Word Order Typology and Language Universals: September 2020
Word Order Typology and Language Universals: September 2020
Word Order Typology and Language Universals: September 2020
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Rajendran Sankaravelayuthan
Amrita Vishwa Vidyapeetham, Coimbatore
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1. Introduction
In linguistics, word order typology is the study of the order of the syntactic
constituents of a language, and how different languages can employ different orders. Some
languages use relatively restrictive word order, often relying on the order of constituents to
convey important grammatical information. Word Order typology has a long history.
Starting from Greenberg (1960), many have contributed to the idea. Vennemann (1973),
Steele (1975), Keenan (1978), Lehmann (1978), Comrie (1981) Hawkins (1980, 1983), Croft
(1990) and others have contributed to the word order typology. This chapter has taken their
ideas and viewpoints and discussed them to suit our purpose.
The term typology has a number of different uses, both within linguistics and outside
linguistics. The common definition of the term is roughly synonymous with “taxonomy” or
“classification”, a classification of the phenomenon under study into types, particularly
structural types. This is the definition that is found outside of linguistics, for example in
biology, a field that inspired linguistic theory in the 19th century.
The broadest and most unassuming linguistic definition of “typology” refers to a
classification of structural types across languages. In this second definition, a language is
taken to belong to a single type, and a typology of languages is a definition of the types and
an enumeration or classification of the languages into those types. This is considered as
typological classification. This definition introduces the basic connotation that “typology” in
contemporary linguistics has to do with cross-linguistic comparison of some sort.
A more specific definition of “typology” is that it is the study of linguistic patterns
that are found cross-linguistically; in particular, patterns that can be discovered solely by
cross linguistic comparison. The classic example of typology under this third definition is the
implicational universal. i.e., “if the demonstrative follows the head noun, then the relative
clause also follows the head noun”. This universal cannot be discovered or verified by
observing only a single language such as English.
Typology is a sub discipline of linguistics - not unlike, say, first language acquisition
– with a particular domain of linguistic facts to examine cross linguistic patterns. Typology in
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this sense began in earnest with Joseph H Greenberg’s discovery of implicational universals
of morphology and word order, first presented in 1960 (Greenberg 1966 a).
Typology represents an “approach” to the study of language that contrasts with prior
approaches, such as American structuralism and generative grammar. Typology is an
approach to linguistic theorizing or more precisely a methodology of linguistic analysis that
gives rise to different kinds of linguistic theories than other “approaches”. Sometimes this
view of typology is called the “Greenbergian”, as opposed to the “Chomskyan”, approach to
linguistic theory. This view of typology is closely allied to functionalism, the hypothesis that
linguistic structure should be explained primarily in terms of linguistic function. (The
Chomskyan approach is contrastively titled formalism). For this reason, typology in this
sense is often called the (functional) typological approach. The functional typological
approach became generally recognized in the 1970s and is primarily associated with Talmy
Givon, Paul Hopper and Sandra Thompson, though it has well-established historical
antecedents (Croft, 1990:2).
The traditional perception of word order typology is based on the description of
syntax as sentence grammar that is as arrangement of words in a sentence. Word order
typology has played a major role in the recent development of language typology. Although
we retain the term word order typology, which has become established for referring to this
area of typology, we are concerned not so much with the order of words as with the order of
constituents, i.e. it would be more correct to speak of constituent order typology (of
Greenberg’s term ‘the order of meaningful elements’).
In saying a given language has subject-verb-object basic word order, it is irrelevant
whether the constituents referred to consist of one or more words, so that this characterization
applies equally to John hit Mary and to The rogue elephant with the missing tusk attacked the
hunter who had just noticed that his rifle was unloaded. Secondly, in addition to being
concerned with the order of constituents that contain one or more words, in the order of
morphemes less than a word, for instance in the relative order of affixes and stems.
2. Word order parameters
The constituent order of a clause, namely the relative order of subject, object, and
verb, the order of modifiers (adjectives, numerals, demonstratives, possessives, and adjuncts)
in a noun phrase and the order of adverbials are the primary word orders of focus. Word order
parameters have been implemented in the typological study on the constituent order of a
clause, namely the relative order of subject, object, and verb, on the order of modifiers
(adjectives, numerals, demonstratives, possessives, and adjuncts) in a noun phrase and on the
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order of adverbials. The order of constituents of the clause is one of the most important word
order typological parameters. In its original form, these parameters characterizes the relative
order of subject, verb, and object, giving rise to six logically possible types, namely SOV,
VSO, VOS, OVS, OSV, SVO (Comrie, 1981:80).
SOV is the order used by the largest number of distinct languages; languages using it
include Korean, Mongolian, Turkish, the Indo-Aryan languages and the Dravidian languages.
Some, like Persian, Latin and Quechua, have SOV normal word order but conform less to the
general tendencies of other such languages. A sentence glossing as "She bread ate" would be
grammatically correct in these languages. SVO languages include English, the Romance
languages, Bulgarian, Macedonian, Serbo-Croatian, Chinese and Swahili, among others. "She
ate bread" is the correct one in these languages. VSO languages include Classical Arabic, the
Insular Celtic languages, and Hawaiian. "Ate she bread" is grammatically correct in these
languages. VOS languages include Fijian and Malagasy. "Ate bread she" is grammatically
correct in these languages. OVS languages include Hixkaryana. "Bread ate she" is
grammatically correct in these languages. OSV languages include Xavante and Warao.
