Chronic Physical Conditions and Aging: Is Mental Health A Potential Protective Factor?
Chronic Physical Conditions and Aging: Is Mental Health A Potential Protective Factor?
Chronic Physical Conditions and Aging: Is Mental Health A Potential Protective Factor?
2005, Ageing
International,
30(1), 88-104 Invited Paper
Research has shown that risk of chronic disease increases with age. Mental disorders
and chronic disease are highly comorbid, with studies showing reciprocal causal
relations. However, research focuses exclusively on combinations of, or a specific,
mental illness. This study investigates the hypothesis that complete mental health is
a protective factor against, while mental illness is a risk factor for, chronic (physical)
conditions with age. Mental health is conceived of as a syndrome of subjective well-
being consisting of symptoms of hedonia (positive feelings toward life) and
eudaimonia (positive functioning in life). A categorical diagnosis of the presence of
mental health, described as flourishing, and the absence of mental health, character-
ized as languishing, are described and applied to data from the MIDUS study of
3,032 adults, 25-74 years old. Data were also collected regarding 12-month preva-
lence of major depressive episode (MDE), and complete mental health is the ab-
sence of any of MDE and the presence of flourishing. Descriptive findings revealed
a strong association of the complete mental health diagnostic categories with 23 of
the 27 self-reported chronic conditions. In multivariate regression, quantity of chronic
disease increased with age and was higher among moderately mentally healthy and
adults with MDE, compared with the completely mentally healthy. Chronic condi-
tions increased exponentially with age among adults with pure languishing and
adults with languishing and a MDE. At all ages, completely mentally healthy adults
reported the fewest chronic conditions, suggesting it may act as a protective factor
in aging.
Does level of mental health and mental illness influence the risk of chronic
physical disease in adulthood? This study investigates whether high levels of
positive mental health act as a protective factor against the accumulation of
chronic physical diseases with age. Conversely and importantly, this paper
investigates whether mental illness—specifically major depressive episode—
Send correspondence to C.L.M. Keyes, Department of Sociology, Emory University, Room 225,
Tarbutton Hall, 1555 Dickey Drive, Atlanta, GA 30322.
Ageing International, Winter 2005, Vol. 30, No. 1, pp. 88-104.
88
Keyes 89
depression (Lesperance et al., 1996), with some studies (Carney et al., 1997)
showing that as much as two-thirds of patients are diagnosed with depression
following myocardial infarction. In addition, depression has been implicated
in the onset and course of asthma (Mancuso et al., 2000), stroke (Jonas &
Mussolino, 2000), arthritis (Musil et al., 2001), diabetes (Anderson et al., 2001),
cancer (Bodurka-Bevers et al., 2000), and obesity (McElroy et al., 2004).
Whether it is cause or an effect of chronic physical conditions, mental
illness is also a social and economic burden to society. In fact, data show that,
in terms of combined direct and indirect costs, mental illness is among the
three most costly conditions in the United States (Keyes & Lopez, 2002).
Worldwide, mental illness has been shown to be among the top five causes of
“disability-adjusted life years” (DALYs), a composite measure of the burden
of specific health conditions in terms of the number of years of life lost pre-
maturely to death and the number of years lived with disability in a population
(Murray & Lopez, 1996, 1997). Within the category of mental illness, major
(unipolar) depressive episode has been shown to be among the leading spe-
cific causes of DALYs, second only to coronary artery disease (Murray &
Lopez, 1996, 1997) and it is projected to become the second leading cause of
DALYs in developing and developed nations by the year 2020. In the United
States, major depressive episode has been estimated to cost in excess of $40 bil-
lion in combined direct and indirect costs (Greenberg et al., 1993). Mental illness
in general, but depression in particular, is a burden whether it is causing chronic
physical condition or it is the outcome of chronic physical conditions.
However, studies of the comorbidity of physical disease and mental illness
suffer from an incomplete conception and diagnosis of mental health. Hereto-
fore, research compared individuals diagnosed as mentally ill against indi-
viduals who did not meet the Diagnostic and Statistical Manual (DSM—Ameri-
can Psychiatric Association, 2000) criteria for a specific mental illness. In
other words, individuals who are free of a mental illness diagnosis are treated
as mentally healthy and as the reference group against which the risk and
burden of physical conditions is compared with individuals deemed currently
mentally ill. However, research shows that only 20% of individuals who had
not suffered an episode of major depression fit the criteria for mental health as
operationalized by Keyes (2002). Instead, nearly two-thirds of non-depressed
adults were moderately mentally healthy, while 14% diagnosed as languish-
ing in life with very low levels of subjective well-being (Keyes, 2002). More-
over, individuals who were mentally healthy missed fewer days of work and
had fewer limitations of activities of daily living than moderately mentally
healthy individuals. In turn, moderately mentally healthy adults missed fewer
days of work and had fewer limitations of activities of daily living than lan-
guishing adults.
