Lecture I
Lecture I
1. Introduction
The development of the Finite Element Method (FEM) [1] is a significant event in the area of
engineering analysis and design. The initiation of the method and its basic developments are
due to the structural engineers who have contributed a lot to establish the method.
Subsequently it has drawn attentions of engineers and scientist of different fields including
mathematicians who have enriched the method and made it suitable for application to
problems of other fields. As a result of that, the method got a general shape which is standing
on a strong mathematical foundation. The mathematical approach for introducing the FEM
has the advantage that it gives a general understanding of the method but it may not be
appealing to an engineer as the number of abstractions in various mathematical steps is much
more in this approach. On the other hand, the engineering approach lacks from generality as
the method is explained in the context of a particular field of engineering but this approach is
much more convenient for an engineer in that field for understanding the subject. As the
objective here is to solve structural mechanics problems, the engineering approach is
followed and the method is explained in the light of structural mechanics. Thus the basic
concepts of solid or structural mechanics are essential which are explained in the following
sections [2].
2. Axis System
The cartesian or rectangular coordinate system of mutually perpendicular axes Ox, Oy and Oz
as shown in Fig. 1 will be used as the reference in most of the cases. The right handed system
as shown in Fig. 1 will be followed in most of the cases for the axis system and other relevant
quantities or parameters.
Fig. 1
3. Force
In this study, force is a general term which will indicate both force and moment since both
the quantities have similar feature. They are vector quantities having magnitude as well as
direction. The direction of a moment is indicated by the normal to the plane on which it acts.
A typical case is shown in Fig. 2 where a right handed system is followed as mentioned
earlier. The double arrowhead is used to indicate this as moment where a single arrow is used
for force. In a general case of three dimensional system, a force P has three components Px,
Py and Pz along x, y and z directions respectively where Px = P cosα, Py = P cosβ and Pz = P
cosγ (see Fig. 3). In the other way, it may be mentioned that a force P can be completely
defined by the three components Px, Py and Pz. The boldface is used to indicate that the force
P is a vector quantity while its magnitude is indicated P. In a compact form cosα, cosβ and
cosγ are written as l, m and n, and these are defined as direction cosines. These are also
applicable for a moment in the similar manner.
Fig. 2
Fig. 3
4. Displacement
The particles of a body or a structure undergo movement due to its deformation by some
means which is represented by displacement (linear movement) and rotation (rotational
movement). Similar to the case of force, the displacement is a general term which indicates
both displacement and rotation since both the quantities have similar feature. In a most
general case, the possible components of displacement and rotation at a point are three and
these are along the direction of x, y and z. In this study, the components of displacement are
indicated by u, v and w and that of rotation are θx, θy and θz.
5. Stress
As a general case, consider a solid objected, as shown in Fig. 4, subjected to a system of
external forces acting at different points on it which is in equilibrium. It may be imagined that
the solid object is made with infinite number of particles. Under the action of external forces,
the body will be in equilibrium and it will try to deform which will be resisted by the particles
within the body. In this process particles within the solid will be subjected to a system of
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forces developed internally due to the action and reaction between the adjacent particles. The
intensity of these internally developed forces, which resist the deformation of the solid, is
defined as stress. For a complete definition of stress at a point within the solid the orientation
is important as the value of stress changes with the change of orientation. In this context an
imaginary plane may be considered to pass through the point as shown in Fig. 4 where the
orientation is specified by the direction of the normal of the imaginary plane. Considering
one half of the solid, a small area ∆A surrounding the point on the imaginary plane as shown
in Fig. 4 may be taken. If ∆R is the resultant force acting on this small area, the resultant
stress σr will be ∆R/∆A, if ∆A tends to zero. The resultant stress may be resolved into two
components where one of the components, known as normal stress σ, is normal to the plane
and the other component is tangential to the plane which is known as shear stress τ (see Fig.
