17 - 21 Bailey-Loves-Peroperative-Care-Principle of Surgery-3
17 - 21 Bailey-Loves-Peroperative-Care-Principle of Surgery-3
17 - 21 Bailey-Loves-Peroperative-Care-Principle of Surgery-3
Learning objectives
To be able to organise the preoperative care and the oper- • How to optimise the patient’s condition
ating list • How to identify and optimise the patient at higher risk
To understand preoperative preparation for surgery: • Importance of critical care in management
• Surgical, medical and anaesthetic aspects of • How to take consent
assessment • How to organise an operating list
ve The history of past surgery and anaesthesia can reveal the to communicate and mobility are important in planning reha-
problems one may face during current hospitalisation (e.g. bilitation after surgery.
intra-abdominal adhesions for planned laparoscopic surgery,
suxamethonium apnoea). The use of recreational drugs and
alcohol consumption should be noted as they are known to be Examination
associated with adverse outcomes. Check for allergies and risk Patients should be treated with respect and dignity, receive a
factors for deep vein thrombosis (DVT). Social history, ability clear explanation of the examination undertaken and be kept
as comfortable as possible (Table 17.2). A chaperone should
be present, especially for intimate examinations. This is will
often be part of a local guideline or policy.
Summary box 17.2
In symptomatic patients one should look specifically for
Principles of history-taking evidence of cardiac failure (raised jugular venous pressure
●● Listen. What is the problem? (Open questions)
(JVP), fine pulmonary crackles, gallop rhythm), peripheral
●● Clarify. What does the patient expect? (Closed questions)
vascular disease (loss of peripheral pulses, ulcerations) and
●● Narrow. Differential diagnosis (Focused questions)
valvular heart disease with characteristic murmurs (e.g. ejec-
●● Fitness. Comorbidities (Fixed questions)
tion systolic murmur in aortic stenosis, pansystolic murmur
in tricuspid regurgitation and mid-diastolic murmur in mitral
stenosis heard at respective areas on auscultation). When pos-
sible, the medical or surgical treatments for these conditions
TABLE 17.1 Key topics in past medical history. should be started and the patient stabilised before elective
Cardiovascular surgery. UK statistics show that patients with cardiac failure
●● Ischaemic heart disease – angina, myocardial infarction or cirrhosis even though on treatment have a high (8%) ‘30-
●● Hypertension day mortality’ after major surgery.
●● Heart failure The presence of a rapid respiratory rate, reduced air entry,
●● Dysrhythmia crepitations and rhonchi may indicate respiratory problems.
●● Peripheral vascular disease A history of dyspnoea along with examination findings of
●● Deep vein thrombosis and pulmonary embolism tachycardia, raised JVP, tricuspid regurgitation, hepatomegaly
Respiratory and oedematous feet will indicate severe respiratory disease
●● Chronic obstructive pulmonary disease
with pulmonary hypertension and right ventricular failure.
●● Asthma
●● Respiratory infections
Gastrointestinal
●● Peptic ulcer disease and gastro-oesophageal reflux Summary box 17.3
●● Liver disease
Endocrine/metabolic
●● Diabetes
●● Thyroid dysfunction
●● Phaeochromocytoma
●● Porphyria
TABLE 17.2 Medical examination.
Locomotor system General Anaemia, jaundice, cyanosis, nutritional
●● Osteoarthritis status, sources of infection (teeth, feet, leg
●● Inflammatory arthropathy such as rheumatoid arthritis
ulcers)
Other Cardiovascular Pulse, blood pressure, heart sounds, bruits,
●● Human immunodeficiency virus peripheral oedema
●● Hepatitis Respiratory Respiratory rate and effort, chest expansion
●● Tuberculosis and percussion note, breath sounds, oxygen
●● Malignancy saturation
●● Allergy Gastrointestinal Abdominal masses, ascites, bowel sounds,
Previous surgery hernia, genitalia
●● Problems encountered Neurological Consciousness level, cognitive function,
●● Family history of problems with anaesthesia sensation, muscle power, tone and reflexes
Entries in bold need to be recorded even when negative. Airway assessment
Examination specific to surgery exposure mean that chest radiographs should be restricted
to specific patients, such as those with cardiac failure,
At preoperative assessment, the clinical findings, site, side, severe chronic obstructive pulmonary disease (COPD),
specific imaging or investigation findings related to the acute respiratory symptoms, pulmonary cancer, metastasis
pathology for which the surgery is proposed should be noted. or effusions or those who are deemed to be at risk of active
Suitability of the patient for the proposed surgical option and pulmonary tuberculosis.
vice versa should also be assessed. For example, laparoscopic ● Clotting screen. If a patient has a history suggestive of
procedures are less invasive and are therefore preferred in a bleeding diathesis, liver disease, eclampsia, cholesta-
most; however, not all patients can tolerate pneumoperito- sis or has a family history of bleeding disorder, or is on
neum and positioning. antithrombotic or anticoagulant agents then coagulation
The type of surgery along with patient comorbidities deter- screening will be needed. However, the effects of anti-
mine perioperative risks, for example perioperative mortality platelet agents, low molecular weight heparins and newer
in major surgery such as that of open aortic aneurysm repair in agents affecting factor Xa cannot be measured by routine
the UK is 3% and that with endovascular repair is 1%. laboratory tests.
Sources of potential bacteraemia can compromise surgical ● Urinalysis. Dipstick testing of urine should be performed
results especially if artificial material is implanted, such as in on all patients to detect urinary infection, biliuria, glycos-
joint replacement surgery or arterial grafting. Check for and uria and inappropriate osmolality.
treat infections in the preoperative period, e.g. infected toes, ● β-Human chorionic gonadotrophin. Women of child-bear-
pressure sores, teeth and urine; screen the patients for methi-
ing age should be asked sensitively about their pregnancy
cillin-resistant Staphylococcus aureus colonisation.
status. If in doubt a laboratory test or a reliable pregnancy
kit (low cost) can be used, after obtaining consent from
Investigations the patient, to avoid danger of exposure to surgery and
anaesthesia on the foetus.
The National Institute of Health and Care Excellence, UK ● Blood glucose and HbA1c. Poor control of diabetes can
(NICE) guidelines lay out the investigations needed for vari-
lead to perioperative infection and slow recovery in
ous categories of surgery.
patients with diabetes mellitus and endocrine problems.
HbA1C indicates how well diabetes has been controlled
over a longer duration. Early mobilisation, oral intake and
Summary box 17.4
return to routine medication should be the goals in man-
Investigations needed agement of diabetes.
●● Type of surgery. Major surgery can lead to organ system
● Arterial blood gases. A low-cost tool that can give quick
dysfunction needing most investigations and vital information in acute or chronic severe respira-
●● Patient. For example, sickle cell test for patients of Afro- tory conditions, acid–base disturbances and conditions
Caribbean origin with family history of sickle cell disease where there is changing milieu, e.g. immediately before
●● Comorbidities. For example, peak flow rates for severe kidney transplant.
asthmatics ● Liver function tests. These are indicated in patients with
jaundice, known or suspected hepatitis, cirrhosis, malig-
nancy or in patients with poor nutritional status.
● Full blood count. A full blood count (FBC) is needed for
● Other investigations. Specialist radiological views and
major operations, in the elderly and in those with anaemia
recent imaging are sometimes required. If imaging is going
or pathology with ongoing blood loss and chronic disease.
to be needed during surgery, then this needs to be planned
In case of suspicion or history of sickle crisis, a sickle cell
test is needed in patients of Afro-Caribbean and Indian in advance.
subcontinent origin.
● Urea and electrolytes. Urea and electrolytes (U&Es) are SPECIFIC PREOPERATIVE
needed before all major operations, in most patients over
65 years of age especially with cardiovascular, renal and PROBLEMS AND MANAGEMENT
endocrine disease, or if significant blood loss is antic- Specific medical problems encountered during preoperative
ipated. It is also needed in those on medications that assessment should be corrected to the best possible level.
affect electrolyte levels, e.g. steroids, diuretics, digoxin, Many patients with severe disease (see later) will need to be
non-steroidal anti-inflammatory drugs, intravenous fluid referred to specialists; the referral letter should include all
or nutrition therapy and endocrine problems. the details including history, examination and investigation
● Electrocardiography. Electrocardiography (ECG) is results.
required for those patients over 65 years of age and symp-
tomatic patients with a history of rheumatic fever, dia-
betes, cardiovascular, renal and cerebrovascular disease, Cardiovascular disease
with and without severe respiratory problems. It will also Perioperative cardiovascular complications are frequent.
depend on if the surgery is minor/intermediate or major. Patients who can climb a flight of stairs without getting
● Chest radiograph. Cost-effectiveness and risks of radiation short of breath or chest pain or needing to stop are likely to
Dysrhythmias
In patients with atrial fibrillation, β-blockers, digoxin or cal-
cium channel blockers should be started preoperatively (or V5
continued if the patient is already on such medication) in
order to control rate and possibly rhythm. Cardiac output Figure 17.2 Routine preoperative electrocardiogram in an 83-year-
can increase by 15% if sinus rhythm is restored. Warfarin in old patient with no symptoms other than lethargy for the last 3 months.
patients with atrial fibrillation (AF) should be stopped 5 days This shows complete heart block with dissociated P waves and QRS
preoperatively to achieve an international normalised ratio complexes, requiring preoperative pacing.
(INR) of 1.5 or less, which is safe for most surgery. The newer
anticoagulants such as dabigatran (direct thrombin inhib-
itor) or rivaroxaban, apixaban and edoxaban (direct factor
Xa inhibitors) do not have antagonists and must be stopped V1
preoperatively, generally for 2–3 days in patients with normal
renal function and longer when renal function is impaired.
Alternative anticoagulation is not required in the periopera-
tive period unless the risk of stroke is high (high CHA2DS2-
VACs score). Bridging therapy with unfractionated heparin II
or low molecular weight heparin (LMWH) is recommended
for patients with AF and a mechanical heart valve under-
going procedures that require interruption of warfarin. Deci-
sions on bridging therapy should balance the risks of stroke
and bleeding. V5
defibrillators
In patients with mechanical heart valves, warfarin needs
Checks and appropriate reprogramming should be done to be stopped for 5 days before surgery, and an infusion of
preoperatively by specialists. Monopolar diathermy activ-
unfractionated heparin started when the INR falls below 1.5.
ity during surgery may be sensed by the pacemaker as ven-
The activated partial thromboplastin time (APTT), should
tricular fibrillation. Therefore, cardioversion and overpace
be monitored to keep it at 1.5 times normal and the infusion
modes must be turned off (and switched on after surgery) or
is then stopped 2 hours before surgery. Heparin and warfarin
converted to ‘ventricle paced, not sensed with no response
should be started in the postoperative period, and heparin is
to sensing’ (VOO) mode. Bipolar diathermy should be made
available at surgery. stopped when the full effect of warfarin takes effect. Throm-
Symptomatic heart blocks and asymptomatic second- bin inhibitors and factor Xa inhibitors are not licensed and
(Mobitz II) and third-degree heart blocks, if discovered at pre- should not be used in patients with mechanical valves.
operative assessment clinic, will need cardiology consultation
and temporary or permanent pacemaker insertion. Anaemia and blood transfusion
Figures 17.2 and 17.3 illustrate ECGs from two cases
requiring preoperative optimisation. Patients found to be anaemic at preoperative assessment
should be investigated for the cause of their anaemia. They
should be treated with iron and vitamin supplements.
