012 C 0.250 165.80 per 100 units 156.80 per 100 units 2012/04/23 100,000,000 2011/12/05
69475 SGA Societe Generale Acceptance N.V. HSI R Bear CBBC May 12Y 0.250 18,300 per 10,000 units 18,100 per 10,000 units 2012/05/30 300,000,000 2011/12/05
69476 SGA Societe Generale Acceptance N.V. HSI R Bear CBBC May 12Z 0.250 18,500 per 10,000 units 18,300 per 10,000 units 2012/05/30 300,000,000 2011/12/05
69477 UBS AG HKEx R Bull CBBC Mar 2012 D 0.250 109 per 100 units 115 per 100 units 2012/03/19 100,000,000 2011/12/05
69500 Credit Suisse AG China Life R Bull CBBC May 2012 B 0.265 16.980 17.980 2012/05/28 100,000,000 2011/12/06
69490 Credit Suisse AG HKEx R Bull CBBC May 2012 D 0.250 112 per 100 units 118 per 100 units 2012/05/28 100,000,000 2011/12/06
69512 Credit Suisse AG HSI R Bull CBBC Jun 2012 R 0.250 18,050 per 10,000 units 18,250 per 10,000 units 2012/06/28 400,000,000 2011/12/06
69510 Credit Suisse AG HSI R Bull CBBC Aug 2012 J 0.250 17,650 per 12,000 units 17,850 per 12,000 units 2012/08/30 400,000,000 2011/12/06
69492 Credit Suisse AG HSI R Bear CBBC Mar 2012 A 0.250 18,400 per 10,000 units 18,200 per 10,000 units 2012/03/29 400,000,000 2011/12/06
69497 Credit Suisse AG HSI R Bear CBBC Apr 2012 N 0.250 18,850 per 10,000 units 18,650 per 10,000 units 2012/04/27 400,000,000 2011/12/06
69498 Credit Suisse AG HSI R Bear CBBC Apr 2012 Q 0.250 18,550 per 10,000 units 18,350 per 10,000 units 2012/04/27 400,000,000 2011/12/06
69499 Credit Suisse AG Hutchison R Bull CBBC Jun 2012 D 0.250 60.20 per 100 units 63.20 per 100 units 2012/06/25 100,000,000 2011/12/06
69491 Credit Suisse AG TCH R Bear CBBC Apr 2012 D 0.250 159 per 100 units 150 per 100 units 2012/04/23 100,000,000 2011/12/06
69513 Daiwa Capital Mkt HSI R Bull CBBC Mar 2012 Q 0.250 17,300 per 12,000 units 17,500 per 12,000 units 2012/03/29 128,000,000 2011/12/06
69514 Daiwa Capital Mkt HSI R Bull CBBC Mar 2012 R 0.250 17,000 per 12,000 units 17,200 per 12,000 units 2012/03/29 128,000,000 2011/12/06
69520 Daiwa Capital Mkt HSI R Bull CBBC May 2012 H 0.250 17,100 per 10,000 units 17,300 per 10,000 units 2012/05/30 128,000,000 2011/12/06
69521 Daiwa Capital Mkt HSI R Bull CBBC May 2012 I 0.250 16,900 per 12,000 units 17,100 per 12,000 units 2012/05/30 128,000,000 2011/12/06
69493 Daiwa Capital Mkt HSI R Bear CBBC Mar 2012 P 0.250 18,400 per 8,000 units 18,200 per 8,000 units 2012/03/29 128,000,000 2011/12/06
69515 Daiwa Capital Mkt HSI R Bear CBBC Apr 2012 N 0.250 18,900 per 12,000 units 18,700 per 12,000 units 2012/04/27 128,000,000 2011/12/06
69516 Daiwa Capital Mkt HSI R Bear CBBC Apr 2012 O 0.250 19,100 per 12,000 units 18,900 per 12,000 units 2012/04/27 128,000,000 2011/12/06
69517 Daiwa Capital Mkt HSI R Bear CBBC Apr 2012 P 0.250 18,800 per 10,000 units 18,600 per 10,000 units 2012/04/27 128,000,000 2011/12/06
69518 Daiwa Capital Mkt HSI R Bear CBBC Apr 2012 Q 0.250 19,300 per 12,000 units 19,100 per 12,000 units 2012/04/27 128,000,000 2011/12/06
69519 Daiwa Capital Mkt HSI R Bear CBBC Apr 2012 R 0.250 19,400 per 15,000 units 19,200 per 15,000 units 2012/04/27 128,000,000 2011/12/06
69488 HK Bank HSI R Bull CBBC Aug 2012 H 0.250 17,488 per 15,000 units 17,888 per 15,000 units 2012/08/30 200,000,000 2011/12/06
69496 SGA Societe Generale Acceptance N.V. HSI R Bear CBBC May 12S 0.250 18,400 per 10,000 units 18,200 per 10,000 units 2012/05/30 300,000,000 2011/12/06
69506 UBS AG HSI R Bear CBBC May 2012 A 0.250 18,500 per 12,000 units 18,300 per 12,000 units 2012/05/30 300,000,000 2011/12/06
69501 UBS AG TCH R Bull CBBC Mar 2012 A 0.250 117 per 100 units 125 per 100 units 2012/03/26 100,000,000 2011/12/06

69504 UBS AG TCH R Bull CBBC May 2012 E 0.350 107 per 100 units 115 per 100 units 2012/05/21 100,000,000 2011/12/06
69507 UBS AG TCH R Bull CBBC Jun 2012 H 0.400 102 per 100 units 110 per 100 units 2012/06/04 100,000,000 2011/12/06
69502 UBS AG TCH R Bear CBBC Apr 2012 E 0.250 158 per 100 units 150 per 100 units 2012/04/16 100,000,000 2011/12/06
69505 UBS AG TCH R Bear CBBC May 2012 F 0.270 168 per 100 units 160 per 100 units 2012/05/21 100,000,000 2011/12/06
69033 # UBS AG Hutchison R Bull CBBC Aug 2012 B 0.096 59.50 per 100 units 62.50 per 100 units 2012/08/20 105,000,000 2011/12/07
69526 Daiwa Capital Mkt HSI R Bull CBBC Mar 2012 S 0.250 17,800 per 12,000 units 18,000 per 12,000 units 2012/03/29 128,000,000 2011/12/07
69528 Daiwa Capital Mkt HSI R Bear CBBC Apr 2012 S 0.250 18,200 per 10,000 units 18,000 per 10,000 units 2012/04/27 128,000,000 2011/12/07
69529 Daiwa Capital Mkt HSI R Bear CBBC Apr 2012 T 0.250 18,600 per 12,000 units 18,400 per 12,000 units 2012/04/27 128,000,000 2011/12/07
69524 UBS AG HSI R Bull CBBC Mar 2012 Q 0.250 17,800 per 10,000 units 18,000 per 10,000 units 2012/03/29 300,000,000 2011/12/07
69550 Daiwa Capital Mkt HSI R Bull CBBC May 2012 J 0.250 17,700 per 11,000 units 17,900 per 11,000 units 2012/05/30 128,000,000 2011/12/08
69551 Daiwa Capital Mkt HSI R Bull CBBC Jun 2012 B 0.250 18,300 per 12,000 units 18,500 per 12,000 units 2012/06/28 128,000,000 2011/12/08
69552 Daiwa Capital Mkt HSI R Bull CBBC Jun 2012 C 0.250 18,600 per 11,000 units 18,800 per 11,000 units 2012/06/28 128,000,000 2011/12/08
69553 Daiwa Capital Mkt HSI R Bull CBBC Jun 2012 D 0.250 18,800 per 12,000 units 19,000 per 12,000 units 2012/06/28 128,000,000 2011/12/08
69554 Daiwa Capital Mkt HSI R Bull CBBC Jul 2012 A 0.250 18,000 per 11,000 units 18,200 per 11,000 units 2012/07/30 128,000,000 2011/12/08
69555 Daiwa Capital Mkt HSI R Bull CBBC Jul 2012 B 0.250 18,500 per 10,000 units 18,700 per 10,000 units 2012/07/30 128,000,000 2011/12/08
69556 Daiwa Capital Mkt HSI R Bear CBBC Mar 2012 T 0.250 19,700 per 11,000 units 19,500 per 11,000 units 2012/03/29 128,000,000 2011/12/08
69557 Daiwa Capital Mkt HSI R Bear CBBC Mar 2012 U 0.250 20,000 per 11,000 units 19,800 per 11,000 units 2012/03/29 128,000,000 2011/12/08
69558 Daiwa Capital Mkt HSI R Bear CBBC Mar 2012 V 0.250 20,300 per 12,000 units 20,100 per 12,000 units 2012/03/29 128,000,000 2011/12/08
69559 Daiwa Capital Mkt HSI R Bear CBBC Mar 2012 W 0.250 20,400 per 11,000 units 20,200 per 11,000 units 2012/03/29 128,000,000 2011/12/08
69560 J P Morgan SP BV HSI R Bull CBBC Apr 2012 F 0.250 18,700 per 15,000 units 19,000 per 15,000 units 2012/04/27 200,000,000 2011/12/08
69561 J P Morgan SP BV HSI R Bull CBBC Apr 2012 G 0.250 18,500 per 15,000 units 18,800 per 15,000 units 2012/04/27 200,000,000 2011/12/08
69562 J P Morgan SP BV HSI R Bull CBBC Apr 2012 H 0.250 18,200 per 12,000 units 18,500 per 12,000 units 2012/04/27 200,000,000 2011/12/08
69563 J P Morgan SP BV HSI R Bull CBBC Apr 2012 I 0.250 18,000 per 10,000 units 18,300 per 10,000 units 2012/04/27 200,000,000 2011/12/08
69564 J P Morgan SP BV HSI R Bull CBBC Apr 2012 J 0.250 17,800 per 12,000 units 18,100 per 12,000 units 2012/04/27 200,000,000 2011/12/08
69565 J P Morgan SP BV HSI R Bull CBBC Apr 2012 K 0.250 17,600 per 15,000 units 17,900 per 15,000 units 2012/04/27 200,000,000 2011/12/08
69566 J P Morgan SP BV HSI R Bull CBBC Apr 2012 L 0.250 17,400 per 12,000 units 17,700 per 12,000 units 2012/04/27 200,000,000 2011/12/08
69533 SGA Societe Generale Acceptance N.V. HSI R Bear CBBC May 12P 0.250 18,800 per 12,000 units 18,600 per 12,000 units 2012/05/30 300,000,000 2011/12/08
69534 SGA Societe Generale Acceptance N.V. HSI R Bear CBBC May 12Q 0.250 19,000 per 10,000 units 18,800 per 10,000 units 2012/05/30 300,000,000 2011/12/08

69543 UBS AG HSI R Bull CBBC Mar 2012 G 0.250 18,400 per 12,000 units 18,600 per 12,000 units 2012/03/29 300,000,000 2011/12/08
69539 UBS AG HSI R Bear CBBC Apr 2012 L 0.250 19,000 per 10,000 units 18,800 per 10,000 units 2012/04/27 300,000,000 2011/12/08
69538 UBS AG HSI R Bear CBBC Apr 2012 N 0.250 18,700 per 10,000 units 18,500 per 10,000 units 2012/04/27 300,000,000 2011/12/08
69541 UBS AG HSI R Bear CBBC May 2012 Y 0.250 18,800 per 12,000 units 18,600 per 12,000 units 2012/05/30 300,000,000 2011/12/08
69592 Daiwa Capital Mkt HSI R Bear CBBC Mar 2012 D 0.250 21,100 per 12,000 units 20,900 per 12,000 units 2012/03/29 128,000,000 2011/12/09
69589 Daiwa Capital Mkt HSI R Bear CBBC Mar 2012 X 0.250 19,900 per 12,000 units 19,700 per 12,000 units 2012/03/29 128,000,000 2011/12/09
69590 Daiwa Capital Mkt HSI R Bear CBBC Mar 2012 Y 0.250 20,100 per 11,000 units 19,900 per 11,000 units 2012/03/29 128,000,000 2011/12/09
69591 Daiwa Capital Mkt HSI R Bear CBBC Mar 2012 Z 0.250 20,800 per 11,000 units 20,600 per 11,000 units 2012/03/29 128,000,000 2011/12/09
69583 UBS AG COVS R Bull CBBC May 2012 A 0.295 11.880 12.880 2012/05/07 100,000,000 2011/12/09
69584 UBS AG CC Bank R Bull CBBC May 2012 H 0.250 4.950 5.250 2012/05/28 100,000,000 2011/12/09
69582 UBS AG CNOOC R Bull CBBC Apr 2012 C 0.250 13.080 13.880 2012/04/23 100,000,000 2011/12/09
69578 UBS AG A50 China R Bull CBBC Mar 2012 B 0.250 10.000 10.500 2012/03/19 100,000,000 2011/12/09
69579 UBS AG HKEx R Bull CBBC Mar 2012 E 0.250 114 per 100 units 120 per 100 units 2012/03/26 100,000,000 2011/12/09
69575 UBS AG HSI R Bull CBBC Jun 2012 F 0.250 18,700 per 12,000 units 18,900 per 12,000 units 2012/06/28 300,000,000 2011/12/09
69576 UBS AG HSI R Bull CBBC Jun 2012 I 0.250 18,100 per 12,000 units 18,300 per 12,000 units 2012/06/28 300,000,000 2011/12/09
69580 UBS AG ICBC R Bull CBBC Mar 2012 A 0.250 3.950 4.250 2012/03/26 100,000,000 2011/12/09
69577 UBS AG TCH R Bull CBBC Mar 2012 B 0.250 132 per 100 units 140 per 100 units 2012/03/12 100,000,000 2011/12/09
69597 Macquarie Bank Ltd. HSCEI R Bull CBBC Jun 2012 C 0.250 9,500 per 8,000 units 9,700 per 8,000 units 2012/06/28 200,000,000 2011/12/12
69598 Macquarie Bank Ltd. HSCEI R Bull CBBC Jun 2012 D 0.250 9,800 per 8,000 units 10,000 per 8,000 units 2012/06/28 200,000,000 2011/12/12
69594 Macquarie Bank Ltd. HSI R Bull CBBC Jun 2012 C 0.250 17,600 per 8,000 units 18,000 per 8,000 units 2012/06/28 200,000,000 2011/12/12
69595 Macquarie Bank Ltd. HSI R Bull CBBC Jun 2012 D 0.250 17,800 per 8,000 units 18,200 per 8,000 units 2012/06/28 200,000,000 2011/12/12
69596 Macquarie Bank Ltd. HSI R Bull CBBC Jun 2012 E 0.250 18,400 per 8,000 units 18,800 per 8,000 units 2012/06/28 200,000,000 2011/12/12
69593 SGA Societe Generale Acceptance N.V. HSI R Bear CBBC Mar 20F 0.250 19,500 per 11,000 units 19,300 per 11,000 units 2012/03/29 300,000,000 2011/12/12
69600 SGA Societe Generale Acceptance N.V. HSI R Bear CBBC May 20T 0.250 19,300 per 10,000 units 19,100 per 10,000 units 2012/05/30 300,000,000 2011/12/12

69606 UBS AG China Life R Bull CBBC Mar 2012 E 0.270 18.380 19.380 2012/03/19 100,000,000 2011/12/12
69603 UBS AG HSI R Bull CBBC Apr 2012 T 0.250 18,900 per 10,000 units 19,100 per 10,000 units 2012/04/27 300,000,000 2011/12/12
69604 UBS AG HSI R Bull CBBC Jul 2012 N 0.250 17,650 per 13,000 units 17,950 per 13,000 units 2012/07/30 300,000,000 2011/12/12
69616 Daiwa Capital Mkt HSI R Bear CBBC Mar 2012 B 0.250 19,090 per 11,000 units 18,890 per 11,000 units 2012/03/29 128,000,000 2011/12/13
69614 HK Bank BOCL R Bull CBBC Dec 2012 A 0.250 2.100 2.280 2012/12/18 80,000,000 2011/12/13
69613 HK Bank BOCL R Bear CBBC Sep 2012 A 0.250 3.560 3.380 2012/09/18 80,000,000 2011/12/13
69609 HK Bank ICBC R Bull CBBC Jul 2012 B 0.250 3.880 4.180 2012/07/26 80,000,000 2011/12/13
69610 UBS AG HSI R Bull CBBC Jun 2012 D 0.250 18,850 per 13,000 units 19,150 per 13,000 units 2012/06/28 300,000,000 2011/12/13
69612 UBS AG HSI R Bull CBBC Jul 2012 Q 0.250 17,550 per 13,000 units 17,850 per 13,000 units 2012/07/30 300,000,000 2011/12/13
69615 UBS AG HSI R Bear CBBC Jun 2012 P 0.250 19,100 per 12,000 units 18,900 per 12,000 units 2012/06/28 300,000,000 2011/12/13
65872 # HK Bank HSI R Bear CBBC Jun 2012 A 0.177 22,388 per 20,000 units 22,088 per 20,000 units 2012/06/28 250,000,000 2011/12/13
69628 BNP Paribas Arbit Issu B.V. HSI R Bull CBBC Mar 2012 C 0.250 18,900 per 12,000 units 19,100 per 12,000 units 2012/03/29 200,000,000 2011/12/14
69633 Daiwa Capital Mkt HSI R Bull CBBC Jun 2012 E 0.250 19,000 per 11,000 units 19,200 per 11,000 units 2012/06/28 128,000,000 2011/12/14
69623 HK Bank ABC R Bull CBBC Aug 2012 B 0.250 2.230 2.480 2012/08/16 80,000,000 2011/12/14
69622 HK Bank ABC R Bear CBBC May 2012 A 0.250 4.330 4.080 2012/05/18 80,000,000 2011/12/14
69624 HK Bank CNOOC R Bull CBBC Oct 2012 B 0.280 12.480 13.280 2012/10/18 80,000,000 2011/12/14
69625 SGA Societe Generale Acceptance N.V. HSI R Bear CBBC May 12U 0.250 19,400 per 12,000 units 19,200 per 12,000 units 2012/05/30 300,000,000 2011/12/14
69629 UBS AG CC Bank R Bull CBBC May 2012 I 0.250 5.200 5.500 2012/05/07 100,000,000 2011/12/14
69632 UBS AG China Life R Bull CBBC Apr 2012 A 0.250 19.380 20.380 2012/04/02 100,000,000 2011/12/14
69630 UBS AG HSBC R Bull CBBC Apr 2012 C 0.250 57 per 100 units 60 per 100 units 2012/04/23 100,000,000 2011/12/14
69627 UBS AG HSI R Bull CBBC Apr 2012 C 0.250 19,000 per 10,000 units 19,200 per 10,000 units 2012/04/27 300,000,000 2011/12/14
69634 UBS AG HSI R Bear CBBC Jun 2012 S 0.250 20,600 per 10,000 units 20,400 per 10,000 units 2012/06/28 300,000,000 2011/12/14
69631 UBS AG TCH R Bull CBBC Apr 2012 F 0.250 137 per 100 units 145 per 100 units 2012/04/16 100,000,000 2011/12/14
69644 BNP Paribas Arbit Issu B.V. HSI R Bear CBBC Mar 2012 L 0.250 19,400 per 10,000 units 19,200 per 10,000 units 2012/03/29 200,000,000 2011/12/15
69645 Citigroup Global Mkt H Inc. HSI R Bull CBBC Mar 2012 A 0.250 17,000 per 12,000 units 17,300 per 12,000 units 2012/03/29 150,000,000 2011/12/15
69646 Citigroup Global Mkt H Inc. HSI R Bear CBBC Mar 2012 B 0.250 21,300 per 12,000 units 21,000 per 12,000 units 2012/03/29 150,000,000 2011/12/15
69636 HK Bank HSI R Bull CBBC Jul 2012 F 0.250 17,888 per 15,000 units 18,288 per 15,000 units 2012/07/30 250,000,000 2011/12/15
69637 J P Morgan SP BV HSI R Bull CBBC Apr 2012 M 0.250 18,900 per 12,000 units 19,200 per 12,000 units 2012/04/27 200,000,000 2011/12/15
69638 J P Morgan SP BV HSI R Bear CBBC Apr 2012 N 0.250 20,200 per 12,000 units 20,000 per 12,000 units 2012/04/27 200,000,000 2011/12/15
69639 J P Morgan SP BV HSI R Bear CBBC Apr 2012 O 0.250 19,900 per 10,000 units 19,700 per 10,000 units 2012/04/27 200,000,000 2011/12/15
69640 UBS AG HSI R Bull CBBC Mar 2012 U 0.250 18,800 per 10,000 units 19,000 per 10,000 units 2012/03/29 300,000,000 2011/12/15

69642 UBS AG HSI R Bear CBBC Jul 2012 R 0.250 21,600 per 10,000 units 21,400 per 10,000 units 2012/07/30 300,000,000 2011/12/15
68787 # HK Bank HSI R Bull CBBC Aug 2012 D 0.095 18,800 per 12,000 units 18,600 per 12,000 units 2012/02/28 200,000,000 2011/12/15
69654 BNP Paribas Arbit Issu B.V. HSI R Bear CBBC Mar 2012 F 0.250 18,900 per 10,000 units 18,700 per 10,000 units 2012/03/29 200,000,000 2011/12/16
69655 BNP Paribas Arbit Issu B.V. HSI R Bear CBBC Mar 2012 O 0.250 19,100 per 10,000 units 18,900 per 10,000 units 2012/03/29 200,000,000 2011/12/16
69647 Daiwa Capital Mkt HSI R Bull CBBC Jun 2012 F 0.250 18,500 per 10,000 units 18,700 per 10,000 units 2012/06/28 128,000,000 2011/12/16
69660 Daiwa Capital Mkt HSI R Bear CBBC Mar 2012 C 0.250 18,800 per 12,000 units 18,600 per 12,000 units 2012/03/29 128,000,000 2011/12/16
69650 SGA Societe Generale Acceptance N.V. HSI R Bear CBBC Mar12K 0.250 18,900 per 10,000 units 18,700 per 10,000 units 2012/03/29 300,000,000 2011/12/16
69651 SGA Societe Generale Acceptance N.V. HSI R Bear CBBC Mar12N 0.250 19,100 per 12,000 units 18,900 per 12,000 units 2012/03/29 300,000,000 2011/12/16
69652 SGA Societe Generale Acceptance N.V. HSI R Bear CBBC Mar12O 0.250 19,200 per 10,000 units 19,000 per 10,000 units 2012/03/29 300,000,000 2011/12/16
69670 BNP Paribas Arbit Issu B.V. HSI R Bear CBBC Mar 2012 R 0.250 19,000 per 10,000 units 18,800 per 10,000 units 2012/03/29 200,000,000 2011/12/19
69669 BNP Paribas Arbit Issu B.V. HSI R Bear CBBC Mar 2012 S 0.250 19,200 per 10,000 units 19,000 per 10,000 units 2012/03/29 200,000,000 2011/12/19
69661 HK Bank A50 R Bear CBBC Sep 2012 A 0.250 13.080 12.580 2012/09/18 100,000,000 2011/12/19
69666 UBS AG HSI R Bull CBBC Jul 2012 T 0.250 18,400 per 12,000 units 18,600 per 12,000 units 2012/07/30 300,000,000 2011/12/19
69687 BNP Paribas Arbit Issu B.V. HSI R Bull CBBC Jun 2012 A 0.250 18,200 per 10,000 units 18,400 per 10,000 units 2012/06/28 200,000,000 2011/12/20
69688 BNP Paribas Arbit Issu B.V. HSI R Bull CBBC Jun 2012 B 0.250 18,100 per 10,000 units 18,300 per 10,000 units 2012/06/28 200,000,000 2011/12/20
69686 BNP Paribas Arbit Issu B.V. HSI R Bear CBBC Apr 2012 L 0.250 18,800 per 10,000 units 18,600 per 10,000 units 2012/04/27 200,000,000 2011/12/20
69676 Daiwa Capital Mkt HSI R Bull CBBC Mar 2012 A 0.250 18,300 per 12,000 units 18,500 per 12,000 units 2012/03/29 128,000,000 2011/12/20
69671 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC May 12V 0.250 18,100 per 10,000 units 18,300 per 10,000 units 2012/05/30 300,000,000 2011/12/20
69673 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC May 12W 0.250 18,300 per 10,000 units 18,500 per 10,000 units 2012/05/30 300,000,000 2011/12/20
69672 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC May 12X 0.250 18,200 per 12,000 units 18,400 per 12,000 units 2012/05/30 300,000,000 2011/12/20
69674 SGA Societe Generale Acceptance N.V. HSI R Bear CBBC Mar 12B 0.250 19,000 per 10,000 units 18,800 per 10,000 units 2012/03/29 300,000,000 2011/12/20
69681 SGA Societe Generale Acceptance N.V. HSI R Bear CBBC Mar 12G 0.250 18,800 per 10,000 units 18,600 per 10,000 units 2012/03/29 300,000,000 2011/12/20
69680 SGA Societe Generale Acceptance N.V. HSI R Bear CBBC Mar 12L 0.250 18,700 per 10,000 units 18,500 per 10,000 units 2012/03/29 300,000,000 2011/12/20
69684 UBS AG A50 China R Bear CBBC Mar 2012 C 0.250 11.500 11.000 2012/03/26 100,000,000 2011/12/20
69685 UBS AG HKEx R Bear CBBC Apr 2012 A 0.250 141 per 100 units 135 per 100 units 2012/04/02 100,000,000 2011/12/20
69679 UBS AG HSI R Bull CBBC Jun 2012 W 0.250 18,100 per 12,000 units 18,300 per 12,000 units 2012/06/28 300,000,000 2011/12/20
69683 UBS AG HSI R Bull CBBC Jul 2012 U 0.250 17,400 per 38,000 units 17,800 per 38,000 units 2012/07/30 300,000,000 2011/12/20
69696 BNP Paribas Arbit Issu B.V. A50 Ch R Bull CBBC Oct 2012 A 0.250 9.300 9.600 2012/10/30 100,000,000 2011/12/21

69690 Daiwa Capital Mkt HSI R Bear CBBC Mar 2012 F 0.250 18,580 per 11,000 units 18,380 per 11,000 units 2012/03/29 128,000,000 2011/12/21
69694 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC May 12Y 0.250 17,800 per 11,000 units 18,000 per 11,000 units 2012/05/30 300,000,000 2011/12/21
69695 SGA Societe Generale Acceptance N.V. HSI R Bear CBBC Mar 12H 0.250 18,600 per 12,000 units 18,400 per 12,000 units 2012/03/29 300,000,000 2011/12/21
69693 UBS AG China Life R Bear CBBC Apr 2012 B 0.335 22.880 21.880 2012/04/02 100,000,000 2011/12/21
69689 UBS AG HSI R Bull CBBC Apr 2012 N 0.250 18,200 per 10,000 units 18,400 per 10,000 units 2012/04/27 300,000,000 2011/12/21
69616 # Daiwa Capital Mkt HSI R Bear CBBC Mar 2012 B 0.103 19,090 per 11,000 units 18,890 per 11,000 units 2012/03/29 140,000,000 2011/12/21
69704 Citigroup Global Mkt H Inc. HSI R Bull CBBC Mar 2012 C 0.250 16,000 per 10,000 units 16,300 per 10,000 units 2012/03/29 150,000,000 2011/12/22
69705 Citigroup Global Mkt H Inc. HSI R Bear CBBC Mar 2012 D 0.250 19,300 per 10,000 units 19,000 per 10,000 units 2012/03/29 150,000,000 2011/12/22
69698 Daiwa Capital Mkt HSI R Bull CBBC Jun 2012 G 0.250 17,800 per 11,000 units 18,000 per 11,000 units 2012/06/28 128,000,000 2011/12/22
69699 Daiwa Capital Mkt HSI R Bull CBBC Jun 2012 H 0.250 18,150 per 10,000 units 18,350 per 10,000 units 2012/06/28 128,000,000 2011/12/22
69707 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC May 12G 0.250 17,700 per 10,000 units 17,900 per 10,000 units 2012/05/30 300,000,000 2011/12/22
69720 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC May 12P 0.250 17,600 per 10,000 units 17,800 per 10,000 units 2012/05/30 300,000,000 2011/12/22
69703 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC May 12S 0.250 18,000 per 10,000 units 18,200 per 10,000 units 2012/05/30 300,000,000 2011/12/22
69702 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC May 12Z 0.250 17,900 per 12,000 units 18,100 per 12,000 units 2012/05/30 300,000,000 2011/12/22
69712 SGA Societe Generale Acceptance N.V. HSI R Bear CBBC Mar 12D 0.250 18,400 per 10,000 units 18,200 per 10,000 units 2012/03/29 300,000,000 2011/12/22
69708 SGA Societe Generale Acceptance N.V. HSI R Bear CBBC Mar 12I 0.250 18,300 per 12,000 units 18,100 per 12,000 units 2012/03/29 300,000,000 2011/12/22
69713 SGA Societe Generale Acceptance N.V. HSI R Bear CBBC Mar 12S 0.250 18,500 per 10,000 units 18,300 per 10,000 units 2012/03/29 300,000,000 2011/12/22
69719 UBS AG China Life R Bear CBBC Apr 2012 C 0.285 21.880 20.880 2012/04/16 100,000,000 2011/12/22
69718 UBS AG CNOOC R Bear CBBC Apr 2012 D 0.250 15.680 14.880 2012/04/23 100,000,000 2011/12/22
69701 UBS AG HSI R Bull CBBC Apr 2012 T 0.250 17,800 per 10,000 units 18,000 per 10,000 units 2012/04/27 300,000,000 2011/12/22
69725 BNP Paribas Arbit Issu B.V. HSI R Bull CBBC Jun 2012 C 0.250 17,800 per 10,000 units 18,000 per 10,000 units 2012/06/28 200,000,000 2011/12/23
69726 BNP Paribas Arbit Issu B.V. HSI R Bull CBBC Jun 2012 D 0.250 17,900 per 10,000 units 18,100 per 10,000 units 2012/06/28 200,000,000 2011/12/23
69723 Daiwa Capital Mkt HSI R Bear CBBC Mar 2012 E 0.250 19,000 per 12,000 units 18,800 per 12,000 units 2012/03/29 128,000,000 2011/12/23
69724 Daiwa Capital Mkt HSI R Bear CBBC Mar 2012 M 0.250 19,200 per 12,000 units 19,000 per 12,000 units 2012/03/29 168,000,000 2011/12/23
69727 UBS AG A50 China R Bull CBBC Apr 2012 B 0.250 9.500 10.000 2012/04/16 100,000,000 2011/12/23
69729 UBS AG HSI R Bull CBBC Jun 2012 Y 0.250 17,700 per 12,000 units 17,900 per 12,000 units 2012/06/28 300,000,000 2011/12/23
69722 UBS AG HSI R Bear CBBC Mar 2012 Q 0.250 18,400 per 10,000 units 18,200 per 10,000 units 2012/03/29 300,000,000 2011/12/23
69751 BNP Paribas Arbit Issu B.V. HSI R Bull CBBC Jun 2012 E 0.250 17,700 per 10,000 units 17,900 per 10,000 units 2012/06/28 200,000,000 2011/12/28
69741 Credit Suisse AG HSI R Bull CBBC Jun 2012 S 0.250 18,000 per 10,000 units 18,200 per 10,000 units 2012/06/28 400,000,000 2011/12/28

69733 Credit Suisse AG HSI R Bear CBBC Mar 2012 D 0.250 19,200 per 10,000 units 19,000 per 10,000 units 2012/03/29 400,000,000 2011/12/28
69732 Credit Suisse AG HSI R Bear CBBC Mar 2012 E 0.250 19,400 per 10,000 units 19,200 per 10,000 units 2012/03/29 400,000,000 2011/12/28
69746 Credit Suisse AG HSI R Bear CBBC Mar 2012 I 0.250 18,300 per 10,000 units 18,100 per 10,000 units 2012/03/29 400,000,000 2011/12/28
69747 Credit Suisse AG HSI R Bear CBBC Mar 2012 J 0.250 18,100 per 10,000 units 17,900 per 10,000 units 2012/03/29 400,000,000 2011/12/28
69734 Credit Suisse AG HSI R Bear CBBC Mar 2012 R 0.250 19,100 per 10,000 units 18,900 per 10,000 units 2012/03/29 400,000,000 2011/12/28
69735 Credit Suisse AG HSI R Bear CBBC Mar 2012 S 0.250 18,900 per 10,000 units 18,700 per 10,000 units 2012/03/29 400,000,000 2011/12/28
69748 Daiwa Capital Mkt HSI R Bear CBBC Mar 2012 N 0.250 18,050 per 10,000 units 17,850 per 10,000 units 2012/03/29 128,000,000 2011/12/28
69730 HK Bank HSI R Bear CBBC Jul 2012 G 0.250 19,088 per 15,000 units 18,688 per 15,000 units 2012/07/30 200,000,000 2011/12/28
69731 HK Bank HSI R Bear CBBC Jul 2012 H 0.250 19,488 per 15,000 units 19,088 per 15,000 units 2012/07/30 200,000,000 2011/12/28
69745 Macquarie Bank Ltd. HSI R Bull CBBC Jun 2012 I 0.250 17,400 per 8,000 units 17,800 per 8,000 units 2012/06/28 200,000,000 2011/12/28
69742 Macquarie Bank Ltd. HSI R Bear CBBC Jun 2012 F 0.250 19,600 per 8,000 units 19,200 per 8,000 units 2012/06/28 200,000,000 2011/12/28
69743 Macquarie Bank Ltd. HSI R Bear CBBC Jun 2012 G 0.250 19,300 per 8,000 units 18,900 per 8,000 units 2012/06/28 200,000,000 2011/12/28
69744 Macquarie Bank Ltd. HSI R Bear CBBC Jun 2012 H 0.250 18,800 per 8,000 units 18,400 per 8,000 units 2012/06/28 200,000,000 2011/12/28
69750 UBS AG HSI R Bear CBBC Jun 2012 M 0.250 18,100 per 12,000 units 17,900 per 12,000 units 2012/06/28 300,000,000 2011/12/28
69757 Credit Suisse AG HSI R Bull CBBC Jul 2012 X 0.250 17,900 per 10,000 units 18,100 per 10,000 units 2012/07/30 400,000,000 2011/12/29
69758 Credit Suisse AG HSI R Bull CBBC Jul 2012 Y 0.250 17,700 per 10,000 units 17,900 per 10,000 units 2012/07/30 400,000,000 2011/12/29
69759 Credit Suisse AG HSI R Bear CBBC Mar 2012 K 0.250 18,400 per 10,000 units 18,200 per 10,000 units 2012/03/29 400,000,000 2011/12/29
69762 Credit Suisse AG HSI R Bear CBBC Mar 2012 N 0.250 19,000 per 10,000 units 18,800 per 10,000 units 2012/03/29 400,000,000 2011/12/29
69760 Credit Suisse AG HSI R Bear CBBC Mar 2012 T 0.250 18,600 per 10,000 units 18,400 per 10,000 units 2012/03/29 400,000,000 2011/12/29
69761 Credit Suisse AG HSI R Bear CBBC Mar 2012 Y 0.250 18,800 per 10,000 units 18,600 per 10,000 units 2012/03/29 400,000,000 2011/12/29
69754 HK Bank China Life R Bear CBBC Jul 2012 E 0.550 23.880 22.380 2012/07/16 80,000,000 2011/12/29
69755 HK Bank TCH R Bull CBBC Jul 2012 A 0.300 124.88 per 100 units 134.88 per 100 units 2012/07/18 80,000,000 2011/12/29
69769 J P Morgan SP BV HSI R Bull CBBC May 2012 F 0.250 17,900 per 15,000 units 18,150 per 15,000 units 2012/05/30 200,000,000 2011/12/29
69770 J P Morgan SP BV HSI R Bull CBBC May 2012 G 0.250 17,800 per 12,000 units 18,000 per 12,000 units 2012/05/30 200,000,000 2011/12/29
69771 J P Morgan SP BV HSI R Bull CBBC May 2012 H 0.250 17,500 per 10,000 units 17,800 per 10,000 units 2012/05/30 200,000,000 2011/12/29
69764 J P Morgan SP BV HSI R Bear CBBC May 2012 A 0.250 18,400 per 15,000 units 18,200 per 15,000 units 2012/05/30 200,000,000 2011/12/29
69765 J P Morgan SP BV HSI R Bear CBBC May 2012 B 0.250 18,800 per 12,000 units 18,600 per 12,000 units 2012/05/30 200,000,000 2011/12/29
69766 J P Morgan SP BV HSI R Bear CBBC May 2012 C 0.250 19,100 per 12,000 units 18,900 per 12,000 units 2012/05/30 200,000,000 2011/12/29
69767 J P Morgan SP BV HSI R Bear CBBC May 2012 D 0.250 19,300 per 10,000 units 19,100 per 10,000 units 2012/05/30 200,000,000 2011/12/29
69768 J P Morgan SP BV HSI R Bear CBBC May 2012 E 0.250 19,500 per 10,000 units 19,300 per 10,000 units 2012/05/30 200,000,000 2011/12/29
69756 UBS AG HSI R Bear CBBC Jun 2012 C 0.250 18,350 per 12,000 units 18,150 per 12,000 units 2012/06/28 300,000,000 2011/12/29
69792 BNP Paribas Arbit Issu B.V. HSI R Bull CBBC Jun 2012 F 0.250 18,100 per 10,000 units 18,300 per 10,000 units 2012/06/28 200,000,000 2011/12/30
69783 Credit Suisse AG HSI R Bull CBBC Jun 2012 A 0.250 18,100 per 10,000 units 18,300 per 10,000 units 2012/06/28 400,000,000 2011/12/30
69778 Credit Suisse AG HSI R Bear CBBC Apr 2012 R 0.280 20,800 per 10,000 units 20,600 per 10,000 units 2012/04/27 400,000,000 2011/12/30
69779 Credit Suisse AG HSI R Bear CBBC Apr 2012 S 0.250 20,500 per 10,000 units 20,300 per 10,000 units 2012/04/27 400,000,000 2011/12/30
69781 Credit Suisse AG HSI R Bear CBBC May 2012 C 0.250 20,900 per 12,000 units 20,700 per 12,000 units 2012/05/30 400,000,000 2011/12/30
69780 Credit Suisse AG HSI R Bear CBBC May 2012 O 0.260 20,600 per 10,000 units 20,400 per 10,000 units 2012/05/30 400,000,000 2011/12/30

69787 Daiwa Capital Mkt HSI R Bear CBBC Mar 2012 H 0.250 18,650 per 11,000 units 18,450 per 11,000 units 2012/03/29 128,000,000 2011/12/30
69788 Daiwa Capital Mkt HSI R Bear CBBC Mar 2012 K 0.250 18,850 per 13,000 units 18,650 per 13,000 units 2012/03/29 128,000,000 2011/12/30
69773 CC Rabobank B.A. HSI R Bull CBBC Jun 2012 F 0.250 17,600 per 12,000 units 18,000 per 12,000 units 2012/06/28 150,000,000 2011/12/30
69774 CC Rabobank B.A. HSI R Bear CBBC Jun 2012 G 0.250 18,800 per 12,000 units 18,400 per 12,000 units 2012/06/28 150,000,000 2011/12/30
69775 CC Rabobank B.A. HSI R Bear CBBC Jun 2012 H 0.250 19,200 per 12,000 units 18,800 per 12,000 units 2012/06/28 150,000,000 2011/12/30
69776 CC Rabobank B.A. HSI R Bear CBBC Jun 2012 I 0.250 19,600 per 12,000 units 19,200 per 12,000 units 2012/06/28 150,000,000 2011/12/30
69785 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC May 12Q 0.250 18,100 per 10,000 units 18,300 per 10,000 units 2012/05/30 300,000,000 2011/12/30
69793 SGA Societe Generale Acceptance N.V. HSI R Bull CBBC May 12V 0.250 18,200 per 10,000 units 18,400 per 10,000 units 2012/05/30 300,000,000 2011/12/30
69791 UBS AG HSI R Bull CBBC Jul 2012 W 0.250 16,700 per 12,000 units 16,900 per 12,000 units 2012/07/30 300,000,000 2011/12/30
#
Further issue

List of expired CBBC, 2011
Last Delisted
Code CBBC trading date date
66960 UBS AG – HSI R Bear CBBC May 2011 S 2010/12/31 2011/01/03
63874 UBS AG – A50 China R Bull CBBC Jan 2011 K 2010/12/31 2011/01/04
66957 BNP Paribas Arbit Issu B.V. – HSI R Bear CBBC Mar 2011 T 2010/12/31 2011/01/03
62512 UBS AG – TCH R Bull CBBC Jan 2011 A 2010/12/31 2011/01/04
63610 UBS AG – Hutchison R Bull CBBC Jan 2011 A 2010/12/31 2011/01/04
66662 Deutsche Bank AG – HSI R Bear CBBC Mar 2011 E 2011/01/03 2011/01/04
66660 SGA Societe Generale Acceptance N.V. -HSI R Bear CBBC Mar11C 2011/01/03 2011/01/04
66663 UBS AG – HSI R Bear CBBC May 2011 X 2011/01/03 2011/01/04
66708 BNP Paribas Arbit Issu B.V. – HSI R Bear CBBC Mar 2011 O 2011/01/03 2011/01/04
66685 Deutsche Bank AG – HSI R Bear CBBC Apr 2011 K 2011/01/03 2011/01/04
66659 Credit Suisse AG – HSI R Bear CBBC Apr 2011 P 2011/01/03 2011/01/04
66766 J P Morgan SP BV – HSI R Bear CBBC Mar 2011 R 2011/01/03 2011/01/04
66707 BNP Paribas Arbit Issu B.V. – HSI R Bear CBBC Mar 2011 N 2011/01/03 2011/01/04
66772 KBC Fin Products Int’l Ltd. – HSI R Bear CBBC Mar 2011 J 2011/01/03 2011/01/04
66954 Credit Suisse AG – HSI R Bear CBBC Apr 2011 X 2011/01/03 2011/01/04
66943 CC Rabobank B.A. – HSI R Bear CBBC Jun 2011 C 2011/01/03 2011/01/04
66831 HK Bank – HSI R Bear CBBC Jul 2011 B 2011/01/03 2011/01/04
66687 SGA Societe Generale Acceptance N.V. -HSI R Bear CBBC Mar11L 2011/01/03 2011/01/04
66592 BNP Paribas Arbit Issu B.V. – HSI R Bear CBBC Mar 2011 K 2011/01/03 2011/01/04
66639 UBS AG – HSI R Bear CBBC Mar 2011 B 2011/01/03 2011/01/04
66624 Credit Suisse AG – HSI R Bear CBBC Mar 2011 X 2011/01/03 2011/01/04
66619 UBS AG – HSI R Bear CBBC May 2011 U 2011/01/03 2011/01/04
66597 SGA Societe Generale Acceptance N.V. -HSI R Bear CBBC Mar11F 2011/01/03 2011/01/04
66623 Deutsche Bank AG – HSI R Bear CBBC May 2011 H 2011/01/03 2011/01/04
66598 Credit Suisse AG – HSI R Bear CBBC Mar 2011 H 2011/01/03 2011/01/04
66858 Credit Suisse AG – A50 China R Bear CBBC Apr 2011 E 2011/01/03 2011/01/04
66197 Deutsche Bank AG – HSI R Bear CBBC Apr 2011 P 2011/01/04 2011/01/05
65131 UBS AG – Jiangxi Copper R Bear CBBC Feb 2011 D 2011/01/04 2011/01/05
66519 J P Morgan SP BV – HSI R Bear CBBC Mar 2011 M 2011/01/04 2011/01/05
66164 UBS AG – Hutchison R Bear CBBC Mar 2011 E 2011/01/04 2011/01/05
66509 Credit Suisse AG – HSI R Bear CBBC Mar 2011 V 2011/01/04 2011/01/05
66492 SGA Societe Generale Acceptance N.V. -HSI R Bear CBBC Mar11J 2011/01/04 2011/01/05
66511 SGA Societe Generale Acceptance N.V. -HSI R Bear CBBC Mar11H 2011/01/04 2011/01/05
66997 BNP Paribas Arbit Issu B.V. – HSI R Bear CBBC Jun 2011 I 2011/01/04 2011/01/05
66505 Deutsche Bank AG – HSI R Bear CBBC Apr 2011 N 2011/01/04 2011/01/05
66565 BNP Paribas Arbit Issu B.V. – HSI R Bear CBBC Mar 2011 I 2011/01/04 2011/01/05
66540 UBS AG – HSI R Bear CBBC Mar 2011 P 2011/01/04 2011/01/05
66593 BNP Paribas Arbit Issu B.V. – HSI R Bear CBBC Mar 2011 L 2011/01/04 2011/01/05
66527 Credit Suisse AG – HSI R Bear CBBC Apr 2011 U 2011/01/04 2011/01/05
66978 KBC Fin Products Int’l Ltd. – HSI R Bear CBBC Apr 2011 H 2011/01/04 2011/01/05
66510 UBS AG – HSI R Bear CBBC Apr 2011 M 2011/01/04 2011/01/05
66640 UBS AG – HSI R Bear CBBC Apr 2011 K 2011/01/04 2011/01/05
66998 BNP Paribas Arbit Issu B.V. – HSI R Bear CBBC Jun 2011 J 2011/01/04 2011/01/05
66976 Credit Suisse AG – HSI R Bear CBBC Apr 2011 W 2011/01/04 2011/01/05
66626 Credit Suisse AG – HSI R Bear CBBC Mar 2011 J 2011/01/04 2011/01/05
66972 Deutsche Bank AG – HSI R Bear CBBC Apr 2011 Q 2011/01/04 2011/01/05
66973 Deutsche Bank AG – HSI R Bear CBBC May 2011 Q 2011/01/04 2011/01/05
66999 BNP Paribas Arbit Issu B.V. – HSI R Bear CBBC Jun 2011 K 2011/01/04 2011/01/05
66979 KBC Fin Products Int’l Ltd. – HSI R Bear CBBC Apr 2011 V 2011/01/04 2011/01/05
66982 UBS AG – HSI R Bear CBBC May 2011 R 2011/01/04 2011/01/05
66516 KBC Fin Products Int’l Ltd. – HSI R Bear CBBC Mar 2011 G 2011/01/04 2011/01/05
66905 RB of Scotland N.V. – HSI R Bear CBBC Jun 2011 E 2011/01/04 2011/01/05
67059 Credit Suisse AG – HSI R Bear CBBC Apr 2011 T 2011/01/05 2011/01/06
67051 UBS AG – HSI R Bear CBBC Apr 2011 L 2011/01/05 2011/01/06
67043 SGA Societe Generale Acceptance N.V. -HSI R Bear CBBC Jun11Z 2011/01/05 2011/01/06
67041 SGA Societe Generale Acceptance N.V. -HSI R Bear CBBC Jun11Y 2011/01/05 2011/01/06
67040 SGA Societe Generale Acceptance N.V. -HSI R Bear CBBC Jun11X 2011/01/05 2011/01/06
67039 SGA Societe Generale Acceptance N.V. -HSI R Bear CBBC Jun11W 2011/01/05 2011/01/06
64843 Credit Suisse AG – Hutchison R Bear CBBC Feb 2011 C 2011/01/05 2011/01/06
67036 SGA Societe Generale Acceptance N.V. -HSI R Bear CBBC Jun11U 2011/01/05 2011/01/06
66098 Credit Suisse AG – HSI R Bear CBBC Mar 2011 T 2011/01/05 2011/01/06
67034 SGA Societe Generale Acceptance N.V. -HSI R Bear CBBC Jun11S 2011/01/05 2011/01/06
66378 BNP Paribas Arbit Issu B.V. – HSI R Bear CBBC Mar 2011 F 2011/01/05 2011/01/06
67032 SGA Societe Generale Acceptance N.V. -HSI R Bear CBBC Jun11Q 2011/01/05 2011/01/06
67038 SGA Societe Generale Acceptance N.V. -HSI R Bear CBBC Jun11V 2011/01/05 2011/01/06
67060 Credit Suisse AG – HKEx R Bear CBBC Apr 2011 B 2011/01/05 2011/01/06
66262 Credit Suisse AG – SHK Ppt R Bear CBBC Mar 2011 B 2011/01/05 2011/01/06
66125 SGA Societe Generale Acceptance N.V. -HSI R Bear CBBC Mar11Y 2011/01/05 2011/01/06
66694 Credit Suisse AG – A50 China R Bear CBBC Apr 2011 D 2011/01/05 2011/01/06
66105 UBS AG – HSI R Bear CBBC Mar 2011 F 2011/01/05 2011/01/06
66116 KBC Fin Products Int’l Ltd. – HSI R Bear CBBC Feb 2011 Y 2011/01/05 2011/01/06
66104 Deutsche Bank AG – HSI R Bear CBBC May 2011 P 2011/01/05 2011/01/06
66792 Deutsche Bank AG – HSI R Bear CBBC Oct 2011 D 2011/01/05 2011/01/06
67033 SGA Societe Generale Acceptance N.V. -HSI R Bear CBBC Jun11R 2011/01/05 2011/01/06
67035 SGA Societe Generale Acceptance N.V. -HSI R Bear CBBC Jun11T 2011/01/05 2011/01/06
66360 HK Bank – HSI R Bear CBBC May 2011 E 2011/01/06 2011/01/07
67082 UBS AG – HSI R Bear CBBC Jun 2011 K 2011/01/06 2011/01/07
67061 Credit Suisse AG – TCH R Bear CBBC Apr 2011 B 2011/01/06 2011/01/07
67072 Deutsche Bank AG – HSI R Bear CBBC Apr 2011 A 2011/01/06 2011/01/07
66632 Credit Suisse AG – HSI R Bear CBBC Apr 2011 R 2011/01/06 2011/01/07
66411 RB of Scotland N.V. – HSI R Bear CBBC Mar 2011 M 2011/01/06 2011/01/07
66347 UBS AG – HSI R Bear CBBC Jun 2011 A 2011/01/06 2011/01/07
66170 UBS AG – HSI R Bear CBBC Apr 2011 F 2011/01/06 2011/01/07
67046 SGA Societe Generale Acceptance N.V. -HSI R Bear CBBC Jul11F 2011/01/06 2011/01/07
66240 Credit Suisse AG – HSI R Bear CBBC Mar 2011 G 2011/01/06 2011/01/07
66434 Deutsche Bank AG – HSI R Bear CBBC Mar 2011 U 2011/01/06 2011/01/07
66217 KBC Fin Products Int’l Ltd. – HSI R Bear CBBC Apr 2011 U 2011/01/06 2011/01/07

List of expired CBBC, 2011 (continued)
Last Delisted
66133 J P Morgan SP BV – HSI R Bear CBBC Feb 2011 U 2011/01/06 2011/01/07
66716 SGA Societe Generale Acceptance N.V-CK(H) R Bear CBBC May11G 2011/01/06 2011/01/07
66184 BNP Paribas Arbit Issu B.V. – HSI R Bear CBBC Mar 2011 E 2011/01/06 2011/01/07
66093 Credit Suisse AG – CK(H) R Bear CBBC Apr 2011 A 2011/01/06 2011/01/07
67069 Credit Suisse AG – HSI R Bear CBBC Apr 2011 M 2011/01/06 2011/01/07
66103 Deutsche Bank AG – HSI R Bear CBBC Apr 2011 C 2011/01/06 2011/01/07
66129 SGA Societe Generale Acceptance N.V. -HSI R Bear CBBC Mar11Z 2011/01/06 2011/01/07
64098 UBS AG – HKEx R Bull CBBC Jan 2011 C 2011/01/07 2011/01/11
63959 UBS AG – Ping An R Bull CBBC Jan 2011 A 2011/01/07 2011/01/11
63914 UBS AG – CC Bank R Bull CBBC Jan 2011 A 2011/01/07 2011/01/11
63674 UBS AG – China Mobile R Bear CBBC Jan 2011 A 2011/01/07 2011/01/11
67104 UBS AG – HSI R Bear CBBC May 2011 B 2011/01/07 2011/01/10
64171 UBS AG – TCH R Bull CBBC Jan 2011 D 2011/01/07 2011/01/11
65735 SGA Societe Generale Acceptance N.V.-HWL R Bear CBBC May11D 2011/01/10 2011/01/11
67148 UBS AG – HSI R Bear CBBC May 2011 O 2011/01/10 2011/01/11
64757 UBS AG – Hutchison R Bear CBBC Mar 2011 A 2011/01/10 2011/01/11
67120 UBS AG – HSI R Bear CBBC Jun 2011 L 2011/01/10 2011/01/11
67121 Deutsche Bank AG – HSI R Bear CBBC Apr 2011 M 2011/01/10 2011/01/11
67118 Credit Suisse AG – HSI R Bear CBBC May 2011 Q 2011/01/10 2011/01/11
67127 Deutsche Bank AG – HSI R Bear CBBC May 2011 U 2011/01/10 2011/01/11
67206 Credit Suisse AG – HSI R Bull CBBC May 2011 X 2011/01/11 2011/01/12
65140 Credit Suisse AG – Hutchison R Bear CBBC Feb 2011 G 2011/01/11 2011/01/12
67233 Deutsche Bank AG – HSI R Bull CBBC Jun 2011 V 2011/01/11 2011/01/12
67187 UBS AG – HSI R Bear CBBC Jun 2011 O 2011/01/11 2011/01/12
67231 Deutsche Bank AG – HSI R Bear CBBC Apr 2011 L 2011/01/11 2011/01/12
67234 UBS AG – HSI R Bull CBBC Apr 2011 M 2011/01/11 2011/01/12
67243 Deutsche Bank AG – HSI R Bull CBBC May 2011 S 2011/01/11 2011/01/12
67268 Credit Suisse AG – A50 China R Bull CBBC May 2011 B 2011/01/11 2011/01/12
67214 Credit Suisse AG – HSI R Bear CBBC Apr 2011 L 2011/01/11 2011/01/12
67216 Credit Suisse AG – HSI R Bear CBBC May 2011 A 2011/01/11 2011/01/12
66628 Credit Suisse AG – HSI R Bear CBBC Mar 2011 O 2011/01/12 2011/01/13
66134 J P Morgan SP BV – HSI R Bear CBBC Feb 2011 T 2011/01/12 2011/01/13
66412 RB of Scotland N.V. – HSI R Bear CBBC Mar 2011 N 2011/01/12 2011/01/13
66947 CC Rabobank B.A. – HSI R Bear CBBC Jun 2011 D 2011/01/12 2011/01/13
66029 Deutsche Bank AG – HSI R Bear CBBC Feb 2011 D 2011/01/12 2011/01/13
67329 Deutsche Bank AG – HSI R Bear CBBC Apr 2011 T 2011/01/12 2011/01/13
66034 SGA Societe Generale Acceptance N.V. -HSI R Bear CBBC Feb11T 2011/01/12 2011/01/13
66127 SGA Societe Generale Acceptance N.V. -HSI R Bear CBBC Feb11X 2011/01/12 2011/01/13
66198 Deutsche Bank AG – HSI R Bear CBBC Apr 2011 O 2011/01/12 2011/01/13
66045 KBC Fin Products Int’l Ltd. – HSI R Bear CBBC Mar 2011 U 2011/01/12 2011/01/13
66167 UBS AG – HSI R Bear CBBC Feb 2011 H 2011/01/12 2011/01/13
66435 Deutsche Bank AG – HSI R Bear CBBC Mar 2011 S 2011/01/12 2011/01/13
67228 Credit Suisse AG – HSI R Bear CBBC Apr 2011 J 2011/01/12 2011/01/13
67248 J P Morgan SP BV – HSI R Bear CBBC Apr 2011 F 2011/01/12 2011/01/13
66257 Credit Suisse AG – HSI R Bear CBBC Mar 2011 A 2011/01/12 2011/01/13
66341 UBS AG – HSBC R Bear CBBC Apr 2011 D 2011/01/12 2011/01/13
66641 UBS AG – HSI R Bear CBBC May 2011 W 2011/01/12 2011/01/13
66128 SGA Societe Generale Acceptance N.V. -HSI R Bear CBBC Feb11Y 2011/01/12 2011/01/13
66084 UBS AG – HKEx R Bear CBBC Mar 2011 K 2011/01/12 2011/01/13
66061 Credit Suisse AG – HSI R Bear CBBC Feb 2011 L 2011/01/12 2011/01/13
67296 Credit Suisse AG – HSI R Bear CBBC May 2011 R 2011/01/12 2011/01/13
66102 Deutsche Bank AG – HSI R Bear CBBC Feb 2011 K 2011/01/12 2011/01/13
67301 Credit Suisse AG – HSI R Bear CBBC Jul 2011 S 2011/01/12 2011/01/13
66459 Deutsche Bank AG – HSI R Bear CBBC Sep 2011 F 2011/01/12 2011/01/13
67050 SGA Societe Generale Acceptance N.V. -HSI R Bear CBBC Jul11I 2011/01/12 2011/01/13
66117 KBC Fin Products Int’l Ltd. – HSI R Bear CBBC Mar 2011 Y 2011/01/12 2011/01/13
66041 UBS AG – HSI R Bear CBBC Apr 2011 G 2011/01/12 2011/01/13
66110 BNP Paribas Arbit Issu B.V. – HSI R Bear CBBC Apr 2011 Y 2011/01/12 2011/01/13
66538 Deutsche Bank AG – HSBC R Bear CBBC Apr 2011 C 2011/01/12 2011/01/13
66157 Credit Suisse AG – HSI R Bear CBBC Mar 2011 W 2011/01/12 2011/01/13
66106 UBS AG – HSI R Bear CBBC Apr 2011 B 2011/01/12 2011/01/13
67047 SGA Societe Generale Acceptance N.V. -HSI R Bear CBBC Jul11G 2011/01/12 2011/01/13
66172 BNP Paribas Arbit Issu B.V. – HSI R Bear CBBC Apr 2011 A 2011/01/12 2011/01/13
67048 SGA Societe Generale Acceptance N.V. -HSI R Bear CBBC Jul11H 2011/01/12 2011/01/13
66173 BNP Paribas Arbit Issu B.V. – HSI R Bear CBBC Apr 2011 B 2011/01/12 2011/01/13
67222 Credit Suisse AG – HSI R Bear CBBC Jun 2011 G 2011/01/12 2011/01/13
66171 UBS AG – HSI R Bear CBBC Apr 2011 A 2011/01/13 2011/01/14
66819 HK Bank – TCH R Bear CBBC Jul 2011 A 2011/01/13 2011/01/14
66158 Credit Suisse AG – HSI R Bear CBBC Apr 2011 K 2011/01/13 2011/01/14
66258 Credit Suisse AG – HSI R Bear CBBC Apr 2011 E 2011/01/13 2011/01/14
66174 BNP Paribas Arbit Issu B.V. – HSI R Bear CBBC Apr 2011 H 2011/01/13 2011/01/14
67298 Credit Suisse AG – HSI R Bear CBBC Jun 2011 N 2011/01/13 2011/01/14
66996 RB of Scotland N.V. – TCH R Bear CBBC Apr 2011 B 2011/01/13 2011/01/14
66043 J P Morgan SP BV – HSI R Bear CBBC Feb 2011 P 2011/01/13 2011/01/14
66431 KBC Fin Products Int’l Ltd. – HSI R Bear CBBC Apr 2011 Y 2011/01/13 2011/01/14
67215 Credit Suisse AG – HSI R Bear CBBC Apr 2011 B 2011/01/13 2011/01/14
66037 SGA Societe Generale Acceptance N.V. -HSI R Bear CBBC Feb11Z 2011/01/13 2011/01/14
66015 SGA Societe Generale Acceptance N.V. -HSI R Bear CBBC Feb11V 2011/01/13 2011/01/14
66113 BNP Paribas Arbit Issu B.V. – HSI R Bear CBBC Apr 2011 Z 2011/01/13 2011/01/14
66206 Deutsche Bank AG – HSI R Bear CBBC Jun 2011 K 2011/01/13 2011/01/14
66361 HK Bank – HSI R Bear CBBC Jun 2011 L 2011/01/13 2011/01/14
66072 Deutsche Bank AG – HSI R Bear CBBC Mar 2011 R 2011/01/13 2011/01/14
67368 UBS AG – HSI R Bear CBBC Jun 2011 T 2011/01/13 2011/01/14
65855 Credit Suisse AG – TCH R Bear CBBC Mar 2011 G 2011/01/13 2011/01/14
65996 UBS AG – HSI R Bear CBBC Feb 2011 K 2011/01/13 2011/01/14
65989 KBC Fin Products Int’l Ltd. – HSI R Bear CBBC Feb 2011 B 2011/01/13 2011/01/14

Last Delisted
65026 Credit Suisse AG – TCH R Bear CBBC Feb 2011 F 2011/01/13 2011/01/14
67176 Merrill Lynch Int’l & Co. C.V. – HSI R Bear CBBC Apr 2011 F 2011/01/13 2011/01/14
64847 UBS AG – TCH R Bear CBBC Mar 2011 B 2011/01/13 2011/01/14
65997 Deutsche Bank AG – HSI R Bear CBBC Feb 2011 H 2011/01/13 2011/01/14
65988 Credit Suisse AG – HSI R Bear CBBC Feb 2011 J 2011/01/13 2011/01/14
66292 UBS AG – HSI R Bear CBBC May 2011 L 2011/01/13 2011/01/14
65741 SGA Societe Generale Acceptance N.V. -TCH R Bear CBBC May11B 2011/01/13 2011/01/14
67249 J P Morgan SP BV – HSI R Bear CBBC Apr 2011 G 2011/01/13 2011/01/14
66426 RB of Scotland N.V. – DJIA R Bear CBBC Mar 2011 I 2011/01/13 2011/01/14
67081 UBS AG – HSI R Bear CBBC Jun 2011 J 2011/01/13 2011/01/14
65965 UBS AG – TCH R Bear CBBC Mar 2011 F 2011/01/13 2011/01/14
67350 Deutsche Bank AG – HSI R Bear CBBC May 2011 W 2011/01/13 2011/01/14
64849 UBS AG – TCH R Bear CBBC Mar 2011 C 2011/01/14 2011/01/17
64647 Credit Suisse AG – TCH R Bear CBBC Feb 2011 A 2011/01/14 2011/01/17
62774 UBS AG – TCH R Bull CBBC Jan 2011 B 2011/01/14 2011/01/18
62770 UBS AG – Petrochina R Bull CBBC Jan 2011 A 2011/01/14 2011/01/18
63821 UBS AG – BYD Company R Bull CBBC Jan 2011 A 2011/01/14 2011/01/18
64009 UBS AG – HKEx R Bull CBBC Jan 2011 A 2011/01/14 2011/01/18
63852 UBS AG – China Life R Bull CBBC Jan 2011 C 2011/01/14 2011/01/18
63942 Credit Suisse AG – HSBC R Bull CBBC Jan 2011 A 2011/01/14 2011/01/18
63052 UBS AG – CCHC R Bull CBBC Jan 2011 A 2011/01/14 2011/01/18
65466 UBS AG – Cheung Kong R Bear CBBC Mar 2011 B 2011/01/14 2011/01/17
65742 SGA Societe Generale Acceptance N.V. -TCH R Bear CBBC May11C 2011/01/14 2011/01/17
63943 Credit Suisse AG – China Mobile R Bull CBBC Jan 2011 B 2011/01/14 2011/01/18
63486 Deutsche Bank AG – China Mobile R Bear CBBC Jan 2011 A 2011/01/14 2011/01/18
64210 Credit Suisse AG – HSBC R Bear CBBC Jan 2011 B 2011/01/14 2011/01/18
64170 UBS AG – China Life R Bull CBBC Jan 2011 F 2011/01/14 2011/01/18
63348 Credit Suisse AG – TCH R Bull CBBC Jan 2011 A 2011/01/14 2011/01/18
64706 Credit Suisse AG – Hutchison R Bull CBBC Jan 2011 A 2011/01/14 2011/01/18
64040 UBS AG – TCH R Bull CBBC Jan 2011 C 2011/01/14 2011/01/18
64166 Credit Suisse AG – HKEx R Bull CBBC Jan 2011 A 2011/01/14 2011/01/18
62949 Credit Suisse AG – A50 China R Bull CBBC Jan 2011 B 2011/01/14 2011/01/18
63654 Credit Suisse AG – China Mobile R Bear CBBC Jan 2011 A 2011/01/14 2011/01/18
62899 HK Bank – ICBC R Bull CBBC Jan 2011 A 2011/01/17 2011/01/19
62897 HK Bank – China Life R Bear CBBC Jan 2011 B 2011/01/17 2011/01/19
67413 BNP Paribas Arbit Issu B.V. – HSI R Bear CBBC Jun 2011 V 2011/01/17 2011/01/18
67398 SGA Societe Generale Acceptance N.V. -HSI R Bear CBBC Aug11A 2011/01/17 2011/01/18
65708 SGA Societe Generale Acceptance N.V-CK(H) R Bear CBBC May11C 2011/01/17 2011/01/18
67340 Deutsche Bank AG – A50 China R Bull CBBC Apr 2011 H 2011/01/17 2011/01/18
67425 Credit Suisse AG – HSI R Bear CBBC Apr 2011 C 2011/01/17 2011/01/18
67411 BNP Paribas Arbit Issu B.V. – HSI R Bear CBBC Jun 2011 U 2011/01/17 2011/01/18
65023 Credit Suisse AG – CK(H) R Bear CBBC Mar 2011 A 2011/01/17 2011/01/18
67399 SGA Societe Generale Acceptance N.V. -HSI R Bear CBBC Aug11B 2011/01/17 2011/01/18
65111 UBS AG – Hutchison R Bear CBBC Mar 2011 B 2011/01/17 2011/01/18
67409 KBC Fin Products Int’l Ltd. – HSI R Bear CBBC May 2011 O 2011/01/17 2011/01/18
67406 SGA Societe Generale Acceptance N.V.-HWL R Bear CBBC May11G 2011/01/17 2011/01/18
67410 KBC Fin Products Int’l Ltd. – HSI R Bear CBBC May 2011 P 2011/01/17 2011/01/18
62898 HK Bank – China Mobile R Bull CBBC Jan 2011 A 2011/01/17 2011/01/19
67407 BNP Paribas Arbit Issu B.V. – HSI R Bear CBBC Jun 2011 T 2011/01/17 2011/01/18
62895 HK Bank – CC Bank R Bull CBBC Jan 2011 A 2011/01/17 2011/01/19
66094 Credit Suisse AG – HSBC R Bear CBBC Feb 2011 B 2011/01/18 2011/01/19
67426 Credit Suisse AG – HSI R Bear CBBC Apr 2011 P 2011/01/18 2011/01/19
67430 Deutsche Bank AG – HSBC R Bear CBBC Jun 2011 A 2011/01/18 2011/01/19
63039 KBC Fin Products Int’l Ltd. – HSBC R Bull CBBC Jan 2011 A 2011/01/19 2011/01/21
67300 Credit Suisse AG – HSI R Bear CBBC Jun 2011 O 2011/01/19 2011/01/20
66021 Credit Suisse AG – HSI R Bear CBBC Feb 2011 Y 2011/01/19 2011/01/20
67115 Credit Suisse AG – HSI R Bear CBBC Apr 2011 N 2011/01/19 2011/01/20
67475 SGA Societe Generale Acceptance N.V. -HSI R Bear CBBC Aug11F 2011/01/19 2011/01/20
67500 Credit Suisse AG – HSI R Bear CBBC Apr 2011 W 2011/01/19 2011/01/20
66517 KBC Fin Products Int’l Ltd. – HSI R Bear CBBC Apr 2011 G 2011/01/19 2011/01/20
67479 KBC Fin Products Int’l Ltd. – HSI R Bear CBBC May 2011 Q 2011/01/19 2011/01/20
66030 Deutsche Bank AG – HSI R Bear CBBC Mar 2011 T 2011/01/19 2011/01/20
66016 SGA Societe Generale Acceptance N.V. -HSI R Bear CBBC Feb11U 2011/01/19 2011/01/20
67427 Deutsche Bank AG – China Mobile R Bear CBBC Jun 2011 A 2011/01/19 2011/01/20
66114 BNP Paribas Arbit Issu B.V. – HSI R Bear CBBC Apr 2011 C 2011/01/19 2011/01/20
63035 KBC Fin Products Int’l Ltd. – Ch Mobile R Bull CBBC Jan2011A 2011/01/19 2011/01/21
63043 KBC Fin Products Int’l Ltd. – Ch Mobile R Bear CBBC Jan2011B 2011/01/19 2011/01/21
63036 KBC Fin Products Int’l Ltd. – CP&CC R Bull CBBC Jan 2011 A 2011/01/19 2011/01/21
66040 UBS AG – HSI R Bear CBBC Mar 2011 T 2011/01/19 2011/01/20
67476 Deutsche Bank AG – HSI R Bear CBBC Apr 2011 P 2011/01/19 2011/01/20
66277 Deutsche Bank AG – HSI R Bear CBBC Apr 2011 Y 2011/01/19 2011/01/20
66413 RB of Scotland N.V. – HSI R Bear CBBC Mar 2011 O 2011/01/19 2011/01/20
67446 Credit Suisse AG – HSI R Bear CBBC Apr 2011 X 2011/01/19 2011/01/20
67478 Deutsche Bank AG – HSI R Bear CBBC Apr 2011 N 2011/01/19 2011/01/20
63503 HK Bank – China Mobile R Bear CBBC Jan 2011 C 2011/01/19 2011/01/21
66932 Macquarie Bank Ltd. – HSI R Bear CBBC Apr 2011 A 2011/01/19 2011/01/20
67503 SGA Societe Generale Acceptance N.V. -HSI R Bull CBBC Aug11G 2011/01/20 2011/01/21
67490 Deutsche Bank AG – HSI R Bull CBBC Jul 2011 U 2011/01/20 2011/01/21
67557 Deutsche Bank AG – HSI R Bull CBBC Jul 2011 V 2011/01/20 2011/01/21

Last Delisted
67533 Credit Suisse AG – HSI R Bull CBBC May 2011 D 2011/01/20 2011/01/21
67492 Deutsche Bank AG – HSCEI R Bull CBBC Jun 2011 B 2011/01/20 2011/01/21
67489 BNP Paribas Arbit Issu B.V. – HSI R Bull CBBC Dec 2011 W 2011/01/20 2011/01/21
67502 SGA Societe Generale Acceptance N.V. -HSI R Bull CBBC Jul11I 2011/01/20 2011/01/21
67483 UBS AG – HSI R Bull CBBC Apr 2011 K 2011/01/20 2011/01/21
67575 BNP Paribas Arbit Issu B.V. – HSI R Bull CBBC Dec 2011 X 2011/01/20 2011/01/21
67583 Credit Suisse AG – HSI R Bull CBBC Jun 2011 N 2011/01/20 2011/01/21
67244 Deutsche Bank AG – A50 China R Bull CBBC Apr 2011 E 2011/01/20 2011/01/21
67540 SGA Societe Generale Acceptance N.V. -HSI R Bull CBBC Aug11M 2011/01/20 2011/01/21
67561 UBS AG – HSI R Bull CBBC Apr 2011 G 2011/01/20 2011/01/21
67486 J P Morgan SP BV – HSI R Bull CBBC Apr 2011 O 2011/01/20 2011/01/21
67558 Deutsche Bank AG – HSI R Bear CBBC Apr 2011 C 2011/01/20 2011/01/21
67527 HK Bank – A50 R Bull CBBC Jun 2011 E 2011/01/20 2011/01/21
67518 Deutsche Bank AG – HSI R Bull CBBC Aug 2011 S 2011/01/20 2011/01/21
64049 RB of Scotland N.V. – A50 China R Bull CBBC Jan 2011 A 2011/01/20 2011/01/24
67507 Credit Suisse AG – HSI R Bull CBBC Jul 2011 Z 2011/01/20 2011/01/21
67577 J P Morgan SP BV – HSI R Bull CBBC Apr 2011 P 2011/01/20 2011/01/21
64141 UBS AG – HKEx R Bull CBBC Jan 2011 D 2011/01/21 2011/01/25
67568 UBS AG – HSI R Bull CBBC May 2011 W 2011/01/21 2011/01/24
67609 BNP Paribas Arbit Issu B.V. – HSI R Bull CBBC Dec 2011 Y 2011/01/21 2011/01/24
64259 Credit Suisse AG – HSBC R Bull CBBC Jan 2011 C 2011/01/21 2011/01/25
67608 UBS AG – HSI R Bull CBBC May 2011 L 2011/01/21 2011/01/24
64365 Credit Suisse AG – A50 China R Bull CBBC Jan 2011 I 2011/01/21 2011/01/25
67531 HK Bank – HSI R Bull CBBC Jun 2011 O 2011/01/21 2011/01/24
67488 BNP Paribas Arbit Issu B.V. – HSI R Bull CBBC Dec 2011 V 2011/01/21 2011/01/24
64261 Credit Suisse AG – A50 China R Bull CBBC Jan 2011 H 2011/01/21 2011/01/25
63487 Deutsche Bank AG – ICBC R Bull CBBC Jan 2011 A 2011/01/21 2011/01/25
63686 UBS AG – China Mobile R Bear CBBC Jan 2011 B 2011/01/21 2011/01/25
64161 Credit Suisse AG – TCH R Bull CBBC Jan 2011 B 2011/01/21 2011/01/25
64254 UBS AG – Hutchison R Bull CBBC Jan 2011 C 2011/01/21 2011/01/25
63517 UBS AG – COVS R Bear CBBC Jan 2011 B 2011/01/21 2011/01/25
62153 Credit Suisse AG – A50 China R Bull CBBC Jan 2011 A 2011/01/21 2011/01/25
67606 Credit Suisse AG – HSI R Bull CBBC May 2011 X 2011/01/21 2011/01/24
67505 Credit Suisse AG – HSI R Bull CBBC Jun 2011 V 2011/01/21 2011/01/24
67471 Deutsche Bank AG – HSI R Bull CBBC Jun 2011 Y 2011/01/21 2011/01/24
67269 Credit Suisse AG – A50 China R Bull CBBC May 2011 C 2011/01/21 2011/01/24
67522 HK Bank – A50 R Bull CBBC Jun 2011 D 2011/01/21 2011/01/24
67474 SGA Societe Generale Acceptance N.V. -HSI R Bull CBBC Jul11H 2011/01/21 2011/01/24
64260 Credit Suisse AG – China Mobile R Bull CBBC Jan 2011 D 2011/01/21 2011/01/25
67441 Deutsche Bank AG – China Life R Bull CBBC Jun 2011 A 2011/01/21 2011/01/24
67393 UBS AG – HSI R Bull CBBC May 2011 U 2011/01/24 2011/01/25
67611 Credit Suisse AG – HSI R Bull CBBC Jul 2011 E 2011/01/24 2011/01/25
67472 SGA Societe Generale Acceptance N.V. -HSI R Bull CBBC Jul11G 2011/01/24 2011/01/25
67485 J P Morgan SP BV – HSI R Bull CBBC Apr 2011 N 2011/01/24 2011/01/25
67392 Credit Suisse AG – HSI R Bull CBBC Jul 2011 W 2011/01/24 2011/01/25
67586 RB of Scotland N.V. – HSI R Bull CBBC Apr 2011 J 2011/01/24 2011/01/25
67487 BNP Paribas Arbit Issu B.V. – HSI R Bull CBBC Dec 2011 U 2011/01/24 2011/01/25
63322 Deutsche Bank AG – TCH R Bull CBBC Jan 2011 A 2011/01/24 2011/01/26
67520 Deutsche Bank AG – HSI R Bull CBBC Sep 2011 J 2011/01/24 2011/01/25
67619 KBC Fin Products Int’l Ltd. – HSI R Bull CBBC May 2011 S 2011/01/24 2011/01/25
67372 UBS AG – BYD Company R Bull CBBC Jul 2011 A 2011/01/24 2011/01/25
67266 Credit Suisse AG – HKEx R Bull CBBC May 2011 B 2011/01/24 2011/01/25
63923 SGA Societe Generale Acceptance N.V. -A50 R Bull CBBC Jan11B 2011/01/25 2011/01/27
67642 Deutsche Bank AG – HSI R Bull CBBC Aug 2011 T 2011/01/25 2011/01/26
63922 SGA Societe Generale Acceptance N.V. -A50 R Bull CBBC Jan11A 2011/01/25 2011/01/27
67147 UBS AG – China Life R Bull CBBC May 2011 B 2011/01/25 2011/01/26
64111 SGA Societe Generale Acceptance N.V.-CMob R Bull CBBC Jan11A 2011/01/25 2011/01/27
67643 UBS AG – HSI R Bull CBBC Jun 2011 U 2011/01/25 2011/01/26
67339 Deutsche Bank AG – A50 China R Bull CBBC Apr 2011 G 2011/01/25 2011/01/26
67353 SGA Societe Generale Acceptance N.V. -HSI R Bull CBBC Jun11Q 2011/01/26 2011/01/27
67442 BNP Paribas Arbit Issu B.V. – HSI R Bull CBBC Dec 2011 T 2011/01/26 2011/01/27
67481 UBS AG – HKEx R Bull CBBC Jun 2011 B 2011/01/26 2011/01/27
67683 Credit Suisse AG – HSI R Bull CBBC Jul 2011 G 2011/01/26 2011/01/27
67491 Deutsche Bank AG – HSCEI R Bull CBBC Jun 2011 A 2011/01/26 2011/01/27
67655 SGA Societe Generale Acceptance N.V. -HSI R Bull CBBC Aug11S 2011/01/26 2011/01/27
67682 UBS AG – HSI R Bull CBBC Apr 2011 F 2011/01/26 2011/01/27
67343 Credit Suisse AG – HSI R Bull CBBC Jun 2011 M 2011/01/26 2011/01/27
67344 UBS AG – HSI R Bull CBBC Jun 2011 S 2011/01/26 2011/01/27
67346 Deutsche Bank AG – HSI R Bull CBBC Jun 2011 W 2011/01/26 2011/01/27
62439 UBS AG – HSI R Bull CBBC Jan 2011 E 2011/01/27 2011/01/31
66286 SGA Societe Generale Acceptance N.V. -HSI R Bull CBBC Jun11L 2011/01/27 2011/01/28
65836 SGA Societe Generale Acceptance N.V. -HSI R Bear CBBC May11M 2011/01/27 2011/01/28
65834 SGA Societe Generale Acceptance N.V. -HSI R Bear CBBC May11K 2011/01/27 2011/01/28
63947 Deutsche Bank AG – HSI R Bull CBBC Jan 2011 L 2011/01/27 2011/01/31
65839 SGA Societe Generale Acceptance N.V. -HSI R Bear CBBC May11N 2011/01/27 2011/01/28
65835 SGA Societe Generale Acceptance N.V. -HSI R Bear CBBC May11L 2011/01/27 2011/01/28
64057 Deutsche Bank AG – HSCEI R Bull CBBC Jan 2011 B 2011/01/27 2011/01/31
62592 Deutsche Bank AG – HSI R Bull CBBC Jan 2011 A 2011/01/27 2011/01/31
67729 Deutsche Bank AG – HSI R Bear CBBC Apr 2011 T 2011/01/27 2011/01/28
63962 CC Rabobank B.A. – HSI R Bull CBBC Jan 2011 A 2011/01/27 2011/01/31
64021 Deutsche Bank AG – HSI R Bull CBBC Jan 2011 W 2011/01/27 2011/01/31
65083 RB of Scotland N.V. – HSI R Bull CBBC Jan 2011 I 2011/01/27 2011/01/31
65072 Deutsche Bank AG – DJIA R Bear CBBC Jun 2011 A 2011/01/27 2011/01/28
63965 CC Rabobank B.A. – HSI R Bull CBBC Jan 2011 B 2011/01/27 2011/01/31
64011 Credit Suisse AG – HSI R Bull CBBC Jan 2011 I 2011/01/27 2011/01/31
65843 SGA Societe Generale Acceptance N.V. -HSI R Bear CBBC May11R 2011/01/27 2011/01/28

Last Delisted
63960 UBS AG – HSI R Bull CBBC Jan 2011 Y 2011/01/27 2011/01/31
65101 RB of Scotland N.V. – DJIA R Bear CBBC Mar 2011 D 2011/01/27 2011/01/28
67700 Deutsche Bank AG – HSI R Bull CBBC Aug 2011 U 2011/01/27 2011/01/28
67687 Deutsche Bank AG – HSI R Bull CBBC Jul 2011 W 2011/01/27 2011/01/28
63974 KBC Fin Products Int’l Ltd. – HSI R Bull CBBC Jan 2011 M 2011/01/27 2011/01/31
67689 Credit Suisse AG – TCH R Bear CBBC Apr 2011 D 2011/01/27 2011/01/28
67702 Credit Suisse AG – HSI R Bear CBBC Apr 2011 L 2011/01/27 2011/01/28
67684 Credit Suisse AG – HSI R Bull CBBC Jun 2011 O 2011/01/27 2011/01/28
63970 Credit Suisse AG – HSI R Bull CBBC Jan 2011 J 2011/01/27 2011/01/31
62450 UBS AG – HSI R Bull CBBC Jan 2011 G 2011/01/27 2011/01/31
65840 SGA Societe Generale Acceptance N.V. -HSI R Bear CBBC May11O 2011/01/27 2011/01/28
64039 Credit Suisse AG – HSI R Bull CBBC Jan 2011 D 2011/01/27 2011/01/31
64027 CC Rabobank B.A. – HSI R Bull CBBC Jan 2011 E 2011/01/27 2011/01/31
65841 SGA Societe Generale Acceptance N.V. -HSI R Bear CBBC May11P 2011/01/27 2011/01/28
64026 CC Rabobank B.A. – HSI R Bull CBBC Jan 2011 D 2011/01/27 2011/01/31
64025 CC Rabobank B.A. – HSI R Bull CBBC Jan 2011 C 2011/01/27 2011/01/31
64029 KBC Fin Products Int’l Ltd. – HSI R Bull CBBC Jan 2011 N 2011/01/27 2011/01/31
63966 Deutsche Bank AG – HSI R Bull CBBC Jan 2011 Q 2011/01/27 2011/01/31
65842 SGA Societe Generale Acceptance N.V. -HSI R Bear CBBC May11Q 2011/01/27 2011/01/28
63015 BNP Paribas Arbit Issu B.V. – HSI R Bull CBBC Jan 2011 F 2011/01/27 2011/01/31
64138 KBC Fin Products Int’l Ltd. – HSI R Bull CBBC Jan 2011 R 2011/01/27 2011/01/31
65845 SGA Societe Generale Acceptance N.V. -HSI R Bear CBBC May11S 2011/01/27 2011/01/28
65848 SGA Societe Generale Acceptance N.V. -HSI R Bear CBBC May11T 2011/01/27 2011/01/28
63955 Credit Suisse AG – HSI R Bull CBBC Jan 2011 G 2011/01/27 2011/01/31
63954 Deutsche Bank AG – HSI R Bull CBBC Jan 2011 O 2011/01/27 2011/01/31
64455 Deutsche Bank AG – HSI R Bull CBBC Jan 2011 B 2011/01/27 2011/01/31
64045 Credit Suisse AG – HSI R Bull CBBC Jan 2011 L 2011/01/27 2011/01/31
64024 Deutsche Bank AG – HSI R Bull CBBC Jan 2011 Y 2011/01/27 2011/01/31
64633 Merrill Lynch Int’l & Co. C.V. – HSI R Bull CBBC Jan 2011 D 2011/01/27 2011/01/31
63941 Credit Suisse AG – HSI R Bull CBBC Jan 2011 Z 2011/01/27 2011/01/31
63827 UBS AG – HSI R Bull CBBC Jan 2011 U 2011/01/27 2011/01/31
63848 Credit Suisse AG – HSI R Bull CBBC Jan 2011 V 2011/01/27 2011/01/31
63849 Credit Suisse AG – HSI R Bull CBBC Jan 2011 W 2011/01/27 2011/01/31
63112 Barclays Bank plc – HSI R Bull CBBC Jan 2011 D 2011/01/27 2011/01/31
64623 J P Morgan SP BV – HSI R Bear CBBC Jan 2011 R 2011/01/27 2011/01/31
64639 Credit Suisse AG – HSI R Bear CBBC Jan 2011 M 2011/01/27 2011/01/31
64208 Macquarie Bank Ltd. – HSI R Bull CBBC Jan 2011 A 2011/01/27 2011/01/31
64567 UBS AG – HSCEI R Bull CBBC Jan 2011 E 2011/01/27 2011/01/31
64634 Merrill Lynch Int’l & Co. C.V. – HSI R Bull CBBC Jan 2011 E 2011/01/27 2011/01/31
64231 KBC Fin Products Int’l Ltd. – HSI R Bull CBBC Jan 2011 V 2011/01/27 2011/01/31
64230 KBC Fin Products Int’l Ltd. – HSI R Bull CBBC Jan 2011 U 2011/01/27 2011/01/31
63130 Deutsche Bank AG – HSI R Bull CBBC Jan 2011 N 2011/01/27 2011/01/31
64237 Credit Suisse AG – HSI R Bull CBBC Jan 2011 R 2011/01/27 2011/01/31
66280 SGA Societe Generale Acceptance N.V. -HSI R Bull CBBC Jun11F 2011/01/27 2011/01/28
64175 KBC Fin Products Int’l Ltd. – HSI R Bull CBBC Jan 2011 T 2011/01/27 2011/01/31
64246 CC Rabobank B.A. – HSI R Bull CBBC Jan 2011 J 2011/01/27 2011/01/31
64327 SGA Societe Generale Acceptance N.V. -HSI R Bull CBBC Jan11J 2011/01/27 2011/01/31
64457 J P Morgan SP BV – HSI R Bull CBBC Jan 2011 C 2011/01/27 2011/01/31
64459 J P Morgan SP BV – HSI R Bull CBBC Jan 2011 D 2011/01/27 2011/01/31
62053 HK Bank – Sinopec Corp R Bull CBBC Jan 2011 A 2011/01/27 2011/01/31
64466 RB of Scotland N.V. – HSI R Bull CBBC Jan 2011 B 2011/01/27 2011/01/31
64356 Merrill Lynch Int’l & Co. C.V. – HSI R Bull CBBC Jan 2011 C 2011/01/27 2011/01/31
64381 SGA Societe Generale Acceptance N.V. -HSI R Bull CBBC Jan11L 2011/01/27 2011/01/31
64640 Credit Suisse AG – HSI R Bear CBBC Jan 2011 O 2011/01/27 2011/01/31
64328 SGA Societe Generale Acceptance N.V. -HSI R Bull CBBC Jan11K 2011/01/27 2011/01/31
64168 KBC Fin Products Int’l Ltd. – HSI R Bull CBBC Jan 2011 S 2011/01/27 2011/01/31
64478 RB of Scotland N.V. – HSCEI R Bull CBBC Jan 2011 C 2011/01/27 2011/01/31
64471 UBS AG – HSI R Bull CBBC Jan 2011 D 2011/01/27 2011/01/31
63496 HK Bank – CC Bank R Bull CBBC Jan 2011 B 2011/01/27 2011/01/31
64298 Deutsche Bank AG – HSI R Bull CBBC Jan 2011 M 2011/01/27 2011/01/31
64280 Credit Suisse AG – HSI R Bull CBBC Jan 2011 S 2011/01/27 2011/01/31
64255 UBS AG – HSI R Bull CBBC Jan 2011 B 2011/01/27 2011/01/31
63111 Barclays Bank plc – HSI R Bull CBBC Jan 2011 C 2011/01/27 2011/01/31
64382 SGA Societe Generale Acceptance N.V. -HSI R Bull CBBC Jan11M 2011/01/27 2011/01/31
62900 Deutsche Bank AG – HSI R Bull CBBC Jan 2011 E 2011/01/27 2011/01/31
63911 KBC Fin Products Int’l Ltd. – HSI R Bull CBBC Jan 2011 L 2011/01/27 2011/01/31
64200 Credit Suisse AG – HSI R Bull CBBC Jan 2011 P 2011/01/27 2011/01/31
63912 UBS AG – HSI R Bull CBBC Jan 2011 X 2011/01/27 2011/01/31
66281 SGA Societe Generale Acceptance N.V. -HSI R Bull CBBC Jun11G 2011/01/27 2011/01/28
66282 SGA Societe Generale Acceptance N.V. -HSI R Bull CBBC Jun11H 2011/01/27 2011/01/28
63183 UBS AG – HSI R Bull CBBC Jan 2011 T 2011/01/27 2011/01/31
66284 SGA Societe Generale Acceptance N.V. -HSI R Bull CBBC Jun11J 2011/01/27 2011/01/28
64137 KBC Fin Products Int’l Ltd. – HSI R Bull CBBC Jan 2011 Q 2011/01/27 2011/01/31
62890 BNP Paribas Arbit Issu B.V. – HSI R Bull CBBC Jan 2011 B 2011/01/27 2011/01/31
64086 Credit Suisse AG – HSI R Bull CBBC Jan 2011 N 2011/01/27 2011/01/31
64047 UBS AG – HSI R Bull CBBC Jan 2011 L 2011/01/27 2011/01/31
64042 UBS AG – HSCEI R Bull CBBC Jan 2011 D 2011/01/27 2011/01/31
62869 UBS AG – HSI R Bull CBBC Jan 2011 M 2011/01/27 2011/01/31
62816 Deutsche Bank AG – HSI R Bull CBBC Jan 2011 C 2011/01/27 2011/01/31
66283 SGA Societe Generale Acceptance N.V. -HSI R Bull CBBC Jun11I 2011/01/27 2011/01/28
64158 Deutsche Bank AG – HSI R Bull CBBC Jan 2011 P 2011/01/27 2011/01/31
64146 UBS AG – HSI R Bull CBBC Jan 2011 O 2011/01/27 2011/01/31
63222 Credit Suisse AG – HSI R Bull CBBC Jan 2011 A 2011/01/27 2011/01/31
64134 Credit Suisse AG – HSI R Bull CBBC Jan 2011 B 2011/01/27 2011/01/31
64174 Deutsche Bank AG – HSI R Bull CBBC Jan 2011 F 2011/01/27 2011/01/31
64744 Macquarie Bank Ltd. – HSI R Bull CBBC Jan 2011 C 2011/01/27 2011/01/31

Last Delisted
62967 UBS AG – HSI R Bull CBBC Jan 2011 P 2011/01/27 2011/01/31
63013 Deutsche Bank AG – HSI R Bull CBBC Jan 2011 J 2011/01/27 2011/01/31
63907 KBC Fin Products Int’l Ltd. – HSI R Bull CBBC Jan 2011 J 2011/01/27 2011/01/31
64140 CC Rabobank B.A. – HSI R Bull CBBC Jan 2011 I 2011/01/27 2011/01/31
62935 BNP Paribas Arbit Issu B.V. – HSI R Bull CBBC Jan 2011 D 2011/01/27 2011/01/31
63908 KBC Fin Products Int’l Ltd. – HSI R Bull CBBC Jan 2011 K 2011/01/27 2011/01/31
64139 CC Rabobank B.A. – HSI R Bull CBBC Jan 2011 H 2011/01/27 2011/01/31
63913 Credit Suisse AG – HSI R Bull CBBC Jan 2011 Y 2011/01/27 2011/01/31
63882 UBS AG – A50 China R Bull CBBC Jan 2011 M 2011/01/28 2011/02/01
67530 HK Bank – HSI R Bull CBBC Jun 2011 N 2011/01/28 2011/01/31
67585 RB of Scotland N.V. – HSI R Bull CBBC Apr 2011 I 2011/01/28 2011/01/31
67306 BNP Paribas Arbit Issu B.V. – HSI R Bull CBBC Sep 2011 O 2011/01/28 2011/01/31
67431 Credit Suisse AG – HSI R Bull CBBC May 2011 Y 2011/01/28 2011/01/31
63851 UBS AG – China Life R Bull CBBC Jan 2011 B 2011/01/28 2011/02/01
67371 KBC Fin Products Int’l Ltd. – HSI R Bull CBBC Jun 2011 B 2011/01/28 2011/01/31
64291 UBS AG – TCH R Bull CBBC Jan 2011 E 2011/01/28 2011/02/01
67286 SGA Societe Generale Acceptance N.V. -HSI R Bull CBBC Jun11U 2011/01/28 2011/01/31
67743 UBS AG – HSI R Bull CBBC May 2011 B 2011/01/28 2011/01/31
67429 Deutsche Bank AG – HSI R Bull CBBC May 2011 Y 2011/01/28 2011/01/31
67484 J P Morgan SP BV – HSI R Bull CBBC Apr 2011 M 2011/01/28 2011/01/31
67434 UBS AG – HSI R Bull CBBC Apr 2011 L 2011/01/28 2011/01/31
64886 UBS AG – Sinopec Corp R Bear CBBC Mar 2011 A 2011/01/28 2011/01/31
67740 Deutsche Bank AG – HSI R Bull CBBC Jul 2011 X 2011/01/28 2011/01/31
64400 Credit Suisse AG – HKEx R Bull CBBC Jan 2011 D 2011/01/28 2011/02/01
64453 Credit Suisse AG – TCH R Bull CBBC Jan 2011 D 2011/01/28 2011/02/01
64454 Credit Suisse AG – TCH R Bull CBBC Jan 2011 E 2011/01/28 2011/02/01
67738 Credit Suisse AG – HSI R Bull CBBC Apr 2011 K 2011/01/28 2011/01/31
64289 UBS AG – Cheung Kong R Bull CBBC Jan 2011 A 2011/01/28 2011/02/01
67370 KBC Fin Products Int’l Ltd. – HSI R Bull CBBC May 2011 N 2011/01/31 2011/02/01
67235 UBS AG – HSI R Bull CBBC May 2011 R 2011/01/31 2011/02/01
67247 J P Morgan SP BV – HSI R Bull CBBC Apr 2011 E 2011/01/31 2011/02/01
67305 BNP Paribas Arbit Issu B.V. – HSI R Bull CBBC Sep 2011 N 2011/01/31 2011/02/01
67290 Credit Suisse AG – HSI R Bull CBBC Jun 2011 L 2011/01/31 2011/02/01
67283 SGA Societe Generale Acceptance N.V. -HSI R Bull CBBC Jun11W 2011/01/31 2011/02/01
67467 Deutsche Bank AG – HSI R Bull CBBC Jun 2011 X 2011/01/31 2011/02/01
67277 SGA Societe Generale Acceptance N.V. -HSI R Bull CBBC Jun11X 2011/01/31 2011/02/01
67580 RB of Scotland N.V. – HSI R Bull CBBC Apr 2011 H 2011/01/31 2011/02/01
67284 SGA Societe Generale Acceptance N.V. -HSI R Bull CBBC Jun11V 2011/01/31 2011/02/01
66912 Deutsche Bank AG – China Life R Bull CBBC Mar 2011 P 2011/01/31 2011/02/01
67128 Credit Suisse AG – HSI R Bull CBBC May 2011 T 2011/01/31 2011/02/01
67569 UBS AG – HSI R Bull CBBC Jul 2011 F 2011/01/31 2011/02/01
67188 Credit Suisse AG – HSI R Bull CBBC May 2011 W 2011/01/31 2011/02/01
63320 Deutsche Bank AG – HSBC R Bull CBBC Feb 2011 A 2011/01/31 2011/02/02
67380 UBS AG – A50 China R Bull CBBC Jun 2011 A 2011/01/31 2011/02/01
67237 BNP Paribas Arbit Issu B.V. – HSI R Bull CBBC Nov 2011 T 2011/01/31 2011/02/01
67236 BNP Paribas Arbit Issu B.V. – HSI R Bull CBBC Oct 2011 Z 2011/01/31 2011/02/01
67365 UBS AG – HSI R Bull CBBC May 2011 X 2011/01/31 2011/02/01
67169 UBS AG – HSI R Bull CBBC Jun 2011 N 2011/01/31 2011/02/01
67162 KBC Fin Products Int’l Ltd. – HSI R Bull CBBC Apr 2011 Z 2011/01/31 2011/02/01
67143 Deutsche Bank AG – HSI R Bull CBBC Jul 2011 T 2011/01/31 2011/02/01
67136 Deutsche Bank AG – HSI R Bull CBBC Jul 2011 S 2011/01/31 2011/02/01
67391 Macquarie Bank Ltd. – HSI R Bull CBBC Jun 2011 A 2011/01/31 2011/02/01
67788 KBC Fin Products Int’l Ltd. – HSI R Bull CBBC May 2011 Q 2011/01/31 2011/02/01
67352 Credit Suisse AG – HSI R Bull CBBC Jul 2011 V 2011/01/31 2011/02/01
67602 SGA Societe Generale Acceptance N.V. -A50 R Bull CBBC May11E 2011/01/31 2011/02/01
67786 KBC Fin Products Int’l Ltd. – HSI R Bull CBBC May 2011 O 2011/01/31 2011/02/01
67618 KBC Fin Products Int’l Ltd. – HSI R Bull CBBC May 2011 R 2011/01/31 2011/02/01
67762 Deutsche Bank AG – HSI R Bull CBBC Sep 2011 M 2011/01/31 2011/02/01
67804 HK Bank – CNOOC R Bull CBBC Sep 2011 A 2011/02/01 2011/02/02
64805 Credit Suisse AG – TCH R Bear CBBC Feb 2011 C 2011/02/01 2011/02/02
67772 Deutsche Bank AG – HSI R Bear CBBC May 2011 E 2011/02/02 2011/02/07
67841 J P Morgan SP BV – HSI R Bear CBBC May 2011 D 2011/02/02 2011/02/07
64735 Credit Suisse AG – HKEx R Bull CBBC Feb 2011 D 2011/02/02 2011/02/08
67846 Deutsche Bank AG – HSI R Bull CBBC Jun 2011 Z 2011/02/02 2011/02/07
67774 UBS AG – HSI R Bear CBBC Jul 2011 K 2011/02/02 2011/02/07
64739 Credit Suisse AG – China Mobile R Bear CBBC Feb 2011 E 2011/02/02 2011/02/08
64395 UBS AG – TCH R Bull CBBC Feb 2011 A 2011/02/02 2011/02/08
64477 UBS AG – Jiangxi Copper R Bull CBBC Feb 2011 A 2011/02/02 2011/02/08
64738 Credit Suisse AG – China Mobile R Bear CBBC Feb 2011 D 2011/02/02 2011/02/08
64655 UBS AG – HKEx R Bull CBBC Feb 2011 I 2011/02/02 2011/02/08
65852 HK Bank – Sinopec Corp R Bear CBBC May 2011 B 2011/02/02 2011/02/07
64654 UBS AG – CC Bank R Bull CBBC Feb 2011 A 2011/02/02 2011/02/08
64733 Credit Suisse AG – China Mobile R Bull CBBC Feb 2011 B 2011/02/02 2011/02/08
67749 Credit Suisse AG – HSI R Bear CBBC Apr 2011 E 2011/02/02 2011/02/07
67845 UBS AG – HSI R Bull CBBC Jun 2011 Z 2011/02/02 2011/02/07
67758 KBC Fin Products Int’l Ltd. – HSI R Bear CBBC May 2011 X 2011/02/02 2011/02/07
64479 UBS AG – Hutchison R Bull CBBC Feb 2011 A 2011/02/02 2011/02/08
64523 UBS AG – A50 China R Bull CBBC Feb 2011 C 2011/02/02 2011/02/08

Last Delisted
64083 HK Bank – A50 R Bull CBBC Feb 2011 D 2011/02/07 2011/02/09
63321 Deutsche Bank AG – HSBC R Bear CBBC Feb 2011 B 2011/02/07 2011/02/09
67752 Deutsche Bank AG – HSBC R Bear CBBC Jul 2011 A 2011/02/07 2011/02/08
64874 UBS AG – TCH R Bear CBBC Mar 2011 D 2011/02/07 2011/02/08
67773 Deutsche Bank AG – A50 China R Bear CBBC Jun 2011 B 2011/02/07 2011/02/08
67604 SGA Societe Generale Acceptance N.V. -TCH R Bear CBBC May11E 2011/02/07 2011/02/08
63500 HK Bank – TCH R Bull CBBC Feb 2011 A 2011/02/07 2011/02/09
65185 SGA Societe Generale Acceptance N.V-CLife R Bull CBBC Apr11A 2011/02/07 2011/02/08
67879 Deutsche Bank AG – HSI R Bull CBBC Aug 2011 V 2011/02/08 2011/02/09
67848 UBS AG – HSI R Bull CBBC Jul 2011 M 2011/02/08 2011/02/09
67880 Credit Suisse AG – HSI R Bull CBBC Jun 2011 M 2011/02/08 2011/02/09
65166 UBS AG – BOC HK R Bull CBBC Feb 2011 A 2011/02/08 2011/02/09
67377 UBS AG – Ping An R Bull CBBC Jul 2011 A 2011/02/08 2011/02/09
63047 KBC Fin Products Int’l Ltd. – HSBC R Bear CBBC Mar 2011 B 2011/02/08 2011/02/09
67165 KBC Fin Products Int’l Ltd. – HSI R Bull CBBC May 2011 L 2011/02/09 2011/02/10
67167 UBS AG – HSI R Bull CBBC May 2011 F 2011/02/09 2011/02/10
67348 HK Bank – HSI R Bull CBBC Jun 2011 M 2011/02/09 2011/02/10
66532 Deutsche Bank AG – China Mobile R Bull CBBC May 2011 A 2011/02/09 2011/02/10
67783 KBC Fin Products Int’l Ltd. – HSI R Bull CBBC May 2011 P 2011/02/09 2011/02/10
67395 RB of Scotland N.V. – HSI R Bull CBBC Apr 2011 E 2011/02/09 2011/02/10
67139 BNP Paribas Arbit Issu B.V. – HSI R Bull CBBC Sep 2011 M 2011/02/09 2011/02/10
67293 Credit Suisse AG – HSI R Bull CBBC Jul 2011 R 2011/02/09 2011/02/10
67909 Credit Suisse AG – HSI R Bull CBBC Jul 2011 I 2011/02/09 2011/02/10
67927 Credit Suisse AG – HSI R Bear CBBC May 2011 X 2011/02/09 2011/02/10
67910 Deutsche Bank AG – HSI R Bull CBBC Jun 2011 L 2011/02/09 2011/02/10
67911 Deutsche Bank AG – HSI R Bull CBBC Jul 2011 Y 2011/02/09 2011/02/10
67938 Deutsche Bank AG – HSI R Bear CBBC May 2011 H 2011/02/09 2011/02/10
67937 KBC Fin Products Int’l Ltd. – HSI R Bull CBBC May 2011 R 2011/02/09 2011/02/10
67089 RB of Scotland N.V. – China Coal R Bull CBBC Apr 2011 A 2011/02/09 2011/02/10
67246 J P Morgan SP BV – HSI R Bull CBBC Apr 2011 D 2011/02/09 2011/02/10
66254 UBS AG – HSBC R Bear CBBC Apr 2011 C 2011/02/09 2011/02/10
67912 UBS AG – HSI R Bull CBBC Jun 2011 K 2011/02/09 2011/02/10
67274 SGA Societe Generale Acceptance N.V. -HSI R Bull CBBC Jun11Y 2011/02/09 2011/02/10
67616 UBS AG – China Mobile R Bull CBBC May 2011 A 2011/02/09 2011/02/10
64344 Deutsche Bank AG – China Life R Bull CBBC Mar 2011 D 2011/02/09 2011/02/10
65730 SGA Societe Generale Acceptance N.V.-HSBC R Bear CBBC May11B 2011/02/09 2011/02/10
67934 UBS AG – HSI R Bull CBBC May 2011 B 2011/02/09 2011/02/10
67130 Deutsche Bank AG – HSI R Bull CBBC Jul 2011 R 2011/02/09 2011/02/10
67138 BNP Paribas Arbit Issu B.V. – HSI R Bull CBBC Sep 2011 L 2011/02/10 2011/02/11
67103 BNP Paribas Arbit Issu B.V. – HSI R Bull CBBC Dec 2011 S 2011/02/10 2011/02/11
67122 Credit Suisse AG – HSI R Bull CBBC May 2011 S 2011/02/10 2011/02/11
67142 BNP Paribas Arbit Issu B.V. – HSI R Bull CBBC Nov 2011 S 2011/02/10 2011/02/11
67141 BNP Paribas Arbit Issu B.V. – HSI R Bull CBBC Oct 2011 Y 2011/02/10 2011/02/11
67102 BNP Paribas Arbit Issu B.V. – HSI R Bull CBBC Dec 2011 R 2011/02/10 2011/02/11
67065 UBS AG – HSI R Bull CBBC May 2011 Y 2011/02/10 2011/02/11
66930 RB of Scotland N.V. – HKEx R Bull CBBC May 2011 B 2011/02/10 2011/02/11
67090 RB of Scotland N.V. – CM Bank R Bull CBBC Apr 2011 A 2011/02/10 2011/02/11
65713 SGA Societe Generale Acceptance N.V.-CMob R Bull CBBC May11A 2011/02/10 2011/02/11
67055 Deutsche Bank AG – HSI R Bull CBBC May 2011 T 2011/02/10 2011/02/11
67053 Deutsche Bank AG – HSI R Bull CBBC Apr 2011 U 2011/02/10 2011/02/11
67067 Deutsche Bank AG – HSI R Bull CBBC Apr 2011 S 2011/02/10 2011/02/11
67105 Credit Suisse AG – HSI R Bull CBBC Apr 2011 A 2011/02/10 2011/02/11
66929 RB of Scotland N.V. – HKEx R Bull CBBC May 2011 A 2011/02/10 2011/02/11
67114 J P Morgan SP BV – HSI R Bull CBBC Apr 2011 B 2011/02/10 2011/02/11
66967 UBS AG – HSI R Bull CBBC Apr 2011 W 2011/02/10 2011/02/11
66955 Credit Suisse AG – HSI R Bull CBBC Jun 2011 W 2011/02/10 2011/02/11
66561 RB of Scotland N.V. – HSCEI R Bull CBBC May 2011 B 2011/02/10 2011/02/11
66970 Credit Suisse AG – HSI R Bull CBBC Apr 2011 F 2011/02/10 2011/02/11
67111 SGA Societe Generale Acceptance N.V. -HSI R Bull CBBC Jul11L 2011/02/10 2011/02/11
67112 SGA Societe Generale Acceptance N.V. -HSI R Bull CBBC Jul11M 2011/02/10 2011/02/11
67113 SGA Societe Generale Acceptance N.V. -HSI R Bull CBBC Jul11N 2011/02/10 2011/02/11
66966 UBS AG – HSI R Bull CBBC May 2011 T 2011/02/10 2011/02/11
66959 Credit Suisse AG – HSI R Bull CBBC May 2011 B 2011/02/10 2011/02/11
66741 Deutsche Bank AG – China Life R Bull CBBC Mar 2011 O 2011/02/10 2011/02/11
66956 UBS AG – HSI R Bull CBBC May 2011 Q 2011/02/10 2011/02/11
67110 SGA Societe Generale Acceptance N.V. -HSI R Bull CBBC Jul11K 2011/02/10 2011/02/11
67805 HK Bank – HKEx R Bull CBBC Aug 2011 A 2011/02/10 2011/02/11
67345 UBS AG – HSI R Bull CBBC Jul 2011 E 2011/02/10 2011/02/11
67369 KBC Fin Products Int’l Ltd. – HSI R Bull CBBC May 2011 M 2011/02/10 2011/02/11
67622 KBC Fin Products Int’l Ltd. – HSI R Bull CBBC Jun 2011 C 2011/02/10 2011/02/11
67625 KBC Fin Products Int’l Ltd. – HSI R Bull CBBC Jun 2011 D 2011/02/10 2011/02/11
67612 UBS AG – Hutchison R Bull CBBC Jun 2011 C 2011/02/10 2011/02/11
67347 Merrill Lynch Int’l & Co. C.V. – HSI R Bull CBBC Jul 2011 A 2011/02/10 2011/02/11
67653 HK Bank – SHK Ppt R Bull CBBC Jun 2011 A 2011/02/10 2011/02/11
63866 HK Bank – China Life R Bull CBBC Mar 2011 B 2011/02/10 2011/02/11
67273 SGA Societe Generale Acceptance N.V. -HSI R Bull CBBC Jun11Z 2011/02/10 2011/02/11
67770 UBS AG – HSI R Bull CBBC Jul 2011 J 2011/02/10 2011/02/11
67704 KBC Fin Products Int’l Ltd. – HSI R Bull CBBC Apr 2011 X 2011/02/10 2011/02/11
67847 UBS AG – HSI R Bull CBBC Jul 2011 L 2011/02/10 2011/02/11
67954 Credit Suisse AG – HSI R Bull CBBC Jun 2011 O 2011/02/10 2011/02/11

Last Delisted
67394 RB of Scotland N.V. – HSI R Bull CBBC Apr 2011 D 2011/02/10 2011/02/11
67955 Deutsche Bank AG – HSI R Bull CBBC Aug 2011 W 2011/02/10 2011/02/11
67941 HK Bank – Sinopec Corp R Bull CBBC Sep 2011 A 2011/02/10 2011/02/11
67366 UBS AG – HSI R Bull CBBC Aug 2011 A 2011/02/10 2011/02/11
67270 Macquarie Bank Ltd. – HSI R Bull CBBC Apr 2011 B 2011/02/10 2011/02/11
67386 Deutsche Bank AG – HSI R Bull CBBC Nov 2011 A 2011/02/10 2011/02/11
67129 Credit Suisse AG – HSI R Bull CBBC Jun 2011 Y 2011/02/10 2011/02/11
67781 KBC Fin Products Int’l Ltd. – HSI R Bull CBBC May 2011 Z 2011/02/10 2011/02/11
67191 Credit Suisse AG – HSI R Bull CBBC Jun 2011 H 2011/02/10 2011/02/11
67137 Deutsche Bank AG – HSI R Bull CBBC Aug 2011 R 2011/02/10 2011/02/11
67164 KBC Fin Products Int’l Ltd. – HSI R Bull CBBC May 2011 K 2011/02/10 2011/02/11
64464 RB of Scotland N.V. – HKEx R Bull CBBC Feb 2011 A 2011/02/10 2011/02/14
67146 RB of Scotland N.V. – HSI R Bull CBBC Apr 2011 C 2011/02/10 2011/02/11
67190 Credit Suisse AG – HSI R Bull CBBC Jun 2011 Z 2011/02/10 2011/02/11
67423 UBS AG – HSI R Bull CBBC Aug 2011 B 2011/02/10 2011/02/11
67232 Deutsche Bank AG – HSI R Bull CBBC Jun 2011 U 2011/02/10 2011/02/11
67173 HK Bank – HSI R Bull CBBC Jul 2011 D 2011/02/10 2011/02/11
67404 SGA Societe Generale Acceptance N.V.-HKEx R Bull CBBC May11E 2011/02/10 2011/02/11
67245 J P Morgan SP BV – HSI R Bull CBBC Apr 2011 C 2011/02/10 2011/02/11
67291 Credit Suisse AG – HSI R Bull CBBC Jul 2011 Q 2011/02/10 2011/02/11
65332 UBS AG – HKEx R Bull CBBC Mar 2011 G 2011/02/10 2011/02/11
65340 Credit Suisse AG – HKEx R Bull CBBC Feb 2011 K 2011/02/10 2011/02/11
63050 UBS AG – CCHC R Bull CBBC Feb 2011 A 2011/02/11 2011/02/15
64659 UBS AG – TCH R Bull CBBC Feb 2011 C 2011/02/11 2011/02/15
64707 Credit Suisse AG – Hutchison R Bull CBBC Feb 2011 A 2011/02/11 2011/02/15
66923 BNP Paribas Arbit Issu B.V. – HSI R Bull CBBC Dec 2011 O 2011/02/11 2011/02/14
64658 UBS AG – HKEx R Bull CBBC Feb 2011 J 2011/02/11 2011/02/15
63082 UBS AG – CHALCO R Bull CBBC Feb 2011 A 2011/02/11 2011/02/15
63861 Deutsche Bank AG – China Life R Bull CBBC Mar 2011 A 2011/02/11 2011/02/14
66877 J P Morgan SP BV – HSI R Bull CBBC Mar 2011 Z 2011/02/11 2011/02/14
67057 Credit Suisse AG – HSI R Bull CBBC Jun 2011 X 2011/02/11 2011/02/14
64397 UBS AG – HKEx R Bull CBBC Feb 2011 F 2011/02/11 2011/02/15
64834 Deutsche Bank AG – HSCEI R Bull CBBC Feb 2011 A 2011/02/11 2011/02/14
66853 Credit Suisse AG – HSI R Bull CBBC May 2011 C 2011/02/11 2011/02/14
66940 UBS AG – China Life R Bull CBBC May 2011 A 2011/02/11 2011/02/14
67068 Deutsche Bank AG – HSI R Bull CBBC Jul 2011 Q 2011/02/11 2011/02/14
66922 BNP Paribas Arbit Issu B.V. – HSI R Bull CBBC Dec 2011 N 2011/02/11 2011/02/14
66915 Deutsche Bank AG – HSI R Bull CBBC May 2011 R 2011/02/11 2011/02/14
67972 Credit Suisse AG – HSI R Bull CBBC Jul 2011 J 2011/02/11 2011/02/14
64243 UBS AG – SHK Ppt R Bull CBBC Feb 2011 A 2011/02/11 2011/02/15
67018 SGA Societe Generale Acceptance N.V. -HSI R Bull CBBC Apr11A 2011/02/11 2011/02/14
63944 Credit Suisse AG – China Mobile R Bull CBBC Feb 2011 A 2011/02/11 2011/02/15
64272 UBS AG – HSBC R Bear CBBC Feb 2011 B 2011/02/11 2011/02/15
66919 UBS AG – HSI R Bull CBBC Jun 2011 G 2011/02/11 2011/02/14
64584 SGA Societe Generale Acceptance NV -HSCEI R Bull CBBC Feb11B 2011/02/11 2011/02/14
63855 UBS AG – China Life R Bull CBBC Feb 2011 B 2011/02/11 2011/02/15
64456 Deutsche Bank AG – TCH R Bull CBBC Feb 2011 A 2011/02/11 2011/02/15
67272 Macquarie Bank Ltd. – HSI R Bull CBBC May 2011 A 2011/02/11 2011/02/14
66971 Deutsche Bank AG – HSI R Bull CBBC Apr 2011 F 2011/02/11 2011/02/14
64090 Deutsche Bank AG – China Mobile R Bear CBBC Feb 2011 A 2011/02/11 2011/02/15
66920 KBC Fin Products Int’l Ltd. – HSI R Bull CBBC Apr 2011 N 2011/02/11 2011/02/14
66801 HK Bank – China Life R Bull CBBC Jun 2011 B 2011/02/11 2011/02/14
67373 UBS AG – Cheung Kong R Bull CBBC Jun 2011 A 2011/02/11 2011/02/14
64347 Deutsche Bank AG – HKEx R Bull CBBC Feb 2011 A 2011/02/11 2011/02/15
65219 UBS AG – China Mobile R Bull CBBC Mar 2011 B 2011/02/11 2011/02/14
67990 KBC Fin Products Int’l Ltd. – HSI R Bull CBBC May 2011 Q 2011/02/11 2011/02/14
67890 UBS AG – HSI R Bull CBBC Aug 2011 E 2011/02/11 2011/02/14
67777 KBC Fin Products Int’l Ltd. – HSI R Bull CBBC May 2011 Y 2011/02/11 2011/02/14
66475 KBC Fin Products Int’l Ltd. – Ch Mobile R Bull CBBC May 11A 2011/02/11 2011/02/14
67615 UBS AG – HSCEI R Bull CBBC Jul 2011 A 2011/02/11 2011/02/14
65079 UBS AG – BOCL R Bull CBBC Feb 2011 A 2011/02/11 2011/02/15
65110 UBS AG – Hutchison R Bull CBBC Feb 2011 E 2011/02/11 2011/02/15
65719 SGA Societe Generale Acceptance N.V.-HKEx R Bull CBBC May11A 2011/02/11 2011/02/14
67295 Credit Suisse AG – HSI R Bull CBBC Aug 2011 I 2011/02/11 2011/02/14
67979 BNP Paribas Arbit Issu B.V. – HSI R Bull CBBC Sep 2011 P 2011/02/11 2011/02/14
67078 UBS AG – HSI R Bull CBBC May 2011 Z 2011/02/11 2011/02/14
67170 Merrill Lynch Int’l & Co. C.V. – HSI R Bull CBBC Apr 2011 E 2011/02/11 2011/02/14
67172 HK Bank – HSI R Bull CBBC Jul 2011 C 2011/02/11 2011/02/14
67109 SGA Societe Generale Acceptance N.V. -HSI R Bull CBBC Jul11J 2011/02/11 2011/02/14
67213 Credit Suisse AG – HSI R Bull CBBC Aug 2011 D 2011/02/11 2011/02/14
65821 UBS AG – HSBC R Bear CBBC Feb 2011 E 2011/02/11 2011/02/15
67145 RB of Scotland N.V. – HSI R Bull CBBC Apr 2011 B 2011/02/11 2011/02/14
67163 KBC Fin Products Int’l Ltd. – HSI R Bull CBBC May 2011 J 2011/02/11 2011/02/14
65144 UBS AG – Sinopec Corp R Bull CBBC Feb 2011 B 2011/02/11 2011/02/15
67967 Deutsche Bank AG – HSI R Bull CBBC Jul 2011 Z 2011/02/11 2011/02/14
67402 SGA Societe Generale Acceptance N.V-CLife R Bull CBBC May11G 2011/02/11 2011/02/14
67978 Credit Suisse AG – HSI R Bull CBBC Jul 2011 A 2011/02/11 2011/02/14
67981 BNP Paribas Arbit Issu B.V. – HSI R Bull CBBC Oct 2011 A 2011/02/11 2011/02/14
67987 BNP Paribas Arbit Issu B.V. – HSI R Bull CBBC Nov 2011 V 2011/02/11 2011/02/14
67986 BNP Paribas Arbit Issu B.V. – HSI R Bull CBBC Nov 2011 U 2011/02/11 2011/02/14
67983 BNP Paribas Arbit Issu B.V. – HSI R Bull CBBC Oct 2011 B 2011/02/11 2011/02/14
67989 UBS AG – HSI R Bull CBBC Jun 2011 L 2011/02/11 2011/02/14

