pls26 75
pls26 75
pls26 75
Yu Fan
Kyoto University
arther830622@gmail.com
Abstract: The aim of the present study is to examine the function of the new non-canonical bei-XX passive
construction in Mandarin, which seems not conforming to the general function of passives, “agent-
defocusing”. The novel construction bei-XX can be categorized into the “being forced” type and the “being
(falsely) reported/ said” type based on their constructional meanings, while they share similar syntactic
features: taking non-prototypical predicates like intransitives, the demoted agent being unrecoverable, and
having a non-Patient subject. In order to clarify the event construal of bei-XX, cognitive linguistic
conceptions like the action chain model are employed. As a result, two prominent characteristics of this
construction can be summarized as follows: (i) the most salient participant, which is realized as subject,
lacks some degree of “subjecthood” and therefore needs external energy, while (ii) the source of external
energy may be out of the scope of predication. It is pointed out that the difference in constructional
meanings of the two types of bei-XX resides in whether the event they denote corresponds to reality or not.
Lastly, the event construal of the two types of bei-XX, as well as the constructional schema for bei-XX, is
represented efficiently by the action chain model.
Keywords: bei; bei-XX construction; non-canonical passives; cognitive grammar; action chain
model; subjecthood
1. Introduction
The aim of this paper is to describe and analyze the new uses of Mandarin bei passives from the perspective
of cognitive linguistics. The voice alternation has been studied by functional and cognitive literature, and
it has been acknowledged that the general function of passive is “agent defocusing” in a transitive clause
(Shibatani 1985). This view is also supported by cognitive grammar which assumes that grammatical
relations of a clause correlate with relative salience among the elements of an event described. On the other
hand, the function of agent-defocusing does not apply to non-canonical passives such as Japanese indirect
passives, which are based on intransitive verbs and often lack agentive participants; they also display a
semantic characteristic that the referents of the subjects of the indirect passives are interpreted as negatively
affected by the occurrence of event described.
In recent Mandarin, one also finds non-canonical novel usages of bei passives involving verbs of
low transitivity, such as intransitive verbs and so on, which can be semantically classified into “being
forced” type and “being (falsely) reported/ said” type. This study will motivate the functions of these two
types of bei passives by clarifying the event construal they denote employing the action chain model.
The paper is organized as follows. Following section 1, section 2 presents significant concepts of bei
passives in Mandarin, including the properties of its canonical and non-canonical variants, and the passive
marker 被 bei. Description of the aim of this study, the new bei-XX construction, and review regarding
its previous studies are presented in section 3. Subsequently, section 4 introduces Cognitive linguistic
approaches and gives an analysis of the new bei-XX construction. Finally, concluding remarks and
suggestions for further studies will be proposed in section 5.
This results in the verbalized sentence in active voice, the unmarked or “basic” voice category of all
languages (Givón 1984, O’Grady 2001). However, we can reorganize the mappings of the sentence if we
choose to describe the event from a different perspective. For example, in English, if we want to shed light
on the affected participant, by downgrading the agent to oblique (prepositional by-phrase, as shown in (2))
and raising the theme to the subject position, we can obtain a corresponding passive sentence. (Of course,
an auxiliary and a verb in past participle form are needed for English passive.)
Through the rearrangement of grammatical relations, voice provides a strategy for focusing on different
participants in an event (Berk 1999).
Papers in Linguistics Science, No. 26 (2020) 77
(3) 小明 罵 了 他。 [active]
xiaomin ma le ta
Xiaomin scold ASP 3sg
‘Xiaomin scolded him.’
(4) a. 他 被 小明 罵 了。 [long passive]
ta bei xiaomin ma le
3sg BEI Xiaomin scold ASP
There are two possible constructions for canonical passive in Madarin as shown in (4). While the nominal
phrase bearing the patient role (他 ‘he’) appears in the subject position, the agent ( 小明 ‘Xiaomin
(name)’), which is the subject of the corresponding active sentence, either (i) appears in front of the
predicate and is introduced by the passive marker2 被 bei, or (ii) simply does not show up in the passive
1
The glossing of examples in this study consists of four parts: The first line preserves the original text.
Since the examples include data extracted from online news or websites from both China (People's
Republic of China) and Taiwan, both simplified Chinese characters and traditional Chinese characters can
be seen in the examples. The second line is the transcription of the pronunciation. Pinyin, the official
romanization in China, is used in the present thesis, while the tone diacritics are omitted. The third line is
the word-by-word translation, while words which performs certain grammatical functions will be glossed
by the abbreviations mostly following Li & Thompson (1981)’s convention. The last line is the free
translation of the utterance. Sometimes the second and the third line are omitted when the complete
glossing has already appeared or the discussion is mainly regarding to the meaning of the expression. The
glossing in this article is done by the author if there is no source of citation.
In addition, when the expression is unacceptable either syntactically or semantically by the native speaker,
it is marked with *; when the expression is odd but not necessarily unacceptable, it is marked with ?.
2
In addition to 被 bei, there are other passive markers such as 讓 rang, 叫 jiao, 給 gei, 挨 ai, 遭
(受) zao(sho), 為 wei...所 suo… in Mandarin. Since each of them has their own subtle lexical meanings,
each passive marker has their preferred collocations and differs in their respective constructional meanings.
For example, when 讓 rang ‘let’ which bears the meaning of permission is used in passive, it embarks
the nuance that the patient gives permission to the agent’s action (Li & Thompson 1981), and therefore
implies a further meaning of causation (Li & Thompson 1981, Huang & Shi 2016). e.g. 我讓他給騙了
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sentence (Huang & Shi 2016:467). In the literature, the former construction like (4a) is called long passive,
while the latter construction like (4b) is called short passive (Li & Thompson 1981, Huang & Shi 2016).
