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The Origins of the Second
World War
Now in its fifth edition, The Origins of the Second World War explores the
reasons why the Second World War broke out in September 1939 and why
a European conflict developed into a war that spanned the globe.
This book argues that the global conflict was not just ‘Hitler’s War’
but one that had its roots and origins in the decline of the old empires of
Britain and France and the rise of ambitious new powers in Germany, Italy
and Japan who wanted large empires of their own. Richard Overy covers
the origins of the war from its background in the First World War to its
expansion to embrace the Soviet Union, Japan and the United States by
the end of 1941. Creating a comprehensive and analytical narrative while
remaining a succinct overview of the subject, this book takes a thematic
approach to the complex range of events that culminated in global warfare,
discussing factors such as economic rivalry, rearmament and domestic
politics and emphasizing that any explanation of the outbreak of hostilities
must be global in scope. This new edition includes more discussion of the
role of empire and the imperial background to the war.
Containing several new primary source documents alongside a glossary, a
chronology of key events and a who’s who of important figures, this book is
an invaluable introduction for any student of this fascinating period in
history.
Fifth Edition
Richard Overy
Cover image: Shawshots/ Alamy Stock Photo
Fifth edition published 2022
by Routledge
4 Park Square, Milton Park, Abingdon, Oxon, OX14 4RN
and by Routledge
605 Third Avenue, New York, NY 10158
Routledge is an imprint of the Taylor & Francis Group,
an informa business
© 2022 Richard Overy
The right of Richard Overy to be identified as author of this work
has been asserted in accordance with sections 77 and 78 of
the Copyright, Designs and Patents Act 1988.
All rights reserved. No part of this book may be reprinted or
reproduced or utilised in any form or by any electronic, mechanical,
or other means, now known or hereafter invented, including
photocopying and recording, or in any information storage or
retrieval system, without permission in writing from the publishers.
Trademark notice: Product or corporate names may be trademarks
or registered trademarks, and are used only for identification and
explanation without intent to infringe.
First edition published by Pearson Education Limited 1987
Fourth edition published by Routledge 2017
British Library Cataloguing-in-Publication Data
A catalogue record for this book is available from the British Library
Library of Congress Cataloging-in-Publication Data
A catalog record for this book has been requested
ISBN: 978-0-367-62083-7 (hbk)
ISBN: 978-0-367-62082-0 (pbk)
ISBN: 978-1-003-10785-9 (ebk)
DOI: 10.4324/9781003107859
Typeset in Sabon
by Apex CoVantage, LLC
Contents
PART I
Background1
PART II
Analysis11
PART III
Assessment99
Glossary 137
Bibliography 142
Index 153
Figures
1 The British and French Empires between the two world wars xxiii
2 The Japanese Empire by 1941 xxiv
3 Germany and Central Europe 1933–39 xxv
Preface
This is now the fifth preface to this volume in the Seminar studies series, and
it follows closely on the last edition. This is due largely to the constant flow
of new published material on the background to the war. While the overall
shape of the argument has been less affected, there is much more available
now on the unstable new imperialism of the 1930s, and indeed on the his-
tory of imperialism in general. It is now difficult to avoid linking the longer
period of imperial expansion from the 1870s onwards with the imperial
global order of the inter.war years, and the ambition of leaders in Japan,
Italy and Germany to have a ‘new order’ territorial empire of their own.
These were radical new empires, brutally based on racial hierarchy and the
subjection of the conquered peoples.
The shift to an imperial context is one of many changes in emphasis and
argument over the past decade. The roles of Italy and Japan in the approach
to war have been subject to much re-evaluation, and indeed a good argu-
ment can now be made to date the onset of the crisis that resulted in global
war from 1931, with Japanese occupation of Manchuria. There are still
revelations about Soviet policy in the 1930s, including serious studies of
Soviet rearmament and war preparation, while an ongoing debate explores
whether the Stalin was the ‘honest broker’ of the 1930s, seeking collective
security, or a dangerous revisionist, partly to blame for the onset of war
in 1939. Neither approach is entirely convincing. The appeasement policy
of Britain and France has attracted more sophisticated historical attention
than the older anti-appeasement literature and Chamberlain in particular
has emerged as a less feeble politician than the conventional image. This has
still not prevented Russian president Vladimir Putin from publicly arguing
in 2020 that the Western powers were responsible for war in 1939 because
of their hostility to communism and irresponsible pandering to Hitler.