Last Delisted
68004 Credit Suisse AG – HSI R Bull CBBC Jul 2011 S 2011/02/14 2011/02/15
67728 Deutsche Bank AG – A50 China R Bear CBBC Jun 2011 A 2011/02/14 2011/02/15
67925 Credit Suisse AG – A50 China R Bear CBBC May 2011 D 2011/02/14 2011/02/15
68003 UBS AG – HSI R Bull CBBC Jun 2011 O 2011/02/14 2011/02/15
68013 Deutsche Bank AG – HSI R Bull CBBC Jul 2011 L 2011/02/14 2011/02/15
67631 Deutsche Bank AG – A50 China R Bear CBBC May 2011 A 2011/02/15 2011/02/16
68036 Deutsche Bank AG – China Life R Bull CBBC Jun 2011 F 2011/02/15 2011/02/16
68035 Credit Suisse AG – TCH R Bear CBBC Jun 2011 A 2011/02/15 2011/02/16
68029 UBS AG – HSI R Bull CBBC Jul 2011 S 2011/02/15 2011/02/16
68059 Deutsche Bank AG – HSI R Bull CBBC Jul 2011 O 2011/02/16 2011/02/17
68058 KBC Fin Products Int’l Ltd. – HSI R Bull CBBC May 2011 O 2011/02/16 2011/02/17
68067 Credit Suisse AG – HSI R Bull CBBC Jul 2011 Z 2011/02/16 2011/02/17
68057 Deutsche Bank AG – HSI R Bull CBBC Jul 2011 K 2011/02/16 2011/02/17
68153 BNP Paribas Arbit Issu B.V. – HSI R Bear CBBC Jul 2011 K 2011/02/17 2011/02/18
68152 BNP Paribas Arbit Issu B.V. – HSI R Bear CBBC Jul 2011 J 2011/02/17 2011/02/18
68151 BNP Paribas Arbit Issu B.V. – HSI R Bear CBBC Jul 2011 I 2011/02/17 2011/02/18
68072 KBC Fin Products Int’l Ltd. – HSI R Bear CBBC May 2011 N 2011/02/17 2011/02/18
68069 BNP Paribas Arbit Issu B.V. – HSI R Bear CBBC Jun 2011 U 2011/02/17 2011/02/18
68087 Deutsche Bank AG – HSI R Bear CBBC Jun 2011 J 2011/02/17 2011/02/18
68114 Credit Suisse AG – HSI R Bear CBBC May 2011 S 2011/02/17 2011/02/18
68068 Credit Suisse AG – HSI R Bear CBBC Jun 2011 L 2011/02/17 2011/02/18
68006 RB of Scotland N.V. – DJIA R Bear CBBC Jun 2011 F 2011/02/17 2011/02/18
67648 Credit Suisse AG – A50 China R Bear CBBC Apr 2011 F 2011/02/17 2011/02/18
68077 J P Morgan SP BV – HSI R Bear CBBC May 2011 E 2011/02/17 2011/02/18
68140 Deutsche Bank AG – HSI R Bear CBBC Jun 2011 Q 2011/02/17 2011/02/18
68147 UBS AG – HSI R Bear CBBC Jun 2011 N 2011/02/17 2011/02/18
68111 UBS AG – HSI R Bull CBBC May 2011 O 2011/02/17 2011/02/18
68117 SGA Societe Generale Acceptance N.V. -HSI R Bear CBBC May11M 2011/02/17 2011/02/18
68118 SGA Societe Generale Acceptance N.V. -HSI R Bear CBBC May11L 2011/02/17 2011/02/18
68119 SGA Societe Generale Acceptance N.V. -HSI R Bear CBBC May11K 2011/02/17 2011/02/18
68154 BNP Paribas Arbit Issu B.V. – HSI R Bear CBBC Jul 2011 L 2011/02/17 2011/02/18
68155 KBC Fin Products Int’l Ltd. – HSI R Bear CBBC May 2011 R 2011/02/17 2011/02/18
68139 Deutsche Bank AG – HSI R Bear CBBC May 2011 Y 2011/02/17 2011/02/18
68138 Deutsche Bank AG – HSI R Bear CBBC May 2011 W 2011/02/17 2011/02/18
68093 Deutsche Bank AG – HSI R Bull CBBC Jun 2011 R 2011/02/17 2011/02/18
68136 Deutsche Bank AG – China Life R Bear CBBC Jul 2011 B 2011/02/17 2011/02/18
68116 Credit Suisse AG – HSI R Bear CBBC Jun 2011 V 2011/02/17 2011/02/18
68130 Credit Suisse AG – HSI R Bear CBBC Jun 2011 M 2011/02/17 2011/02/18
68148 UBS AG – HSI R Bear CBBC Jul 2011 V 2011/02/17 2011/02/18
68156 KBC Fin Products Int’l Ltd. – HSI R Bear CBBC Jun 2011 B 2011/02/17 2011/02/18
65688 Credit Suisse AG – HSI R Bear CBBC May 2011 H 2011/02/17 2011/02/18
66737 Credit Suisse AG – HSI R Bear CBBC May 2011 L 2011/02/17 2011/02/18
65705 Credit Suisse AG – HSI R Bear CBBC Jun 2011 F 2011/02/17 2011/02/18
65704 Credit Suisse AG – HSI R Bear CBBC Jun 2011 E 2011/02/17 2011/02/18
65699 Credit Suisse AG – HSI R Bear CBBC May 2011 K 2011/02/17 2011/02/18
65695 Credit Suisse AG – HSI R Bear CBBC May 2011 I 2011/02/17 2011/02/18
63758 HK Bank – Sinopec Corp R Bull CBBC Feb 2011 B 2011/02/17 2011/02/21
63757 HK Bank – Sinopec Corp R Bull CBBC Feb 2011 A 2011/02/17 2011/02/21
65537 Credit Suisse AG – HSI R Bear CBBC Jun 2011 C 2011/02/17 2011/02/18
65536 Credit Suisse AG – HSI R Bear CBBC Jun 2011 B 2011/02/17 2011/02/18
63040 KBC Fin Products Int’l Ltd. – HSBC R Bull CBBC Feb 2011 A 2011/02/17 2011/02/21
65530 Credit Suisse AG – HSI R Bear CBBC May 2011 E 2011/02/17 2011/02/18
65532 Credit Suisse AG – HSI R Bear CBBC May 2011 G 2011/02/17 2011/02/18
65531 Credit Suisse AG – HSI R Bear CBBC May 2011 F 2011/02/17 2011/02/18
65697 Credit Suisse AG – HSI R Bear CBBC May 2011 J 2011/02/17 2011/02/18
68086 Deutsche Bank AG – HSI R Bear CBBC May 2011 S 2011/02/18 2011/02/21
65982 Credit Suisse AG – A50 China R Bear CBBC Feb 2011 K 2011/02/18 2011/02/22
68133 RB of Scotland N.V. – HSI R Bear CBBC Jun 2011 L 2011/02/18 2011/02/21
68128 Macquarie Bank Ltd. – HSI R Bear CBBC May 2011 B 2011/02/18 2011/02/21
68085 Deutsche Bank AG – HSCEI R Bear CBBC Jun 2011 D 2011/02/18 2011/02/21
68188 UBS AG – HSI R Bear CBBC May 2011 F 2011/02/18 2011/02/21
68078 J P Morgan SP BV – HSI R Bear CBBC May 2011 F 2011/02/18 2011/02/21
68073 KBC Fin Products Int’l Ltd. – HSI R Bear CBBC May 2011 X 2011/02/18 2011/02/21
68056 Credit Suisse AG – HSI R Bear CBBC May 2011 X 2011/02/18 2011/02/21
67952 Credit Suisse AG – HSI R Bear CBBC May 2011 W 2011/02/18 2011/02/21
68168 SGA Societe Generale Acceptance N.V. -HSI R Bear CBBC Jun11X 2011/02/18 2011/02/21
68160 SGA Societe Generale Acceptance N.V. -HSI R Bear CBBC Jun11F 2011/02/18 2011/02/21
68190 J P Morgan SP BV – HSI R Bear CBBC May 2011 H 2011/02/18 2011/02/21
68162 HK Bank – HSI R Bear CBBC Aug 2011 B 2011/02/18 2011/02/21
68070 BNP Paribas Arbit Issu B.V. – HSI R Bear CBBC Jun 2011 T 2011/02/18 2011/02/21
68181 Deutsche Bank AG – HSI R Bear CBBC Jun 2011 V 2011/02/18 2011/02/21
68180 Deutsche Bank AG – HSI R Bear CBBC Jun 2011 T 2011/02/18 2011/02/21
68165 Credit Suisse AG – HSI R Bear CBBC Jun 2011 Z 2011/02/18 2011/02/21
68189 UBS AG – HSI R Bear CBBC Jul 2011 W 2011/02/18 2011/02/21
67933 BNP Paribas Arbit Issu B.V. – HSI R Bear CBBC Jun 2011 V 2011/02/18 2011/02/21
64845 Credit Suisse AG – A50 China R Bear CBBC Feb 2011 F 2011/02/18 2011/02/22
64369 UBS AG – HKEx R Bull CBBC Feb 2011 E 2011/02/18 2011/02/22

Last Delisted
63359 UBS AG – A50 China R Bear CBBC Feb 2011 B 2011/02/18 2011/02/22
65139 Credit Suisse AG – Hutchison R Bear CBBC Feb 2011 F 2011/02/18 2011/02/22
67956 Deutsche Bank AG – HSI R Bear CBBC May 2011 Q 2011/02/18 2011/02/21
67948 UBS AG – HSI R Bear CBBC Jul 2011 P 2011/02/18 2011/02/21
65127 UBS AG – Jiangxi Copper R Bull CBBC Feb 2011 C 2011/02/18 2011/02/22
65130 UBS AG – China Tel R Bear CBBC Feb 2011 B 2011/02/18 2011/02/22
64804 Credit Suisse AG – HKEx R Bear CBBC Feb 2011 G 2011/02/18 2011/02/22
64364 Credit Suisse AG – HKEx R Bull CBBC Feb 2011 A 2011/02/18 2011/02/22
64489 Deutsche Bank AG – A50 China R Bull CBBC Feb 2011 B 2011/02/18 2011/02/22
64346 Deutsche Bank AG – China Mobile R Bull CBBC Feb 2011 B 2011/02/18 2011/02/22
68074 KBC Fin Products Int’l Ltd. – HSI R Bear CBBC Jun 2011 W 2011/02/18 2011/02/21
64806 Credit Suisse AG – A50 China R Bear CBBC Feb 2011 D 2011/02/18 2011/02/22
64754 UBS AG – Hutchison R Bull CBBC Feb 2011 C 2011/02/18 2011/02/22
65108 Credit Suisse AG – Hutchison R Bull CBBC Feb 2011 D 2011/02/18 2011/02/22
65082 Credit Suisse AG – HKEx R Bear CBBC Feb 2011 I 2011/02/18 2011/02/22
63881 UBS AG – China Life R Bull CBBC Feb 2011 C 2011/02/18 2011/02/22
68034 Credit Suisse AG – TCH R Bear CBBC May 2011 C 2011/02/18 2011/02/21
67922 SGA Societe Generale Acceptance N.V. -HSI R Bear CBBC May11P 2011/02/18 2011/02/21
68164 Credit Suisse AG – HSI R Bear CBBC May 2011 B 2011/02/18 2011/02/21
63904 UBS AG – CPIC R Bull CBBC Feb 2011 A 2011/02/18 2011/02/22
67516 Deutsche Bank AG – HSBC R Bear CBBC Jun 2011 D 2011/02/18 2011/02/21
64463 RB of Scotland N.V. – Hutchison R Bull CBBC Feb 2011 A 2011/02/21 2011/02/23
68230 Deutsche Bank AG – HSI R Bear CBBC Sep 2011 Q 2011/02/21 2011/02/22
68218 Credit Suisse AG – HSI R Bear CBBC May 2011 C 2011/02/21 2011/02/22
68241 UBS AG – HSI R Bear CBBC May 2011 T 2011/02/21 2011/02/22
64590 SGA Societe Generale Acceptance N.V. -A50 R Bull CBBC Feb11B 2011/02/22 2011/02/24
64588 SGA Societe Generale Acceptance N.V.-HSBC R Bull CBBC Feb11A 2011/02/22 2011/02/24
68244 BNP Paribas Arbit Issu B.V. – HSI R Bull CBBC Oct 2011 C 2011/02/22 2011/02/23
64582 SGA Societe Generale Acceptance N.V. -CCB R Bull CBBC Feb11A 2011/02/22 2011/02/24
68248 J P Morgan SP BV – HSI R Bull CBBC May 2011 K 2011/02/22 2011/02/23
68092 KBC Fin Products Int’l Ltd. – HSI R Bull CBBC Jun 2011 Y 2011/02/22 2011/02/23
68229 Deutsche Bank AG – HSI R Bull CBBC Oct 2011 J 2011/02/22 2011/02/23
68235 Credit Suisse AG – HSI R Bull CBBC Sep 2011 H 2011/02/22 2011/02/23
64589 SGA Societe Generale Acceptance N.V. -A50 R Bull CBBC Feb11A 2011/02/22 2011/02/24
68232 Deutsche Bank AG – A50 China R Bull CBBC Jul 2011 A 2011/02/22 2011/02/23
64592 SGA Societe Generale Acceptance N.V.-TCH R Bull CBBC Feb 11A 2011/02/22 2011/02/24
68097 Deutsche Bank AG – HSI R Bull CBBC Aug 2011 X 2011/02/23 2011/02/24
68242 BNP Paribas Arbit Issu B.V. – HSI R Bull CBBC Sep 2011 Q 2011/02/23 2011/02/24
68100 Credit Suisse AG – HSI R Bull CBBC Aug 2011 K 2011/02/23 2011/02/24
65691 Credit Suisse AG – HSI R Bear CBBC Feb 2011 Z 2011/02/24 2011/02/28
65755 UBS AG – HSI R Bear CBBC Feb 2011 O 2011/02/24 2011/02/28
65689 Credit Suisse AG – HSI R Bear CBBC Feb 2011 C 2011/02/24 2011/02/28
68269 Merrill Lynch Int’l & Co. C.V. – HSI R Bull CBBC Sep 2011 C 2011/02/24 2011/02/25
68289 Deutsche Bank AG – China Life R Bull CBBC Jul 2011 D 2011/02/24 2011/02/25
64935 Credit Suisse AG – HSI R Bear CBBC Feb 2011 I 2011/02/24 2011/02/28
63927 SGA Societe Generale Acceptance N.V. -HSI R Bull CBBC Feb11A 2011/02/24 2011/02/28
68275 UBS AG – HSI R Bull CBBC May 2011 Z 2011/02/24 2011/02/25
63928 SGA Societe Generale Acceptance N.V. -HSI R Bull CBBC Feb11B 2011/02/24 2011/02/28
63929 SGA Societe Generale Acceptance N.V. -HSI R Bull CBBC Feb11C 2011/02/24 2011/02/28
65765 Deutsche Bank AG – HSI R Bear CBBC Feb 2011 I 2011/02/24 2011/02/28
66803 HK Bank – China Mobile R Bull CBBC Aug 2011 A 2011/02/24 2011/02/25
65911 SGA Societe Generale Acceptance N.V. -HSI R Bear CBBC Feb11R 2011/02/24 2011/02/28
65933 UBS AG – HSI R Bear CBBC Feb 2011 N 2011/02/24 2011/02/28
64012 Credit Suisse AG – HSI R Bull CBBC Feb 2011 D 2011/02/24 2011/02/28
65932 SGA Societe Generale Acceptance N.V. -HSI R Bear CBBC Feb11W 2011/02/24 2011/02/28
65036 Macquarie Bank Ltd. – HSI R Bear CBBC Feb 2011 C 2011/02/24 2011/02/28
63973 UBS AG – HSI R Bull CBBC Feb 2011 V 2011/02/24 2011/02/28
68283 Credit Suisse AG – A50 China R Bull CBBC Jun 2011 C 2011/02/24 2011/02/25
68252 Credit Suisse AG – HSI R Bull CBBC Oct 2011 F 2011/02/24 2011/02/25
65946 Deutsche Bank AG – HSI R Bear CBBC Feb 2011 J 2011/02/24 2011/02/28
63946 UBS AG – HSI R Bull CBBC Feb 2011 T 2011/02/24 2011/02/28
65930 SGA Societe Generale Acceptance N.V. -HSI R Bear CBBC Feb11Q 2011/02/24 2011/02/28
65931 SGA Societe Generale Acceptance N.V. -HSI R Bear CBBC Feb11N 2011/02/24 2011/02/28
68287 BNP Paribas Arbit Issu B.V. – HSI R Bull CBBC Sep 2011 R 2011/02/24 2011/02/25
64321 Credit Suisse AG – HSI R Bull CBBC Feb 2011 M 2011/02/24 2011/02/28
68288 BNP Paribas Arbit Issu B.V. – HSI R Bull CBBC Oct 2011 Q 2011/02/24 2011/02/25
63961 UBS AG – HSI R Bull CBBC Feb 2011 U 2011/02/24 2011/02/28
62440 UBS AG – HSI R Bull CBBC Feb 2011 B 2011/02/24 2011/02/28
63255 BNP Paribas Arbit Issu B.V. – HSI R Bull CBBC Feb 2011 E 2011/02/24 2011/02/28
64380 Credit Suisse AG – HSI R Bull CBBC Feb 2011 R 2011/02/24 2011/02/28
65154 Deutsche Bank AG – HSI R Bear CBBC Feb 2011 L 2011/02/24 2011/02/28
63079 BNP Paribas Arbit Issu B.V. – HSI R Bull CBBC Feb 2011 C 2011/02/24 2011/02/28
64393 KBC Fin Products Int’l Ltd. – HSI R Bull CBBC Feb 2011 L 2011/02/24 2011/02/28
64387 Macquarie Bank Ltd. – HSI R Bull CBBC Feb 2011 A 2011/02/24 2011/02/28
65912 Credit Suisse AG – HSI R Bear CBBC Feb 2011 X 2011/02/24 2011/02/28
62936 BNP Paribas Arbit Issu B.V. – HSI R Bull CBBC Feb 2011 A 2011/02/24 2011/02/28
65150 Deutsche Bank AG – HSI R Bull CBBC Feb 2011 B 2011/02/24 2011/02/28
64472 Credit Suisse AG – HSI R Bull CBBC Feb 2011 S 2011/02/24 2011/02/28

Last Delisted
64474 Deutsche Bank AG – HSI R Bull CBBC Feb 2011 G 2011/02/24 2011/02/28
64480 UBS AG – HSCEI R Bull CBBC Feb 2011 D 2011/02/24 2011/02/28
64484 Credit Suisse AG – HSI R Bull CBBC Feb 2011 U 2011/02/24 2011/02/28
62137 UBS AG – HSI R Bull CBBC Feb 2011 A 2011/02/24 2011/02/28
64234 KBC Fin Products Int’l Ltd. – HSI R Bull CBBC Feb 2011 J 2011/02/24 2011/02/28
62961 UBS AG – HSI R Bull CBBC Feb 2011 G 2011/02/24 2011/02/28
65856 Credit Suisse AG – HSI R Bear CBBC Feb 2011 N 2011/02/24 2011/02/28
63889 Deutsche Bank AG – HSI R Bull CBBC Feb 2011 Q 2011/02/24 2011/02/28
68272 Deutsche Bank AG – HSI R Bull CBBC Aug 2011 I 2011/02/24 2011/02/25
64482 UBS AG – HSI R Bull CBBC Feb 2011 F 2011/02/24 2011/02/28
66534 Deutsche Bank AG – China Mobile R Bull CBBC May 2011 B 2011/02/24 2011/02/25
65938 Credit Suisse AG – HSI R Bear CBBC Feb 2011 T 2011/02/24 2011/02/28
64316 Credit Suisse AG – HSI R Bear CBBC Feb 2011 P 2011/02/24 2011/02/28
65155 Deutsche Bank AG – HSI R Bear CBBC Feb 2011 C 2011/02/24 2011/02/28
65910 UBS AG – HSI R Bear CBBC Feb 2011 P 2011/02/24 2011/02/28
65151 Deutsche Bank AG – HSI R Bull CBBC Feb 2011 M 2011/02/24 2011/02/28
65866 UBS AG – HSI R Bear CBBC Feb 2011 S 2011/02/24 2011/02/28
63850 Credit Suisse AG – HSI R Bull CBBC Feb 2011 A 2011/02/24 2011/02/28
64357 Merrill Lynch Int’l & Co. C.V. – HSI R Bull CBBC Feb 2011 A 2011/02/24 2011/02/28
64808 Credit Suisse AG – HSI R Bear CBBC Feb 2011 H 2011/02/24 2011/02/28
64817 UBS AG – HSI R Bear CBBC Feb 2011 D 2011/02/24 2011/02/28
63404 Barclays Bank plc – HSI R Bull CBBC Feb 2011 A 2011/02/24 2011/02/28
64256 Credit Suisse AG – HSI R Bull CBBC Feb 2011 K 2011/02/24 2011/02/28
63858 UBS AG – HSI R Bull CBBC Feb 2011 Q 2011/02/24 2011/02/28
64959 J P Morgan SP BV – HSI R Bear CBBC Feb 2011 I 2011/02/24 2011/02/28
64108 SGA Societe Generale Acceptance N.V. -HSI R Bull CBBC Feb11I 2011/02/24 2011/02/28
64172 UBS AG – HSI R Bull CBBC Feb 2011 Z 2011/02/24 2011/02/28
68167 Deutsche Bank AG – HSI R Bull CBBC Aug 2011 Z 2011/02/24 2011/02/25
68127 KBC Fin Products Int’l Ltd. – HSI R Bull CBBC Jun 2011 Z 2011/02/24 2011/02/25
64644 Credit Suisse AG – HSI R Bear CBBC Feb 2011 G 2011/02/24 2011/02/28
64643 Credit Suisse AG – HSI R Bear CBBC Feb 2011 B 2011/02/24 2011/02/28
64153 UBS AG – HSCEI R Bull CBBC Feb 2011 B 2011/02/24 2011/02/28
64177 KBC Fin Products Int’l Ltd. – HSI R Bull CBBC Feb 2011 F 2011/02/24 2011/02/28
64559 KBC Fin Products Int’l Ltd. – HSI R Bull CBBC Feb 2011 O 2011/02/24 2011/02/28
64110 SGA Societe Generale Acceptance N.V. -HSI R Bull CBBC Feb11K 2011/02/24 2011/02/28
65995 J P Morgan SP BV – HSI R Bear CBBC Feb 2011 Q 2011/02/24 2011/02/28
64107 SGA Societe Generale Acceptance N.V. -HSI R Bull CBBC Feb11H 2011/02/24 2011/02/28
64176 KBC Fin Products Int’l Ltd. – HSI R Bull CBBC Feb 2011 E 2011/02/24 2011/02/28
68129 Deutsche Bank AG – HSI R Bull CBBC Jul 2011 V 2011/02/24 2011/02/25
64960 J P Morgan SP BV – HSI R Bear CBBC Feb 2011 J 2011/02/24 2011/02/28
66248 UBS AG – HSI R Bull CBBC Feb 2011 C 2011/02/24 2011/02/28
64233 KBC Fin Products Int’l Ltd. – HSI R Bull CBBC Feb 2011 I 2011/02/24 2011/02/28
64232 KBC Fin Products Int’l Ltd. – HSI R Bull CBBC Feb 2011 H 2011/02/24 2011/02/28
64961 J P Morgan SP BV – HSI R Bear CBBC Feb 2011 K 2011/02/24 2011/02/28
68163 Credit Suisse AG – HSI R Bull CBBC Aug 2011 L 2011/02/24 2011/02/25
64962 J P Morgan SP BV – HSI R Bear CBBC Feb 2011 L 2011/02/24 2011/02/28
65994 J P Morgan SP BV – HSI R Bear CBBC Feb 2011 A 2011/02/24 2011/02/28
68204 BNP Paribas Arbit Issu B.V. – HSI R Bull CBBC Oct 2011 K 2011/02/24 2011/02/25
68205 BNP Paribas Arbit Issu B.V. – HSI R Bull CBBC Oct 2011 J 2011/02/24 2011/02/25
65794 SGA Societe Generale Acceptance N.V. -HSI R Bear CBBC Feb11S 2011/02/24 2011/02/28
64160 Credit Suisse AG – HSI R Bull CBBC Feb 2011 F 2011/02/24 2011/02/28
64556 KBC Fin Products Int’l Ltd. – HSI R Bull CBBC Feb 2011 N 2011/02/24 2011/02/28
64036 HK Bank – HSI R Bull CBBC Feb 2011 C 2011/02/24 2011/02/28
68243 BNP Paribas Arbit Issu B.V. – HSI R Bull CBBC Oct 2011 H 2011/02/24 2011/02/25
64109 SGA Societe Generale Acceptance N.V. -HSI R Bull CBBC Feb11J 2011/02/24 2011/02/28
64583 SGA Societe Generale Acceptance NV -HSCEI R Bull CBBC Feb11A 2011/02/24 2011/02/28
64046 UBS AG – HSI R Bull CBBC Feb 2011 X 2011/02/24 2011/02/28
67838 Deutsche Bank AG – China Life R Bull CBBC Jun 2011 D 2011/02/24 2011/02/25
64106 SGA Societe Generale Acceptance N.V. -HSI R Bull CBBC Feb11G 2011/02/24 2011/02/28
64037 HK Bank – HSI R Bull CBBC Feb 2011 D 2011/02/24 2011/02/28
64065 Deutsche Bank AG – HSI R Bull CBBC Feb 2011 U 2011/02/24 2011/02/28
64035 HK Bank – HSI R Bull CBBC Feb 2011 B 2011/02/24 2011/02/28
68247 J P Morgan SP BV – HSI R Bull CBBC May 2011 J 2011/02/24 2011/02/25
64050 Deutsche Bank AG – HSI R Bull CBBC Feb 2011 S 2011/02/24 2011/02/28
64015 Credit Suisse AG – HSI R Bull CBBC Feb 2011 E 2011/02/24 2011/02/28
68227 Deutsche Bank AG – HSI R Bull CBBC Oct 2011 I 2011/02/24 2011/02/25
64104 SGA Societe Generale Acceptance N.V. -HSI R Bull CBBC Feb11E 2011/02/24 2011/02/28
68198 KBC Fin Products Int’l Ltd. – HSI R Bull CBBC Jun 2011 D 2011/02/24 2011/02/25
68191 Macquarie Bank Ltd. – HSI R Bull CBBC Jul 2011 A 2011/02/24 2011/02/25
64105 SGA Societe Generale Acceptance N.V. -HSI R Bull CBBC Feb11F 2011/02/24 2011/02/28
68222 Credit Suisse AG – HSI R Bull CBBC Jul 2011 E 2011/02/24 2011/02/25
64245 Deutsche Bank AG – HSI R Bull CBBC Feb 2011 Z 2011/02/24 2011/02/28
64737 Credit Suisse AG – HSI R Bear CBBC Feb 2011 Q 2011/02/24 2011/02/28
68062 Deutsche Bank AG – HSBC R Bull CBBC Jul 2011 B 2011/02/24 2011/02/25
65983 Credit Suisse AG – HSI R Bear CBBC Feb 2011 O 2011/02/24 2011/02/28
64103 SGA Societe Generale Acceptance N.V. -HSI R Bull CBBC Feb11D 2011/02/24 2011/02/28
64136 Deutsche Bank AG – HSI R Bull CBBC Feb 2011 X 2011/02/24 2011/02/28
64710 UBS AG – HSCEI R Bear CBBC Feb 2011 E 2011/02/24 2011/02/28
64135 Deutsche Bank AG – HSI R Bull CBBC Feb 2011 W 2011/02/24 2011/02/28
68105 Credit Suisse AG – HSI R Bull CBBC Sep 2011 E 2011/02/24 2011/02/25
65164 UBS AG – ABC R Bull CBBC Feb 2011 A 2011/02/25 2011/03/01
68301 SGA Societe Generale Acceptance N.V. -HSI R Bull CBBC May11O 2011/02/25 2011/02/28

Last Delisted
68300 SGA Societe Generale Acceptance N.V. -HSI R Bull CBBC May11P 2011/02/25 2011/02/28
68299 Credit Suisse AG – HSI R Bull CBBC Sep 2011 I 2011/02/25 2011/02/28
65024 Credit Suisse AG – SHK Ppt R Bear CBBC Feb 2011 B 2011/02/25 2011/03/01
68314 BNP Paribas Arbit Issu B.V. – HSI R Bull CBBC Dec 2011 A 2011/02/25 2011/02/28
68311 BNP Paribas Arbit Issu B.V. – HSI R Bull CBBC Dec 2011 Z 2011/02/25 2011/02/28
63903 UBS AG – China Life R Bull CBBC Feb 2011 D 2011/02/25 2011/03/01
68298 Credit Suisse AG – HSI R Bull CBBC Aug 2011 P 2011/02/25 2011/02/28
68315 BNP Paribas Arbit Issu B.V. – HSI R Bull CBBC Dec 2011 D 2011/02/25 2011/02/28
68304 Deutsche Bank AG – HSBC R Bull CBBC Jul 2011 C 2011/02/25 2011/02/28
68305 Deutsche Bank AG – HSI R Bull CBBC Aug 2011 H 2011/02/25 2011/02/28
68306 Deutsche Bank AG – HSI R Bull CBBC Sep 2011 R 2011/02/25 2011/02/28
68307 Deutsche Bank AG – HSI R Bull CBBC Oct 2011 L 2011/02/25 2011/02/28
65054 UBS AG – ICBC R Bear CBBC Feb 2011 B 2011/02/25 2011/03/01
68293 SGA Societe Generale Acceptance N.V. -HSI R Bull CBBC May11K 2011/02/25 2011/02/28
68290 SGA Societe Generale Acceptance N.V. -HSI R Bull CBBC May11M 2011/02/25 2011/02/28
68309 J P Morgan SP BV – HSI R Bull CBBC May 2011 L 2011/02/25 2011/02/28
68310 J P Morgan SP BV – HSI R Bull CBBC May 2011 M 2011/02/25 2011/02/28
68292 SGA Societe Generale Acceptance N.V. -HSI R Bull CBBC May11L 2011/02/25 2011/02/28
68318 KBC Fin Products Int’l Ltd. – HSI R Bull CBBC Jul 2011 H 2011/02/25 2011/02/28
64753 UBS AG – HKEx R Bull CBBC Feb 2011 L 2011/02/25 2011/03/01
66604 Credit Suisse AG – HKEx R Bull CBBC Apr 2011 A 2011/02/28 2011/03/01
68276 Deutsche Bank AG – HSI R Bear CBBC Jun 2011 K 2011/02/28 2011/03/01
63037 KBC Fin Products Int’l Ltd. – CP&CC R Bull CBBC Mar 2011 A 2011/02/28 2011/03/02
68327 HK Bank – HSI R Bull CBBC Sep 2011 B 2011/02/28 2011/03/01
63041 KBC Fin Products Int’l Ltd. – HSBC R Bull CBBC Mar 2011 A 2011/02/28 2011/03/02
68296 Deutsche Bank AG – HSI R Bear CBBC Jun 2011 Y 2011/02/28 2011/03/01
68277 Credit Suisse AG – HSI R Bear CBBC May 2011 S 2011/02/28 2011/03/01
68335 UBS AG – HSI R Bull CBBC May 2011 O 2011/02/28 2011/03/01
68330 Credit Suisse AG – HSI R Bull CBBC Jul 2011 I 2011/02/28 2011/03/01
68294 Credit Suisse AG – HSI R Bear CBBC May 2011 L 2011/02/28 2011/03/01
68331 Credit Suisse AG – HSI R Bull CBBC Sep 2011 J 2011/02/28 2011/03/01
68357 UBS AG – HSI R Bear CBBC Jul 2011 X 2011/03/01 2011/03/02
68360 KBC Fin Products Int’l Ltd. – HSI R Bear CBBC Jul 2011 I 2011/03/01 2011/03/02
68359 KBC Fin Products Int’l Ltd. – HSI R Bear CBBC Jun 2011 Y 2011/03/01 2011/03/02
68363 J P Morgan SP BV – HSI R Bear CBBC Jun 2011 B 2011/03/01 2011/03/02
68361 J P Morgan SP BV – HSI R Bear CBBC Jun 2011 A 2011/03/01 2011/03/02
68351 Deutsche Bank AG – HSI R Bear CBBC Jun 2011 W 2011/03/01 2011/03/02
68051 SGA Societe Generale Acceptance N.V. -TCH R Bear CBBC Jul11B 2011/03/01 2011/03/02
68295 Deutsche Bank AG – HSI R Bear CBBC May 2011 E 2011/03/01 2011/03/02
68358 Credit Suisse AG – HSI R Bear CBBC May 2011 J 2011/03/01 2011/03/02
68338 Credit Suisse AG – HSI R Bull CBBC Aug 2011 Q 2011/03/01 2011/03/02
68344 BNP Paribas Arbit Issu B.V. – HSI R Bear CBBC Jul 2011 O 2011/03/01 2011/03/02
68343 BNP Paribas Arbit Issu B.V. – HSI R Bear CBBC Jul 2011 N 2011/03/01 2011/03/02
68342 BNP Paribas Arbit Issu B.V. – HSI R Bear CBBC Jul 2011 M 2011/03/01 2011/03/02
68353 Credit Suisse AG – HSI R Bear CBBC Jun 2011 Y 2011/03/01 2011/03/02
68388 Credit Suisse AG – HSI R Bear CBBC Jun 2011 W 2011/03/02 2011/03/03
68374 SGA Societe Generale Acceptance N.V. -HSI R Bear CBBC Jun11I 2011/03/02 2011/03/03
67515 Deutsche Bank AG – HSBC R Bull CBBC Jun 2011 C 2011/03/02 2011/03/03
68387 Deutsche Bank AG – HSI R Bear CBBC Jun 2011 X 2011/03/02 2011/03/03
68385 Deutsche Bank AG – A50 China R Bear CBBC Aug 2011 A 2011/03/02 2011/03/03
68341 Deutsche Bank AG – HSI R Bull CBBC Sep 2011 T 2011/03/02 2011/03/03
68355 KBC Fin Products Int’l Ltd. – HSI R Bull CBBC Jun 2011 W 2011/03/02 2011/03/03
68088 UBS AG – HSBC R Bull CBBC Jul 2011 B 2011/03/02 2011/03/03
68381 Deutsche Bank AG – HSI R Bull CBBC Aug 2011 D 2011/03/02 2011/03/03
68445 BNP Paribas Arbit Issu B.V. – HSI R Bear CBBC Jul 2011 U 2011/03/03 2011/03/04
67341 Deutsche Bank AG – A50 China R Bear CBBC Apr 2011 I 2011/03/03 2011/03/04
68376 SGA Societe Generale Acceptance N.V. -HSI R Bear CBBC Jun11G 2011/03/03 2011/03/04
68375 SGA Societe Generale Acceptance N.V. -HSI R Bear CBBC Jun11H 2011/03/03 2011/03/04
68461 Deutsche Bank AG – HSI R Bear CBBC Jul 2011 W 2011/03/03 2011/03/04
68481 Deutsche Bank AG – A50 China R Bear CBBC Aug 2011 C 2011/03/03 2011/03/04
68439 KBC Fin Products Int’l Ltd. – HSI R Bear CBBC Jul 2011 M 2011/03/03 2011/03/04
68429 UBS AG – HSI R Bear CBBC Aug 2011 G 2011/03/03 2011/03/04
68476 Deutsche Bank AG – China Mobile R Bear CBBC Jul 2011 E 2011/03/03 2011/03/04
68460 Deutsche Bank AG – HSI R Bear CBBC Jun 2011 L 2011/03/03 2011/03/04
68410 Deutsche Bank AG – HSCEI R Bear CBBC Aug 2011 A 2011/03/03 2011/03/04
68427 Credit Suisse AG – HSI R Bear CBBC Jun 2011 H 2011/03/03 2011/03/04
68474 Deutsche Bank AG – China Life R Bear CBBC Jul 2011 E 2011/03/03 2011/03/04
68428 UBS AG – HSI R Bear CBBC Jul 2011 F 2011/03/03 2011/03/04
68447 BNP Paribas Arbit Issu B.V. – HSI R Bear CBBC Jul 2011 V 2011/03/03 2011/03/04
68443 BNP Paribas Arbit Issu B.V. – HSI R Bear CBBC Jul 2011 T 2011/03/03 2011/03/04
68441 BNP Paribas Arbit Issu B.V. – HSI R Bear CBBC Jul 2011 R 2011/03/03 2011/03/04
68438 KBC Fin Products Int’l Ltd. – HSI R Bear CBBC Jun 2011 D 2011/03/03 2011/03/04
68442 BNP Paribas Arbit Issu B.V. – HSI R Bear CBBC Jul 2011 S 2011/03/03 2011/03/04
68393 UBS AG – HSI R Bear CBBC Jul 2011 Z 2011/03/03 2011/03/04
68409 Deutsche Bank AG – HSI R Bear CBBC Jun 2011 Z 2011/03/03 2011/03/04
64875 UBS AG – TCH R Bear CBBC Mar 2011 E 2011/03/04 2011/03/07
65168 UBS AG – ABC R Bear CBBC Mar 2011 A 2011/03/04 2011/03/08
63897 Deutsche Bank AG – China Life R Bull CBBC Mar 2011 C 2011/03/04 2011/03/08
66342 UBS AG – A50 China R Bear CBBC Apr 2011 B 2011/03/04 2011/03/07

Last Delisted
68297 UBS AG – HSI R Bear CBBC Jun 2011 G 2011/03/04 2011/03/07
List
68483 of expired
SGA Societe CBBC, 2009 N.V. -HSI R Bear CBBC Jun11F
Generale Acceptance 2011/03/04 2011/03/07
68491 Deutsche Bank AG – HSI R Bear CBBC Jul 2011 X 2011/03/04 2011/03/07
68484 SGA Societe Generale Acceptance N.V. -HSI R Bear CBBC Jun11L Last
2011/03/04 Delisted
2011/03/07
Code
68482 CBBCSociete Generale Acceptance N.V. -HSI R Bear CBBC Jun11U
SGA trading date
2011/03/04 date
2011/03/07
68485
06433 SGA
UBS Societe
AG – HSCEIGenerale
R BullAcceptance
CBBC Aug N.V. 2008-HSI
M R Bear CBBC Jun11Z 2011/03/04
2008/01/03 2011/03/07
2008/01/04
68489
06435 UBS
UBS AG
AG –– HSI
HSI R
R Bear CBBCAug
Bull CBBC Jul 2011
2008 KR 2011/03/04
2008/01/03 2011/03/07
2008/01/04
68052
06436 SGA
UBS Societe
AG – HSCEIGenerale
R BullAcceptance
CBBC Aug N.V. 2008-TCH
N R Bear CBBC Jul11C 2011/03/04
2008/01/04 2011/03/07
2008/01/07
65993
06441 UBS
UBS AG
AG –– A50 China
HSI R R BearAug
Bull CBBC CBBC 2008Mar
S 2011 E 2011/03/04
2008/01/04 2011/03/08
2008/01/07
68492
06380 HK
ABNBank
AMRO – HSI R Bear
Bank N.V. CBBC
– HSCEI Aug 2011CBBC
R Bull E Jul 2008 X 2011/03/04
2008/01/07 2011/03/07
2008/01/08
64846
06434 UBS
UBS AG
AG –– China Life R
HSI R Bull Bear Aug
CBBC CBBC MarQ2011 A
2008 2011/03/04
2008/01/07 2011/03/08
2008/01/08
64881
06272 Credit Suisse AG – TCH R Bear CBBC
ABN AMRO Bank N.V. – HKEx R Bull CBBC Oct 2008Mar 2011 B B 2011/03/04
2008/01/11 2011/03/07
2008/01/14
68377
06377 SGA
ABN Societe
AMRO Bank Generale
N.V. Acceptance
– HSI R Bull N.V.
CBBC -HSI
Jul R2008
BearOCBBC Jun11X 2011/03/04
2008/01/14 2011/03/07
2008/01/15
68378
06474 SGA Societe Generale Acceptance
UBS AG – HSCEI R Bear CBBC Sep 2008 A N.V. -HSI R Bear CBBC Jun11W 2011/03/04
2008/01/14 2011/03/07
2008/01/15
68345
06481 BNP
UBS Paribas
AG – HSIArbit IssuCBBC
R Bear B.V. – Sep
HSI 2008
R BearA CBBC Jul 2011 P 2011/03/04
2008/01/14 2011/03/07
2008/01/15
65285
06375 RB
ABNofAMRO
Scotland N.V.
Bank – A50
N.V. China
– HSI R Bear
R Bull CBBCCBBC MarC2011 B
Jul 2008 2011/03/04
2008/01/15 2011/03/08
2008/01/16
65467
06446 UBS
UBS AG
AG –– SHK
ChinaPpt R Bear
Mobile CBBC
R Bull CBBC MarOct
2011 A A
2008 2011/03/04
2008/01/15 2011/03/08
2008/01/16
68364
06322 J P Morgan
UBS SP BVR–Bull
AG – HSCEI HSICBBC
R BearAug CBBC2008Jun
L 2011 C 2011/03/04
2008/01/15 2011/03/07
2008/01/16
68543
06487 Credit
UBS AG Suisse AG –RA50
– HSCEI Bull China
CBBCRSep Bear CBBC
2008 C Jun 2011 D 2011/03/07
2008/01/15 2011/03/08
2008/01/16
68555
06427 UBS
UBS AG
AG –– HSI
HSI R
R Bear CBBCAug
Bull CBBC Jul 2011
2008 LP 2011/03/07
2008/01/15 2011/03/08
2008/01/16
68559
06201 UBS
UBS AG
AG –– HSI
HSI R
R Bull
Bull CBBC
CBBC JunSep 2011
2008 ZC 2011/03/07
2008/01/15 2011/03/08
2008/01/16
68574
06202 KBC Fin Products
UBS AG Int’lCBBC
– HSI R Bull Ltd. –Sep
HSI 2008
R BullDCBBC Jul 2011 N 2011/03/07
2008/01/15 2011/03/08
2008/01/16
68558
06450 Deutsche
UBS AG –Bank AG – HSI
Petrochina R Bear
R Bull CBBC CBBC Jun 2011
Oct 2008 A U 2011/03/07
2008/01/15 2011/03/08
2008/01/16
68575
06449 Deutsche
UBS AG –Bank AG Corp
Sinopec – HSI RR Bull
Bull CBBC
CBBC OctSep2008
2011AV 2011/03/07
2008/01/15 2011/03/08
2008/01/16
68580
06372 Deutsche
ABN AMRO Bank AGN.V.
Bank – HSBC R Bull
– China CBBC
Mobile Jul CBBC
R Bull 2011 FOct 2008 B 2011/03/07
2008/01/16 2011/03/08
2008/01/17
68557
06467 Credit
ABN AMROSuisseBank
AG –N.V.
HSI–RHSCEI
Bear CBBC
R Bull Jun
CBBC 2011JulX2008 M 2011/03/07
2008/01/16 2011/03/08
2008/01/17
68534
06447 Credit
ABN AMROSuisseBank
AG –N.V.
HSI–RHSCEI
Bull CBBC
R BullAug
CBBC2011 U 2008 A
Nov 2011/03/07
2008/01/16 2011/03/08
2008/01/17
64084
06206 HK
ABNBank
AMRO – A50 R Bull
Bank N.V.CBBC
– HSI RMar 2011
Bull CBBC A Jul 2008 B 2011/03/07
2008/01/16 2011/03/09
2008/01/17
67913
06482 HK
ABNBank
AMRO – HSI R Bear
Bank N.V. CBBC
– HSI RJul 2011
Bull CBBCE Jul 2008 V 2011/03/08
2008/01/16 2011/03/09
2008/01/17
68334
06451 Deutsche
ABN AMRO Bank AGN.V.
Bank – HSI R Bear
– HSI CBBC
R Bull CBBC MayNov2011 HA
2008 2011/03/08
2008/01/16 2011/03/09
2008/01/17
68329
06320 SGA Societe
Deutsche BankGenerale
AG – HSCEIAcceptance N.V. -HSI
R Bull CBBC Jul R Bear
2008 C CBBC May11N 2011/03/08
2008/01/16 2011/03/09
2008/01/17
67893
06347 SGA Societe
Deutsche BankGenerale
AG – HSI Acceptance
R Bull CBBC N.V.Jul
-HSI
2008R Bear
E CBBC May11T 2011/03/08
2008/01/16 2011/03/09
2008/01/17
68612
06335 Deutsche
Deutsche Bank
Bank AG
AG –– HSI
HSI R R Bear CBBCJul
Bull CBBC Jun2008
2011GR 2011/03/08
2008/01/16 2011/03/09
2008/01/17
67930
04289 Credit
UBS AG Suisse AG –RHSI
– HSCEI BearR CBBC
Bear CBBC May F2011 Y
Dec 2008 2011/03/08
2008/12/29 2011/03/09
2008/12/31
67885
04292 Credit
UBS AG Suisse
– HSIAG – HSICBBC
R Bear R Bear CBBC
Dec 2008MayS 2011 D 2011/03/08
2008/12/29 2011/03/09
2008/12/31
67932
04293 BNP
UBS Paribas
AG – HSIArbit IssuCBBC
R Bear B.V. – Dec
HSI 2008
R BearT CBBC Jun 2011 I 2011/03/08
2008/12/29 2011/03/09
2008/12/31
67900
04294 UBS
UBS AG
AG –– HSI
HSI R
R Bear
Bear CBBC
CBBC May 2011 U
Dec 2008 U 2011/03/08
2008/12/29 2011/03/09
2008/12/31
68382 Deutsche Bank AG – China Life R Bear CBBC Aug 2011 A 2011/03/08 2011/03/09
68339 UBS AG – HSI R Bear CBBC May 2011 F 2011/03/08 2011/03/09
68075 KBC Fin Products Int’l Ltd. – HSI R Bear CBBC Jun 2011 X 2011/03/08 2011/03/09
68451 RB of Scotland N.V. – HSI R Bear CBBC Jun 2011 Q 2011/03/08 2011/03/09
67897 Deutsche Bank AG – HSI R Bear CBBC May 2011 O 2011/03/08 2011/03/09
67901 Deutsche Bank AG – HSI R Bear CBBC May 2011 J 2011/03/08 2011/03/09
68493 Credit Suisse AG – HSI R Bear CBBC Aug 2011 T 2011/03/08 2011/03/09
68346 BNP Paribas Arbit Issu B.V. – HSI R Bear CBBC Jul 2011 Q 2011/03/08 2011/03/09
68332 Credit Suisse AG – HSI R Bear CBBC May 2011 K 2011/03/08 2011/03/09
68253 Credit Suisse AG – HSI R Bear CBBC Jul 2011 G 2011/03/08 2011/03/09
68587 Credit Suisse AG – TCH R Bear CBBC Jun 2011 B 2011/03/08 2011/03/09
68614 Credit Suisse AG – HSI R Bull CBBC Aug 2011 V 2011/03/08 2011/03/09
68611 UBS AG – HSI R Bear CBBC Aug 2011 I 2011/03/08 2011/03/09
68263 Deutsche Bank AG – HSI R Bear CBBC Oct 2011 K 2011/03/09 2011/03/10
63072 Deutsche Bank AG – HSI R Bear CBBC Jul 2011 T 2011/03/09 2011/03/10
62707 UBS AG – HSI R Bear CBBC Aug 2011 K 2011/03/09 2011/03/10
67894 SGA Societe Generale Acceptance N.V. -HSI R Bear CBBC May11S 2011/03/09 2011/03/10
68079 J P Morgan SP BV – HSI R Bear CBBC May 2011 G 2011/03/09 2011/03/10
68197 UBS AG – China Life R Bear CBBC Aug 2011 B 2011/03/09 2011/03/10
67739 Deutsche Bank AG – HSCEI R Bear CBBC Apr 2011 F 2011/03/09 2011/03/10
63073 Deutsche Bank AG – HSBC R Bear CBBC Jul 2011 G 2011/03/09 2011/03/10
63071 J P Morgan SP BV – HSI R Bear CBBC Jul 2011 C 2011/03/09 2011/03/10
68273 Merrill Lynch Int’l & Co. C.V. – HSI R Bear CBBC Sep 2011 D 2011/03/09 2011/03/10
63068 KBC Fin Products Int’l Ltd. – HSI R Bear CBBC Jul 2011 O 2011/03/09 2011/03/10
67819 HK Bank – TCH R Bear CBBC Aug 2011 A 2011/03/09 2011/03/10
67966 Deutsche Bank AG – HSI R Bear CBBC May 2011 P 2011/03/09 2011/03/10
63064 UBS AG – HSI R Bear CBBC Jul 2011 E 2011/03/09 2011/03/10
67969 Credit Suisse AG – HSI R Bear CBBC May 2011 T 2011/03/09 2011/03/10
66914 Deutsche Bank AG – A50 China R Bear CBBC Apr 2011 D 2011/03/09 2011/03/10
67899 BNP Paribas Arbit Issu B.V. – HSI R Bear CBBC Jun 2011 K 2011/03/09 2011/03/10
67898 BNP Paribas Arbit Issu B.V. – HSI R Bear CBBC Jun 2011 F 2011/03/09 2011/03/10
68014 Deutsche Bank AG – HSI R Bear CBBC May 2011 U 2011/03/09 2011/03/10
68017 KBC Fin Products Int’l Ltd. – HSI R Bear CBBC Jun 2011 T 2011/03/09 2011/03/10
68535 Credit Suisse AG – HKEx R Bear CBBC Jun 2011 A 2011/03/09 2011/03/10
68255 Credit Suisse AG – HSI R Bear CBBC Aug 2011 O 2011/03/09 2011/03/10
68076 KBC Fin Products Int’l Ltd. – HSI R Bear CBBC Jul 2011 G 2011/03/09 2011/03/10
67963 UBS AG – HSI R Bear CBBC Jul 2011 Q 2011/03/09 2011/03/10
68134 RB of Scotland N.V. – HSI R Bear CBBC Jun 2011 M 2011/03/09 2011/03/10
65027 Credit Suisse AG – TCH R Bear CBBC Mar 2011 C 2011/03/09 2011/03/10
67895 SGA Societe Generale Acceptance N.V. -HSI R Bear CBBC May11R 2011/03/09 2011/03/10
68015 UBS AG – HSI R Bear CBBC Jun 2011 T 2011/03/09 2011/03/10
63091 BNP Paribas Arbit Issu B.V. – HSI R Bear CBBC Jul 2011 W 2011/03/10 2011/03/11
63092 BNP Paribas Arbit Issu B.V. – HSI R Bear CBBC Jul 2011 X 2011/03/10 2011/03/11
63080 Deutsche Bank AG – HSBC R Bull CBBC Jul 2011 H 2011/03/10 2011/03/11
63805 RB of Scotland N.V. – Nikkei 225 R Bull CBBC Mar 2011 C 2011/03/10 2011/03/14

Last Delisted
63084 Deutsche Bank AG – HSI R Bear CBBC Jun 2011 Q 2011/03/10 2011/03/11
63077 UBS AG – HSI R Bear CBBC Jun 2011 O 2011/03/10 2011/03/11
63090 UBS AG – HSI R Bear CBBC Sep 2011 B 2011/03/10 2011/03/11
63803 RB of Scotland N.V. – Nikkei 225 R Bull CBBC Mar 2011 A 2011/03/10 2011/03/14
63804 RB of Scotland N.V. – Nikkei 225 R Bull CBBC Mar 2011 B 2011/03/10 2011/03/14
63089 UBS AG – HSI R Bear CBBC Jul 2011 S 2011/03/10 2011/03/11
65218 UBS AG – China Mobile R Bull CBBC Mar 2011 A 2011/03/11 2011/03/15
68556 Deutsche Bank AG – HSI R Bull CBBC Aug 2011 I 2011/03/11 2011/03/14
68615 Credit Suisse AG – HSI R Bull CBBC Sep 2011 N 2011/03/11 2011/03/14
68584 Deutsche Bank AG – HSI R Bull CBBC Oct 2011 Q 2011/03/11 2011/03/14
64994 UBS AG – China Life R Bear CBBC Mar 2011 C 2011/03/11 2011/03/15
64824 UBS AG – A50 China R Bear CBBC Mar 2011 A 2011/03/11 2011/03/15
68572 BNP Paribas Arbit Issu B.V. – HSI R Bull CBBC Sep 2011 Z 2011/03/11 2011/03/14
65963 Deutsche Bank AG – HKEx R Bear CBBC Mar 2011 B 2011/03/11 2011/03/15
65942 UBS AG – China Mobile R Bear CBBC Mar 2011 C 2011/03/11 2011/03/15
68616 UBS AG – HSI R Bull CBBC Aug 2011 J 2011/03/11 2011/03/14
67857 RB of Scotland N.V. – Geely Auto R Bull CBBC May 2011 A 2011/03/14 2011/03/15
63078 Deutsche Bank AG – A50 China R Bull CBBC Aug 2011 E 2011/03/14 2011/03/15
63120 Credit Suisse AG – HSI R Bull CBBC Aug 2011 X 2011/03/14 2011/03/15
63121 Deutsche Bank AG – HSI R Bull CBBC Sep 2011 X 2011/03/14 2011/03/15
63122 UBS AG – HSI R Bull CBBC Jun 2011 A 2011/03/14 2011/03/15
63057 Credit Suisse AG – HSI R Bull CBBC Aug 2011 W 2011/03/14 2011/03/15
68570 BNP Paribas Arbit Issu B.V. – HSI R Bull CBBC Sep 2011 Y 2011/03/14 2011/03/15
67014 SGA Societe Generale Acceptance N.V. -HSI R Bull CBBC Apr11Y 2011/03/15 2011/03/16
66938 CC Rabobank B.A. – HSI R Bull CBBC Jun 2011 B 2011/03/15 2011/03/16
63168 KBC Fin Products Int’l Ltd. – HSI R Bull CBBC Jul 2011 Q 2011/03/15 2011/03/16
63125 Merrill Lynch Int’l & Co. C.V. – HSI R Bull CBBC Jun 2011 D 2011/03/15 2011/03/16
68498 SGA Societe Generale Acceptance N.V. -HSI R Bull CBBC Jul11M 2011/03/15 2011/03/16
66272 Deutsche Bank AG – HSI R Bull CBBC Apr 2011 X 2011/03/15 2011/03/16
64731 Credit Suisse AG – HSI R Bull CBBC Mar 2011 C 2011/03/15 2011/03/16
64684 UBS AG – HSI R Bull CBBC Mar 2011 S 2011/03/15 2011/03/16
67015 SGA Societe Generale Acceptance N.V. -HSI R Bull CBBC Apr11Z 2011/03/15 2011/03/16
68499 Credit Suisse AG – HSI R Bull CBBC Sep 2011 K 2011/03/15 2011/03/16
68563 BNP Paribas Arbit Issu B.V. – HSI R Bull CBBC Sep 2011 W 2011/03/15 2011/03/16
67062 Credit Suisse AG – HSI R Bull CBBC Apr 2011 S 2011/03/15 2011/03/16
68104 Credit Suisse AG – HSI R Bull CBBC Sep 2011 D 2011/03/15 2011/03/16
63063 UBS AG – HSI R Bull CBBC Aug 2011 L 2011/03/15 2011/03/16
63123 Merrill Lynch Int’l & Co. C.V. – HSI R Bull CBBC Jun 2011 B 2011/03/15 2011/03/16
68564 BNP Paribas Arbit Issu B.V. – HSI R Bull CBBC Sep 2011 X 2011/03/15 2011/03/16
68424 UBS AG – HSI R Bull CBBC Jul 2011 A 2011/03/15 2011/03/16
66862 Deutsche Bank AG – HSI R Bull CBBC Jun 2011 S 2011/03/15 2011/03/16
68380 UBS AG – HSI R Bull CBBC Jul 2011 Y 2011/03/15 2011/03/16
66876 J P Morgan SP BV – HSI R Bull CBBC Mar 2011 Y 2011/03/15 2011/03/16
68407 Credit Suisse AG – HSI R Bull CBBC Aug 2011 S 2011/03/15 2011/03/16
67514 Deutsche Bank AG – HSBC R Bull CBBC Jun 2011 B 2011/03/15 2011/03/16
67958 UBS AG – SHK Ppt R Bull CBBC Aug 2011 A 2011/03/15 2011/03/16
66854 UBS AG – HSI R Bull CBBC Apr 2011 D 2011/03/15 2011/03/16
68379 Credit Suisse AG – HSI R Bull CBBC Aug 2011 R 2011/03/15 2011/03/16
68425 Deutsche Bank AG – HSI R Bull CBBC Aug 2011 K 2011/03/15 2011/03/16
68426 Deutsche Bank AG – HSI R Bull CBBC Sep 2011 U 2011/03/15 2011/03/16
66921 BNP Paribas Arbit Issu B.V. – HSI R Bull CBBC Dec 2011 M 2011/03/15 2011/03/16
68411 KBC Fin Products Int’l Ltd. – HSI R Bull CBBC Jun 2011 Z 2011/03/15 2011/03/16
68494 Deutsche Bank AG – HSI R Bull CBBC Oct 2011 P 2011/03/15 2011/03/16
68321 HK Bank – HSI R Bull CBBC Jul 2011 I 2011/03/15 2011/03/16
68319 HK Bank – HSI R Bull CBBC Jul 2011 H 2011/03/15 2011/03/16
68333 Deutsche Bank AG – HSI R Bull CBBC Sep 2011 S 2011/03/15 2011/03/16
68523 BNP Paribas Arbit Issu B.V. – HSI R Bull CBBC Sep 2011 S 2011/03/15 2011/03/16
68525 BNP Paribas Arbit Issu B.V. – HSI R Bull CBBC Sep 2011 T 2011/03/15 2011/03/16
68526 BNP Paribas Arbit Issu B.V. – HSI R Bull CBBC Sep 2011 U 2011/03/15 2011/03/16
68529 BNP Paribas Arbit Issu B.V. – HSI R Bull CBBC Sep 2011 V 2011/03/15 2011/03/16
63124 Merrill Lynch Int’l & Co. C.V. – HSI R Bull CBBC Jun 2011 C 2011/03/15 2011/03/16
68500 Credit Suisse AG – HSI R Bull CBBC Sep 2011 L 2011/03/15 2011/03/16
63166 KBC Fin Products Int’l Ltd. – HSI R Bull CBBC Jul 2011 P 2011/03/15 2011/03/16
68422 KBC Fin Products Int’l Ltd. – HSI R Bull CBBC Jul 2011 J 2011/03/15 2011/03/16
68245 J P Morgan SP BV – HSI R Bull CBBC May 2011 I 2011/03/15 2011/03/16
67204 Credit Suisse AG – HSI R Bull CBBC Jul 2011 H 2011/03/15 2011/03/16
63101 HK Bank – SHK Ppt R Bull CBBC Dec 2011 A 2011/03/15 2011/03/16
67706 KBC Fin Products Int’l Ltd. – HSI R Bull CBBC May 2011 V 2011/03/15 2011/03/16
65743 Merrill Lynch Int’l & Co. C.V. – HSI R Bull CBBC Mar 2011 A 2011/03/15 2011/03/16
68619 SGA Societe Generale Acceptance N.V. -HSI R Bull CBBC Jul11J 2011/03/15 2011/03/16
64508 BNP Paribas Arbit Issu B.V. – HSI R Bull CBBC Jul 2011 E 2011/03/15 2011/03/16
68199 KBC Fin Products Int’l Ltd. – HSI R Bull CBBC Jun 2011 C 2011/03/15 2011/03/16
63165 Deutsche Bank AG – HSI R Bull CBBC Oct 2011 R 2011/03/15 2011/03/16

Last Delisted
68179 Deutsche Bank AG – HSI R Bull CBBC Jul 2011 U 2011/03/15 2011/03/16
63119 Deutsche Bank AG – HSCEI R Bull CBBC Aug 2011 B 2011/03/15 2011/03/16
63070 J P Morgan SP BV – HSI R Bull CBBC Jul 2011 B 2011/03/15 2011/03/16
63104 Credit Suisse AG – TCH R Bull CBBC Jun 2011 C 2011/03/15 2011/03/16
63106 Credit Suisse AG – A50 China R Bull CBBC Jul 2011 B 2011/03/15 2011/03/16
68532 Credit Suisse AG – HSI R Bull CBBC Sep 2011 M 2011/03/15 2011/03/16
68576 Deutsche Bank AG – China Life R Bull CBBC Aug 2011 C 2011/03/15 2011/03/16
68548 UBS AG – HSI R Bull CBBC Aug 2011 H 2011/03/15 2011/03/16
63086 UBS AG – HSI R Bull CBBC Sep 2011 A 2011/03/15 2011/03/16
68583 Deutsche Bank AG – China Mobile R Bull CBBC Aug 2011 A 2011/03/15 2011/03/16
63087 UBS AG – HKEx R Bull CBBC Jul 2011 D 2011/03/15 2011/03/16
67166 KBC Fin Products Int’l Ltd. – HSI R Bull CBBC Jun 2011 A 2011/03/15 2011/03/16
63081 Deutsche Bank AG – HSI R Bull CBBC Aug 2011 S 2011/03/15 2011/03/16
67095 RB of Scotland N.V. – SHK Ppt R Bull CBBC Apr 2011 A 2011/03/15 2011/03/16
67144 RB of Scotland N.V. – HSI R Bull CBBC Apr 2011 A 2011/03/15 2011/03/16
63155 UBS AG – HSI R Bull CBBC Jul 2011 V 2011/03/15 2011/03/16
63157 BNP Paribas Arbit Issu B.V. – HSI R Bull CBBC Dec 2011 P 2011/03/15 2011/03/16
68250 UBS AG – HSI R Bull CBBC May 2011 Q 2011/03/15 2011/03/16
66635 UBS AG – HSI R Bull CBBC May 2011 V 2011/03/15 2011/03/16
68203 BNP Paribas Arbit Issu B.V. – HSI R Bull CBBC Oct 2011 G 2011/03/15 2011/03/16
63069 J P Morgan SP BV – HSI R Bull CBBC Jul 2011 A 2011/03/15 2011/03/16
63156 BNP Paribas Arbit Issu B.V. – HSI R Bull CBBC Dec 2011 Q 2011/03/15 2011/03/16
63160 Credit Suisse AG – HSI R Bull CBBC Aug 2011 Y 2011/03/15 2011/03/16
63149 Deutsche Bank AG – China Life R Bull CBBC Aug 2011 D 2011/03/15 2011/03/16
63152 Deutsche Bank AG – A50 China R Bull CBBC Aug 2011 G 2011/03/15 2011/03/16
66653 SGA Societe Generale Acceptance N.V. -HSI R Bull CBBC Mar11R 2011/03/15 2011/03/16
68172 Credit Suisse AG – HSI R Bull CBBC Aug 2011 N 2011/03/15 2011/03/16
63164 Deutsche Bank AG – HSI R Bull CBBC Sep 2011 Y 2011/03/15 2011/03/16
63059 Deutsche Bank AG – HSI R Bull CBBC Sep 2011 W 2011/03/15 2011/03/16
63180 Credit Suisse AG – HSI R Bull CBBC Sep 2011 O 2011/03/16 2011/03/17
67482 UBS AG – HSBC R Bull CBBC Jun 2011 A 2011/03/16 2011/03/17
67588 SGA Societe Generale Acceptance N.V.-HSBC R Bull CBBC May11G 2011/03/16 2011/03/17
63177 HK Bank – HSI R Bull CBBC Sep 2011 D 2011/03/16 2011/03/17
63186 UBS AG – HSI R Bull CBBC Jul 2011 P 2011/03/16 2011/03/17
63169 Deutsche Bank AG – HSI R Bull CBBC Nov 2011 C 2011/03/16 2011/03/17
63182 Deutsche Bank AG – HSI R Bull CBBC Nov 2011 E 2011/03/16 2011/03/17
68084 Deutsche Bank AG – DJIA R Bull CBBC Sep 2011 F 2011/03/16 2011/03/17
63176 HK Bank – HSI R Bull CBBC Sep 2011 C 2011/03/16 2011/03/17
63185 Credit Suisse AG – HSI R Bull CBBC Sep 2011 Q 2011/03/16 2011/03/17
63184 Credit Suisse AG – HSI R Bull CBBC Sep 2011 P 2011/03/16 2011/03/17
64227 RB of Scotland N.V. – DJIA R Bull CBBC Mar 2011 B 2011/03/17 2011/03/21
66348 SGA Societe Generale Acceptance N.V.-CMob R Bull CBBC May11E 2011/03/17 2011/03/18
66476 KBC Fin Products Int’l Ltd. – Ch Mobile R Bull CBBC Jun 11A 2011/03/17 2011/03/18
66405 RB of Scotland N.V. – HSI R Bull CBBC Mar 2011 J 2011/03/17 2011/03/18
68237 UBS AG – China Mobile R Bull CBBC Aug 2011 A 2011/03/17 2011/03/18
68477 Deutsche Bank AG – HSBC R Bull CBBC Aug 2011 B 2011/03/17 2011/03/18
63193 UBS AG – China Life R Bull CBBC Sep 2011 A 2011/03/17 2011/03/18
64560 HK Bank – HSI R Bull CBBC Apr 2011 A 2011/03/17 2011/03/18
64539 Goldman Sachs SP (Asia) – HSI R Bull CBBC Apr 2011 E 2011/03/17 2011/03/18
63154 UBS AG – Ping An R Bull CBBC Aug 2011 A 2011/03/17 2011/03/18
63174 HK Bank – A50 R Bull CBBC Sep 2011 A 2011/03/17 2011/03/18
63108 UBS AG – TCH R Bull CBBC Sep 2011 A 2011/03/17 2011/03/18
64304 HK Bank – Sinopec Corp R Bull CBBC Mar 2011 A 2011/03/17 2011/03/21
63197 Credit Suisse AG – HSI R Bull CBBC Aug 2011 Z 2011/03/17 2011/03/18
63192 Deutsche Bank AG – HSI R Bull CBBC Sep 2011 E 2011/03/17 2011/03/18
63200 RB of Scotland N.V. – HSI R Bull CBBC Aug 2011 A 2011/03/17 2011/03/18
63195 UBS AG – HSI R Bull CBBC Sep 2011 C 2011/03/17 2011/03/18
63202 RB of Scotland N.V. – HSI R Bull CBBC Aug 2011 C 2011/03/17 2011/03/18
63864 HK Bank – China Life R Bull CBBC Mar 2011 A 2011/03/17 2011/03/21
63189 UBS AG – HSI R Bull CBBC Aug 2011 O 2011/03/17 2011/03/18
68064 Deutsche Bank AG – China Mobile R Bull CBBC Jun 2011 C 2011/03/17 2011/03/18
63105 Credit Suisse AG – TCH R Bull CBBC Jul 2011 B 2011/03/17 2011/03/18
68002 RB of Scotland N.V. – DJIA R Bull CBBC Jun 2011 E 2011/03/17 2011/03/18
63085 UBS AG – HSI R Bull CBBC Aug 2011 M 2011/03/17 2011/03/18
64507 BNP Paribas Arbit Issu B.V. – HSI R Bull CBBC Aug 2011 E 2011/03/17 2011/03/18
64229 RB of Scotland N.V. – DJIA R Bull CBBC Mar 2011 C 2011/03/17 2011/03/21
68609 Credit Suisse AG – HKEx R Bull CBBC Jul 2011 A 2011/03/17 2011/03/18
68268 Merrill Lynch Int’l & Co. C.V. – HSI R Bull CBBC Sep 2011 B 2011/03/17 2011/03/18
63201 RB of Scotland N.V. – HSI R Bull CBBC Aug 2011 B 2011/03/17 2011/03/18
67013 SGA Societe Generale Acceptance N.V. -HSI R Bull CBBC Apr11X 2011/03/17 2011/03/18
64226 RB of Scotland N.V. – DJIA R Bull CBBC Mar 2011 A 2011/03/17 2011/03/21
67710 KBC Fin Products Int’l Ltd. – HSI R Bull CBBC Jun 2011 H 2011/03/17 2011/03/18
67936 UBS AG – HSI R Bull CBBC Jul 2011 O 2011/03/17 2011/03/18
66647 SGA Societe Generale Acceptance N.V. -HSI R Bull CBBC Mar11S 2011/03/17 2011/03/18
67083 RB of Scotland N.V. – China Mobile R Bull CBBC Apr 2011 A 2011/03/17 2011/03/18
66554 Credit Suisse AG – HSBC R Bull CBBC Mar 2011 C 2011/03/17 2011/03/18
67212 Credit Suisse AG – HSI R Bull CBBC Aug 2011 C 2011/03/17 2011/03/18
67665 Deutsche Bank AG – HSI R Bull CBBC Sep 2011 K 2011/03/17 2011/03/18
66536 Deutsche Bank AG – HSBC R Bull CBBC Apr 2011 A 2011/03/17 2011/03/18

Last Delisted
67417 UBS AG – Hutchison R Bull CBBC Jun 2011 B 2011/03/17 2011/03/18
65106 RB of Scotland N.V. – DJIA R Bear CBBC Mar 2011 G 2011/03/17 2011/03/21
65102 RB of Scotland N.V. – DJIA R Bear CBBC Mar 2011 E 2011/03/17 2011/03/21
67591 SGA Societe Generale Acceptance N.V.- HWL R Bull CBBC May11H 2011/03/17 2011/03/18
65105 RB of Scotland N.V. – DJIA R Bear CBBC Mar 2011 F 2011/03/17 2011/03/21
64745 Deutsche Bank AG – DJIA R Bull CBBC Mar 2011 C 2011/03/18 2011/03/22
66038 Credit Suisse AG – HKEx R Bear CBBC Mar 2011 G 2011/03/18 2011/03/22
65028 Credit Suisse AG – A50 China R Bear CBBC Mar 2011 A 2011/03/18 2011/03/22
65025 Credit Suisse AG – HKEx R Bear CBBC Mar 2011 B 2011/03/18 2011/03/22
66042 UBS AG – China Life R Bear CBBC Mar 2011 H 2011/03/18 2011/03/22
63208 UBS AG – HSI R Bull CBBC Jun 2011 T 2011/03/18 2011/03/21
64942 Credit Suisse AG – HKEx R Bear CBBC Mar 2011 A 2011/03/18 2011/03/22
66100 Credit Suisse AG – China Mobile R Bear CBBC Mar 2011 B 2011/03/18 2011/03/22
63216 Deutsche Bank AG – HSI R Bull CBBC Oct 2011 T 2011/03/18 2011/03/21
63210 Credit Suisse AG – HSI R Bull CBBC Aug 2011 I 2011/03/18 2011/03/21
65908 UBS AG – Hutchison R Bear CBBC Mar 2011 D 2011/03/18 2011/03/22
65053 UBS AG – HKEx R Bear CBBC Mar 2011 D 2011/03/18 2011/03/22
66101 Credit Suisse AG – A50 China R Bear CBBC Mar 2011 F 2011/03/18 2011/03/22
65513 Credit Suisse AG – CK(H) R Bear CBBC Mar 2011 B 2011/03/18 2011/03/22
65395 UBS AG – CC Bank R Bear CBBC Mar 2011 B 2011/03/18 2011/03/22
64940 Credit Suisse AG – HSBC R Bear CBBC Mar 2011 A 2011/03/18 2011/03/22
67940 HK Bank – Sinopec Corp R Bull CBBC Jul 2011 A 2011/03/18 2011/03/21
65937 Credit Suisse AG – A50 China R Bear CBBC Mar 2011 E 2011/03/18 2011/03/22
64282 Deutsche Bank AG – DJIA R Bull CBBC Mar 2011 A 2011/03/18 2011/03/22
65464 Credit Suisse AG – SHK Ppt R Bear CBBC Mar 2011 A 2011/03/18 2011/03/22
63256 Deutsche Bank AG – HSI R Bull CBBC Nov 2011 F 2011/03/21 2011/03/22
63248 Credit Suisse AG – HSI R Bull CBBC Aug 2011 D 2011/03/21 2011/03/22
63331 Deutsche Bank AG – HSI R Bear CBBC Dec 2011 E 2011/03/22 2011/03/23
63296 SGA Societe Generale Acceptance N.V. -HSI R Bear CBBC Jul11L 2011/03/22 2011/03/23
63305 Credit Suisse AG – HSI R Bear CBBC Jul 2011 Q 2011/03/22 2011/03/23
63356 Deutsche Bank AG – A50 China R Bear CBBC Sep 2011 C 2011/03/22 2011/03/23
63272 Deutsche Bank AG – HSI R Bull CBBC Sep 2011 F 2011/03/22 2011/03/23
63328 Deutsche Bank AG – HSI R Bear CBBC Nov 2011 I 2011/03/22 2011/03/23
63344 KBC Fin Products Int’l Ltd. – HSI R Bear CBBC Jul 2011 U 2011/03/22 2011/03/23
63278 UBS AG – HSI R Bull CBBC Jul 2011 K 2011/03/22 2011/03/23
63300 SGA Societe Generale Acceptance N.V. -HSI R Bear CBBC Aug11Z 2011/03/22 2011/03/23
63283 Credit Suisse AG – HSI R Bull CBBC Aug 2011 P 2011/03/22 2011/03/23
63297 SGA Societe Generale Acceptance N.V. -HSI R Bear CBBC Jul11K 2011/03/22 2011/03/23
63273 Deutsche Bank AG – HSI R Bull CBBC Sep 2011 J 2011/03/22 2011/03/23
63287 Credit Suisse AG – HSI R Bull CBBC Sep 2011 U 2011/03/22 2011/03/23
63280 Credit Suisse AG – HSI R Bull CBBC Aug 2011 L 2011/03/22 2011/03/23
63307 BNP Paribas Arbit Issu B.V. – HSI R Bear CBBC Jul 2011 H 2011/03/22 2011/03/23
68617 UBS AG – TCH R Bull CBBC Aug 2011 A 2011/03/23 2011/03/24
63373 Deutsche Bank AG – HSI R Bear CBBC Nov 2011 M 2011/03/23 2011/03/24
63463 BNP Paribas Arbit Issu B.V. – HSI R Bear CBBC Jul 2011 V 2011/03/24 2011/03/25
63351 J P Morgan SP BV – HSI R Bear CBBC Jul 2011 E 2011/03/24 2011/03/25
63264 Deutsche Bank AG – A50 China R Bear CBBC Sep 2011 B 2011/03/24 2011/03/25
63345 KBC Fin Products Int’l Ltd. – HSI R Bear CBBC Jul 2011 V 2011/03/24 2011/03/25
63299 SGA Societe Generale Acceptance N.V. -HSI R Bear CBBC Jul11J 2011/03/24 2011/03/25
63420 Credit Suisse AG – HSI R Bear CBBC Jul 2011 A 2011/03/24 2011/03/25
63381 UBS AG – HSI R Bear CBBC Jul 2011 J 2011/03/24 2011/03/25
67401 SGA Societe Generale Acceptance N.V-CLife R Bull CBBC May11F 2011/03/24 2011/03/25
63462 BNP Paribas Arbit Issu B.V. – HSI R Bear CBBC Jul 2011 M 2011/03/24 2011/03/25
63334 UBS AG – HSI R Bear CBBC Jul 2011 L 2011/03/24 2011/03/25
63298 SGA Societe Generale Acceptance N.V. -HSI R Bear CBBC Jul11M 2011/03/24 2011/03/25
63370 Deutsche Bank AG – HSI R Bear CBBC Oct 2011 W 2011/03/24 2011/03/25
63302 Credit Suisse AG – HSI R Bear CBBC Jun 2011 X 2011/03/24 2011/03/25
63444 Deutsche Bank AG – DJIA R Bear CBBC Dec 2011 B 2011/03/24 2011/03/25
63441 UBS AG – HSI R Bear CBBC Jul 2011 Y 2011/03/24 2011/03/25
63414 Deutsche Bank AG – HSI R Bear CBBC Sep 2011 M 2011/03/24 2011/03/25
63417 Deutsche Bank AG – HSI R Bear CBBC Oct 2011 Y 2011/03/24 2011/03/25
63329 Deutsche Bank AG – HSI R Bear CBBC Nov 2011 J 2011/03/24 2011/03/25
63442 KBC Fin Products Int’l Ltd. – HSI R Bear CBBC Jul 2011 X 2011/03/24 2011/03/25
63418 Deutsche Bank AG – HSI R Bear CBBC Nov 2011 N 2011/03/24 2011/03/25
63458 J P Morgan SP BV – HSI R Bear CBBC Jul 2011 T 2011/03/24 2011/03/25
63457 J P Morgan SP BV – HSI R Bear CBBC Jul 2011 S 2011/03/24 2011/03/25
63443 KBC Fin Products Int’l Ltd. – HSI R Bear CBBC Aug 2011 G 2011/03/24 2011/03/25
63439 UBS AG – HSI R Bear CBBC Jun 2011 K 2011/03/24 2011/03/25
63394 HK Bank – HSI R Bear CBBC Aug 2011 F 2011/03/24 2011/03/25
66612 Credit Suisse AG – A50 China R Bull CBBC Mar 2011 H 2011/03/25 2011/03/29
66531 Deutsche Bank AG – China Life R Bear CBBC Mar 2011 L 2011/03/25 2011/03/29

Last Delisted
63313 BNP Paribas Arbit Issu B.V. – HSI R Bear CBBC Jul 2011 O 2011/03/25 2011/03/28
64996 UBS AG – China Life R Bear CBBC Mar 2011 D 2011/03/25 2011/03/29
64998 UBS AG – A50 China R Bear CBBC Mar 2011 C 2011/03/25 2011/03/29
66162 UBS AG – China Life R Bear CBBC Mar 2011 I 2011/03/25 2011/03/29
63355 Deutsche Bank AG – HSBC R Bear CBBC Sep 2011 D 2011/03/25 2011/03/28
64997 UBS AG – HKEx R Bear CBBC Mar 2011 C 2011/03/25 2011/03/29
65003 SGA Societe Generale Acceptance N.V. -A50 R Bear CBBC Mar11D 2011/03/25 2011/03/29
63294 SGA Societe Generale Acceptance N.V. -HSI R Bear CBBC Jun11Q 2011/03/25 2011/03/28
65830 UBS AG – HKEx R Bear CBBC Mar 2011 I 2011/03/25 2011/03/29
63465 UBS AG – HSI R Bear CBBC Aug 2011 A 2011/03/25 2011/03/28
64857 SGA Societe Generale Acceptance N.V.-HKEx R Bull CBBC Mar11A 2011/03/25 2011/03/29
64861 SGA Societe Generale Acceptance N.V. -A50 R Bear CBBC Mar11C 2011/03/25 2011/03/29
63440 UBS AG – HSI R Bear CBBC Jun 2011 Z 2011/03/25 2011/03/28
64858 SGA Societe Generale Acceptance N.V.-HKEx R Bull CBBC Mar11B 2011/03/25 2011/03/29
63468 Credit Suisse AG – HSI R Bear CBBC Jul 2011 Z 2011/03/25 2011/03/28
63473 Deutsche Bank AG – HSI R Bear CBBC Jul 2011 R 2011/03/25 2011/03/28
64871 UBS AG – A50 China R Bear CBBC Mar 2011 B 2011/03/25 2011/03/29
66816 HK Bank – ICBC R Bear CBBC Jul 2011 A 2011/03/25 2011/03/28
63467 Credit Suisse AG – A50 China R Bear CBBC Jul 2011 C 2011/03/25 2011/03/28
64862 SGA Societe Generale Acceptance N.V.- TCH R Bull CBBC Mar11A 2011/03/25 2011/03/29
66684 Deutsche Bank AG – China Life R Bear CBBC Mar 2011 M 2011/03/28 2011/03/30
63480 Deutsche Bank AG – HSI R Bear CBBC Oct 2011 Z 2011/03/28 2011/03/29
63314 BNP Paribas Arbit Issu B.V. – HSI R Bear CBBC Jul 2011 N 2011/03/28 2011/03/29
63975 RB of Scotland N.V. – Ch Life R Bull CBBC Mar 2011 A 2011/03/28 2011/03/29
63257 Deutsche Bank AG – HSI R Bear CBBC Aug 2011 V 2011/03/28 2011/03/29
63475 Credit Suisse AG – HSI R Bear CBBC Jul 2011 W 2011/03/28 2011/03/29
63352 J P Morgan SP BV – HSI R Bear CBBC Jul 2011 F 2011/03/28 2011/03/29
67093 RB of Scotland N.V. – Li & Fung R Bull CBBC Apr 2011 A 2011/03/28 2011/03/29
63295 SGA Societe Generale Acceptance N.V. -HSI R Bear CBBC Jun11J 2011/03/28 2011/03/29
64095 UBS AG – HSI R Bull CBBC Mar 2011 J 2011/03/29 2011/03/31
65588 KBC Fin Products Int’l Ltd. – HSI R Bear CBBC Mar 2011 Z 2011/03/29 2011/03/31
65589 KBC Fin Products Int’l Ltd. – HSI R Bear CBBC Mar 2011 C 2011/03/29 2011/03/31
66290 UBS AG – HSCEI R Bear CBBC Mar 2011 H 2011/03/29 2011/03/31
64007 UBS AG – HSI R Bull CBBC Mar 2011 H 2011/03/29 2011/03/31
65564 J P Morgan SP BV – HSI R Bear CBBC Mar 2011 C 2011/03/29 2011/03/31
65914 Credit Suisse AG – HSI R Bear CBBC Mar 2011 I 2011/03/29 2011/03/31
63894 Goldman Sachs SP (Asia) – HSI R Bull CBBC Mar 2011 C 2011/03/29 2011/03/31
66345 UBS AG – HSI R Bear CBBC Mar 2011 K 2011/03/29 2011/03/31
64089 UBS AG – HSI R Bull CBBC Mar 2011 I 2011/03/29 2011/03/31
65747 Merrill Lynch Int’l & Co. C.V. – HSI R Bear CBBC Mar 2011 D 2011/03/29 2011/03/31
63893 Goldman Sachs SP (Asia) – HSI R Bull CBBC Mar 2011 B 2011/03/29 2011/03/31
65561 J P Morgan SP BV – HSI R Bear CBBC Mar 2011 B 2011/03/29 2011/03/31
63330 Deutsche Bank AG – HSI R Bull CBBC Mar 2011 A 2011/03/29 2011/03/31
64919 Credit Suisse AG – HSI R Bear CBBC Mar 2011 M 2011/03/29 2011/03/31
64888 UBS AG – HSI R Bear CBBC Mar 2011 Y 2011/03/29 2011/03/31
65916 Credit Suisse AG – HSI R Bear CBBC Mar 2011 D 2011/03/29 2011/03/31
66873 J P Morgan SP BV – HSI R Bull CBBC Mar 2011 X 2011/03/29 2011/03/31
63892 Goldman Sachs SP (Asia) – HSI R Bull CBBC Mar 2011 A 2011/03/29 2011/03/31
65915 Credit Suisse AG – HSI R Bear CBBC Mar 2011 E 2011/03/29 2011/03/31
63519 Deutsche Bank AG – HSI R Bull CBBC Mar 2011 G 2011/03/29 2011/03/31
66645 SGA Societe Generale Acceptance N.V. -HSI R Bull CBBC Mar11U 2011/03/29 2011/03/31
65752 KBC Fin Products Int’l Ltd. – HSI R Bear CBBC Mar 2011 A 2011/03/29 2011/03/31
66562 RB of Scotland N.V. – HSCEI R Bear CBBC Mar 2011 K 2011/03/29 2011/03/31
66558 RB of Scotland N.V. – HSCEI R Bull CBBC Mar 2011 J 2011/03/29 2011/03/31
65967 KBC Fin Products Int’l Ltd. – HSI R Bear CBBC Mar 2011 F 2011/03/29 2011/03/31
66436 Deutsche Bank AG – HSI R Bear CBBC Mar 2011 Q 2011/03/29 2011/03/31
65692 Credit Suisse AG – HSI R Bear CBBC Mar 2011 F 2011/03/29 2011/03/31
65823 UBS AG – HSI R Bear CBBC Mar 2011 O 2011/03/29 2011/03/31
63339 Deutsche Bank AG – HSI R Bear CBBC Mar 2011 D 2011/03/29 2011/03/31
65935 KBC Fin Products Int’l Ltd. – HSI R Bear CBBC Mar 2011 R 2011/03/29 2011/03/31
65565 RB of Scotland N.V. – HSI R Bear CBBC Mar 2011 C 2011/03/29 2011/03/31
65812 KBC Fin Products Int’l Ltd. – HSI R Bear CBBC Mar 2011 K 2011/03/29 2011/03/31
66443 Deutsche Bank AG – HSI R Bull CBBC Mar 2011 W 2011/03/29 2011/03/31
64277 HK Bank – HSI R Bull CBBC Mar 2011 C 2011/03/29 2011/03/31
65063 KBC Fin Products Int’l Ltd. – HSI R Bear CBBC Mar 2011 N 2011/03/29 2011/03/31
64278 HK Bank – HSI R Bull CBBC Mar 2011 D 2011/03/29 2011/03/31
65540 Macquarie Bank Ltd. – HSI R Bear CBBC Mar 2011 C 2011/03/29 2011/03/31
66646 SGA Societe Generale Acceptance N.V. -HSI R Bull CBBC Mar11T 2011/03/29 2011/03/31
65066 KBC Fin Products Int’l Ltd. – HSI R Bear CBBC Mar 2011 O 2011/03/29 2011/03/31
65832 RB of Scotland N.V. – HSI R Bear CBBC Mar 2011 D 2011/03/29 2011/03/31
63885 UBS AG – HSI R Bull CBBC Mar 2011 G 2011/03/29 2011/03/31
65304 Deutsche Bank AG – HSI R Bull CBBC Mar 2011 J 2011/03/29 2011/03/31
64717 UBS AG – HSI R Bear CBBC Mar 2011 V 2011/03/29 2011/03/31
64574 UBS AG – HSI R Bear CBBC Mar 2011 R 2011/03/29 2011/03/31
64715 UBS AG – HSCEI R Bear CBBC Mar 2011 D 2011/03/29 2011/03/31
66865 J P Morgan SP BV – HSI R Bull CBBC Mar 2011 T 2011/03/29 2011/03/31
65990 KBC Fin Products Int’l Ltd. – HSI R Bear CBBC Mar 2011 E 2011/03/29 2011/03/31
66002 RB of Scotland N.V. – HSI R Bear CBBC Mar 2011 H 2011/03/29 2011/03/31
66006 RB of Scotland N.V. – HSI R Bear CBBC Mar 2011 I 2011/03/29 2011/03/31
66455 RB of Scotland N.V. – HSI R Bull CBBC Mar 2011 Q 2011/03/29 2011/03/31
66864 J P Morgan SP BV – HSI R Bull CBBC Mar 2011 S 2011/03/29 2011/03/31
64880 Credit Suisse AG – HSI R Bear CBBC Mar 2011 L 2011/03/29 2011/03/31
65979 Deutsche Bank AG – HSI R Bear CBBC Mar 2011 B 2011/03/29 2011/03/31
65351 RB of Scotland N.V. – HSCEI R Bear CBBC Mar 2011 F 2011/03/29 2011/03/31

Last Delisted
64936 Credit Suisse AG – HSI R Bear CBBC Mar 2011 P 2011/03/29 2011/03/31
64169 Deutsche Bank AG – HSI R Bull CBBC Mar 2011 L 2011/03/29 2011/03/31
64673 KBC Fin Products Int’l Ltd. – HSI R Bear CBBC Mar 2011 H 2011/03/29 2011/03/31
66050 RB of Scotland N.V. – HSCEI R Bear CBBC Mar 2011 G 2011/03/29 2011/03/31
64674 KBC Fin Products Int’l Ltd. – HSI R Bear CBBC Mar 2011 I 2011/03/29 2011/03/31
64691 UBS AG – HSI R Bear CBBC Mar 2011 U 2011/03/29 2011/03/31
65262 Deutsche Bank AG – HSI R Bull CBBC Mar 2011 K 2011/03/29 2011/03/31
65261 Deutsche Bank AG – HSI R Bull CBBC Mar 2011 F 2011/03/29 2011/03/31
65228 RB of Scotland N.V. – HSCEI R Bear CBBC Mar 2011 C 2011/03/29 2011/03/31
66259 RB of Scotland N.V. – HSCEI R Bear CBBC Mar 2011 I 2011/03/29 2011/03/31
64879 Credit Suisse AG – HSI R Bear CBBC Mar 2011 K 2011/03/29 2011/03/31
66454 RB of Scotland N.V. – HSI R Bull CBBC Mar 2011 P 2011/03/29 2011/03/31
63484 Credit Suisse AG – HSI R Bear CBBC Jul 2011 R 2011/03/29 2011/03/30
66067 Credit Suisse AG – HSI R Bear CBBC Mar 2011 S 2011/03/29 2011/03/31
66871 J P Morgan SP BV – HSI R Bull CBBC Mar 2011 W 2011/03/29 2011/03/31
66867 J P Morgan SP BV – HSI R Bull CBBC Mar 2011 V 2011/03/29 2011/03/31
65527 Credit Suisse AG – HSI R Bear CBBC Mar 2011 R 2011/03/29 2011/03/31
65526 Credit Suisse AG – HSI R Bear CBBC Mar 2011 Q 2011/03/29 2011/03/31
64892 UBS AG – HSI R Bear CBBC Mar 2011 Z 2011/03/29 2011/03/31
65001 UBS AG – HSI R Bear CBBC Mar 2011 L 2011/03/29 2011/03/31
65000 UBS AG – HSI R Bear CBBC Mar 2011 A 2011/03/29 2011/03/31
65878 KBC Fin Products Int’l Ltd. – HSI R Bear CBBC Mar 2011 B 2011/03/29 2011/03/31
65980 Deutsche Bank AG – HSI R Bear CBBC Mar 2011 C 2011/03/29 2011/03/31
66271 Deutsche Bank AG – HSI R Bull CBBC Mar 2011 N 2011/03/29 2011/03/31
65098 UBS AG – HSCEI R Bear CBBC Mar 2011 F 2011/03/29 2011/03/31
64718 UBS AG – HSI R Bear CBBC Mar 2011 W 2011/03/29 2011/03/31
65452 UBS AG – HSI R Bear CBBC Mar 2011 C 2011/03/29 2011/03/31
64971 KBC Fin Products Int’l Ltd. – HSI R Bear CBBC Mar 2011 M 2011/03/29 2011/03/31
64970 KBC Fin Products Int’l Ltd. – HSI R Bear CBBC Mar 2011 L 2011/03/29 2011/03/31
66866 J P Morgan SP BV – HSI R Bull CBBC Mar 2011 U 2011/03/29 2011/03/31
64173 UBS AG – HSI R Bull CBBC Mar 2011 N 2011/03/29 2011/03/31
64963 J P Morgan SP BV – HSI R Bear CBBC Mar 2011 A 2011/03/29 2011/03/31
65876 KBC Fin Products Int’l Ltd. – HSI R Bear CBBC Mar 2011 Q 2011/03/29 2011/03/31
64920 Credit Suisse AG – HSI R Bear CBBC Mar 2011 N 2011/03/29 2011/03/31
65478 RB of Scotland N.V. – HSI R Bear CBBC Mar 2011 B 2011/03/29 2011/03/31
64818 UBS AG – HSI R Bear CBBC Mar 2011 X 2011/03/29 2011/03/31
65877 KBC Fin Products Int’l Ltd. – HSI R Bear CBBC Mar 2011 D 2011/03/29 2011/03/31
63227 BNP Paribas Arbit Issu B.V. – HSI R Bear CBBC Jul 2011 Z 2011/03/30 2011/03/31
63254 Deutsche Bank AG – HSCEI R Bear CBBC Sep 2011 C 2011/03/30 2011/03/31
63245 SGA Societe Generale Acceptance N.V. -HSI R Bear CBBC Aug11X 2011/03/30 2011/03/31
63250 BNP Paribas Arbit Issu B.V. – HSI R Bear CBBC Jul 2011 C 2011/03/30 2011/03/31
63212 UBS AG – HSI R Bear CBBC Aug 2011 R 2011/03/30 2011/03/31
63211 UBS AG – HSI R Bear CBBC Jul 2011 Z 2011/03/30 2011/03/31
63246 SGA Societe Generale Acceptance N.V. -HSI R Bear CBBC Aug11Y 2011/03/30 2011/03/31
63215 KBC Fin Products Int’l Ltd. – HSI R Bear CBBC Jul 2011 S 2011/03/30 2011/03/31
63217 Deutsche Bank AG – HSI R Bear CBBC Jul 2011 Y 2011/03/30 2011/03/31
63213 Credit Suisse AG – HSI R Bear CBBC Jun 2011 Y 2011/03/30 2011/03/31
63244 SGA Societe Generale Acceptance N.V. -HSI R Bear CBBC Aug11W 2011/03/30 2011/03/31
63224 BNP Paribas Arbit Issu B.V. – HSI R Bear CBBC Jul 2011 Y 2011/03/30 2011/03/31
63353 J P Morgan SP BV – HSI R Bear CBBC Jul 2011 G 2011/03/30 2011/03/31
63147 Deutsche Bank AG – HSI R Bear CBBC Jun 2011 J 2011/03/30 2011/03/31
63371 HK Bank – HSI R Bear CBBC Sep 2011 G 2011/03/30 2011/03/31
63138 UBS AG – HSI R Bear CBBC Aug 2011 N 2011/03/30 2011/03/31
67818 HK Bank – PetCh R Bear CBBC Aug 2011 A 2011/03/30 2011/03/31
63495 Deutsche Bank AG – HSI R Bear CBBC Nov 2011 O 2011/03/30 2011/03/31
63306 Credit Suisse AG – HSI R Bear CBBC Jul 2011 J 2011/03/30 2011/03/31
63485 Credit Suisse AG – HSI R Bear CBBC Jul 2011 E 2011/03/30 2011/03/31
63497 Deutsche Bank AG – Hutchison R Bear CBBC Oct 2011 B 2011/03/30 2011/03/31
63493 Credit Suisse AG – TCH R Bear CBBC Aug 2011 B 2011/03/30 2011/03/31
63524 Deutsche Bank AG – HSI R Bear CBBC Sep 2011 T 2011/03/31 2011/04/01
63268 UBS AG – HSI R Bear CBBC Aug 2011 S 2011/03/31 2011/04/01
63140 Credit Suisse AG – HSI R Bear CBBC Jun 2011 E 2011/03/31 2011/04/01
63527 Credit Suisse AG – HSI R Bear CBBC Jul 2011 I 2011/03/31 2011/04/01
63372 HK Bank – HSI R Bear CBBC Sep 2011 H 2011/03/31 2011/04/01
68049 SGA Societe Generale Acceptance N.V.-ICBC R Bear CBBC Jul11B 2011/03/31 2011/04/01
63243 SGA Societe Generale Acceptance N.V. -HSI R Bear CBBC Jun11I 2011/03/31 2011/04/01
63214 KBC Fin Products Int’l Ltd. – HSI R Bear CBBC Jul 2011 R 2011/03/31 2011/04/01
68240 UBS AG – ABC R Bear CBBC Sep 2011 A 2011/03/31 2011/04/01
63231 BNP Paribas Arbit Issu B.V. – HSI R Bear CBBC Jul 2011 F 2011/03/31 2011/04/01
63196 Credit Suisse AG – HSI R Bear CBBC Jun 2011 B 2011/03/31 2011/04/01
63218 Deutsche Bank AG – HSI R Bear CBBC Aug 2011 U 2011/03/31 2011/04/01
63390 Macquarie Bank Ltd. – HSI R Bear CBBC Jul 2011 C 2011/04/01 2011/04/04
63181 Deutsche Bank AG – HSI R Bear CBBC Oct 2011 S 2011/04/01 2011/04/04
63354 J P Morgan SP BV – HSI R Bear CBBC Jul 2011 H 2011/04/01 2011/04/04
63415 Deutsche Bank AG – HSI R Bear CBBC Sep 2011 Q 2011/04/01 2011/04/04
63346 KBC Fin Products Int’l Ltd. – HSI R Bear CBBC Jul 2011 W 2011/04/01 2011/04/04
63179 Credit Suisse AG – HSI R Bear CBBC Jun 2011 C 2011/04/01 2011/04/04
63413 Deutsche Bank AG – China Mobile R Bear CBBC Aug 2011 B 2011/04/01 2011/04/04
63144 UBS AG – HSI R Bear CBBC Jun 2011 G 2011/04/01 2011/04/04
63148 Deutsche Bank AG – HSI R Bear CBBC Jul 2011 S 2011/04/01 2011/04/04
63374 Credit Suisse AG – HKEx R Bear CBBC Jul 2011 C 2011/04/01 2011/04/04
63412 Deutsche Bank AG – China Life R Bear CBBC Sep 2011 C 2011/04/01 2011/04/04
66081 UBS AG – China Life R Bear CBBC Apr 2011 A 2011/04/01 2011/04/06
63476 UBS AG – HSI R Bear CBBC Sep 2011 H 2011/04/01 2011/04/04

Last Delisted
66085 UBS AG – A50 China R Bear CBBC Apr 2011 A 2011/04/01 2011/04/06
63237 BNP Paribas Arbit Issu B.V. – HSI R Bear CBBC Jul 2011 A 2011/04/01 2011/04/04
63234 BNP Paribas Arbit Issu B.V. – HSI R Bear CBBC Jul 2011 D 2011/04/01 2011/04/04
63529 Deutsche Bank AG – HSI R Bear CBBC Nov 2011 Q 2011/04/01 2011/04/04
63535 UBS AG – HSI R Bear CBBC Aug 2011 I 2011/04/01 2011/04/04
63209 Credit Suisse AG – HSI R Bear CBBC Jun 2011 Z 2011/04/01 2011/04/04
66080 UBS AG – HSBC R Bull CBBC Apr 2011 B 2011/04/01 2011/04/06
65184 Deutsche Bank AG – A50 China R Bear CBBC Apr 2011 B 2011/04/01 2011/04/06
65907 UBS AG – HKEx R Bear CBBC Apr 2011 A 2011/04/01 2011/04/06
67960 UBS AG – CNOOC R Bear CBBC Aug 2011 A 2011/04/01 2011/04/04
67814 HK Bank – CNOOC R Bear CBBC Aug 2011 A 2011/04/01 2011/04/04
68265 UBS AG – ICBC R Bear CBBC Jul 2011 A 2011/04/01 2011/04/04
67735 Credit Suisse AG – HSI R Bear CBBC Apr 2011 J 2011/04/04 2011/04/06
63247 Credit Suisse AG – HSI R Bear CBBC Jun 2011 W 2011/04/04 2011/04/06
67714 KBC Fin Products Int’l Ltd. – HSI R Bear CBBC May 2011 W 2011/04/04 2011/04/06
63198 UBS AG – HSI R Bear CBBC Aug 2011 P 2011/04/04 2011/04/06
67896 SGA Societe Generale Acceptance N.V. -HSI R Bear CBBC May11Q 2011/04/04 2011/04/06
67759 BNP Paribas Arbit Issu B.V. – HSI R Bear CBBC Jun 2011 B 2011/04/04 2011/04/06
67760 BNP Paribas Arbit Issu B.V. – HSI R Bear CBBC Jun 2011 H 2011/04/04 2011/04/06
67094 RB of Scotland N.V. – Ping An R Bull CBBC Apr 2011 A 2011/04/04 2011/04/07
68256 Credit Suisse AG – HKEx R Bear CBBC May 2011 C 2011/04/04 2011/04/06
68135 RB of Scotland N.V. – HSI R Bear CBBC Jun 2011 N 2011/04/04 2011/04/06
63131 Merrill Lynch Int’l & Co. C.V. – HSI R Bear CBBC Jun 2011 E 2011/04/04 2011/04/06
67775 J P Morgan SP BV – HSI R Bear CBBC May 2011 B 2011/04/04 2011/04/06
67699 Deutsche Bank AG – HSI R Bear CBBC Apr 2011 L 2011/04/04 2011/04/06
67756 KBC Fin Products Int’l Ltd. – HSI R Bear CBBC Apr 2011 M 2011/04/04 2011/04/06
63269 UBS AG – HSI R Bear CBBC Aug 2011 T 2011/04/04 2011/04/06
68126 Deutsche Bank AG – HSI R Bear CBBC Sep 2011 P 2011/04/04 2011/04/06
63551 Credit Suisse AG – HSI R Bear CBBC Jul 2011 H 2011/04/04 2011/04/06
67822 UBS AG – HSI R Bear CBBC Jun 2011 Y 2011/04/04 2011/04/06
67328 Deutsche Bank AG – DJIA R Bear CBBC Sep 2011 B 2011/04/04 2011/04/06
68081 RB of Scotland N.V. – HSI R Bear CBBC Jun 2011 J 2011/04/04 2011/04/06
63207 SGA Societe Generale Acceptance N.V. -HSI R Bear CBBC Jun11F 2011/04/04 2011/04/06
68046 SGA Societe Generale Acceptance N.V. -CCB R Bear CBBC Jul11C 2011/04/04 2011/04/06
63206 SGA Societe Generale Acceptance N.V. -HSI R Bear CBBC Jun11L 2011/04/04 2011/04/06
67862 Credit Suisse AG – HSI R Bear CBBC May 2011 R 2011/04/04 2011/04/06
67878 Deutsche Bank AG – HSI R Bear CBBC May 2011 B 2011/04/04 2011/04/06
67812 HK Bank – ABC R Bear CBBC Aug 2011 B 2011/04/04 2011/04/06
63188 Deutsche Bank AG – HSI R Bear CBBC Sep 2011 Z 2011/04/04 2011/04/06
63554 Deutsche Bank AG – HSI R Bear CBBC Aug 2011 W 2011/04/04 2011/04/06
63555 Deutsche Bank AG – HSI R Bear CBBC Sep 2011 V 2011/04/04 2011/04/06
67916 HK Bank – HSI R Bear CBBC Jul 2011 F 2011/04/04 2011/04/06
66432 UBS AG – HSCEI R Bear CBBC Apr 2011 C 2011/04/04 2011/04/06
63561 UBS AG – HSI R Bear CBBC Jul 2011 A 2011/04/04 2011/04/06
63242 BNP Paribas Arbit Issu B.V. – HSI R Bear CBBC Jul 2011 G 2011/04/04 2011/04/06
68264 UBS AG – HKEx R Bear CBBC Jul 2011 C 2011/04/04 2011/04/06
66334 Deutsche Bank AG – HSCEI R Bear CBBC Apr 2011 D 2011/04/06 2011/04/07
63220 Deutsche Bank AG – A50 China R Bear CBBC Aug 2011 I 2011/04/06 2011/04/07
67342 Deutsche Bank AG – A50 China R Bear CBBC Apr 2011 J 2011/04/06 2011/04/07
67693 Credit Suisse AG – HSI R Bear CBBC Apr 2011 M 2011/04/06 2011/04/07
63145 Deutsche Bank AG – HSCEI R Bear CBBC Sep 2011 A 2011/04/06 2011/04/07
68254 Credit Suisse AG – HSI R Bear CBBC Jul 2011 V 2011/04/06 2011/04/07
63568 UBS AG – TCH R Bear CBBC Jul 2011 D 2011/04/06 2011/04/07
66830 HK Bank – A50 R Bear CBBC Jul 2011 C 2011/04/06 2011/04/07
67726 BNP Paribas Arbit Issu B.V. – HSI R Bear CBBC Jun 2011 C 2011/04/06 2011/04/07
68266 UBS AG – HSI R Bear CBBC Aug 2011 F 2011/04/06 2011/04/07
68590 Credit Suisse AG – A50 China R Bear CBBC Jun 2011 E 2011/04/06 2011/04/07
67917 HK Bank – HSI R Bear CBBC Jul 2011 G 2011/04/06 2011/04/07
67633 UBS AG – HSI R Bear CBBC Apr 2011 A 2011/04/06 2011/04/07
68274 Merrill Lynch Int’l & Co. C.V. – HSI R Bear CBBC Sep 2011 E 2011/04/06 2011/04/07
67725 BNP Paribas Arbit Issu B.V. – HSI R Bear CBBC Jun 2011 Z 2011/04/06 2011/04/07
67776 J P Morgan SP BV – HSI R Bear CBBC May 2011 C 2011/04/06 2011/04/07
63569 UBS AG – HSI R Bear CBBC Jul 2011 O 2011/04/06 2011/04/07
63565 Deutsche Bank AG – HSI R Bear CBBC Nov 2011 U 2011/04/06 2011/04/07
63564 Deutsche Bank AG – HSI R Bear CBBC Sep 2011 X 2011/04/06 2011/04/07
63567 BNP Paribas Arbit Issu B.V. – HSI R Bear CBBC Jul 2011 U 2011/04/06 2011/04/07
67570 UBS AG – HSI R Bear CBBC Apr 2011 B 2011/04/06 2011/04/07
63560 UBS AG – CC Bank R Bear CBBC Sep 2011 B 2011/04/06 2011/04/07
63556 Deutsche Bank AG – HSI R Bear CBBC Oct 2011 J 2011/04/06 2011/04/07
67605 Credit Suisse AG – HSI R Bear CBBC Apr 2011 T 2011/04/06 2011/04/07
63251 Deutsche Bank AG – China Life R Bear CBBC Sep 2011 A 2011/04/06 2011/04/07
68082 RB of Scotland N.V. – HSI R Bear CBBC Jun 2011 K 2011/04/06 2011/04/07
63459 Credit Suisse AG – TCH R Bear CBBC Jul 2011 D 2011/04/06 2011/04/07
67715 KBC Fin Products Int’l Ltd. – HSI R Bear CBBC Jun 2011 I 2011/04/06 2011/04/07
67741 Deutsche Bank AG – HSI R Bear CBBC Apr 2011 O 2011/04/06 2011/04/07
67724 KBC Fin Products Int’l Ltd. – HSI R Bear CBBC Jul 2011 C 2011/04/06 2011/04/07
67559 Deutsche Bank AG – HSI R Bear CBBC Apr 2011 A 2011/04/06 2011/04/07

Last Delisted
63582 Deutsche Bank AG – HSI R Bear CBBC Oct 2011 I 2011/04/07 2011/04/08
63581 UBS AG – HSI R Bear CBBC Aug 2011 K 2011/04/07 2011/04/08
63587 Credit Suisse AG – HSI R Bear CBBC Jul 2011 Q 2011/04/07 2011/04/08
67852 UBS AG – HSI R Bear CBBC Jul 2011 N 2011/04/08 2011/04/11
63557 Deutsche Bank AG – HSI R Bear CBBC Nov 2011 S 2011/04/08 2011/04/11
67669 UBS AG – HSI R Bear CBBC Jun 2011 V 2011/04/08 2011/04/11
67666 Deutsche Bank AG – HSI R Bear CBBC Apr 2011 M 2011/04/08 2011/04/11
66581 RB of Scotland N.V. – A50 China R Bull CBBC Apr 2011 A 2011/04/08 2011/04/12
66079 UBS AG – HSBC R Bull CBBC Apr 2011 A 2011/04/08 2011/04/12
63153 Deutsche Bank AG – A50 China R Bear CBBC Aug 2011 H 2011/04/08 2011/04/11
63219 Deutsche Bank AG – HSBC R Bear CBBC Sep 2011 A 2011/04/08 2011/04/11
66374 UBS AG – CNOOC R Bull CBBC Apr 2011 A 2011/04/08 2011/04/12
63199 UBS AG – HSI R Bear CBBC Aug 2011 Q 2011/04/08 2011/04/11
68206 Macquarie Bank Ltd. – HSI R Bear CBBC Jun 2011 B 2011/04/08 2011/04/11
67907 RB of Scotland N.V. – HSI R Bear CBBC Jun 2011 I 2011/04/08 2011/04/11
65943 UBS AG – China Mobile R Bear CBBC Apr 2011 A 2011/04/08 2011/04/12
63133 Merrill Lynch Int’l & Co. C.V. – HSI R Bear CBBC Jun 2011 F 2011/04/08 2011/04/11
66589 RB of Scotland N.V. – A50 China R Bear CBBC Apr 2011 D 2011/04/08 2011/04/12
67695 BNP Paribas Arbit Issu B.V. – HSI R Bear CBBC Jun 2011 X 2011/04/08 2011/04/11
66357 SGA Societe Generale Acceptance N.V. -A50 R Bear CBBC May11C 2011/04/08 2011/04/11
63115 UBS AG – A50 China R Bear CBBC Sep 2011 B 2011/04/08 2011/04/11
67663 Credit Suisse AG – HSI R Bear CBBC Apr 2011 R 2011/04/08 2011/04/11
66590 RB of Scotland N.V. – A50 China R Bear CBBC Apr 2011 E 2011/04/08 2011/04/12
67717 KBC Fin Products Int’l Ltd. – HSI R Bear CBBC Jun 2011 J 2011/04/08 2011/04/11
66586 RB of Scotland N.V. – A50 China R Bull CBBC Apr 2011 C 2011/04/08 2011/04/12
66583 RB of Scotland N.V. – A50 China R Bull CBBC Apr 2011 B 2011/04/08 2011/04/12
66453 UBS AG – China Mobile R Bull CBBC Apr 2011 B 2011/04/08 2011/04/12
66095 Credit Suisse AG – SHK Ppt R Bear CBBC Apr 2011 A 2011/04/08 2011/04/12
63620 Credit Suisse AG – HSI R Bear CBBC Jul 2011 A 2011/04/11 2011/04/12
63649 UBS AG – HSI R Bear CBBC Sep 2011 J 2011/04/11 2011/04/12
63646 UBS AG – HSI R Bear CBBC Aug 2011 L 2011/04/11 2011/04/12
63638 Deutsche Bank AG – HSI R Bear CBBC Nov 2011 Y 2011/04/11 2011/04/12
63678 Deutsche Bank AG – HSI R Bear CBBC Jul 2011 L 2011/04/11 2011/04/12
63644 Credit Suisse AG – TCH R Bear CBBC Aug 2011 C 2011/04/11 2011/04/12
64602 HK Bank – A50 R Bull CBBC Apr 2011 A 2011/04/11 2011/04/13
64603 HK Bank – A50 R Bull CBBC Apr 2011 B 2011/04/11 2011/04/13
67961 UBS AG – Petrochina R Bear CBBC Aug 2011 A 2011/04/11 2011/04/12
66537 Deutsche Bank AG – HSBC R Bull CBBC Apr 2011 B 2011/04/11 2011/04/13
63705 Credit Suisse AG – HSI R Bear CBBC Jul 2011 H 2011/04/12 2011/04/13
63695 UBS AG – HSI R Bear CBBC Jul 2011 L 2011/04/12 2011/04/13
63722 UBS AG – HSI R Bull CBBC Jul 2011 V 2011/04/12 2011/04/13
63703 SGA Societe Generale Acceptance N.V. -HSI R Bull CBBC Sep11K 2011/04/12 2011/04/13
63724 KBC Fin Products Int’l Ltd. – HSI R Bull CBBC Aug 2011 K 2011/04/12 2011/04/13
63691 Deutsche Bank AG – HSI R Bear CBBC Nov 2011 Z 2011/04/12 2011/04/13
63734 Deutsche Bank AG – HSI R Bull CBBC Nov 2011 A 2011/04/12 2011/04/13
63726 Credit Suisse AG – HSI R Bull CBBC Sep 2011 I 2011/04/12 2011/04/13
63733 Deutsche Bank AG – HSI R Bull CBBC Sep 2011 W 2011/04/12 2011/04/13
63706 Credit Suisse AG – HSI R Bear CBBC Jul 2011 Z 2011/04/12 2011/04/13
63747 BNP Paribas Arbit Issu B.V. – HSI R Bull CBBC Sep 2011 D 2011/04/13 2011/04/14
63743 Credit Suisse AG – HSI R Bull CBBC Nov 2011 F 2011/04/13 2011/04/14
63754 UBS AG – HSI R Bull CBBC Jul 2011 W 2011/04/13 2011/04/14
63767 J P Morgan SP BV – HSI R Bull CBBC Aug 2011 D 2011/04/13 2011/04/14
63766 J P Morgan SP BV – HSI R Bull CBBC Aug 2011 C 2011/04/13 2011/04/14
63739 UBS AG – HSI R Bear CBBC Aug 2011 O 2011/04/13 2011/04/14
63748 Deutsche Bank AG – HSI R Bull CBBC Sep 2011 U 2011/04/13 2011/04/14
63742 Credit Suisse AG – TCH R Bull CBBC Aug 2011 D 2011/04/13 2011/04/14
63740 SGA Societe Generale Acceptance N.V. -HSI R Bull CBBC Sep11L 2011/04/13 2011/04/14
63751 Credit Suisse AG – HSI R Bull CBBC Sep 2011 J 2011/04/13 2011/04/14
63741 SGA Societe Generale Acceptance N.V. -HSI R Bull CBBC Sep11M 2011/04/13 2011/04/14
63745 BNP Paribas Arbit Issu B.V. – HSI R Bull CBBC Sep 2011 C 2011/04/13 2011/04/14
63700 SGA Societe Generale Acceptance N.V. -HSI R Bull CBBC Sep11J 2011/04/13 2011/04/14
63729 Credit Suisse AG – HSI R Bull CBBC Oct 2011 R 2011/04/13 2011/04/14
63709 BNP Paribas Arbit Issu B.V. – HSI R Bull CBBC Sep 2011 I 2011/04/13 2011/04/14
63783 UBS AG – HSI R Bull CBBC Sep 2011 K 2011/04/14 2011/04/15
63791 Deutsche Bank AG – China Life R Bull CBBC Sep 2011 E 2011/04/14 2011/04/15
63811 BNP Paribas Arbit Issu B.V. – HSI R Bull CBBC Sep 2011 K 2011/04/15 2011/04/18
63810 BNP Paribas Arbit Issu B.V. – HSI R Bull CBBC Sep 2011 F 2011/04/15 2011/04/18
66983 RB of Scotland N.V. – COVS R Bull CBBC Apr 2011 A 2011/04/15 2011/04/19
66987 RB of Scotland N.V. – HSBC R Bull CBBC Apr 2011 A 2011/04/15 2011/04/19
66989 RB of Scotland N.V. – HSBC R Bear CBBC Apr 2011 B 2011/04/15 2011/04/19
66606 Credit Suisse AG – TCH R Bull CBBC Apr 2011 A 2011/04/15 2011/04/19
66992 RB of Scotland N.V. – TCH R Bull CBBC Apr 2011 A 2011/04/15 2011/04/19
63800 Credit Suisse AG – HSI R Bull CBBC Sep 2011 N 2011/04/15 2011/04/18
66610 Credit Suisse AG – China Mobile R Bull CBBC Apr 2011 A 2011/04/15 2011/04/19
65854 HK Bank – China Shenhua R Bear CBBC Apr 2011 B 2011/04/15 2011/04/19
66911 Deutsche Bank AG – A50 China R Bull CBBC Apr 2011 C 2011/04/15 2011/04/19
67085 RB of Scotland N.V. – China Mobile R Bear CBBC Apr 2011 B 2011/04/15 2011/04/19

Last Delisted
63798 SGA Societe Generale Acceptance N.V. -HSI R Bull CBBC Sep11O 2011/04/15 2011/04/18
63807 KBC Fin Products Int’l Ltd. – HSI R Bull CBBC Aug 2011 M 2011/04/15 2011/04/18
63797 SGA Societe Generale Acceptance N.V. -HSI R Bull CBBC Sep11N 2011/04/15 2011/04/18
63808 Deutsche Bank AG – HSI R Bull CBBC Oct 2011 Q 2011/04/15 2011/04/18
63801 UBS AG – HSI R Bull CBBC Aug 2011 A 2011/04/15 2011/04/18
64598 HK Bank – China Shenhua R Bear CBBC Apr 2011 A 2011/04/18 2011/04/20
63652 Credit Suisse AG – HSI R Bull CBBC Oct 2011 Q 2011/04/18 2011/04/19
63829 Deutsche Bank AG – HSI R Bull CBBC Jul 2011 K 2011/04/18 2011/04/19
63690 SGA Societe Generale Acceptance N.V. -HSI R Bull CBBC Sep11I 2011/04/18 2011/04/19
63760 J P Morgan SP BV – HSI R Bull CBBC Aug 2011 B 2011/04/18 2011/04/19
63830 Credit Suisse AG – HSI R Bull CBBC Nov 2011 G 2011/04/18 2011/04/19
63708 BNP Paribas Arbit Issu B.V. – HSI R Bull CBBC Sep 2011 H 2011/04/18 2011/04/19
63669 KBC Fin Products Int’l Ltd. – HSI R Bull CBBC Jul 2011 Z 2011/04/18 2011/04/19
63749 Deutsche Bank AG – HSI R Bull CBBC Oct 2011 K 2011/04/18 2011/04/19
63845 UBS AG – HSI R Bull CBBC Jul 2011 O 2011/04/19 2011/04/20
63675 KBC Fin Products Int’l Ltd. – HSI R Bull CBBC Aug 2011 J 2011/04/19 2011/04/20
63865 Credit Suisse AG – TCH R Bear CBBC Aug 2011 F 2011/04/19 2011/04/20
63676 Deutsche Bank AG – HSI R Bull CBBC Jul 2011 Q 2011/04/19 2011/04/20
63658 UBS AG – HSI R Bull CBBC Jul 2011 Y 2011/04/19 2011/04/20
63677 Deutsche Bank AG – HSI R Bull CBBC Aug 2011 Z 2011/04/19 2011/04/20
63689 SGA Societe Generale Acceptance N.V. -HSI R Bull CBBC Sep11H 2011/04/19 2011/04/20
63720 UBS AG – HSI R Bull CBBC Jul 2011 Z 2011/04/19 2011/04/20
63692 HK Bank – CNOOC R Bull CBBC Oct 2011 A 2011/04/19 2011/04/20
63828 HK Bank – HSI R Bull CBBC Oct 2011 C 2011/04/19 2011/04/20
63759 J P Morgan SP BV – HSI R Bull CBBC Aug 2011 A 2011/04/19 2011/04/20
63880 Deutsche Bank AG – HSI R Bull CBBC Jul 2011 X 2011/04/19 2011/04/20
63688 SGA Societe Generale Acceptance N.V. -HSI R Bull CBBC Sep11G 2011/04/19 2011/04/20
63611 Credit Suisse AG – HSI R Bull CBBC Sep 2011 E 2011/04/19 2011/04/20
63794 Deutsche Bank AG – A50 China R Bull CBBC Sep 2011 H 2011/04/19 2011/04/20
63847 Credit Suisse AG – HSI R Bull CBBC Oct 2011 T 2011/04/19 2011/04/20
63680 SGA Societe Generale Acceptance N.V. -HSI R Bull CBBC Sep11F 2011/04/19 2011/04/20
63609 Deutsche Bank AG – HSI R Bull CBBC Nov 2011 W 2011/04/19 2011/04/20
63616 UBS AG – HSI R Bull CBBC Jul 2011 S 2011/04/19 2011/04/20
63792 Deutsche Bank AG – China Mobile R Bull CBBC Sep 2011 C 2011/04/19 2011/04/20
63738 RB of Scotland N.V. – HSI R Bull CBBC Aug 2011 G 2011/04/19 2011/04/20
63730 Credit Suisse AG – HSI R Bull CBBC Nov 2011 E 2011/04/19 2011/04/20
63651 Credit Suisse AG – HSI R Bull CBBC Oct 2011 P 2011/04/19 2011/04/20
63752 UBS AG – Hutchison R Bull CBBC Sep 2011 A 2011/04/19 2011/04/20
63746 Credit Suisse AG – TCH R Bear CBBC Aug 2011 E 2011/04/20 2011/04/21
63575 SGA Societe Generale Acceptance N.V. -TCH R Bear CBBC Sep11A 2011/04/20 2011/04/21
63918 Deutsche Bank AG – HSI R Bull CBBC Jul 2011 T 2011/04/20 2011/04/21
63905 UBS AG – HSI R Bull CBBC Jul 2011 E 2011/04/20 2011/04/21
63902 SGA Societe Generale Acceptance N.V. -HSI R Bull CBBC Sep11Q 2011/04/20 2011/04/21
63917 Credit Suisse AG – HSI R Bull CBBC Oct 2011 V 2011/04/20 2011/04/21
63901 SGA Societe Generale Acceptance N.V. -HSI R Bull CBBC Sep11P 2011/04/20 2011/04/21
66613 Credit Suisse AG – A50 China R Bull CBBC Apr 2011 C 2011/04/21 2011/04/27
65761 Credit Suisse AG – HSBC R Bear CBBC Apr 2011 A 2011/04/21 2011/04/27
66601 Credit Suisse AG – Hutchison R Bull CBBC Apr 2011 A 2011/04/21 2011/04/27
65524 Credit Suisse AG – A50 China R Bear CBBC Apr 2011 A 2011/04/21 2011/04/27
63853 Deutsche Bank AG – HSI R Bear CBBC Jul 2011 V 2011/04/21 2011/04/26
63431 UBS AG – TCH R Bear CBBC Sep 2011 D 2011/04/21 2011/04/26
67610 Credit Suisse AG – TCH R Bear CBBC Apr 2011 C 2011/04/21 2011/04/27
66555 Credit Suisse AG – HSBC R Bull CBBC Apr 2011 B 2011/04/21 2011/04/27
63877 UBS AG – HSI R Bear CBBC Jul 2011 N 2011/04/21 2011/04/26
63577 SGA Societe Generale Acceptance N.V. -TCH R Bear CBBC Sep11B 2011/04/21 2011/04/26
63460 Credit Suisse AG – TCH R Bear CBBC Jul 2011 E 2011/04/21 2011/04/26
63899 Credit Suisse AG – HSI R Bear CBBC Oct 2011 U 2011/04/21 2011/04/26
63846 Credit Suisse AG – HSI R Bear CBBC Jul 2011 E 2011/04/21 2011/04/26
63919 UBS AG – HSI R Bull CBBC Jul 2011 L 2011/04/21 2011/04/26
65181 SGA Societe Generale Acceptance N.V.- ABC R Bull CBBC Apr11A 2011/04/26 2011/04/28
63924 Credit Suisse AG – HSI R Bull CBBC Sep 2011 M 2011/04/26 2011/04/27
67092 RB of Scotland N.V. – Esprit R Bull CBBC Apr 2011 A 2011/04/26 2011/04/28
63464 HK Bank – TCH R Bear CBBC Sep 2011 B 2011/04/26 2011/04/27
63931 Credit Suisse AG – HSI R Bull CBBC Sep 2011 L 2011/04/26 2011/04/27
64594 HK Bank – China Life R Bear CBBC Apr 2011 A 2011/04/26 2011/04/28
65188 SGA Societe Generale Acceptance N.V. -A50 R Bear CBBC Apr11A 2011/04/26 2011/04/28
63781 UBS AG – China Life R Bull CBBC Sep 2011 D 2011/04/26 2011/04/27
63857 BNP Paribas Arbit Issu B.V. – HSI R Bear CBBC Jul 2011 X 2011/04/27 2011/04/28
65040 Goldman Sachs SP (Asia) – HSI R Bear CBBC Apr 2011 X 2011/04/27 2011/04/29
64938 Credit Suisse AG – HSI R Bear CBBC Apr 2011 H 2011/04/27 2011/04/29
64692 Goldman Sachs SP (Asia) – HSI R Bull CBBC Apr 2011 Q 2011/04/27 2011/04/29
64719 UBS AG – HSI R Bear CBBC Apr 2011 J 2011/04/27 2011/04/29
64922 Credit Suisse AG – HSI R Bear CBBC Apr 2011 D 2011/04/27 2011/04/29
64001 BNP Paribas Arbit Issu B.V. – HSI R Bull CBBC Apr 2011 G 2011/04/27 2011/04/29
64976 Deutsche Bank AG – HSI R Bear CBBC Apr 2011 I 2011/04/27 2011/04/29
64937 Credit Suisse AG – HSI R Bear CBBC Apr 2011 G 2011/04/27 2011/04/29
64693 Goldman Sachs SP (Asia) – HSI R Bear CBBC Apr 2011 R 2011/04/27 2011/04/29
65555 BNP Paribas Arbit Issu B.V. – HSI R Bear CBBC Apr 2011 L 2011/04/27 2011/04/29
65556 BNP Paribas Arbit Issu B.V. – HSI R Bear CBBC Apr 2011 M 2011/04/27 2011/04/29

