Tucker Et Al 2012 Bioinformatics Tools in Predictive Ecology Applications To Fisheries
Tucker Et Al 2012 Bioinformatics Tools in Predictive Ecology Applications To Fisheries
Tucker Et Al 2012 Bioinformatics Tools in Predictive Ecology Applications To Fisheries
Research
data associated with biological phenomena, such as gene expression and protein interactions. In
contrast, ecological data analysis has remained focused to some degree on off-the-shelf statistical
techniques though this is starting to change with the adoption of state-of-the-art methods, where
few assumptions can be made about the data and a more explorative approach is required, for
example, through the use of Bayesian networks. In this paper, some novel bioinformatics tools
for microarray data are discussed along with their ‘crossover potential’ with an application to fish-
eries data. In particular, a focus is made on the development of models that identify functionally
equivalent species in different fish communities with the aim of predicting functional collapse.
Keywords: bioinformatics; Bayesian networks; classification; dynamic models;
fisheries management
(a) (b)
X1 X2 C
p(X1) p(X2)
X3
p(X3 | X1, X2)
X1 X2 X3 XN
X4 X5
p(X4 | X3 ) p(X5 | X3 )
t–1 t
(c) (d) t – 1 t
X1 X1
H H
X2 X2
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X1 X1
X3 X3
XN XN
X4 X4
XN XN
Figure 1. (a) A Bayesian network (BN) that encodes a joint distribution using a graphical structure and local conditional
distributions. Links between variables represent conditional independences. (b) A BN classifier where C denotes a class
node to predict. (c) A dynamic BN where nodes represent variables at a point in time and (d) a hidden Markov model,
where H denotes an unmeasured (hidden or latent) variable.
with latent variables) are discussed in §4 in terms of the high-dimensional datasets and are prone to getting
wider ecological literature. stuck in local minima. Search-and-score methods to
infer BNs from data have been used frequently in learn-
ing GRNs [15]. These methods involve performing a
(a) Bayesian networks for bioinformatics search through the space of possible networks and
BNs have become a popular method for computational scoring each structure. A variety of search strategies
modelling of GRNs from microarray expression data can be used [20–23]. BNs are capable of performing
[15– 17]. A BN describes the joint distribution (which is many data analysis tasks including feature selection
a way of assigning probabilities to every possible out- and classification (performed by treating one node as
come over a set of variables, X1 . . . XN) by exploiting a class node and allowing the structure learning to
conditional independence relationships represented by select relevant features [24] (figure 1b)). Modelling
a directed acyclic graph (DAG). See figure 1a for an time series can be achieved by using an extension of
example of BN with five nodes. Each node in the the BN known as the dynamic Bayesian network
DAG is characterized by a state which can change (DBN) [25,26], where nodes represent variables at
depending on the state of other nodes and information particular time slices (figure 1c). Closely related to the
about those states propagated through the DAG. This DBN is the Hidden Markov Model (HMM) which
kind of inference facilitates the ability to ask ‘what if ?’ models the dynamics of a dataset through the use of a
questions of the data by entering evidence (changing a latent variable [27]. This latent variable is used to
state or confronting the DAG with new data) into the infer some underlying state of the series and through
network, applying inference and inspecting the posterior an autoregressive link that can capture relationships of
distribution (which represents the distributions of the a higher order (figure 1d).
variables given in the observed evidence). For example, BNs offer a natural mechanism for incorporating
one could ask, what is the probability of seeing gene A prior knowledge relating to the network structure
‘switch on’ (through high expression) given that we through informative structure priors [28]. There has
have observed a low expression in genes B and C? been substantial work in using priors to build more
There are numerous ways to infer both network robust GRNs. Steele et al. [22] use concept profiles
structure and parameters from data. Constraint-based learned from abstracts in the biological literature
approaches such as the PC [18] and IC* [19] algorithms (Medline) to bias BN learning algorithms and found
both work by applying independence tests between that lesser studied systems generally gain more from
variables and building networks that reflect these updating priors with new data. Imoto et al. [29] use
independences. However, these do not scale well for energy functions to incorporate prior knowledge sources
Phil. Trans. R. Soc. B (2012)
Bioinformatics tools in ecology A. Tucker & D. Duplisea 281
latitude (º)
Husmeier [30], the approach was extended to multiple 50
sources of prior knowledge, applied to combining
protein–protein interactions and pathways from 45
ESS
KEGG (Kyoto Encyclopedia of Genes and Genomes) 40 GB
with expression data.
