Modeling Multijunction Solar Cells by Nonlocal Tunneling and Subcell Analysis
Modeling Multijunction Solar Cells by Nonlocal Tunneling and Subcell Analysis
Abstract—Multijunction solar cells have been demonstrated as and allow competitively low-cost solar modules. Multiple tan-
an efficient approach to overcome the Shockley–Queisser limit and dem structures based on currently popular photovoltaic materi-
achieve high efficiency. However, cost reduction and further devel- als have been proposed and developed [5]–[11]; however, the
opment of high-efficiency tandem solar cells require many device
optimization studies and ask for heavy theoretical assistance. In complex electrical and optical coupling within the tandem de-
this paper, we present a versatile alternative via an updated ver- vices makes the optimization almost impossible by experimental
sion of a free solar cell simulation software, wxAMPS, which in- efforts alone. Therefore, device modeling for tandem solar cells
corporates a nonlocal band-to-band tunneling model and several has been developed and employed and turned out to be an in-
specific physical mechanisms into the solver to better describe the formative approach to accelerate the optimization procedures
device behavior of tandem solar cells. The simulation results are
compared against a commercial technology computer-aided design [12], [13].
program, showing satisfactory agreement. Moreover, a useful fea- At present, there are several solar cell modeling codes avail-
ture, subcell analysis, has been developed to give better insight into able to the PV community, such as the free programs PC1D [14],
the individual subcell performance of the devices and to provide SCAPS [15], and AFORS-HET [16], and the commercial codes
guidance for current matching. The algorithm used in the subcell
ASA [17], ASPIN3 [18], and SETFOS [19]. These programs
analysis, which avoids the complexity in treating nonlocal behav-
iors of tunneling junctions, notably accelerates the tandem solar are developed based on the classic semiconductor drift-diffusion
cell simulation, and thus allows implementing batch simulation for model [20], and most have been further adapted by incorpora-
device optimization. The results of the subcell analysis have been ting thermionic emission [21] and specific tunneling mecha-
used to experimentally optimize subcell thicknesses and success- nisms (tunneling through insulator layer [16], intraband tun-
fully improved the efficiency of the tandem solar cell. neling [22], and/or trap-assisted tunneling [23]) to better treat
Index Terms—Numerical simulation, photovoltaic cells, the carrier transport at hetero-interfaces. In terms of monolith-
tunneling. ically grown multijunction devices, where subcells are inter-
connected via Esaki tunneling diodes [24], another important
I. INTRODUCTION
tunneling mechanism, band-to-band (BTB) tunneling, must be
ULTIJUNCTION solar cells have been demonstrated taken into account to correctly describe the tunneling junction
M as state-of-the-art technology for achieving high power
conversion efficiencies in photovoltaic devices. So far, the high-
behavior [12]. For example, the AMPS gradient band-gap and
drift-dependent mobility approach [25] and the trap-assisted
est solar cell efficiency has been obtained by monolithically tunneling model cannot reproduce the negative resistance phe-
stacked four-junction structures based on III–V semiconduc- nomenon that is typical of Esaki diode. However, this BTB tun-
tor materials [1]. Single-junction solar cells are approaching neling mechanism is missing in most solar cell simulation pro-
their fundamental limits [2]–[4], and tandem solar cells are be- grams. As a result, in order to simulate the current–voltage char-
lieved to be a practical solution to further improve the efficiency acteristics of multijunction devices, a majority of the modeling
investigations have to combine optical simulation with simpli-
Manuscript received November 25, 2017; revised March 15, 2018 and May fied electrical models [6], [8], [26]. Up to now, the fully coupled
16, 2018; accepted June 25, 2018. Date of publication July 11, 2018; date electrical/optical modeling of tandem solar cells is mostly car-
of current version August 20, 2018. This work was supported in part by the ried out by using commercial technology computer-aided design
European Union Seventh Framework Programme under Grant 607232 [THIN-
FACE] and in part by the SDU2020 project “Production of Next-Generation (TCAD) tools [12], [13], [27], or in-house developed programs
Energy Devices.” The research leading to these results was supported by the [28]. The lack of free and open-source software for tandem solar
RollFlex project, which was financed by Interreg Deutschland-Danmark with cell modeling limits the theoretical studies in the field.