Last Delisted
65557 BNP Paribas Arbit Issu B.V. – HSI R Bear CBBC Apr 2011 N 2011/04/27 2011/04/29
64000 BNP Paribas Arbit Issu B.V. – HSI R Bull CBBC Apr 2011 F 2011/04/27 2011/04/29
67331 Deutsche Bank AG – HSI R Bear CBBC Apr 2011 G 2011/04/27 2011/04/29
66518 KBC Fin Products Int’l Ltd. – HSI R Bear CBBC Apr 2011 A 2011/04/27 2011/04/29
67330 Deutsche Bank AG – HSI R Bear CBBC Apr 2011 R 2011/04/27 2011/04/29
64694 Goldman Sachs SP (Asia) – HSI R Bear CBBC Apr 2011 S 2011/04/27 2011/04/29
65879 KBC Fin Products Int’l Ltd. – HSI R Bear CBBC Apr 2011 P 2011/04/27 2011/04/29
64724 KBC Fin Products Int’l Ltd. – HSI R Bear CBBC Apr 2011 F 2011/04/27 2011/04/29
64538 Goldman Sachs SP (Asia) – HSI R Bull CBBC Apr 2011 D 2011/04/27 2011/04/29
65191 SGA Societe Generale Acceptance N.V. -HSI R Bear CBBC Apr11N 2011/04/27 2011/04/29
66031 Deutsche Bank AG – HSI R Bear CBBC Apr 2011 D 2011/04/27 2011/04/29
66721 Credit Suisse AG – HSI R Bull CBBC Apr 2011 O 2011/04/27 2011/04/29
63639 Deutsche Bank AG – China Life R Bull CBBC Sep 2011 D 2011/04/27 2011/04/28
63854 Deutsche Bank AG – HSI R Bear CBBC Jul 2011 W 2011/04/27 2011/04/28
65193 SGA Societe Generale Acceptance N.V. -HSI R Bear CBBC Apr11O 2011/04/27 2011/04/29
64144 UBS AG – HSI R Bull CBBC Apr 2011 E 2011/04/27 2011/04/29
65888 Credit Suisse AG – HSI R Bear CBBC Apr 2011 Y 2011/04/27 2011/04/29
66055 BNP Paribas Arbit Issu B.V. – HSI R Bear CBBC Apr 2011 W 2011/04/27 2011/04/29
65491 Deutsche Bank AG – HSI R Bear CBBC Apr 2011 W 2011/04/27 2011/04/29
65486 BNP Paribas Arbit Issu B.V. – HSI R Bear CBBC Apr 2011 K 2011/04/27 2011/04/29
65880 KBC Fin Products Int’l Ltd. – HSI R Bear CBBC Apr 2011 Q 2011/04/27 2011/04/29
65485 BNP Paribas Arbit Issu B.V. – HSI R Bear CBBC Apr 2011 J 2011/04/27 2011/04/29
65484 BNP Paribas Arbit Issu B.V. – HSI R Bear CBBC Apr 2011 I 2011/04/27 2011/04/29
64609 CC Rabobank B.A. – HSI R Bull CBBC Apr 2011 A 2011/04/27 2011/04/29
64682 KBC Fin Products Int’l Ltd. – HSI R Bear CBBC Apr 2011 C 2011/04/27 2011/04/29
64681 KBC Fin Products Int’l Ltd. – HSI R Bear CBBC Apr 2011 B 2011/04/27 2011/04/29
67607 UBS AG – TCH R Bear CBBC Jul 2011 C 2011/04/27 2011/04/28
64977 Deutsche Bank AG – HSI R Bear CBBC Apr 2011 J 2011/04/27 2011/04/29
65450 UBS AG – HSI R Bear CBBC Apr 2011 U 2011/04/27 2011/04/29
65438 UBS AG – HSI R Bear CBBC Apr 2011 T 2011/04/27 2011/04/29
65002 UBS AG – HSI R Bear CBBC Apr 2011 R 2011/04/27 2011/04/29
65430 SGA Societe Generale Acceptance N.V. -HSI R Bear CBBC Apr11Q 2011/04/27 2011/04/29
64999 UBS AG – HSI R Bear CBBC Apr 2011 Q 2011/04/27 2011/04/29
65429 SGA Societe Generale Acceptance N.V. -HSI R Bear CBBC Apr11P 2011/04/27 2011/04/29
64939 Credit Suisse AG – HSI R Bear CBBC Apr 2011 I 2011/04/27 2011/04/29
64964 J P Morgan SP BV – HSI R Bear CBBC Apr 2011 A 2011/04/27 2011/04/29
65190 SGA Societe Generale Acceptance N.V. -HSI R Bear CBBC Apr11M 2011/04/27 2011/04/29
64685 Goldman Sachs SP (Asia) – HSI R Bull CBBC Apr 2011 O 2011/04/27 2011/04/29
64720 KBC Fin Products Int’l Ltd. – HSI R Bear CBBC Apr 2011 D 2011/04/27 2011/04/29
66058 BNP Paribas Arbit Issu B.V. – HSI R Bear CBBC Apr 2011 X 2011/04/27 2011/04/29
65104 SGA Societe Generale Acceptance NV -HSCEI R Bear CBBC Apr11D 2011/04/27 2011/04/29
64722 KBC Fin Products Int’l Ltd. – HSI R Bear CBBC Apr 2011 E 2011/04/27 2011/04/29
67337 Deutsche Bank AG – A50 China R Bull CBBC Apr 2011 F 2011/04/27 2011/04/29
64535 Goldman Sachs SP (Asia) – HSI R Bull CBBC Apr 2011 B 2011/04/27 2011/04/29
66279 Deutsche Bank AG – HSI R Bear CBBC Apr 2011 V 2011/04/27 2011/04/29
64536 Goldman Sachs SP (Asia) – HSI R Bull CBBC Apr 2011 C 2011/04/27 2011/04/29
65451 UBS AG – HSI R Bear CBBC Apr 2011 V 2011/04/27 2011/04/29
64534 Goldman Sachs SP (Asia) – HSI R Bull CBBC Apr 2011 A 2011/04/27 2011/04/29
65813 KBC Fin Products Int’l Ltd. – HSI R Bear CBBC Apr 2011 L 2011/04/27 2011/04/29
64686 Goldman Sachs SP (Asia) – HSI R Bull CBBC Apr 2011 P 2011/04/27 2011/04/29
67494 Deutsche Bank AG – HSCEI R Bear CBBC Apr 2011 E 2011/04/27 2011/04/29
64785 SGA Societe Generale Acceptance N.V. -HSI R Bear CBBC Apr11F 2011/04/27 2011/04/29
64766 SGA Societe Generale Acceptance N.V. -HSI R Bear CBBC Apr11E 2011/04/27 2011/04/29
65012 SGA Societe Generale Acceptance N.V. -HSI R Bear CBBC Apr11J 2011/04/27 2011/04/29
64765 SGA Societe Generale Acceptance N.V. -HSI R Bear CBBC Apr11D 2011/04/27 2011/04/29
65078 Deutsche Bank AG – HSCEI R Bear CBBC Apr 2011 B 2011/04/27 2011/04/29
65811 HK Bank – HSI R Bear CBBC Apr 2011 E 2011/04/27 2011/04/29
68588 Credit Suisse AG – TCH R Bear CBBC Jul 2011 A 2011/04/27 2011/04/28
65055 UBS AG – HSCEI R Bear CBBC Apr 2011 A 2011/04/27 2011/04/29
65770 Deutsche Bank AG – HSI R Bear CBBC Apr 2011 Z 2011/04/27 2011/04/29
63707 BNP Paribas Arbit Issu B.V. – HSI R Bull CBBC Apr 2011 D 2011/04/27 2011/04/29
65748 Merrill Lynch Int’l & Co. C.V. – HSI R Bear CBBC Apr 2011 C 2011/04/27 2011/04/29
65750 Merrill Lynch Int’l & Co. C.V. – HSI R Bear CBBC Apr 2011 D 2011/04/27 2011/04/29
64763 SGA Societe Generale Acceptance N.V. -HSI R Bear CBBC Apr11B 2011/04/27 2011/04/29
64386 Deutsche Bank AG – HSI R Bear CBBC Apr 2011 B 2011/04/27 2011/04/29
65059 UBS AG – HSCEI R Bear CBBC Apr 2011 B 2011/04/27 2011/04/29
63934 UBS AG – HSI R Bear CBBC Aug 2011 N 2011/04/27 2011/04/28
66013 BNP Paribas Arbit Issu B.V. – HSI R Bear CBBC Apr 2011 V 2011/04/27 2011/04/29
65673 BNP Paribas Arbit Issu B.V. – HSI R Bear CBBC Apr 2011 P 2011/04/27 2011/04/29
64352 UBS AG – HSI R Bull CBBC Apr 2011 I 2011/04/27 2011/04/29
67396 RB of Scotland N.V. – HSI R Bear CBBC Apr 2011 F 2011/04/27 2011/04/29
65591 KBC Fin Products Int’l Ltd. – HSI R Bear CBBC Apr 2011 J 2011/04/27 2011/04/29
65592 KBC Fin Products Int’l Ltd. – HSI R Bear CBBC Apr 2011 K 2011/04/27 2011/04/29
65014 SGA Societe Generale Acceptance N.V. -HSI R Bear CBBC Apr11L 2011/04/27 2011/04/29
65577 CC Rabobank B.A. – HSI R Bear CBBC Apr 2011 N 2011/04/27 2011/04/29
65579 CC Rabobank B.A. – HSI R Bear CBBC Apr 2011 O 2011/04/27 2011/04/29
65013 SGA Societe Generale Acceptance N.V. -HSI R Bear CBBC Apr11K 2011/04/27 2011/04/29
64786 SGA Societe Generale Acceptance N.V. -HSI R Bear CBBC Apr11G 2011/04/27 2011/04/29
66196 Deutsche Bank AG – HSI R Bull CBBC Apr 2011 E 2011/04/27 2011/04/29
64764 SGA Societe Generale Acceptance N.V. -HSI R Bear CBBC Apr11C 2011/04/27 2011/04/29
65679 BNP Paribas Arbit Issu B.V. – HSI R Bear CBBC Apr 2011 Q 2011/04/27 2011/04/29
65680 BNP Paribas Arbit Issu B.V. – HSI R Bear CBBC Apr 2011 R 2011/04/27 2011/04/29
65681 BNP Paribas Arbit Issu B.V. – HSI R Bear CBBC Apr 2011 S 2011/04/27 2011/04/29
65827 UBS AG – HSI R Bear CBBC Apr 2011 Z 2011/04/27 2011/04/29
65826 UBS AG – HSI R Bear CBBC Apr 2011 Y 2011/04/27 2011/04/29

Last Delisted
65825 UBS AG – HSI R Bear CBBC Apr 2011 X 2011/04/27 2011/04/29
65682 BNP Paribas Arbit Issu B.V. – HSI R Bear CBBC Apr 2011 T 2011/04/27 2011/04/29
65687 BNP Paribas Arbit Issu B.V. – HSI R Bear CBBC Apr 2011 U 2011/04/27 2011/04/29
65670 BNP Paribas Arbit Issu B.V. – HSI R Bear CBBC Apr 2011 O 2011/04/27 2011/04/29
63939 BNP Paribas Arbit Issu B.V. – HSI R Bear CBBC Jul 2011 H 2011/04/27 2011/04/28
67252 J P Morgan SP BV – HSI R Bear CBBC Apr 2011 J 2011/04/27 2011/04/29
67253 J P Morgan SP BV – HSI R Bear CBBC Apr 2011 K 2011/04/27 2011/04/29
67256 J P Morgan SP BV – HSI R Bear CBBC Apr 2011 L 2011/04/27 2011/04/29
65646 SGA Societe Generale Acceptance N.V. -HSI R Bear CBBC Apr11T 2011/04/27 2011/04/29
67071 KBC Fin Products Int’l Ltd. – HSI R Bear CBBC Apr 2011 T 2011/04/27 2011/04/29
67066 KBC Fin Products Int’l Ltd. – HSI R Bull CBBC Apr 2011 W 2011/04/27 2011/04/29
65934 UBS AG – HSI R Bear CBBC Apr 2011 H 2011/04/27 2011/04/29
65969 KBC Fin Products Int’l Ltd. – HSI R Bear CBBC Apr 2011 S 2011/04/27 2011/04/29
65645 SGA Societe Generale Acceptance N.V. -HSI R Bear CBBC Apr11S 2011/04/27 2011/04/29
67012 SGA Societe Generale Acceptance N.V. -HSI R Bull CBBC Apr11W 2011/04/27 2011/04/29
65956 Deutsche Bank AG – HSI R Bear CBBC Apr 2011 H 2011/04/27 2011/04/29
63879 UBS AG – HSI R Bull CBBC Apr 2011 C 2011/04/27 2011/04/29
65538 Credit Suisse AG – HSI R Bear CBBC Apr 2011 V 2011/04/27 2011/04/29
66698 Credit Suisse AG – HSI R Bull CBBC Apr 2011 Z 2011/04/27 2011/04/29
65647 SGA Societe Generale Acceptance N.V. -HSI R Bear CBBC Apr11U 2011/04/27 2011/04/29
66699 Credit Suisse AG – HSI R Bull CBBC Apr 2011 Q 2011/04/27 2011/04/29
65648 SGA Societe Generale Acceptance N.V. -HSI R Bear CBBC Apr11V 2011/04/27 2011/04/29
64894 UBS AG – HSI R Bear CBBC Apr 2011 O 2011/04/27 2011/04/29
65968 KBC Fin Products Int’l Ltd. – HSI R Bear CBBC Apr 2011 R 2011/04/27 2011/04/29
64784 CC Rabobank B.A. – HSI R Bear CBBC Apr 2011 J 2011/04/27 2011/04/29
67180 Merrill Lynch Int’l & Co. C.V. – HSI R Bear CBBC Apr 2011 G 2011/04/27 2011/04/29
64893 UBS AG – HSI R Bear CBBC Apr 2011 N 2011/04/27 2011/04/29
66051 UBS AG – HSI R Bear CBBC Apr 2011 S 2011/04/27 2011/04/29
66115 BNP Paribas Arbit Issu B.V. – HSI R Bear CBBC Apr 2011 E 2011/04/27 2011/04/29
67250 J P Morgan SP BV – HSI R Bear CBBC Apr 2011 H 2011/04/27 2011/04/29
67251 J P Morgan SP BV – HSI R Bear CBBC Apr 2011 I 2011/04/27 2011/04/29
65644 SGA Societe Generale Acceptance N.V. -HSI R Bear CBBC Apr11R 2011/04/27 2011/04/29
65010 SGA Societe Generale Acceptance N.V. -HSI R Bear CBBC Apr11H 2011/04/27 2011/04/29
65011 SGA Societe Generale Acceptance N.V. -HSI R Bear CBBC Apr11I 2011/04/27 2011/04/29
64895 UBS AG – HSI R Bear CBBC Apr 2011 P 2011/04/27 2011/04/29
67349 Deutsche Bank AG – HSI R Bear CBBC Apr 2011 K 2011/04/27 2011/04/29
67397 RB of Scotland N.V. – HSI R Bear CBBC Apr 2011 G 2011/04/27 2011/04/29
63977 SGA Societe Generale Acceptance N.V. -HSI R Bear CBBC Sep11U 2011/04/28 2011/04/29
63735 Deutsche Bank AG – A50 China R Bull CBBC Sep 2011 F 2011/04/28 2011/04/29
63979 UBS AG – HSI R Bear CBBC Jul 2011 O 2011/04/28 2011/04/29
63969 SGA Societe Generale Acceptance N.V. -HSI R Bear CBBC Sep11R 2011/04/28 2011/04/29
67096 RB of Scotland N.V. – Yanzhou Coal R Bull CBBC Apr 2011 A 2011/04/28 2011/05/03
63775 Credit Suisse AG – A50 China R Bull CBBC Sep 2011 A 2011/04/28 2011/04/29
63937 UBS AG – HSI R Bull CBBC Aug 2011 S 2011/04/28 2011/04/29
68007 RB of Scotland N.V. – DJIA R Bear CBBC Jun 2011 G 2011/04/28 2011/04/29
63884 Deutsche Bank AG – HSBC R Bear CBBC Sep 2011 H 2011/04/28 2011/04/29
63971 SGA Societe Generale Acceptance N.V. -HSI R Bear CBBC Sep11S 2011/04/28 2011/04/29
63972 SGA Societe Generale Acceptance N.V. -HSI R Bear CBBC Sep11T 2011/04/28 2011/04/29
63984 SGA Societe Generale Acceptance N.V. -HSI R Bull CBBC Sep11V 2011/04/29 2011/05/03
63096 HK Bank – China Life R Bull CBBC Aug 2011 A 2011/04/29 2011/05/03
68037 Deutsche Bank AG – China Life R Bull CBBC Jul 2011 A 2011/04/29 2011/05/03
64008 BNP Paribas Arbit Issu B.V. – HSI R Bull CBBC Sep 2011 N 2011/05/03 2011/05/04
63987 BNP Paribas Arbit Issu B.V. – HSI R Bull CBBC Sep 2011 J 2011/05/03 2011/05/04
63985 SGA Societe Generale Acceptance N.V. -HSI R Bull CBBC Sep11W 2011/05/03 2011/05/04
63997 UBS AG – HSI R Bull CBBC Aug 2011 K 2011/05/03 2011/05/04
67832 Deutsche Bank AG – DJIA R Bear CBBC Sep 2011 D 2011/05/03 2011/05/04
63999 BNP Paribas Arbit Issu B.V. – HSI R Bull CBBC Sep 2011 O 2011/05/03 2011/05/04
63995 UBS AG – HSI R Bull CBBC Aug 2011 F 2011/05/03 2011/05/04
63510 Credit Suisse AG – Hutchison R Bull CBBC Jul 2011 A 2011/05/04 2011/05/05
64028 UBS AG – HSI R Bull CBBC Sep 2011 S 2011/05/04 2011/05/05
63986 SGA Societe Generale Acceptance N.V. -HSI R Bull CBBC Sep11X 2011/05/04 2011/05/05
64051 UBS AG – CUni R Bear CBBC Oct 2011 C 2011/05/04 2011/05/05
64044 UBS AG – COVS R Bull CBBC Oct 2011 B 2011/05/04 2011/05/05
64016 SGA Societe Generale Acceptance N.V. -HSI R Bull CBBC Sep11Z 2011/05/04 2011/05/05
64014 SGA Societe Generale Acceptance N.V. -HSI R Bull CBBC Sep11Y 2011/05/04 2011/05/05
67656 HK Bank – Hutchison R Bear CBBC May 2011 A 2011/05/04 2011/05/06
63998 UBS AG – HSI R Bull CBBC Oct 2011 G 2011/05/04 2011/05/05
64022 HK Bank – CNOOC R Bull CBBC Nov 2011 A 2011/05/04 2011/05/05
64306 HK Bank – China Shenhua R Bull CBBC May 2011 A 2011/05/04 2011/05/06
63586 SGA Societe Generale Acceptance N.V. -HSI R Bull CBBC Aug11W 2011/05/04 2011/05/05
63935 UBS AG – HSI R Bull CBBC Sep 2011 P 2011/05/04 2011/05/05
63637 Deutsche Bank AG – HSI R Bull CBBC Nov 2011 X 2011/05/04 2011/05/05
63936 UBS AG – HSI R Bull CBBC Sep 2011 Q 2011/05/04 2011/05/05
63615 SGA Societe Generale Acceptance N.V. -HSI R Bull CBBC Aug11Y 2011/05/04 2011/05/05
68395 SGA Societe Generale Acceptance N.V-CLife R Bull CBBC Jul11B 2011/05/04 2011/05/05
63631 Deutsche Bank AG – HSCEI R Bull CBBC Nov 2011 A 2011/05/04 2011/05/05
63753 UBS AG – A50 China R Bull CBBC Sep 2011 D 2011/05/04 2011/05/05

Last Delisted
63606 Credit Suisse AG – HSI R Bull CBBC Oct 2011 O 2011/05/04 2011/05/05
63835 UBS AG – HKEx R Bull CBBC Sep 2011 D 2011/05/04 2011/05/05
63549 Deutsche Bank AG – A50 China R Bull CBBC Sep 2011 E 2011/05/04 2011/05/05
63950 UBS AG – HSI R Bull CBBC Aug 2011 I 2011/05/04 2011/05/05
66680 KBC Fin Products Int’l Ltd. – A50 China R Bear CBBC May 11B 2011/05/04 2011/05/06
63604 Deutsche Bank AG – HSI R Bull CBBC Aug 2011 X 2011/05/04 2011/05/05
63871 HK Bank – CM Bank R Bull CBBC Oct 2011 A 2011/05/04 2011/05/05
63872 HK Bank – Sinopec Corp R Bull CBBC Oct 2011 B 2011/05/04 2011/05/05
63038 KBC Fin Products Int’l Ltd. – CP&CC R Bull CBBC May 2011 A 2011/05/04 2011/05/06
63589 Credit Suisse AG – HSI R Bull CBBC Sep 2011 H 2011/05/04 2011/05/05
63596 KBC Fin Products Int’l Ltd. – HSI R Bull CBBC Sep 2011 C 2011/05/04 2011/05/05
63988 BNP Paribas Arbit Issu B.V. – HSI R Bull CBBC Sep 2011 E 2011/05/04 2011/05/05
63838 UBS AG – HSI R Bull CBBC Oct 2011 D 2011/05/04 2011/05/05
66479 KBC Fin Products Int’l Ltd. – Ch Mobile R Bear CBBC May 11B 2011/05/05 2011/05/09
64056 UBS AG – HSI R Bull CBBC Sep 2011 U 2011/05/05 2011/05/06
63585 SGA Societe Generale Acceptance N.V. -HSI R Bull CBBC Aug11X 2011/05/05 2011/05/06
63619 Credit Suisse AG – HSI R Bull CBBC Nov 2011 D 2011/05/05 2011/05/06
63603 Deutsche Bank AG – HSI R Bull CBBC Jul 2011 Z 2011/05/05 2011/05/06
63694 HK Bank – HSI R Bull CBBC Oct 2011 B 2011/05/05 2011/05/06
63602 J P Morgan SP BV – HSI R Bull CBBC Jul 2011 W 2011/05/05 2011/05/06
67414 UBS AG – China Life R Bull CBBC Jun 2011 A 2011/05/05 2011/05/06
63540 SGA Societe Generale Acceptance N.V. -HSI R Bull CBBC Aug11Z 2011/05/06 2011/05/09
63698 Macquarie Bank Ltd. – HSI R Bull CBBC Sep 2011 A 2011/05/06 2011/05/09
63526 Credit Suisse AG – HSI R Bull CBBC Sep 2011 Z 2011/05/06 2011/05/09
63981 UBS AG – HSI R Bull CBBC Oct 2011 F 2011/05/06 2011/05/09
67257 Credit Suisse AG – Hutchison R Bear CBBC May 2011 A 2011/05/06 2011/05/11
63538 Credit Suisse AG – HSI R Bull CBBC Oct 2011 N 2011/05/06 2011/05/09
63737 RB of Scotland N.V. – HSI R Bull CBBC Aug 2011 F 2011/05/06 2011/05/09
63543 Deutsche Bank AG – HSI R Bull CBBC Oct 2011 D 2011/05/06 2011/05/09
63563 Deutsche Bank AG – HSI R Bull CBBC Aug 2011 R 2011/05/06 2011/05/09
68200 Deutsche Bank AG – China Life R Bull CBBC Jul 2011 C 2011/05/06 2011/05/09
63598 J P Morgan SP BV – HSI R Bull CBBC Jul 2011 V 2011/05/06 2011/05/09
63547 KBC Fin Products Int’l Ltd. – HSI R Bull CBBC Jul 2011 Y 2011/05/06 2011/05/09
66616 Credit Suisse AG – HSBC R Bear CBBC May 2011 B 2011/05/06 2011/05/11
64080 Merrill Lynch Int’l & Co. C.V. – HSI R Bull CBBC Nov 2011 D 2011/05/09 2011/05/11
64116 HK Bank – China Life R Bull CBBC Dec 2011 A 2011/05/11 2011/05/12
63530 Deutsche Bank AG – Hutchison R Bull CBBC Oct 2011 C 2011/05/11 2011/05/12
64147 UBS AG – HSI R Bull CBBC Aug 2011 N 2011/05/12 2011/05/13
64079 Merrill Lynch Int’l & Co. C.V. – HSI R Bull CBBC Nov 2011 C 2011/05/12 2011/05/13
64148 UBS AG – HSI R Bull CBBC Sep 2011 X 2011/05/12 2011/05/13
67850 RB of Scotland N.V. – China Shenhua R Bull CBBC May 2011 A 2011/05/13 2011/05/17
64143 UBS AG – HSI R Bull CBBC Sep 2011 W 2011/05/13 2011/05/16
66950 UBS AG – A50 China R Bull CBBC May 2011 B 2011/05/13 2011/05/17
63525 UBS AG – HSI R Bull CBBC Aug 2011 G 2011/05/13 2011/05/16
63544 Deutsche Bank AG – HSI R Bull CBBC Nov 2011 R 2011/05/13 2011/05/16
63537 Credit Suisse AG – HSI R Bull CBBC Oct 2011 M 2011/05/13 2011/05/16
65929 HK Bank – CC Bank R Bear CBBC May 2011 A 2011/05/13 2011/05/17
64157 UBS AG – HSI R Bull CBBC Aug 2011 S 2011/05/13 2011/05/16
64198 UBS AG – HSI R Bull CBBC Aug 2011 K 2011/05/16 2011/05/17
64205 UBS AG – HSI R Bull CBBC Sep 2011 B 2011/05/17 2011/05/18
63597 J P Morgan SP BV – HSI R Bull CBBC Jul 2011 U 2011/05/17 2011/05/18
63548 KBC Fin Products Int’l Ltd. – HSI R Bull CBBC Aug 2011 I 2011/05/17 2011/05/18
64204 UBS AG – AIA R Bull CBBC Nov 2011 B 2011/05/17 2011/05/18
63626 HK Bank – HSI R Bull CBBC Sep 2011 L 2011/05/17 2011/05/18
63725 Credit Suisse AG – HKEx R Bull CBBC Aug 2011 B 2011/05/17 2011/05/18
63802 UBS AG – HSI R Bull CBBC Nov 2011 A 2011/05/17 2011/05/18
63793 Deutsche Bank AG – HSBC R Bull CBBC Sep 2011 G 2011/05/17 2011/05/18
63491 Deutsche Bank AG – HSI R Bull CBBC Sep 2011 R 2011/05/17 2011/05/18
63489 Credit Suisse AG – HSI R Bull CBBC Aug 2011 U 2011/05/17 2011/05/18
64954 HK Bank – A50 R Bear CBBC May 2011 D 2011/05/17 2011/05/19
64142 UBS AG – HSI R Bull CBBC Oct 2011 J 2011/05/17 2011/05/18
67400 SGA Societe Generale Acceptance N.V-CK(H) R Bull CBBC May11H 2011/05/17 2011/05/18
63478 Deutsche Bank AG – China Mobile R Bull CBBC Sep 2011 B 2011/05/18 2011/05/19
64218 Credit Suisse AG – HSI R Bull CBBC Sep 2011 D 2011/05/18 2011/05/19

Last Delisted
64219 Credit Suisse AG – HSI R Bull CBBC Oct 2011 X 2011/05/18 2011/05/19
64211 UBS AG – HSI R Bull CBBC Sep 2011 A 2011/05/18 2011/05/19
64197 UBS AG – HSI R Bear CBBC Aug 2011 F 2011/05/19 2011/05/20
64191 SGA Societe Generale Acceptance N.V. -HSI R Bear CBBC Sep11Q 2011/05/19 2011/05/20
64268 UBS AG – HSI R Bear CBBC Sep 2011 C 2011/05/19 2011/05/20
64266 BNP Paribas Arbit Issu B.V. – HSI R Bear CBBC Aug 2011 X 2011/05/19 2011/05/20
64257 Credit Suisse AG – HSI R Bull CBBC Nov 2011 M 2011/05/19 2011/05/20
64267 BNP Paribas Arbit Issu B.V. – HSI R Bear CBBC Aug 2011 Y 2011/05/19 2011/05/20
64240 Credit Suisse AG – TCH R Bear CBBC Sep 2011 D 2011/05/19 2011/05/20
64242 Credit Suisse AG – HSI R Bear CBBC Aug 2011 N 2011/05/19 2011/05/20
64297 Credit Suisse AG – HSI R Bear CBBC Aug 2011 Y 2011/05/20 2011/05/23
64296 Credit Suisse AG – HSI R Bear CBBC Aug 2011 S 2011/05/20 2011/05/23
65183 Deutsche Bank AG – China Life R Bear CBBC May 2011 B 2011/05/20 2011/05/24
66614 Credit Suisse AG – A50 China R Bull CBBC May 2011 A 2011/05/20 2011/05/24
64288 SGA Societe Generale Acceptance N.V. -HSI R Bear CBBC Sep11S 2011/05/20 2011/05/23
64599 HK Bank – TCH R Bull CBBC May 2011 A 2011/05/20 2011/05/24
66605 Credit Suisse AG – HKEx R Bull CBBC May 2011 A 2011/05/20 2011/05/24
64309 UBS AG – HSI R Bull CBBC Sep 2011 J 2011/05/20 2011/05/23
66981 UBS AG – CC Bank R Bull CBBC May 2011 A 2011/05/20 2011/05/24
66304 HK Bank – ICBC R Bear CBBC May 2011 A 2011/05/20 2011/05/24
64310 KBC Fin Products Int’l Ltd. – HSI R Bull CBBC Oct 2011 A 2011/05/23 2011/05/24
63494 Deutsche Bank AG – HSI R Bull CBBC Oct 2011 C 2011/05/23 2011/05/24
68585 Deutsche Bank AG – A50 China R Bull CBBC Aug 2011 D 2011/05/23 2011/05/24
64312 SGA Societe Generale Acceptance N.V. -HSI R Bull CBBC Sep11V 2011/05/23 2011/05/24
63550 Credit Suisse AG – A50 China R Bull CBBC Aug 2011 B 2011/05/23 2011/05/24
64308 UBS AG – HSI R Bull CBBC Aug 2011 I 2011/05/23 2011/05/24
64207 UBS AG – HSI R Bull CBBC Oct 2011 L 2011/05/23 2011/05/24
64303 Credit Suisse AG – HSI R Bull CBBC Oct 2011 F 2011/05/23 2011/05/24
68394 SGA Societe Generale Acceptance N.V-CLife R Bull CBBC Jul11A 2011/05/23 2011/05/24
64313 Credit Suisse AG – HSI R Bull CBBC Nov 2011 N 2011/05/23 2011/05/24
64066 UBS AG – HSBC R Bull CBBC Nov 2011 A 2011/05/23 2011/05/24
63378 Credit Suisse AG – HSI R Bull CBBC Sep 2011 W 2011/05/23 2011/05/24
64118 HK Bank – A50 R Bull CBBC Dec 2011 B 2011/05/23 2011/05/24
63501 SGA Societe Generale Acceptance N.V. -HSI R Bull CBBC Aug11F 2011/05/23 2011/05/24
63559 UBS AG – HSI R Bull CBBC Sep 2011 I 2011/05/24 2011/05/25
63718 UBS AG – HKEx R Bull CBBC Sep 2011 B 2011/05/24 2011/05/25
64341 J P Morgan SP BV – HSI R Bull CBBC Sep 2011 G 2011/05/24 2011/05/25
66535 Deutsche Bank AG – China Mobile R Bear CBBC May 2011 C 2011/05/24 2011/05/26
64331 KBC Fin Products Int’l Ltd. – HSI R Bull CBBC Sep 2011 G 2011/05/24 2011/05/25
63774 Deutsche Bank AG – HSI R Bull CBBC Dec 2011 I 2011/05/24 2011/05/25
64238 Credit Suisse AG – TCH R Bull CBBC Sep 2011 C 2011/05/25 2011/05/26
63275 Deutsche Bank AG – HSI R Bull CBBC Oct 2011 U 2011/05/25 2011/05/26
64078 Merrill Lynch Int’l & Co. C.V. – HSI R Bull CBBC Nov 2011 B 2011/05/25 2011/05/26
63362 Deutsche Bank AG – HSI R Bull CBBC Nov 2011 K 2011/05/25 2011/05/26
63614 RB of Scotland N.V. – HSI R Bull CBBC Aug 2011 E 2011/05/25 2011/05/26
63385 Credit Suisse AG – HSI R Bull CBBC Sep 2011 X 2011/05/25 2011/05/26
64314 UBS AG – HSI R Bull CBBC Oct 2011 M 2011/05/25 2011/05/26
64367 J P Morgan SP BV – HSI R Bull CBBC Sep 2011 H 2011/05/25 2011/05/26
63361 UBS AG – HSI R Bull CBBC Aug 2011 W 2011/05/25 2011/05/26
63512 HK Bank – China Life R Bull CBBC Oct 2011 A 2011/05/25 2011/05/26
64374 UBS AG – HSI R Bull CBBC Sep 2011 P 2011/05/26 2011/05/27
64373 Credit Suisse AG – HSI R Bull CBBC Nov 2011 O 2011/05/26 2011/05/27
64595 HK Bank – Sinopec Corp R Bull CBBC May 2011 A 2011/05/26 2011/05/30
65795 SGA Societe Generale Acceptance N.V. -HSI R Bear CBBC May11A 2011/05/27 2011/05/31
64248 BNP Paribas Arbit Issu B.V. – HSI R Bull CBBC May 2011 I 2011/05/27 2011/05/31
65970 KBC Fin Products Int’l Ltd. – HSI R Bear CBBC May 2011 F 2011/05/27 2011/05/31
65814 KBC Fin Products Int’l Ltd. – HSI R Bear CBBC May 2011 C 2011/05/27 2011/05/31
65732 SGA Societe Generale Acceptance N.V.- HWL R Bull CBBC May11A 2011/05/27 2011/05/31
66977 KBC Fin Products Int’l Ltd. – HSI R Bull CBBC May 2011 I 2011/05/27 2011/05/31
65711 SGA Societe Generale Acceptance N.V-CLife R Bear CBBC May11B 2011/05/27 2011/05/31
67332 Deutsche Bank AG – HSI R Bear CBBC May 2011 X 2011/05/27 2011/05/31
65797 SGA Societe Generale Acceptance N.V. -HSI R Bear CBBC May11C 2011/05/27 2011/05/31
65796 SGA Societe Generale Acceptance N.V. -HSI R Bear CBBC May11B 2011/05/27 2011/05/31
64340 J P Morgan SP BV – HSI R Bear CBBC Sep 2011 F 2011/05/27 2011/05/30
65724 SGA Societe Generale Acceptance N.V.-HKEx R Bear CBBC May11C 2011/05/27 2011/05/31
65728 SGA Societe Generale Acceptance N.V.-HKEx R Bear CBBC May11D 2011/05/27 2011/05/31
66560 RB of Scotland N.V. – HSCEI R Bull CBBC May 2011 A 2011/05/27 2011/05/31
65731 SGA Societe Generale Acceptance N.V.-HSBC R Bear CBBC May11C 2011/05/27 2011/05/31
64907 HK Bank – HSI R Bear CBBC May 2011 A 2011/05/27 2011/05/31
65733 SGA Societe Generale Acceptance N.V.- HWL R Bull CBBC May11B 2011/05/27 2011/05/31
64908 HK Bank – HSI R Bear CBBC May 2011 B 2011/05/27 2011/05/31
66723 Credit Suisse AG – HSI R Bull CBBC May 2011 N 2011/05/27 2011/05/31
66349 SGA Societe Generale Acceptance N.V. -A50 R Bull CBBC May11A 2011/05/27 2011/05/31

Last Delisted
65800 SGA Societe Generale Acceptance N.V. -HSI R Bear CBBC May11F 2011/05/27 2011/05/31
67022 SGA Societe Generale Acceptance N.V. -HSI R Bull CBBC May11Z 2011/05/27 2011/05/31
66913 Deutsche Bank AG – HSCEI R Bull CBBC May 2011 A 2011/05/27 2011/05/31
64317 KBC Fin Products Int’l Ltd. – HSI R Bear CBBC Sep 2011 F 2011/05/27 2011/05/30
64965 J P Morgan SP BV – HSI R Bear CBBC May 2011 A 2011/05/27 2011/05/31
64112 BNP Paribas Arbit Issu B.V. – HSI R Bull CBBC May 2011 H 2011/05/27 2011/05/31
66599 Credit Suisse AG – HSBC R Bull CBBC May 2011 A 2011/05/27 2011/05/31
67453 Credit Suisse AG – HSI R Bear CBBC May 2011 M 2011/05/27 2011/05/31
66381 Deutsche Bank AG – HSI R Bear CBBC May 2011 V 2011/05/27 2011/05/31
67308 UBS AG – HSI R Bear CBBC May 2011 S 2011/05/27 2011/05/31
66607 Credit Suisse AG – TCH R Bull CBBC May 2011 A 2011/05/27 2011/05/31
64368 UBS AG – HSI R Bear CBBC Aug 2011 M 2011/05/27 2011/05/30
66356 SGA Societe Generale Acceptance N.V. -A50 R Bear CBBC May11B 2011/05/27 2011/05/31
65716 SGA Societe Generale Acceptance N.V.-CMob R Bear CBBC May11C 2011/05/27 2011/05/31
65712 SGA Societe Generale Acceptance N.V-CLife R Bear CBBC May11C 2011/05/27 2011/05/31
65738 SGA Societe Generale Acceptance N.V-SHK P R Bear CBBC May11C 2011/05/27 2011/05/31
66941 UBS AG – A50 China R Bull CBBC May 2011 A 2011/05/27 2011/05/31
65717 SGA Societe Generale Acceptance N.V.-CMob R Bear CBBC May11D 2011/05/27 2011/05/31
65739 SGA Societe Generale Acceptance N.V-SHK P R Bear CBBC May11D 2011/05/27 2011/05/31
67705 KBC Fin Products Int’l Ltd. – HSI R Bull CBBC May 2011 U 2011/05/27 2011/05/31
65709 SGA Societe Generale Acceptance N.V-CK(H) R Bear CBBC May11D 2011/05/27 2011/05/31
66287 UBS AG – HSI R Bull CBBC May 2011 J 2011/05/27 2011/05/31
63762 BNP Paribas Arbit Issu B.V. – HSI R Bull CBBC May 2011 D 2011/05/27 2011/05/31
66124 SGA Societe Generale Acceptance N.V. -HSI R Bull CBBC May11Y 2011/05/27 2011/05/31
65799 SGA Societe Generale Acceptance N.V. -HSI R Bear CBBC May11E 2011/05/27 2011/05/31
65798 SGA Societe Generale Acceptance N.V. -HSI R Bear CBBC May11D 2011/05/27 2011/05/31
64002 BNP Paribas Arbit Issu B.V. – HSI R Bull CBBC May 2011 G 2011/05/27 2011/05/31
66297 UBS AG – HSI R Bull CBBC May 2011 M 2011/05/27 2011/05/31
66123 SGA Societe Generale Acceptance N.V. -HSI R Bull CBBC May11X 2011/05/27 2011/05/31
66711 SGA Societe Generale Acceptance N.V.- HWL R Bull CBBC May11E 2011/05/27 2011/05/31
64370 Credit Suisse AG – HSI R Bear CBBC Aug 2011 Z 2011/05/27 2011/05/30
67454 Credit Suisse AG – HSI R Bear CBBC May 2011 P 2011/05/27 2011/05/31
65973 KBC Fin Products Int’l Ltd. – HSI R Bear CBBC May 2011 G 2011/05/27 2011/05/31
65802 SGA Societe Generale Acceptance N.V. -HSI R Bear CBBC May11G 2011/05/27 2011/05/31
65803 SGA Societe Generale Acceptance N.V. -HSI R Bear CBBC May11H 2011/05/27 2011/05/31
65804 SGA Societe Generale Acceptance N.V. -HSI R Bear CBBC May11I 2011/05/27 2011/05/31
66300 UBS AG – HSI R Bull CBBC May 2011 N 2011/05/27 2011/05/31
64533 Deutsche Bank AG – HSI R Bear CBBC May 2011 A 2011/05/27 2011/05/31
67405 SGA Societe Generale Acceptance N.V.- HWL R Bull CBBC May11F 2011/05/27 2011/05/31
66444 Deutsche Bank AG – HSI R Bull CBBC May 2011 Z 2011/05/27 2011/05/31
67667 Deutsche Bank AG – HSI R Bear CBBC May 2011 I 2011/05/27 2011/05/31
67403 SGA Societe Generale Acceptance N.V-CLife R Bear CBBC May11H 2011/05/27 2011/05/31
66028 Goldman Sachs SP (Asia) – HSI R Bear CBBC May 2011 I 2011/05/27 2011/05/31
65593 KBC Fin Products Int’l Ltd. – HSI R Bear CBBC May 2011 A 2011/05/27 2011/05/31
65596 KBC Fin Products Int’l Ltd. – HSI R Bear CBBC May 2011 B 2011/05/27 2011/05/31
65613 UBS AG – HSI R Bear CBBC May 2011 C 2011/05/27 2011/05/31
67149 UBS AG – HSI R Bear CBBC May 2011 P 2011/05/27 2011/05/31
66422 SGA Societe Generale Acceptance N.V-SHK P R Bull CBBC May11F 2011/05/27 2011/05/31
66130 HK Bank – HSI R Bear CBBC May 2011 C 2011/05/27 2011/05/31
66252 UBS AG – HSI R Bull CBBC May 2011 I 2011/05/27 2011/05/31
65773 Deutsche Bank AG – HSI R Bear CBBC May 2011 N 2011/05/27 2011/05/31
66452 Deutsche Bank AG – HKEx R Bear CBBC May 2011 A 2011/05/27 2011/05/31
66450 Deutsche Bank AG – China Life R Bear CBBC May 2011 C 2011/05/27 2011/05/31
67854 RB of Scotland N.V. – Dongfeng Gp R Bull CBBC May 2011 A 2011/05/27 2011/05/31
64981 Deutsche Bank AG – HSI R Bear CBBC May 2011 G 2011/05/27 2011/05/31
66961 UBS AG – ICBC R Bull CBBC May 2011 A 2011/05/27 2011/05/31
67499 Deutsche Bank AG – HSCEI R Bear CBBC May 2011 B 2011/05/27 2011/05/31
66542 RB of Scotland N.V. – HSI R Bull CBBC May 2011 A 2011/05/27 2011/05/31
65666 Goldman Sachs SP (Asia) – HSI R Bear CBBC May 2011 H 2011/05/27 2011/05/31
67859 RB of Scotland N.V. – Jiangxi Copper R Bull CBBC May 2011 A 2011/05/27 2011/05/31
65618 Deutsche Bank AG – HSI R Bear CBBC May 2011 L 2011/05/27 2011/05/31
67603 SGA Societe Generale Acceptance N.V.- TCH R Bull CBBC May11D 2011/05/27 2011/05/31
65874 KBC Fin Products Int’l Ltd. – HSI R Bear CBBC May 2011 D 2011/05/27 2011/05/31
64821 UBS AG – HSI R Bear CBBC May 2011 A 2011/05/27 2011/05/31
66053 UBS AG – HSI R Bear CBBC May 2011 H 2011/05/27 2011/05/31
64750 Deutsche Bank AG – HSI R Bull CBBC May 2011 D 2011/05/27 2011/05/31
65492 Deutsche Bank AG – HSI R Bear CBBC May 2011 K 2011/05/27 2011/05/31
66722 Credit Suisse AG – HSI R Bull CBBC May 2011 O 2011/05/27 2011/05/31
67626 KBC Fin Products Int’l Ltd. – HSI R Bear CBBC May 2011 T 2011/05/27 2011/05/31
67571 Credit Suisse AG – HSI R Bear CBBC May 2011 Q 2011/05/27 2011/05/31
67221 Credit Suisse AG – HSI R Bear CBBC May 2011 V 2011/05/27 2011/05/31
67171 Merrill Lynch Int’l & Co. C.V. – HSI R Bear CBBC May 2011 B 2011/05/27 2011/05/31
66288 UBS AG – HSI R Bull CBBC May 2011 K 2011/05/27 2011/05/31
65619 Deutsche Bank AG – HSI R Bear CBBC May 2011 M 2011/05/27 2011/05/31
67267 Credit Suisse AG – TCH R Bull CBBC May 2011 B 2011/05/27 2011/05/31
65805 SGA Societe Generale Acceptance N.V. -HSI R Bear CBBC May11J 2011/05/27 2011/05/31
64749 Deutsche Bank AG – HSI R Bull CBBC May 2011 C 2011/05/27 2011/05/31
66052 UBS AG – HSI R Bear CBBC May 2011 G 2011/05/27 2011/05/31
65829 UBS AG – HSI R Bear CBBC May 2011 E 2011/05/27 2011/05/31
64978 Deutsche Bank AG – HSI R Bear CBBC May 2011 F 2011/05/27 2011/05/31
65828 UBS AG – HSI R Bear CBBC May 2011 D 2011/05/27 2011/05/31
67220 Credit Suisse AG – HSI R Bear CBBC May 2011 U 2011/05/27 2011/05/31
65875 KBC Fin Products Int’l Ltd. – HSI R Bear CBBC May 2011 E 2011/05/27 2011/05/31
66120 SGA Societe Generale Acceptance N.V. -HSI R Bull CBBC May11U 2011/05/27 2011/05/31
66122 SGA Societe Generale Acceptance N.V. -HSI R Bull CBBC May11W 2011/05/27 2011/05/31
67796 KBC Fin Products Int’l Ltd. – HSI R Bear CBBC May 2011 S 2011/05/27 2011/05/31

Last Delisted
67853 RB of Scotland N.V. – CNOOC R Bull CBBC May 2011 A 2011/05/27 2011/05/31
67849 RB of Scotland N.V. – CPIC R Bull CBBC May 2011 A 2011/05/27 2011/05/31
66415 SGA Societe Generale Acceptance N.V-CK(H) R Bull CBBC May11F 2011/05/27 2011/05/31
67587 SGA Societe Generale Acceptance N.V.-HSBC R Bull CBBC May11F 2011/05/27 2011/05/31
66449 KBC Fin Products Int’l Ltd. – HSI R Bull CBBC May 2011 H 2011/05/27 2011/05/31
66414 SGA Societe Generale Acceptance N.V-CK(H) R Bull CBBC May11E 2011/05/27 2011/05/31
67595 SGA Societe Generale Acceptance N.V.-HWL R Bear CBBC May11J 2011/05/27 2011/05/31
66417 SGA Societe Generale Acceptance N.V-CLife R Bear CBBC May11E 2011/05/27 2011/05/31
66416 SGA Societe Generale Acceptance N.V-CLife R Bear CBBC May11D 2011/05/27 2011/05/31
66418 SGA Societe Generale Acceptance N.V.-HSBC R Bull CBBC May11D 2011/05/27 2011/05/31
67594 SGA Societe Generale Acceptance N.V.-HWL R Bear CBBC May11I 2011/05/27 2011/05/31
66419 SGA Societe Generale Acceptance N.V.-HSBC R Bull CBBC May11E 2011/05/27 2011/05/31
66121 SGA Societe Generale Acceptance N.V. -HSI R Bull CBBC May11V 2011/05/27 2011/05/31
66421 SGA Societe Generale Acceptance N.V-SHK P R Bull CBBC May11E 2011/05/27 2011/05/31
67601 SGA Societe Generale Acceptance N.V. -A50 R Bull CBBC May11D 2011/05/27 2011/05/31
66545 RB of Scotland N.V. – HSI R Bull CBBC May 2011 B 2011/05/27 2011/05/31
67297 Credit Suisse AG – HSI R Bear CBBC May 2011 Z 2011/05/27 2011/05/31
64375 SGA Societe Generale Acceptance N.V. -HSI R Bear CBBC Sep11Y 2011/05/30 2011/05/31
64379 Credit Suisse AG – HSI R Bear CBBC Aug 2011 I 2011/05/30 2011/05/31
64470 UBS AG – HSI R Bear CBBC Aug 2011 G 2011/05/30 2011/05/31
64473 UBS AG – HSI R Bear CBBC Sep 2011 S 2011/05/30 2011/05/31
64378 UBS AG – HSI R Bear CBBC Sep 2011 Q 2011/05/30 2011/05/31
64460 BNP Paribas Arbit Issu B.V. – HSI R Bear CBBC Aug 2011 I 2011/05/30 2011/05/31
64458 BNP Paribas Arbit Issu B.V. – HSI R Bear CBBC Aug 2011 A 2011/05/30 2011/05/31
64452 BNP Paribas Arbit Issu B.V. – HSI R Bear CBBC Aug 2011 F 2011/05/30 2011/05/31
64451 BNP Paribas Arbit Issu B.V. – HSI R Bear CBBC Aug 2011 Z 2011/05/30 2011/05/31
64398 Credit Suisse AG – HSI R Bear CBBC Sep 2011 I 2011/05/30 2011/05/31
64396 Credit Suisse AG – HSI R Bear CBBC Sep 2011 U 2011/05/30 2011/05/31
64390 SGA Societe Generale Acceptance N.V. -HSI R Bear CBBC Sep11Z 2011/05/30 2011/05/31
64339 J P Morgan SP BV – HSI R Bear CBBC Sep 2011 E 2011/05/30 2011/05/31
64461 KBC Fin Products Int’l Ltd. – HSI R Bear CBBC Nov 2011 A 2011/05/30 2011/05/31
64301 Credit Suisse AG – HSI R Bear CBBC Sep 2011 P 2011/05/31 2011/06/01
64494 Credit Suisse AG – HSI R Bear CBBC Sep 2011 J 2011/05/31 2011/06/01
64335 J P Morgan SP BV – HSI R Bear CBBC Sep 2011 D 2011/05/31 2011/06/01
64188 SGA Societe Generale Acceptance N.V. -HSI R Bear CBBC Sep11G 2011/05/31 2011/06/01
64187 SGA Societe Generale Acceptance N.V. -HSI R Bear CBBC Sep11F 2011/05/31 2011/06/01
64150 BNP Paribas Arbit Issu B.V. – HSI R Bear CBBC Aug 2011 T 2011/05/31 2011/06/01
64186 BNP Paribas Arbit Issu B.V. – HSI R Bear CBBC Aug 2011 W 2011/05/31 2011/06/01
64492 CC Rabobank B.A. – HSI R Bear CBBC Dec 2011 D 2011/05/31 2011/06/01
64151 BNP Paribas Arbit Issu B.V. – HSI R Bear CBBC Aug 2011 U 2011/05/31 2011/06/01
64497 Credit Suisse AG – TCH R Bear CBBC Sep 2011 F 2011/05/31 2011/06/01
64152 UBS AG – HSI R Bear CBBC Sep 2011 Y 2011/05/31 2011/06/01
64154 UBS AG – HSI R Bear CBBC Sep 2011 Z 2011/05/31 2011/06/01
64180 BNP Paribas Arbit Issu B.V. – HSI R Bear CBBC Aug 2011 V 2011/05/31 2011/06/01
64505 UBS AG – HSI R Bear CBBC Sep 2011 U 2011/05/31 2011/06/01
64149 BNP Paribas Arbit Issu B.V. – HSI R Bear CBBC Aug 2011 S 2011/05/31 2011/06/01
64189 SGA Societe Generale Acceptance N.V. -HSI R Bear CBBC Sep11H 2011/05/31 2011/06/01
64215 Credit Suisse AG – HSI R Bear CBBC Aug 2011 O 2011/05/31 2011/06/01
64247 Credit Suisse AG – HSI R Bear CBBC Aug 2011 R 2011/05/31 2011/06/01
64275 Merrill Lynch Int’l & Co. C.V. – HSI R Bear CBBC Nov 2011 L 2011/05/31 2011/06/01
64101 UBS AG – HSI R Bear CBBC Aug 2011 A 2011/05/31 2011/06/01
64195 KBC Fin Products Int’l Ltd. – HSI R Bear CBBC Sep 2011 E 2011/05/31 2011/06/01
64487 Merrill Lynch Int’l & Co. C.V. – HSI R Bear CBBC Dec 2011 D 2011/05/31 2011/06/01
64300 Credit Suisse AG – HSI R Bear CBBC Aug 2011 C 2011/05/31 2011/06/01
64190 SGA Societe Generale Acceptance N.V. -HSI R Bear CBBC Sep11P 2011/05/31 2011/06/01
64214 Credit Suisse AG – HSI R Bear CBBC Aug 2011 T 2011/05/31 2011/06/01
64100 SGA Societe Generale Acceptance N.V. -HSI R Bear CBBC Sep11O 2011/05/31 2011/06/01
64124 KBC Fin Products Int’l Ltd. – HSI R Bear CBBC Aug 2011 O 2011/05/31 2011/06/01
64525 J P Morgan SP BV – HSI R Bear CBBC Sep 2011 L 2011/06/01 2011/06/02
64521 J P Morgan SP BV – HSI R Bear CBBC Sep 2011 I 2011/06/01 2011/06/02
64516 Credit Suisse AG – HSI R Bear CBBC Sep 2011 N 2011/06/01 2011/06/02
64515 UBS AG – HSI R Bear CBBC Oct 2011 Q 2011/06/01 2011/06/02
64510 SGA Societe Generale Acceptance N.V. -HSI R Bear CBBC Sep11V 2011/06/01 2011/06/02
64524 J P Morgan SP BV – HSI R Bear CBBC Sep 2011 K 2011/06/01 2011/06/02
64522 J P Morgan SP BV – HSI R Bear CBBC Sep 2011 J 2011/06/01 2011/06/02
66480 KBC Fin Products Int’l Ltd. – Ch Mobile R Bear CBBC Jun 11B 2011/06/02 2011/06/07
67261 Credit Suisse AG – Hutchison R Bull CBBC Jun 2011 A 2011/06/03 2011/06/08
67262 Credit Suisse AG – Hutchison R Bull CBBC Jun 2011 B 2011/06/03 2011/06/08
64568 UBS AG – HSI R Bull CBBC Oct 2011 X 2011/06/03 2011/06/07
64563 Credit Suisse AG – HSI R Bull CBBC Oct 2011 O 2011/06/03 2011/06/07
64562 Credit Suisse AG – HSI R Bear CBBC Sep 2011 E 2011/06/03 2011/06/07
64553 SGA Societe Generale Acceptance N.V. -HSI R Bull CBBC Oct11D 2011/06/03 2011/06/07
64031 UBS AG – AIA R Bear CBBC Oct 2011 A 2011/06/03 2011/06/07
64552 SGA Societe Generale Acceptance N.V. -HSI R Bull CBBC Oct11C 2011/06/03 2011/06/07
67647 Credit Suisse AG – Hutchison R Bear CBBC Jun 2011 C 2011/06/03 2011/06/08
64550 UBS AG – HSI R Bear CBBC Oct 2011 W 2011/06/03 2011/06/07
64577 Credit Suisse AG – HSI R Bull CBBC Nov 2011 S 2011/06/07 2011/06/08
64500 HK Bank – CM Bank R Bull CBBC Feb 2012 A 2011/06/07 2011/06/08
64570 SGA Societe Generale Acceptance N.V. -HSI R Bull CBBC Oct11E 2011/06/07 2011/06/08
64575 UBS AG – HSI R Bull CBBC Nov 2011 J 2011/06/07 2011/06/08

Last Delisted
66679 KBC Fin Products Int’l Ltd. – A50 China R Bull CBBC Jun 11A 2011/06/07 2011/06/09
64566 UBS AG – HSI R Bull CBBC Sep 2011 B 2011/06/07 2011/06/08
64541 UBS AG – HSI R Bull CBBC Oct 2011 V 2011/06/07 2011/06/08
64564 Credit Suisse AG – HSI R Bull CBBC Nov 2011 R 2011/06/07 2011/06/08
64571 KBC Fin Products Int’l Ltd. – HSI R Bull CBBC Oct 2011 C 2011/06/07 2011/06/08
64549 SGA Societe Generale Acceptance N.V. -HSI R Bull CBBC Oct11B 2011/06/07 2011/06/08
64548 SGA Societe Generale Acceptance N.V. -HSI R Bull CBBC Oct11A 2011/06/07 2011/06/08
64530 Credit Suisse AG – HSI R Bull CBBC Oct 2011 U 2011/06/07 2011/06/08
64543 KBC Fin Products Int’l Ltd. – HSI R Bull CBBC Oct 2011 B 2011/06/07 2011/06/08
64162 HK Bank – SHK Ppt R Bull CBBC Dec 2011 B 2011/06/07 2011/06/08
64495 Credit Suisse AG – HSI R Bull CBBC Nov 2011 Q 2011/06/08 2011/06/09
63873 HK Bank – ICBC R Bull CBBC Oct 2011 A 2011/06/08 2011/06/09
64509 SGA Societe Generale Acceptance N.V. -HSI R Bull CBBC Sep11S 2011/06/08 2011/06/09
64617 KBC Fin Products Int’l Ltd. – HSI R Bull CBBC Nov 2011 C 2011/06/08 2011/06/09
64616 KBC Fin Products Int’l Ltd. – HSI R Bull CBBC Nov 2011 B 2011/06/08 2011/06/09
64614 Macquarie Bank Ltd. – HSI R Bull CBBC Dec 2011 A 2011/06/08 2011/06/09
64607 Credit Suisse AG – HSI R Bull CBBC Nov 2011 V 2011/06/08 2011/06/09
64606 Credit Suisse AG – HSI R Bull CBBC Oct 2011 X 2011/06/08 2011/06/09
63719 UBS AG – ICBC R Bull CBBC Oct 2011 A 2011/06/08 2011/06/09
64511 UBS AG – HSI R Bull CBBC Oct 2011 P 2011/06/09 2011/06/10
64491 CC Rabobank B.A. – HSI R Bull CBBC Dec 2011 C 2011/06/09 2011/06/10
63896 BOCI Asia Ltd. – HSI R Bull CBBC Jul 2011 A 2011/06/09 2011/06/10
64389 Credit Suisse AG – HSI R Bull CBBC Nov 2011 P 2011/06/09 2011/06/10
64388 Credit Suisse AG – HSI R Bull CBBC Oct 2011 P 2011/06/09 2011/06/10
63388 UBS AG – HSI R Bull CBBC Aug 2011 X 2011/06/09 2011/06/10
63870 HK Bank – CC Bank R Bull CBBC Oct 2011 A 2011/06/09 2011/06/10
64526 J P Morgan SP BV – HSI R Bull CBBC Sep 2011 M 2011/06/09 2011/06/10
63377 Credit Suisse AG – HSI R Bull CBBC Sep 2011 V 2011/06/09 2011/06/10
64635 UBS AG – HSI R Bull CBBC Nov 2011 M 2011/06/09 2011/06/10
64632 Credit Suisse AG – TCH R Bull CBBC Oct 2011 D 2011/06/09 2011/06/10
64631 Credit Suisse AG – TCH R Bull CBBC Sep 2011 G 2011/06/09 2011/06/10
64629 Credit Suisse AG – HSI R Bull CBBC Nov 2011 X 2011/06/09 2011/06/10
63542 Deutsche Bank AG – HSCEI R Bull CBBC Oct 2011 A 2011/06/09 2011/06/10
64621 SGA Societe Generale Acceptance N.V. -HSI R Bull CBBC Oct11I 2011/06/09 2011/06/10
64620 SGA Societe Generale Acceptance N.V. -HSI R Bull CBBC Oct11H 2011/06/09 2011/06/10
64619 SGA Societe Generale Acceptance N.V. -HSI R Bull CBBC Oct11G 2011/06/09 2011/06/10
64618 SGA Societe Generale Acceptance N.V. -HSI R Bull CBBC Oct11F 2011/06/09 2011/06/10
63504 UBS AG – CC Bank R Bull CBBC Sep 2011 A 2011/06/09 2011/06/10
63291 Credit Suisse AG – HSI R Bull CBBC Oct 2011 J 2011/06/09 2011/06/10
63368 Deutsche Bank AG – HSI R Bull CBBC Nov 2011 L 2011/06/09 2011/06/10
63340 KBC Fin Products Int’l Ltd. – HSI R Bull CBBC Jul 2011 T 2011/06/09 2011/06/10
63367 HK Bank – HSI R Bull CBBC Sep 2011 F 2011/06/09 2011/06/10
63279 Credit Suisse AG – HSI R Bull CBBC Aug 2011 K 2011/06/09 2011/06/10
64206 UBS AG – HSI R Bull CBBC Oct 2011 K 2011/06/09 2011/06/10
64565 UBS AG – HSI R Bull CBBC Sep 2011 W 2011/06/09 2011/06/10
63350 J P Morgan SP BV – HSI R Bull CBBC Jul 2011 D 2011/06/09 2011/06/10
64235 Credit Suisse AG – HSI R Bull CBBC Nov 2011 L 2011/06/10 2011/06/13
63389 Credit Suisse AG – HSI R Bull CBBC Oct 2011 K 2011/06/10 2011/06/13
64315 UBS AG – HSI R Bull CBBC Nov 2011 E 2011/06/10 2011/06/13
63784 UBS AG – HSI R Bull CBBC Oct 2011 C 2011/06/10 2011/06/13
64648 Credit Suisse AG – HSI R Bull CBBC Dec 2011 G 2011/06/10 2011/06/13
66802 HK Bank – China Mobile R Bull CBBC Jun 2011 A 2011/06/10 2011/06/14
64527 J P Morgan SP BV – HSI R Bull CBBC Sep 2011 N 2011/06/10 2011/06/13
63369 Deutsche Bank AG – HSI R Bull CBBC Dec 2011 F 2011/06/10 2011/06/13
63358 UBS AG – HSI R Bull CBBC Jul 2011 Q 2011/06/10 2011/06/13
63511 KBC Fin Products Int’l Ltd. – HSI R Bull CBBC Aug 2011 H 2011/06/10 2011/06/13
63613 RB of Scotland N.V. – HSI R Bull CBBC Aug 2011 D 2011/06/10 2011/06/13
64324 SGA Societe Generale Acceptance N.V. -HSI R Bull CBBC Sep11X 2011/06/13 2011/06/14
63286 Credit Suisse AG – HSI R Bull CBBC Sep 2011 T 2011/06/13 2011/06/14
63481 HK Bank – HSI R Bull CBBC Oct 2011 A 2011/06/13 2011/06/14
64239 Credit Suisse AG – TCH R Bull CBBC Oct 2011 A 2011/06/13 2011/06/14

Last Delisted
67840 Deutsche Bank AG – China Life R Bear CBBC Jun 2011 E 2011/06/13 2011/06/15
63479 Deutsche Bank AG – HSBC R Bull CBBC Sep 2011 F 2011/06/13 2011/06/14
63482 Credit Suisse AG – HSI R Bull CBBC Aug 2011 Q 2011/06/13 2011/06/14
63455 J P Morgan SP BV – HSI R Bull CBBC Jul 2011 R 2011/06/13 2011/06/14
63395 Deutsche Bank AG – HSI R Bull CBBC Oct 2011 X 2011/06/13 2011/06/14
64363 UBS AG – HSI R Bull CBBC Oct 2011 N 2011/06/13 2011/06/14
64678 UBS AG – HSI R Bull CBBC Oct 2011 J 2011/06/14 2011/06/15
64683 Credit Suisse AG – HSI R Bull CBBC Nov 2011 Y 2011/06/14 2011/06/15
66683 KBC Fin Products Int’l Ltd. – A50 China R Bear CBBC Jun 11B 2011/06/14 2011/06/16
65657 HK Bank – A50 R Bear CBBC Jun 2011 C 2011/06/14 2011/06/16
66813 HK Bank – CC Bank R Bear CBBC Jun 2011 B 2011/06/14 2011/06/16
64714 UBS AG – TCH R Bull CBBC Nov 2011 B 2011/06/15 2011/06/16
64695 SGA Societe Generale Acceptance N.V. -HSI R Bull CBBC Sep11P 2011/06/15 2011/06/16
64699 UBS AG – HSI R Bull CBBC Nov 2011 P 2011/06/15 2011/06/16
64305 HK Bank – Sinopec Corp R Bull CBBC Jun 2011 A 2011/06/15 2011/06/17
67294 Credit Suisse AG – HSI R Bull CBBC Aug 2011 H 2011/06/16 2011/06/17
64194 SGA Societe Generale Acceptance N.V. -HSI R Bull CBBC Aug11X 2011/06/16 2011/06/17
66895 RB of Scotland N.V. – HSI R Bull CBBC Jun 2011 D 2011/06/16 2011/06/17
66548 RB of Scotland N.V. – DJIA R Bull CBBC Jun 2011 B 2011/06/16 2011/06/20
66380 Deutsche Bank AG – HSI R Bull CBBC Jun 2011 N 2011/06/16 2011/06/17
64077 Merrill Lynch Int’l & Co. C.V. – HSI R Bull CBBC Nov 2011 A 2011/06/16 2011/06/17
67074 UBS AG – HSI R Bull CBBC Jun 2011 I 2011/06/16 2011/06/17
64228 Credit Suisse AG – HSI R Bull CBBC Nov 2011 K 2011/06/16 2011/06/17
64269 UBS AG – TCH R Bull CBBC Oct 2011 A 2011/06/16 2011/06/17
68348 Deutsche Bank AG – HSI R Bull CBBC Oct 2011 N 2011/06/16 2011/06/17
67211 Credit Suisse AG – HSI R Bull CBBC Aug 2011 B 2011/06/16 2011/06/17
63109 UBS AG – A50 China R Bull CBBC Sep 2011 A 2011/06/16 2011/06/17
64293 SGA Societe Generale Acceptance N.V. -HSI R Bull CBBC Aug11Z 2011/06/16 2011/06/17
68349 Deutsche Bank AG – HSI R Bull CBBC Oct 2011 O 2011/06/16 2011/06/17
63094 Nomura Int’l plc – HSI R Bull CBBC Jun 2011 B 2011/06/16 2011/06/17
68386 Macquarie Bank Ltd. – HSI R Bull CBBC Jun 2011 C 2011/06/16 2011/06/17
66107 BNP Paribas Arbit Issu B.V. – HSI R Bull CBBC Oct 2011 R 2011/06/16 2011/06/17
67651 HK Bank – Hutchison R Bull CBBC Jun 2011 A 2011/06/16 2011/06/20
64702 Macquarie Bank Ltd. – HSI R Bull CBBC Dec 2011 B 2011/06/16 2011/06/17
64572 UBS AG – HSI R Bull CBBC Oct 2011 Y 2011/06/16 2011/06/17
64630 Credit Suisse AG – Hutchison R Bull CBBC Sep 2011 A 2011/06/16 2011/06/17
67891 UBS AG – HSI R Bull CBBC Jun 2011 F 2011/06/16 2011/06/17
63505 UBS AG – Hutchison R Bull CBBC Aug 2011 D 2011/06/16 2011/06/17
64506 BNP Paribas Arbit Issu B.V. – HSI R Bull CBBC Aug 2011 D 2011/06/16 2011/06/17
68010 RB of Scotland N.V. – DJIA R Bear CBBC Jun 2011 I 2011/06/16 2011/06/20
66054 BNP Paribas Arbit Issu B.V. – HSI R Bull CBBC Nov 2011 M 2011/06/16 2011/06/17
67708 KBC Fin Products Int’l Ltd. – HSI R Bull CBBC Jun 2011 G 2011/06/16 2011/06/17
64540 UBS AG – HSI R Bull CBBC Oct 2011 U 2011/06/16 2011/06/17
67712 KBC Fin Products Int’l Ltd. – HSI R Bull CBBC Jul 2011 B 2011/06/16 2011/06/17
68008 RB of Scotland N.V. – DJIA R Bear CBBC Jun 2011 H 2011/06/16 2011/06/20
64723 UBS AG – HSI R Bull CBBC Nov 2011 Q 2011/06/16 2011/06/17
68109 Credit Suisse AG – HSI R Bull CBBC Oct 2011 C 2011/06/16 2011/06/17
64730 SGA Societe Generale Acceptance N.V. -HSI R Bull CBBC Sep11S 2011/06/16 2011/06/17
64743 Credit Suisse AG – HSI R Bull CBBC Nov 2011 Z 2011/06/16 2011/06/17
63574 SGA Societe Generale Acceptance N.V. -A50 R Bull CBBC Sep11A 2011/06/16 2011/06/17
63137 Barclays Bank plc – HSI R Bull CBBC Sep 2011 C 2011/06/16 2011/06/17
66487 RB of Scotland N.V. – DJIA R Bull CBBC Jun 2011 A 2011/06/16 2011/06/20
66732 Credit Suisse AG – HSI R Bull CBBC Jul 2011 D 2011/06/16 2011/06/17
68001 RB of Scotland N.V. – DJIA R Bull CBBC Jun 2011 D 2011/06/16 2011/06/20
64529 Credit Suisse AG – HSI R Bull CBBC Oct 2011 V 2011/06/16 2011/06/17
67026 SGA Societe Generale Acceptance N.V. -HSI R Bull CBBC Jun11P 2011/06/16 2011/06/17
64528 J P Morgan SP BV – HSI R Bull CBBC Sep 2011 O 2011/06/16 2011/06/17
64513 RB of Scotland N.V. – HSI R Bull CBBC Sep 2011 F 2011/06/16 2011/06/17
64514 RB of Scotland N.V. – HSI R Bull CBBC Sep 2011 G 2011/06/16 2011/06/17
64496 Credit Suisse AG – HKEx R Bull CBBC Oct 2011 A 2011/06/16 2011/06/17
63454 J P Morgan SP BV – HSI R Bull CBBC Jul 2011 Q 2011/06/16 2011/06/17
64517 UBS AG – HSI R Bull CBBC Oct 2011 R 2011/06/16 2011/06/17
64236 Credit Suisse AG – HSI R Bull CBBC Dec 2011 D 2011/06/17 2011/06/20
68103 Credit Suisse AG – HSI R Bull CBBC Sep 2011 C 2011/06/17 2011/06/20
63405 Deutsche Bank AG – China Life R Bull CBBC Sep 2011 B 2011/06/17 2011/06/20
68184 UBS AG – China Life R Bull CBBC Aug 2011 A 2011/06/17 2011/06/20
68322 HK Bank – HSI R Bull CBBC Sep 2011 A 2011/06/17 2011/06/20
63869 HK Bank – ABC R Bull CBBC Oct 2011 A 2011/06/17 2011/06/20
68271 Deutsche Bank AG – HSCEI R Bull CBBC Jun 2011 F 2011/06/17 2011/06/20
68267 Merrill Lynch Int’l & Co. C.V. – HSI R Bull CBBC Sep 2011 A 2011/06/17 2011/06/20
63262 Deutsche Bank AG – A50 China R Bull CBBC Sep 2011 A 2011/06/17 2011/06/20
67201 Credit Suisse AG – HSI R Bull CBBC Jul 2011 F 2011/06/17 2011/06/20
67025 SGA Societe Generale Acceptance N.V. -HSI R Bull CBBC Jun11O 2011/06/17 2011/06/20
66804 HK Bank – ICBC R Bull CBBC Jun 2011 B 2011/06/17 2011/06/21
66728 Credit Suisse AG – HSI R Bull CBBC Jun 2011 S 2011/06/17 2011/06/20
63453 J P Morgan SP BV – HSI R Bull CBBC Jul 2011 P 2011/06/17 2011/06/20
68123 Deutsche Bank AG – HSI R Bull CBBC Sep 2011 O 2011/06/17 2011/06/20

Last Delisted
67375 UBS AG – Hutchison R Bull CBBC Jun 2011 A 2011/06/17 2011/06/21
63288 Credit Suisse AG – HSI R Bull CBBC Oct 2011 G 2011/06/17 2011/06/20
68143 UBS AG – HSI R Bull CBBC Jun 2011 U 2011/06/17 2011/06/20
64776 Credit Suisse AG – HSI R Bull CBBC Dec 2011 J 2011/06/17 2011/06/20
67388 HK Bank – Sinopec Corp R Bull CBBC Aug 2011 A 2011/06/17 2011/06/20
64774 UBS AG – HSI R Bull CBBC Sep 2011 Q 2011/06/17 2011/06/20
63782 UBS AG – TCH R Bull CBBC Sep 2011 E 2011/06/17 2011/06/20
64385 RB of Scotland N.V. – HSCEI R Bull CBBC Nov 2011 B 2011/06/17 2011/06/20
64542 UBS AG – HSI R Bull CBBC Nov 2011 H 2011/06/17 2011/06/20
64701 UBS AG – HSI R Bull CBBC Dec 2011 C 2011/06/17 2011/06/20
64343 SGA Societe Generale Acceptance N.V-CLife R Bull CBBC Oct11B 2011/06/17 2011/06/20
67711 KBC Fin Products Int’l Ltd. – HSI R Bull CBBC Jul 2011 A 2011/06/17 2011/06/20
64353 SGA Societe Generale Acceptance N.V.- TCH R Bull CBBC Oct11A 2011/06/17 2011/06/20
67560 UBS AG – TCH R Bull CBBC Jun 2011 A 2011/06/17 2011/06/21
63898 Credit Suisse AG – TCH R Bull CBBC Sep 2011 B 2011/06/17 2011/06/20
64688 Credit Suisse AG – HSI R Bull CBBC Dec 2011 I 2011/06/17 2011/06/20
64290 SGA Societe Generale Acceptance N.V. -HSI R Bull CBBC Sep11T 2011/06/17 2011/06/20
67416 UBS AG – HKEx R Bull CBBC Jun 2011 A 2011/06/17 2011/06/21
65251 BNP Paribas Arbit Issu B.V. – HSI R Bull CBBC Oct 2011 L 2011/06/17 2011/06/20
68465 Deutsche Bank AG – China Life R Bull CBBC Aug 2011 B 2011/06/17 2011/06/20
63509 UBS AG – HSCEI R Bull CBBC Aug 2011 A 2011/06/17 2011/06/20
67926 Credit Suisse AG – A50 China R Bull CBBC Jun 2011 A 2011/06/17 2011/06/21
66667 UBS AG – HSI R Bull CBBC Jun 2011 E 2011/06/17 2011/06/20
64512 RB of Scotland N.V. – HSI R Bull CBBC Sep 2011 E 2011/06/17 2011/06/20
64573 UBS AG – HSI R Bull CBBC Nov 2011 I 2011/06/17 2011/06/20
64852 Deutsche Bank AG – HSI R Bull CBBC Jun 2011 D 2011/06/17 2011/06/20
67024 SGA Societe Generale Acceptance N.V. -HSI R Bull CBBC Jun11N 2011/06/17 2011/06/20
67707 KBC Fin Products Int’l Ltd. – HSI R Bull CBBC Jun 2011 F 2011/06/17 2011/06/20
68054 SGA Societe Generale Acceptance NV -HSCEI R Bull CBBC Jul11B 2011/06/17 2011/06/20
68033 Credit Suisse AG – A50 China R Bear CBBC Jun 2011 B 2011/06/17 2011/06/21
64371 BNP Paribas Arbit Issu B.V. – HSI R Bull CBBC Jul 2011 B 2011/06/17 2011/06/20
66187 BNP Paribas Arbit Issu B.V. – HSI R Bull CBBC Dec 2011 C 2011/06/17 2011/06/20
68142 UBS AG – HSI R Bull CBBC Jul 2011 U 2011/06/20 2011/06/21
66893 RB of Scotland N.V. – HSI R Bull CBBC Jun 2011 C 2011/06/20 2011/06/21
63492 Deutsche Bank AG – Hutchison R Bull CBBC Oct 2011 A 2011/06/20 2011/06/21
66377 BNP Paribas Arbit Issu B.V. – HSI R Bull CBBC Oct 2011 T 2011/06/20 2011/06/21
64791 Credit Suisse AG – HSI R Bull CBBC Nov 2011 F 2011/06/20 2011/06/21
64790 UBS AG – HSI R Bull CBBC Sep 2011 U 2011/06/20 2011/06/21
66935 CC Rabobank B.A. – HSI R Bull CBBC Jun 2011 A 2011/06/20 2011/06/21
66780 Deutsche Bank AG – HSI R Bull CBBC Jul 2011 N 2011/06/20 2011/06/21
64383 UBS AG – HKEx R Bull CBBC Nov 2011 A 2011/06/20 2011/06/21
64768 Merrill Lynch Int’l & Co. C.V. – HSI R Bull CBBC Jan 2012 D 2011/06/20 2011/06/21
63506 UBS AG – SHK Ppt R Bull CBBC Oct 2011 A 2011/06/20 2011/06/21
67207 Credit Suisse AG – HSI R Bull CBBC Aug 2011 A 2011/06/20 2011/06/21
64803 SGA Societe Generale Acceptance N.V. -HSI R Bull CBBC Oct11V 2011/06/20 2011/06/21
67727 Deutsche Bank AG – China Life R Bear CBBC Jun 2011 C 2011/06/20 2011/06/22
64675 Credit Suisse AG – Hutchison R Bull CBBC Oct 2011 A 2011/06/20 2011/06/21
67023 SGA Societe Generale Acceptance N.V. -HSI R Bull CBBC Jun11M 2011/06/20 2011/06/21
64292 SGA Societe Generale Acceptance N.V. -HSI R Bull CBBC Sep11U 2011/06/20 2011/06/21
67428 Deutsche Bank AG – China Mobile R Bear CBBC Jun 2011 B 2011/06/20 2011/06/22
63366 HK Bank – HSI R Bull CBBC Sep 2011 E 2011/06/20 2011/06/21
63097 HK Bank – HKEx R Bull CBBC Sep 2011 B 2011/06/20 2011/06/21
66814 HK Bank – China Life R Bear CBBC Jun 2011 C 2011/06/20 2011/06/22
68183 UBS AG – Cheung Kong R Bull CBBC Jul 2011 A 2011/06/20 2011/06/21
64326 Credit Suisse AG – HSI R Bull CBBC Oct 2011 R 2011/06/20 2011/06/21
68347 Deutsche Bank AG – HSI R Bull CBBC Oct 2011 M 2011/06/20 2011/06/21
63139 Credit Suisse AG – A50 China R Bull CBBC Aug 2011 A 2011/06/20 2011/06/21
64490 CC Rabobank B.A. – HSI R Bull CBBC Dec 2011 B 2011/06/20 2011/06/21
64249 BNP Paribas Arbit Issu B.V. – HSI R Bull CBBC Jun 2011 E 2011/06/20 2011/06/21
64667 UBS AG – Hutchison R Bull CBBC Nov 2011 B 2011/06/20 2011/06/21
64820 Credit Suisse AG – HSI R Bull CBBC Dec 2011 L 2011/06/21 2011/06/22
64816 Credit Suisse AG – TCH R Bull CBBC Oct 2011 F 2011/06/21 2011/06/22
67657 HK Bank – SHK Ppt R Bear CBBC Jun 2011 B 2011/06/21 2011/06/23
67374 UBS AG – CC Bank R Bull CBBC Jul 2011 A 2011/06/21 2011/06/22
63653 UBS AG – ABC R Bull CBBC Sep 2011 B 2011/06/21 2011/06/22
64793 Credit Suisse AG – TCH R Bear CBBC Nov 2011 B 2011/06/22 2011/06/23
64835 Credit Suisse AG – HSI R Bull CBBC Nov 2011 G 2011/06/22 2011/06/23
64117 HK Bank – A50 R Bull CBBC Dec 2011 A 2011/06/23 2011/06/24
64838 SGA Societe Generale Acceptance N.V. -HSI R Bull CBBC Oct11Y 2011/06/23 2011/06/24
64844 Credit Suisse AG – HSI R Bull CBBC Dec 2011 M 2011/06/23 2011/06/24
63342 RB of Scotland N.V. – BOCL R Bull CBBC Aug 2011 A 2011/06/23 2011/06/24
64905 Credit Suisse AG – TCH R Bear CBBC Nov 2011 C 2011/06/24 2011/06/27
68063 Deutsche Bank AG – HSBC R Bear CBBC Jun 2011 F 2011/06/24 2011/06/28
64855 BNP Paribas Arbit Issu B.V. – HSI R Bear CBBC Sep 2011 C 2011/06/24 2011/06/27
67421 UBS AG – A50 China R Bull CBBC Jun 2011 B 2011/06/24 2011/06/28
67415 UBS AG – Sinopec Corp R Bull CBBC Jun 2011 A 2011/06/24 2011/06/28
63113 Credit Suisse AG – TCH R Bear CBBC Jun 2011 D 2011/06/24 2011/06/28

Last Delisted
64876 UBS AG – HSI R Bear CBBC Sep 2011 W 2011/06/24 2011/06/27
64878 Credit Suisse AG – HSI R Bear CBBC Sep 2011 T 2011/06/24 2011/06/27
64913 Credit Suisse AG – HSI R Bear CBBC Oct 2011 P 2011/06/24 2011/06/27
64933 BNP Paribas Arbit Issu B.V. – HSI R Bear CBBC Sep 2011 J 2011/06/24 2011/06/27
64929 UBS AG – HSI R Bear CBBC Oct 2011 K 2011/06/24 2011/06/27
64909 Credit Suisse AG – HSI R Bear CBBC Oct 2011 X 2011/06/24 2011/06/27
64911 Credit Suisse AG – HSI R Bull CBBC Dec 2011 O 2011/06/24 2011/06/27
64932 BNP Paribas Arbit Issu B.V. – HSI R Bear CBBC Sep 2011 H 2011/06/24 2011/06/27
64931 BNP Paribas Arbit Issu B.V. – HSI R Bear CBBC Sep 2011 K 2011/06/24 2011/06/27
64930 UBS AG – HSI R Bear CBBC Nov 2011 V 2011/06/24 2011/06/27
64927 UBS AG – TCH R Bear CBBC Nov 2011 E 2011/06/24 2011/06/27
64928 UBS AG – HSI R Bear CBBC Sep 2011 K 2011/06/24 2011/06/27
64840 SGA Societe Generale Acceptance N.V. -HSI R Bear CBBC Oct11Z 2011/06/24 2011/06/27
64985 SGA Societe Generale Acceptance N.V. -HSI R Bear CBBC Oct11A 2011/06/27 2011/06/28
67946 HK Bank – Sinopec Corp R Bear CBBC Jun 2011 E 2011/06/27 2011/06/29
63259 Deutsche Bank AG – HSBC R Bull CBBC Sep 2011 C 2011/06/27 2011/06/28
67513 Deutsche Bank AG – China Life R Bear CBBC Jun 2011 B 2011/06/27 2011/06/29
67517 Deutsche Bank AG – HSBC R Bear CBBC Jun 2011 E 2011/06/27 2011/06/29
65009 UBS AG – HSI R Bear CBBC Oct 2011 P 2011/06/27 2011/06/28
64987 SGA Societe Generale Acceptance N.V. -HSI R Bear CBBC Oct11E 2011/06/27 2011/06/28
64986 SGA Societe Generale Acceptance N.V. -HSI R Bear CBBC Oct11B 2011/06/27 2011/06/28
64546 SGA Societe Generale Acceptance N.V.-HSBC R Bull CBBC Oct11C 2011/06/27 2011/06/28
65004 Credit Suisse AG – HSI R Bear CBBC Sep 2011 C 2011/06/27 2011/06/28
64948 UBS AG – HSI R Bear CBBC Nov 2011 W 2011/06/27 2011/06/28
67387 HK Bank – Sinopec Corp R Bull CBBC Jun 2011 D 2011/06/27 2011/06/29
64949 Credit Suisse AG – HSI R Bear CBBC Oct 2011 K 2011/06/27 2011/06/28
64982 SGA Societe Generale Acceptance N.V. -HSI R Bear CBBC Oct11D 2011/06/27 2011/06/28
63062 UBS AG – HSBC R Bull CBBC Sep 2011 A 2011/06/27 2011/06/28
67320 UBS AG – HSI R Bear CBBC Jun 2011 P 2011/06/28 2011/06/30
65015 HK Bank – HSI R Bull CBBC Jun 2011 A 2011/06/28 2011/06/30
67321 UBS AG – HSI R Bear CBBC Jun 2011 Q 2011/06/28 2011/06/30
67572 Credit Suisse AG – HSI R Bear CBBC Jun 2011 G 2011/06/28 2011/06/30
67629 KBC Fin Products Int’l Ltd. – HSI R Bear CBBC Jun 2011 E 2011/06/28 2011/06/30
66385 Deutsche Bank AG – HSI R Bear CBBC Jun 2011 O 2011/06/28 2011/06/30
65861 Deutsche Bank AG – HSI R Bear CBBC Jun 2011 I 2011/06/28 2011/06/30
65535 Credit Suisse AG – HSI R Bear CBBC Jun 2011 A 2011/06/28 2011/06/30
68449 RB of Scotland N.V. – HSI R Bull CBBC Jun 2011 O 2011/06/28 2011/06/30
68450 RB of Scotland N.V. – HSI R Bull CBBC Jun 2011 P 2011/06/28 2011/06/30
68452 RB of Scotland N.V. – HSI R Bear CBBC Jun 2011 R 2011/06/28 2011/06/30
68453 RB of Scotland N.V. – HSI R Bear CBBC Jun 2011 S 2011/06/28 2011/06/30
68455 RB of Scotland N.V. – HSI R Bear CBBC Jun 2011 T 2011/06/28 2011/06/30
65620 Deutsche Bank AG – HSI R Bear CBBC Jun 2011 E 2011/06/28 2011/06/30
65621 Deutsche Bank AG – HSI R Bear CBBC Jun 2011 F 2011/06/28 2011/06/30
65622 Deutsche Bank AG – HSI R Bear CBBC Jun 2011 G 2011/06/28 2011/06/30
64372 BNP Paribas Arbit Issu B.V. – HSI R Bull CBBC Jun 2011 G 2011/06/28 2011/06/30
65529 Credit Suisse AG – HSI R Bear CBBC Jun 2011 D 2011/06/28 2011/06/30
64725 Deutsche Bank AG – HSI R Bear CBBC Jun 2011 B 2011/06/28 2011/06/30
66379 Deutsche Bank AG – HSI R Bull CBBC Jun 2011 M 2011/06/28 2011/06/30
66636 UBS AG – HSI R Bull CBBC Jun 2011 C 2011/06/28 2011/06/30
67006 BNP Paribas Arbit Issu B.V. – HSI R Bear CBBC Jun 2011 O 2011/06/28 2011/06/30
67007 BNP Paribas Arbit Issu B.V. – HSI R Bear CBBC Jun 2011 P 2011/06/28 2011/06/30
67005 BNP Paribas Arbit Issu B.V. – HSI R Bear CBBC Jun 2011 N 2011/06/28 2011/06/30
67794 KBC Fin Products Int’l Ltd. – HSI R Bull CBBC Jun 2011 M 2011/06/28 2011/06/30
63099 Nomura Int’l plc – HSI R Bear CBBC Jun 2011 C 2011/06/28 2011/06/30
66642 UBS AG – HSI R Bear CBBC Jun 2011 B 2011/06/28 2011/06/30
63093 Nomura Int’l plc – HSI R Bull CBBC Jun 2011 A 2011/06/28 2011/06/30
67004 BNP Paribas Arbit Issu B.V. – HSI R Bear CBBC Jun 2011 M 2011/06/28 2011/06/30
63134 Merrill Lynch Int’l & Co. C.V. – HSI R Bear CBBC Jun 2011 G 2011/06/28 2011/06/30
67795 KBC Fin Products Int’l Ltd. – HSI R Bull CBBC Jun 2011 N 2011/06/28 2011/06/30
67009 BNP Paribas Arbit Issu B.V. – HSI R Bear CBBC Jun 2011 Q 2011/06/28 2011/06/30
67323 UBS AG – HSI R Bear CBBC Jun 2011 R 2011/06/28 2011/06/30
67501 Credit Suisse AG – HSI R Bear CBBC Jun 2011 U 2011/06/28 2011/06/30
64727 Deutsche Bank AG – HSI R Bear CBBC Jun 2011 C 2011/06/28 2011/06/30
67456 Credit Suisse AG – HSI R Bear CBBC Jun 2011 Q 2011/06/28 2011/06/30
67000 BNP Paribas Arbit Issu B.V. – HSI R Bear CBBC Jun 2011 L 2011/06/28 2011/06/30
67455 Credit Suisse AG – HSI R Bear CBBC Jun 2011 P 2011/06/28 2011/06/30
65022 HK Bank – HSI R Bear CBBC Jun 2011 E 2011/06/28 2011/06/30
65021 HK Bank – HSI R Bear CBBC Jun 2011 D 2011/06/28 2011/06/30
67827 Deutsche Bank AG – HSCEI R Bull CBBC Jun 2011 C 2011/06/28 2011/06/30
67632 BNP Paribas Arbit Issu B.V. – HSI R Bear CBBC Jun 2011 W 2011/06/28 2011/06/30
66726 Credit Suisse AG – HSI R Bull CBBC Jun 2011 R 2011/06/28 2011/06/30
65020 HK Bank – HSI R Bear CBBC Jun 2011 C 2011/06/28 2011/06/30
67696 BNP Paribas Arbit Issu B.V. – HSI R Bear CBBC Jun 2011 Y 2011/06/28 2011/06/30
66253 UBS AG – HSI R Bear CBBC Jun 2011 D 2011/06/28 2011/06/30
67073 UBS AG – HSI R Bull CBBC Jun 2011 H 2011/06/28 2011/06/30
67011 BNP Paribas Arbit Issu B.V. – HSI R Bear CBBC Jun 2011 S 2011/06/28 2011/06/30
66838 Deutsche Bank AG – HSI R Bull CBBC Jun 2011 P 2011/06/28 2011/06/30
66224 SGA Societe Generale Acceptance N.V. -HSI R Bull CBBC Jun11A 2011/06/28 2011/06/30
66948 CC Rabobank B.A. – HSI R Bear CBBC Jun 2011 E 2011/06/28 2011/06/30
67670 UBS AG – HSI R Bear CBBC Jun 2011 W 2011/06/28 2011/06/30
64910 Credit Suisse AG – HSI R Bear CBBC Oct 2011 J 2011/06/28 2011/06/29
68019 KBC Fin Products Int’l Ltd. – HSI R Bear CBBC Jun 2011 V 2011/06/28 2011/06/30
65751 Merrill Lynch Int’l & Co. C.V. – HSI R Bear CBBC Jun 2011 A 2011/06/28 2011/06/30
66892 RB of Scotland N.V. – HSI R Bull CBBC Jun 2011 B 2011/06/28 2011/06/30
65778 Deutsche Bank AG – HSI R Bear CBBC Jun 2011 H 2011/06/28 2011/06/30
67675 UBS AG – HSI R Bear CBBC Jun 2011 X 2011/06/28 2011/06/30

Last Delisted
66907 RB of Scotland N.V. – HSI R Bear CBBC Jun 2011 F 2011/06/28 2011/06/30
68137 Deutsche Bank AG – HSCEI R Bull CBBC Jun 2011 E 2011/06/28 2011/06/30
67157 UBS AG – HSI R Bear CBBC Jun 2011 M 2011/06/28 2011/06/30
67802 KBC Fin Products Int’l Ltd. – HSI R Bear CBBC Jun 2011 S 2011/06/28 2011/06/30
66285 SGA Societe Generale Acceptance N.V. -HSI R Bull CBBC Jun11K 2011/06/28 2011/06/30
67801 KBC Fin Products Int’l Ltd. – HSI R Bear CBBC Jun 2011 R 2011/06/28 2011/06/30
67800 KBC Fin Products Int’l Ltd. – HSI R Bear CBBC Jun 2011 Q 2011/06/28 2011/06/30
64856 BNP Paribas Arbit Issu B.V. – HSI R Bear CBBC Sep 2011 D 2011/06/28 2011/06/29
67010 BNP Paribas Arbit Issu B.V. – HSI R Bear CBBC Jun 2011 R 2011/06/28 2011/06/30
63763 BNP Paribas Arbit Issu B.V. – HSI R Bull CBBC Jun 2011 A 2011/06/28 2011/06/30
66900 RB of Scotland N.V. – HSCEI R Bull CBBC Jun 2011 A 2011/06/28 2011/06/30
66891 RB of Scotland N.V. – HSI R Bull CBBC Jun 2011 A 2011/06/28 2011/06/30
66740 Credit Suisse AG – HSI R Bear CBBC Jun 2011 T 2011/06/28 2011/06/30
64841 SGA Societe Generale Acceptance N.V. -HSI R Bear CBBC Oct11C 2011/06/28 2011/06/29
64877 UBS AG – HSI R Bear CBBC Nov 2011 U 2011/06/28 2011/06/29
67798 KBC Fin Products Int’l Ltd. – HSI R Bear CBBC Jun 2011 O 2011/06/28 2011/06/30
64950 Credit Suisse AG – HSI R Bear CBBC Oct 2011 Q 2011/06/28 2011/06/29
65514 HK Bank – HSI R Bear CBBC Jun 2011 I 2011/06/28 2011/06/30
65515 HK Bank – HSI R Bear CBBC Jun 2011 J 2011/06/28 2011/06/30
67223 Credit Suisse AG – HSI R Bear CBBC Jun 2011 K 2011/06/28 2011/06/30
68018 KBC Fin Products Int’l Ltd. – HSI R Bear CBBC Jun 2011 U 2011/06/28 2011/06/30
67226 Credit Suisse AG – HSI R Bear CBBC Jun 2011 J 2011/06/28 2011/06/30
67227 Credit Suisse AG – HSI R Bear CBBC Jun 2011 I 2011/06/28 2011/06/30
66715 SGA Societe Generale Acceptance N.V.-ICBC R Bull CBBC Jun11A 2011/06/28 2011/06/30
65516 HK Bank – HSI R Bear CBBC Jun 2011 K 2011/06/28 2011/06/30
66908 RB of Scotland N.V. – HSI R Bear CBBC Jun 2011 G 2011/06/28 2011/06/30
64113 BNP Paribas Arbit Issu B.V. – HSI R Bull CBBC Jun 2011 D 2011/06/28 2011/06/30
67793 KBC Fin Products Int’l Ltd. – HSI R Bull CBBC Jun 2011 L 2011/06/28 2011/06/30
67792 KBC Fin Products Int’l Ltd. – HSI R Bull CBBC Jun 2011 K 2011/06/28 2011/06/30
66233 SGA Societe Generale Acceptance N.V. -HSI R Bull CBBC Jun11E 2011/06/28 2011/06/30
66225 SGA Societe Generale Acceptance N.V. -HSI R Bull CBBC Jun11B 2011/06/28 2011/06/30
67799 KBC Fin Products Int’l Ltd. – HSI R Bear CBBC Jun 2011 P 2011/06/28 2011/06/30
66910 RB of Scotland N.V. – HSI R Bear CBBC Jun 2011 H 2011/06/28 2011/06/30
64579 Deutsche Bank AG – HSI R Bear CBBC Jun 2011 A 2011/06/28 2011/06/30
66229 SGA Societe Generale Acceptance N.V. -HSI R Bull CBBC Jun11C 2011/06/28 2011/06/30
66230 SGA Societe Generale Acceptance N.V. -HSI R Bull CBBC Jun11D 2011/06/28 2011/06/30
67842 UBS AG – China Life R Bear CBBC Jun 2011 B 2011/06/29 2011/07/04
64809 Credit Suisse AG – HSI R Bear CBBC Sep 2011 V 2011/06/30 2011/07/04
68192 UBS AG – HKEx R Bear CBBC Jul 2011 B 2011/06/30 2011/07/05
64795 SGA Societe Generale Acceptance N.V. -HSI R Bear CBBC Oct11N 2011/06/30 2011/07/04
67379 UBS AG – TCH R Bull CBBC Jul 2011 A 2011/06/30 2011/07/05
68186 UBS AG – HKEx R Bull CBBC Jul 2011 A 2011/06/30 2011/07/05
64863 BNP Paribas Arbit Issu B.V. – HSI R Bear CBBC Sep 2011 F 2011/06/30 2011/07/04
64810 UBS AG – HSI R Bear CBBC Sep 2011 Y 2011/06/30 2011/07/04
65033 UBS AG – A50 China R Bear CBBC Dec 2011 A 2011/06/30 2011/07/04
64836 UBS AG – HSI R Bear CBBC Sep 2011 B 2011/06/30 2011/07/04
64796 SGA Societe Generale Acceptance N.V. -HSI R Bear CBBC Oct11O 2011/06/30 2011/07/04
64860 BNP Paribas Arbit Issu B.V. – HSI R Bear CBBC Sep 2011 I 2011/06/30 2011/07/04
65039 HK Bank – HSI R Bear CBBC Feb 2012 A 2011/07/04 2011/07/05
64712 SGA Societe Generale Acceptance N.V. -HSI R Bear CBBC Oct11K 2011/07/04 2011/07/05
65077 J P Morgan SP BV – HSI R Bear CBBC Oct 2011 G 2011/07/04 2011/07/05
65076 J P Morgan SP BV – HSI R Bear CBBC Oct 2011 F 2011/07/04 2011/07/05
65075 J P Morgan SP BV – HSI R Bear CBBC Oct 2011 E 2011/07/04 2011/07/05
64926 UBS AG – China Life R Bear CBBC Dec 2011 B 2011/07/04 2011/07/05
64679 Credit Suisse AG – HSI R Bear CBBC Sep 2011 U 2011/07/04 2011/07/05
64837 BNP Paribas Arbit Issu B.V. – HSI R Bear CBBC Sep 2011 X 2011/07/04 2011/07/05
64690 UBS AG – HSI R Bear CBBC Nov 2011 O 2011/07/04 2011/07/05
64703 Credit Suisse AG – HSI R Bear CBBC Sep 2011 J 2011/07/04 2011/07/05
64898 Merrill Lynch Int’l & Co. C.V. – HSI R Bear CBBC Jan 2012 K 2011/07/04 2011/07/05
64711 SGA Societe Generale Acceptance N.V. -HSI R Bear CBBC Oct11J 2011/07/04 2011/07/05
64713 KBC Fin Products Int’l Ltd. – HSI R Bear CBBC Nov 2011 F 2011/07/04 2011/07/05
64721 UBS AG – HSI R Bear CBBC Oct 2011 L 2011/07/04 2011/07/05
64728 BNP Paribas Arbit Issu B.V. – HSI R Bear CBBC Sep 2011 V 2011/07/04 2011/07/05
65043 UBS AG – HSI R Bear CBBC Nov 2011 Z 2011/07/04 2011/07/05
65037 Barclays Bank plc – HSI R Bear CBBC Jan 2012 C 2011/07/04 2011/07/05
64705 BNP Paribas Arbit Issu B.V. – HSI R Bear CBBC Sep 2011 S 2011/07/04 2011/07/05
64780 UBS AG – HSI R Bear CBBC Sep 2011 S 2011/07/04 2011/07/05
65050 Credit Suisse AG – HSI R Bear CBBC Oct 2011 T 2011/07/04 2011/07/05
64775 Credit Suisse AG – HSI R Bear CBBC Sep 2011 E 2011/07/04 2011/07/05
64769 Merrill Lynch Int’l & Co. C.V. – HSI R Bear CBBC Jan 2012 E 2011/07/04 2011/07/05
64758 UBS AG – HSI R Bear CBBC Oct 2011 X 2011/07/04 2011/07/05
65049 SGA Societe Generale Acceptance N.V. -HSI R Bear CBBC Oct11Y 2011/07/04 2011/07/05
64741 Credit Suisse AG – HSI R Bear CBBC Sep 2011 P 2011/07/04 2011/07/05
64734 SGA Societe Generale Acceptance N.V. -HSI R Bear CBBC Oct11M 2011/07/04 2011/07/05
64732 SGA Societe Generale Acceptance N.V. -HSI R Bear CBBC Oct11L 2011/07/04 2011/07/05
64729 BNP Paribas Arbit Issu B.V. – HSI R Bear CBBC Sep 2011 W 2011/07/04 2011/07/05
65088 UBS AG – HSI R Bear CBBC Oct 2011 J 2011/07/05 2011/07/06
64789 HK Bank – HSI R Bear CBBC Jan 2012 C 2011/07/05 2011/07/06
64969 Credit Suisse AG – HKEx R Bear CBBC Nov 2011 B 2011/07/05 2011/07/06
64043 UBS AG – COVS R Bear CBBC Oct 2011 A 2011/07/05 2011/07/06
64502 HK Bank – China Shenhua R Bear CBBC Feb 2012 A 2011/07/05 2011/07/06
65089 Credit Suisse AG – HSI R Bear CBBC Oct 2011 C 2011/07/06 2011/07/07
65091 BNP Paribas Arbit Issu B.V. – HSI R Bear CBBC Oct 2011 P 2011/07/06 2011/07/07
65096 BNP Paribas Arbit Issu B.V. – HSI R Bear CBBC Oct 2011 O 2011/07/06 2011/07/07
65097 UBS AG – HSI R Bear CBBC Nov 2011 M 2011/07/06 2011/07/07
65119 Credit Suisse AG – HSI R Bear CBBC Nov 2011 M 2011/07/07 2011/07/08

Last Delisted
65118 Credit Suisse AG – TCH R Bear CBBC Nov 2011 E 2011/07/07 2011/07/08
66797 HK Bank – CC Bank R Bull CBBC Jul 2011 B 2011/07/07 2011/07/11
67376 UBS AG – Petrochina R Bull CBBC Jul 2011 A 2011/07/08 2011/07/12
68089 UBS AG – China Mobile R Bear CBBC Jul 2011 A 2011/07/08 2011/07/12
68201 Deutsche Bank AG – China Mobile R Bull CBBC Jul 2011 C 2011/07/08 2011/07/12
65136 Credit Suisse AG – HSI R Bear CBBC Oct 2011 V 2011/07/08 2011/07/11
65123 UBS AG – HSI R Bear CBBC Oct 2011 M 2011/07/08 2011/07/11
67419 UBS AG – HSBC R Bear CBBC Jul 2011 A 2011/07/08 2011/07/12
67420 UBS AG – Hutchison R Bear CBBC Jul 2011 A 2011/07/08 2011/07/12
65128 SGA Societe Generale Acceptance N.V. -HSI R Bull CBBC Oct11D 2011/07/11 2011/07/12
65173 J P Morgan SP BV – HSI R Bull CBBC Nov 2011 B 2011/07/11 2011/07/12
66358 HK Bank – A50 R Bear CBBC Jul 2011 A 2011/07/11 2011/07/13
65172 Credit Suisse AG – TCH R Bull CBBC Nov 2011 F 2011/07/11 2011/07/12
65177 UBS AG – HSI R Bull CBBC Oct 2011 U 2011/07/11 2011/07/12
64779 UBS AG – CC Bank R Bull CBBC Nov 2011 A 2011/07/11 2011/07/12
65179 UBS AG – HSI R Bull CBBC Nov 2011 V 2011/07/11 2011/07/12
65152 SGA Societe Generale Acceptance N.V. -HSI R Bull CBBC Oct11E 2011/07/11 2011/07/12
65169 Credit Suisse AG – HSI R Bull CBBC Dec 2011 U 2011/07/11 2011/07/12
65163 Credit Suisse AG – HSI R Bear CBBC Oct 2011 W 2011/07/11 2011/07/12
65156 SGA Societe Generale Acceptance N.V. -HSI R Bull CBBC Oct11N 2011/07/11 2011/07/12
65149 UBS AG – HSI R Bear CBBC Nov 2011 H 2011/07/11 2011/07/12
65137 Credit Suisse AG – HSI R Bull CBBC Dec 2011 T 2011/07/11 2011/07/12
65148 UBS AG – HSI R Bear CBBC Oct 2011 R 2011/07/11 2011/07/12
65171 Credit Suisse AG – HSI R Bull CBBC Jan 2012 K 2011/07/11 2011/07/12
67751 Deutsche Bank AG – China Mobile R Bear CBBC Jul 2011 A 2011/07/11 2011/07/13
66799 HK Bank – CC Bank R Bull CBBC Jul 2011 C 2011/07/11 2011/07/12
65153 SGA Societe Generale Acceptance N.V. -HSI R Bull CBBC Oct11C 2011/07/11 2011/07/12
65046 SGA Societe Generale Acceptance N.V. -HSI R Bull CBBC Oct11H 2011/07/12 2011/07/13
65175 UBS AG – TCH R Bull CBBC Jan 2012 B 2011/07/12 2011/07/13
65071 J P Morgan SP BV – HSI R Bull CBBC Oct 2011 B 2011/07/12 2011/07/13
65045 SGA Societe Generale Acceptance N.V. -HSI R Bull CBBC Oct11G 2011/07/12 2011/07/13
65081 UBS AG – HSI R Bull CBBC Oct 2011 N 2011/07/12 2011/07/13
64751 UBS AG – ICBC R Bull CBBC Dec 2011 A 2011/07/12 2011/07/13
65047 SGA Societe Generale Acceptance N.V. -HSI R Bull CBBC Oct11I 2011/07/12 2011/07/13
65048 SGA Societe Generale Acceptance N.V. -HSI R Bull CBBC Oct11V 2011/07/12 2011/07/13
65058 UBS AG – HSI R Bull CBBC Oct 2011 C 2011/07/12 2011/07/13
65056 Credit Suisse AG – TCH R Bull CBBC Dec 2011 B 2011/07/12 2011/07/13
65202 Credit Suisse AG – HSI R Bull CBBC Dec 2011 V 2011/07/12 2011/07/13
65064 Credit Suisse AG – HSI R Bull CBBC Dec 2011 S 2011/07/12 2011/07/13
68045 SGA Societe Generale Acceptance N.V. -CCB R Bull CBBC Jul11B 2011/07/12 2011/07/13
64914 Credit Suisse AG – HSI R Bull CBBC Nov 2011 E 2011/07/12 2011/07/13
65120 UBS AG – HSI R Bull CBBC Nov 2011 P 2011/07/12 2011/07/13
65121 UBS AG – HSI R Bull CBBC Dec 2011 M 2011/07/12 2011/07/13
65124 SGA Societe Generale Acceptance N.V. -HSI R Bull CBBC Oct11Z 2011/07/12 2011/07/13
65018 Credit Suisse AG – HSI R Bull CBBC Dec 2011 Q 2011/07/12 2011/07/13
65126 SGA Societe Generale Acceptance N.V. -HSI R Bull CBBC Oct11B 2011/07/12 2011/07/13
63098 HK Bank – ICBC R Bull CBBC Sep 2011 A 2011/07/12 2011/07/13
68048 SGA Societe Generale Acceptance N.V.-ICBC R Bull CBBC Jul11A 2011/07/12 2011/07/13
65142 UBS AG – HSI R Bull CBBC Dec 2011 O 2011/07/12 2011/07/13
65146 J P Morgan SP BV – HSI R Bull CBBC Nov 2011 A 2011/07/12 2011/07/13
65125 SGA Societe Generale Acceptance N.V. -HSI R Bull CBBC Oct11A 2011/07/12 2011/07/13
65090 Credit Suisse AG – HSI R Bull CBBC Nov 2011 D 2011/07/12 2011/07/13
65029 UBS AG – HSI R Bull CBBC Nov 2011 Y 2011/07/12 2011/07/13
65070 J P Morgan SP BV – HSI R Bull CBBC Oct 2011 A 2011/07/12 2011/07/13
65209 UBS AG – HSI R Bull CBBC Dec 2011 Q 2011/07/13 2011/07/14
65208 UBS AG – HSI R Bull CBBC Nov 2011 U 2011/07/13 2011/07/14
65214 UBS AG – HSI R Bull CBBC Dec 2011 R 2011/07/14 2011/07/15
68149 UBS AG – HSBC R Bear CBBC Jul 2011 C 2011/07/15 2011/07/19
68131 RB of Scotland N.V. – CM Bank R Bull CBBC Jul 2011 A 2011/07/15 2011/07/19
68478 Deutsche Bank AG – HSBC R Bear CBBC Jul 2011 E 2011/07/15 2011/07/19
65217 Merrill Lynch Int’l & Co. C.V. – HSI R Bull CBBC Jan 2012 Q 2011/07/15 2011/07/18
67418 UBS AG – TCH R Bull CBBC Jul 2011 B 2011/07/15 2011/07/19
65225 Credit Suisse AG – CCB R Bull CBBC Nov 2011 A 2011/07/15 2011/07/18
68132 RB of Scotland N.V. – HKEx R Bull CBBC Jul 2011 A 2011/07/15 2011/07/19
68308 Deutsche Bank AG – HSBC R Bear CBBC Jul 2011 D 2011/07/15 2011/07/19
68083 Deutsche Bank AG – China Mobile R Bear CBBC Jul 2011 B 2011/07/15 2011/07/19
65216 Merrill Lynch Int’l & Co. C.V. – HSI R Bull CBBC Jan 2012 P 2011/07/15 2011/07/18

Last Delisted
65247 Credit Suisse AG – HSI R Bull CBBC Dec 2011 W 2011/07/18 2011/07/19
65246 UBS AG – HSI R Bull CBBC Nov 2011 Z 2011/07/18 2011/07/19
65229 KBC Fin Products Int’l Ltd. – HSI R Bull CBBC Dec 2011 A 2011/07/18 2011/07/19
65212 UBS AG – HKEx R Bull CBBC Jan 2012 B 2011/07/18 2011/07/19
65250 RB of Scotland N.V. – HSI R Bull CBBC Nov 2011 B 2011/07/18 2011/07/19
65232 KBC Fin Products Int’l Ltd. – HSI R Bull CBBC Nov 2011 H 2011/07/18 2011/07/19
65231 KBC Fin Products Int’l Ltd. – HSI R Bull CBBC Nov 2011 G 2011/07/18 2011/07/19
65230 KBC Fin Products Int’l Ltd. – HSI R Bull CBBC Dec 2011 B 2011/07/18 2011/07/19
65248 Credit Suisse AG – HSI R Bull CBBC Jan 2012 M 2011/07/18 2011/07/19
65249 RB of Scotland N.V. – HSI R Bull CBBC Nov 2011 A 2011/07/18 2011/07/19
65215 Merrill Lynch Int’l & Co. C.V. – HSI R Bull CBBC Jan 2012 O 2011/07/19 2011/07/20
65278 SGA Societe Generale Acceptance N.V. -HSI R Bull CBBC Oct11L 2011/07/19 2011/07/20
65273 Credit Suisse AG – HSI R Bull CBBC Nov 2011 N 2011/07/19 2011/07/20
65274 Credit Suisse AG – HSI R Bull CBBC Nov 2011 O 2011/07/19 2011/07/20
65275 Credit Suisse AG – HSI R Bull CBBC Dec 2011 X 2011/07/19 2011/07/20
65276 Credit Suisse AG – TCH R Bear CBBC Nov 2011 G 2011/07/19 2011/07/20
65277 UBS AG – HSI R Bull CBBC Oct 2011 P 2011/07/19 2011/07/20
65291 UBS AG – HSI R Bear CBBC Nov 2011 H 2011/07/19 2011/07/20
65293 UBS AG – HSI R Bear CBBC Dec 2011 T 2011/07/19 2011/07/20
65302 J P Morgan SP BV – HSI R Bear CBBC Nov 2011 K 2011/07/19 2011/07/20
65305 BNP Paribas Arbit Issu B.V. – HSI R Bear CBBC Oct 2011 W 2011/07/19 2011/07/20
65303 BNP Paribas Arbit Issu B.V. – HSI R Bear CBBC Oct 2011 M 2011/07/19 2011/07/20
65301 J P Morgan SP BV – HSI R Bear CBBC Nov 2011 J 2011/07/19 2011/07/20
65322 Credit Suisse AG – HSI R Bear CBBC Oct 2011 V 2011/07/20 2011/07/21
65321 Credit Suisse AG – HSI R Bear CBBC Oct 2011 C 2011/07/20 2011/07/21
65306 BNP Paribas Arbit Issu B.V. – HSI R Bear CBBC Oct 2011 Z 2011/07/20 2011/07/21
65318 KBC Fin Products Int’l Ltd. – HSI R Bear CBBC Oct 2011 H 2011/07/20 2011/07/21
65317 KBC Fin Products Int’l Ltd. – HSI R Bear CBBC Oct 2011 G 2011/07/20 2011/07/21
65313 SGA Societe Generale Acceptance N.V.-HSI R Bear CBBC Oct 11G 2011/07/20 2011/07/21
65314 UBS AG – HSI R Bear CBBC Oct 2011 J 2011/07/20 2011/07/21
65279 SGA Societe Generale Acceptance N.V. -HSI R Bear CBBC Oct11M 2011/07/20 2011/07/21
65289 UBS AG – HSI R Bear CBBC Oct 2011 L 2011/07/20 2011/07/21
65312 SGA Societe Generale Acceptance N.V.-HSI R Bear CBBC Oct 11B 2011/07/20 2011/07/21
65300 J P Morgan SP BV – HSI R Bear CBBC Nov 2011 I 2011/07/20 2011/07/21
65311 SGA Societe Generale Acceptance N.V.-HSI R Bear CBBC Oct 11A 2011/07/20 2011/07/21
64181 HK Bank – CNOOC R Bull CBBC Dec 2011 A 2011/07/21 2011/07/22
64179 UBS AG – CNOOC R Bull CBBC Oct 2011 A 2011/07/21 2011/07/22
68080 RB of Scotland N.V. – China Coal R Bull CBBC Jul 2011 A 2011/07/22 2011/07/26
65344 UBS AG – HSI R Bear CBBC Dec 2011 V 2011/07/22 2011/07/25
65352 Credit Suisse AG – HSI R Bear CBBC Nov 2011 R 2011/07/22 2011/07/25
68041 SGA Societe Generale Acceptance N.V. -CCB R Bull CBBC Jul11A 2011/07/22 2011/07/26
65343 UBS AG – HSI R Bear CBBC Oct 2011 U 2011/07/22 2011/07/25
68047 SGA Societe Generale Acceptance N.V. -CCB R Bear CBBC Jul11D 2011/07/22 2011/07/26
65281 SGA Societe Generale Acceptance N.V. -HSI R Bear CBBC Oct11C 2011/07/22 2011/07/25
65299 J P Morgan SP BV – HSI R Bear CBBC Nov 2011 H 2011/07/22 2011/07/25
65264 J P Morgan SP BV – HSI R Bear CBBC Nov 2011 E 2011/07/22 2011/07/25
65266 Credit Suisse AG – HSI R Bear CBBC Oct 2011 X 2011/07/22 2011/07/25
65271 Credit Suisse AG – HSI R Bear CBBC Oct 2011 J 2011/07/22 2011/07/25
65280 SGA Societe Generale Acceptance N.V. -HSI R Bear CBBC Oct11Y 2011/07/22 2011/07/25
65282 SGA Societe Generale Acceptance N.V. -HSI R Bear CBBC Oct11D 2011/07/22 2011/07/25
65283 SGA Societe Generale Acceptance N.V. -HSI R Bear CBBC Oct11E 2011/07/22 2011/07/25
65298 J P Morgan SP BV – HSI R Bear CBBC Nov 2011 G 2011/07/22 2011/07/25
65323 Credit Suisse AG – HSI R Bear CBBC Oct 2011 W 2011/07/22 2011/07/25
65307 BNP Paribas Arbit Issu B.V. – HSI R Bear CBBC Oct 2011 Y 2011/07/22 2011/07/25
65308 BNP Paribas Arbit Issu B.V. – HSI R Bear CBBC Oct 2011 A 2011/07/22 2011/07/25
65309 BNP Paribas Arbit Issu B.V. – HSI R Bear CBBC Oct 2011 B 2011/07/22 2011/07/25
65310 BNP Paribas Arbit Issu B.V. – HSI R Bear CBBC Oct 2011 C 2011/07/22 2011/07/25
65319 KBC Fin Products Int’l Ltd. – HSI R Bear CBBC Nov 2011 K 2011/07/22 2011/07/25
68050 SGA Societe Generale Acceptance N.V.- TCH R Bull CBBC Jul11A 2011/07/22 2011/07/26
65292 UBS AG – HSI R Bear CBBC Nov 2011 I 2011/07/22 2011/07/25
68396 SGA Societe Generale Acceptance N.V-CLife R Bear CBBC Jul11C 2011/07/22 2011/07/26
67613 UBS AG – Hutchison R Bear CBBC Jul 2011 B 2011/07/22 2011/07/26
68337 UBS AG – China Mobile R Bear CBBC Aug 2011 B 2011/07/22 2011/07/25
68475 Deutsche Bank AG – China Mobile R Bull CBBC Jul 2011 D 2011/07/22 2011/07/26
68398 SGA Societe Generale Acceptance N.V-CLife R Bear CBBC Jul11E 2011/07/22 2011/07/26
63114 Credit Suisse AG – TCH R Bear CBBC Jul 2011 C 2011/07/22 2011/07/26
68397 SGA Societe Generale Acceptance N.V-CLife R Bear CBBC Jul11D 2011/07/22 2011/07/26
68586 Credit Suisse AG – HKEx R Bear CBBC Jul 2011 B 2011/07/22 2011/07/26
68405 SGA Societe Generale Acceptance N.V.-CMob R Bear CBBC Jul11B 2011/07/22 2011/07/26
68403 SGA Societe Generale Acceptance N.V.-CMob R Bull CBBC Jul11A 2011/07/22 2011/07/26
68602 Credit Suisse AG – A50 China R Bear CBBC Jul 2011 A 2011/07/22 2011/07/26
68234 Deutsche Bank AG – A50 China R Bull CBBC Jul 2011 B 2011/07/25 2011/07/27
65357 Merrill Lynch Int’l & Co. C.V. – HSI R Bear CBBC Jan 2012 T 2011/07/25 2011/07/26
65364 UBS AG – AIA R Bear CBBC Jan 2012 A 2011/07/25 2011/07/26
65256 BNP Paribas Arbit Issu B.V. – HSI R Bear CBBC Oct 2011 U 2011/07/26 2011/07/27
65358 Merrill Lynch Int’l & Co. C.V. – HSI R Bear CBBC Jan 2012 U 2011/07/26 2011/07/27
65284 SGA Societe Generale Acceptance N.V. -HSI R Bear CBBC Oct11N 2011/07/26 2011/07/27
65272 Credit Suisse AG – HSI R Bear CBBC Oct 2011 Q 2011/07/26 2011/07/27

