Module 11 - Example Verification
Module 11 - Example Verification
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Module 11
Example Verification
Introduction
• Example SIFs will be assessed to illustrate how
choices in field device architecture, test interval,
and logic solver technology affect the achievable
PFD and spurious trip rate
By MARKChronicle
Houston CARREAU
After post-Challenger
improvements:
odds of catastrophic loss
1 in 78
By MARKChronicle
Houston CARREAU
SIL Verification
• It is just a calculation
• It is only as meaningful as the:
– Boundary
• Include all contributors to failure
– Data
• In-service failure rates
• How uncertain is it?
– Assumptions
• What was excluded, neglected, etc.?
• If the event happens, the math is not a
protection layer
3 <10E-7 to ≥10E-8
2 <10E-6 to ≥10E-7
1 <10E-5 to ≥10E-6
Understand precision
• The calculation of risk reduction is an order of
magnitude estimate
– Do not get lost in searching for or calculating multiple
significant digits
• Not much difference between brands of field devices if each
brand has met user approval
– Focus on estimating order-of-magnitude values for
each device technology considering the expected
operating environment
• Most data is selected based on qualitative
judgment of the historical evidence
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Continuous Mode
(or High Demand)
• Calculate average frequency of failure, e.g., for a
BPCS Safety Control loop:
Reliability Block
Diagram
Fault Tree
ControlTransmitter
Total
BPCS
Total
Positioner
Total
ControlValve
Total
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Fault Tree
Safety Transmitter
PFDavg PFDavg
Trip Amplifier
PFDavg
Motor Contactor
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Boolean Logic
Device failures are basic events.
A 1oo1 B 1oo1
Event Event
A
Dangerous
TI A
Safe
A
Dangerous
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Boolean Algebra
Boolean gates correspond to algebraic relationship
A+B-A*B A*B
Negligible compared to Does not address potential for
A+B in PFD calculations dependent failures of A and B
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D *TI
• 1oo1 PFDavg
2
2
D *TI D *TI
2
• 1oo2 PFDavg (PFD1oo1 )2
2 4
D *TI
• 2oo2 PFDavg 2 * *TI 2*(PFD1oo1 )
D
2
2
D *TI 3 2
• 2oo3 PFDavg 3* * *TI 3*(PFD1oo1 )
D 2
2 4
FYI
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• 2oo2
PFDavg 2 PFD1oo1
Two-out-of-two
Reliable fault tolerant
• 2oo3 Two-out-of-three
PFDavg 3 PFD1oo1
Safe and Reliable 2
fault tolerant.
Acts like 3 - 1oo2
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Markov
• Equations are developed for each SIS
based on architecture
• The probability of failure on demand as a
function of time is integrated to determine
the PFDavg
dP1 t
P1 t
dt
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Markov
• 2oo3 voting with diagnostic coverage
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• 1oo1 (TI )
PFDavg
2
• 1oo2 2 (TI)2
PFDavg
3
• 2oo2 PFDavg (TI )
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Partial Testing
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Example:
Partial Stroke Testing of Block Valves
• Test coverage (TC) dependent on valve type
and operating environment
– General trend for TC is 60 to 85%
– Type of partial stroke test equipment does not affect
diagnostic coverage
• Does not test the:
– Ability of the valve to fully close
– Leak tightness of the valve
– Valve closure time
• Can count in math only if repair or shutdown will
be timely on detected failure
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OR
SOV1
BV PST BV FST
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Common cause
• Reduces the effect of system redundancy
or fault tolerance
– increases the probability of failure of two or
more channels in a multiple channel system
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Common Cause
• Redundant devices can fail simultaneously due
to the same failure cause
• These are referred to as “dependent” failures
Dependent Dependent
Independent Independent
Device A Device B
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Common Cause
• Reduces the effect of system redundancy or
fault tolerance
– increases the probability of failure of two or more
channels in a multiple channel system
• Random failures – included in the calculation
• Systematic failures – managed by lifecycle
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Factor Method
• Factor = fraction of total failures that can result in the
failure of both devices due to the same cause
Independent Dependent
Failure Rate
Device A
Failure Rate
Device B
* DU
(1- )* DU (1- )* DU DU is based on
Device A or Device B
Many simplified calculations assume 1-β≈1
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• 1oo2
* D * TI
PFDavg (PFD1oo1 )
2
* D * MTTR
2
• 2oo2 – not added
• 2oo3 * D * TI
PFDavg 3 * (PFD1oo1 ) 2 * D * MTTR
2
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Limitation Functions
• Must consider effectiveness when demonstrating
claimed risk reduction
– Health and Safety Executive studies show that fire &
gas systems detected less than 70% of incidents
– Detector effectiveness
• Is the event seen in a timely manner given placement of
sensors?