–60 –40 –20 0
(b) Consensus and functional models longitude (º)
Comparing apparently similar multivariate datasets is
Figure 2. Georges Bank (GB), the East Scotian Shelf (ESS)
often problematic owing to differences in collection and the North Sea (NS). The focus of the empirical analysis.
methods. Such often is the case for microarray data
which have methodological and laboratory dependencies
[31] and similar issues occur with ecological community
predator– prey and competitor species are available.
data collected for different systems. Though data nor-
Some of these are more detailed than others and
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the WW is the capelin and in the northeast one is known GB is relatively self-contained with deep channels to
to be the sand eel). the northeast and ocean currents containing waters
This focus on critical sub-systems through the on the bank giving the region a distinct character.
exploration of functionally equivalent species across However, the GB community does have seasonal
different populations is a novel approach to fish popu- migrants such as mackerel and dogfish which affect
lation modelling. This approach to modelling fish the community. Drastic changes occurred on GB in
populations will explore functional relationships (such the late 1980s, where groundfish were much less abun-
as predator, prey and WW) that are generalizable dant. We have termed 1988 as the collapse year for
between different oceanic regions allowing more GB. The ESS, though geographically not far from
robust models to be built and predictions to be made GB is a much different system with lower productivity,
about future biomass. There is some research into diversity and more open to both the northwest and the
using BNs for ecological modelling [41] and in particu- southwest biologically and oceanographically. A key
lar for modelling fish populations [42,43]. There is also characteristic of the ESS is the presence of a small
considerable literature on integrating heterogenous sandy arc 200 km offshore called Sable Island, which
data within the data-warehousing community includ- is the largest grey seal breeding colony in the world
ing the environmental data [44], but no exploration of and has been growing exponentially since the mid-
integrating or comparing different variables under a 1980s. The ESS showed drastic declines in cod and
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single function as we do with species. In the study of some other groundfish in the early 1990s to almost
Thrush et al. [45], functions are explored by investigating undetectable levels. We consider 1992 to be the col-
weights in hidden nodes of neural network models. Here, lapse year for ESS. The NS is a shallow warm sea
we focus on DBNs with latent variables that can be with high fish community diversity and productive
used in conjunction with human expertise to predict multi-species fisheries. The NS has supported very
functional collapse in different dynamic systems. large groundfish and pelagic fisheries and despite
A number of questions are posed based upon fish extremely high fishing pressure, it is difficult to see a
interaction: sudden change in the system that might be termed a
collapse as seen in GB and ESS. The NS fish commu-
— Can we use bioinformatics-style analysis (in par- nity always seems to respond positively to curtailment
ticular, feature selection) to identify species that of fishing effort, while the equivalent is not true for GB
are relevant to some event such as cod functional and ESS.
collapse?
— Can we model the temporal and dynamic nature of
fish interactions? (b) Experiments
— Can we identify species in different oceans that The experiments undertaken in this paper involve
perform similar functions, and therefore predict applying classification. This involves the prediction of
functional collapse in their respective regions? a pre-selected variable (here functional collapse)
based on the values of other variables (here species
Techniques such as those described in §1 will be biomass). Feature selection is used to identify the rele-
employed to answer these questions within a BN vant species for optimal classification. There are two
framework. In particular, a novel algorithm—the approaches to feature selection: filter selection that
functional equivalence—search is introduced to make simply scores variables (species) independently, and
inferences between the different geographical systems. wrapper selection that builds models and selects com-
binations of variables (thus identifying interactions
2. MATERIAL AND METHODS between them). These experiments adopt the BN
(a) Data description classifier approach, where the class node is a binary
GB fish community data come from the National variable that represents functional collapse in GB.