Valvular heart disease Chronic anaemia is well tolerated in the perioperative period;
While anaesthetic management is altered to achieve haemo- however, if the patient is undergoing a major procedure pre-
dynamic stability in moderate valvular diseases, the patients operative transfusion may be considered. If excessive bleeding
with severe aortic and mitral stenosis may benefit from val- is expected, then a preoperative ‘group and save’ should be
vuloplasty before elective non-cardiac surgery. Appropriate performed and an appropriate number of units of blood cross-
referral to anaesthetist and cardiologist should be made. matched.
Some patients may refuse blood transfusion, for example Gastrointestinal disease
a Jehovah’s witness. In such a case, during the consent pro-
cess (see later) discussion should include which blood prod- Nil by mouth and regular medications
uct and/or device system (e.g. cell salvage, reinfusion from Patients are advised not to take solids within 6 hours and
drains) is acceptable. The discussion should extend to other clear fluids (isotonic drinks and water) within 2 hours before
areas, for example whether refusal of transfusion would apply anaesthesia to avoid the risk of acid aspiration syndrome.
in life-threatening situations. As in all consent processes, the These restrictions are further reduced in infants, as keeping
discussion and outcome should be clearly documented (see hydrated reduces discomfort and is known to improve post-
Further reading; RCS 2016). operative outcomes.
If the surgery is delayed, oral intake of clear fluids should
be allowed until 2 hours before surgery or intravenous fluids
Respiratory disease should be started, especially in vulnerable groups of patients,
e.g. children, the elderly and diabetics.
Postoperative respiratory complications, such as pneumo-
Patients can continue to take their specified routine med-
nia, are a major cause of morbidity and mortality especially
ications with sips of water in the NBM period.
after major abdominal and thoracic surgery. A patient’s cur-
rent respiratory status should be compared with their ‘normal Regurgitation risk
state’. Make a note of the severity of the asthma and COPD,
Patients with hiatus hernia, obesity, pregnancy and diabetes
such as past hospital admissions for treatment of the condi-
are at high risk of pulmonary aspiration, even if they have
tion, records of pulmonary function tests, use of oral steroids,
been NBM before elective surgery. Clear antacids, H2-recep-
home oxygen, non-invasive ventilation support and evidence
tor blockers, e.g. ranitidine, or proton pump inhibitors, e.g.
of right heart failure.
omeprazole, may be given at an appropriate time in the pre-
A preoperative chest radiograph or scan is useful in a operative period.
patient with known emphysematous bullae, pulmonary can-
cer, metastasis or effusions. Liver disease
Patients on oral steroid treatment, oxygen therapy or who In patients with liver disease, the cause of the disease needs
have a forced expiratory volume in the first second (FEV1) to be known, as well as any evidence of clotting problems,
less than 30% of predicted value (for age, weight and height), renal involvement and encephalopathy. Elective surgery
or PaCO2 level of greater than 6kPa, have severe disease and should be postponed until any acute episode has settled
are at risk of pneumonia and respiratory failure in the postop- (e.g. cholangitis). The blood tests that need to be performed
erative period. include liver function tests, coagulation, blood glucose and
Patients should continue to use their regular inhalers U&Es. The presence of ascites, oesophageal varices, hypo-
until the start of anaesthesia. Brittle asthmatics may also need albuminaemia and sodium and water retention should be
extra steroid cover. Encourage the patients to be compliant noted, as all can influence the choice and outcome of anaes-
with the medications, take a balanced diet and stop smok- thesia and surgery.
ing. Information should be provided to indicate perioperative
risks associated with smoking. Stopping smoking reduces car- Genitourinary disease
bon monoxide levels and offers the patient a better ability to
clear sputum. Evidence suggests that preoperative inspiratory Renal disease
muscle training significantly improves respiratory (muscle) Underlying conditions leading to chronic renal failure such
function in the early postoperative period, reducing the risk as diabetes mellitus, hypertension and ischaemic heart dis-
of pulmonary complications. ease, should be stabilised before elective surgery. Appropriate
Regional anaesthetic techniques and less invasive surgical measures should be taken to treat acidosis, hypocalcaemia
options should be considered in severe cases. Elective surgery and hyperkalaemia of greater than 6 mmol/L. Arrangements
should be postponed until acute exacerbations are treated. should be made to continue peritoneal or haemodialysis until
a few hours before surgery. After the final dialysis before sur-
The patient should be referred to a respiratory physician if:
gery, a blood sample should be sent for FBC and U&Es.
● There is a severe disease or significant deterioration. Chronic renal failure patients often suffer chronic micro-
cytic anaemia that is well tolerated; therefore, preoperative
● Major surgery is planned in a patient with significant
blood transfusion is often not necessary.
respiratory comorbidities.
Acute kidney injury can present with an acute surgical
● Right heart failure is present – dyspnoea, fatigue, tricuspid problem, for example bowel obstruction needing emergency
regurgitation, hepatomegaly and oedematous feet. surgery. In these patients, medical treatment should be started
● The patient is young and has severe respiratory problems at the earliest opportunity and carried on through surgery and
(indicates a rare condition). through into the critical care unit.
Urinary tract infection levels should be checked 2 hourly. For those on the after-
Uncomplicated urinary infections are common in women, noon list, breakfast can be given with half their regular dose
while outflow uropathy with chronically infected urine is of intermediate-acting insulin (or full dose oral antidiabetic
common in men. These infections should be treated before agents) and then managed with regular blood sugar checks as
embarking on elective surgery where infection carries dire above. An intravenous insulin sliding scale should be started for
consequences, e.g. joint replacement. For emergency proce- insulin-dependent diabetes mellitus patients undergoing major
dures, antibiotics should be started and care taken to ensure surgery, or if blood sugar is difficult to control for other reasons.
that the patient maintains a good urine output before, during
Adrenocortical suppression
and after surgery.
Patients receiving oral adrenocortical steroids should be asked
about the dose and duration of the medication in view of sup-
Endocrine and metabolic disorders plementation with extra doses of steroids perioperatively, to
avoid an Addisonian crisis.
Malnutrition
Body mass index (BMI) is weight in kilograms divided by
height in metres squared. A BMI of less than 18.5 indicates
Coagulation disorders
nutritional impairment and a BMI below 15 is associated with Thrombophilia
significant hospital mortality. Nutritional support for a mini- Patients with a strong family history or previous personal his-
mum of 2 weeks before surgery is required to have any impact tory of thrombosis should be identified (Table 17.3). They will
on subsequent morbidity. need thromboprophylaxis in the perioperative period.
If a patient is unlikely to be able to eat for a significant The progesterone-only contraceptive pill should be con-
period, arrangements should be made by the preoperative tinued; however, the risks of continuing the combined pill
assessment team to start nutritional support in the immediate (slight increase risk of significant thrombosis) should be
postoperative phase. weighed against the risks of an unplanned pregnancy. Con-
sider stopping oestrogen-containing oral contraceptives or
Obesity hormone replacement therapy 4 weeks before surgery (NICE
Morbid obesity can be defined as BMI of more than 35 (other guidance; see Further reading). The reader is advised to use an
definitions exist) and is associated with increased risk of post- appropriate resource for precise formulation information and
operative complications. Patients should be made aware of current guidance.
risks involved and advised on healthy eating and taking reg- Patients with a low risk of thromboembolism can be
ular exercise. given thromboembolism-deterrent stockings to wear during
Associated sleep apnoea can be predicted by using a clin- the perioperative period. High-risk patients with a history of
ical scoring system, the perioperative sleep apnoea prediction recurrent DVT, pulmonary embolism and arterial thrombosis
(P-SAP) score or sleep apnoea studies. There is evidence will be on warfarin. This should be stopped before surgery and
to suggest that patient outcomes improve with more than 6 replaced by low molecular weight heparin or factor Xa inhib-
weeks of use of a continuous positive airway pressure (CPAP) itors. Local or national guidelines advise what type of DVT
device preoperatively, and cholesterol reducing agents in the prophylaxis should be used for each type of surgery.
perioperative phase.
If possible surgery should be delayed until the patient is Neurological and psychiatric
more active and has lost weight. If this fails, prophylactic
measures need to be taken (such as preventative measures disorders
for acid aspiration and DVT) and associated risks need to be In patients with a history of stroke, pre-existing neurological
explained prior to the surgery. deficit should be recorded. These patients may be on anti-
Diabetes mellitus TABLE 17.3 Risk factors for thrombosis.
Diabetes and associated cardiovascular and renal complications ●● Age >60 years
should be controlled to as near normal level as possible before ●● Obesity BMI >30 kg/m2
embarking on elective surgery. Any history of hyper- and ●● Trauma or surgery (especially of the abdomen, pelvis and lower
hypoglycaemic episodes, and hospital admissions, should be limbs), anaesthesia >90 minutes
noted. HbA1c levels should be checked. For elective surgery, ●● Reduced mobility for more than 3 days
HBA1c of <69 mmol/mol is recommended. Lipid-lowering ●● Pregnancy/puerperium
medication should be started in patients who are in a high- ●● Varicose veins with phlebitis
risk group for cardiovascular complications of diabetes. ●● Drugs, e.g. oestrogen contraceptive, HRT, smoking
Patients with diabetes should be first on the operating list ●● Known active cancer or on treatment, significant medical
and, if the operation is in the morning, advised to omit the comorbidities, critical care admission
morning dose of medication and breakfast. Though tight con- ●● Family/personal history of thrombosis, e.g. deficiencies in
antithrombin III, protein S and C
trol of blood sugar is not needed, the patient’s blood sugar
Thomas Addison, 1795–1860, physician, Guy’s Hospital, London, UK, described the effects of disease of the suprarenal capsules in 1849.
Musculoskeletal disorders
Rheumatoid arthritis can lead to an unstable cervical spine
with the possibility of spinal cord injury during intubation. Figure 17.4 Extension view of cervical spine in patient with rheuma-
Therefore, flexion and extension lateral cervical spine radio- toid arthritis.
graphs should be obtained in symptomatic patients (Figures
17.4 and 17.5).
Assessment of the severity of renal, cardiac valvular and
pericardial involvement as well as restrictive lung disease,
should be carried out. Rheumatologists will advise on steroids
and disease-modifying drugs so as to balance immunosuppres-
sion (chance of infections) against the need to stabilise the
disease perioperatively (stopping disease modifying drugs can
lead to flare-up of the disease).
In ankylosing spondylitis patients, in addition to the prob-
lems discussed above, techniques of spinal or epidural anaes-
thesia are often challenging. Patients with systemic lupus
erythematosus may exhibit a hypercoagulable state along
with airway difficulties.
With certain types of orthopaedic operations, such as joint
replacement, antibiotic prophylaxis will be required, and will
usually follow specific local or national guidelines.
