lecturer: DrJens Boysen MPS – key element / area of Political Science (International Relations) comparison of political systems of various countries (comparative politics) Objectives: gaining an overview of the diversity of the countries of the world and their systems of government (internal political order) understanding the reasons for this diversity (historical origins and current factors) capability of assessing the options for co-operation or potential crises between states drafting scenarios for own foreign policy or any other activity at the international level General context of the international / global order (1)
traditional Westphalian concept: The world consists of sovereign
states (nation states) with three key characteristics defined territory (borders, territorial control) government (authority effectively having control over the country and the ability to regulate public affairs) people / population (subjects, later – mostly– citizens) sovereignty: states have exclusive competencies on their territory international relations evolve between states as equal partners – there is no central global authority (anarchy) General context of the international / global order (2) in the 20th century, especially after 1945, gradually developed a new dimension / level of international relations: the „UN ecosystem“ (and related structures) main elements: international organisations intergovernmental / inter-state non-state / private (INGO) non-state / finance & business (corporations and their associations) since c. 1980 intensive globalisation and cooperation on many issues tendency towards integration of politics at the global level (global governance) in the face of common problems / threats States remain crucial actors in international relations international relations as they still: control (almost) all the territory inhabited by people have (almost) exclusive legislative competence are the most important actors in the implementation of political decisions and those of courts, including international organisations and courts have (almost) exclusive competence to conclude contracts/agreements international law, unlike national law, does not constitute a legal corpus of its own, because there is no ‚world people‘ and thus no global legal legitimacy; in fact, it is the outcome of international (inter-state) agreements → without nation states there can be no international law View from the perspective of IR theories Question: Is continued (supranational) integration in the interest of nation states? What kind of representation are people / citizens interested in? What kind of governments are most suitable for tackling contemporary problems? Which political systems are most likely to support continued integration? Or will certain domestic features / traditions / preferences of nation states ‘cap’ this integration process? Possible (likely) answers Realism: national governments must cooperate, but should keep sovereignty intact as international organisations are unpredictable and susceptible to manipulation (other states’ policies, UN agency, etc.) Liberalism: in the long run, mutual trust is the only way to preserve humanity; common challenges can / will lead to systemic convergence Important current trends reinforcing the role of nation states: tendency towards the (re)emergence of a multipolar world order comprising: USA, China, Russia, India, EU, Brazil, Japan, South Africa,… ‚new‘ or ‚rising‘ powers often show an authoritarian character → tend not to be advocates of far-reaching integration between states or any ‚fusing‘ of competences general trend towards underlining fundamental divergences of national interests, including on grounds of (perceived) cultural distinctiveness (Huntington) as effect of this, the West is experiencing a crisis of ist global position and its claim to establish and defend a liberal value-based global order more and more often lack of agreement necessary for efefctive cooperation at the UN level, mainly in the Security Council return to a bloc system? Criteria for categorisation / typology of political systems - in part historical - geographical and demographic composition: empire – nation state character of citizenship: ethnic state – civic state source of sovereignty: monarchy – republic party systems type of government: democracy – authoritarian / totalitarian state politico-adminsitrative structure: unitary state – federal state
These criteria can be connected in different combinations, so creating a range of possible
concrete state / government types. This brings about a considerable diversity of political systems, which in turn influences the international state system / international order. Geographical and demographic composition: empire – nation state (1) main period of empires: antiquity (then dominant form of state) principle of extension of a given power (national / tribal) over neighbouring regions centre - periphery structure; inhabitants of the latter obliged to pay tribute, do military service, etc. dominance of central ethnic group (hence ruler), but tolerance vis-à-vis other cultures / religions / customs often cooptation of local nobility into imperial aristocracy examples: Assyria, Egypt, Persia, China, empire of Alexander the Great, Rome Geographical and demographic composition: empire – nation state (2) nation state characteristic type mainly in the late Middle Ages and modern era generally smaller and more ‚concentrated‘ (territorially and population-wise) than empire often – but not always – mono-ethnic, with the aristocracy (and later other social groups) as the 'guardian of national traditions‘ underlines independence and autonomy vis-à-vis other states and supranational powers (in Europe Holy Roman Empire and papacy) relatively dynamic and open to modernisation Type of citizenship: ethnic state - civic state (1) The ethnic state is defined as the political and spatial manifestation (organisation) of a certain nation in the sense of a community with so-called objective characteristics: ethnicity, history, language, religious denomination, "national character"... institutions and procedures of public life are to be adapted to these national characteristics → as a result, tolerance towards foreign guilds may be limited, especially in countries with a "majority-minority" structure its ‘heyday' in Europe was in the 19th and 20th centuries; in other regions of the world also later, e.g. in the decolonisation era and today (nationalism of ‚new powers‘) advocates of the ethnic state cannot be very supportive of transnational / globalising tendencies as these may threaten national identity Type of citizenship: ethnic state - civic state (2) The civic state sees all citizens as equal members of a nation regardless of their objective characteristics - it is not meant to be a manifestation of a certain cultural-ethnic nationality; "nation” understood as the totality of citizens (individualism) definition of citizenship based on subjective characteristics (voluntarism) desire to belong to that particular state / nation respect for / observance of law and duties (formal loyalty) in the absence of objective characteristics, the building of emotional bonds between citizens happens via rituals and symbols (e.g. flag, hymn, common historical narrative) → civic nationalism more pragmatic than ethnic state, including with regard to globalisation and transnational tendencies Source of