Module 1
Module 1
Research refers to a careful, well-defined (or redefined), objective, and systematic method of search for knowledge, or
formulation of a theory that is driven by inquisitiveness for that which is unknown and useful on a particular aspect so as
to make an original contribution to expand the existing knowledge base.
Research involves formulation of hypothesis or proposition of solutions, data analysis, and deductions; and ascertaining
whether the conclusions fit the hypothesis.
Research is a process of creating, or formulating knowledge that does not yet exist.
Booth et al. [1] explains that the research cycle starts with basically a practical problem: one must be clear what the
problem being attempted to solve is and why it is important. This problem motivates a research question without which
one can tend to get lost in a giant swamp of information.
The question helps one zero in onto manageable volume of information, and in turn defines a research project which is an
activity or set of activities that ultimately leads to result or answer, which in turn helps to solve the practical problem that
one started with in the first place as in figure.
Research is not just about reading a lot of books and finding a lot of,
gathering a lot of existing information. It is instead adding, maybe
small and specific, yet original, contribution to that existing body of
knowledge. So, research is about how one poses a question which has
relevance to the world that we are living in,
while looking for that answer one has to be as systematic as one can be.
There must be a balance between what is achievable in a research
program with a finite endpoint and also, the contribution it is going to
make. The objective of a good research program is to try and gain
insight into something. Or indeed, to try and solve a problem.
The ways of developing and accessing knowledge come in three, somewhat overlapping, broad categories:
(i) Observation is the most fundamental way of obtaining information from a source, and it could be significant in itself
if the thing that we are trying to observe is really strange or exciting, or is difficult to observe. Observation takes different
forms from something like measurements in a laboratory to a
survey among a group of subjects to the time it takes for a firmware routine to run. The observational data often needs to
be processed in some form and this leads to the second category of knowledge, the model.
(ii) Models are approximated, often simplified ways of describing sometimes very complex interactions in the form of a
statistical relationship, a figure, or a set of mathematical equations. For instance, the modeling equation captures the
relationship between different attributes or the behavior of the device in an abstract form and enables us to understand the
observed phenomena [2].
(iii) The final category is a way of arranging or doing things through processes, algorithms, procedures, arrangements, or
reference designs, to get a certain desired result.
The categories of knowledge as enumerated are
Engineering research is the process of developing the perspectives and seeking improvements in knowledge and skills to
enable the recognition, planning, design, and execution of research in a wide range of forms relevant for engineering and
technology investigations and developments
1.1 Objectives of Engineering Research:
The objective of engineering research is to solve new and important problems, and since the conclusion at the end of one’s
research outcome has to be new, but when one starts, the conclusion is unknown. So, the start itself is tricky, one may say.
The answer is, based on “circumstantial evidence”, intuition, and imagination, one guesses what may be a possible
conclusion
. A guess gives a target to work toward, and after initial attempts, it may turn out that the guess is incorrect. But the work
may suggest new worthy avenues or targets which may be based on some modifications of the initial target, or may need
new techniques, or one may obtain negative results which may render the initial target or some other targets as not
realizable, or may lead to fortunate discoveries while looking for something else (serendipity). can sometimes be
convoluted and difficult to follow.
Research objectives
The objective of engineering research is to solve new and important problems, and since the conclusion at the end of one’s
research outcome has to be new, but when one starts, the conclusion is unknown
Knowing where and how to find different types of information helps one solve engineering problems, in both academic
and professional career. Lack of investigation into engineering guidelines, standards, and best practices result in failures
with severe repercussions.
The main aim of the research is to apply scientific approaches to seek answers to open questions, and although each research
study is particularly suited for a certain approach, in general, the following are different types of research studies:
exploratory or formulative, descriptive, diagnostic, and hypothesis-testing.
The objectives of engineering research should be to develop new theoretical or applied knowledge and not necessarily
limited to obtaining abilities to obtain the desired result. The objectives should be framed such that in the event of not being
able to achieve the desired result that is being sought, one can fall back to understanding why it is not possible, because
that is also a contribution toward ongoing research in solving that problem.
Motivation in Engineering Research:
The possible motives may be the result of one or more of the following desires:
(i) Studies have shown that intrinsic motivations like interest, challenge, learning, meaning, purpose, are linked to strong
creative performance;
(ii) Extrinsic motivating factors like rewards for good work include money, fame, awards, praise, and status are very
strong motivators, but may block creativity. For example: Research outcome may enable obtaining a patent which is a
good way to become rich and famous.