Therefore, Keyes (2002, 2003, 2005) has conceptualized and measured
mental health as a complete state consisting of not merely the presence and
absence of mental illnesses such as major depression, but the presence and
Keyes 91
Methods
Sample
Data are from the MacArthur Foundation’s Midlife in the United States
survey. This survey was a random-digit-dialing sample of non–institutional-
ized English-speaking adults age 25 to 74 living in the 48 contiguous states,
whose household included at least one telephone. In the first stage of the
multistage sampling design, investigators selected households with equal prob-
ability via telephone numbers. At the second stage, they used disproportion-
ate stratified sampling to select respondents. The sample was stratified by age
and sex, and males between ages 65 and 74 were oversampled.
Field procedures were initiated in January of 1995 and lasted 13 months.
Respondents were contacted and interviewed by trained personnel, and those
who agreed to participate in the entire study took part in a computer-assisted
telephone interview lasting 30 minutes, on average. Respondents then were
mailed two questionnaire booklets requiring 1.5 hours, on average, to com-
plete. Respondents were offered $20, a commemorative pen, periodic reports
of study findings, and a copy of a monograph on the study.
The sample consists of 3,032 adults. With a 70% response rate for the
telephone phase and an 87% response rate for the self-administered question-
Keyes 93
naire phase, the combined response is 61% (.70 × .87 = .61). Descriptive
analyses are based on the weighted sample to correct for unequal probabilities
of household and within household respondent selection. The sample weight
post-stratifies the sample to match the proportions of adults according to age,
gender, education, marital status, race, residence (i.e., metropolitan and non-
metropolitan), and region (Northeast, Midwest, South, and West) based on the
October 1995 Current Population Survey.
Measures
and frustrating for me”), personal growth (“For me, life has been a continual
process of learning, changing, and growth”), purpose in life (“I sometimes
feel as if I’ve done all there is to do in life”), environmental mastery (“I am
good at managing the responsibilities of daily life”), and autonomy (“I tend to
be influenced by people with strong opinions”).
Each scale consisted of three items with a relative balance of positive and
negative items self-administered via the questionnaire. On a scale from 1 to 7
(with 4 as a middle category of neither agree nor disagree), respondents indi-
cated whether they agreed or disagreed strongly, moderately, or slightly that
an item described how they functioned (i.e., thought or felt). Negative items
were reverse-coded. The three-item scales have shown modest internal con-
sistency (i.e., around .50; see Ryff & Keyes, 1995), and the internal consis-
tency of the combined 18 items is .81.
Social Well-Being. Keyes’ (1998) measures of social well-being
operationalize how much individuals see themselves thriving in their social
life. The scales with a representative item in parentheses are as follows: so-
cial-acceptance (“People do not care about other peoples’ problems”), social
actualization (“Society isn’t improving for people like me”), social contribu-
tion (“My daily activities do not create anything worthwhile for my commu-
nity”), social coherence (“I cannot make sense of what’s going on in the world”),
and social integration (“I feel close to other people in my community”).
Each scale consisted of three items with a relative balance of positive and
negative items and was self-administered. On a scale from 1 to 7 (with 4 as a
middle category of neither agree nor disagree), respondents indicated whether
they agreed or disagreed strongly, moderately, or slightly that an item de-
scribed how they functioned (i.e., thought or felt). Negative items were re-
verse-coded. The three-item scales have shown modest-to-excellent internal
consistency (Keyes, 1998), and the internal consistency of the social well-
being scale with all items combined is .81.
To diagnose mental health, all scales of well-being were divided by the
number of constituent items, standardized, and tertiles were computed for
each scale. Individuals with scores in the upper tertiles of one of the two
emotional well-being scales and six of the 11 scales of psychological and
social well-being were classified as flourishing. Individuals with scores in the
lower tertiles of one of the two emotional well-being scales and six of the 11
scales of psychological and social well-being were classified as languishing.
Adults who were neither flourishing nor languishing were classified as mod-
erately mentally healthy.
