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    Kalil - Compliance Officer

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    remotejobs38

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    Kalil - Compliance Officer

    Uploaded by

    remotejobs38
    6 views4 pages

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    Copyright:

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    6 views4 pages

    Kalil - Compliance Officer

    Uploaded by

    remotejobs38

    Copyright:

    © All Rights Reserved
    Download as PDF, TXT or read online from Scribd
    Download as pdf or txt
    of 4

    .

    MOHAMED KALIL RAHMAN


    Compliance Officer & CDD Expert

    Address Abu Dhabi, UAE


    Phone +971 568508801
    E-mail [email protected]

    Seasoned professional having 9 years of overall experience and offering valuable experience with a
    documented track record of success in-depth Agile Scrum ways of working experience in banking
    operations across retail and corporate industry, especially Digital Banking, Compliance, CDD, EDD,
    AML, KYC, Customer On-Boarding, FATCA, CRS and account maintenance.

    Skills

    Compliance Officer

    KYC, CDD & EDD Expert

    Onboarding of Corporate, FI & Retail clients FATCA &

    FATCA & CRS Due Diligence

    Screening on the clients (Name Screening, AML Screening Adverse Screening, Sanction
    Screening & PEP Screening

    Risk Assessment, Documentation & Reporting

    Team Management, coaching & Leadership

    Excellent communication and mentoring skills

    Process Optimization and innovation.

    Domain knowledge: KYC, Due Diligence, SME Account Opening, maintenance & AML
    Transaction Monitoring, Correspondent Banking Due Diligence.

    Hard Skills: Hands-on experience in effectively employing Jira, Confluence, MS Office utilities
    (Word, Excel and PowerPoint) Flex-Cube, EDMS, Citrix, CRM, E-Name, World Check, IBM-BPM
    and Internet Applications. Good Typing Speed and Accuracy both in English and Arabic
    .

    Work History

    Feb-2024- Compliance officer


    Current Al Maryah Community Bank
    Abu Dhabi, UAE

    Key deliverables Areas:

    Regulatory compliance: Ensuring the bank complies with all applicable laws
    and regulations which is regulated by central bank of UAE. And also
    ensuring the bank complies anti-money laundering laws, FATCA, FATF &
    OFAC policies and procedures.

    Risk Management: Identifying and assessing compliance risks and


    developing strategies to mitigate them.

    Reviewing Corporate Onboarding: Conduct comprehensive reviews of new


    corporate clients to ensure compliance with regulatory requirements.
    Verify documentation and perform due diligence to assess risk levels.

    Reviewing Negative News: Monitor and evaluate negative news related to


    clients and potential clients, implement appropriate measures to address
    identified risks and maintain compliance standards.

    Adverse Media Assessment: Conduct thorough assessments of adverse


    media related to clients to identify potential risks. Analyze and report
    findings to inform risk management strategies.

    PEP Assessment: Assess and monitor Politically Exposed Persons (PEPs),


    including both local and foreign PEPs, to ensure compliance with regulatory
    requirements.
    Implement enhanced due diligence measures for high-risk client.

    Sanction Risk Assessment: Conduct assessments to identify and evaluate


    sanction risks associated with clients and transactions. Ensure compliance
    with international sanctions regulations and implement measures to mitigate
    risks.

    Analyzing Mitigating Factors: Assess and analyze factors that could mitigate
    identified compliance risks. Provide recommendations for risk management
    and compliance strategies.

    Transaction Monitoring: Conduct ongoing monitoring of transactions to


    detect suspicious activities. Investigate and report unusual or potentially
    illegal activities in accordance with regulatory guidelines.
    .

    Dec 2016 – KYC & CDD Analyst (Assistant Manager)


    Jan 2024 Tata Consultancy Services, Chennai
    Project: Middle East & UK Based clients

    Key deliverables Areas:

    Looked after day- to-day operations of Business Banking Group, Cash and
    Account Management Team, and PEP Remediation.
    Expertise in KYC (Client On-boarding, Periodic Review & Remediation) –
    Complete document verification of Retail, Corporate Account opening &
    Correspondent Banking, Risk Assessment, Filling of Correspondent Banking
    Evaluation Sheet, Account maintenance, Signature update, Owner &
    Partnership update, ID & Company documents update (Static Data Change),
    AML Name screening.
    Adept in various process analysis technique and process lifecycle
    management viz. Analyzing current state and to be state, Reviewing,
    updating and cascading standard operating procedure (SOP) & change
    request, SLA management
    As a SME clarified domain queries, provide process insights and be part of
    business review.
    Extensive experience working with both offshore and onshore teams ensuring
    alignment to project scope and deliverables at all times
    I have diligently addressed to internal Audit, Compliance & Risk management
    team queries
    Coordinating with the audit team on an ongoing basis to discuss root cause
    analysis of audit results aiming at minimizing the error percentage and
    reduction of TAT for various account opening process
    As part of CDD, I have reviewed Bank Branch Addendum, Group and Country
    (Local) requirement as per the agreed standard
    I have played the role of Business Analyst cum Scrum Master, and supported the
    product owner in different areas, like requirement gathering, connecting with
    different stakeholders, product backlog preparation, writing user stories, PI
    planning, capacity planning, risk assessment and complete PI commitment for
    the quarter.

    Additional Responsibilities: -
    • Worked as a Supportive Business analyst for one of the leading banks of
    Middle East, UAE.
    • Assisting and validating the detailed functional specification using business
    analysis, process map, flow charts, activity diagram, documents analysis and
    workflow analysis etc.
    • Interpreting business needs of customers and translating them into
    application and operational requirement with the help of strong analytical
    and product management skills
    .

    • Collaborating proactively with internal and external customers to analysis


    information needs and functional requirement and delivering use cases,
    interface design as an when required
    • Supported process owner and subject matter expert to roll out multiple
    applications in retail banking operations using agile methodology which has
    led to cost reduction and process improvement
    • Assisted operations team for Customer Due Diligence (CDD) / Client On-
    Boarding / EDD / KYC review functions, Fund Transfer, Payment processing, GL
    Transactions for Retail & Corporate banking clients
    • Actively participated in the establishment of compliance controls and
    effective governance framework pertaining to Retail Banking for liabilities
    operation
    • SPOC for the incidents received from end users as a part of post-production
    support
    • Risk identifying and reporting and resolution.
    • Translating the Arabic documents to English to complete the banking
    operations

    Oct 2014 - Credit Analyst (Senior Practitioner)


    Feb 2016 Concentrix Daksh, Bangalore
    Project- Middle East Bank
    Highlights of the Role:
    • Prescreening the documents to provide credit facility
    • Dedupe check on the client
    • Emcredit Check on the client
    • CPV on the client
    • Translating the documents from Arabic to English to provide the credit facility
    • Pre approving the credit facility like Personal Finance, Auto Finance & Credit
    cards.

    Education

    May 2010 - BA: Bachelor of Arts


    Apr 2013 BS Abdur Rahman University - Chennai, India

    May 2016 - MA: Master of Arts


    Apr 2017 University of Madras - Chennai, India

    Certifications

    Jan 2020 Certificate in Retail Banking from TCS

    Nov 2019 Certificate in AML and KYC from TCS

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