"Bread she ate" is grammatically correct in these languages. Sometimes the patterns are more
complex: German, Dutch, Afrikaans and Frisian have SOV in subordinates, but V2 word
order in main clauses, SVO word order being the most common. Using the guidelines above,
the unmarked word order is then SVO. French uses SVO by default, but in the common case
where the object is a clitic pronoun, the order is SOV instead. (Wikipedia). The example
given below exemplifies the difference between English and Tamil in terms of word order.
1. a. The farmer killed the duckling. (English: SVO)
b. andta vivacaayi vaatt-aik ko-nR-aan (Tamil: SOV)
that farmer duckling-acc kill-pst-he
There are many languages where the criteria of identifying subjects seem to split
across two noun phrases, thus making it difficult or impossible to specify the linear order of
subject with respect to other constituents. Secondly, the parameter is only applicable to
languages in which there is a basic word order determined, at least by the grammatical
relations relative to the verb, and there are some languages where this seems not to be the
case. When we classify English as being basically SVO, we keep away from the fact that in
special questions the word order of wh-element is determined not by its grammatical relation,
but rather by a general rule that places such elements sentence initially, thus giving rise to
such OSV orders as Who(m) did John see? Even in many languages that are often described
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as having free word order, there is some good indication that one of the orders is more basic
than the others.
A further problem in assigning basic word order is where the language has split i.e.
different basic word orders in different constructions. In some instances, this does not lead to
undue difficulty in assigning basic word order, where one of the word orders is clearly much
more restricted than the other. Thus, the presence of special questions in English where the
object precedes the subject does not seriously jeopardize the claim that English is a SVO
language, and one can establish a general principle that word order of statements is more
basic than that of questions.
In the case of word order within the noun phrases, relative order of adjective (A) and
noun (N) is crucial. Here, as with most of the following parameters, there are only two
possibilities, for basic order (if there is a basic order), namely AN and NA. AN order is
illustrated, for instance, by English: the green table. NA order is illustrated by Tamil;
e.g., periya viiTu ‘big house’. It seems to be generally true that languages with the
basic word order NA are more tolerant of exceptions of this kind than are languages with the
basic word order AN (Greenberg’s universal number 19). English examples like court
martial, envoy plenipotentiary are marginal and often not felt synchronically to be sequences
of noun and adjective.
Related to adjective-noun order, at least conceptually, is the order of head noun (N)
and relative clause (Rel) in the relative clause construction. Again, there are two possible
orders: either the head precedes the relative clause as in English or the relative clause
precedes the head as in Tamil.
3.a. the apple which that man gave to that woman (English)
b. andta manitan andta peNN-iRkuk koTu-tt-a aappiL (Tamil)
that man that woman_DAT give_PAS_RPM apple
Although adjectives and relative clauses are similar conceptually, and indeed hard to
separate from one another in some languages, in many languages they differ in word order;
English is AN but N Rel, for instance. In English, moreover, many heavy adjectival phases
have the same order as relative clauses, as in people fluent in three languages. This suggests
that in characterizing languages as AN or NA, preference should be given to the order of
simple adjectives rather than to that of more complex adjectival phrases.
Completing our list of constituents of the noun phrase is the relative order of
possessive (genitive) (G) and head noun (N), again gives two possible orders: GN and NG.
Although we have not always illustrated problems caused by conflicting word orders within
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the noun phrase, we may do so here in discussing the characterization of English, which has
two possessive constructions:
(i) the prenominal Saxon genitive
4. the man’s hat
(ii) the postnominal Norman genitive
5. the roof of the house.
Although the Norman genitive is, textually, the more frequent of the two, and has become
more frequent over the historical development of English, it is far from clear, for the modern
language, whether one can specify that one of these two constructions is the basic order of
head noun and possessive in English.
The last among the major word order parameters to be examined here is whether a
language has prepositions (Pr), such as English in the house. The terminology of traditional
grammar, though providing the two terms preposition and postposition, does not provide a
single term to cover both of these, irrespective of order and recent typological work has filled
this gap by coining the term ‘adposition’. Most languages clearly have either prepositions or
postpositions, though there may be occasional exceptions; however, there are also languages
which are more mixed. Most Australian languages have neither prepositions nor
postpositions.
Other parameters discussed by Greenberg are the following (Comrie, 1981:85)
First, whether auxiliary verbs typically precede the main verb (as in English will
go).
Secondly, whether in comparative constructions, the standard of comparison
precedes the comparative or follows it.
Finally, we may distinguish between languages which are overwhelmingly
suffixing as opposed to those which are overwhelmingly prefixing; while there are
few good examples of the latter type, and few where a large number of prefixes
can be added to a given stem, there are some languages with long sequences of
suffixes but virtually no prefixes.