From the fact that long passive and short passive are basically interchangeable, we can say that the
agent phrase in Chinese passive is basically optional (Chao 1968, Li & Thompson 1981, Huang & Shi
2016). Similar as English passives, when the agent is clear and recoverable from the previous context, or
on the contrary when the identity of agent is totally unknown or redundant, the corresponding nominal
phrase can be omitted. (Huang & Shi 2016) The difference is that in Mandarin only the nominal phrase is
dropped off, while the whole prepositional by-phrase disappears when ellipsis happens in English passives
(Li & Thompson 1981).
As for the predicate in Chinese passives, for most of the time, it is a two-argument transitive verb of
activity, accomplishment or achievement, and sometimes a three-argument ditransitive verb (Chao 1968,
Li & Thompson 1981, Huang & Shi 2016, Liu etc. 1996). Since passivization is “an operation of
‘downgrading’ the element that would otherwise have been the subject (O’Grady 2001)”, it is more likely
to suppose the predicate will be representing a transitive relation involving at least two participants,
canonically agent and patient. By “demoting” the doer of the action, the affected participant or other
elements can be brought up to the focus of the ongoing discourse. By doing so, the predicate of the passive
sentence becomes intransitive; therefore, passivization can also be deemed as a detransitivizing (valency-
decreasing) operation.
(5) 張三 被 人 看見 了。
zhangsan bei ren kanjien le
Zhang San BEI people see CRS
wo rang ta gei pien le ‘I was deceived by him, I let him deceive me.’ This research focuses on the most
used (according to Xiao (2016)) passive marker 被 bei only.
Papers in Linguistics Science, No. 26 (2020) 79
As for the semantic and pragmatic characteristics, “misfortune, adversity” seems to be the prototypical
constructional meaning for passive in Mandarin (Chao 1968, Li & Thompson 1981). Since Mandarin is a
topic-prominent language, when the patient is focused as the topic of the ongoing discourse, it is preferred
to raise the patient argument to the topic position while other elements remain unchanged and the verb
remains in active voice. Unless the patient is adversely affected, passive construction is rather restricted.
(6) ??這本 書 已經 被 出版 了。
zhe-ben shu yijing bei chuban le
this-CL book already BEI publish ASP/CRS
2.3.2. Disposal
Nonetheless, it is not the case that all verbs representing an unfortunate or an adverse situation can form
passive in Mandarin. Compare (7) and (7’) below.
(7) ?我被 他 氣 了。
wo bei ta qi le
I BEI he anger ASP
‘Lisi is irritated by him’
(7’) 我 被 他 氣 得 頭 都 昏 了。
wo bei ta qi de tou dou hun le
I BEI 3sg anger CSC head all dizzy CRS
‘I was angered by him to such an extent that my head got dizzy.’
(Li & Thompson 1981:502)
While 氣 qi ‘to anger, to irritate’ is a transitive verb describing the patient experiences an undesirable
situation (‘to be irritated’), (7) is still considered unacceptable owing to its lack of the sense of “disposal”.
According to Li & Thompson (1981), bei passive also bears the constructional meaning of “disposal”
similar to 把 ba (direct object-introducing preposition) construction, in which the patient is “dealt with,
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tackled with” by the agent using some kind of means. In comparison to (7), 氣 qi in (7’) is followed by a
complex stative construction clause (頭都昏了 tou dou hun le ‘(my) head got dizzy’) describing the
manner or degree of the resultative action or state caused by the predicate. Since the meaning that the
patient is “dealt with” is implied, it legitimates the use of bei passive construction in (7’).
(8) 路 好像 被 人 走 尽 了。
lu haoxiang bei ren zou jin le
way seem BEI people go exhaust ASP/CRS
‘It seemed that the pathways had all been fully explored by others.’
(Huang & Shi 2016:470)
(9) is an example similar to the indirect passive (or adversative passive) in Japanese3. Indirect passive in
Japanese is a well-known passive construction in which an experiencer becomes the subject, while there
is no corresponding active sentence with the experiencer being realized as the direct object. (O’Grady
3
However, indirect passive is seemingly more restricted in Mandarin than in Japanese. (Yang 1989:332)
Papers in Linguistics Science, No. 26 (2020) 81
2001:122)
What indirect passive depicts is that when an event happens, a participant outside of the event
indirectly receives negative influence and ends up in an adverse circumstance. For example, owing to the
intransitive event 他这麽一坐 ta zheme yi zuo ‘he sit like that’, the subject of (9), 我 wo ‘I’, is
negatively affected: being blocked and unable to see anything well. From the fact that the affected
participant is outside of the intransitive event and is added up to form an indirect passive, there will be no
corresponding active sentence for (9) with the exact same number of arguments. Takami (1995) mentions
that indirect passives can only find a corresponding active sentence without the subject of the indirect
passive sentence, as shown in (10) and (10’).
argument intransitive verbs, adjectival verbs (adjectives), and even nouns, and it will be referred as bei-
XX construction hereafter. See some of the examples below:
‘(Regarding) the evaluation and selection of (your) living city, are you “bei-well-being”?’
(extracted from http://news.cctv.com/special/meir/mulu/1228/index.shtml, last access on 2019/12/26)
(13) 男子 “被精神病” 诉讼 十年 终 胜诉
nanzi bei-jingshenbing susong shinien zhong shengsu
Man BEI-mental disorder lawsuit ten year finally win the court case
‘The man was “bei-mental disorder”. After ten years of lawsuits, (he) finally won the court case.’