Last Delisted
65368 Credit Suisse AG – HSI R Bear CBBC Oct 2011 K 2011/07/26 2011/07/27
65290 UBS AG – HSI R Bear CBBC Oct 2011 X 2011/07/26 2011/07/27
65367 UBS AG – HSI R Bear CBBC Oct 2011 C 2011/07/26 2011/07/27
65263 J P Morgan SP BV – HSI R Bear CBBC Nov 2011 D 2011/07/26 2011/07/27
67465 Credit Suisse AG – HSI R Bear CBBC Jul 2011 X 2011/07/27 2011/07/29
68159 SGA Societe Generale Acceptance N.V. -HSI R Bull CBBC Jul11N 2011/07/27 2011/07/29
63386 Macquarie Bank Ltd. – HSI R Bull CBBC Jul 2011 B 2011/07/27 2011/07/29
65257 BNP Paribas Arbit Issu B.V. – HSI R Bear CBBC Oct 2011 V 2011/07/27 2011/07/28
66843 Deutsche Bank AG – HSI R Bull CBBC Jul 2011 P 2011/07/27 2011/07/29
67080 UBS AG – HSI R Bull CBBC Jul 2011 B 2011/07/27 2011/07/29
67031 SGA Societe Generale Acceptance N.V. -HSI R Bull CBBC Jul11E 2011/07/27 2011/07/29
65379 UBS AG – HSI R Bear CBBC Oct 2011 V 2011/07/27 2011/07/28
68022 KBC Fin Products Int’l Ltd. – HSI R Bear CBBC Jul 2011 E 2011/07/27 2011/07/29
66730 Credit Suisse AG – HSI R Bull CBBC Jul 2011 C 2011/07/27 2011/07/29
68145 UBS AG – HSI R Bull CBBC Jul 2011 T 2011/07/27 2011/07/29
67678 UBS AG – HSI R Bear CBBC Jul 2011 I 2011/07/27 2011/07/29
66779 Deutsche Bank AG – HSI R Bull CBBC Jul 2011 M 2011/07/27 2011/07/29
66207 Deutsche Bank AG – HSI R Bull CBBC Jul 2011 J 2011/07/27 2011/07/29
66729 Credit Suisse AG – HSI R Bull CBBC Jul 2011 B 2011/07/27 2011/07/29
63451 J P Morgan SP BV – HSI R Bull CBBC Jul 2011 O 2011/07/27 2011/07/29
63450 J P Morgan SP BV – HSI R Bull CBBC Jul 2011 N 2011/07/27 2011/07/29
63796 Deutsche Bank AG – HSI R Bear CBBC Jul 2011 O 2011/07/27 2011/07/29
63799 Credit Suisse AG – HSI R Bear CBBC Jul 2011 R 2011/07/27 2011/07/29
67193 Credit Suisse AG – HSI R Bull CBBC Jul 2011 N 2011/07/27 2011/07/29
63786 BNP Paribas Arbit Issu B.V. – HSI R Bear CBBC Jul 2011 T 2011/07/27 2011/07/29
67229 Credit Suisse AG – HSI R Bear CBBC Jul 2011 K 2011/07/27 2011/07/29
63787 BNP Paribas Arbit Issu B.V. – HSI R Bear CBBC Jul 2011 S 2011/07/27 2011/07/29
68021 KBC Fin Products Int’l Ltd. – HSI R Bear CBBC Jul 2011 D 2011/07/27 2011/07/29
67230 Credit Suisse AG – HSI R Bear CBBC Jul 2011 L 2011/07/27 2011/07/29
63788 BNP Paribas Arbit Issu B.V. – HSI R Bear CBBC Jul 2011 R 2011/07/27 2011/07/29
67357 SGA Societe Generale Acceptance N.V. -HSI R Bear CBBC Jul11R 2011/07/27 2011/07/29
67356 SGA Societe Generale Acceptance N.V. -HSI R Bear CBBC Jul11Q 2011/07/27 2011/07/29
67355 SGA Societe Generale Acceptance N.V. -HSI R Bear CBBC Jul11P 2011/07/27 2011/07/29
63790 BNP Paribas Arbit Issu B.V. – HSI R Bear CBBC Jul 2011 Q 2011/07/27 2011/07/29
67189 Credit Suisse AG – HSI R Bull CBBC Jul 2011 M 2011/07/27 2011/07/29
67238 Credit Suisse AG – HSI R Bear CBBC Jul 2011 P 2011/07/27 2011/07/29
67677 UBS AG – HSI R Bear CBBC Jul 2011 H 2011/07/27 2011/07/29
67354 SGA Societe Generale Acceptance N.V. -HSI R Bear CBBC Jul11O 2011/07/27 2011/07/29
63860 BNP Paribas Arbit Issu B.V. – HSI R Bear CBBC Jul 2011 W 2011/07/27 2011/07/29
67360 SGA Societe Generale Acceptance N.V. -HSI R Bear CBBC Jul11S 2011/07/27 2011/07/29
67326 UBS AG – HSI R Bear CBBC Jul 2011 D 2011/07/27 2011/07/29
67325 UBS AG – HSI R Bear CBBC Jul 2011 C 2011/07/27 2011/07/29
67466 Credit Suisse AG – HSI R Bear CBBC Jul 2011 Y 2011/07/27 2011/07/29
68053 SGA Societe Generale Acceptance NV -HSCEI R Bull CBBC Jul11A 2011/07/27 2011/07/29
67676 UBS AG – HSI R Bear CBBC Jul 2011 G 2011/07/27 2011/07/29
63449 J P Morgan SP BV – HSI R Bull CBBC Jul 2011 M 2011/07/27 2011/07/29
63789 BNP Paribas Arbit Issu B.V. – HSI R Bear CBBC Jul 2011 P 2011/07/27 2011/07/29
67205 Credit Suisse AG – HSI R Bear CBBC Jul 2011 O 2011/07/27 2011/07/29
67028 SGA Societe Generale Acceptance N.V. -HSI R Bull CBBC Jul11B 2011/07/27 2011/07/29
65093 Deutsche Bank AG – HSI R Bear CBBC Jul 2011 D 2011/07/27 2011/07/29
65206 Credit Suisse AG – HSI R Bear CBBC Oct 2011 P 2011/07/27 2011/07/28
63100 Nomura Int’l plc – HSI R Bear CBBC Jul 2011 B 2011/07/27 2011/07/29
65092 Deutsche Bank AG – HSI R Bear CBBC Jul 2011 C 2011/07/27 2011/07/29
64984 Deutsche Bank AG – HSI R Bear CBBC Jul 2011 B 2011/07/27 2011/07/29
64983 Deutsche Bank AG – HSI R Bear CBBC Jul 2011 A 2011/07/27 2011/07/29
67030 SGA Societe Generale Acceptance N.V. -HSI R Bull CBBC Jul11D 2011/07/27 2011/07/29
67965 UBS AG – HSI R Bear CBBC Jul 2011 R 2011/07/27 2011/07/29
65320 KBC Fin Products Int’l Ltd. – HSI R Bear CBBC Nov 2011 L 2011/07/27 2011/07/28
67029 SGA Societe Generale Acceptance N.V. -HSI R Bull CBBC Jul11C 2011/07/27 2011/07/29
65624 Deutsche Bank AG – HSI R Bear CBBC Jul 2011 F 2011/07/27 2011/07/29
65375 SGA Societe Generale Acceptance N.V.-HSI R Bear CBBC Oct 11Z 2011/07/27 2011/07/28
68023 KBC Fin Products Int’l Ltd. – HSI R Bear CBBC Jul 2011 F 2011/07/27 2011/07/29
67383 SGA Societe Generale Acceptance N.V. -HSI R Bear CBBC Jul11Y 2011/07/27 2011/07/29
63900 BOCI Asia Ltd. – HSI R Bear CBBC Jul 2011 B 2011/07/27 2011/07/29
67303 Credit Suisse AG – HSI R Bear CBBC Jul 2011 U 2011/07/27 2011/07/29
68431 KBC Fin Products Int’l Ltd. – HSI R Bull CBBC Jul 2011 L 2011/07/27 2011/07/29
67361 SGA Societe Generale Acceptance N.V. -HSI R Bear CBBC Jul11T 2011/07/27 2011/07/29
63447 J P Morgan SP BV – HSI R Bull CBBC Jul 2011 K 2011/07/27 2011/07/29
63445 J P Morgan SP BV – HSI R Bull CBBC Jul 2011 I 2011/07/27 2011/07/29
68055 SGA Societe Generale Acceptance NV -HSCEI R Bear CBBC Jul11C 2011/07/27 2011/07/29
67382 SGA Societe Generale Acceptance N.V. -HSI R Bear CBBC Jul11X 2011/07/27 2011/07/29
65223 SGA Societe Generale Acceptance N.V. -HSI R Bear CBBC Oct11J 2011/07/27 2011/07/28
63446 J P Morgan SP BV – HSI R Bull CBBC Jul 2011 J 2011/07/27 2011/07/29
63776 Credit Suisse AG – HSI R Bear CBBC Jul 2011 W 2011/07/27 2011/07/29
67027 SGA Societe Generale Acceptance N.V. -HSI R Bull CBBC Jul11A 2011/07/27 2011/07/29
63863 BNP Paribas Arbit Issu B.V. – HSI R Bear CBBC Jul 2011 E 2011/07/27 2011/07/29
68430 KBC Fin Products Int’l Ltd. – HSI R Bull CBBC Jul 2011 K 2011/07/27 2011/07/29
65623 Deutsche Bank AG – HSI R Bear CBBC Jul 2011 E 2011/07/27 2011/07/29
65265 J P Morgan SP BV – HSI R Bear CBBC Nov 2011 F 2011/07/27 2011/07/28

Last Delisted
67385 SGA Societe Generale Acceptance N.V. -HSI R Bear CBBC Jul11F 2011/07/27 2011/07/29
65786 Deutsche Bank AG – HSI R Bear CBBC Jul 2011 I 2011/07/27 2011/07/29
67362 SGA Societe Generale Acceptance N.V. -HSI R Bear CBBC Jul11U 2011/07/27 2011/07/29
65780 Deutsche Bank AG – HSI R Bear CBBC Jul 2011 H 2011/07/27 2011/07/29
67363 SGA Societe Generale Acceptance N.V. -HSI R Bear CBBC Jul11V 2011/07/27 2011/07/29
67364 SGA Societe Generale Acceptance N.V. -HSI R Bear CBBC Jul11W 2011/07/27 2011/07/29
65779 Deutsche Bank AG – HSI R Bear CBBC Jul 2011 G 2011/07/27 2011/07/29
63095 Nomura Int’l plc – HSI R Bull CBBC Jul 2011 A 2011/07/27 2011/07/29
67302 Credit Suisse AG – HSI R Bear CBBC Jul 2011 T 2011/07/27 2011/07/29
63448 J P Morgan SP BV – HSI R Bull CBBC Jul 2011 L 2011/07/27 2011/07/29
67384 SGA Societe Generale Acceptance N.V. -HSI R Bear CBBC Jul11Z 2011/07/27 2011/07/29
65213 UBS AG – A50 China R Bull CBBC Jan 2012 A 2011/07/28 2011/07/29
64968 Credit Suisse AG – Hutchison R Bear CBBC Nov 2011 B 2011/07/28 2011/07/29
66806 HK Bank – A50 R Bull CBBC Jul 2011 B 2011/07/28 2011/08/01
65032 UBS AG – Hutchison R Bear CBBC Dec 2011 B 2011/07/28 2011/07/29
65406 KBC Fin Products Int’l Ltd. – HSI R Bull CBBC Nov 2011 M 2011/07/29 2011/08/01
65391 UBS AG – HSI R Bear CBBC Nov 2011 P 2011/07/29 2011/08/01
65392 UBS AG – HSI R Bear CBBC Dec 2011 W 2011/07/29 2011/08/01
65393 SGA Societe Generale Acceptance N.V.-HSI R Bear CBBC Nov11 A 2011/07/29 2011/08/01
65394 SGA Societe Generale Acceptance N.V.-HSI R Bear CBBC Nov11 B 2011/07/29 2011/08/01
65396 SGA Societe Generale Acceptance N.V.-HSI R Bear CBBC Nov11 C 2011/07/29 2011/08/01
65397 Credit Suisse AG – HSI R Bear CBBC Nov 2011 S 2011/07/29 2011/08/01
65398 Credit Suisse AG – HSI R Bear CBBC Nov 2011 Q 2011/07/29 2011/08/01
65405 SGA Societe Generale Acceptance N.V.-HSI R Bear CBBC Nov11 G 2011/07/29 2011/08/01
65423 BNP Paribas Arbit Issu B.V. – HSI R Bear CBBC Feb 2012 A 2011/08/01 2011/08/02
65205 J P Morgan SP BV – HSI R Bear CBBC Nov 2011 C 2011/08/01 2011/08/02
65345 UBS AG – HSI R Bear CBBC Jan 2012 G 2011/08/01 2011/08/02
65201 Credit Suisse AG – HSI R Bear CBBC Oct 2011 R 2011/08/01 2011/08/02
65200 UBS AG – HSI R Bear CBBC Oct 2011 Y 2011/08/01 2011/08/02
65337 HK Bank – HSI R Bear CBBC Feb 2012 D 2011/08/01 2011/08/02
63518 HK Bank – China Mobile R Bear CBBC Oct 2011 B 2011/08/01 2011/08/02
65359 Merrill Lynch Int’l & Co. C.V. – HSI R Bear CBBC Jan 2012 V 2011/08/01 2011/08/02
65157 SGA Societe Generale Acceptance N.V. -HSI R Bear CBBC Oct11O 2011/08/01 2011/08/02
65294 UBS AG – HSI R Bear CBBC Dec 2011 U 2011/08/01 2011/08/02
65422 UBS AG – HSI R Bear CBBC Jan 2012 I 2011/08/01 2011/08/02
65419 Credit Suisse AG – HSI R Bear CBBC Nov 2011 V 2011/08/01 2011/08/02
65224 SGA Societe Generale Acceptance N.V. -HSI R Bear CBBC Oct11K 2011/08/01 2011/08/02
65147 UBS AG – HSI R Bear CBBC Dec 2011 P 2011/08/01 2011/08/02
64203 UBS AG – AIA R Bear CBBC Nov 2011 A 2011/08/01 2011/08/02
66815 HK Bank – China Mobile R Bear CBBC Aug 2011 B 2011/08/01 2011/08/03
65259 BNP Paribas Arbit Issu B.V. – HSI R Bear CBBC Oct 2011 F 2011/08/01 2011/08/02
68383 Deutsche Bank AG – HSBC R Bear CBBC Aug 2011 A 2011/08/01 2011/08/03
65258 BNP Paribas Arbit Issu B.V. – HSI R Bear CBBC Oct 2011 D 2011/08/01 2011/08/02
65167 Credit Suisse AG – HSI R Bear CBBC Oct 2011 G 2011/08/01 2011/08/02
65426 Credit Suisse AG – HSI R Bull CBBC Dec 2011 D 2011/08/02 2011/08/03
65384 RB of Scotland N.V. – HSCEI R Bear CBBC Dec 2011 A 2011/08/02 2011/08/03
65221 BNP Paribas Arbit Issu B.V. – A50 Ch R Bull CBBC Dec 2011 B 2011/08/02 2011/08/03
65431 UBS AG – HSI R Bull CBBC Nov 2011 U 2011/08/02 2011/08/03
65424 UBS AG – HSI R Bear CBBC Dec 2011 Z 2011/08/02 2011/08/03
65418 SGA Societe Generale Acceptance N.V.-HSI R Bull CBBC Nov 11H 2011/08/02 2011/08/03
65425 Credit Suisse AG – HSI R Bear CBBC Nov 2011 P 2011/08/02 2011/08/03
65402 SGA Societe Generale Acceptance N.V.-HSI R Bull CBBC Nov11 E 2011/08/03 2011/08/04
65417 UBS AG – HSI R Bull CBBC Jan 2012 H 2011/08/03 2011/08/04
65420 Credit Suisse AG – HSI R Bull CBBC Dec 2011 G 2011/08/03 2011/08/04
65385 J P Morgan SP BV – HSI R Bull CBBC Nov 2011 L 2011/08/03 2011/08/04
65408 UBS AG – HSI R Bull CBBC Dec 2011 X 2011/08/03 2011/08/04
65407 KBC Fin Products Int’l Ltd. – HSI R Bull CBBC Nov 2011 N 2011/08/03 2011/08/04
65427 Credit Suisse AG – HSI R Bull CBBC Jan 2012 X 2011/08/03 2011/08/04
65434 Merrill Lynch Int’l & Co. C.V. – HSI R Bull CBBC Feb 2012 B 2011/08/03 2011/08/04
65403 SGA Societe Generale Acceptance N.V.-HSI R Bull CBBC Nov11 F 2011/08/03 2011/08/04
65436 SGA Societe Generale Acceptance N.V.-HSI R Bull CBBC Nov11 I 2011/08/03 2011/08/04
65435 Merrill Lynch Int’l & Co. C.V. – HSI R Bull CBBC Feb 2012 C 2011/08/03 2011/08/04
65401 SGA Societe Generale Acceptance N.V.-HSI R Bull CBBC Nov11 D 2011/08/03 2011/08/04
65399 Credit Suisse AG – HSI R Bull CBBC Jan 2012 U 2011/08/03 2011/08/04
65373 HK Bank – A50 R Bull CBBC Apr 2012 A 2011/08/03 2011/08/04
65374 SGA Societe Generale Acceptance N.V.-HSI R Bull CBBC Oct 11V 2011/08/03 2011/08/04
65389 Credit Suisse AG – HSI R Bull CBBC Dec 2011 Z 2011/08/03 2011/08/04
65387 SGA Societe Generale Acceptance N.V.-HSI R Bull CBBC Oct11 L 2011/08/03 2011/08/04
65330 Credit Suisse AG – A50 China R Bull CBBC Nov 2011 A 2011/08/03 2011/08/04
65380 Credit Suisse AG – HSI R Bull CBBC Jan 2012 T 2011/08/03 2011/08/04
65416 UBS AG – HSI R Bull CBBC Dec 2011 Y 2011/08/03 2011/08/04
65349 BNP Paribas Arbit Issu B.V. – HSI R Bull CBBC Dec 2011 C 2011/08/04 2011/08/05
65316 SGA Societe Generale Acceptance N.V.-HSI R Bull CBBC Oct 11I 2011/08/04 2011/08/05
65324 Credit Suisse AG – HSI R Bull CBBC Dec 2011 Y 2011/08/04 2011/08/05
65174 UBS AG – China Life R Bull CBBC Dec 2011 C 2011/08/04 2011/08/05
65386 J P Morgan SP BV – HSI R Bull CBBC Nov 2011 M 2011/08/04 2011/08/05

Last Delisted
65455 UBS AG – Hutchison R Bull CBBC Feb 2012 A 2011/08/04 2011/08/05
63562 Deutsche Bank AG – DJIA R Bull CBBC Dec 2011 C 2011/08/04 2011/08/05
65382 KBC Fin Products Int’l Ltd. – HSI R Bull CBBC Dec 2011 H 2011/08/04 2011/08/05
65365 UBS AG – HSI R Bull CBBC Oct 2011 R 2011/08/04 2011/08/05
63780 UBS AG – Ping An R Bull CBBC Sep 2011 A 2011/08/04 2011/08/05
63135 Barclays Bank plc – HSI R Bull CBBC Sep 2011 A 2011/08/05 2011/08/08
63136 Barclays Bank plc – HSI R Bull CBBC Sep 2011 B 2011/08/05 2011/08/08
65346 RB of Scotland N.V. – HSI R Bull CBBC Dec 2011 C 2011/08/05 2011/08/08
63284 Credit Suisse AG – HSI R Bull CBBC Sep 2011 R 2011/08/05 2011/08/08
63285 Credit Suisse AG – HSI R Bull CBBC Sep 2011 S 2011/08/05 2011/08/08
68176 Credit Suisse AG – HSI R Bull CBBC Oct 2011 E 2011/08/05 2011/08/08
65233 KBC Fin Products Int’l Ltd. – HSI R Bull CBBC Dec 2011 C 2011/08/05 2011/08/08
65347 RB of Scotland N.V. – HSI R Bull CBBC Dec 2011 D 2011/08/05 2011/08/08
65353 Credit Suisse AG – HSI R Bull CBBC Jan 2012 Q 2011/08/05 2011/08/08
63289 Credit Suisse AG – HSI R Bull CBBC Oct 2011 H 2011/08/05 2011/08/08
65235 KBC Fin Products Int’l Ltd. – HSI R Bull CBBC Jan 2012 B 2011/08/05 2011/08/08
65362 Credit Suisse AG – CCB R Bull CBBC Dec 2011 A 2011/08/05 2011/08/08
65356 Merrill Lynch Int’l & Co. C.V. – HSI R Bull CBBC Jan 2012 S 2011/08/05 2011/08/08
65354 UBS AG – CNOOC R Bull CBBC Jan 2012 A 2011/08/05 2011/08/08
63290 Credit Suisse AG – HSI R Bull CBBC Oct 2011 I 2011/08/05 2011/08/08
65448 Credit Suisse AG – HSBC R Bull CBBC Dec 2011 A 2011/08/05 2011/08/08
68373 SGA Societe Generale Acceptance N.V. -HSI R Bull CBBC Aug11V 2011/08/05 2011/08/08
65288 UBS AG – HSI R Bull CBBC Dec 2011 S 2011/08/05 2011/08/08
65433 Merrill Lynch Int’l & Co. C.V. – HSI R Bull CBBC Feb 2012 A 2011/08/05 2011/08/08
65360 RB of Scotland N.V. – A50 China R Bull CBBC Jan 2012 A 2011/08/05 2011/08/08
68350 Deutsche Bank AG – HSI R Bull CBBC Nov 2011 B 2011/08/05 2011/08/08
66185 BNP Paribas Arbit Issu B.V. – HSI R Bull CBBC Dec 2011 B 2011/08/05 2011/08/08
65443 HK Bank – CNOOC R Bull CBBC Jun 2012 A 2011/08/05 2011/08/08
68488 HK Bank – HSI R Bull CBBC Aug 2011 D 2011/08/05 2011/08/08
65449 Credit Suisse AG – Hutchison R Bull CBBC Dec 2011 A 2011/08/05 2011/08/08
65454 Credit Suisse AG – GCL-Poly Energy R Bull CBBC Jan 2012 B 2011/08/05 2011/08/08
65468 UBS AG – AIA R Bull CBBC Feb 2012 A 2011/08/05 2011/08/08
65456 UBS AG – ABC R Bull CBBC Jan 2012 A 2011/08/05 2011/08/08
65463 UBS AG – HSI R Bull CBBC Dec 2011 C 2011/08/05 2011/08/08
65440 SGA Societe Generale Acceptance N.V.-HSI R Bull CBBC Jan12 C 2011/08/05 2011/08/08
65315 SGA Societe Generale Acceptance N.V.-HSI R Bull CBBC Oct 11H 2011/08/05 2011/08/08
68174 Credit Suisse AG – HSI R Bull CBBC Sep 2011 G 2011/08/05 2011/08/08
65329 Credit Suisse AG – TCH R Bull CBBC Nov 2011 H 2011/08/05 2011/08/08
65328 Credit Suisse AG – HSI R Bull CBBC Feb 2012 H 2011/08/05 2011/08/08
65325 Credit Suisse AG – HSI R Bull CBBC Jan 2012 O 2011/08/05 2011/08/08
65428 UBS AG – Hutchison R Bull CBBC Jan 2012 B 2011/08/05 2011/08/08
68171 Credit Suisse AG – HSI R Bull CBBC Aug 2011 M 2011/08/05 2011/08/08
66109 BNP Paribas Arbit Issu B.V. – HSI R Bull CBBC Nov 2011 O 2011/08/05 2011/08/08
65415 RB of Scotland N.V. – HSI R Bull CBBC Dec 2011 E 2011/08/05 2011/08/08
66108 BNP Paribas Arbit Issu B.V. – HSI R Bull CBBC Nov 2011 N 2011/08/05 2011/08/08
68185 UBS AG – CNOOC R Bull CBBC Aug 2011 B 2011/08/05 2011/08/09
65421 UBS AG – AIA R Bull CBBC Jan 2012 B 2011/08/05 2011/08/08
68486 HK Bank – HSI R Bull CBBC Aug 2011 C 2011/08/05 2011/08/08
65035 Barclays Bank plc – HSI R Bull CBBC Jan 2012 B 2011/08/05 2011/08/08
64687 Credit Suisse AG – HSI R Bull CBBC Dec 2011 H 2011/08/05 2011/08/08
64668 UBS AG – HSBC R Bull CBBC Nov 2011 B 2011/08/05 2011/08/08
66376 BNP Paribas Arbit Issu B.V. – HSI R Bull CBBC Oct 2011 S 2011/08/05 2011/08/08
64537 UBS AG – HSI R Bull CBBC Oct 2011 T 2011/08/05 2011/08/08
64532 HK Bank – Sinopec Corp R Bull CBBC Dec 2011 A 2011/08/05 2011/08/08
64967 Credit Suisse AG – HKEx R Bull CBBC Nov 2011 A 2011/08/05 2011/08/08
64972 Credit Suisse AG – HSI R Bull CBBC Dec 2011 P 2011/08/05 2011/08/08
64499 Credit Suisse AG – A50 China R Bull CBBC Oct 2011 A 2011/08/05 2011/08/08
63528 Deutsche Bank AG – HSI R Bull CBBC Nov 2011 P 2011/08/05 2011/08/08
64488 CC Rabobank B.A. – HSI R Bull CBBC Dec 2011 A 2011/08/05 2011/08/08
64486 Merrill Lynch Int’l & Co. C.V. – HSI R Bull CBBC Dec 2011 C 2011/08/05 2011/08/08
64991 UBS AG – HKEx R Bull CBBC Dec 2011 B 2011/08/05 2011/08/08
63469 Credit Suisse AG – HSI R Bull CBBC Sep 2011 Y 2011/08/05 2011/08/08
65005 UBS AG – HSI R Bull CBBC Nov 2011 X 2011/08/05 2011/08/08
64946 HK Bank – HSI R Bull CBBC Dec 2011 F 2011/08/05 2011/08/08
65016 Macquarie Bank Ltd. – HSI R Bull CBBC Feb 2012 A 2011/08/05 2011/08/08
65017 Macquarie Bank Ltd. – HSI R Bull CBBC Jan 2012 B 2011/08/05 2011/08/08
65019 UBS AG – CC Bank R Bull CBBC Dec 2011 A 2011/08/05 2011/08/08
64468 UBS AG – HSI R Bull CBBC Aug 2011 N 2011/08/05 2011/08/08
65044 SGA Societe Generale Acceptance N.V. -HSI R Bull CBBC Oct11F 2011/08/05 2011/08/08
65052 Credit Suisse AG – TCH R Bull CBBC Nov 2011 D 2011/08/05 2011/08/08
64866 UBS AG – Ping An R Bull CBBC Dec 2011 A 2011/08/05 2011/08/08
65062 UBS AG – HSI R Bull CBBC Dec 2011 K 2011/08/05 2011/08/08
63472 Credit Suisse AG – HSI R Bull CBBC Dec 2011 C 2011/08/05 2011/08/08
64384 RB of Scotland N.V. – HSCEI R Bull CBBC Nov 2011 A 2011/08/05 2011/08/08
63470 Credit Suisse AG – HSI R Bull CBBC Oct 2011 L 2011/08/05 2011/08/08
68099 Credit Suisse AG – HSI R Bull CBBC Aug 2011 J 2011/08/05 2011/08/08
64799 SGA Societe Generale Acceptance N.V. -HSI R Bull CBBC Oct11R 2011/08/05 2011/08/08
65227 UBS AG – CC Bank R Bull CBBC Dec 2011 B 2011/08/05 2011/08/08
63572 SGA Societe Generale Acceptance N.V.-HKEx R Bull CBBC Sep11B 2011/08/05 2011/08/08

Last Delisted
64870 UBS AG – HSI R Bull CBBC Dec 2011 H 2011/08/05 2011/08/08
64833 SGA Societe Generale Acceptance N.V. -HSI R Bull CBBC Oct11X 2011/08/05 2011/08/08
64832 SGA Societe Generale Acceptance N.V. -HSI R Bull CBBC Oct11W 2011/08/05 2011/08/08
64825 Credit Suisse AG – HSI R Bull CBBC Jan 2012 C 2011/08/05 2011/08/08
64819 Credit Suisse AG – HSI R Bull CBBC Dec 2011 K 2011/08/05 2011/08/08
64813 UBS AG – HSI R Bull CBBC Nov 2011 S 2011/08/05 2011/08/08
64802 SGA Societe Generale Acceptance N.V. -HSI R Bull CBBC Oct11U 2011/08/05 2011/08/08
64896 Merrill Lynch Int’l & Co. C.V. – HSI R Bull CBBC Jan 2012 I 2011/08/05 2011/08/08
64801 SGA Societe Generale Acceptance N.V. -HSI R Bull CBBC Oct11T 2011/08/05 2011/08/08
64689 UBS AG – A50 China R Bull CBBC Nov 2011 A 2011/08/05 2011/08/08
67713 KBC Fin Products Int’l Ltd. – HSI R Bull CBBC Aug 2011 A 2011/08/05 2011/08/08
65061 UBS AG – HSI R Bull CBBC Dec 2011 J 2011/08/05 2011/08/08
64945 HK Bank – HSI R Bull CBBC Dec 2011 E 2011/08/05 2011/08/08
64748 UBS AG – HSI R Bull CBBC Dec 2011 D 2011/08/05 2011/08/08
64762 Merrill Lynch Int’l & Co. C.V. – HSI R Bull CBBC Jan 2012 B 2011/08/05 2011/08/08
64767 Merrill Lynch Int’l & Co. C.V. – HSI R Bull CBBC Jan 2012 C 2011/08/05 2011/08/08
64897 Merrill Lynch Int’l & Co. C.V. – HSI R Bull CBBC Jan 2012 J 2011/08/05 2011/08/08
64777 UBS AG – HSI R Bull CBBC Oct 2011 W 2011/08/05 2011/08/08
64800 SGA Societe Generale Acceptance N.V. -HSI R Bull CBBC Oct11S 2011/08/05 2011/08/08
64783 HK Bank – A50 R Bull CBBC Jan 2012 A 2011/08/05 2011/08/08
67828 Deutsche Bank AG – DJIA R Bull CBBC Sep 2011 C 2011/08/05 2011/08/08
64788 HK Bank – HSI R Bull CBBC Dec 2011 D 2011/08/05 2011/08/08
64797 SGA Societe Generale Acceptance N.V. -HSI R Bull CBBC Oct11P 2011/08/05 2011/08/08
64798 SGA Societe Generale Acceptance N.V. -HSI R Bull CBBC Oct11Q 2011/08/05 2011/08/08
64747 UBS AG – HSI R Bull CBBC Nov 2011 R 2011/08/05 2011/08/08
64941 HK Bank – CM Bank R Bull CBBC Feb 2012 B 2011/08/05 2011/08/08
65198 HK Bank – SHK Ppt R Bull CBBC Apr 2012 A 2011/08/05 2011/08/08
65099 UBS AG – HSI R Bull CBBC Dec 2011 L 2011/08/05 2011/08/08
65107 J P Morgan SP BV – HSI R Bull CBBC Oct 2011 I 2011/08/05 2011/08/08
65109 J P Morgan SP BV – HSI R Bull CBBC Oct 2011 J 2011/08/05 2011/08/08
64220 Credit Suisse AG – HSI R Bull CBBC Nov 2011 J 2011/08/05 2011/08/08
65116 J P Morgan SP BV – HSI R Bull CBBC Oct 2011 N 2011/08/05 2011/08/08
65117 J P Morgan SP BV – HSI R Bull CBBC Oct 2011 O 2011/08/05 2011/08/08
66782 Deutsche Bank AG – HSI R Bull CBBC Aug 2011 P 2011/08/05 2011/08/08
65085 HK Bank – HKEx R Bull CBBC Feb 2012 A 2011/08/05 2011/08/08
66753 BNP Paribas Arbit Issu B.V. – HSI R Bull CBBC Dec 2011 G 2011/08/05 2011/08/08
63408 Deutsche Bank AG – A50 China R Bull CBBC Sep 2011 D 2011/08/05 2011/08/08
63341 RB of Scotland N.V. – A50 China R Bull CBBC Aug 2011 A 2011/08/05 2011/08/08
63343 RB of Scotland N.V. – Sinopec Corp R Bull CBBC Aug 2011 A 2011/08/05 2011/08/08
66751 BNP Paribas Arbit Issu B.V. – HSI R Bull CBBC Dec 2011 F 2011/08/05 2011/08/08
66749 BNP Paribas Arbit Issu B.V. – HSI R Bull CBBC Nov 2011 R 2011/08/05 2011/08/08
66743 BNP Paribas Arbit Issu B.V. – HSI R Bull CBBC Oct 2011 X 2011/08/05 2011/08/08
64485 BNP Paribas Arbit Issu B.V. – HSI R Bull CBBC Aug 2011 C 2011/08/05 2011/08/08
63319 Deutsche Bank AG – HSI R Bull CBBC Nov 2011 H 2011/08/05 2011/08/08
65220 BNP Paribas Arbit Issu B.V. – A50 Ch R Bull CBBC Dec 2011 A 2011/08/05 2011/08/08
65143 UBS AG – Sinopec Corp R Bull CBBC Dec 2011 A 2011/08/05 2011/08/08
64359 SGA Societe Generale Acceptance N.V. -A50 R Bull CBBC Oct11C 2011/08/05 2011/08/08
64342 SGA Societe Generale Acceptance N.V-CLife R Bull CBBC Oct11A 2011/08/05 2011/08/08
68106 Credit Suisse AG – HSI R Bull CBBC Oct 2011 A 2011/08/05 2011/08/08
64274 Merrill Lynch Int’l & Co. C.V. – HSI R Bull CBBC Nov 2011 K 2011/08/05 2011/08/08
63771 RB of Scotland N.V. – Ping An R Bull CBBC Oct 2011 A 2011/08/05 2011/08/08
66904 HK Bank – HSI R Bull CBBC Aug 2011 A 2011/08/05 2011/08/08
63434 UBS AG – HSI R Bull CBBC Aug 2011 B 2011/08/05 2011/08/08
68108 Credit Suisse AG – HSI R Bull CBBC Oct 2011 B 2011/08/05 2011/08/08
63436 UBS AG – HSI R Bull CBBC Sep 2011 G 2011/08/05 2011/08/08
68102 Credit Suisse AG – HSI R Bull CBBC Sep 2011 B 2011/08/05 2011/08/08
64276 HK Bank – China Life R Bull CBBC Nov 2011 A 2011/08/05 2011/08/08
68101 Credit Suisse AG – HSI R Bull CBBC Sep 2011 A 2011/08/05 2011/08/08
68371 SGA Societe Generale Acceptance N.V. -HSI R Bull CBBC Aug11T 2011/08/08 2011/08/09
68372 SGA Societe Generale Acceptance N.V. -HSI R Bull CBBC Aug11U 2011/08/08 2011/08/09
65437 SGA Societe Generale Acceptance N.V.-HSI R Bull CBBC Jan12 A 2011/08/08 2011/08/09
68480 Deutsche Bank AG – A50 China R Bull CBBC Aug 2011 B 2011/08/08 2011/08/09
65439 SGA Societe Generale Acceptance N.V.-HSI R Bull CBBC Jan12 B 2011/08/08 2011/08/09
66781 Deutsche Bank AG – HSI R Bull CBBC Aug 2011 O 2011/08/08 2011/08/09
63571 SGA Societe Generale Acceptance N.V.-HKEx R Bull CBBC Sep11A 2011/08/08 2011/08/09
64102 UBS AG – China Life R Bull CBBC Oct 2011 A 2011/08/08 2011/08/09
64348 SGA Societe Generale Acceptance N.V.- HWL R Bull CBBC Oct11B 2011/08/08 2011/08/09
65453 Credit Suisse AG – China Mobile R Bull CBBC Dec 2011 A 2011/08/08 2011/08/09
66746 BNP Paribas Arbit Issu B.V. – HSI R Bull CBBC Nov 2011 Q 2011/08/08 2011/08/09
65390 UBS AG – China Mobile R Bull CBBC Jan 2012 B 2011/08/08 2011/08/09
64092 BNP Paribas Arbit Issu B.V. – HSI R Bull CBBC Sep 2011 B 2011/08/08 2011/08/09
68434 KBC Fin Products Int’l Ltd. – HSI R Bull CBBC Aug 2011 E 2011/08/08 2011/08/09
68436 KBC Fin Products Int’l Ltd. – HSI R Bull CBBC Aug 2011 F 2011/08/08 2011/08/09
64811 UBS AG – HSI R Bull CBBC Sep 2011 Z 2011/08/08 2011/08/09
64270 RB of Scotland N.V. – CPIC R Bull CBBC Jan 2012 A 2011/08/08 2011/08/09
64476 UBS AG – A50 China R Bull CBBC Oct 2011 C 2011/08/08 2011/08/09
64483 Merrill Lynch Int’l & Co. C.V. – HSI R Bull CBBC Dec 2011 B 2011/08/08 2011/08/09
65475 SGA Societe Generale Acceptance N.V.-HSI R Bull CBBC Nov11N 2011/08/08 2011/08/09
66208 Deutsche Bank AG – HSI R Bull CBBC Aug 2011 J 2011/08/08 2011/08/09
67203 Credit Suisse AG – HSI R Bull CBBC Aug 2011 E 2011/08/08 2011/08/09
66887 BNP Paribas Arbit Issu B.V. – HSI R Bull CBBC Dec 2011 K 2011/08/08 2011/08/09
65480 Deutsche Bank AG – HSI R Bull CBBC Dec 2011 L 2011/08/08 2011/08/09
66890 BNP Paribas Arbit Issu B.V. – HSI R Bull CBBC Dec 2011 L 2011/08/08 2011/08/09

Last Delisted
65481 Deutsche Bank AG – HSI R Bull CBBC Dec 2011 M 2011/08/08 2011/08/09
63083 Deutsche Bank AG – A50 China R Bear CBBC Aug 2011 F 2011/08/08 2011/08/10
64581 UBS AG – Hutchison R Bull CBBC Nov 2011 A 2011/08/08 2011/08/09
64132 RB of Scotland N.V. – DJIA R Bull CBBC Dec 2011 A 2011/08/08 2011/08/09
66335 Deutsche Bank AG – HSI R Bull CBBC Aug 2011 L 2011/08/08 2011/08/09
64360 SGA Societe Generale Acceptance N.V. -A50 R Bull CBBC Oct11D 2011/08/08 2011/08/09
64465 UBS AG – HSI R Bull CBBC Oct 2011 O 2011/08/08 2011/08/09
65488 Credit Suisse AG – HSI R Bull CBBC Jan 2012 Z 2011/08/08 2011/08/09
66886 BNP Paribas Arbit Issu B.V. – HSI R Bull CBBC Dec 2011 J 2011/08/08 2011/08/09
66885 BNP Paribas Arbit Issu B.V. – HSI R Bull CBBC Dec 2011 I 2011/08/08 2011/08/09
65476 SGA Societe Generale Acceptance N.V.-HSI R Bull CBBC Nov11O 2011/08/08 2011/08/09
64156 UBS AG – Sinopec Corp R Bull CBBC Oct 2011 A 2011/08/08 2011/08/09
64545 SGA Societe Generale Acceptance N.V.-HSBC R Bull CBBC Oct11B 2011/08/08 2011/08/09
63393 HK Bank – HSI R Bull CBBC Sep 2011 K 2011/08/08 2011/08/09
64923 UBS AG – HSCEI R Bull CBBC Nov 2011 A 2011/08/08 2011/08/09
68124 Deutsche Bank AG – HSI R Bull CBBC Oct 2011 H 2011/08/08 2011/08/09
63433 UBS AG – HSI R Bull CBBC Aug 2011 Z 2011/08/08 2011/08/09
64934 HK Bank – China Life R Bull CBBC Dec 2011 B 2011/08/08 2011/08/09
63429 UBS AG – HSBC R Bull CBBC Sep 2011 C 2011/08/08 2011/08/09
64943 HK Bank – Hutchison R Bull CBBC Dec 2011 B 2011/08/08 2011/08/09
64944 HK Bank – A50 R Bull CBBC Jan 2012 B 2011/08/08 2011/08/09
65113 J P Morgan SP BV – HSI R Bull CBBC Oct 2011 L 2011/08/08 2011/08/09
65112 J P Morgan SP BV – HSI R Bull CBBC Oct 2011 K 2011/08/08 2011/08/09
63258 Deutsche Bank AG – HSBC R Bull CBBC Sep 2011 B 2011/08/08 2011/08/09
63514 HK Bank – HKEx R Bull CBBC Sep 2011 C 2011/08/08 2011/08/09
63425 Credit Suisse AG – HSI R Bull CBBC Dec 2011 B 2011/08/08 2011/08/09
64966 Credit Suisse AG – Hutchison R Bull CBBC Nov 2011 A 2011/08/08 2011/08/09
65355 Merrill Lynch Int’l & Co. C.V. – HSI R Bull CBBC Jan 2012 R 2011/08/08 2011/08/09
65327 Credit Suisse AG – HSI R Bull CBBC Feb 2012 G 2011/08/08 2011/08/09
63398 SGA Societe Generale Acceptance N.V. -HSI R Bull CBBC Sep11B 2011/08/08 2011/08/09
63399 SGA Societe Generale Acceptance N.V. -HSI R Bull CBBC Sep11C 2011/08/08 2011/08/09
63400 SGA Societe Generale Acceptance N.V. -HSI R Bull CBBC Sep11D 2011/08/08 2011/08/09
63401 SGA Societe Generale Acceptance N.V. -HSI R Bull CBBC Sep11E 2011/08/08 2011/08/09
65034 Barclays Bank plc – HSI R Bull CBBC Jan 2012 A 2011/08/08 2011/08/09
65057 UBS AG – TCH R Bull CBBC Jan 2012 A 2011/08/08 2011/08/09
68173 Credit Suisse AG – HSI R Bull CBBC Sep 2011 F 2011/08/08 2011/08/09
63471 Credit Suisse AG – HSI R Bull CBBC Nov 2011 C 2011/08/08 2011/08/09
63466 Credit Suisse AG – HKEx R Bull CBBC Aug 2011 A 2011/08/08 2011/08/09
63428 UBS AG – HKEx R Bull CBBC Sep 2011 A 2011/08/08 2011/08/09
64958 Credit Suisse AG – HSI R Bull CBBC Mar 2012 D 2011/08/08 2011/08/09
64867 UBS AG – HSI R Bull CBBC Nov 2011 T 2011/08/08 2011/08/09
65207 UBS AG – CC Bank R Bull CBBC Jan 2012 A 2011/08/08 2011/08/09
65226 Credit Suisse AG – ABC R Bull CBBC Nov 2011 A 2011/08/08 2011/08/09
63316 Deutsche Bank AG – HSI R Bull CBBC Oct 2011 V 2011/08/08 2011/08/09
65363 Credit Suisse AG – GCL-Poly Energy R Bull CBBC Jan 2012 A 2011/08/08 2011/08/09
68175 Credit Suisse AG – HSI R Bull CBBC Oct 2011 D 2011/08/08 2011/08/09
64882 Credit Suisse AG – HSI R Bull CBBC Dec 2011 N 2011/08/08 2011/08/09
63336 UBS AG – HSI R Bull CBBC Aug 2011 V 2011/08/08 2011/08/09
65234 KBC Fin Products Int’l Ltd. – HSI R Bull CBBC Jan 2012 A 2011/08/08 2011/08/09
66750 BNP Paribas Arbit Issu B.V. – HSI R Bull CBBC Dec 2011 E 2011/08/09 2011/08/10
63327 Deutsche Bank AG – HSI R Bull CBBC Dec 2011 D 2011/08/09 2011/08/10
63397 SGA Societe Generale Acceptance N.V. -HSI R Bull CBBC Sep11A 2011/08/09 2011/08/10
63326 Deutsche Bank AG – HSI R Bull CBBC Dec 2011 C 2011/08/09 2011/08/10
63392 HK Bank – HSI R Bull CBBC Sep 2011 J 2011/08/09 2011/08/10
65287 UBS AG – ICBC R Bull CBBC Dec 2011 B 2011/08/09 2011/08/10
63325 Deutsche Bank AG – HSI R Bull CBBC Dec 2011 B 2011/08/09 2011/08/10
63318 Deutsche Bank AG – HSI R Bull CBBC Nov 2011 G 2011/08/09 2011/08/10
64091 BNP Paribas Arbit Issu B.V. – HSI R Bull CBBC Sep 2011 A 2011/08/09 2011/08/10
65461 SGA Societe Generale Acceptance N.V.-A50 R Bull CBBC Jan12A 2011/08/09 2011/08/10
65286 UBS AG – CC Bank R Bull CBBC Jan 2012 B 2011/08/09 2011/08/10
65495 Credit Suisse AG – HSI R Bull CBBC Feb 2012 I 2011/08/09 2011/08/10
66844 Deutsche Bank AG – HSI R Bull CBBC Aug 2011 Q 2011/08/09 2011/08/10
68437 KBC Fin Products Int’l Ltd. – HSI R Bull CBBC Sep 2011 B 2011/08/09 2011/08/10
63423 Credit Suisse AG – HSI R Bull CBBC Nov 2011 B 2011/08/09 2011/08/10
66884 BNP Paribas Arbit Issu B.V. – HSI R Bull CBBC Dec 2011 H 2011/08/09 2011/08/10
63422 Credit Suisse AG – HSI R Bull CBBC Nov 2011 A 2011/08/09 2011/08/10
63338 UBS AG – HSI R Bull CBBC Sep 2011 E 2011/08/09 2011/08/10
65503 RB of Scotland N.V. – HSI R Bull CBBC Dec 2011 F 2011/08/09 2011/08/10
63391 HK Bank – HSI R Bull CBBC Sep 2011 I 2011/08/09 2011/08/10
63337 UBS AG – HSI R Bull CBBC Sep 2011 D 2011/08/09 2011/08/10
65115 J P Morgan SP BV – HSI R Bull CBBC Oct 2011 M 2011/08/09 2011/08/10
65493 UBS AG – HSI R Bull CBBC Dec 2011 O 2011/08/09 2011/08/10
64052 UBS AG – CUni R Bull CBBC Oct 2011 D 2011/08/09 2011/08/10
63407 Deutsche Bank AG – HSBC R Bull CBBC Sep 2011 E 2011/08/09 2011/08/10
68122 Deutsche Bank AG – HSI R Bull CBBC Sep 2011 N 2011/08/09 2011/08/10
64032 UBS AG – AIA R Bull CBBC Oct 2011 B 2011/08/09 2011/08/10
63424 Credit Suisse AG – HSI R Bull CBBC Dec 2011 A 2011/08/09 2011/08/10
63335 UBS AG – HSI R Bull CBBC Aug 2011 U 2011/08/09 2011/08/10
65500 UBS AG – HSI R Bull CBBC Feb 2012 A 2011/08/09 2011/08/10

Last Delisted
67327 Deutsche Bank AG – DJIA R Bull CBBC Sep 2011 A 2011/08/09 2011/08/10
64925 UBS AG – HSI R Bull CBBC Jan 2012 C 2011/08/09 2011/08/10
64782 HK Bank – Sinopec Corp R Bull CBBC Dec 2011 B 2011/08/09 2011/08/10
64848 SGA Societe Generale Acceptance N.V. -HSI R Bull CBBC Dec11A 2011/08/09 2011/08/10
64869 UBS AG – HSI R Bull CBBC Dec 2011 G 2011/08/09 2011/08/10
64872 UBS AG – HSI R Bull CBBC Jan 2012 A 2011/08/09 2011/08/10
64345 SGA Societe Generale Acceptance N.V.- HWL R Bull CBBC Oct11A 2011/08/09 2011/08/10
63102 HK Bank – TCH R Bull CBBC Nov 2011 A 2011/08/09 2011/08/10
63432 UBS AG – HSI R Bull CBBC Aug 2011 Y 2011/08/09 2011/08/10
64883 Credit Suisse AG – HSI R Bull CBBC Jan 2012 E 2011/08/09 2011/08/10
64851 SGA Societe Generale Acceptance N.V. -HSI R Bull CBBC Dec11C 2011/08/09 2011/08/10
64884 Credit Suisse AG – HSI R Bull CBBC Jan 2012 F 2011/08/09 2011/08/10
64853 SGA Societe Generale Acceptance N.V. -HSI R Bull CBBC Dec11D 2011/08/09 2011/08/10
64815 Credit Suisse AG – Sinopec Corp R Bull CBBC Dec 2011 A 2011/08/09 2011/08/10
64889 Credit Suisse AG – HSI R Bull CBBC Feb 2012 B 2011/08/09 2011/08/10
67806 HK Bank – PetCh R Bull CBBC Sep 2011 A 2011/08/09 2011/08/10
64921 UBS AG – A50 China R Bull CBBC Nov 2011 B 2011/08/09 2011/08/10
65369 UBS AG – GCL-Poly R Bull CBBC Dec 2011 A 2011/08/09 2011/08/10
64890 Credit Suisse AG – HSI R Bull CBBC Feb 2012 C 2011/08/09 2011/08/10
64792 Credit Suisse AG – TCH R Bull CBBC Nov 2011 A 2011/08/09 2011/08/10
64917 UBS AG – TCH R Bull CBBC Nov 2011 D 2011/08/09 2011/08/10
63553 Deutsche Bank AG – HSI R Bull CBBC Dec 2011 G 2011/08/09 2011/08/10
63088 UBS AG – Hutchison R Bull CBBC Aug 2011 C 2011/08/09 2011/08/10
64924 UBS AG – HSI R Bull CBBC Dec 2011 I 2011/08/09 2011/08/10
65333 HK Bank – ICBC R Bull CBBC Jun 2012 A 2011/08/09 2011/08/10
64864 UBS AG – Cheung Kong R Bull CBBC Dec 2011 A 2011/08/09 2011/08/10
63435 UBS AG – HSI R Bull CBBC Sep 2011 F 2011/08/09 2011/08/10
63461 Credit Suisse AG – TCH R Bull CBBC Aug 2011 A 2011/08/09 2011/08/10
65042 UBS AG – Petrochina R Bull CBBC Dec 2011 A 2011/08/09 2011/08/10
64980 SGA Societe Generale Acceptance N.V. -HSI R Bull CBBC Dec11J 2011/08/09 2011/08/10
64481 Merrill Lynch Int’l & Co. C.V. – HSI R Bull CBBC Dec 2011 A 2011/08/09 2011/08/10
64979 SGA Societe Generale Acceptance N.V. -HSI R Bull CBBC Dec11I 2011/08/09 2011/08/10
64975 SGA Societe Generale Acceptance N.V. -HSI R Bull CBBC Dec11H 2011/08/09 2011/08/10
64974 SGA Societe Generale Acceptance N.V. -HSI R Bull CBBC Dec11G 2011/08/09 2011/08/10
64973 SGA Societe Generale Acceptance N.V. -HSI R Bull CBBC Dec11F 2011/08/09 2011/08/10
64850 SGA Societe Generale Acceptance N.V. -HSI R Bull CBBC Dec11B 2011/08/09 2011/08/10
65331 HK Bank – CC Bank R Bull CBBC Feb 2012 A 2011/08/09 2011/08/10
66336 Deutsche Bank AG – HSI R Bull CBBC Aug 2011 M 2011/08/09 2011/08/10
64956 Credit Suisse AG – HSI R Bull CBBC Mar 2012 B 2011/08/09 2011/08/10
64951 Credit Suisse AG – HSI R Bull CBBC Jan 2012 H 2011/08/09 2011/08/10
64947 HK Bank – HSI R Bull CBBC Jan 2012 D 2011/08/09 2011/08/10
64761 Merrill Lynch Int’l & Co. C.V. – HSI R Bull CBBC Jan 2012 A 2011/08/09 2011/08/10
65350 UBS AG – Hutchison R Bull CBBC Jan 2012 A 2011/08/09 2011/08/10
64854 SGA Societe Generale Acceptance N.V. -HSI R Bull CBBC Dec11E 2011/08/09 2011/08/10
64531 HK Bank – Sinopec Corp R Bull CBBC Nov 2011 A 2011/08/09 2011/08/10
65511 SGA Societe Generale Acceptance N.V.-HSI R Bull CBBC Jan 12G 2011/08/10 2011/08/11
65512 SGA Societe Generale Acceptance N.V.-HSI R Bull CBBC Jan 12H 2011/08/10 2011/08/11
65505 UBS AG – HSI R Bull CBBC Nov 2011 H 2011/08/10 2011/08/11
65506 UBS AG – HSI R Bull CBBC Dec 2011 R 2011/08/10 2011/08/11
65508 SGA Societe Generale Acceptance N.V.-HSI R Bull CBBC Jan 12D 2011/08/10 2011/08/11
65509 SGA Societe Generale Acceptance N.V.-HSI R Bull CBBC Jan 12E 2011/08/10 2011/08/11
65517 SGA Societe Generale Acceptance N.V.-HSI R Bull CBBC Jan 12I 2011/08/10 2011/08/11
65510 SGA Societe Generale Acceptance N.V.-HSI R Bull CBBC Jan 12F 2011/08/10 2011/08/11
65566 KBC Fin Products Int’l Ltd. – HSI R Bull CBBC Dec 2011 I 2011/08/10 2011/08/11
65518 SGA Societe Generale Acceptance N.V.-HSI R Bull CBBC Nov 11P 2011/08/10 2011/08/11
65545 Credit Suisse AG – HSI R Bull CBBC Dec 2011 J 2011/08/10 2011/08/11
65547 Credit Suisse AG – HSI R Bull CBBC Feb 2012 J 2011/08/10 2011/08/11
65548 BNP Paribas Arbit Issu B.V. – HSI R Bull CBBC Feb 2012 E 2011/08/10 2011/08/11
65549 BNP Paribas Arbit Issu B.V. – HSI R Bull CBBC Apr 2012 A 2011/08/10 2011/08/11
65575 SGA Societe Generale Acceptance N.V.-HSI R Bull CBBC Jan 12P 2011/08/11 2011/08/12
65584 UBS AG – HSI R Bull CBBC Jan 2012 N 2011/08/11 2011/08/12
65574 HK Bank – A50 R Bull CBBC Mar 2012 A 2011/08/11 2011/08/12
65578 HK Bank – HSI R Bull CBBC Mar 2012 A 2011/08/11 2011/08/12
65585 UBS AG – HSI R Bull CBBC Jan 2012 O 2011/08/11 2011/08/12
65573 HK Bank – A50 R Bull CBBC Jun 2012 A 2011/08/11 2011/08/12
65572 HK Bank – Cheung Kong R Bull CBBC Jun 2012 B 2011/08/11 2011/08/12
65599 SGA Societe Generale Acceptance N.V.-HSI R Bull CBBC Jan 12Q 2011/08/12 2011/08/15
65702 UBS AG – HSI R Bull CBBC Jan 2012 R 2011/08/12 2011/08/15
65668 BNP Paribas Arbit Issu B.V. – HSI R Bull CBBC Apr 2012 I 2011/08/12 2011/08/15
65656 Credit Suisse AG – HSI R Bull CBBC Jan 2012 M 2011/08/12 2011/08/15
65659 Macquarie Bank Ltd. – HSI R Bull CBBC Dec 2011 D 2011/08/12 2011/08/15
65607 UBS AG – HSI R Bull CBBC Jan 2012 P 2011/08/12 2011/08/15
65667 BNP Paribas Arbit Issu B.V. – HSI R Bull CBBC Apr 2012 H 2011/08/12 2011/08/15
65669 BNP Paribas Arbit Issu B.V. – HSI R Bull CBBC Apr 2012 J 2011/08/12 2011/08/15
65601 SGA Societe Generale Acceptance N.V.-HSI R Bull CBBC Jan 12S 2011/08/12 2011/08/15
65608 HK Bank – A50 R Bull CBBC Jun 2012 B 2011/08/12 2011/08/15
65609 HK Bank – HSI R Bull CBBC May 2012 A 2011/08/12 2011/08/15

Last Delisted
65610 HK Bank – HSI R Bull CBBC May 2012 B 2011/08/12 2011/08/15
68236 UBS AG – ABC R Bull CBBC Aug 2011 A 2011/08/12 2011/08/16
65606 UBS AG – HSI R Bull CBBC Dec 2011 U 2011/08/12 2011/08/15
65605 UBS AG – HSI R Bull CBBC Dec 2011 P 2011/08/12 2011/08/15
65707 UBS AG – HSI R Bull CBBC Feb 2012 C 2011/08/12 2011/08/15
65600 SGA Societe Generale Acceptance N.V.-HSI R Bull CBBC Jan 12R 2011/08/12 2011/08/15
65614 RB of Scotland N.V. – HSI R Bull CBBC Dec 2011 H 2011/08/12 2011/08/15
65615 RB of Scotland N.V. – HSI R Bull CBBC Dec 2011 I 2011/08/12 2011/08/15
65703 UBS AG – HSI R Bull CBBC Jan 2012 S 2011/08/12 2011/08/15
65641 Credit Suisse AG – HSI R Bull CBBC Feb 2012 L 2011/08/12 2011/08/15
65604 UBS AG – HSI R Bull CBBC Dec 2011 W 2011/08/12 2011/08/15
65744 UBS AG – HSI R Bull CBBC Dec 2011 X 2011/08/15 2011/08/16
65745 UBS AG – HSI R Bull CBBC Jan 2012 U 2011/08/15 2011/08/16
65754 SGA Societe Generale Acceptance N.V.-HSI R Bull CBBC Jan 12V 2011/08/15 2011/08/16
65782 SGA Societe Generale Acceptance N.V.-HSI R Bull CBBC Jan 12X 2011/08/15 2011/08/16
65756 SGA Societe Generale Acceptance N.V.-HSI R Bull CBBC Jan 12W 2011/08/15 2011/08/16
65792 Credit Suisse AG – HSI R Bull CBBC Dec 2011 U 2011/08/15 2011/08/16
65857 UBS AG – HSI R Bear CBBC Nov 2011 S 2011/08/15 2011/08/16
65871 HK Bank – HSI R Bull CBBC Apr 2012 C 2011/08/15 2011/08/16
65753 SGA Societe Generale Acceptance N.V.-HSI R Bull CBBC Jan 12U 2011/08/15 2011/08/16
66026 BNP Paribas Arbit Issu B.V. – HSI R Bear CBBC Mar 2012 C 2011/08/16 2011/08/17
65785 Credit Suisse AG – HSI R Bear CBBC Dec 2011 O 2011/08/16 2011/08/17
65985 UBS AG – HSI R Bear CBBC Apr 2012 C 2011/08/16 2011/08/17
65898 Credit Suisse AG – HSI R Bear CBBC Nov 2011 Y 2011/08/16 2011/08/17
65900 Credit Suisse AG – HSI R Bear CBBC Dec 2011 Q 2011/08/16 2011/08/17
65901 Credit Suisse AG – HSI R Bear CBBC Dec 2011 S 2011/08/16 2011/08/17
65893 SGA Societe Generale Acceptance N.V.-HSI R Bear CBBC Feb 12H 2011/08/16 2011/08/17
65892 SGA Societe Generale Acceptance N.V.-HSI R Bear CBBC Feb 12G 2011/08/16 2011/08/17
65921 Credit Suisse AG – HSI R Bull CBBC Jan 2012 O 2011/08/16 2011/08/17
65894 SGA Societe Generale Acceptance N.V.-HSI R Bear CBBC Feb 12I 2011/08/16 2011/08/17
66027 BNP Paribas Arbit Issu B.V. – HSI R Bear CBBC Mar 2012 D 2011/08/16 2011/08/17
66025 BNP Paribas Arbit Issu B.V. – HSI R Bear CBBC Mar 2012 B 2011/08/16 2011/08/17
65986 UBS AG – HSI R Bear CBBC Dec 2011 H 2011/08/16 2011/08/17
65987 UBS AG – HSI R Bear CBBC Mar 2012 H 2011/08/16 2011/08/17
65991 UBS AG – HSI R Bear CBBC Jan 2012 Y 2011/08/16 2011/08/17
66024 BNP Paribas Arbit Issu B.V. – HSI R Bear CBBC Mar 2012 A 2011/08/16 2011/08/17
65992 UBS AG – HSI R Bear CBBC Dec 2011 J 2011/08/16 2011/08/17
65951 Credit Suisse AG – HSI R Bull CBBC Mar 2012 P 2011/08/16 2011/08/17
65971 BNP Paribas Arbit Issu B.V. – HSI R Bear CBBC Feb 2012 X 2011/08/16 2011/08/17
65853 UBS AG – HSI R Bear CBBC Dec 2011 D 2011/08/16 2011/08/17
65998 UBS AG – HSI R Bear CBBC Feb 2012 H 2011/08/16 2011/08/17
66071 KBC Fin Products Int’l Ltd. – HSI R Bear CBBC Dec 2011 N 2011/08/17 2011/08/18
66068 KBC Fin Products Int’l Ltd. – HSI R Bear CBBC Nov 2011 R 2011/08/17 2011/08/18
65902 Credit Suisse AG – HSI R Bear CBBC Dec 2011 V 2011/08/17 2011/08/18
66088 Credit Suisse AG – HSI R Bear CBBC Dec 2011 Z 2011/08/17 2011/08/18
65904 Credit Suisse AG – HSI R Bear CBBC Jun 2012 A 2011/08/17 2011/08/18
65725 BNP Paribas Arbit Issu B.V. – HSI R Bear CBBC Feb 2012 Y 2011/08/17 2011/08/18
66087 Credit Suisse AG – HSI R Bear CBBC Dec 2011 G 2011/08/17 2011/08/18
66086 Credit Suisse AG – HSI R Bear CBBC Dec 2011 D 2011/08/17 2011/08/18
65895 SGA Societe Generale Acceptance N.V.-HSI R Bear CBBC Feb 12J 2011/08/17 2011/08/18
66083 Credit Suisse AG – HSI R Bear CBBC Dec 2011 X 2011/08/17 2011/08/18
66126 KBC Fin Products Int’l Ltd. – HSI R Bear CBBC Nov 2011 U 2011/08/17 2011/08/18
65851 UBS AG – HSI R Bear CBBC Nov 2011 R 2011/08/17 2011/08/18
65941 Credit Suisse AG – HSI R Bull CBBC Feb 2012 V 2011/08/18 2011/08/19
66142 CC Rabobank B.A. – HSI R Bear CBBC Feb 2012 F 2011/08/18 2011/08/19
66020 UBS AG – HSI R Bull CBBC Dec 2011 L 2011/08/18 2011/08/19
65974 Credit Suisse AG – HKEx R Bear CBBC Dec 2011 B 2011/08/18 2011/08/19
66112 Credit Suisse AG – GCL-Poly Energy R Bull CBBC Mar 2012 B 2011/08/18 2011/08/19
66159 J P Morgan SP BV – HSI R Bear CBBC Dec 2011 H 2011/08/18 2011/08/19
67803 HK Bank – ABC R Bull CBBC Aug 2011 A 2011/08/18 2011/08/22
65885 Macquarie Bank Ltd. – HSI R Bull CBBC Jan 2012 C 2011/08/19 2011/08/22
64072 UBS AG – HSCEI R Bear CBBC Oct 2011 A 2011/08/19 2011/08/22
66078 Credit Suisse AG – HSI R Bull CBBC Feb 2012 W 2011/08/19 2011/08/22
66049 SGA Societe Generale Acceptance N.V.-HSI R Bull CBBC Mar 12J 2011/08/19 2011/08/22
66017 UBS AG – HSI R Bull CBBC Nov 2011 X 2011/08/19 2011/08/22
66018 UBS AG – HSI R Bull CBBC Jan 2012 Z 2011/08/19 2011/08/22
65940 Credit Suisse AG – HSI R Bull CBBC Feb 2012 U 2011/08/19 2011/08/22
65939 Credit Suisse AG – HSI R Bull CBBC Feb 2012 T 2011/08/19 2011/08/22
66063 KBC Fin Products Int’l Ltd. – HSI R Bull CBBC Dec 2011 M 2011/08/19 2011/08/22
65612 RB of Scotland N.V. – HSI R Bull CBBC Dec 2011 G 2011/08/19 2011/08/22
68260 UBS AG – A50 China R Bear CBBC Aug 2011 A 2011/08/19 2011/08/23
66056 SGA Societe Generale Acceptance N.V.-HSI R Bull CBBC Mar 12K 2011/08/19 2011/08/22
65919 Credit Suisse AG – HSI R Bull CBBC Jan 2012 C 2011/08/19 2011/08/22

Last Delisted
66057 SGA Societe Generale Acceptance N.V.-HSI R Bull CBBC Mar 12L 2011/08/19 2011/08/22
66097 Credit Suisse AG – CNBM R Bull CBBC Dec 2011 A 2011/08/19 2011/08/22
66060 KBC Fin Products Int’l Ltd. – HSI R Bull CBBC Nov 2011 Q 2011/08/19 2011/08/22
63266 UBS AG – China Mobile R Bear CBBC Aug 2011 C 2011/08/19 2011/08/23
68507 UBS AG – Cheung Kong R Bear CBBC Aug 2011 A 2011/08/19 2011/08/23
67959 UBS AG – Sinopec Corp R Bear CBBC Aug 2011 A 2011/08/19 2011/08/23
66090 Credit Suisse AG – Hutchison R Bull CBBC Dec 2011 B 2011/08/19 2011/08/22
66151 J P Morgan SP BV – HSI R Bull CBBC Dec 2011 B 2011/08/19 2011/08/22
68521 UBS AG – Hutchison R Bear CBBC Aug 2011 A 2011/08/19 2011/08/23
66137 CC Rabobank B.A. – HSI R Bull CBBC Feb 2012 A 2011/08/19 2011/08/22
63426 UBS AG – China Mobile R Bull CBBC Aug 2011 D 2011/08/19 2011/08/23
65837 UBS AG – HSI R Bull CBBC Jan 2012 V 2011/08/19 2011/08/22
65838 UBS AG – HSI R Bull CBBC Feb 2012 F 2011/08/19 2011/08/22
64906 Credit Suisse AG – TCH R Bull CBBC Dec 2011 A 2011/08/19 2011/08/22
66226 Deutsche Bank AG – HSI R Bull CBBC Nov 2011 C 2011/08/22 2011/08/23
66099 Credit Suisse AG – Evergrande R Bull CBBC Jan 2012 A 2011/08/22 2011/08/23
66218 BNP Paribas Arbit Issu B.V. – HSI R Bull CBBC Apr 2012 Z 2011/08/22 2011/08/23
65661 BNP Paribas Arbit Issu B.V. – HSI R Bull CBBC Apr 2012 C 2011/08/22 2011/08/23
65663 BNP Paribas Arbit Issu B.V. – HSI R Bull CBBC Apr 2012 E 2011/08/22 2011/08/23
65338 UBS AG – COVS R Bull CBBC Jan 2012 A 2011/08/22 2011/08/23
66014 UBS AG – HSI R Bull CBBC Feb 2012 J 2011/08/22 2011/08/23
64865 UBS AG – HSBC R Bull CBBC Nov 2011 D 2011/08/22 2011/08/23
65950 Credit Suisse AG – HSI R Bull CBBC Mar 2012 O 2011/08/22 2011/08/23
65462 SGA Societe Generale Acceptance N.V.-HWL R Bull CBBC Jan12A 2011/08/22 2011/08/23
65696 UBS AG – CNOOC R Bull CBBC Feb 2012 A 2011/08/22 2011/08/23
63531 Deutsche Bank AG – Hutchison R Bear CBBC Aug 2011 A 2011/08/22 2011/08/24
66111 Credit Suisse AG – GCL-Poly Energy R Bull CBBC Mar 2012 A 2011/08/22 2011/08/23
64097 RB of Scotland N.V. – Yanzhou Coal R Bull CBBC Feb 2012 A 2011/08/22 2011/08/23
66082 Credit Suisse AG – HSI R Bull CBBC Mar 2012 Q 2011/08/22 2011/08/23
65833 UBS AG – HSI R Bull CBBC Feb 2012 E 2011/08/22 2011/08/23
66076 Credit Suisse AG – HSI R Bull CBBC Jan 2012 Q 2011/08/22 2011/08/23
64995 UBS AG – TCH R Bull CBBC Dec 2011 B 2011/08/22 2011/08/23
65891 SGA Societe Generale Acceptance N.V.-HSI R Bull CBBC Mar 12I 2011/08/22 2011/08/23
66216 BNP Paribas Arbit Issu B.V. – HSI R Bull CBBC Apr 2012 Y 2011/08/22 2011/08/23
64992 UBS AG – Hutchison R Bull CBBC Dec 2011 A 2011/08/22 2011/08/23
66215 BNP Paribas Arbit Issu B.V. – HSI R Bull CBBC Apr 2012 X 2011/08/22 2011/08/23
64544 SGA Societe Generale Acceptance N.V.-HSBC R Bull CBBC Oct11A 2011/08/22 2011/08/23
66212 SGA Societe Generale Acceptance N.V.-HSI R Bull CBBC Jan 12Y 2011/08/22 2011/08/23
66214 SGA Societe Generale Acceptance N.V.-HSI R Bull CBBC Jan 12C 2011/08/22 2011/08/23
66191 HK Bank – Hutchison R Bull CBBC Jun 2012 A 2011/08/22 2011/08/23
66213 SGA Societe Generale Acceptance N.V.-HSI R Bull CBBC Jan 12Z 2011/08/22 2011/08/23
66138 CC Rabobank B.A. – HSI R Bull CBBC Feb 2012 B 2011/08/22 2011/08/23
66237 Credit Suisse AG – TCH R Bull CBBC Dec 2011 D 2011/08/23 2011/08/24
66235 Credit Suisse AG – HSI R Bull CBBC Feb 2012 Y 2011/08/23 2011/08/24
66205 Credit Suisse AG – HSI R Bear CBBC Nov 2011 C 2011/08/23 2011/08/24
66236 Credit Suisse AG – HSI R Bull CBBC Mar 2012 T 2011/08/23 2011/08/24
66249 Credit Suisse AG – HSI R Bull CBBC Jan 2012 E 2011/08/24 2011/08/25
64916 UBS AG – China Life R Bull CBBC Dec 2011 A 2011/08/24 2011/08/25
66251 Credit Suisse AG – HSI R Bull CBBC Feb 2012 H 2011/08/24 2011/08/25
63532 Deutsche Bank AG – Hutchison R Bear CBBC Aug 2011 B 2011/08/24 2011/08/26
66264 Merrill Lynch Int’l & Co. C.V. – HSI R Bull CBBC Feb 2012 F 2011/08/25 2011/08/26
66195 HK Bank – China Life R Bull CBBC Jul 2012 A 2011/08/25 2011/08/26
66301 Deutsche Bank AG – HSI R Bull CBBC Nov 2011 I 2011/08/25 2011/08/26
66295 SGA Societe Generale Acceptance N.V.-HSI R Bull CBBC Jan12 D 2011/08/25 2011/08/26
66294 SGA Societe Generale Acceptance N.V.-HSI R Bull CBBC Jan12 B 2011/08/25 2011/08/26
66265 Merrill Lynch Int’l & Co. C.V. – HSI R Bull CBBC Feb 2012 G 2011/08/25 2011/08/26
66337 BNP Paribas Arbit Issu B.V. – HSI R Bear CBBC Mar 2012 J 2011/08/26 2011/08/29
63731 Credit Suisse AG – HKEx R Bear CBBC Aug 2011 C 2011/08/26 2011/08/30
63349 RB of Scotland N.V. – A50 China R Bear CBBC Aug 2011 B 2011/08/26 2011/08/30
66340 BNP Paribas Arbit Issu B.V. – HSI R Bear CBBC Mar 2012 M 2011/08/26 2011/08/29
63643 Credit Suisse AG – Hutchison R Bear CBBC Aug 2011 A 2011/08/26 2011/08/30
66331 KBC Fin Products Int’l Ltd. – HSI R Bear CBBC Dec 2011 Q 2011/08/26 2011/08/29
66328 Credit Suisse AG – HSI R Bear CBBC Nov 2011 Y 2011/08/26 2011/08/29
66327 Credit Suisse AG – HSI R Bear CBBC Dec 2011 N 2011/08/26 2011/08/29
66326 SGA Societe Generale Acceptance N.V.-HSI R Bear CBBC Feb 12O 2011/08/26 2011/08/29
66325 SGA Societe Generale Acceptance N.V.-HSI R Bear CBBC Feb 12N 2011/08/26 2011/08/29
66320 Credit Suisse AG – HSI R Bull CBBC Jan 2012 F 2011/08/26 2011/08/29
66317 Credit Suisse AG – HSI R Bear CBBC Dec 2011 B 2011/08/26 2011/08/29
63065 UBS AG – Hutchison R Bear CBBC Aug 2011 B 2011/08/26 2011/08/30
65698 UBS AG – Ping An R Bull CBBC Feb 2012 A 2011/08/26 2011/08/29
66339 BNP Paribas Arbit Issu B.V. – HSI R Bear CBBC Mar 2012 L 2011/08/26 2011/08/29
65863 Deutsche Bank AG – HSI R Bear CBBC Aug 2011 F 2011/08/29 2011/08/31
67545 SGA Societe Generale Acceptance N.V. -HSI R Bear CBBC Aug11N 2011/08/29 2011/08/31
67512 SGA Societe Generale Acceptance N.V. -HSI R Bear CBBC Aug11L 2011/08/29 2011/08/31

Last Delisted
67510 SGA Societe Generale Acceptance N.V. -HSI R Bear CBBC Aug11K 2011/08/29 2011/08/31
67508 SGA Societe Generale Acceptance N.V. -HSI R Bear CBBC Aug11I 2011/08/29 2011/08/31
67823 UBS AG – HSI R Bear CBBC Aug 2011 D 2011/08/29 2011/08/31
67504 SGA Societe Generale Acceptance N.V. -HSI R Bear CBBC Aug11H 2011/08/29 2011/08/31
65865 Deutsche Bank AG – HSI R Bear CBBC Aug 2011 G 2011/08/29 2011/08/31
67242 Credit Suisse AG – HSI R Bear CBBC Aug 2011 G 2011/08/29 2011/08/31
63712 Deutsche Bank AG – HSI R Bear CBBC Aug 2011 H 2011/08/29 2011/08/31
67546 SGA Societe Generale Acceptance N.V. -HSI R Bear CBBC Aug11O 2011/08/29 2011/08/31
67241 Credit Suisse AG – HSI R Bear CBBC Aug 2011 F 2011/08/29 2011/08/31
63711 Deutsche Bank AG – HSI R Bear CBBC Aug 2011 I 2011/08/29 2011/08/31
67554 SGA Societe Generale Acceptance N.V. -HSI R Bear CBBC Aug11P 2011/08/29 2011/08/31
68125 Deutsche Bank AG – HSI R Bear CBBC Aug 2011 Y 2011/08/29 2011/08/31
65868 UBS AG – China Life R Bull CBBC Feb 2012 B 2011/08/29 2011/08/30
67555 SGA Societe Generale Acceptance N.V. -HSI R Bear CBBC Aug11Q 2011/08/29 2011/08/31
67556 SGA Societe Generale Acceptance N.V. -HSI R Bear CBBC Aug11R 2011/08/29 2011/08/31
63699 Macquarie Bank Ltd. – HSI R Bear CBBC Aug 2011 A 2011/08/29 2011/08/31
66355 Credit Suisse AG – HSI R Bear CBBC Dec 2011 J 2011/08/29 2011/08/30
66352 Credit Suisse AG – TCH R Bear CBBC Jan 2012 B 2011/08/29 2011/08/30
66350 Credit Suisse AG – HSI R Bear CBBC Dec 2011 A 2011/08/29 2011/08/30
68025 KBC Fin Products Int’l Ltd. – HSI R Bear CBBC Aug 2011 B 2011/08/29 2011/08/31
68026 KBC Fin Products Int’l Ltd. – HSI R Bear CBBC Aug 2011 C 2011/08/29 2011/08/31
68027 KBC Fin Products Int’l Ltd. – HSI R Bear CBBC Aug 2011 D 2011/08/29 2011/08/31
67679 UBS AG – HSI R Bear CBBC Aug 2011 C 2011/08/29 2011/08/31
63817 J P Morgan SP BV – HSI R Bear CBBC Aug 2011 I 2011/08/29 2011/08/31
67445 SGA Societe Generale Acceptance N.V. -HSI R Bear CBBC Aug11E 2011/08/29 2011/08/31
65787 Deutsche Bank AG – HSI R Bear CBBC Aug 2011 E 2011/08/29 2011/08/31
67509 SGA Societe Generale Acceptance N.V. -HSI R Bear CBBC Aug11J 2011/08/29 2011/08/31
66539 Deutsche Bank AG – HSI R Bear CBBC Aug 2011 N 2011/08/29 2011/08/31
63906 UBS AG – HSI R Bear CBBC Aug 2011 R 2011/08/29 2011/08/31
63813 J P Morgan SP BV – HSI R Bear CBBC Aug 2011 E 2011/08/29 2011/08/31
63814 J P Morgan SP BV – HSI R Bear CBBC Aug 2011 F 2011/08/29 2011/08/31
65626 Deutsche Bank AG – HSI R Bear CBBC Aug 2011 C 2011/08/29 2011/08/31
63815 J P Morgan SP BV – HSI R Bear CBBC Aug 2011 G 2011/08/29 2011/08/31
64013 BNP Paribas Arbit Issu B.V. – HSI R Bear CBBC Aug 2011 L 2011/08/29 2011/08/31
65625 Deutsche Bank AG – HSI R Bear CBBC Aug 2011 B 2011/08/29 2011/08/31
64010 BNP Paribas Arbit Issu B.V. – HSI R Bear CBBC Aug 2011 K 2011/08/29 2011/08/31
63818 J P Morgan SP BV – HSI R Bear CBBC Aug 2011 J 2011/08/29 2011/08/31
63819 J P Morgan SP BV – HSI R Bear CBBC Aug 2011 K 2011/08/29 2011/08/31
65114 Deutsche Bank AG – HSI R Bear CBBC Aug 2011 A 2011/08/29 2011/08/31
63820 J P Morgan SP BV – HSI R Bear CBBC Aug 2011 L 2011/08/29 2011/08/31
63822 J P Morgan SP BV – HSI R Bear CBBC Aug 2011 M 2011/08/29 2011/08/31
63823 J P Morgan SP BV – HSI R Bear CBBC Aug 2011 N 2011/08/29 2011/08/31
63824 J P Morgan SP BV – HSI R Bear CBBC Aug 2011 O 2011/08/29 2011/08/31
63825 J P Morgan SP BV – HSI R Bear CBBC Aug 2011 P 2011/08/29 2011/08/31
63826 J P Morgan SP BV – HSI R Bear CBBC Aug 2011 Q 2011/08/29 2011/08/31
63816 J P Morgan SP BV – HSI R Bear CBBC Aug 2011 H 2011/08/29 2011/08/31
64034 UBS AG – HSI R Bear CBBC Aug 2011 Q 2011/08/29 2011/08/31
63831 Credit Suisse AG – HSI R Bear CBBC Aug 2011 V 2011/08/29 2011/08/31
64076 BNP Paribas Arbit Issu B.V. – HSI R Bear CBBC Aug 2011 P 2011/08/29 2011/08/31
64075 BNP Paribas Arbit Issu B.V. – HSI R Bear CBBC Aug 2011 O 2011/08/29 2011/08/31
64074 BNP Paribas Arbit Issu B.V. – HSI R Bear CBBC Aug 2011 N 2011/08/29 2011/08/31
63773 RB of Scotland N.V. – HSCEI R Bear CBBC Aug 2011 B 2011/08/29 2011/08/31
63777 Deutsche Bank AG – HSI R Bear CBBC Aug 2011 T 2011/08/29 2011/08/31
64127 BNP Paribas Arbit Issu B.V. – HSI R Bear CBBC Aug 2011 Q 2011/08/29 2011/08/31
64130 BNP Paribas Arbit Issu B.V. – HSI R Bear CBBC Aug 2011 R 2011/08/29 2011/08/31
63151 Deutsche Bank AG – China Life R Bear CBBC Aug 2011 E 2011/08/29 2011/08/31
64067 UBS AG – HSI R Bear CBBC Aug 2011 L 2011/08/29 2011/08/31
64023 BNP Paribas Arbit Issu B.V. – HSI R Bear CBBC Aug 2011 M 2011/08/29 2011/08/31
63778 Deutsche Bank AG – HSI R Bear CBBC Aug 2011 D 2011/08/29 2011/08/31
64216 Credit Suisse AG – HSI R Bear CBBC Aug 2011 W 2011/08/29 2011/08/31
63772 RB of Scotland N.V. – HSCEI R Bear CBBC Aug 2011 A 2011/08/29 2011/08/31
63756 KBC Fin Products Int’l Ltd. – HSI R Bear CBBC Aug 2011 L 2011/08/29 2011/08/31
67443 SGA Societe Generale Acceptance N.V. -HSI R Bear CBBC Aug11C 2011/08/29 2011/08/31
67444 SGA Societe Generale Acceptance N.V. -HSI R Bear CBBC Aug11D 2011/08/29 2011/08/31
64217 Credit Suisse AG – HSI R Bear CBBC Aug 2011 X 2011/08/29 2011/08/31
66314 Deutsche Bank AG – HSI R Bear CBBC Dec 2011 S 2011/08/30 2011/08/31
66313 SGA Societe Generale Acceptance N.V.-HSI R Bear CBBC Feb 12M 2011/08/30 2011/08/31
66309 BNP Paribas Arbit Issu B.V. – HSI R Bear CBBC Mar 2012 E 2011/08/30 2011/08/31
66296 SGA Societe Generale Acceptance N.V.-HSI R Bear CBBC Feb12 K 2011/08/30 2011/08/31
66232 Credit Suisse AG – HSI R Bear CBBC Nov 2011 B 2011/08/30 2011/08/31
66310 BNP Paribas Arbit Issu B.V. – HSI R Bear CBBC Mar 2012 F 2011/08/30 2011/08/31
66316 Credit Suisse AG – HSI R Bear CBBC Dec 2011 P 2011/08/30 2011/08/31
66370 CC Rabobank B.A. – HSI R Bear CBBC Feb 2012 L 2011/08/30 2011/08/31
66227 Credit Suisse AG – HSI R Bear CBBC Nov 2011 A 2011/08/30 2011/08/31
66343 BNP Paribas Arbit Issu B.V. – HSI R Bear CBBC Mar 2012 N 2011/08/30 2011/08/31
66344 BNP Paribas Arbit Issu B.V. – HSI R Bear CBBC Mar 2012 O 2011/08/30 2011/08/31
66389 SGA Societe Generale Acceptance N.V.-HSI R Bear CBBC Feb 12P 2011/08/30 2011/08/31
66390 SGA Societe Generale Acceptance N.V.-HSI R Bear CBBC Feb 12Q 2011/08/30 2011/08/31
66391 SGA Societe Generale Acceptance N.V.-HSI R Bear CBBC Feb 12R 2011/08/30 2011/08/31
66392 SGA Societe Generale Acceptance N.V.-HSI R Bear CBBC Feb 12S 2011/08/30 2011/08/31
66393 SGA Societe Generale Acceptance N.V.-HSI R Bear CBBC Feb 12T 2011/08/30 2011/08/31
66400 Deutsche Bank AG – HSI R Bear CBBC Dec 2011 T 2011/08/30 2011/08/31
66402 Credit Suisse AG – HSI R Bear CBBC Dec 2011 U 2011/08/30 2011/08/31

Last Delisted
66329 KBC Fin Products Int’l Ltd. – HSI R Bear CBBC Nov 2011 V 2011/08/30 2011/08/31
66156 J P Morgan SP BV – HSI R Bear CBBC Dec 2011 G 2011/08/31 2011/09/01
66244 Credit Suisse AG – HSI R Bear CBBC Dec 2011 C 2011/08/31 2011/09/01
66298 SGA Societe Generale Acceptance N.V.-HSI R Bear CBBC Feb12 L 2011/08/31 2011/09/01
66305 Deutsche Bank AG – HSI R Bear CBBC Nov 2011 J 2011/08/31 2011/09/01
66394 SGA Societe Generale Acceptance N.V.-HSI R Bear CBBC Feb 12U 2011/08/31 2011/09/01
66311 BNP Paribas Arbit Issu B.V. – HSI R Bear CBBC Mar 2012 G 2011/08/31 2011/09/01
66312 BNP Paribas Arbit Issu B.V. – HSI R Bear CBBC Mar 2012 H 2011/08/31 2011/09/01
66330 KBC Fin Products Int’l Ltd. – HSI R Bear CBBC Nov 2011 W 2011/08/31 2011/09/01
66143 CC Rabobank B.A. – HSI R Bear CBBC Feb 2012 G 2011/08/31 2011/09/01
66176 HK Bank – HSI R Bear CBBC Mar 2012 B 2011/09/01 2011/09/02
65693 UBS AG – HSI R Bear CBBC Jan 2012 Q 2011/09/01 2011/09/02
65981 UBS AG – HSI R Bear CBBC Mar 2012 F 2011/09/01 2011/09/02
65671 BNP Paribas Arbit Issu B.V. – HSI R Bear CBBC Feb 2012 L 2011/09/01 2011/09/02
65726 BNP Paribas Arbit Issu B.V. – HSI R Bear CBBC Feb 2012 Z 2011/09/01 2011/09/02
63645 Credit Suisse AG – China Mobile R Bear CBBC Sep 2011 B 2011/09/01 2011/09/02
65984 UBS AG – HSI R Bear CBBC Mar 2012 G 2011/09/01 2011/09/02
65737 SGA Societe Generale Acceptance N.V.-HSI R Bear CBBC Feb 12A 2011/09/01 2011/09/02
66302 Deutsche Bank AG – HSI R Bear CBBC Nov 2011 M 2011/09/01 2011/09/02
65740 SGA Societe Generale Acceptance N.V.-HSI R Bear CBBC Feb 12B 2011/09/01 2011/09/02
65899 Credit Suisse AG – HSI R Bear CBBC Nov 2011 J 2011/09/01 2011/09/02
66396 SGA Societe Generale Acceptance N.V.-HSI R Bear CBBC Feb 12W 2011/09/01 2011/09/02
66144 CC Rabobank B.A. – HSI R Bear CBBC Feb 2012 H 2011/09/01 2011/09/02
65850 UBS AG – HSI R Bear CBBC Jan 2012 X 2011/09/01 2011/09/02
66069 KBC Fin Products Int’l Ltd. – HSI R Bear CBBC Nov 2011 S 2011/09/01 2011/09/02
66089 Credit Suisse AG – HSI R Bear CBBC Dec 2011 Y 2011/09/01 2011/09/02
66332 KBC Fin Products Int’l Ltd. – HSI R Bear CBBC Dec 2011 R 2011/09/01 2011/09/02
66119 Credit Suisse AG – AIA R Bear CBBC Dec 2011 B 2011/09/01 2011/09/02
65975 Credit Suisse AG – TCH R Bear CBBC Nov 2011 I 2011/09/01 2011/09/02
66395 SGA Societe Generale Acceptance N.V.-HSI R Bear CBBC Feb 12V 2011/09/01 2011/09/02
65784 Credit Suisse AG – HSI R Bear CBBC Nov 2011 S 2011/09/01 2011/09/02
65858 BNP Paribas Arbit Issu B.V. – HSI R Bear CBBC Feb 2012 W 2011/09/01 2011/09/02
65633 Credit Suisse AG – HSI R Bear CBBC Nov 2011 E 2011/09/01 2011/09/02
63066 UBS AG – HSBC R Bear CBBC Sep 2011 B 2011/09/02 2011/09/06
63507 UBS AG – China Life R Bear CBBC Sep 2011 C 2011/09/02 2011/09/06
63270 UBS AG – China Life R Bear CBBC Sep 2011 B 2011/09/02 2011/09/06
63117 UBS AG – TCH R Bear CBBC Sep 2011 B 2011/09/02 2011/09/06
66092 Credit Suisse AG – ABC R Bull CBBC Mar 2012 A 2011/09/05 2011/09/06
66423 BNP Paribas Arbit Issu B.V. – HSI R Bull CBBC Mar 2012 R 2011/09/05 2011/09/06
66420 BNP Paribas Arbit Issu B.V. – HSI R Bull CBBC Mar 2012 Q 2011/09/05 2011/09/06
66404 Credit Suisse AG – HSI R Bull CBBC Feb 2012 B 2011/09/05 2011/09/06
66441 Credit Suisse AG – HSI R Bull CBBC Mar 2012 W 2011/09/05 2011/09/06
66399 Credit Suisse AG – HSI R Bull CBBC Mar 2012 U 2011/09/06 2011/09/07
66299 Deutsche Bank AG – HSI R Bull CBBC Nov 2011 F 2011/09/06 2011/09/07
66481 Credit Suisse AG – HSI R Bull CBBC Mar 2012 X 2011/09/06 2011/09/07
66482 BNP Paribas Arbit Issu B.V. – HSI R Bull CBBC Mar 2012 S 2011/09/06 2011/09/07
66483 BNP Paribas Arbit Issu B.V. – HSI R Bull CBBC Mar 2012 T 2011/09/06 2011/09/07
66472 SGA Societe Generale Acceptance N.V.-HSI R Bull CBBC Jan12W 2011/09/06 2011/09/07
66166 Credit Suisse AG – HSBC R Bull CBBC Dec 2011 B 2011/09/06 2011/09/07
66319 Credit Suisse AG – HSI R Bull CBBC Feb 2012 G 2011/09/06 2011/09/07
66322 Credit Suisse AG – HKEx R Bull CBBC Jan 2012 B 2011/09/06 2011/09/07
66186 RB of Scotland N.V. – Anhui Conch R Bull CBBC Jun 2012 A 2011/09/06 2011/09/07
66484 BNP Paribas Arbit Issu B.V. – HSI R Bull CBBC Mar 2012 U 2011/09/06 2011/09/07
66256 Credit Suisse AG – HSI R Bull CBBC May 2012 E 2011/09/06 2011/09/07
66465 Deutsche Bank AG – HSI R Bull CBBC Dec 2011 W 2011/09/06 2011/09/07
66468 SGA Societe Generale Acceptance N.V.-HSI R Bull CBBC Jan12R 2011/09/06 2011/09/07
66478 Credit Suisse AG – HSI R Bull CBBC Feb 2012 C 2011/09/06 2011/09/07
66448 Credit Suisse AG – Hutchison R Bull CBBC Dec 2011 D 2011/09/06 2011/09/07
66263 Merrill Lynch Int’l & Co. C.V. – HSI R Bull CBBC Feb 2012 E 2011/09/06 2011/09/07
66463 KBC Fin Products Int’l Ltd. – HSI R Bull CBBC Jan 2012 I 2011/09/06 2011/09/07
66234 Credit Suisse AG – HSI R Bull CBBC Feb 2012 X 2011/09/06 2011/09/07
66469 SGA Societe Generale Acceptance N.V.-HSI R Bull CBBC Jan12S 2011/09/06 2011/09/07
66470 SGA Societe Generale Acceptance N.V.-HSI R Bull CBBC Jan12U 2011/09/06 2011/09/07
66250 Credit Suisse AG – HSI R Bull CBBC Feb 2012 Z 2011/09/06 2011/09/07
66410 BNP Paribas Arbit Issu B.V. – HSI R Bull CBBC Mar 2012 P 2011/09/06 2011/09/07
66471 SGA Societe Generale Acceptance N.V.-HSI R Bull CBBC Jan12V 2011/09/06 2011/09/07
66491 Deutsche Bank AG – HSI R Bull CBBC Dec 2011 Z 2011/09/07 2011/09/08
66499 BNP Paribas Arbit Issu B.V. – HSI R Bull CBBC Mar 2012 V 2011/09/07 2011/09/08
65103 UBS AG – China Mobile R Bear CBBC Jan 2012 A 2011/09/07 2011/09/08
66500 BNP Paribas Arbit Issu B.V. – HSI R Bull CBBC Mar 2012 W 2011/09/07 2011/09/08

Last Delisted
66488 CC Rabobank B.A. – HSI R Bull CBBC Mar 2012 B 2011/09/07 2011/09/08
66496 Credit Suisse AG – HSI R Bull CBBC Mar 2012 Y 2011/09/07 2011/09/08
66503 SGA Societe Generale Acceptance N.V.-HSI R Bull CBBC Jan 12C 2011/09/08 2011/09/09
66525 BNP Paribas Arbit Issu B.V. – HSI R Bull CBBC Mar 2012 Z 2011/09/08 2011/09/09
66502 SGA Societe Generale Acceptance N.V.-HSI R Bull CBBC Jan 12X 2011/09/08 2011/09/09
66504 SGA Societe Generale Acceptance N.V.-HSI R Bull CBBC Jan 12Y 2011/09/08 2011/09/09
66506 SGA Societe Generale Acceptance N.V.-HSI R Bull CBBC Jan 12Z 2011/09/08 2011/09/09
66507 SGA Societe Generale Acceptance N.V.-HSI R Bull CBBC Jan 12B 2011/09/08 2011/09/09
66520 Credit Suisse AG – HSI R Bull CBBC Apr 2012 M 2011/09/08 2011/09/09
66524 BNP Paribas Arbit Issu B.V. – HSI R Bull CBBC Mar 2012 Y 2011/09/08 2011/09/09
66523 BNP Paribas Arbit Issu B.V. – HSI R Bull CBBC Mar 2012 X 2011/09/08 2011/09/09
66515 Credit Suisse AG – HSI R Bull CBBC Mar 2012 Z 2011/09/08 2011/09/09
63664 UBS AG – CNOOC R Bear CBBC Sep 2011 A 2011/09/09 2011/09/14
66546 J P Morgan SP BV – HSI R Bull CBBC Jan 2012 F 2011/09/09 2011/09/12
68522 UBS AG – SHK Ppt R Bear CBBC Sep 2011 A 2011/09/09 2011/09/14
66547 J P Morgan SP BV – HSI R Bull CBBC Jan 2012 G 2011/09/09 2011/09/12
63267 UBS AG – A50 China R Bear CBBC Sep 2011 C 2011/09/09 2011/09/14
66533 Merrill Lynch Int’l & Co. C.V. – HSI R Bull CBBC Mar 2012 B 2011/09/09 2011/09/12
66544 J P Morgan SP BV – HSI R Bull CBBC Jan 2012 E 2011/09/09 2011/09/12
66386 SGA Societe Generale Acceptance N.V.-HSI R Bull CBBC Jan 12E 2011/09/12 2011/09/14
66570 SGA Societe Generale Acceptance N.V.-HSI R Bull CBBC Jan 12D 2011/09/12 2011/09/14
66578 Credit Suisse AG – HSI R Bull CBBC Apr 2012 N 2011/09/12 2011/09/14
66059 KBC Fin Products Int’l Ltd. – HSI R Bull CBBC Nov 2011 P 2011/09/12 2011/09/14
66152 J P Morgan SP BV – HSI R Bull CBBC Dec 2011 C 2011/09/12 2011/09/14
66398 Credit Suisse AG – HSI R Bull CBBC Jan 2012 H 2011/09/12 2011/09/14
66439 Deutsche Bank AG – HSI R Bull CBBC Dec 2011 V 2011/09/12 2011/09/14
66401 Deutsche Bank AG – HSI R Bull CBBC Dec 2011 U 2011/09/12 2011/09/14
66293 SGA Societe Generale Acceptance N.V.-HSI R Bull CBBC Jan12 A 2011/09/12 2011/09/14
66541 J P Morgan SP BV – HSI R Bull CBBC Jan 2012 C 2011/09/12 2011/09/14
66260 Merrill Lynch Int’l & Co. C.V. – HSI R Bull CBBC Feb 2012 D 2011/09/12 2011/09/14
66407 BNP Paribas Arbit Issu B.V. – HSI R Bull CBBC Apr 2012 X 2011/09/12 2011/09/14
65660 BNP Paribas Arbit Issu B.V. – HSI R Bull CBBC Apr 2012 B 2011/09/12 2011/09/14
66600 Credit Suisse AG – ABC R Bull CBBC May 2012 A 2011/09/12 2011/09/14
65890 SGA Societe Generale Acceptance N.V.-HSI R Bull CBBC Mar 12H 2011/09/12 2011/09/14
66438 Credit Suisse AG – HSI R Bull CBBC Mar 2012 V 2011/09/12 2011/09/14
66490 HK Bank – ABC R Bull CBBC Aug 2012 A 2011/09/12 2011/09/14
66168 Credit Suisse AG – A50 China R Bull CBBC Dec 2011 A 2011/09/12 2011/09/14
66522 Credit Suisse AG – AIA R Bull CBBC Jan 2012 A 2011/09/12 2011/09/14
66521 Credit Suisse AG – TCH R Bull CBBC Jan 2012 E 2011/09/12 2011/09/14
66136 RB of Scotland N.V. – HSI R Bull CBBC Jan 2012 C 2011/09/12 2011/09/14
66012 UBS AG – HSI R Bull CBBC Dec 2011 K 2011/09/12 2011/09/14
66501 KBC Fin Products Int’l Ltd. – HSI R Bull CBBC Feb 2012 E 2011/09/12 2011/09/14
65370 RB of Scotland N.V. – CNBM R Bull CBBC Jul 2012 A 2011/09/12 2011/09/14
65928 Credit Suisse AG – HSI R Bull CBBC Feb 2012 R 2011/09/12 2011/09/14
66486 CC Rabobank B.A. – HSI R Bull CBBC Mar 2012 A 2011/09/12 2011/09/14
66543 J P Morgan SP BV – HSI R Bull CBBC Jan 2012 D 2011/09/12 2011/09/14
66489 HK Bank – Hutchison R Bull CBBC Jun 2012 B 2011/09/12 2011/09/14
66275 SGA Societe Generale Acceptance N.V.-A50 R Bull CBBC Mar12 C 2011/09/12 2011/09/14
66530 Merrill Lynch Int’l & Co. C.V. – HSI R Bull CBBC Mar 2012 A 2011/09/12 2011/09/14
66369 CC Rabobank B.A. – HSI R Bull CBBC Feb 2012 K 2011/09/12 2011/09/14
66664 Credit Suisse AG – HSI R Bull CBBC Mar 2012 D 2011/09/14 2011/09/15
65655 Credit Suisse AG – HSI R Bull CBBC Apr 2012 E 2011/09/14 2011/09/15
66209 HK Bank – CNOOC R Bull CBBC Jun 2012 C 2011/09/14 2011/09/15
65772 BNP Paribas Arbit Issu B.V. – HSI R Bull CBBC Apr 2012 T 2011/09/14 2011/09/15
66494 Credit Suisse AG – CNOOC R Bull CBBC Jan 2012 A 2011/09/14 2011/09/15
64915 UBS AG – AIA R Bull CBBC Dec 2011 A 2011/09/14 2011/09/15
66437 Credit Suisse AG – HSBC R Bull CBBC Jan 2012 A 2011/09/14 2011/09/15
65781 SGA Societe Generale Acceptance N.V.-HSI R Bull CBBC Mar 12G 2011/09/14 2011/09/15
65771 BNP Paribas Arbit Issu B.V. – HSI R Bull CBBC Apr 2012 S 2011/09/14 2011/09/15
65869 HK Bank – A50 R Bull CBBC Aug 2012 A 2011/09/14 2011/09/15
64988 UBS AG – Cheung Kong R Bull CBBC Dec 2011 B 2011/09/14 2011/09/15
66587 Deutsche Bank AG – HSI R Bull CBBC Dec 2011 M 2011/09/14 2011/09/15
65774 BNP Paribas Arbit Issu B.V. – HSI R Bull CBBC Apr 2012 U 2011/09/14 2011/09/15
65859 UBS AG – CNOOC R Bull CBBC Feb 2012 B 2011/09/14 2011/09/15
66846 Deutsche Bank AG – HSI R Bull CBBC Oct 2011 E 2011/09/14 2011/09/15
65936 Credit Suisse AG – HSI R Bull CBBC Feb 2012 S 2011/09/14 2011/09/15
66139 CC Rabobank B.A. – HSI R Bull CBBC Feb 2012 C 2011/09/14 2011/09/15
65831 UBS AG – HSI R Bull CBBC Mar 2012 E 2011/09/14 2011/09/15
66044 UBS AG – Hutchison R Bull CBBC Feb 2012 C 2011/09/14 2011/09/15
66010 UBS AG – HSI R Bull CBBC Feb 2012 I 2011/09/14 2011/09/15
64366 UBS AG – COVS R Bull CBBC Nov 2011 A 2011/09/14 2011/09/15
66383 SGA Societe Generale Acceptance N.V.-HSI R Bull CBBC Mar 12R 2011/09/14 2011/09/15
66384 SGA Societe Generale Acceptance N.V.-HSI R Bull CBBC Mar 12S 2011/09/14 2011/09/15
66845 Deutsche Bank AG – HSI R Bull CBBC Sep 2011 G 2011/09/14 2011/09/15
65917 Credit Suisse AG – HSI R Bull CBBC Jan 2012 X 2011/09/14 2011/09/15
65640 Credit Suisse AG – HSI R Bull CBBC Feb 2012 K 2011/09/14 2011/09/15
66096 Credit Suisse AG – AIA R Bull CBBC Dec 2011 A 2011/09/14 2011/09/15
66665 Credit Suisse AG – HSI R Bull CBBC Apr 2012 P 2011/09/14 2011/09/15
66009 UBS AG – HSI R Bull CBBC Mar 2012 K 2011/09/14 2011/09/15

Last Delisted
66291 SGA Societe Generale Acceptance N.V.-HWL R Bull CBBC Mar12 B 2011/09/14 2011/09/15
66666 Credit Suisse AG – HSI R Bull CBBC Mar 2012 B 2011/09/14 2011/09/15
65650 Credit Suisse AG – HSI R Bull CBBC Mar 2012 H 2011/09/14 2011/09/15
63324 Deutsche Bank AG – HSI R Bull CBBC Dec 2011 A 2011/09/14 2011/09/15
66147 Macquarie Bank Ltd. – HSI R Bull CBBC Feb 2012 B 2011/09/14 2011/09/15
66243 HK Bank – HSI R Bull CBBC May 2012 D 2011/09/14 2011/09/15
66603 Merrill Lynch Int’l & Co. C.V. – HSI R Bull CBBC Mar 2012 D 2011/09/14 2011/09/15
66697 BNP Paribas Arbit Issu B.V. – HSI R Bull CBBC May 2012 E 2011/09/15 2011/09/16
66703 BNP Paribas Arbit Issu B.V. – HSI R Bull CBBC May 2012 F 2011/09/15 2011/09/16
66704 BNP Paribas Arbit Issu B.V. – HSI R Bull CBBC May 2012 G 2011/09/15 2011/09/16
66690 BNP Paribas Arbit Issu B.V. – HSI R Bull CBBC May 2012 C 2011/09/15 2011/09/16
66686 BNP Paribas Arbit Issu B.V. – HSI R Bull CBBC May 2012 B 2011/09/15 2011/09/16
66696 BNP Paribas Arbit Issu B.V. – HSI R Bull CBBC May 2012 D 2011/09/15 2011/09/16
66678 BNP Paribas Arbit Issu B.V. – HSI R Bull CBBC May 2012 A 2011/09/15 2011/09/16
66677 Deutsche Bank AG – HSI R Bull CBBC Dec 2011 T 2011/09/15 2011/09/16
66674 SGA Societe Generale Acceptance N.V.-HSI R Bull CBBC Jan 12R 2011/09/15 2011/09/16
66706 Credit Suisse AG – HSI R Bull CBBC May 2012 F 2011/09/16 2011/09/19
67833 Deutsche Bank AG – DJIA R Bear CBBC Sep 2011 E 2011/09/16 2011/09/20
66631 BNP Paribas Arbit Issu B.V. – HSI R Bear CBBC Jan 2012 J 2011/09/16 2011/09/19
66637 Deutsche Bank AG – HSI R Bear CBBC Dec 2011 B 2011/09/16 2011/09/19
63427 UBS AG – China Mobile R Bull CBBC Sep 2011 A 2011/09/16 2011/09/20
66709 SGA Societe Generale Acceptance N.V.-HSI R Bull CBBC Jan 12S 2011/09/19 2011/09/20
67811 HK Bank – TCH R Bull CBBC Sep 2011 A 2011/09/19 2011/09/21
66712 KBC Fin Products Int’l Ltd. – HSI R Bull CBBC Jan 2012 L 2011/09/19 2011/09/20
66775 Credit Suisse AG – HSI R Bull CBBC Apr 2012 R 2011/09/20 2011/09/21
65372 RB of Scotland N.V. – GCL-Poly R Bull CBBC Jun 2012 A 2011/09/20 2011/09/21
66774 Credit Suisse AG – HSI R Bull CBBC Mar 2012 P 2011/09/20 2011/09/21
66039 UBS AG – ICBC R Bull CBBC Feb 2012 A 2011/09/20 2011/09/21
66738 SGA Societe Generale Acceptance N.V.-HSI R Bull CBBC Mar 12T 2011/09/20 2011/09/21
66820 Credit Suisse AG – HSI R Bull CBBC Apr 2012 U 2011/09/21 2011/09/22
63621 Credit Suisse AG – TCH R Bull CBBC Sep 2011 A 2011/09/21 2011/09/22
66822 BNP Paribas Arbit Issu B.V. – HSI R Bull CBBC May 2012 I 2011/09/21 2011/09/22
66821 BNP Paribas Arbit Issu B.V. – HSI R Bull CBBC May 2012 H 2011/09/21 2011/09/22
66823 BNP Paribas Arbit Issu B.V. – HSI R Bull CBBC May 2012 J 2011/09/21 2011/09/22
66818 Credit Suisse AG – HSI R Bull CBBC Apr 2012 T 2011/09/21 2011/09/22
66812 Credit Suisse AG – HSI R Bear CBBC Jan 2012 P 2011/09/21 2011/09/22
66800 Deutsche Bank AG – HSI R Bear CBBC Jan 2012 D 2011/09/21 2011/09/22
66713 HK Bank – TCH R Bull CBBC Jun 2012 A 2011/09/21 2011/09/22
66461 Credit Suisse AG – TCH R Bull CBBC Jan 2012 D 2011/09/21 2011/09/22
66033 UBS AG – CNOOC R Bull CBBC Mar 2012 A 2011/09/22 2011/09/23
65371 RB of Scotland N.V. – Evergrande R Bull CBBC Jun 2012 A 2011/09/22 2011/09/23
65777 SGA Societe Generale Acceptance N.V.-HSI R Bull CBBC Mar 12F 2011/09/22 2011/09/23
65926 Credit Suisse AG – HSI R Bull CBBC Feb 2012 Q 2011/09/22 2011/09/23
65949 Credit Suisse AG – HSI R Bull CBBC Mar 2012 N 2011/09/22 2011/09/23
65962 Credit Suisse AG – HSI R Bull CBBC Jun 2012 I 2011/09/22 2011/09/23
64273 RB of Scotland N.V. – Jiangxi Copper R Bull CBBC Jan 2012 A 2011/09/22 2011/09/23
66004 UBS AG – HSI R Bull CBBC Mar 2012 I 2011/09/22 2011/09/23
66835 Macquarie Bank Ltd. – HSI R Bull CBBC Mar 2012 D 2011/09/22 2011/09/23
65972 Credit Suisse AG – HKEx R Bull CBBC Dec 2011 A 2011/09/22 2011/09/23
64918 UBS AG – TCH R Bull CBBC Dec 2011 A 2011/09/22 2011/09/23
64469 UBS AG – HSI R Bull CBBC Dec 2011 B 2011/09/22 2011/09/23
65642 Credit Suisse AG – HSI R Bull CBBC Mar 2012 E 2011/09/22 2011/09/23
66062 KBC Fin Products Int’l Ltd. – HSI R Bull CBBC Dec 2011 L 2011/09/22 2011/09/23
66064 KBC Fin Products Int’l Ltd. – HSI R Bull CBBC Jan 2012 D 2011/09/22 2011/09/23
66836 Credit Suisse AG – HSI R Bull CBBC Mar 2012 O 2011/09/22 2011/09/23
66833 J P Morgan SP BV – HSI R Bull CBBC Jan 2012 L 2011/09/22 2011/09/23
66832 J P Morgan SP BV – HSI R Bull CBBC Jan 2012 K 2011/09/22 2011/09/23
66826 SGA Societe Generale Acceptance N.V.-HSI R Bull CBBC Mar 12W 2011/09/22 2011/09/23
65884 HK Bank – HSI R Bull CBBC Jul 2012 A 2011/09/22 2011/09/23
65776 SGA Societe Generale Acceptance N.V.-HSI R Bull CBBC Mar 12E 2011/09/22 2011/09/23
66825 SGA Societe Generale Acceptance N.V.-HSI R Bull CBBC Mar 12V 2011/09/22 2011/09/23
66824 SGA Societe Generale Acceptance N.V.-HSI R Bull CBBC Mar 12U 2011/09/22 2011/09/23
66644 Deutsche Bank AG – HSI R Bull CBBC Dec 2011 G 2011/09/22 2011/09/23
66808 Macquarie Bank Ltd. – HSI R Bull CBBC Mar 2012 C 2011/09/22 2011/09/23
66194 HK Bank – ICBC R Bull CBBC Jun 2012 C 2011/09/22 2011/09/23
65654 Credit Suisse AG – HSI R Bull CBBC Apr 2012 D 2011/09/22 2011/09/23
65764 BNP Paribas Arbit Issu B.V. – HSI R Bull CBBC Apr 2012 N 2011/09/22 2011/09/23
65763 BNP Paribas Arbit Issu B.V. – HSI R Bull CBBC Apr 2012 M 2011/09/22 2011/09/23
66140 CC Rabobank B.A. – HSI R Bull CBBC Feb 2012 D 2011/09/22 2011/09/23
65762 BNP Paribas Arbit Issu B.V. – HSI R Bull CBBC Apr 2012 L 2011/09/22 2011/09/23
65653 Credit Suisse AG – HSI R Bull CBBC Apr 2012 C 2011/09/22 2011/09/23
65736 SGA Societe Generale Acceptance N.V.-HSI R Bull CBBC Mar 12C 2011/09/22 2011/09/23
66375 SGA Societe Generale Acceptance N.V.-HSI R Bull CBBC Mar 12P 2011/09/22 2011/09/23

Last Delisted
66382 SGA Societe Generale Acceptance N.V.-HSI R Bull CBBC Mar 12Q 2011/09/22 2011/09/23
66464 SGA Societe Generale Acceptance N.V.- TCH R Bull CBBC Mar12A 2011/09/22 2011/09/23
65766 BNP Paribas Arbit Issu B.V. – HSI R Bull CBBC Apr 2012 O 2011/09/22 2011/09/23
66148 J P Morgan SP BV – HSI R Bull CBBC Dec 2011 A 2011/09/22 2011/09/23
64955 Credit Suisse AG – HSI R Bull CBBC Mar 2012 A 2011/09/22 2011/09/23
65810 Credit Suisse AG – HSI R Bull CBBC Apr 2012 I 2011/09/22 2011/09/23
65649 Credit Suisse AG – HSI R Bull CBBC Mar 2012 G 2011/09/22 2011/09/23
65643 Credit Suisse AG – HSI R Bull CBBC Mar 2012 F 2011/09/22 2011/09/23
65824 UBS AG – HSI R Bull CBBC Feb 2012 D 2011/09/22 2011/09/23
63438 UBS AG – HSI R Bull CBBC Oct 2011 B 2011/09/22 2011/09/23
63437 UBS AG – HSI R Bull CBBC Oct 2011 A 2011/09/22 2011/09/23
66289 SGA Societe Generale Acceptance N.V.-HWL R Bull CBBC Mar12 A 2011/09/22 2011/09/23
64990 UBS AG – HKEx R Bull CBBC Dec 2011 A 2011/09/22 2011/09/23
65652 Credit Suisse AG – HSI R Bull CBBC Apr 2012 B 2011/09/22 2011/09/23
66135 RB of Scotland N.V. – HSI R Bull CBBC Jan 2012 B 2011/09/22 2011/09/23
66149 J P Morgan SP BV – HSI R Bull CBBC Jan 2012 A 2011/09/22 2011/09/23
66199 HK Bank – HSI R Bull CBBC Jun 2012 B 2011/09/22 2011/09/23
66324 Credit Suisse AG – TCH R Bull CBBC Jan 2012 A 2011/09/22 2011/09/23
66315 Deutsche Bank AG – HSI R Bull CBBC Nov 2011 N 2011/09/22 2011/09/23
66609 Merrill Lynch Int’l & Co. C.V. – HSI R Bull CBBC Mar 2012 F 2011/09/22 2011/09/23
66372 SGA Societe Generale Acceptance N.V.-HSI R Bull CBBC Mar 12N 2011/09/22 2011/09/23
66648 Deutsche Bank AG – HSI R Bull CBBC Dec 2011 S 2011/09/22 2011/09/23
66602 Merrill Lynch Int’l & Co. C.V. – HSI R Bull CBBC Mar 2012 C 2011/09/22 2011/09/23
66141 CC Rabobank B.A. – HSI R Bull CBBC Feb 2012 E 2011/09/22 2011/09/23
66204 Deutsche Bank AG – HSI R Bull CBBC Dec 2011 Q 2011/09/22 2011/09/23
65775 SGA Societe Generale Acceptance N.V.-HSI R Bull CBBC Mar 12D 2011/09/22 2011/09/23
66373 SGA Societe Generale Acceptance N.V.-HSI R Bull CBBC Mar 12O 2011/09/22 2011/09/23
65767 BNP Paribas Arbit Issu B.V. – HSI R Bull CBBC Apr 2012 P 2011/09/22 2011/09/23
65769 BNP Paribas Arbit Issu B.V. – HSI R Bull CBBC Apr 2012 R 2011/09/22 2011/09/23
65768 BNP Paribas Arbit Issu B.V. – HSI R Bull CBBC Apr 2012 Q 2011/09/22 2011/09/23
66131 RB of Scotland N.V. – HSCEI R Bull CBBC Jan 2012 A 2011/09/23 2011/09/26
65913 Credit Suisse AG – HSI R Bull CBBC Jan 2012 U 2011/09/23 2011/09/26
65860 UBS AG – CC Bank R Bull CBBC Feb 2012 A 2011/09/23 2011/09/26
65651 Credit Suisse AG – HSI R Bull CBBC Apr 2012 A 2011/09/23 2011/09/26
66354 Credit Suisse AG – TCH R Bull CBBC Jan 2012 C 2011/09/23 2011/09/26
65954 Credit Suisse AG – HSI R Bull CBBC Apr 2012 L 2011/09/23 2011/09/26
64993 UBS AG – SHK Ppt R Bull CBBC Dec 2011 A 2011/09/23 2011/09/26
63933 UBS AG – ICBC R Bear CBBC Sep 2011 A 2011/09/23 2011/09/27
66371 SGA Societe Generale Acceptance N.V.-HSI R Bull CBBC Mar 12M 2011/09/23 2011/09/26
66654 SGA Societe Generale Acceptance N.V.-HSI R Bull CBBC Apr 12I 2011/09/23 2011/09/26
64498 Credit Suisse AG – A50 China R Bear CBBC Sep 2011 D 2011/09/23 2011/09/27
63785 UBS AG – Ping An R Bear CBBC Sep 2011 B 2011/09/23 2011/09/27
65925 Credit Suisse AG – HSI R Bull CBBC Feb 2012 P 2011/09/23 2011/09/26
63194 UBS AG – TCH R Bear CBBC Sep 2011 C 2011/09/23 2011/09/27
63573 SGA Societe Generale Acceptance N.V.-HSBC R Bear CBBC Sep11A 2011/09/23 2011/09/27
64264 Credit Suisse AG – A50 China R Bear CBBC Sep 2011 C 2011/09/23 2011/09/27
63779 Credit Suisse AG – A50 China R Bear CBBC Sep 2011 B 2011/09/23 2011/09/27
65948 Credit Suisse AG – HSI R Bull CBBC Mar 2012 M 2011/09/23 2011/09/26
64462 UBS AG – HSI R Bull CBBC Nov 2011 F 2011/09/23 2011/09/26
66881 BNP Paribas Arbit Issu B.V. – HSI R Bull CBBC May 2012 N 2011/09/23 2011/09/26
65947 Credit Suisse AG – HSI R Bull CBBC Mar 2012 L 2011/09/23 2011/09/26
66192 HK Bank – SHK Ppt R Bull CBBC Apr 2012 B 2011/09/23 2011/09/26
64258 Credit Suisse AG – HKEx R Bear CBBC Sep 2011 A 2011/09/23 2011/09/27
64262 Credit Suisse AG – TCH R Bear CBBC Sep 2011 E 2011/09/23 2011/09/27
63723 UBS AG – HKEx R Bear CBBC Sep 2011 C 2011/09/23 2011/09/27
65966 BNP Paribas Arbit Issu B.V. – HSI R Bull CBBC Apr 2012 W 2011/09/23 2011/09/26
66880 BNP Paribas Arbit Issu B.V. – HSI R Bull CBBC May 2012 M 2011/09/23 2011/09/26
66242 HK Bank – PetCh R Bull CBBC Jun 2012 A 2011/09/23 2011/09/26
66091 Credit Suisse AG – CCB R Bull CBBC Jan 2012 A 2011/09/23 2011/09/26
65729 SGA Societe Generale Acceptance N.V.-HSI R Bull CBBC Mar 12A 2011/09/23 2011/09/26
65734 SGA Societe Generale Acceptance N.V.-HSI R Bull CBBC Mar 12B 2011/09/23 2011/09/26
66805 Deutsche Bank AG – HSI R Bull CBBC Jan 2012 E 2011/09/23 2011/09/26
66003 UBS AG – HSI R Bull CBBC Apr 2012 E 2011/09/23 2011/09/26
66188 RB of Scotland N.V. – Ping An R Bull CBBC Jun 2012 A 2011/09/23 2011/09/26
66724 HK Bank – Cheung Kong R Bull CBBC Jun 2012 C 2011/09/23 2011/09/26
65720 BNP Paribas Arbit Issu B.V. – A50 Ch R Bull CBBC Apr 2012 A 2011/09/23 2011/09/26
66608 Merrill Lynch Int’l & Co. C.V. – HSI R Bull CBBC Mar 2012 E 2011/09/23 2011/09/26
66618 CC Rabobank B.A. – HSI R Bull CBBC Mar 2012 C 2011/09/23 2011/09/26
66179 KBC Fin Products Int’l Ltd. – HSI R Bull CBBC Jan 2012 G 2011/09/23 2011/09/26
65862 UBS AG – HSBC R Bull CBBC Feb 2012 A 2011/09/23 2011/09/26
63662 UBS AG – ABC R Bear CBBC Sep 2011 C 2011/09/23 2011/09/27
65809 Credit Suisse AG – HSI R Bull CBBC Apr 2012 H 2011/09/23 2011/09/26
66652 SGA Societe Generale Acceptance N.V.-HSI R Bull CBBC Apr 12H 2011/09/23 2011/09/26
66758 Deutsche Bank AG – HSI R Bull CBBC Jan 2012 C 2011/09/23 2011/09/26
66856 HK Bank – HSI R Bull CBBC Jun 2012 C 2011/09/23 2011/09/26
66879 BNP Paribas Arbit Issu B.V. – HSI R Bull CBBC May 2012 L 2011/09/23 2011/09/26
66878 BNP Paribas Arbit Issu B.V. – HSI R Bull CBBC May 2012 K 2011/09/23 2011/09/26
66875 Credit Suisse AG – HSI R Bull CBBC May 2012 G 2011/09/23 2011/09/26
66874 Credit Suisse AG – HSI R Bull CBBC Mar 2012 T 2011/09/23 2011/09/26
66872 Credit Suisse AG – HSI R Bull CBBC Mar 2012 Q 2011/09/23 2011/09/26
65721 BNP Paribas Arbit Issu B.V. – HSI R Bull CBBC Apr 2012 K 2011/09/23 2011/09/26
66868 Deutsche Bank AG – HSI R Bull CBBC Dec 2011 W 2011/09/23 2011/09/26
63583 Deutsche Bank AG – HSI R Bull CBBC Dec 2011 H 2011/09/23 2011/09/26