3. Correlations among word order parameters
Most of the parameters are logically independent of another. For instance, there is no
a priori expectation that the presence of SOV basic word order in a language should correlate
more or less well with the presence of AN rather than NA word order. Even in those
instances where one might expect, a priori, there to be some correlations, as between AN
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order and Rel N order (these are different kinds of attributive constructions), there are
sufficient languages that do not have this correlation – such as English, with AN but N Rel –
to demonstrate that the correlation is far from necessary. Despite this, it turns out to be the
case that there are many statistically significant correlations that can be drawn among these
various parameters, and it is one of Greenberg’s more specific merits, in addition to initiating
general interest in this approach to language typology to have established so many of these
correlations (Comrie, 1981: 86).
3.1 Greenberg’s Correlations
The universals listed by Greenberg contain both absolute universals and tendencies,
both non-implicational and implicational universals (1981:86). Throughout, Greenberg’s
statements are very careful and cautious, based meticulously on his sample of languages and
other languages from which he had relevant data. For instance, in the first universal, ‘in
declarative sentences with nominal subject and object, the dominant order is almost always
one in which the subject precedes the object,’ the statement is as a (strong) tendency, rather
than as an absolute.
Another instance of Greenberg’s care, especially in contrast to much later work, can
be seen in the fact that he consistently avoids generalizing unilateral implications to bilateral
implications, where the material does not justify doing so. Thus, despite universal 27 ‘If a
language is exclusively suffixing, it is postpositional: if it is exclusively prefixing, it is
prepositional,’ there is no corresponding universal that would say ‘if a language is
postpositional, then it is suffixing; if a language is prepositional, it is prefixing.
Thirdly, Greenberg does not take any one single parameter as being the basic
determiner of word order typology, and again this caution is amply justified by the nature of
the data. Thus, word order in the clause is a good predictor of adposition order, at least for
VSO languages and for SOV languages. However, it turns out that it is the order of
adposition and noun that provides the best predictor for that of genitives, as per universal 2.
‘In languages with prepositions, the genitive almost always follows the governing noun,
while in languages with postpositions it almost always precedes’.
Fourthly, many of the correlations are stated, where required by the data, not as
holistic correlations across all parameters or as simple correlations involving only two of the
parameters, but as complex correlations involving conditions among several parameters, as in
universal 5, which correlates certain instances of clause order, genitive order, and adjective
order, ‘If a language has dominant SOV order and the genitive follows the governing noun,
then the adjective likewise follows the noun’. Perhaps the most extreme example of such a
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complex condition is universal 24: “If the relative expression precedes the noun either as the
only construction or as an alternative construction, either the language is postpositional, or
the adjective precedes the noun or both.” (Comrie, 1981:87)
3.2. Generalizations of Greenberg’s Results
Greenberg lists 24 logically possible types of language, based on the combinations of
the four parameters (Comrie, 1981:89).
VSO/SVO/SOV,Pr/Po, NG/GN, NA/AN;
Of these 24, 15 are actually attested in his sample or in other languages used by him in this
piece of work. However, it is noticeable that the distribution of languages among those fifteen
attested types is far from even. In fact, four types each contain far more languages than does
any of the other eleven, as follows (Comrie, 1981:89).
(a) VSO / pr / NG / NA (Comrie, 1981:89)
(b) SVO / pr/NG/ NA
(c) SOV / po / GN / AN (12)
(d) SOV / po / GN / NA
On the basis of this observation, one might think that in order to establish universal
tendencies, rather than absolute universals, of word order typology, it would be possible to
work with just these types, neglecting the relatively few languages that fall into the other
eleven attested types. If one makes this assumption, then a number of other generalizations
seem to emerge from the four types listed above (Comrie, 1981:89).
First, except for the position of the subject in clause order, types (a) and (b) are
identical. If one were to omit the subject from consideration, then types (a). and
(b) could be combined into a single VO type; types (c) and (d) would then both
characterized as OV.
Secondly, on most parameters, types (a) and (b) are precisely the inverse of types
(c) and (d); the former are VO, Pr, NG, and NA; the latter are OV, Po, GN and
either AN or NA, the only embarrassment to this generalization being the
widespread occurrence of NA basic order in OV languages. However, since we
are working with tendencies, we might be prepared to overlook this complication,
and work with only two major types in terms of word order, (e) and (f):
(e) VO, Pr, NG, NA
(f) OV, Po, GN, AN
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N Dem NA
N Num = NA (both derivable from universal 18)
In all of the implicational universals involving adjective-noun order, one finds the
order noun adjective in the implicatum of the universal. If the contrapositive of these
universals were taken, they would all have the order adjective-noun in the implicants;
(1990:54).
AN (SVO & GN)
AN VSO
AN Dem N
AN Num N.
The generalization that covers these universals is “All implicational universals whose
implicatum involves the order of noun and adjective will have the order NA as the
implicatum”. (with a complementary statement for the contrapositives following logically).
Greenberg called this as pattern dominance: the dominant order was the one that
always occurred in the implicatum. To say some word order P is dominant is to say that
implicational universals involving P will be of the form X P (or the contra positive P X)
and never of the form X P (or P X). Intuitively, the dominant order can be thought of as
the preferred order of elements, other things being equal.
