Thermal Conductivity of Simple and Tubular Nanowire Composites in The Longitudinal Direction
Thermal Conductivity of Simple and Tubular Nanowire Composites in The Longitudinal Direction
Thermal conductivity of simple and tubular nanowire composites in the longitudinal direction
Mildred S. Dresselhaus
Department of Physics and Department of Electrical Engineering and Computer Science, Massachusetts Institute of Technology,
Cambridge, Massachusetts 02139, USA
共Received 29 March 2005; published 13 September 2005兲
This work establishes a generic model to study phonon transport and the thermal conductivity of periodic
two-dimensional nanocomposites in the longitudinal direction 共along the wire axis direction兲. More specifi-
cally, the generic model is applied to study the thermal conductivity of silicon-germanium composites with
simple silicon nanowire and tubular silicon nanowire inclusions in a germanium matrix, and cylindrical nano-
porous silicon materials. The results show that the effective thermal conductivity changes not only with the
volumetric fraction of the constituents but also with the radius of the nanowires and cylindrical pores due to the
nature of the ballistic phonon transport. The smaller the wire/pore diameter, the smaller is the thermal con-
ductivity of the periodic two-dimensional nanocomposites for a given volumetric fraction. Composites with
tubular nanowire inclusions have a lower effective thermal conductivity than simple nanowire composites due
to the introduction of additional surface scattering through the pores associated with tubular nanowires. Results
of this study can be used to direct the development of both high-efficiency thermoelectric materials and thermal
interface material containing high-thermal-conductivity particle or wire inclusions.
unit cell cross section as a circular cross section, as is often Carlo simulation shows that the thermal conductivity of a
used to study fluid flow problems.18,19 The problem then be- random nanocomposite is very close to a periodic
comes phonon transport in core-shell cylindrical structures, composite.20 In addition, the phonon Boltzmann transport
as shown in Fig. 1共c兲. This approximation results in a 10% model is based on the following assumptions: 共1兲 the phonon
error. Figure 1共c兲 shows the generic phonon transport model wave effect can be excluded; 共2兲 the frequency-dependent
we developed for core-shell nanostructures, which consists scattering rate in the bulk medium can be approximated by
of a tubular core layer and a shell layer. Here we use the using an average phonon mean free path 共MFP兲 ⌳. Assump-
following notations: r0 is the inner radius of the core layer, r1 tion 共1兲 can be well justified since the wavelength for domi-
is the outer radius of the core layer, and r2 is the outer radius nant phonons responsible for thermal transport is around
of the shell. We assume partially diffuse and partially specu- 1 nm. The justification for these assumptions can be found in
lar surface scattering at the inner surface of the core layer Refs. 7 and 21. In our simulation, we used the phonon MFP
and totally specular reflection at the outer surface of the shell and the group velocity v listed in Ref. 21, which are obtained
layer, to be consistent with what occurs at the outer surface by approximating the dispersion of the transverse and the
of the unit cell shown in Fig. 1共b兲, i.e., to represent the pho- longitudinal-acoustic phonons with simple sine functions and
non transport in nanocomposites. The specularity parameter neglecting the optical phonon contribution to the thermal
at the inner surface of the core layer and the outer surface of conductivity k. This estimation leads to longer mean free
the shell layer is represented by p1 and p2, respectively, path than using simple kinetic theory expression k = 31 Cv⌳,
where p 共=p1 or p2兲 = 0 corresponds to diffuse scattering and which is consistent with experiments from Goodson’s
p = 1 corresponds to specular scattering at the surface. This group.22
generic model can be used to simulate a variety of nanocom- In terms of the total phonon intensity I,23,24 the 2-D pho-
posites by changing some of the input parameters. For ex- non Boltzmann equation under the single mode relaxation
ample, when the inner radius of the tubular core layer r0 = 0 time approximation in cylindrical coordinates can be written
and the interface specularity p1 = 1 at r0 = 0, the structure rep- as
resents periodic two-dimensional composites with simple 1 Ii Ii − Ioi
wire inclusions as shown in Fig. 1共d兲. When the same mate- 共rIi兲 − 共 I i兲 + = − , 共1兲
r r r z ⌳i
rial is used for the core and the shell layers, the interface
between the core and shell layers disappears and the inter- where subscript i 共=1 , 2兲 denotes properties of the core and
face scattering at r1 dies out; the model represents the pho- shell material ⌳i is the average phonon MFP. , , and are
non transport inside a nanoporous medium with cylindrical the directional cosines defined as
pores along the pore direction as shown in Fig. 1共e兲.
