The Modern State and The Primitive Accumulation of Symbolic Power
The Modern State and The Primitive Accumulation of Symbolic Power
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1
Many thanks to Rogers Brubaker, Michael Mann, Peter Stamatov, Brian Loveman,
Mustafa Emirbayer, Phil Gorski, Chad Alan Goldberg, Peter Beattie, Dain Borges,
and Farid Abdel Nour for helpful comments on earlier versions of this paper. Thanks
also to the AJS reviewers for particularly incisive comments and suggestions for im-
provement. An earlier version of this paper was presented at the UCLA Center for
Comparative Social Analysis (2001); the comments of participants are much appre-
ciated. Archival research was supported by an IDRF fellowship from the Social Science
Research Council. Writing was supported in part by a Mellon postdoctoral fellowship
at the UCLA Center for Modern and Contemporary Studies and the Humanities
Consortium. Direct correspondence to Mara Loveman, Department of Sociology, 8128
Social Science Building, 1180 Observatory Drive, Madison, Wisconsin 53706. E-mail:
[email protected]
2
See also Porter (1994), Downing (1992), Mann (1993), Finer (1975), and Ertman (1997).
3
This insight pertains to all cases of modern state formation, but it may be especially
relevant for understanding cases outside the Western European “core.” In ex-colonial
contexts, in particular, the historical roles of coercion and capital as stimuli to bu-
reaucratic development are ambiguous, leaving a much greater explanatory void (e.g.,
Centeno 1997, 2002).
1652
4
Weber’s definition of the state as an organization that claims the legitimate use of
physical force yokes cultural and material power together from the beginning. Yet the
intimacy of their interconnection, implied already in the German term “herrschaft,”
was diluted by the English translation of this term as either the more ideal/cultural
“authority” (Parsons 1960a, p. 752) or the more materially construed “domination”
(Bendix 1960).
5
Pierre Bourdieu (e.g., 1999, p. 40) takes this argument further than most. He suggests
that the state claims a monopoly of the exercise of symbolic violence analogous to its
claim to monopolize the legitimate exercise of physical violence. Just as others have
qualified Weber’s emphasis on the state’s monopolization of the use of physical force
(cf. Mann 1993, p. 55; Giddens 1987, p. 18), Bourdieu’s claim of the state’s monop-
olization of symbolic power demands qualification as well. Indeed, Bourdieu himself
notes in some contexts that the state’s hold on symbolic power is never absolute (e.g.,
Bourdieu 1990, p. 137). But overall he tends to neglect other loci of symbolic power
in the modern world, most significantly, organized religion.
1653
modern state’s power than the capacity to order social life through the
notion that its practices are natural, inevitable, or self-evidently useful
(what Mann [1986, p. 8] terms “diffuse power”).
The culturalist revision of what the modern state is has not yet been
adequately extended to accounts of how modern states came to be. Recent
work has focused on the variety of ways modern states exercise symbolic
power, but not much consideration has been given to how states acquired
this power in the first place. There are some important exceptions, most
notably the work of Torpey (2000) and Gorski (1999, 2003). For the most
part, however, existing work has explored how and to what ends modern
states wield symbolic power, as opposed to how the gradual accumulation
of symbolic power helped constitute modern states as such. Consequently,
while we know much about the historical dynamics that concentrated
military, political, and economic power in the modern state (and there are
several competing theories that seek to explain the rise of modern states
construed in these terms), and we know quite a bit about how states
exercise symbolic power in the modern world, we know relatively little
about how the modern state accumulated symbolic power.
This article lays a foundation for systematic inquiry into the primitive
accumulation of symbolic power by modernizing states. Following a brief
discussion of the concept of symbolic power, it introduces an analytical
distinction between two phases in the relationship of symbolic power and
the state: (1) primitive accumulation of symbolic power, and (2) routine
exercise of symbolic power. It then presents a conceptual framework for
research on the primitive accumulation of symbolic power by modernizing
states. The leverage provided by this framework is then demonstrated
through analysis of “the war of the wasps,” a little-known popular re-
bellion against the implementation of civil registration in mid-19th-
century Brazil. The war of the wasps frustrated the Brazilian state’s
attempt to establish civil registration as a legitimate state practice; it
represents a significant missed opportunity for the accumulation of sym-
bolic power by the modernizing Brazilian state.