In general, the approach to the subject has not changed substantially
since the last edition. Historians, whether they are sympathetic or not to the
choices made by Britain and France in the 1930s, are generally agreed that
domestic constraints played an important part in shaping those decisions,
and to these inhibiting factors – economic crisis, popular anti-war sentiment –
have been added the many headaches provided by global empires difficult
xii Preface
to defend adequately. These problems were exacerbated by facing threats
in three regions, Europe, the Mediterranian and Africa, and in East Asia,
where Germany, Italy and Japan sought to build new regional empires and
economic zones to rival Britain and France. The new pursuit of empire was
a difficult challenge to meet, but it was at the heart of the global crisis that
unfolded from the early 1930s, and it eventually dragged the Soviet Union
and the United States into a world war from 1941 onwards. This was an
outcome that none of the ‘new order’ states wanted, and it created the con-
ditions for their defeat.
As in the past editions, I would like to render a general acknowledge-
ment of my debt to the many historians whose work I have compressed and
simplified here, but not, I hope, distorted. My thanks also go to the many
colleagues and students who over the years have argued out the issues raised
here, disagreeing as often as not. I would like to thank Geoffrey Roberts
for his kind assistance in improving the history of Soviet foreign policy in
these pages. I was recruited to write this volume more than 35 years ago by
the late Roger Lockyer, who died in 2017, the year the fourth edition was
published. I remain grateful for all his encouragement and helpful editorial
advice when the book went through its first editions.
Richard Overy
September 2021
Chronology
1914
28 June Archduke Franz Ferdinand assassinated.
28 July Austria declares war on Serbia.
4 August All major European states at war.
1917
2 March Tsar Nicholas abdicates.
25 October Bolshevik Party seizes power in Russia.
1918
11 November Armistice ends Great War.
1919
28 June Signature of the Versailles Treaty (Paris Treaty) with
Germany.
1920
10 January League of Nations Organization begins its operations.
1922
6 February Washington Naval Treaty signed.
28 October March on Rome, Mussolini becomes Prime Minister.
1923
9 November Hitler stages failed coup in Munich.
15 November German currency collapses, end of hyperinflation.
1925
1 December Locarno Treaty signed between Britain, France,
Germany, Italy and Belgium.
1926
24 April German-Soviet Treaty of Berlin.
10 September Germany joins the League of Nations.
xiv Chronology
1928
29 August Kellogg-Briand Pact signed in Paris outlawing war.
1929
29 October Start of ‘great crash’ on US stock exchange.
1931
September Japanese Kwantuing army seizes Manchuria.
1932
2 February Disarmament Conference convenes at Geneva.
9 July End of Lausanne Conference on reparations.
July/August British Commonwealth Ottawa Conference.
1933
30 January Hitler appointed German Chancellor.
12 June World Economic Conference in London.
15 July Four-Power Pact signed in Rome.
16 October Germany withdraws from League and from the
Disarmament Conference.
1934
17 September Soviet Union admitted to the League of Nations.
5 December Franco-Soviet Pact.
1935
6 February Government of India Act gives limited autonomy.
16 March Hitler announces German rearmament.
11 April Italy, Britain and France agree common front at
Stresa Conference.
18 June Anglo-German Naval Agreement.
3 October Italy invades Abyssinia (Ethiopia).
1936
13 March German forces remilitarize the Rhineland provinces.
9 May Mussolini declares defeat of Abyssinia and new
Italian empire.
17 July Start of Spanish Civil War following failed military
coup.
18 October German Second Four-Year Plan launched.
25 November Anti-Comintern Pact signed between Germany and
Japan.
1937
26 April German aircraft bomb Basque city of Guernica.
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CHAPTER XIII
AT CASTLE RUSHEN. AN HONOURABLE SURRENDER. THE MAUDLIN WELL.