Last Delisted
66011 UBS AG – HSCEI R Bull CBBC Feb 2012 A 2011/09/23 2011/09/26
65870 HK Bank – A50 R Bull CBBC Jun 2012 C 2011/09/23 2011/09/26
66839 CC Rabobank B.A. – HSI R Bull CBBC Mar 2012 I 2011/09/23 2011/09/26
63640 Credit Suisse AG – China Mobile R Bull CBBC Sep 2011 A 2011/09/23 2011/09/27
66840 HK Bank – CNOOC R Bull CBBC Apr 2012 A 2011/09/23 2011/09/26
66869 Deutsche Bank AG – HSI R Bull CBBC Jan 2012 H 2011/09/23 2011/09/26
63570 SGA Societe Generale Acceptance N.V.-CMob R Bull CBBC Sep11A 2011/09/23 2011/09/27
63883 Deutsche Bank AG – China Life R Bear CBBC Sep 2011 F 2011/09/26 2011/09/28
66323 Credit Suisse AG – A50 China R Bull CBBC Jan 2012 A 2011/09/26 2011/09/27
65818 UBS AG – HSI R Bull CBBC May 2012 A 2011/09/26 2011/09/27
66364 BNP Paribas Arbit Issu B.V. – HSI R Bull CBBC Apr 2012 C 2011/09/26 2011/09/27
66888 SGA Societe Generale Acceptance N.V.-HSI R Bull CBBC Mar 12Y 2011/09/26 2011/09/27
65964 BNP Paribas Arbit Issu B.V. – HSI R Bull CBBC Apr 2012 V 2011/09/26 2011/09/27
66725 CC Rabobank B.A. – HSI R Bull CBBC Mar 2012 G 2011/09/26 2011/09/27
66897 SGA Societe Generale Acceptance N.V.-HSI R Bull CBBC Mar 12J 2011/09/26 2011/09/27
65883 HK Bank – HSI R Bull CBBC Aug 2012 A 2011/09/26 2011/09/27
65867 UBS AG – A50 China R Bull CBBC Feb 2012 B 2011/09/26 2011/09/27
64868 UBS AG – HSI R Bull CBBC Dec 2011 F 2011/09/26 2011/09/27
65806 Credit Suisse AG – HSI R Bull CBBC Mar 2012 I 2011/09/26 2011/09/27
65889 SGA Societe Generale Acceptance N.V.-HSI R Bull CBBC Apr 12B 2011/09/26 2011/09/27
66789 Merrill Lynch Int’l & Co. C.V. – HSI R Bull CBBC Mar 2012 K 2011/09/26 2011/09/27
66274 SGA Societe Generale Acceptance N.V.-A50 R Bull CBBC Mar12 B 2011/09/26 2011/09/27
66210 HK Bank – CC Bank R Bull CBBC Aug 2012 A 2011/09/26 2011/09/27
66203 Deutsche Bank AG – HSI R Bull CBBC Dec 2011 P 2011/09/26 2011/09/27
63736 Deutsche Bank AG – A50 China R Bear CBBC Sep 2011 G 2011/09/26 2011/09/28
63406 Deutsche Bank AG – China Mobile R Bull CBBC Sep 2011 A 2011/09/26 2011/09/28
66650 SGA Societe Generale Acceptance N.V.-HSI R Bull CBBC Apr 12F 2011/09/26 2011/09/27
66651 SGA Societe Generale Acceptance N.V.-HSI R Bull CBBC Apr 12G 2011/09/26 2011/09/27
66790 Merrill Lynch Int’l & Co. C.V. – HSI R Bull CBBC Mar 2012 L 2011/09/26 2011/09/27
66193 HK Bank – HKEx R Bull CBBC May 2012 A 2011/09/26 2011/09/27
66035 UBS AG – HKEx R Bull CBBC Feb 2012 A 2011/09/26 2011/09/27
65924 Credit Suisse AG – HSI R Bull CBBC Feb 2012 O 2011/09/26 2011/09/27
65923 Credit Suisse AG – HSI R Bull CBBC Feb 2012 N 2011/09/26 2011/09/27
65808 Credit Suisse AG – HSI R Bull CBBC Apr 2012 G 2011/09/26 2011/09/27
65807 Credit Suisse AG – HSI R Bull CBBC Apr 2012 F 2011/09/26 2011/09/27
66065 KBC Fin Products Int’l Ltd. – HSI R Bull CBBC Feb 2012 A 2011/09/26 2011/09/27
66032 UBS AG – CC Bank R Bull CBBC Feb 2012 B 2011/09/26 2011/09/27
66902 Credit Suisse AG – HSI R Bull CBBC Apr 2012 V 2011/09/26 2011/09/27
66898 Macquarie Bank Ltd. – HSCEI R Bull CBBC Mar 2012 A 2011/09/26 2011/09/27
66649 SGA Societe Generale Acceptance N.V.-HSI R Bull CBBC Apr 12E 2011/09/26 2011/09/27
66889 SGA Societe Generale Acceptance N.V.-HSI R Bull CBBC Mar 12Z 2011/09/26 2011/09/27
66882 SGA Societe Generale Acceptance N.V.-HSI R Bull CBBC Mar 12X 2011/09/26 2011/09/27
67815 HK Bank – HKEx R Bear CBBC Sep 2011 A 2011/09/26 2011/09/28
67334 Deutsche Bank AG – HSI R Bear CBBC Sep 2011 I 2011/09/28 2011/09/30
67333 Deutsche Bank AG – HSI R Bear CBBC Sep 2011 H 2011/09/28 2011/09/30
64650 UBS AG – HSI R Bear CBBC Sep 2011 I 2011/09/28 2011/09/30
64646 Credit Suisse AG – HSI R Bear CBBC Sep 2011 W 2011/09/28 2011/09/30
64645 Credit Suisse AG – HSI R Bear CBBC Sep 2011 D 2011/09/28 2011/09/30
64642 SGA Societe Generale Acceptance N.V. -HSI R Bear CBBC Sep11F 2011/09/28 2011/09/30
64641 SGA Societe Generale Acceptance N.V. -HSI R Bear CBBC Sep11Z 2011/09/28 2011/09/30
64332 J P Morgan SP BV – HSI R Bear CBBC Sep 2011 A 2011/09/28 2011/09/30
64657 BNP Paribas Arbit Issu B.V. – HSI R Bear CBBC Sep 2011 M 2011/09/28 2011/09/30
64597 Credit Suisse AG – HSI R Bear CBBC Sep 2011 Z 2011/09/28 2011/09/30
64596 Credit Suisse AG – HSI R Bear CBBC Sep 2011 H 2011/09/28 2011/09/30
64580 Credit Suisse AG – HSI R Bear CBBC Sep 2011 M 2011/09/28 2011/09/30
64576 Credit Suisse AG – HSI R Bear CBBC Sep 2011 L 2011/09/28 2011/09/30
64569 UBS AG – HSI R Bear CBBC Sep 2011 A 2011/09/28 2011/09/30
64334 J P Morgan SP BV – HSI R Bear CBBC Sep 2011 C 2011/09/28 2011/09/30
64333 J P Morgan SP BV – HSI R Bear CBBC Sep 2011 B 2011/09/28 2011/09/30
64638 SGA Societe Generale Acceptance N.V. -HSI R Bear CBBC Sep11Y 2011/09/28 2011/09/30
64671 Credit Suisse AG – HSI R Bear CBBC Sep 2011 I 2011/09/28 2011/09/30
66944 Credit Suisse AG – HSI R Bull CBBC Apr 2012 X 2011/09/28 2011/09/29
66927 Credit Suisse AG – HSI R Bull CBBC Apr 2012 W 2011/09/28 2011/09/29
67668 Deutsche Bank AG – HSI R Bear CBBC Sep 2011 L 2011/09/28 2011/09/30
64653 SGA Societe Generale Acceptance N.V. -HSI R Bear CBBC Sep11G 2011/09/28 2011/09/30
64752 UBS AG – HSI R Bear CBBC Sep 2011 P 2011/09/28 2011/09/30
64742 Credit Suisse AG – HSI R Bear CBBC Sep 2011 N 2011/09/28 2011/09/30
64708 BNP Paribas Arbit Issu B.V. – HSI R Bear CBBC Sep 2011 T 2011/09/28 2011/09/30
64656 Credit Suisse AG – HSI R Bear CBBC Sep 2011 X 2011/09/28 2011/09/30
64676 SGA Societe Generale Acceptance N.V. -HSI R Bear CBBC Sep11H 2011/09/28 2011/09/30
63840 UBS AG – HSI R Bear CBBC Sep 2011 N 2011/09/28 2011/09/30
64670 BNP Paribas Arbit Issu B.V. – HSI R Bear CBBC Sep 2011 Y 2011/09/28 2011/09/30
64669 BNP Paribas Arbit Issu B.V. – HSI R Bear CBBC Sep 2011 Z 2011/09/28 2011/09/30
64663 BNP Paribas Arbit Issu B.V. – HSI R Bear CBBC Sep 2011 R 2011/09/28 2011/09/30
64662 BNP Paribas Arbit Issu B.V. – HSI R Bear CBBC Sep 2011 Q 2011/09/28 2011/09/30
64661 BNP Paribas Arbit Issu B.V. – HSI R Bear CBBC Sep 2011 P 2011/09/28 2011/09/30
64660 BNP Paribas Arbit Issu B.V. – HSI R Bear CBBC Sep 2011 L 2011/09/28 2011/09/30
64696 SGA Societe Generale Acceptance N.V. -HSI R Bear CBBC Sep11V 2011/09/28 2011/09/30
64677 SGA Societe Generale Acceptance N.V. -HSI R Bear CBBC Sep11O 2011/09/28 2011/09/30
65094 Deutsche Bank AG – HSI R Bear CBBC Sep 2011 A 2011/09/28 2011/09/30
64055 UBS AG – HSI R Bear CBBC Sep 2011 T 2011/09/28 2011/09/30

Last Delisted
63996 UBS AG – HSI R Bear CBBC Sep 2011 R 2011/09/28 2011/09/30
63909 UBS AG – HSI R Bear CBBC Sep 2011 O 2011/09/28 2011/09/30
63839 UBS AG – HSI R Bear CBBC Sep 2011 M 2011/09/28 2011/09/30
65630 Deutsche Bank AG – HSI R Bear CBBC Sep 2011 D 2011/09/28 2011/09/30
65628 Deutsche Bank AG – HSI R Bear CBBC Sep 2011 C 2011/09/28 2011/09/30
64073 KBC Fin Products Int’l Ltd. – HSI R Bear CBBC Sep 2011 D 2011/09/28 2011/09/30
65095 Deutsche Bank AG – HSI R Bear CBBC Sep 2011 B 2011/09/28 2011/09/30
63806 UBS AG – HSI R Bear CBBC Sep 2011 L 2011/09/28 2011/09/30
63146 Deutsche Bank AG – HSCEI R Bear CBBC Sep 2011 B 2011/09/28 2011/09/30
63143 Barclays Bank plc – HSI R Bear CBBC Sep 2011 E 2011/09/28 2011/09/30
63141 Barclays Bank plc – HSI R Bear CBBC Sep 2011 D 2011/09/28 2011/09/30
68028 KBC Fin Products Int’l Ltd. – HSI R Bear CBBC Sep 2011 A 2011/09/28 2011/09/30
64302 Credit Suisse AG – HSI R Bear CBBC Sep 2011 Q 2011/09/28 2011/09/30
64900 BNP Paribas Arbit Issu B.V. – HSI R Bear CBBC Sep 2011 G 2011/09/28 2011/09/30
64709 BNP Paribas Arbit Issu B.V. – HSI R Bear CBBC Sep 2011 U 2011/09/28 2011/09/30
63713 Deutsche Bank AG – HSI R Bear CBBC Sep 2011 Y 2011/09/28 2011/09/30
64183 RB of Scotland N.V. – HSI R Bear CBBC Sep 2011 A 2011/09/28 2011/09/30
64094 SGA Societe Generale Acceptance N.V. -HSI R Bear CBBC Sep11M 2011/09/28 2011/09/30
64099 SGA Societe Generale Acceptance N.V. -HSI R Bear CBBC Sep11N 2011/09/28 2011/09/30
64115 UBS AG – HSI R Bear CBBC Sep 2011 V 2011/09/28 2011/09/30
63770 Deutsche Bank AG – HSI R Bear CBBC Sep 2011 S 2011/09/28 2011/09/30
64250 Credit Suisse AG – HSI R Bear CBBC Sep 2011 K 2011/09/28 2011/09/30
64093 SGA Societe Generale Acceptance N.V. -HSI R Bear CBBC Sep11L 2011/09/28 2011/09/30
64212 RB of Scotland N.V. – HSI R Bear CBBC Sep 2011 C 2011/09/28 2011/09/30
64251 Credit Suisse AG – HSI R Bear CBBC Sep 2011 O 2011/09/28 2011/09/30
64213 RB of Scotland N.V. – HSI R Bear CBBC Sep 2011 D 2011/09/28 2011/09/30
64185 RB of Scotland N.V. – HSI R Bear CBBC Sep 2011 B 2011/09/28 2011/09/30
67178 Credit Suisse AG – HSI R Bear CBBC Jan 2012 B 2011/09/30 2011/10/03
67198 Credit Suisse AG – HSI R Bull CBBC Apr 2012 E 2011/09/30 2011/10/03
67126 UBS AG – HSI R Bull CBBC Dec 2011 G 2011/09/30 2011/10/03
67125 UBS AG – HSI R Bull CBBC Feb 2012 N 2011/09/30 2011/10/03
67322 Deutsche Bank AG – HSI R Bear CBBC Jan 2012 P 2011/09/30 2011/10/03
67183 Credit Suisse AG – HSI R Bull CBBC Feb 2012 V 2011/09/30 2011/10/03
67131 UBS AG – HSI R Bull CBBC Dec 2011 I 2011/09/30 2011/10/03
67351 Credit Suisse AG – TCH R Bear CBBC Jan 2012 F 2011/09/30 2011/10/03
67159 Deutsche Bank AG – HSI R Bear CBBC Jan 2012 L 2011/09/30 2011/10/03
66984 UBS AG – HSI R Bull CBBC Mar 2012 M 2011/09/30 2011/10/03
66974 UBS AG – HSI R Bull CBBC Dec 2011 S 2011/09/30 2011/10/03
66980 UBS AG – HSI R Bull CBBC Feb 2012 L 2011/09/30 2011/10/03
66975 UBS AG – HSI R Bull CBBC Jan 2012 I 2011/09/30 2011/10/03
67436 Credit Suisse AG – HSI R Bull CBBC Apr 2012 P 2011/09/30 2011/10/03
67021 Credit Suisse AG – HKEx R Bull CBBC Feb 2012 A 2011/09/30 2011/10/03
67390 Credit Suisse AG – HSI R Bear CBBC Jan 2012 Q 2011/09/30 2011/10/03
63932 UBS AG – CC Bank R Bear CBBC Oct 2011 A 2011/09/30 2011/10/04
67458 UBS AG – HSI R Bear CBBC Mar 2012 R 2011/09/30 2011/10/03
67716 SGA Societe Generale Acceptance N.V.-HSI R Bull CBBC Apr 12W 2011/10/03 2011/10/04
67709 SGA Societe Generale Acceptance N.V.-HSI R Bull CBBC Apr 12V 2011/10/03 2011/10/04
67640 UBS AG – HSI R Bull CBBC Apr 2012 S 2011/10/03 2011/10/04
67537 Macquarie Bank Ltd. – HSCEI R Bull CBBC Apr 2012 A 2011/10/03 2011/10/04
67124 UBS AG – HSI R Bull CBBC Mar 2012 O 2011/10/03 2011/10/04
67123 UBS AG – HSI R Bull CBBC Feb 2012 M 2011/10/03 2011/10/04
67107 UBS AG – Hutchison R Bull CBBC Mar 2012 A 2011/10/03 2011/10/04
67097 BNP Paribas Arbit Issu B.V. – HSI R Bull CBBC May 2012 X 2011/10/03 2011/10/04
67091 BNP Paribas Arbit Issu B.V. – HSI R Bull CBBC May 2012 W 2011/10/03 2011/10/04
67088 BNP Paribas Arbit Issu B.V. – HSI R Bull CBBC May 2012 V 2011/10/03 2011/10/04
67042 Credit Suisse AG – A50 China R Bull CBBC Feb 2012 A 2011/10/03 2011/10/04
67037 Credit Suisse AG – TCH R Bull CBBC Feb 2012 B 2011/10/03 2011/10/04
67208 Credit Suisse AG – HSI R Bull CBBC May 2012 K 2011/10/03 2011/10/04
67389 Credit Suisse AG – CCB R Bull CBBC Mar 2012 A 2011/10/03 2011/10/04
67315 J P Morgan SP BV – HSI R Bull CBBC Feb 2012 G 2011/10/03 2011/10/04
67304 J P Morgan SP BV – HSI R Bull CBBC Feb 2012 A 2011/10/03 2011/10/04
67292 UBS AG – HSI R Bull CBBC Feb 2012 P 2011/10/03 2011/10/04
67435 Credit Suisse AG – HSI R Bull CBBC Mar 2012 Y 2011/10/03 2011/10/04
67271 CC Rabobank B.A. – HSI R Bull CBBC Mar 2012 M 2011/10/03 2011/10/04
67539 Macquarie Bank Ltd. – HSI R Bull CBBC Apr 2012 B 2011/10/03 2011/10/04
67209 Credit Suisse AG – HSI R Bull CBBC May 2012 L 2011/10/03 2011/10/04

Last Delisted
67496 UBS AG – TCH R Bull CBBC Apr 2012 A 2011/10/03 2011/10/04
67497 UBS AG – CC Bank R Bull CBBC Apr 2012 A 2011/10/03 2011/10/04
67498 UBS AG – AIA R Bull CBBC Apr 2012 A 2011/10/03 2011/10/04
67511 UBS AG – Ping An R Bull CBBC Mar 2012 A 2011/10/03 2011/10/04
67367 Credit Suisse AG – HKEx R Bull CBBC Feb 2012 C 2011/10/03 2011/10/04
67538 Macquarie Bank Ltd. – HSI R Bull CBBC Apr 2012 A 2011/10/03 2011/10/04
67210 Credit Suisse AG – HSI R Bull CBBC May 2012 M 2011/10/03 2011/10/04
66178 KBC Fin Products Int’l Ltd. – HSI R Bull CBBC Jan 2012 F 2011/10/03 2011/10/04
66036 UBS AG – A50 China R Bull CBBC Feb 2012 C 2011/10/03 2011/10/04
64163 HK Bank – China Shenhua R Bull CBBC Dec 2011 A 2011/10/03 2011/10/04
65953 Credit Suisse AG – HSI R Bull CBBC Apr 2012 K 2011/10/03 2011/10/04
65945 Credit Suisse AG – HSI R Bull CBBC Mar 2012 K 2011/10/03 2011/10/04
66933 Deutsche Bank AG – HSI R Bull CBBC Dec 2011 U 2011/10/03 2011/10/04
66842 HK Bank – A50 R Bull CBBC Jul 2012 A 2011/10/03 2011/10/04
66850 HK Bank – A50 R Bull CBBC Aug 2012 B 2011/10/03 2011/10/04
65909 Credit Suisse AG – HSI R Bull CBBC Jan 2012 T 2011/10/03 2011/10/04
66807 Deutsche Bank AG – HSI R Bull CBBC Jan 2012 F 2011/10/03 2011/10/04
66273 SGA Societe Generale Acceptance N.V.-A50 R Bull CBBC Mar12 A 2011/10/03 2011/10/04
67020 SGA Societe Generale Acceptance N.V.-HSI R Bull CBBC Apr 12Q 2011/10/03 2011/10/04
66735 SGA Societe Generale Acceptance N.V.-HSI R Bull CBBC Apr 12K 2011/10/03 2011/10/04
65887 SGA Societe Generale Acceptance N.V.-HSI R Bull CBBC Apr 12A 2011/10/04 2011/10/06
65817 UBS AG – HSI R Bull CBBC Jun 2012 A 2011/10/04 2011/10/06
67506 UBS AG – ICBC R Bull CBBC Apr 2012 A 2011/10/04 2011/10/06
65959 Credit Suisse AG – HSI R Bull CBBC Jun 2012 F 2011/10/04 2011/10/06
65944 Credit Suisse AG – HSI R Bull CBBC Mar 2012 J 2011/10/04 2011/10/06
65960 Credit Suisse AG – HSI R Bull CBBC Jun 2012 G 2011/10/04 2011/10/06
67314 J P Morgan SP BV – HSI R Bull CBBC Feb 2012 F 2011/10/04 2011/10/06
66161 Credit Suisse AG – HSI R Bull CBBC Mar 2012 S 2011/10/04 2011/10/06
67451 UBS AG – HSI R Bull CBBC May 2012 G 2011/10/04 2011/10/06
67450 UBS AG – HSI R Bull CBBC May 2012 F 2011/10/04 2011/10/06
67449 UBS AG – HSI R Bull CBBC Jun 2012 C 2011/10/04 2011/10/06
66180 KBC Fin Products Int’l Ltd. – HSI R Bull CBBC Feb 2012 B 2011/10/04 2011/10/06
67381 Credit Suisse AG – TCH R Bull CBBC Feb 2012 F 2011/10/04 2011/10/06
66734 SGA Societe Generale Acceptance N.V.-HSI R Bull CBBC Apr 12J 2011/10/04 2011/10/06
66160 Credit Suisse AG – HSI R Bull CBBC Mar 2012 R 2011/10/04 2011/10/06
67834 Credit Suisse AG – HSI R Bull CBBC May 2012 P 2011/10/04 2011/10/06
67825 UBS AG – ABC R Bull CBBC Apr 2012 A 2011/10/04 2011/10/06
67821 UBS AG – Cheung Kong R Bull CBBC Apr 2012 A 2011/10/04 2011/10/06
67820 UBS AG – HSI R Bull CBBC Apr 2012 V 2011/10/04 2011/10/06
67817 KBC Fin Products Int’l Ltd. – HSI R Bull CBBC Feb 2012 K 2011/10/04 2011/10/06
67816 Deutsche Bank AG – HSI R Bull CBBC Feb 2012 E 2011/10/04 2011/10/06
67807 UBS AG – HSI R Bull CBBC Jul 2012 B 2011/10/04 2011/10/06
67791 UBS AG – HSI R Bull CBBC Jun 2012 H 2011/10/04 2011/10/06
67787 UBS AG – HSI R Bull CBBC Mar 2012 L 2011/10/04 2011/10/06
65690 UBS AG – HSI R Bull CBBC Mar 2012 B 2011/10/04 2011/10/06
67719 UBS AG – TCH R Bull CBBC Apr 2012 B 2011/10/04 2011/10/06
67723 UBS AG – AIA R Bull CBBC May 2012 A 2011/10/04 2011/10/06
67730 UBS AG – A50 China R Bull CBBC May 2012 A 2011/10/04 2011/10/06
67732 Merrill Lynch Int’l & Co. C.V. – HSI R Bull CBBC Apr 2012 B 2011/10/04 2011/10/06
67779 BNP Paribas Arbit Issu B.V. – HSI R Bull CBBC May 2012 N 2011/10/04 2011/10/06
67757 Deutsche Bank AG – HSI R Bull CBBC Jan 2012 S 2011/10/04 2011/10/06
67763 Deutsche Bank AG – HSI R Bull CBBC Jan 2012 T 2011/10/04 2011/10/06
67767 Deutsche Bank AG – HSI R Bull CBBC Feb 2012 D 2011/10/04 2011/10/06
67768 BNP Paribas Arbit Issu B.V. – HSI R Bull CBBC May 2012 J 2011/10/04 2011/10/06
67769 BNP Paribas Arbit Issu B.V. – HSI R Bull CBBC May 2012 K 2011/10/04 2011/10/06
64271 RB of Scotland N.V. – China Shenhua R Bull CBBC Jan 2012 A 2011/10/04 2011/10/06
67745 CC Rabobank B.A. – HSI R Bull CBBC Mar 2012 Q 2011/10/04 2011/10/06
66928 Deutsche Bank AG – HSI R Bull CBBC Dec 2011 Z 2011/10/04 2011/10/06
67168 Merrill Lynch Int’l & Co. C.V. – HSI R Bull CBBC Mar 2012 Q 2011/10/04 2011/10/06
67181 Credit Suisse AG – HSI R Bull CBBC Feb 2012 L 2011/10/04 2011/10/06
67019 SGA Societe Generale Acceptance N.V.-HSI R Bull CBBC Apr 12P 2011/10/04 2011/10/06
67158 Deutsche Bank AG – HSI R Bull CBBC Jan 2012 K 2011/10/04 2011/10/06
67265 CC Rabobank B.A. – HSI R Bull CBBC Mar 2012 L 2011/10/04 2011/10/06
67017 SGA Societe Generale Acceptance N.V.-HSI R Bull CBBC Apr 12O 2011/10/04 2011/10/06
67077 BNP Paribas Arbit Issu B.V. – HSI R Bull CBBC May 2012 Q 2011/10/04 2011/10/06
67119 UBS AG – HSI R Bull CBBC Apr 2012 H 2011/10/04 2011/10/06
66788 Merrill Lynch Int’l & Co. C.V. – HSI R Bull CBBC Mar 2012 J 2011/10/04 2011/10/06
67087 BNP Paribas Arbit Issu B.V. – HSI R Bull CBBC May 2012 U 2011/10/04 2011/10/06
67084 BNP Paribas Arbit Issu B.V. – HSI R Bull CBBC May 2012 S 2011/10/04 2011/10/06

Last Delisted
66785 SGA Societe Generale Acceptance N.V.-HSI R Bull CBBC Apr 12M 2011/10/04 2011/10/06
67079 BNP Paribas Arbit Issu B.V. – HSI R Bull CBBC May 2012 R 2011/10/04 2011/10/06
67086 BNP Paribas Arbit Issu B.V. – HSI R Bull CBBC May 2012 T 2011/10/04 2011/10/06
66784 SGA Societe Generale Acceptance N.V.-HSI R Bull CBBC Apr 12L 2011/10/04 2011/10/06
67864 BNP Paribas Arbit Issu B.V. – HSI R Bull CBBC Apr 2012 B 2011/10/06 2011/10/07
67718 UBS AG – HKEx R Bull CBBC Mar 2012 A 2011/10/06 2011/10/07
63836 UBS AG – HKEx R Bear CBBC Oct 2011 A 2011/10/07 2011/10/11
67548 Deutsche Bank AG – HSI R Bear CBBC Feb 2012 A 2011/10/07 2011/10/10
67747 UBS AG – HSI R Bear CBBC Jan 2012 G 2011/10/07 2011/10/10
67564 SGA Societe Generale Acceptance N.V.-HSI R Bear CBBC Jan 12S 2011/10/07 2011/10/10
67535 SGA Societe Generale Acceptance N.V.-HSI R Bear CBBC Jan 12H 2011/10/07 2011/10/10
67661 Credit Suisse AG – HSI R Bear CBBC Jan 2012 G 2011/10/07 2011/10/10
67045 Credit Suisse AG – TCH R Bear CBBC Feb 2012 C 2011/10/07 2011/10/10
67534 SGA Societe Generale Acceptance N.V.-HSI R Bear CBBC Jan 12Q 2011/10/07 2011/10/10
67671 BNP Paribas Arbit Issu B.V. – HSI R Bear CBBC Mar 2012 A 2011/10/07 2011/10/10
67826 Credit Suisse AG – HSI R Bear CBBC Feb 2012 A 2011/10/07 2011/10/10
67593 Credit Suisse AG – HSI R Bear CBBC Jan 2012 Y 2011/10/07 2011/10/10
67867 UBS AG – HSI R Bull CBBC Feb 2012 V 2011/10/10 2011/10/11
67868 Deutsche Bank AG – HSI R Bear CBBC Feb 2012 G 2011/10/10 2011/10/11
67869 Credit Suisse AG – HSI R Bear CBBC Jan 2012 E 2011/10/10 2011/10/11
67874 UBS AG – HSI R Bear CBBC Feb 2012 W 2011/10/10 2011/10/11
67876 KBC Fin Products Int’l Ltd. – HSI R Bear CBBC Jan 2012 N 2011/10/10 2011/10/11
63809 Deutsche Bank AG – A50 China R Bear CBBC Oct 2011 A 2011/10/10 2011/10/12
67871 Credit Suisse AG – HSI R Bull CBBC Apr 2012 U 2011/10/10 2011/10/11
67997 Credit Suisse AG – China Life R Bear CBBC Feb 2012 B 2011/10/11 2011/10/12
67982 Credit Suisse AG – TCH R Bear CBBC Feb 2012 G 2011/10/11 2011/10/12
67984 Credit Suisse AG – TCH R Bear CBBC Feb 2012 H 2011/10/11 2011/10/12
67985 Credit Suisse AG – CNOOC R Bear CBBC Mar 2012 A 2011/10/11 2011/10/12
67063 Credit Suisse AG – HSI R Bear CBBC Jan 2012 R 2011/10/11 2011/10/12
67992 Credit Suisse AG – CCB R Bear CBBC Mar 2012 B 2011/10/11 2011/10/12
67994 Credit Suisse AG – CCB R Bear CBBC Mar 2012 C 2011/10/11 2011/10/12
67996 Credit Suisse AG – Ping An R Bear CBBC Feb 2012 C 2011/10/11 2011/10/12
67311 J P Morgan SP BV – HSI R Bear CBBC Feb 2012 D 2011/10/11 2011/10/12
67999 Credit Suisse AG – A50 China R Bear CBBC Mar 2012 A 2011/10/11 2011/10/12
68009 Credit Suisse AG – A50 China R Bear CBBC Mar 2012 B 2011/10/11 2011/10/12
67098 BNP Paribas Arbit Issu B.V. – HSI R Bear CBBC Jan 2012 M 2011/10/11 2011/10/12
63103 HK Bank – Sinopec Corp R Bear CBBC Oct 2011 A 2011/10/11 2011/10/13
66994 SGA Societe Generale Acceptance N.V.-HSI R Bear CBBC Jan 12D 2011/10/11 2011/10/12
67995 Credit Suisse AG – AIA R Bear CBBC Mar 2012 A 2011/10/11 2011/10/12
67975 Credit Suisse AG – HSBC R Bear CBBC Mar 2012 C 2011/10/11 2011/10/12
67875 UBS AG – HSI R Bear CBBC Jan 2012 O 2011/10/11 2011/10/12
67877 KBC Fin Products Int’l Ltd. – HSI R Bear CBBC Jan 2012 O 2011/10/11 2011/10/12
67888 UBS AG – HSI R Bear CBBC Feb 2012 Z 2011/10/11 2011/10/12
67889 UBS AG – HSI R Bear CBBC Jan 2012 S 2011/10/11 2011/10/12
67915 Macquarie Bank Ltd. – HSI R Bear CBBC Apr 2012 F 2011/10/11 2011/10/12
67980 Credit Suisse AG – HKEx R Bear CBBC Feb 2012 F 2011/10/11 2011/10/12
67976 Credit Suisse AG – Hutchison R Bear CBBC Mar 2012 C 2011/10/11 2011/10/12
67944 Credit Suisse AG – HSI R Bear CBBC Jan 2012 F 2011/10/11 2011/10/12
67835 Deutsche Bank AG – HSI R Bear CBBC Jan 2012 U 2011/10/11 2011/10/12
67945 Credit Suisse AG – HSI R Bear CBBC Feb 2012 G 2011/10/11 2011/10/12
67870 Credit Suisse AG – HSI R Bear CBBC Feb 2012 C 2011/10/11 2011/10/12
67977 Credit Suisse AG – HKEx R Bear CBBC Feb 2012 E 2011/10/11 2011/10/12
67597 Credit Suisse AG – HSI R Bear CBBC Feb 2012 D 2011/10/11 2011/10/12
67412 Credit Suisse AG – HSI R Bear CBBC Feb 2012 T 2011/10/11 2011/10/12
67644 UBS AG – HSI R Bear CBBC Jun 2012 E 2011/10/11 2011/10/12
67746 CC Rabobank B.A. – HSI R Bear CBBC Mar 2012 R 2011/10/11 2011/10/12
67133 UBS AG – HSI R Bear CBBC Dec 2011 O 2011/10/11 2011/10/12
67672 BNP Paribas Arbit Issu B.V. – HSI R Bear CBBC Mar 2012 B 2011/10/11 2011/10/12
67673 BNP Paribas Arbit Issu B.V. – HSI R Bear CBBC Mar 2012 C 2011/10/11 2011/10/12
67536 SGA Societe Generale Acceptance N.V.-HSI R Bear CBBC Jan 12R 2011/10/11 2011/10/12
67132 UBS AG – HSI R Bear CBBC Feb 2012 O 2011/10/11 2011/10/12
66988 Deutsche Bank AG – HSI R Bear CBBC Dec 2011 T 2011/10/11 2011/10/12
67447 KBC Fin Products Int’l Ltd. – HSI R Bear CBBC Feb 2012 J 2011/10/11 2011/10/12
67460 UBS AG – HSI R Bear CBBC Mar 2012 S 2011/10/11 2011/10/12
66990 SGA Societe Generale Acceptance N.V.-HSI R Bear CBBC Jan 12Y 2011/10/11 2011/10/12
67422 Credit Suisse AG – HSI R Bear CBBC Feb 2012 U 2011/10/11 2011/10/12
67742 Merrill Lynch Int’l & Co. C.V. – HSI R Bear CBBC Apr 2012 D 2011/10/11 2011/10/12
67275 CC Rabobank B.A. – HSI R Bear CBBC Mar 2012 N 2011/10/11 2011/10/12

Last Delisted
67281 SGA Societe Generale Acceptance N.V.-HSI R Bear CBBC Jan 12P 2011/10/11 2011/10/12
66993 SGA Societe Generale Acceptance N.V.-HSI R Bear CBBC Jan 12A 2011/10/11 2011/10/12
67255 UBS AG – HSI R Bear CBBC Dec 2011 W 2011/10/11 2011/10/12
66991 SGA Societe Generale Acceptance N.V.-HSI R Bear CBBC Jan 12Z 2011/10/11 2011/10/12
68224 KBC Fin Products Int’l Ltd. – HSI R Bear CBBC Jan 2012 P 2011/10/12 2011/10/13
68228 KBC Fin Products Int’l Ltd. – HSI R Bear CBBC Feb 2012 L 2011/10/12 2011/10/13
68231 KBC Fin Products Int’l Ltd. – HSI R Bear CBBC Mar 2012 F 2011/10/12 2011/10/13
68221 SGA Societe Generale Acceptance N.V.-HSI R Bear CBBC Mar 12I 2011/10/12 2011/10/13
68209 SGA Societe Generale Acceptance N.V.-HSI R Bear CBBC Mar 12H 2011/10/12 2011/10/13
68223 SGA Societe Generale Acceptance N.V.-HSI R Bear CBBC Mar 12K 2011/10/12 2011/10/13
68202 SGA Societe Generale Acceptance N.V.-HSI R Bear CBBC Mar 12G 2011/10/12 2011/10/13
68115 CC Rabobank B.A. – HSI R Bear CBBC Apr 2012 A 2011/10/12 2011/10/13
68096 SGA Societe Generale Acceptance N.V.-HSI R Bear CBBC Mar 12V 2011/10/12 2011/10/13
68107 SGA Societe Generale Acceptance N.V.-HSI R Bear CBBC Mar 12W 2011/10/12 2011/10/13
68110 SGA Societe Generale Acceptance N.V.-HSI R Bear CBBC Mar 12A 2011/10/12 2011/10/13
68112 SGA Societe Generale Acceptance N.V.-HSI R Bear CBBC Mar 12B 2011/10/12 2011/10/13
68279 Credit Suisse AG – HSI R Bear CBBC Feb 2012 K 2011/10/12 2011/10/13
68113 SGA Societe Generale Acceptance N.V.-HSI R Bear CBBC Mar 12M 2011/10/12 2011/10/13
68170 CC Rabobank B.A. – HSI R Bear CBBC Apr 2012 B 2011/10/12 2011/10/13
68352 UBS AG – HSI R Bear CBBC Apr 2012 Z 2011/10/12 2011/10/13
68416 UBS AG – CC Bank R Bear CBBC May 2012 B 2011/10/12 2011/10/13
68413 UBS AG – ICBC R Bear CBBC Apr 2012 B 2011/10/12 2011/10/13
68412 UBS AG – China Life R Bear CBBC May 2012 A 2011/10/12 2011/10/13
68404 UBS AG – A50 China R Bear CBBC May 2012 C 2011/10/12 2011/10/13
68399 UBS AG – Hutchison R Bear CBBC Apr 2012 C 2011/10/12 2011/10/13
68389 UBS AG – HKEx R Bear CBBC Mar 2012 C 2011/10/12 2011/10/13
68370 UBS AG – TCH R Bear CBBC May 2012 A 2011/10/12 2011/10/13
68366 UBS AG – HSI R Bear CBBC Feb 2012 B 2011/10/12 2011/10/13
68262 Credit Suisse AG – HSI R Bear CBBC Feb 2012 E 2011/10/12 2011/10/13
68362 UBS AG – HSI R Bear CBBC Mar 2012 E 2011/10/12 2011/10/13
68233 Credit Suisse AG – HSI R Bear CBBC Jan 2012 K 2011/10/12 2011/10/13
68326 BNP Paribas Arbit Issu B.V. – HSI R Bear CBBC Apr 2012 D 2011/10/12 2011/10/13
68336 BNP Paribas Arbit Issu B.V. – HSI R Bear CBBC Apr 2012 G 2011/10/12 2011/10/13
68278 Credit Suisse AG – HSI R Bear CBBC Feb 2012 R 2011/10/12 2011/10/13
68261 Credit Suisse AG – HSI R Bear CBBC Feb 2012 Z 2011/10/12 2011/10/13
68258 Credit Suisse AG – HSI R Bear CBBC Jan 2012 H 2011/10/12 2011/10/13
68257 Credit Suisse AG – HSI R Bear CBBC Jan 2012 L 2011/10/12 2011/10/13
68249 Credit Suisse AG – HSI R Bear CBBC Jan 2012 J 2011/10/12 2011/10/13
68246 Credit Suisse AG – HSI R Bear CBBC Jan 2012 I 2011/10/12 2011/10/13
68432 Merrill Lynch Int’l & Co. C.V. – HSI R Bear CBBC Apr 2012 G 2011/10/13 2011/10/14
67134 UBS AG – HSI R Bear CBBC Dec 2011 R 2011/10/13 2011/10/14
68448 Credit Suisse AG – HSI R Bear CBBC Jan 2012 P 2011/10/13 2011/10/14
68440 UBS AG – HSI R Bear CBBC Feb 2012 C 2011/10/13 2011/10/14
67855 UBS AG – China Life R Bear CBBC Mar 2012 C 2011/10/13 2011/10/14
67839 UBS AG – Hutchison R Bear CBBC Mar 2012 B 2011/10/13 2011/10/14
68435 UBS AG – HSI R Bear CBBC Jan 2012 D 2011/10/13 2011/10/14
68433 Merrill Lynch Int’l & Co. C.V. – HSI R Bear CBBC Apr 2012 H 2011/10/13 2011/10/14
67100 BNP Paribas Arbit Issu B.V. – HSI R Bear CBBC Jan 2012 O 2011/10/13 2011/10/14
67064 Credit Suisse AG – HSI R Bear CBBC Jan 2012 A 2011/10/13 2011/10/14
68456 Credit Suisse AG – HSI R Bear CBBC Jan 2012 B 2011/10/13 2011/10/14
68421 Merrill Lynch Int’l & Co. C.V. – HSI R Bear CBBC Apr 2012 F 2011/10/13 2011/10/14
67755 Deutsche Bank AG – HSI R Bear CBBC Jan 2012 R 2011/10/13 2011/10/14
67002 SGA Societe Generale Acceptance N.V.-HSI R Bear CBBC Jan 12F 2011/10/13 2011/10/14
67001 SGA Societe Generale Acceptance N.V.-HSI R Bear CBBC Jan 12I 2011/10/13 2011/10/14
67733 Merrill Lynch Int’l & Co. C.V. – HSI R Bear CBBC Apr 2012 C 2011/10/13 2011/10/14
67099 BNP Paribas Arbit Issu B.V. – HSI R Bear CBBC Jan 2012 N 2011/10/13 2011/10/14
66995 SGA Societe Generale Acceptance N.V.-HSI R Bear CBBC Jan 12E 2011/10/13 2011/10/14
68520 Credit Suisse AG – AIA R Bear CBBC Mar 2012 D 2011/10/13 2011/10/14
67310 J P Morgan SP BV – HSI R Bear CBBC Feb 2012 C 2011/10/13 2011/10/14
67338 Credit Suisse AG – Hutchison R Bear CBBC Mar 2012 A 2011/10/13 2011/10/14
67260 KBC Fin Products Int’l Ltd. – HSI R Bear CBBC Feb 2012 I 2011/10/13 2011/10/14
67432 Credit Suisse AG – HSI R Bear CBBC Feb 2012 W 2011/10/13 2011/10/14
67461 UBS AG – HSI R Bear CBBC Feb 2012 Q 2011/10/13 2011/10/14
67592 Credit Suisse AG – Ping An R Bear CBBC Feb 2012 B 2011/10/13 2011/10/14
68524 Credit Suisse AG – A50 China R Bear CBBC Mar 2012 F 2011/10/13 2011/10/14
68454 Credit Suisse AG – HSI R Bear CBBC Jan 2012 U 2011/10/13 2011/10/14
68519 Credit Suisse AG – CNOOC R Bear CBBC Mar 2012 D 2011/10/13 2011/10/14
68463 Macquarie Bank Ltd. – HSI R Bear CBBC Apr 2012 I 2011/10/13 2011/10/14
68462 Macquarie Bank Ltd. – HSI R Bear CBBC Apr 2012 H 2011/10/13 2011/10/14
66986 Deutsche Bank AG – HSI R Bear CBBC Dec 2011 M 2011/10/13 2011/10/14
68457 Credit Suisse AG – HSI R Bear CBBC Feb 2012 F 2011/10/13 2011/10/14
67135 UBS AG – HSI R Bear CBBC Mar 2012 P 2011/10/13 2011/10/14
68531 Credit Suisse AG – HSI R Bear CBBC Jan 2012 Q 2011/10/14 2011/10/17
68536 Credit Suisse AG – HSI R Bear CBBC Feb 2012 P 2011/10/14 2011/10/17
68537 Credit Suisse AG – HSI R Bear CBBC Feb 2012 N 2011/10/14 2011/10/17
68528 UBS AG – HSI R Bear CBBC Mar 2012 J 2011/10/14 2011/10/17
68527 UBS AG – HSI R Bear CBBC Jan 2012 Z 2011/10/14 2011/10/17
68533 Credit Suisse AG – HSI R Bear CBBC Jan 2012 T 2011/10/14 2011/10/17
64199 UBS AG – China Life R Bear CBBC Oct 2011 B 2011/10/14 2011/10/18

Last Delisted
64475 UBS AG – A50 China R Bear CBBC Oct 2011 B 2011/10/14 2011/10/18
67462 UBS AG – HSI R Bear CBBC Feb 2012 R 2011/10/17 2011/10/18
67101 BNP Paribas Arbit Issu B.V. – HSI R Bear CBBC Jan 2012 P 2011/10/17 2011/10/18
67433 Credit Suisse AG – HSI R Bear CBBC Feb 2012 Y 2011/10/17 2011/10/18
67276 CC Rabobank B.A. – HSI R Bear CBBC Mar 2012 O 2011/10/17 2011/10/18
67263 KBC Fin Products Int’l Ltd. – HSI R Bear CBBC Mar 2012 D 2011/10/17 2011/10/18
66951 SGA Societe Generale Acceptance N.V.-HSI R Bear CBBC Jan 12X 2011/10/17 2011/10/18
67174 Merrill Lynch Int’l & Co. C.V. – HSI R Bear CBBC Mar 2012 R 2011/10/17 2011/10/18
67140 UBS AG – HSI R Bear CBBC Dec 2011 P 2011/10/17 2011/10/18
68400 UBS AG – HSBC R Bear CBBC Apr 2012 B 2011/10/17 2011/10/18
67003 SGA Societe Generale Acceptance N.V.-HSI R Bear CBBC Jan 12G 2011/10/17 2011/10/18
67645 UBS AG – HSI R Bear CBBC Jun 2012 F 2011/10/17 2011/10/18
63513 HK Bank – China Mobile R Bull CBBC Oct 2011 A 2011/10/17 2011/10/19
63844 Deutsche Bank AG – A50 China R Bear CBBC Oct 2011 B 2011/10/17 2011/10/19
68622 UBS AG – HSI R Bear CBBC Jan 2012 Q 2011/10/18 2011/10/19
68627 UBS AG – HSI R Bull CBBC Mar 2012 R 2011/10/18 2011/10/19
68626 UBS AG – HSI R Bull CBBC Jan 2012 I 2011/10/18 2011/10/19
68623 UBS AG – HSI R Bear CBBC Jan 2012 X 2011/10/18 2011/10/19
68624 Macquarie Bank Ltd. – HSI R Bull CBBC Apr 2012 K 2011/10/18 2011/10/19
68648 CC Rabobank B.A. – HSI R Bear CBBC Apr 2012 J 2011/10/19 2011/10/20
68645 UBS AG – HSI R Bear CBBC Apr 2012 D 2011/10/19 2011/10/20
68678 J P Morgan SP BV – HSI R Bull CBBC Feb 2012 L 2011/10/20 2011/10/21
68656 UBS AG – HSI R Bull CBBC Feb 2012 J 2011/10/20 2011/10/21
68679 J P Morgan SP BV – HSI R Bull CBBC Feb 2012 M 2011/10/20 2011/10/21
68665 KBC Fin Products Int’l Ltd. – HSI R Bull CBBC Feb 2012 M 2011/10/20 2011/10/21
68666 KBC Fin Products Int’l Ltd. – HSI R Bull CBBC Mar 2012 I 2011/10/20 2011/10/21
68668 UBS AG – HSI R Bull CBBC Jan 2012 G 2011/10/20 2011/10/21
68672 UBS AG – China Life R Bull CBBC Jun 2012 A 2011/10/20 2011/10/21
63516 HK Bank – China Life R Bear CBBC Oct 2011 B 2011/10/20 2011/10/24
68662 Macquarie Bank Ltd. – HSI R Bull CBBC Apr 2012 L 2011/10/20 2011/10/21
68657 UBS AG – ICBC R Bull CBBC Apr 2012 E 2011/10/20 2011/10/21
68638 UBS AG – China Life R Bull CBBC May 2012 B 2011/10/20 2011/10/21
64155 UBS AG – A50 China R Bear CBBC Oct 2011 A 2011/10/21 2011/10/25
64740 Credit Suisse AG – TCH R Bear CBBC Oct 2011 E 2011/10/21 2011/10/25
64263 Credit Suisse AG – TCH R Bear CBBC Oct 2011 C 2011/10/21 2011/10/25
64178 UBS AG – China Mobile R Bull CBBC Oct 2011 A 2011/10/21 2011/10/25
68689 UBS AG – HSI R Bear CBBC Feb 2012 N 2011/10/24 2011/10/25
68661 UBS AG – HSI R Bear CBBC Jan 2012 L 2011/10/24 2011/10/25
68664 UBS AG – HSI R Bear CBBC Mar 2012 O 2011/10/24 2011/10/25
68719 BNP Paribas Arbit Issu B.V. – HSI R Bear CBBC Mar 2012 J 2011/10/25 2011/10/26
66786 SGA Societe Generale Acceptance N.V.-HSI R Bear CBBC Jan 12W 2011/10/26 2011/10/27
67070 Credit Suisse AG – HSI R Bear CBBC Feb 2012 I 2011/10/26 2011/10/27
66765 Credit Suisse AG – HSI R Bear CBBC Dec 2011 Y 2011/10/26 2011/10/27
67646 UBS AG – HSI R Bear CBBC May 2012 K 2011/10/26 2011/10/27
68736 UBS AG – HSI R Bear CBBC Feb 2012 M 2011/10/26 2011/10/27
67309 J P Morgan SP BV – HSI R Bear CBBC Feb 2012 B 2011/10/26 2011/10/27
66903 SGA Societe Generale Acceptance N.V.-HSI R Bear CBBC Jan 12C 2011/10/26 2011/10/27
67463 UBS AG – HSI R Bear CBBC Jan 2012 C 2011/10/26 2011/10/27
66937 Deutsche Bank AG – HSI R Bear CBBC Dec 2011 A 2011/10/26 2011/10/27
68735 CC Rabobank B.A. – HSI R Bear CBBC Apr 2012 K 2011/10/26 2011/10/27
65632 Deutsche Bank AG – HSI R Bear CBBC Oct 2011 B 2011/10/27 2011/10/31
65631 Deutsche Bank AG – HSI R Bear CBBC Oct 2011 A 2011/10/27 2011/10/31
64901 BNP Paribas Arbit Issu B.V. – HSI R Bear CBBC Oct 2011 E 2011/10/27 2011/10/31
66870 Credit Suisse AG – HSI R Bear CBBC Jan 2012 D 2011/10/27 2011/10/28
64519 UBS AG – HSI R Bear CBBC Oct 2011 S 2011/10/27 2011/10/31
66946 BNP Paribas Arbit Issu B.V. – HSI R Bear CBBC Feb 2012 L 2011/10/27 2011/10/28
66936 Deutsche Bank AG – HSI R Bear CBBC Dec 2011 V 2011/10/27 2011/10/28
65080 J P Morgan SP BV – HSI R Bear CBBC Oct 2011 H 2011/10/27 2011/10/31

Last Delisted
65074 J P Morgan SP BV – HSI R Bear CBBC Oct 2011 D 2011/10/27 2011/10/31
65073 J P Morgan SP BV – HSI R Bear CBBC Oct 2011 C 2011/10/27 2011/10/31
66909 Macquarie Bank Ltd. – HSI R Bear CBBC Mar 2012 E 2011/10/27 2011/10/28
66906 CC Rabobank B.A. – HSI R Bear CBBC Mar 2012 J 2011/10/27 2011/10/28
66899 Macquarie Bank Ltd. – HSCEI R Bear CBBC Mar 2012 B 2011/10/27 2011/10/28
67049 Credit Suisse AG – TCH R Bear CBBC Feb 2012 D 2011/10/27 2011/10/28
66894 SGA Societe Generale Acceptance N.V.-HSI R Bear CBBC Feb 12W 2011/10/27 2011/10/28
67054 Credit Suisse AG – A50 China R Bear CBBC Feb 2012 B 2011/10/27 2011/10/28
64756 UBS AG – HSI R Bear CBBC Oct 2011 Q 2011/10/27 2011/10/31
64651 KBC Fin Products Int’l Ltd. – HSI R Bear CBBC Oct 2011 D 2011/10/27 2011/10/31
64625 Credit Suisse AG – HSI R Bear CBBC Oct 2011 F 2011/10/27 2011/10/31
64615 Macquarie Bank Ltd. – HSI R Bear CBBC Oct 2011 A 2011/10/27 2011/10/31
64601 Credit Suisse AG – HSI R Bear CBBC Oct 2011 M 2011/10/27 2011/10/31
64600 Credit Suisse AG – HSI R Bear CBBC Oct 2011 N 2011/10/27 2011/10/31
64593 UBS AG – HSI R Bear CBBC Oct 2011 G 2011/10/27 2011/10/31
66829 J P Morgan SP BV – HSI R Bear CBBC Jan 2012 J 2011/10/27 2011/10/28
64578 UBS AG – HSI R Bear CBBC Oct 2011 Z 2011/10/27 2011/10/31
67335 Deutsche Bank AG – HSI R Bear CBBC Oct 2011 F 2011/10/27 2011/10/31
68752 UBS AG – HSI R Bear CBBC Jan 2012 D 2011/10/27 2011/10/28
68732 HK Bank – HSI R Bear CBBC Jun 2012 E 2011/10/27 2011/10/28
68693 J P Morgan SP BV – HSI R Bear CBBC Feb 2012 Q 2011/10/27 2011/10/28
68686 UBS AG – HSI R Bear CBBC Jan 2012 O 2011/10/27 2011/10/28
68644 UBS AG – Ping An R Bear CBBC Jun 2012 B 2011/10/27 2011/10/28
68280 Credit Suisse AG – HSI R Bear CBBC Feb 2012 S 2011/10/27 2011/10/28
67858 UBS AG – HSI R Bear CBBC Jun 2012 I 2011/10/27 2011/10/28
66949 BNP Paribas Arbit Issu B.V. – HSI R Bear CBBC Feb 2012 W 2011/10/27 2011/10/28
64680 Credit Suisse AG – HSI R Bear CBBC Oct 2011 O 2011/10/27 2011/10/31
67464 UBS AG – HSI R Bear CBBC Mar 2012 T 2011/10/27 2011/10/28
67324 Credit Suisse AG – HSBC R Bear CBBC Mar 2012 A 2011/10/27 2011/10/28
65237 KBC Fin Products Int’l Ltd. – HSI R Bear CBBC Oct 2011 F 2011/10/27 2011/10/31
65236 KBC Fin Products Int’l Ltd. – HSI R Bear CBBC Oct 2011 E 2011/10/27 2011/10/31
65197 BNP Paribas Arbit Issu B.V. – HSI R Bear CBBC Oct 2011 N 2011/10/27 2011/10/31
65196 BNP Paribas Arbit Issu B.V. – HSI R Bear CBBC Oct 2011 I 2011/10/27 2011/10/31
67177 Merrill Lynch Int’l & Co. C.V. – HSI R Bear CBBC Mar 2012 T 2011/10/27 2011/10/28
67175 Merrill Lynch Int’l & Co. C.V. – HSI R Bear CBBC Mar 2012 S 2011/10/27 2011/10/28
67151 UBS AG – HSI R Bear CBBC Dec 2011 U 2011/10/27 2011/10/28
67150 UBS AG – HSI R Bear CBBC Apr 2012 I 2011/10/27 2011/10/28
67782 UBS AG – HSCEI R Bear CBBC May 2012 B 2011/10/27 2011/10/28
66752 Deutsche Bank AG – HSI R Bear CBBC Jan 2012 A 2011/10/27 2011/10/28
66817 Credit Suisse AG – HSI R Bear CBBC Jan 2012 C 2011/10/27 2011/10/28
66727 CC Rabobank B.A. – HSI R Bear CBBC Mar 2012 H 2011/10/27 2011/10/28
66731 Credit Suisse AG – HSI R Bear CBBC Dec 2011 U 2011/10/27 2011/10/28
66733 Credit Suisse AG – HSI R Bear CBBC Dec 2011 C 2011/10/27 2011/10/28
66739 SGA Societe Generale Acceptance N.V.-HSI R Bear CBBC Jan 12U 2011/10/27 2011/10/28
64070 UBS AG – HSI R Bear CBBC Oct 2011 I 2011/10/27 2011/10/31
66744 SGA Societe Generale Acceptance N.V.-HSI R Bear CBBC Jan 12V 2011/10/27 2011/10/28
64068 UBS AG – HSI R Bear CBBC Oct 2011 H 2011/10/27 2011/10/31
66747 BNP Paribas Arbit Issu B.V. – HSI R Bear CBBC Feb 2012 X 2011/10/27 2011/10/28
64252 Credit Suisse AG – HSI R Bear CBBC Oct 2011 Y 2011/10/27 2011/10/31
63842 UBS AG – HSI R Bear CBBC Oct 2011 E 2011/10/27 2011/10/31
66745 BNP Paribas Arbit Issu B.V. – HSI R Bear CBBC Feb 2012 E 2011/10/27 2011/10/28
66756 Deutsche Bank AG – HSI R Bear CBBC Jan 2012 B 2011/10/27 2011/10/28
63832 Credit Suisse AG – HSI R Bear CBBC Oct 2011 S 2011/10/27 2011/10/31
66763 KBC Fin Products Int’l Ltd. – HSI R Bear CBBC Jan 2012 M 2011/10/27 2011/10/28
63697 HK Bank – CNOOC R Bear CBBC Oct 2011 B 2011/10/27 2011/10/31
63717 Deutsche Bank AG – HSI R Bear CBBC Oct 2011 L 2011/10/27 2011/10/31
63636 Deutsche Bank AG – HSCEI R Bear CBBC Oct 2011 B 2011/10/27 2011/10/31
66764 KBC Fin Products Int’l Ltd. – HSI R Bear CBBC Feb 2012 G 2011/10/27 2011/10/28
66787 SGA Societe Generale Acceptance N.V.-HSI R Bear CBBC Jan 12B 2011/10/27 2011/10/28
67336 Deutsche Bank AG – HSI R Bear CBBC Oct 2011 G 2011/10/27 2011/10/31
63875 HK Bank – ABC R Bear CBBC Oct 2011 B 2011/10/27 2011/10/31
63876 HK Bank – CM Bank R Bear CBBC Oct 2011 B 2011/10/27 2011/10/31
64253 Credit Suisse AG – HSI R Bear CBBC Oct 2011 Z 2011/10/27 2011/10/31
64358 SGA Societe Generale Acceptance N.V. -A50 R Bear CBBC Oct11B 2011/10/28 2011/11/01
66579 Credit Suisse AG – HSI R Bear CBBC Jan 2012 N 2011/10/28 2011/10/31
68733 HK Bank – HSI R Bear CBBC Jul 2012 D 2011/10/28 2011/10/31
64349 SGA Societe Generale Acceptance N.V.-HWL R Bear CBBC Oct11C 2011/10/28 2011/11/01
64350 SGA Societe Generale Acceptance N.V.-HWL R Bear CBBC Oct11D 2011/10/28 2011/11/01
67860 UBS AG – HSI R Bear CBBC Jul 2012 C 2011/10/28 2011/10/31
67872 Credit Suisse AG – HKEx R Bear CBBC Feb 2012 D 2011/10/28 2011/10/31
68259 Credit Suisse AG – HSI R Bear CBBC Jan 2012 X 2011/10/28 2011/10/31
64354 SGA Societe Generale Acceptance N.V. -TCH R Bear CBBC Oct11B 2011/10/28 2011/11/01
68640 UBS AG – HKEx R Bear CBBC May 2012 D 2011/10/28 2011/10/31
68643 UBS AG – ICBC R Bear CBBC Apr 2012 D 2011/10/28 2011/10/31
66582 Deutsche Bank AG – HSI R Bear CBBC Dec 2011 I 2011/10/28 2011/10/31
64355 SGA Societe Generale Acceptance N.V. -A50 R Bear CBBC Oct11A 2011/10/28 2011/11/01
67652 UBS AG – HSI R Bear CBBC May 2012 L 2011/10/28 2011/10/31
64547 SGA Societe Generale Acceptance N.V.-HSBC R Bear CBBC Oct11D 2011/10/28 2011/11/01
68690 J P Morgan SP BV – HSI R Bear CBBC Feb 2012 N 2011/10/28 2011/10/31
68691 J P Morgan SP BV – HSI R Bear CBBC Feb 2012 O 2011/10/28 2011/10/31
68692 J P Morgan SP BV – HSI R Bear CBBC Feb 2012 P 2011/10/28 2011/10/31

Last Delisted
66793 Merrill Lynch Int’l & Co. C.V. – HSI R Bear CBBC Mar 2012 M 2011/10/28 2011/10/31
68713 UBS AG – CNOOC R Bear CBBC May 2012 C 2011/10/28 2011/10/31
66809 Credit Suisse AG – TCH R Bear CBBC Feb 2012 A 2011/10/28 2011/10/31
68760 HK Bank – HSI R Bear CBBC Jun 2012 F 2011/10/28 2011/10/31
68754 Merrill Lynch Int’l & Co. C.V. – HSI R Bear CBBC Apr 2012 O 2011/10/28 2011/10/31
68753 Merrill Lynch Int’l & Co. C.V. – HSI R Bear CBBC Apr 2012 N 2011/10/28 2011/10/31
66588 KBC Fin Products Int’l Ltd. – HSI R Bear CBBC Jan 2012 K 2011/10/28 2011/10/31
68663 Macquarie Bank Ltd. – HSI R Bear CBBC Apr 2012 M 2011/10/28 2011/10/31
66705 Credit Suisse AG – HSI R Bear CBBC Dec 2011 P 2011/10/28 2011/10/31
66630 SGA Societe Generale Acceptance N.V.-HSI R Bear CBBC Feb 12U 2011/10/28 2011/10/31
66633 BNP Paribas Arbit Issu B.V. – HSI R Bear CBBC Jan 2012 K 2011/10/28 2011/10/31
66634 BNP Paribas Arbit Issu B.V. – HSI R Bear CBBC Jan 2012 L 2011/10/28 2011/10/31
66638 Deutsche Bank AG – HSI R Bear CBBC Dec 2011 C 2011/10/28 2011/10/31
66658 Credit Suisse AG – HSI R Bear CBBC Jan 2012 W 2011/10/28 2011/10/31
66661 Credit Suisse AG – HSI R Bear CBBC Jan 2012 O 2011/10/28 2011/10/31
66669 SGA Societe Generale Acceptance N.V.-HSI R Bear CBBC Feb 12V 2011/10/28 2011/10/31
66022 RB of Scotland N.V. – DJIA R Bear CBBC Dec 2011 C 2011/10/28 2011/10/31
66671 Credit Suisse AG – HSI R Bear CBBC Dec 2011 J 2011/10/28 2011/10/31
67470 UBS AG – HSI R Bear CBBC Jun 2012 D 2011/10/28 2011/10/31
66571 SGA Societe Generale Acceptance N.V.-HSI R Bear CBBC Feb 12R 2011/10/28 2011/10/31
66572 SGA Societe Generale Acceptance N.V.-HSI R Bear CBBC Feb 12S 2011/10/28 2011/10/31
66573 SGA Societe Generale Acceptance N.V.-HSI R Bear CBBC Feb 12T 2011/10/28 2011/10/31
66576 BNP Paribas Arbit Issu B.V. – HSI R Bear CBBC Jan 2012 H 2011/10/28 2011/10/31
66748 BNP Paribas Arbit Issu B.V. – HSI R Bear CBBC Feb 2012 Y 2011/10/28 2011/10/31
66591 KBC Fin Products Int’l Ltd. – HSI R Bear CBBC Mar 2012 B 2011/10/28 2011/10/31
66620 CC Rabobank B.A. – HSI R Bear CBBC Mar 2012 D 2011/10/28 2011/10/31
66577 BNP Paribas Arbit Issu B.V. – HSI R Bear CBBC Jan 2012 I 2011/10/28 2011/10/31
66594 Credit Suisse AG – HSI R Bear CBBC Dec 2011 N 2011/10/28 2011/10/31
66861 Deutsche Bank AG – HSI R Bear CBBC Jan 2012 G 2011/10/28 2011/10/31
66828 J P Morgan SP BV – HSI R Bear CBBC Jan 2012 I 2011/10/28 2011/10/31
66575 BNP Paribas Arbit Issu B.V. – HSI R Bear CBBC Jan 2012 G 2011/10/28 2011/10/31
66574 SGA Societe Generale Acceptance N.V.-HSI R Bear CBBC Feb 12L 2011/10/28 2011/10/31
67153 UBS AG – HSI R Bear CBBC Mar 2012 Q 2011/10/28 2011/10/31
67152 UBS AG – HSI R Bear CBBC Jan 2012 H 2011/10/28 2011/10/31
68781 UBS AG – TCH R Bear CBBC May 2012 D 2011/10/31 2011/11/01
68751 UBS AG – China Life R Bear CBBC May 2012 D 2011/10/31 2011/11/01
68765 HK Bank – HKEx R Bear CBBC Sep 2012 A 2011/10/31 2011/11/01
68767 HK Bank – China Life R Bear CBBC Oct 2012 A 2011/10/31 2011/11/01
68779 UBS AG – HKEx R Bear CBBC Jun 2012 A 2011/10/31 2011/11/01
68791 UBS AG – HSI R Bear CBBC Apr 2012 H 2011/11/01 2011/11/02
68812 UBS AG – HSI R Bear CBBC Feb 2012 C 2011/11/02 2011/11/03
68827 BNP Paribas Arbit Issu B.V. – HSI R Bull CBBC Mar 2012 M 2011/11/03 2011/11/04
67052 Credit Suisse AG – China Life R Bear CBBC Jan 2012 A 2011/11/03 2011/11/04
68824 UBS AG – HSI R Bear CBBC Feb 2012 R 2011/11/03 2011/11/04
68828 BNP Paribas Arbit Issu B.V. – HSI R Bull CBBC Mar 2012 E 2011/11/03 2011/11/04
68826 BNP Paribas Arbit Issu B.V. – HSI R Bull CBBC Mar 2012 L 2011/11/03 2011/11/04
68866 UBS AG – China Life R Bear CBBC Jul 2012 B 2011/11/04 2011/11/07
67856 UBS AG – A50 China R Bear CBBC Mar 2012 A 2011/11/04 2011/11/07
68869 BNP Paribas Arbit Issu B.V. – HSI R Bull CBBC Mar 2012 N 2011/11/04 2011/11/07
68870 BNP Paribas Arbit Issu B.V. – HSI R Bull CBBC Mar 2012 O 2011/11/04 2011/11/07
68871 BNP Paribas Arbit Issu B.V. – HSI R Bull CBBC Mar 2012 G 2011/11/04 2011/11/07
68876 J P Morgan SP BV – HSI R Bull CBBC Mar 2012 H 2011/11/04 2011/11/07
64814 UBS AG – HSBC R Bear CBBC Nov 2011 C 2011/11/04 2011/11/08
68747 HK Bank – A50 R Bear CBBC Jun 2012 E 2011/11/04 2011/11/07
64058 UBS AG – ABC R Bear CBBC Nov 2011 A 2011/11/04 2011/11/08
68674 UBS AG – China Life R Bear CBBC May 2012 C 2011/11/04 2011/11/07
68766 HK Bank – ABC R Bear CBBC Oct 2012 B 2011/11/04 2011/11/07
68823 Macquarie Bank Ltd. – HSI R Bear CBBC May 2012 D 2011/11/04 2011/11/07
68877 J P Morgan SP BV – HSI R Bull CBBC Mar 2012 I 2011/11/07 2011/11/08
68868 BNP Paribas Arbit Issu B.V. – HSI R Bull CBBC Mar 2012 F 2011/11/07 2011/11/08
68958 Credit Suisse AG – HSI R Bear CBBC Feb 2012 A 2011/11/08 2011/11/09
68960 BNP Paribas Arbit Issu B.V. – HSI R Bear CBBC Mar 2012 S 2011/11/08 2011/11/09
64501 HK Bank – Sinopec Corp R Bear CBBC Feb 2012 A 2011/11/08 2011/11/09
68948 Credit Suisse AG – China Life R Bear CBBC Mar 2012 A 2011/11/08 2011/11/09
68927 Daiwa Capital Mkt – HSI R Bear CBBC Mar 2012 D 2011/11/08 2011/11/09
68901 Credit Suisse AG – HSI R Bear CBBC Feb 2012 M 2011/11/08 2011/11/09

Last Delisted
68962 BNP Paribas Arbit Issu B.V. – HSI R Bear CBBC Mar 2012 U 2011/11/08 2011/11/09
68952 Credit Suisse AG – TCH R Bull CBBC May 2012 B 2011/11/08 2011/11/09
68887 Macquarie Bank Ltd. – HSCEI R Bear CBBC May 2012 B 2011/11/09 2011/11/10
68985 UBS AG – China Life R Bear CBBC Aug 2012 C 2011/11/09 2011/11/10
68993 UBS AG – TCH R Bull CBBC Apr 2012 C 2011/11/09 2011/11/10
68855 UBS AG – HSI R Bear CBBC Mar 2012 N 2011/11/09 2011/11/10
68967 Credit Suisse AG – HSI R Bear CBBC Feb 2012 O 2011/11/09 2011/11/10
68928 Daiwa Capital Mkt – HSI R Bear CBBC Apr 2012 A 2011/11/09 2011/11/10
68903 Credit Suisse AG – HSI R Bear CBBC Mar 2012 Z 2011/11/09 2011/11/10
68902 Credit Suisse AG – HSI R Bear CBBC Feb 2012 V 2011/11/09 2011/11/10
68966 Credit Suisse AG – HSI R Bear CBBC Mar 2012 D 2011/11/09 2011/11/10
66460 Credit Suisse AG – China Life R Bear CBBC Dec 2011 B 2011/11/09 2011/11/10
68963 Credit Suisse AG – HSI R Bear CBBC Mar 2012 B 2011/11/09 2011/11/10
68895 BNP Paribas Arbit Issu B.V. – HSI R Bear CBBC Mar 2012 R 2011/11/09 2011/11/10
68968 UBS AG – HSI R Bull CBBC Feb 2012 K 2011/11/10 2011/11/11
68990 Credit Suisse AG – HSI R Bull CBBC Mar 2012 H 2011/11/10 2011/11/11
68994 UBS AG – HKEx R Bull CBBC Jul 2012 A 2011/11/10 2011/11/11
68997 UBS AG – HSI R Bull CBBC Mar 2012 U 2011/11/10 2011/11/11
69013 UBS AG – A50 China R Bull CBBC Jun 2012 B 2011/11/10 2011/11/11
68991 UBS AG – HSI R Bull CBBC Mar 2012 T 2011/11/10 2011/11/11
68943 Credit Suisse AG – HKEx R Bull CBBC May 2012 A 2011/11/10 2011/11/11
68899 Daiwa Capital Mkt – HSI R Bull CBBC Mar 2012 B 2011/11/10 2011/11/11
68893 BNP Paribas Arbit Issu B.V. – HSI R Bull CBBC Mar 2012 H 2011/11/10 2011/11/11
68910 Credit Suisse AG – HSI R Bull CBBC May 2012 M 2011/11/10 2011/11/11
68912 Credit Suisse AG – HSI R Bull CBBC Jun 2012 P 2011/11/10 2011/11/11
68913 Credit Suisse AG – HSI R Bull CBBC Jul 2012 J 2011/11/10 2011/11/11
68814 UBS AG – HSI R Bull CBBC Mar 2012 R 2011/11/10 2011/11/11
68936 Credit Suisse AG – HSBC R Bull CBBC Jun 2012 A 2011/11/10 2011/11/11
68701 UBS AG – TCH R Bull CBBC May 2012 C 2011/11/10 2011/11/11
68879 J P Morgan SP BV – HSI R Bull CBBC Mar 2012 K 2011/11/10 2011/11/11
68878 J P Morgan SP BV – HSI R Bull CBBC Mar 2012 J 2011/11/10 2011/11/11
68951 Credit Suisse AG – TCH R Bull CBBC May 2012 A 2011/11/10 2011/11/11
68860 UBS AG – Hutchison R Bull CBBC Jul 2012 A 2011/11/10 2011/11/11
68859 UBS AG – HSI R Bull CBBC Jun 2012 P 2011/11/10 2011/11/11
68894 BNP Paribas Arbit Issu B.V. – HSI R Bull CBBC Mar 2012 Q 2011/11/10 2011/11/11
68820 Macquarie Bank Ltd. – HSI R Bull CBBC May 2012 A 2011/11/10 2011/11/11
68900 Daiwa Capital Mkt – HSI R Bull CBBC Mar 2012 C 2011/11/10 2011/11/11
68883 UBS AG – HSI R Bull CBBC Feb 2012 M 2011/11/10 2011/11/11
69030 Daiwa Capital Mkt – HSI R Bull CBBC Apr 2012 C 2011/11/11 2011/11/14
69042 BNP Paribas Arbit Issu B.V. – HSI R Bull CBBC Mar 2012 Z 2011/11/11 2011/11/14
69041 BNP Paribas Arbit Issu B.V. – HSI R Bull CBBC Mar 2012 Y 2011/11/11 2011/11/14
69040 BNP Paribas Arbit Issu B.V. – HSI R Bull CBBC Mar 2012 X 2011/11/11 2011/11/14
64716 UBS AG – TCH R Bear CBBC Nov 2011 C 2011/11/11 2011/11/15
64059 UBS AG – TCH R Bear CBBC Nov 2011 A 2011/11/11 2011/11/15
69029 Daiwa Capital Mkt – HSI R Bull CBBC Apr 2012 B 2011/11/11 2011/11/14
69054 Credit Suisse AG – Hutchison R Bull CBBC Jun 2012 B 2011/11/14 2011/11/15
69005 BNP Paribas Arbit Issu B.V. – HSI R Bear CBBC Mar 2012 V 2011/11/14 2011/11/15
68982 UBS AG – CNOOC R Bear CBBC Jul 2012 B 2011/11/14 2011/11/15
68939 Credit Suisse AG – CNOOC R Bear CBBC Apr 2012 A 2011/11/14 2011/11/15
68790 HK Bank – PetCh R Bear CBBC Oct 2012 B 2011/11/14 2011/11/15
69072 J P Morgan SP BV – HSI R Bull CBBC Mar 2012 N 2011/11/15 2011/11/16
69056 UBS AG – China Life R Bull CBBC Jul 2012 D 2011/11/16 2011/11/17
69066 Daiwa Capital Mkt – A50 China R Bull CBBC Apr 2012 B 2011/11/16 2011/11/17
68642 UBS AG – China Mobile R Bear CBBC Jun 2012 A 2011/11/16 2011/11/17
69070 J P Morgan SP BV – HSI R Bull CBBC Mar 2012 L 2011/11/16 2011/11/17
69031 Daiwa Capital Mkt – HSI R Bull CBBC May 2012 A 2011/11/16 2011/11/17
69025 Credit Suisse AG – China Life R Bull CBBC Jun 2012 B 2011/11/16 2011/11/17
69010 UBS AG – HSI R Bull CBBC Jul 2012 I 2011/11/16 2011/11/17
68915 Credit Suisse AG – HSI R Bull CBBC Jul 2012 K 2011/11/16 2011/11/17
68914 Credit Suisse AG – HSI R Bull CBBC Jun 2012 Q 2011/11/16 2011/11/17
68880 Merrill Lynch Int’l & Co. C.V. – HSI R Bull CBBC May 2012 D 2011/11/16 2011/11/17
68821 Macquarie Bank Ltd. – HSI R Bull CBBC May 2012 B 2011/11/16 2011/11/17
68793 J P Morgan SP BV – HSI R Bull CBBC Mar 2012 A 2011/11/16 2011/11/17
69014 UBS AG – HKEx R Bull CBBC Jun 2012 D 2011/11/16 2011/11/17
69120 BNP Paribas Arbit Issu B.V. – HSI R Bull CBBC Mar 2012 A 2011/11/16 2011/11/17
69135 UBS AG – HSI R Bull CBBC Mar 2012 X 2011/11/16 2011/11/17

Last Delisted
69134 UBS AG – China Life R Bull CBBC Aug 2012 D 2011/11/16 2011/11/17
69123 Daiwa Capital Mkt – HSCEI R Bull CBBC Apr 2012 A 2011/11/16 2011/11/17
69052 Credit Suisse AG – China Life R Bull CBBC Jun 2012 C 2011/11/16 2011/11/17
69121 BNP Paribas Arbit Issu B.V. – HSI R Bull CBBC Mar 2012 B 2011/11/16 2011/11/17
69071 J P Morgan SP BV – HSI R Bull CBBC Mar 2012 M 2011/11/16 2011/11/17
69118 Credit Suisse AG – HSI R Bull CBBC Jun 2012 X 2011/11/16 2011/11/17
69122 BNP Paribas Arbit Issu B.V. – HSI R Bull CBBC Mar 2012 C 2011/11/16 2011/11/17
69146 UBS AG – HSI R Bull CBBC Mar 2012 Y 2011/11/17 2011/11/18
69155 Credit Suisse AG – HSI R Bull CBBC Jun 2012 Y 2011/11/17 2011/11/18
69157 Credit Suisse AG – HSI R Bull CBBC May 2012 P 2011/11/17 2011/11/18
69158 Credit Suisse AG – HSI R Bull CBBC Mar 2012 E 2011/11/17 2011/11/18
69177 Daiwa Capital Mkt – HSI R Bull CBBC Apr 2012 G 2011/11/17 2011/11/18
69156 Credit Suisse AG – HSI R Bull CBBC Mar 2012 A 2011/11/17 2011/11/18
69136 Merrill Lynch Int’l & Co. C.V. – HSI R Bull CBBC May 2012 E 2011/11/17 2011/11/18
69058 UBS AG – COVS R Bull CBBC Aug 2012 A 2011/11/17 2011/11/18
69011 UBS AG – HSI R Bull CBBC Aug 2012 D 2011/11/17 2011/11/18
69021 UBS AG – China Life R Bull CBBC Jul 2012 C 2011/11/17 2011/11/18
68933 Credit Suisse AG – A50 China R Bull CBBC May 2012 A 2011/11/17 2011/11/18
68669 UBS AG – HSBC R Bull CBBC Jun 2012 B 2011/11/17 2011/11/18
68841 UBS AG – HSCEI R Bull CBBC Jun 2012 A 2011/11/18 2011/11/21
69208 Credit Suisse AG – HSI R Bull CBBC May 2012 K 2011/11/18 2011/11/21
68634 UBS AG – TCH R Bull CBBC Jun 2012 B 2011/11/18 2011/11/21
69009 UBS AG – HSI R Bull CBBC Jul 2012 H 2011/11/18 2011/11/21
68847 UBS AG – ICBC R Bull CBBC Jul 2012 A 2011/11/18 2011/11/21
68798 UBS AG – HSI R Bull CBBC Feb 2012 Z 2011/11/18 2011/11/21
69213 BNP Paribas Arbit Issu B.V. – HSI R Bull CBBC Mar 2012 L 2011/11/18 2011/11/21
68843 UBS AG – A50 China R Bull CBBC May 2012 F 2011/11/18 2011/11/21
68853 Merrill Lynch Int’l & Co. C.V. – HSI R Bull CBBC May 2012 C 2011/11/18 2011/11/21
68970 UBS AG – HSI R Bull CBBC Apr 2012 N 2011/11/18 2011/11/21
68550 Credit Suisse AG – TCH R Bull CBBC Feb 2012 K 2011/11/18 2011/11/21
68999 Credit Suisse AG – HSI R Bull CBBC Jun 2012 W 2011/11/18 2011/11/21
69026 Credit Suisse AG – Ping An R Bull CBBC Jun 2012 C 2011/11/18 2011/11/21
68908 Credit Suisse AG – HSI R Bull CBBC Aug 2012 H 2011/11/18 2011/11/21
68783 UBS AG – HSI R Bull CBBC Feb 2012 O 2011/11/18 2011/11/21
68942 Credit Suisse AG – CCB R Bull CBBC May 2012 A 2011/11/18 2011/11/21
68794 J P Morgan SP BV – HSI R Bull CBBC Mar 2012 B 2011/11/18 2011/11/21
68898 Daiwa Capital Mkt – HSI R Bull CBBC Mar 2012 A 2011/11/18 2011/11/21
68919 Credit Suisse AG – HSI R Bull CBBC Jun 2012 S 2011/11/18 2011/11/21
68917 Credit Suisse AG – HSI R Bull CBBC Jul 2012 L 2011/11/18 2011/11/21
68861 UBS AG – Ping An R Bull CBBC Jul 2012 A 2011/11/18 2011/11/21
69003 Credit Suisse AG – China Life R Bull CBBC Jun 2012 A 2011/11/21 2011/11/22
68897 UBS AG – China Life R Bull CBBC Jun 2012 D 2011/11/21 2011/11/22
68886 Macquarie Bank Ltd. – HSCEI R Bull CBBC May 2012 A 2011/11/21 2011/11/22
68710 UBS AG – BOCL R Bull CBBC Apr 2012 A 2011/11/21 2011/11/22
68920 Credit Suisse AG – HSI R Bull CBBC Jul 2012 M 2011/11/21 2011/11/22
68845 UBS AG – HKEx R Bull CBBC Jun 2012 B 2011/11/21 2011/11/22
68922 Credit Suisse AG – HSI R Bull CBBC Jun 2012 T 2011/11/21 2011/11/22

Last Delisted
68934 Credit Suisse AG – ABC R Bull CBBC Jul 2012 A 2011/11/21 2011/11/22
68846 UBS AG – CC Bank R Bull CBBC May 2012 F 2011/11/21 2011/11/22
68697 J P Morgan SP BV – HSI R Bull CBBC Feb 2012 U 2011/11/21 2011/11/22
68944 Credit Suisse AG – HKEx R Bull CBBC May 2012 B 2011/11/21 2011/11/22
69246 UBS AG – HSI R Bull CBBC Jun 2012 W 2011/11/21 2011/11/22
69245 UBS AG – HSI R Bull CBBC May 2012 H 2011/11/21 2011/11/22
69243 UBS AG – Sinopec Corp R Bull CBBC Jun 2012 A 2011/11/21 2011/11/22
69240 BNP Paribas Arbit Issu B.V. – HSI R Bull CBBC Mar 2012 S 2011/11/21 2011/11/22
69239 BNP Paribas Arbit Issu B.V. – HSI R Bull CBBC Mar 2012 F 2011/11/21 2011/11/22
69238 BNP Paribas Arbit Issu B.V. – HSI R Bull CBBC Mar 2012 O 2011/11/21 2011/11/22
69047 Credit Suisse AG – AIA R Bull CBBC May 2012 A 2011/11/21 2011/11/22
69015 UBS AG – Hutchison R Bull CBBC Aug 2012 A 2011/11/21 2011/11/22
68818 Merrill Lynch Int’l & Co. C.V. – HSI R Bull CBBC May 2012 B 2011/11/21 2011/11/22
68740 UBS AG – HSI R Bull CBBC Feb 2012 P 2011/11/21 2011/11/22
68807 HK Bank – TCH R Bull CBBC Aug 2012 A 2011/11/21 2011/11/22
69067 Daiwa Capital Mkt – A50 China R Bull CBBC May 2012 A 2011/11/21 2011/11/22
69236 Credit Suisse AG – HSI R Bull CBBC Jun 2012 A 2011/11/21 2011/11/22
68882 HK Bank – HSI R Bull CBBC Oct 2012 B 2011/11/21 2011/11/22
69028 Daiwa Capital Mkt – HSI R Bull CBBC Mar 2012 F 2011/11/21 2011/11/22
68822 Macquarie Bank Ltd. – HSI R Bull CBBC May 2012 C 2011/11/21 2011/11/22
69258 Credit Suisse AG – TCH R Bear CBBC Apr 2012 B 2011/11/22 2011/11/23
69254 HK Bank – HSI R Bull CBBC Jul 2012 E 2011/11/22 2011/11/23
69249 Credit Suisse AG – HSI R Bull CBBC Jun 2012 I 2011/11/22 2011/11/23
69247 Credit Suisse AG – HSBC R Bull CBBC Jun 2012 B 2011/11/22 2011/11/23
69049 Credit Suisse AG – CNOOC R Bull CBBC Jun 2012 B 2011/11/22 2011/11/23
68938 Credit Suisse AG – Hutchison R Bull CBBC Jun 2012 A 2011/11/22 2011/11/23
69125 Daiwa Capital Mkt – HSCEI R Bull CBBC May 2012 B 2011/11/22 2011/11/23
69253 HK Bank – China Life R Bull CBBC Jul 2012 D 2011/11/22 2011/11/23
69255 HK Bank – HSI R Bull CBBC Jun 2012 G 2011/11/22 2011/11/23
68923 Credit Suisse AG – HSI R Bull CBBC Jul 2012 N 2011/11/23 2011/11/24
68795 J P Morgan SP BV – HSI R Bull CBBC Mar 2012 C 2011/11/23 2011/11/24
68738 Macquarie Bank Ltd. – HSI R Bull CBBC Apr 2012 N 2011/11/23 2011/11/24
68805 Merrill Lynch Int’l & Co. C.V. – HSI R Bull CBBC May 2012 A 2011/11/23 2011/11/24
69094 SGA Societe Generale Acceptance N.V.-HSI R Bull CBBC Apr 12P 2011/11/23 2011/11/24
69093 SGA Societe Generale Acceptance N.V.-HSI R Bull CBBC Apr 12O 2011/11/23 2011/11/24
68924 Credit Suisse AG – HSI R Bull CBBC Jun 2012 U 2011/11/23 2011/11/24
68907 Credit Suisse AG – HSI R Bull CBBC Sep 2012 B 2011/11/23 2011/11/24
68698 UBS AG – Cheung Kong R Bull CBBC Jun 2012 A 2011/11/23 2011/11/24
68881 HK Bank – HSI R Bull CBBC Oct 2012 A 2011/11/23 2011/11/24
68718 UBS AG – HSI R Bull CBBC Jan 2012 S 2011/11/23 2011/11/24
69261 Credit Suisse AG – HSI R Bull CBBC Jul 2012 S 2011/11/23 2011/11/24
68761 UBS AG – HSI R Bull CBBC Mar 2012 S 2011/11/23 2011/11/24
68981 UBS AG – CNOOC R Bull CBBC Jul 2012 A 2011/11/23 2011/11/24
69027 Daiwa Capital Mkt – HSI R Bull CBBC Mar 2012 E 2011/11/23 2011/11/24
68975 UBS AG – ABC R Bull CBBC Jul 2012 A 2011/11/23 2011/11/24
69264 UBS AG – HSI R Bull CBBC Jun 2012 Y 2011/11/23 2011/11/24
68670 UBS AG – Hutchison R Bull CBBC Jun 2012 C 2011/11/24 2011/11/25
68932 Credit Suisse AG – A50 China R Bull CBBC Mar 2012 G 2011/11/24 2011/11/25
68996 UBS AG – HSI R Bull CBBC Mar 2012 Q 2011/11/24 2011/11/25
68931 Credit Suisse AG – Ping An R Bull CBBC Jun 2012 B 2011/11/24 2011/11/25
68696 J P Morgan SP BV – HSI R Bull CBBC Feb 2012 T 2011/11/24 2011/11/25
69091 SGA Societe Generale Acceptance N.V.-HSI R Bull CBBC Apr 12L 2011/11/24 2011/11/25
68547 Credit Suisse AG – HSI R Bull CBBC May 2012 G 2011/11/24 2011/11/25
68815 UBS AG – HSI R Bull CBBC Jun 2012 M 2011/11/24 2011/11/25
68604 UBS AG – HSI R Bull CBBC Feb 2012 E 2011/11/24 2011/11/25
69092 SGA Societe Generale Acceptance N.V.-HSI R Bull CBBC Apr 12M 2011/11/24 2011/11/25
68749 UBS AG – HSI R Bull CBBC Feb 2012 W 2011/11/24 2011/11/25
68925 Credit Suisse AG – HSI R Bull CBBC Jul 2012 O 2011/11/24 2011/11/25
69305 UBS AG – COVS R Bull CBBC Aug 2012 B 2011/11/24 2011/11/25
69306 BNP Paribas Arbit Issu B.V. – HSI R Bull CBBC Mar 2012 R 2011/11/24 2011/11/25
69181 Daiwa Capital Mkt – HSI R Bull CBBC May 2012 F 2011/11/24 2011/11/25
68711 UBS AG – A50 China R Bull CBBC Jun 2012 A 2011/11/25 2011/11/28

Last Delisted
65976 Credit Suisse AG – TCH R Bear CBBC Nov 2011 J 2011/11/25 2011/11/29
69343 UBS AG – ICBC R Bull CBBC Jul 2012 D 2011/11/25 2011/11/28
69321 UBS AG – HSI R Bull CBBC Feb 2012 Q 2011/11/25 2011/11/28
69320 Credit Suisse AG – HSI R Bull CBBC Jun 2012 F 2011/11/25 2011/11/28
68699 UBS AG – SHK Ppt R Bull CBBC May 2012 A 2011/11/25 2011/11/28
65710 UBS AG – HSI R Bear CBBC Nov 2011 P 2011/11/28 2011/11/30
65567 KBC Fin Products Int’l Ltd. – HSI R Bear CBBC Nov 2011 O 2011/11/28 2011/11/30
65543 Credit Suisse AG – HSI R Bear CBBC Nov 2011 F 2011/11/28 2011/11/30
65473 SGA Societe Generale Acceptance N.V.-HSI R Bear CBBC Nov11L 2011/11/28 2011/11/30
65474 SGA Societe Generale Acceptance N.V.-HSI R Bear CBBC Nov11M 2011/11/28 2011/11/30
65559 UBS AG – HSI R Bear CBBC Nov 2011 J 2011/11/28 2011/11/30
63558 Deutsche Bank AG – HSI R Bear CBBC Nov 2011 T 2011/11/28 2011/11/30
65487 Credit Suisse AG – HSI R Bear CBBC Nov 2011 L 2011/11/28 2011/11/30
65634 Credit Suisse AG – HSI R Bear CBBC Nov 2011 N 2011/11/28 2011/11/30
65635 Credit Suisse AG – HSI R Bear CBBC Nov 2011 O 2011/11/28 2011/11/30
63173 Deutsche Bank AG – HSI R Bear CBBC Nov 2011 D 2011/11/28 2011/11/30
65636 Credit Suisse AG – HSI R Bear CBBC Nov 2011 R 2011/11/28 2011/11/30
65499 Credit Suisse AG – HSI R Bear CBBC Nov 2011 K 2011/11/28 2011/11/30
65595 Credit Suisse AG – HSI R Bear CBBC Nov 2011 D 2011/11/28 2011/11/30
65472 UBS AG – HSI R Bear CBBC Nov 2011 Q 2011/11/28 2011/11/30
69347 Daiwa Capital Mkt – HSI R Bull CBBC Apr 2012 J 2011/11/28 2011/11/29
64771 BNP Paribas Arbit Issu B.V. – HSI R Bear CBBC Nov 2011 B 2011/11/28 2011/11/30
69353 UBS AG – HSI R Bull CBBC Feb 2012 O 2011/11/28 2011/11/29
69358 Credit Suisse AG – AIA R Bear CBBC Apr 2012 B 2011/11/28 2011/11/29
69355 Credit Suisse AG – HSI R Bull CBBC Jun 2012 G 2011/11/28 2011/11/29
65542 Credit Suisse AG – HSI R Bear CBBC Nov 2011 Z 2011/11/28 2011/11/30
65590 Credit Suisse AG – HSI R Bear CBBC Nov 2011 G 2011/11/28 2011/11/30
69356 Credit Suisse AG – TCH R Bull CBBC May 2012 C 2011/11/28 2011/11/29
64700 BNP Paribas Arbit Issu B.V. – HSI R Bear CBBC Nov 2011 A 2011/11/28 2011/11/30
65714 UBS AG – HSI R Bear CBBC Nov 2011 U 2011/11/28 2011/11/30
65594 Credit Suisse AG – HSI R Bear CBBC Nov 2011 M 2011/11/28 2011/11/30
64604 Credit Suisse AG – HSI R Bear CBBC Nov 2011 T 2011/11/28 2011/11/30
64088 Merrill Lynch Int’l & Co. C.V. – HSI R Bear CBBC Nov 2011 I 2011/11/28 2011/11/30
64119 HK Bank – TCH R Bear CBBC Nov 2011 B 2011/11/28 2011/11/30
64209 Merrill Lynch Int’l & Co. C.V. – HSI R Bear CBBC Nov 2011 J 2011/11/28 2011/11/30
64279 HK Bank – HSI R Bear CBBC Nov 2011 A 2011/11/28 2011/11/30
64281 HK Bank – HSI R Bear CBBC Nov 2011 B 2011/11/28 2011/11/30
63843 UBS AG – HSI R Bear CBBC Nov 2011 B 2011/11/28 2011/11/30
64520 UBS AG – HSI R Bear CBBC Nov 2011 G 2011/11/28 2011/11/30
64585 UBS AG – HSI R Bear CBBC Nov 2011 K 2011/11/28 2011/11/30
65446 SGA Societe Generale Acceptance N.V.-HSI R Bear CBBC Nov11 J 2011/11/28 2011/11/30
65447 SGA Societe Generale Acceptance N.V.-HSI R Bear CBBC Nov11K 2011/11/28 2011/11/30
65445 Credit Suisse AG – HSI R Bear CBBC Nov 2011 X 2011/11/28 2011/11/30
65444 UBS AG – HSI R Bear CBBC Nov 2011 Z 2011/11/28 2011/11/30
64605 Credit Suisse AG – HSI R Bear CBBC Nov 2011 U 2011/11/28 2011/11/30
64626 Credit Suisse AG – HSI R Bear CBBC Nov 2011 W 2011/11/28 2011/11/30
65254 RB of Scotland N.V. – HSI R Bear CBBC Nov 2011 D 2011/11/28 2011/11/30
65253 RB of Scotland N.V. – HSI R Bear CBBC Nov 2011 C 2011/11/28 2011/11/30
64652 KBC Fin Products Int’l Ltd. – HSI R Bear CBBC Nov 2011 D 2011/11/28 2011/11/30
64664 KBC Fin Products Int’l Ltd. – HSI R Bear CBBC Nov 2011 E 2011/11/28 2011/11/30
64665 UBS AG – HSI R Bear CBBC Nov 2011 N 2011/11/28 2011/11/30
65239 KBC Fin Products Int’l Ltd. – HSI R Bear CBBC Nov 2011 J 2011/11/28 2011/11/30
65238 KBC Fin Products Int’l Ltd. – HSI R Bear CBBC Nov 2011 I 2011/11/28 2011/11/30
65186 UBS AG – HSI R Bear CBBC Nov 2011 W 2011/11/28 2011/11/30
64586 UBS AG – HSI R Bear CBBC Nov 2011 L 2011/11/28 2011/11/30
64085 Merrill Lynch Int’l & Co. C.V. – HSI R Bear CBBC Nov 2011 G 2011/11/28 2011/11/30
64069 UBS AG – HSI R Bear CBBC Nov 2011 D 2011/11/28 2011/11/30
63910 UBS AG – HSI R Bear CBBC Nov 2011 C 2011/11/28 2011/11/30
63834 Credit Suisse AG – HSI R Bear CBBC Nov 2011 I 2011/11/28 2011/11/30
63833 Credit Suisse AG – HSI R Bear CBBC Nov 2011 H 2011/11/28 2011/11/30
64081 Merrill Lynch Int’l & Co. C.V. – HSI R Bear CBBC Nov 2011 E 2011/11/28 2011/11/30
64082 Merrill Lynch Int’l & Co. C.V. – HSI R Bear CBBC Nov 2011 F 2011/11/28 2011/11/30
63750 Deutsche Bank AG – HSI R Bear CBBC Nov 2011 E 2011/11/28 2011/11/30
63566 Deutsche Bank AG – HSI R Bear CBBC Nov 2011 V 2011/11/28 2011/11/30
64087 Merrill Lynch Int’l & Co. C.V. – HSI R Bear CBBC Nov 2011 H 2011/11/28 2011/11/30
69275 UBS AG – TCH R Bull CBBC Jun 2012 G 2011/11/29 2011/11/30
69387 Credit Suisse AG – HSI R Bull CBBC Jun 2012 P 2011/11/29 2011/11/30
69369 Daiwa Capital Mkt – HSI R Bear CBBC Apr 2012 K 2011/11/29 2011/11/30
69386 Credit Suisse AG – HSI R Bear CBBC Mar 2012 R 2011/11/29 2011/11/30
69395 UBS AG – TCH R Bull CBBC Jul 2012 D 2011/11/29 2011/11/30
68582 UBS AG – TCH R Bull CBBC Jun 2012 A 2011/11/29 2011/11/30
68551 Credit Suisse AG – TCH R Bull CBBC Mar 2012 A 2011/11/29 2011/11/30
69362 SGA Societe Generale Acceptance N.V.-HSI R Bear CBBC May 12S 2011/11/29 2011/11/30
69361 Credit Suisse AG – HSI R Bear CBBC Feb 2012 W 2011/11/29 2011/11/30

Last Delisted
69365 UBS AG – HSI R Bear CBBC Feb 2012 Z 2011/11/29 2011/11/30
69380 CC Rabobank B.A. – HSI R Bull CBBC Jun 2012 A 2011/11/30 2011/12/01
69412 Daiwa Capital Mkt – HSI R Bull CBBC Apr 2012 L 2011/11/30 2011/12/01
69429 UBS AG – HSI R Bear CBBC Jun 2012 C 2011/11/30 2011/12/01
69427 Daiwa Capital Mkt – HSI R Bear CBBC Mar 2012 N 2011/11/30 2011/12/01
69423 J P Morgan SP BV – HSI R Bear CBBC Apr 2012 D 2011/11/30 2011/12/01
69422 Credit Suisse AG – HSI R Bear CBBC Mar 2012 S 2011/11/30 2011/12/01
69426 Daiwa Capital Mkt – HSI R Bear CBBC Mar 2012 M 2011/11/30 2011/12/01
69298 SGA Societe Generale Acceptance N.V.-HSI R Bear CBBC May 12Q 2011/12/01 2011/12/02
69462 BNP Paribas Arbit Issu B.V. – HSI R Bear CBBC May 2012 Q 2011/12/01 2011/12/02
69303 Credit Suisse AG – HSI R Bear CBBC Feb 2012 F 2011/12/01 2011/12/02
69307 BNP Paribas Arbit Issu B.V. – HSI R Bear CBBC Mar 2012 H 2011/12/01 2011/12/02
69308 BNP Paribas Arbit Issu B.V. – HSI R Bear CBBC Mar 2012 Q 2011/12/01 2011/12/02
69299 Daiwa Capital Mkt – HSI R Bear CBBC Mar 2012 K 2011/12/01 2011/12/02
69296 SGA Societe Generale Acceptance N.V.-HSI R Bear CBBC May 12P 2011/12/01 2011/12/02
69435 Macquarie Bank Ltd. – HSI R Bear CBBC Jun 2012 A 2011/12/01 2011/12/02
69438 Macquarie Bank Ltd. – HSCEI R Bear CBBC Jun 2012 B 2011/12/01 2011/12/02
69431 UBS AG – China Life R Bear CBBC Jul 2012 F 2011/12/01 2011/12/02
69461 BNP Paribas Arbit Issu B.V. – HSI R Bear CBBC May 2012 M 2011/12/01 2011/12/02
69437 Macquarie Bank Ltd. – HSCEI R Bear CBBC Jun 2012 A 2011/12/01 2011/12/02
69436 Macquarie Bank Ltd. – HSI R Bear CBBC Jun 2012 B 2011/12/01 2011/12/02
69458 UBS AG – ICBC R Bear CBBC May 2012 C 2011/12/01 2011/12/02
69434 SGA Societe Generale Acceptance N.V.-HSI R Bear CBBC Mar 12P 2011/12/01 2011/12/02
69445 HK Bank – HSI R Bear CBBC Apr 2012 I 2011/12/01 2011/12/02
69359 Credit Suisse AG – HSI R Bear CBBC Mar 2012 Y 2011/12/01 2011/12/02
69330 SGA Societe Generale Acceptance N.V.-HSI R Bear CBBC May 12R 2011/12/01 2011/12/02
69374 BNP Paribas Arbit Issu B.V. – HSI R Bear CBBC May 2012 T 2011/12/01 2011/12/02
69390 UBS AG – HKEx R Bear CBBC Jun 2012 F 2011/12/01 2011/12/02
69407 Daiwa Capital Mkt – HSCEI R Bear CBBC Apr 2012 C 2011/12/01 2011/12/02
69400 BNP Paribas Arbit Issu B.V. – HSI R Bear CBBC May 2012 S 2011/12/01 2011/12/02
69357 Credit Suisse AG – China Life R Bear CBBC Apr 2012 C 2011/12/01 2011/12/02
69363 SGA Societe Generale Acceptance N.V.-HSI R Bear CBBC May 12T 2011/12/01 2011/12/02
69366 UBS AG – HSI R Bear CBBC Feb 2012 P 2011/12/01 2011/12/02
69367 UBS AG – HSI R Bear CBBC Mar 2012 N 2011/12/01 2011/12/02
69399 BNP Paribas Arbit Issu B.V. – HSI R Bear CBBC May 2012 R 2011/12/01 2011/12/02
69371 J P Morgan SP BV – HSI R Bear CBBC Apr 2012 C 2011/12/01 2011/12/02
69416 Credit Suisse AG – Ping An R Bear CBBC Apr 2012 E 2011/12/01 2011/12/02
69415 Credit Suisse AG – HKEx R Bear CBBC Mar 2012 D 2011/12/01 2011/12/02
69323 Credit Suisse AG – CNOOC R Bear CBBC Apr 2012 D 2011/12/01 2011/12/02
69324 Credit Suisse AG – HKEx R Bear CBBC Mar 2012 C 2011/12/01 2011/12/02
69376 SGA Societe Generale Acceptance N.V.-HSI R Bear CBBC May 12V 2011/12/01 2011/12/02
69331 J P Morgan SP BV – HSI R Bear CBBC Apr 2012 A 2011/12/01 2011/12/02
69375 SGA Societe Generale Acceptance N.V.-HSI R Bear CBBC May 12U 2011/12/01 2011/12/02
69381 CC Rabobank B.A. – HSI R Bear CBBC Jun 2012 B 2011/12/01 2011/12/02
69333 Daiwa Capital Mkt – HSI R Bear CBBC Mar 2012 L 2011/12/01 2011/12/02
69334 UBS AG – HSI R Bear CBBC Feb 2012 B 2011/12/01 2011/12/02
69335 UBS AG – HSI R Bear CBBC Feb 2012 I 2011/12/01 2011/12/02
69424 J P Morgan SP BV – HSI R Bear CBBC Apr 2012 E 2011/12/01 2011/12/02
69411 SGA Societe Generale Acceptance N.V.-HSI R Bear CBBC May 12X 2011/12/01 2011/12/02
64787 HK Bank – A50 R Bear CBBC Dec 2011 D 2011/12/01 2011/12/05
69182 Credit Suisse AG – HSI R Bear CBBC Feb 2012 E 2011/12/01 2011/12/02
69189 Daiwa Capital Mkt – HSI R Bear CBBC Mar 2012 H 2011/12/01 2011/12/02
69332 J P Morgan SP BV – HSI R Bear CBBC Apr 2012 B 2011/12/01 2011/12/02
69468 Credit Suisse AG – HSI R Bear CBBC Mar 2012 Z 2011/12/02 2011/12/05
69472 Daiwa Capital Mkt – HSI R Bear CBBC Mar 2012 O 2011/12/02 2011/12/05
69471 BNP Paribas Arbit Issu B.V. – HSI R Bear CBBC Mar 2012 V 2011/12/02 2011/12/05
69470 BNP Paribas Arbit Issu B.V. – HSI R Bear CBBC Mar 2012 Z 2011/12/02 2011/12/05
69300 Credit Suisse AG – HSI R Bear CBBC Apr 2012 K 2011/12/02 2011/12/05
69326 Credit Suisse AG – Ping An R Bear CBBC Apr 2012 D 2011/12/02 2011/12/05
69201 Credit Suisse AG – HSI R Bear CBBC Mar 2012 N 2011/12/02 2011/12/05
69378 HK Bank – HSI R Bear CBBC Apr 2012 G 2011/12/02 2011/12/05
69377 SGA Societe Generale Acceptance N.V.-HSI R Bear CBBC May 12W 2011/12/02 2011/12/05
69348 Macquarie Bank Ltd. – HSI R Bear CBBC May 2012 E 2011/12/02 2011/12/05

Last Delisted
69250 Credit Suisse AG – HKEx R Bear CBBC Mar 2012 B 2011/12/05 2011/12/06
69473 Credit Suisse AG – HSI R Bear CBBC Mar 2012 H 2011/12/05 2011/12/06
69475 SGA Societe Generale Acceptance N.V.-HSI R Bear CBBC May 12Y 2011/12/05 2011/12/06
69478 Credit Suisse AG – HSBC R Bear CBBC Apr 2012 C 2011/12/05 2011/12/06
69476 SGA Societe Generale Acceptance N.V.-HSI R Bear CBBC May 12Z 2011/12/05 2011/12/06
69489 UBS AG – HSI R Bear CBBC Apr 2012 D 2011/12/06 2011/12/07
69506 UBS AG – HSI R Bear CBBC May 2012 A 2011/12/06 2011/12/07
69517 Daiwa Capital Mkt – HSI R Bear CBBC Apr 2012 P 2011/12/06 2011/12/07
69496 SGA Societe Generale Acceptance N.V.-HSI R Bear CBBC May 12S 2011/12/06 2011/12/07
69491 Credit Suisse AG – TCH R Bear CBBC Apr 2012 D 2011/12/06 2011/12/07
69492 Credit Suisse AG – HSI R Bear CBBC Mar 2012 A 2011/12/06 2011/12/07
69516 Daiwa Capital Mkt – HSI R Bear CBBC Apr 2012 O 2011/12/06 2011/12/07
69493 Daiwa Capital Mkt – HSI R Bear CBBC Mar 2012 P 2011/12/06 2011/12/07
69497 Credit Suisse AG – HSI R Bear CBBC Apr 2012 N 2011/12/06 2011/12/07
69515 Daiwa Capital Mkt – HSI R Bear CBBC Apr 2012 N 2011/12/06 2011/12/07
69498 Credit Suisse AG – HSI R Bear CBBC Apr 2012 Q 2011/12/06 2011/12/07
69502 UBS AG – TCH R Bear CBBC Apr 2012 E 2011/12/06 2011/12/07
69530 UBS AG – HSI R Bear CBBC Mar 2012 J 2011/12/07 2011/12/08
69186 J P Morgan SP BV – HSI R Bear CBBC Mar 2012 R 2011/12/07 2011/12/08
69382 CC Rabobank B.A. – HSI R Bear CBBC Jun 2012 C 2011/12/07 2011/12/08
69518 Daiwa Capital Mkt – HSI R Bear CBBC Apr 2012 Q 2011/12/07 2011/12/08
69528 Daiwa Capital Mkt – HSI R Bear CBBC Apr 2012 S 2011/12/07 2011/12/08
69519 Daiwa Capital Mkt – HSI R Bear CBBC Apr 2012 R 2011/12/07 2011/12/08
69339 UBS AG – China Life R Bear CBBC Jun 2012 E 2011/12/07 2011/12/08
69184 UBS AG – HSI R Bear CBBC Feb 2012 M 2011/12/07 2011/12/08
69529 Daiwa Capital Mkt – HSI R Bear CBBC Apr 2012 T 2011/12/07 2011/12/08
69325 Credit Suisse AG – China Life R Bear CBBC Apr 2012 B 2011/12/07 2011/12/08
69159 SGA Societe Generale Acceptance N.V.-HSI R Bear CBBC May 12G 2011/12/07 2011/12/08
69560 J P Morgan SP BV – HSI R Bull CBBC Apr 2012 F 2011/12/08 2011/12/09
69553 Daiwa Capital Mkt – HSI R Bull CBBC Jun 2012 D 2011/12/08 2011/12/09
69541 UBS AG – HSI R Bear CBBC May 2012 Y 2011/12/08 2011/12/09
69539 UBS AG – HSI R Bear CBBC Apr 2012 L 2011/12/08 2011/12/09
69535 SGA Societe Generale Acceptance N.V.-HSI R Bear CBBC May 12R 2011/12/08 2011/12/09
69534 SGA Societe Generale Acceptance N.V.-HSI R Bear CBBC May 12Q 2011/12/08 2011/12/09
69533 SGA Societe Generale Acceptance N.V.-HSI R Bear CBBC May 12P 2011/12/08 2011/12/09
69485 Credit Suisse AG – TCH R Bear CBBC Apr 2012 C 2011/12/08 2011/12/09
69561 J P Morgan SP BV – HSI R Bull CBBC Apr 2012 G 2011/12/09 2011/12/12
69555 Daiwa Capital Mkt – HSI R Bull CBBC Jul 2012 B 2011/12/09 2011/12/12
69552 Daiwa Capital Mkt – HSI R Bull CBBC Jun 2012 C 2011/12/09 2011/12/12
69575 UBS AG – HSI R Bull CBBC Jun 2012 F 2011/12/09 2011/12/12
65087 UBS AG – HSBC R Bear CBBC Dec 2011 A 2011/12/09 2011/12/13
69603 UBS AG – HSI R Bull CBBC Apr 2012 T 2011/12/12 2011/12/13
69596 Macquarie Bank Ltd. – HSI R Bull CBBC Jun 2012 E 2011/12/12 2011/12/13
69576 UBS AG – HSI R Bull CBBC Jun 2012 I 2011/12/13 2011/12/14
69551 Daiwa Capital Mkt – HSI R Bull CBBC Jun 2012 B 2011/12/13 2011/12/14
69444 UBS AG – Hutchison R Bull CBBC Jun 2012 E 2011/12/13 2011/12/14
69606 UBS AG – China Life R Bull CBBC Mar 2012 E 2011/12/13 2011/12/14
69610 UBS AG – HSI R Bull CBBC Jun 2012 D 2011/12/13 2011/12/14
69563 J P Morgan SP BV – HSI R Bull CBBC Apr 2012 I 2011/12/13 2011/12/14
69562 J P Morgan SP BV – HSI R Bull CBBC Apr 2012 H 2011/12/13 2011/12/14
69598 Macquarie Bank Ltd. – HSCEI R Bull CBBC Jun 2012 D 2011/12/13 2011/12/14
69578 UBS AG – A50 China R Bull CBBC Mar 2012 B 2011/12/13 2011/12/14
69633 Daiwa Capital Mkt – HSI R Bull CBBC Jun 2012 E 2011/12/14 2011/12/15
69632 UBS AG – China Life R Bull CBBC Apr 2012 A 2011/12/14 2011/12/15

Last Delisted
69631 UBS AG – TCH R Bull CBBC Apr 2012 F 2011/12/14 2011/12/15
69630 UBS AG – HSBC R Bull CBBC Apr 2012 C 2011/12/14 2011/12/15
69629 UBS AG – CC Bank R Bull CBBC May 2012 I 2011/12/14 2011/12/15
69628 BNP Paribas Arbit Issu B.V. – HSI R Bull CBBC Mar 2012 C 2011/12/14 2011/12/15
69483 BNP Paribas Arbit Issu B.V. – HSI R Bull CBBC Mar 2012 A 2011/12/15 2011/12/16
69524 UBS AG – HSI R Bull CBBC Mar 2012 Q 2011/12/15 2011/12/16
69251 HK Bank – PetCh R Bull CBBC Nov 2012 A 2011/12/15 2011/12/16
69640 UBS AG – HSI R Bull CBBC Mar 2012 U 2011/12/15 2011/12/16
69637 J P Morgan SP BV – HSI R Bull CBBC Apr 2012 M 2011/12/15 2011/12/16
69636 HK Bank – HSI R Bull CBBC Jul 2012 F 2011/12/15 2011/12/16
69604 UBS AG – HSI R Bull CBBC Jul 2012 N 2011/12/15 2011/12/16
69597 Macquarie Bank Ltd. – HSCEI R Bull CBBC Jun 2012 C 2011/12/15 2011/12/16
69564 J P Morgan SP BV – HSI R Bull CBBC Apr 2012 J 2011/12/15 2011/12/16
69594 Macquarie Bank Ltd. – HSI R Bull CBBC Jun 2012 C 2011/12/15 2011/12/16
69526 Daiwa Capital Mkt – HSI R Bull CBBC Mar 2012 S 2011/12/15 2011/12/16
69582 UBS AG – CNOOC R Bull CBBC Apr 2012 C 2011/12/15 2011/12/16
69565 J P Morgan SP BV – HSI R Bull CBBC Apr 2012 K 2011/12/15 2011/12/16
69554 Daiwa Capital Mkt – HSI R Bull CBBC Jul 2012 A 2011/12/15 2011/12/16
69550 Daiwa Capital Mkt – HSI R Bull CBBC May 2012 J 2011/12/15 2011/12/16
69595 Macquarie Bank Ltd. – HSI R Bull CBBC Jun 2012 D 2011/12/15 2011/12/16
64133 RB of Scotland N.V. – DJIA R Bear CBBC Dec 2011 B 2011/12/15 2011/12/19
69455 Credit Suisse AG – HSI R Bull CBBC Jul 2012 U 2011/12/15 2011/12/16
68977 UBS AG – China Life R Bull CBBC Aug 2012 A 2011/12/15 2011/12/16
68949 Credit Suisse AG – China Life R Bull CBBC May 2012 A 2011/12/15 2011/12/16
69081 HK Bank – A50 R Bull CBBC Jul 2012 B 2011/12/15 2011/12/16
64781 HK Bank – China Mobile R Bull CBBC Dec 2011 A 2011/12/15 2011/12/19
66023 RB of Scotland N.V. – DJIA R Bull CBBC Dec 2011 D 2011/12/15 2011/12/19
65007 UBS AG – HKEx R Bear CBBC Dec 2011 C 2011/12/16 2011/12/20
65008 UBS AG – TCH R Bear CBBC Dec 2011 C 2011/12/16 2011/12/20
69647 Daiwa Capital Mkt – HSI R Bull CBBC Jun 2012 F 2011/12/16 2011/12/19
66118 Credit Suisse AG – Hutchison R Bear CBBC Dec 2011 C 2011/12/16 2011/12/20
65145 UBS AG – COVS R Bear CBBC Dec 2011 A 2011/12/16 2011/12/20
69069 Daiwa Capital Mkt – A50 China R Bull CBBC Jun 2012 A 2011/12/16 2011/12/19
66457 Credit Suisse AG – Hutchison R Bear CBBC Dec 2011 E 2011/12/16 2011/12/20
66458 Credit Suisse AG – China Mobile R Bear CBBC Dec 2011 C 2011/12/16 2011/12/20
66175 Credit Suisse AG – A50 China R Bear CBBC Dec 2011 B 2011/12/16 2011/12/20
65977 Credit Suisse AG – TCH R Bear CBBC Dec 2011 C 2011/12/16 2011/12/20
66169 Credit Suisse AG – HSBC R Bear CBBC Dec 2011 C 2011/12/16 2011/12/20
68518 Credit Suisse AG – A50 China R Bull CBBC Mar 2012 E 2011/12/16 2011/12/19
66238 Credit Suisse AG – AIA R Bear CBBC Dec 2011 C 2011/12/16 2011/12/20
68659 UBS AG – A50 China R Bull CBBC May 2012 E 2011/12/16 2011/12/19
68270 Deutsche Bank AG – DJIA R Bear CBBC Dec 2011 A 2011/12/16 2011/12/20
66451 Credit Suisse AG – China Mobile R Bull CBBC Dec 2011 B 2011/12/16 2011/12/20
66456 Credit Suisse AG – China Life R Bull CBBC Dec 2011 A 2011/12/16 2011/12/20
68792 BNP Paribas Arbit Issu B.V. – A50 Ch R Bull CBBC Sep 2012 B 2011/12/16 2011/12/19
69488 HK Bank – HSI R Bull CBBC Aug 2012 H 2011/12/19 2011/12/20
68862 UBS AG – China Life R Bull CBBC Jul 2012 A 2011/12/19 2011/12/20
69612 UBS AG – HSI R Bull CBBC Jul 2012 Q 2011/12/19 2011/12/20
69666 UBS AG – HSI R Bull CBBC Jul 2012 T 2011/12/19 2011/12/20
68980 UBS AG – Petrochina R Bull CBBC Jul 2012 A 2011/12/19 2011/12/20
69510 Credit Suisse AG – HSI R Bull CBBC Aug 2012 J 2011/12/19 2011/12/20
69671 SGA Societe Generale Acceptance N.V.-HSI R Bull CBBC May 12V 2011/12/20 2011/12/21
69672 SGA Societe Generale Acceptance N.V.-HSI R Bull CBBC May 12X 2011/12/20 2011/12/21
69673 SGA Societe Generale Acceptance N.V.-HSI R Bull CBBC May 12W 2011/12/20 2011/12/21
69679 UBS AG – HSI R Bull CBBC Jun 2012 W 2011/12/20 2011/12/21
69676 Daiwa Capital Mkt – HSI R Bull CBBC Mar 2012 A 2011/12/20 2011/12/21
69687 BNP Paribas Arbit Issu B.V. – HSI R Bull CBBC Jun 2012 A 2011/12/20 2011/12/21
69688 BNP Paribas Arbit Issu B.V. – HSI R Bull CBBC Jun 2012 B 2011/12/20 2011/12/21
69689 UBS AG – HSI R Bull CBBC Apr 2012 N 2011/12/21 2011/12/22
69695 SGA Societe Generale Acceptance N.V.-HSI R Bear CBBC Mar 12H 2011/12/21 2011/12/22
69690 Daiwa Capital Mkt – HSI R Bear CBBC Mar 2012 F 2011/12/21 2011/12/22
69712 SGA Societe Generale Acceptance N.V.-HSI R Bear CBBC Mar 12D 2011/12/22 2011/12/23
69624 HK Bank – CNOOC R Bull CBBC Oct 2012 B 2011/12/22 2011/12/23