Airway assessment Figure 17.5 Flexion view in the same patient as in Figure 17.4. Note
the large increase in the atlantodens interval, implying significant
The ability to intubate the trachea and oxygenate the patient instability at this level.
are basic and crucial skills of the anaesthetist. The ease or
difficulty encountered when performing airway manoeuvres
can be predicted by simple examination findings of full mouth Preoperative assessment in
opening (modified Mallampati class), jaw protrusion, neck
movement and thyromental distance. The anaesthetist should emergency surgery
look for loose teeth, obvious tumours, scars, infections, obe- In urgent or emergency surgery the principles of preoperative
sity, thickness of the neck, etc., which will indicate difficulty assessment should be the same as in elective surgery, except
in visualising the airway. When more than one of the above that the opportunity to optimise the condition is limited by
tests are positive, the chances of experiencing difficulty in time constraints. Medical assessment and treatments should
obtaining and securing the airway become greater. To obtain be started (e.g. as per Advanced Trauma Life Support guide-
the modified Mallampati class, the anaesthetist sits in front lines) even if there is no time to complete them before the
of the patient who is asked to open their mouth and protrude start of the surgical procedure. Some risks may be reduced but
the tongue (Figure 17.6). The higher the grade, the higher some may persist and, whenever possible, these need to be
the risk in obtaining and securing an airway (Table 17.4). explained to the patient.
SR Mallampati published the original article suggesting that the size of the base of the tongue is an important factor determining the degree of difficulty of direct
laryngoscopy in the Canadian Anaesthetists’ Society Journal in 1985. The original Mallampati classifications was modified from a total of three to four classes by
GLT Sampsoon and JRB Young after reviewing a series of obstetric and general surgical patients who had had difficult intubations.
TABLE 17.6 Surgery specific estimates of risk optimisation may take the form of measures to minimise myo-
cardial ischaemia or measures to improve oxygen delivery to
High risk (cardiac Intermediate risk Low risk (cardiac
risk >5%) (cardiac risk 1–5%) risk <1%) the other major organs, depending on the prevailing risks.
Optimisation before surgery can be more effective in a crit-
Open aortic Elective abdominal Breast
Major vascular Carotid Dental ical care environment and patients may need to be admitted
Peripheral vascular Endovascular Thyroid to a high dependency unit (HDU) or intensive therapy unit
Urgent body cavity aneurysm Ophthalmic (ITU) preoperatively. The likelihood of the high-risk patient
Head and neck Gynaecological requiring postoperative critical care should be planned preop-
Major neurosurgery Reconstructive
Arthroplasty Minor orthopaedic
eratively and discussed with the duty critical care physician.
Elective pulmonary Minor urology The identification of patients who will benefit the most
Major urology from these interventions is important, not only for the
(From Eagle et al. J Am Coll Cardiol 2002; 39(3): 542–53.) improvement of outcomes but also the effective allocation of
resources. As discussed above, emergency surgery is associated
with higher risks because by its very nature there is less time
TABLE 17.7 The effect of adjustment for patient factors and opportunity to organise these additional levels of care.
on surgery-specific operative mortality.
Type of surgery Unadjusted 30-day Adjusted 30-day
mortality (% (rank)) mortality (%(rank)) Summary box 17.7
Vascular 5.97 (1) 0.98 (5)
Thoracic 3.40 (2) 2.28 (1) A practical approach to the care for the high-risk
Abdominal 2.73 (3) 1.83 (2) patient
Cardiac 2.70 (4) 1.13 (4)
●● Identify the high-risk patient
Neurosurgery 1.74 (5) 1.60 (3)
Orthopaedic 1.25 (6) 0.49 (7) ●● Assess the level of risk
ENT 0.85 (7) 0.68 (6) ●● Detailed preoperative assessment
Urology 0.81 (8) 0.38 (8) ●● Adequate resusciatation
Gynaecology 0.13 (9) 0.17 (9) ●● Optimise medical management
Breast 0.07 (10) 0.08 (10)
●● Investigation to define the underlying surgical problem
(Modified from Noordzij et al. 2010.) ●● Immediate and definitive treatment of underlying problems
●● Consider admission to a critical care facility postoperatively
In summary, the typical high-risk patient is the elderly Identification of the high-risk patient
patient with coexisting conditions such as IHD and/or COPD
undergoing major surgery. The risk will increase if the surgery A number of scoring systems have been developed over the
is performed as an emergency. years with the aim of identifying high-risk patients (Table 17.8).
TABLE 17.8 Surgical risk scores classified by outcome measures and need for intraoperative information.
Scores predicting mortality Scores predicting morbidity
Scores not requiring ASA ASA
operative information APACHE-II APACHE-II
Donati score Goldman cardiac risk index
Hardman index Veltkamp score
Glasgow aneurysm score VA respiratory failure score
Sickness assessment VA pneumonia prediction index
Boey score ACS NSQIP surgical risk score
Hacetteppe score
Physiological POSSUM
ACS NSQIP surgical risk score
Scores requiring operative Mannheim peritonitis index POSSUM
information Reiss index P-POSSUM
Fitness score
POSSUM
P-POSSUM
Cleveland colorectal model
Surgical risk scale
APACHE-II, Acute Physiology and Chronic Health Evaluation II; VA, Veterans Affairs; P-POSSUM, Portsmouth-POSSUM; see text for additional abbreviations.
(Modified from Rex TE, Bates T. World J Emerg Surg 2007; 2: 16.)
TABLE 17.9 Operative mortality by ASA grade. TABLE 17.11 The revised cardiac risk index (RCRI) of
ASA Description 30 day Lee.
Grade mortality (%) Risk factors Risk of major
I Healthy 0.1 cardiac
II Mild systemic disease, no functional 0.7 complications (%)
limitation History of ischaemic heart disease Number of factors
III Severe systemic disease, definite 3.5 History of compensated or prior heart failure 0 = 0.4
functional limitation History of cerebrovascular disease 1 = 0.9
IV Severe systemic disease, constant threat 18.3 Diabetes mellitus 2 = 7.0
to life Renal insufficiency (creatinine >177 µmol/L) 3+ = 11.0
V Moribund patient unlikely to survive 24 93.3 High-risk surgery
hours with or without operation
E Emergency operation –
(From Boyd O, Jackson N. Crit Care 2005; 9: 390–6.) ACS NSQIP score
The American College of Surgeons (ACS) National Surgi-
TABLE 17.10 Metabolic equivalent of task (MET).
cal Quality Improvement Programme (NSQIP) surgical risk
score estimates the chance of a complication or death after
●● 1 MET = 3.5 mL O2/kg/min (oxygen consumption by 40-year-
old,70 kg man at rest)
surgery for more than a thousand different surgical proce-
●● 1 MET = eating and dressing
dures. It compares the patient’s risk with an average person’s
●● 4 MET = climbing 2 flights of stairs
risk. It is a web based tool done preoperatively. The risk is
●● 6 MET = short run calculated based on surgical procedure and 19 patient-specific
●● >10 MET = able to participate in strenuous sport preoperative risk factors.
●● Patients who can exercise at 4 METS or above have lower risk
of perioperative mortality Cardiopulmonary exercise testing
Cardiopulmonary exercise testing (CPET) can be used as a
screening tool to identify high-risk patients. The oxygen (O2)
the revised cardiac risk index (RCRI) of Lee (Table 17.11). consumption and carbon dioxide (CO2) production of the
Although they can predict risk of cardiac complications, they patient are measured while they undergo a 10 minute period of
are not designed to predict mortality. incrementally demanding exercise (usually on a cycle ergom-
eter) up to their maximally tolerated level (Figure 17.7).
POSSUM score CPET is based on the principle that when a subject’s
The POSSUM score (Physiologic and Operative Sever- delivery of O2 to active tissues becomes inadequate, anaerobic
ity Score for the enUmeration of Mortality and Morbidity) metabolism begins; lactate is buffered by bicarbonate and the
and its modifications (P-POSSUM, CR-POSSUM) are used resulting CO2 increases out of proportion to the escalation
to predict all-cause mortality in postoperative critical care in physical difficulty and O2 consumption. The ‘anaerobic
patients as well as non-cardiac morbidity. threshold’ (AT) is the O2 consumption in mL/kg/min above
Lee Goldman, b.1948, Dean of Health Sciences and Medicine, Columbia University, New York, NY, USA, since 2006. He developed his Index in 1977.
Thomas H Lee, Professor of Medicine, Harvard Medical School, Professor of Health Policy and Management, Harvard School of Public Health, Boston, MA, USA.
respiratory infection. Other complications including bron- els with appropriate intravenous fluids. It is also important to
chospasm, pneumothorax and acute respiratory distress syn- deal with the source of sepsis as early as possible.
drome (ARDS) contribute as much to morbidity and length
of hospital stay as cardiac complications. Respiratory failure
defined as a PaO2 <8 kPa in air, PaO2/FiO2 <40 kPa or inabil- Minimising the impact of surgery in
ity to extubate a patient 48 hours after surgery, is by far the the high-risk patient
most significant of these and is associated with a mortality of There are situations where the selection of one surgical tech-
27–40%. nique over another may be significantly influenced by patient
Again, as with cardiac risk management, it may be nec- risk factors. Some procedures are not primarily high-risk but
essary to postpone surgery to allow medical optimisation or may become so in unsuitable patients. Laparoscopic surgery,
consider a non-operative option. Preoperatively, bronchodi- for example, has come of age as a preferred technique for
lator therapy will be required in those with reversible obstruc- patients predisposed to postoperative respiratory complica-
tive airway disease and steroids may need to be started or tions, but its effect on cardiac physiology means the same may
increased. Nutritional status should be optimised and albu- not apply to patients at risk of cardiac complications. The
min levels corrected. Physiotherapy for postural drainage, and expanding demand and indications for minimal access surgery
deep breathing exercises or incentive spirometry should be are now pushing the boundaries of intraoperative physiolog-
considered for patients at increased risk of respiratory com- ical tolerance. Robotic prostatectomy and some laparoscopic
plications. General anaesthesia is associated with more respi- colorectal procedures require a pneumoperitoneum with steep
ratory complications and so regional techniques should be Trendelenburg (head down) positioning for several hours
considered where possible in these patients. Hypoxemia and (Figure 17.9). This can be associated with adverse cardio-
CO2 retention leading to the need for reintubation is better vascular and neurological complications, such as myocardial
avoided in those at risk, by delaying extubation until anal- ischaemia and increased intracranial pressure in the high risk
gesia, hydration and acid–base status have been corrected. group. This risk may be minimised by attention to patient
Patients may benefit from ITU admission and this needs plan- selection.
ning. Application of non-invasive respiratory support (Figure
17.8) may allow certain patients to be extubated earlier.
Role of critical care and outreach
Other comorbidities services
Acute kidney injury, chronic kidney disease, diabetes, periph-
eral vascular disease and liver dysfunction are some of the Optimal care in the high-risk group should be extended to
medical conditions that contribute to risk and need to be include postoperative support, which for a majority of these
optimised. patients means admission to a critical care bed. Reports from
the National Confidential Enquiry into Surgical Deaths
Sepsis (NCEPOD) show that the majority of postoperative deaths
Sepsis needs urgent identification and treatment, as if not
treated early it can lead to either a prolonged admission to
a critical care unit or death. Early resuscitative measures in
sepsis include administering broad spectrum antibiotics and
treating hypotension, hypovolemia and elevated lactate lev-
Learning objectives
To gain an understanding of: • Local and regional anaesthesia techniques
• Techniques of anaesthesia and airway maintenance • The management of chronic pain and pain from
• Methods of providing pain relief malignant disease
Anaesthesia; the name was suggested by Oliver Wendell-Homes and first appeared in Bailey’s English Dictionary in 1751.
Humphrey Davy, 1800, suggested that nitrous oxide inhalation might be used to relieve pain of surgical operations and named it ‘laughing gas’.