= sin cos , = sin sin , = cos , 共2兲
Clearly the model developed here is strictly valid for pe-
riodic composites only. In reality most of composites made where and are the polar and azimuthal angles, respec-
might have random microstructures. Our study using Monte tively, as shown in Fig. 2. In the phonon Boltzmann transport
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冕
boundary condition requires that the deviation of phonon in-
1 tensity in each direction at each point in one boundary is the
Ioi共r,z兲 = Ii共r,⍀兲d⍀
4 4
same as the deviation in the corresponding point and direc-
冕 冕
tion in the other boundary of the simulation domain in the
2
1 heat transport direction. The equation can be expressed as
= Ii共r,z, , 兲sin dd 共3兲
4 0 0
I共r,LZ, , 兲 − I0共r,LZ兲 = I共r,0, , 兲 − I0共r,0兲, 共7兲
where LZ is the simulation domain length. It can be proved
and the corresponding temperature obtained is a measure of
that the temperature difference between the two ends should
the local energy density.
be independent of r and can be related to
Equation 共1兲 is similar to the photon radiative transport
equation 共RTE兲.26 The key is to solve for the intensity distri- Civi关T共r,LZ兲 − T共r,0兲兴
bution I共r , ⍀兲. A variety of solution methods are available in Io共r,LZ兲 − Io共r,0兲 = = const. 共8兲
4
the thermal radiative transfer literature.25,27 For phonon
transport in nanostructures, the challenge is to reduce the In our simulation, we superimposed T共r , LZ兲 − T共r , 0兲 = 1 K in
“ray effect,” which often happens similarly in thermal radia- the above equation. If we do not superimpose such a
tion in optical thin limit. In our previous work,28 double temperature difference in the program, Eq. 共7兲 will automati-
Gauss-Legender quadratures have been used to replace the cally converge to a constant temperature difference
conventional SN quadratures for the discrete ordinate method T共r , LZ兲 − T共r , 0兲 value. The converged value varies with
and this approach was shown to successfully resolve the ray simulated structures. But the final results of the thermal con-
effect problem in our phonon transport simulation in nano- ductivity value do not depend on whether the temperature
structures. In the present work, we extend the previous work difference is superimposed. However, the calculation is
in Cartesian coordinates to cylindrical coordinates. The much faster when the temperature difference value is super-
method separately discretizes the integrating points in imposed. Other than the temperature difference shown in Eq.
= cos 共the angle 兲 and in the angle using the Gauss- 共8兲, Eq. 共7兲 is apparently a more demanding boundary con-
Legender quadrature. To obtain high accuracy, is dis- dition, which ensures directional heat flux conservation in
cretized into 120 points from −1 to 1 and is discretized the two boundaries along the transport direction. For trans-
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Qz共z兲 = 冕 r2
0
qz共r,z兲2rdr. 共11兲
and the effective value can be predicted by the Fourier law.
For nanowire composites with the wire inclusion radius less
than 150 nm, there exists a minimum thermal conductivity as
When the simulation is converged, Qz共z兲 = const. After local the volumetric ratio of Si changes. The trend is similar as
effective temperature distribution and heat flux are obtained, those predicted for core-shell Si- Ge nanowires. When the
the thermal conductivity calculation is straightforward. The volumetric ratio of Si 共⌽Si兲 in the composites is large, the
effective thermal conductivity k of the core-shell structure effective thermal conductivity has the same trend as that of
can be obtained as the macroscale composite. When the volumetric ratio of Si
共⌽Si兲 in the composites is small, the effective thermal con-
Q zL Z ductivity increases as the fraction of the low thermal conduc-
k= . 共12兲 tivity component increases, which is contrary to the behavior
r2关T共r,LZ兲 −
2
T共r,0兲兴
of bulk composites. This is because the effective thermal
conductivity of the Si wire keSi is decreased to well below the
III. RESULTS AND DISCUSSIONS bulk Ge thermal conductivity due to interface scattering. The
effective thermal conductivity of the Ge matrix keGe in-
Figure 3 shows results for the thermal conductivity of a creases as 共r2 − r1兲 / r1 increases, since the scattering surface
silicon-germanium nanocomposite which consists of a ger- per unit volume of Ge decreases. The effective thermal con-
manium matrix with silicon wire inclusions 关as shown in Fig. ductivity of the core-shell structure can be written as
1共d兲兴 as a function of the silicon wire radius and the volu- 关keSi
* *
r12 + keGe 共r22 − r12兲兴 / r22, thus accounting for the existence
metric ratio of Si, ⌽Si = r12 / r22, which can be related to the of a minimum value.
