CBI Guide FINAL
CBI Guide FINAL
Interview Guide
1. Introduction 3
2. Purpose 3
4. What is a competency 6
4.1 What is competency based interviewing (CBI) 11
6. Preparation 12
6.1 SHL Universal Competency Framework definitions 15
6.2 Interview preparation 16
6.3 Physical preparation 15
6.4 Scoring sheets and preparatory questions 16
9. Appendix A 25
10. Appendix B 27
11. Appendix C 84
Through the People Management Strategy, the Western Cape Government is committed to sourcing
competent and talented people. Part of this strategy is offering a unique employee value proposition
where potential employees have the opportunity to join an organisation where they can make a
difference. This is in response to the constant demand for talent where the public service experiences
some challenges with regards to attracting and retaining highly talented employees. Therefore,
adopting the most appropriate techniques to not only attract, but also to select the right person for
the right job at the right time becomes critical. Increasingly, organisations are adopting more modern,
reliable and valid methods for the selection of these individuals. One such method is the competency-
based interview.
The competency-based interviewing approach is becoming a more frequent part of candidate selection
that focuses on the concept of competencies and the results of competency analysis to inform and
improve the process of recruitment and selection, employee development and employee reward.
According to the Public Service Regulations (2001) competencies are “the blend of knowledge, skills,
behaviour and aptitude that a person can apply in the work environment, which indicates a person’s
ability (or potential to develop that ability) to meet the requirements of a specific post”.
2. Purpose
The main purpose of this guide is to ensure that CBI’s are conducted in a standardised and consistent
manner within Western Cape Government. Moreover, the use of Competency Based Interviews will
help to align more strongly with the values of the Western Cape Government.
C Co A I R
These values should be reflected in our actions and behaviours as employees. As such, CBI may help
us to entrench this in the following ways:
Competence
To ensure that individuals that are hired are competent based on
a fair recruitment system in which all individuals were measured
against the same critical job competencies.
Accountability
To ensure that employees are held accountable in terms of the
required competencies of the job by outlining the job requirements
and responsibilities upfront.
Integrity
To ensure that members are hired in an ethical and standardised way
that is both transparent and fair.
Innovation
To be open to new ideas, such as Competency Based Interviewing
(CBI) and other methodologies, in order to be both creative and
resourceful in the way that we hire talented individuals.
Responsiveness
To respond with timeous action and within agreed timeframes entails
that we need to contact shortlisted individuals within the stated three
months, also providing them with the outcome of the interview in a
timely manner.
Consequently, the interview should be used as an opportunity to attain additional information from the
candidate. It is important to note at this point that interviews should not be the only information used
to make a selection decision.
Co
Important Note
A combination of recruitment and selection tools will help to better predict the
candidates fit to the job, ensuring that an individual is competent to perform
Competence the role requirements.
Important Note
As a result, the panel needs to ensure that they accept
Accountability for the interview process and its outcome by
Accountability ensuring that the process is conducted with Integrity. This can Integrity
be done by ensuring that you are appropriately trained and
prepared to conduct the interview.
4. What is a competency?
According to the Public Service Regulations, 2001) competencies are“…the blend of knowledge, skills,
behaviour and aptitude that a person can apply in the work environment, which indicates a person’s
ability (or potential to develop that ability) to meet the requirements of a specific post”.
• Behavioural competencies are “sets of behaviours that are instrumental in the delivery of desired
results” (Bartram et al., 2002). In an organisational environment, these are the behaviours that
support the attainment of organisational objectives and the general aspects of organisational
culture.
• Technical/Functional/Professional competencies are competencies that are applicable to a specific
occupation, job, role, discipline and/or area of specialisation only.
• Generic Technical/Functional/Professional competencies are competencies that are applicable -
and common to similar occupations, jobs, roles, disciplines and/or similar areas of specialisation.
“Competence”, according to the same regulations refers to the actual level of functionality to which
a specific competency, or set of related competencies, has been developed by an individual, in other
words, the ability to actually apply the knowledge, skills, behaviour and aptitude to perform duties
and tasks expected in employment, or to a professionally defined standard.
If all three (3) competencies are demonstrated then the individual is found to be COMPETENT and has demonstrated
COMPETENCE
• Introduction (Standardised)
Day of the Interview • Explore Competencies
Find evidence for • Closure (Standardised)
behaviours
Ensure you understand the job content and context (job description)
In beginning to prepare for the interview, a critical place to begin would be to ensure that you understand
the job content and context. Here, it is important to look at the job description. Ensure that you are
familiar with all aspects of the job description and clarify any areas that you are not certain about.
Ensure that you understand the competencies and their associated behaviours (in
job description)
Competencies that are Essential and Desirable will be specified in the job description. A summary of
all of these competencies can be found in Figure 1. Depending on how much time you have allocated
for the Interview, the number of competencies that you can measure will be varied. It will take
approximately 10-15 minutes to probe one competency so the number of competencies that can be
accommodated can be based on the time allocated for the interview. It is important to focus only on
Essential competencies in the interview. The definition for the various generic competencies and their
associated behaviours in terms of positive and negative indicators can be found in Appendix A. Read
through the definition and indicators to ensure that you know the generic competencies well.
Determine if there are any Technical Competencies or WCG Values that you would
also like to measure in the interview
Determine if there are any Technical/Functional/Professional Competencies or Values that you would
also like to explore in the interview. If there are, some additional preparation would be required in this
regard. In order to measure Technical/Functional/Professional competencies that you would like to
measure, a Case Study would need to be developed in order to measure the pre-determined Technical
competencies. A guide on how to develop a Case Study can be found below. Furthermore, Case Study
specific questions would need to be developed. These questions should specifically relate to the
Technical competencies identified as important. Some guidelines on case study question development
can also be found below.