(extracted from http://www.xinhuanet.com/2018-11/09/c_1123686231.htm, last access on 2019/12/28)
失蹤 shizong ‘to be missing, to disappear’ in (11) is an intransitive verb with only one argument (the actor),
幸福 xingfu ‘well-being’ in (12) is an adjective or an adjectival verb, and 精神病 jingshenbing ‘mental
disorder’ in (13) is a noun. All of these are usually not expected to be the predicate of a canonical bei
passive sentence. This kind of novel construction which allows atypical predicates appears and spreads
like wildfire on the Internet in the recent ten years, and its usage can even be seen on news and other media
((11), (12), (13) are all extracted from online news).
As previous literature reports (Li & Li 2015, Xiao 2016), this usage was originally triggered by the
death of an inmate named Li Guofu in China, 2008. Without any possible motivation to commit suicide,
Li is found dead in the prison and announced as “committed suicide” by the administration. Seeing the
official have no intention to disclose the actual cause to the death and therefore feeling upset, Chinese
Internet users coin the expression 被自杀 bei-zisha ‘bei-suicide, to be (falsely) said to commit suicide’
4
The quotation marks「」or “ ” are not added by the author but used in the original text. It shows that
the language user recognizes that it is a non-canonical expression, and it is intended to specify its
markedness. English translations of (11) to (22) are made by the author and are not in the original text,
since Lu (2013) provides only Japanese translation for the Chinese sentences.
Papers in Linguistics Science, No. 26 (2020) 83
to express their unbelief and dissatisfaction. After its first appearance, 被自杀 bei-zisha is analogized and
the bei-XX (XX can be filled with any atypical predicates for bei passive mentioned above) form is copied
and proliferated, which makes 被 bei become a buzzword in the recent decade (Li & Li 2015:235, Xiao
2016:80).
In this section, literature concerning this newly emerged and apparently non-canonical construction
will be briefly summarized. The semantic/ functional characteristics and syntactic/ formal features of bei-
XX construction will be demonstrated in order to show its differences compared to canonical bei passive.
Remaining problems will also be pointed out and discussed.
Take (14) for example, by using the expression “被离婚” bei-lihun ‘bei-divorce’, it means that not
knowing the whole situation and without her agreement, the wife of the steel entrepreneur (钢铁大亨发
妻) is forced to end her marriage to her husband unwillingly.
Lu (2013) seems to regard this usage as interchangeable with passivized causative sentences,
assuming that 被 bei-XX is alternative of 被迫 XX bei po XX ‘be forced to XX’ without verbalizing 迫
po ‘to force’, so that “被离婚” bei-lihun ‘bei-divorce’ can be deemed equivalent to 被迫离婚 bei po lihun
‘be forced to divorce’. Yet comparing (14) to (18) and (18’), bei-XX and passivized causatives (被迫 XX
bei po XX) should be considered different constructions owing to their subtle semantic dissimilarity:
If it is under the circumstance that the wife of the steel entrepreneur is aware of any knowledge on the
inside that leads to their divorce, it is seemingly more difficult to use the bei-XX construction. Therefore,
while the nuance of “not knowing the whole situation” is not necessary for passivized causatives, it seems
to be a prominent semantic feature for bei-XX.
Although the regular pay of the employee in (19) is not raised, for some reasons (to meet the standard of
welfare regulations for example) the statistics are manipulated and the average payment appears to be
raised. The graduate in (20) gets a job without knowing it himself and finds out that his school signs the
employment agreement for him. Local people in (21) are reported as comparative wealthy while some of
them are in fact in poverty; ordinary teenagers are said to be Internet addicted but they are actually not in
(22). From the above instances, users of the bei-XX construction intentionally choose the predicate that
does not reflect reality, in order to indirectly express that the mere participant of the event receives negative
influence (damage and harm) when the wrong information is being reported and spread. (11)-(13) above
also belong to this category.
Reporting an untrue situation of someone and making him stand as a victim in an adversative
situation as the constructional meaning, the second usage of 被 bei-XX is claimed to be interchangeable
to 被說成 XX bei shuo cheng XX ‘to be said XX’ by Lu (2013), and XX is what is being falsely rumored
about. Therefore, 被精神病 bei-jingshenbing ‘bei-mental-disorder’ in (13) for instance is 被說成精神
病 bei shuo cheng jingshenbing ‘said to become having mental disorder’ without realizing 說成 shuo
cheng ‘said to be/ become’. Yet it is not explained why 說成 shuo cheng is truncated, or why we can
recover 說成 shuo cheng instead of other predicates. Even if the expression can be interpreted as “said to
be XX”, there can be seen trivial differences in meaning when the same construction is placed in different
sentences.5
5
Lu (2013) admits that there are expressions that cannot be clearly categorized in the two types of
meaning. For instance, 被自杀 bei-zisha ‘to be “suicided”’, which is categorized as the “being (falsely)
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3.1.3. Relationship of “being forced” and “being (flasely) reported/ said” types
Furthermore, note that the same bei-XX may be ambiguous between the first and the second type proposed
by Lu (2013) and can only be distinguished by context. For example, while “被离婚” bei-lihun ‘bei-
divorce’ in (11) is categorized of the “being forced” type, “被离婚” in (23) is better interpreted as of the
“being (falsely) reported/ said” type (since Beckham does not get divorced in reality):
(23) 贝克汉姆「被离婚」英媒体见怪不怪将消息屏蔽。
‘Beckham is “bei-divorce”. British media block the (fake) news without shock or surprise.’
(Chen 2017:65)
reported/ said” type, invites different interpretations in the following two sentences:
(i) 白岩松 “被自杀”多次。
‘Bai Yensong is “suicided” several times.’
(ii) ...李国福在监狱医院 “被自杀”。
‘Li Guofu was “suicided” in the prison hospital.’