Dominance can be read directly from a tetrachoric table. Consider the table for A N
Dem N (Croft, 1990:54)
Dem N N Dem
NA X `X
AN X --
The dominant order is the order that occurs with either possible order of the cross-cutting
parameter. Thus, NA is dominant because it occurs with either DemN or N Dem, whereas
AN can occur with Dem N only. Likewise, Dem N is dominant. The orders that are not
dominant, AN and N Dem, are called recessive by Greenberg.
The other pattern that Greenberg discovered in his universals is harmony; this pattern
is also derivable directly from the tetrachoric table, though it is less obviously manifested in
the implicational universal. A word order on one parameter is harmonic with an order on the
cross-cutting parameter if it occurs only with that other order. In the preceding example, AN
is harmonic with Dem N and N Dem is harmonic with NA. Harmony defined in this way; is
not reversible: Dem N is not harmonic with AN because it also occurs with NA and NA is not
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harmonic with N Dem because it also occurs with Dem N. Harmony is always defined with
respect to the recessive orders: The recessive order is harmonic with the order that occurs
with it, and not the other way around.
Harmony is only reversible in a tetrachoric table with two gaps, expressible by a
logical equivalence, such as is the case with genitive-noun order and adposition-noun order
(croft, 1990:55).
NG GN
Prep X --
Post p -- X
In this example of a logical equivalence, Prep is harmonic with NG and vice versa, and Postp
is harmonic with GN and vice versa. Also, in a logical equivalence there is no dominant
order, since each word order type occurs with only one word order type on the other
parameter.
From the implicational universals discovered by Greenberg and later researchers,
dominant orders and two major harmony patterns have been found. The first column lists the
dominant pattern for each word order. The second and third columns list word orders that are
harmonic with each other. The first harmonic pattern is often called the OV pattern, based on
the order of nominal object and verb, and the second is often called the VO pattern.
Greenberg’s analysis illustrates the next step in a typological analysis; whereas an
implicational universal describes a relationship between just two parameters, concepts like
dominance and harmony describe a relationship between large numbers of parameters in a
single stroke. The concept of dominance, for example defines a relationship between a
particular word order type and any other parameter that is involved with it. Many of these
deeper and deeper and broader typological concepts can be recast in terms of a generalization
over implicational universals. In some cases, however, they cannot be described in terms of
implicational universals very easily. However, they can of course be directly read off
tetrachoric tables or other descriptive representations of the distribution of attested language
types. As more of these broader concepts have been discovered and employed, they have
replaced the implicational universals as typological generalizations.
Greenberg considers both dominance and harmony to operate in explaining word
order patterns. He proposes the following generalizations: “A dominant order may always
occur, but its opposite, the recessive, occurs only when a harmonic construction is likewise
present”. (Greenberg 1966a: 97).
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The concluding section of Greenberg’s original word order paper is devoted in large
part using the interaction of dominance and harmony to explain some subtle and apparently
inconsistent word order patterns. For example, the logical equivalences preposition = NG
and postposition = GN have some exceptions: there exist languages with prepositions and
genitive-noun order and languages with postpositions with noun-genitive order. However, in
almost all of the languages in which the genitive-noun order is disharmonic with the
adposition order, the genitive-noun order is harmonic with the adjective noun order, which
suggests that the genitive-noun order is influenced by the adjective noun order.
Greenberg’s analysis is one of the earliest examples of an important type of
explanation of cross-linguistic variation, the concept of competing motivations. Competing-
motivations models describe the interaction of universal typological principals in order to
account for the existence of variation in language types. In a competing motivations model,
no one language type is optimal because the different principles governing the existence of
language type are in conflict. In Greenberg’s word order analysis, dominance favours some
word orders, such as NA absolutely while harmony will favour an alignment of adjective
with other modifiers. Since for some modifier-noun order is dominant, and for others, noun-
modifier order is dominant, a language cannot be harmonic without having some recessive
orders. However, an order cannot be both recessive and disharmonic at the same time. This is
the interaction between dominance and harmony that Greenberg described with his principle
and which accounts in a single stroke for the unattested types in the tetrachoric tables for
word order types. The general principle behind competing-motivation analysis is attested
types must be motivated by at least one general principle: the more motivated a language type
is, the more frequently it will occur; and unmotivated language types should be unattested or
at most extremely rare and unstable. The value in competing-motivation models for typology
is that they can account for both variation in language types and also frequently of language
types across the world.
Word order topologists immediately after Greenberg focused almost exclusively on
harmony. The two harmonic types were named “OV” and “VO” after the declarative clause
order type. Harmonic patterns were treated as reversible: AN, Dem N and Num N were
harmonic with each other regardless of whether the order was recessive. The major drawback
of this approach is that it is empirically less adequate than Greenberg’s original formulation.
Although many languages fit one or the other of the two harmonic types, many other
languages do not, having instead one or more, dominant word order that is disharmonic with
the overall pattern of the language. Harmony is only one half of the picture.