A case study is a puzzle that has to be solved. The first thing to remember about writing a case study
is that the case should have a problem for the reader to solve and it should elicit the competencies
(behaviours) you want to assess. The case should contain sufficient information for candidates to
understand what the problem is and, after thinking about it and analysing the information; the readers
should be able to suggest a well-reasoned solution.
In order to elicit the competencies that you want to assess, you can ask the candidate in broad how
they would handle such a situation or you could ask them a few questions. You could make them write
their answers down or ask them the questions verbally as a part of the interview or a separate session.
Be careful not to ask knowledge questions which may come across as discriminatory. Questions should
always be linked to inherent job requirements and all candidates should be asked the same questions.
Question Development Do’s and Don’ts
Do Don’t
• Use language that is clear, straightforward and • Use complex language, government-specific
concise. terminology or language that requires work
culture-specific knowledge that is not work-
related.
• Ensure that questions contain only one issue • Make questions so specific that applicants who
or topic at a time for each competency being have not experienced particular situations are
assessed. unable to answer the question.
• Ensure questions are realistic, practical and deal • Develop leading questions that suggest an
with important aspects of the job. answer to the applicant.
• Have your questions reviewed by subject matter • Develop questions that involve moral judgments
experts such as managers or consultants who are unrelated to work or discriminate on the
knowledgeable about the job or job incumbents prohibited grounds.
who are successful in the targeted position.
• Have questions reviewed by diverse panel to • Develop questions that may seem threatening
ensure that the questions are inclusive and do to applicants or could make them feel
not contain words or expressions that could be uncomfortable.
offensive or create barriers.
Open questions Open questions usually start with words such as Who? What? Where? When? Why?
or How? These statements typically provide the interview panel with more information
about the candidate as it requires them to explain a past situation.
Probing questions Probing questions are follow-up questions that are used to get a little bit more information
from the candidate that add more depth to the initial answer given. These types of
questions can be structured or they can be unstructured.
Closed questions Although closed questions are not always recommended, they can be useful to provide
clarity if it needs to be confirmed. Do you have a Degree? Do you have transport? But
this type of information can and should be attained in the initial stages and not left for
the interview.
Hypothetical These are questions that allow the candidate to say what they would do if placed in a
questions particular situation. This is not the aim of CBI. The aim is to use past performance as a
predictor of future performance.
Leading questions usually provide the candidate with an indication of what you are
Leading questions looking for such as, How important do you think time management is in completing
work? You are basically forcing the candidate to say that time management is important;
to say it is not important to them would be negative.
Using phrases such as would you rather have this reward or this reward is not an effective
Multiple Choice means to gather candidate information. It may also confuse the candidate based on the
questions amount of information.
Double questions Asking all of the questions that you have upfront usually causes confusion and cause
anxiety to the candidate to try and remember all of the questions in order to respond.
Discriminating Any questions that may unfairly discriminate against applicants on the basis of any of
Questions the following grounds are prohibited; race, nationality or ethnic origin, colour, religion,
age, gender (including pregnancy or childbirth), sexual orientation, marital status, family
status, disability, and conviction for which a person has been granted pardon.
1. 2.
Leading and Deciding and Leading and
Deciding Initiating Supervising
Only pick
from these 20
competencies
4.
3.
Supporting and Working with
Adhering to
Co-operating Principles and
People
Values
5. 6. 7.
Interacting Presenting and
Relating and Persuading and
and Presenting Networking Influencing Communicating
Information
Analysing and 8. 9.
10.
Writing and Applying Expertise
Interpreting Reporting and Technology
Analysing
17. 18.
Adapting Adapting and Coping with
and Coping Responding to Pressures and
change Setbacks
19. 20.
Enterprising and Achieving Personal Entrepreneurial
Performing Work Goals & & Commercial
Objectives Thinking
Gains clear agreement and commitment from others by persuading, convincing and negotiating; makes
effective use of organisational opportunities to influence and persuade others; promotes ideas on behalf of
self or others; makes a strong personal impact on others, takes care to manage impressions made on others.
Above Average
Below Average
Average
Negative Behaviours 1 2 3 4 5 Positive Behaviours
Avoids stating his/her case when Likes to bring others over to his/her
engaging others. point of view.
Plays down own contribution and that of Makes positive statements about him/
his/her component. herself and his/her component in the
organisation.
Uncertain of what the future holds. Does Feels in control of own future.
not feel s/he has any influence on what
happens in the future.
Does not volunteer help or advice. Does Takes a cooperative and helpful
not help others to win. approach when engaging others.
Individual Rating
Notes/Comments:
Gains clear agreement and commitment from others by persuading, convincing and negotiating; makes
effective use of organisational opportunities to influence and persuade others; promotes ideas on behalf of
self or others; makes a strong personal impact on others, takes care to manage impressions made on others.
Above Average
Below Average
Average
Avoids stating his/her case when Likes to bring others over to his/her
engaging others. point of view.
Plays down own contribution and that of Makes positive statements about him/
his/her component. herself and his/her component in the
organisation.
Uncertain of what the future holds. Does Feels in control of own future.
not feel s/he has any influence on what
happens in the future.
Does not volunteer help or advice. Does Takes a cooperative and helpful
not help others to win. approach when engaging others.
Individual Rating
Notes/Comments:
Gains clear agreement and commitment from others by persuading, convincing and negotiating; makes
effective use of organisational opportunities to influence and persuade others; promotes ideas on behalf of
self or others; makes a strong personal impact on others, takes care to manage impressions made on others.
Situation Can you describe in situation in which you had to convince someone of your point of view?
Action Can you describe some, if any obstacles that you had to overcome in convincing people of your
point of view?
Important Note
It is important to be appropriately prepared on the day to ensure that we act
with integrity at all levels and all instances by behaving consistently in word
Integrity and in action. Consistency can be attained through adequate preparation.