Last Delisted
69479 Credit Suisse AG – Ping An R Bull CBBC Jun 2012 D 2011/12/22 2011/12/23
69713 SGA Societe Generale Acceptance N.V.-HSI R Bear CBBC Mar 12S 2011/12/22 2011/12/23
69699 Daiwa Capital Mkt – HSI R Bull CBBC Jun 2012 H 2011/12/22 2011/12/23
69708 SGA Societe Generale Acceptance N.V.-HSI R Bear CBBC Mar 12I 2011/12/22 2011/12/23
69680 SGA Societe Generale Acceptance N.V.-HSI R Bear CBBC Mar 12L 2011/12/23 2011/12/28
69681 SGA Societe Generale Acceptance N.V.-HSI R Bear CBBC Mar 12G 2011/12/23 2011/12/28
69660 Daiwa Capital Mkt – HSI R Bear CBBC Mar 2012 C 2011/12/23 2011/12/28
69722 UBS AG – HSI R Bear CBBC Mar 2012 Q 2011/12/23 2011/12/28
66155 J P Morgan SP BV – HSI R Bear CBBC Dec 2011 F 2011/12/28 2011/12/30
66154 J P Morgan SP BV – HSI R Bear CBBC Dec 2011 E 2011/12/28 2011/12/30
69750 UBS AG – HSI R Bear CBBC Jun 2012 M 2011/12/28 2011/12/29
69748 Daiwa Capital Mkt – HSI R Bear CBBC Mar 2012 N 2011/12/28 2011/12/29
66223 Deutsche Bank AG – HSI R Bear CBBC Dec 2011 R 2011/12/28 2011/12/30
66153 J P Morgan SP BV – HSI R Bear CBBC Dec 2011 D 2011/12/28 2011/12/30
66202 Deutsche Bank AG – HSI R Bear CBBC Dec 2011 O 2011/12/28 2011/12/30
69744 Macquarie Bank Ltd. – HSI R Bear CBBC Jun 2012 H 2011/12/28 2011/12/29
66245 Credit Suisse AG – HSI R Bear CBBC Dec 2011 H 2011/12/28 2011/12/30
66246 Credit Suisse AG – HSI R Bear CBBC Dec 2011 K 2011/12/28 2011/12/30
66466 Deutsche Bank AG – HSI R Bear CBBC Dec 2011 X 2011/12/28 2011/12/30
66201 Deutsche Bank AG – HSI R Bear CBBC Dec 2011 N 2011/12/28 2011/12/30
66493 Deutsche Bank AG – HSI R Bear CBBC Dec 2011 E 2011/12/28 2011/12/30
65158 SGA Societe Generale Acceptance N.V. -HSI R Bear CBBC Dec11N 2011/12/28 2011/12/30
65162 SGA Societe Generale Acceptance N.V. -HSI R Bear CBBC Dec11R 2011/12/28 2011/12/30
65133 SGA Societe Generale Acceptance N.V. -HSI R Bear CBBC Dec11M 2011/12/28 2011/12/30
65132 SGA Societe Generale Acceptance N.V. -HSI R Bear CBBC Dec11L 2011/12/28 2011/12/30
65129 SGA Societe Generale Acceptance N.V. -HSI R Bear CBBC Dec11K 2011/12/28 2011/12/30
66467 Deutsche Bank AG – HSI R Bear CBBC Dec 2011 Y 2011/12/28 2011/12/30
64827 UBS AG – HSI R Bear CBBC Dec 2011 E 2011/12/28 2011/12/30
65580 KBC Fin Products Int’l Ltd. – HSI R Bear CBBC Dec 2011 K 2011/12/28 2011/12/30
64628 Credit Suisse AG – HSI R Bear CBBC Dec 2011 F 2011/12/28 2011/12/30
65240 KBC Fin Products Int’l Ltd. – HSI R Bear CBBC Dec 2011 D 2011/12/28 2011/12/30
65616 RB of Scotland N.V. – HSI R Bear CBBC Dec 2011 J 2011/12/28 2011/12/30
65241 KBC Fin Products Int’l Ltd. – HSI R Bear CBBC Dec 2011 E 2011/12/28 2011/12/30
65849 UBS AG – HSI R Bear CBBC Dec 2011 C 2011/12/28 2011/12/30
65243 KBC Fin Products Int’l Ltd. – HSI R Bear CBBC Dec 2011 G 2011/12/28 2011/12/30
65122 UBS AG – HSI R Bear CBBC Dec 2011 N 2011/12/28 2011/12/30
65582 UBS AG – HSI R Bear CBBC Dec 2011 V 2011/12/28 2011/12/30
66585 Deutsche Bank AG – HSI R Bear CBBC Dec 2011 L 2011/12/28 2011/12/30
66550 Credit Suisse AG – HSI R Bear CBBC Dec 2011 B 2011/12/28 2011/12/30
66549 Credit Suisse AG – HSI R Bear CBBC Dec 2011 Z 2011/12/28 2011/12/30
66513 Credit Suisse AG – HSI R Bear CBBC Dec 2011 X 2011/12/28 2011/12/30
66512 Credit Suisse AG – HSI R Bear CBBC Dec 2011 V 2011/12/28 2011/12/30
66497 Credit Suisse AG – HSI R Bear CBBC Dec 2011 G 2011/12/28 2011/12/30
65560 UBS AG – HSI R Bear CBBC Dec 2011 T 2011/12/28 2011/12/30
65523 SGA Societe Generale Acceptance N.V.-HSI R Bear CBBC Dec 11Y 2011/12/28 2011/12/30
65568 KBC Fin Products Int’l Ltd. – HSI R Bear CBBC Dec 2011 J 2011/12/28 2011/12/30
65525 SGA Societe Generale Acceptance N.V.-HSI R Bear CBBC Dec 11Z 2011/12/28 2011/12/30
65544 Credit Suisse AG – HSI R Bear CBBC Dec 2011 I 2011/12/28 2011/12/30
65558 Credit Suisse AG – HSI R Bear CBBC Dec 2011 L 2011/12/28 2011/12/30
65160 SGA Societe Generale Acceptance N.V. -HSI R Bear CBBC Dec11P 2011/12/28 2011/12/30
65159 SGA Societe Generale Acceptance N.V. -HSI R Bear CBBC Dec11O 2011/12/28 2011/12/30
64627 Credit Suisse AG – HSI R Bear CBBC Dec 2011 E 2011/12/28 2011/12/30
65161 SGA Societe Generale Acceptance N.V. -HSI R Bear CBBC Dec11Q 2011/12/28 2011/12/30
65521 SGA Societe Generale Acceptance N.V.-HSI R Bear CBBC Dec 11W 2011/12/28 2011/12/30
65479 Deutsche Bank AG – HSI R Bear CBBC Dec 2011 K 2011/12/28 2011/12/30
65242 KBC Fin Products Int’l Ltd. – HSI R Bear CBBC Dec 2011 F 2011/12/28 2011/12/30
65715 UBS AG – HSI R Bear CBBC Dec 2011 Z 2011/12/28 2011/12/30
65788 Credit Suisse AG – HSI R Bear CBBC Dec 2011 R 2011/12/28 2011/12/30
65504 RB of Scotland N.V. – HSCEI R Bear CBBC Dec 2011 B 2011/12/28 2011/12/30
65519 SGA Societe Generale Acceptance N.V.-HSI R Bear CBBC Dec 11U 2011/12/28 2011/12/30
65441 SGA Societe Generale Acceptance N.V.-HSI R Bear CBBC Dec11 S 2011/12/28 2011/12/30
65789 Credit Suisse AG – HSI R Bear CBBC Dec 2011 T 2011/12/28 2011/12/30
66474 Credit Suisse AG – HSI R Bear CBBC Dec 2011 D 2011/12/28 2011/12/30
66584 Deutsche Bank AG – HSI R Bear CBBC Dec 2011 F 2011/12/28 2011/12/30
65847 UBS AG – HSI R Bear CBBC Dec 2011 Y 2011/12/28 2011/12/30
65903 Credit Suisse AG – HSI R Bear CBBC Dec 2011 W 2011/12/28 2011/12/30
65522 SGA Societe Generale Acceptance N.V.-HSI R Bear CBBC Dec 11X 2011/12/28 2011/12/30
66073 KBC Fin Products Int’l Ltd. – HSI R Bear CBBC Dec 2011 O 2011/12/28 2011/12/30
66074 KBC Fin Products Int’l Ltd. – HSI R Bear CBBC Dec 2011 P 2011/12/28 2011/12/30
65520 SGA Societe Generale Acceptance N.V.-HSI R Bear CBBC Dec 11V 2011/12/28 2011/12/30
64121 HK Bank – HSI R Bear CBBC Dec 2011 A 2011/12/28 2011/12/30
65442 SGA Societe Generale Acceptance N.V.-HSI R Bear CBBC Dec11 T 2011/12/28 2011/12/30
64493 CC Rabobank B.A. – HSI R Bear CBBC Dec 2011 E 2011/12/28 2011/12/30
64284 HK Bank – HSI R Bear CBBC Dec 2011 C 2011/12/28 2011/12/30

Last Delisted
64196 UBS AG – HSI R Bear CBBC Dec 2011 A 2011/12/28 2011/12/30
65501 UBS AG – HSI R Bear CBBC Dec 2011 Q 2011/12/28 2011/12/30
64122 HK Bank – HSI R Bear CBBC Dec 2011 B 2011/12/28 2011/12/30
66643 Deutsche Bank AG – HSI R Bull CBBC Dec 2011 D 2011/12/28 2011/12/30
64120 HK Bank – A50 R Bear CBBC Dec 2011 C 2011/12/28 2011/12/30
65470 UBS AG – HSI R Bear CBBC Dec 2011 M 2011/12/28 2011/12/30
65617 RB of Scotland N.V. – HSI R Bear CBBC Dec 2011 K 2011/12/28 2011/12/30
65627 RB of Scotland N.V. – HSI R Bear CBBC Dec 2011 L 2011/12/28 2011/12/30
65629 Macquarie Bank Ltd. – HSI R Bear CBBC Dec 2011 C 2011/12/28 2011/12/30
65477 Deutsche Bank AG – HSI R Bear CBBC Dec 2011 J 2011/12/28 2011/12/30
65637 Credit Suisse AG – HSI R Bear CBBC Dec 2011 M 2011/12/28 2011/12/30
64159 HK Bank – Hutchison R Bear CBBC Dec 2011 A 2011/12/28 2011/12/30
69764 J P Morgan SP BV – HSI R Bear CBBC May 2012 A 2011/12/29 2011/12/30
69756 UBS AG – HSI R Bear CBBC Jun 2012 C 2011/12/29 2011/12/30
Market value and trading for Callable Bull/Bear Contracts, 2007 – 2011
2007 131 20,406.20 71,379.93 0.33

2008 1,314 195,229.08 1,039,556.77 5.91
2009 1,692 91,190.57 1,676,064.95 10.86
2010 1,064 49,816.76 1,455,404.28 8.52
2011 901 43,598.79 1,852,136.14 10.84
2011 Jan 1,134 50,319.78 122,137.06 7.79

Feb 988 43,432.41 107,789.70 8.27
Mar 974 43,399.41 137,170.29 7.57
Apr 853 38,332.31 102,933.04 7.22
May 791 33,963.53 95,643.70 7.40
Jun 711 32,550.52 127,252.52 8.73
Jul 690 29,867.44 123,701.80 9.27
Aug 652 35,768.06 184,287.25 10.19
Sep 642 45,153.85 210,158.40 14.80
Oct 700 43,392.06 241,086.46 16.90
Nov 926 49,029.70 240,430.62 18.27
Dec 901 43,598.79 159,545.30 17.24

Securities Market – Main Board Debt Securities
Newly listed debt securities
Maturity
Code Issuer/company Name of issue Issue price date Listing date
04505# Hongkong Electric Finance Ltd. 4.25% Notes 2020 96.289 2020/12/14 2011/01/20
04506 CNOOC Finance (2011) Ltd. 4.25% Guaranteed Notes 2021 98.590 2021/01/26 2011/01/27
04507 CNOOC Finance (2011) Ltd. 5.75% Guaranteed Notes 2041 99.448 2041/01/26 2011/01/27
04011 Hong Kong Monetary Authority 0.58% Exchange Fund Notes 2013 99.630 2013/02/18 2011/02/17
99.610
04207 The Govt of the HKSAR of the PRC 0.85% Bonds 2013 100.320 2013/03/04 2011/03/04
04508 Xpress Group Ltd. 15.0% Non-Convertible Bonds 2016 100.000 2016/03/10 2011/03/15
04188# Hong Kong Monetary Authority 1.67% Exchange Fund Notes 2014 101.950 2014/03/24 2011/03/21
86003 HKCG (Finance) Ltd. 1.40% RMB Fixed Rate Notes 2016 100.000 2016/04/11 2011/04/11
04509 Hong Kong Mortgage Corporation Ltd. Floating Rate Notes 2013 99.839 2013/04/15 2011/04/18
04510 CITIC Pacific Ltd. 6.625% Notes 2021 100.000 2021/04/15 2011/04/18
04511 CITIC Pacific Ltd. 7.875% Perpetual Subordinated Capital Sec 100.000 Perpetual 2011/04/18
04512 CNPC (HK) Overseas Capital Ltd. 3.125% Guaranteed Senior N 2016 98.968 2016/04/28 2011/04/29
04515 China Huiyuan Juice Group Ltd. 4% Convertible Bonds 2016 100.000 2016/04/29 2011/05/03
#
04206 The Govt of the HKSAR of the PRC 1.43% Bonds 2015 99.080 2015/12/02 2011/05/05
04516 China Resources Power East Foundation Co., Ltd. Perpetual Subordinated Guaranteed Capital Securities 100.000 Perpetual 2011/05/11
04517 China Power International Development Ltd. USD Settled 2.25% Convertible Bonds 2016 100.000 2016/05/17 2011/05/17
#
86004 Rainbow Days Ltd. 2% 2% RMB Guaranteed Bonds 2014 100.000 2014/06/30 2011/07/04
86005 Rainbow Days Ltd. 3% 3% RMB Guaranteed Bonds 2016 100.000 2016/06/30 2011/07/04
86006 Genting Hong Kong Ltd. 3.95% RMB Bonds 2014 100.000 2014/06/30 2011/07/05
04518 Wakala Global Sukuk Berhad USD Trust Certificates 2016 100.000 2016/07/06 2011/07/07
04519 Wakala Global Sukuk Berhad USD Trust Certificates 2021 100.000 2021/07/06 2011/07/07
04520 CLP Power Hong Kong Financing Ltd. 4.75% Notes 2021 99.324 2021/07/12 2011/07/13
86007 Intime Depart Store (Group) Co. Ltd. 4.65% RMB Guaranteed Bonds 2014 100.000 2014/07/19 2011/07/20
04208 The Government of the HKSAR of the PRC iBonds 2014 100.000 2014/07/28 2011/07/29
04209 The Government of the HKSAR of the PRC 2.46% Bonds 2021 103.110 2021/08/04 2011/08/05
86008 Tesco PLC 1.75% RMB Notes 2014 100.000 2014/09/01 2011/09/02
04521 The Hong Kong Mortgage Corp Ltd. Floating Rate Notes 2012 100.000 2012/09/12 2011/09/14
04522 Wharf Finance (No.1) Ltd. 2.875% Fixed Rate Notes 2026 100.000 2026/09/16 2011/09/19
04194# Hong Kong Monetary Authority, The 1.69% Exchange Fund Notes 2014 104.290 2014/09/29 2011/09/19
86009 Asia Cement (China) Holdings Corporation 2.95% RMB Notes 2014 100.000 2014/09/30 2011/10/03
04523 CLP Power Hong Kong Financing Ltd. 2.50% Notes 2026 100.000 2026/10/13 2011/10/14
04524 The Hong Kong Mortgage Corporation Ltd. Floating Rate Notes Oct 2012 100.000 2012/10/17 2011/10/18
04525 The Hong Kong Mortgage Corporation Ltd. Floating Rate Notes Oct 2012 A 100.000 2012/10/20 2011/10/24
86010 CNPC Golden Autumn Ltd. 2.55% Guaranteed RMB Bonds 2013 99.903 2013/10/26 2011/10/27

Newly listed debt securities
Maturity
Code Issuer/company Name of issue Issue price date Listing date
86011 CNPC Golden Autumn Ltd. 2.95% Guaranteed RMB Bonds 2014 99.857 2014/10/26 2011/10/27
04526 Standard Chartered Bank (Hong Kong) Ltd. 4.15% Subordinated Notes 2021 100.000 2021/10/27 2011/10/28
04527 Sun Hung Kai Properties (Capital Market) Ltd. 3.5% Instruments 2016 99.901 2016/11/02 2011/11/03
04202 # The Govt of the HKSAR of the PRC 2.07% Bonds 2014 104.770 2014/11/03 2011/11/03
04528 Bank of China (Hong Kong) Ltd. 3.75% Notes 2016 99.711 2016/11/08 2011/11/09
04529 Skysea International Capital Management Ltd. 4.875% Guaranteed Notes 2021 97.708 2021/12/07 2011/12/08
#
04197 Hong Kong Monetary Authority, The 1.69% Exchange Fund Notes 2014 103.420 2014/12/22 2011/12/19
04022 Hong Kong Monetary Authority, The 0.82% Exchange Fund Notes 2016 99.540 2016/12/19 2011/12/20
#
Further issue
Withdrawal of listed debt securities

Last Delisted
Code Issuer Particulars trading date date
04304 HBAP Redemption of its issue of 7.9% State Treasury of Vietnam Credit Linked Notes due 2011 2011/01/13 2011/01/19
04186 Hong Kong Monetary Authority Redemption of its issue of 0.75% Exchange Fund Notes due 2011 2011/02/11 2011/02/16
02548 HBAP Redemption of its issue of 5.00% Republic of Korea Credit Linked Notes due 2011 2011/03/08 2011/03/14
01606 PB Issuer Ltd. Early redemption of its issue of 3.3% Guaranteed Convertible Bonds due 2013 2011/03/18 2011/03/24
01504 Rafflesia Capital Redemption of its issue of 1.25% Exchangeable Trust Certificates due 2011 2011/04/06 2011/04/12
04305 Magnificent Estates Ltd. Redemption of its issue of 5% Mandatorily Conv Bonds due 2011 2011/04/08 2011/04/14
02588 Hong Kong Link 2004 Ltd. Redemption of its issue of 4.28% Secured Retail Bonds due due 2011 2011/05/04 2011/05/11
02554 People’s Republic of China – 10 Redemption of its issue of 6.80% Notes due 2011 2011/05/18 2011/05/24
02556 People’s Republic of China – 100 2011/05/18 2011/05/24
02555 People’s Republic of China – 1000 2011/05/18 2011/05/24
01511 Treasure Source Ltd. Redemption of its issue of 2% Guaranteed Convertible Bonds due 2011 2011/05/18 2011/05/24
02528 Shanghai Industrial Urban Dev Redemption of its issue of Zero Coupon Conv Bonds due 2011 2011/06/08 2011/06/14
02551 Hang Seng Bank Ltd. Early redemption of its issue of Floating Rate Subordinated Notes due 2016 2011/07/15 2011/07/21
02552 Sinofert Holdings Ltd. Redemption of its issue of Zero Coupon Conv Bonds due due 2011 2011/08/03 2011/08/09
04201 The Govt of the HKSAR of the PRC Redemption of its issue of 0.92% Bonds due 2011 2011/08/31 2011/09/05
01507 Yue Yuen Industrial (Holdings) Redemption of its issue of Zero Coupon Conv. Bonds due 2011 2011/11/14 2011/11/18

Debt securities trading by type of issue, 2007 – 2011
HK$ mil
State
Year/month No. of issues Bank Corporation State corporation Supranational Total
2007 175 0.00 0.00 3.29 6.79 0.00 10.09

2008 172 0.00 0.00 1.30 6.10 0.00 7.39
2009 157 0.00 0.00 0.00 3.97 0.00 3.97
2010 169 0.00 0.00 0.00 1.58 0.00 1.58
2011 169 0.00 0.98 840.33 1.95 0.00 843.26
2011 Jan 170 0.00 0.00 0.00 0.80 0.00 0.80

Feb 170 0.00 0.00 0.00 0.25 0.00 0.25
Mar 170 0.00 0.02 0.00 0.90 0.00 0.92
Apr 175 0.00 0.34 0.00 0.00 0.00 0.34
May 174 0.00 0.15 0.00 0.00 0.00 0.15
Jun 173 0.00 0.11 0.00 0.00 0.00 0.11
Jul 180 0.00 0.00 159.22 0.00 0.00 159.22
Aug 180 0.00 0.00 363.94 0.00 0.00 363.94
Sep 183 0.00 0.33 87.62 0.00 0.00 87.95
Oct 190 0.00 0.01 99.99 0.00 0.00 100.00
Nov 190 0.00 0.02 67.91 0.00 0.00 67.94
Dec 192 0.00 0.00 61.65 0.00 0.00 61.65
Market value of listed debt securities as at the end of 2011

Nominal amount
Major group No. of issuers No. of issues (HK$mil)
Bank 3 14 43,469.87
Corporation 41 78 285,746.71
State 6 86 203,691.25
State corporation 6 13 54,561.54
Supranational 1 1 1,406.10
Total 57 192 588,875.47
Listed debt securities, 2007 – 2011

2007 2008 2009 2010 2011
Nominal Nominal Nominal Nominal Nominal
No. of amount No. of amount No. of amount No. of amount No. of amount
Country issues (HK$mil) issues (HK$mil) issues (HK$mil) issues (HK$mil) issues (HK$mil)
Hong Kong 141 219,316.12 141 230,173.89 132 232,960.25 143 319,904.84 163 406,150.23
PRC 15 80,611.04 13 69,183.50 11 61,383.50 10 58,270.00 10 62,170.00
Foreign 19 127,886.08 18 114,644.30 14 97,564.63 15 108,837.77 18 119,149.14
Supranational 0 0.00 0 0.00 0 – 1 1,406.10 1 1,406.10
Total 175 427,813.24 172 414,001.69 157 391,908.38 169 488,418.71 192 588,875.47

Securities Market – Main Board Unit Trusts and Mutual Funds
Newly listed unit trusts and mutual funds
Issue Amount
Code Unit trust / mutual fund Fund manager price (HK$) raised (HK$mil) Listing date
02839 W.I.S.E. – CSI HK Listed Mainland BOCI-Prudential Asset Management Ltd. n.a. n.a. 2011/01/11
Real Estate Tracker
02817 W.I.S.E. – CSI HK Listed Mainland BOCI-Prudential Asset Management Ltd. n.a. n.a. 2011/01/11
Consumption Tracker
02835 Mirae Asset TIGER KOSPI 200 ETF Mirae Asset Global Investments (Hong Kong) Ltd. n.a. n.a. 2011/01/17
03088 HSBC MSCI Golden Dragon ETF HSBC Investment Fund (Hong Kong) Ltd. n.a. n.a. 2011/04/18
03000 HSBC MSCI Hong Kong ETF HSBC Investment Fund (Hong Kong) Ltd. n.a. n.a. 2011/04/18
03033 HSBC MSCI China ETF HSBC Investment Fund (Hong Kong) Ltd. n.a. n.a. 2011/04/18
03083 HSBC MSCI Taiwan ETF HSBC Investment Fund (Hong Kong) Ltd. n.a. n.a. 2011/04/18
87001 Hui Xian Real Estate Investment Trust Hui Xian Asset Management Ltd. RMB 5.24 RMB 10,480.00 2011/04/29
(equivalent to
HKD 12,507.88)
02842 CMS CSI Overseas Mainland Enterprises ETF CMS Asset Management (HK) Co. Limited n.a. n.a. 2011/11/01
Withdrawal of listed unit trusts and mutual funds

Code Unit trust/mutual fund Last trading date Delisted date
Nil
Note: No unit trusts and mutual funds was withdrawal of listing in 2011

Individual performance on unit trusts and mutual funds, 2011
Closing price Closing price Turnover Market
(HK$) (HK$) Change value value
Code Name 2011 2010 (%) (HK$mil) (HK$mil)
Exchange Traded Funds (ETFs)
02819 ABF HK IDX ETF 103.00 102.00 0.98 25.67 2,595.19
02821 ABF PAIF US$124.95 US$122.45 2.04 1,291.24 20,130.37
02842 CMS CSI OME ETF 10.80 n.a. – 2.93 97.20
03022 DCI HK POME 6.90 9.58 -27.97 14.69 6.90
03077 DCI HK SOME 8.08 9.85 -17.97 1.03 12.12
02838 HS FCI25 ETF 153.80 190.70 -19.35 97.91 180.43
02828 HS H-SHARE ETF 99.45 127.00 -21.69 57,108.96 17,638.32
02833 HS HSI ETF 185.30 231.40 -19.92 2,809.97 25,983.81
03033 HSBC MSCI CHINA 23.85 n.a. – 338.18 202.73
03088 HSBC MSCI G DRA 30.60 n.a. – 330.08 110.16
03000 HSBC MSCI HK 25.05 n.a. – 178.59 90.18
03083 HSBC MSCI TW 38.35 n.a. – 1,660.24 268.45
03010 ISHARES APEX 50 33.60 39.55 -15.04 48.60 295.68
03032 ISHARES APEX M 33.00 45.20 -26.99 60.27 105.60
03004 ISHARES APEX S 35.50 48.40 -26.65 76.28 56.80
02801 ISHARES CHINA 17.20 21.85 -21.28 1,128.33 1,135.20
02802 ISHARES EM ASIA 37.25 44.70 -16.67 240.68 208.60
02836 ISHARES INDIA 12.94 20.20 -35.94 2,606.24 1,423.40
02835 MIRAE KS200 16.96 n.a. – 290.61 474.88
03002 POLARISTAIWAN50 10.66 13.96 -23.64 45.26 31.98
02840 SPDR GOLD TRUST 1178.00 1070.00 10.09 10,665.88 505,479.80
03073 SPDR GREATCHINA 21.85 26.85 -18.62 20.88 240.35
02800 TRACKER FUND 18.58 23.20 -19.91 99,528.61 48,103.48
03046 VALUE CHINA ETF 32.10 39.75 -19.25 243.02 218.28
03081 VALUE GOLD ETF 38.90 35.25 10.35 1,165.47 1,003.62
02817 WISE HKLMCONS 7.82 n.a. – 31.94 46.92
02839 WISE HKLMREAL 4.64 n.a. – 47.66 23.20
02825 WISECSIHK100ETF 15.68 19.38 -19.09 3.17 78.40
03051 X CICC-SZSE 100 24.15 44.25 -45.42 30.05 9.06
03049 X DBCSI300 6.16 8.23 -25.15 54,473.10 2,755.37
03061 X DBCSI300BANK 8.80 9.38 -6.18 6,960.99 171.07
03025 X DBCSI300CONDI 7.39 10.08 -26.69 2,009.76 167.90
03017 X DBCSI300ENER 7.60 10.10 -24.75 2,609.02 63.99
02844 X DBCSI300FIN 8.39 10.06 -16.60 2,631.29 103.28
03057 X DBCSI300HEAL 11.12 16.78 -33.73 1,908.37 109.98
03005 X DBCSI300IND 4.84 7.48 -35.29 1,287.45 28.94
03062 X DBCSI300MAT 5.42 8.79 -38.34 3,311.39 44.77
02816 X DBCSI300REAL 8.70 10.58 -17.77 3,491.25 69.95
03063 X DBCSI300TRANS 2.82 4.15 -32.05 958.33 15.28
03052 X DBCSI300UTIL 3.58 4.41 -18.82 1,078.41 14.79
03087 X DBFTSEVIET 142.10 287.60 -50.59 1,453.29 1,525.36
03007 X DBFXIC25 201.00 244.60 -17.83 9.03 2,029.75
03048 X DBMSCIBRAZIL 44.60 57.70 -22.70 88.56 43.04
03009 X DBMSCIEM 27.25 33.80 -19.38 8.84 49.60
03035 X DBMSCIEMASIA 25.45 31.25 -18.56 US$31.75 43.52
02848 X DBMSCIKOREA 399.20 463.00 -13.78 501.11 1,257.18
03043 X DBMSCIPACEXJ 30.20 34.85 -13.34 7.83 14.50
03027 X DBMSCIRUSSIA 20.90 26.80 -22.01 168.07 32.92
03036 X DBMSCITAIWAN 123.60 157.60 -21.57 719.38 835.07
03020 X DBMSCIUSA 235.80 232.60 1.38 572.69 14,297.60
03019 X DBMSCIWORLD 22.75 24.25 -6.19 2.81 41.86
03015 X DBSPCNXNIFTY 693.50 1072.00 -35.31 178.70 1,838.92
03011 X DBUSDCASH US$170.80 US$170.80 – – 306.31
03071 X DCI CH CONS 8.78 11.20 -21.61 30.39 65.85
03001 X ISHARES A DIS 14.56 19.14 -23.93 227.40 378.56
03050 X ISHARES A ENR 11.20 14.92 -24.93 258.52 341.60
02829 X ISHARES A FIN 9.87 12.18 -18.97 281.91 819.21
03006 X ISHARES A INF 10.18 13.34 -23.69 90.28 234.14
03039 X ISHARES A MAT 10.50 16.80 -37.50 252.35 441.00
02841 X ISHARES A STA 20.25 22.90 -11.57 247.22 526.50
02823 X ISHARES A50 10.34 12.74 -18.84 264,824.59 45,558.04
02846 X ISHARESCSI300 21.15 29.95 -29.38 2,146.74 1,142.10
02815 X LYXORETF APEJ 30.30 37.70 -19.63 348.43 364.55
02809 X LYXORETF CMTY 22.25 24.50 -9.18 321.65 418.30
02820 X LYXORETF EMKT 70.00 89.05 -21.39 32.37 477.20
02810 X LYXORETF IND 88.30 141.20 -37.46 248.48 1,050.13
02814 X LYXORETF JPN 7.22 8.59 -15.95 305.37 131.24
02813 X LYXORETF KOR 35.20 40.80 -13.73 224.37 190.04
02826 X LYXORETF NDX 70.70 69.50 1.73 51.34 120.46
02806 X LYXORETF RFEU 39.05 48.75 -19.90 61.20 46.27
02803 X LYXORETF RFUS 43.05 44.45 -3.15 35.10 34.31
02831 X LYXORETF RUS 28.25 35.85 -21.20 257.10 167.25
02837 X LYXORETF TWN 6.55 8.75 -25.14 284.18 241.55
02812 X LYXORETF WLD 9.12 10.06 -9.34 22.33 110.10
02818 X PING AN CRA50 24.30 29.30 -17.06 35.52 388.80
03024 X WISE SSE50ETF 15.56 21.45 -27.46 448.03 186.72
02827 X WISECSI300ETF 27.65 37.80 -26.85 9,706.71 6,591.76
Real Estates Investment Trusts (REITs)

02778 CHAMPION REIT 2.92 4.59 -36.38 7,079.36 14,473.24
00778 FORTUNE REIT 3.79 4.01 -5.49 1,147.47 6,369.84
87001 HUI XIAN REIT RMB3.56 n.a. – 9,577.84 21,712.77
00823 LINK REIT 28.60 24.15 18.43 33,963.76 64,336.87
00808 PROSPERITY REIT 1.50 1.76 -14.77 680.03 2,040.66
01881 REGAL REIT 1.79 2.23 -19.73 1,039.18 5,830.80
00625 RREEF CCT REIT 4.35 4.35 – – 2,019.10
00435 SUNLIGHT REIT 2.22 2.39 -7.11 710.67 3,550.61
00405 YUEXIU REIT 3.43 4.34 -20.97 1,325.87 3,656.29
Others
00820 HSBCDRAGON FUND 6.32 8.50 -25.65 498.52 2,210.02
02301 NEW ERA PRC F n.a. n.a. – – –
Total 601,318.19 838,337.95
n.a. Closing price is not available.

Market value for unit trusts and mutual funds, 2007 – 2011
Exchange Traded Real Estate Investment
Funds (ETFs) Trusts (REITs) Others Total
Market value Market value Market value Market value
Year/Month No. of issues (HK$mil) No. of issues (HK$mil) No. of issues (HK$mil) No. of issues (HK$mil)
2007 17 105,623.36 7 66,089.08 2 4,098.45 26 175,810.89
2008 24 266,475.46 7 46,405.95 2 1,439.29 33 314,320.70
2009 43 496,812.50 7 73,818.20 2 3,038.50 52 573,669.20
2010 69 696,344.55 8 102,876.43 2 3,034.79 79 802,255.77
2011 77 712,137.75 9 123,990.18 2 2,210.02 88 838,337.95
2011 Jan 72 674,434.72 8 105,665.47 2 2,941.96 82 783,042.15

Feb 72 686,142.80 8 102,529.82 2 2,906.26 82 791,578.88
Mar 72 690,953.11 8 104,083.69 2 3,034.79 82 798,071.59
Apr 76 724,560.64 9 132,906.45 2 3,034.79 87 860,501.88
May 76 735,213.82 9 137,638.34 2 2,961.21 87 875,813.37
Jun 76 712,469.72 9 137,043.45 2 2,987.22 87 852,500.38
Jul 76 742,169.03 9 138,556.69 2 2,841.98 87 883,567.70
Aug 76 818,577.34 9 129,624.26 2 2,505.20 87 950,706.80
Sep 76 711,192.27 9 110,532.56 2 2,032.40 87 823,757.23
Oct 76 756,008.55 9 121,069.56 2 2,144.53 87 879,222.63
Nov 77 738,786.50 9 120,683.94 2 1,954.75 88 861,425.20
Dec 77 712,137.75 9 123,990.18 2 2,210.02 88 838,337.95
Trading value for unit trusts and mutual funds, 2007 – 2011
Exchange Traded Real Estate
Funds (ETFs) Investment Trusts (REITs) Others Total
No. of Turnover value Average daily Turnover value Average daily Turnover value Average daily Turnover value Average daily
Year/Month trading days (HK$mil) (HK$mil) (HK$mil) (HK$mil) (HK$mil) (HK$mil) (HK$mil) (HK$mil)
2007 246 160,565.55 652.71 51,497.26 209.34 12,521.15 50.90 224,583.96 912.94
2008 245 441,102.94 1,800.42 51,494.26 210.18 1,853.57 7.57 494,450.77 2,018.17
2009 249 499,685.87 2,006.77 43,078.11 173.00 1,047.20 4.21 543,811.17 2,183.98
2010 249 604,457.98 2,427.54 43,890.09 176.27 741.32 2.98 649,089.39 2,606.78
2011 246 545,295.49 2,216.65 55,524.18 225.71 498.52 2.03 601,318.19 2,444.38
2011 Jan 21 51,265.24 2,441.20 5,492.48 261.55 78.21 3.72 56,835.93 2,706.47
Feb 18 49,417.01 2,745.39 3,758.87 208.83 51.65 2.87 53,227.53 2,957.08
Mar 23 57,598.88 2,504.30 4,371.77 190.08 90.15 3.92 62,060.80 2,698.30
Apr 18 45,577.48 2,532.08 4,760.38 264.47 57.72 3.21 50,395.58 2,799.75
May 20 38,672.67 1,933.63 7,138.16 356.91 22.22 1.11 45,833.05 2,291.65
Jun 21 43,097.12 2,052.24 4,754.32 226.40 25.71 1.22 47,877.15 2,279.86
Jul 20 38,634.28 1,931.71 2,757.16 137.86 24.49 1.22 41,415.92 2,070.80
Aug 23 66,183.45 2,877.54 5,576.76 242.47 43.62 1.90 71,803.83 3,121.91
Sep 20 48,518.95 2,425.95 5,013.85 250.69 25.83 1.29 53,558.63 2,677.93
Oct 20 40,859.77 2,042.99 4,901.38 245.07 23.05 1.15 45,784.19 2,289.21
Nov 22 38,103.59 1,731.98 3,702.51 168.30 21.29 0.97 41,827.39 1,901.24
Dec 20 27,367.07 1,368.35 3,296.54 164.83 34.58 1.73 30,698.19 1,534.91

Securities Market – Main Board Trading Only Stock
Trading value and volume for NASDAQ stocks, 2007 – 2011
Value (HK$) Volume (shares) Deals
Year/month No. of issues No. of trading days Total Average daily Total Average daily Total Average daily
2007 7 246 16,045,288 65,225 79,100 322 244 1
2008 7 245 1,529,100 6,241 8,060 33 43 0
2009 7 249 2,072,100 8,322 13,140 53 70 0
2010 7 249 1,977,730 7,943 10,780 43 47 0
2011 7 246 517,270 2,103 3,750 15 22 0
2011 Jan 7 21 26,560 1,265 130 6 2 0

Feb 7 18 22,400 1,244 140 8 3 0
Mar 7 23 12,430 540 90 4 3 0
Apr 7 18 52,100 2,894 300 17 2 0
May 7 20 144,980 7,249 1,000 50 4 0
Jun 7 21 125,200 5,962 850 40 5 0
Jul 7 20 108,600 5,430 1,040 52 2 0
Aug 7 23 25,000 1,087 200 9 1 0
Sep 7 20 – – – – – –
Oct 7 20 – – – – – –
Nov 7 22 – – – – – –
Dec 7 20 – – – – – –
Trading value and volume for iShares, 2007 – 2011

Value (HK$) Volume (shares) Deals
Year/month No. of issues No. of trading days Total Average daily Total Average daily Total Average daily
2007 2 246 87,360 355 350 1 3 0
2008 2 245 – – – – – –
2009 2 249 – – – – – –
2010 2 249 40,123 161 400 2 1 0
2011 2 246 – – – – – –
2011 Jan 2 21 – – – – – –
Feb 2 18 – – – – – –
Mar 2 23 – – – – – –
Apr 2 18 – – – – – –
May 2 20 – – – – – –
Jun 2 21 – – – – – –
Jul 2 20 – – – – – –
Aug 2 23 – – – – – –
Sep 2 20 – – – – – –
Oct 2 20 – – – – – –
Nov 2 22 – – – – – –
Dec 2 20 – – – – – –
Note: The exchange rate of HK$7.8/US$1 was used to calculate the equivalent value in Hong Kong dollars.

Securities Market – Main Board Historical Section
Stock trading value, 1970 – 2011
HK$mil
High day (*) Low day (*)
No. of
Year Whole year value trading days Average daily Value Date Value Date
1970 6,056.13 294 20.60 56.69 03/10 6.15 06/09

1971 14,806.21 276 53.65 211.39 09/20 9.12 03/01
1972 42,907.54 247 173.71 659.34 11/10 21.48 02/02
1973 48,880.44 245 199.51 704.69 02/08 35.39 08/29
1974 11,436.70 245 46.68 219.33 06/17 10.91 12/05
1975 10,359.91 246 42.11 167.46 03/06 9.00 01/06
1976 13,183.31 248 53.16 223.42 02/26 9.72 07/26
1977 6,132.43 246 24.93 67.47 04/18 8.54 10/10
1978 27,445.86 244 112.48 410.91 08/18 9.39 02/10
1979 25,632.21 246 104.20 407.69 09/26 18.39 01/02
1980 95,670.54 246 388.90 1,424.95 11/03 47.58 04/09
1981 105,970.90 244 434.31 991.92 06/12 132.90 10/26
1982 46,221.25 247 187.13 2,064.18 04/26 68.68 12/23
1983 37,166.26 247 150.47 589.22 07/15 40.37 01/04
1984 48,808.70 248 196.81 1,264.27 01/13 38.50 01/03
1985 75,821.03 247 306.97 3,308.08 02/01 116.04 12/23
1986 123,128.35 247 498.50 1,721.13 10/08 124.62 02/05
1987 371,406.46 246 1,509.78 5,407.55 10/02 401.58 04/21
1988 199,480.68 248 804.36 1,889.48 06/15 230.00 09/19
1989 299,146.70 246 1,216.04 3,673.60 05/23 290.01 07/18
1990 288,714.90 248 1,164.17 3,280.82 08/07 338.36 12/28
1991 334,103.92 248 1,347.19 3,389.14 07/05 241.35 01/02
1992 700,577.50 250 2,802.31 6,420.47 05/25 965.50 01/03
1993 1,222,675.13 249 4,910.34 12,909.44 12/10 1,019.78 01/04
1994 1,137,414.00 248 4,586.35 17,204.66 01/07 1,313.55 07/04
1995 826,800.60 247 3,347.37 9,924.41 05/12 1,385.27 05/01
1996 1,412,242.38 249 5,671.66 13,803.84 12/06 2,734.90 05/27
1997 3,788,959.79 245 15,465.14 46,096.84 08/29 3,253.55 12/29
1998 1,701,112.01 247 6,887.09 79,002.61 08/28 1,221.90 12/28
1999 1,915,940.58 247 7,756.84 17,387.59 11/16 2,100.34 02/22
2000 3,047,565.32 247 12,338.32 35,746.19 02/15 4,565.80 12/27
2001 1,950,086.74 243 8,025.05 17,752.03 04/19 2,906.48 12/27
2002 1,599,074.57 247 6,473.99 12,982.41 05/02 2,734.31 01/02
2003 2,545,675.94 248 10,264.82 34,464.21 12/16 2,136.95 01/02
2004 3,948,350.84 249 15,856.83 38,758.84 01/13 7,378.09 08/17
2005 4,498,095.11 247 18,210.91 34,617.04 03/02 9,835.58 05/24
2006 8,332,633.24 247 33,735.36 76,008.14 10/27 16,451.20 06/19
2007 21,506,271.44 246 87,423.87 209,808.30 10/03 35,013.62 03/15
2008 17,600,713.87 245 71,839.65 156,353.59 01/23 21,951.90 12/29
2009 15,439,486.88 249 62,005.97 146,624.25 05/13 28,531.97 03/12
2010 17,076,412.14 249 68,579.97 138,533.28 10/14 33,995.19 02/18
2011 17,091,116.87 246 69,476.08 124,773.84 08/05 24,466.29 12/30
Records since 1970

High year: 2007 High day: 2007/10/03
Low year: 1970 Low day: 1970/06/09
(*) Only full trading days are included for the records.
Market turnover values since 1993 were adjusted for late reported and rejected sales.
Prior to 2 April 1986, there were four stock exchanges in Hong Kong.

Key statistics for listed stocks (1976 – 2011)
No. of listed No. of listed Equities funds raised* Total issued capital Market capitalisation
Year companies securities (HK$mil) (HK$mil) (HK$mil)
1976 295 319 n.a. 23,258 56,675

1977 284 315 n.a. 23,427 51,278
1978 265 298 n.a. 24,916 65,939
1979 262 298 n.a. 26,853 112,809
1980 262 309 n.a. 33,080 209,753
1981 269 335 n.a. 59,274 232,331
1982 273 342 n.a. 63,561 131,640
1983 277 351 n.a. 67,941 142,094
1984 278 348 n.a. 69,945 184,642
1985 279 340 n.a. 72,235 269,511
1986 253 335 14,707 73,106 419,281
1987 276 412 48,082 90,713 419,612
1988 304 479 18,506 106,214 580,378
1989 298 479 20,345 103,404 605,010
1990 299 520 21,233 108,808 650,410
1991 357 597 39,457 117,547 949,172
1992 413 749 105,113 136,111 1,332,184
1993 477 891 90,005 164,062 2,975,379
1994 529 1,006 51,861 177,568 2,085,182
1995 542 1,033 39,202 180,423 2,348,310
1996 583 1,272 100,018 202,861 3,475,965
1997 658 1,533 247,577 236,716 3,202,630
1998 680 1,246 38,257 238,612 2,661,713
1999 701 1,205 148,120 225,577 4,727,527
2000 736 1,294 451,281 283,356 4,795,150
2001 756 1,075 58,593 321,071 3,885,342
2002 812 1,416 101,413 378,586 3,559,099
2003 852 1,598 209,116 400,365 5,477,670
2004 892 1,971 276,521 431,927 6,629,177
2005 934 2,448 298,660 704,903 8,113,333
2006 975 3,184 516,025 892,349 13,248,821
2007 1,048 5,896 571,078 953,098 20,536,463
2008 1,087 5,654 418,188 972,136 10,253,589
2009 1,145 6,441 637,734 1,034,447 17,769,271
2010 1,244 7,730 845,486 1,230,965 20,942,284
2011 1,326 6,551 482,834 1,280,438 17,452,667
Year-end figures
n.a. Not available
* Equities funds raised prior to 1990 do not include share option scheme.

Highest turnover records
Main Board
Year Month
Rank Value (HK$mil) Year Rank Value (HK$mil) Year/Month
1 21,506,271.44 2007 1 3,473,846.35 2007/10
2 17,600,713.87 2008 2 2,993,364.29 2007/11
3 17,091,116.87 2011 3 2,623,012.43 2008/01
4 17,076,412.14 2010 4 2,154,141.65 2010/11
5 15,439,486.88 2009 5 2,152,013.07 2007/08
6 8,332,633.24 2006 6 2,071,514.56 2007/09
7 4,498,095.11 2005 7 1,955,375.05 2010/10
8 3,948,350.84 2004 8 1,878,528.95 2007/07
9 3,788,959.79 1997 9 1,839,413.64 2007/12
10 3,047,565.32 2000 10 1,813,627.99 2008/04
Quarter Day
Rank Value (HK$mil) Year/Quarter Rank Value (HK$mil) Date
1 8,306,624.27 2007/04 1 209,808.30 2007/10/03
2 6,102,056.58 2007/03 2 200,833.43 2007/10/16
3 5,901,036.22 2008/01 3 195,257.20 2007/10/12
4 5,494,945.12 2010/04 4 185,024.96 2007/10/30
5 4,684,220.74 2011/01 5 178,712.17 2007/10/11
6 4,623,402.28 2008/02 6 177,627.69 2007/10/29
7 4,562,366.77 2011/03 7 174,395.47 2007/10/15
8 4,353,187.76 2009/02 8 169,636.11 2007/11/06
9 4,312,121.38 2009/03 9 168,521.99 2007/10/18
10 4,175,836.48 2011/02 10 165,175.30 2007/10/25
Main Board and GEM

Year Month
Rank Value (HK$mil) Year Rank Value (HK$mil) Year/Month
1 21,665,529.92 2007 1 3,487,325.59 2007/10
2 17,652,800.86 2008 2 3,007,223.67 2007/11
3 17,210,077.74 2010 3 2,629,311.19 2008/01
4 17,154,074.37 2011 4 2,168,466.42 2007/08
5 15,515,248.69 2009 5 2,168,191.68 2010/11
6 8,376,311.12 2006 6 2,083,138.17 2007/09
7 4,520,431.80 2005 7 1,968,932.72 2010/10
8 3,974,111.69 2004 8 1,905,011.22 2007/07
9 3,788,959.79 1997 9 1,845,218.16 2007/12
10 3,131,852.45 2000 10 1,821,243.71 2011/04
Quarter Day
Rank Value (HK$mil) Year/Quarter Rank Value (HK$mil) Date
1 8,339,767.42 2007/04 1 210,505.53 2007/10/03
2 6,156,615.82 2007/03 2 201,413.37 2007/10/16
3 5,922,420.08 2008/01 3 195,962.20 2007/10/12
4 5,533,486.38 2010/04 4 185,681.50 2007/10/30
5 4,706,837.99 2011/01 5 179,409.27 2007/10/11
6 4,640,846.32 2008/02 6 178,382.19 2007/10/29
7 4,572,502.61 2011/03 7 174,984.45 2007/10/15
8 4,372,749.49 2009/02 8 170,352.76 2007/11/06
9 4,338,516.02 2009/03 9 169,121.20 2007/10/18
10 4,196,069.47 2011/02 10 165,926.12 2007/10/25
Note: Market turnover values since January 1993 were adjusted for late reported and rejected sales.
Turnover value traded in non-HKD currency securities have been included start from 29 November 2010

10 largest day-to-day fluctuations in stock price indices
S&P/HKEx LargeCap Index 1998-2011
28 February 2003 = 10000
Rank % up Date Closing index Rank % down Date Closing index
1 15.04 1998/02/02 11001.95 1 12.59 2008/10/27 13569.03

2 14.29 2008/10/28 15507.37 2 9.82 1998/01/12 8439.81
3 12.64 2008/10/30 17632.61 3 8.87 2001/09/12 10522.63
4 10.97 2008/01/23 29340.77 4 8.70 2000/04/17 15693.12
5 10.09 2008/10/13 19931.74 5 8.67 2008/01/22 26440.70
6 9.95 1998/10/16 10078.68 6 8.19 2008/10/24 15523.90
7 9.29 2008/09/19 23629.69 7 8.14 2008/10/08 18980.80
8 9.20 1998/09/07 8013.39 8 7.53 1998/08/31 7089.75
9 8.75 1998/08/14 7133.91 9 7.49 2008/10/10 18104.89
10 8.28 2008/12/08 18707.83 10 6.91 2000/01/05 16613.10
Rank Points up Date Closing index Rank Points down Date Closing index
1 2900.07 2008/01/23 29340.77 1 2509.29 2008/01/22 26440.70

2 2009.16 2008/09/19 23629.69 2 1954.87 2008/10/27 13569.03
3 1978.01 2008/10/30 17632.61 3 1916.47 2007/11/05 35248.33
4 1938.34 2008/10/28 15507.37 4 1703.15 2008/01/16 29740.34
5 1907.46 2008/01/25 30474.42 5 1682.08 2008/10/08 18980.80
6 1826.85 2008/10/13 19931.74 6 1654.93 2008/01/21 28949.99
7 1690.88 2007/11/14 35076.20 7 1592.80 2008/02/06 28621.00
8 1594.62 2008/03/25 27333.87 8 1495.17 2000/04/17 15693.12
9 1478.44 2007/08/20 25881.95 9 1466.46 2008/10/10 18104.89
10 1438.53 1998/02/02 11001.95 10 1434.90 2011/08/09 22919.84
Hang Seng Index 1970-2011

31 July 1964 = 100
Rank % up Date Closing index Rank % down Date Closing index
1 18.82 1997/10/29 10765.30 1 33.33 1987/10/26 2241.69

2 14.41 1973/02/09 1449.91 2 21.75 1989/06/05 2093.61
3 14.35 2008/10/28 12596.29 3 13.70 1997/10/28 9059.89
4 14.33 1998/02/02 10578.60 4 13.31 1973/03/26 1229.28
5 13.36 1974/11/27 185.17 5 12.70 2008/10/27 11015.84
6 13.20 1973/02/02 1098.86 6 11.48 1973/04/10 818.39
7 13.20 1973/04/11 926.45 7 11.43 1972/11/13 672.62
8 12.82 2008/10/30 14329.85 8 11.12 1987/10/19 3362.39
9 12.35 1975/01/27 209.62 9 10.78 1989/05/22 2806.57
10 11.71 1973/07/18 602.34 10 10.41 1997/10/23 10426.30
Rank Points up Date Closing index Rank Points down Date Closing index
1 2332.54 2008/01/23 24090.17 1 2061.23 2008/01/22 21757.63

2 1705.41 1997/10/29 10765.30 2 1602.54 2008/10/27 11015.84
3 1695.27 2008/09/19 19327.73 3 1526.02 2007/11/05 28942.32
4 1627.78 2008/10/30 14329.85 4 1438.31 1997/10/28 9059.89
5 1583.10 2008/01/25 25122.37 5 1386.93 2008/01/16 24450.85
6 1580.45 2008/10/28 12596.29 6 1383.01 2008/01/21 23818.86
7 1515.29 2008/10/13 16312.16 7 1380.39 2000/04/17 14762.37
8 1362.66 2007/11/14 29166.01 8 1372.03 2008/10/08 15431.73
9 1356.30 2008/03/25 22464.52 9 1339.24 2008/02/06 23469.46
10 1326.24 1998/02/02 10578.60 10 1226.10 2000/01/05 15846.72

Securities Market – Main Board World Stock Markets
World stock market indices (2007 – 2011)
AUSTRALIA GERMANY HONG KONG KOREA KUALA LUMPUR LONDON NEW YORK PARIS
Year/ Al Ordinaries DAX Capital Hang Seng Composite Composite FTSE DJIA CAC 40
Month Index Value Index Index Stock Index Index 100 Index Index Index
2007 6421.00 5277.23 27812.65 1897.13 1445.03 6456.90 13264.82 5614.08
2008 3659.30 3041.60 14387.48 1124.47 876.75 4434.20 8776.39 3217.97
2009 4882.72 3604.02 21872.50 1682.77 1272.78 5412.90 10428.05 3936.33
2010 4846.88 4053.71 23035.45 2051.00 1518.91 5899.90 11577.51 3804.78
2011 4111.04 3346.06 18434.39 1825.74 1530.73 5572.30 12217.56 3159.81
2011
Jan 4849.95 4136.11 23447.34 2069.73 1519.94 5862.90 11891.93 4005.50
Feb 4922.60 4249.07 23338.02 1939.30 1491.25 5994.00 12226.34 4110.35
Mar 4928.61 4114.03 23527.52 2106.70 1545.13 5908.80 12319.73 3989.18
Apr 4899.05 4360.07 23720.81 2192.36 1534.95 6069.90 12810.54 4106.92
May 4788.92 4138.33 23684.13 2142.47 1558.29 5990.00 12569.79 4006.94
Jun 4659.79 4184.30 22398.10 2100.69 1579.07 5945.70 12414.34 3982.21
Jul 4500.53 4061.01 22440.25 2133.21 1548.81 5815.20 12143.24 3672.77
Aug 4369.85 3281.65 20534.85 1880.11 1447.27 5394.50 11613.53 3256.76
Sep 4070.09 3121.22 17592.41 1769.65 1387.13 5128.50 10913.38 2981.96
Oct 4360.46 3483.90 19864.87 1909.03 1491.89 5544.20 11955.01 3242.84
Nov 4184.67 3454.12 17989.35 1847.51 1472.10 5505.40 12045.68 3154.62
Dec 4111.04 3346.06 18434.39 1825.74 1530.73 5572.30 12217.56 3159.81
Note: Month-end or year-end figures.
SHANGHAI SHENZHEN SINGAPORE SWITZERLAND TAIWAN THAILAND TOKYO TORONTO

Year/ A-Share A-Share FTSE ST SPI General Taipei Weighted Bangkok SET Nikkei Composite
Month Index Index Index Index Stock Index Index 225 Index Index
2007 5521.49 1520.99 3465.63 6925.44 8506.28 858.10 15307.78 13833.06
2008 1911.79 581.51 1761.56 4567.57 4591.22 449.96 8859.56 8987.70
2009 3437.46 1261.26 2897.62 5626.40 8188.11 734.54 10546.44 11746.11
2010 2940.24 1351.14 3190.04 5790.62 8972.50 1032.76 10228.92 13443.22
2011 2304.12 906.91 2646.35 5343.52 7072.08 1025.32 8455.35 11955.09
2011
Jan 2921.82 1252.12 3179.72 5814.95 9145.35 964.10 10237.92 13551.99
Feb 3041.77 1356.49 3010.51 5952.30 8599.65 987.91 10624.09 14136.50
Mar 3065.92 1311.83 3105.85 5791.55 8683.30 1047.48 9755.10 14116.10
Apr 3049.19 1255.94 3179.86 6013.04 9007.87 1093.56 9849.74 13944.79
May 2873.06 1162.99 3159.93 6023.04 8988.84 1073.83 9693.73 13802.88
Jun 2893.53 1210.12 3120.44 5684.50 8652.59 1041.48 9816.09 13300.87
Jul 2829.47 1234.08 3189.26 5315.45 8644.18 1133.53 9833.03 12945.63
Aug 2689.08 1197.70 2885.26 5049.37 7741.36 1070.05 8955.20 12768.70
Sep 2471.10 1053.14 2675.16 5006.46 7225.38 916.21 8700.29 11623.84
Oct 2585.10 1090.57 2855.77 5211.91 7587.69 974.75 8988.39 12252.06
Nov 2444.45 1041.62 2702.46 5131.31 6904.12 995.33 8434.61 12204.11
Dec 2304.12 906.91 2646.35 5343.52 7072.08 1025.32 8455.35 11955.09
Note: Month-end or year-end figures.

Securities Market – Main Board World Stock Markets
World stock market indices (2011)
Weekly movement 1 January 2011 = 1000
1200
1100
New York
1000
London
900
Tokyo
800
Germany
Hong Kong
Taiwan
Shanghai
700
Shenzhen
600
Jan Feb Mar Apr May Jun Jul Aug Sep Oct Nov Dec
New York Hong Kong London Tokyo Shanghai Shenzhen Taiwan Germany

1200
1100
1000 Kuala Lumpur

Thailand
Swiss
Korea
900 Toronto
Australia
Paris
Singapore
800
700
600
Singapore Australia Toronto Kuala Lumpur Thailand Korea Paris Swiss

1200
1100
New York
Kuala Lumpur
Thailand
1000 London
Swiss
Korea
Toronto
900 Australia
Paris
Singapore
Tokyo
800
Germany
Hong Kong
Taiwan
Shanghai
700
600 Shenzhen
New York Hong Kong London Tokyo Shanghai Shenzhen Taiwan Germany
Singapore Australia Toronto Kuala Lumpur Thailand Korea Paris Swiss

Securities Market – Growth Enterprise Market (GEM) Market Indices
S&P/HKEx GEM Index, daily closing (2011)
28 February 2003 = 1000
1 – 755.34 743.09 764.34 – 733.16 – 651.80 540.74 – 471.87 470.85
2 – 770.51 736.26 – – 726.23 – 645.54 538.61 – 475.69 473.21
3 824.10 – 747.60 – 763.11 720.96 – 637.01 – 428.71 471.33 –
4 822.25 – 748.05 757.62 757.45 – 696.19 636.11 – 425.82 475.94 –
5 818.42 – – – 754.60 – 691.22 610.00 533.58 – – 476.37
6 817.61 – – 768.03 763.77 – 687.20 – 531.98 429.45 – 477.58
7 817.54 771.34 754.88 778.28 – 717.72 685.55 – 537.83 431.78 478.60 477.01
8 – 761.07 757.23 782.43 – 709.76 688.87 586.69 536.66 – 478.13 476.88
9 – 750.07 761.38 – 770.59 700.18 – 563.39 540.46 – 481.24 477.05
10 809.41 743.72 758.94 – – 701.39 – 568.39 – 438.75 465.67 –
11 805.80 742.45 752.43 781.37 770.24 – 681.87 548.93 – 451.54 474.73 –
12 798.52 – – 781.86 764.42 – 667.62 555.87 532.59 453.88 – 474.58
13 802.77 – – 782.61 770.61 698.54 676.92 – – 465.40 – 469.73
14 803.28 751.68 755.36 778.50 – 699.87 678.81 – 518.81 472.42 479.32 465.92
15 – 750.44 737.84 785.23 – 697.25 677.60 558.43 517.89 – 476.90 458.79
16 – 744.60 737.33 – 755.77 686.94 – 559.94 527.19 – 470.21 468.91
17 797.20 753.81 716.10 – 756.21 685.16 – 560.48 – 482.31 473.37 –
18 798.68 754.05 728.68 780.30 756.33 – 675.40 553.88 – 463.98 477.99 –
19 792.88 – – 778.99 749.71 – 667.87 535.57 515.83 466.67 – 460.67
20 782.53 – – 784.61 741.34 677.11 666.19 – 503.02 461.17 – 456.30
21 771.76 754.08 747.52 788.85 – 683.10 665.30 – 499.90 462.72 470.62 459.16
22 – 736.34 749.93 – – 689.54 671.81 522.47 476.85 – 467.82 455.88
23 – 732.76 753.36 – 727.27 685.17 – 528.39 464.92 – 467.71 459.11
24 764.15 718.70 762.59 – 731.60 695.20 – 523.35 – 472.68 465.37 –
25 760.58 727.45 769.50 – 727.28 – 661.61 526.36 – 472.85 466.51 –
26 754.36 – – 783.77 724.14 – 657.64 526.08 442.00 471.78 – –
27 753.56 – – 775.57 720.74 690.35 658.80 – 451.06 481.97 – –
28 750.68 738.23 767.47 780.48 – 695.48 654.79 – 450.12 482.38 464.95 462.08
29 – – 767.79 775.99 – 686.66 649.79 526.26 – – 469.03 465.10
30 – – 770.51 – 732.17 695.54 – 539.23 441.40 – 467.62 474.80
31 756.15 – 769.66 – 744.80 – – 541.65 – 484.29 – –
High 824.10 771.34 770.51 788.85 770.61 733.16 696.19 651.80 540.74 484.29 481.24 477.58
Low 750.68 718.70 716.10 757.62 720.74 677.11 649.79 522.47 441.40 425.82 464.95 455.88
Avg 790.58 747.59 751.89 778.27 749.11 698.82 673.05 565.47 505.07 460.03 472.30 468.00
Note: S&P/HKEx GEM Index is compiled by Standard & Poors
S&P/HKEx GEM Index, daily movement (2011)

Index
900
850 824.10
(03/01)
800
750
700
650
600
550
500
450
400
425.82
(04/10)
350
01/11 02/11 03/11 04/11 05/11 06/11 07/11 08/11 09/11 10/11 11/11 12/11
Daily movement 10 MAV 50 MAV

Securities Market – Growth Enterprise Market (GEM) Listing Statistics
Number of securities by type on GEM, 2007 – 2011
Year
Type 2007 2008 2009 2010 2011

Warrants 3 3 1 1 2
Total 196 177 175 170 172
Number of newly listed securities on GEM, 2007 – 2011
Year
Type 2007 2008 2009 2010 2011
Warrants 2 1 0 1 1
Total 4 3 5 8 14
Number of delisted securities from GEM, 2007 – 2011
Year
Type 2007 2008 2009 2010 2011
– Withdrawal of listing 3 3 1 0 0
– Transfer of listing on Main Board* 4 18 4 12 12
Warrants 0 1 2 1 0
Total 7 22 7 13 12
* Transfers of listing from GEM to Main Board pursuant to the revised Rule 9.24 of GEM Listing Rules and to the new Chapter 9A of the Main
Board Listing Rules effective from 1 July 2008

Securities Market – Growth Enterprise Market (GEM) Market Capitalisation
Market capitalisation of GEM, 1999 – 2011
HK$ bil
200
180
161.08
160
134.67
140
120 105.04
100 88.89 84.59
80 67.29 70.18 66.72 66.60
60.96
60 52.22 45.16
40
20 7.24
0
1999 2000 2001 2002 2003 2004 2005 2006 2007 2008 2009 2010 2011
Market capitalisation of GEM by Hang Seng Industry Classification System, 2011

HK$mil
2011
Industry Classification * Jan Feb Mar Apr May Jun Jul Aug Sep Oct Nov Dec
Energy 1,163.49 1,112.89 1,371.89 1,208.98 1,275.24 998.90 930.05 945.33 5,202.05 5,203.64 4,094.99 3,645.71
Materials 23,634.94 24,596.82 28,941.93 27,323.50 25,651.25 22,652.42 20,348.00 13,381.94 12,702.42 12,174.75 11,706.02 9,617.36
Industrial Goods 7,420.48 6,836.13 4,599.13 5,818.61 5,491.84 4,195.88 3,455.28 3,475.38 3,653.58 4,453.99 5,400.24 5,673.49
Consumer Goods 20,042.46 19,779.73 20,782.73 21,381.38 19,992.62 16,844.99 14,916.85 12,857.43 8,567.86 9,404.80 10,541.25 10,599.90
Services 20,433.26 20,895.81 22,064.50 22,201.27 22,102.67 8,004.25 9,180.51 7,640.27 8,109.08 10,149.29 10,261.01 11,044.50
Telecommunications 1,133.39 895.17 1,043.69 1,024.99 1,147.01 988.62 1,034.77 943.07 213.53 218.39 191.35 170.59
Utilities 5,388.54 5,017.51 4,773.77 5,384.74 5,249.37 5,195.69 5,063.44 4,683.52 3,855.87 3,718.84 3,656.37 4,039.92
Financials 4,585.21 4,564.31 4,947.73 5,135.59 6,246.70 6,055.29 5,711.10 4,043.20 3,103.87 3,611.69 3,427.77 3,958.77
Properties & Construction 2,494.65 2,444.94 2,718.34 2,427.00 2,431.63 2,176.12 2,200.10 1,954.62 1,914.68 2,678.53 2,525.14 3,454.73
Information Technology 41,948.70 43,549.44 45,599.00 44,651.55 43,316.77 43,785.58 42,019.39 37,270.89 29,629.43 31,762.41 29,620.00 31,909.46
Conglomerates 1,060.55 761.42 992.56 910.98 882.47 638.09 556.63 556.63 393.72 407.29 542.43 474.63
Total 129,305.67 130,454.17 137,835.27 137,468.59 133,787.58 111,535.83 105,416.13 87,752.28 77,346.08 83,783.62 81,966.59 84,589.06
Note: Month-end figures

Market capitalisation trends on GEM by Hang Seng Industry Classification System,

2007 – 2011
HK$mil
Industry Classification * 2007 2008 2009 2010 2011
Energy 3,262.81 (2.03%) 1,760.29 (3.90%) 4,066.76 (3.87%) 1,468.18 (1.09%) 3,645.71 (4.31%)
Materials 2,925.40 (1.82%) 2,913.84 (6.45%) 15,423.16 (14.68%) 24,258.08 (18.01%) 9,617.36 (11.37%)
Industrial Goods 4,671.16 (2.90%) 1,720.51 (3.81%) 2,007.40 (1.91%) 7,173.86 (5.33%) 5,673.49 (6.71%)
Consumer Goods 41,086.11 (25.51%) 11,232.87 (24.87%) 23,776.91 (22.64%) 23,351.87 (17.34%) 10,599.90 (12.53%)
Services 36,000.21 (22.35%) 9,989.03 (22.12%) 20,378.65 (19.40%) 22,223.51 (16.50%) 11,044.50 (13.06%)
Telecommunications 266.73 (0.17%) 49.86 (0.11%) 2,261.48 (2.15%) 1,312.73 (0.97%) 170.59 (0.20%)
Utilities 3,150.08 (1.96%) 999.47 (2.21%) 7,283.78 (6.93%) 5,603.33 (4.16%) 4,039.92 (4.78%)
Financials 5,447.98 (3.38%) 1,149.34 (2.54%) 1,676.50 (1.60%) 5,074.92 (3.77%) 3,958.77 (4.68%)
Properties & Construction 1,818.61 (1.13%) 433.05 (0.96%) 4,951.98 (4.71%) 2,632.00 (1.95%) 3,454.73 (4.08%)
Information Technology 62,451.88 (38.77%) 14,915.91 (33.03%) 23,152.33 (22.04%) 40,338.30 (29.95%) 31,909.46 (37.72%)
Conglomerates – (0.00%) – (0.00%) 57.48 (0.05%) 1,237.31 (0.92%) 474.63 (0.56%)
Equity total 161,080.97 (100.00%) 45,164.18 (100.00%) 105,036.43 (100.00%) 134,674.08 (100.00%) 84,589.06 (100.00%)
( ) % of equity market total

Year-end figures

Securities Market – Growth Enterprise Market (GEM) Market Capitalisation
50 leading companies in market capitalisation on GEM
End of 2011
Issued capital Closing price Market capitalisation % of
Rank Code Company (shares) (HK$) (HK$mil) market total
1 08137 Honbridge Holdings Ltd. 6,205,679,716 1.210 7,508.87 8.88

2 08086 ePRO Ltd. 5,378,559,570 1.360 7,314.84 8.65
3 08043 ERA Mining Machinery Ltd. 5,688,274,395 0.850 4,835.03 5.72
4 08035 Binhai Investment Co. Ltd. 5,992,812,000 0.390 2,337.20 2.76
5 08075 Media Asia Group Holdings Ltd. 13,140,257,612 0.167 2,194.42 2.59
6 08192 Global Energy Resources International Group Ltd. 12,548,000,000 0.169 2,120.61 2.51
7 08008 Sunevision Holdings Ltd. 2,322,208,031 0.910 2,113.21 2.50
8 08356 Tsun Yip Holdings Ltd. 1,664,735,664 1.260 2,097.57 2.48
9 08032 Viva China Holdings Ltd. 19,081,859,785 0.103 1,965.43 2.32
10 08158 China Bio-Med Regeneration Technology Ltd. 7,056,880,000 0.248 1,750.11 2.07
11 08070 Zhongyu Gas Holdings Ltd. 2,398,207,684 0.710 1,702.73 2.01
12 08046 Heng Xin China Holdings Ltd. 2,487,091,991 0.620 1,542.00 1.82
13 08207 Credit China Holdings Ltd. 1,750,000,000 0.810 1,417.50 1.68
14 08270 China Leason CBM & Shale Gas Group Co. Ltd. 3,942,505,023 0.340 1,340.45 1.58
15 08029 Sun International Resources Ltd. 927,600,000 1.290 1,196.60 1.41
16 08179 Gayety Holdings Ltd. 320,000,000 3.700 1,184.00 1.40
17 08066 Phoenitron Holdings Ltd. 3,027,205,000 0.385 1,165.47 1.38
18 08122 LifeTech Scientific Corporation 500,000,000 2.250 1,125.00 1.33
19 08279 AGTech Holdings Ltd. 3,713,953,375 0.300 1,114.19 1.32
20 08155 South China Land Ltd. 11,178,498,344 0.099 1,106.67 1.31
21 08206 China Communication Telecom Services Co. Ltd. 1,194,697,017 0.920 1,099.12 1.30
22 08292 HC International, Inc. 545,048,645 1.900 1,035.59 1.22
23 08005 Yuxing InfoTech Investment Holdings Ltd. 1,735,120,000 0.590 1,023.72 1.21
24 08161 China LotSynergy Holdings Ltd. 7,411,964,000 0.129 956.14 1.13
25 08085 ZMAY Holdings Ltd. 2,492,786,138 0.370 922.33 1.09
26 08058 Shandong Luoxin Pharmacy Stock Co. Ltd. – H Shares 164,560,000 5.250 863.94 1.02
27 08083 China Innovationpay Group Ltd. 3,964,639,457 0.215 852.40 1.01
28 08071 China Netcom Technology Holdings Ltd. 9,271,175,247 0.089 825.13 0.98
29 08096 Ruifeng Petroleum Chemical Holdings Ltd. 3,998,275,000 0.201 803.65 0.95
30 08102 Shanghai Fudan Microelectronics Group Co. Ltd. – H Shares 242,330,000 3.200 775.46 0.92
31 08203 Kaisun Energy Group Ltd. 2,593,005,700 0.290 751.97 0.89
32 08351 Larry Jewelry International Co. Ltd. 862,854,500 0.760 655.77 0.78
33 08116 China Public Healthcare (Holding) Ltd. 11,272,498,882 0.057 642.53 0.76
34 08167 Neo Telemedia Ltd. 2,271,570,000 0.280 636.04 0.75
35 08011 Polyard Petroleum International Group Ltd. 1,822,506,129 0.340 619.65 0.73
36 08016 China Data Broadcasting Holdings Ltd. 334,000,000 1.820 607.88 0.72
37 08175 China Digital Licensing (Group) Ltd. 2,253,101,039 0.265 597.07 0.71
38 08123 First China Financial Network Holdings Ltd. 4,028,964,120 0.142 572.11 0.68
39 08228 National Arts Holdings Ltd. 801,254,139 0.690 552.87 0.65
40 08061 AcrossAsia Ltd. 5,064,615,385 0.102 516.59 0.61
41 08109 Creative Energy Solutions Holdings Ltd. 176,000,000 2.900 510.40 0.60
42 08128 China Ground Source Energy Ltd. 2,065,307,117 0.242 499.80 0.59
43 08156 China Vanguard Group Ltd. 3,271,893,839 0.149 487.51 0.58
44 08080 North Asia Strategic Holdings Ltd. 13,560,763,487 0.035 474.63 0.56
45 08129 China Bio Cassava Holdings Ltd. 8,203,300,000 0.057 467.59 0.55
46 08189 Tianjin TEDA Biomedical Engineering Co. Ltd. – H Shares 705,000,000 0.650 458.25 0.54
47 08190 Combest Holdings Ltd. 3,201,500,000 0.136 435.40 0.51
48 08306 China Nonferrous Metals Co. Ltd. 5,006,539,747 0.086 430.56 0.51
49 08233 CIG Yangtze Ports PLC 1,177,056,180 0.360 423.74 0.50
50 08041 China Post E-Commerce (Holdings) Ltd. 3,097,093,296 0.134 415.01 0.49
Total 67,044.78 79.26
Equity total 84,589.06 100.00

Securities Market – Growth Enterprise Market (GEM) Trading Statistics and Analysis
Trading value and volume for GEM, 2007 – 2011
Value (HK$mil) Volume (mil of shares) Deals
Year/Month No. of trading days Total Average daily Total Average daily Total Average daily
2007 246 159,258.48 647.39 250,147.84 1,016.86 3,270,681 13,295
2008 245 52,086.99 212.60 161,545.11 659.37 1,395,036 5,694
2009 249 75,761.81 304.26 296,240.90 1,189.72 2,106,196 8,459
2010 249 133,665.60 536.81 446,921.79 1,794.87 3,367,683 13,525
2011 246 62,957.51 255.92 285,503.28 1,160.58 1,721,719 6,999
2011 Jan 21 7,054.56 335.93 28,349.04 1,349.95 199,685 9,509

Feb 18 6,878.92 382.16 56,759.02 3,153.28 172,719 9,596
Mar 23 8,683.77 377.56 39,611.47 1,722.24 236,553 10,285
Apr 18 6,606.31 367.02 35,216.58 1,956.48 186,409 10,356
May 20 8,060.18 403.01 26,188.01 1,309.40 196,414 9,821
Jun 21 5,566.49 265.07 17,821.20 848.63 124,393 5,923
Jul 20 3,691.08 184.55 11,541.78 577.09 98,127 4,906
Aug 23 4,087.63 177.72 16,655.48 724.15 128,460 5,585
Sep 20 2,357.13 117.86 12,094.68 604.73 90,232 4,512
Oct 20 2,697.32 134.87 14,831.45 741.57 102,242 5,112
Nov 22 3,945.33 179.33 13,835.96 628.91 97,601 4,436
Dec 20 3,328.78 166.44 12,598.61 629.93 88,884 4,444
Notes: Turnover value traded in non-HKD currency securities have been included start from 29 November 2010.
Trading value for GEM by Hang Seng Industry Classification System, 2011
Equity turnover
Annual turnover
Industry Classification * No. of issue # HK$mil % of total velocity (%)
Energy 5 1,089.38 1.73 29.88
Materials 11 9,225.38 14.65 95.92
Industrial Goods 8 5,180.19 8.23 91.31
Consumer Goods 36 8,886.24 14.12 83.83
Services 27 8,469.07 13.45 76.68
Telecommunications 2 303.23 0.48 177.75
Utilities 2 551.41 0.88 13.65
Financials 12 6,869.23 10.91 173.52
Properties & Construction 4 1,378.00 2.19 39.89
Information Technology 62 20,698.25 32.88 64.87
Conglomerates 1 303.05 0.48 63.85
Total 170 62,953.43 100.00 74.42
Notes:
1. Equity turnover values have been adjusted for late reported and rejected sales.
#
Year-end figures
20 most active GEM stocks (in dollars)

Rank Stock Code Stock Name Turnover (HK$mil) % of market total
1 08137 HONBRIDGE 5,101.43 8.10
2 08046 HENG XIN CHINA 4,399.42 6.99
3 08207 CREDIT CHINA 3,268.62 5.19
4 08043 ERA MINING MACH 3,251.29 5.16
5 08009 IMERCHANTS 2,775.44 4.41
6 08277 WUMART 1,734.54 2.76
7 08071 CH NETCOMTECH 1,726.59 2.74
8 08032 VIVA CHINA 1,514.34 2.41
9 08161 CHINALOTSYNERGY 1,485.52 2.36
10 08029 SUN INT’L 1,288.13 2.05
11 08351 LARRY JEWELRY 1,240.58 1.97
12 08356 TSUN YIP HLDGS 1,211.20 1.92
13 08075 MEDIA ASIA 1,154.79 1.83
14 08078 CHINA3D DIGIT 1,085.59 1.72
15 08086 EPRO 1,068.61 1.70
16 08167 NEO TELEMEDIA 1,013.21 1.61
17 08270 CHINA LEASON 989.58 1.57
18 08066 PHOENITRON HOLD 983.30 1.56
19 08150 SEAMLESS GREEN 971.91 1.54
20 08132 FAIRSON HLDGS 851.56 1.35
Total 37,115.65 58.96
Equity total 62,953.43 100.00

20 most active GEM stocks (in shares)
Rank Stock Code Stock Name Turnover (mil of shares) % of market total
1 08009 IMERCHANTS 73,263.19 25.68
2 08078 CHINA3D DIGIT 25,555.56 8.96
3 08167 NEO TELEMEDIA 9,034.18 3.17
4 08130 ZHI CHENG H 9,006.05 3.16
5 08103 TAI SHING 7,606.23 2.67
6 08161 CHINALOTSYNERGY 7,366.20 2.58
7 08116 C PUBLIC HEALTH 7,203.95 2.53
8 08071 CH NETCOMTECH 6,804.35 2.38
9 08032 VIVA CHINA 6,549.72 2.30
10 08080 NAS HOLDINGS 5,753.22 2.02
11 08171 CHINA TRENDS 5,616.46 1.97
12 08202 INNO-TECH HOLD 5,475.11 1.92
13 08017 LONG SUCCESS 5,173.00 1.81
14 08163 MERDEKA RES 4,874.53 1.71
15 08043 ERA MINING MACH 4,649.22 1.63
16 08382 CH 3D DIGIT RTS 4,636.69 1.63
17 08075 MEDIA ASIA 4,337.34 1.52
18 08212 HK LIFE GROUP 4,174.67 1.46
19 08022 TLT LOTTOTAIN 3,559.65 1.25
20 08046 HENG XIN CHINA 3,407.30 1.19
Total 204,046.63 71.52
Equity total 285,302.28 100.00
20 GEM Stocks with largest price changes (increase)

Closing price
(HK$)
Rank Stock Code Stock Name 2010 2011 % up
1 08233 CIG PORTS 0.081 0.360 344.44
2 08356 TSUN YIP HLDGS 0.290 1.260 334.48
3 08085 ZMAY HOLDINGS 0.154 0.370 140.26
4 08189 TEDA BIOMEDICAL 0.315 0.650 106.35
5 08270 CHINA LEASON 0.178 0.340 91.01
6 08292 HC INTL 1.010 1.900 88.12
7 08028 TIMELESS 0.089 0.150 68.54
8 08086 EPRO 0.910 1.360 49.45
9 08050 FLEXSYSTEM 0.241 0.360 49.38
10 08266 M TEL 0.171 A 0.255 49.12
11 08109 CREATIVE ENERGY 2.150 2.900 34.88
12 08016 CHINA DATACAST 1.360 1.820 33.82
13 08198 MELCOLOT 0.149 0.185 24.16
14 08325 ORIENTAL CITY 0.510 0.560 9.80
15 08011 POLYARD PETRO 0.312 A 0.340 8.97
16 08258 NW INDUSTRY 0.240 0.260 8.33
17 08351 LARRY JEWELRY 0.710 0.760 7.04
18 08070 ZHONGYU GAS 0.680 0.710 4.41
19 08043 ERA MINING MACH 0.830 0.850 2.41
20 08150 SEAMLESS GREEN 0.920 0.940 2.17
(A) Adjusted
20 GEM Stocks with largest price changes (decrease)

Closing price
(HK$)
Rank Stock Code Stock Name 2010 2011 % down
1 08202 INNO-TECH HOLD 7.200 A 0.405 94.38
2 08212 HK LIFE GROUP 4.080 A 0.350 91.42
3 08009 IMERCHANTS 0.095 0.010 89.47
4 08103 TAI SHING 1.760 A 0.191 89.15
5 08078 CHINA3D DIGIT 1.350 A 0.155 88.52
6 08186 CHINA ASEAN RES 0.580 0.098 83.10
7 08321 C AUTO INT DECO 1.260 0.236 81.27
8 08022 TLT LOTTOTAIN 1.650 A 0.310 81.21
9 08130 ZHI CHENG H 1.800 A 0.350 80.56
10 08060 GLOBAL LINK 0.520 0.103 80.19
11 08143 HUA XIA HEALTH 0.640 0.128 80.00
12 08167 NEO TELEMEDIA 1.300 A 0.280 78.46
13 08096 RUIFENG PETRO 0.930 0.201 78.39
14 08117 CHINA P RES 0.191 0.047 75.39
15 08271 GDC 1.010 0.250 75.25
16 08173 PAN ASIA MINING 0.633 A 0.165 73.93
17 08071 CH NETCOMTECH 0.325 0.089 72.62
18 08272 C FOOD&BEV GP 0.149 A 0.042 71.81
19 08032 VIVA CHINA 0.340 0.103 69.71
20 08053 CH ELEC POWER 0.194 0.065 66.49
(A) Adjusted

Market capitalisation and trading value of GEM listed companies
by incorporation place
End of 2011
No. of Market capitalisation % of Turnover % of
Country listed companies (HK$mil) equity total (HK$mil) equity total
Bermuda 36 19,080.44 22.56 18,035.24 28.65
Cayman Islands 101 60,300.58 71.29 37,296.03 59.24
Hong Kong 4 596.37 0.71 3,549.71 5.64
PRC 29 4,611.67 5.45 4,072.46 6.47
Total 170 84,589.06 100.00 62,953.43 100.00
Average dividend yields of GEM listed stocks by Hang Seng Industry Classification
System*, 2007 – 2011
(%)
Industrial Consumer Properties & Information
Year/Month All listed stocks Energy Materials Goods Goods Services Telecommunications Utilities Financials Construction Technology Conglomerates
2007 0.68 0.00 1.37 0.36 0.94 1.23 0.00 0.00 1.35 0.59 0.19 0.00
2008 2.76 0.00 0.00 0.77 2.87 1.50 0.00 0.00 0.00 6.62 4.91 0.00
2009 0.77 0.00 0.02 0.47 0.66 0.79 0.00 0.12 0.03 0.29 1.97 0.00
2010 0.95 0.00 0.00 0.03 0.51 0.88 0.00 0.00 0.00 0.29 1.03 43.96
2011 0.52 0.00 0.10 0.07 0.26 0.16 3.04 0.00 1.33 0.50 0.96 0.00
2011 Jan 0.98 0.00 0.00 0.05 0.62 0.96 0.00 0.00 0.00 0.36 0.94 51.28
Feb 1.01 0.00 0.00 0.06 0.62 0.94 0.00 0.00 0.00 0.37 1.00 71.43
Mar 0.98 0.00 0.07 0.08 0.24 1.07 0.50 0.00 0.63 0.77 0.95 54.79
Apr 0.97 0.00 0.03 0.07 0.24 1.06 0.51 0.00 0.60 0.86 0.97 59.70
May 0.97 0.00 0.04 0.07 0.13 1.06 0.45 0.00 0.50 0.86 0.97 61.54
Jun 1.00 0.00 0.04 0.09 0.16 0.17 0.52 0.00 0.87 0.96 1.00 85.11
Jul 1.06 0.00 0.05 0.11 0.18 0.15 0.50 0.00 0.92 0.98 1.04 97.56
Aug 0.54 0.00 0.07 0.11 0.21 0.23 0.55 0.00 1.30 0.81 0.92 0.00
Sep 0.65 0.00 0.07 0.11 0.32 0.22 2.43 0.00 1.70 0.83 1.25 0.00
Oct 0.60 0.00 0.08 0.09 0.29 0.17 2.38 0.00 1.46 0.59 1.17 0.00
Nov 0.53 0.00 0.08 0.07 0.26 0.17 2.71 0.00 1.54 0.63 1.03 0.00
Dec 0.52 0.00 0.10 0.07 0.26 0.16 3.04 0.00 1.33 0.50 0.96 0.00

Average price earnings ratios of GEM listed stocks by Hang Seng Industry
(Times)
Industrial Consumer Properties & Information
Year/Month All listed stocks Energy Materials Goods Goods Services Telecommunications Utilities Financials Construction Technology Conglomerates
2007 44.91 69.57 12.69 32.77 35.99 55.45 0.00 160.34 58.66 29.21 52.02 0.00
2008 8.01 27.13 4.99 1.23 8.31 15.50 0.00 28.88 130.11 6.11 10.10 0.00
2009 38.98 108.75 155.11 17.81 20.93 36.12 0.00 237.62 501.48 127.73 34.42 0.00
2010 31.10 2.32 182.62 264.44 20.63 37.48 0.00 30.06 1204.91 2060.55 27.96 6.95
2011 22.16 0.00 68.12 29.87 22.33 33.28 7.24 62.76 23.60 4.49 19.55 21.87
2011 Jan 29.57 1.84 171.25 235.72 17.96 34.46 0.00 28.91 1088.64 1953.02 28.13 5.95
Feb 29.71 1.76 178.22 217.15 17.57 35.24 0.00 26.92 1083.68 1914.10 29.05 4.27
Mar 25.78 0.00 204.99 24.24 17.37 32.08 6.26 24.41 60.21 3.61 25.95 5.57
Apr 25.71 0.00 193.52 30.66 17.85 32.25 6.15 27.54 62.50 3.23 25.43 5.11
May 24.42 0.00 181.68 28.94 15.58 32.10 6.88 26.23 76.02 3.23 24.11 4.96
Jun 23.61 0.00 160.44 22.11 13.27 24.61 5.93 50.14 36.10 2.85 27.80 29.38
Jul 22.60 0.00 144.12 18.21 12.31 28.23 6.21 48.86 34.05 2.88 26.74 25.63
Aug 18.90 0.00 94.78 18.31 10.56 23.40 5.66 45.19 24.11 2.56 24.13 25.63
Sep 20.23 0.00 89.97 19.25 18.75 24.84 9.07 37.21 18.51 2.50 18.20 18.12
Oct 22.07 0.00 86.23 23.47 20.58 30.58 9.27 58.08 21.53 3.50 19.44 18.75
Nov 21.53 0.00 82.91 28.46 22.46 30.92 8.12 56.80 20.44 3.30 18.14 25.00
Dec 22.16 0.00 68.12 29.87 22.33 33.28 7.24 62.76 23.60 4.49 19.55 21.87


Statistics on China enterprises (H shares) for GEM, 2007 – 2011
2007 42 12,219.59 4.89 23,632.65 14.84 22,695.38 14.09
2008 40 3,604.15 2.23 7,861.73 15.09 11,550.65 25.57
2009 40 7,978.91 2.69 15,501.38 20.46 27,059.82 25.76
2010 35 8,512.17 1.91 16,933.86 12.67 20,154.24 14.97
2011 29 2,498.11 0.87 4,072.46 6.47 4,611.67 5.45
2011 Jan 33 339.39 1.20 720.28 10.21 17,431.05 13.48

Feb 33 204.19 0.36 542.06 7.88 17,353.07 13.30
Mar 31 277.15 0.70 695.85 8.01 16,541.33 12.00
Apr 31 227.39 0.65 427.31 6.47 16,970.36 12.34
May 31 292.04 1.12 538.57 6.68 16,474.95 12.31
Jun 30 190.36 1.07 376.70 6.77 6,325.66 5.67
Jul 30 149.91 1.30 171.53 4.65 6,096.66 5.78
Aug 30 176.51 1.06 188.55 4.61 5,641.42 6.43
Sep 30 117.66 0.97 118.33 5.02 4,957.81 6.41
Oct 29 86.20 0.58 81.23 3.01 4,949.73 5.91
Nov 29 245.64 1.78 127.47 3.23 4,872.23 5.94
Dec 29 191.67 1.52 84.57 2.54 4,611.67 5.45
Note: Market capitalisation represents the value of the H shares only, not that of the entire issued capital of the enterprise.
Statistics on Red chips stocks for GEM, 2007 – 2011

2007 4 18,215.14 7.29 10,839.99 6.81 10,378.89 6.44
2008 4 3,982.77 2.47 1,845.01 3.54 988.62 2.19
2009 5 2,067.92 0.70 1,456.88 1.92 6,551.60 6.24
2010 5 3,362.76 0.75 2,320.16 1.74 5,285.11 3.92
2011 5 1,168.32 0.41 629.06 1.00 3,432.64 4.06
2011 Jan 5 124.98 0.44 96.72 1.37 5,086.96 3.93

Feb 5 99.23 0.17 79.00 1.15 5,052.47 3.87
Mar 5 148.55 0.38 107.05 1.23 4,833.68 3.51
Apr 5 89.93 0.26 59.01 0.89 4,620.22 3.36
May 5 166.79 0.64 87.46 1.09 4,306.90 3.22
Jun 5 93.68 0.53 43.16 0.78 4,199.53 3.77
Jul 5 90.68 0.79 42.82 1.16 4,052.23 3.84
Aug 5 65.31 0.39 24.64 0.60 3,393.16 3.87
Sep 5 31.88 0.26 10.14 0.43 2,714.49 3.51
Oct 5 99.20 0.67 29.73 1.10 3,248.43 3.88
Nov 5 48.32 0.35 15.76 0.40 3,041.12 3.71
Dec 5 109.76 0.87 33.56 1.01 3,432.64 4.06
Cash dividend payout of GEM listed companies by Hang Seng Industry

Industrial Consumer Properties Information Total dividend
No. of companies No. of Energy Materials Goods Goods Services Telecommunications Utilities Financials & Construction Technology Conglomerates payout
Year/Month declared companies paid (HK$mil) (HK$mil) (HK$mil) (HK$mil) (HK$mil) (HK$mil) (HK$mil) (HK$mil) (HK$mil) (HK$mil) (HK$mil) (HK$mil)
2007 192 41 8.51 41.41 16.83 372.95 444.12 – 15.86 58.84 7.41 118.81 – 1,084.74
2008 188 35 – 15.11 13.23 154.74 251.12 – – – 28.66 977.09 – 1,439.96
2009 174 28 – 3.12 9.34 176.19 146.92 – 8.50 0.50 16.42 847.94 – 1,208.93
2010 178 35 – – 22.26 204.54 200.79 – – – 7.69 408.67 543.87 1,387.81
2011 175 27 – 9.44 3.90 36.01 207.54 5.19 – 51.04 13.24 306.24 – 632.59
2011 Jan 11 2 – – – – – – – – – – – –
Feb 50 1 – – – – – – – – 1.29 – – 1.29
Mar 105 18 – – – – – – – – – – – –
Apr 8 0 – – 3.90 – – – – – – 41.58 – 45.48
May 114 0 – – – 8.68 65.25 5.19 – 31.04 – 14.06 – 124.22
Jun 44 3 – – – 17.39 127.54 – – – – 17.61 – 162.54
Jul 5 0 – 9.44 – – – – – – 11.95 13.91 – 35.31
Aug 144 2 – – – – – – – 20.00 – 3.49 – 23.49
Sep 19 2 – – – 9.94 11.30 – – – – – – 21.23
Oct 9 0 – – – – – – – – – – – –
Nov 160 0 – – – – 3.45 – – – – 153.73 – 157.18
Dec 6 0 – – – – – – – – – 61.85 – 61.85
Notes:

Securities Market – Growth Enterprise Market (GEM) Listed Companies
Newly listed companies on GEM
Ordinary companies
No. of Offer Funds Listing date/
08265 Powerwell Pacific Holdings Ltd. Offer for placing 42,000,000 0.800 33.60 2011/01/26 Access Capital Ltd.
Services – Support Services n.a. CIMB Securities (HK) Ltd.
08087 China 33 Media Group Ltd. Offer for placing 153,090,000 1.800 275.56 2011/02/28 Daiwa Capital Markets
Offer for sale 12,000,000 1.800 21.60 n.a. Hong Kong Ltd.
Services – Media & Publishing
08098 CL Group (Holdings) Ltd. Offer for placing 250,000,000 0.485 121.25 2011/03/08 VC Capital Ltd.
Financials – Other Financials n.a.
08132 Fairson Holdings Ltd. Offer for placing 165,000,000 0.300 49.50 2011/05/18 Partners Capital International Ltd.
Industrial Goods n.a.
08193 GreaterChina Professional Offer for placing 125,000,000 0.720 90.00 2011/05/31 Grand Vinco Capital Limited
Services Ltd. Financials – Other Financials n.a. Emperor Capitals Ltd.
08179 Gayety Holdings Ltd. Offer for placing 80,000,000 1.000 80.00 2011/07/08 Quam Capital Ltd.
Services – Hotels, n.a.
08160 Legend Strategy International Offer for placing 45,000,000 1.200 54.00 2011/07/15 Quam Capital Ltd.
Holdings Group Co. Ltd. Services – Hotels, n.a.
08112 Focus Media Network Ltd. Offer for placing 82,000,000 0.720 59.04 2011/07/28 CIMB Securities (HK) Ltd.
Services – n.a.
Media & Entertainment
08020 Chanceton Financial Group Ltd. Offer for placing 120,000,000 0.300 36.00 2011/10/12 Grand Vinco Capital Ltd.
Offer for sale 80,000,000 0.300 24.00 n.a. Ample Capital Ltd.
08122 LifeTech Scientific Corporation Offer for subscription 8,404,000 2.000 16.81 2011/11/10 Piper Jaffray Asia Ltd.
Offer for placing 84,096,000 2.000 168.19 0.6723
Offer for sale 41,874,000 2.000 83.75
Consumer Goods
– Health & Personal Care
08012 RENHENG Enterprise Offer for placing 50,000,000 1.200 60.00 2011/11/18 Shenyin Wanguo
Holdings Ltd. Capital (H.K.) Ltd.
Industrial Goods n.a.
08215 First Credit Holdings Ltd. Offer for placing 200,000,000 0.300 60.00 2011/12/13 Altus Capital Ltd.
Offer for sale 100,000,000 0.300 30.00 n.a.
08246 Noble House (China) Offer for placing 70,000,000 0.720 50.40 2011/12/30 Quam Capital Ltd.
Holdings Ltd. Offer for sale 28,000,000 0.720 20.16 n.a.
Services – Hotels,
Total 1,333.86
#
Industry Classification is provided by Hang Seng Indexes Company Limited.

Withdrawal of listed companies from GEM
Last Delisted
Code Company trading date date
08259# Yantai North Andre Juice Co. Ltd. – H Shares 2011/01/18 2011/01/19*
08157# Capinfo Co. Ltd. – H Shares 2011/01/20 2011/01/21*
08331# Zhejiang Shibao Co. Ltd. – H Shares 2011/03/08 2011/03/09*
08196# Launch Tech Co. Ltd. – H Shares 2011/03/25 2011/03/28*
#
08065 Sino Haijing Holdings Ltd. 2011/05/11 2011/05/12*
08305# Jiangchen International Holdings Ltd. 2011/05/13 2011/05/16*
08248# Perception Digital Holdings Ltd. 2011/06/02 2011/06/03*
08052# Convenience Retail Asia Ltd. 2011/06/17 2011/06/20*
#
08151 Essex Bio-Technology Ltd. 2011/06/22 2011/06/23*
08277# Wumart Stores, Inc. – H Shares 2011/06/29 2011/06/30*
08015# Qianlong Technology International Holdings Ltd. 2011/08/26 2011/08/29*
08290# Tianjin Tianlian Public Utilities Co. Ltd. – H Shares 2011/10/17 2011/10/18*
#
Transfers of listing from GEM to Main Board pursuant to the revised Rule 9.24 of the GEM Listing Rules and to the new Chapter 9A of the
Main Board Listing Rules effective from 1 July 2008.
* Effective date of the transfer of listing from GEM to Main Board
Company name changes – GEM

Code Former name New name Effective date Adoption date
08071 China Metal Resources Holdings Ltd. China Netcom Technology Holdings Ltd. 2010/12/10 2011/01/13
08102 Shanghai Fudan Microelectronics Co. Ltd. – H Shares Shanghai Fudan Microelectronics Group Co. Ltd. – H Shares 2010/12/30 2011/01/17
08226 Sonavox International Holdings Ltd. Sunrise (China) Technology Group Ltd. 2011/01/04 2011/02/17
08130 Xing Lin Medical Information Technology Co. Ltd. Zhi Cheng Holdings Ltd. 2011/02/25 2011/03/17
08096 ThinSoft (Holdings) Inc. Ruifeng Petroleum Chemical Holdings Ltd. 2011/03/11 2011/04/15
08213 Armitage Technologies Holding Ltd. Epicurean and Co., Ltd. 2011/03/15 2011/04/19
08083 SYSCAN Technology Holdings Ltd. China Innovationpay Group Ltd. 2011/05/02 2011/06/07
08043 ERA Holdings Global Ltd. ERA Mining Machinery Ltd. 2011/05/09 2011/06/27
08005 Yuxing InfoTech Holdings Ltd. Yuxing InfoTech Investment Holdings Ltd. 2011/05/26 2011/07/14
08111 Soluteck Holdings Ltd. China Technology Solar Power Holdings Ltd. 2011/07/14 2011/08/18
08029 Sun International Group Ltd. Sun International Resources Ltd. 2011/08/05 2011/09/15
08075 Rojam Entertainment Holdings Ltd. Media Asia Group Holdings Ltd. 2011/08/23 2011/09/22
08272 Best Miracle International Ltd. Chinese Food and Beverage Group Ltd. 2011/08/31 2011/10/10
08270 China Leason Investment Group Co. Ltd. China Leason CBM & Shale Gas Group Co. Ltd. 2011/10/20 2011/11/09
08351 Eternite International Co. Ltd. Larry Jewelry International Co. Ltd. 2011/10/28 2011/12/08
Reorganisations / demergers on GEM

Proposed date
Completed /
Code Company Particulars EGM date
NIL
Privatisations by major shareholder on GEM

Code Company Particulars Last trading date Delisted date
Nil

Change of domicile of listed companies on GEM
Place of
Code Former company New company incorporation Effective date
08317 Finet Group Ltd. Finet Group Ltd. Bermuda 2011/06/16
Companies under suspension on GEM as at the end of 2011

Last closing price Date of
Code (HK$) (Date) suspension
08148 Aurum Pacific (China) Group Ltd. 0.310 (2007/03/21) 2007/03/22

08176 China AU Group Holdings Ltd. 0.161 (2011/09/28) 2011/09/30
08178 China Information Technology Development Ltd. 0.101 (2009/01/23) 2009/01/29
08299 Grand T G Gold Holdings Ltd. 0.072 (2010/11/10) 2010/11/11
08019 Hao Wen Holdings Ltd. 0.059 (2011/03/31) 2011/04/01
08198 MelcoLot Ltd. 0.185 (2011/12/23) 2011/12/23
08188 Mudan Automobile Shares Co. Ltd. – H Shares 0.345 (2005/03/29) 2005/03/29
08249 Ningbo Yidong Electronic Co. Ltd. – H Shares 0.172 (2011/12/19) 2011/12/20
08150 Seamless Green China (Holdings) Ltd. 0.940 (2011/12/14) 2012/12/15
08115 Shanghai Qingpu Fire-Fighting Equipment Co. Ltd. – H Shares 0.190 (2006/12/20) 2006/12/21
08010 SMI Publishing Group Ltd. 0.015 (2005/04/28) 2005/04/28
08229 Tungda Innovative Lighting Holdings Ltd. 0.180 (2004/07/28) 2004/07/29
08211 Zhejiang Yonglong Enterprises Co. Ltd. – H Shares 0.077 (2008/10/23) 2008/10/24
Takeovers and mergers for GEM

Proposed date
Code Company Offer closing date
08325 Oriental City Group Holdings Ltd. 2011/03/03
Mandatory unconditional cash offer was made by Tian Li Holdings Ltd. at a price of HK$0.10 for each share 2011/03/24
08050 FlexSystem Holdings Ltd. 2011/04/15

Mandatory unconditional cash offer was made by Excel Score Ltd. at a price of HK$0.26372 for each share 2011/05/06
08075 Rojam Entertainment Holdings Ltd. 2011/06/16

(Name changed to Media Asia Group Holdings Ltd.) 2011/07/07
Mandatory unconditional cash offer was made by Perfect Sky Holdings Ltd. at a price of
HK$0.02785 for each share, HK$0.00001 for each share option
08117 China Primary Resources Holdings Ltd. 2011/06/24

Mandatory unconditional cash offer was made by Ms. Ma Zheng at a price of HK$0.04 for each share 2011/07/15
08172 KH Investment Holdings Ltd. 2011/08/17

Voluntary conditional cash offer was made by Splendor Glow Ltd. at a price of HK$0.25 for each 2011/09/21
share, HK$0.5133 for each HK$1 face value of convertible note, HK$0.00001 for each share option
08233 CIG Yangtze Ports PLC 2011/10/21

Mandatory unconditional cash offer was made by Zall Infrastructure Investments Co. Ltd. at a 2011/11/11
price of HK$0.360 for each share, HK$0.260 for each share option with exercise price at
HK$0.10, HK$0.183 for each share option with exercise price at HK$0.177, HK$0.178 for each
share option with exercise price at HK$0.182

Share subdivisions and share consolidations on GEM
New par value Effective
Code Stock Particulars (HK$) date
08066 Phoenitron Holdings Ltd. Split 1 into 5 0.020 2011/01/18
08047 Palmpay China (Holdings) Ltd. Consolidation 5 into 1 0.050 * 2011/01/31
08173 Pan Asia Mining Ltd. Consolidation 50 into 1 0.500 2011/02/10
08196 Launch Tech Co. Ltd. - H Shares Consolidation 10 into 1 RMB 1.0000 2011/02/15
08277 Wumart Stores, Inc. - H Shares Consolidation 4 into 1 RMB 1.0000 2011/04/12
08317 Finet Group Ltd. Consolidation 5 into 1 0.250 2011/05/20
08011 Polyard Petroleum International Group Ltd. Consolidation 2 into 1 0.020 2011/05/20
08130 Zhi Cheng Holdings Ltd. Consolidation 20 into 1 0.010 * 2011/06/01
(Formerly: Xing Lin Medical
Information Technology Co. Ltd.)
08202 Inno-Tech Holdings Ltd. Consolidation 20 into 1 0.001 * 2011/06/28
08167 Neo Telemedia Ltd. Consolidation 10 into 1 0.100 2011/06/30
08100 M Dream Inworld Ltd. Consolidation 2 into 1 0.100 2011/07/18
08088 Crosby Capital Ltd. Consolidation 10 into 1 USD 0.1000 2011/08/15
08212 Hong Kong Life Group Holdings Ltd. Consolidation 20 into 1 2.000 2011/08/23
08079 Unlimited Creativity Holdings Ltd. Consolidation 10 into 1 0.010 * 2011/08/25
08011 Polyard Petroleum International Group Ltd. Consolidation 2 into 1 0.040 2011/08/30
08082 Sage International Group Ltd. Split 1 into 4 0.003 2011/09/01
08022 TLT Lottotainment Group Ltd. Consolidation 5 into 1 0.050 2011/10/19
08120 China Medical and Bio Science Ltd. Consolidation 40 into 1 0.040 * 2011/10/20
08103 Tai Shing International (Holdings) Ltd. Consolidation 10 into 1 0.050 2011/11/11
08078 China 3D Digital Entertainment Ltd. Consolidation 25 into 1 0.005 * 2011/12/19
* New par value after capital reorganisation
Bonus issues/bonus warrants on GEM

Code Stock Particulars Ex-date
08239 Ming Kei Holdings Ltd. 1 for 1 2011/01/18
08277 Wumart Stores, Inc. – H Shares 3 for 1 2011/04/04
Rights issues/open offers on GEM

Funds Ex-date
raised payment
08202 Inno-Tech Holdings Ltd. Rts 10 for 1 @$0.18 216.05 2010/12/10
08100 M Dream Inworld Ltd. Open offer 4 for 1 @$0.10 104.89 2010/12/17
with bonus 3 for 4 offer shs 2011/01/12
08173 Pan Asia Mining Ltd. Rts 5 for 1 @$0.50 380.08 2011/02/11
08066 Phoenitron Holdings Ltd. Open offer 1 for 10 @$0.36 99.35 2011/02/11
2011/03/07
08078 China 3D Digital Entertainment Ltd. Rts 7 for 1 @$0.015 114.02 2011/03/22
2011/04/14
08317 Finet Group Ltd. Open offer 4 for 1 @$0.25 88.16 2011/05/09
08011 Polyard Petroleum International Group Ltd. Rts 1 for 1 @$0.12 54.93 2011/05/12
08266 Mobile Telecom Network (Holdings) Ltd. Open offer 1 for 1 @$0.10 58.86 2011/05/12
2011/06/09
08068 New Universe International Group Ltd. Rts 1 for 10 @$0.15 30.18 2011/06/22
2011/07/22
08088 Crosby Capital Ltd. Rts 1 for 1 @$0.80 39.25 2011/08/16
08047 Palmpay China (Holdings) Ltd. Open offer 1 for 1 @$0.05 31.38 2011/08/17
2011/09/09
08079 Unlimited Creativity Holdings Ltd. Rts 10 for 1 @$0.15 95.35 2011/08/26
08213 Epicurean and Co., Ltd. Rts 1 for 2 @$0.06 32.86 2011/10/21
(Formerly: Armitage Technologies Holding Ltd.) 2011/11/11
Total 1,345.35
* Notes: Figures may not add up to total due to rounding.

Placings on GEM
08022 TLT Lottotainment Group Ltd. 94,000,000 0.320 30.08 2011/01/06
08186 China Asean Resources Ltd. 106,680,000 0.600 64.01 2011/01/07
08128 China Ground Source Energy Ltd. 234,704,000 0.318 74.73 2011/01/18
08306 China Nonferrous Metals Co. Ltd. 200,000,000 0.220 44.00 2011/01/26
08079 Unlimited Creativity Holdings Ltd. 85,000,000 0.165 14.03 2011/01/26
08083 SYSCAN Technology Holdings Ltd. 625,000,000 0.320 200.00 2011/03/09
(Name changed to China Innovationpay Group Ltd.
08250 China Natural Investment Co. Ltd. 505,700,000 0.165 83.44 2011/03/16
08021 WLS Holdings Ltd. 70,000,000 0.120 8.40 2011/03/16
08270 China Leason Investment Group Co. Ltd. 326,830,000 0.225 73.54 2011/03/17
(Name changed to China Leason CBM & Shale Gas Group Co. Ltd.
08202 Inno-Tech Holdings Ltd. 264,062,079 0.059 15.58 2011/03/18
08150 Seamless Green China (Holdings) Ltd. 28,000,000 0.700 19.60 2011/03/30
08351 Eternite International Co. Ltd. 64,500,000 0.553 35.67 2011/03/31
(Name changed to Larry Jewelry International Co. Ltd.
08070 Zhongyu Gas Holdings Ltd. 394,000,000 0.410 161.54 2011/04/18
08019 Hao Wen Holdings Ltd. 300,000,000 0.055 16.50 2011/04/21
08165 Jian ePayment Systems Ltd. 179,600,000 0.205 36.82 2011/04/29
08089 China Railway Logistics Ltd. 112,000,000 0.430 48.16 2011/05/05
08016 China Data Broadcasting Holdings Ltd. 16,000,000 0.500 8.00 2011/05/11
08079 Unlimited Creativity Holdings Ltd. 105,000,000 0.105 11.03 2011/05/13
08269 Wealth Glory Holdings Ltd. 110,400,000 0.370 40.85 2011/05/13
08103 Tai Shing International (Holdings) Ltd. 393,500,000 0.161 63.35 2011/05/18
08021 WLS Holdings Ltd. 118,380,000 0.188 22.26 2011/05/20
08212 Hong Kong Life Group Holdings Ltd. 356,160,000 0.100 35.62 2011/05/24
08207 Credit China Holdings Ltd. 90,000,000 1.750 157.50 2011/06/07
08075 Rojam Entertainment Holdings Ltd. 6,918,343,209 0.017 118.58 2011/06/09
(Name changed to Media Asia Group Holdings Ltd.
08150 Seamless Green China (Holdings) Ltd. 35,000,000 1.450 50.75 2011/06/17
08100 M Dream Inworld Ltd. 400,000,000 0.065 26.00 2011/06/21
08292 HC International, Inc. 53,809,685 1.500 80.71 2011/06/24
08048 Excel Technology International Holdings Ltd. 30,000,000 0.100 3.00 2011/06/30
08202 Inno-Tech Holdings Ltd. 15,843,500 0.440 6.97 2011/06/30
08356 Tsun Yip Holdings Ltd. 198,400,000 0.173 34.32 2011/07/21
08176 China AU Group Holdings Ltd. 110,000,000 0.150 16.50 2011/08/04
08041 China Post E-Commerce (Holdings) Ltd. 11,236,249 0.191 2.14 2011/08/10
08270 China Leason Investment Group Co. Ltd. 244,000,000 0.600 146.40 2011/08/17
(Name changed to China Leason CBM & Shale Gas Group Co. Ltd.
08165 Jian ePayment Systems Ltd. 200,000,000 0.130 26.00 2011/08/31
08011 Polyard Petroleum International Group Ltd. 583,333,333 0.240 140.00 2011/09/06
08041 China Post E-Commerce (Holdings) Ltd. 30,511,060 0.131 4.00 2011/09/08
08075 Rojam Entertainment Holdings Ltd. 1,467,500,000 0.200 293.50 2011/09/08
(Name changed to Media Asia Group Holdings Ltd.
08137 Honbridge Holdings Ltd. 51,866,666 1.500 77.80 2011/09/09
08271 Global Digital Creations Holdings Ltd. 223,000,000 0.350 78.05 2011/10/04
08085 ZMAY Holdings Ltd. 415,000,000 0.069 28.64 2011/10/12
08096 Ruifeng Petroleum Chemical Holdings Ltd. 60,000,000 0.700 42.00 2011/10/13
08120 China Medical and Bio Science Ltd. 272,000,000 0.200 54.40 2011/10/26
08321 China Automotive Interior Decoration Holdings Ltd. 40,000,000 0.250 10.00 2011/11/03
08028 Timeless Software Ltd. 168,000,000 0.150 25.20 2011/11/03
08137 Honbridge Holdings Ltd. 25,893,334 1.500 38.84 2011/11/04
08130 Zhi Cheng Holdings Ltd. 30,000,000 0.257 7.71 2011/11/07
08103 Tai Shing International (Holdings) Ltd. 12,820,000 0.210 2.69 2011/12/01
08167 Neo Telemedia Ltd. 270,000,000 0.300 81.00 2011/12/02
08130 Zhi Cheng Holdings Ltd. 23,600,000 0.257 6.07 2011/12/08
08096 Ruifeng Petroleum Chemical Holdings Ltd. 232,000,000 0.250 58.00 2011/12/13
08111 China Technology Solar Power Holdings Ltd. 32,400,000 0.300 9.72 2011/12/16
08351 Larry Jewelry International Co. Ltd. 30,700,000 0.760 23.33 2011/12/21
Total 2,945.17

Equity funds raised for GEM, 1999 – 2011
HK$Mil
22,000
19,767.38
20,000
18,000
16,055.75
16,000
14,000 13,235.00
12,000
10,000
9,100.26 9,060.05
8,512.84
8,000 7,556.20
5,835,53
6,000 5,279.76
4,644.27
4,384.13
4,000
3,045.76
1,583.00
2,000
0
1999 2000 2001 2002 2003 2004 2005 2006 2007 2008 2009 2010 2011

Funds raised by classification for GEM, 1999 – 2011
HK$mil
Type Listing method 1999 2000 2001 2002 2003 2004 2005 2006 2007 2008 2009 2010 2011
Equities Offer for subscription 231.04 817.28 90.92 1,415.28 93.44 391.64 12.66 297.00 – – 54.00 – 67.21
Offer for sale 220.38 249.38 370.32 457.38 108.64 61.07 22.10 73.50 163.43 20.00 31.10 26.54 159.35
Offer for placing 1,131.57 13,748.16 3,654.58 5,138.00 1,873.21 2,241.42 630.68 1,398.71 1,830.12 196.84 271.10 622.75 1,107.30
Placing – 508.66 274.19 1,216.57 1,512.16 1,650.81 1,646.28 3,163.57 10,910.49 3,728.85 2,535.18 7,651.88 2,945.17
Rights issue – – 153.83 154.90 220.70 191.11 58.22 2,146.02 1,853.63 133.46 237.49 767.95 962.71
Open offer – – – – 128.47 5.96 16.47 78.57 248.79 181.99 437.27 670.96 382.64
Consideration issue – 682.43 1,245.48 638.87 664.93 656.66 537.42 1,199.87 4,187.92 4,594.00 608.10 2,873.73 1,744.22
Warrants exercised – – 28.20 0.00 0.14 0.06 7.62 2.24 140.46 31.71 4.85 140.25 15.87
Share option scheme – 49.84 18.02 79.25 42.57 80.98 114.31 153.36 432.55 173.21 205.03 480.95 171.72
Equities funds raised 1,583.00 16,055.75 5,835.53 9,100.26 4,644.27 5,279.69 3,045.76 8,512.84 19,767.38 9,060.05 4,384.13 13,235.00 7,556.20
Equity warrants – premium – – – 6.25 – – – – 6.23 – – 7.17 8.00
Funds raised by Mainland enterprises H shares for GEM, 1999 – 2011

HK$mil
Equities Offer for subscription – – 8.70 – 80.32 22.36 5.46 297.00 – – – – –

Offer for sale – – 42.89 39.59 15.47 32.17 3.89 73.50 – – – – –
Offer for placing – 644.18 712.40 1,020.02 1,122.12 639.07 166.13 1,398.71 – 176.84 – – –
Placing – – – 113.00 204.00 459.33 272.90 594.25 1,317.33 1,770.67 122.40 638.72 –
Rights issue – – – – – – – – – – 100.81 – –
Open offer – – – – – – – – 82.71 – – – –
Consideration issue – – – – – – – – – – – – –
Warrants exercised – – – – – – – – – – – – –
Share option scheme – – – – – – – – – – – – –
Equity warrants – premium – 644.18 763.99 1,172.60 1,421.91 1,152.93 448.37 2,363.46 1,400.04 1,947.51 223.21 638.72 –
Funds raised by Red Chip stocks for GEM, 1999 – 2011

HK$mil
Equities Offer for subscription 70.35 – – – – – – – – – – – –

Offer for sale 172.45 – – – – – – – – – – – –
Offer for placing 161.44 – – – – 92.00 – – – – – – –
Placing – – – – – – 18.72 – 707.76 125.00 – – 86.05

Rights issue – – – – – – – – – – – – –
Open offer – – – – – – – – – – – – –
Consideration issue – – – – – – 20.81 – 299.75 95.22 – – –
Warrants exercised – – – – – – – – – – – – –
Share option scheme – – – – 0.68 – – 6.90 42.09 – – 0.03 –
Equities funds raised 404.24 – – – 0.68 92.00 39.53 6.90 1,049.61 220.22 – 0.03 86.05

Securities Market – Growth Enterprise Market (GEM) Equity Warrants
Newly listed equity warrants on GEM, 2011
Subscription price Initial issued Listing
Code Warrant per unit (HK$) Subscription period amount (HK$) date
08187 China Bio Cassava Holdings Ltd. Warrants 2013 0.059 2011/02/18 – 2013/02/17 47,200,000 2011/02/17
List of expired equity warrants for GEM, 2011

Last Delisted
Nil
Market value and trading for equity warrants on GEM, 2007 – 2011
Market value * Turnover value (%) of
Year/Month Number * HK$mil HK$mil market total
2007 3 71.23 26.40 0.02

2008 3 10.34 2.93 0.01
2009 1 1.49 0.34 0.00
2010 1 40.15 22.08 0.02
2011 2 15.97 4.07 0.01
2011 Jan 1 28.68 0.29 0.00

Feb 2 38.78 1.31 0.02
Mar 2 43.08 1.14 0.01
Apr 2 33.51 0.51 0.01
May 2 31.91 0.40 0.00
Jun 2 21.87 0.11 0.00
Jul 2 22.59 0.14 0.00
Aug 2 26.17 0.09 0.00
Sep 2 25.46 0.00 0.00
Oct 2 20.77 0.05 0.00
Nov 2 15.97 0.02 0.00
Dec 2 15.97 0.00 0.00
* Month-end or year-end figures.