Marine Fisheries Service autumn multi-species trawl The K2 search algorithm [20] is used to build the
survey from 1963 to 2008. About 80 randomly BN classifiers. This involves a greedy search technique
selected stations were sampled on GB each year and where links are incrementally added to an initially
annual averages of biomass of each species were calcu- unconnected graph and scored using the metric
lated and used in this analysis. About 220 have been given in equation (2.1), where n is the number of
caught in the survey but most infrequently and with nodes, Fijk is the frequency of occurrences in the data-
low statistical power; therefore, analyses were confined set that the node xi takes on the value vik (where there
to a subset of 39 species filtered from the dataset for are ri possible instantiations) and the parent nodes pi
which we have confidence in their quantitative esti- take on the instantiation wij (where there are qi possible
mates of abundance each year. ESS and NS data instantiations). This metric is based on equation (2.2),
were collected via a similar methodology as on GB which calculates the probability of observing a struc-
and this resulted in subsets of 34 and 45 species, ture G and a set of data D, p(G,D), where c is a
respectively. The sources of these datasets are outlined constant prior probability p(G). For simplicity, we
in the acknowledgements of this paper. assume a step change in functional structure in 1988
GB is a relatively small productive fishing bank for GB data and 1992 for ESS. Further work will
historically supporting large catches of common explore using hidden variables with more states and
groundfish such as cod and haddock and also with a continuous variables to explore intermediate stages
very valuable sea scallop fishery. Fish on GB tend to prior to collapse. A bootstrap [46] approach is
have ideal growing conditions and mature quickly. employed to repeat the following 1000 times:
Phil. Trans. R. Soc. B (2012)
Bioinformatics tools in ecology A. Tucker & D. Duplisea 283
1. Score each species using the likelihood score given Algorithm 1. The functional equivalence search algorithm.
in equation (2.1) and take the mean over the boot-
strap. This is known as filter feature selection [10] Input: tstart, iterations, data1, data2, vars1, BN1
and scores each variable independently. Parametrize Bayesian Network, BN1 from data1
2. Learn BN structure with the (greedy) K2 algorithm Generate randomly selected variables in data2: vars2
and score the proportion of times that links are Use vars2 to score the fit with selected model BN1 using
equation 2.2: score
associated with the class node during the bootstrap
Set bestscore ¼ score
(the confidence). This is known as wrapper feature Set initial temperature: t ¼ tstart
selection [10] and scores each variable by taking for i ¼ 1 to iterations do
into account their interaction with other variables Randomly replace one selected variable in data2 and
through the use of a classifier model. rescore using equation 2.2: rescore
dscore ¼ rescore 2 bestscore
n X
X qi
ðri 1Þ! X ri
log Fijk ð2:1Þ if dscore 0 OR UnifR and (0,1) , exp(dscore/t) then
ðFij þ ri 1Þ! k¼1 bestscore ¼ rescore
i¼1 j¼1
" # else
Yn Yqi
ðri 1Þ! Y ri Undo variable switch in vars2
max½ pðG; DÞ ¼ c max Nijk ! end if
pi ðNij þ ri 1Þ! k¼1
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G
i¼1 j¼1 Update the temperature: t ¼ t 0.9
end for
ð2:2Þ
Output: vars2
and
log M
log pðGjDÞ log pðDjG; u^ G Þ DimG ð2:3Þ 3. RESULTS
2
Figure 3 displays the rankings for filter and wrapper
We rank species based upon these two feature selec- feature selection for differentiating between pre- and
tion approaches and examine their relevance to post-functional collapse in GB (1988). From both fea-
functional collapse in GB. In order to explore the ture selection approaches, it is clear that there are a
functionally equivalent species in the NS and ESS relatively small number of key players in this collapse
data, we use species identified using feature selection and these are known to be involved with cod. For
from GB in conjunction with the functional equivalence example, the likelihood approach strongly implicates
search algorithm (which is fully documented in algor- two zooplankton species (Calanus and Pseudocalanus)
ithm 1). This is applied to both the NS and ESS to as key to the functional collapse and it is known