Before interviews begin, it is important to ensure that you have taken the time to:
• Review the competencies and their definitions
• Review the positive and negative indicators for each competency
• Test drive the selected questions (Generic competencies and Values) from the question bank
(Appendix A) and also developed and tested the Technical/Functional/Professional questions.
• Review some general aspects to be aware of in the interview such as sources of error to ensure that
you don’t make these errors. Sources of error can be read in the next section. Also ensure that you
are well aware of what is considered to be professional behaviour in interviews. This can also be
found in the next section.
• Halo effect: The tendency to generalize good performance on one competency to other criteria.
In other words, if you like that person in general or you particularly liked their answer on one
competency to consistently give them good ratings even if their other answers are not as deserving.
• Horn effect: The tendency to generalize one aspect of poor performance to all performance. In
other words, if you dislike the person in general or disliked one of their answers to consistently give
them poor ratings.
• Central Effect: The tendency to give a “middle of the road” evaluation often rather than using all the
scale. On scale of one (1) to five (5), giving most candidates a three (3) because it is easier than to
clearly define their answer as above or below average.
• Leniency Tendency: The tendency to generally view people’s performance favourably. In this regard,
it relates to being quite a lenient rater than the other panel members, generally giving higher ratings
than the other panel members.
• Harshness: The tendency to generally view people’s performance unfavourably. Harshness relates
to being a stricter rater than the other panel members, generally giving lower ratings than the other
panel members.
• Recency: The tendency to be most influenced by the last observations made and to disregard
earlier contrary evidence. Here it is important to ensure that you concentrate on the answers given
Be sure to remind other panel members of these sources of error if you should pick these up when
discussing the final score with the panel. In this case, your notes can help to determine where a candidate
was given a higher or lower rating than was deserved. Furthermore, the panel discussion can help to
determine when logical error occurs.
Professional Unprofessional
Taking notes to refresh memory later Trying to remember each candidate without notes
Reading questions at a steady pace with clear Reading too fast or reading words out incorrectly
pronunciation that may confuse the interviewee
Before After
interview interview
OBSERVE - Observe the candidate. It’s about listening and correctly hearing the candidate so that
you can make accurate and fair notes. Also focus on observable behaviours such as sweating, tearing,
looking away when talking, and clutching hands.
RECORD – Record the information in the notes section Notes are important to justify your scores in the
labour court so ensure that you do so. You can write your notes on separate pieces of paper or behind
the rating sheet if you have more notes than are catered for in the comments section. Just make sure
that you clearly specify at the top of the page which notes belong to which question/competency.
EVALUATE – done once the interview is completed (further detail in next section)
Important Note
During the interview, it is important that we only OBSERVE and RECORD.
Do not score anyone yet.
Integrity
CLASSIFY – Classify the information that you have recorded according to the competencies that you
have identified
It is extremely important that candidates are given a fair opportunity to earn the ratings in the interview.
Therefore, it will be considered unfair to rate them during the interview in case they start to touch on
some important points only at a later stage. Only once the interview is complete may you look at your
notes and provide them with an individual score. Thereafter, following the ORCE methodology, be
sure to discuss your scores with the panel and come to a consensus on the score. Discussion of scores
is important because everyone may have written down different notes during the interview and may
justify providing a higher or perhaps lower rating.
Introduction
statement
I would like to begin by welcoming you to this session. Before we begin, I would like to confirm the
position that you have applied for which is ____________________________________. Is this correct?
Great.
My name is _____________________ and I am the chairperson of this panel. Joining me on the panel
today is… (introduce each panel member by their name and title). Before we continue with any other
information, are you happy with the constitution of this panel (if the candidate is not, then do not
proceed with interview).
The interview is scheduled to be one hour. In this respect you must please manage the length of your
answers as no extra time can be awarded thereafter. Still, please try to provide as much detail as you
can based on your past experiences and current role. As the chairperson, I will provide some time
allocations to you as we go along so that you are aware of the time. Please note that everything that
you say in this in this interview is completely confidential and will not leave the confines of this room.
In terms of the actual interview, we will be taking notes during the interview so please do not be
concerned when you see us writing. Also, please feel free to ask us to repeat any questions if you do
not hear them clearly the first time.
We will begin the interview by allowing you to introduce yourself. We will then start with the competency
questions. There are six competencies in total.
If there are any questions that you would like to ask we will give you some time to do so at the end of
the interview.
Notes:
(Remind them as they get halfway through their time, at about 30 minutes; do not interrupt them as
they speak; Remind them of time if you see that they are taking too long with a few competencies).
Closing Statement
Thank you. That was the last question. Are there any questions that you would like to ask us?
UCF Competency
Based Probing
Sheets
Leading and 1. 2.
Deciding and Leading and
Deciding Initiating Supervising
4.
3.
Supporting and Adhering to
Working with
Co-operating People
Principles and
Values
5. 6. 7.
Interacting Presenting and
Relating and Persuading and
and Presenting Communicating
Networking Influencing
Information
Analysing and 8. 9.
10.
Writing and Applying Expertise
Interpreting Reporting and Technology
Analysing
17. 18.
Adapting Adapting and Coping with
and Coping Responding to Pressures and
change Setbacks
19. 20.
Enterprising and Achieving Personal Entrepreneurial
Performing Work Goals & & Commercial
Objectives Thinking
• We value all employees and citizens and treat them with dignity
and respect.
• We listen actively and display compassion towards employees and citizens.
• We provide support to and show interest in each other as employees and to the citizens of the
Province, caring for everyone’s wellbeing.
• We show appreciation and give recognition to employees and citizens.
Competence
The ability and capacity to do the job we were employed to do.
• We are able to do the job we are appointed to do, and always strive for excellence.