Derivatives Market Equity Index Products
Hang Seng Index futures – trading statistics, 2007 – 2011
No. of Contracts
trading Total Average Period end

Year/Month days volume daily volume open interest
2007 245.0 17,160,964 70,045 111,513

2008 243.0 21,716,508 89,368 73,034
2009 247.5 20,728,034 83,750 68,456
2010 248.0 21,031,085 84,803 88,816
2011 245.5 23,085,833 94,036 86,409
2011 Jan 21.0 1,725,356 82,160 107,856

Feb 17.5 1,665,510 95,172 80,648
Mar 23.0 2,198,475 95,586 89,300
Apr 18.0 1,624,977 90,277 96,942
May 20.0 1,678,686 83,934 100,161
Jun 21.0 1,864,272 88,775 95,917
Jul 20.0 1,762,937 88,147 97,837
Aug 23.0 2,600,890 113,082 103,576
Sep 20.0 2,247,718 112,386 128,201
Oct 20.0 2,230,576 111,529 104,914
Nov 22.0 2,060,166 93,644 86,852
Dec 20.0 1,426,270 71,314 86,409
2011 Highest 235,385 154,594

(date) (09/08) (28/09)
Hang Seng Index futures – monthly volume, 2011

Contracts
2,700,000 2,600,890
2,550,000
2,400,000 2,247,718 2,230,576
2,250,000 2,198,475
2,060,166
2,100,000
1,950,000 1,864,272
1,725,356 1,762,937
1,800,000 1,665,510 1,624,977 1,678,686
1,650,000
1,500,000 1,426,270
1,350,000
1,200,000
1,050,000
900,000
750,000
600,000
450,000
300,000
150,000
0
Hang Seng Index futures – month-end open interest, 2011

Contracts
140,000
130,000 128,201
120,000
107,856
110,000 103,576 104,914
96,942 100,161 95,917 97,837
100,000
89,300 86,852 86,409
90,000
80,648
80,000
70,000
60,000
50,000
40,000
30,000
20,000
10,000
0

Hang Seng Index options – trading statistics, 2007 – 2011
No. of Volume (contracts) Period end
trading Average open interest
Year/Month days Call Put Total daily (contracts)
2007 245.0 2,882,001 4,598,182 7,480,183 30,531 174,368
2008 243.0 1,847,637 1,973,160 3,820,797 15,723 75,829
2009 247.5 2,544,351 2,823,052 5,367,403 21,686 175,720
2010 248.0 3,980,315 4,534,734 8,515,049 34,335 187,784
2011 245.5 4,975,186 5,692,240 10,667,426 43,452 184,402
2011 Jan 21.0 341,756 430,896 772,652 36,793 241,793
Feb 17.5 409,408 438,596 848,004 48,457 286,630
Mar 23.0 449,089 604,010 1,053,099 45,787 229,086
Apr 18.0 362,296 390,483 752,779 41,821 235,740
May 20.0 378,385 417,306 795,691 39,785 281,573
Jun 21.0 481,696 554,393 1,036,089 49,338 222,085
Jul 20.0 408,610 474,416 883,026 44,151 248,249
Aug 23.0 545,080 696,119 1,241,199 53,965 321,133
Sep 20.0 480,886 492,372 973,258 48,663 431,313
Oct 20.0 458,265 499,826 958,091 47,905 340,417
Nov 22.0 377,033 390,834 767,867 34,903 345,203
Dec 20.0 282,682 302,989 585,671 29,284 184,402
2011 Highest 116,835 483,835
(date) (05/08) (28/09)
Hang Seng Index options – monthly volume, 2011

Contracts
1,300,000 1,241,199
1,200,000
1,100,000 1,053,099 1,036,089
973,258
1,000,000 958,091
883,026
900,000 848,004
772,652 795,691 767,867
800,000 752,779
700,000
585,671
600,000
500,000
400,000
300,000
200,000
100,000
0
Hang Seng Index options – month-end open interest 2011

Contracts
500,000
450,000 431,313
400,000
340,417 345,203
350,000 321,133
300,000 286,630 281,573

241,793 248,249
250,000 229,086 235,740
222,085
200,000 184,402
150,000
100,000
50,000
0

Mini-Hang Seng Index futures – trading statistics, 2007 – 2011
No. of Contracts

2007 245.0 4,325,977 17,657 3,457

2008 243.0 7,961,028 32,761 2,945
2009 247.5 9,279,877 37,494 4,447
2010 248.0 8,300,654 33,470 7,359
2011 245.5 10,294,537 41,933 5,129
2011 Jan 21.0 662,358 31,541 9,043

Feb 17.5 613,195 35,040 9,243
Mar 23.0 901,325 39,188 8,475
Apr 18.0 623,069 34,615 9,108
May 20.0 705,327 35,266 6,974
Jun 21.0 832,039 39,621 10,213
Jul 20.0 786,672 39,334 10,572
Aug 23.0 1,177,570 51,199 7,492
Sep 20.0 1,119,780 55,989 11,015
Oct 20.0 1,097,908 54,895 6,870
Nov 22.0 1,068,433 48,565 6,475
Dec 20.0 706,861 35,343 5,129
2011 Highest 86,812 21,682

(date) (09/08) (17/06)
Mini-Hang Seng Index options – trading statistics, 2007 – 2011

Volume (contracts) Period end
No. of Average open

trading Total daily interest
Year/Month days Call Put volume volume (contracts)
2007 245.0 31,060 38,452 69,512 284 443

2008 243.0 79,776 77,181 156,957 646 1,796
2009 247.5 141,819 144,772 286,591 1,158 3,551
2010 248.0 233,478 249,213 482,691 1,946 4,859
2011 245.5 472,500 481,914 954,414 3,888 3,873
2011 Jan 21.0 27,224 24,702 51,926 2,473 5,202

Feb 17.5 25,991 27,751 53,742 3,071 5,467
Mar 23.0 44,567 45,185 89,752 3,902 7,571
Apr 18.0 34,678 32,052 66,730 3,707 5,071
May 20.0 34,001 37,529 71,530 3,577 8,116
Jun 21.0 41,064 40,601 81,665 3,889 5,681
Jul 20.0 40,731 40,586 81,317 4,066 6,964
Aug 23.0 50,905 53,135 104,040 4,523 6,063
Sep 20.0 47,844 49,512 97,356 4,868 13,028
Oct 20.0 46,460 53,178 99,638 4,982 6,641
Nov 22.0 45,273 45,156 90,429 4,110 5,676
Dec 20.0 33,762 32,527 66,289 3,314 3,873
2011 Highest 10,618 22,086

(date) (05/08) (29/08)

H-shares Index futures – trading statistics, 2007 – 2011
No. of Contracts

2007 245.0 10,846,277 44,271 91,786

2008 243.0 14,440,965 59,428 96,120
2009 247.5 12,394,116 50,077 74,324
2010 248.0 12,429,800 50,120 94,734
2011 245.5 15,003,870 61,116 106,277
2011 Jan 21.0 901,148 42,912 96,764

Feb 17.5 987,965 56,455 99,444
Mar 23.0 1,317,060 57,263 107,348
Apr 18.0 1,082,289 60,127 117,238
May 20.0 1,073,226 53,661 113,246
Jun 21.0 1,216,372 57,922 114,333
Jul 20.0 1,159,756 57,988 120,465
Aug 23.0 1,711,641 74,419 113,201
Sep 20.0 1,487,388 74,369 155,125
Oct 20.0 1,533,052 76,653 133,137
Nov 22.0 1,442,071 65,549 125,814
Dec 20.0 1,091,902 54,595 106,277
2011 Highest 220,600 177,892

(date) (27/09) (28/09)
H-shares Index options – trading statistics, 2007- 2011

No. of Average open

2007 245.0 651,452 1,076,395 1,727,847 7,052 76,326

2008 243.0 819,437 794,551 1,613,988 6,642 59,592
2009 247.5 915,184 1,045,947 1,961,131 7,924 124,030
2010 248.0 1,386,525 1,524,188 2,910,713 11,737 104,994
2011 245.5 1,803,380 1,968,419 3,771,799 15,364 158,628
2011 Jan 21.0 104,102 156,309 260,411 12,401 126,556

Feb 17.5 109,594 119,934 229,528 13,116 163,417
Mar 23.0 160,472 205,092 365,564 15,894 134,324
Apr 18.0 143,033 110,167 253,200 14,067 163,127
May 20.0 133,925 157,511 291,436 14,572 209,084
Jun 21.0 167,624 257,587 425,211 20,248 163,542
Jul 20.0 164,273 138,600 302,873 15,144 186,974
Aug 23.0 203,486 193,842 397,328 17,275 244,681
Sep 20.0 136,094 144,970 281,064 14,053 275,972
Oct 20.0 171,174 158,884 330,058 16,503 252,347
Nov 22.0 144,429 161,138 305,567 13,889 281,414
Dec 20.0 165,174 164,385 329,559 16,478 158,628
2011 Highest 35,001 380,344

(date) (03/06) (28/12)

Mini H-shares Index futures – trading statistics, 2008 – 2011
No. of Contracts

2008 * 184.5 318,395 1,726 345

2009 247.5 799,894 3,232 741
2010 248.0 992,224 4,001 1,867
2011 245.5 1,845,116 7,516 1,520
2011 Jan 21.0 97,117 4,625 2,229

Feb 17.5 98,814 5,647 2,569
Mar 23.0 153,489 6,673 2,109
Apr 18.0 116,042 6,447 2,349
May 20.0 130,690 6,535 2,375
Jun 21.0 163,622 7,792 2,945
Jul 20.0 152,277 7,614 3,062
Aug 23.0 231,773 10,077 1,534
Sep 20.0 200,967 10,048 2,977
Oct 20.0 176,366 8,818 1,275
Nov 22.0 188,199 8,555 1,709
Dec 20.0 135,760 6,788 1,520
2011 Highest 19,556 6,030

(date) (09/08) (17/06)
* Trading in Mini H-shares Index futures commenced on 31 March 2008

Derivatives Market Interest Rate Products
HSI Dividend Point Index Futures – trading statistics, 2010 – 2011
No. of Contracts

2010 * 43.0 2,123 49 1,270

2011 245.5 11,196 46 4,460
2011 Jan 21.0 2,438 116 2,575

Feb 17.5 4,147 237 5,439
Mar 23.0 500 22 5,439
Apr 18.0 400 22 5,539
May 20.0 771 39 5,539
Jun 21.0 610 29 5,644
Jul 20.0 100 5 5,644
Aug 23.0 708 31 5,614
Sep 20.0 1 0 5,614
Oct 20.0 450 23 5,854
Nov 22.0 771 35 5,933
Dec 20.0 300 15 4,460
2011 Highest 1,600 6,008

(date) (02/02) (29/12)
* Trading in HSI Dividend Point Index Futures commenced on 01 Nov 2010
HSCEI Dividend Point Index Futures – trading statistics, 2010 – 2011

No. of Contracts

2010 * 43.0 4,667 109 1,138

2011 245.5 53,054 216 34,270
2011 Jan 21.0 803 38 1,621

Feb 17.5 789 45 2,280
Mar 23.0 1,387 60 3,122
Apr 18.0 2,340 130 3,887
May 20.0 1 0 3,888
Jun 21.0 600 29 4,111
Jul 20.0 4,650 233 7,008
Aug 23.0 2,543 111 7,588
Sep 20.0 17,201 860 24,538
Oct 20.0 3,380 169 26,608
Nov 22.0 8,698 395 31,691
Dec 20.0 10,662 533 34,270
2011 Highest 15,000 36,441

(date) (14/09) (29/12)
* Trading in HSCEI Dividend Point Index Futures commenced on 01 Nov 2010

Flexible Hang Seng Index Options – trading statistics, 2010 – 2011
No. of Average open

2010 * 223.0 3,610 7,612 11,222 50 500

2011 245.5 2,750 6,510 9,260 38 7,510
2011 Jan 21.0 400 0 400 19 900

Feb 17.5 0 0 0 0 900
Mar 23.0 0 4,410 4,410 192 4,810
Apr 18.0 600 0 600 33 5,410
May 20.0 0 0 0 0 5,410
Jun 21.0 0 0 0 0 5,410
Jul 20.0 0 0 0 0 5,410
Aug 23.0 0 0 0 0 5,410
Sep 20.0 0 0 0 0 5,410
Oct 20.0 1,450 1,550 3,000 150 7,460
Nov 22.0 0 0 0 0 7,460
Dec 20.0 300 550 850 43 7,510
2011 Highest 1,750 8,310

(date) (04/03) (29/12)
* Trading in Flexible Hang Seng Index Options commenced on 08 Feb 2010
Trading in Flexible H-shares Index Options – trading statistics, 2010 – 2011

No. of Average open

2010 * 223.0 1,350 1,182 2,532 11 0

2011 245.5 16,840 6,670 23,510 96 3,500
2011 Jan 21.0 0 0 0 0 0

Feb 17.5 0 0 0 0 0
Mar 23.0 0 0 0 0 0
Apr 18.0 0 0 0 0 0
May 20.0 2,400 200 2,600 130 2,600
Jun 21.0 0 0 0 0 2,600
Jul 20.0 400 0 400 20 3,000
Aug 23.0 0 0 0 0 600
Sep 20.0 2,885 2,885 5,770 289 6,370
Oct 20.0 5,385 3,585 8,970 449 12,074
Nov 22.0 2,985 0 2,985 136 9,375
Dec 20.0 2,785 0 2,785 139 3,500
2011 Highest 5,770 12,074

(date) (26/09) (03/11)
* Trading in Flexible H-shares Index Options commenced on 08 Feb 2010

Three-month HIBOR futures – trading statistics, 2007 – 2011
No. of Contracts

2007 245.0 31,678 129 1,992

2008 243.0 23,818 98 2,435
2009 247.5 2,573 10 103
2010 248.0 1,055 4 267
2011 245.5 414 2 24
2011 Jan 21.0 56 3 278

Feb 17.5 45 3 293
Mar 23.0 26 1 134
Apr 18.0 5 0 129
May 20.0 43 2 167
Jun 21.0 10 0 83
Jul 20.0 75 4 107
Aug 23.0 80 3 147
Sep 20.0 10 1 85
Oct 20.0 20 1 105
Nov 22.0 35 2 110
Dec 20.0 9 0 24
2011 Highest 50 300

(date) (15/08) (13/01)
One-month HIBOR futures – trading statistics, 2007 – 2011

No. of Contracts

2007 245.0 574 2 140

2008 243.0 891 4 91
2009 247.5 204 1 0
2010 248.0 14 0 0
2011 245.5 245 1 25
2011 Jan 21.0 0 0 0

Feb 17.5 0 0 0
Mar 23.0 55 2 39
Apr 18.0 41 2 30
May 20.0 30 2 20
Jun 21.0 51 2 55
Jul 20.0 36 2 61
Aug 23.0 6 0 1
Sep 20.0 1 0 1
Oct 20.0 0 0 0
Nov 22.0 0 0 0
Dec 20.0 25 1 25
2011 Highest 20 75
(date) (31/05) (18/07)

Three-Year Exchange Fund Note futures – trading statistics, 2007 – 2011
No. of Contracts

2007 245.0 150 1 0

2008 243.0 0 0 0
2009 247.5 0 0 0
2010 248.0 0 0 0
2011 245.5 0 0 0
2011 Jan 21.0 0 0 0

Feb 17.5 0 0 0
Mar 23.0 0 0 0
Apr 18.0 0 0 0
May 20.0 0 0 0
Jun 21.0 0 0 0
Jul 20.0 0 0 0
Aug 23.0 0 0 0
Sep 20.0 0 0 0
Oct 20.0 0 0 0
Nov 22.0 0 0 0
Dec 20.0 0 0 0
2011 Highest 0 0
(date) (30/12) (30/12)

Derivatives Market Equity Products
Stock futures contracts as at the end of 2011
Underlying Stock Launch Date Contract Multiplier
Aluminum Corporation of China Ltd. 2004/06/14 2,000

Bank of China Ltd. 2006/07/03 1,000
Bank of Communications Co., Ltd. 2005/11/07 1,000
BOC Hong Kong (Holdings) Ltd. 2003/03/17 500
Cathay Pacific Airways Ltd. 2001/08/27 1,000
Cheung Kong (Holdings) Ltd. 1995/09/25 1,000
China Communications Construction Company Ltd. 2007/03/19 1,000
China Construction Bank Corporation 2005/12/19 1,000
China Life Insurance Company Ltd. 2004/06/14 1,000
China Merchants Bank Co., Ltd. 2006/10/27 500
China Mobile Ltd. 1998/06/05 500
China Petroleum & Chemical Corporation 2002/07/22 2,000
China Telecom Corporation Ltd. 2004/06/14 2,000
China Unicom (Hong Kong) Ltd. 2001/08/27 2,000
CITIC Pacific Ltd. 1997/05/23 1,000
CLP Holdings Ltd. 1997/10/17 500
CNOOC Ltd. 2002/07/22 1,000
Esprit Holdings Ltd. 2005/07/11 100
Foxconn International Holdings Ltd. 2007/03/19 1,000
Hang Seng Bank Ltd. 1997/09/19 100
Henderson Land Development Company Ltd. 1997/09/19 1,000
Hong Kong Exchanges and Clearing Ltd. 2001/08/27 100
HSBC Holdings Plc. 1995/03/31 400
Huaneng Power International, Inc. 2002/07/22 2,000
Hutchison Whampoa Ltd. 1997/09/19 1,000
Industrial and Commercial Bank of China Ltd. 2006/10/27 1,000
Li & Fung Ltd. 2001/08/27 2,000
MTR Corporation Ltd. 2001/08/27 500
New World Development Company Ltd. 1997/10/17 1,000
PetroChina Company Ltd. 2001/08/27 2,000
PICC Property and Casualty Company Ltd. 2007/03/19 2,000
Ping An Insurance (Group) Company of China, Ltd. 2005/11/07 500
Power Assets Holdings Ltd. 1998/03/18 500
Sun Hung Kai Properties Ltd. 1997/09/19 1,000
Swire Pacific Ltd. ‘A’ 1997/05/23 500
The Bank of East Asia, Ltd. 2001/01/08 200
The Wharf (Holdings) Ltd. 1997/10/17 1,000
The Hong Kong and China Gas Company Ltd. 2001/08/27 1,000

Stock futures contract volume and open interest, 2007 – 2011
No. of Contracts

2007 245.0 351,514 1,435 5,954

2008 243.0 257,015 1,058 9,449
2009 247.5 271,766 1,098 4,407
2010 248.0 239,259 965 11,514
2011 245.5 444,014 1,809 11,277
2011 Jan 21.0 35,641 1,697 16,644

Feb 17.5 28,605 1,635 17,062
Mar 23.0 43,884 1,908 18,118
Apr 18.0 36,662 2,037 19,442
May 20.0 26,296 1,315 19,077
Jun 21.0 39,607 1,886 19,267
Jul 20.0 31,867 1,593 21,512
Aug 23.0 51,117 2,222 20,567
Sep 20.0 49,749 2,487 24,653
Oct 20.0 49,861 2,493 18,381
Nov 22.0 28,249 1,284 17,577
Dec 20.0 22,476 1,124 11,277
2011 Highest 5,807 26,482

(date) (25/10) (25/08)

Stock futures – trading statistics by underlying stock, 2011
Contracts
Volume Period end open Interest
Underlying Stock Total % of Total Total % of Total
Aluminum Corporation of China Ltd. 3,160 0.71 58 0.51

Bank of China Ltd. 23,317 5.25 944 8.37
Bank of Communications Co., Ltd. 2,429 0.55 35 0.31
The Bank of East Asia Ltd. 950 0.21 6 0.05
BOC Hong Kong (Holdings) Limited 11,547 2.60 26 0.23
Cathay Pacific Airways Limited 1,605 0.36 3 0.03
Cheung Kong (Hldgs.) Ltd. 8,300 1.87 46 0.41
China Communications Construction Company Limited 8,367 1.88 10 0.09
China Construction Bank Corporation 30,862 6.95 1,467 13.01
China Life Insurance Company Ltd. 17,844 4.02 1,062 9.42
China Merchants Bank Co., Ltd. 13,469 3.03 1,249 11.08
China Mobile Ltd. 27,365 6.16 1,129 10.01
China Petroleum & Chemical Corp. 5,973 1.35 101 0.90
China Telecom Corporation Ltd. 2,386 0.54 42 0.37
China Unicom (Hong Kong) Limited 5,028 1.13 73 0.65
CITIC Pacific Ltd. 3,185 0.72 55 0.49
CLP Holdings Ltd. 2,595 0.58 76 0.67
CNOOC Ltd 13,038 2.94 821 7.28
Esprit Holdings Ltd. 8,868 2.00 325 2.88
Foxconn International Holdings Limited 3,988 0.90 157 1.39
Hang Seng Bank Ltd. 2,713 0.61 53 0.47
Henderson Land Development Co. Ltd. 4,278 0.96 16 0.14
Hong Kong & China Gas Co Ltd 577 0.13 1 0.01
Hong Kong Exchanges & Clearing Ltd 65,356 14.72 823 7.30
HSBC Holdings Plc 72,148 16.25 1,083 9.60
Huaneng Power International, Inc. 709 0.16 0 0.00
Hutchison Whampoa Ltd. 28,135 6.34 209 1.85
Industrial and Commercial Bank of China Limited 23,298 5.25 763 6.77
Li & Fung Limited 2,470 0.56 104 0.92
MTR Corporation Limited 866 0.20 29 0.26
New World Development Co., Ltd. 2,988 0.67 97 0.86
Petrochina Company Limited 8,874 2.00 42 0.37
PICC Property and Casualty Company Limited 3,246 0.73 54 0.48
Ping An Insurance (Group) Co. of China Ltd. 13,496 3.04 181 1.61
Power Assets Holdings Ltd. 5,174 1.17 32 0.28
Sun Hung Kai Properties Ltd. 7,538 1.70 86 0.76
Swire Pacific Ltd. – A 3,627 0.82 7 0.06
The Wharf (Holdings) Ltd. 4,245 0.96 12 0.11

Stock options classes as at the end of 2011
Class Code Launch date Lot size (shares)
iShares FTSE A50 China Index ETF A50 2010/07/12 5000

Agricultural Bank of China Limited ABC 2010/07/16 10000
Anhui Conch Cement Co. Limited ACC 2011/11/21 500
AIA Group Ltd. AIA 2010/10/29 1000
Aluminum Corporation of China Limited ALC 2004/06/14 2000
Bank of China Limited BCL 2006/07/03 1000
Bank of Communications Co., Limited BCM 2005/11/07 1000
The Bank of East Asia, Limited BEA 2001/01/08 200
Belle International Holdings Limited BIH 2011/11/21 1000
BOC Hong Kong (Holdings) Limited BOC 2003/03/17 500
BYD Company Limited BYD 2009/11/16 500
China Construction Bank Corporation CCB 2005/12/19 1000
China Communications Construction Company Limited CCC 2007/03/19 1000
China Coal Energy Company Limited CCE 2007/09/03 1000
China COSCO Holdings Company Limited CCS 2009/11/16 500
China Mobile Limited CHT 1998/05/15 500
China Unicom (Hong Kong) Limited CHU 2001/08/27 2000
CITIC Pacific Limited CIT 1995/10/23 1000
Cheung Kong (Holdings) Limited CKH 1995/09/25 1000
China Life Insurance Company Limited CLI 2004/06/14 1000
CLP Holdings Limited CLP 1995/12/18 500
China Merchants Bank Co., Limited CMB 2006/10/27 500
CNOOC Limited CNC 2002/07/22 1000
China Overseas Land & Investment Limited COL 2009/07/06 2000
Cathay Pacific Airways Limited CPA 2001/08/27 1000
China Petroleum & Chemical Corporation CPC 2002/07/22 2000
China Pacific Insurance (Group) Co., Limited CPI 2010/12/13 1000
China Railway Construction Corporation Limited CRC 2008/06/10 500
China Railway Group Limited CRG 2008/06/10 1000
W.I.S.E. – CSI 300 China Tracker CS3 2010/07/12 1000
China Shenhua Energy Company Limited CSE 2008/06/10 500
China CITIC Bank Corporation Limited CTB 2007/09/03 1000
China Telecom Corporation Limited CTC 2004/06/14 2000
Esprit Holdings Limited ESP 2005/07/11 100
Foxconn International Holdings Limited FIH 2007/03/19 1000
Power Assets Holdings Limited HEH 1998/02/16 500
Hong Kong Exchanges and Clearing Limited HEX 2001/08/27 100
HSBC Holdings Plc. HKB 1995/09/08 400
The Hong Kong and China Gas Company Limited HKG 2001/08/27 1000
Henderson Land Development Company Limited HLD 1995/12/18 1000
Huaneng Power International, Inc. HNP 2002/07/22 2000
Hang Seng Bank Limited HSB 1996/12/09 100
Hutchison Whampoa Limited HWL 1995/12/18 1000
Industrial and Commercial Bank of China Limited ICB 2006/10/27 1000
Jiangxi Copper Company Limited JXC 2007/09/03 1000
Li & Fung Limited LIF 2001/08/27 2000
MTR Corporation Limited MTR 2001/08/27 500
China National Building Material Co. Limited NBM 2011/11/21 2000
New World Development Company Limited NWD 1996/08/05 1000
Ping An Insurance (Group) Company of China, Limited PAI 2005/11/07 500
PetroChina Company Limited PEC 2001/08/27 2000
PICC Property and Casualty Company Limited PIC 2007/03/19 2000
Guangzhou R&F Properties Company Limited RFP 2009/11/16 400
Sun Hung Kai Properties Limited SHK 1995/12/18 1000
Swire Pacific Limited ‘A’ SWA 1995/10/09 500
Tencent Holdings Limited TCH 2009/07/06 100
Tracker Fund of Hong Kong TRF 2000/03/27 500
The Wharf (Holdings) Limited WHL 1996/08/05 1000
Yanzhou Coal Mining Company Limited YZC 2010/12/13 2000
Zijin Mining Group Company Limited ZJM 2009/07/06 2000

Options contract value, volume and open interest, 2007-2011
Contract value (HK$mil) Contract volume (contracts) Open interest (contracts)
No. of
trading Average Average
Year/Month days Call Put Total daily Call Put Total daily Call Put Total
2007 245.0 58,995.30 47,169.87 106,165.17 433.33 22,122,340 23,860,628 45,982,968 187,686 2,297,059 3,017,859 5,314,918
2008 243.0 43,149.33 84,700.93 127,850.26 526.13 26,264,670 28,428,195 54,692,865 225,074 1,589,480 2,394,866 3,984,346
2009 247.5 30,290.02 44,349.34 74,639.36 301.57 21,506,958 25,932,938 47,439,896 191,676 1,370,733 2,477,384 3,848,117
2010 248.0 21,539.63 34,043.98 55,583.61 224.13 27,189,335 33,936,312 61,125,647 246,474 1,969,501 3,411,714 5,381,215
2011 245.5 21,190.60 51,291.49 72,482.09 295.24 32,200,985 42,124,083 74,325,068 302,750 2,420,694 2,908,800 5,329,494
2011 Jan 21.0 2,180.02 2,589.20 4,769.22 227.11 2,827,353 3,305,092 6,132,445 292,021 2,372,355 3,904,469 6,276,824
Feb 17.5 1,340.32 2,746.51 4,086.83 233.53 2,020,956 2,771,677 4,792,633 273,865 2,563,547 4,020,373 6,583,920
Mar 23.0 2,377.74 5,212.50 7,590.23 330.01 3,346,334 4,146,412 7,492,746 325,772 2,334,683 3,578,089 5,912,772
Apr 18.0 1,233.04 1,820.05 3,053.09 169.62 2,098,719 2,641,869 4,740,588 263,366 2,242,224 3,705,553 5,947,777
May 20.0 1,003.28 2,204.80 3,208.08 160.40 1,906,598 3,039,437 4,946,035 247,302 2,195,470 4,069,154 6,264,624
Jun 21.0 1,646.21 6,584.41 8,230.62 391.93 2,322,371 4,331,999 6,654,370 316,875 1,782,639 3,839,389 5,622,028
Jul 20.0 1,298.44 2,008.70 3,307.14 165.36 2,283,689 3,073,424 5,357,113 267,856 2,154,342 4,159,543 6,313,885
Aug 23.0 2,264.25 6,832.30 9,096.55 395.50 3,699,929 5,326,322 9,026,251 392,446 2,832,832 4,290,998 7,123,830
Sep 20.0 1,942.71 10,220.31 12,163.02 608.15 3,073,205 4,505,097 7,578,302 378,915 3,983,287 4,129,282 8,112,569
Oct 20.0 2,970.19 3,898.01 6,868.20 343.41 3,769,025 3,675,032 7,444,057 372,203 3,267,526 4,113,457 7,380,983
Nov 22.0 1,850.11 3,439.24 5,289.35 240.43 2,764,011 3,051,590 5,815,601 264,346 3,458,321 4,343,419 7,801,740
Dec 20.0 1,084.29 3,735.46 4,819.75 240.99 2,088,795 2,256,132 4,344,927 217,246 2,420,694 2,908,800 5,329,494
Note: Figures may not add up to total due to rounding.
Options contract value, volume and open interest by class, 2011

Contract value Contract volume
(HK$mil) (contracts) Year-end open interest
% of % of % of
Class Call Put Total total Call Put Total total Call Put Total total
ABC 322.61 606.50 929.11 1.28 202,993 287,476 490,469 0.66 27,690 38,046 65,736 1.23
AIA 503.79 723.42 1,227.21 1.69 663,725 833,323 1,497,048 2.01 32,915 47,568 80,483 1.51
ANHUI CONCH 3.78 4.46 8.24 0.01 7,134 8,176 15,310 0.02 1,855 1,627 3,482 0.07
CHALCO 57.16 140.77 197.94 0.27 103,346 164,465 267,811 0.36 12,691 12,864 25,555 0.48
BANK OF CHINA 336.62 1,485.76 1,822.38 2.51 2,653,488 3,583,765 6,237,253 8.39 312,950 338,519 651,469 12.22
BANKCOMM 56.00 201.88 257.88 0.36 221,477 408,737 630,214 0.85 26,983 35,696 62,679 1.18
BANK OF E ASIA 16.03 44.21 60.24 0.08 83,148 159,263 242,411 0.33 15,725 16,667 32,392 0.61
BELLE INT’L 2.02 1.48 3.50 0.00 3,800 3,091 6,891 0.01 1,009 1,080 2,089 0.04
BOC HONG KONG 156.97 847.38 1,004.35 1.39 407,414 674,514 1,081,928 1.46 55,818 78,156 133,974 2.51
BYD COMPANY 112.09 352.17 464.26 0.64 196,187 234,071 430,258 0.58 11,633 7,488 19,121 0.36
CATHAY PAC AIR 20.47 52.48 72.95 0.10 34,799 64,488 99,287 0.13 3,669 2,563 6,232 0.12
CHEUNG KONG 789.14 1,558.51 2,347.65 3.24 267,300 351,710 619,010 0.83 14,445 17,573 32,018 0.60
CCB 945.98 1,862.59 2,808.57 3.87 4,375,769 4,614,689 8,990,458 12.10 464,434 365,914 830,348 15.58
CM BANK 203.26 396.03 599.29 0.83 573,137 825,913 1,399,050 1.88 57,777 96,720 154,497 2.90
CITIC BANK 22.65 69.79 92.45 0.13 110,216 187,634 297,850 0.40 8,586 7,801 16,387 0.31
CHINA COAL 111.61 319.10 430.71 0.59 210,053 427,181 637,234 0.86 39,772 81,929 121,701 2.28
CHINA COMM CONS 46.82 95.03 141.85 0.20 187,117 250,009 437,126 0.59 7,612 13,343 20,955 0.39
CHINA COSCO 24.16 112.45 136.61 0.19 189,326 306,287 495,613 0.67 15,879 20,202 36,081 0.68
CHINA MOBILE 1,676.89 6,122.26 7,799.15 10.76 2,091,971 2,784,334 4,876,305 6.56 67,906 109,954 177,860 3.34
SINOPEC CORP 312.20 580.35 892.55 1.23 497,667 686,012 1,183,679 1.59 70,330 71,465 141,795 2.66
CHINA LIFE 1,105.10 6,729.68 7,834.79 10.81 1,556,435 2,134,252 3,690,687 4.97 93,412 124,785 218,197 4.09
CHINA RAIL CONS 13.34 55.05 68.39 0.09 84,707 146,483 231,190 0.31 8,343 9,545 17,888 0.34
CHINA RAILWAY 13.34 55.49 68.84 0.09 75,443 135,022 210,465 0.28 4,721 6,442 11,163 0.21
CHINA SHENHUA 257.28 453.72 711.00 0.98 389,950 530,238 920,188 1.24 58,148 76,125 134,273 2.52
CHINA TELECOM 308.77 107.53 416.30 0.57 351,502 253,247 604,749 0.81 25,190 32,432 57,622 1.08
CHINA OVERSEAS 195.79 268.73 464.52 0.64 140,434 176,575 317,009 0.43 12,317 25,654 37,971 0.71
CHINA UNICOM 303.11 344.52 647.63 0.89 232,843 305,027 537,870 0.72 20,402 24,548 44,950 0.84
CITIC PACIFIC 47.16 138.72 185.88 0.26 64,355 105,050 169,405 0.23 4,212 24,051 28,263 0.53
CLP HOLDINGS 100.88 156.29 257.17 0.35 173,243 294,815 468,058 0.63 7,065 12,202 19,267 0.36
CNOOC 1,052.34 1,768.17 2,820.50 3.89 911,467 1,471,103 2,382,570 3.21 83,083 140,404 223,487 4.19
CPIC 112.42 194.16 306.58 0.42 122,642 178,598 301,240 0.41 9,502 7,168 16,670 0.31
ESPRIT HOLDINGS 45.06 133.42 178.48 0.25 483,911 560,695 1,044,606 1.41 26,538 20,331 46,869 0.88
FIH 11.31 17.64 28.95 0.04 52,674 42,872 95,546 0.13 2,767 2,054 4,821 0.09
HANG SENG BANK 562.22 146.70 708.92 0.98 593,157 465,696 1,058,853 1.42 20,310 30,045 50,355 0.94
HENDERSON LAND 74.97 96.72 171.68 0.24 57,130 51,407 108,537 0.15 2,825 4,159 6,984 0.13
HK & CHINA GAS 16.22 24.62 40.85 0.06 32,844 51,249 84,093 0.11 1,500 2,961 4,461 0.08
HKEX 789.52 1,635.30 2,424.83 3.35 1,863,786 2,699,135 4,562,921 6.14 82,834 80,192 163,026 3.06
HSBC HOLDINGS 2,492.60 6,495.93 8,988.53 12.40 3,311,077 4,158,585 7,469,662 10.05 115,240 157,860 273,100 5.12
HUANENG POWER 14.92 35.70 50.61 0.07 50,837 78,126 128,963 0.17 3,626 2,798 6,424 0.12
HUTCHISON 2,495.79 3,413.66 5,909.44 8.15 993,507 1,085,734 2,079,241 2.80 28,349 32,710 61,059 1.15
ICBC 601.04 1,581.33 2,182.37 3.01 2,936,107 3,914,488 6,850,595 9.22 279,666 350,956 630,622 11.83
JIANGXI COPPER 276.44 511.72 788.16 1.09 274,837 356,698 631,535 0.85 17,451 21,299 38,750 0.73
LI & FUNG 139.71 293.07 432.78 0.60 85,877 140,246 226,123 0.30 3,732 5,333 9,065 0.17
MTR CORPORATION 22.38 78.96 101.34 0.14 70,835 159,373 230,208 0.31 6,450 10,035 16,485 0.31
CNBM 3.88 7.26 11.13 0.02 3,329 6,389 9,718 0.01 1,705 2,248 3,953 0.07
NEW WORLD DEV 21.60 64.46 86.06 0.12 54,678 76,069 130,747 0.18 8,553 10,331 18,884 0.35
PETROCHINA 526.05 859.18 1,385.22 1.91 692,357 939,389 1,631,746 2.20 51,026 86,099 137,125 2.57
PICC P&C 140.28 206.44 346.71 0.48 119,398 161,443 280,841 0.38 8,584 8,324 16,908 0.32
PING AN 667.25 2,983.29 3,650.54 5.04 630,604 885,486 1,516,090 2.04 27,860 45,664 73,524 1.38
POWER ASSETS 85.49 113.51 199.00 0.27 118,863 203,311 322,174 0.43 7,218 11,716 18,934 0.36
R&F PROPERTIES 13.21 43.51 56.72 0.08 59,472 157,887 217,359 0.29 6,045 18,598 24,643 0.46
SHK PPT 770.95 3,331.29 4,102.24 5.66 277,420 397,096 674,516 0.91 11,860 16,782 28,642 0.54
SWIRE PACIFIC A 97.98 146.99 244.97 0.34 79,768 100,800 180,568 0.24 3,935 4,010 7,945 0.15
TENCENT 1,192.69 1,622.63 2,815.33 3.88 1,602,570 1,937,814 3,540,384 4.76 68,969 63,780 132,749 2.49
TRACKER FUND 15.72 54.60 70.31 0.10 48,259 183,928 232,187 0.31 3,880 10,466 14,346 0.27
WHARF HOLDINGS 74.32 134.62 208.94 0.29 59,945 75,073 135,018 0.18 3,552 5,450 9,002 0.17
X ISHARES A50 615.17 958.80 1,573.98 2.17 341,864 421,757 763,621 1.03 38,159 24,573 62,732 1.18
X WISECSI300ETF 5.37 18.34 23.70 0.03 4,595 15,289 19,884 0.03 138 730 868 0.02
YANZHOU COAL 168.16 366.74 534.90 0.74 73,866 118,743 192,609 0.26 8,267 27,099 35,366 0.66
ZIJIN MINING 20.53 66.34 86.87 0.12 44,330 93,757 138,087 0.19 3,581 3,666 7,247 0.14
Total 21,190.60 51,291.49 72,482.09 100.00 32,200,985 42,124,083 74,325,068 100.00 2,420,694 2,908,800 5,329,494 100.00
Note: Figures may not add up to total due to rounding.

Monthly stock options contract volume, 2011
Contracts
10,000,000
9,500,000
9,026,251
9,000,000
8,500,000
8,000,000
7,492,746 7,578,302 7,444,057
7,500,000
7,000,000
6,654,370
6,500,000
6,132,445
6,000,000 5,815,601
5,500,000 5,357,113
4,946,035
5,000,000 4,792,633 4,740,588
4,500,000 4,344,927
4,000,000
3,500,000
3,000,000
2,500,000
2,000,000
1,500,000
1,000,000
500,000
0
Call Put
Month-end stock options open interest, 2011

Contracts
9,000,000
8,500,000
8,112,569
8,000,000 7,801,740
7,500,000 7,380,983
7,123,830
7,000,000
6,583,920
6,500,000 6,276,824 6,264,624 6,313,885
5,912,772 5,947,777
6,000,000 5,622,028
5,500,000 5,329,494
5,000,000
4,500,000
4,000,000
3,500,000
3,000,000
2,500,000
2,000,000
1,500,000
1,000,000
500,000
0
Call Put

Derivatives Market Commodity Products
Gold futures – trading statistics, 2008 – 2011
No. of Contracts

2008 * 50.0 3,075 62 132

2009 247.5 6,773 27 119
2010 248.0 5,642 23 85
2011 245.5 3,716 15 0
2011 Jan 21.0 725 35 207

Feb 17.5 358 20 170
Mar 23.0 493 21 178
Apr 18.0 128 7 83
May 20.0 463 23 53
Jun 21.0 118 6 41
Jul 20.0 223 11 42
Aug 23.0 722 31 89
Sep 20.0 366 18 132
Oct 20.0 47 2 61
Nov 22.0 58 3 21
Dec 20.0 15 1 0
2011 Highest 183 337

(date) (09/08) (21/01)
* Trading in Gold futures commenced on 20 Oct 2008

Derivatives Market Historical Section
Record high of futures and options products (up to 31 December 2011)
Daily Volume Open Interest
Products Contracts Date Contracts Date
Hang Seng Index Futures 235,385 2011/08/09 198,789 2007/06/27

Mini Hang Seng Index Futures 86,812 2011/08/09 21,682 2011/06/17
H-shares Index Futures 220,600 2011/09/27 177,892 2011/09/28
Mini H-shares Index Futures 19,556 2011/08/09 6,030 2011/06/17
HSI Dividend Point Index Futures 1,600 2011/02/02 6,008 2011/12/29
HSCEI Dividend Point Index Futures 15,000 2011/09/14 36,441 2011/12/29
Hang Seng Index Options 116,835 2011/08/05 483,835 2011/09/28
Mini Hang Seng Index Options 10,618 2011/08/05 22,086 2011/08/29
Flexible Hang Seng Index Options 3,210 2010/12/02 8,310 2011/12/29
H-shares Index Options 41,229 2009/12/11 380,344 2011/12/28
Flexible H-shares Index Options 5,770 2011/09/26 12,074 2011/11/03
Stock Futures 27,966 2007/03/28 26,482 2011/08/25
Stock Options 805,947 2008/03/27 9,218,955 2011/11/28
3-Month HIBOR Futures1 10,514 2002/04/04 80,964 2001/11/15
1-Month HIBOR Futures2 800 2001/01/09 3,250 2001/04/12
3-Year Exchange Fund Note Futures 250 2003/12/12 981 2002/02/18
Gold Futures 480 2008/10/20 403 2010/11/26
1
The size of 3-Month HIBOR futures contracts was increased to 5 times the original size starting from 27 May 2002
2
The size of 1-Month HIBOR futures contracts was increased to 5 times the original size starting from 27 May 2002

Clearing Statistics
Average daily stock exchange trades processed in CCASS
(including CNS trades, isolated trades and cross trades)
No. of Value of
No. of % of Exchange shares % of market trades % of market
Year/month CCASS trades trades (mil) turnover (HK$ mil) turnover
HKD
2007 616,195 100.00 94,160 100.00 88,071 100.00
2008 577,110 100.00 110,630 100.00 72,052 100.00
2009 713,412 100.00 99,574 100.00 62,310 100.00
2010 778,854 100.00 140,527 100.00 69,115 100.00
2011 872,796 100.00 162,217 100.00 69,688 100.00
2011 Jan 801,317 100.00 163,658 100.00 75,009 100.00

Feb 809,981 100.00 165,090 100.00 72,787 100.00
Mar 939,562 100.00 165,885 100.00 79,173 100.00
Apr 953,760 100.00 160,243 100.00 79,469 100.00
May 821,603 100.00 141,084 100.00 64,834 100.00
Jun 842,820 100.00 168,797 100.00 69,661 100.00
Jul 794,642 100.00 164,175 100.00 66,861 100.00
Aug 981,685 100.00 163,268 100.00 78,729 100.00
Sep 937,988 100.00 169,278 100.00 71,097 100.00
Oct 1,039,005 100.00 171,715 100.00 71,432 100.00
Nov 851,759 100.00 174,452 100.00 59,982 100.00
Dec 682,069 100.00 136,719 100.00 46,433 100.00
(Thousand) (US$ Thousand)
USD
2007 4 78.80 3 69.82 365 90.54
2008 11 95.05 4 88.07 438 97.97
2009 7 91.24 3 82.52 287 96.53
2010 23 91.57 7 78.73 824 97.33
2011 25 88.32 5 70.04 677 93.64
2011 Jan 42 96.19 8 80.46 969 97.29

Feb 43 93.79 5 67.58 602 95.86
Mar 15 58.30 12 36.50 1,388 78.04
Apr 22 70.95 4 31.57 545 78.05
May 12 82.34 4 63.26 459 90.95
Jun 12 83.70 2 59.24 232 90.66
Jul 49 94.42 5 74.16 586 98.12
Aug 34 94.55 4 77.36 458 98.81
Sep 23 94.08 14 74.14 1,702 97.55
Oct 14 98.90 2 93.06 210 99.68
Nov 15 96.01 4 89.92 483 98.63
Dec 15 98.01 3 91.12 419 99.69
(Thousand) (RMB Thousand)
RMB
2011 833 100.00 11,203 100.00 48,122 100.00
2011 Apr 13,024 100.00 344,190 100.00 1,663,643 100.00

May 1,536 100.00 30,527 100.00 145,572 100.00
Jun 473 100.00 3,788 100.00 18,213 100.00
Jul 550 100.00 3,457 100.00 16,152 100.00
Aug 1,042 100.00 9,716 100.00 41,943 100.00
Sep 925 100.00 7,033 100.00 24,479 100.00
Oct 1,000 100.00 11,042 100.00 33,446 100.00
Nov 377 100.00 5,069 100.00 17,456 100.00
Dec 186 100.00 3,550 100.00 12,425 100.00
Note: RMB-denominated securities commenced trading on 29 April 2011.

Clearing Statistics
Average Daily Settlement Instructions (SIs) settled in CCASS
(both delivering and receiving SIs are counted)
SIs by shares SIs by value
Year/month Number of SIs (mil) (HK$ mil)
HKD
2007 66,818 48,505 205,408
2008 63,433 49,985 193,069
2009 69,658 40,561 164,032
2010 80,149 47,203 187,865
2011 83,760 47,722 210,714
2011 Jan 83,822 44,896 185,230

Feb 88,307 52,651 207,128
Mar 87,058 45,040 215,077
Apr 93,956 51,216 247,311
May 83,673 47,647 216,915
Jun 85,604 48,394 236,252
Jul 82,056 48,080 204,319
Aug 87,543 50,808 233,362
Sep 83,932 52,272 225,155
Oct 84,249 50,382 206,974
Nov 74,283 43,615 181,232
Dec 72,126 39,204 171,631
USD
2007 6 24 2,627
2008 17 23 2,505
2009 8 56 5,363
2010 14 36 4,266
2011 14 35 4,381
2011 Jan 15 20 2,475

Feb 18 30 3,596
Mar 12 45 5,383
Apr 12 9 1,129
May 12 14 1,806
Jun 10 8 1,019
Jul 13 50 6,344
Aug 19 39 4,870
Sep 22 81 10,247
Oct 11 36 4,425
Nov 9 36 4,507
Dec 12 51 6,357
RMB
2011 59 80,777 368,420
2011 Apr 430 6,802,530 32,565,737

May 111 158,213 758,154
Jun 50 24,953 119,864
Jul 50 12,136 56,710
Aug 61 38,312 166,531
Sep 53 32,195 114,769
Oct 55 26,346 78,984
Nov 40 15,606 53,546
Dec 32 18,043 63,139

Clearing Statistics
Average Daily Investor Settlement Instructions (ISIs) settled in CCASS
(one sided ISIs are counted)
ISIs by shares ISIs by Value
Year/month Number of ISIs (mil) (HK$ mil)
HKD
2007 945 253 352
2008 566 182 220
2009 560 112 292
2010 574 117 271
2011 468 124 258
2011 Jan 537 66 208

Feb 500 413 163
Mar 509 108 293
Apr 614 171 487
May 473 73 146
Jun 504 88 353
Jul 425 76 280
Aug 531 129 439
Sep 505 166 421
Oct 467 112 100
Nov 314 78 113
Dec 249 62 77
USD
2007 0 1 92
2008 0 1 80
2009 0 0 0
2010 0 2 213
2011 0 3 383
2011 Jan 1 6 742

Feb 0 1 92
Mar 0 0 5
Apr 0 6 690
May 0 0 0
Jun 0 0 0
Jul 0 25 3,206
Aug 0 0 0
Sep 0 0 0
Oct 0 0 0
Nov 0 0 0
Dec 0 0 1
RMB
2011 1 85 345
2011 Apr 3 17 87
May 2 222 1,070
Jun 1 21 100
Jul 1 48 225
Aug 2 70 300
Sep 1 42 147
Oct 1 220 724
Nov 1 52 179
Dec 0 22 78

Clearing Statistics
Average daily settlement efficiency of CNS stock positions
Settlement Efficiency (%)
Year/month S day S + 1 day
HKD
2007 99.70 99.97
2008 99.81 99.98
2009 99.85 99.99
2010 99.88 99.99
2011 99.88 99.99
2011 Jan 99.89 99.99

Feb 99.92 99.99
Mar 99.88 99.99
Apr 99.87 99.99
May 99.85 99.99
Jun 99.90 99.99
Jul 99.89 99.99
Aug 99.86 99.99
Sep 99.86 99.99
Oct 99.88 99.99
Nov 99.88 99.99
Dec 99.91 99.99
USD
2007 98.19 99.19
2008 98.70 99.90
2009 96.31 97.83
2010 98.86 99.75
2011 96.94 99.11
2011 Jan 93.31 97.35

Feb 88.72 99.21
Mar 94.69 99.60
Apr 99.31 100.00
May 100.00 100.00
Jun 100.00 100.00
Jul 100.00 100.00
Aug 100.00 100.00
Sep 99.17 100.00
Oct 100.00 100.00
Nov 98.18 100.00
Dec 94.11 98.04
RMB
2011 99.89 100.00
2011 Apr 98.19 100.00

May 99.72 100.00
Jun 100.00 100.00
Jul 100.00 100.00
Aug 100.00 100.00
Sep 99.43 100.00
Oct 100.00 100.00
Nov 100.00 100.00
Dec 100.00 100.00

Clearing Statistics
Average daily netting efficiency of CNS trades
– in stock positions and share quantity
Netting No. of shares due Netting
No. of CNS efficiency for settlement efficiency
Year/month stock positions (%) (mil) (%)
HKD
2007 73,817 93.50 31,700 80.48
2008 53,474 95.10 23,037 89.00
2009 62,233 95.43 24,683 87.41
2010 71,384 95.17 27,266 89.98
2011 66,348 95.94 22,628 92.77
2011 Jan 75,779 95.06 26,954 91.69

Feb 70,512 95.38 26,515 91.52
Mar 76,471 95.71 27,646 91.49
Apr 79,815 95.60 30,063 90.39
May 67,952 95.63 24,589 91.17
Jun 65,189 95.94 22,062 93.35
Jul 65,781 95.65 21,073 93.50
Aug 66,598 96.37 21,036 92.94
Sep 58,320 96.65 18,478 94.45
Oct 61,807 96.81 19,369 94.29
Nov 58,185 96.35 18,647 94.56
Dec 50,375 95.97 15,935 93.50
(%) (Thousand) (%)
USD
2007 3 40.66 4 4.77
2008 4 67.06 6 6.54
2009 3 50.58 5 4.80
2010 7 67.38 12 7.96
2011 7 65.98 9 7.91
2011 Jan 8 77.18 13 12.64

Feb 8 78.44 8 13.53
Mar 6 64.25 20 8.68
Apr 6 70.55 9 6.20
May 7 59.44 7 5.55
Jun 6 56.70 3 4.91
Jul 7 73.27 7 9.75
Aug 7 66.88 6 9.05
Sep 9 69.58 19 9.83
Oct 6 52.92 3 5.05
Nov 6 57.78 7 5.37
Dec 6 67.31 6 4.67
(%) (Thousand) (%)
RMB
2011 41 96.02 14,164 21.17
2011 Apr 166 99.32 366,740 39.41

May 59 97.45 36,809 23.72
Jun 37 95.33 5,392 23.01
Jul 35 96.49 6,154 8.53
Aug 44 97.24 12,774 18.69
Sep 43 97.26 9,709 26.42
Oct 48 97.23 16,169 22.50
Nov 33 93.68 5,031 30.38
Dec 22 93.40 5,204 14.53

Clearing Statistics
Average daily netting efficiency of CNS Trades
– in money obligations
Money obligations arising Money obligations Funds netting
from novated contracts after netting efficiency
Year/month (HK$mil) (HK$mil) (%)
HKD
2007 167,197 18,568 88.89
2008 138,559 17,171 87.61
2009 117,788 14,513 87.68
2010 130,333 14,796 88.65
2011 130,748 14,335 89.04
2011 Jan 139,665 14,178 89.85

Feb 144,827 17,504 87.91
Mar 149,503 17,116 88.55
Apr 148,926 16,575 88.87
May 121,326 14,908 87.71
Jun 130,405 14,495 88.88
Jul 121,714 12,236 89.95
Aug 146,260 16,511 88.71
Sep 133,374 13,622 89.79
Oct 135,217 13,845 89.76
Nov 111,338 11,492 89.68
Dec 86,725 9,778 88.73
(US$ Thousand) (US$ Thousand) (%)
USD
2007 523 462 11.65
2008 801 688 14.09
2009 558 532 4.61
2010 1,623 1,490 8.14
2011 1,330 1,117 16.04
2011 Jan 1,907 1,565 17.90

Feb 1,219 947 22.27
Mar 2,735 2,345 14.25
Apr 1,065 1,046 1.74
May 904 838 7.21
Jun 444 400 9.89
Jul 1,109 933 15.85
Aug 902 806 10.68
Sep 3,380 2,336 30.90
Oct 414 387 6.49
Nov 957 920 3.96
Dec 792 743 6.13
(US$ Thousand) (RMB Thousand) (%)
RMB
2011 82,987 60,306 27.33
2011 Apr 2,922,684 1,772,506 39.35

May 247,552 175,353 29.17
Jun 33,381 25,925 22.34
Jul 31,154 28,745 7.73
Aug 66,730 55,152 17.35
Sep 45,153 33,783 25.18
Oct 62,017 49,083 20.86
Nov 25,047 17,366 30.67
Dec 21,590 18,221 15.61

Clearing Statistics
Average daily transactions handled by CCASS depository
(both deposit and withdrawal transactions are counted)
No. of Value of
Year/month transactions No. of shares transactions
(mil) (HK$mil)
HKD
2007 4,397 3,388 7,156
2008 1,592 1,885 3,398
2009 1,548 2,292 4,629
2010 1,635 3,386 6,216
2011 1,066 2,256 4,607
2011 Jan 1,370 2,647 4,577

Feb 1,091 1,845 2,354
Mar 1,255 2,062 3,382
Apr 1,564 2,844 5,397
May 1,204 2,803 4,723
Jun 1,148 1,809 5,650
Jul 1,068 2,193 4,507
Aug 1,087 3,422 10,205
Sep 912 2,624 3,265
Oct 840 1,583 2,528
Nov 664 1,374 2,933
Dec 629 1,833 5,073
USD
2007 – – –
2008 – – –
2009 – – –
2010 – – –
2011 – – –
2011 Jan 0 0 0
Feb 0 0 0
Mar 0 0 0
Apr 0 0 0
May 0 0 0
Jun 0 0 0
Jul 0 0 0
Aug 0 0 0
Sep 0 0 0
Oct 0 0 0
Nov 0 0 0
Dec 0 0 0
Note: No transaction in US dollars handled for the years from 2007 to 2011

RMB
2011 6 11,428 54,259
2011 Apr 11 1,900,033 9,025,157

May 21 167 780
Jun 6 35 169
Jul 4 29 137
Aug 5 59 250
Sep 4 41 140
Oct 4 45 140
Nov 2 24 84
Dec 2 13 44

Clearing Statistics
Securities under CCASS custody
(balances at the end of each month)
% of issued % of market
shares of capitalisation of
Year/month No. of shares admitted securities Market value admitted securities
(mil) (HK$mil)
All currencies in HKD equivalent
2007 3,570,426 74.95 10,438,858 47.02
2008 3,408,317 72.57 5,040,542 44.62
2009 3,286,618 70.93 9,245,111 49.19
2010 3,834,082 71.80 11,294,451 49.57
2011 3,694,236 70.17 9,599,910 50.23
2011 Jan 3,877,261 72.10 11,422,810 50.30

Feb 3,881,464 72.05 11,116,806 49.90
Mar 3,933,193 72.49 11,539,570 50.44
Apr 3,934,403 72.42 11,799,409 51.15
May 3,891,041 71.70 12,054,196 50.08
Jun 3,707,093 69.37 11,612,870 50.11
Jul 3,693,276 70.34 11,643,802 50.10
Aug 3,771,127 71.37 10,761,707 50.78
Sep 3,771,065 71.19 8,909,870 49.96
Oct 3,722,758 70.75 10,199,210 50.44
Nov 3,732,145 70.82 9,393,006 50.58
Dec 3,694,236 70.17 9,599,910 50.23
Note: No. of shares and market value of securities in non-HKD currency have been included.

USD
2007 14,363 100.00 1,628,754 100.00
2008 14,977 100.00 1,677,477 100.00
2009 16,375 100.00 1,879,050 100.00
2010 19,692 100.00 2,412,786 100.00
2011 21,051 100.00 2,630,840 100.00
2011 Jan 19,852 100.00 2,365,973 100.00

Feb 20,042 100.00 2,397,615 100.00
Mar 19,762 100.00 2,413,472 100.00
Apr 19,602 100.00 2,437,982 100.00
May 19,662 100.00 2,455,256 100.00
Jun 19,662 100.00 2,450,348 100.00
Jul 20,362 100.00 2,551,766 100.00
Aug 20,731 100.00 2,637,316 100.00
Sep 20,931 100.00 2,585,410 100.00
Oct 21,071 100.00 2,647,933 100.00
Nov 20,831 100.00 2,575,146 100.00
Dec 21,051 100.00 2,630,840 100.00

RMB
2011 2,281,308 45.53 8,121,456 45.53
2011 Apr 2,283,598 45.67 10,847,091 45.67

May 2,284,258 45.68 11,170,022 45.68
Jun 2,284,056 45.68 11,031,990 45.68
Jul 2,283,830 45.67 10,505,618 45.67
Aug 2,282,806 45.65 9,017,084 45.65
Sep 2,282,170 45.64 7,051,905 45.64
Oct 2,281,896 45.60 7,872,541 45.60
Nov 2,281,406 45.59 7,962,107 45.59
Dec 2,281,308 45.53 8,121,456 45.53

Exchange Participants
Distribution of market participants’ market shares, 2007 – 2011
Category A Category B Category C
(Position 1 to 14) (Position 15 to 65) (Position > 65)
Total turnover Average daily

Year/Month Range (%) Total (%) Range (%) Total (%) Range (%) Total (%) (HK$bil) turnover (HK$mil)
2007 5.59 – 2.45 50.37 2.23 – 0.23 37.75 0.23 – 0.00 11.85 21,859.39 88,859.31
2008 6.06 – 2.35 53.02 2.28 – 0.23 36.30 0.23 – 0.00 10.68 17,868.32 72,931.92
2009 5.46 – 2.24 52.02 2.23 – 0.26 35.34 0.25 – 0.00 12.64 15,620.36 62,732.37
2010 5.99 – 2.36 51.08 2.28 – 0.25 36.15 0.24 – 0.00 12.77 17,319.79 69,557.39
2011 7.52 – 2.47 53.63 2.27 – 0.22 35.00 0.22 – 0.00 11.37 17,303.74 70,340.41
2011 Jan 6.19 – 2.12 50.71 2.11 – 0.25 37.15 0.24 – 0.00 12.14 1,584.01 75,429.20
Feb 7.56 – 2.40 51.81 2.38 – 0.24 37.01 0.24 – 0.00 11.18 1,318.49 73,249.21
Mar 6.97 – 2.24 51.72 2.14 – 0.25 36.21 0.24 – 0.00 12.07 1,839.09 79,960.58
Apr 7.20 – 2.07 52.02 2.00 – 0.23 35.75 0.23 – 0.00 12.23 1,441.87 80,103.86
May 7.29 – 2.26 52.19 2.16 – 0.22 35.79 0.22 – 0.00 12.02 1,309.53 65,476.75
Jun 7.41 – 2.66 53.66 2.48 – 0.22 35.51 0.22 – 0.00 10.83 1,479.36 70,445.85
Jul 6.85 – 2.59 54.80 2.27 – 0.23 34.41 0.22 – 0.00 10.79 1,344.50 67,224.81
Aug 7.62 – 2.43 55.25 2.38 – 0.21 34.36 0.20 – 0.00 10.39 1,825.18 79,355.45
Sep 8.81 – 2.68 56.82 2.46 – 0.19 33.63 0.18 – 0.00 9.55 1,447.05 72,352.66
Oct 8.32 – 2.71 57.74 2.33 – 0.21 32.11 0.20 – 0.00 10.15 1,438.81 71,940.49
Nov 8.40 – 2.32 59.65 2.09 – 0.20 30.58 0.19 – 0.00 9.77 1,328.40 60,381.74
Dec 8.14 – 2.63 58.78 2.40 – 0.20 31.50 0.19 – 0.00 9.72 947.45 47,372.48
Note: The report includes all Exchange Participant firms that had paid Transaction Levy, Investor Compensation Levy (if applicable) and Trading
Fee to the Exchange.
Statistics on Exchange participants
Stock Exchange
No. of trading right Exchange Exchange
holders (no. of trading participants participants Non–Exchange
Year / month right held) – trading – non trading participants
2007 518 (921) 439 (835) 39 (46) 40 (40)
2008 522 (931) 449 (854) 38 (42) 35 (35)
2009 525 (940) 463 (873) 32 (37) 30 (30)
2010 538 (960) 485 (904) 31 (34) 22 (22)
2011 555 (980) 498 (916) 36 (43) 21 (21)
2011 Q1 544 (965) 489 (907) 33 (36) 22 (22)

Q2 547 (970) 490 (906) 35 (42) 22 (22)
Q3 549 (973) 494 (911) 34 (41) 21 (21)
Q4 555 (980) 498 (916) 36 (43) 21 (21)
Futures Exchange
No. of trading right Exchange Exchange
holders (no. of trading participants participants Non–Exchange
Year / month right held) – trading – non trading participants
2007 194 (224) 140 (168) – 54 (56)
2008 200 (226) 148 (172) – 52 (54)
2009 211 (238) 167 (192) – 44 (46)
2010 221 (246) 179 (202) – 42 (44)
2011 228 (252) 182 (204) – 46 (48)
2011 Q1 222 (246) 180 (202) – 42 (44)

Q2 228 (252) 184 (206) – 44 (46)
Q3 228 (252) 185 (207) – 43 (45)
Q4 228 (252) 182 (204) – 46 (48)
Notes:
(1) The figures in brackets are the number of trading rights held
(2) An Exchange Participant is an individual or corporation who may trade on or through the Exchange and is licensed under the Securities and
Futures Ordinance to carry on securities dealing activity.

Clearing Participants
HKCC Participants
Year/quarter Clearing Participants General Clearing Participants
2007 128 7
2008 133 7
2009 144 10
2010 153 9
2011 156 10
2011 Q1 156 9
Q2 159 9
Q3 160 9
Q4 156 10
SEOCH Participants
Year/quarter Direct Clearing Participants General Clearing Participants
2007 48 4
2008 49 5
2009 53 6
2010 56 6
2011 59 7
2011 Q1 57 7
Q2 57 7
Q3 58 7
Q4 59 7
HKSCC Participants
Direct Clearing General Clearing Broker Participants Non-broker
Year/month Participant (Note 1) Participant (Note 1) (Note 1) Participants (Note 2)
2007* 445 46
2007** 442 2 46
2008 452 5 41
2009 452 7 41
2010 468 7 44
2011 482 8 47
2011 Q1 473 8 46
Q2 474 8 46
Q3 478 8 46
Q4 482 8 47
Note 1: Broker Participants were replaced by Direct Clearing Participants and General Clearing Participants when Third Party Clearing was
introduced on 3 December 2007.
Note 2: Non-broker participants include Clearing Agency Participants, Custodian Participants and Stock Pledgee Participants.
* figures up to 2 December 2007

** figures for the periods from 3 December 2007 to 31 December 2007

The Investing Community
Cash market – distribution of market trading by investor type
The Cash Market Transaction Survey 2010/11 covered trading in the HKEx securities market during the 12-month period from
October 2010 to September 2011. The survey found that overseas investors remained the major contributors to total market
turnover value in 2010/11, with a contribution of 46% in aggregate. Among them, overseas institutional investors contributed 42%
to the total market turnover value. Local investors’ contribution dropped further to 42% of the total market turnover value, with
local retail investors and local institutional investors contributing 22% and 20% respectively. The contribution from Exchange
Participants’ principal trading was 12%.
In 2010/11, retail online trading (i.e. trading where orders are entered directly by retail investors and channelled to the brokers via
electronic media such as the Internet) contributed 26% of total retail turnover value or 7% of total market turnover value1.
Distribution of cash market trading value by investor type (Oct 2010 – Sep 2011)
Overseas institutional
investors
(42%)
EP principal trading
(12%)
Overseas retail investors

(4%)
Local institutional Local retail investors

investors (22%)
(20%)
Note: Numbers may not add up to 100% due to rounding.
Distribution of cash market trading value by investor type (2008/09 – 2010/11)

2008/09 2009/10 2010/11
Exchange Participants’ principal trading 8% 10% 12%

Local investor trading 50% 44% 42%
Retail 25% 21% 22%
Institutional 24% 23% 20%
Overseas investor trading 42% 46% 46%
Retail 4% 4% 4%
Total 100% 100% 100%
Note: Numbers may not add up to sub-totals or to totals due to rounding.
1
Since survey respondents, i.e. the Exchange Participants (EPs), might not be able to identify retail online trading channelled via banks (which
might be regarded as their institutional clients), the level of retail online trading might be under-estimated.

In 2010/11, US investors were the largest contributors among overseas investors, with a contribution of 28% of total overseas
investor trading. They were followed by UK investors who contributed 27% to total overseas investor trading. Investors from
Europe (excluding UK) were the third largest contributors, at 14%. The aggregate contribution of Asian investors was 22%. Among
them, Mainland China investors contributed the most — 10% of total overseas investors trading — and Singaporean investors
came second with a 7% share.
Distribution of overseas investor trading value in cash market by origin (Oct 2010 – Sep 2011)
Others* US
Australia (3%) (28%)
(5%)
#
Rest of Asia
(3%)
Singapore
(7%)
Taiwan
(1%)
UK
Mainland China (27%)
(10%)
Japan
(2%)
Europe (excluding UK)
(14%)
# Reported origins in “Rest of Asia” were Bangladesh, Brunei, Cambodia, India, Indonesia, Kazakhstan, Laos, Macau, Malaysia, Maldives,
Mongolia, Myanmar, Pakistan, Philippines, South Korea, Thailand and Vietnam.
* Reported origins in “Others” included Algeria, Anguilla, Bahamas, Bahrain, Belize, Bermuda, Brazil, British Virgin Islands, Canada, Cayman
Islands, Chile, Colombia, Cyprus, Commonwealth of Dominica, Dutch Antilles, Fiji, Ghana, Guatemala, Island of Nevis, Israel, Kuwait, Liberia,
Mauritius, Mexico, Monaco, Nauru, New Zealand, Panama, Russia, Samoa, Saudi Arabia, Seychelles, South Africa, Turkey, United Arab Emirates
and Venezuela.
Distribution of overseas investor trading value in cash market by origin (2008/09 – 2010/11)
2008/09 2009/10 2010/11
US 36% 24% 28%

UK & Europe 34% 45% 41%
UK 23% 29% 27%
Europe (excluding UK) 10% 16% 14%
Asia 26% 27% 22%
Japan 2% 3% 2%
Mainland China 12% 11% 10%
Taiwan 1% 1% 1%
Singapore 8% 9% 7%
Rest of Asia 3% 3% 3%
Australia 2% 2% 5%
Others 2% 3% 3%
Total 100% 100% 100%
Note: Numbers may not add up to sub-totals or to totals due to rounding.

Derivatives market – distribution of market trading by investor type
The Derivatives Market Transaction Survey 2010/11 covered trading in the HKEx derivatives (futures and options) market during
the 12-month period from July 2010 to June 2011. The survey findings revealed that Exchange Participants’ principal trading
contributed 51% of the total contract volume; local investors contributed 26% and overseas investors (mainly institutions)
contributed 23%. For stock options, which accounted for 55% of the total market volume during the period, the majority of
turnover was Exchange Participants’ principal trading (69% of the product’s total volume). Exchange Participants’ principal trading
was also the major contributor to trading in H-shares Index (HHI) Options and Hang Seng Index (HSI) Options (45% and 52%
respectively). For HSI Futures, overseas institutional investors were the major contributors (43%), followed by local retail investors
(25%). For HHI Futures, overseas institutional investors were the dominant contributors (57%). For Mini-HSI futures and Mini-HHI
futures, local retail investors were the dominant participant type (49% and 53% respectively).
In 2010/11, retail online trading (i.e. trading where orders are entered directly by retail investors and channelled to the brokers via
electronic media such as the Internet) contributed 54% of total retail investor trading or 12% of total market turnover volume.
Distribution of derivatives market trading volume by investor type (Jul 2010 – Jun 2011)
Exchange Participants’
principal trading
(51%)
investors (20%)
Overseas retail Local retail investors

investors (3%) Local institutional
(20%)
investors (6%)
Distribution of derivatives market trading volume by investor type (2008/09 – 2010/11)

2008/09 2009/10 2010/11
Exchange Participants’ principal trading* 53% 50% 51%

Local investor trading 25% 26% 26%
Retail 20% 20% 20%
Overseas investor trading 22% 24% 23%
Retail 3% 4% 3%
Total 100% 100% 100%
* Exchange Participants’ principal trading comprises market maker trading and proprietary trading.
Note: Numbers may not add up to sub-totals and totals due to rounding.

Distribution of derivatives trading volume by investor type for overall market and each product (Jul 2010 – Jun 2011)
3% Market maker trading

OVERALL 39% 12% 20% 6% 20%
Futures EP proprietary trading

HSI futures 21% 25% 7% 4% 43%
2%
Local retail investors
HHI futures 23% 10% 7% 57%
Mini-HSI futures 22% 49% 4% 8% 18% Local institutional investors

1%
Mini-HHI futures 31% 53% 8% 6%
Overseas retail investors
Options 3%
HSI options 44% 8% 23% 12% 10%
1% investors
HHI options 28% 16% 5% 26% 23%
2%
Stock options 64% 6% 17% 5% 8%
0% 10% 20% 30% 40% 50% 60% 70% 80% 90% 100%
Notes:
(1) Market maker trading and EP proprietary trading are components of EP principal trading.
(2) Numbers may not add up to 100% due to rounding.
Among overseas investors, UK investors were the largest contributing group to overseas investor trading (25%). They were
followed by US investors (23%). The contributions from Singaporean, European (excluding UK) and Mainland China investors were
also significant (18%, 16% and 11% respectively). Asian investors contributed in aggregate 33% of total overseas investor trading.
Distribution of overseas investor trading volume in derivatives by origin (Jul 2010 – Jun 2011)
U.K. (25%)
Europe (excluding
U.S. (23%)
UK) (16%)
Japan (1%)
Others* (3%) Mainland China (11%)

Australia (1%)
Rest of Asia# (1%) Singapore (18%) Taiwan (1%)
#
Reported origins in “Rest of Asia” are India, Indonesia, Macau, Malaysia, South Korea and Thailand.
* Reported origins in “Others” are Africa, Bermuda, British Virgin Islands, Canada, Caribbean, Cayman Islands, Liberia, Middle East, New Zealand
and Republic of Seychelles.

Distribution of overseas investor trading volume in derivatives by origin (2008/09 – 2010/11)
2008/09 2009/10 2010/11
US 19% 25% 23%

UK & Europe 40% 40% 41%
UK 29% 25% 25%
Europe (excluding UK) 11% 14% 16%
Asia 24% 30% 33%
Japan 2% 2% 1%
Mainland China 11% 13% 11%
Taiwan 1% 1% 1%
Singapore 10% 14% 18%
Rest of Asia 1% 1% 1%
Australia 14% 4% 1%
Others 3% 2% 3%
Total 100% 100% 100%
Note: Numbers may not add up to sub-totals and totals due to rounding.

Retail investors
According to the findings of the HKEx Retail Investor Survey 20111, 33.8% of the adult population (about 2.0 million individuals)
were stockowners2; 35.7% (about 2.1 million individuals) were stock investors3; 3.5% (about 208,000 individuals) were warrant or
Callable Bull/Bear Contract (CBBC) investors4; 2.0% (about 122,000 individuals) were derivatives investors5, 6; and 35.8% (about
2.2 million individuals) were retail investors who were either stock investor or derivatives investor or both.
Retail participation rates in stocks and derivatives on HKEx
40%
35.7% 35.0% 35.7%
35%
28.6%
30% 32.6% 33.8%
32.4%
24.4%
25% 27.0%
21.5%
20.3% 19.8% 17.5%
20% 16.0% 22.8%
16.0%
19.0% 18.6% 19.0%
15%
10.0% 15.9%
9.0% 14.0%
10% 13.0%
5.2%
9.0% 9.0% 3.5%
5% 8.0% 2.5% 2.4%
1.5% 1.4% 1.6% 1.3% 2.0%
0%
1989 1992 1994 1997 Jan Nov Dec Dec Dec Oct Dec Dec Dec Dec
1999 2000 2001 2002 2003 2004 2005 2007 2009 2011
Percentage of adult population as stockowners Percentage of adult population as stock investors
Percentage of adult population as derivatives investors
Projected number of retail investors by type

(’000)
Oct 2004 Dec 2005 Dec 2007 Dec 2009 Dec 2011
Retail investors 1,360 1,631 2,024 2,069 2,154

Stockowners 1,264 1,531 1,834 1,917 2,035
Stock investors 1,354 1,618 2,022 2,059 2,147
Warrant/CBBC investors NA NA NA 249 208
Derivatives investors 80 135 93 75 122
NA: Not available

Note: Projected numbers were based on survey findings and are subject to errors.
1
Fieldwork of the survey was carried out during November and December 2011. Annotation of “Dec 2011” is made in tables and charts for easy
reference only.
2
Stockowner: An individual who was, at the time of the interview, holding stocks — including shares, warrants, Callable Bull/Bear Contracts
(CBBCs), Exchange Traded Funds (ETFs), Real Estate Investment Trusts (REITs) and other cash market products — listed or traded on HKEx.
3
Stock investor: An individual who was, at the time of the interview, holding or, in the past 12 months, had traded stocks — including shares,
warrants, Callable Bull/Bear Contracts (CBBCs), Exchange Traded Funds (ETFs), Real Estate Investment Trusts (REITs) and other cash market
products — listed or traded on HKEx.
4
Warrant/CBBC investor: An individual who was, at the time of the interview, holding or, in the past 12 months, had traded warrants or Callable
Bull/Bear Contracts (CBBCs) on HKEx.
5
Derivatives investor: An individual who was, at the time of the interview, holding or, in the past 12 months, had traded derivative products
(futures and options) on HKEx.
6
The achieved sample of derivatives investors in the survey was rather small. The percentages on derivatives investors are subject to relatively
large error.

The typical Hong Kong retail stock investor is a 47 year-old person with matriculation or above education and a monthly personal
income of about HK$16,250. The typical Hong Kong retail derivatives investor is a 40 year-old person with tertiary or above
education and a monthly personal income of about HK$22,500.
The median number of stock transactions by stock investors during the 12 months preceding the interview was 6, compared to 10
in 2009 (including those with zero stock transactions in the period). The average value per stock transaction by stock investors had
a median of about HK$40,000, up from HK$35,000 in 2009. The implied total stock transaction value per stock investor7 during the
12-month period had a median of about HK$200,000, down from HK$300,000 in 2009.
The 2011 Survey asked for the first time about the trading activity of stock investors in warrants/CBBCs. For warrant/CBBC
investors, the median number of warrant/CBBC transactions in the 12-month period was 10 (including those with zero warrant/
CBBC transactions in the period), and the average transaction value had a median of HK$20,000. The implied total warrant/CBBC
transaction value per warrant/CBBC investor8 during the 12-month period had a median of about HK$300,000.
The median number of derivatives transactions by derivatives investors during the 12-month period was 12, up from 10 in 2009.
The average number of contracts per derivatives transaction by derivatives investors had a median of 2, the same level as in 2009.
The implied total contract volume per derivatives investor9 during the 12-month period had a median of 40, up from 25 in 2009.
The survey also found that 69% of stock traders10 and 67% of derivatives traders11 were online traders, i.e. investors who had
traded the respective products on HKEx during the 12-month period, either always or sometimes, through electronic media such
as the Internet.
7
The implied total stock transaction value for the 12-month period for a respondent was deduced from the respondent’s average value per
transaction and his/her frequency of trading in stocks during the 12-month period. The figure counts both buying and selling transactions and
is subject to estimation error. In calculating the average figure per stock investor, stock investors who did not trade stocks during the 12-month
period are included.
8
The implied total warrant/CBBC transaction value for the 12-month period for a respondent was deduced from the respondent’s average
value per transaction and his/her frequency of trading in the products during the 12-month period. The figure counts both buying and selling
transactions and is subject to estimation error. In calculating the average figure per warrant/CBBC investor, warrant/CBBC investors who did not
trade in the products during the 12-month period are included.
9
The implied total contract volume during the 12-month period for a respondent was deduced from the respondent’s number of derivatives
transactions and his/her average number of contracts per derivatives transaction. The figure counts both buying and selling transactions and is
subject to estimation error.
10
Stock trader: An individual who, in the 12 months preceding the interview, had traded stocks — including shares, warrants, Callable Bull/Bear
Contracts (CBBCs), Exchange Traded Funds (ETFs), Real Estate Investment Trusts (REITs) and other cash market products — listed or traded on
HKEx.
11
Reflecting the nature of derivatives trading, all derivatives investors had traded derivatives in the 12 months preceding the interview, i.e. all
derivatives investors are derivatives traders.

Online stock traders tended to trade stocks more frequently than non-online stock traders — they had a median of 10 stock
transactions in the 12-month period versus 6 for the non-online stock traders. Similarly, online derivatives traders tended to trade
derivatives more frequently than non-online derivatives traders — a median of 20 derivatives transactions for online derivatives
traders versus 10 transactions for non-online derivatives traders.
Proportions of stock/derivatives traders as online traders
80%
69.1% 68.7%
70%
58.8% 66.9% 67.2%
60%
50%
38.5% 49.2%
40% 35.8%
37.5%
30%
29.3%
20%
10%
0%
Oct 2004 Dec 2005 Dec 2007 Dec 2009 Dec 2011
Online stock traders as percentage of all stock traders

Online derivatives traders as percentage of all derivatives traders
Among the stock traders, 22% traded mainly through broker firms and 77% mainly through banks (about 0.4% used the service
of broker firms and banks to a similar extent). Among the derivatives traders, 64% traded mainly through broker firms and 36%
mainly through banks.

Hong Kong Securities and Derivatives Markets Historical Events
HONG KONG SECURITIES AND DERIVATIVES MARKETS HISTORICAL EVENTS
1891 “The Association of Stockbrokers in Hong Kong”, the first formal stock exchange in Hong Kong was formed.
1914 The name of the Association of Stockbrokers in Hong Kong was changed to “The Hong Kong Stock Exchange”.
1921 A second stock exchange, “The Hong Kong Stockbrokers’ Association”, was incorporated.
1947 The Hong Kong Stock Exchange and the Hong Kong Stockbrokers’ Association were merged to form a joint
exchange under the name of “The Hong Kong Stock Exchange Ltd”.
1969 Dec The Far East Exchange Ltd commenced business on 17 December.
1970 Feb The Companies Ordinance was amended to empower the Governor in Council to recognise stock exchanges for
certain limited purposes connected with the offering in writing of shares to any member of the public.
1971 Mar The Kam Ngan Stock Exchange Ltd commenced business on 15 March.
1972 Jan The Kowloon Stock Exchange Ltd commenced business on 5 January.
1973 Jan The four stock exchanges, the Far East Exchange, the Hong Kong Stock Exchange, the Kam Ngan Stock
Exchange and the Kowloon Stock Exchange, agreed to standardise their trading sessions with effect from 8
January.
A Securities Advisory Council was established and a Commissioner for Securities was appointed, but not given
statutory power, to help prepare the way for the statutory provisions to be imposed later.
Feb The Stock Exchange Control Ordinance 1973 was enacted, which imposed heavy penalties on anyone operating a
stock market which was not recognised under the Ordinance. The establishment of stock exchange was effectively
controlled.
The Government announced that it was mandatory for all companies seeking listing to have their prospectuses
registered with the Registrar of Companies.
1974 Feb The Securities Ordinance and The Protection of Investors Ordinance were enacted and were brought into
operation with effect from 1 March.
Apr The Federation of Share Registrars was established.
Jul The Hong Kong Federation of Stock Exchange was established.
Aug Under the Securities Ordinance 1974, a Stock Exchange Compensation Fund was established and contributions to
the fund were paid by the four stock exchanges in proportion to their membership.
Oct Part VI of the Ordinance and the Securities (Dealers, Investment Advisors and Representatives) Regulations 1974
was brought into force, requiring all dealers (whether or not they are members of the stock exchanges), investment
advisors and their representatives to register with the Commissioner for Securities.

1975 Aug The Securities Commission approved the Code on Takeovers and Mergers.
Dec The Securities Commission approved a statutory rule prohibiting directors of a listed company incorporated in
Hong Kong from issuing shares-other than on a pro-rata basis to existing shareholders-without the prior approval
of shareholders.
1976 The Commodities Trading Ordinance was passed by the Legislative Council.
Aug Under the Securities (Stock Exchange Listing) Rule 1976, a listed company should appoint a member of the
Federation of Share Registrars to be its registrar.
Dec On 17 December, the Hong Kong Commodity Exchange Limited (HKCE) was incorporated.
1977 May Considerable progress was made towards the formation of a unified stock exchange in Hong Kong in place of the
existing four. A working party on unification was formed.
On 9 May, The HKCE commenced the trading of its first commodity product – cotton futures.
Nov On 15 November, The HKCE commenced trading of sugar futures.
Dec An Insider Dealing Tribunal was set up.
1978 Mar Stamp duty on securities dealing was reduced from 0.8% to 0.6% (per round trip) with effect from 6 March.
1979 Aug A Practice Note was published by the Securities Commission to clarify the rules concerning the suspension of
dealings in the shares of offeree companies during takeover bids.
Nov The HKCE commenced trading of soybean futures.
1980 Jul The Stock Exchange of Hong Kong Ltd (SEHK) was incorporated.
Aug The Stock Exchanges Unification Ordinance 1980 was passed by the Legislative Council. On 19 August, The
HKCE commenced trading of gold futures.
1981 Jan The Securities Commission adopted a trigger point of 35% as the maximum percentage shareholding in a listed
company that any group or individual could hold without making a general offer for all the remaining shareholders.
Jul Under the Stamp Duty Ordinance 1981, instruments of transfer of registered warrants were chargeable with fixed
duty and contract notes were required to be stamped with effect from 1 July.
Oct The first committee members of the SEHK were elected.
1982 A Financial Futures Working Party was formed to study the introduction of financial futures.
1983 Mar The Code on Takeovers and Mergers was revised to the effect that bids involving less than 35% of a company’s
voting shares were not subject to control, but other partial bids were subject to the consent of the Takeovers
Committee. Market dealings in an offeree company’s shares before or during a bid were forbidden.

1984 May The Securities Commission released a set of guidelines for the placement of shares as a means of flotation, which
had been banned for some years.
1985 May On 7 May, the HKCE was renamed the Hong Kong Futures Exchange Limited (HKFE).
Aug The Securities (Amendment) Ordinance 1985 was enacted. Its purpose was to strengthen the power of the
Commissioner for Securities to monitor the financial viability of dealers.
The Legislative Council passed the Stock Exchanges Unification (Amendment) Ordinance 1985. Under the
Ordinance, locally incorporated firms, including subsidiaries of banks and deposit-taking companies, became
eligible to apply to the Stock Exchange of Hong Kong for corporate membership. And the disqualification of
directors or employees of banks and deposit-taking companies and of lawyers or professional accountants from
becoming members of the SEHK was removed.
1986 Feb The Securities (Stock Exchange Listing) Rules 1986 took effect from 1 February.
The Securities (Accounts and Audit) (Amendment) Regulations were published in the Government Gazette. Dealers
and dealing partnerships were required to fulfil certain requirements.
The Securities (Recognition of Stock Market) Notice and the Securities (Registration of Dealers) (Approved
Examinations) Notice were published in the Government Gazette.
The Legislative Council approved the amended Securities (Stock Exchange Listing) Rules 1986.
Mar The Hong Kong Stock Exchange, the Far East Exchange, the Kam Ngan Stock Exchange and the Kowloon Stock
Exchange ceased trading after the close of business on 27 March.
Apr The SEHK commenced trading on 2 April.
May On 6 May, HKFE commenced the trading of its first financial product – Hang Seng Index (HSI) Futures.
Sep The SEHK became a full member of the Federation Internationale des Bourses de Valeurs on 22 September.
Oct The grand opening of the SEHK took place on 6 October.
1987 Apr On 8 April, the SEHK Chairman and the Commissioner for Securities made a joint statement that the two had
agreed that no further new issues of B shares (shares of which the proposed voting power does not bear a
reasonable relationship to the equity interest of such shares when fully paid) would be allowed to list on the SEHK.
Oct The trading restrictions in connection with bank-related brokers were relaxed with effect from 2 October.
The General Committee of the SEHK unanimously resolved that trading on the SEHK would be suspended for
four days from 20 October to 23 October, both days inclusive. Trading in the Hang Seng Index Futures was also
suspended for the same period.
The Takeovers Committee, announced on 26 October that the Committee had decided that for a period of one
month, the trigger point, or creeper provision, as the case may be, under the Hong Kong Code on Takeovers and
Mergers, would be waived.

The Hong Kong Government, together with several leading financial institutions, raised a rescue fund of HK$4
billion of which HK$1.8 billion was utilised to enable the Hong Kong Futures Guarantee Corporation Ltd to finance
its obligations to members of the HKFE. With effect from 29 October, a levy of HK$30 per HKFE transaction and a
special levy of 0.03% on transaction value of securities dealings were introduced to repay the interest and principal
of the rescue package.
Nov The limit of compensation payable out of the Exchange Fidelity Fund or a member’s guarantee for the default of
a defaulting member was increased from HK$500,000 to HK$2,000,000, subject to the availability of funds, with
effect from the commencement of trading on 9 November.
1988 Jan The new Management Sub-committee of the SEHK was formed on 2 January to take up the duties of the General
Committee.
Jun The Government-appointed Securities Review Committee published the Report on the Operation and Regulation
of Hong Kong Securities Industry on 2 June.
Jul An amendment to the Articles of Association of the SEHK, which allowed the SEHK to form a Council of 22
members instead of a committee of 21 members to govern its operations, was endorsed by its members on 20
July.
Sep The SEHK and the Securities Commission released a joint announcement on 14 September, in which they agreed
that as a general rule, the SEHK would not list any new B shares and would not permit listed companies to issue
any new B shares. This general rule would not apply only in exceptional circumstances. The queuing system for
new applications for listing was also reviewed and amended.
Oct The first 22-member Council of the SEHK was formed on 18 October.
Nov The first Nominating Committee of the SEHK was formed on 7 November.
1989 The clearing functions for HKFE were transferred from Hong Kong Futures Guarantee Corporation Limited and
International Commodities Clearing House (Hong Kong) Limited to the newly established futures clearing company,
the HKFE Clearing Corporation Limited (HKCC).
Feb The All Ordinaries Index was launched by the SEHK on 1 February.
Mar The SEHK announced the formation of the HKSCC, a company limited by guarantee.
Apr The Legislative Council passed the Securities and Futures Commission Ordinance 1989.
May The new Securities and Futures Commission (SFC) was formally established on 1 May.
Sep The SFC announced on 13 September that it had agreed to authorise warrant funds which had been able to apply
for authorisation with effect from 1 November.
Oct The Council of the SEHK endorsed a rolling T+2 settlement period for the proposed Central Clearing and
Settlement System.
Dec The Securities (Stock Exchange Listing) Rules 1989 were enacted on 1 December.

1990 HKFE introduced its first interest rate futures – futures based on the three-month Hong Kong Interbank Offered
Rate (HIBOR).
Feb The minimum brokerage for each securities transaction traded on the SEHK was raised from HK$25 to HK$50 with
effect from 8 February. The minimum commission rate of 0.25% for stock broking was maintained.
Apr On 2 April, the Council of the SEHK resolved that Council members on the Board of the HKSCC should be broker
members and that the Chairman and the Deputy Chairman of the Board of the HKSCC must be a broker or banker
member of the Board. If the Chairman was a broker member, the Deputy Chairman must be a banker member and
the two would rotate every year.
Jul The Securities (Insider Trading) Draft Bill, was passed by the Legislative Council on 25 July.
1991 HKFE introduced three futures based on sub-indices of the HSI.
Apr With effect from 1 April, stamp duty on share transactions was reduced from 0.6% to 0.5% (per round trip).
On 15 April, the Hong Kong Code on Share Repurchases, which allowed firms listed in Hong Kong to buy back
their own shares, was approved by the SFC and became effective immediately.
Sep The Securities (Disclosure of Interests) Ordinance came into force on 1 September.
Nov The Council of the SEHK and the SFC on 1 November agreed on a series of measures designed to permit all
the substantive elements of the revised voluntary constitutional package, which was unanimously supported at
the Extraordinary General Meeting of the SEHK on 30 October, to be brought into effect in time to govern the
next Council election. The new Council under the revised voluntary constitutional package would consist of 31
members in total – 18 broker members, 11 lay members and the chief executives of the SEHK and the HKSCC.
On 25 November, the SFC and the SEHK announced the signing of a Memorandum of Understanding providing for
the devolution of day-to-day administration of all listing matters to the SEHK effective 31 December.
1992 Feb On 21 February, the SFC approved the revised Hong Kong Code on Takeovers and Mergers and its integration
with the Hong Kong Code on Share Repurchases. The new integrated Code came into effect on 1 April.
Apr With effect from 1 April, stamp duty on share transactions was reduced from 0.5% to 0.4% (per round trip) and the
stamp duty was extended to the trading of derivative warrants.
May On 11 May, changes made to the Listing Rules of the SEHK and the listing agreement for a secondary listing,
particularly where the majority of trading was likely to be on the SEHK, took effect.
Jun The settlement period for members of the SEHK was changed from T+1 to T+2 on 8 June.
On 24 June, the Central Clearing and Settlement System (CCASS) commenced operations on the trade-for-trade
basis.

Oct The compulsory Broker’s Fidelity Insurance Scheme came into effect on 1 October.
The Securities (Clearing Houses) Ordinance came into effect on 7 October. The maximum amount payable under
the Unified Exchange Compensation Fund to all persons (except stockbrokers) who suffer loss through any default
of a stockbroker was increased to HK$8 million in respect of each stockbroker concerned in or connected with the
default. The previous limit was HK$2 million.
On 7 October, CCASS commenced the second phase of its operation, starting to admit stocks for clearing and
settlement on a continuous net settlement (CNS) basis.
On 28 October, a memorandum of understanding was signed between the Hong Kong and the British securities
regulatory authorities.
1993 Mar On 5 March, HKFE introduced its first options product – Hang Seng Index Options.
Apr With effect from 1 April, stamp duty on share transactions was reduced from 0.4% to 0.3% (per round trip).
Jun On 19 June, the China Securities Regulatory Commission, the Shanghai Securities Exchange, the Shenzhen Stock
Exchange, the SFC and the SEHK signed a Memorandum of Regulatory Co-operation in Beijing.
Jul Dealings in the H shares in Tsingtao Brewery Co Ltd commenced on 15 July. This was the first China-incorporated
enterprise to obtain a primary listing in Hong Kong.
Aug On 16 August, the Special Levy payable on every transaction recorded on the SEHK and the HKFE was
suspended.
Nov On 1 November, the SEHK launched the Automatic Order Matching and Execution System (AMS).
1994 Jan On 3 January, the SEHK launched a pilot scheme for regulated short-selling of shares.
Mar Jardine Matheson Holdings and Jardine Strategic Holdings announced their decision to delist from Hong Kong.
Other Jardine group companies made similar announcements in September.
Jul With effect from 8 July, the Stamp Duty (Amendment) (No.2) Bill 1994 extended relief from stamp duty for stock
borrowing and lending activities and raised the maximum borrowing period from 14 days to 12 months.
1995 Mar On 31 March, HKFE introduced its first single-stock product – stock futures on two stocks.
Sep On 8 September, the SEHK launched its Traded Stock Options Market. The first stock option was on HSBC
Holdings plc.
Nov On 3 November, HKFE introduced its first currency futures – Rolling Forex, and launched an electronic screen-
based trading system, the Automated Trading System (ATS) for trading the new product.
1996 Jan On 25 January, trading through the AMS off-floor terminals started. These terminals are installed in SEHK
members’ offices, allowing them to trade from their offices, in addition to trading through terminals in the Trading
Hall.

1997 Sep HKFE introduced Hang Seng China-Affiliated Corporations Index (Red Chips index) futures and options on 12
September, and relaunched the Three-Month HIBOR Futures on 26 September.
Nov On 28 November, the Hong Kong Securities Institute was incorporated.
1998 Apr With effect from 1 April, the transaction levy was reduced from 0.013% to 0.011% and the proportion of sharing
between the SEHK and the SFC was changed from 7:6 to 7:4. Stamp duty on share transactions was also reduced
from 0.3% to 0.25% (per round trip).
May On 8 May, Hongkong Clearing launched its Investor Account Service which allows investors to open investor
accounts directly in CCASS.
1999 May On 17 May, Hongkong Clearing launched an Electronic Initial Public Offering (EIPO) service for CCASS
participants.
Sep HKFE suspended the trading of gold futures, the last exchange-traded commodity product.
Nov On 12 November, the Tracker Fund of Hong Kong (TraHK) was listed on the SEHK. TraHK is a collective
investment fund issued by the Hong Kong SAR Government, which follows closely the movement of the
benchmark Hang Seng Index.
On 15 November, Growth Enterprise Market (GEM) was formally launched. The first listings were on 25 November
1999.
2000 Mar On 6 March, the SEHK, the HKFE and the HKSCC became wholly-owned subsidiaries of Hong Kong Exchanges
and Clearing Limited (HKEx). Mr Charles Lee was the first Chairman of HKEx. Mr Kwong Ki-chi was appointed the
Chief Executive of HKEx.
On 20 March, the Growth Enterprise Index (GEI) was launched. It has a base value of 1000 on the base date of 17
March 2000.
Apr With effect from 7 April, stamp duty on stock transactions was reduced to 0.225% (per round trip).
May On 31 May, the SEHK launched the Pilot Programme for Trading US Securities with initially seven Nasdaq stocks
admitted to trading.
Jun On 5 June, HSI Futures and Options migrated from open outcry trading to the HKFE’s electronic trading system-
Hong Kong Futures Automated Trading System (HKATS). Floor trading in HKFE was totally abolished.
On 27 June, shares of the HKEx were listed by introduction on the SEHK with a stock code of “388”.
Sep On 15 September, HKEx announced the introduction of an Internet Initial Public Offering (iIPO) service to provide
individual investors with an additional electronic mechanism for submitting applications for IPOs.
Oct On 5 October, MTR Corporation Ltd (MTRC), the first government-owned organization to be privatized, was listed
on the SEHK. Also, MTRC was the first listing issuer using HKEx’s iIPO.
On 23 October, the first phase of the Third Generation Automatic Order Matching and Execution System (AMS/3)
was launched.

2001 Feb On 23 February, HKEx introduced its Order Routing System (ORS) to AMS/3 and Online Trading Service to its
Stock Exchange Participants.
Aug On 6 August, stock options trading was successfully migrated from the Traded Options System (TOPS) to
the Hong Kong Futures Automated Trading System (HKATS). Clearing and settlement of stock options trades
continues to be performed on TOPS.
Sep On 1 September, the stamp duty on securities transactions was reduced from 0.225% to 0.2% per transaction
(round-trip).
On 1 September, a Trading Fee of 0.005% per side of the consideration of a transaction was introduced by the
Stock Exchange. The transaction levy payable to the SFC increased from 0.005% to 0.007% per side of the
consideration of a transaction.
2002 Mar On 8 March, the SFC levy on trading of options on stock futures was reduced from $1.0 to $0.2 per contract
per side. The compensation fund levy on trading of options on stock futures was reduced from $0.5 to $0.1 per
contract per side.
On 25 March, HKEx introduced a pre-opening session and an index basket order trading mechanism in the
securities market. The 30-minute pre-opening session starts at 9:30 am. The index basket order trading
mechanism is only applicable in the continuous trading session.
May On 16 May, HKEx introduced the first phase of CCASS/3, the new generation of the Central Clearing and
Settlement System.
Aug On 5 August, the first six Equity Linked Instruments (ELIs) were listed on SEHK.
Sep On 16 September, HKMA announced the termination of the Tap Facility of the Tracker Fund of Hong Kong (TraHK)
on exhaustion of the Tap Issue Limit in the fourth quarter of 2002, thus concluding the Government stock market
operation which was initiated in 1998.
Dec On 9 December, HKEx introduced the second phase of CCASS/3.
2003 Apr On 1 April, the Securities and Futures Ordinance (SFO) became effective together with a number of codes,
guidelines and forms for its implementation.
Effective from 1 April, the minimum commission rate rule governing Stock Exchange Participants (SEPs) was
abolished. Commissions became freely negotiable between SEPs and their clients.
May Effective from 1 May, Mr Paul Chow was appointed the Chief Executive of HKEx.
On 26 May, HKEx introduced the final phase of CCASS/3 by launching the Participant Gateway. The Participant
Gateway serves as an additional communication channel to the CCASS/3 Terminal and provides a direct electronic
interface between CCASS/3 and CCASS Participants’ back office systems.
Nov On 17 November, HKEx opened its first Mainland representative office in Beijing.
Dec On 8 December, HKEx introduced H-shares Index futures.

2004 Apr On 6 April, HKEx introduced the Derivatives Clearing and Settlement System (DCASS) which provides a common
platform for the clearing and settlement of all derivative products traded on HKEx markets.
Jun On 14 June, HKEx introduced H-shares Index options.
2005 May On 23 May, HKEx introduced FTSE/Xinhua China 25 Index futures and options.
Oct On 28 October, the Securities and Futures (Investor Compensation – Levy) (Amendment) Rules 2005 became
effective whereby a levy suspension and re-instatement mechanism was introduced. Accordingly, the investor
compensation levies would be suspended when the net asset value (NAV) of the Investor Compensation Fund (ICF)
exceeds $1.4 billion, and subsequently reinstated when the NAV of the ICF falls below $1 billion.
Nov On 2 November, legislation was passed to abolish the estate duty.
On 25 November, the first Real Estate Investment Trust (REIT), The Link REIT, was listed on the SEHK.
2006 Jan On 16 January, renovated Trading Hall opened for trading.
Apr On 28 April, Mr Ronald Arculli was appointed the Chairman of HKEx.
Jun On 5 June, HKSCC announced the expansion of the Investor Participant (IP) account service to Macau individual
investor and companies.
On 12 June, the first batch of seven Callable Bull/Bear Contracts (CBBCs) began trading on the SEHK.
Jul On 3 July, HKEx introduced Bank of China Ltd Futures and Options.
On 13 July, legislation was passed to establish Financial Reporting Council which will have the authority to
investigate complains concerning standards of financial reporting and audits of listed companies.
Oct On 27 October, Industrial and Commercial Bank of China (ICBC) was listed simultaneously in Hong Kong and
Shanghai. It was the largest IPO by total funds raised (US$19.1.billion) in world stock market history and the funds
raised by H shares was also an all-time high.
Dec On 1 December, the transaction levy in respect of any trading in securities, futures or options contracts was
reduced by 20% from 0.005% of transaction value per side to 0.004%.
2007 Jan On 1 January, the Securities & Futures Commission’s (SFC’s) Guidelines for Sponsors and Compliance Advisers
became effective, marking the launch of a new sponsor regulatory regime.
Mar On 12 March, the first batch of 19 derivative warrants on the iShares FTSE/Xinhua A50 China tracker were listed on
HKEx. This was the first time that derivative warrants were issued on Mainland A-share assets.
Apr On 10 April, the SFC entered into a Memorandum of Understanding (MOU) with the China Banking Regulatory
Commission (CBRC) for cooperation and information sharing with respect to Hong Kong licensed intermediaries
who provide services to Mainland commercial banks conducting overseas wealth management business on
behalf of their Mainland clients. This served as regulatory support for the Mainland Qualified Domestic Institutional
Investors (QDII) business (banking side) in Hong Kong.

Jun On 25 June, Phase 1 of the HKEx Electronic Disclosure Project commenced and lasted for 6 months. Under
this Phase, it is optional for a Main Board-listed issuer to make a paid newspaper announcement as long as it
publishes a notification in newspapers about the full announcement posted on its own website and the HKEx
website. Those without their own websites must publish the full announcements in newspapers as well as on the
HKEx website.
Dec On 11 December, the Hong Kong Monetary Authority (HKMA) launched the electronic trading platform (ETP) for
Exchange Fund Bills and Notes (EFBNs). The ETP provides greater flexibility to facilitate trading in EFBNs.
On 25 December, Phase 2 of the HKEx Electronic Disclosure Project commenced. Under Phase 2, Main
Board issuers publishing announcements on their own websites are no longer required to publish notifications
in newspapers. After 6 months, all issuers must have their own websites on which they must publish their
announcements.
2008 Feb On 4 February, the HKExnews.com.hk website was launched. HKExnews is a dedicated website which mainly
disseminates issuer information generated directly by the listed issuers and/or their major shareholders and
directors as well as regulatory information generated by HKEx about listed companies.
Mar On 31 March, HKEx launched the Mini-Hang Seng China Enterprises Index (Mini H-shares Index) futures.
Apr On 7 April, HKEx introduced 5-digit stock codes in its securities market.
May On 26 May, the closing auction session for HKEx’s securities market commenced. The closing prices of securities
are determined by an auction mechanism similar to that already in place in the pre-opening session. The trading
hours of the securities market on a normal trading day as well as a half-day trading day are extended by 10
minutes.
Jul On 1 July, the revised Listing Rules of the Growth Enterprise Market (GEM) and the Main Board of HKEx relating
to the development of GEM became effective. GEM was re-positioned as a second board and a stepping stone
towards the Main Board. To encourage listing transfers from GEM to the Main Board, the transfer process was
streamlined and the initial listing fees for such transfers were halved.
On 31 July, the first gold Exchange Traded Fund (ETF) commenced trading on the Main Board of HKEx.
Oct On 20 October, HKEx reintroduced trading in gold futures on its Hong Kong Futures Exchange (HKFE) which had
formerly listed the product in the 1990s.
2009 Mar On 23 March, in light of the price volatility during the Closing Auction Session (CAS) since its introduction on 26
May 2008, the CAS in the securities market was suspended to maintain public confidence in the orderliness,
fairness and transparency of the market.
Apr On 1 April, the Listing Rules amendments on the revised blackout period for share trading by listed company
directors came into effect. The blackout period before the announcement of annual results was extended to 60
days instead of the originally proposed 4 months. The blackout period before interim results announcement was
not extended.
Nov On 18 November, the first 4 A-share industry sector ETFs in Hong Kong were listed on the SEHK.

Dec On 18 December, HKEx published the consultation conclusions on accelerating rights issues and open offers. The
minimum notice period for book closure for rights issues would be reduced to six business days and that for open
offers would remain unchanged.
On 29 December, HKEx published its consultation conclusions on CER Futures in which HKEx considers that there
is no imminent need for a CER futures market in Hong Kong.
2010 Apr On 26 April, Hong Kong Securities Clearing Co Ltd (HKSCC) admitted over-the-counter (OTC) structured products
authorised by the SFC into the Central Clearing and Settlement System (CCASS) of HKEx’s securities market,
thereby broadening asset classes in its eligible securities.
Jun On 3 June, new Listing Rules for mineral companies came into effect to ensure the provision of material, relevant
and reliable information about these companies to investors, and to align with global standards.
Jul On 19 July, the People’s Bank of China (PBOC) and the HKMA signed a supplementary Memorandum of Co-
operation on the expansion of the RMB trade settlement scheme. On the same day, the PBOC and Bank of China
(Hong Kong) Ltd (the RMB clearing bank in Hong Kong) signed a revised settlement agreement which allows any
corporation, including financial institutions, in Hong Kong to open RMB bank accounts. These agreements are
major steps towards the launch of RMB investment products in Hong Kong.
Oct On 1 October, a 25% reduction in the SFC’s levy payable in respect of trading in securities, futures and options
contracts took effect.
On 22 October, Asian Development Bank’s (ADB) RMB1.2 billion 10-year bond was listed as a selectively
marketed security on the SEHK. It was the first RMB-denominated bond listed and traded in RMB on the SEHK.
On 29 October, AIA Group Ltd was listed on the SEHK. Its IPO, raising HK$159.1 billion, was the largest in Hong
Kong’s market history and the third largest in the world. On the same day, options on AIA were introduced for
trading in the stock options market.
Dec On 8 December, the Hong Kong depositary receipts (HDRs) of Vale S.A., a Brazilian mining company, was listed on
the SEHK as the first HDR listed in Hong Kong.
On 15 December, amendments to the Listing Rules came into effect for HKEx to adopt a framework for accepting
Mainland accounting and auditing standards and Mainland audit firms for Mainland-incorporated companies listed
in Hong Kong. The framework also provides reciprocally for the use of Hong Kong financial reporting standards
and Hong Kong audit firms by Hong Kong companies listed in the Mainland.
2011 Mar On 7 March, HKEx extended the trading hours of the securities market by one hour, with the lunch break
shortened to 1.5 hours. The trading hours of the derivatives market were also adjusted accordingly.
Apr On 29 April, Hui Xian Real Estate Investment Trust (REIT) was listed as the first Renminbi (RMB)-denominated
fund product on the Stock Exchange of Hong Kong (SEHK) and the first RMB initial public offering (IPO) outside
Mainland China.
May On 13 May, the Securities and Futures and Companies Legislation (Structured Products Amendment) Ordinance
2011 took effect to transfer the regulation of public offers of structured products in the form of shares or
debentures from the prospectus regime of the Companies Ordinance to the regime under the Securities and
Futures Ordinance (SFO).

Jun On 1 June, the new regulatory regime governing credit rating agencies (CRAs) operating in Hong Kong took effect,
requiring CRAs and their rating analysts to obtain license from the SFC.
On 20 June, Listing Rules amendments took effect to prevent shares from trading ex-entitlement before
shareholder approval.
On 25 June, a new regulatory regime took effect to strengthen the disclosure of information to investors in the
offering of SFC-authorised funds and investment-linked assurance schemes marketed in Hong Kong.
Jul On 25 July, HKEx implemented the T+2 Finality arrangement for securities market money settlement in the Central
Clearing and Settlement System (CCASS).
On 29 July, iBonds (inflation-linked retail bonds) issued by the Hong Kong Government of HK$10 billion were listed
on the SEHK.
Aug On 17 August, Vice Premier Li Ke-qiang announced a series of policies to promote economic cooperation between
the Mainland and Hong Kong and the internationalisation of RMB. These included Mainland exchange-traded
funds (ETFs) on Hong Kong stocks; and the RMB Qualified Foreign Institutional Investor (RQFII) scheme.
Oct On 24 October, HKEx’s RMB Equity Trading Support Facility (TSF) system was operationally ready as a back-up
facility to prepare for the future trading of RMB stocks on the SEHK.
On 31 October, amendments to Code of Conduct for Persons Licensed by or Registered with the SFC took effect
to expand the scope of conflict of interest requirements governing analysts responsible for investment research.
Nov On 11 November, amendments to the Listing Rules took effect to facilitate the listing of debt issues that are for
professional investors only.
On 29 November, HKT Trust was listed on the SEHK (in the form of stapled securities with the company, HKT Ltd)
as the first listed business trust in Hong Kong.
Dec On 13 December, the RQFII scheme was formalised as the Mainland Government and the Hong Kong Government
signed Supplement VIII to the Mainland and Hong Kong Closer Economic Partnership Arrangement (CEPA8).
On 16 December, the Securities and Futures (Professional Investor) (Amendment) Rules 2011 took effect to allow
the use of alternative appropriate methods for qualifying an investor as a high-net-worth professional investor.