(Lu 2013:27)
白岩松 Bai Yensong in (i) is someone who does not even die but just becomes the victim of an untrue
rumor that he has killed himself, which is similar to (23). While 李国福 Li Guofu in (ii) did die in the
prison hospital, the reason of his death is unclear yet it was announced as suicide, which is not believed by
the user of the expression.
Papers in Linguistics Science, No. 26 (2020) 87
to canonical passive. While the meaning of canonical passive is “someone or a thing is caused to experience
some state of affairs” no matter if it is positive, neutral or negative, the extended bei-XX construction is
restricted to negative situations and adds the nuances that someone is rumored on news or is forced without
his/her willingness. In other words, comparing to prototypical passives which are representational in
function, bei-XX is more of expressive function, to express feelings like anxiety, sarcasm, mockery,
uncertainty, or unbelief.
Although the structure of bei-XX construction looks similar to prototypical short passive, three syntactic
features differ the new bei-XX from canonical passives. First, no NP can be recovered between the passive
marker 被 bei and the following predicate XX in this new construction, and there is also no corresponding
active sentence for bei-XX6, as illustrated in (25) and (25’). In contrast, as for short passive, an agent NP
can still be added back to make a long passive, and corresponding active sentence can also be obtained by
the rearrangement of the grammatical relations of the arguments, as shown in (3) and (4). Indirect passive
discussed in 2.4.2 also does not have a corresponding active sentence, yet an NP is realized after 被 bei in
6
Since the cause of the subject NP’s adversative situation is intentionally wiped out in bei-XX, it is not
expected to be realized in the sentence as mentioned in 3.1.4. However, there are a few instances that a
causer NP seems to appear after the passive marker 被 bei.
(iii) 宫鲁鸣又一次被媒体 “解职” 了。
‘Gong Luming is “dismissed” by the media again.’
(Chen 2017:64)
However, the sentence above is not the target bei-XX in this study, since it has the syntactic structure of a
long passive. Not only can its corresponding active sentence (媒体又一次 “解职”了宫鲁鸣) be made
(comparing to (25’)), the subject 宫鲁鸣 Gong Luming bears the thematic role of patient related to the
predicate 解职 ‘dismiss’, which is a syntactic feature of canonical passive. What is confusing is the
sentence above shares a similar meaning with the new bei-XX: being falsely reported by the media. Chen
(2017) explains that it is achieved through pragmatic implication: the media is not the boss of Gong
Luming and cannot disemploy him, so based on the optimal relevance, the media is just spreading rumors.
The usage of 解职 ‘dismiss’ is also accompanied by quotation marks to specify it is a marked expression.
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indirect passive.
Second, possible predicates for the new bei-XX construction include intransitive verbs (Vi), VN
construction (which structurally cannot take a direct object), adjectival verb (adjective) phrases (AP), and
noun phrases (NP), which are mostly those do not appear in canonical passives because of their low
transitivity. They are mostly “actions taken by people on their own initiative or at their own will […] or
situations arrived at spontaneously” (Xiao 2016:90), and have only one argument. In comparison,
predicates of canonical passives are often of higher transitivity, presupposing they have at least two
arguments (agent and patient). Since transitivity is manifested when a patient receives force or influence
from the agent and experiences changes, and passivization aims at demoting the agent in order to switch
to other participants’ (patient for most of the time) perspective as mentioned in 2.1, so it is plausible that
passivization for predicate with only one argument in nature will be rare and non-canonical. Compared to
indirect passives (2.4.) which add an additional affected participant, the bei-XX implies the existence of a
causer (however implicit since it cannot be recovered) leading to an adversative situation. Therefore, Xiao
(2016:90) concludes that “with bei preceding them, the strings become ungrammatical syntactically and
absurd semantically,” as discussed in 3.1.4.
Last but the most distinctive syntactic feature of bei-XX is that the subject of bei-XX construction is
an affected participant of the adversative situation but not the patient of the predicate XX. On the contrary,
the subject can be the doer of the action which the predicate XX referred to. Take 被捐款 bei-juankuan
‘bei-donate’ in (15) for example, Lu (2013) categorizes it as the “being forced” type, which is
Papers in Linguistics Science, No. 26 (2020) 89
interchangeable to passive of causative construction 被迫捐款 bei po juankuan ‘be forced to donate’.
The subject 我 wo ‘I’ is the doer of the action 捐款 juankuan ‘to donate’, and the patient of the
unverbalized co-verb 迫 po ‘to force’ at the same time. Therefore, 我 wo ‘I’ in (15) is the one who
“donates” money, even though the “donation” is done without the acknowledgement and against the
willingness of the subject NP. Though it is questionable whether the bei-XX construction and passive of
causative construction can be regarded as equivalent (as discussed in 3.1.1), it is clear that subject in
canonical passives is definitely not the doer of the action but the receiver, while it is the participant who
performs the action that becomes the subject of bei-XX construction.7
7
As for the “being (falsely) reported/ said” type, Lu (2013) claims that the subject NP is not the doer of
the action referred by the predicate XX since the described event does not happen in reality. For instance,
李国福 Li Guofu in (25) is not the doer of the action 自杀 zisha ‘to commit suicide’ but merely the
affected participant of “rumor, say or report.” However, it can also be analyzed as it is a rumor or false
information about Li Guofu that he commits suicide, and Li Guofu is the doer in the rumored proposition.
90
captured by this model, this chapter proposes the event schemas for the two types of bei-XX passives, i.e.,
“being forced” type and “being (falsely) reported/ said” type, and characterizes these novel usages of
Mandarin passives in terms of the function of passives.