• We develop our people, enabling and empowering them to do their job in support of service
delivery.
• We focus on rendering an excellent service to the people of the Western Cape.
• We demonstrate knowledge and understanding and work together to execute our tasks in terms of the
constitutional, legislative and electoral mandates.
Accountability
We take responsibility.
• We have a clear understanding of our vision, mission, strategic objectives, roles, delegations and
responsibilities.
• We all deliver on our outcomes and targets with quality, on budget and in time.
• We hold each other accountable as public servants and know we can trust each other
to deliver.
• We individually take responsibility and ownership for our work, actions and decisions.
Integrity
To be honest and do the right thing.
• We create an ethical environment by being honest, showing respect and living out positive values.
• We seek the truth and do the right things in the right way in each situation.
• We are reliable and trustworthy and behave consistently in word and in action.
• We act with integrity at all levels in all instances, with zero tolerance for corruption.
Innovation
To be open to new ideas and develop creative solutions to problems in a resourceful way
• We seek to implement new ideas, create dynamic service options and improve existing services.
• We strive to be creative thinkers who view challenges and opportunities from all possible
perspectives.
• We have the ability to consider all options and find a resourceful solution.
• We value employees who question existing practices with the aim of renewing, rejuvenating and
improving them.
• We foster an environment where innovative ideas are encouraged and rewarded.
• We understand mistakes made in good faith, and allow employees to learn from them.
• We problem-solve collaboratively to realise our strategic organisational goals.
Responsiveness
To serve the needs of our citizens and employees.
• Our focus is the citizen, building relationships that allow us to anticipate their needs and deal with
them proactively.
• We take each other and citizens seriously, being accessible, listening and hearing what they
convey.
• We respond with timeous action and within agreed timeframes.
• We collaborate with each other and stakeholders, providing appropriate and reliable information
and sharing it responsibly.
Takes responsibility for actions, projects and people; takes initiative and works under own direction; initiates
and generates activity and introduces changes into work processes; makes quick, clear decisions which may
include tough choices or considered risks
Above Average
Below Average
Average
Negative Behaviours 1 2 3 4 5 Positive Behaviours
Likes to take time and think things Comfortable with making quick
through, or consult widely before making decisions.
decisions.
Tries to avoid too much responsibility. Willing to take responsibility for big
decisions.
Waits to be told what to do. Takes the initiative to start new things.
(Takes the lead in starting things off)
“Plays it safe”. Avoids taking the risk Likes to set difficult targets for him/
of failure. Does not set clear or difficult herself and others.
targets.
Individual Rating
Notes/Comments:
• Comfortable with making quick decisions • Takes the initiative to start new things. (Takes the
• Willing to take responsibility for big decisions lead in starting things off)
• Likes to take charge • Confident to act independently when required
• Holds definite views on issues • Likes to set difficult targets for himself and others
Provides others with clear direction; motivates and empowers others; recruits staff of a high calibre, provides
staff with development opportunities and coaching, sets appropriate standards of behaviour.
Above Average
Below Average
Average
Negative Behaviours 1 2 3 4 5 Positive Behaviours
Does not clarify where the team is headed Gives clear direction.
and why or how it will get there.
Individual Rating
Notes/Comments:
Demonstrates an interest in and understanding of others. Adapts to the team and builds team spirit.
Recognises and rewards the contribution of others. Listens, consults others and communicates proactively.
Supports and cares for others. Develops and openly communicates self-insight, such as self-awareness of
own strengths and weaknesses.
Above Average
Below Average
Average
Negative Behaviours 1 2 3 4 5 Positive Behaviours
Does not clarify where the team is headed Gives clear direction.
and why or how it will get there.
Individual Rating
Notes/Comments:
Gains clear agreement and commitment from others by persuading, convincing and negotiating; makes
effective use of organisational opportunities to influence and persuade others; promotes ideas on behalf of
self or others; makes a strong personal impact on others, takes care to manage impressions made on others.
Above Average
Below Average
Average
Negative Behaviours 1 2 3 4 5 Positive Behaviours
Avoids stating his/her case when Likes to bring others over to his/her
engaging others. point of view.
Little energy invested in stating own point Shows determination to get a point
of view. across.
Plays down own contribution and that of Makes positive statements about him/
his/her component. herself and his/her component in the
organisation.
Uncertain of what the future holds. Does Feels in control of own future.
not feel s/he has any influence on what
happens in the future.
Does not volunteer help or advice. Does Takes a cooperative and helpful
not help others to win. approach when engaging others.
Individual Rating
Notes/Comments:
• Likes to bring others over to his/her point of view. • Feels in control of own future
• Negotiates effectively (looks for win-win • Takes a cooperative and helpful approach when
outcomes) engaging others.
• Makes positive statements about him/herself and • Acts with confidence.
his/her component in the organisation. • Shows determination to get a point across.
• Believes in own value
Speaks clearly and fluently; Expresses opinions, information, and key points of an argument clearly; Makes
presentations and undertakes public speaking with skill and confidence; Responds quickly to the needs of an
audience and to their reactions and feedback; Projects credibility.
Above Average
Below Average
Average
Negative Behaviours 1 2 3 4 5 Positive Behaviours
Prefers not to work to a schedule or Sets goals that will stretch them
towards a goal
Individual Rating
Notes/Comments:
Writes clearly, succinctly and correctly. Writes convincingly in an engaging and expressive manner. Avoids
the unnecessary use of jargon or complicated language. Writes in a well-structured and logical way.
Structures information to meet the needs and understanding of the intended audience.
Above Average
Below Average
Average
Negative Behaviours 1 2 3 4 5 Positive Behaviours
Documents are not convincing for the Able to write convincing documents
audience to an audience
Documents are verbose and confusing for Writes in a clear and succinct manner
the audience
Individual Rating
Notes/Comments:
Applies specialist and detailed technical expertise; uses technology to achieve work objectives; develops
job knowledge and expertise (theoretical and practical) through continuous professional development;
demonstrates an understanding of different organisational departments and functions.