CORRESPONDENCE RECOMMENCES. DISAPPEARANCE OF LORD STRANGE. A
PRICE ON LORD DERBY’S HEAD. HOLMBY HOUSE. MISS ORPE AGAIN. A
LAWSUIT. DIVISIONS AMONG THE PARLIAMENTARIANS. A LULL IN THE
STORM. A NOBLE AUTHOR. AT KNOWSLEY. THE SUBSTANCE AND THE
SHADOW. THE SECTARIES. “A GOOD EXCHANGE”
19. Seacome.
20. Heywood.
“Nothing remained of the old place,” says a later chronicler, “along
whose banks knights and ladies have a thousand times made resort,
harking to stories as varied as those of Boccaccio. The Maudlin Well,
where the pilgrim and the lazar devoutly cooled their parched lips—
the brewing-house—the training round—all now are changed, and a
modern mansion and a new possessor fill their places.”
The new mansion which a later Earl raised upon the honoured
ashes of the old is a splendid house; but with it our story has not to
do. The noble presence of Charlotte de la Trémoille never graced its
Ionic colonnades and spacious chambers; and it is to her once more
that we will turn, in her old feudal stronghold in the Kingdom of
Man.
Yet one more word, before biding adieu to Lathom, as to the
Maudlin Well mentioned. A question arises which suggests itself for
antiquarian solving. In later times a “Lathom Spaw” came into some
repute in that neighbourhood. Was this “Spaw” the old Maudlin Well
of the Stanleys’ famous home?
For the first time after several years, Charlotte de la Trémoille’s
correspondence recommences. Probably from time to time, during
the siege of Lathom, and the first year or two of her sojourn in the
Isle of Man, she wrote to her relatives in France, but these letters
have been lost or stolen. It is only in the month of August 1646 that
she writes from the Isle of Man in no small anxiety. Her eldest son,
Lord Strange, had secretly left the island to go, no one knew
whither. “We are told that he is in Ireland,” she writes to her sister-
in-law, “but the letters he left behind with us say that he was going
to you.” She adds that if this be the case, and the Duchess receives
him graciously, forgiveness from both parents for his escapade will
not be long withheld from him.
Lord Strange had, in fact, made his way to Paris, where the
Duchess de la Trémoille, his aunt, had received him kindly, and
treated him with maternal solicitude. On learning this gratifying
intelligence, it is Lord Derby who writes to thank Madame de la
Trémoille in terms of almost enthusiastic courtesy for her obligations.
“No service which I could humbly render you, madame, would be
too difficult for me,” he writes, “so that I might prove to you with
what devotion I am, madame, your very humble and very obedient
brother and servant, Derby.”
The Earl was probably glad that the youthful heir of his home was
out of the country; for the Royalist cause was growing desperate. It
was death now to anyone who should have to do with the King. The
Parliament sent proposing an amnesty. Its terms were: his
acceptance of the Scottish Covenant, the abolition of the Anglican
Church, and the entire relinquishment of power into the hands of
Parliament. Thirty-six persons were excluded from this amnesty, and
a price set upon the heads of seven of them. Third on the list, after
Prince Rupert and Prince Maurice, stood the name of Lord Derby;
and in the next letter of the Countess she speaks of a proposed
journey to London to intercede for the Earl, “after a journey from
the Isle of Man, which lasted forty-eight hours, upon a dangerous
sea, in a wretched boat; but if God blesses my efforts, as I have
prayed Him to do, I can bear anything.”
She further speaks hopefully of obtaining her husband’s pardon.
“The Lords,” she writes, “will, I think, easily grant it.” From the
Commons she looks for more obduracy. “But God will give me
wisdom and prudence. The King continues to refuse to do what
Parliament desires, and declines to listen to the preaching of its
ministers.” There are natures which can meet martyrdom; but flinch
at slow torture, and spiritual discourses in those days were nothing if
they did not stretch to a good hour at the least. The sword of the
Spirit was a long one. On the 25th March the King had been sold by
the Scotch to the Parliament. He was now at Holmby House in
Northamptonshire, only to go thence upon the road which
terminated on the scaffold of Whitehall.