Henry Edmund Gaskin Boyle in 1917 obtained his gas-oxygen machine which became the first ‘Boyle apparatus’.
William Thomas Gren Morton, 1819–1868, dentist who practised in Boston, MA, USA.
Sir James Young Simpson, 1811–1870, Professor of Midwifery, Edinburgh, UK.
Alexandrina Victoria, Queen of the United Kingdom of Great Britain and Ireland, 1837–1901.
John Snow, 1813–1858, general practitioner, London, UK, was one of the pioneers of anaesthesia.
Prince Leopold, 1853–1884, who later became Duke of Albany, was the eighth of Queen Victoria’s nine children, and her fourth son.
PREPARATION FOR
ANAESTHESIA
In the previous chapter, the preoperative preparation for
anaesthesia was discussed in detail, and its importance is
emphasised (Chapter 17). Moreover, a careful preassess-
ment, multidisciplinary approach, standardised care pathway
with a carefully chosen anaesthetic and analgesic technique
form the cornerstone of ‘enhanced recovery programmes’
being introduced recently across the surgical specialities (see
Chapter 20).
Figure 18.1 Anaesthetic machine.
GENERAL ANAESTHESIA
General anaesthesia is commonly described as the triad of better haemodynamic stability, excellent recovery profile and
unconsciousness, analgesia and muscle relaxation. concerns over environmental effects of inhalational agents
have made TIVA an attractive choice. TIVA is routinely used
in neurosurgery, airway laser surgery, during cardiopulmonary
Summary box 18.2 bypass and for day-case anaesthesia (Figure 18.2).
Archibald Ian Jeremy Brain, formerly anaesthetist, The Royal Berkshire Hospital, Reading, UK.
Sir Robert Reynolds Macintosh, 1897–1989, Nuffield Professor of Anaesthetics, The University of Oxford, Oxford, UK. First Chair in anaesthesia in 1937. First
Chair in anaesthesia in USA: Ralph Waters, Wisconsin, USA in 1933. First examination for the Diploma in anaesthesia was held in London in 1935.
Sir Ivan Whiteside Magill, 1888–1986, anaesthetist, The Westminster Hospital, London, UK. During the First World War Sir Ivan Magill and Stanley Row-
botham, while working with Harold Gillies (pioneer of plastic surgery), developed tracheal intubation. Sir Magill is also remembered for his laryngoscope, Magill
attachment and laryngeal forceps.
Complications of intubation
●● Failed intubation
●● Accidental bronchial intubation
●● Trauma to teeth, pharynx, larynx
●● Aspiration of gastric contents during intubation
●● Disconnection, blockage, kinking of tube
●● Delayed tracheal stenosis
ventilation
and compliance of the airway. In laparoscopic surgery requir-
●● Endotracheal intubation: secure and protected airway
ing the Trendelenburg position (the patient is positioned
The RAE tube takes its name from the initials of the surnames of the people who introduced it, Wallace Harold Ring, John Adair and Richard Elwyn.
Arthur Ernest Guedel, 1883–1956, Clinical Professor of Anaesthesiology, University of Southern California, Los Angeles, CA, USA.
head down), and in morbidly obese patients and those with LOCAL ANAESTHESIA
lung disease, this may result in excessive pressures being
developed, which may lead to barotrauma (pneumothorax). Local anaesthetic drugs may be used to provide anaesthesia
In pressure control mode, the ventilator generates flow and analgesia as a sole agent or as adjuncts to general anaes-
until a preset pressure is reached. The actual tidal volume thesia. Available techniques include topical anaesthesia,
delivered is variable and depends on airway resistance, local infiltration, regional nerve blocks and central neuroax-
intra-abdominal pressure and the degree of relaxation. ial blocks (spinal and epidural anaesthesia) (Table 18.3).
Positive end expiratory pressure (PEEP) is often applied to
help maintain functional residual capacity (FRC). This avoids
TABLE 18.3 The common local anaesthetic drugs.
lung collapse by opening collapsed alveoli, and maintains a
greater area of gas exchange so reducing vascular shunting. Name Maximum dose Comments
Lignocaine 3 mg/kg (7 mg/kg Early onset, short acting,
with adrenaline) good sensory block
Summary box 18.6
Bupivacaine 2 mg/kg Long lasting, more
cardiotoxic, must never
Intermittent positive pressure ventilation be used intravenously
●● Volume controlled, which ensures adequate gas entry but
Prilocaine 6 mg/kg (9 mg/kg Least systemic
risks high pressure damage
with adrenaline) toxicity, causes
●● Pressure controlled, which avoids high pressure damage but methaemoglobinaemia
risks inadequate ventilation
Ropivacaine 3–4 mg/kg Less cardiotoxic,
●● Positive end expiratory pressure (PEEP) reduces alveolar
greater sensory–motor
collapse and reduces vascular shunting so improving
separation
perfusion
Levobupivaciane 2 mg /kg Isomer of bupivacaine
with fewer cardiotoxic
properties
Monitoring and care during
anaesthesia Local anaesthesia techniques can lead to complications
A minimum basic monitoring of cardiovascular parameters is that may be local, such as infection or haematoma, or sys-
required during surgery. This includes: temic due to overdose or accidental intravascular injection.
● Vascular: The systemic effects of local anaesthetic agents are dose
● electrocardiogram (ECG); dependent and manifest as cardiovascular (cardiac arrhyth-
● blood pressure; mia, cardiac arrest) or neurological (depressed consciousness,
● Adequacy of ventilation: convulsions). Prilocaine overdose causes methaemoglobinae-
● inspired oxygen concentration; mia while bupivacaine overdose causes treatment-resistant
● oxygen saturation by pulse oximetry; ventricular arrhythmia and cardiac arrest.
● end tidal carbon dioxide concentration. The addition of adrenaline to local anaesthetic solutions
Monitors of temperature, ventilation parameters and hastens onset, prolongs duration of action and permits a higher
delivery of anaesthetic agents are also routinely used, while upper dose limit. The use of adrenaline is contraindicated in
measurement of urine output and central venous pressure are patients with cardiovascular disease, those taking tricyclic and
recommended for major surgery. monoamine oxidase inhibitors and in end-arterial locations.
Appropriately skilled personnel, resuscitation equipment
and oxygen should always be available with local anaesthetic
Anaesthesia for day case surgery use because of the potential risks of life-threatening compli-
This is discussed in Chapter 21. cations.
(b)
Nerve blocks
● Interscalene block for shoulder surgery produces excellent
postoperative analgesia. Complications include phrenic
nerve block, Horner’s syndrome, as well as accidental
intravascular and spinal injection.
● Axillary brachial plexus block can be used as the sole
anaesthetic technique for upper limb surgery (Figure
18.7).
● Femoral and sciatic nerve blocks are often used for anaes- Figure 18.8 (a, b) Ultrasound scans of lateral abdominal wall and
thesia and analgesia for lower limb surgery. the spread of local anaesthetics.
August Karl Gustav Bier, 1861–1949, Professor of Surgery, Bonn (1903–1907) and Berlin, Germany (1907–1932).
phenomenon while the latter is a pure physiological response Alternative strategies include:
to a given drug. Some patients experience ‘breakthrough
● The development of antipituitary hormone drugs, such
pain’ (acute, excruciating and incapacitating), which occurs
as tamoxifen and cyproterone, enables effective pharma-
either spontaneously or in relation to a specific predictable
cological therapy for the pain of widespread metastases
or unpredictable trigger, experienced by patients who have
instead of pituitary ablation surgery.
relatively stable and adequately controlled background pain.
● Palliative radiotherapy can be most beneficial for the relief
Oral morphine, often used for chronic pain, can be pre-
of pain in metastatic disease.
scribed in short-acting liquid or tablet form and should be
● Adjuvant drugs such as corticosteroids to reduce cerebral
administered regularly every 4 hours until an adequate dose
oedema or inflammation around a tumour may be useful
of drug has been titrated to control the pain over 24 hours.
in symptom control. Tricyclic antidepressants, anticon-
Once this is established, the daily dose can be divided into
vulsants and flecainide are also used to reduce the pain of
two separate administrations of enteric-coated, slow-release
nerve injury.
morphine tablets (MST morphine) every 12 hours. Addi-
tional short-acting opioids (morphine/fentanyl) can then be In the management of chronic pain, a multidisciplinary
used to cover episodes of ‘breakthrough pain’. Nausea treated approach by a team of medical and nursing staff working with
using antiemetic agents does not usually persist, but constipa- psychologists, physiotherapists and occupational therapists
tion is frequently a persistent complication requiring regular can often achieve much more benefit than the use of pow-
prevention by laxatives. erful drugs. ‘Pain Management Programmes’ lay out a logical
structure for this.
Infusion of subcutaneous, intravenous,
intrathecal or epidural opiate drugs
Summary box 18.11
The infusion of opiate is necessary if a patient is unable to
take oral drugs. Subcutaneous infusion of diamorphine is sim- Options for controlling severe pain in malignant
ple and effective to administer. Epidural infusions of diamor- disease
phine with an external pump can be used on mobile patients. ●● Oral morphine using slow-release enteric-coated tablets
Intrathecal infusions with pumps programmed by external ●● Slow infusion of opiates subcutaneously, by epidural or
computers are used; however, there is a possibility of develop- intrathecally
ing infection with catastrophic effects. Intravenous narcotic ●● Neurolysis for patients with limited life expectancy
agents may be reserved for acute crises, such as pathological ●● Palliative hormone, radiotherapy, or steroids control pain from
fractures. swelling
Learning objectives
To understand: • The nutritional requirements of surgical patients and the
• The causes and consequences of malnutrition in the nutritional consequences of intestinal resection
surgical patient • The different methods of providing nutritional support
• Fluid and electrolyte requirements in the pre- and and their complications
postoperative patient
PHYSIOLOGY
Metabolic response to
starvation
After a short fast, lasting 12 hours or less, most food from the
last meal will have been absorbed. Plasma insulin levels fall
and glucagon levels rise, which facilitates the conversion of
liver glycogen (approximately 200 g) into glucose. The liver,
therefore, becomes an organ of glucose production under fast-
ing conditions. Many organs, including brain tissue, red and
white blood cells and the renal medulla, can initially utilise
only glucose for their metabolic needs. Additional stores of
glycogen exist in muscle (500 g), but these cannot be utilised
directly. Muscle glycogen is broken down (glycogenolysis)
Figure 19.1 Severely malnourished patient with wasting of fat and and converted to lactate, which is then exported to the liver
muscle. where it is converted to glucose (Cori cycle). With increasing
Carl Ferdinand Cori, 1896–1984, Professor of Pharmacology and later Biochemistry, Washington University Medical School, St Louis, MI, USA and his wife
Gerty Theresa Cori, 1896–1957, also Professor of Biochemistry at the Washington University Medical School. In 1947, the Coris were awarded a share of the
Nobel Prize for Physiology or Medicine for their discovery of how glycogen is catalytically converted.
Add scores
*If height, weight or weight loss cannot be established, use documented or recalled
Figure 19.2 The malnutrition uni-
values (if considered reliable). When measured or recalled height cannot be
versal screening tool (MUST) for
obtained, use knee height as a surrogate measure.
adults (adapted from Elia M (ed.).