4). Again the shear stress may be resolved into two suitable components in that plane. For a
complete definition of stress at a point a cubic element as shown in Fig. 5 may be taken
where the normal to the faces are aligned according to axis system. On each face there are
three components of stresses where one of the components is the normal stress having one
subscript and the other two are shear stresses having two subscripts. The subscript of the
normal stress is identical to the first subscript of shear stress which is corresponding to the
normal to that plane while the second subscript of the shear stress is according to its
direction. As the body and any part of it is in equilibrium, each stress component has a pair
which is found to act in the opposite face having equal magnitude but opposite direction. Any
stress component is considered as positive if its direction and the direction of the outward
normal of the plane where it acts are both positive or both negative (according to the axis
system). At this level there are three normal stress components σx, σy and σz and six shear
stress components τxy, τyx, τyz, τzy, τzx and τxz. The six shear stress components can be reduced
to three by considering equilibrium of the element for moment about x, y and z which gives
τxy = τyx, τyz = τzy and τzx = τxz.
Fig. 4
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Fig. 5
6. Strain
The deformation of the body is indicated by strain which is measured by the relative change
of position between the adjacent particles. Similar to the case of stress, there are three
components of the normal strain (εx, εy and εz) and three components of the shear strain (γxy,
γyz and γzx) at a point. The normal strain at a point along a particular direction is measured by
the change in length in that direction of an infinitesimal line element taken at that point in
that direction divided by its original length. The shear strain at a point corresponding to a
particular direction and perpendicular to that is measured by the change in angle between two
line elements taken at that point which are aligned in these directions. For normal strain,
elongation is considered as positive while reduction of angle between the two line elements at
right angle is considered as positive for shear strain. Fig. 6 shows two line elements PA and
PB at a point P which are aligned in the direction of x and y respectively before deformation.
They have been shifted to P'A' and P'B' after deformation as shown. The change in length of
PA measured in the direction of x is (u + ∂u/∂x dx - u) ∂u/∂x dx (see Fig. 6). Thus the normal
strain in the direction of x is εx = (∂u/∂x dx) / dx = ∂u/∂x. The change in orientation of the line
element PA is (v + ∂v/∂x dx - v) / dx = ∂v/∂x while it is ∂u/∂y for the line element PB (see Fig.
6). Thus the shear strain γxy = ∂u/∂y + ∂v/∂x, which is the total change in angle between the
two line elements. The other strain components can be easily obtained following the similar
approach. These are basically strain-displacement relationship which is written for all the
strain components as follows
εx = ∂u/∂x, εy = ∂v/∂y and εz = ∂w/∂z (1)
γxy = ∂u/∂y + ∂v/∂x, γyz = ∂v/∂z + ∂w/∂y and γzx = ∂w/∂x + ∂u/∂z. (2)
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Fig. 6
7. Stress-Strain Relationship
According to Hooke's law, stress is proportional to strain up to a certain limit where the
constant of proportionality is the material constant. For normal stress and normal strain, the
material constant is the modulus of elasticity E while it is modulus of rigidity G for shear. So
it may be written as
σ = Eε (3)
τ = Gγ . (4)
Again a component of normal stress has some contribution on normal strain in a direction
perpendicular to the direction of that stress. The ratio of this strain in the transverse direction
to the strain in the direction of the stress is called Poisson's ratio (ν). The strain in the
transverse direction is negative if the stress and positive. With the help of Poisson's ratio ν,
the modulus of rigidity G may be expressed in terms of modulus of elasticity E as [1]
G = E/2(1+ν). (5)
Based on the above discussion, the components of strain in the different directions due to σx
may be written as
εx = σx /E , εy = -ν σx /E and εz = -ν σx /E.
The contribution of σy and σz may be obtained in the similar manner. Thus εx, εy and εz
produced by σx, σy and σz may be obtained by superposing the contribution of the individual
stress components as
1 1 1
εx = [σ x − ν (σ y + σ z )] , ε y = [σ y − ν (σ z + σ x )] and ε z = [σ z − ν (σ x + σ y )] . (6)
E E E
The above equation shows that the components of normal stress and normal strain are having
coupling between them but it is not found in the case of shear where γxy, γxy and γxy may be
simply expressed as
γ xy = τ xy / G , γ yz = τ yz / G and γ zx = τ zx / G . (7)
5
In the above equations (6-7), the components of strain are expressed in terms of stress. The
reverse relationship may be easily obtained [2] and it may be expressed as
E (1 − ν ) ν
σx = εx + (ε y + ε z ) , σ y = E (1 − ν ) ε y + ν (ε z + ε x ) and
(1 + ν )(1 − 2ν ) 1 −ν (1 + ν )(1 − 2ν ) 1 −ν
E (1 − ν ) ν
σz = εz + (ε x + ε y ) ; (8)
(1 + ν )(1 − 2ν ) 1 −ν
τ xy = Gγ xy , τ yz = Gγ yz and τ zx = Gγ zx . (9)
With the help of equation (5), the above equations (8-9) may be expressed in matrix form as
{σ } = [D]{ε } (10),
where {σ } is the stress vector, {ε } is the strain vector and [D ] is the elasticity or rigidity
matrix which are as follows
{σ } = [σ x σ y σ z τ xy τ yz τ zx ]T , {ε } = [ε x ε y ε z γ xy γ yz γ zx ]T and
ν ν
1 1 −ν 1 −ν
0 0 0
ν ν
1 0 0 0
1 − ν 1 −ν
ν ν
1 0 0 0
[D] = E (1 − ν ) 1 − ν 1 −ν
(1 − 2ν ) .
