Tuite 1989 Q'e
Tuite 1989 Q'e
Tuite 1989 Q'e
Note that the feature of (formal) number is marked by Set V affixes but not, originally, by Set M .
1
The following abbreviations will be used in the glosses to the Georgian examples: (a) case: NOMinative,
ERGative, DATive, GENitive, INStrumental, ADVerbial; (b) verb-paradigm series: I (present/future, imperfect,
conjunctive); II (aorist, optative, permansive); III (present perfect / evidential; pluperfect); (c) verb-stem class:
active, passive; (d) other: QT (direct-quote marker), PLural. Verb agreement marking is given in the order: Set V /
Set M / pluralizer.
Geography of q’e (K. Tuite, NSL 5) — page 2
By the 10th century, however, the inclusive/exclusive distinction originally coded by Set M gw-
versus m- was no longer productive, and these same prefixes came to mark a plural/singular 1st
person opposition [Shanidze 1982:74; Met’reveli 1978]. Not shown in {1} is the Old Georgian
suffix -(e)n- which crossreferenced plural NOM case arguments for certain classes of verb stems.
The verb in the following sentence employs one marker from each of the three sets: Set V, Set M
and the pluralizer en:
Note that the verb in {2} agrees in number with the NOM case direct object (“sins”) but not the
DAT case indirect object (“you(pl)”). With the exception of the 1st person Set M prefixes
mentioned earlier, Old Georgian agreement for number was closely correlated with case: ERG and
NOM case NPs could control number agreement (NA), while DAT NPs could not [Chikobava
1968:162-227]. This constraint applied even to so-called inverse constructions (e.g. active verbs
in series III) where the agent NP is assigned DAT case and controls Set M agreement, while the
patient/theme NP is assigned NOM case and controls Set V agreement. Only the latter could
control NA in Old Georgian. This is illustrated in {3}, in which series I and series III forms of
active verbs are juxtaposed. In the second clause in {3} [cited in Chikobava 1968:171], the DAT
NP denoting the agent (“those who”), although plural and animate, is not crossreferenced for
number by the verb; on the other hand, the NOM patient NP (“hands”) is. (In this example, NA
with the NOM NP is marked twice: through Set V 3pl agreement, and also through en
agreement). Compare this to the agreement pattern in the first clause in {3}, where the NOM
agent controls NA and the DAT patient does not.
Although these agreement patterns remained normative for literary Georgian through the 18th
century, verb forms indicative of the norms operative in the various dialects of the spoken
language are attested in texts as early as the 11th century. Sarjveladze [1981, 1984:566-8] has
documented some of these early attempts to code the plurality of prominent DAT arguments in
the verb. Consider the following examples:
{4} amat mo-0-u-g-i-an didebuleba-y sul-isa-y [ms Jer-73 (XI c.) 127r]
[they-DAT win-IIIa-3/3pl majesty-NOM soul-GEN-NOM]
“They have won majesty of soul.” <cp early Old Georgian mo-0-u-g-i-e-s>
Geography of q’e (K. Tuite, NSL 5) — page 3
Two distinct strategies are represented here. Example {4} comes from a document
[psevdomak’ari megwip’t’elis sc’avlani “The teachings of Pseudo-Makarias the Egyptian”]
which seems to be of southwest Georgian origin [Sarjveladze 1984:566]. Agreement with the 3pl
DAT “real subject” is coded by a 3rd plural Set V suffix (-an) in conjunction with the expected
Set M 3rd person prefix (0- prevocalically). In examples {5} and {6} the Set V suffix associated
with 1st and 2nd person plurality (-t) is used to mark plural NA with a 2nd person addressee
{5} and a 3rd person experiencer {6}. This second strategy is now normative in modern literary
Georgian; the first strategy is still used by speakers of several western Georgian dialects as well
as the Kartvelian languages Laz, Mingrelian and Svan [Dzidzishvili 1958, K’iziria 1974,
Chikobava 1936:94-102].