If neither can be calculated, obtain an overall impression of malnutrition risk
The MUST Report. Development
(low, medium, high) using the following: and use of the ‘malnutrition uni-
(i) Clinical impression (very thin, thin, average, overweight); versal screening tool’ (MUST) for
(iia) Clothes and/or jewellery have become loose fitting; adults. A report by the Malnutrition
(iib) History of decreased food intake, loss of appetite or dysphagia up to 3–6 months; Advisory Group of the British Asso-
(iic) Disease (underlying cause) and psychosocial/physical disabilities likely to cause weight loss. ciation for Parenteral and Enteral
† Involves treatment of underlying condition, and help with food choice and eating Nutrition. Report No. 152, 2003,
when necessary (also applies to other categories). ISBN 1 899467 70X).
Marinos Elia, contemporary, Head of the Adult Clinical Nutrition Group, The Medical Research Council, Cambridge, UK.
2 Skin. In a temperate climate, skin (i.e. sweat) losses are examination to assess hydration status (peripheries, skin
between 600 and 1000 mL/day. turgor, urine output and specific gravity of urine), urine
3 Faeces. Between 60 and 150 mL of water are lost daily in and serum electrolytes and haematocrit.
patients with normal bowel function. ● Estimation of losses already incurred and their nature: for
4 Urine. The normal urine output is approximately 1500 mL/ example, vomiting, ileus, diarrhoea, excessive sweating or
day and, provided that the kidneys are healthy, the specific fluid losses from burns or other serious inflammatory con-
gravity of urine bears a direct relationship to volume. A ditions.
minimum urine output of 400 mL/day is required to excrete ● Estimation of supplemental fluids likely to be required
the end products of protein metabolism. in view of anticipated future losses from drains, fistulae,
Maintenance fluid requirements are calculated approxi- nasogastric tubes or abnormal urine or faecal losses.
mately from an estimation of insensible and obligatory losses. ● When an estimate of the volumes required has been made,
Various formulae are available for calculating fluid replace- the appropriate replacement fluid can be determined from
ment based on a patient’s weight or surface area. For example, a consideration of the electrolyte composition of gastro-
30–40 mL/kg gives an estimate of daily requirements. intestinal secretions. Most intestinal losses are adequately
The following are the approximate daily requirements of replaced with normal saline containing supplemental
some electrolytes in adults: potassium (Table 19.3).
● sodium: 50–90 mM/day;
● potassium: 50 mM/day; TABLE 19.3 Composition of gastrointestinal secretions
● calcium: 5 mM/day; (mmol/L).
● magnesium: 1 mM/day. Na K Cl HCO3
The nature and type of fluid replacement therapy will be Saliva 10 25 10 30
determined by individual patient needs. The composition of Stomach 50 15 110 –
some commonly used solutions is shown in Table 19.2.
Duodenum 140 5 100 –
Note that Hartmann’s solution also contains lactate
29 mmol/L. Dextrose solutions are also commonly employed. Ileum 140 5 100 30
These provide water replacement without any electrolytes Pancreas 140 5 75 115
and with modest calorie supplements (1 litre of 5% dextrose Bile 140 5 100 35
contains 400 kcal). A typical daily maintenance fluid regimen
would consist of a combination of 5% dextrose with either
Hartmann’s or normal saline to a volume of 2 litres.
There has been much controversy in the literature NUTRITIONAL REQUIREMENTS
regarding the respective merits of crystalloid versus colloid Total enteral or parenteral nutrition necessitates the provi-
replacement. There is no consensus on this topic and the sion of the macronutrients, carbohydrate, fat and protein,
usual advice is to replace like with like. If the haematocrit together with vitamins, trace elements, electrolytes and
is below 21%, blood transfusion may be required. There is water. When planning a feeding regime, the patient should
increasing recognition, however, that albumin infusions are be weighed and an assessment made of daily energy and pro-
of little value. tein requirements. Standard tables are available to permit
In addition to maintenance requirements, ‘replacement’ these calculations.
fluids are required to correct pre-existing deficiencies and Daily needs may change depending on the patient’s condi-
‘supplemental’ fluids are required to compensate for antici-
tion. Overfeeding is the most common cause of complications,
pated additional intestinal or other losses. The nature and
regardless of whether nutrition is provided enterally or
volumes of these fluids are determined by:
parenterally. It is essential to monitor daily intake to provide
● A careful assessment of the patient including pulse, blood an assessment of tolerance. In addition, regular biochemical
pressure and central venous pressure, if available. Clinical monitoring is mandatory (Table 19.4).
TABLE 19.4 Monitoring feeding regimes. oil emulsions are rich sources of linoleic acid and provision of
only 1 litre of emulsion per week avoids deficiency. Soybean
Daily Body weight
Fluid balance emulsions contain approximately 7% alpha-linolenic acid
Full blood count, urea and electrolytes (an omega-3 fatty acid). The provision of fat as a soybean
Blood glucose oil-based emulsion on a regular basis will obviate the risk of
Electrolyte content and volume of urine essential fatty acid deficiency.
and/or urine and intestinal losses
Temperature
Safe and non-toxic fat emulsions based upon long-chain
triglycerides (LCTs) have been commercially available for
Weekly (or more Urine and plasma osmolality
frequently if Calcium, magnesium, zinc and phosphate
over 30 years. These emulsions provide a calorically dense
clinically indicated) Plasma proteins including albumin product (9 kcal/g) and are now routinely used to supplement
Liver function tests including clotting factors the provision of non-protein calories during parenteral nutri-
Thiamine tion. Energy during parenteral nutrition should be given as
Acid–base status a mixture of fat together with glucose. There is no evidence
Triglycerides
to suggest that any particular ratio of glucose to fat is opti-
Fortnightly Serum vitamin B12 mal, as long as under all conditions the basal requirements for
Folate
Iron
glucose (100–200 g/day) and essential fatty acids (100–200
Lactate g/week) are met. This ‘dual energy’ supply minimises meta-
Trace elements (zinc, copper, manganese) bolic complications during parenteral nutrition, reduces fluid
retention, enhances substrate utilisation (particularly in the
septic patient) and is associated with reduced carbon dioxide
Macronutrient requirements production.
Concerns have been expressed about the possible immu-
Energy nosuppressive effects of LCT emulsions. These are more
The total energy requirement of a stable patient with a normal likely to occur if the recommended infusion rates (0.15 g/kg
or moderately increased need is approximately 20–30 kcal/kg per hour) are exceeded. Nonetheless, these concerns have
per day. Very few patients require energy intakes in excess of prompted the development of newer emulsions based upon
2000 kcal/day. Thus, in the majority of hospitalised patients in medium-chain triglycerides, omega-3 fatty acids and, most
whom energy demands from activity are minimal, total energy recently, structured triglycerides, which combine long and
requirements are approximately 1300–1800 kcal/day. medium-chain triglycerides in the same emulsion. The evi-
dence of clinical benefit for these emulsions compared with
Carbohydrate conventional LCTs is tenuous, particularly if infusion rates
There is an obligatory glucose requirement to meet the needs are appropriate and hypertriglyceridaemia is avoided.
of the central nervous system and certain haematopoietic
cells, which is equivalent to about 2 g/kg per day. In addition, Protein
there is a physiological maximum to the amount of glucose The basic requirement for nitrogen in patients without
that can be oxidised, which is approximately 4 mg/kg per pre-existing malnutrition and without metabolic stress is
minute (equivalent to about 1500 kcal/day in a 70-kg person), 0.10–0.15 g/kg per day. In hypermetabolic patients the nitro-
with the nonoxidised glucose being primarily converted to gen requirements increase to 0.20–0.25 g/kg per day. Although
fat. However, optimal utilisation of energy during nutritional there may be a minority of patients in whom the requirements
support is ensured by avoiding the infusion of glucose at rates are higher, such as after acute weight loss when the objec-
approximating physiological maximums. Plasma glucose tive of therapy is longterm repletion of lean body mass, there
levels provide an indication of tolerance. Avoid hyperglycae- is little evidence that the provision of nitrogen in excess of
mia. Provide energy as mixtures of glucose and fat. Glucose is 14 g/day is beneficial.
the preferred carbohydrate source.
Vitamins, minerals and trace elements
Fat Whatever the method of feeding, these are all essential com-
Dietary fat is composed of triglycerides of predominantly four ponents of nutritional regimes. The water-soluble vitamins
long-chain fatty acids. There are two saturated fatty acids B and C act as coenzymes in collagen formation and wound
(palmitic (C16) and stearic (C18)) and two unsaturated fatty healing. Postoperatively, the vitamin C requirement increases
acids (oleic (C18 with one double bond) and linoleic (C18 to 60–80 mg/day. Supplemental vitamin B12 is often indi-
with two double bonds)). In addition, smaller amounts of lin- cated in patients who have undergone intestinal resection or
olenic acid (C18 with three double bonds) and medium-chain gastric surgery and in those with a history of alcohol depen-
fatty acids (C6–C10) are contained in the diet. dence. Absorption of the fat-soluble vitamins A, D, E and K
The unsaturated fatty acids, linoleic and linolenic acid, is reduced in steatorrhoea and the absence of bile.
are considered essential because they cannot be synthesised Sodium, potassium and phosphate are all subject to signi-
in vivo from non-dietary sources. Both soybean and sunflower ficant losses, particularly in patients with diarrhoeal illness.
Their levels need daily monitoring and appropriate replace- water and salt absorption from the colon and, second, they are
ment. trophic to the colonocyte.
Trace elements may also act as cofactors for metabolic
processes. Normally, trace element requirements are met
by the delivery of food to the gut and so patients on long-
Effects of resection
term parenteral nutrition are at particular risk of depletion. Resection of proximal jejunum results in no significant alter-
Magnesium, zinc and iron levels may all be decreased as part ations in fluid and electrolyte levels as the ileum and colon
of the inflammatory response. Supplementation is necessary can adapt to absorb the increased fluid and electrolyte load.
to optimise utilisation of amino acids and to avoid refeeding Absorption of nutrients occurs throughout the small bowel,
syndrome. and resection of jejunum alone results in the ileum taking over
this lost function. In this situation, there is no malabsorption.
Resection of ileum results in a significant enhancement
FLUID AND NUTRITIONAL of gastric motility and acceleration of intestinal transit. Fol-
CONSEQUENCES OF lowing ileal resection, the colon receives a much larger vol-
ume of fluid and electrolytes and it also receives bile salts,
INTESTINAL RESECTION which reduce its ability to absorb salt and water, resulting
Up to 50% of the small intestine can be surgically removed in diarrhoea. Even the loss of 100 cm of ileum may cause
or bypassed without permanent deleterious effects. With steatorrhoea, which can necessitate the administration of
extensive resection (<150 cm of remaining small intestine), oral cholestyramine to bind bile salts. With larger resections
metabolic and nutritional consequences arise, resulting in the (>100 cm) dietary fat restriction may be necessary. Regular
disease entity known as short bowel syndrome. The clinical parenteral vitamin B12 is required.
presentation of patients with short bowel syndrome is depen- The most challenging patients are those with short bowel
dent upon the site and extent of intestinal resection. syndrome who have had in excess of 200 cm of small bowel
resected together with colectomy. These patients will usually
have a jejunostomy. They are conveniently divided into two
Small bowel motility groups termed ‘net absorbers’ and ‘net secretors’. Absorbers
Small bowel motility is three times slower in the ileum than characteristically have more than 100 cm of residual jejunum
in the jejunum. In addition, the ileocaecal valve may slow and they absorb more water and sodium from the diet than
transit. The adult small bowel receives 5–6 litres of endog- passes through the stomach. These patients can be managed
enous secretions and 2–3 litres of exogenous fluids per day. without supplementary parenteral fluids.