(1 + ν )(1 − 2ν ) 0 0 0 0 0
2(1 − ν )
(1 − 2ν )
0 0 0 0
2(1 − ν )
0
0 (1 − 2ν )
0 0 0 0
2(1 − ν )
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helps to eliminate the effect of that direction in the structural modelling and it helps to reduce
the size of the problem. In the following sections, the different types of structural problems of
basic category are described.
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σ x 1 ν 0 εx
E ν 1 ε or {σ } = [D ]{ε } .
σ y = 0 y (12)
τ 1 − ν
2
xy 0 0 (1 − ν ) / 2 γ xy
In analysing structures like shear wall in tall buildings, bulkhead in aircraft and ships and
some similar objects, the structure can be satisfactorily modelled by considering it as a plane
stress problem.
Fig. 7
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The effective shear stress component τxy may be expressed in terms of corresponding shear
strain component with the help of equations (5) and (7) as
E
τ xy = γ xy . (14)
2(1 + ν )
Now the above equations (13-14) may be expressed in terms of matrix form as
ν
1 1 −ν
0
σ x ε x
E (1 − ν ) ν
σ y = 1 0 ε y or {σ } = [D ]{ε } . (15)
τ (1 + ν )(1 − 2ν ) 1 − ν
xy 1 − 2ν τ xy
0 0
2(1 − ν )
The above equation may also be obtained simply by substituting εz, γyz and γzx as zero in
equation (10). The plane strain model can be satisfactorily applied to the analysis of long and
straight pipe, tunnel, dam, retaining wall, and some similar structures.
Fig. 8
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whole structure can be obtained by analysing a single section. Now the strain displacement
relationship defined in terms of cartesian coordinate system (1-2) may be expressed in terms
of cylindrical coordinate system as follows [2]
εx = ∂u/∂x, εy = ∂v/∂y and εθ = u/x + ∂w/(x∂θ)
γxy = ∂u/∂y + ∂v/∂x, γyθ = ∂v/(x∂θ) + ∂w/∂y and γθx = ∂w/∂x - w/x+ ∂u/(x∂θ).
In the present case, w is zero at any section and u,v are function of x,y which is similar to the
case of plane strain problem and it may be substituted in the above equation and it leads to
εx = ∂u/∂x, εy = ∂v/∂y and εz = u/x (16)
γxy = ∂u/∂y + ∂v/∂x, γyz = 0 and γzx = 0. (17)
The stress strain relationship can be obtained by substituting the above conditions in equation
(10) with appropriate modification of the stress and strain components as
σ x 1 ν /(1 − ν ) ν /(1 − ν ) 0 ε x
σ ν /(1 − ν ) ε
y E (1 − ν ) 1 ν /(1 − ν ) 0 y
=
σ θ (1 + ν )(1 − 2ν ) ν /(1 − ν ) ν /(1 − ν ) 1 0 εθ
τ xy
0 0 0 (1 − 2ν ) / 2(1 − ν ) γ xy
or {σ } = [D ]{ε } . (18)
The axisymmetric model can be applied to the analysis of circular footing resting on soil,
cylindrical structures and so on.
y (v)
x (u)
Fig. 9
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theory or classical plate theory and the other one is the thick plate theory. If the span to
thickness ratio of a plate is 20 or higher, it is considered as a thin plate while a plate having
this ratio lower than 20 is considered as thick plate. The basic difference between these two
theories lies with the effect of transverse shear deformation which is considered in thick plate
theory but not in thin plate theory. Both the plate theories are explained below.