(iii) Influences from others like competition, collaboration, commitment, and encouragement are also motivating factors
in research. For example: my friends are all doing research and so should I, or, a person that I dislike is doing well
and I want to do better.
(iv) Personal motivation in solving unsolved problems, intellectual joy, service to community, and respectability are all
driving factors.
The following factors would be a mix of extrinsic and intrinsic aspects:
(i) Wanting to do better than what has been achieved in the world,
(ii) Improve the state of the art in technology,
(iii) Contribute to the improvement of society,
(iv) Fulfillment of the historical legacy in the immediate sociocultural context.
Several other factors like government directives, funding opportunities in certain areas, and terms of employment, can
motivate people to get involved in engineering research.
Once the problem is vaguely identified, the process of literature survey and technical reading, as described in the next
chapter, would take place for more certainty of the worthiness of the intended problem. However, an initial spark is ideally
required before the process of literature survey may duly begin. Sometimes, an oral presentation by somebody which is
followed by asking questions or introspection provides this perspective which reading papers do not. At other times, a
development in another subject may have produced a tool or a result which has direct implications to the researcher’s
subject and may lead to problem identification. A worthwhile research problem would have one or more attributes. It could
be nonintuitive/counterintuitive even to someone who knows the area, something that the research community had been
expecting for some time, a major simplification of a central part of the theory, a new result which would start off a new
subject or an area, provides a new method or improves upon known methods of doing something which has practical
applications, or a result which stops further work in an area. The researcher has to be convinced that the problem is
worthwhile before beginning to tackle it because best efforts come when the work is worth doing, and the problem and/or
solution has a better chance of being accepted by the research community. Not all problems that one solves will be great,
and sometimes major advancements are made through solutions to small problems dealt with effectively. Some problems
are universally considered hard and open, and have deep implications and connections to different concepts. The reality is
that most researchers in their lifetime do not get into such problems. However, hard problems get solved only because
people tackle them.
The question a researcher has to grapple with whether the time investment is worth it given that the likely outcome is
negative, and so it is a difficult personal decision to make. At the same time, even in the case of failure to solve the intended
hard problem, there may be partial/side results that serve the immediate need of producing some results for the dissertation.
George Pólya (1887–1985) suggested a 4-step procedure for mathematical problem-solving [5], which is relevant to
engineering researchers as well. Recent work such as [6, 7] suggest the relevance of these recommendations. The
recommended steps to solve a research problem are
(i) Understand the problem, restate it as if its your own, visualize the problem by drawing figures, and determine if
something more is needed.
(ii) One must start somewhere and systematically explore possible strategies to solve the problem or a simpler version of
it while looking for patterns.
(iii) Execute the plan to see if it works, and if it does not then start over with another approach. Having delved into the
problem and returned to it multiple times, one might have a flash of insight or a new idea to solve the problem.
(iv) Looking back and reflecting helps in understanding and assimilating the strategy, and is a sort of investment into the
future.
International norms for the ethical conduct of research have been there since the adoption of the Nuremberg Code in 1947.
British Royal Society (BRS) in the seventeenth century to refine the methods and practices of modern
science [4]. This event altered the timing and credit issues on the release of research results since BRS gave priority to
whoever first submitted findings for publication, rather than trying to find out who had first discovered.
Whitbeck [4] raised two simple but significant questions to address the tricky issue of authorship in research:
(1) who should be included as an author and (2) the appropriate order of listing of authors
There are issues around individuals who may be deeply involved during the conduct of the research work, but
may not contribute in the drafting phase. Additionally, certain universities now put restrictions on coauthor ship to
prevent malpractices.
Ethics in Engineering Research Practice:
Technological developments raise a whole range of ethical concerns such as privacy issues and data related to
surveillance systems, and so engineering researchers need to make ethical decisions and are answerable for the
repercussions borne out of their research as outcomes. Engineering ethics gives us the rule book; tells us, how to
decide what is okay to do and what is not.
Researchers make many choices that matter from an ethical perspective and influence the effects of technology in many
different ways:
i) By setting the ethically right requirements at the very outset, engineering researchers can ultimately influence the
effects of the developed technology.
ii) Influence may also be applied by researchers through design (a process that translates the requirements into a
blueprint to fulfill those requirements). During the design process, decision is to be made about the priority in
importance of the requirements taking ethical aspects into consideration.
iii) Thirdly, engineering researchers have to choose between different alternatives fulfilling similar functions.
Research outcomes often have unintended and undesirable side effects. It is a vital ethical responsibility of researchers to
ensure that hazards/risks associated with the technologies that they develop, are minimized and alternative safer
mechanisms are considered.