2. Use of q’e. Less than a century after the sentences in {4-6} were written, the particle q’e was
being used — sporadically — in written Georgian for a similar purpose. One of the earliest
documents where q’e is attested is a charter granted by King David the Builder to the monastery
at Shio-Mghvime, dated 1125 [Dzidziguri 1984:57]:
Sarjveladze [1984:562-7] gives several other examples from 12th century documents:
The definition of q’e most often given by Kartvelologists is that it codes the plurality of
“grammatical objects,” i.e. arguments crossreferenced by Set M person markers, which can be
assigned either DAT or — in the case of transitive verbs in the aorist/optative series — NOM
case.2 In sentences {7} and {9} the DAT agent NP of a transitive verb which has undergone
inversion is coded for plurality in the verb. Note that notional rather than formal plurality is
marked in {7}, where q’e crossreferences the collective mamaoba “group of fathers [priests].” In
{8} the 2pl direct object controls NA in q’e. Occasionally one comes across instances where the
motivation underlying the appearance of the clitic is difficult to establish. Sarjveladze [1984:568]
views the q’e in {10} as “functionless.” It may be that the plurality of the oblique argument
matda mimart “toward them” is responsible for the occurrence of q’e. (Another possibility is that
it marks habitual Aktionsart, as in some of the modern dialects which we will discuss further on.)
The early 13th century epic poem “The knight in the panther’s skin” by Shota Rustaveli
contains two tokens of q’e, both, interestingly enough, cliticized to the noun preceding the verb
rather than to the verb itself.
In this excerpt, q’e marks the plurality of the recipients of the fresh arrows (Rostevan and
Avtandil), who are coded by zero anaphors throughout. (An overt NP denoting them would be
assigned DAT case by the verb miartmides). Before we begin looking at the data from modern
Georgian dialects, I shall lay out some initial observations concerning q’e:
[a] For the most part — excluding cases like {10} — this clitic codes the notional plurality of
grammatical objects, i.e. arguments controlling Set M (object) agreement in the verb.
[b] In the majority of Old Georgian attestations — and all modern ones — q’e is attached to
the end of the verb. Instances like {11} indicate that at one time this morpheme was more
particle-like and less suffix-like than it is now.
[c] Once the old inclusive/exclusive distinction marked by the Set M prefixes gw- and m- was
lost, a coding asymmetry resulted: for arguments controlling Set M person agreement, number
agreement was obligatory for 1st person, but not possible for 2nd or 3rd person NPs. When, in
literary Georgian, the semantic range of the Set V suffix -t was extended to include the coding of
plural grammatical objects, it was (and still is) employed in complementary distribution to the
prefix gw- giving the following “balanced” Set M paradigm:
2
In his dialect dictionary Ghlont’i [1984:605-6] has collected several such definitions, e.g.: (a) “particle placed after
the verb in the sentence to indicate object plurality [V. Beridze]; (b) particle used to express plurality of an object in
the dative or nominative case, or of a subject in the dative case [GTK:679].
Geography of q’e (K. Tuite, NSL 5) — page 5
Usage of q’e shows the same complementarity: it is never used to code the plurality of a 1st
person grammatical object.
[d] Unlike person agreement, number agreement in q’e is not obligatory when a plural
argument in the appropriate formal relation to the verb is present. For example, in “The knight in
the panther’s skin” only two of the hundreds of plural DAT arguments are correlated with q’e.
The same is true for Set M -t in the standard language and in those dialects where it is used: NA
with 2nd and 3rd person arguments controlling Set M person agreement is not obligatory,3 while
agreement with 1st plural arguments in gw- — and for that matter, agreement in -t with 1st and
2nd plural NPs in the Set V paradigm — is.
3. q’e in the modern Georgian dialects. With the above as background, let’s turn to some
data from the modern Georgian dialects. The accompanying map shows the location of the
principle dialects and subdialects, as described in Gigineishvili, Topuria and K’avtaradze 1961 —
henceforth abbreviated GTK.
These can be divided into five main dialect groups:
As a Set M plural marker q’e is not found in the conservative northeast dialects. We will begin
with the eastern dialects.