4.1. The “billiard-ball model”, action chain, and prototypical transitive relation
A central claim of cognitive linguistics is that all grammatical constructs in linguistic expressions are
symbolic units with a phonological pole and a semantic pole. Consequently, even elements like inflectional
morphemes which was considered with mere grammatical functions, or rather abstract units such as
grammatical constructions, have some sort of conceptual input. (Langacker 1991, 2008) Before we discuss
how cognitive linguistic approaches deal with linguistic phenomenon regarding transitivity and voice, a
conceptual model which plays as the basis of semantic characterization for grammatical constructs in
linguistic coding will be first mentioned: the “billiard-ball model” and action chain.
According to Langacker (1991), we conceive of the world as being composed of numerous “discrete
objects”. With energy supplied from the inside or received from the outside, these objects move from the
location they exist, and transmit energy by physical contact to another object, and perform interaction with
each other. The interactions are defined as several events, and the involving objects are considered
participants. This idealized force-driven model is called the “billiard-ball model” and is claimed
substantial to our thought processes, which makes it one of the conceptual archetypes within cognitive
linguistic framework.
However, as we cannot pay attention to all the interacting objects at the same time by the limit of
perception, linguistic coding for a situation is also selective to certain objects in focus. From the network
of interacting objects as schematized as (a) in Figure 1, an asymmetric energy-transferring relation is
especially of our concern: one participant has physical contact and transfers its energy (illustrated by
double arrow in Figure 1) to another participant, and then continuously to the third until the transmission
stops. The unidirectional energy-transmission is called “action chain” and can be sketched as (b). Yet a
finite sentence cannot cover all parts of the action chain. Therefore, only the participants in the scope of
predication specified by the finite sentence are selected (as shown in (c)), and further participants will be
profiled according to their cognitive prominence (as shown in (d)). This is the conceptual structure invoked
by a finite clause.
Papers in Linguistics Science, No. 26 (2020) 91
As for the participants, there are two main archetypes when constructing an event: an agent and a patient,
which are consistent to the previous studies concerning thematic roles. A prototypical agent is the source
of energy and is the participant volitionally carrying out action, resulting in having physical contact with
the next participant, and transmitting the energy. On the contrary, an archetypal patient is the opposite
participant receiving the energy and experiencing changes. As a result, a prototypical transitive event can
be defined as the profiled action chain starting from a prototypical agent transferring energy to a
prototypical patient which eventually have a spatial change or change of state. Based on the above ideas,
Taniguchi (2005:34) generalizes the prototypical transitive relation (P-transitive relation) as below:
8
Taniguchi (2005) combines Croft’s causative construction into Langacker’s action chain to make a
distinction for segments on a profiled action chain representing the P-transitive relation. The transmission
of energy from the agent to the patient (illustrated as a double arrow) corresponds to a CAUSE segment,
while the locational or stative change which the patient experiences corresponds to the CHANGE segment,
illustrated by a single arrow. The last circle in a square on the end of the action chain is schematized for
the end location/ state of the patient object. The agent on the head of the action chain is shaded to
distinguish itself from other participants.
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But how could the grammatical relations in a finite clause, that is, the choice of subject, (direct) object and
oblique be explained by using action chain? Since not always is the agent realized as subject, it is said that
it is difficult to solely rely on thematic roles to account for the grammatical structure of a sentence.
Langacker (1991) claims that in fact as long as the scope of predication and the profiled portions of the
action chain are decided, the grammatical relations of a finite clause are predictable. Consider an event
that Floyd use the hammer to break the glass on the window. There are three prototypical thematic roles in
this event: an agent (Floyd), an instrument (the hammer) and a patient (the glass). Energy is transmitted
from the agent, through the instrument, and affecting the patient, as Figure 3(a) illustrates. When the scope
of predication is determined, different parts of the action chain can be profiled, and possible linguistic
codings are instantiated in (26) and (27).
9
The squiggly arrows in the rightmost participant of the action chain in Figure 3 indicate changes which
the patient experiences after receiving the transferred energy.
Papers in Linguistics Science, No. 26 (2020) 93
Action chain (b) in Figure 3 corresponds to (26a) and (27a), where the agent is realized as the subject and
the patient as direct object. Action chain (c) corresponds to (26b) and (27b), where the instrument is
realized as the subject. Action chain (d) can be represented by (26c), in which the patient is the only
participant being profiled and therefore becomes the subject. On the contrary, in action chain (e) only the
patient is not profiled, and the corresponding (27c) has an agent-subject and an instrument-object.
It seems random that any participant is possible to be the subject, yet the selection of subject and
direct object is actually determined according to the profiled portion of the action chain. The first
participant of the profiled portion, that is, “the head” of the action chain is realized as the subject of the
clause, while the last participant, “the tail” of the action chain as the direct object. This tendency results
from the accommodation (or harmonization) of unidirectionality of the “natural path” in an action chain.
(Langacker 1999: 363, Taniguchi 2005:37-38) From the perspective of energy transmission, the agent is
often the starting point and the initial constituent of the action chain and deliver energy to its downstream
participants. From the perspective of cognitive prominence, the agent is the trajector which the speaker
will first access to. As a result, the agent often appears in the initial position of the finite clause, which
makes it the subject. As for the patient, it is the tail located in the downstream of the action chain, which
makes it the second salient participant following the agent. Therefore, the patient is often realized as the
direct object. If an agent and a patient are profiled in the action chain for an unmarked prototypical
transitive event, although other participant like instrument is also in the downstream of the action chain
after agent, it cannot be realized as direct object but oblique since its cognitive prominence is relatively
lower to the patient. “With the hammer” in (26a) is such a case. Nonetheless, if the patient is not profiled
in the action chain ((e) in Figure 3), the instrument as the tail is also likely to be the direct object, as shown
in (27c).
In conclusion, the schema of the subject can be characterized the most salient object located in the
head of the natural path, while the schema of the direct object is the secondarily salient object and is located
in the downstream of the natural path following the agent.