Most of this is reabsorbed in the small bowel. In the jeju- Secretors usually have less than 100 cm of residual jeju-
num, the cellular junctions are leaky and jejunal contents are num and lose more water and sodium from their stoma than
always isotonic. Fluid absorption in this region of bowel is they take by mouth. These patients require supplements.
inefficient compared with the ileum. It has been estimated Their usual daily jejunostomy output may exceed 4 litres per
that the efficiency of water absorption is 44% and 70% of 24 hours. The sodium content of jejunostomy losses or other
the ingested load in the jejunum and ileum, respectively. The high-output fistulae is about 90 mmol/L. Jejunal mucosa is
corresponding figures for sodium are 13% and 72%, respec- leaky and rapid sodium fluxes occur across it. If water or any
tively. It can be seen, therefore, that the ileum is critical in solution with a sodium concentration of less than 90 mmol/L
the conservation of fluid and electrolytes. is consumed, there is a net efflux of sodium from the plasma
into the bowel lumen. It is therefore inappropriate to encour-
age patients with high-output jejunostomies (secretors) to
Ileum drink large amounts of oral hypotonic solutions. Treatment
The ileum is the only site of absorption of vitamin B12 and begins with restricting the total amount of hypotonic fluids
bile salts. Bile salts are essential for the absorption of fats and (water, tea, juices, etc.) consumed to less than 1 litre a day.
fat-soluble vitamins. The enterohepatic circulation of bile Patients should be encouraged to take glucose and saline
salts is critical to maintain the bile salt pool. Following resec- replacement solutions, which have a sodium concentration of
tion of the ileum, the loss of bile salts increases and is not met at least 90 mmol/L. The World Health Organization (WHO)
by an increase in synthesis. Depletion of the bile salt pool cholera solution has a sodium concentration of 90 mmol/L
results in fat malabsorption. In addition, loss of bile salts into and is commonly used.
the colon affects colonic mucosa, causing a reduction in salt Complications of short bowel syndrome include peptic
and water absorption, which increases stool losses. ulceration related to gastric hypersecretion, cholelithiasis
because of interruption of the enterohepatic cycle of bile
salts and hyperoxaluria as a result of the increased absorption
Colon of oxalate in the colon predisposing to renal stones. Some
Transit times in the colon vary between 24 and 150 hours. patients with short bowel syndrome develop a syndrome of
The efficiency of water and salt absorption in the colon slurred speech, ataxia and altered affect. The cause of this syn-
exceeds 90%. Another important colonic function is the drome is fermentation of malabsorbed carbohydrates in the
fermentation of carbohydrates to produce short-chain fatty colon to d-lactate and absorption of this metabolite. Treat-
acids. These have two important functions: first, they enhance ment necessitates the use of a low carbohydrate diet.
Electrolyte disorders
In recent years, the use of jejunal feeding has become increas- Vitamin, mineral, trace element deficiencies
ingly popular. This can be achieved using nasojejunal tubes Drug interactions
or by placement of needle jejunostomy at the time of lapa- ●● Infective
rotomy. Some authorities advocate the use of jejunostomies Exogenous (handling contamination)
on the basis that postpyloric feeding may be associated with Endogenous (patient)
a reduction in aspiration or enhanced tolerance of enteral
nutrition. In particular, there are many advocates of jejunos-
tomies in patients with severe pancreatitis, in whom a degree should be kept in sealed containers at 4°C and discarded once
of gastric outlet obstruction may be present, related to the opened. In all patients, it is essential to monitor intakes accu-
oedematous head of pancreas. In most patients it is appropri-
rately as target intakes are often not achieved with enteral
ate to commence with conventional nasogastric feeding and
nutrition.
progress to postpyloric feeding if the former is unsuccessful.
The complications of enteral nutrition are summarised in
Nasojejunal tubes often necessitate the use of fluoros-
Summary box 19.3.
copy or endoscopy to achieve placement, which may delay
commencement of feeding. Surgical jejunostomies, even
using commercially available needle-insertion techniques, do Parenteral nutrition
involve creating a defect in the jejunum, which can leak or
be associated with tube displacement; both of these complica- Total parenteral nutrition (TPN) is defined as the provision
tions result in peritonitis. of all nutritional requirements by means of the intravenous
route and without the use of the gastrointestinal tract.
Parenteral nutrition is indicated when energy and protein
Complications needs cannot be met by the enteral administration of these
substrates. The most frequent clinical indications relate to
Most complications of enteral nutrition can be avoided with those patients who have undergone massive resection of the
careful attention to detail and appropriate infusion rates. small intestine, who have intestinal fistula or who have pro-
Patients should be nursed semi-recumbent to reduce the longed intestinal failure for other reasons.
possibility of aspiration. Complications can be divided into
those resulting from intubation of the gastrointestinal tract
and those related to nutrient delivery. The former are more Route of delivery: peripheral or
frequent with more invasive means of gaining access to the central venous access
intestinal tract (see above under Enteral nutrition). The latter
include diarrhoea, bloating and vomiting. Diarrhoea occurs TPN can be administered either by a catheter inserted in the
in more than 30% of patients receiving enteral nutrition central vein or via a peripheral line. In the early days of paren-
and is particularly common in the critically ill. Up to 60% teral nutrition, the only energy source available was hypertonic
of patients in intensive care units may fail to receive their glucose, which, being hypertonic, had to be given into a cen-
targeted intakes. There is no evidence that the incidence of tral vein to avoid thrombophlebitis. In the second half of the
diarrhoea and bloating is reduced by the use of half-strength last century, there were a number of important developments
feeds. It is important to introduce normal feeds at a reduced that have influenced the administration of parenteral nutri-
rate according to patient tolerance. Metabolic complications tion. These include the identification of safe and non-toxic
associated with excessive feeding are uncommon in enterally fat emulsions that are isotonic; pharmaceutical developments
fed patients. There have been reports of nosocomial enteric that permit carbohydrates, fats and amino acids to be mixed
infections associated with contamination of feeds, which in single containers; and a recognition that the provision of
Peripheral
Peripheral feeding is appropriate for short-term feeding of up
to 2 weeks. Access can be achieved either by means of a dedi-
cated catheter inserted into a peripheral vein and manoeuvred
into the central venous system (peripherally inserted central
venous catheter (PICC) line) or by using a conventional short
cannula in the wrist veins. The former method has the advan-
tage of minimising inconvenience to the patient and clinician.
PICC lines have a mean duration of survival of 7 days. The
disadvantage is that when thrombophlebitis occurs, the vein
is irrevocably destroyed. In the alternative approach, intrave-
nous nutrients are administered through a short cannula in Figure 19.8 Infraclavicular subclavian line.
wrist veins, infusing the patient’s nutritional requirements on
a cyclical basis over 12 hours. The cannula is then removed
and resited in the contralateral arm. Peripheral parenteral
nutrition has the advantage that it avoids the complications under ultrasound guidance; however, this will not be prac-
associated with central venous administration, but suffers the ticable for all cases. Most intensive care physicians and
disadvantage that it is limited by the development of throm- anaesthetists favour cannulation of internal or external jug-
bophlebitis (Figure 19.7). Peripheral feeding is not indicated ular veins as these vessels are easily accessible. They suffer
if patients already have an indwelling central venous line or the disadvantage that the exit site is situated inconveniently
in those in whom long-term feeding is anticipated. on the side of the neck, where repeated movements result in
disruption of the dressing with the attendant risk of sepsis.
The infraclavicular subclavian approach is more suitable for
New cannula inserted feeding as the catheter then lies flat on the chest wall, which
optimises nursing care (Figure 19.8).
For longer-term parenteral nutrition, Hickman lines are
Cannula removed Endothelial damage preferable. These are often inserted by a radiologist with flu-
oroscopic guidance or ultrasound. They incorporate a small
cuff, which sits at the exit site of a subcutaneous tunnel. This
Extravasation/pain is thought to minimise the possibility of line dislodgement and
Venoconstriction reduce the possibility of line sepsis. Whichever technique is
PVT cycle
employed, a postinsertion chest x-ray is essential before feed-
Thrombus ing is commenced to confirm the absence of pneumothorax
(vein occlusion) and that the catheter tip lies in the distal superior vena cava,
Drug/infusion to minimise the risk of central venous or cardiac thrombosis.
administered Multilumen catheters can be used for the administration of
Inflammation/thrombosis (further TPN; one port should be employed for that sole purpose and
venoconstriction) strict protocols of aseptic care employed.
An alternative technique for central intravenous access
Inflammatory and vasoactive allows the PICC technique under ultrasound guidance to can-
mediators nulate the cephalic vein in the arm, which facilitates passage of
Figure 19.7 Cycle of causes of peripheral vein thrombophlebitis a catheter into the bracheocephalic vein or superior vena cava.
(PVT) (after Payne-James J, Grimble G, Silk D (eds). Artificial nutri- This has many advantages as it minimises the risks of insertion
tion support in clinical practice, 2nd edn. London, Greenwich Medical and ensures distance between the site of skin entry and the tip
Media, 2001). of the catheter. Thrombophlebitis, however, can occur.
John Jason Payne-James, contemporary forensic physician and medical writer, Leigh-on-Sea, Essex, UK.
Robert O Hickman, b.1929, formerly paediatric nephrologist, Seattle Childrens’ Hospital, Seattle, WA, USA.
Postoperative care
Learning objectives
To understand: • How to recognise and treat common postoperative
• What is required to deliver immediate postoperative care complications
• What are the common postoperative problems seen in • The principles of enhanced recovery
the immediate postoperative period • A system for discharging patients
• How to predict and prevent common postoperative
complications
Christian Johann Doppler, 1803–1853, Professor of Experimental Physics, Vienna, Austria, enunciated the ‘Doppler Principle’ in 1842.
ve
Figure 20.1 An example of an early warning system using patient observations; the National Early Warning System from the Royal College of
Physicians.
Classification of postoperative
complications
There are three common approaches for the classification of
postoperative complications of surgery:
1 Linked to time after surgery: Figure 20.2 Radiograph showing a right tension pneumothorax with
● immediate (within 6 h of procedure); tracheal deviation to the left (courtesy of Professor Stephen Eustace,
Dublin).
● early (6–72 h);
● late (>72 h).
2 Generic and surgery specific.
3 Clavian-Dindo: this system relates to surgical compli-
cations only and is used to objectively and reproducibly
measure the impact of the surgical complication on the
outcome of the procedure. It is included here for com-
pleteness and will be discussed no further.
Respiratory system
Early detection of respiratory complications is facilitated by
periodic assessment of airway patency, respiratory rate and
routine oxygen saturation measurement, performed during
emergence and recovery as described earlier.
SURGERY-SPECIFIC
Vocal cord palsy (as a consequence of recurrent laryngeal
nerve injury), neck haematoma and post-tonsillectomy bleed-
ing are recognised and life-threatening complications of head
and neck surgery, which need immediate medical attention
for safe resolution.