3.1. Ingiloan. Ingiloan, a Georgian dialect spoken on the Azerbaidjanian side of the Alazani
River, makes extensive use of q’e; some examples are given below:
The second example is particularly interesting, in that it gives some idea of how q’e is used in
connected speech. The first verb in the series of three — uk’eteben — does not agree in number
with its indirect object, while the second and third verbs do. There is considerable evidence that
discourse-prominence factors play an important part in determing the occurrence of certain types
of NA in Georgian, including the literary language. In this instance, the newly-introduced topic
“boys and bridesmaids” does not control NA in q’e until it becomes presupposed information, as
indicated by the use of null anaphora.
3.2. Fereidanian. The isolated eastern dialect of Fereidan, spoken in Iran by the descendents
of a group of Georgians captured and resettled in the 17th century, is noted for its frequent use of
q’e. As in Ingiloan, discourse topicality is an important factor; this is illustrated in {16}:
The interesting thing to note in this passage is the use of q’e to mark NA with a new topic, even
before it is first explicitly mentioned. This use of the particle seems to be more frequent than the
more locally-determined thematicity conditioning exemplified in {15}. Also, note that the
speaker did not use q’e to mark NA with the plural object of gamoaƒ idzeto “wake up <the
woman and the boy>“ in the 7th line, evidently preferring to reserve Set M NA for the primary
topic “maids.” Now consider the short Fereidanian passage given in {17}:
It is clear from the context that no plural grammatical object is being referred to — in fact, some
of the verbs are monopersonal. Examination of Fereidanian texts indicates these “anomalous”
occurrences of q’e are most often with verbs in the permansive/habitual aspect, as in the above
example.4 This use of the particle is by no means limited to Fereidanian. Chikobava [1937:54-5]
reports that an enclitic particle k’e — which he claims is cognate with q’e — is frequently used in
conjunction with the past habitual in the northeast dialect of Mtiuleti.5
4
Don Stilo, who is as far as I know the only American to have done fieldwork on the Fereidanian dialect in Iran,
reports that in the texts he collected [as yet unpublished] q’e was employed only as an aspectual marker.
5
The same particle, in the same contexts, is observed in the neighboring Moxevian dialect as well. The texts in
Geography of q’e (K. Tuite, NSL 5) — page 8
3.3. K’axetian. In most of the K’axetian dialect region, -t is the Set M plural NA affix of choice,
and it used pretty much the same way q’e is in Ingiloan. In eastern K’axeti (Q’vareli and Gurjaani
Raions) q’e is used, as well as -t, which is said to be supplanting it [Chikobava 1968:277].
3.4. Central and southwest dialects. Number agreement in q’e is not — or longer — found in
the central and southwest dialect area.
3.5. Imeretian. Moving northward into Imereti we observe that of the two major subdialects
spoken in this region, Upper Imeretian prefers -t and Lower Imeretian q’e for NA with
prominent grammatical objects, though both morphemes are attested in both dialects.In many of
the Imeretian texts that I have read, it appears that -t is preferred for grammatical objects that
have “real subject” status, i.e. the DAT case-marked agents of active verbs that have undergone
inversion, and the experiencer arguments of verba sentiendi. For other topical arguments
controlling Set M person agreement, NA in q’e is generally used. Compare the use of the two
plural NA markers in this Upper Imeretian example:
For the most part, NA in Imeretian is as in Ingiloan and K’axetian. In western Imereti, most
notably in C’uluk’idze Raion, a surprising extension of the usage range of q’en (a variant form of
q’e) is observed (Dzidziguri [1940:164, 1954:152]; K’ublashvili [1985:140-2]):
It may be the case that the range of q’en/k’en has been expanded by analogy with the range of the
3pl Set V agreement marker -en. In the southwest dialects, -en is used to code NA with DAT-
case subjects which control Set M agreement; compare {4} above, which is believed to have
originated in southwest Georgia. The suffix, therefore, codes plural real subjects, regardless of
their case. In C’uluk’idze Raion it appears that q’en/k’en has taken on similar characteristics.