– Mitigation effectiveness
• Is the action taken effective in reducing the harm?
• Little effect on damage caused by initial event; some
reduction in subsequent damage
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Data Examples
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Data Examples
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Data Examples
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Data Examples
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Data Examples
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Data Examples
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Performance Verification
• PFDSIS SIS architecture and
safety instrumented function
example with different devices
Sensors Logic solver Final elements
shown
NP NP NP
PE
PE PE PE
H/W S/W H/W S/W
H/W S/W
Adds Up!
PFDavg is no better than the weakest link!
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PFD Calculation
Dangerous
Device Failure Rate
(1/Years)
Pressure Transmitter 6.67E-03
Trip Amplifier (non-PE) 1.40E-03 SIF meets SIL 1
Solenoid (low wattage) 1.67E-02
λD * TI/2 at 1 year testing
Valve 1.67E-02
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Typical Distribution?
• No typical distribution for the contribution
of each subsystems to the SIS
• Some practical aspects:
– The more centralized the logic solver (more
I/O per CPU), the greater the risk – balance
this with a logic solver that contributes less
than 10%
– Generally, the performance limitation is the
final elements – can go to nearly 100%
• Significant impact of mechanical components
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Switches
0.020
Perceived
Probability of Failure on Demand (PFDavg)
Valves
distributions are
0.015 due to the relative
performance of
Transmitters
sensors, logic
0.010
solvers and final
Safety PLC
elements
0.005
Actual distributions
are quite variable
Relays
0.000
25 50 75 100 125 175 250 Trip Amps
-0.005
Mean Time to Failure Dangerous (MTTFD)
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Performance Verification
• STRSIS
= STRSensors
+ STRLogic Solver
+ STRFinal Elements
+ STRSupport Systems
Adds Up!
Reliability is no better than the weakest link!
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STR Calculation
Spurious
Device Failure Rate
(1/Years)
Pressure Transmitter 1.25E-02
Trip Amplifier (non-PE) 5.10E-03 1
MTTF spurious
Solenoid (low wattage) 3.33E-02
SP
Valve 6.67E-03
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Example – PFDavg
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Example – PFDavg
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Example – PFDavg
Valves
Trip are generally
Amplifier major contributors
3.39E‐03 7.13E‐04 1.69E‐02 2.10E‐02
Mechanical components
16% are a problem
3% 81% 100%
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Example – STR
Case Input Logic Solver Output Total
1oo1 1oo1
Simplex PLC 1.25E‐2 4.00E‐2 4.00E‐2 9.25E‐2
14% 43% 43% (11 years)
100%
Trip Amplifier 1.25E‐2 5.10E‐3 4.00‐02 5.76‐02
22% 9% 70% (17 years)
100%
Safety‐configured 1.25E‐2 8.00E‐2 4.00E‐2 1.33E‐1
PLC 9% 60% 30% (8 years)
100%
TMR Logic Solver 1.25E‐2 1.12E‐03 4.00E‐02 5.36E‐02
23% 2% 75% (19 years)
100%
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Example – STR
Case Input Logic Solver Output Total
STR approximately 1/10 years1oo1
1oo1
Simplex PLC 1.25E‐2 4.00E‐2 4.00E‐2 9.25E‐2
14% 43% 43% (11 years)
100%
Trip Amplifier 1.25E‐2 5.10E‐3 4.00‐02 5.76‐02
22% 9% 70% (17 years)
100%
Safety‐configured 1.25E‐2 8.00E‐2 4.00E‐2 1.33E‐1
PLC 9% 60% 30% (8 years)
100%
TMR Logic Solver 1.25E‐2 1.12E‐03 4.00E‐02 5.36E‐02
23% 2% 75% (19 years)
100%
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Example – STR
Case Input Logic Solver Output Total
STR approximately 1/20 years1oo1
1oo1
Simplex PLC 1.25E‐2 4.00E‐2 4.00E‐2 9.25E‐2
14% 43% 43% (11 years)
100%
Trip Amplifier 1.25E‐2 5.10E‐3 4.00‐02 5.76‐02
22% 9% 70% (17 years)
100%
Safety‐configured 1.25E‐2 8.00E‐2 4.00E‐2 1.33E‐1
PLC 9% 60% 30% (8 years)
100%
TMR Logic Solver 1.25E‐2 1.12E‐03 4.00E‐02 5.36E‐02
23% 2% 75% (19 years)
100%
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Example – STR
Case Input Logic Solver Output Total
1oo1 1oo1
Simplex PLC 1.25E‐2 4.00E‐2 4.00E‐2 9.25E‐2
14% 43% 43% (11 years)
Non-HFT PLC is major100% contributor
at this level for every function it
Trip Amplifier 1.25E‐2 5.10E‐3 4.00‐02
performs 5.76‐02
22% 9% 70% (17 years)
Spurious failures of PLC 100%may cause
multiple functions to operate.