identify equivalent species. Finally, we use dynamic from other sources that there were relatively large
models, specifically DBNs (as seen in figure 1d ) but changes then [49], and these changes can have
with a single dynamic hidden variable to identify bottom-up effects which affect species such as cod
functional collapse. These networks are built from [50]. Herring (Clupea harengus) was also identified as
the GB data (using the REVEAL algorithm [47], a key species and its abundance changes in the late
which is a greedy search applied to DBNs) to predict 1980 may have changed the predation environment
cod biomass and functional collapse (using the of juvenile cod whose recruitment to adult stages
hidden variable). may, in some systems, be significantly controlled by
The functional equivalence algorithm uses a simu- herring abundance [51]. Thorny skate (Amblyraja
lated annealing approach [48] to search for an radiata) became more abundant at the time of the
optimal combination of variables that fit the given cod collapse on GB and although some attribute this
function. This is where a random allocation of selected to an ecosystem regime shift [52] others attribute
variables is initialized and scored. Within each iter- this to immigration from the ESS [53].
ation, a single replacement is made to the selected Using the higher ranking species from figure 3, a
variables and the new selection is scored. Here, we DBN model was built with a hidden node using the
demonstrate the approach using a BN model, where REVEAL algorithm (see §2) to confirm how predictable
the given function is in the form of a predefined BN both cod biomass and the unobserved functional col-
structure, BN1, and set of variables, vars1 that is par- lapse were from the related species. Figure 4 plots
ametrized from a dataset, data1. This model is then these results and shows that a reasonable fit to the GB
used to search for the variables in another dataset, data is achievable. What is more, the hidden state iden-
data2 that fits best. The algorithm gives as output the tifies a noisy underlying process which appears to
set of variables that best fits the given model. We use stabilize somewhere in the late-1980s correlating with
the Bayesian Information Criterion which penalizes the expected functional collapse.
overly connected networks to avoid overfitting. It is The confidences resulting from the Bayesian wrap-
given in equation (2.3), where M is the number of per method applied to GB showed a quick decline with
samples, DimG is the dimension of the model, and u^ G species rank, such that thorny skate was the most
is the maximum-likelihood estimate of the parameters. important species implicated in the decline. When
The first term is essentially the log-likelihood and the this structure is imposed on the ESS and NS using
second is a penalty for model complexity. We set the functional equivalence search, a small number of
iterations ¼ 1000 and tstart ¼ 1000 as these were found functionally equivalent species are identified in both
through experimentation to allow convergence to a the ESS and the NS with high confidence (figure 5).
good solution. An interesting thing to note was the species/processes
Phil. Trans. R. Soc. B (2012)
284 A. Tucker & D. Duplisea Bioinformatics tools in ecology
(a) –25
–27
–29
log-likelihood –31
–33
–35
–37
–39
Pseudocalanus spp.
Amblyraja radiata
Paralichthys oblongus
Centropages typicus
Calanus spp.
Oithona spp.
Clupea harengus
Euphausiids
Lophius americanus
Hemitripterus americanus
Urophycis tenuis
haddock catch
Glyptocephalus cynoglossus
Metridia lucens
Scomber scombrus
Placopecten magellanicus
Myoxocephalus
Sebastes fasciatus
Ovalipes ocellatus
Urophycis chesteri
Gadus morhua
Cancer irroratus
Citharichthys arctifrons
Tautogolabrus adspersus
Peprilus triacanthus
Hippoglossoides platessoides
Brosme brosme
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(b) 1.0
0.8
confidence
0.6
0.4
0.2
0
Glyptocephalus cynoglossus
Macrozoarces americanus
Malacoraja senta
Cancer irroratus
Paralichthys oblongus
Enchelyopus cimbrius
Amblyraja radiata
Scomber scombrus
Citharichthys arctifrons
Hippoglossoides platessoides
Metridia lucens
Loligo pealeii
Helicolenus dactylopterus
Clupea harengus
haddock catch
Lophius americanus
Ovalipes ocellatus
Brosme brosme
Hemitripterus americanus
Urophycis tenuis
Homarus americanus
Pseudocalanus spp.