ε x = ∂u / ∂x = − z ∂ 2 w / ∂x 2 , ε y = ∂v / ∂y = − z ∂ 2 w / ∂y 2
and γ xy = ∂u / ∂y + ∂v / ∂x = −2 z ∂ 2 w / ∂xy . (20)
In the second assumption, σz is taken as zero to consider a plane stress condition for the
different layers parallel to the reference plane. Using equation (11) and the above equation
(20), the stress components may be expressed as
Ez Ez
σx = − [∂ 2 w / ∂x 2 + ν ∂ 2 w / ∂y 2 ] , σ y = − [∂ 2 w / ∂y 2 + ν ∂ 2 w / ∂x 2 ]
1 −ν 2
1 −ν 2
The above equations (21) indicate that the variation of stress components in the direction of
plate thickness is linear. Utilising this well defined variation, the stress resultants per unit
length Mx, My and Mxy (see Fig. 11) produced by σx, σy and τxy respectively may be expressed
as
t/2
Et 3 ∂ 2 w ∂2w
Mx = ∫ σ x z dz = − + ν ,
−t / 2 12(1 − ν 2 ) ∂x 2 ∂y 2
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t/2
Et 3 ∂ 2 w ∂2w
M y = ∫ σ y z dz = − + ν 2
−t / 2 12(1 − ν 2 ) ∂y 2 ∂x
Gt 3 ∂ 2 w
t/2
and M xy = − ∫ τ xy z dz = (22)
−t / 2
6 ∂x∂y
where M xy is the twisting moment and M x and M y are the bending moments. Using
equation (5), the above equation may be expressed in the matrix form as
M x D νD 0 − ∂ w / ∂x
2 2
− ∂ 2 w / ∂y 2 or {σ } = [D ]{ε }
M y = νD D 0 (23)
M 0 0 D (1 − ν ) / 2 2 ∂ w / ∂x∂y
2
xy
where D = Et 3 / 12(1 − ν 2 ) is called the flextural rigidity of the plate. Equation (23) gives the
moment curvature relationship, which may be considered as the stress strain relationship in
plate bending problem. It is now clear that the present problem became a two dimensional
problem as the curvature or generalised strain components are function of w, x and y which
are the parameters of the reference plane. The plate problem has a large number of
applications in various engineering constructions.
Fig. 10
12
Qy
Qx
M yx
M xy Mx
y x
z P My
dy
dx ∂Mxy
∂My Mxy + dx
My + dy ∂x
∂y
∂ Qx
Qx + dx
∂ M yx ∂x
M yx + dy ∂Mx
∂y Mx + dx
∂ Qy ∂x
Qy + dy
∂y
Fig. 11
13
Fig. 12
θ x = ∂w / ∂x − φ x and θ y = ∂w / ∂y − φ y (24)
With the procedure followed in the previous section, the stress resultants Mx, My and Mxy may
be expressed as
M x = − D (∂θ x / ∂x + ν∂θ y / ∂y ) , M y = − D (∂θ y / ∂y + ν∂θ x / ∂x )
D (1 − ν )
and M xy = (∂θ x / ∂y + ∂θ y / ∂x ) . (26)
2
With the help of equations (7) and (24), the average value of the transverse shear stress may
expressed as
τ zx = G (∂w / ∂x − θ x ) and τ yz = G (∂w / ∂y − θ y ) . (27)
where β is the shear correction factor and it is obtained by equating the strain energy due to
shear strain corresponding to average value and actual variation. For a plate problem, it has a
value of 5/6.
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normal to the shell surface like that of plates. Thus the situation in this structure is much more
general as well as complex. Due to its general nature, a shell structure experiences bending
action as well as membrane action. Thus a plate bending problem or a plane stress problem
may be considered as a special case of this problem. As the structure is quite complex, the
theory and finite element application of it is presented in a separate chapter.