In addition to all these grave cares Lady Derby was burdened with
the settlement of her brother’s affairs. He had recently died, and his
title and estates were claimed by Miss Orpe, who asserted that she
had been privately married to him. Lady Derby complains bitterly of
the part which the Queen took in this matter. She openly gave
countenance to Miss Orpe’s pretensions. Notwithstanding, Lady
Derby and the Duke de la Trémoille gained their suit; and his estate
was shared between them.
From this time it was that the opponents of the King became
divided against themselves. The Independents and the Presbyterians
had little in common sympathy. The Independents formed the
majority in the army, and the Presbyterians, jealous of their power,
were now anxious to disband the army. In this difference the
Independents, gaining the day, formed a military Parliament, and
took possession of the King; but the hope that this raised in the
minds of the Royalists, and among them the hopes of the Earl and
Countess of Derby, was doomed to be disappointed. The King in the
hands of the Independents was merely a puppet to play off against
the Presbyterians.
The Earl of Derby was all this time being treated with comparative
leniency, considering that his loyalty to his party amounted to a
passion which no terrors or threats could ever quench. Total inaction
was imposed upon him; and policy prompted him to compliance.
“Reculer pour mieux sauter” was the watchword now for the ardent-
spirited Earl. To attempt to do anything for his royal master’s
defence at this time was but to hurry him the faster to his doom;
though there was a gleam of hope in the treatment which the King
was now receiving. During some months which he spent at Hampton
Court, the semblance of kingly state and of loyal respect surrounded
him. It was the calm and deceptive tranquillity which precedes the
tempest. Like the old trève de Dieu of mediæval days—the oasis
which travellers come upon in the desert, and perforce must leave
again—those few little months at Hampton Court, with his children
once more about him, must have been very blessed to the King.
Despite the gloom on all sides of the horizon, sunshine was
overhead, sweetness was in the air.
Lord Derby during his enforced inactivity took up his pen, and
began his “History and Antiquities of the Isle of Man.” He wrote it for
the instruction of his son, and its title in extenso explains his
intentions in writing it. “With an account of his own proceedings,
and losses in the Civil War; interspersed with sundry advises to his
son.”
The advice is excellent. After some details concerning the early
history of the island, its noble chronicler writes: “Sir John Stanley,
who was the first of our family to possess it, took out in letters-
patent the name of the King of Man. His successors did the same
until the time of Thomas, second Earl of Derby, who, for good and
wise reasons, decided to relinquish this title.
“I know no subject who owns a dominion as important as this,”
and then the Earl adds that, lest it may be found to be too
important, his son will do well to observe this rule, which will enable
him to keep the kingdom uncontested: “Fear God, and honour the
King.”
Further on, the Earl takes blame to himself for not having seen
how he might have added to the prosperity of the Manx folks by
turning the island to more profitable account, “for he who is not
careful of what he has, is not worthy to possess it.” He advises that
manufactories and more trade be established in Man. “Then the sea
will be covered with ships, and the land with inhabitants, to the
great advantage of the whole country.” He further gives excellent
advice as to the selection of a bishop for the island. He must be one,
he says, who is a pious and worthy person, seeing that the clergy do
their duty, and therefore one who must reside in the island, and
have no benefice elsewhere. Further, the Earl would have a
university, which, from the great natural advantages of the island,
might be maintained at moderate cost and be serviceable to many,
“finishing by putting something into the purse of its suzerain lord.
But of this I will talk with you more, if it please God that I see you
again, and have a quiet mind.”
He adds more good counsel for personal conduct, and for the
general business of life. This work was never finished, as the Earl
intended it, but is published as he left it in Peck’s Desiderata Curiosa.
[21]
No letters of either Lord Derby or his wife now exist written during
the passing of that sad time. If any were written by them, they were
lost, or not preserved.
In July following the King’s execution, Lord Derby, now in the Isle
of Man, wrote his memorable letter to Ireton, who offered him
tempting bait, no less than the free restoration of all his other
estates and lost power, if he would deliver up the island to
Parliament:—
“I received your letter with indignation, and with scorn return you this
answer: that I cannot but wonder whence you should gather any hopes
that I should prove like you, treacherous to my Sovereign; since you
cannot be ignorant of my former actings in his late Majesty’s service,
from which principles of loyalty I am no whit departed. I scorn your
proffers; I disdain your favour; I abhor your treason; and am so far from
delivering up this island to your advantage, that I shall keep it to the
utmost of my power to your destruction. Take this for your final answer,
and forbear any further solicitations: for if you trouble me with any more
messages of this nature, I will burn the paper and hang up the bearer.