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The most important word order work since Greenberg is that of John Hawkins
(Hawkins 1980, 1983). Hawkins used a sample of over 300 languages and thus brought in a
much greater range of data, especially data for the various noun modifiers (demonstrative,
numeral, adjective, genitive and relative clause). Hawkins introduces two competing
motivations for noun-modifier order, similar to Greenberg’s concept of dominance. The first
concept is heaviness (Hawkins 1983:90). Certain types of modifiers tend to be larger
grammatical units, in terms of number of syllables, number of words and syntactic
constituency (relative clauses vs genitive phrases vs single- word demonstratives and
numerals), and could be ranked in order of heaviness as follows:
Rel Gen Adj (Dem, Num)
Hawkins (1980, 1983) interprets this as a preference for heavier modifiers to follow
the head noun and lighter modifiers to proceed. This concept resembles Greenberg’s concept
of dominance in its effect of complementing harmony: heavier modifiers follow the noun
even if the harmonic order is modifier-noun and lighter modifiers precede the noun even if
the harmonic order is noun-modifier. Since demonstrative and numeral are lighter and
adjective and relative clauses are heavier, they correspond roughly to Greenberg’s dominant
order Dem N, Num N, NA and N Rel.
Hawkins also introduces the concept of mobility to account for a number of
exceptions in which neither harmony nor heaviness could be the operating factors (Hawkins
1983:92-4). The notion of mobility is that certain modifiers are more variable in their word
order within single language, and so are more likely to switch from a harmonic order to a
disharmonic one. Specifically, Dem Num and Adj are more mobile than Gen and Rel.
Hawkins uses this principle to explain why some “lighter” modifiers such as Dem,
Num, and Adj are found to follow the head noun while “heavier” modifiers such as Rel
precede. The assumption here is that the original harmonic order was modifier head,
including Rel N and Adj N, but historically the adjective shifted to NA order while the
relative clauses did not. Thus, the mobility principle unlike the heaviness principle has an
essentially diachronic dimension to it, as Hawkins note, “we are in effect claiming that
constraints on diachronic are an important part of the explanation for synchronic universals.
We will encounter mobility again in the guise of stability” (Hawkins 1983:108).
Hawkins heaviness principle, if it is indeed equivalent to Greenberg’s dominance, can
be thought of as an explanation of dominance. The dominant order is that which places the
lighter element before the heavier element. This explanation actually represents a putative
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relationship between one grammatical parameter word order, taken in general and another,
independent grammatical parameter—the length (in phonological and syntactic terms) of the
grammatical element. This relationship has a plausible and well supported functional
explanation: order of constraints reflects ranking in size for processing seasons.
Hawkins proposed his heaviness principle only for noun modifiers whereas
Greenberg’s concept of dominance applied to word order in general (and possibly to
implicational universals in general). It is worth examining the dominant orders other than
those for noun modifiers to see if the heaviness explanation is at least a plausible one. There
is some limited evidence (universal 24) that prepositions are dominant over postpositions.
This is quite reasonable from the heaviness principle as adpositions are generally smaller
constituents than the noun phrases they govern. In the case of object verb- order, it seems
likely that objects are heavier than verbs when they are full noun phrases, but not when they
are pronouns. Greenberg has a universal, 25, which states that if the nominal object precedes
the verb, then the pronominal objects is before the verb, but the dominant order for nominal
objects is to follow. This suggests that heaviness is a major factor in determining object
position typologically, since pronouns are also smaller than full noun phrases.
The dominant subject-verb order may also be accounted for by heaviness. Recent text
studies have demonstrated that across languages subjects, especially transitive subjects, tend
to be pronominal and nominal subjects when they occur tend to follow the verb cross—
linguistically (Dubois 1985, 1987, Lambrecht 1987). Thus, with subjects as well heaviness
may be contributing factor to the dominant word order, though Dubois and Lambrecht
emphasize iconic principles of information flow. Iconic principles may also be involved in
the unequivocal dominance of subject-object order and antecedent-consequent order in
conditionals
Hypotheses have been proposed to account for harmony. Greenberg suggests that
harmony represented an analogical relationship between the harmonic orders, placing all of
the modifiers on one side of the head. This account held for nominal modifiers, but it remains
to include the ad position and declarative clause patterns. Greenberg suggests an analogy
between genitive constructions and ad positional constructions, for example between “the
inside of the house” (NG) and “inside the house” (prep). Greenberg also proposes an analogy
between the ordinary genitive and the subjective objective genitives, that is, the genitive of
subjects and objects nominalized verbs, so that the following analogy holds: genitive is to
noun (“John’s house”) as subject and object (genitive) is to (nominalized) verb (“Germany’s
conquest of Europe”, Greenberg 1966 a: 99). These analogies account for the harmony of SV/
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OV/ Post P/ GN and VS/ VO/ Prep/ NG, which otherwise appear to be a rather mixed of
word orders. (Croft 1990:590).
Greenberg’s hypotheses also have diachronic importance, since adpositions frequently
evolve from genitive constructions and finite declarative clause constructions also commonly
evolve from nominalizations with genitive arguments. This can be observed directly in many
languages, in which the genitive and adpositional constructions and/ or the genitive and
declarative constructions are similar and identical. Greenberg cites Berber as a language in
which the genitive form of the noun is same as the subject form (provided the subject
immediately follows); thus the VS construction is very close to the NG construction
(Greenberg 1966 a: 99). In many languages, the genitive form of the noun is identical with
the subject form (especially transitive: Allen 1964) and \ or the object form. In many more
languages, the adposition construction is transparently a genitive construction, with the
adposition the head.