sovereignty: monarchy – republic (1) monarchy can be regarded as oldest system of government the formal source of power and therefore the legitimacy of the state is the monarch already in antiquity, philosophers such as Aristotle distinguished between monarchy, aristocracy and democracy as the main types of government; then, monarchy was often associated with a lack of freedom, oppression and aggressiveness in Europe, still in 1914 out of 25 sovereign states only three were republics monarchy is usually based on the principle of hereditary succession (dynasties) today, most existing monarchies are linked to democratic systems, while ‚classical‘ absolute monarchies are very rare Source of sovereignty: monarchy – republic (2) The republic, too, has its roots in antiquity (Athens, Rome). The formal source of power and therefore of the legitimacy of the state is the people (community of citizens), and the activities of state institutions are based on the will of the people. The head of state is elected from among the citizens (by the people or the parliament) The republic is generally identified with democracy, although this is not necessarily correct. The ‚heyday‘ of modern republicanism began with the French Revolution, and since then the term „republic“ implies the overcoming of ‚older‘ forms of government, be it as a result of systemic revolutionary change or, e.g., through the achievement of independence by former colonies All variants of the concept of a ‚global state‘ of ‚global society‘ take the republican model as their obvious point of departure. Type of government: democracy – authoritarian state / totalitarian state (1) democracy (from Greek „rule of / by the people“ → state instutions shall provide for direct of indirect rule / governance in the interest of the citizens direct democracy („ideal type“): citizens meet in the public space to discuss and decide on matters of general concern (↔ private sphere); referenda pros: openness, direct exchange of views, strengthening of community cons: hard to practice in multimillion nations; possible manipulation (demagogy) indirect / representative democracy: citizens elect representatives (deputies) to take decisions on behalf and in the interest of their electorate (however: free mandate ↔ imperative mandate) Type of government: democracy – authoritarian state / totalitarian state (2) liberal democracy: self-name of most democratic („Western“) systems apart from the formal requirements / structures, a liberal democracy should be effective; this means institutions must be fully independent from each other (separation of powers) and maintain constitutional standards including civic and human rights politicians / political partie should strive for making decisions that serve the interest and well-being of citizens as the collective sovereign NGOs should have effective freedom of action Corruption must be avoided or limited Type of government: democracy – authoritarian state / totalitarian state (3) authoritarian state (or regime): political system, in which the effective power remains permanently in the hands of one particular person or group usually, the ‚regular‘ institutions of a modern state are in place, and low- level, ‚non-political‘ procedures work normally, e.g.in the administration or the economy; also, elections often take place in a formally regular way however, the separation of power is broken, and state policies do not (always) reflect the will of the people the regime requests acceptance / obedience, but usually does not interfere much in peoples‘ everyday lives (private sphere) can use violence against opponents, but prefers to keep society quiet Type of government: democracy – authoritarian state / totalitarian state (4) totalitarian state (or regime): political system, in which both formal and effective power lie in the hands of the regime, this way not even theoretically allowing for any change of the political course of the country → mostly one-party system or pseudo-pluralism (several parties that must, however, accept the leading role of the ruling party) seeks to control all aspects of public life (politics, economy, culture, etc.), but also the private sphere → no, or very little, personal autonomy; the regime does not content itself with passive acceptance on part of the citizens but demands active support through symbolic acts – e.g. public holidays – and ‚positive‘ contributions regular use of violence, systematic elimination of oppositionists aiming at total makeover of society according to ideological goals (extremism) Type of government: democracy – authoritarian state / totalitarian state (5) Historical examples for authoritarian and totalitarian regimes authoritarian regimes: governments of anti-Communist as well as anti- liberal character during the inter-war period, notably in East-Central Europe, Southern Europe and Latin America East-Central Europa: Hungary (since 1920), Poland (since 1926), Lithuania (since 1926), Yugoslavia (since 1929), Austria (since 1932), Estonia (since 1934), Latvia (since 1934), Slovakia (since 1939) Southern Europa: Spain (from 1923 to 1930 and from 1936 to 1975), Portugal (from 1932 to 1974) Latin America: Brazil (from 1930 to 1945), Argentina (from 1946 to 1955) Type of government: democracy – authoritarian state / totalitarian state (5) Historical examples for authoritarian and totalitarian regimes totalitarian regimes: the most radically anti-liberal governments aiming at an upheaval of the entire domestic and international order (rules) Soviet Russia (since 1917/18) / Soviet Union (since 1922): first Communist regime, aiming at putting into practice Marxist theory (in the variation of „Marxism-Leninism“): total control of Communist party over economy, politics, social relations Italy: ‚original‘ fascism under Duce (Leader) Benito Mussolini (since 1922); strong, centrally organised state with imperialist ambitions; example for many other „fascist“ movements Germany: National Socialism (Nazism) under Führer (Leader) Adolf Hitler (since 1933): combination of classical great-power politics with anti-Capitalism and „race“ theory (escpecially antisemitism); collectivist reshaping of society Conflicts of „systemic“ character in the 20th century World War II (1939-1945): three (four) types of political systems struggling for world domination Western democracies (USA, Britain, France, Norway, Denmark, Netherlands…) + some authoritarian regimes, including Poland „Axis“ of fascist regimes (Germany, Italy, Japan) + and some authoritarian regimes, including Hungary and Romania bolshevist Soviet Union
Cold War (1947-1991): two types of political systems struggling for
world domination Western democracies (USA, Canada, European NATO members) “Socialist bloc” (Soviet Union, European Warsaw Pact members) special role for “Third World”: southern countries, often former colonies Key criteria: Politico-administrative structure Unitary state unified entity in legal and political respect (part of international system) centralised unitary state: only one level of formal and effective governance decentralised unitary state: various levels of governance of different character regarding their organisational and institutional make-up Federal state nation state consisting of different sub-units with certain legal and political competences; these are legally equal, but can have different concrete features → often the result of historical processes