Safety‐configured 1.25E‐2 8.00E‐2 Overall4.00E‐2 1.33E‐1
system can never be better
PLC 9% 60% 30% (8 years)
than this 100%
TMR Logic Solver 1.25E‐2 1.12E‐03 4.00E‐02 5.36E‐02
23% 2% 75% (19 years)
100%
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Example – STR
Case Input Logic Solver Output Total
1oo1 1oo1
Simplex PLC 1.25E‐2 4.00E‐2 4.00E‐2 9.25E‐2
14% 43% 43% (11 years)
100%
Trip Amplifier 1.25E‐2 5.10E‐3 4.00‐02 5.76‐02
22% 9% 70% (17 years)
Hardwired and HFT PLC contribute
100%
less than 10% to STR
Safety‐configured 1.25E‐2 8.00E‐2 4.00E‐2 1.33E‐1
PLC 9% 60% 30% (8 years)
100%
TMR Logic Solver 1.25E‐2 1.12E‐03 4.00E‐02 5.36E‐02
23% 2% 75% (19 years)
100%
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Example - PFDavg
– Change to 5 year Test Interval
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Example - PFDavg
– Change to 2oo3D on inputs
Case Input Logic Solver Output Total
2oo3D 1oo1
Simplex PLC 4.30E‐5 8.22E‐2 8.36E‐2 1.66E‐1
0% 50% 50% 100%
SIL 1 at 5 year
test interval
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Example - PFDavg
– Change to 2oo3D on inputs
Case Input Logic Solver Output Total
2oo3D 1oo1
Simplex PLC 4.30E‐5 8.22E‐2 8.36E‐2 1.66E‐1
0% 50% 50% 100%
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Example - PFDavg
– Change to 2oo3D on inputs
Case Input Logic Solver Output Total
2oo3D 1oo1
Simplex PLC 4.30E‐5 8.22E‐2 8.36E‐2 1.66E‐1
0% 50% 50% 100%
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Example – STR
– Change to 2oo3D on inputs
Case Input Logic Solver Output Total
2oo3D 1oo1
Simplex PLC 7.71E‐6 4.00E‐2 4.00E‐2 8.00E‐2
0% 50% 50% (12.5 years)
100%
Trip Amplifier 7.71E‐6 1.28E‐6 4.00‐2 4.00‐02
(2oo3) 0.02% 0% 99.98% (25 years)
100%
Safety‐configured 7.71E‐6 8.00E‐2 4.00E‐2 1.20E‐1
PLC 0% 67% 33% (8 years)
100%
TMR Logic Solver 7.71E‐6 1.53E‐03 4.00E‐02 4.15E‐02
0% 4% 96% (24 years)
100%
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Example – STR
– Change to 2oo3D on inputs
Case Input Logic Solver Output Total
STR approximately 1/10 years
2oo3D 1oo1
Simplex PLC 7.71E‐6 4.00E‐2 4.00E‐2 8.00E‐2
0% 50% 50% (12.5 years)
100%
Trip Amplifier 7.71E‐6 1.28E‐6 4.00‐2 4.00‐02
(2oo3) 0.02% 0% 99.98% (25 years)
100%
Safety‐configured 7.71E‐6 8.00E‐2 4.00E‐2 1.20E‐1
PLC 0% 67% 33% (8 years)
100%
TMR Logic Solver 7.71E‐6 1.53E‐03 4.00E‐02 4.15E‐02
0% 4% 96% (24 years)
100%
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Example – STR
– Change to 2oo3D on inputs
Case Input Logic Solver Output Total
STR approximately 1/20 years 1oo1
2oo3D
Simplex PLC 7.71E‐6 4.00E‐2 4.00E‐2 8.00E‐2
0% 50% 50% (12.5 years)
100%
Trip Amplifier 7.71E‐6 1.28E‐6 4.00‐2 4.00‐02
(2oo3) 0.02% 0% 99.98% (25 years)
100%
Safety‐configured 7.71E‐6 8.00E‐2 4.00E‐2 1.20E‐1
PLC 0% 67% 33% (8 years)
100%
TMR Logic Solver 7.71E‐6 1.53E‐03 4.00E‐02 4.15E‐02
0% 4% 96% (24 years)
100%
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Example - PFDavg
– Change to Double Block Valve
Case Input Logic Solver Output Total
2oo3D 1oo2
Simplex PLC 4.30E‐5 8.22E‐2 7.08E‐3 8.93E‐2