Above Average
Below Average
Average
Negative Behaviours 1 2 3 4 5 Positive Behaviours
Individual Rating
Notes/Comments:
• Actively seeks to learn about new things • Shows interest in and is comfortable with using
• Reads actively in area of expertise. information technology.
• Continuously updates knowledge/expertise • Understands how own area of expertise impacts
on the broader organisation.
Analyses numerical data and all other sources of information, to break them into component parts, patterns
and relationships; probes for further information or greater understanding; makes rational judgements from
the available information and analysis; demonstrates an understanding of how one issue may be part of a
much larger system.
Well Above
Well Below
Average
Average
Average
Average
Average
Above
Below
Negative Behaviours 1 2 3 4 5 Positive Behaviours
Does not investigate or evaluate information, Thoroughly investigates and evaluates all
Believes or accepts everything. Accepts all information; sceptical, doubts until s/he has
information at face value. Does not test evidence. proof
Is not curious. Questions nothing. Or Asks Asks relevant and probing questions;
irrelevant questions, or asks easy questions demands accurate and complete answers
that do not probe deeply, or is satisfied with
incomplete, evasive or facile answers or excuses
Forecasts are inaccurate or guesses Forecasts are accurate and based on a good
analysis of information
Sees the problems only from one point of view Sees the problem as others might see it
or function (e.g. internal/external customer, (e.g. Internal/external customer, Finance,
Finance, HR, Operations, Sales, Marketing, or HR, Operations, Sales, Marketing, or other
Industry or country) industries or countries)
Decisions are based on subjective opinions and Follows an objective approach to decision
assumptions that don’t get tested. making (i.e. by quantifying information or
getting a balanced view)
Does not investigate or evaluate information, Thoroughly investigates and evaluates all
Believes or accepts everything. Accepts all information; sceptical, doubts until s/he has
information at face value. Does not test evidence. proof
Individual Rating
Notes/Comments:
Rapidly learns new tasks and quickly commits information to memory. Gathers comprehensive information to
support decision making. Demonstrates a rapid understanding of newly presented information. Encourages
an organisational learning approach (i.e. learns from successes and failures and seeks staff and customer
feedback).Manages knowledge (collects, classifies and disseminates knowledge of use to the organisation).
Above Average
Below Average
Average
Negative Behaviours 1 2 3 4 5 Positive Behaviours
Tries to avoid too much responsibility. Willing to take responsibility for big
decisions.
Will use one medium for collecting Uses various means to collect
information or relies on ones source of information.
information.
Hoards information for personal use only. Willing to share information with team
and relevant stakeholders.
Does not consult widely and with relevant Consults stakeholders when needed.
stakeholders.
Individual Rating
Notes/Comments:
Produces new ideas, approaches or insights. Creates innovative products or designs. Produces a range
of solutions to problems. Seeks opportunities for organisational improvement. Devises effective change
initiatives.
Above Average
Below Average
Average
Negative Behaviours 1 2 3 4 5 Positive Behaviours
Cannot see the need for changes in Sees the need to be open to changes
organisations and prefers stability in the organisation
Individual Rating
Notes/Comments:
• They view themselves as creative • Likely to consider the value of both traditional as
• Enjoys changes in their work routine well as untraditional methods
• Adopts a conceptual approach
Works strategically to realise organisational goals; sets and develops strategies; identifies and develops
positive and compelling visions of the organisation future potential; takes account of a wide range of issues
across, and related to, the organisation.
Above Average
Below Average
Average
Negative Behaviours 1 2 3 4 5 Positive Behaviours
Focused on short term solutions that are Takes a broad and long term view.
reactive in nature.
Individual Rating
Notes/Comments:
Sets clearly defined objectives, plans activities and projects well in advance and takes account of possible
changing circumstances; identifies and organises resources needed to accomplish tasks; manages time
effectively; monitors performance against deadlines and milestones.
Above Average
Below Average
Average
Negative Behaviours 1 2 3 4 5 Positive Behaviours
Does not complete tasks diligently. Puts in effort to complete tasks fully.
Individual Rating
Notes/Comments:
Focuses on customer needs and satisfaction. Sets high standards for quality and quantity. Monitors and
maintains quality and productivity. Works in a systematic, methodical and orderly way. Consistently achieves
project goals.
Above Average
Below Average
Average
Negative Behaviours 1 2 3 4 5 Positive Behaviours
Prefers not to work to a schedule or Sets goals that will stretch them
towards a goal
Individual Rating
Notes/Comments:
• Relevant information informs the work of the • Able to manage various sources of information.
individual. • Staying abreast of all necessary and relevant
• Ensures all relevant information is considered information to their work.
when making a decision.
Appropriately follows instructions from others without unnecessarily challenging authority. Follows
procedures and policies. Keeps to schedules. Arrive punctually for work and meetings. Demonstrates
commitment to the organisation. Complies with legal obligations and safety requirements of the role.
Above Average
Below Average
Average
Negative Behaviours 1 2 3 4 5 Positive Behaviours
Is likely to miss deadlines and late for Arrives punctually for work and
meetings meetings
Individual Rating
Notes/Comments:
• Staying abreast of all necessary and relevant • Ensures all relevant information is considered
information to their work. when making a decision.
• Relevant information informs the work of the • Able to manage various sources of information.
individual.
Adapts to changing circumstances; tolerates ambiguity; accepts new ideas and change initiatives; adapts
interpersonal style to suit different people or situations; shows interest in new experiences.
Above Average
Below Average
Average
Negative Behaviours 1 2 3 4 5 Positive Behaviours
Can lose “heart” when things become Shows optimism and is generally
difficult. cheerful.