10
In comparison to the indirect passive mentioned in 2.4.2, direct passive refers to passives having a
corresponding active sentence with the same number of arguments, especially to the canonical passive in
which the subject is the patient and is realized as the direct object in its corresponding active sentence, as
shown in 2.1.
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While (28a) and (28b) seem to depict the objectively same event, in cognitive linguistic framework they
show the difference in choosing which the most prominent participant (that is, the trajector) of the event
is. (Taniguchi 2005:40) As we can see in Figure 4(b), the participant which is chosen to be the trajector is
not the head of the action chain (the agent) but the tail (the patient). The apparent violation of “natural
path” makes passive a marked expression, and it must be motivated by some kinds of functions. As
mentioned in 2.1, passivization does raise the direct object to the subject position in the corresponding
passive sentence, yet according to Ramchand (2013), the most important function of passivization is “the
demotion of the rather winning argument”. Shibatani (1985) also characterizes passivization as “agent
defocusing”, which the most salient agent is defocused and other participants (often the patient) are
therefore being focused instead.
It is worth mentioning that passivized sentences are intransitive since there is no other participant
following the patient in the downstream of the action chain. The agent will not be profiled as landmark
and become the direct object in the passive sentence, for the direction of the energy transmission cannot
be reversed and the agent is still in the upstream even if it is not profiled. Thus, as a marked grammatical
construction, passives still support the “natural path” in the action chain as we discussed above.
But how about indirect passive? Can passive construction like indirect passive which has no
11
The diagrammatic representation in Taniguchi (2005) differs from those in Langacker (1991) in that
only the most salient participant, that is, the trajector is represented in bold lines. Langacker tends to use
bold lines for all the profiled portions within the scope of predication, which can be seen in Figure 3. The
dotted line connecting the trajectors stands for correspondence.
Papers in Linguistics Science, No. 26 (2020) 95
corresponding active sentence be explained by using active chain? As mentioned in 2.4.2, indirect passive
can only find corresponding active sentence by removing the subject, the adversely affected participant
(the experiencer).
The active sentence without the experiencer can be conceived as an autonomous unitary event alone like
(29’) (minimal autonomous event conception will be discussed in 4.2.2). Taniguchi (2005:307) concludes
that the autonomous single event becomes the cause of the mental change (being adversely affected) of the
subject of the indirect passive sentence. She proposes the “extensive transitive relation (E-transitive
relation)” as the conceptual basis for indirect passive in Japanese. What differs E-transitive with P-
transitive is that while the CAUSE segment in P-transitive is composed of an agent, the CAUSE segment
in E-transitive includes an event. To put it in another way, an event plays the role of what an agent does in
P-transitive, to cause other participant’s changes. Since this event, the CAUSE-event, is causing other
participant’s changes, it can be construed holistically and is required to be an autonomous dynamic event.
See how E-transitive is used to explain the event which an indirect passive depicts in Figure 5.
Figure 5. Illustration of indirect Passive in Japanese (29) using E-transitive (Taniguchi 2005:308)
96
If we take (29) for example, the autonomous CAUSE-event こどもが泣く kodomo ga naku ‘The kid
cries’ is the cause to the change of mental state (to feel adversely affected) of the subject 僕 boku ‘I’.
Though indirect passive is based on E-transitive relation, it also profiles the tail (the experiencer) of the
action chain, which is an inherited feature from the canonical direct passive. Taniguchi (2005:308) suggests
that since E-transitive relation is extended from P-transitive relation, indirect passive can be deemed as
extensive construction of direct passive while the former is based on E-transitive relation and the latter is
based on P-transitive relation.
12
The dotted lines in Figure 6 represent that there are events in which the goal of movement will not be
clear if it is not specified by a prepositional phrase (an oblique). For example, John walked (to the station).
(Taniguchi 2005:121)
13
The double arrow in Figure 7(a) indicates that the energy source of S-thematic relation is within the
Papers in Linguistics Science, No. 26 (2020) 97
A thematic relation is defined as the processual event which constitutes a single participant’s change of
location or state. In Taniguchi (2005)’s framework, a thematic relation (Figure 6) corresponds to the
CHANGE-LOC(STATE) segment compared to a P-transitive relation (CAUSE-CHANGE-LOC(STATE))
in Figure 2, which shows that a thematic relation is included in a P-transitive relation, or we can say P-
transitive relation is a thematic relation adding the source of energy which drives the change, the CAUSE
segment. In fact, the CAUSE segment relies on a thematic relation, while a thematic relation is
conceptually autonomous, which it does not rely on the CAUSE segment. (Langacker 1991:245)
As the nucleus of an event conception, a thematic relation can be construed absolutely without the input
of energy, or it can specify the source of energy and elaborate the event, making a complex event. By
adding additional layers of energy input (the CAUSE segment), the action chain can be expanded in any
desired length, as shown in Figure 8 below. The whole action chain can not only be viewed holistically as
a unitary complex event, but also be chunked into a series of several events.
mere participant and not supplied from the outside. The dotted lines in Figure 7(b) represent the portions
of the action chain which are within the scope of predication yet is not profiled.
98
The successive incrementation of energy input can be utilized in the conception of causativization. Let us
first discuss causativization related to intransitive verbs. Intransitive verbs are monovalent, which means
they only have one participant to be their argument. In cognitive linguistic framework, the event they
represent are of thematic relations. Therefore, the causativization of a thematic relation can be deemed as
adding an additional CAUSE segment (an additional layer of energy input) to a thematic relation.