The article concludes with a discussion of broader implications for
students of modern state formation. To anticipate, it suggests, first, that
our understanding of modern state formation would be enhanced by a
broadened conceptualization of the explanandum, and particularly by
supplementing the analytical focus on cycles of extraction and coercion
with critical attention to the dynamics of early administrative extension—
dynamics that enabled the accumulation of symbolic power and helped
make sustained extraction and coercion possible. Second, it suggests the
need for closer scrutiny of causal sequence in accounts of modern state
formation to clarify the role of war making as a stimulant to adminis-
trative growth (cf. Centeno 1997). Third, the analysis lends support to
1654
SYMBOLIC POWER
Symbolic power is the power to “constitute the given” (Bourdieu 1991, p.
170). It is the ability to make appear as natural, inevitable, and thus
apolitical, that which is a product of historical struggle and human in-
vention. Through practices of classification, codification, and regulation,
for example, modern states not only naturalize certain distinctions and
not others, but they also help constitute particular kinds of people, places,
and things (cf. Hacking 1986; Starr 1987, 1992; Patriarca 1996; Scott
1998).6
Symbolic power, in Bourdieu’s sense of the term, derives from the
recognition of authority as legitimate, be it authority originally based in
political, economic, or cultural power. The recognition of authority as
legitimate confers its carrier with an additional “value-added” power
above and beyond the specific form and amount of power upon which
that authority is originally based. Somewhat paradoxically, while symbolic
power derives from the recognition of legitimate authority, symbolic power
produces its effects through misrecognition, that is, through the appear-
ance that no power is being wielded at all (Bourdieu and Wacquant 1992,
p. 168).7 Thus, if legitimacy, in the Weberian sense, is enjoyed when the
basis of a claim to exercise authority is recognized as valid (Weber 1978,
p. 214), symbolic power renders particular legitimizing claims superfluous,
because the exercise of authority is no longer recognized as such.
Symbolic power is not of the same “kind” as other forms of power. In
6
Thus, for example, when the inclusion of a “Hispanic” category on the U.S. census
helped to bring a new social grouping into existence (Petersen 1987; Goldberg 1997),
this act of constitution was generally perceived as an act of mere description. A more
ominous example: when the Belgian colonial government issued identity cards to Hutus
and Tutsis in Rwanda, what appeared to be simply an act of registration was actually
an act of (re)constitution that helped to alter fundamentally popular understandings
of ethnic identity, helping to set the stage for genocide (Longman 2001).
7
Bourdieu refers to this phenomenon as “misrecognition” in order to emphasize what
he sees as the contributing role of the dominated to their own domination: their “doxic
submission” to “the objective structures of a social order of which their cognitive
structures are the product” (Bourdieu 2000, p. 177; also 1992, pp. 167–68).
1655
8
Of course, ideological power and symbolic power are both “symbolic” in the sense
that they both rely on symbols (including symbolic practices) to exert their effects. The
point here is not to engage in terminological casuistry, but to draw attention to a
“cultural” dimension of state power that is not adequately captured by conventional
understandings of ideological power.
1656
9
Note that while Bourdieu writes about modern states as “repositories” of symbolic
power, invoking the language of monopolization, he nonetheless conceives of the ex-
ercise of symbolic power as characteristically diffuse, implying a more Foucauldian
perspective on how symbolic power operates.
10
The phrase “primitive accumulation” is, of course, borrowed from Karl Marx (Cap-
ital, vol. 1, in McLellan 1977, p. 484). It is used to capture the idea of a historical
process that was part of the “prehistory” of the modern state: it is a process that is
both a necessary precursor to, and constitutive of, the realization of modern statehood.
Unlike the primitive accumulation of capital, however, the primitive accumulation of
symbolic power is conceived as a process that may be zero sum, but is not necessarily
so.