Does not request feedback from others. Actively seeks feedback on own
performance.
Individual Rating
Notes/Comments:
Works productively in a high pressure environment. Keeps emotions under control during difficult situations.
Balances the demands of work and personal life. Maintains a positive outlook at work. Handles criticism well
and learns from it.
Above Average
Below Average
Average
Negative Behaviours 1 2 3 4 5 Positive Behaviours
Cannot “switch off” from work. Tends Balances the demands of work and
to reflect continuously on work related non-work demands (Can “switch
matters after work off” from pressures in the wok
environment)
Does not actively seek out feedback from Is open to receiving criticism.
colleagues.
Individual Rating
Notes/Comments:
Accepts and tackles demanding goals with enthusiasm; works hard and puts in longer hours when it is
necessary; seeks progression to roles of increased responsibility and influence; identifies own development
needs and makes use of developmental or training opportunities.
Above Average
Below Average
Average
Negative Behaviours 1 2 3 4 5 Positive Behaviours
Can lose “heart” when things become Shows optimism and is generally
difficult. cheerful
Prefers tasks that are not too taxing or Accepts and takes on demanding
where there is more certainty of success. goals
Individual Rating
Notes/Comments:
• Has a clear strategy for career progression • Accepts and takes on demanding goals
• Works effectively at a fast pace • Is clear on what his/her own development areas
• Is effective at dealing with various activities by are
dividing energy amongst more than one task. • Makes use of development opportunities
• Shows optimism and is generally cheerful.
Keeps up to date with competitor information and market trends. Identifies business opportunities for the
organisation. Maintains awareness of developments in the organisational structure and politics; demonstrates
financial awareness. Controls costs and thinks in terms of profit, loss and added value.
Above Average
Below Average
Average
Negative Behaviours 1 2 3 4 5 Positive Behaviours
Individual Rating
Notes/Comments:
The ability and capacity to do the job appointed to do. We place great value on the ability and capacity to do
the job, to which one is appointed, to a high standard.
Well Above
Well Below
Average
Average
Average
Average
Average
Above
Below
Negative Behaviours 1 2 3 4 5 Positive Behaviours
Does not consider the cost implications of Completing own work efficiently,
work being done and fails to monitor the effectively and economically.
efficiency and effectiveness of work.
Individual Rating
Notes/Comments:
• Ensuring own and others’ ability to do the job is • Empowering others to render excellent service
achieved • Knowing and understands relevant mandates
• Rendering excellent service
Well Above
Well Below
Average
Average
Average
Average
Average
Above
Below
Negative Behaviours 1 2 3 4 5 Positive Behaviours
Considers it “the supervisor’s problem” if all Taking responsibility and ownership of own
aspects of what is expected was not made clear. actions and decisions.
Cannot provide evidence or good reasons for Answering for actions and decisions taken at
taking specific actions work, with evidence of good judgement and
due process.
Does not consider or determine the needs of Acting in the interest of the Public.
Citizens as customers in the execution of his/her
duties.
Does not schedule regular sessions for feedback Ensuring s/he receives regular feedback
on work progress. from his/her direct reports on the progress
with projects/work tasks.
Does not consider the cost implications of work The mechanisms s/he developed to monitor
being done and fails to monitor the efficiency work progress considers the efficiency,
and effectiveness of work. effectiveness and economical aspects of the
work.
Does not make it clear that direct reports are Ensuring that direct reports develop
required to ensure that their direct reports take mechanisms to monitor the progress of
up their responsibilities. work for their direct reports.
Sees employee development as a waste of time Ensuring that his/her team has all the
and shows no relationship between developing resources (including training, coaching and
others and accountability. mentoring) they require to complete their
tasks as expected.
Prefers to keep the structuring of work informal Understanding and supporting the
and mostly undefined. importance of detailed performance
agreements.
Individual Rating
Notes/Comments:
• Taking action to find out what is required from • Holding others accountable for their areas of
own work role responsibility.
• Putting a strong emphasis on the importance of • Taking responsibility for and ownership of own
delivering quality outcomes on time and within work
budget
Well Above
Well Below
Average
Average
Average
Average
Average
Above
Below
Negative Behaviours 1 2 3 4 5 Positive Behaviours
Makes decisions without taking into account the Has positive regard for another person’s
concerns of others. feelings and reactions.
Remains task-focused and with little regard how Suspends judgement when dealing with
the task is done. people.
Is impatient and prefers to attend to their needs Listening attentively to another person
as a priority.
Not able to grasp what the issue at hand and Seeks to understand the person/ scenario or
cannot see another person’s point of view. situation.
Shows boredom or lack of empathy when Speak to others in a respectful manner and
dealing with citizen’s needs and team problems. is tactful in their speech (careful in choosing
their words for the sake of not offending.
Has a solution/ knowledge to solve a problem Tries to be helpful and supportive when
others are facing but does not take the time (or others are struggling with an issues/ task.
energy)to share such information
Unable to give praise and acknowledgment to Shows concern for others wellbeing.
others for work well done
Feels that it take too much effort to worry Adjusting the work pressures and demands
about other people’s whereabouts or personal to accommodate the needs/ circumstances
problems. of the team or the person.
Make harsh, overly-critical comments about team Demonstrates patience when helping or
members’ work contributions assisting others
Interrupts others and prefers to discuss how Acknowledges other people’s contribution
they feel about a situation. and gives recognition for good work.
Unable to recall key points of what was Appreciates people’s different strengths
discussed and unclear on the problem to be and develops and supports them in areas
addressed where they lack capability.