Cardiovascular system
Cardiovascular complications are the leading cause of
death within 30 days after non-cardiac surgery. Recent tri-
als, reported in the New England Journal of Medicine, have
identified ways to improve safety and therefore outcome (see
Further reading).
Routine pulse, blood pressure, and electrocardiographic
(ECG) monitoring detect cardiovascular complications,
reduce adverse outcomes and should be recorded during
emergence from, and recovery after, anaesthesia. There are
certain categories of patient and procedure for which routine
cardiovascular monitoring may be required for upwards of
24 hours, usually in a PACU or high-dependency unit.
● a ≥50% rise in serum creatinine known or presumed to intraoperative administration of narcotics and benzodiaze-
have occurred within the past 7 days; pines, change of medications, electrolyte and fluid abnor-
● a fall in urine output to less than 0.5 mL/kg/h for more malities, constipation, catheterisation and an unfamiliar
than 6 hours in adults and more than 8 hours in children environment (Table 20.2).
and young people; Correcting any reversible cause, involving relatives or
● a ≥25% fall in estimated glomerular filtration rate in chil- friends whom the patient knows and pain control can all con-
dren and young people within the past 7 days. tribute to reducing the impact and duration of delirium. As a
last option, haloperidol may be given in titrated doses accord-
Urinary retention ing to local protocols.
Inability to void after surgery is common with pelvic and
perineal operations, or after procedures performed under
TABLE 20.2 Causes of delirium.
spinal anaesthesia. Pain, hypovolaemia, problems with access
to urinals and bed pans and a lack of privacy on wards may Renal Renal failure/uraemia
Hyponatraemia and electrolyte disorders
contribute to the problem of urine retention. The diagnosis Urinary tract infection
of retention may be confirmed by clinical examination and by Urinary retention
using ultrasound imaging. Catheterisation should be performed Respiratory Hypoxia, e.g. chest infection
prophylactically when an operation is expected to last 3 hours Atelectasis
or longer, or when large volumes of fluid are administered. Cardiovascular Pulmonary embolism
Dehydration
Urinary infection Septic shock
Urinary infection is one of the most commonly acquired Myocardial infarction
infections in the postoperative period. Patients may present Chronic heart failure
Arrhythmia
with dysuria and/or pyrexia. Immunocompromised patients,
diabetics and those patients with a history of urinary retention Drugs Opiates including heroin
Hypnotics
are known to be at higher risk. Treatment involves adequate Cocaine
hydration, proper bladder drainage and antibiotics depending Alcohol withdrawal
on the sensitivity of the microorganisms. Hypoglycaemia
Neurological Epilepsy
Encephalopathy
Summary box 20.4 Head injury
Cerebrovascular accident
Renal and urinary complications
Idiopathic (rare) Hypothyroidism
●● Postoperative renal failure is associated with high mortality Hyperthyroidism
●● Prophylactic measures to prevent renal failure should be taken Addison’s disease
in high-risk cases
●● Urinary retention and infection are common problems
postoperatively Stroke – has been discussed above.
Seizures – are uncommon except in those patients with
known poorly-controlled epilepsy. They may occur as a com-
Central nervous system plication of neurosurgery.
Postoperative delirium
With an increasingly frail and elderly population presenting
for elective surgery, the incidence of postoperative delirium
GENERAL POSTOPERATIVE
(POD) is increasing. POD is frequently recognised late and COMPLICATIONS
has significant postoperative sequelae.
POD can occur during recovery from anaesthesia or a few
Bleeding
days after surgery. The overall incidence of POD is 5–50%. It Postoperative haemorrhage is most common in the immediate
occurs more frequently in the elderly orthopaedic patient and postoperative period. It may be caused by an arterial or venous
those undergoing emergency surgical procedures. Delirium is leak, but also by a generalised ooze or a coagulopathy. Slow
associated with increased all-cause morbidity, mortality and bleeds may go undetected for hours and then the patient
discharge to a nursing home. There are two types of delir- suddenly decompensates. All patients must have their vital
ium – hyperactive (restlessness, incoherent speech, agitation, signs (pulse rate, blood pressure, oximetry, central venous
hallucinations) and hypoactive (withdrawn, poorly respon- pressure, if available, and urine output) monitored regularly.
sive to the environment, depressed). Preoperative risk factors Dressings and drains should be inspected regularly in the first 24
for POD include pre-existing cognitive impairment, demen- hours after surgery. If haemorrhage is suspected, blood samples
tia, frailty, Parkinson’s disease, severe illness, renal impair- should be taken for a full blood count, coagulation profile and
ment and depression. Precipitating factors include surgery, cross match. A large bore intravenous cannula should be sited
Thomas Addison, 1795–1860, physician, Guy’s Hospital. London, UK, described the effects of disease of the suprarenal capsules in 1849.
and fluid resuscitation commenced. If the source of bleeding is TABLE 20.3 Stratification surgical procedure and the asso-
in doubt and the patient is stable, an ultrasound or computed ciated risk of deep vein thrombosis.
tomography (CT) scan may be required to determine the nature Low
of the bleed (most commonly if a haematoma is suspected in ●● Maxillofacial surgery
the days following surgery). If the patient’s cardiovascular ●● Neurosurgery
John Homans, 1877–1954, Professor of Clinical Surgery, Harvard Medical School, Boston, MA, USA.
SURGERY-SPECIFIC
Wound dehiscence COMPLICATIONS
Wound dehiscence is disruption of any or all of the layers in
a wound. Dehiscence may occur in up to 3% of abdominal Abdominal surgery
wounds and is very distressing to the patient. The abdomen should be examined daily for excessive disten-
Wound dehiscence most commonly occurs from the fifth sion, tenderness or drainage from wounds or drain sites. In
to the eighth postoperative day when the strength of the certain operations, such as those for intestinal obstruction,
wound is at its weakest. It may herald an underlying abscess oesophageal and gastric procedures, a nasogastric tube may
and usually presents with a serosanguinous discharge. The be required. It is of particular value in those patients suffering
patient may have felt a popping sensation during straining from ileus or a marked level of altered consciousness, who are
or coughing. Most patients will need to return to the operat- therefore liable to aspirate.
ing theatre for resuturing. In some patients it may be appro-
priate to leave the wound open and treat with dressings or Paralytic ileus
vacuum-assisted closure (VAC) pumps. Paralytic ileus may present with nausea, vomiting, loss of
appetite, bowel distension and absence of flatus or bowel
Summary box 20.7 movements. Following laparotomy, gastrointestinal motility
temporarily decreases. Treatment is usually supportive, with
Risk factors in wound dehiscence maintenance of adequate hydration and electrolyte levels.
General However, intestinal complications may present as prolonged
●● Malnourishment ileus and so should be actively sought and treated.
●● Diabetes Return of function of the intestine occurs in the follow-
●● Obesity
ing order: small bowel, large bowel and then stomach. This
●● Renal failure
pattern allows the passage of faeces despite continuing lack
●● Jaundice
of stomach emptying and, therefore, vomiting may continue
●● Sepsis
even when the lower bowel has already started functioning
●● Cancer
normally.
●● Treatment with steroids
and will identify a subphrenic abscess, which can otherwise damage to the recurrent laryngeal nerve, which can produce
be difficult to find. voice change.
●●
compartment
Paralysis, paraesthesia, pallor and pulselessness generally
PROBLEMS AND MANAGEMENT
occur late When considering postoperative problems, the importance
of pain control and fluid management should be appreciated,
and the reader is directed to Chapters 18 and 19.
Neck surgery
Patients having neck surgery, e.g. thyroid surgery, must be
Nausea and vomiting
observed for accumulation of blood in the wound, which Postoperative nausea and vomiting (PONV) are unpleasant
may cause rapid asphyxia. Another potential complication is for patients, can delay recovery and prolong length of stay.
Learning objectives
To understand: • The spectrum of surgical procedures suitable for day
• The concept of the day surgery pathway surgery
• The importance of patient selection and preoperative • Postoperative management and discharge
assessment arrangements
• Basic principles of anaesthesia for day surgery
Unplanned
Method to return patients overnight
unsuitable for surgical or medical reasons admission
Figure 21.1 Elective day surgery pathway.
James H Nicoll, 1864–1921, paediatric surgeon, Glasgow, Scotland, specialised in pyloric stenosis and spina bifida and pioneered the ‘Glasgow dispensary’, where
his work earned him the title of ‘father of Day Surgery’. He was made Legion of Honour France.
Weight in kilograms
40 45 50 55 60 65 70 75 80 85 90 95 100 105 110 115 120 125 130 135 140
1.92 11 12 14 15 16 18 19 20 22 23 24 26 27 28 30 31 33 34 35 37 38 1.92 21 BMI 20–25
1.90 11 12 14 15 17 18 19 21 22 24 25 26 28 29 30 32 33 35 36 37 39 1.90 25 BMI 25–30
1.88 11 13 14 16 17 18 20 21 23 24 25 27 28 30 31 33 34 35 37 38 40 1.88 32 BMI 30–35
1.86 12 13 14 16 17 19 20 22 23 25 26 27 29 30 32 33 35 36 38 39 40 1.86 37 BMI 35–40
1.84 12 13 15 16 18 19 21 22 24 25 27 28 30 31 32 34 35 37 38 40 41 1.84 41 BMI >40
1.82 12 14 15 17 18 20 21 23 24 26 27 29 30 32 33 35 36 38 39 41 42 1.82
1.80 12 14 15 17 19 20 22 23 25 26 28 29 31 32 34 35 37 39 40 42 43 1.80
1.78 13 14 16 17 19 21 22 24 25 27 28 30 32 33 35 36 38 39 41 43 44 1.78
1.76 13 15 16 18 19 21 23 24 26 27 29 31 32 34 36 37 39 40 42 44 45 1.76
1.74 13 15 17 18 20 21 23 25 26 28 30 31 33 35 36 38 40 41 43 45 46 1.74
1.72 14 15 17 19 20 22 24 25 27 29 30 32 34 35 37 39 41 42 44 46 47 1.72
1.70 14 16 17 19 21 22 24 26 28 29 31 33 35 36 38 40 42 43 45 47 48 1.70
1.68 14 16 18 19 21 23 25 27 28 30 32 34 35 37 39 41 43 44 46 48 50 1.68
1.66 15 16 18 20 22 24 25 27 29 31 33 34 36 38 40 42 44 45 47 49 51 1.66
1.64 15 17 19 20 22 24 26 28 30 32 33 35 37 39 41 43 45 46 48 50 52 1.64
1.62 15 17 19 21 23 25 27 29 30 32 34 36 38 40 42 44 46 48 50 51 53 1.62
1.60 16 18 20 21 23 25 27 29 31 33 35 37 39 41 43 45 47 49 51 53 55 1.60
1.58 16 18 20 22 24 26 28 30 32 34 36 38 40 42 44 46 48 50 52 54 56 1.58
1.56 16 18 21 23 25 27 29 31 33 35 37 39 41 43 45 47 49 51 53 55 58 1.56
Height in metres
Height in metres
1.54 17 19 21 23 25 27 30 32 34 36 38 40 42 44 46 48 51 53 55 57 59 1.54
1.52 17 19 22 24 26 28 30 32 35 37 39 41 43 45 48 50 52 54 56 58 61 1.52
1.50 18 20 22 24 27 29 31 33 36 38 40 42 44 47 49 51 53 56 58 60 62 1.50
1.48 18 21 23 25 27 30 32 34 37 39 41 43 46 48 50 53 55 57 59 62 64 1.48
40 45 50 55 60 65 70 75 80 85 90 95 100 105 110 115 120 125 130 135 140
Weight in kilograms
Adolphe Quetelet, 1796–1874, Belgian mathematician, astronomer and statistician, the pioneer in establishing the criteria of obesity that became known as the
Quetelet Index. In 1972 Ancel Keys (1904–2004), an American scientist from the University of Minnesota and an expert on human nutrition, public health and
epidemiology, named it the body mass index.