1657
11
This may be changing, however, as certain groups organize to denounce this tra-
ditional state activity (see, e.g., Scheuch, Gräf, and Kühnel 1989). The questioning or
challenging of previously legitimate state activities—those that are routinely “misre-
cognized” as part of the natural order of things—is the primary means of undermining
the state’s capacity to exercise symbolic power. It is important to note, however, that
efforts to denaturalize state power are not analytically equivalent to resistance to the
extension of state authority into new domains in the first place. In the former case,
the challengers are confronting the state on entirely different terms—from a position
in a field characterized by the hegemony of modern states as legitimate arbiters of
“domestic” social conflicts. It is an open question, and one I do not take up here, of
whether we are now moving into some third stage, characterized by the declining
legitimacy of the modern state with a concomitant dissolution of the state’s symbolic
power.
1658
TABLE 1
Symbolic Power and the Modern State
1659
1660
12
The question of how states extended their administrative reach is different from the
question of why they sought to do so; it is the former question that is considered here.
1661
1662
1663
1664
13
The following account is a summary based on original archival research conducted
at the National Archive in Rio de Janeiro and the State Archive of Pernambuco in
Recife. For a detailed historical analysis of the revolt that situates it in the Brazilian
historiography, see Loveman (manuscript). The origins and course of this episode are
not documented in the existing historical literature in English, though it is mentioned
briefly in some general histories of Brazil (e.g., Barman 1988, p. 236). In the Brazilian
literature, I am aware of one detailed secondary account (Palacios 1989), along with
brief treatments by Monteiro (1981, p. 19) and Melo (1920).
1665
ments. By the late 1830s, the centrifugal force unleashed by the decen-
tralization of political power threatened to tear asunder the unity of the
Brazilian Empire. With the (relative) opening up of the polity, local fac-
tional disputes had triggered mass uprisings and major revolts throughout
Brazil, all of which espoused strong nativist inspirations, and some of
which included claims to independent statehood.
The suppression of regional revolts and the restoration of order became
the central goal of the second phase of the Regency period, known as the
Regresso. The Regresso leaders were intent on reestablishing the primacy
of the national government and crushing threats to the political unity and
territorial integrity of the Brazilian nation-state. The centralizing aims of
the national government fomented resentment among provincial leaders,
who envisioned Brazil as a federation of autonomous provinces. The
attempt to centralize power in Rio de Janeiro was seen as a return to
Portuguese colonial ways and fueled intense opposition in both northern
and southern provinces. With the final defeat of separatists in the south
(Rio Grande do Sul) in 1845, and the north (Pernambuco) in 1849, the
last serious threats to the political existence of the Brazilian nation-state
in its current form were eliminated (Barman 1988).
In the 1850s, the national government undertook to consolidate the
triumphant nation-state through the development of the central state’s
administrative apparatus and its extension into the provinces. The slew
of new laws that aimed simultaneously to concentrate power in the central
state and extend the state’s administrative reach into the “interior” (i.e.,
beyond the court in Rio de Janeiro) included decree 797, calling for the
first census of the entire population of Brazil and, as prelude to this,
decree 798, calling for civil registration of births and deaths.
1666
The Revolt
In the days following January 1, 1852, when decree 798 was meant to
take effect, reports of violent uprisings began to appear in local news-
papers and were reproduced in the papers of the court in Rio de Janeiro.
In settlements and small towns across the northeastern interior, hundreds
of men and “even women armed with knives” threatened the lives of local
authorities who attempted to comply with the law. In some settlements,
anywhere from 600–1,000 people swarmed the central square (matriz) to
block the enactment of the decree.14
In the face of violent opposition, the government appealed to local
authorities to make the people see the errors of their ways and clarify the
“good intentions” of the government. These efforts proved useless; resis-
tance to the decree spread throughout the northeast. While claiming to
the press that everything was under control, the provincial president of
Pernambuco, Victor d’Oliveira, ordered the ninth infantry battalion dis-
patched to the epicenter of the uprising, the hardscrabble farming town
of Pau d’Alho. The lieutenant colonel in command of the battalion fol-
lowed his orders dutifully, marching his 90-some men across the backlands
14
See, e.g., the report of a local religious authority to the provincial president of
Pernambuco on January 7, 1852 (Archivo Público Estadual Pernambucano, “Autori-
dades Eclesiásticas” [hereinafter APEP-AE] 1852, p. 16).