(Taniguchi 2005:270)
There will be two ways to code the causative event. One is called lexical causatives. After the
addition of a CAUSE segment to a thematic relation (CHANGE-LOC(STATE)), it will make the extended
action chain have similar conceptual structure of a P-transitive relation (CAUSE-CHANGE-LOC(STATE),
as shown in Figure 2). Therefore, the whole action chain can be holistically construed as a P-transitive
relation, and its linguistic coding can be represented by a finite clause with a transitive verb. For instance,
regarding the event of Bill died, if we specify that the energy input leading to the participant’s (Bill) change
of state (to become dead) is from another participant John, then we can also construe the whole event as
John killed Bill. Taniguchi (2005:270) mentions that lexical causative is reasonable for the causativization
of E-thematic relation since in nature E-thematic relation implies supplication of energy from the outside,
and it can also be justified from the fact that unaccusative intransitive verbs, which represents a E-thematic
relation14, often have a pairing transitive verb.
While the extended action chain in which a CAUSE segment is added onto a thematic relation can
be construed as a unitary event, it can also be chunked into several events to form a complex event. In
comparison to E-thematic relation, a S-thematic relation does not require external energy and hence is
conceptually independent. As a consequence, even adding a CAUSE segment onto a S-thematic relation,
the CHANGE-LOC(STATE) segment is chunked as an autonomous core sub-event in the whole extended
action chain, which makes the whole event a complex one. The complex event can be realized in a way of
using causative verbs (make, let, have, etc.) to form causative construction in English, which is called
periphrastic causatives. (Taniguchi 2005:270) For instance, an event demonstrating a S-thematic relation
John sang can be causativized as She made John sing.
Note that not only causative of S-thematic relation can be coded in the periphrastic causative fashion,
causative of E-thematic relation can also be coded with causative verbs in English, such as John caused
Bill to die. According to Kemmer and Verhagen (1994), periphrastic causatives are used in English when
the causation involves “some perceived mediacy”. On the contrary, “indirectness” seems to be not what
motivates periphrastic causatives in Japanese, as reported by Taniguchi (2005:272). Taniguchi (2005:274)
14
According to Taniguchi (2005:123), the differentiation of S-thematic relation and E-thematic relation
corresponds to the difference of unergative verbs and unaccusative verbs.
Papers in Linguistics Science, No. 26 (2020) 99
proposes that as long as the thematic relation which the intransitive verb denotes can be construed as
autonomous, periphrastic causatives can be applied. And the key to the autonomy of the thematic relation
is the “subjecthood” of the subject of the intransitive verb. If the mere participant of the thematic relation
demonstrates “volition” to achieve the change by itself without external causer, or has “controlability” over
the change (being able to control the change of state), as the autonomous reading is possible, even
unaccusative verbs which denote E-thematic relation may have acceptable periphrastic causatives.
The “subjecthood” of the head of the original action chain can also be seen (or it is more apparent)
in causativies derived from transitive verbs. While the event represented by a transitive verb is already a
P-transitive, we can still add another participant to specify the source of energy. The new participant, the
primary agent or we can call it the causer, is added in the upstream of the original profiled action chain
and therefore is realized as the new subject. While the original agent becomes “the secondary agent”, and
is often marked by dative or prepositional phrase. Langacker (1991:256) calls the head of the original
action chain the “causative pivot”, of which energy is given from the primary agent in the upstream, yet
it is not completely thematic. The causative pivot still has the “responsibility” to certain degree of
initiating and providing energy to drive the thematic relation in the downstream, which is the characteristics
of “subjecthood”.
Yet no matter how a causative is coded linguistically, they still follow the “natural path” mentioned in 4.1:
The participant located in the head of the profiled action chain will be verbalized as subject, while the tail
participant will be verbalized as the direct object.
Figure 11. Schema of Passivized Causative 被迫 ... bei po … ‘be forced to ...’15
Note that the causer is still within the scope of predication but is just defocused to be less cognitively
prominent. As a result, the causer can still be realized as oblique16. In addition, as mentioned in 4.2.2, the
pivot in the passivized causative (发妻 faqi ‘wife’ in (30c)) demonstrates some level of “subjecthood”:
although she is being forced, the wife of the steel entrepreneur still initiates the thematic event 离婚 lihun
‘to get divorced’ based on her own volition (since there are situations like 雖然被迫離婚,但她拒絕了
‘Though being forced to get divorced, she refused.’). The block surrounding the CHANGE-LOC(STATE)
segment represents that it is depicting an autonomous event, for the whole event is realized by periphrastic
causative using co-verb 迫 po ‘to force’ instead of lexical causative.
Now let us think about the “being forced” type of the new bei-XX construction. The event depicted
15
It seems that the passivized causative construction 被迫 XX bei po XX ‘be forced to XX’ requires a
S-thematic relation as the core event, for an E-thematic relation seems difficult to become the predicate
XX, e.g. *她被迫死了 ta bei po si le ‘She is forced to die’. Further study is needed for the core event of
a complex event like passivized causatives in Mandarin.
16
For example, 发妻被钢铁大亨強迫离婚 ‘The wife of the steel entrepreneur is forced to get divorced
by him.’
102
in (30d) is portraying that the thematic event 离婚 lihun ‘to get divorced’ happens without the subject’s
willingness and acknowledgement (See the comparison of (18) and (18’)). Furthermore, the cause of the
event is unclear: it is not sure who is the causer of the thematic event. Based on the semantic and syntactic
features described in Chapter 3, the schematization of “being forced” type of bei-XX is proposed as in
Figure 12.
Two differences can be observed compared to passivized causatives (Figure 11). First, the block
surrounding the CHANGE-LOC(STATE) segment remains in bei-XX, since a thematic event which is
conceptually autonomous is still invoked. However, the pivot seems to lose some of its “subjecthood”, as
it cannot control over the thematic event and the change of state is not based on its own volition, which is
illustrated as the double arrow in dashed line. Second, the causer is not profiled in Figure 11 because it is
defocused due to passivization, yet the causer is not even included within the scope of predication of the
new bei-XX, which is diagrammed as the dotted circle in Figure 12. From the fact that the causer cannot
be recovered and remains implicit, the causer is thought to be out of the scope of predication of bei-XX.