atomic ratio ␥Si through ␥Si = ⌽Si / 关⌽Si + 共1 − ⌽Si兲asi / aGe兴, As stated in the Introduction, most past studies on the
where a is the lattice constant. The phonon scattering at the thermal conductivity of nanocomposites were based on the
silicon-germanium interface is assumed to be diffuse and the Fourier diffusion theory together with consideration of the
phonon transmissivity at the interface can be calculated as30 thermal boundary resistance. To examine the validity of such
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4 4共U1v1 + U2v2兲 pore radius decreases since the scattering area per unit vol-
R= ⬇ . 共16兲
Td12U1v1 U 1v 1U 2v 2 ume increases. The implication of this study is that nanop-
ores can possibly be used to further reduce the thermal con-
Apparently, Eq. 共15兲 shows that the EMA model does not ductivity of nanowire composites. In a recent report, Zhao et
consider the size effect on the thermal conductivity for nano- al. showed that the effective thermal conductivity is further
wire composites in longitudinal direction, i.e., when the tem- reduced and thus the thermoelectric figure of merit ZT is
perature gradient is applied along the wire axis direction. increased in a Bi2Te3 composite with tubular Bi2Te3 nano-
Such a result is clearly contrary to the solution of the Bolt- wire inclusions.31
zmann equation presented above that shows a strong size The model has also been used to study the thermal con-
dependence. We further compare k11, the thermal conductiv- ductivity of tubular nanowire composites as shown in Fig.
ity perpendicular to the wire axis, with our previous 1共a兲. Again the results shown here assume a totally diffuse
calculations.7 As our previous calculation was done for surface scattering at the pore surface. The effective thermal
square wire inclusions, an effective diameter D = 2a p conductivity of tubular nanowire composites is a function
= 4AC / P is used, where AC is the cross-sectional area and P of the pore radius inside the tubular silicon wire r0, the
is the perimeter of the cross section, to convert the square outer radius of the silicon shell r1 共silicon shell thickness is
geometry into a circular geometry. Figure 4 compares the defined as r1 − r0兲, and the volumetric ratio of silicon
thermal conductivity in nanowire composites perpendicular ⌽Si = 共r12 − r02兲 / 共r22 − r02兲 in the composites. Figure 6 shows
to wire axis obtained from the phonon Boltzmann equation the effect of the silicon core layer thickness of the tubular
simulation and the effective medium approximation 共EMA兲.
As we can see, the effective medium approach based on
incorporating the thermal boundary resistance into the solu-
tions of the Fourier heat conduction law leads to erroneous
results that underpredict the size effects.
The same code can be used to simulate the thermal con-
ductivity of a nanoporous medium. Figure 5 shows results
for the thermal conductivity of porous silicon along the cy-
lindrical pore direction 关as shown in Fig. 1共e兲兴. Here r0 is the
pore radius and the shell thickness 共r2 − r0兲 is determined by
the porosity as ⌽o = r02 / r22. For simplicity, only the results
assuming diffuse surface scattering at the pore surface are
reported. For macroscale porous materials, the effective ther-
mal conductivity decreases linearly as the porosity increases.
When the pore radius is less than two to three times the
phonon mean free path in the silicon matrix, the effective
thermal conductivity is not only a function of porosity, but FIG. 5. 共Color online兲 Thermal conductivity of porous silicon
also a function of pore radius. For composites with the same along the cylindrical pore direction as a function of the pore radius
porosity, the effective thermal conductivity decreases as the and porosity.
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IV. CONCLUSION
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