The explanations for harmony based on analogical head-modifier relations are more
successful than the various attempts to account for the harmonic patterns in semantic terms,
since the variety of semantic relations that hold between harmonic types is too great to
subsume under a single semantic generalization. (E.g. verb and object, adposition and noun,
adjective and noun, adverb and adjective). Moreover, evidence that the same construction is
used for the more diverse word order types or the historical source for those word order
types, strongly suggests that the head-modifier analysis is essentially correct at same level of
explanation (Hawkins 1983: 93-8).
The examination of morphosyntactic constructions and word order can also account
for anomalous word order patterns. Word order is particularly variable at the clause level and
somewhat less so at the phrase level (in fact, one could propose the generalization that the
lower the morphosyntactic level, the more rigid the word order).
Of course, word order is never entirely free, and constraints on the variation can be
found. Several of Greenberg’s original word order universals refer to flexibility (or
inflexibility) of word order. Universal 6 states that all VSO languages have at least SVO as
an alternative order, while universals 7, 13 and 15 state that in SOV languages with at most
OSV as an alternative order (the rigid SOV type) then neither adverbial modifiers of the verb
nor subordinate verbal forms can follow the main verb. The most thorough study of word
order variation in the declarative clause is Steele 1978. Steele discovered that certain
alternative word orders were more likely to be found than others. In particular, VSO and
SOV are most likely to have VOS and OSV respectively as alternative word orders. In other
17
words, the most likely alternative orders kept the verb in the same position and reversed the
position of subject and object SVO was also a very common alternative order to both VSO
(universal 6) and SOV (this is the non-rigid SOV type). The phenomenon can be accounted
for by the dominance of SV and VO orders. Non rigid VSO languages allow subjects to shift
to their dominant position. Languages with basic SVO order are the least likely to have
alternative word order: i.e. they are the Languages type that is most likely to have rigid
declarative clause word order.
More detailed investigation of actual texts in many languages has revealed that word
order is more flexible in more languages than was previously imagined. Close attention has
been paid to “Free word order languages” by which is meant, “purely discourse determined
“clause constituent order and sometimes also free noun phrase constituent order. (Hale 1983;
Heath 1986; Mlithun 1987; D.Payne 1987). The study of typological patterns of word order
variation is a relatively new area and will turn out to increasingly important in typological
word order research.
The concept of an implicational universal has had its greatest impact in the area of
word order. Although broader theoretical concepts have been invoked to account for
typological patterns of word order, implicational universals still remain a basic unit of
typological analysis. Implicational universals of word order illustrate the basic elements of
the typological method in their simplest form. The first step is the enumeration of logically
possible language types by the structural parameters involved, illustrated by the tetrachoric
table. The second step is the discovery of the empirical distribution of attested and unattested
types, illustrated by the pattern of gaps in a tetrachoric (or larger) table. The third step is
developing a generalization that (1) restricts variation in language types while excluding the
unattested types and (2) reveals a relationship between otherwise logically independent
grammatical parameters—in this case the implicational relationship. At this point, typologists
from Greenberg onward have observed more far-reaching relationships between the word
order parameters, such as harmony and dominance, and then could be captured by simple
implicational universals. The final step in the analysis is to seek a deeper (possibly external)
explanation for the relationship, such as heaviness, mobility and the various proposals for
explaining the existence of harmony.
6. Methodological problems
Recently it has become popular to compare the relevant case markings in terms of
three entities: S1 (intransitive subject), A (transitive subject) and O (object) (Dixon, 1972).
18
Mallison and Blake (1981) discuss this issue in details. The following observations are made
by them.
6.1. Subject
The subject in European languages embraces S1 and A and is manifested by such
features as case marking, agreement and word order as well as by the part it plays in some
syntactic relationships. Greenberg assumes all languages have subject-predicate construction
and he indicates that if formal criteria equate certain phenomena across languages, one
accepts the equation only between entities that are semantically comparable. Greenberg
would not accept a formally defined subject that embraced S1and A in an accusative
language and S1 and O in an ergative language.
We assume he takes S1/A to be the subject since he lists Loritja as SOV. ‘Loritja’ is a
term used by the Aranda of central Australia for the Kukatja who speaks an ergative language
in which the predominant word order is agent-patient-verb. Pullum 1977 discusses word
order universals in terms of S, O and for him S is S1 / A. He adopts a Relational Grammar
framework in which S1/A is initial or underlying Subject in all languages.
Ultan 1978 classifies 79 languages in terms of the order of S, O and V He does not
discuss the criteria used to establish S but from his classification of ergative languages like
Tongan and Western Desert (Australian) we can see that S is equated with S1/A . Steele
(1978; 590) classifies 63 languages in terms of SVO, SOV, etc. She states that for languages
with which she was familiar, she took subject and object to ‘correspond roughly to English’.