This is the immutable resolution, and will be the undoubted practice of
him who accounts it his chiefest glory to be his Majesty’s most loyal and
obedient subject,
Derby.
“From Castletown, this
12th of July, 1649.”
That he hopes little from this filial devotion is evident. “The cold
and the wind of the coming winter are more easy to be borne than
the malicious attacks of a venomous serpent, or an obstinate and
perfidious enemy.... May the Son of God, whose blood was shed for
us, preserve our life, so that by God’s mercy and goodness we may
see each other once again on this earth, and then in the kingdom of
Heaven, where we shall be safe from rapine, theft, and violence!—I
remain ever your faithful
“Derby.”
There could be but little quarter for the noble prisoner. With the
son of Bradshaw, Colonel Birch, and Colonel Rigby, the vanquished
hero of Lathom House, among his judges, his doom was virtually
pronounced.
When brought before the tribunal of these men and of one or two
others, who from one cause or another were little inclined in his
favour, and styling itself a court-martial, he was voted guilty of a
breach of the Act passed 12th August 1651, which prohibited all
correspondence with Charles Stuart or his party. Consequently he
had committed high treason and sentence of death was pronounced.
When he heard himself called traitor, he cried: “I am no traitor—I
——” “Silence, sir,” said the President. “Your words are of no
account. Hear the act of accusation to the end.”
Neither books nor counsel were allowed him, and he defended
himself. This he did with skill, pleading in the first place that quarter
had been promised. A show of consideration was vouchsafed to
what he said; but, with casuistry which would have done credit to
the Sorbonne, his representations were overruled, and his execution
fixed for the 15th October at Bolton.
On Monday, 13th October, Mr Bagalay was permitted to wait upon
him. “He discoursed his own commands to me. With many
affectionate protestations of his honour and respect for my lady,
both for her birth, and goodness as a wife, and much tenderness of
his children.
“Then in came one Lieutenant Smith, a rude fellow, and with his
hat on; he told my lord he came from Colonel Duckenfield, the
Governor, to tell his lordship he must be ready for his journey to
Bolton. The Earl replied, ‘When would you have me to go?’ ‘To-
morrow about six in the morning,’ was the man’s answer. The Earl
desired to be commended to the Governor, and for him to be
informed by that time he would be ready. Then said Smith, ‘Does
your lordship know any friend or servant that would do the thing
your lordship knows of? It would be well if you had a friend.’ And the
Earl replied, ‘What do you mean? Would you have me find one to cut
off my head?’
“‘Yes, my lord,’ said Smith. ‘If you could have a friend——’
“‘Nay, sir,’ interrupted the Earl; ‘if those men that would have my
head will not find one to cut it off, let it stand where it is. I thank
God my life has not been bad, that I should be instrumental to
deprive myself of it.... As for me and my servants, our ways have
been to prosecute a just war by honourable and just means, and not
by these ways of blood, which to you is a trade.’”
When Smith was gone, the Earl called for pen and ink, and wrote
his farewell letters to his family; and while he wrote, Paul Morceau,
his lordship’s servant, went out and bought a number of rings, which
they wrapped in parcels, and these were addressed as parting gifts
to his children and servants.
The Earl’s letter to his wife began in these terms:—
“My dear Heart—Hitherto I have been able to send you some
consolation in my letters, but alas! I have now none to offer you.
There only remains for us our last and best refuge, the Almighty, to
whose will we must submit; and when we see how it has pleased
Him to dispose of this nation and of its Government, there is nothing
for us to do, but to put our finger on our lips, and bring ourselves to
confess that our sins, with those of others, have drawn these
misfortunes upon us, and with tears implore Him to have pity on us.”
Having given up their beloved little last stronghold to Duckenfield,
the Earl advises the Countess to retire to some peaceful spot; then,
“having leisure to think of your poor children, you will be able in
some way to provide for their subsistence, and then prepare to
rejoin your friends above in that happy place where peace reigns, far
from differences of opinion.