1667
15
Report from Hygino José Coelho, lieutenant colonel in command of the ninth infantry
battalion, to Victor d’Oliveira, president of the Province of Pernambuco, sent from
the Engenho Cajueiro, January 6, 1852.
16
Letter from Frei Caetano de Messina to Victor d’Oliveira, provincial president, dated
February 21, 1852.
17
The minister of empire cites the “grave occurrences” engendered by the decrees as
justification for delaying civil registration and the census in his annual report to the
legislative assembly in 1852 (Relatorio apresentado [1852] 1853, p. 33).
1668
18
Literally, “desprotegidos” means “unprotected ones.” Beattie (1994, 2001) and Meznar
(1992) both document the importance of patronage ties to local authorities or land-
owner/employers for guaranteeing protection from forced recruitment into the army.
1669
1670
19
The 1850 ban on the import of African slaves was a direct consequence of diplomatic
and military pressure from the British government, including the authorization of
British cruisers “to enter Brazilian harbors . . . and to seize and destroy all vessels
suspected of slaving.” The Brazilian government sought to preserve the pretense of
sovereignty by passing a law to end the illegal importation of slaves (Barman 1988,
p. 233; also Bethell 1970). Slavery remained legal in Brazil until 1888.
20
Notably, decree 798 did not call for the color of free persons to be recorded in birth
or death registries, although it did require this information in the registration of slaves.
The tangible motivations attributed to the government for implementation of decree
798 were not correct. (In fact, the Brazilian government’s motivations for taking a
census and conducting civil registration were more symbolic than material at this
particular conjuncture [Loveman 2001; Ventresca 1995]). But the inaccuracy of the
rumors did not temper their resonance among the northeastern Brazilian populace.
1671
1672
In principle, there was no reason why the parish priests could not be
charged with this secular task. In contrast to the situation in Spanish
Latin America, the peaceful transition from Portuguese colony to inde-
pendent constitutional monarchy had not interrupted the pope’s recog-
nition of the Brazilian state’s royal patronage over the church, or padroado
real (Meecham 1947; see also Boxer 1978). In practice, this meant that
church officials were already, technically, functionaries of the state.21
Moreover, the legitimacy of priestly authority in the northeastern back-
lands, and the unquestioned acceptance of their practice of recording
baptism and burial, made parish priests ideal allies in the state’s quest
to establish the legitimacy of its registration of births and deaths. In the
hands of parish priests the registries would not have taken on the men-
acing aspect that they acquired precisely because they were in the charge
of secular authorities.
However, to rely explicitly on agents of the church to do what “ought”
to be the work of the state went against prevailing ideas of what made
a modern state a modern state. Inspired by the French example, state
modernization was equated with secularization. Hence, the archbishop’s
call for parish priests to take over the role of maintaining the registries
was dismissed by the Council of State, the constitutionally enshrined
advisory body to Pedro II, when it met in January of 1852 to address
complaints lodged by various public authorities in response to decree 798.
The council’s report included a curt response to the archbishop’s plea:
“Since the registers pertain to the civil status of Citizens, it is only ap-
propriate that it be done by civil functionaries.” Moreover, putting the
priests in charge of the registers would be a hindrance to individuals who
do not practice “the State’s Religion.” And finally, the Council blithely
noted, “Our country’s experience has shown that the parish priests are
not the most apt for this type of work.”22 The idea that the state could
bolster its legitimacy, and hence, its administrative capacity, by height-
ening its dependence on the church, even for the short term, seemed
anathema. Such reliance on the church would blur the boundaries of
church and state precisely when the state was working to sharpen that
21
Pedro II did not have much confidence in parish priests, but civil registration in this
context was not an open attack on the church. In general, church-state conflict was
not a major issue in imperial Brazil, precisely because the pope recognized the mon-
archy’s royal patronage over the church, including “the right to nominate Church
officials and supervise Church administration” (Burkholder and Johnson 1998, p. 353).