means from the European Regional Development Fund. (Corresponding author:
Morten Madsen.) Here, we report on recent enhancements to wxAMPS, a free
The authors are with the SDU NanoSYD Center, Mads Clausen Institute, solar cell simulation program, which already includes intraband
University of Southern Denmark, Sønderborg DK-6400, Denmark (e-mail:, tunneling and trap-assisted tunneling [29], and which has al-
[email protected]; [email protected]; [email protected];
[email protected]; [email protected]; [email protected]). ready been successfully employed in modeling a variety of solar
This paper has supplementary downloadable material available at http:// cells [30]–[35]. The updated version (wxAMPS 3.0) incorpo-
ieeexplore.ieee.org. rates the BTB tunneling to meet the growing demand for multi-
Color versions of one or more of the figures in this paper are available online
at http://ieeexplore.ieee.org. junction device modeling. In addition, several new features, such
Digital Object Identifier 10.1109/JPHOTOV.2018.2851308 as band-gap narrowing [36], field-dependent mobilities [27],
2156-3381 © 2018 IEEE. Personal use is permitted, but republication/redistribution requires IEEE permission.
See http://www.ieee.org/publications standards/publications/rights/index.html for more information.
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1364 IEEE JOURNAL OF PHOTOVOLTAICS, VOL. 8, NO. 5, SEPTEMBER 2018
(1)
and the transfer matrix method [37], are also integrated, in order where ACV ∗ is the effective Richardson constant, T is the tem-
to render the code more suitable to simulate/optimize III–V mul- perature, F is the electric field, k is the Boltzmann constant, and
tijunction solar cells as well as inorganic/organic hybrid tandem Ef p and Ef n are quasi-Fermi levels for electrons and holes, re-
solar cells. The new version of wxAMPS code has also ex- spectively. The BTB tunneling probability Γ(i, j, E) between xi
plicitly integrated a useful and commonly employed approach, and xj , at the energy level E, is calculated by using a two-band
separated subcell analysis, and allows such subcell analysis eas- dispersion relation
ier and faster to perform.
x
−2 xi
j √κ c2κ v dx
II. BAND-TO-BAND TUNNELING Γ (i, j, E) = e κc+κ2
v (2)
A. Physics
where the local wave numbers
The theory of BTB tunneling has been developed since the
late 1950s [38], [39], and corresponding implementations have
been integrated into TCAD simulators since the 1990s [40]. Its κc = 2mc |Ec (x) − E|/ (3)
application in TCAD modeling was first implemented for an-
κv = 2mv |E − Ev (x)|/ (4)
alyzing tunneling transistors, e.g., nanometer-scaled MOSFETs,
where BTB tunneling began to be an important current trans-
port mechanism and required more detailed modeling. With the are based on the Wentzel–Kramers–Brillouin approximation
modeling progress of BTB tunneling and the success in the [12]. Here, h̄ denotes the reduced Plank constant, and mc , mv
simulation of single-junction solar cells, BTB tunneling mod- are the effective masses of electrons and holes, respectively. At
els were then extended to the analysis of tandem solar cells by thermal equilibrium, Ef p (i) = Ef n (j) and, as expected, (1)
commercial TCAD software [12], [13]. equals zero. When numerically calculating (2), a finely tuned
So far, the BTB tunneling models generally fall into two mesh at the tunneling junction is required so as to evaluate the
categories: local tunneling models and nonlocal tunneling integral and tunneling probability accurately.
models (illustrated in Fig. 1). In both models, the tunneling RBTB is incorporated into the current continuity equations for
current is represented by an additional recombination term nodes at xi and xj . In the case of the energy band diagram in
(or generation term with negative sign in some references) Fig. 1(b), the nonlocal RBTB (i, j, E) is related to the holes at xi
in the electron and hole current continuity equations in the and electrons at xj . Hence, the current continuity equations for
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LIU et al.: MODELING MULTIJUNCTION SOLAR CELLS BY NONLOCAL 1365
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1366 IEEE JOURNAL OF PHOTOVOLTAICS, VOL. 8, NO. 5, SEPTEMBER 2018
Fig. 3. (a) Energy band diagram at thermal equilibrium for an InGaP p–n
junction with high doping densities of 8 × 1019 and 9 × 1018 cm–3 for the
p- and n-regions, respectively. The Fermi energy E f = 0 by definition at ther-
mal equilibrium. Band gap narrowing is turned ON in the model and is important
to the fit. For example, in the p-region, the InGaP band gap is narrowed by heavy
doping from the input value of 1.42 to ∼1.34 eV. (b) Current–voltage (IV) curves
obtained from wxAMPS 3.0 (with different mesh sizes at tunneling junction)
and Silvaco. The small discrepancy in the peak current and peak position may
arise from different implementations of evaluating tunneling probability [48] or
in the mesh setup at the tunneling region. Fig. 5. Modeled optical generation rates across the device. The AM1.5 spec-
trum is used here.