“I entreat you, dearest heart, by all the grace God has given you,
to use your patience in this great and cruel trial. If any evil befall
you, I should, as it were, be dead; but till then I live in you, who are
truly myself’s better part. When I am no more, think of yourself and
of my poor children. Have courage, and God will bless you.
With the death of the Earl perished the happiest and noblest part of
Charlotte of Derby. For all its storms, their married life had been a true
union. The alliance, which originally could not have been more than one
of consent on the part of a marriageable young man and woman, had
developed into a gracious, healthy life which sorrow and death itself
had no power to destroy. The bud of the mariage de convenance had
proved a more glorious flower than many a passionate love-match has
culminated in. But now the noble heart of James Stanley beat no more
with its patriotic devotion, and henceforth Lady Derby had to bear the
burden of the endless contest alone. That for good or for evil, life in its
fullest sense was over for her, she tells her friend of years, the Duchess
de la Trémoille, in a letter dated 25th March of 1652. The Duchess’s
letters to her are, she says, so full of sympathy and kindness, that if her
sorrows could be consoled, Madame de la Trémoille would console
them. “But alas! dear sister, I am no longer able to complain or to
weep, since all my happiness is in the grave; and I am astonished at
myself that I have been able to endure all my misfortunes, and be still
in the world; but that has been the will of God, who has helped me so
powerfully, that I do not know myself in having survived all my
miseries. The last letters of that glorious martyr give me proof of his
affection being beyond all that I deserved to hope; and his dying
commands bid me live, and take care of his children....”
The body of the Earl of Derby had already been laid by Lord Strange
and Mr Bagalay to its rest in the tomb of his ancestors at Ormskirk
before Lady Derby knew that the blow had really fallen; and it is
doubtful whether the first intelligence of it reached her by the mouth of
friend or foe. When the Earl was executed, the Countess was busy
fortifying the Castle of Rushen, to defend the last possession left them
of all their broad territories.
Castle Rushen contained the insignia of the Stanley sovereignty over
the Isle of Man—the leaden crown.
When Captain Young landed from the President frigate, and,
presenting himself before her, commanded her to render up the island
in the name of Parliament, she refused, saying, as she had ever done,
that she waited her husband’s orders.
The Earl was dead.
Even after that, knowing the worst, she still refused. She held the
island now for her King. Then treachery came to the help of the enemy.
William Christian, the Receiver-General of the Earl, won over the
garrison, and surrendered the island to the Parliamentarian fleet, which
completely surrounded the coasts.
These Christians had long occupied high positions under the rulers of
Man, being deemsters and controllers of special departments of public
government. But already more than once the Earl had had good
grounds for displeasure and mistrust against them. He had some time
before deprived Edward Christian of authority in favour of one Captain
Greenhaigh; (though he had not withdrawn his countenance from the
family of Christian), who, in the meantime, had died. When Lord Derby
left Man to go to the assistance of Charles II. he confided the forces of
the island to William Christian, this unfaithful Edward’s son. Never was
confidence more misplaced. William Christian allowed himself to be
corrupted; he admitted the Parliamentary troops into the island at dead
of night, and daybreak found Lady Derby and her children prisoners in
Castle Rushen. For two months she was detained prisoner in the island;
then they let her go free, in a forlorn quest of justice from Cromwell.
“She who had brought to this country fifty thousand pounds sterling
had not so much as a morsel of bread to eat, and was indebted for all
to her friends, almost as unfortunate as herself.”
This William Christian is a great hero with Manxmen. Iliam Dhône, or
“Fair-haired William,” is the subject of a long and doleful ballad, which is
still popular in the island. Eleven years later, when the King had his own
again, and the murdered Earl’s son Edward was once more the Lord of
Man, a day of retribution came to William Dhône. He was tried for that
day’s work of giving up the Isle of Man to the Parliamentarians, and
shot for a traitor on Hango Hill. The young Earl met with great blame
for his part in this act. There were extenuating circumstances for
William Christian’s actions. The trial was a mock proceeding. A tale goes
that a pardon was sent him on the day before the one fixed for his
execution, and that it was laid hands on, and intercepted by an enemy,
being afterwards found in the foot of an old woman’s stocking.
“Protect,”