22
Quotations are from the report of the Council of State’s session of January 22, 1852,
concerning “doubts raised by some Provincial Presidents and the Reverend Archbishop
of Bahia with respect to the execution of Articles 2, 9, 23 and 24 of Decree 798 of
June 18, 1851” (Arquivo Nacional [hereinafter AN-CE] 1852, pac. 2, doc. 38).
1673
23
The influence of France on 19th-century Latin American elites is well established
(on Brazil, see, e.g., Needell [1987]). With respect to this particular episode, the arch-
bishop’s letter to Pedro II makes clear that the French model for civil registration
was, in fact, a contemporary reference point: “I know that in many other countries
there are similar laws, and that in France they went so far . . . as to require that
newborns be presented to the civil authority to be entered into the birth register before
going to Church to receive the sign of salvation. But, Sir, Your Imperial Majesty knows
better than I, that the population of France is all clustered together in its respective
parishes or districts, with the convenience of easy communication, while in our country
the population is all dispersed across an extensive surface and lacks comparable fa-
cilities for prompt communication with local authorities. Additionally, the French leg-
islation in ecclesiastical matters is biased by old religious controversies, and more than
anything else, by the influence of the great revolution, which abolished the Catholic
religion and made everything profane. . . . It is evident that in Brazil, where thanks
to divine mercy the purity of our religious doctrine and customs was never even slightly
altered, we are not in that offensive situation. And if I am permitted to comment on
the goals that the government of Your Imperial Majesty has in proposing this measure,
I will observe that they can be equally, if not better, fulfilled—without vexing the
populace—by using parochial registers instead” (letter from the archbishop of Bahia
to Pedro II, reprinted in O Argos Maranhense, February 20, 1852, n. 52).
1674
BROADER IMPLICATIONS
Analysis of the war of the wasps has several broad implications for our
understanding of modern state formation. First, it suggests the need for
a broadened conceptualization of what theories of modern state formation
need to explain (cf. Gorski 2003). Increasingly, modern states are sustained
and empowered—to the extent that they are sustained and empowered—
by their routine exercise of symbolic power. The capacity of modern states
to wield effectively ideological, economic, political, and even military
power hinges largely, and perhaps ultimately, on the capacity to constitute
the “givens” of social life. Theories of modern state formation, therefore,
must account for how states came to be the preeminent wielders of sym-
bolic power in the modern world.
To theorize the historical dynamics of the primitive accumulation of
symbolic power demands a shift in analytical focus from the dynamics
of extraction and coercion toward the mechanisms of early administrative
extension. From a primary focus on the concentration of military power,
the analytical lens hones in on the historical foundations of naturalized
administrative power. This shift in focus does not eclipse the traditional
bellicist concerns from view; rather, it reframes the picture, bringing the
intimate relationship between the accumulation of symbolic power and
the concentration of military, economic, political, and cultural power into
clearer view.
Expanding and deepening our current understanding of modern state
formation requires greater attention to the incipient administrative de-
velopment of central state infrastructure. And, in particular, it requires
an analytical lens that sees the creation of “durable state structure” as
simultaneously a logistical and a cultural feat. The protoadministrative
development of states—the symbolic/material groundwork that was laid
before war or any other potential engine of state growth could exert its
1675
1676
the same time, armed forces bolstered the symbolic power of states in
ways that facilitated the exercise of ideological power: ritualized shows
of military force appeared to signify the inevitability of state power, while
techniques of training soldiers inscribed the legitimacy of state authority
into individual bodies and minds.
Each success in accumulating symbolic power tilted the playing field
to the state’s advantage, as more and more state practices delimited the
“givens” of individual and social existence. Early victories in the natu-
ralization of seemingly inconsequential state practices could thus have
cascading effects for subsequent state development. If on the one hand,
the absence of underlying administrative capacity inhibited extraction-
coercion cycles from ever getting off the ground, on the other hand, early
successes in administrative development could be self-reinforcing and thus
very difficult to stop. This makes it all the more important to scrutinize
the dynamics that portend the success or failure of the primitive accu-
mulation of symbolic power by modernizing states.