0% 92% 8% 100%
SIL 1
Trip Amplifier 4.30E‐5 1.06E‐4 7.08E‐3 7.23E‐3
(2oo3) 0.6% 1.5% 98% 100%
SIL 2
Safety‐configured 4.30E‐5 1.00E‐2 7.08E‐3 1.72E‐2
PLC 0.3% 58% 41% 100%
SIL 1
TMR Logic Solver 4.30E‐5 1.30E‐4 7.08E‐3 7.25E‐3
0.6% 1.8% 98% 100% SIL 2
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Example – STR
– Change to Double Block Valve
STR driven by valve configuration
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Example – PFDavg
Final Elements at 1 year test interval
Transmitters and Logic Solver at 5 years
Case Input
2oo3D Logic Solver Output Total
2oo3D 1oo2
Simplex PLC 4.30E‐5 8.22E‐2 3.04E‐4 8.26E‐2
0% 99.6% 0.4% 100%
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Example – PFDavg
Final Elements at 1 year test interval
Transmitters and Logic Solver at 5 years
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Example – PFDavg
Final Elements at 1 year test interval
Transmitters and Logic Solver at 5 years
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Example – PFDavg
Final Elements at 1 year test interval
Transmitters and Logic Solver at 5 years
Fully HFT SIS meets SIL 3 with annual final element test
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Example – PFDavg
Final Elements at 1 year test interval
Transmitters and Logic Solver at 5 years
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Example – STR
- No change from previous since only final element TI changed
STR driven by valve configuration
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Example – PFDavg
Double Block Valve at 1 year
ASCO RCS with monthly SOV test
Transmitters and Logic Solver at 5 years
Case Input Logic Solver Output Total
2oo3D 1oo2
Simplex PLC 4.30E‐5 8.22E‐2 1.97E‐4 8.25E‐2
0% 99.6% 0.4% 100%
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Example – STR
- Big Change due to ASCO RCS
STR reduced significantly due to redundant
Case Inputconfiguration
solenoid LogicofSolver
ASCO RCSFOutput Total
2oo3D 1oo2
Simplex PLC 7.71E‐6 4.00E‐2 1.37E‐2 5.37E‐2
0.01% 74% 26% (18.6 years)
100%
Trip Amplifier 7.71E‐6 1.28E‐6 1.37E‐2 1.37‐02
0.01% 0% 99.99% (73 years)
100%
Safety‐configured 7.71E‐6 8.00E‐2 1.37E‐2 1.03E‐2
PLC 0% 85% 15% (10.7 years)
100%
TMR Logic Solver 7.71E‐6 1.53E‐03 1.37E‐02 1.52E‐02
0% 10% 90% (66 years)
100%
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Example – PFDavg
Block Valve at 5 year TI / monthly PST
ASCO RCS with monthly SOV test
Transmitters and Logic Solver at 5 years
Case Input Logic Solver Output Total
2oo3D 1oo2
Simplex PLC 4.30E‐5 8.22E‐2 1.57E‐4 8.24E‐2
0% 99.8% 0.2% 100%
SIL 1
Trip Amplifier 4.30E‐5 1.06E‐4 1.57E‐4 3.07E‐4
(2oo3) 14% 35% 51% 100% SIL 3
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Summary
• The example illustrated how the percent
contribution of each device to the PFDavg and
MTTFSP can be used to improve the design
• The example further demonstrated the
importance of addressing the architecture and
proof test interval
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