Individual Rating
• Shows a concern for others’ wellbeing • Prioritizes the needs of citizens and treats with
• Supportive and helpful when others experience a people respectfully.
challenge • Actively listens to understand another’s situation
more fully
Well Above
Well Below
Average
Average
Average
Average
Average
Above
Below
Negative Behaviours 1 2 3 4 5 Positive Behaviours
Reacts defensively when service delivery/ Sense of urgency to get work done
work output is criticized or questioned. and deliver on time.
Slow to action and constantly tries to Puts the client’s needs first and
shift/ negotiate deadlines. suggests solutions that is appropriate
to clients’/ citizens’ needs.
Ignores issues that adversely affect Concern for quality and standards of
productivity and performance levels. services.
Comes across as territorial and does not Involves all relevant role-players to
have a need to collaborate with others ensure that deadlines are met
Individual Rating
Notes/Comments:
• Conscious of turn-around times and quality of • Builds relationships and collaborates with others
services delivered. to delivery high-quality work.
• Receives and incorporates feedback from others • “Batho Pele” - Listens and responds to the needs
to constantly improve service delivery. of clients/ employees.
Well Above
Well Below
Average
Average
Average
Average
Average
Above
Below
Negative Behaviours 1 2 3 4 5 Positive Behaviours
Will refrain from telling the truth if it Tells the truth even if it may be
means getting into trouble or limiting detrimental to him- or herself
future career options or benefits.
Will not hold on to convictions when Has the courage of his/her convictions
pressured (has strongly held convictions)
Disregards the rights of others by acting S/he treats others with respect
rudely towards them. Disregards the
uniqueness of others by making no effort
to understand the relevance of legitimacy
of their point of view and resulting needs.
Acts out of self-interest (i.e. would rather Acts and makes decisions that take
be expedient than undergo the difficulties the best interest of others/the Public
associated with meeting the needs of the into account
Public)
His/her decisions and behaviours are S/he consistently behaves and makes
based on immediate and self-focused decisions based on the same set of
desires and needs principles/values
Does not support the policies, rules S/he defers to the policies, rules and
and regulations of the Western Cape regulations of the Western Cape
Government but does not state his/her Government and the Republic of
position clearly, nor attempts to influence South Africa.
them, nor removes herself/himself from
the employ of the organization due to
clashes of principle
Is more focused on completing tasks for S/he is committed to doing the right
the sake of completing tasks. Rather than thing.
considering their impact.
Is unaware of his/her impact on the rights Takes people’s rights and dignity
and dignity of others. seriously.
Individual Rating
Notes/Comments:
To be open to new ideas and develop creative solutions to problems in a resourceful way.
Above Average
Below Average
Average
Negative Behaviours 1 2 3 4 5 Positive Behaviours
Takes a narrow view of problems; does Looks at problems from new angles
not look beyond the obvious
Steadfastly follows established methods Seeks out new and innovative ways of
without considering other approaches approaching situations or tasks
Individual Rating
Notes/Comments:
• Provided novel solutions to problems described • Open to trying out new approaches and
methodologies
Definition:
Above Average
Below Average
Average
Negative Behaviours 1 2 3 4 5 Positive Behaviours
Individual Rating
Notes/Comments:
• •
Universal Competency
Framework Question
Bank
• Tell me about a time when you were put in charge of a project and were required to make an
important decision quickly.
• Describe a work related situation in which you had to make some important work decisions?
• Describe the actions that you took to ensure that the decisions that you made were carried through.
• How did you experience the situation of having to make a quick decision?
• Were you challenged on any of the views you held that led to your decision? How did you respond?
(How would you typically respond?)
• Can you describe the steps that you went through in making the decision in as much detail as you
can?
• Describe a time when you had to take charge of a group of people in the workplace.
• Tell me about a time when you’ve had to lead a group of people
• Can you describe a time when you had to manage a team?
• Can you describe a time when you had to consult with members for their opinion on a project?
• Describe a time when you had to address an employee wellness issue within the workplace?
• Tell me about a time when you had to manage some difficult working circumstances?
• Tell me about a time when you managed a very d had to iverse team where differences arouse as a
result of the diversity.
• Tell me about a time you identified work well done by a colleague/team member.
• Tell me about a time when you had to follow an instruction that you thought compromised your
integrity.
• Tell me about a time you had to complete a task and you felt it was not in line with what you
believed was correct.
• Tell me about a time when having a good relationship with a client assisted you in solving a
disagreement between yourself and a client?
• How do you ensure you relate to all employees and stakeholders you work with?
• Can you outline a situation where you have had to maintain a network of professional relationships
with others?
• Can you think of times when you have had to relate effectively to people who are more senior?
• How do you typically interact with employees at different levels of the organisation?
• Tell me about a time that you had the opportunity to convince others of your point of view.
• Tell me about a time when you felt that you’ve had to stand up for what you believe in?
• Tell me of a situation where you had to show self-confidence?
• Tell me about a situation where you had to make a decision that could lead to very negative
consequences for yourself.
• Did you feel that your point of view was taken into consideration? Please explain.
• How would you describe your negotiation style in this situation and did you think it was effective?
• What were some of the obstacles that you experienced in getting people to buy-in to your point of
view?
• How did you ensure that your audience understood the argument or point you were trying to make?
• How did you know you were convincing your audience?
• What aspects of the presentation did you feel that you struggled with?
• Were there any parts of the presentation that you did not enjoy?
• Do you feel that you achieved the outcome that you were hoping for in the presentation?
• What would you do differently in future presentations?
• Tell me about a time when you wrote a document aimed to convince your audience of a new way
of doings things in an organisation.
• Describe a time when you had to ensure your audience was able to understand the contents of an
important report?
• Can you describe a time when you had to write/compile a very important report?
• How do you stay up to date with new developments in your area of work?
• Tell me about any recent learning or expertise that you have acquired.
• Tell me about a time when you’ve had to evaluate complex information or numerical data, (be it
statistics, accounting or any documentation text or interpretation of numerical data).