With unfamiliar languages she took the decision of the linguist responsible for the description
she used. She claims that Keenan’s work has made clear that, although subject is used by
linguists regularly, and with confidence, a precise characterization of the notion eludes us:
The fact that linguists use the term regularly and with confidence seems to us to reflect two
facts. One is that S1 and A are identified exclusively in the vast majority of languages. The
other is that many linguists simply base their notion of subject on translation equivalence. If
they assign the notion of subject with confidence, it is often only because they have not
thought of using formal criteria.
One could in theory compare word order across languages in terms of a formally
defined subject. The properties that identify subjects seem to be topic based and one might
see word order in terms of topic/comment. This would seem satisfactory if the formally
designed subject behaved consistently i.e. always occurred first in the clause irrespective of
whether subject embraced S1\A, S1\O or made no exclusive identification of any participant
in a transitive clause with S1, as is the case in Philippines languages. If semantically different
19
subjects behaved differently according to their semantic type, then one could simply treat
various types of subject separately.
If one compares basic word orders in terms of a semantically determined subject
(s1/A), as is usually the case, then one could justify the procedure if S1/ A behaves
consistently irrespective of formal criteria. If S1\A tends to behave differently in ergative
languages, from the way it does in accusative languages, then the one could treat the ergative
A separately. In other words, whether one starts out with a formally defined subject or a
semantically defined one will finish up with the same result providing one checks variation in
the ‘formal survey’ against semantics and variation in the ‘semantics survey’ against ‘formal
differences’.
Ergative languages and other types in which S1d/A are not formally identified
makeup only a small proportion of the world’s languages, so no matter how they are treated
will not affect generalization about word order to any great degree. Practically, every ergative
language A precedes O.
All the surveys of word order have shown that the semantically defined subject
precedes the object in almost all languages. This means that ergative languages will not
disturb a sample based on a semantically determined S1/A subject and will appear to justify
the use of an S1/A subject. However, it could be that the ergative languages in fact support
the generalization that A precedes O, rather than supporting the notion that S regularly
precedes O.
6.2. Object
Most linguists seem to assume without question that all languages have object is
always semantically patient, then it should be treated as a semantic entity along with
instrument, location, etc. If one defines patient very broadly as the entity affected, effected,
moved, etc., it might be passable to obviate the need for object in a large number of
languages.
Dik (1978; 177) raises the possibility of explaining away apparent exceptions to the
generalization that S always precedes O by reinterpreting O in some languages as patient.
Although we believe that all claims about the existence of grammatical relations should be re-
examined to see if in fact only semantic relations are involved, we do not see that a
distinction between a semantic patient and a syntactic O is patient of any importance in
studies of word order.
6.3. Indirect object
English has the following two constructions to express the same prepositional content.
20
If only the first construction existed, the label ‘indirect object’ would not be needed; to the
Alderman is simply a prepositional phrase like any other. In the second construction,
however, the phrase the Alderman exhibits two object properties but contrasts systematically
with the patient a bottle of Benedictine.
The two properties are (a) a position following the verb without properties preceding
and (b) Correspondence with the subject of a passive equivalent as in the following sentence
(10).
10. The Alderman was given a bottle of Benedictine by john.
Here they do not apply the label of indirect object to the grammatical equivalence of the
Alderman. The Alderman rightly deserves a special label to distinguish it from the normal
type of direct object and ‘indirect object’ is an accepted label. However, many linguists use
the term semantically and apply it to the transnational equivalents of the Alderman in the
following sentence (11).
11. John gave the Alderman a bottle of Benedictine
Irrespective of whether the phrase in question is grammatically parallel to the Alderman in
the above last example (9) or whether it parallel to the Alderman in the above example (8).
6.4. Variant word orders
Where there is variation in word order, we can attempt to determine whether one
order is basic. English exhibits a variety of word orders, but no one doubts that SVO is the
basic or unmarked one. A pattern such as the following is highly marked (Mallinson and
Blake, 1981: 125).
The proposals contained in section one of the bill we support; those in sections two
and three and those in the sections two and three and those in the appendix to section
four we cannot support in any shape or form whatsoever.
This OSV pattern can be used to topicalize the object or to focus it.
When we use the term ‘basic word order’ we mean the order that obtains in
stylistically- neutral, independent, indicative clauses with full noun phrase participants for S1
or for A and O. English is of course easy to be classified as SVO. However, a problem arises
when the principle of arranging the words in a sentence is allowed to be more responsive to
the demands of topicalization and focus than is the case in modern English. In old English,
there appears to have been much more freedom in word order
21
Old English is a language that exhibits a good deal of freedom of word order and a
tendency for AdVS patterns. The order used for a stylistically unmarked sentence such as
John saw Mary is almost certainly SVO. We would classify old English as SVO/Free. (It
means free at the referential level. It does not imply that the use of one order rather than use
of one order rather than another is of no significance.) The order used for a stylistically
unmarked version of john saw Mary in German would be SVO too, but to simply call
German an SVO language would disguise the verb-second nature of its word order.
7. Factors Determining word order
7.1. The Basic principles
Word order can be accounted for in terms of three general principles. (Mallison and
Blake 1981: 151):
a. More topical material tends to come nearer to the beginning of the clause (to the left)
than non-topical material.
b. Heavy material tends to come nearer to the end of the clause (to the right) than light
material.
c. Constituents tend to assume a fixed position in the clause according to their
grammatical or semantic relation or category status (noun, verb, prepositional phrase,
etc.)