Euphausiids
cod catch
Oithona spp.
Centropages typicus
Calanus spp.
Figure 3. Features selected from GB data using a bootstrap on (a) filter selection using log-likelihood and (b) a Bayesian
network classifier wrapper.
on GB, where the change in the community seemed to implicated in the decline and lack of recovery of many
be captured by changes in two zooplankton species groundfish stocks on the ESS. The largest breeding
while in the ESS and the NS, there was no strong colony of grey seals in the world is located on Sable
indication of zooplankton changes that accompanied Island in the middle of the ESS.
fish community change. The presence of coldwater-seeking deepwater species
Perhaps, the most striking feature of the functional on the ESS could be an indication of the water cooling
equivalence applied to the ESS is the presence of that occurred on the ESS in the late-1980s and early-
many deepwater species such as argentine (Argentina 1990s, which also led to increases in coldwater shrimp
sphyraena), grenadier (Nezumia bairdi) and hakes and snow crabs. Furthermore, though grey seals
(Merluccius bilinearis). Surprisingly, cod was not impli- increased in abundance at the same time, grey seals are
cated in the ESS collapse despite the fact that cod not deep divers and if the deepwater species remained
were a highly targeted species prior to collapse. The in the shelf basins and slope water, they would be less
inclusion of grey seals is also expected as they were susceptible to grey seal predation than would cod.
Phil. Trans. R. Soc. B (2012)
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confidence
(b)
confidence standardized biomass standardized biomass
0
0.2
0.4
0.6
0.8
1.0
0
0.2
0.4
0.6
0.8
(a) 1.0
1960
Hippoglossus hippoglossus Gadus morhua
Nezumia bairdi
1965
Gadus morhua
Pollachius virens
Cyclopterus lumpus
Squalus acanthias
cod catch 1970
Urophycis chuss
Amblyraja radiata
1975
grey seals
Merlangius merlangus Merluccius bilinearis
1980
Hippoglossus hippoglossus
hidden state
haddock catch
Sebastes sp.
Melanogrammus aeglefinus
1990
Gadus morhua (cod)
Urophycis tenuis
Anarhichas lupus
Hippoglossoides platessoides
(a) Shows the equivalent species in the ESS and (b) shows the species in the NS.
1995
Trisopterus minutus
Sprattus sprattus
2010
Pollachius virens
crosses denote the predicted biomass and hidden state as opposed to the observed biomass denoted by circles.
Bioinformatics tools in ecology A. Tucker & D. Duplisea
285
Figure 5. Functionally equivalent species to those selected from GB data identified using the functional equivalence algorithm.
Figure 4. The fit for the model trained on GB data along with the associated discovered hidden state. The series marked with
286 A. Tucker & D. Duplisea Bioinformatics tools in ecology
hidden state
standardized biomass
1.5
1.0
0.5
0
–0.5
–2
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–2
Atlantic argentine
standardized biomass
–2
standardized biomass
–2
1970 1975 1980 1985 1990 1995 2000 2005 2010
Figure 6. One-step ahead prediction of cod using DBN model trained on GB data and mapping to equivalent species in the
ESS (identified using the functional equivalence algorithm along with the associated discovered hidden state). The series
marked with crosses denote the predicted biomass and hidden state as opposed to the observed biomass denoted by circles.