A third implication of the case examined here is the suggestion that
the relative success or failure of the state’s administrative extension into
new domains was determined, at least in part, by the particular way the
state attempted to extend its administrative reach. The administrative
extension of the state could occur through innovation, emulation, co-
optation, usurpation, or some combination of these methods. The war of
the wasps suggests that co-optation of existing administrative and sym-
bolic resources of nonstate, and especially religious, actors could yield
better results for the state than either constructing wholly autonomous
administrative structures through innovation or imitation, or attempting
to usurp existing practices and risking clashes over jurisdiction.
Though additional research is necessary to fully specify this claim, it
is supported by Gorski’s research on the role of Calvinism in state for-
mation in early modern Europe. As part of a larger, more nuanced ar-
gument about the influence of Calvinist “disciplinary revolutions” on the
development of early modern European polities, Gorski suggests that
whether administrative structures were generated from the top down
(through innovation and emulation) or the bottom up (through co-
optation) had significant repercussions for the extent and profundity of
bureaucratization and thus the strength and capacity of modernizing
states. Gorski argues that the “unusual capacity” of states such as the
Netherlands and Prussia is at least partly a product of the way they
managed to harness the “new ethics and practices of self-discipline” un-
leashed by Calvinist disciplinary revolutions (Gorski 2003, pp. 20, 38).
To the extent that state actors could harness the existing organizational
and symbolic resources of local and religious authorities, gradually in-
corporating them into the state, the administrative capacity and symbolic
1677
power of the state would be enhanced. The war of the wasps supports
this hypothesis, though as a negative case. The state’s failure to take
advantage of the existing administrative and symbolic resources of the
church frustrated its attempts to establish a foothold of legitimate au-
thority in the domain of individual identification. The war of the wasps
thus suggests that in the phase of early administrative development, less
state autonomy—and thus, perhaps, the appearance of a weaker state (at
least according to the conventional equation of state autonomy with state
strength)—might actually be a source of strength, leading to much greater
state capacity down the road.
Finally and more generally, the case of the war of the wasps suggests
that the interconnections of state and society during the state’s early
development may be much more consequential for subsequent trajectories
of state formation than has generally been recognized. Drawing inspiration
from Foucault’s vision of state power emanating upward and inward
from diffuse sites and sources of social discipline (cf. Foucault 1981, pp.
71–72), Gorski argues that “top-down” accounts of state formation “must
be complemented by an ascending analysis of state-formation as a bottom-
up process in which the capillaries and synapses of power within the
social body are gradually plugged into and connected with the central
circulatory and nervous systems of the state” (Gorski 2003, pp. 23–24).
From this perspective, the strength of the state is infrastructural. And
infrastructural power is a two-way street (Mann 1993, p. 59). In other
words, the state’s power is not derived from autonomy from society, but
rather from the webs of interconnections to actors and institutions outside
the state.
The nature and extent of “organizational entwining” (Gorski 2003, p.
167) in the early phases of state formation thus becomes a crucial part of
the picture if we want to understand subsequent variations in state ca-
pacity, and possibly even state form. A focus on organizational entwining
as an impetus to the early development of the state also raises a host of
questions for future research. For example, what sorts of nonstate ad-
ministrative and symbolic resources were actually available to be har-
nessed by states in their early development? What made state actors able
and willing to see nonstate actors as potential allies in their quest to
concentrate power as opposed to obstacles to overcome or competitors to
vanquish? More generally, what determined the chosen route of admin-
istrative extension, its likelihood of success, and its consequences for the
subsequent development of the state’s infrastructural power? And under
what conditions was a particular mode of administrative extension more
likely to succeed than others?
The analytical framework presented here provides a starting point for
comparative-historical analyses of how distinct types of state-society in-
1678
24
On “stateness” as a matter of degree, see Nettl (1968); Tilly (1975, p. 70).
25
As with the state’s monopolization of the legitimate exercise of physical coercion,
the state’s monopolization of the legitimate power of identification is never effectively
absolute. Counterfeit documents obviously undermine the state’s identification mo-
nopoly. In doing so, however, they simultaneously reinforce the idea that only the state
can issue legitimate, officially recognized (and recognizable) proofs of “identity.”
1679
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