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Basics of Security and Stock Markets

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Basics of Security and Stock Markets

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BASICS OF SECURITIES AND STOCK MARKET

Course Code: 15FE1109 L T P C


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Course Outcomes:
At the end of the course the student will be able to
CO 1:Study in detail the concepts of securities market and Indian financial system.
CO 2:Understand the nuances of Stock market and regulatory framework of SEBI.
CO 3:Examine the fundamental and technical concepts of market indices.

UNIT - I: Indian Securities Market and Financial System (5 Lectures)


Introduction - Securities market and financial system-Main financial instruments - Regulatory
framework of Stock exchanges in India - Reforms since 1990s

UNIT - II: Stock Market (5 Lectures)


Meaning - Functions, Intermediaries - Role of Primary Market - Problems of New Issues Market
– IPO’s – Investor protection in primary market – Recent trends in primary market – SEBI
measures for primary market - Functions of Secondary Market – Organization and Regulatory
framework for stock exchanges in India–SEBI measures for secondary market.

UNIT - III: Fundamental and Technical Analysis (6 Lectures)


Fundamental Analysis: Economy analysis - Industry analysis - Company analysis - weaknesses
of fundamental analysis.
Technical Analysis:Meaning and Assumptions of technical analysis – Tools of technical analysis
- Trend lines and their significance – Market indicators – The Dow theory – Market indices –
Mutual fund activity – Confidence level – Price indicators - Important chart formations - Price
patterns and technical indicators.

1
Text Books
S.No Author Title Edition Publisher Year
1 Punithavathy Security Analysis and 1st Vikas Publishing 2009
Pandian Portfolio Management House Pvt. Ltd.
st
2 Dhanesh Khatri Security Analysis and 1 MacMillan 2010
Portfolio Management Publishers
th
3 Prasanna Security Analysis and 4 Tata McGraw- 2010
Chandra Portfolio Management Hill
4 Thomos S Y Ho Security valuation 1st Oxford 2009
University Press
5 S.Kevin Security Analysis and 1st PHI Learning 2009
Portfolio Management

Reference Books

S.No Author Title Edition Publisher Year


1 Edwin J. Elton, Modern Portfolio 5th John Wiley & 2001
Martin J. Gruber Theory and Investment Sons
Analysis
2 Ravi Puliani and Manual of SEBI Bharat 2011
Mahesh Puliani Publication
3 Shashi K Gupta Security Analysis 1st Kalyani 2010
Portfolio Management Publishers

2
Scheme of Course Work

Course Title BASICS OF SECURITIES AND STOCK MARKET


Course Code 15FE1109
Program B.Tech
Prerequisites Managerial economics and Management Science
Course Outcomes

1 Study in detail the concepts of securities market and Indian financial system.
2 Understand the nuances of Stock market and regulatory framework of SEBI.
3 Examine the fundamental and technical concepts of market indices.

Week Topics/Contents CO Sample Teaching learning Assessment


Questions strategy Method &
Schedule
1 Indian Securities Market 1 What are • Lecture Assignment-
and Financial System- financial • Discussion I/Quiz-I/Mid-I
Introduction - Securities instruments?
market and financial
system - Main financial
instruments - Regulatory
framework of Stock
exchanges in India -
Reforms since 1990s
2 Stock Market- 2 What are recent • Lecture Assignment-
Meaning - Functions, trends in primary • Discussion I/Quiz-I/Mid-I
Intermediaries - Role of market? • Problem
Primary Market - solving
Problems of New Issues
Market – IPO’s –
Investor protection in
primary market – Recent
trends in primary market
MID EXAM -I
3 SEBI measures for 2 What are • Lecture Assignment-
primary market - functions of • Discussion II/Quiz-II/Mid-II
Functions of Secondary secondary
Market – Organization Market?
and Regulatory
framework for stock
exchanges in India – SEBI
measures for secondary
market.

1
3 Fundamental and 3 Conduct an • Lecture Assignment-
Technical Analysis- industry analysis • Discussion II/Quiz-II/Mid-II
Fundamental Analysis: for a company • Problem
Economy analysis - XYZ. solving
Industry analysis -
Company analysis -
weaknesses of
fundamental analysis.

4 Technical Analysis: 3 What are • Lecture Assignment-


Meaning and Assumptions of • Discussion II/Quiz-II/Mid-II
Assumptions of technical technical • Problem
analysis – Tools of analysis? solving
technical analysis -
Trend lines and their
significance – Market
indicators – The Dow
theory – Market indices
– Mutual fund activity –
Confidence level – Price
indicators - Important
chart formations - Price
patterns and technical
indicators
MID EXAM -II
END EXAM

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