In the NS, most of the selected species are commer- Figure 6 documents these results for the selected func-
cially desirable and some experienced large declines in tionally equivalent species for ESS (using the DBN
biomass in this period, though the nature of the species trained on GB data and then mapped on equivalent
is not dissimilar to GB when compared with ESS, species on ESS). The prediction of many of these
which showed the appearance of some qualitatively species was surprisingly good, with close fits to the
very different species. Catch of haddock and cod observed data. This is impressive considering that
appeared to be important in the NS while commercial the model was parametrized using biomass data from
fish catch seemed less important on the ESS. These different species in GB. For example, the model pre-
factors combined might suggest that catch is one of dicts the increase in seal numbers year after year
the most important factors driving change in the NS, based upon parameters determined on the relationship
while on the ESS, it may be that other factors lead between cod catch and other species in GB. What is
to fundamental changes in the fish community more, the hidden state inferred from the predicted
composition. data resembles very much what was observed in
The final set of results explore how well the func- terms of functional collapse. While the state fluctuates
tionally equivalent species can predict future biomass in the period up to the late-1980s/early-1990s, in
and the underlying state of the geographical system. the period after the collapse the state becomes very
Phil. Trans. R. Soc. B (2012)
Bioinformatics tools in ecology A. Tucker & D. Duplisea 287
hidden state
1.5
standardized
1.0
biomass
0.5
0
–0.5
4
biomass
2
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0
–2
–2
4
biomass
2
0
–2
Cyclopterus lumpus (lumpfish)
4
standardized
biomass
2
0
–2
cod catch
2
standardized
biomass
–2
1965 1970 1975 1980 1985 1990 1995 2000 2005 2010
Figure 7. One-step ahead prediction of cod using DBN model trained on GB data and mapping to equivalent species in the NS
(identified using the functional equivalence algorithm along with the associated discovered hidden state). The series marked
with crosses denote the predicted biomass and hidden state as opposed to the observed biomass denoted by circles.
stable. This further adds credence to the conclusion throughout the series. This could be due to the hidden
that the selected species are indeed key to the func- state capturing the functional collapse successfully,
tional collapse of cod in the ESS. which is the most influential predictive feature of cod
The same analysis was applied to identifying func- in the ESS dataset, whereas the prediction of cod in
tionally equivalent species in the NS and testing them the NS is more complex due to the lack of any collapse.
for prediction of biomass and identifying changes in
the underlying state. Figure 7 illustrates the results.
Firstly, note that the hidden state does not appear 4. DISCUSSION
much less stable than in the ESS results. Rather than Since the large-scale fisheries collapses in many differ-
identifying no change in state (as was expected as no col- ent regions globally in the late-1980s and into the
lapse has been observed), the hidden variable appears to 1990s, there has been a search for causal mechanisms
have fitted the states to some noise process that fluctuates (e.g. [54]). This research has included studies of
Phil. Trans. R. Soc. B (2012)
288 A. Tucker & D. Duplisea Bioinformatics tools in ecology
fisheries on species [55] as well as indirect effects of insight into signs of an imminent collapse perhaps
modifications of food webs and functional structure while there is still time to prevent it.
[56]. They have included simulation studies on func-
We would like to thank Jerry Black DFO-BIO Halifax for
tional structures in food webs [54,57], development assistance with the ESS survey data, Alida Bundy DFO-
of static functional structures through covariance tech- BIO Halifax for the ESS food web, the ICES datras
niques [58] or summaries of complicated multivariate database for the North Sea IBTS data, Bill Kramer
data to examine overall temporal trends [59]. The NOAA –NMFS Woods Hole for providing the Georges
present use of machine-learning techniques and BNs Bank survey, Jason Link NOASS–NMFS for the Georges
is another method applied to the the problem. Bank food web, Jon Hare NOAA –NMFS for NE USA
plankton data, SAHFOS for North Sea plankton data and
The use of bioinformatics techniques in this paper Mike Hammill for ESS grey seal data.
is unique because it exploits functional equivalence
between different datasets and uses the identified
species in conjunction with a dynamic model that uses
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