Complete mental health status was constructed by cross–tabulating the
depression diagnosis with the mental health diagnosis. This resulted in the
following categories of complete mental health: complete mental health (i.e.,
absence of depression and the diagnosis of flourishing), moderately mentally
healthy, languishing (i.e., without MDE), major depressive episode (MDE),
and languishing and MDE.
Keyes 95
Results
Table 1
Prevalence of Chronic Physical Conditions by Complete Mental Health
Languishing and
Major Depressive Pure Major Moderately CompletelyMent
Episode Depressive Mentally ally Healthy
Physical Condition N = 143 Episode Languishing Healthy N = 520
Prevalence N = 285 N = 368 N = 1,716 χ?22(df=4)
1
Stomach Problems
20.6% 50.3% 24.2% 29.8% 18.6% 10.2% 136.7***
Back Problems2
20.5% 36.9% 26.7% 26.3% 18.8% 13.9% 54.1***
Arthritis3
19.6% 31.5% 21.9% 23.5% 18.8% 14.6% 25.9***
Hayfever
15.8% 25.9% 19.4% 17.9% 15.0% 12.1% 21.0***
Urinary Problems
13.6% 20.4% 15.1% 16.5% 13.4% 9.3% 16.9**
Foot Problems5
11.7% 22.5% 11.5% 17.1% 10.7% 8.1% 34.5***
Piles or Hemorrhoids
11.5% 14.0% 14.7% 13.3% 11.0% 9.2% 7.9
Migraine Headaches
11.3% 28.0% 20.0% 12.4% 9.8% 5.8% 81.4***
Skin Problems6
10.6% 16.8% 16.8% 13.5% 9.1% 8.1% 28.2***
Teeth Problems7
10.4% 23.2% 10.2% 16.5% 10.1% 3.7% 43.8***
Gum Problems8
8.3% 23.1% 9.8% 13.5% 7.1% 3.9% 71.4***
Persistent Constipation
7.0% 11.1% 8.4% 9.6% 6.6% 4.4% 14.4**
Keyes 97
Table 1 (cont.)
Gall Bladder
2.6% 8.4% 3.9% 1.9 2.6% 1.0% 26.7***
Neurological Disorder9
1.7% 0.7% 4.2% 2.2% 1.6% 0.8% 14.7**
Varicose Veins10
1.6% 2.8% 2.5% 2.5% 1.3% 1.0% 6.9
Autoimmune Disorder11
1.1% 2.8% 1.4% 0.8% 0.9% 1.0% 4.9
Stroke
1.0% 2.1% 2.1% 2.8% 0.6% 0.4% 20.9***
HIV/AIDS
0.4% 1.4% 1.1% 1.4% 0.1% 0.0% 24.4***
Tuberculosis
0.3% 0.0% 1.4% 1.1% 0.1% 0.0% 24.7***
complete mentally healthy. In addition to the main effects, the ANOVA re-
vealed an interaction of age and complete mental health (F(8,2990) = 3.1, p <
.002).
The interaction of age and complete mental health was scrutinized with
multivariate regression using the number of chronic conditions as the depen-
dent variable. Here, complete mental health was coded into dummy variables
with complete mental health as the reference category. Age was treated con-
tinuously and multiplicative interaction terms were computed with each
mental health category. Using the various controls, Table 2 reports the results
of the multivariate regression model. Even with controls, moderately mentally
healthy adults reported more chronic physical conditions than adults who were
completely mentally healthy. Moreover, adults who had a major depressive
episode reported an average of 1.4 more chronic physical conditions than
completely mentally healthy adults. Both pure languishing and languishing
with MDE interacted with age.
98 Ageing International/Winter 2005
Table 2
Ordinary Least Squares Regression of Number of Chronic
Physical Health Conditions onto Complete Mental Health Status and Controls
(sample unweighted; N = 2,930)
Predictor b β
Control Variables:
α
α -.79 -----
R2 .18
Note: * p < .05; **p < .01; *** p < .001 (two-tailed).