We use topic in the sense of what is being talked about and comments in the sense of what is
being said about the topic. Typically, one thinks in terms of there being only one topic, if any
in a clause, but we feel that the constituents of a clause can exhibit degrees of ‘topic-ness’.
By heavy material we mean internally complex material. A noun phrase that consists of two
co-coordinated noun phrases (the boy and the girl) is heavier than a simple noun phrase (the
children). A noun phrase with the phrasal complement (the girl on the magazine cover) or a
clausal complement (the girl who was featured in the centrefold of the financial review) is
heavier than a simple noun phrase (the girl).
Principles (a) and (b) are not unrelated. A topic is normally given either by the
preceding linguistic context or the wider context situation of situation. It is typically a
pronoun or a simple noun phrase. Complements to heads of noun phrases typically occur with
material that is part of the comment, part of what is being presented as new. We use the term
focus for any part of an utterance that is emphasized. As with topic it seems common to
think in terms of a clause having a single focus, but there can be more than one point of focus
or degree of focus. A point of focus can be marked by stress and presumably this is true in
any language; it can be indicated by an affix or adposition, and it can be marked by placing
22
the focused word or phrase at the beginning of a clause. This last possibility may be
universal. We do not know of a language that does not allow an item to be fronted, though the
most usual function for fronting is topicalization.
The practice of putting focused material to the left might seem to run counter to the
topic-to-the left principle. The focus is normally part of the comment and could be expected
to come late in the clause. There is in fact some conflict here and it is the operation of these
partly conflicting tendencies that lies behind a lot of the apparent freedom of free word order
languages. The conflict is only partial, however, since a constituent may be both topic and a
point of focus. This will be true, for instance, where two topics are contrasted as in the
following exchange.
How’re the kids to today?
Well, Tommy’s o.k. But Susie’s got the flu.
Presumably Tommy and Susie are topics since the answer to A’s question is about Tommy and
Susie, but Tommy and Susie are contrasted foci. The phrases O.K and the flu are also foci.
Languages differ in the extent which they use word order variation in preference to, or
as well as, stress to signal focus. In English, if we answer the door and encounter an
unexpected guest, Mary we are likely to announce her arrival to the other members of the
household by saying Mary’s here. In fact, we would retain the stress on Mary even if she
were an expected guest provided there were no special circumstances leading to the
presupposition that she was elsewhere.
The topic-to-the left principle can be used to explain, at least in a weak sense, the
preponderance of SO orders in language. SO orders (VSO, SVO, SOV) account for 85% of
the languages in the sample and S usually precedes O in the languages we classified under
‘other’.
For the purposes of our survey, we took S to be S1/A but, since most languages have an
accusative morpho-syntactic system in which A is the unmarked choice for grammatical
subject with a transitive verb, our figures effectively tends to precede O. In accusative
languages, subject is typically topic and indeed, the grammatical properties that link S1 and A
in an accusative language seems to be topic-based. Subjects are like proposed topics in that
they appear to the left and in that they do not carry any semantic marking, usually in fact
appearing in the citation form Subject agreement too seems to be to topic-based.
23
really only applicable to cases involving quite heavy constituents i.e. constituents involving
chains of co-ordinate constituents, relative clauses and the like.
Principle (c) says that constituents tend to assume a fixed position according to
whether they are subject, locative, dative (or whatever) or according to whether they are noun
phrases, prepositional phrases etc. Strict adherence to (c) would mean strict world order and
no variation according to the demands of topicalization, focusing and heaviness. If a language
exhibits fixed word order, we say it follows principle (d). If languages show some kinds of
variation, we say it follows (a) and /or (b).
7.2. Topicalization Hierarchies
Which constituent of a sentence is to be topic is largely determined by the context,
linguistic or situational, but over and above this there is a tendency for a topic to be chosen
according to a variant of the hierarchy namely 1, 2 3 human animate in animate
(Mallison and Blake 1981: 151). Topics also tend to be specific rather than nonspecific and
definite rather than indefinite.
It is not surprising that the speaker is at the top of the topicalization hierarchy.
Language use presupposes the speaker. Language use typically involves communication with
a hearer. You are presupposed by communication, second only after me. The topicalization
hierarchy also manifests itself in the behaviour of indirect objects. An indirect object is
typically high on the hierarchy and the patient in a sentence with an indirect object is
typically low, usually being inanimate in fact. It is not surprising then to find that in most
languages the indirect object precedes the direct object, of course, the existence of an indirect
object is hierarchically determined in the first place.
Many languages are like English in allowing human locative to be expressed as
indirect objects but not non-human ones.
12. I sent my old great coat to the Salvation Army.
13. I sent the Salvation Army my old great coat.
14. I sent my old jeans to the tip
15. In sent the tip my old jeans.
It is probably true that all other things being equal a definite recipient will tend to be
expressed as an indirect object especially if the patient is indefinite. It is difficult to
demonstrate this since it involves finding examples with both patient and recipient on the
same level of the pronoun animacy hierarchy.
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