Appendices Listed Companies – Main Board
List of listed companies on Main Board
(End of 2011)
Code Company name Incorporation Listing date
01127 1010 Printing Group Ltd. Bermuda 2011/07/25
01003 21 Holdings Ltd. Bermuda 1994/02/21
01361 361 Degrees International Ltd. Cayman Islands 2009/06/30
00800 A8 Digital Music Holdings Ltd. Cayman Islands 2008/06/12
02018 AAC Technologies Holdings Inc. Cayman Islands 2005/08/09
00030 ABC Communications (Holdings) Ltd. Bermuda 1991/10/09
01096 Active Group Holdings Ltd. Cayman Islands 2011/09/28
03344 Addchance Holdings Ltd. Cayman Islands 2005/10/05
03355 Advanced Semiconductor Manufacturing Corporation Ltd. -H Shs PRC 2006/04/07
00900 Aeon Credit Service (Asia) Co. Ltd. Hong Kong 1995/09/14
00984 AEON Stores (Hong Kong) Co., Ltd. Hong Kong 1994/02/04
03383 Agile Property Holdings Ltd. Cayman Islands 2005/12/15
01288 Agricultural Bank of China Ltd. – H Shares PRC 2010/07/16
01131 Agritrade Resources Ltd. Bermuda 1997/03/19
01299 AIA Group Ltd. Hong Kong 2010/10/29
00753 Air China Ltd. – H Shares PRC 2004/12/15
00538 Ajisen (China) Holdings Ltd. Cayman Islands 2007/03/30
00328 Alco Holdings Ltd. Bermuda 1992/11/27
01688 Alibaba.com Ltd. Cayman Islands 2007/11/06
00684 Allan International Holdings Ltd. Bermuda 1992/11/10
00373 Allied Group Ltd. Hong Kong 1973/01/12
00593 Allied Overseas Ltd. Bermuda 1993/07/27
00056 Allied Properties (HK) Ltd. Hong Kong n.a.
00833 Alltronics Holdings Ltd. Cayman Islands 2005/07/15
02600 Aluminum Corporation of China Ltd. – H Shares PRC 2001/12/12
00959 Amax Holdings Ltd. Bermuda 1997/10/03
00090 Amber Energy Ltd. Cayman Islands 2009/07/10
00077 AMS Public Transport Holdings Ltd. Cayman Islands 2004/04/15
02300 AMVIG Holdings Ltd. Cayman Islands 2004/03/26
00347 Angang Steel Co. Ltd. – H Shares PRC 1997/07/24
00914 Anhui Conch Cement Co. Ltd. – H Shares PRC 1997/10/21
00995 Anhui Expressway Co. Ltd. – H Shares PRC 1996/11/13
00839 Anhui Tianda Oil Pipe Co. Ltd. – H Shares PRC 2007/12/24
02020 ANTA Sports Products Ltd. Cayman Islands 2007/07/10
03337 Anton Oilfield Services Group Cayman Islands 2007/12/14
01149 Anxin-China Holdings Ltd. Cayman Islands 2003/11/24
01104 APAC Resources Ltd. Bermuda 1998/12/29
00566 Apollo Solar Energy Technology Holdings Ltd. Bermuda 1996/01/29
00519 Applied Devlopment Holdings Ltd. Bermuda 1986/03/24
01045 APT Satellite Holdings Ltd. Bermuda 1996/12/18
00565 Art Textile Technology International Co. Ltd. Cayman Islands 2003/09/10
00931 Artel Solutions Group Holdings Ltd. Cayman Islands 2001/10/24
00789 Artini China Co. Ltd. Bermuda 2008/05/16
01120 Arts Optical International Holdings Ltd. Bermuda 1996/11/08
00841 Asia Cassava Resources Holdings Ltd. Cayman Islands 2009/03/23
00743 Asia Cement (China) Holdings Corporation Cayman Islands 2008/05/20
00835 Asia Coal Ltd. Bermuda 1997/12/18
00104 Asia Commercial Holdings Ltd. Bermuda 1987/07/29
00351 Asia Energy Logistics Group Ltd. Hong Kong 1992/08/18
00662 Asia Financial Holdings Ltd. Bermuda 1990/12/18
00214 Asia Orient Holdings Ltd. Bermuda 1986/01/06
00899 Asia Resources Holdings Ltd. Bermuda 1997/10/24
01135 Asia Satellite Telecommunications Holdings Ltd. Bermuda 1996/06/19
00292 Asia Standard Hotel Group Ltd. Bermuda 1988/09/22
00129 Asia Standard International Group Ltd. Bermuda 1973/01/24
00679 Asia Tele-Net And Technology Corporation Ltd. Bermuda 1991/01/31
00073 Asian Citrus Holdings Ltd. Bermuda 2009/11/26
00522 ASM Pacific Technology Ltd. Cayman Islands 1989/01/03
00105 Associated International Hotels Ltd. Hong Kong 1985/10/24
00477 AUPU Group Holding Co. Ltd. Cayman Islands 2006/12/08
01717 Ausnutria Dairy Corporation Ltd. Cayman Islands 2009/10/08
00771 Automated Systems Holdings Ltd. Bermuda 1997/11/05
00595 AV Concept Holdings Ltd. Cayman Islands 1996/04/24
00232 AVIC International Holding (HK) Ltd. Bermuda 1991/12/12
02357 AviChina Industry & Technology Co. Ltd. – H Shares PRC 2003/10/30
03988 Bank of China Ltd. – H Shares PRC 2006/06/01
03328 Bank of Communications Co., Ltd. – H Shares PRC 2005/06/23
00023 Bank of East Asia, Ltd., The Hong Kong n.a.
00692 Bao Yuan Holdings Ltd. Bermuda 2000/01/19
01121 Baofeng Modern International Holdings Co. Ltd. Cayman Islands 2011/01/28
01293 Baoxin Auto Group Ltd. Cayman Islands 2011/12/14
02355 Baoye Group Co. Ltd. – H Shares PRC 2003/06/30
00483 Bauhaus International (Holdings) Ltd. Cayman Islands 2005/05/12
01338 BaWang International (Group) Holding Ltd. Cayman Islands 2009/07/03
02009 BBMG Corporation – H Shares PRC 2009/07/29
00694 Beijing Capital International Airport Co. Ltd. – H Shares PRC 2000/02/01
02868 Beijing Capital Land Ltd. – H Shares PRC 2003/06/19
00154 Beijing Development (Hong Kong) Ltd. Hong Kong n.a.
00392 Beijing Enterprises Holdings Ltd. Hong Kong 1997/05/29
00371 Beijing Enterprises Water Group Ltd. Bermuda 1993/04/19
00814 Beijing Jingkelong Co. Ltd. – H Shares PRC 2008/02/26
00579 Beijing Jingneng Clean Energy Co., Ltd. – H Shares PRC 2011/12/22
01000 Beijing Media Corporation Ltd. – H Shares PRC 2004/12/22
00588 Beijing North Star Co. Ltd. – H Shares PRC 1997/05/14
00925 Beijing Properties (Holdings) Ltd. Bermuda 1998/01/15
01141 Beijing Yu Sheng Tang Pharmaceutical Group Ltd. Bermuda 1998/03/12

List of listed companies on Main Board (continued)
(End of 2011)
00187 Beiren Printing Machinery Holdings Ltd. – H Shares PRC 1993/08/06
00761 Bel Global Resources Holdings Ltd. Bermuda 1997/03/07
01880 Belle International Holdings Ltd. Cayman Islands 2007/05/23
02326 BEP International Holdings Ltd. Bermuda 2003/03/03
00718 Bestway International Holdings Ltd. Bermuda 1995/10/02
00926 Besunyen Holdings Co. Ltd. Cayman Islands 2010/09/29
02299 Billion Industrial Holdings Ltd. Cayman Islands 2011/05/18
00039 Bio-Dynamic Group Ltd. Cayman Islands 2001/01/16
01112 Biostime International Holdings Ltd. Cayman Islands 2010/12/17
02309 Birmingham International Holdings Ltd. Cayman Islands 2002/11/12
00963 Bloomage BioTechnology Corporation Ltd. Cayman Islands 2008/10/03
02388 BOC Hong Kong (Holdings) Ltd. Hong Kong 2002/07/25
01685 Boer Power Holdings Ltd. Cayman Islands 2010/10/20
00653 Bonjour Holdings Ltd. Cayman Islands 2003/07/16
01698 Boshiwa International Holding Ltd. Cayman Islands 2010/09/29
03998 Bosideng International Holdings Ltd. Cayman Islands 2007/10/11
00592 Bossini International Holdings Ltd. Bermuda 1993/11/02
01428 Bright Smart Securities & Commodities Group Ltd. Cayman Islands 2010/08/25
00933 Brightoil Petroleum (Holdings) Ltd. Bermuda 1995/11/16
01114 Brilliance China Automotive Holdings Ltd. Bermuda 1999/10/22
01008 Brilliant Circle Holdings International Ltd. Cayman Islands 2009/03/30
00240 Build King Holdings Ltd. Bermuda n.a.
00108 Buildmore International Ltd. Hong Kong 1973/02/09
00024 Burwill Holdings Ltd. Bermuda 1983/09/15
01211 BYD Co. Ltd. – H Shares PRC 2002/07/31
00285 BYD Electronic (International) Co. Ltd. Hong Kong 2007/12/20
01224 C C Land Holdings Ltd. Bermuda 1999/04/30
01182 C Y Foundation Group Ltd. Bermuda 1994/10/17
00043 C. P. Pokphand Co. Ltd. Bermuda 1988/04/28
00121 C.P. Lotus Corporation Cayman Islands 1981/03/27
00341 Cafe de Coral Holdings Ltd. Bermuda 1986/07/16
01075 Capinfo Co. Ltd. – H Shares PRC 2001/12/21
00193 Capital Estate Ltd. Hong Kong 1972/09/11
02324 Capital VC Ltd. Cayman Islands 2003/10/27
06813 CapitaMalls Asia Ltd. Singapore 2011/10/18
00469 Capxon International Electronic Co. Ltd. Cayman Islands 2007/05/07
00837 Carpenter Tan Holdings Ltd. Cayman Islands 2009/12/29
00643 Carry Wealth Holdings Ltd. Bermuda 2000/03/13
00510 CASH Financial Services Group Ltd. Bermuda 2008/03/03
00293 Cathay Pacific Airways Ltd. Hong Kong 1986/05/15
00161 CATIC Shenzhen Holdings Ltd. – H Shares PRC 1997/09/29
00261 CCT Tech International Ltd. Bermuda 1991/12/30
00138 CCT Telecom Holdings Ltd. Bermuda 1991/11/11
00759 CEC International Holdings Ltd. Bermuda 1999/11/15
00832 Central China Real Estate Ltd. Cayman Islands 2008/06/06
01155 Centron Telecom International Holding Ltd. Cayman Islands 2007/07/05
00355 Century City International Holdings Ltd. Bermuda 1981/09/07
00162 Century Ginwa Retail Holdings Ltd. Bermuda 2000/10/23
00079 Century Legend (Holdings) Ltd. Bermuda 1993/07/08
00509 Century Sunshine Group Holdings Ltd. Cayman Islands 2004/02/17
01164 CGN Mining Co. Ltd. Cayman Islands 2003/08/04
00092 Champion Technology Holdings Ltd. Bermuda 1992/08/19
00264 Chanco International Group Ltd. Cayman Islands 2003/03/12
01039 Changfeng Axle (China) Co. Ltd. Cayman Islands 2010/09/24
00682 Chaoda Modern Agriculture (Holdings) Ltd. Cayman Islands 2000/12/15
00951 Chaowei Power Holdings Ltd. Cayman Islands 2010/07/07
00147 Chaoyue Group Ltd. Bermuda 1988/06/06
00057 Chen Hsong Holdings Ltd. Bermuda 1991/10/22
01202 Chengdu PUTIAN Telecommunications Cable Co. Ltd. – H Shares PRC 1994/12/13
01196 Cheong Ming Investments Ltd. Bermuda 1997/01/20
00131 Cheuk Nang (Holdings) Ltd. Hong Kong n.a.
00001 Cheung Kong (Holdings) Ltd. Hong Kong 1972/11/01
01038 Cheung Kong Infrastructure Holdings Ltd. Bermuda 1996/07/17
00025 Chevalier International Holdings Ltd. Bermuda 1984/12/05
00508 Chevalier Pacific Holdings Ltd. Bermuda 1988/10/26
00112 Chi Cheung Investment Co., Ltd. Hong Kong 1972/12/06
00449 Chigo Holding Ltd. Cayman Islands 2009/07/13
00976 Chiho-Tiande Group Ltd. Cayman Islands 2010/07/12
00031 China Aerospace International Holdings Ltd. Hong Kong 1981/08/25
00606 China Agri-Industries Holdings Ltd. Hong Kong 2007/03/21
00149 China Agri-Products Exchange Ltd. Bermuda 1973/03/12
01073 China Agrotech Holdings Ltd. Cayman Islands 2002/01/14
00633 China All Access (Holdings) Ltd. Cayman Islands 2009/09/16
00940 China Animal Healthcare Ltd. Bermuda 2010/12/21
03883 China Aoyuan Property Group Ltd. Cayman Islands 2007/10/09
00170 China Assets (Holdings) Ltd. Hong Kong 1992/04/15
00569 China Automation Group Ltd. Cayman Islands 2007/07/12
00370 China Best Group Holding Ltd. Bermuda 1996/03/26
00274 China Billion Resources Ltd. Cayman Islands 2000/12/18
03983 China BlueChemical Ltd. – H Shares PRC 2006/09/29
00922 China Boon Holdings Ltd. Bermuda 1999/12/21
00578 China CBM Group Ltd. Bermuda 1997/05/15
00217 China Chengtong Development Group Ltd. Hong Kong n.a.
00998 China CITIC Bank Corporation Ltd. – H Shares PRC 2007/04/27
01898 China Coal Energy Co. Ltd. – H Shares PRC 2006/12/19
01800 China Communications Construction Co. Ltd. – H Shares PRC 2006/12/15

(End of 2011)
00552 China Communications Services Corporation Ltd. – H Shares PRC 2006/12/08
00939 China Construction Bank Corporation – H Shares PRC 2005/10/27
01006 China Corn Oil Co. Ltd. Cayman Islands 2009/12/18
01919 China COSCO Holdings Co. Ltd. – H Shares PRC 2005/06/30
01798 China Datang Corporation Renewable Power Co., Ltd. -H Shares PRC 2010/12/17
00661 China Daye Non-Ferrous Metals Mining Ltd. Bermuda 1990/11/21
03818 China Dongxiang (Group) Co., Ltd. Cayman Islands 2007/10/10
00670 China Eastern Airlines Corporation Ltd. – H Shares PRC 1997/02/05
00085 China Electronics Corporation Holdings Co. Ltd. Bermuda 1997/07/25
01185 China Energine International (Holdings) Ltd. Cayman Islands 1997/08/11
00228 China Energy Development Holdings Ltd. Cayman Islands 2002/02/18
00986 China Environmental Energy Investment Ltd. Bermuda 1994/02/02
01130 China Environmental Resources Group Ltd. Cayman Islands 1997/06/03
00646 China Environmental Technology Holdings Ltd. Cayman Islands 2002/03/28
00257 China Everbright International Ltd. Hong Kong n.a.
00165 China Everbright Ltd. Hong Kong 1973/02/26
03777 China Fiber Optic Network System Group Ltd. Cayman Islands 2011/07/14
00721 China Financial International Investments Ltd. Bermuda 2001/06/08
02312 China Financial Leasing Group Ltd. Cayman Islands 2002/10/28
00605 China Financial Services Holdings Ltd. Hong Kong 1993/04/07
00445 China Fire Safety Enterprise Group Ltd. Cayman Islands 2002/09/30
02121 China First Chemical Holdings Ltd. Cayman Islands 2011/12/09
03318 China Flavors and Fragrances Co. Ltd. Cayman Islands 2005/12/09
02083 China Flooring Holding Co. Ltd. Cayman Islands 2011/05/26
00506 China Foods Ltd. Bermuda 1988/10/07
00930 China Forestry Holdings Co., Ltd. Cayman Islands 2009/12/03
00290 China Fortune Financial Group Ltd. Cayman Islands 2001/05/03
00110 China Fortune Holdings Ltd. Bermuda 2004/01/26
00164 China Gamma Group Ltd. Bermuda 1973/01/26
00384 China Gas Holdings Ltd. Bermuda 1995/10/20
03300 China Glass Holdings Ltd. Bermuda 2005/06/23
00397 China Gogreen Assets Investment Ltd. Bermuda 1993/10/13
02099 China Gold International Resources Corp. Ltd. Canada 2010/12/01
00910 China Grand Forestry Green Resources Group Ltd. Bermuda 1998/12/01
00512 China Grand Pharmaceutical and Healthcare Holdings Ltd. Bermuda 1995/12/19
00904 China Green (Holdings) Ltd. Bermuda 2004/01/13
00256 China Haidian Holdings Ltd. Cayman Islands 1991/12/10
00359 China Haisheng Juice Holdings Co., Ltd. Cayman Islands 2005/11/04
03788 China Hanking Holdings Ltd. Cayman Islands 2011/09/30
00673 China HealthCare Holdings Ltd. Bermuda 1996/10/14
00591 China High Precision Automation Group Ltd. Cayman Islands 2009/11/13
00658 China High Speed Transmission Equipment Group Co., Ltd. Cayman Islands 2007/07/04
01378 China Hongqiao Group Ltd. Cayman Islands 2011/03/24
01886 China Huiyuan Juice Group Ltd. Cayman Islands 2007/02/23
00600 China Infrastructure Investment Ltd. Cayman Islands 1993/10/05
01217 China Innovation Investment Ltd. Cayman Islands 2002/08/28
01226 China Investment and Finance Group Ltd. Cayman Islands 2002/09/19
00612 China Investment Fund Co. Ltd. Cayman Islands 2002/01/02
00132 China Investments Holdings Ltd. Bermuda 1973/05/18
01900 China ITS (Holdings) Co., Ltd. Cayman Islands 2010/07/15
00834 China Kangda Food Co. Ltd. Bermuda 2008/12/22
01380 China Kingstone Mining Holdings Ltd. Cayman Islands 2011/03/18
02128 China Liansu Group Holdings Ltd. Cayman Islands 2010/06/23
02628 China Life Insurance Co. Ltd. – H Shares PRC 2003/12/18
01262 China Lifestyle Food and Beverages Group Ltd. Bermuda 2011/12/09
01234 China Lilang Ltd. Cayman Islands 2009/09/25
00916 China Longyuan Power Group Corporation Ltd. – H Shares PRC 2009/12/10
00067 China Lumena New Materials Corp. Cayman Islands 2009/06/16
00009 China Mandarin Holdings Ltd. Bermuda 2001/09/12
00867 China Medical System Holdings Ltd. Cayman Islands 2010/09/28
02319 China Mengniu Dairy Co. Ltd. Cayman Islands 2004/06/10
03968 China Merchants Bank Co., Ltd. – H Shares PRC 2006/09/22
00133 China Merchants China Direct Investments Ltd. Hong Kong 1993/07/22
00144 China Merchants Holdings (International) Co. Ltd. Hong Kong 1992/07/15
00319 China Metal International Holdings Inc. Cayman Islands 2004/12/31
00773 China Metal Recycling (Holdings) Ltd. Cayman Islands 2009/06/22
00340 China Mining Resources Group Ltd. Bermuda 1997/03/26
01988 China Minsheng Banking Corp., Ltd. – H Shares PRC 2009/11/26
00941 China Mobile Ltd. Hong Kong 1997/10/23
01117 China Modern Dairy Holdings Ltd. Cayman Islands 2010/11/26
03993 China Molybdenum Co., Ltd. – H Shares PRC 2007/04/26
00989 China Motion Telecom International Ltd. Bermuda 1997/10/20
00026 China Motor Bus Co., Ltd. Hong Kong n.a.
03323 China National Building Material Co. Ltd. – H Shares PRC 2006/03/23
01893 China National Materials Co. Ltd. – H Shares PRC 2007/12/20
00080 China New Economy Fund Ltd. Cayman Islands 2011/01/06
01041 China New Energy Power Group Ltd. Bermuda 1996/12/27
01278 China New Town Development Co. Ltd. British Virgin Islands 2010/10/22
02889 China Nickel Resources Holdings Co. Ltd. Cayman Islands 2005/05/19
01011 China NT Pharma Group Co. Ltd. Cayman Islands 2011/04/20
00651 China Ocean Shipbuilding Industry Group Ltd. Bermuda 1998/07/23
00603 China Oil And Gas Group Ltd. Bermuda 1993/05/28
02883 China Oilfield Services Ltd. – H Shares PRC 2002/11/20
02371 China Oriental Culture Group Ltd. Cayman Islands 2004/11/18
00581 China Oriental Group Co. Ltd. Bermuda 2004/03/02
00254 China Outdoor Media Group Ltd. Hong Kong 1972/11/16

(End of 2011)
01146 China Outfitters Holdings Ltd. Cayman Islands 2011/12/09
00081 China Overseas Grand Oceans Group Ltd. Hong Kong 1984/04/26
00688 China Overseas Land & Investment Ltd. Hong Kong 1992/08/20
02601 China Pacific Insurance (Group) Co., Ltd. – H Shares PRC 2009/12/23
00572 China Packaging Group Co. Ltd. Cayman Islands 2003/07/02
00386 China Petroleum & Chemical Corporation – H Shares PRC 2000/10/19
01093 China Pharmaceutical Group Ltd. Hong Kong 1994/06/21
00380 China Pipe Group Ltd. Bermuda 2000/12/21
02133 China Polymetallic Mining Ltd. Cayman Islands 2011/12/14
02380 China Power International Development Ltd. Hong Kong 2004/10/15
00735 China Power New Energy Development Co. Ltd. Bermuda 1999/11/04
01194 China Precious Metal Resources Holdings Co., Ltd. Cayman Islands 2004/10/12
06828 China Print Power Group Ltd. Bermuda 2011/07/12
01838 China Properties Group Ltd. Cayman Islands 2007/02/23
00736 China Properties Investment Holdings Ltd. Bermuda 1992/09/30
01094 China Public Procurement Ltd. Bermuda 2002/07/03
00866 China Qinfa Group Ltd. Cayman Islands 2009/07/03
00745 China Railsmedia Corporation Ltd. Cayman Islands 2004/10/13
01186 China Railway Construction Corporation Ltd. – H Shares PRC 2008/03/13
00390 China Railway Group Ltd. – H Shares PRC 2007/12/07
00769 China Rare Earth Holdings Ltd. Cayman Islands 1999/10/15
00987 China Renewable Energy Investment Ltd. Cayman Islands 1994/01/27
00648 China Renji Medical Group Ltd. Hong Kong 1990/10/29
00269 China Resources and Transportation Group Ltd. Cayman Islands 1973/03/19
01313 China Resources Cement Holdings Ltd. Cayman Islands 2009/10/06
00291 China Resources Enterprise, Ltd. Hong Kong n.a.
01193 China Resources Gas Group Ltd. Bermuda 1994/11/07
01109 China Resources Land Ltd. Cayman Islands 1996/11/08
00836 China Resources Power Holdings Co. Ltd. Hong Kong 2003/11/12
01101 China Rongsheng Heavy Industries Group Holdings Ltd. Cayman Islands 2010/11/19
00527 China Ruifeng Galaxy Renewable Energy Holdings Ltd. Cayman Islands 2006/06/09
02198 China Sanjiang Fine Chemicals Co. Ltd. Cayman Islands 2010/09/16
01966 China SCE Property Holdings Ltd. Cayman Islands 2010/02/05
00245 China Seven Star Shopping Ltd. Hong Kong 1972/08/25
00691 China Shanshui Cement Group Ltd. Cayman Islands 2008/07/04
01088 China Shenhua Energy Co. Ltd. – H Shares PRC 2005/06/15
02877 China Shineway Pharmaceutical Group Ltd. Cayman Islands 2004/12/02
02866 China Shipping Container Lines Co. Ltd. – H Shares PRC 2004/06/16
01138 China Shipping Development Co. Ltd. – H Shares PRC 1994/11/11
00750 China Singyes Solar Technologies Holdings Ltd. Bermuda 2009/01/13
00155 China Solar Energy Holdings Ltd. Bermuda 1988/09/05
01668 China South City Holdings Ltd. Hong Kong 2009/09/30
01055 China Southern Airlines Co. Ltd. – H Shares PRC 1997/07/31
00326 China Star Entertainment Ltd. Bermuda 1992/11/12
03838 China Starch Holdings Ltd. Cayman Islands 2007/09/27
03311 China State Construction International Holdings Ltd. Cayman Islands 2005/07/08
00235 China Strategic Holdings Ltd. Hong Kong 1972/12/04
02002 China Sunshine Paper Holdings Co. Ltd. Cayman Islands 2007/12/12
00956 China Suntien Green Energy Corporation Ltd. – H Shares PRC 2010/10/13
00966 China Taiping Insurance Holdings Co. Ltd. Hong Kong 2000/06/29
00728 China Telecom Corporation Ltd. – H Shares PRC 2002/11/15
01600 China Tian Lun Gas Holdings Ltd. Cayman Islands 2010/11/10
01252 China Tianrui Group Cement Co. Ltd. Cayman Islands 2011/12/23
03398 China Ting Group Holdings Ltd. Cayman Islands 2005/12/15
02188 China Titans Energy Technology Group Co., Ltd. Cayman Islands 2010/05/28
00389 China Tontine Wines Group Ltd. Bermuda 2009/11/19
00308 China Travel International Investment Hong Kong Ltd. Hong Kong 1992/11/11
00209 China Tycoon Beverage Holdings Ltd. Bermuda 2002/03/06
00762 China Unicom (Hong Kong) Ltd. Hong Kong 2000/06/22
02330 China Uptown Group Co. Ltd. Cayman Islands 2003/01/29
00893 China Vanadium Titano-Magnetite Mining Co. Ltd. Cayman Islands 2009/10/08
01269 China Vehicle Components Technology Holdings Ltd. Cayman Islands 2011/11/23
00855 China Water Affairs Group Ltd. Bermuda 1999/10/11
01129 China Water Industry Group Ltd. Cayman Islands 2002/01/17
02349 China Water Property Group Ltd. Cayman Islands 2003/06/25
03778 China Weaving Materials Holdings Ltd. Cayman Islands 2011/12/22
00182 China WindPower Group Ltd. Bermuda 1991/11/27
02369 China Wireless Technologies Ltd. Cayman Islands 2004/12/09
01866 China XLX Fertiliser Ltd. Singapore 2009/12/08
00263 China Yunnan Tin Minerals Group Co. Ltd. Hong Kong 1988/04/06
01068 China Yurun Food Group Ltd. Bermuda 2005/10/03
00362 China Zenith Chemical Group Ltd. Cayman Islands 2001/05/02
01728 China ZhengTong Auto Services Holdings Ltd. Cayman Islands 2010/12/10
01333 China Zhongwang Holdings Ltd. Cayman Islands 2009/05/08
01123 China-Hongkong Photo Products Holdings Ltd. Bermuda 1994/09/19
00354 Chinasoft International Ltd. Cayman Islands 2003/06/20
01060 ChinaVision Media Group Ltd. Bermuda 1994/05/12
00127 Chinese Estates Holdings Ltd. Bermuda n.a.
00681 Chinese People Holdings Co. Ltd. Bermuda 1997/04/24
00385 Chinney Alliance Group Ltd. Bermuda 1993/10/15
00216 Chinney Investments, Ltd. Hong Kong 1973/01/31
01111 Chong Hing Bank Ltd. Hong Kong 1994/07/11
01053 Chongqing Iron & Steel Co. Ltd. – H Shares PRC 1997/10/17
02722 Chongqing Machinery & Electric Co., Ltd. – H Shares PRC 2008/06/13
03618 Chongqing Rural Commercial Bank Co., Ltd. – H Shares PRC 2010/12/16
00116 Chow Sang Sang Holdings International Ltd. Bermuda 1973/04/06

(End of 2011)
01929 Chow Tai Fook Jewellery Group Ltd. Cayman Islands 2011/12/15
01938 Chu Kong Petroleum and Natural Gas Steel Pipe Holdings Ltd. Cayman Islands 2010/02/10
00560 Chu Kong Shipping Development Co. Ltd. Hong Kong 1997/05/23
00298 Chuang’s China Investments Ltd. Bermuda n.a.
00367 Chuang’s Consortium International Ltd. Bermuda 1987/01/16
00711 Chun Wo Development Holdings Ltd. Bermuda 1993/02/12
00378 CIAM Group Ltd. Bermuda 1986/09/10
00479 CIL Holdings Ltd. Bermuda 1993/07/21
03899 CIMC Enric Holdings Ltd. Cayman Islands 2006/07/20
00111 Cinda International Holdings Ltd. Bermuda 2000/08/01
00550 Cinderella Media Group Ltd. Bermuda 2007/07/23
00241 CITIC 21CN Co. Ltd. Bermuda 1972/07/06
01091 CITIC Dameng Holdings Ltd. Bermuda 2010/11/18
00267 CITIC Pacific Ltd. Hong Kong 1986/02/26
01205 CITIC Resources Holdings Ltd. Bermuda 1997/09/08
06030 CITIC Securities Co. Ltd. – H Shares PRC 2011/10/06
01883 CITIC Telecom International Holdings Ltd. Hong Kong 2007/04/03
00557 City e-Solutions Ltd. Cayman Islands 1989/12/29
01137 City Telecom (H.K.) Ltd. Hong Kong 1997/08/04
00775 CK Life Sciences Int’l., (Holdings) Inc. Cayman Islands 2002/07/16
00100 Clear Media Ltd. Bermuda 2001/12/19
00439 Climax International Co. Ltd. Bermuda 1992/03/11
00002 CLP Holdings Ltd. Hong Kong n.a.
00471 CMMB Vision Holdings Ltd. Cayman Islands 2005/10/10
02302 CNNC International Ltd. Cayman Islands 2003/01/06
00883 CNOOC Ltd. Hong Kong 2001/02/28
00701 CNT Group Ltd. Bermuda 1991/05/21
06388 Coach, Inc. -RS USA 2011/12/01
01124 Coastal Greenland Ltd. Bermuda 1997/10/16
00383 COL Capital Ltd. Bermuda 1991/08/01
02342 Comba Telecom Systems Holdings Ltd. Cayman Islands 2003/07/15
00794 Come Sure Group (Holdings) Ltd. Cayman Islands 2009/02/26
00046 Computer And Technologies Holdings Ltd. Bermuda 1998/05/18
00320 Computime Group Ltd. Cayman Islands 2006/10/09
00712 Comtec Solar Systems Group Ltd. Cayman Islands 2009/10/30
00513 Continental Holdings Ltd. Hong Kong 1988/11/08
00831 Convenience Retail Asia Ltd. Cayman Islands 2001/01/18
01019 Convoy Financial Services Holdings Ltd. Cayman Islands 2010/07/13
00707 Co-Prosperity Holdings Ltd. Cayman Islands 2006/03/30
00517 COSCO International Holdings Ltd Bermuda 1992/02/11
01199 COSCO Pacific Ltd. Bermuda 1994/12/19
01043 Coslight Technology International Group Ltd. Bermuda 1999/11/17
00120 Cosmopolitan International Holdings Ltd. Cayman Islands n.a.
00118 Cosmos Machinery Enterprises Ltd. Hong Kong 1988/12/12
02228 Costin New Materials Group Ltd. Cayman Islands 2010/06/21
00288 Cosway Corporation Ltd. Hong Kong n.a.
02007 Country Garden Holdings Co. Ltd. Cayman Islands 2007/04/20
01145 Courage Marine Group Ltd. Bermuda 2011/06/24
00906 CPMC Holdings Ltd. Hong Kong 2009/11/16
00122 Crocodile Garments Ltd. Hong Kong n.a.
00032 Cross-Harbour (Holdings) Ltd., The Hong Kong 1974/07/30
00497 CSI Properties Ltd. Bermuda 1992/04/15
01766 CSR Corporation Ltd. – H Shares PRC 2008/08/21
00985 CST Mining Group Ltd. Cayman Islands 1994/02/02
00674 Culture Landmark Investment Ltd. Bermuda 1991/01/25
00343 Culturecom Holdings Ltd. Bermuda 1986/08/12
00705 CVM Minerals Ltd. Hong Kong 2008/12/22
01090 Da Ming International Holdings Ltd. Cayman Islands 2010/12/01
03999 DaChan Food (Asia) Ltd. Cayman Islands 2007/10/04
01828 Dah Chong Hong Holdings Ltd. Hong Kong 2007/10/17
02356 Dah Sing Banking Group Ltd. Hong Kong 2004/06/30
00440 Dah Sing Financial Holdings Ltd. Hong Kong 1987/11/05
00544 Daido Group Ltd. Bermuda 1989/12/14
00567 Daisho Microline Holdings Ltd. Bermuda 1990/01/31
01037 Daiwa Associate Holdings Ltd. Bermuda 1994/04/14
02880 Dalian Port (PDA) Co. Ltd. – H Shares PRC 2006/04/28
00271 Dan Form Holdings Co. Ltd. Hong Kong 1973/02/28
00210 Daphne International Holdings Ltd. Cayman Islands 1995/11/03
01007 Daqing Dairy Holdings Ltd. Cayman Islands 2010/10/28
00991 Datang International Power Generation Co., Ltd. – H Shares PRC 1997/03/21
00889 Datronix Holdings Ltd. Bermuda 2001/06/22
02348 Dawnrays Pharmaceutical (Holdings) Ltd. Cayman Islands 2003/07/11
03335 DBA Telecommunication (Asia) Holdings Ltd. Cayman Islands 2006/05/11
00997 Decca Holdings Ltd. Bermuda 2000/03/10
01163 Dejin Resources Group Co. Ltd. Bermuda 1999/11/11
00262 Deson Development International Holdings Ltd. Bermuda 1997/06/10
00065 DeTeam Co. Ltd. Cayman Islands 2001/08/30
00113 Dickson Concepts (International) Ltd. Bermuda 1973/03/15
00861 Digital China Holdings Ltd. Bermuda 2001/06/01
01072 Dongfang Electric Corporation Ltd. – H Shares PRC 1994/06/06
00489 Dongfeng Motor Group Co. Ltd. – H Shares PRC 2005/12/07
00895 Dongjiang Environmental Co. Ltd. – H Shares PRC 2003/01/29
00189 Dongyue Group Ltd. Cayman Islands 2007/12/10
00628 Dore Holdings Ltd. Bermuda 2002/07/24
00668 Doxen Energy Group Ltd. Hong Kong 1990/12/12
00935 Dragon Crown Group Holdings Ltd. Cayman Islands 2011/06/10

(End of 2011)
00329 Dragonite International Ltd. Cayman Islands 2001/05/09
01126 Dream International Ltd. Hong Kong 2002/02/07
00500 DVN (Holdings) Ltd. Bermuda 1988/07/29
00029 Dynamic Holdings Ltd. Bermuda n.a.
00828 Dynasty Fine Wines Group Ltd. Cayman Islands 2005/01/26
00599 E. Bon Holdings Ltd. Cayman Islands 2000/04/12
02368 Eagle Nice (International) Holdings Ltd. Cayman Islands 2003/08/22
00339 Earnest Investments Holdings Ltd. Bermuda 2000/07/26
00616 Easyknit Enterprises Holdings Ltd. Bermuda 1991/09/16
01218 Easyknit International Holdings Ltd. Bermuda 1995/01/30
00618 EC-Founder (Holdings) Co. Ltd. Bermuda 1991/10/07
02341 EcoGreen Fine Chemicals Group Ltd. Cayman Islands 2004/03/09
00943 eForce Holdings Ltd. Bermuda 1997/06/25
00048 EganaGoldpfeil (Holdings) Ltd. Cayman Islands 1993/06/25
00524 e-Kong Group Ltd. Bermuda 1989/04/21
01151 Elec & Eltek International Co. Ltd. Singapore 2011/07/08
00907 Elegance International Holdings Ltd. Bermuda 1996/04/11
01388 Embry Holdings Ltd. Cayman Islands 2006/12/18
00717 Emperor Capital Group Ltd. Bermuda 2007/04/24
00296 Emperor Entertainment Hotel Ltd. Bermuda n.a.
00163 Emperor International Holdings Ltd. Bermuda 1972/11/14
00887 Emperor Watch & Jewellery Ltd. Hong Kong 2008/07/21
00622 Enerchina Holdings Ltd. Bermuda 1991/09/16
00353 Energy International Investments Holdings Ltd. Cayman Islands 2001/07/26
00128 ENM Holdings Ltd. Hong Kong n.a.
02688 ENN Energy Holdings Ltd. Cayman Islands 2002/06/03
01808 Enterprise Development Holdings Ltd. Cayman Islands 2007/01/11
01102 Enviro Energy International Holdings Ltd. Cayman Islands 2007/06/06
00689 EPI (Holdings) Ltd. Bermuda 1991/04/15
00330 Esprit Holdings Ltd. Bermuda 1993/12/09
01061 Essex Bio-Technology Ltd. Cayman Islands 2001/06/27
00571 eSun Holdings Ltd. Bermuda n.a.
00764 Eternity Investment Ltd. Bermuda 2000/02/15
00838 EVA Precision Industrial Holdings Ltd. Cayman Islands 2005/05/11
00875 Ever Fortune International Holdings Ltd. Bermuda 1998/07/03
03333 Evergrande Real Estate Group Ltd. Cayman Islands 2009/11/05
00238 Evergreen International Holdings Ltd. Cayman Islands 2010/11/04
02308 EVOC Intelligent Technology Co. Ltd. – H Shares PRC 2003/10/10
00858 Extrawell Pharmaceutical Holdings Ltd. Bermuda 1999/03/10
00117 EYANG Holdings (Group) Co., Ltd. Cayman Islands 2007/12/21
00052 Fairwood Holdings Ltd. Bermuda 1991/10/09
01777 Fantasia Holdings Group Co., Ltd. Cayman Islands 2009/11/25
00035 Far East Consortium International Ltd. Cayman Islands 1972/09/21
00830 Far East Global Group Ltd. Cayman Islands 2010/03/30
00036 Far East Holdings International Ltd. Hong Kong 1973/02/12
03360 Far East Horizon Ltd. Hong Kong 2011/03/30
00037 Far East Hotels & Entertainment Ltd. Hong Kong 1979/07/03
00706 FinTronics Holdings Co. Ltd. Bermuda 1998/07/22
00865 First Mobile Group Holdings Ltd. Cayman Islands 2000/12/29
01076 First Natural Foods Holdings Ltd. Bermuda 2002/02/11
00142 First Pacific Co. Ltd. Bermuda 1988/09/12
00227 First Shanghai Investments Ltd. Hong Kong 1972/08/24
00038 First Tractor Co Ltd. – H Shares PRC 1997/06/23
02662 Fittec International Group Ltd. Cayman Islands 2005/12/14
01998 Flyke International Holdings Ltd. Cayman Islands 2010/03/29
00641 Fong’s Industries Co. Ltd. Bermuda 1990/10/12
00923 Fook Woo Group Holdings Ltd. Cayman Islands 2010/03/31
01682 Ford Glory Group Holdings Ltd. Bermuda 2010/10/05
00885 Forefront Group Ltd. Cayman Islands 2001/07/12
01152 Fornton Group Ltd. Bermuda 2011/10/28
00352 Fortune Sun (China) Holdings Ltd. Cayman Islands 2006/07/05
00656 Fosun International Ltd. Hong Kong 2007/07/16
00418 Founder Holdings Ltd. Bermuda 1995/12/21
00420 Fountain Set (Holdings) Ltd. Hong Kong 1988/04/20
00374 Four Seas Mercantile Holdings Ltd. Cayman Islands 1993/08/25
02038 Foxconn International Holdings Ltd. Cayman Islands 2005/02/03
00817 Franshion Properties (China) Ltd. Hong Kong 2007/08/17
00535 Frasers Property (China) Ltd. Bermuda 1989/10/16
00279 Freeman Financial Corporation Ltd. Cayman Islands 1988/05/11
01175 FU JI Food and Catering Services Holdings Ltd. Cayman Islands 2004/12/17
00546 Fufeng Group Ltd. Cayman Islands 2007/02/08
00181 Fujian Holdings Ltd. Hong Kong 1973/02/22
00927 Fujikon Industrial Holdings Ltd. Bermuda 2000/04/11
00465 Futong Technology Development Holdings Ltd. Cayman Islands 2009/12/04
00703 Future Bright Holdings Ltd. Bermuda 2002/08/15
00027 Galaxy Entertainment Group Ltd. Hong Kong 1991/10/07
03800 GCL-Poly Energy Holdings Ltd. Cayman Islands 2007/11/13
00175 Geely Automobile Holdings Ltd. Cayman Islands 1973/02/23
00174 Gemini Investments (Holdings) Ltd. Hong Kong 1988/10/05
00678 Genting Hong Kong Ltd. Bermuda 2000/11/30
02389 Genvon Group Ltd. Cayman Islands 2002/04/26
00064 Get Nice Holdings Ltd. Cayman Islands 2002/06/06
00709 Giordano International Ltd. Bermuda 1991/06/19
00805 Glencore International plc Jersey 2011/05/25
00809 Global Bio-chem Technology Group Co. Ltd. Cayman Islands 2001/03/16
03889 Global Sweeteners Holdings Ltd. Cayman Islands 2007/09/20

(End of 2011)
00143 Global Tech (Holdings) Ltd. Cayman Islands 1999/04/09
00845 Glorious Property Holdings Ltd. Cayman Islands 2009/10/02
00393 Glorious Sun Enterprises Ltd. Bermuda 1996/09/17
00040 Gold Peak Industries (Holdings) Ltd. Hong Kong 1984/07/02
00172 Goldbond Group Holdings Ltd. Hong Kong n.a.
03308 Golden Eagle Retail Group Ltd. Cayman Islands 2006/03/21
00801 Golden Meditech Holdings Ltd. Cayman Islands 2001/12/28
00677 Golden Resources Development International Ltd. Bermuda 1991/01/28
02123 Golden Shield Holdings (Industrial) Ltd. Bermuda 2011/07/14
00530 Goldin Financial Holdings Ltd. Bermuda 1992/10/08
00283 Goldin Properties Holdings Ltd. Hong Kong n.a.
00533 Goldlion Holdings Ltd. Hong Kong 1992/09/18
00686 Goldpoly New Energy Holdings Ltd. Bermuda 2000/04/13
01118 Golik Holdings Ltd. Bermuda 1994/07/15
00493 GOME Electrical Appliances Holding Ltd. Bermuda 1992/04/15
00109 Good Fellow Resources Holdings Ltd. Bermuda 1998/01/12
02398 Good Friend International Holdings Inc. Cayman Islands 2006/01/11
01086 Goodbaby International Holdings Ltd. Cayman Islands 2010/11/24
00195 Goodtop Tin International Holdings Ltd. Cayman Islands 2008/11/12
00286 G-Prop (Holdings) Ltd. Bermuda 1990/09/07
00844 Grand Concord International Holdings Ltd. British Virgin Islands 2011/11/24
00115 Grand Field Group Holdings Ltd. Bermuda n.a.
01160 Grand Investment International Ltd. Bermuda 2004/04/02
00186 Grande Holdings Ltd., The Bermuda 1987/07/09
00141 Great China Holdings Ltd. Hong Kong 1973/03/07
00041 Great Eagle Holdings Ltd. Bermuda n.a.
03683 Great Harvest Maeta Group Holdings Ltd. Cayman Islands 2010/10/11
02333 Great Wall Motor Co. Ltd. – H Shares PRC 2003/12/15
00074 Great Wall Technology Co. Ltd. – H Shares PRC 1999/08/05
00431 Greater China Holdings Ltd. Bermuda 1992/09/16
00468 Greatview Aseptic Packaging Co. Ltd. Cayman Islands 2010/12/09
00979 Green Energy Group Ltd. Bermuda 1997/06/26
00582 Greenfield Chemical Holdings Ltd. Cayman Islands 2002/04/30
00094 Greenheart Group Ltd. Bermuda 1988/06/21
01318 Greens Holdings Ltd. Cayman Islands 2009/11/06
03900 Greentown China Holdings Ltd. Cayman Islands 2006/07/13
01051 G-Resources Group Ltd. Bermuda 1994/04/29
00601 Group Sense (International) Ltd. Bermuda 1993/01/28
00270 Guangdong Investment Ltd. Hong Kong n.a.
03399 Guangdong Nan Yue Logistics Co. Ltd. – H Shares PRC 2005/10/26
01058 Guangdong Tannery Ltd. Hong Kong 1996/12/16
01203 Guangnan (Holdings) Ltd. Hong Kong 1994/12/09
00525 Guangshen Railway Co. Ltd. – H Shares PRC 1996/05/14
02238 Guangzhou Automobile Group Co., Ltd. – H Shares PRC 2010/08/30
00874 Guangzhou Pharmaceutical Co. Ltd. – H Shares PRC 1997/10/30
02777 Guangzhou R&F Properties Co., Ltd. – H Shares PRC 2005/07/14
00317 Guangzhou Shipyard International Co. Ltd. – H Shares PRC 1993/08/06
00053 Guoco Group Ltd. Bermuda 1983/05/03
01296 Guodian Technology & Environment Group Corporation Ltd.-H Sh PRC 2011/12/30
00630 Guojin Resources Holdings Ltd. Bermuda 1996/11/28
01788 Guotai Junan International Holdings Ltd. Hong Kong 2010/07/08
00657 G-Vision International (Holdings) Ltd. Bermuda 1992/10/30
01169 Haier Electronics Group Co., Ltd. Bermuda 1997/12/23
00357 Hainan Meilan International Airport Co. Ltd. – H Shares PRC 2002/11/18
01882 Haitian International Holdings Ltd. Cayman Islands 2006/12/22
00665 Haitong International Securities Group Ltd. Bermuda 1996/08/06
00870 Hang Fung Gold Technology Ltd. Bermuda 1999/03/16
00010 Hang Lung Group Ltd. Hong Kong 1972/10/12
00101 Hang Lung Properties Ltd. Hong Kong n.a.
00011 Hang Seng Bank Ltd. Hong Kong 1972/06/20
00448 Hang Ten Group Holdings Ltd. Bermuda 1987/10/30
00896 Hanison Construction Holdings Ltd. Cayman Islands 2002/01/10
00275 Hanny Holdings Ltd. Bermuda 1991/12/16
00554 Hans Energy Co. Ltd. Cayman Islands 1997/05/28
00474 Hao Tian Resources Group Ltd. Cayman Islands 2006/06/06
01133 Harbin Electric Co. Ltd. – H Shares PRC 1994/12/16
00051 Harbour Centre Development Ltd. Hong Kong n.a.
00428 Harmony Asset Ltd. Cayman Islands 1993/12/14
00097 Henderson Investment Ltd. Hong Kong 1972/11/06
00012 Henderson Land Development Co. Ltd. Hong Kong 1981/07/23
00197 Heng Tai Consumables Group Ltd. Cayman Islands 2001/12/03
01044 Hengan International Group Co. Ltd. Cayman Islands 1998/12/08
03389 Hengdeli Holdings Ltd. Cayman Islands 2005/09/26
00169 Hengli Commercial Properties (Group) Ltd. Bermuda 2002/06/04
01085 Hengxin Technology Ltd. Singapore 2010/12/23
00859 Henry Group Holdings Ltd. Bermuda 2000/06/15
00114 Herald Holdings Ltd. Bermuda n.a.
00412 Heritage International Holdings Ltd. Bermuda 1992/04/15
00818 Hi Sun Technology (China) Ltd. Bermuda 1997/12/22
01393 Hidili Industry International Development Ltd. Cayman Islands 2007/09/21
00608 High Fashion International Ltd. Bermuda 1992/08/04
01623 Hilong Holding Ltd. Cayman Islands 2011/04/21
00396 Hing Lee (HK) Holdings Ltd. Bermuda 2009/06/22
00921 Hisense Kelon Electrical Holdings Co. Ltd. – H Shares PRC 1996/07/23
00190 HKC (Holdings) Ltd. Bermuda 1987/05/29
00248 HKC International Holdings Ltd. Cayman Islands 2001/11/09

(End of 2011)
00480 HKR International Ltd. Cayman Islands 1988/03/11
06823 HKT Trust and HKT Ltd – SS Cayman Islands 2011/11/29
01087 HL Technology Group Ltd. Cayman Islands 2010/11/16
00160 Hon Kwok Land Investment Co., Ltd. Hong Kong n.a.
00044 Hong Kong Aircraft Engineering Co. Ltd. Hong Kong n.a.
00003 Hong Kong and China Gas Co. Ltd., The Hong Kong n.a.
00145 Hong Kong Building and Loan Agency Ltd., The Hong Kong 1972/07/01
00423 Hong Kong Economic Times Holdings Ltd. Cayman Islands 2005/08/03
00388 Hong Kong Exchanges and Clearing Ltd. Hong Kong 2000/06/27
00050 Hong Kong Ferry (Holdings) Co. Ltd. Hong Kong n.a.
00060 Hong Kong Food Investment Holdings Ltd. Hong Kong 1992/12/16
00207 Hong Kong Parkview Group Ltd., The Bermuda 1973/03/06
02882 Hong Kong Resources Holdings Co. Ltd. Bermuda 2003/06/30
01383 Hong Long Holdings Ltd. Cayman Islands 2007/02/22
01028 Hongguo International Holdings Ltd. Bermuda 2011/09/23
00196 Honghua Group Ltd. Cayman Islands 2008/03/07
00045 Hongkong and Shanghai Hotels, Ltd., The Hong Kong n.a.
00655 Hongkong Chinese Ltd. Bermuda 1992/10/12
00946 Hontex International Holdings Co. Ltd. Cayman Islands 2009/12/24
02320 Hop Fung Group Holdings Ltd. Cayman Islands 2003/09/24
00047 Hop Hing Group Holdings Ltd. Cayman Islands 1988/11/16
00733 Hopefluent Group Holdings Ltd. Cayman Islands 2004/07/15
00737 Hopewell Highway Infrastructure Ltd. Cayman Islands 2003/08/06
00054 Hopewell Holdings Ltd. Hong Kong 1972/08/21
00754 Hopson Development Holdings Ltd. Bermuda 1998/05/27
02200 Hosa International Ltd. Cayman Islands 2011/12/16
00005 HSBC Holdings plc England n.a.
00404 Hsin Chong Construction Group Ltd. Bermuda 1991/08/14
00587 Hua Han Bio-Pharmaceutical Holdings Ltd. Cayman Islands 2002/12/10
00969 Hua Lien International (Holding) Co. Ltd. Cayman Islands 2000/02/02
00559 Hua Yi Copper Holdings Ltd. Bermuda 1997/01/03
00336 Huabao International Holdings Ltd. Bermuda 1992/01/22
01071 Huadian Power International Corporation Ltd. – H Shares PRC 1999/06/30
00364 Huafeng Group Holdings Ltd. Cayman Islands 2002/08/30
00902 Huaneng Power International, Inc. – H Shares PRC 1998/01/21
00958 Huaneng Renewables Corporation Ltd. – H Shares PRC 2011/06/10
01823 HUAYU Expressway Group Ltd. Cayman Islands 2009/12/23
01280 Huiyin Household Appliances (Holdings) Co., Ltd. Cayman Islands 2010/03/25
02626 Hunan Nonferrous Metals Corporation Ltd. – H Shares PRC 2006/03/31
00450 Hung Hing Printing Group Ltd. Hong Kong 1992/03/16
00704 Huscoke Resources Holdings Ltd. Bermuda 1991/05/27
00715 Hutchison Harbour Ring Ltd. Bermuda 1991/07/05
00215 Hutchison Telecommunications Hong Kong Holdings Ltd. Cayman Islands 2009/05/08
00013 Hutchison Whampoa Ltd. Hong Kong 1978/01/03
01188 Hybrid Kinetic Group Ltd. Bermuda 1995/04/06
00499 HyComm Wireless Ltd. Bermuda 1988/07/22
00014 Hysan Development Co. Ltd. Hong Kong 1981/09/18
00999 I.T Ltd. Bermuda 2005/03/04
01097 i-CABLE Communications Ltd. Hong Kong 1999/11/24
00139 ICube Technology Holdings Ltd. Bermuda 1994/03/15
00167 IDT International Ltd. Bermuda 1988/10/21
00585 Imagi International Holdings Ltd. Bermuda 1997/03/10
00356 Incutech Investments Ltd. Cayman Islands 2002/06/07
01398 Industrial and Commercial Bank of China Ltd. – H Shares PRC 2006/10/27
00640 Infinity Chemical Holdings Co. Ltd. Cayman Islands 2010/08/12
00596 Inspur International Ltd. Cayman Islands 2004/04/29
00202 Interchina Holdings Co. Ltd. Hong Kong n.a.
01328 International Elite Ltd. Cayman Islands 2007/10/16
01009 International Entertainment Corporation Cayman Islands 2000/07/31
01683 International Mining Machinery Holdings Ltd. Cayman Islands 2010/02/10
00873 International Taifeng Holdings Ltd. Cayman Islands 2010/06/11
01833 Intime Department Store (Group) Co. Ltd. Cayman Islands 2007/03/20
00982 iOne Holdings Ltd. Bermuda 2008/07/14
00929 IPE Group Ltd. Cayman Islands 2004/11/01
01029 IRC Ltd. Hong Kong 2010/10/21
00438 IRICO Group Electronics Co. Ltd. – H Shares PRC 2004/12/20
00372 ITC Corporation Ltd. Bermuda 1992/02/13
00199 ITC Properties Group Ltd. Bermuda 1994/03/18
00776 JF Household Furnishings Ltd. Cayman Islands 2005/10/13
00602 Jiahua Stores Holdings Ltd. Cayman Islands 2007/05/21
01069 Jiangchen International Holdings Ltd. Cayman Islands 2009/10/08
00177 Jiangsu Expressway Co. Ltd. – H Shares PRC 1997/06/27
00358 Jiangxi Copper Co. Ltd. – H Shares PRC 1997/06/12
00549 Jilin Qifeng Chemical Fiber Co., Ltd. – H Shares PRC 2006/06/21
01239 Jin Bao Bao Holdings Ltd. Cayman Islands 2011/11/18
02362 Jinchuan Group International Resources Co. Ltd. Cayman Islands 2003/10/27
00350 Jingwei Textile Machinery Co. Ltd. – H Shares PRC 1996/02/02
00872 Jinheng Automotive Safety Technology Holdings Ltd. Cayman Islands 2004/12/09
00137 Jinhui Holdings Co. Ltd. Hong Kong 1991/12/06
00908 Jiuzhou Development Co. Ltd. Bermuda 1998/05/26
02327 Jiwa Bio-Pharm Holdings Ltd. Bermuda 2003/10/14
00472 JLF Investment Co. Ltd. Bermuda 1988/01/29
00179 Johnson Electric Holdings Ltd. Bermuda 1984/07/11
02028 Jolimark Holdings Ltd. Cayman Islands 2005/06/29
00647 Joyce Boutique Holdings Ltd. Bermuda 1990/10/16
03336 Ju Teng International Holdings Ltd. Cayman Islands 2005/11/03

(End of 2011)
00758 Junefield Department Store Group Ltd. Bermuda 1999/12/03
03303 Jutal Offshore Oil Services Ltd. Cayman Islands 2006/09/21
00675 K & P International Holdings Ltd. Bermuda 1997/01/02
00173 K. Wah International Holdings Ltd. Bermuda 1987/02/06
00822 Ka Shui International Holdings Ltd. Cayman Islands 2007/06/27
00180 Kader Holdings Co. Ltd. Bermuda 1985/05/24
01215 Kai Yuan Holdings Ltd. Bermuda 1997/01/17
01638 Kaisa Group Holdings Ltd. Cayman Islands 2009/12/09
02307 Kam Hing International Holdings Ltd. Cayman Islands 2004/09/23
01059 Kantone Holdings Ltd. Cayman Islands 1997/01/23
01159 Karce International Holdings Co. Ltd. Bermuda 1998/03/13
00007 Karl Thomson Holdings Ltd. Bermuda 2000/09/08
01050 Karrie International Holdings Ltd. Bermuda 1996/12/16
00496 Kasen International Holdings Ltd. Cayman Islands 2005/10/20
00847 Kazakhmys PLC England 2011/06/29
00184 Keck Seng Investments (Hong Kong) Ltd. Hong Kong 1973/02/24
02011 KEE Holdings Co. Ltd. Cayman Islands 2011/01/12
00464 Kenford Group Holdings Ltd. Cayman Islands 2005/06/16
00683 Kerry Properties Ltd. Bermuda 1996/08/05
00638 Kin Yat Holdings Ltd. Bermuda 1997/05/01
00280 King Fook Holdings Ltd. Hong Kong 1988/03/28
00663 King Stone Energy Group Ltd. Hong Kong 1990/11/30
00148 Kingboard Chemical Holdings Ltd. Cayman Islands 1993/10/08
01888 Kingboard Laminates Holdings Ltd. Cayman Islands 2006/12/07
00268 Kingdee International Software Group Co. Ltd. Cayman Islands 2005/07/20
00528 Kingdom Holdings Ltd. Cayman Islands 2006/12/12
01170 Kingmaker Footwear Holdings Ltd. Bermuda 1994/09/29
03888 Kingsoft Corporation Ltd. Cayman Islands 2007/10/09
01031 Kingston Financial Group Ltd. Bermuda 1996/07/23
00124 Kingway Brewery Holdings Ltd. Bermuda 1997/08/08
01195 Kingwell Group Ltd. Cayman Islands 2003/01/20
01110 Kingworld Medicines Group Ltd. Cayman Islands 2010/11/25
01201 Kith Holdings Ltd. Bermuda 1998/06/23
00381 Kiu Hung Energy Holdings Ltd. Cayman Islands 2001/01/22
00827 Ko Yo Chemical (Group) Ltd. Cayman Islands 2003/07/10
00295 Kong Sun Holdings Ltd. Hong Kong 1970/11/28
02266 Kosmopolito Hotels International Ltd. Cayman Islands 2010/10/11
00034 Kowloon Development Co. Ltd. Hong Kong 1995/07/04
00645 KTP Holdings Ltd. Bermuda 1993/12/22
00135 Kunlun Energy Co. Ltd. Bermuda 1973/03/13
02310 Kwang Sung Electronics H.K. Co. Ltd. Hong Kong 2003/07/04
01813 KWG Property Holding Ltd. Cayman Islands 2007/07/03
00306 Kwoon Chung Bus Holdings Ltd. Bermuda 1996/09/25
00558 L.K. Technology Holdings Ltd. Cayman Islands 2006/10/16
01125 Lai Fung Holdings Ltd. Cayman Islands 1997/11/28
00488 Lai Sun Development Co. Ltd. Hong Kong 1988/03/11
00191 Lai Sun Garment (International) Ltd. Hong Kong 1987/12/03
00411 Lam Soon (Hong Kong) Ltd. Hong Kong 1972/10/31
00503 Lansen Pharmaceutical Holdings Ltd. Cayman Islands 2010/05/07
02488 Launch Tech Co. Ltd. – H Shares PRC 2002/10/07
00738 Le Saunda Holdings Ltd. Bermuda 1992/12/11
00746 Lee & Man Chemical Co. Ltd. Cayman Islands 2002/01/16
01488 Lee & Man Handbags Holding Ltd. Cayman Islands 2011/06/27
02314 Lee & Man Paper Manufacturing Ltd. Cayman Islands 2003/09/26
00068 Lee Hing Development Ltd. Hong Kong 1972/11/09
00637 Lee Kee Holdings Ltd. Cayman Islands 2006/10/04
00387 Leeport (Holdings) Ltd. Bermuda 2003/07/10
00950 Lee’s Pharmaceutical Holdings Ltd. Cayman Islands 2002/07/15
00992 Lenovo Group Ltd. Hong Kong 1994/02/14
00842 Leoch International Technology Ltd. Cayman Islands 2010/11/16
01225 Lerado Group (Holding) Co. Ltd. Bermuda 1998/12/18
00494 Li & Fung Ltd. Bermuda 1992/07/01
02331 Li Ning Co. Ltd. Cayman Islands 2004/06/28
00980 Lianhua Supermarket Holdings Co Ltd – H Shares PRC 2003/06/27
01212 Lifestyle International Holdings Ltd. Cayman Islands 2004/04/15
02005 Lijun International Pharmaceutical (Holding) Co. Ltd. Cayman Islands 2005/12/20
03330 Lingbao Gold Co. Ltd. – H Shares PRC 2006/01/12
00915 Linmark Group Ltd. Bermuda 2002/05/10
00156 Lippo China Resources Ltd. Hong Kong n.a.
00226 Lippo Ltd. Hong Kong n.a.
00526 Lisi Group (Holdings) Ltd. Bermuda 1995/10/11
00968 Little Sheep Group Ltd. Cayman Islands 2008/06/12
00194 Liu Chong Hing Investment Ltd. Hong Kong 1972/11/13
00973 L’Occitane International S.A. Luxembourg 2010/05/07
00960 Longfor Properties Co. Ltd. Cayman Islands 2009/11/19
02898 Longrun Tea Group Co. Ltd. Cayman Islands 2002/09/05
03339 Lonking Holdings Ltd. Cayman Islands 2005/11/17
00988 Loudong General Nice Resources (China) Holdings Ltd. Bermuda 1994/01/21
00311 Luen Thai Holdings Ltd. Cayman Islands 2004/07/15
00590 Luk Fook Holdings (International) Ltd. Bermuda 1997/05/06
00366 Luks Group (Vietnam Holdings) Co., Ltd. Bermuda 1987/01/07
00348 Lung Cheong International Holdings Ltd. Cayman Islands 1997/09/30
00255 Lung Kee (Bermuda) Holdings Ltd. Bermuda 1993/03/05
01108 Luoyang Glass Co. Ltd. – H Shares PRC 1994/07/08
00323 Maanshan Iron & Steel Co. Ltd. – H Shares PRC 1993/11/03
00231 Madex International (Holdings) Ltd. Bermuda n.a.

(End of 2011)
01633 Magic Holdings International Ltd. Cayman Islands 2010/09/24
00201 Magnificent Estates Ltd. Hong Kong 1972/11/17
01100 Mainland Headwear Holdings Ltd. Bermuda 2000/12/13
00938 Man Sang International Ltd. Bermuda 1997/09/26
01999 Man Wah Holdings Ltd. Bermuda 2010/04/09
00894 Man Yue Technology Holdings Ltd. Bermuda 1997/03/05
00936 Manta Holdings Co. Ltd. Cayman Islands 2010/07/19
00945 Manulife Financial Corporation Canada 1999/09/27
00848 Maoye International Holdings Ltd. Cayman Islands 2008/05/05
00136 Mascotte Holdings Ltd. Bermuda 1997/09/25
00905 Mastermind Capital Ltd. Cayman Islands 1998/07/17
01005 Matrix Holdings Ltd. Bermuda 1994/02/18
01116 Mayer Holdings Ltd. Cayman Islands 2004/06/21
00419 Media China Corporation Ltd. Cayman Islands 1987/07/08
00685 Media Chinese International Ltd. Bermuda 1991/03/22
00391 Mei Ah Entertainment Group Ltd. Bermuda 1993/10/18
00953 Meike International Holdings Ltd. Cayman Islands 2010/02/01
00158 Melbourne Enterprises Ltd. Hong Kong 1972/08/29
06883 Melco Crown Entertainment Ltd. Cayman Islands 2011/12/07
00200 Melco International Development Ltd. Hong Kong n.a.
01618 Metallurgical Corporation of China Ltd. – H Shares PRC 2009/09/24
00022 Mexan Ltd. Bermuda 1972/12/14
02282 MGM China Holdings Ltd. Cayman Islands 2011/06/03
00853 MicroPort Scientific Corporation Cayman Islands 2010/09/24
01021 Midas Holdings Ltd. Singapore 2010/10/06
01172 Midas International Holdings Ltd. Cayman Islands 1996/06/12
01200 Midland Holdings Ltd. Bermuda 1995/06/08
00459 Midland IC&I Ltd. Cayman Islands 2001/03/15
01555 MIE Holdings Corporation Cayman Islands 2010/12/14
01150 Milan Station Holdings Ltd. Cayman Islands 2011/05/23
00222 Min Xin Holdings Ltd. Hong Kong 1982/06/28
03828 Ming Fai International Holdings Ltd. Cayman Islands 2007/11/02
00860 Ming Fung Jewellery Group Ltd. Cayman Islands 2002/09/03
00846 Mingfa Group (International) Co. Ltd. Cayman Islands 2009/11/13
00233 Mingyuan Medicare Development Co. Ltd. Bermuda 1986/03/19
00230 Minmetals Land Ltd. Bermuda 1991/12/20
01208 Minmetals Resources Ltd. Hong Kong 1994/12/15
00425 Minth Group Ltd. Cayman Islands 2005/12/01
00071 Miramar Hotel & Investment Co. Ltd. Hong Kong n.a.
02358 Mitsumaru East Kit (Holdings) Ltd. Cayman Islands 2004/07/15
00947 MOBI Development Co., Ltd. Cayman Islands 2009/12/17
01213 Mobicon Group Ltd. Bermuda 2001/05/07
00919 Modern Beauty Salon Holdings Ltd. Cayman Islands 2006/02/09
01082 Modern Education Group Ltd. Cayman Islands 2011/07/04
00072 Modern Media Holdings Ltd. Cayman Islands 2009/09/09
00130 Moiselle International Holdings Ltd. Cayman Islands 2002/02/11
00276 Mongolia Energy Corporation Ltd. Bermuda 1972/08/23
00402 Mongolia Investment Group Ltd. Cayman Islands 2006/03/14
00975 Mongolian Mining Corporation Cayman Islands 2010/10/13
00542 Morning Star Resources Ltd. Cayman Islands 1989/11/23
00066 MTR Corporation Ltd. Hong Kong 2000/10/05
00898 Multifield International Holdings Ltd. Bermuda 1998/07/31
03918 NagaCorp Ltd. Cayman Islands 2006/10/19
00680 Nan Hai Corporation Ltd. Bermuda 1991/02/13
01229 Nan Nan Resources Enterprise Ltd. Bermuda 1995/04/13
00553 Nanjing Panda Electronics Co. Ltd. – H Shares PRC 1996/05/02
01708 Nanjing Sample Technology Co. Ltd. – H Shares PRC 2004/06/09
00212 Nanyang Holdings Ltd. Bermuda 1954/09/15
00213 National Electronics Holdings Ltd. Bermuda 1985/02/04
01227 National Investments Fund Ltd. Cayman Islands 2002/09/27
00157 Natural Beauty Bio-Technology Ltd. Cayman Islands 2002/03/28
00462 Natural Dairy (NZ) Holdings Ltd. Cayman Islands 2005/06/10
01868 Neo-Neon Holdings Ltd. Cayman Islands 2006/12/15
00070 Neptune Group Ltd. Hong Kong n.a.
01049 Net2Gather (China) Holdings Ltd. Bermuda 1994/04/27
00777 NetDragon Websoft Inc. Cayman Islands 2008/06/24
01062 New Capital International Investment Ltd. Cayman Islands 1994/05/10
00234 New Century Group Hong Kong Ltd. Bermuda 1972/11/24
01336 New China Life Insurance Co. Ltd. – H Shares PRC 2011/12/15
00456 New City (China) Development Ltd. Cayman Islands 1993/07/14
03989 New Environmental Energy Holdings Ltd. Cayman Islands 2006/07/13
00360 New Focus Auto Tech Holdings Ltd. Cayman Islands 2005/02/28
00095 New Heritage Holdings Ltd. Cayman Islands 2005/12/02
00377 New Island Printing Holdings Ltd. Bermuda 1993/04/19
00708 New Media Group Holdings Ltd. Hong Kong 2008/02/12
00091 New Smart Energy Group Ltd. Hong Kong 1981/06/29
00166 New Times Energy Corporation Ltd. Bermuda 1998/10/13
00917 New World China Land Ltd. Cayman Islands 1999/07/16
00825 New World Department Store China Ltd. Cayman Islands 2007/07/12
00017 New World Development Co. Ltd. Hong Kong 1972/11/23
00055 Neway Group Holdings Ltd. Bermuda 1992/09/10
00342 NewOcean Energy Holdings Ltd. Bermuda 1993/03/03
01231 Newton Resources Ltd. Cayman Islands 2011/07/04
01323 Newtree Group Holdings Ltd. Cayman Islands 2011/01/13
00282 Next Media Ltd. Hong Kong n.a.
01047 Ngai Hing Hong Co. Ltd. Bermuda 1994/04/25

(End of 2011)
00332 Ngai Lik Industrial Holdings Ltd. Bermuda 1992/09/25
02689 Nine Dragons Paper (Holdings) Ltd. Bermuda 2006/03/03
00475 Noble Jewelry Holdings Ltd. Cayman Islands 2007/04/17
02339 Norstar Founders Group Ltd. Cayman Islands 2003/10/10
00061 North Asia Resources Holdings Ltd. Bermuda 1999/07/06
00433 North Mining Shares Co. Ltd. Bermuda n.a.
00042 Northeast Electric Development Co. Ltd. – H Shares PRC 1995/07/06
01048 Novo Group Ltd. Singapore 2010/12/06
02222 NVC Lighting Holding Ltd. Cayman Islands 2010/05/20
00659 NWS Holdings Ltd. Bermuda 1997/04/25
01220 Ocean Grand Holdings Ltd. Bermuda 1997/09/23
00426 One Media Group Ltd. Cayman Islands 2005/10/18
00877 O-Net Communications (Group) Ltd. Cayman Islands 2010/04/29
01140 OP Financial Investments Ltd. Cayman Islands 2003/03/20
00810 Opes Asia Development Ltd. Bermuda 2002/02/28
01132 Orange Sky Golden Harvest Entertainment (Holdings) Ltd. Bermuda 1994/11/23
00316 Orient Overseas (International) Ltd. Bermuda 1992/07/31
00430 Oriental Explorer Holdings Ltd. Bermuda 1993/03/30
00996 Oriental Ginza Holdings Ltd. Bermuda 1994/02/17
00018 Oriental Press Group Ltd. Hong Kong 1987/08/18
00398 Oriental Watch Holdings Ltd. Bermuda 1993/10/12
06880 OTO Holdings Ltd. Cayman Islands 2011/12/13
03366 Overseas Chinese Town (Asia) Holdings Ltd. Cayman Islands 2005/11/02
01174 Pacific Andes International Holdings Ltd. Bermuda 1994/10/03
02343 Pacific Basin Shipping Ltd. Bermuda 2004/07/14
00432 Pacific Century Premium Development Ltd. Bermuda 1993/09/20
00543 Pacific Online Ltd. Cayman Islands 2007/12/18
00767 Pacific Plywood Holdings Ltd. Bermuda 1995/11/20
01382 Pacific Textiles Holdings Ltd. Cayman Islands 2007/05/18
01010 PacMOS Technologies Holdings Ltd. Bermuda 1994/02/18
00239 Pak Fah Yeow International Ltd. Bermuda 1991/12/18
02668 Pak Tak International Ltd. Bermuda 2001/12/06
00495 Paladin Ltd. Bermuda 1988/07/20
00617 Paliburg Holdings Ltd. Bermuda 1993/12/17
00556 Pan Asia Environmental Protection Group Ltd. Cayman Islands 2007/12/21
01180 Paradise Entertainment Ltd. Bermuda 1997/01/20
03368 Parkson Retail Group Ltd. Cayman Islands 2005/11/30
00577 Paul Y. Engineering Group Ltd. Bermuda 1996/04/25
00327 PAX Global Technology Ltd. Bermuda 2010/12/20
00008 PCCW Ltd. Hong Kong 1994/10/18
00331 PCD Stores (Group) Ltd. Cayman Islands 2009/12/15
01968 Peak Sport Products Co., Ltd. Cayman Islands 2009/09/29
00632 Pearl Oriental Oil Ltd. Bermuda 1993/04/30
01187 Pearl River Tyre (Holdings) Ltd. Bermuda 1999/06/08
00676 Pegasus International Holdings Ltd. Bermuda 1996/10/11
01822 Perception Digital Holdings Ltd. Cayman Islands 2009/12/16
00725 Perennial International Ltd. Bermuda 1996/12/30
00765 Perfectech International Holdings Ltd. Bermuda 1992/10/23
00850 PetroAsian Energy Holdings Ltd. Cayman Islands 2002/11/13
00857 PetroChina Co. Ltd. – H Shares PRC 2000/04/07
02008 Phoenix Satellite Television Holdings Ltd. Cayman Islands 2000/06/30
02328 PICC Property and Casualty Co. Ltd. – H Shares PRC 2003/11/06
00752 Pico Far East Holdings Ltd. Cayman Islands 1992/09/28
01079 Pine Technology Holdings Ltd. Bermuda 1999/11/26
02318 Ping An Insurance (Group) Co. of China Ltd. – H Shares PRC 2004/06/24
00224 Pioneer Global Group Ltd. Bermuda n.a.
00635 Playmates Holdings Ltd. Bermuda 1994/01/06
00869 Playmates Toys Ltd. Bermuda 2008/02/01
00379 PME Group Ltd. Cayman Islands 2002/11/13
00221 PNG Resources Holdings Ltd. Cayman Islands 2002/11/07
00225 Pokfulam Development Co. Ltd. Hong Kong 1972/12/19
00119 Poly (Hong Kong) Investments Ltd. Hong Kong 1973/08/30
00208 Polytec Asset Holdings Ltd. Cayman Islands 1998/09/09
00589 Ports Design Ltd. Bermuda 2003/10/31
03813 Pou Sheng International (Holdings) Ltd. Bermuda 2008/06/06
00006 Power Assets Holdings Ltd. Hong Kong n.a.
01238 Powerlong Real Estate Holdings Ltd. Cayman Islands 2009/10/14
01913 PRADA S.p.A. Italy 2011/06/24
01259 Prince Frog International Holdings Ltd. Cayman Islands 2011/07/15
00803 Prosperity International Holdings (H.K.) Ltd. Bermuda 2001/08/02
00310 Prosperity Investment Holdings Ltd. Bermuda 1992/12/21
00334 Proview International Holdings Ltd. Bermuda 1997/06/18
02378 Prudential plc England 2010/05/25
00626 Public Financial Holdings Ltd. Bermuda 1991/10/03
00498 PYI Corporation Ltd. Bermuda 1993/09/21
00516 Pyxis Group Ltd. Bermuda 1992/09/03
01236 Qianlong Technology International Holdings Ltd. Cayman Islands 1999/12/17
02366 Qin Jia Yuan Media Services Co. Ltd. Cayman Islands 2004/06/30
01122 Qingling Motors Co. Ltd. – H Shares PRC 1994/08/17
00243 QPL International Holdings Ltd. Bermuda 1987/01/20
00952 Quam Ltd. Bermuda 1997/09/24
03868 Qunxing Paper Holdings Co. Ltd. Cayman Islands 2007/10/02
00901 Radford Capital Investment Ltd. Cayman Islands 2002/02/28
00033 Rainbow Brothers Holdings Ltd. Cayman Islands 2007/11/19
00229 Raymond Industrial Ltd. Hong Kong 1984/11/22
00802 RCG Holdings Ltd. Bermuda 2009/02/10

(End of 2011)
00246 Real Gold Mining Ltd. Cayman Islands 2009/02/23
02010 Real Nutriceutical Group Ltd. Cayman Islands 2010/02/19
00078 Regal Hotels International Holdings Ltd. Bermuda n.a.
01997 Regent Manner International Holdings Ltd. Cayman Islands 2007/07/10
00575 Regent Pacific Group Ltd. Cayman Islands 1997/05/19
01387 Renhe Commercial Holdings Co. Ltd. Cayman Islands 2008/10/22
00376 ReOrient Group Ltd. Hong Kong 1987/07/17
00555 REXLot Holdings Ltd. Bermuda 2000/09/28
00183 Richfield Group Holdings Ltd. Cayman Islands 2007/09/05
00313 Richly Field China Development Ltd. Bermuda 1993/01/05
01004 Rising Development Holdings Ltd. Bermuda 1997/10/09
00281 Rivera (Holdings) Ltd. Hong Kong 1973/01/23
01098 Road King Infrastructure Ltd. Bermuda 1996/07/04
00888 RoadShow Holdings Ltd. Bermuda 2001/06/28
01189 Rosedale Hotel Holdings Ltd. Bermuda 1997/10/06
01198 Royale Furniture Holdings Ltd. Cayman Islands 2002/05/15
00251 S E A Holdings Ltd. Bermuda 1973/10/03
01184 S.A.S. Dragon Holdings Ltd. Bermuda 1994/10/17
00178 Sa Sa International Holdings Ltd. Cayman Islands 1997/06/13
00237 Safety Godown Co. Ltd. Hong Kong 1973/01/09
02322 Sam Woo Holdings Ltd. Bermuda 2003/04/09
00451 Same Time Holdings Ltd. Bermuda 1992/03/25
03938 Samling Global Ltd. Bermuda 2007/03/07
00531 Samson Holding Ltd. Cayman Islands 2005/11/17
00731 Samson Paper Holdings Ltd. Bermuda 1995/12/01
01910 Samsonite International S.A. Luxembourg 2011/06/16
00236 San Miguel Brewery Hong Kong Ltd. Hong Kong n.a.
00482 Sandmartin International Holdings Ltd. Bermuda 2005/05/12
01928 Sands China Ltd. Cayman Islands 2009/11/30
00631 Sany Heavy Equipment International Holdings Co. Ltd. Cayman Islands 2009/11/25
01768 Sateri Holdings Ltd. Bermuda 2010/12/08
06488 SBI Holdings, Inc. – DR Japan 2011/04/14
00955 Schramm Holding AG Germany 2009/12/29
00583 SCMP Group Ltd. Bermuda 1990/06/29
01399 Scud Group Ltd. Cayman Islands 2006/12/21
00491 See Corporation Ltd. Bermuda 1992/06/10
00205 SEEC Media Group Ltd. Cayman Islands 1993/01/05
00981 Semiconductor Manufacturing International Corporation Cayman Islands 2004/03/18
01812 Shandong Chenming Paper Holdings Ltd. – H Shares PRC 2008/06/18
00568 Shandong Molong Petroleum Machinery Co. Ltd. – H Shares PRC 2007/02/07
01066 Shandong Weigao Group Medical Polymer Co. Ltd. – H Shares PRC 2004/02/27
00719 Shandong Xinhua Pharmaceutical Co. Ltd. – H Shares PRC 1996/12/31
02727 Shanghai Electric Group Co. Ltd. – H Shares PRC 2005/04/28
00363 Shanghai Industrial Holdings Ltd. Hong Kong 1996/05/30
00563 Shanghai Industrial Urban Development Group Ltd. Bermuda 1993/09/10
00770 Shanghai International Shanghai Growth Investment Ltd. Cayman Islands 1993/11/30
02006 Shanghai Jin Jiang Int’l Hotels (Group) Co. Ltd. – H Shares PRC 2006/12/15
02607 Shanghai Pharmaceuticals Holding Co., Ltd. – H Shares PRC 2011/05/20
02345 Shanghai Prime Machinery Co. Ltd. – H Shares PRC 2006/04/27
00755 Shanghai Zendai Property Ltd. Bermuda 1992/10/27
00069 Shangri-La Asia Ltd. Bermuda 1993/06/17
00851 Sheng Yuan Holdings Ltd. Bermuda 1998/12/02
01080 Shengli Oil & Gas Pipe Holdings Ltd. Cayman Islands 2009/12/18
00829 Shenguan Holdings (Group) Ltd. Cayman Islands 2009/10/13
00300 Shenji Group Kunming Machine Tool Co. Ltd. – H Shares PRC 1993/12/07
00747 Shenyang Public Utility Holdings Co. Ltd. – H Shares PRC 1999/12/16
00218 Shenyin Wanguo (H.K.) Ltd. Hong Kong n.a.
00548 Shenzhen Expressway Co. Ltd. – H Shares PRC 1997/03/12
00106 Shenzhen High-Tech Holdings Ltd. Bermuda 1986/03/24
00152 Shenzhen International Holdings Ltd. Bermuda 1972/09/25
00604 Shenzhen Investment Ltd. Hong Kong 1997/03/07
02313 Shenzhou International Group Holdings Ltd. Cayman Islands 2005/11/24
01831 ShiFang Holding Ltd. Cayman Islands 2010/12/03
00813 Shimao Property Holdings Ltd. Cayman Islands 2006/07/05
02728 Shinhint Acoustic Link Holdings Ltd. Cayman Islands 2005/07/14
00312 Shirble Department Store Holdings (China) Ltd. Cayman Islands 2010/11/17
00666 SHK Hong Kong Industries Ltd. Hong Kong 1990/12/21
00103 Shougang Concord Century Holdings Ltd. Hong Kong 1992/04/09
00730 Shougang Concord Grand (Group) Ltd. Bermuda 1991/08/08
00697 Shougang Concord International Enterprises Co. Ltd. Hong Kong 1991/04/30
00521 Shougang Concord Technology Holdings Ltd. Hong Kong 1988/12/23
00639 Shougang Fushan Resources Group Ltd. Hong Kong 1990/10/02
01241 Shuanghua Holdings Ltd. Cayman Islands 2011/06/30
00272 Shui On Land Ltd. Cayman Islands 2006/10/04
00650 Shun Cheong Holdings Ltd. Bermuda 1992/10/07
00253 Shun Ho Resources Holdings Ltd. Hong Kong n.a.
00219 Shun Ho Technology Holdings Ltd. Hong Kong 1973/05/10
00242 Shun Tak Holdings Ltd. Hong Kong 1973/01/25
01165 Shunfeng Photovoltaic International Ltd. Cayman Islands 2011/07/13
01142 Siberian Mining Group Co. Ltd. Cayman Islands 2002/11/08
00107 Sichuan Expressway Co. Ltd. – H Shares PRC 1997/10/07
00460 Sihuan Pharmaceutical Holdings Group Ltd. Bermuda 2010/10/28
01863 Sijia Group Co. Ltd. Cayman Islands 2010/04/29
00886 Silver Base Group Holdings Ltd. Cayman Islands 2009/04/08
00171 Silver Grant International Industries Ltd. Hong Kong n.a.
02000 SIM Technology Group Ltd. Bermuda 2005/06/30

(End of 2011)
00993 Simsen International Corporation Ltd. Bermuda 1994/02/16
00244 Sincere Co. Ltd., The Hong Kong n.a.
00444 Sincere Watch (Hong Kong) Ltd. Cayman Islands 2005/10/17
01105 Sing Tao News Corporation Ltd. Bermuda 1996/07/10
00716 Singamas Container Holdings Ltd. Hong Kong 1993/07/08
01177 Sino Biopharmaceutical Ltd. Cayman Islands 2003/12/08
00395 Sino Dragon New Energy Holdings Ltd. Cayman Islands 2002/10/28
00260 Sino Gas Group Ltd. Hong Kong n.a.
00361 Sino Golf Holdings Ltd. Bermuda 2000/12/20
01106 Sino Haijing Holdings Ltd. Cayman Islands 2003/06/25
01663 Sino Harbour Property Group Ltd. Bermuda 2011/07/22
01221 Sino Hotels (Holdings) Ltd. Cayman Islands 1995/03/08
00083 Sino Land Co. Ltd. Hong Kong 1981/04/08
00702 Sino Oil and Gas Holdings Ltd. Bermuda 2000/02/09
00766 Sino Prosper State Gold Resources Holdings Ltd. Cayman Islands 2002/05/15
00223 Sino Resources Group Ltd. Cayman Islands 2002/04/10
00346 Sino Union Energy Investment Group Ltd. Bermuda 2001/04/19
00299 SinoCom Software Group Ltd. Cayman Islands 2004/04/30
00476 Sinocop Resources (Holdings) Ltd. Bermuda 1996/05/24
00297 Sinofert Holdings Ltd. Bermuda 1996/09/30
00250 Sino-i Technology Ltd. Hong Kong n.a.
01168 Sinolink Worldwide Holdings Ltd. Bermuda 1998/06/08
00623 SinoMedia Holding Ltd. Hong Kong 2008/07/08
03377 Sino-Ocean Land Holdings Ltd. Hong Kong 2007/09/28
00934 Sinopec Kantons Holdings Ltd. Bermuda 1999/06/25
00338 Sinopec Shanghai Petrochemical Co. Ltd. – H Shares PRC 1993/07/26
01033 Sinopec Yizheng Chemical Fibre Co. Ltd. – H Shares PRC 1994/03/29
01099 Sinopharm Group Co. Ltd. – H Shares PRC 2009/09/23
00729 Sinopoly Battery Ltd. Bermuda 1991/10/03
01020 Sinoref Holdings Ltd. Cayman Islands 2010/07/07
00724 Sino-Tech International Holdings Ltd. Bermuda 2000/07/03
00598 Sinotrans Ltd. – H Shares PRC 2003/02/13
00368 Sinotrans Shipping Ltd. Hong Kong 2007/11/23
03808 Sinotruk (Hong Kong) Ltd. Hong Kong 2007/11/28
00529 SiS International Holdings Ltd. Bermuda 1992/08/18
01308 SITC International Holdings Co. Ltd. Cayman Islands 2010/10/06
01023 Sitoy Group Holdings Ltd. Cayman Islands 2011/12/06
00880 SJM Holdings Ltd. Hong Kong 2008/07/16
00059 Skyfame Realty (Holdings) Ltd. Bermuda 1993/11/16
00751 Skyworth Digital Holdings Ltd. Bermuda 2000/04/07
02700 Smart Union Group (Holdings) Ltd. Cayman Islands 2006/09/29
00315 SmarTone Telecommunications Holdings Ltd. Bermuda 1996/10/31
00198 SMI Corporation Ltd. Bermuda 1973/02/07
00983 SOCAM Development Ltd. Bermuda 1997/02/03
00410 SOHO China Ltd. Cayman Islands 2007/10/08
00757 Solargiga Energy Holdings Ltd. Cayman Islands 2008/03/31
01166 Solartech International Holdings Ltd. Bermuda 1996/12/12
02878 Solomon Systech (International) Ltd. Cayman Islands 2004/04/08
00967 Sound Global Ltd. Singapore 2010/09/30
00878 Soundwill Holdings Ltd. Bermuda 1997/03/21
00413 South China (China) Ltd. Cayman Islands 1987/06/16
00619 South China Financial Holdings Ltd. Hong Kong 1993/07/16
00265 South China Holdings Ltd. Cayman Islands n.a.
00726 South East Group Ltd. Bermuda 1991/07/25
00076 South Sea Petroleum Holdings Ltd. Hong Kong 1984/09/24
00252 Southeast Asia Properties & Finance Ltd. Hong Kong n.a.
01878 SouthGobi Resources Ltd. Canada 2010/01/29
00970 Sparkle Roll Group Ltd. Bermuda 1997/09/18
00337 SPG Land (Holdings) Ltd. Cayman Islands 2006/10/10
01700 Springland International Holdings Ltd. Cayman Islands 2010/10/21
01251 SPT Energy Group Inc. Cayman Islands 2011/12/23
01207 SRE Group Ltd. Bermuda 1999/12/10
02888 Standard Chartered PLC England 2002/10/31
00485 Starlight International Holdings Ltd. Bermuda 1988/04/12
00403 Starlite Holdings Ltd. Bermuda 1993/03/03
01836 Stella International Holdings Ltd. Cayman Islands 2007/07/06
00084 Stelux Holdings International Ltd. Bermuda 1972/10/02
00852 Strong Petrochemical Holdings Ltd. Cayman Islands 2009/01/12
00211 Styland Holdings Ltd. Bermuda 1991/12/05
00487 Success Universe Group Ltd. Bermuda 1988/05/03
00912 Suga International Holdings Ltd. Bermuda 2002/09/18
00102 Summit Ascent Holdings Ltd. Bermuda 1994/01/10
01089 Sumpo Food Holdings Ltd. Cayman Islands 2011/01/11
06808 Sun Art Retail Group Ltd. Hong Kong 2011/07/27
00365 Sun East Technology (Holdings) Ltd. Bermuda 2000/10/16
00125 Sun Hing Vision Group Holdings Ltd. Bermuda 1999/05/25
00086 Sun Hung Kai & Co. Ltd. Hong Kong 1983/10/03
00016 Sun Hung Kai Properties Ltd. Hong Kong 1972/09/08
00547 Sun Innovation Holdings Ltd. Bermuda 1992/07/06
00580 Sun.King Power Electronics Group Ltd. Cayman Islands 2010/10/13
01918 Sunac China Holdings Ltd. Cayman Islands 2010/10/07
01063 Suncorp Technologies Ltd. Bermuda 1994/05/10
02288 Sundart International Holdings Ltd. Cayman Islands 2009/08/21
02336 Sunlink International Holdings Ltd. Cayman Islands 2003/03/03
02382 Sunny Optical Technology (Group) Co. Ltd. Cayman Islands 2007/06/15
00188 Sunwah Kingsway Capital Holdings Ltd. Bermuda 2000/09/15

(End of 2011)
00058 Sunway International Holdings Ltd. Bermuda 1999/09/03
01228 Superb Summit International Timber Co. Ltd. Cayman Islands 2001/09/18
00723 Sustainable Forest Holdings Ltd. Bermuda 1991/07/18
00019 Swire Pacific Ltd. Hong Kong n.a.
01223 Symphony Holdings Ltd. Bermuda 1995/03/01
02340 Synergis Holdings Ltd. Bermuda 2003/10/09
01991 Ta Yang Group Holdings Ltd. Cayman Islands 2007/06/08
00928 Tack Fiori International Group Ltd. Cayman Islands 2002/04/29
00611 Tack Hsin Holdings Ltd. Bermuda 1993/02/12
00088 Tai Cheung Holdings Ltd. Bermuda 1972/12/11
00146 Tai Ping Carpets International Ltd. Bermuda n.a.
00089 Tai Sang Land Development Ltd. Hong Kong 1973/02/21
00126 Tak Sing Alliance Holdings Ltd. Bermuda 1991/11/01
00918 Takson Holdings Ltd. Bermuda 1997/10/15
00760 Talent Property Group Ltd. Bermuda 1995/08/08
00693 Tan Chong International Ltd. Bermuda 1998/07/07
01181 Tang Palace (China) Holdings Ltd. Cayman Islands 2011/04/19
00812 Tanrich Financial Holdings Ltd. Bermuda 2002/01/30
00573 Tao Heung Holdings Ltd. Cayman Islands 2007/06/29
00621 Taung Gold International Ltd. Bermuda 1995/12/18
00515 TC Interconnect Holdings Ltd. Cayman Islands 2006/06/23
01136 TCC International Holdings Ltd. Cayman Islands 1997/10/06
02618 TCL Communication Technology Holdings Ltd. Cayman Islands 2004/09/27
01070 TCL Multimedia Technology Holdings Ltd. Cayman Islands 1999/11/26
03823 Tech Pro Technology Development Ltd. Cayman Islands 2007/09/06
01298 Techcomp (Holdings) Ltd. Bermuda 2011/12/21
01206 Technovator International Ltd. Singapore 2011/10/27
00669 Techtronic Industries Co. Ltd. Hong Kong 1990/12/17
01143 Telefield International (Holdings) Ltd. Cayman Islands 2011/01/27
00511 Television Broadcasts Ltd. Hong Kong 1988/11/23
00204 Temujin International Investments Ltd. Bermuda 2000/12/12
00700 Tencent Holdings Ltd. Cayman Islands 2004/06/16
06868 Tenfu (Cayman) Holdings Co. Ltd. Cayman Islands 2011/09/26
00093 Termbray Industries International (Holdings) Ltd. Bermuda 1991/10/23
00277 Tern Properties Co. Ltd. Hong Kong n.a.
02678 Texhong Textile Group Ltd. Cayman Islands 2004/12/09
00321 Texwinca Holdings Ltd. Bermuda 1992/08/06
00990 Theme International Holdings Ltd. Bermuda 1994/01/25
00028 Tian An China Investments Co. Ltd. Hong Kong 1987/03/18
02118 Tian Shan Development (Holding) Ltd. Cayman Islands 2010/07/15
00266 Tian Teck Land Ltd. Hong Kong n.a.
00455 Tianda Holdings Ltd. Cayman Islands 1992/03/30
00609 Tiande Chemical Holdings Ltd. Cayman Islands 2006/10/27
00826 Tiangong International Co. Ltd. Cayman Islands 2007/07/26
01065 Tianjin Capital Environmental Protection Group Co. Ltd.-H Sh PRC 1994/05/17
00882 Tianjin Development Holdings Ltd. Hong Kong 1997/12/10
03382 Tianjin Port Development Holdings Ltd. Cayman Islands 2006/05/24
01265 Tianjin Tianlian Public Utilities Co. Ltd. – H Shares PRC 2004/01/09
00819 Tianneng Power International Ltd. Cayman Islands 2007/06/11
00756 Tianyi Fruit Holdings Ltd. Cayman Islands 2008/07/10
01115 Tibet 5100 Water Resources Holdings Ltd. Cayman Islands 2011/06/30
00322 Tingyi (Cayman Islands) Holding Corp. Cayman Islands 1996/02/05
01192 Titan Petrochemicals Group Ltd. Bermuda 1998/06/17
02383 TOM Group Ltd. Cayman Islands 2004/08/04
00258 Tomson Group Ltd. Cayman Islands n.a.
01666 Tong Ren Tang Technologies Co. Ltd. – H Shares PRC 2000/10/31
00698 Tongda Group Holdings Ltd. Cayman Islands 2000/12/22
00978 Tonic Industries Holdings Ltd. Cayman Islands 1997/10/16
00333 Top Form International Ltd. Bermuda 1991/12/16
03688 Top Spring International Holdings Ltd. Cayman Islands 2011/03/23
02323 Topsearch International (Holdings) Ltd. Bermuda 2002/06/21
03886 Town Health International Investments Ltd. Bermuda 2000/10/18
01083 Towngas China Co. Ltd. Cayman Islands 2005/12/08
00903 TPV Technology Ltd. Bermuda 1999/10/08
00536 Tradelink Electronic Commerce Ltd. Hong Kong 2005/10/28
00062 Transport International Holdings Ltd. Bermuda n.a.
00325 Trauson Holdings Co. Ltd. Cayman Islands 2010/06/29
01235 Travel Expert (Asia) Enterprises Ltd. Cayman Islands 2011/09/29
00696 TravelSky Technology Ltd. – H Shares PRC 2001/02/07
00891 Trinity Ltd. Bermuda 2009/11/03
00458 Tristate Holdings Ltd. Bermuda 1988/01/06
02468 Trony Solar Holdings Co. Ltd. Cayman Islands 2010/10/07
00732 Truly International Holdings Ltd. Cayman Islands 1991/07/29
00206 TSC Group Holdings Ltd. Cayman Islands 2005/11/28
00417 Tse Sui Luen Jewellery (International) Ltd. Bermuda 1987/06/30
00247 Tsim Sha Tsui Properties Ltd. Hong Kong 1972/07/20
00168 Tsingtao Brewery Co. Ltd. – H Shares PRC 1993/07/15
00518 Tungtex (Holdings) Co. Ltd. Hong Kong 1988/12/15
00687 Tysan Holdings Ltd. Bermuda 1991/03/26
00768 UBA Investments Ltd. Cayman Islands 2000/01/18
00620 UDL Holdings Ltd. Bermuda 1991/09/30
00690 Uni-Bio Science Group Ltd. Cayman Islands 2001/11/12
00220 Uni-President China Holdings Ltd. Cayman Islands 2007/12/17
00486 United Company RUSAL Plc Jersey 2010/01/27
00467 United Energy Group Ltd. Bermuda 1992/04/08
00399 United Gene High-Tech Group Ltd. Cayman Islands 2000/08/23

(End of 2011)
03933 United Laboratories International Holdings Ltd., The Cayman Islands 2007/06/15
00176 United Pacific Industries Ltd. Bermuda 1994/04/28
00913 Unity Investments Holdings Ltd. Cayman Islands 1999/10/27
01026 Universal Technologies Holdings Ltd. Cayman Islands 2001/10/26
01046 Universe International Holdings Ltd. Bermuda 1999/07/20
00307 Up Energy Development Group Ltd. Bermuda 1992/12/02
00335 Upbest Group Ltd. Cayman Islands 2000/10/18
00627 U-RIGHT International Holdings Ltd. Bermuda 2000/11/13
01002 V.S. International Group Ltd. Cayman Islands 2002/02/08
06210 Vale S.A. – DR Brazil 2010/12/08
00821 Value Convergence Holdings Ltd. Hong Kong 2001/04/09
00806 Value Partners Group Ltd. Cayman Islands 2007/11/22
01001 Van Shung Chong Holdings Ltd. Bermuda 1994/02/18
00015 Vantage International (Holdings) Ltd. Bermuda 2000/09/08
00710 Varitronix International Ltd. Bermuda 1991/07/01
02317 Vedan International (Holdings) Ltd Cayman Islands 2003/06/27
01173 Veeko International Holdings Ltd. Cayman Islands 1999/04/19
00539 Victory City International Holdings Ltd. Bermuda 1996/05/13
01139 Victory Group Ltd. Bermuda 1998/02/16
00422 Vietnam Manufacturing and Export Processing (Holdings) Ltd. Cayman Islands 2007/12/20
03331 Vinda International Holdings Ltd. Cayman Islands 2007/07/10
00862 Vision Values Holdings Ltd. Cayman Islands 1998/10/14
00345 Vitasoy International Holdings Ltd. Hong Kong 1994/03/30
01178 Vitop Bioenergy Holdings Ltd. Cayman Islands 2003/02/10
00082 VODone Ltd. Bermuda 1991/10/25
00318 Vongroup Ltd. Cayman Islands 2001/10/09
00856 VST Holdings Ltd. Cayman Islands 2002/05/09
00303 VTech Holdings Ltd. Bermuda 1992/11/05
00727 VXL Capital Ltd. Hong Kong 1998/01/16
00278 Wah Ha Realty Co. Ltd. Hong Kong 1972/04/24
00159 Wah Nam International Holdings Ltd. Bermuda 1985/07/05
01013 Wai Chun Group Holdings Ltd. Bermuda 1997/02/03
00660 Wai Chun Mining Industry Group Co. Ltd. Cayman Islands 1993/02/05
00610 Wai Kee Holdings Ltd. Bermuda 1992/08/28
00897 Wai Yuen Tong Medicine Holdings Ltd. Bermuda 1997/10/31
01386 Walker Group Holdings Ltd. Cayman Islands 2007/06/07
01222 Wang On Group Ltd. Bermuda 1995/02/28
00151 Want Want China Holdings Ltd. Cayman Islands 2008/03/26
00607 Warderly International Holdings Ltd. Cayman Islands 2002/12/18
03393 Wasion Group Holdings Ltd. Cayman Islands 2005/12/19
01161 Water Oasis Group Ltd. Cayman Islands 2002/03/11
00021 Waytung Global Group Ltd. Hong Kong n.a.
02338 Weichai Power Co. Ltd. – H Shares PRC 2004/03/11
02698 Weiqiao Textile Co. Ltd. – H Shares PRC 2003/09/24
00382 Welling Holding Ltd. Hong Kong 1993/12/20
02233 West China Cement Ltd. Jersey 2010/08/23
00004 Wharf (Holdings) Ltd., The Hong Kong n.a.
00020 Wheelock and Co. Ltd. Hong Kong n.a.
00273 Willie International Holdings Ltd. Hong Kong n.a.
03322 Win Hanverky Holdings Ltd. Cayman Islands 2006/09/06
00287 Winfair Investment Co. Ltd. Hong Kong n.a.
00063 Winfoong International Ltd. Bermuda 1986/02/26
00302 Wing Hang Bank, Ltd. Hong Kong 1993/07/02
00876 Wing Lee Holdings Ltd. Bermuda 1997/04/10
00289 Wing On Company International Ltd. Bermuda n.a.
00369 Wing Tai Properties Ltd. Bermuda 1973/02/07
06838 Winox Holdings Ltd. Cayman Islands 2011/07/20
01036 Winsor Properties Holdings Ltd. Cayman Islands 1996/11/08
01733 Winsway Coking Coal Holdings Ltd. British Virgin Islands 2010/10/11
00570 Winteam Pharmaceutical Group Ltd. Hong Kong 1993/04/07
00720 Wo Kee Hong (Holdings) Ltd. Bermuda 1991/07/16
00099 Wong’s International (Holdings) Ltd. Bermuda 1983/12/15
00532 Wong’s Kong King International (Holdings) Ltd. Bermuda 1989/07/10
00713 World Houseware (Holdings) Ltd. Cayman Islands 1993/04/15
01282 World Wide Touch Technology (Holdings) Ltd. Cayman Islands 2010/12/15
00305 Wuling Motors Holdings Ltd. Bermuda 1992/11/23
01025 Wumart Stores, Inc. – H Shares PRC 2003/11/21
01889 Wuyi International Pharmaceutical Co. Ltd. Cayman Islands 2007/02/01
01128 Wynn Macau, Ltd. Cayman Islands 2009/10/09
03378 Xiamen International Port Co. Ltd. – H Shares PRC 2005/12/19
00871 Xiangyu Dredging Holdings Ltd. Cayman Islands 2011/06/20
01899 Xingda International Holdings Ltd. Cayman Islands 2006/12/21
00098 Xingfa Aluminium Holdings Ltd. Cayman Islands 2008/03/31
00505 Xingye Copper International Group Ltd. Cayman Islands 2007/12/27
00309 Xinhua News Media Holdings Ltd. Cayman Islands 2003/07/25
00811 Xinhua Winshare Publishing and Media Co., Ltd. – H Shares PRC 2007/05/30
02208 Xinjiang Goldwind Science & Technology Co., Ltd. – H Shares PRC 2010/10/08
00840 Xinjiang Tianye Water Saving Irrigation System Co Ltd -H Shs PRC 2008/01/24
03833 Xinjiang Xinxin Mining Industry Co., Ltd. – H Shares PRC 2007/10/12
00868 Xinyi Glass Holdings Ltd. Cayman Islands 2005/02/03
02088 Xiwang Sugar Holdings Co. Ltd. Bermuda 2005/12/09
00185 Xpress Group Ltd. Hong Kong 1972/12/20
01368 Xtep International Holdings Ltd. Cayman Islands 2008/06/03
00075 Y. T. Realty Group Ltd. Bermuda 1984/11/12
00294 Yangtzekiang Garment Ltd. Hong Kong n.a.
02218 Yantai North Andre Juice Co. Ltd. – H Shares PRC 2003/04/22

(End of 2011)
01171 Yanzhou Coal Mining Co. Ltd. – H Shares PRC 1998/04/01
01230 Yashili International Holdings Ltd. Cayman Islands 2010/11/01
00406 Yau Lee Holdings Ltd. Bermuda 1991/08/29
00259 Yeebo (International Holdings) Ltd. Bermuda 1993/09/01
00375 YGM Trading Ltd. Hong Kong 1988/01/25
02168 Yingde Gases Group Co. Ltd. Cayman Islands 2009/10/08
00408 Yip’s Chemical Holdings Ltd. Cayman Islands 1991/08/22
02788 Yorkey Optical International (Cayman) Ltd. Cayman Islands 2006/02/10
02268 Youyuan International Holdings Ltd. Cayman Islands 2010/05/27
02789 Yuanda China Holdings Ltd. Cayman Islands 2011/05/17
00629 Yue Da Mining Holdings Ltd. Cayman Islands 2001/11/29
00551 Yue Yuen Industrial (Holdings) Ltd. Bermuda 1992/07/02
01191 Yueshou Environmental Holdings Ltd. Bermuda 1994/10/26
00123 Yuexiu Property Co. Ltd. Hong Kong 1992/12/15
01052 Yuexiu Transport Infrastructure Ltd. Bermuda 1997/01/30
00613 Yugang International Ltd. Bermuda 1993/11/12
00096 Yusei Holdings Ltd. Cayman Islands 2005/10/13
01628 Yuzhou Properties Co. Ltd. Cayman Islands 2009/11/02
02098 Zall Development (Cayman) Holding Co., Ltd. Cayman Islands 2011/07/13
01818 Zhaojin Mining Industry Co. Ltd. – H Shares PRC 2006/12/08
00576 Zhejiang Expressway Co. Ltd. – H Shares PRC 1997/05/15
00739 Zhejiang Glass Co. Ltd. – H Shares PRC 2001/12/10
01057 Zhejiang Shibao Co. Ltd. – H Shares PRC 2006/05/16
03363 Zhengye International Holdings Co. Ltd. Bermuda 2011/06/03
03928 Zhengzhou China Resources Gas Co. Ltd. – H Shares PRC 2007/06/29
00672 Zhong An Real Estate Ltd. Cayman Islands 2007/11/13
01064 Zhong Hua International Holdings Ltd. Bermuda 1997/10/13
00909 Zhongda International Holdings Ltd. Bermuda 2001/11/01
00881 Zhongsheng Group Holdings Ltd. Cayman Islands 2010/03/26
02379 Zhongtian International Ltd. Cayman Islands 2004/09/22
01176 Zhuguang Holdings Group Co. Ltd. Bermuda 1996/12/09
03898 Zhuzhou CSR Times Electric Co., Ltd. – H Shares PRC 2006/12/20
02899 Zijin Mining Group Co., Ltd. – H Shares PRC 2003/12/23
00948 Z-Obee Holdings Ltd. Bermuda 2010/03/01
01157 Zoomlion Heavy Industry Science and Technology Co., Ltd.-Hsh PRC 2010/12/23
00763 ZTE Corporation – H Shares PRC 2004/12/09
n.a. Inforamtion is not available

Appendices Listed Companies – GEM
List of listed companies on GEM
(End of 2011)
08131 abc Multiactive Ltd. Bermuda 2001/01/31
08061 AcrossAsia Ltd. Cayman Islands 2000/07/13
08210 Advanced Card Systems Holdings Ltd. Cayman Islands 2003/11/10
08279 AGTech Holdings Ltd. Bermuda 2004/01/19
08298 AKM Industrial Co. Ltd. Hong Kong 2004/08/18
08295 Asian Capital Holdings Ltd. Cayman Islands 2010/06/18
08025 Asian Capital Resources (Holdings) Ltd. Cayman Islands 1999/12/16
08148 Aurum Pacific (China) Group Ltd. Cayman Islands 2004/01/09
08095 Beijing Beida Jade Bird Universal Sci-Tech Co. Ltd. – H Shs PRC 2000/07/27
08220 Bingo Group Holdings Ltd. Cayman Islands 2002/11/12
08035 Binhai Investment Co. Ltd. Bermuda 2000/03/16
08247 Biosino Bio-Technology and Science Incorporation – H Shares PRC 2006/02/27
08312 Brilliance Worldwide Holdings Ltd. Cayman Islands 2010/11/25
08235 CCID Consulting Co. Ltd. – H Shares PRC 2002/12/12
08020 Chanceton Financial Group Ltd. Cayman Islands 2011/10/12
08217 Changan Minsheng APLL Logistics Co., Ltd. – H Shares PRC 2006/02/23
08208 Changmao Biochemical Engineering Co. Ltd. – H Shares PRC 2002/06/28
08087 China 33 Media Group Ltd. Cayman Islands 2011/02/28
08078 China 3D Digital Entertainment Ltd. Bermuda 2000/12/19
08186 China Asean Resources Ltd. Bermuda 2001/12/31
08176 China AU Group Holdings Ltd. Cayman Islands 2002/02/19
08321 China Automotive Interior Decoration Holdings Ltd. Cayman Islands 2010/09/29
08129 China Bio Cassava Holdings Ltd. Cayman Islands 2001/05/18
08158 China Bio-Med Regeneration Technology Ltd. Cayman Islands 2001/07/18
08206 China Communication Telecom Services Co. Ltd. Cayman Islands 2002/11/15
08016 China Data Broadcasting Holdings Ltd. Bermuda 2000/01/24
08175 China Digital Licensing (Group) Ltd. Cayman Islands 2003/02/25
08166 China Eco-Farming Ltd. Bermuda 2002/02/05
08055 China E-Learning Group Ltd. Cayman Islands 2001/12/05
08053 China Electric Power Technology Holdings Ltd. Cayman Islands 2004/08/06
08128 China Ground Source Energy Ltd. Cayman Islands 2001/11/30
08178 China Information Technology Development Ltd. Cayman Islands 2001/12/11
08083 China Innovationpay Group Ltd. Bermuda 2000/04/14
08270 China Leason CBM & Shale Gas Group Co. Ltd. Cayman Islands 2003/08/12
08161 China LotSynergy Holdings Ltd. Bermuda 2001/10/26
08120 China Medical and Bio Science Ltd. Cayman Islands 2001/04/10
08250 China Natural Investment Co. Ltd. Cayman Islands 2004/06/18
08071 China Netcom Technology Holdings Ltd. Cayman Islands 2001/03/02
08306 China Nonferrous Metals Co. Ltd. Bermuda 2005/02/28
08041 China Post E-Commerce (Holdings) Ltd. Cayman Islands 2000/07/07
08117 China Primary Resources Holdings Ltd. Cayman Islands 2001/12/13
08116 China Public Healthcare (Holding) Ltd. Cayman Islands 2000/07/25
08089 China Railway Logistics Ltd. Bermuda 2000/05/18
08111 China Technology Solar Power Holdings Ltd. Cayman Islands 2001/01/03
08171 China Trends Holdings Ltd. Cayman Islands 2002/07/31
08156 China Vanguard Group Ltd. Cayman Islands 2002/11/12
08006 China.com Inc. Cayman Islands 2000/03/09
08272 Chinese Food and Beverage Group Ltd. Cayman Islands 2003/06/27
08233 CIG Yangtze Ports PLC Cayman Islands 2005/09/16
08098 CL Group (Holdings) Ltd. Cayman Islands 2011/03/08
08153 Code Agriculture (Holdings) Ltd. Bermuda 2001/03/30
08190 Combest Holdings Ltd. Cayman Islands 2002/02/08
08081 Computech Holdings Ltd. Cayman Islands 2000/06/19
08109 Creative Energy Solutions Holdings Ltd. Bermuda 2002/01/31
08207 Credit China Holdings Ltd. Cayman Islands 2010/11/19
08088 Crosby Capital Ltd. Cayman Islands 2000/04/17
08243 Dahe Media Co. Ltd. – H Shares PRC 2003/11/13
08007 DIGITALHONGKONG.COM Cayman Islands 2000/04/17
08337 Directel Holdings Ltd. Cayman Islands 2010/06/02
08169 Eco-Tek Holdings Ltd. Cayman Islands 2001/12/05
08213 Epicurean and Co., Ltd. Cayman Islands 2003/03/18
08086 ePRO Ltd. Cayman Islands 2000/08/02
08043 ERA Mining Machinery Ltd. Cayman Islands 2001/06/28
08048 Excel Technology International Holdings Ltd. Bermuda 2000/06/30
08132 Fairson Holdings Ltd. Cayman Islands 2011/05/18
08108 FAVA International Holdings Ltd. Bermuda 2000/07/14
08317 Finet Group Ltd. Bermuda 2005/01/07
08123 First China Financial Network Holdings Ltd. Cayman Islands 2002/01/11
08215 First Credit Holdings Ltd. Cayman Islands 2011/12/13
08050 FlexSystem Holdings Ltd. Cayman Islands 2000/07/24
08112 Focus Media Network Ltd. Cayman Islands 2011/07/28
08126 G.A. Holdings Ltd. Cayman Islands 2002/06/17
08179 Gayety Holdings Ltd. Cayman Islands 2011/07/08
08271 Global Digital Creations Holdings Ltd. Bermuda 2003/08/04
08192 Global Energy Resources International Group Ltd. Bermuda 2002/11/29
08060 Global Link Communications Holdings Ltd. Cayman Islands 2002/11/13
08159 Glory Mark Hi-Tech (Holdings) Ltd. Cayman Islands 2002/01/04
08299 Grand T G Gold Holdings Ltd. Cayman Islands 2004/09/23
08003 Great World Company Holdings Ltd. Cayman Islands 1999/12/02
08193 GreaterChina Professional Services Ltd. Cayman Islands 2011/05/31
08019 Hao Wen Holdings Ltd. Cayman Islands 2001/07/20
08292 HC International, Inc. Cayman Islands 2003/12/17
08046 Heng Xin China Holdings Ltd. Bermuda 2003/04/16
08137 Honbridge Holdings Ltd. Cayman Islands 2002/01/08
08212 Hong Kong Life Group Holdings Ltd. Cayman Islands 2002/05/14
08143 Hua Xia Healthcare Holdings Ltd. Cayman Islands 2002/05/10

Appendices Listed Companies – GEM
List of listed companies on GEM (continued)
(End of 2011)
08009 iMerchants Ltd. Hong Kong 2000/03/31
08202 Inno-Tech Holdings Ltd. Bermuda 2002/08/12
08092 ITE (Holdings) Ltd. Cayman Islands 2001/02/21
08165 Jian ePayment Systems Ltd. Cayman Islands 2001/12/10
08045 Jiangsu Nandasoft Technology Co. Ltd. – H Shares PRC 2001/04/24
08049 Jilin Province Huinan Changlong Bio-pharmacy Co. Ltd. -H shs PRC 2001/05/24
08203 Kaisun Energy Group Ltd. Cayman Islands 2004/01/20
08172 KH Investment Holdings Ltd. Bermuda 2002/03/26
08351 Larry Jewelry International Co. Ltd. Bermuda 2009/10/07
08160 Legend Strategy International Holdings Group Co. Ltd. Cayman Islands 2011/07/15
08122 LifeTech Scientific Corporation Cayman Islands 2011/11/10
08017 Long Success International (Holdings) Ltd. Bermuda 2000/08/17
08037 Longlife Group Holdings Ltd. Cayman Islands 2004/06/17
08100 M Dream Inworld Ltd. Cayman Islands 2001/12/31
08075 Media Asia Group Holdings Ltd. Bermuda 2001/05/31
08198 MelcoLot Ltd. Cayman Islands 2002/05/17
08163 Merdeka Resources Holdings Ltd. Cayman Islands 2002/03/07
08239 Ming Kei Holdings Ltd. Bermuda 2002/11/15
08266 Mobile Telecom Network (Holdings) Ltd. Cayman Islands 2003/05/09
08188 Mudan Automobile Shares Co. Ltd. – H Shares PRC 2001/12/18
08228 National Arts Holdings Ltd. Bermuda 2002/10/17
08167 Neo Telemedia Ltd. Cayman Islands 2002/08/06
08256 Netel Technology (Holdings) Ltd. Cayman Islands 2002/12/20
08068 New Universe International Group Ltd. Cayman Islands 2000/05/18
08249 Ningbo Yidong Electronic Co. Ltd. – H Shares PRC 2003/11/14
08246 Noble House (China) Holdings Ltd. Cayman Islands 2011/12/30
08080 North Asia Strategic Holdings Ltd. Bermuda 2000/04/20
08197 Northeast Tiger Pharmaceutical Co. Ltd. – H Shares PRC 2002/02/28
08325 Oriental City Group Holdings Ltd. Cayman Islands 2009/08/28
08047 Palmpay China (Holdings) Ltd. Bermuda 2001/11/01
08173 Pan Asia Mining Ltd. Cayman Islands 2002/05/09
08066 Phoenitron Holdings Ltd. Cayman Islands 2001/12/20
08011 Polyard Petroleum International Group Ltd. Cayman Islands 2002/07/12
08236 Powerleader Science & Technology Group Ltd. – H Shares PRC 2002/12/12
08265 Powerwell Pacific Holdings Ltd. Bermuda 2011/01/26
08026 Prosten Technology Holdings Ltd. Cayman Islands 2000/03/28
08012 RENHENG Enterprise Holdings Ltd. Cayman Islands 2011/11/18
08096 Ruifeng Petroleum Chemical Holdings Ltd. Cayman Islands 2002/02/27
08082 Sage International Group Ltd. Bermuda 2001/11/02
08253 Sanmenxia Tianyuan Aluminum Co. Ltd. – H Shares PRC 2004/07/13
08200 Sau San Tong Holdings Ltd. Cayman Islands 2003/11/19
08150 Seamless Green China (Holdings) Ltd. Bermuda 2001/08/10
08258 Shaanxi Northwest New Technology Industry Co. Ltd. -H Shares PRC 2003/07/03
08058 Shandong Luoxin Pharmacy Stock Co. Ltd. – H Shares PRC 2005/12/09
08102 Shanghai Fudan Microelectronics Group Co. Ltd. – H Shares PRC 2000/08/04
08231 Shanghai Fudan-Zhangjiang Bio-Pharmaceutical Co. Ltd. -H Shs PRC 2002/08/13
08205 Shanghai Jiaoda Withub Information Industrial Co Ltd – H Shs PRC 2002/07/31
08115 Shanghai Qingpu Fire-Fighting Equipment Co. Ltd. – H Shares PRC 2004/06/30
08251 Shanghai Tonva Petrochemcial Co., Ltd. – H Shares PRC 2005/07/13
08286 Shanxi Changcheng Microlight Equipment Co. Ltd. – H Shares PRC 2004/05/18
08301 Shenzhen Mingwah Aohan High Technology Corp. Ltd. – H Shares PRC 2004/07/07
08329 Shenzhen Neptunus Interlong Bio-Technique Co. Ltd. -H Shares PRC 2005/09/12
08076 Sing Lee Software (Group) Ltd. Bermuda 2001/09/05
08296 Sino-Life Group Ltd. Cayman Islands 2009/09/09
08010 SMI Publishing Group Ltd. Cayman Islands 2000/06/01
08155 South China Land Ltd. Cayman Islands 2002/07/18
08029 Sun International Resources Ltd. Cayman Islands 2000/12/14
08008 Sunevision Holdings Ltd. Cayman Islands 2000/03/17
08226 Sunrise (China) Technology Group Ltd. Cayman Islands 2002/07/19
08103 Tai Shing International (Holdings) Ltd. Cayman Islands 2000/09/08
08051 TeleEye Holdings Ltd. Cayman Islands 2001/05/08
08119 Thiz Technology Group Ltd. Cayman Islands 2001/07/27
08348 Tianjin Binhai Teda Logistics (Group) Corporation Ltd.-H Shs PRC 2008/04/30
08189 Tianjin TEDA Biomedical Engineering Co. Ltd. – H Shares PRC 2002/06/18
08028 Timeless Software Ltd. Hong Kong 1999/11/25
08022 TLT Lottotainment Group Ltd. Hong Kong 2001/08/13
08063 Trasy Gold Ex Ltd. Cayman Islands 2000/12/07
08356 Tsun Yip Holdings Ltd. Cayman Islands 2010/08/30
08229 Tungda Innovative Lighting Holdings Ltd. Cayman Islands 2002/07/26
08079 Unlimited Creativity Holdings Ltd. Bermuda 2001/10/15
08225 Venturepharm Laboratories Ltd. Cayman Islands 2003/07/10
08340 Vinco Financial Group Ltd. Cayman Islands 2008/05/20
08032 Viva China Holdings Ltd. Cayman Islands 2000/04/06
08033 Vodatel Networks Holdings Ltd. Bermuda 2000/02/25
08269 Wealth Glory Holdings Ltd. Cayman Islands 2010/10/14
08021 WLS Holdings Ltd. Cayman Islands 2001/12/07
08227 Xi’an Haitian Antenna Technologies Co. Ltd. – H Shares PRC 2003/11/05
08005 Yuxing InfoTech Investment Holdings Ltd. Bermuda 2000/01/31
08106 Zheda Lande Scitech Ltd. – H Shares PRC 2002/05/03
08273 Zhejiang Prospect Co. Ltd. – H Shares PRC 2004/02/18
08211 Zhejiang Yonglong Enterprises Co. Ltd. – H Shares PRC 2002/11/08
08130 Zhi Cheng Holdings Ltd. Bermuda 2002/08/26
08070 Zhongyu Gas Holdings Ltd. Cayman Islands 2001/06/05
08085 ZMAY Holdings Ltd. Cayman Islands 2002/03/07

Appendices Exchange traded funds – Main Board
List of exchange traded funds
(End of 2011)
Code Name Listing date
02819 ABF Hong Kong Bond Index Fund 2005/06/21

02821 ABF Pan Asia Bond Index Fund 2005/07/07
03051 CICC-SZSE 100 Index Tracker 2010/01/29
02842 CMS CSI Overseas Mainland Enterprises ETF 2011/11/01
03071 Da Cheng CSI China Mainland Consumer Tracker 2010/07/15
03022 Da Cheng CSI HK Private-owned Mainland Enterprises Tracker 2010/12/20
03077 Da Cheng CSI HK State-owned Mainland Enterprises Tracker 2010/12/20
03061 db x-trackers CSI300 Banks Index ETF 2010/03/25
03025 db x-trackers CSI300 Consumer Discretionary Index ETF 2010/03/25
03017 db x-trackers CSI300 Energy Index ETF 2010/03/25
02844 db x-trackers CSI300 Financials Index ETF 2010/03/25
03057 db x-trackers CSI300 Health Care Index ETF 2010/03/25
03049 db x-trackers CSI300 Index ETF 2010/03/25
03005 db x-trackers CSI300 Industrials Index ETF 2010/03/25
03062 db x-trackers CSI300 Materials Index ETF 2010/03/25
02816 db x-trackers CSI300 Real Estate Index ETF 2010/03/25
03063 db x-trackers CSI300 Transportation Index ETF 2010/03/25
03052 db x-trackers CSI300 Utilities Index ETF 2010/03/25
03007 db x-trackers FTSE China 25 ETF 2009/07/08
03087 db x-trackers FTSE Vietnam ETF 2009/07/08
03048 db x-trackers MSCI Brazil TRN Index ETF 2010/02/24
03035 db x-trackers MSCI EM Asia TRN Index ETF 2010/02/24
03009 db x-trackers MSCI Emerging Markets TRN Index ETF 2010/02/24
02848 db x-trackers MSCI Korea TRN Index ETF 2009/07/08
03043 db x-trackers MSCI Pacific Ex Japan TRN Index ETF 2010/02/24
03027 db x-trackers MSCI Russia Capped Index ETF 2010/02/24
03036 db x-trackers MSCI Taiwan TRN Index ETF 2009/06/30
03020 db x-trackers MSCI USA TRN Index ETF 2009/07/08
03019 db x-trackers MSCI World TRN Index ETF 2010/02/24
03015 db x-trackers S&P CNX NIFTY ETF 2009/07/08
03011 db x-trackers US Dollar Cash ETF 2009/08/27
02838 Hang Seng FTSE China 25 Index ETF 2005/06/08
02828 Hang Seng H-Share Index ETF 2003/12/10
02833 Hang Seng Index ETF 2004/09/21
03033 HSBC MSCI China ETF 2011/04/18
03088 HSBC MSCI Golden Dragon ETF 2011/04/18
03000 HSBC MSCI Hong Kong ETF 2011/04/18
03083 HSBC MSCI Taiwan ETF 2011/04/18
02836 iShares BSE SENSEX India Index ETF 2006/11/02
02846 iShares CSI 300 A-Share Index ETF 2009/11/18
03001 iShares CSI A-Share Consumer Discretionary Index ETF 2010/07/20
02841 iShares CSI A-Share Consumer Staples Index ETF 2010/07/20
03050 iShares CSI A-Share Energy Index ETF 2009/11/18
02829 iShares CSI A-Share Financials Index ETF 2009/11/18
03006 iShares CSI A-Share Infrastructure Index ETF 2009/11/18
03039 iShares CSI A-Share Materials Index ETF 2009/11/18
02823 iShares FTSE A50 China Index ETF 2004/11/18
03010 iShares MSCI Asia APEX 50 Index ETF 2009/04/23
03032 iShares MSCI Asia APEX Mid Cap Index ETF 2009/04/23
03004 iShares MSCI Asia APEX Small Cap Index ETF 2009/04/23
02801 iShares MSCI China Index ETF 2001/11/28
02802 iShares MSCI Emerging Asia Index ETF 2009/04/23
04362 iShares MSCI South Korea Index Fund # n.a.

Appendices Exchange traded funds – Main Board
List of exchange traded funds (continued)
(End of 2011)
Code Name Listing date
04363 iShares MSCI Taiwan Index Fund # n.a.

02809 Lyxor ETF Commodities Thomson Reuters/Jefferies CRB TR 2007/04/26
02806 Lyxor ETF FTSE RAFI Europe 2008/06/03
02803 Lyxor ETF FTSE RAFI US 1000 2008/06/03
02814 Lyxor ETF Japan (TOPIX) 2008/06/03
02815 Lyxor ETF MSCI AC Asia-Pacific ex Japan 2007/04/18
02820 Lyxor ETF MSCI Emerging Markets 2008/06/03
02810 Lyxor ETF MSCI India 2007/04/26
02813 Lyxor ETF MSCI Korea 2007/04/26
02837 Lyxor ETF MSCI Taiwan 2008/06/03
02812 Lyxor ETF MSCI World 2007/04/18
02826 Lyxor ETF NASDAQ-100 2007/04/26
02831 Lyxor ETF Russia (DJ RUSINDEX TITANS 10) 2007/05/21
02835 Mirae Asset TIGER KOSPI 200 ETF 2011/01/17
02818 Ping An of China CSI RAFI A-Share 50 ETF 2010/05/07
03002 Polaris Taiwan Top 50 Tracker Fund (H.K.) 2009/08/19
03073 SPDR FTSE Greater China ETF 2010/09/20
02840 SPDR Gold Trust 2008/07/31
02800 Tracker Fund of Hong Kong 1999/11/12
03046 Value China ETF 2009/12/15
03081 Value Gold ETF 2010/11/03
02827 W.I.S.E – CSI 300 China Tracker 2007/07/17
02825 W.I.S.E. – CSI HK 100 Tracker 2008/05/15
02817 W.I.S.E. – CSI HK Listed Mainland Consumption Tracker 2011/01/11
02839 W.I.S.E. – CSI HK Listed Mainland Real Estate Tracker 2011/01/11
03024 W.I.S.E. – SSE 50 China Tracker 2009/04/15
#
Under the pilot programe for trading only stock

Appendices Technical Notes To Tables
Technical notes to tables
1. Annual turnover velocity

Annual market equity turnover in value
Annual turnover velocity = x 100%
Total equity market capitalisation
2. Average book value ratio

Total equity market capitalisation
Average book value ratio =
Total net assets of all listed companies
3. Average dividend yield

∑(DPS x No. of issued shares)
Average dividend yield = x 100%
∑(Closing price x No. of issued shares)
Dividend per share (DPS) is annualised and adjusted as and when bonus and rights issues, share splits and consolidations
are made.
Number of issued shares represents year end number.
4. Average price earning ratio
∑(Closing price x No. of issued shares)

Average P/E Ratio =
∑(EPS x No. of issued shares)
Earnings per share (EPS) is derived by dividing the consolidated profit after taxation less minority interests and preference
dividends and before extraordinary items by the weighted average of number of issued shares during the corresponding
financial year.
EPS is annualised and adjusted as and when bonus and rights issues, share splits and consolidations are made.
Number of issued shares represents year end number.
5. China-controlled company (Red Chip)

A company is deemed to be China-controlled company (Red Chip), if
(1) the company has at least 30% shareholding held in aggregate directly by Mainland China entities, and/or through
companies which are controlled by Mainland China entities. Or
(2) the company has below 30% but 20% or above shareholding held in aggregate directly by Mainland China entities,
and/or through companies which are controlled by Mainland China entities and, there is a strong influential presence,
on a judgmental basis, on the company’s board of directors.
Mainland China entities include state-owned organisations and entities controlled by provincial or municipal authorities.
6. Contract volume (options)

The number of contracts traded, counted on a one-way basis.

Appendices Technical Notes To Tables
Technical notes to tables (continued)
7. Foreign company
A company is incorporated overseas AND has the core business outside Hong Kong and China.
8. H shares
Shares issued by a PRC issuer under PRC law and listed on the SEHK, the par value of which is denominated in Renminbi,
and which are subscribed for and traded in Hong Kong dollars.
9. Listed company
A company in respect of which all or some of the equity securities are listed on the SEHK.
10. Number of listed securities

The total number of ordinary shares, preferred ordinary/preference shares, warrants, CBBC, ELI, debt securities and unit
trust/mutual fund listed on the SEHK.
11. Open interest (options)

The total number of options contracts which are outstanding, i.e. not closed or exercised, as at the relevant date.
12. Premium (options)

Total amount payable by holders and payable to writers of options contracts in aspect of the writing of those contracts.
13. Total market capitalisation

The aggregate capitalisation of all listed companies which are regarded as domestic companies and foreign companies
listed on the SEHK only except those under suspension for over one year.
14. Trading volume and value

Figures of trading volume and value are counted on a one-way basis.

Appendices Acronyms
Acronyms
AMS Automatic Order Matching and Execution System

AMS/3 Automatic Order Matching and Execution System/Third Generation
CBBC Callable Bull/Bear Contract
CCASS Central Clearing and Settlement System
CNS Continuous Net Settlement
DCASS Derivatives Clearing and Settlement System
DR Depositary Receipt
DW Derivative Warrant
ELI Equity Linked Instrument
ETF Exchange Traded Fund
EW Equity Warrant
GEM Growth Enterprise Market
HIBOR Hong Kong Interbank Offered Rate
HKATS Hong Kong Futures Automated Trading System
HKCC HKFE Clearing Corporation Ltd
HKCE Hong Kong Commodity Exchange Ltd
HKEx Hong Kong Exchanges and Clearing Ltd
HKFE Hong Kong Futures Exchange Ltd
HKMA Hong Kong Monetary Authority
HKSCC Hong Kong Securities Clearing Co Ltd
HSCCI Hang Seng China-Affiliated Corporations Index
HSCEI Hang Seng China Enterprises Index
HSI Hang Seng Index
HSICS Hang Seng Industry Classification System
iIPO Internet Initial Public Offering
IPO Initial public offering
ISI Investor settlement instruction
NASDAQ National Association of Securities Dealer Automated Quotations
ORS Order Routing System
P/E ratio Price/earnings ratio
REITs Real Estate Investment Trusts
S&P Standard and Poors
SEHK Stock Exchange of Hong Kong Ltd, The
SEOCH SEHK Options Clearing House Ltd, The
SFC Securities and Futures Commission, The
SFO Securities and Futures Ordinance
SI Settlement instruction
SS Stapled securities
TOPS Traded OPtions System

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HKEx Fact Book

● The Year 2011 in review

● Securities market – Main Board

● Securities market – Growth enterprise market (GEM)

● The investing community

● Hong Kong securities market and derivatives markets historical events

The Year 2011 in Review

Listing and regulation

1 HKEx Fact Book 2011

The Year 2011 in Review

2 HKEx Fact Book 2011

The Year 2011 in Review

3 HKEx Fact Book 2011

The Year 2011 in Review

4 HKEx Fact Book 2011

The Year 2011 in Review

5 HKEx Fact Book 2011

The Year 2011 in Review

6 HKEx Fact Book 2011

The Year 2011 in Review

Main Board equities

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The Year 2011 in Review

Structured products (Derivative Warrants and Callable Bull/Bear Contracts (CBBC))

Growth Enterprise Market (GEM)

8 HKEx Fact Book 2011

The Year 2011 in Review

In 2011, HKEx took initiatives to enhance HKEx’s derivatives trading facilities.

9 HKEx Fact Book 2011

The Year 2011 in Review

10 HKEx Fact Book 2011

11 HKEx Fact Book 2011

12 HKEx Fact Book 2011

On 5 September, HKEx released guidelines on RMB-denominated follow-on offerings to enable listed

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Market Highlights – Main Board

2009 2010 2011

Listed securities (as at year end)

Stock price indices

Market ratios (5)

Average dividend yield (%) 2.33 2.31 3.31

Number of Exchange participants 495 516 534

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Market Highlights – Growth Enterprise Market (GEM)

2009 2010 2011

Listed securities (as at year end)

Stock price indices

Market ratios (2)

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Market Highlights – Main Board & GEM

Listed securities (as at year end)

Market ratios (5)

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Market Highlights – Derivatives Market Highlights

2009 2010 2011

All futures and options products (excluding stock options)

Average daily 206,458 221,487 269,525

Open interest at the year end 455,898 505,187 607,304

No. of trading days 247.5 248 245.5