The interaction terms indicate that the number of chronic conditions in-
crease exponentially with age if one has pure languishing or is languishing
and has an episode of major depression. Figure 1 portrays the interaction
effects of pure languishing and languishing with MDE by age, showing the
unadjusted mean level of chronic physical conditions. Young languishing adults
have an average of one more chronic condition than flourishing young adults;
midlife languishing adults report an average of about 1.7 more conditions
than flourishing midlife adults; and languishing older adults have an average
of 2.8 more chronic conditions than flourishing older adults. Similarly, young
Keyes 99
Figure 1
Unadjusted Number of Chronic Physical Health Conditions by Age Group and
Complete Mental Health Diagnosis
languishing adults with MDE report an average of 2.8 more chronic condi-
tions than flourishing young adults; midlife languishing adults with MDE have
an average of 3.5 more conditions than flourishing midlife adults; and lan-
guishing older adults who also had MDE have an average of 4.6 more chronic
conditions than flourishing older adults.2
In addition, and with adjustments in the multivariate regression, the main
effects of moderate mental health and pure major depressive episode provide
support for the hypothesis that all levels of mental health are associated with
chronic physical conditions. While chronic conditions increased an average
of 0.02 for each yearly increment in age, findings also show that at all ages,
moderately mentally healthy adults report 0.39 more chronic conditions than
flourishing adults. Compared with flourishing adults, those with a pure epi-
sode of major depression report 1.4 more chronic health conditions at all ages.
Discussion
This study investigated whether mental health influences the risk of chronic
physical disease throughout adulthood. Prior studies that have addressed this
question have treated mental health dichotomously; that is, compared with
adults not diagnosed and depressed, adults with depression are at elevated
risk of a host of chronic physical conditions. In this study, mental health is
conceived of and measured as a complete state consisting of five distinctive
categories of mental health and illness. This study sought to extend past re-
search by investigating whether flourishing—absence of depression and pres-
100 Ageing International/Winter 2005
ity, however, the conclusions of this study support the growing literature high-
lighting the importance of including mental health and mental illness into
studies of population aging. Second, the measures and diagnosis of complete
mental health and the chronic physical conditions were subjective, self-re-
ports. Telephone interviews, furthermore might have biased self-reports of
CIDI assessment criteria. While both sets of measures have shown excellent
measurement qualities, the ability to buttress this research with clinical studies
that use experts clinician assessment of a patient’s complete mental health
status with medical records of chronic conditions (and severity) would be
important next steps.
Notes
1. Reasons for why age is a risk factor for physical health conditions are well established in the
research literature on biological, cellular (e.g., free radicals and oxidative stress) and genetic (e.g.,
telomere shortening) response to stress and the normal adaptation to life’s demands that produce
long-term wear-and-tear (see Epel et al., 2004; McEwen, 1998).
2. Because neither of the main effects for pure languishing or languishing with MDE were statistically
significant in the multivariate regression, this means that the average number of chronic conditions
among young adults with languishing or who were languishing and had MDE were not different.
Biographical Note
Dr. Corey L.M. Keyes was a member of the prestigious MacArthur Foundation interdisciplinary
research network on successful midlife development, and was co-chair (with then American Psy-
chological Association President, Martin Seligman) of the historic First Summit of Positive Psy-
chology held at the Gallup Organization in 1999. He is a founding steering committee member of
the interdisciplinary Society for the Study of Human Development.
His recent work includes edited volumes entitled Flourishing: Positive Psychology and the Life Well-
Lived (APA Press, 2003), and Well-Being: Positive Development Through the Life-Course (Erlbaum,
2003)), a special journal issue entitled Risk and Resilience in Human Development (in Research on
Human Development), and Women and Depression: A Handbook of Medical, Psychological and
Social Perspectives (Cambridge University Press, in press).
Acknowledgments
References
Olshansky, S.J., Rudberg, M.A., Carnes, B.A., Cassell, C.K., & Brody, J.A. (1991). Trading
off longer life for worsening health. Journal of Aging and Health, 3, 194-216.
Ostir, G.V., Markides, K.S., Black, S.A., & Goodwin, J.S. (2000). Emotional well-being
predicts subsequent functional independence and survival. Journal of the American
Geriatrics Society, 48(5), 473-478.
Penninx, B.W.J.H, Guralnik, J.M., Simonsick, E.M., Kasper, J.D., Ferrucci, L., & Fried, L.P.
(1998). Emotional vitality among disabled older women: The Women’s Health and
Aging Study. Journal of the American Geriatrics Society, 46, 807-815.
Rugulies, R. (2002). Depression as a predictor for coronary heart disease: A review and
meta-analysis. American Journal of Preventive Medicine, 23, 51-61.
Wells, K.B., Golding, J.M., & Burnam, M.A. (1989). Affective, substance use, and anxiety
disorders in persons with arthritis, diabetes, heart disease, high blood pressure, or chronic
lung conditions. General Hospital Psychiatry, 11, 320-327.
* Invited paper. Revised manuscript accepted for publication in January, 2005. Action
editor: P.S. Fry.