• How do you feel that you benefit from training once it is complete?
• What would you do differently to help you apply the information that you have learnt from your
trainings better in future?
• Tell me about a time when you had to learn a new task quickly and under pressure.
• Tell me about a time when you had to learn a new way of doing something?
• Tell me about a time when you had to figure out a new way of completing a task when the only way
you knew how to solve the problem was not going to work?
• Tell me about a time when you had to come up with a new approach to the way you were currently
working in your unit.
• Tell me about a time when you were faced with a problem in your work unit and you needed to
come up with a range of solutions to the problem.
• Tell me about a time when you experienced a change in your workplace.
• Tell me about a time when you had to come up with ideas for a project.
• Why did you decide the way you worked in the unit needed to change?
• What were some of the personal challenges you experienced in developing and implementing the
changes?
• How did it inform the work you did?
• How comfortable were you with the changes you had to make?
• What was the impact of the actions you took?
• What was your reaction to the change?
• How did the change affect you?
• What was the outcome you hoping were for? What was the actual outcome?
• Reflecting on the changes that you implemented, what would you have done differently?
• Tell me about a time when you had to make a decision that had quite a broad impact on the
organisation
• Describe a time when you had to suggest some solutions with wide-ranging consequences?
• Tell me about a time when you had to develop a longer-term solution at work, or any other problem.
• Tell me about a time when you had to develop a plan for the future direction of your team/
department/organisation.
• In the end, how different was the actual impact from the impact you expected to achieve?
• Tell me about a project that you worked on where planning was critical to the success of the project?
• Tell me about your organisation’s approach (requirements) to deadlines?
• Tell me about a project or task that was very difficult to complete within the required timescale
given to you.
• What would you have done differently to ensure that the work that you planned went more smoothly?
• How do you ensure that you deliver a service or product to standard for a client?
• How do you monitor and evaluate projects to ensure the quality and quantity of the outcome is to
the specification of the client?
• How did you ensure you met the deadline?
• How did you ensure quality standards were in place?
• How do you manage the information that influences your work area?
• What was the content of the documents you had to be familiar with?
• Did you ever act contrary to the information that was at your disposal or presented to you?
• Please give an example of a time when you worked in an environment with many policies.
• Tell me about a time there was a policy in place and your actions in the workplace was contrary to
the policy.
• How do you ensure you are aware of all necessary policies related to your area of work?
• How did it inform the work you did?
• How do you ensure that you remain aware of the policies that affect your work?
• How do you manage the information that influences your work area?
• What was the content of the documents you had to be familiar with?
• Did you ever act contrary to the information that was at your disposal or presented to you?
• Tell me about a situation that meant a marked change in your work life?
• Do you have experience dealing with change?
• Tell me of a recent change that you experienced at work.
• Think about a time when you experienced a major change at work. Describe a time you were open
in expressing your emotions and you found the expression of the emotions to be inappropriate.
• What were your biggest concerns in terms of the work change experience?
• What was your reaction to the change?
• How did you respond to change?
• How do you feel when it is difficult to be sure what the consequences of your decisions are likely
to be?
• How do you deal with situations where all the facts are not known or available?
• What reasons would you give for failing to reach a goal?
• What would you have done differently to deal with the change more effectively?
• Tell me about a time you had to work in a high pressure job. Describe how you managed your work
environment?
• Describe a project when you felt that the work demands and pressure were quite high?
• How did you view it originally and what was the actual outcome?
• What do you do to switch off from a busy day at work? How do you determine whether it is
effective?
• Describe how you went about addressing the matter.
• What kind of an approach did you use/adopt?
• What influenced the way in which you dealt
• What actions did you take when your goals did not go according to plan.
• What were some of the challenges that you experienced?
• What obstacles did you feel affected your personal work achievements?
• Tell me about a time when you spoke to employees in your financial section to assist you in
understanding basic financial concepts.
• Tell me about a time when you felt comfortable regardless of the fact that you were aware that
there was competition in your work space.
• Tell me about a project where your expertise in your area of work in particular, ensured that the
project could be completed with success.
• Tell me about a time where you feel you truly delivered excellent service.
• What have you done to ensure that the members of a team reporting to you are competent to do
their work?
• What would you have done differently to ensure a more successful outcome?
• Tell me about a situation where it was challenging to take responsibility for an outcome or a task.
• What are you accountable for at work?
• If you were the accounting officer, with the final accountability, does that mean the people below
you in the organisation are not accountable?
• Tell me about a time when you had to assist someone with a task/problem that they were struggling
with.
• Give us an example where a colleague was offended by something you did/said.
• Describe a time when a colleague came to you with a problem he/she was faced with.
• Tell me about a time where it was difficult for you to tell the truth in the workplace.
• Have you ever told a lie at work? (How do you feel about that?)
• If you receive an unlawful instruction from your senior manager and you then proceed to inform
him/her that is unlawful and you may not do it, and the person then insists and instructs you to do
it, in writing – Will you find it difficult to comply with the instruction?
• Do you have strongly held convictions? What are they? Have any of these ever been challenged?
• Has anyone ever worked to undermine you or do your reputation damage or get you fired or in
trouble in the workplace?
• Can you tell me about a time that you had to do a task at work that went against your principles or
that went against a policy or regulations of the organisation?
• Do you know of someone else who were asked to do something at work that went against their
principles or that went against a policy or regulations of the organisation?
• Under what circumstances would you ask someone to do something against their Principles or that
is against organisational policy?
• Tell me about a time when you tried to improve on current work practices?
• Describe a time when you developed and implemented a new approach in the workplace.
• What actions did you take to ensure that the changes you made were a success?
• What did you do when people criticised your changes?
• How did you ensure that people approved of the changes that you suggested?