3.6. Lechxumian and Rach’an. The semantic range of q’e in Lechxumian and Rach’an is
about the same as in Ingiloan and (most of) Imeretian.6 NA in q’e is found here in essentially the
same contexts as in the other northwest dialects. The following passage was recorded in the
Rach’an village Ch’iori:
3.7. Factors relevant to use of q’e. On the basis of the Georgian dialectological
materials available to me, the following general observations can be made concerning the
morpheme q’e:
[1] It almost invariably crossreferences an NP with an animate denotatum. Only one of the
over 200 occurrences of q’e in my sample coded NA with an inanimate. This is to be expected, of
course, given the tendency observed in most of the Georgian-speaking area for all NA processes
to be sensitive to animacy.
[2] Animacy is not the whole story: topicality is also an important criterion for number
agreement. For example, in the corpus I examined, in 86 of 121 instances of q’e NA with a (non-
real-subject) direct or indirect object the latter was represented by a null anaphor.
4. Parallels in Georgian morphosyntax. In the course of its recorded history Georgian has
undergone significant changes. Among the more extensive of these changes has been the
realignment of the number agreement component of the syntax. In every modern dialect, save the
most conservative dialects of northeast Georgia, NA, however it might be marked, is sensitive to
6
According to Dzidziguri [1954:230-1] for NA with plural grammatical objects in Rach’an both -t and q’e are used
when the grammatical subject is 3rd person. With a 1st or 2nd person gram. subj., only q’e is used for this purpose,
to avoid confusion with the primary use of -t as a 1st/2nd Set V plural NA marker: hence, (sen) 0-u-txar-i-q’e (mat)
“you(sg) told it to them,” but not *(sen) 0-u-txar-i-t (mat); the latter verb can only mean “you(pl) told it to
him/her/them.”
Geography of q’e (K. Tuite, NSL 5) — page 10
the animacy, and in some cases topicality, of the argument concerned. In Old Georgian, formal
number was the primary determinant of NA: if the NP in question was marked with the
appropriate plural suffix [NOM -n-i, ERG -t(a)], NA generally occurred; otherwise 3sg
agreement was marked, even if the argument was notionally plural, or marked with the pluralizer
-eb- [Shanidze 1982:182-3; Harris 1985:210-3; for exceptions see Sarjveladze 1984:543-64]. In
modern standard Georgian, -eb- is the unmarked plural suffix, and NA with plural 3rd person
NPs controlling Set V person agreement is largely dependent on animacy (Chikobava 1968:272-3;
K’vach’adze 1977:99-104).7
7
Consider the following near-minimal pair, from two Old Georgian translations of the gospels, which demonstrate
the syntactic properties of the -t(a) and -eb-ma ERG plural forms; only the former governs NA:
{i} k’ac-ta mat vitarca i-xil-es sasc’aul-i igi ... [John 6:14 (Op’iza)]
[man-ERGPL the-ERGPL as see-IIa-3pl/3 miracle-NOM the-NOM]
{ii} k’ac-eb-man man vitarca i-xil-a sasc’aul-i igi ... [John 6:14 (Adish)]
[man-PL-ERG the-ERG as see-IIa-3sg/3 miracle-NOM the-NOM]
“When the men saw the miracle ...”
In modern Georgian, the plural suffixes -n-i [NOM] and -t(a) [ERG, DAT, GEN] are stylistically marked, restricted
for the most part to literary or officialese registers, and to fixed phrases.
8
Animacy was not a relevant factor for determining the occurence of -en- agreemen in Old Georgian. For example,
in the 6th century Xanmet’i texts edited by Molitor [1956], of 45 instances of -en- NA with transitive direct objects,
only half of them [22] refer to animate beings; likewise, in a sample of texts from the northeast dialect area (where
the NA mechanism is basically the same as in Old Georgian) less than half [21 of 44] of the direct objects control-
ling NA in -en- have animate referents. By contrast, in the Glola Rach’an texts that I have examined, almost all
such NPs [24 of 26] denote animate beings.