(31) 贝克汉姆「被离婚」英媒体见怪不怪将消息屏蔽。
‘Beckham is “bei-divorce”. British media block the (fake) news without shock or surprise.’
(= (23))
The difference between (31) and (30d) is whether the thematic event, 离婚 lihun ‘to get divorced’ in this
case, does happen in reality or not. In reality, Beckham is not divorced but is rumored to be divorced, and
by being falsely rumored Beckham receives adverse influence from it. It can be said that the reading of
“being falsely reported/ said” of bei-XX establishes in the context that what is described does not
correspond to reality. If Beckham were divorced in reality, then the interpretation of (31) would be of
“being forced” type.
The schema of “being (falsely) reported/ said” type is proposed as diagrammed in Figure 13, which differs
from Figure 12 with regard to the occurrence of change and its resultative state being illustrated with
dashed lines. The block representing the autonomy of the thematic event is also illustrated in dashed lines.
In reality, a change of the profiled participant might have happened, yet is not portrayed as XX denotes.
For instance, in the case of 李国福 “被自杀” ‘Li Guofu is “bei-suicide” (falsely said to commit suicide)’
in (25), Li Guofu did die in the prison hospital, but the user of expression “被自杀” believes he did not
die of suicide but of other causes. So the profiled participant does experience some change owing to
external energy source, yet it is not what is described by the predicate XX.
Figure 14 abstracts the similarity of Figure 12 and Figure 13 in: (i) the thematic relation (CHANGE-
LOC(STATE) segment) being conceptually autonomous, (ii) the external source of energy being not
selected in the scope of predication, and (iii) the participant which experiences change being profiled as
the trajector. Each of them corresponds to the syntactic features of bei-XX summarized in 3.3.
It can be observed that the predicate XX may be an intransitive verb, VN construction, adjectival
verbs or even a nominal phrase, and what they have in common is that they all require only one argument,
as a thematic relation only include one participant. The event XX mostly represents volitional action and
spontaneous situations as mentioned in 3.2, which corresponds to the thematic event being autonomous in
Figure 14. Yet the mere participant which initiates the change lacks a certain degree of “subjecthood”, for
it cannot control the change and has no volition and willingness to initiate it. In fact, it is presumed to have
an energy source outside of the thematic relation that initiates the change. The source of energy, or the
causer of the event, however, is not included in the scope of predication, and therefore the causer remains
implicit and cannot be recovered. The external energy source must be strong enough to initiate the thematic
relation with it head lack of “subjecthood”, so the implicit causer is often authority, officials or social
media. Last but not the least, the participant who experiences change is selected to be the trajector since it
104
is the mere participant within the profile action chain. It is realized as subject of the bei-XX construction.
What distinguishes “being forced” type and “being (falsely) reported/ said” type is whether the event
represented by the thematic relation is consistent with what really happens or not. “Being (falsely)
reported/ said” type depicts an event which does not happen or happens in a different manner.
5. Conclusion
So far this paper has considered a novel usage in Mandarin passive, bei-XX construction. To define bei-
XX and to distinguish it from other uses, functions of passives and properties of bei passives have first
been examined. To perform the function of demoting the agent, canonical bei passives have the structure
with a patient as subject, followed by passive marker 被 bei, the optional agent and the transitive predicate.
Two qualities of bei passives can be observed: Adversity and disposal of the patient function as necessary
constructional meaning. While transitive verbs are expected to be the predicate of bei passives, the new
bei-XX construction seems to allow intransitives and others of atypical grammatical categories to be the
predicates. Based on previous studies, this thesis has categorized bei-XXs into two types according to their
constructional meaning. “Being forced” type has the meaning of being forced to do an action or reach a
certain state against their willingness, while “being (falsely) reported/ said” type depicts a situation which
is incompatible with the reality. The two types share three syntactic features distinct from canonical
passives: (i) No NP can be recovered following bei as the demoted agent. (ii) bei-XX requires predicates
other than transitives. (iii) The subject of bei-XX does not play the role of receiving action but acts like
the doer of an action.
Even though Xiao (2016) may come to a conclusion that the passive marker 被 bei in bei-XX has
grammaticalized to a pseudo-prefix and makes the whole construction of intransitive, it has yet to clarify
how we construe the event represented by bei-XX, and how it is reflected on bei-XX’s structural features.
Hence, conceptions in cognitive linguistic framework are introduced in this study. By employing the action
chain model, it has been found that the event construal of the two types share similarities in that: (i) the
most salient participant (which is realized as subject) loses some “subjecthood” like lack of volition and
controlability over the thematic relation the predicate denotes, and at the same time receiving external
energy to drive the whole event, (ii) the source of external energy may be out of the scope of predication
for it cannot be recovered in the corresponding bei-XX construction. The difference of “being forced” type
and “being (falsely) reported/ said” type resides in whether the event they denote corresponds to reality or
not.
Although it is presumed that the thematic relation XX denotes in bei-XX is conceptually autonomous
and therefore it is expected that XX will be predicates denoting S-thematic relations, only a small number
of predicates have been examined in this study. Corpora-driven approaches are expected in the future
Papers in Linguistics Science, No. 26 (2020) 105
research, to see if the distribution of the predicates justifies this study. Furthermore, the distinction of
“being forced” type and “being (falsely) reported/ said” type is attributed to a pragmatic factor: reference
to the real world or to a certain context. Therefore, the interpretation of the two types of interpretation can
also be examined under frameworks concerning context.
106
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「被」を用いた非典型的受動構文-認知言語学による分析-
樊 毓(ハンイク)