band-gap narrowing. These can be turned ON or OFF to check device operation picture at short circuit, and the behavior of the
their significance with respect to the final device performance. tunneling junction can be examined. From this it can be shown
The optical model has also been updated by utilizing the trans- that the bottom cell limits the current, since it is reversely biased
fer matrix method, which considers the internal reflection and to match the higher photocurrent generated by the top cell.
transmission between internal layers. Fig. 5 shows the optical modeling results by using a transfer
A typical InGaP/GaAs dual junction solar cell was simulated matrix method. At the bottom of each subcell, a clear optical
incorporating the same device structure that was studied in [13]. interference pattern can be observed. The simulation results are
The modeling parameters are listed in Table S1 (Supplementary compared with those reported in [13], and as shown in Fig. 6,
information). The tunneling junction IV curve (similar to the the two models agree well.
one in [13] and thus not shown here) demonstrates that the The calculation of external quantum efficiency (EQE) is con-
contact resistance of the tunneling junction is around 0.3 Ωcm2 . sistent with the implementation of real EQE measurement of
Considering the tandem device is working under currents below tandem solar cells [49]. In this case, two subsequent bias lights
Jsc , 8.5 mA/cm2 in this case, the voltage drop at the tunneling with different wavelength ranges are input before scanning the
junction is expected to be around 3 mV. chopped monochromatic light with varied wavelengths to cal-
The device simulation results are shown in Figs. 4–6. From culate the EQE of the related subcell. In the first step, a long
Fig. 4, a band diagram obtained by wxAMPS 3.0, the full wavelength (700 nm is used in this case) is input as a bias
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LIU et al.: MODELING MULTIJUNCTION SOLAR CELLS BY NONLOCAL 1367
Fig. 7. Simulated subcell IV curves and corresponding pseudo-IV curve for the
InGaP/GaAs dual-junction cell investigated in the previous section. The subcell
analysis only consumes seconds of computation time with a common computer,
and the generated pseudo-IV curve is very close to the curve simulated without
simplifying the tunneling junction [seen in Fig. 6(a)]. Note from the red curve
that, as before, the bottom cell limits the current of the entire device. In some
simple tandem solar cell models [6], the short-circuit current Jsc of the whole
cell is chosen as the minimum of the subcell Jsc values. This is not always true.
If the currents do not match, some subcells will be positively biased and others
are negatively biased. As a result, Jsc of the entire device will be a little higher
than the subcell Jsc minimum.
V. SUMMARY
wxAMPS 3.0 incorporating the nonlocal BTB tunneling
model and updating the numerical algorithm is shown to repro-
duce realistic behaviors of a variety of devices including Esaki
tunneling diodes and tandem solar cells. The simulation results
are compared with a commercial TCAD program and demon-
strate good consistency. A useful and highly demanded feature,
subcell analysis, allows quick diagnosis of current matching
and permits examination and optimization of individual compo-
nents of the multijunction efficiently. wxAMPS 3.0 provides a
freeware option for researchers to carry out fundamental studies
and to facilitate the experimental optimization for multijunction
solar cells.
Future work will further enhance the functionality of the code,
such as incorporating more physical mechanisms, like photon
recycling and upgrading the numerical algorithm to allow the use
of high-performance computing. wxAMPS 3.0 is freely shared
to the PV community, and the source code is also available ac-
cording to open-source license, which allows more researchers
to participate in the modeling development, with the possibility
of adapting the code into a versatile simulation platform for Fig. 8. (a) Simulated and experimental IV curves for a prototype or-
modern solar cell research. ganic tandem cell before optimization. Each subcell is fabricated of
MoO3 /DBP(10 nm)/C70(10 nm)/BCP(7 nm) and interconnected via a 0.5 nm
Ag recombination layer. Strong optical interference effects occur within these
ACKNOWLEDGMENT thin layers and lead to severe current mismatches between subcells. (b) Simu-
lated and experimental IV curves for the organic tandem cell with the optimized
The authors would like to acknowledge Dr. Z. Xiao from the thicknesses. The optimization is achieved by increasing the thicknesses of sub-
18th Institute of China Electronics Technology Group Corpora- cells #2 and #3 and decreasing the thicknesses of subcells #1 and #4. (c) Modeled
and experimental reflection rates before and after optimization. As shown, the
tion for advising the GUI design, and Prof. A. Rockett from the optical loss mainly arises in the top surface reflection, due to the absence of the
University of Illinois for carefully reading the manuscript. antireflective layer.
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