Geography of q’e (K. Tuite, NSL 5) — page 11
Two formally plural animate NPs appear in this passage: tagv-eb-i “mice” and dzman-eb-i
“brothers.” Although both serve as both grammatical and “real” subjects of their respective verbs
at their first appearance, both control 3rd singular Set V agreement — or perhaps it would be
more accurate to say: 3rd person Set V, not specified for plurality. Verbs in the following clauses,
however, crossreference these same arguments with specifically 3pl agreement markers.
Some aspects of the use of the NA marker -t with arguments controlling Set M agreement in
Modern Standard Georgian also remind us of the discourse-related phenomena mentioned above.
Consider the following excerpt from a recently published short story:
9
According to I. K’ik’nadze 1983, the popular Georgian novelist Otar Ch’iladze makes especially frequent use of
the Set M plural suffix -t to code the number of topical 3rd plural arguments, even when these are not serving as
subjects in the usual sense of the term (and therefore number agreement would not be expected according to the
norms of modern literary Georgian).
Geography of q’e (K. Tuite, NSL 5) — page 12
To some extent these hierarchies overlap with each other, of course. Speech-act participants are
almost always animate, and both the topicality and formal NP-type hierarchies reflect degree of
presupposedness [Silverstein 1976,1981]. The Georgian dialects differ in which specific
hierarchies from the list are of importance, and where they draw the line between forms that do
and do not have the potential of controlling number agreement. For Set V number agreement, in
most instances, animacy is the major criterion, though as we saw, topicality can play a role in
Imeretian. For Set M agreement, the number of relevant factors is greater in most dialects, and the
cut-off points are less clear cut. In the case of the topicality criterion, for example, there is
variation — perhaps only idiolectal — concerning the status of newly-introduced arguments that
are destined for a prominent role in the discourse.
Secondly, one can describe the morphosyntactic systems of individual languages or dialects in
terms of the manner of distribution of what one might call “syntactic privileges” within the
clause: which argument classes receive these privileges, and how asymmetric the distribution is.
In early Old Georgian, the privilege of controlling number agreement was distributed according to
formal criteria: the case assigned an NP [ERG or NOM, not DAT] and the set of person
agreement markers it controlled [Set V, not Set M]. Other syntactic privileges, such as ability to
bind reflexive and reciprocal anaphors and likelihood of participating in cross-clausal reference
maintenance, were determined according to semantic criteria, in particular animacy and relative
position on a hierarchy of deep-case roles ranked from most to least agentive 10 [Harris 1981,
Tuite in progress]. One of the important changes in Kartvelian diachronic syntax, as pointed out
by Cole et al 1980 (see also Aronson 1976), has been the reapportionment of these privileges in
the direction of greater convergence onto one type of argument. More precisely, the number
agreement process — that is, a very local syntactic privilege — has realigned to accord more
closely with prominence in the less local, cross-clausal domain. For this purpose, number
agreement morphemes were, in a sense, “recruited” to code prominent arguments which had not
earlier controlled number agreement. The marker -an used in {4} and the -t in {5} and {6} came
from Set V. The origins of q’e are still not known with certainty, though the use of this particle
to code iterative and permansive Aktionsart in Fereidanian and Mtiulian may be an important
clue toward the solution of this mystery.
10
In Harris’ terms, these operations are sensitive to “initial subjecthood,” which is in most cases predictable from
the agentivity hierarchy [Harris 1981:258] though, as in other languages, exceptions occur [cp. Rosen 1984].
Geography of q’e (K. Tuite, NSL 5) — page 13
Acknowledgements
Much of the investigation for this paper was undertaken in Tbilisi from September 1985 to June
1986, during which time I was a participant in the exchange of American and Soviet researchers
administered by the International Research and Exchanges Board and the Ministry of Higher
Education of the USSR. Among the many scholars with whom I discussed the issues examined
here I especially wish to acknowledge Shukia Apridonidze, Nani Ch’anishvili, Aleksandre
Ghlont’i, Besarion Jorbenadze, Damana Melikishvili and Meri Nik’olaishvili in Tbilisi, and
Howard Aronson in Chicago. Special thanks go to Dee Ann Holisky, whose extensive marginal
comments led to improvements in both the content and its packaging. If any errors remain
despite all of this assistance, they are my fault.
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