Anticoagulants
PERIOPERATIVE MANAGEMENT
Patients are generally on oral anticoagulants due to atrial Scheduling
fibrillation, previous thromboembolism or because they have With dedicated day surgery lists, major procedures should be
a metal heart valve. It is therefore important to review these scheduled early on morning lists to allow maximum recovery
patients carefully before deciding to discontinue their antico- time. When the list is in the afternoon, the allocation of local
agulant for their operation. When it is felt that surgery will or regional anaesthetic cases later in the day helps reduce
require its discontinuation, this should be discussed with their unplanned overnight admissions. When mixed lists of day
cardiologist and the risks involved explained to the patient. and inpatient cases are planned, then day cases are scheduled
first. The mixing of day and complex inpatient cases is not
Social criteria advisable. The complex case may be inappropriately delayed
Safe and comfortable discharge home requires the patient to if the day case is scheduled first and, conversely, if the day
be accompanied by a responsible and physically able adult. case patient is scheduled later, there is a risk of cancellation
A journey time to home of 1 hour or less is advocated, but or unplanned overnight admission for the day case.
the comfort of the journey rather than the time involved is
more relevant. Home circumstances require appropriate toi- Anaesthesia and analgesia
let facilities and the means of contacting the hospital should
complications occur. Successful day surgery anaesthesia requires a multimodal
approach to analgesia, while ensuring patients are given
optimal dosages of anaesthetic agent (see Chapter 18). The
Surgical criteria agents used matter less than the skill of the person providing
Patients undergoing procedures up to 2 hours in duration anaesthesia.
can safely undergo day surgery with modern anaesthetic Multimodal analgesia starts in the preoperative period and
techniques. The degree of surgical trauma is an important unless contraindicated, patients should receive full oral doses
determinant of success, with entry to abdominal and thoracic of paracetamol and a non-steroidal anti-inflammatory drug,
cavities confined to minimal access techniques. Whatever the such as ibuprofen. Intraoperative anaesthesia can be main-
procedure, the main requirement is that there is suitable con- tained by any of the traditional inhalational agents. Total
trol of pain and the ability to drink and eat in a reasonable intravenous anaesthesia (TIVA) techniques using propofol
timescale. With day surgery now applicable to more major are also popular and offer the advantage of reduced postop-
and prolonged procedures, patients should undergo a venous erative nausea and vomiting (PONV). The use of intraopera-
thromboembolism risk assessment and have prophylaxis tive analgesia will depend on the procedure being performed.
provided if required. When available, the anaesthetist should use short-acting
opioids (fentanyl, alfentanil). Careful use of these agents
can minimise the incidence of PONV. Where the choice
PREOPERATIVE ASSESSMENT is limited to morphine, this should be used in small doses
The evaluation and optimisation of a patient’s fitness for sur- (<0.1 mg/kg) to minimise sedation and PONV. Wherever
gery is known as preoperative assessment (see Chapter 17) possible, a long-acting local anaesthetic agent such as bupiva-
and is best performed by a specialist nursing team with support caine should be injected into wounds by the surgeon.
from an anaesthetist with an interest in day surgery. All elec- Pain levels should be routinely assessed in the postopera-
tive surgical patients should be initially regarded as suitable tive recovery area. Further doses of paracetamol, fentanyl or
for day surgery until proved otherwise. The assessment should low doses of morphine can be used to ensure that patients are
be performed early in the pathway to allow time to optimise comfortable prior to return to the ward.
health problems before surgery The consultation consists of
a basic health screen to include the measurement of BMI,
blood pressure and an assessment of past medical history with
Postoperative complications
current medication recorded. Appropriate investigations are The range of postoperative complications is no different
performed to ensure the patient is fit for surgery. The patient from inpatient surgery. However, the fact that the patient is
and/or their carer should be given verbal and written informa- discharged home within a few hours of surgery requires proac-
tion regarding admission, operation and discharge. tive monitoring in the immediate postoperative period.
Reactionary haemorrhage is uncommon but requires care- Patient is hydrated and can be reassured that
ful consideration following tonsillectomy and laparoscopic no further active management is possible
procedures. Reactionary haemorrhage following tonsillec- Offer choice if admission or to be discharged home
tomy occurs within the first 6 hours and these patients should
Figure 21.3 Active management of postoperative nausea and
be monitored for this period. The danger in laparoscopic sur- vomiting (PONV).
gery is covert haemorrhage, especially in young fit patients
who can lose over 15% of their blood volume before showing
any cardiovascular signs of hypovolaemia (tachycardia and Summary box 21.5
hypotension). These patients require a high index of suspi-
cion as the first signs can often be as subtle as slow recov- Surgical haemorrhage
ery and mobilisation or uncontrolled abdominal pain. When ●● Reactionary: occurs 4–6 hours after surgery and is caused
problems do occur, there should be clear escalation policies to by ligature slippage, clot displacement or cessation of
ensure the patient is reviewed by the surgical team as soon as vasospasm after mobilisation or coughing
possible. Nausea and vomiting is not uncommon and should ●● Secondary: occurs more than 24 hours after surgery and is
be managed actively to maximise successful discharge (Figure due to infection eroding a vessel
21.3).
Good surgical technique requires minimal tissue traction
ELECTIVE DAY SURGERY or tension and good haemostasis. In day surgery these attri-
For some surgical specialties, over 90% of their elective work- butes are even more important. The number and variety of
load can be achieved in day surgery. As a result, teaching and surgical procedures performed on a day case basis is increasing
training now routinely occurs on day surgery lists but requires year on year. Volume procedures in general surgery where the
structure and close supervision. As the spectrum of proce- British Association of Day Surgery considers at least 40% of
dures has increased and become more challenging, many sur- procedures can be performed on a day case basis, are shown
geons have increased their involvement in day surgery. This is in Table 21.2.
important because safe and efficient day surgery demands the
competence and skill of an experienced surgeon. Some sur- TABLE 21.2 Volume procedures where 40% or more
geons have concerns regarding patient safety after discharge. should be performed on a day case basis.
The risk of postoperative haemorrhage occurring once the
Abdominal Excisional/treatment of anal lesions,
patient has returned home is often stated as a major reason to
haemorrhoidectomy, primary and recurrent
keep the patient in hospital overnight, especially where the inguinal/femoral herniae, laparoscopic
abdominal or thoracic cavities have been entered. Reaction- cholecystectomy, laparoscopic fundoplication,
ary haemorrhage commonly occurs in the first 4–6 hours after pilonidal sinus surgery
surgery, but the patient is unlikely to have been discharged Breast Excision/biopsy breast lesion, sentinel node
home within this time period. It may be caused by slippage of excision
a ligature or displacement of blood clot, precipitated by a rise Genitourinary Laser prostatectomy, orchidectomy,
in blood pressure, coughing or increased mobility. Postopera- circumcision, excision of hydrocoele/varicocoele/
tive monitoring of vital signs should alert the recovery team epididymis
to any underlying bleed. Secondary haemorrhage is defined Orthopaedic Dupuytren’s fasciectomy, carpal tunnel release,
as occurring at least 24 hours after surgery but usually pres- therapeutic arthroscopy of knee or shoulder,
ents several days later, as it is due to postoperative infection. bunion operations, removal of metalwork
Thus, even if the patient had stayed overnight, these post- Vascular Varicose vein procedures, thoracoscopic
operative bleeds are still likely to occur once the patient has sympathectomy
returned home. British Association of Day Surgery 2012.
Summary box 21.6 TABLE 21.3 Common procedures suitable for the
emergency day surgery pathway.
Successful day surgery requirements Arthroscopy
●● Minimal access techniques
Biopsy (temporal, lymph node)
●● Good haemostasis
Evacuation retained products of conception
●● Avoidance of unnecessary tissue handling or tension
Irreducible or strangulated hernia (inguinal, femoral, paraumbilical)
Incision and drainage of abscess (axillary, groin, neck, perianal,
pilonidal)
EMERGENCY DAY SURGERY K-wiring (finger or wrist)
Many emergency surgical procedures are minor and non- Laparoscopic appendicectomy
life threatening, and traditionally have been considered low Laparoscopic ovarian cystectomy
priority for surgical intervention. The prioritisation of more
Reduction and internal fixation
urgent cases to restricted emergency theatre slots may result
in extensive delays for minor cases, with unnecessary bed stays Tendon repair
and preoperative starvation. Many of these cases, such as inci-
sion and drainage of abscesses, can be safely discharged home
after their initial evaluation in the emergency department. patient to operation. This allows the ambulatory patient to be
They are provided with adequate analgesia and scheduled to discharged on the day of surgery, provided discharge protocols
return to the hospital at an appointed time the following day, are in place. This balance between clinical and managerial
suitably starved for their operation. This allows same-day dis- priority can be difficult to achieve without surgical experi-
charge for minor emergency procedures. ence, but forethought can permit a positive outcome for the
If performed early in the day, the surgery rather than the quality of emergency patient care and the managerial require-
pathway, may be defined as ‘day case’. Some patients may, ment to shorten duration of stay.
by chance, achieve a true day case pathway with admission, When designing an emergency day surgery pathway, tradi-
operation and discharge in the same day, provided they are tional day surgery selection criteria are ignored, with clinical
admitted early in the day, there is no diagnostic delay and a judgement used to determine whether patients are appropri-
theatre slot is available. Others may only achieve day case ate for day surgery. The only absolute contraindications are
surgery, but not a day case pathway, if there has been diagnos- systemic sepsis, unstable diabetes, major comorbidities and if
tic or clinical delay on admission (Figure 21.4). Common parenteral, rather than oral, analgesia is required.
procedures suitable for the emergency day surgery pathways
are shown in Table 21.3.
The success of an emergency day surgery pathway is depen- DISCHARGE
dent on the identification of unallocated theatre slots. These The assessment of when a patient is fit for discharge is best
may be planned where there is reasonable predictability of performed by trained day surgery nurses using strict discharge
emergency cases or may arise on elective lists, either day case criteria (Table 21.4). While postoperative review by the sur-
or inpatient, due to patient cancellations. Emergency facili- gical team is encouraged, the discharge should not be delayed
ties may also be underutilised when there are delays in getting by failure of their timely attendance. A suitable supply of
the more seriously ill patient to surgery. There is therefore an analgesics for the management of pain should be provided.
opportunity, providing staff are available, to utilise the empty Paracetamol, NSAIDs and codeine form the basis of the drugs
theatre for a minor case before bringing the optimised sick available in many countries.
A A
Home and planned
Same day
readmission
Emergency B B
admission Operation Discharge
Clinical or
Same day
diagnostic delay
C C
Figure 21.4 Emergency day surgery pathways. A, Planned preoperative discharge home with imminent return for day surgery. B, ‘True’
emergency day surgery with the entire pathway of admission, surgery and discharge on the same day. C, Preoperative delay, but surgery and
discharge on a day case basis.