8.3.1. Truss
A truss is a network of a number of slender members connected only at their ends by
frictionless hinge joints and sustains loads only at the joints as shown in Fig. 13. The force
produced in any member is due to the relative movements between two joints at its ends as
the member does not sustain any load. Furthermore the joints are frictionless hinges which
ensure that the member forces are simply axial tension or axial compression. So a truss
member is free from bending. If all the members in a truss lie in a particular plane and the
loads act in that plane, it is defined as plane or two dimensional (2D) truss otherwise it is
space or three dimensional (3D) truss. In such a structure, its behaviour of the individual
members can be completely defined if the movements or displacements of the joints are can
be determined. As a joint connects a number of members oriented in different directions, its
resultant displacement may have any direction which may be conveniently represented in
terms of its components corresponding to a suitable axis system. Thus the number of
independent displacement components at a joint may be taken as 2 (u and v) in 2D truss and 3
(u, v and w) in 3D truss.
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Fig. 13
8.3.2. Frame
Frame is also a network of a number of slender members connected at their ends but the
joints are rigidly connected and the loads may act at anywhere within the structure (see Fig.
14). A joint is treated as a rigid one where the angle between the member ends meeting the
joint do not change with the structural deformation due to the external loading. Thus the
rotation of the member ends meeting at a joint is identical which is considered as the rotation
of the joint. Similar to the case of truss, a frame is defined as plane frame (2D) if all the
members lie in a particular plane and the loads act in that plane. A member of a plane frame
free from any load on it is somewhat similar to the truss member except the type of joints at
its end. These joints will produce bending in the member as they resist the member end to
rotate freely (see Fig 15) to get a straight configuration. In that case, the member ends are
neither fully free to rotate nor fully restrained against rotation. The bending is further
produced in a member when it sustains load on it. Thus the member forces are shear force
and bending moment produce by bending of the member in addition to the axial force. In this
case, the independent displacement components at the joints are u, v and θ if the frame is
defined in x-y plane. Similar to the case of plane frame, there is another category of frame
structure known as grillage as shown in Fig. 16 where all the members lie in a particular
plane, say x-y, but the loads act in the direction of z i.e., perpendicular to the plane of the
structure. In a member of such structure, bending is produced by the loading acts on it and
also by the influence of the members connected at its end due to their continuity. Furthermore
the members encounter twisting due to the bending of the members connected at its end but
having different orientation. Thus the member forces in a grillage member are shear force,
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bending moment and twisting moment or torsion and the independent displacement
components at the joints are w, θx and θy. A combination of all the aspects of plane frame and
grillage is found in space frame. In this case the member forces are axial force, twisting
moment and a pair of shear force and bending moment produced by biaxial bending and the
independent displacement components at the joints are u, v, w, θx, θy and θz. Thus a plane
frame or a grillage may be considered as a special case of space frame. Similarly, a beam
having any number of span as shown in Fig. 17 may be considered as a special case of plane
frame, grillage or space frame where all the members are aligned in specific direction, say x,
and the loads act perpendicular to that i.e., y. In that case the member forces are shear force
and bending moment and the independent displacement components at the joints are v and θ .
Fig. 14
Fig. 15
17
Fig. 16
Fig. 17
9. Degrees of Freedom
The degrees of freedom (DOF) of a system are the number of independent parameters
required to define the system completely. In the present case, a structure or a solid is the
system and the parameters are usually the displacement components. As an example, a
structural system consists of three rigid members as shown in Fig. 18 may be considered. The
degrees of freedom of the system are two and they are m and n. With these two parameters,
the displacement at any point within the structure can be obtained easily. In any structural
mechanic problem, the basic unknown is the displacement. Once it is obtained, the strain can
be determined by taking its derivative and the strain is multiplied with the material constant
to get the stress. Thus the degrees of freedom are nothing but the displacement components in
the context of the present problem.
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Fig. 18
Fig. 19
1 1 P δ 1
U= Pδ = Al = σε Al = U 0 Al ,
2 2 A l 2
where σ = P / A is the stress, ε = δ / l is the strain, Al is the volume and U 0 is strain energy
per unit volume or strain energy density. Though the strain is constant over the entire bar in
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this problem but the concept can be applied in any problem at the level of an infinitesimal
element as shown in Fig. 20. In that case strain energy due to σ x may be written as
Fig. 20
20
The virtual work due to external forces which may be body force having components X, Y
and Z acting over a domain Ω, surface force having components X , Y and Z acting over a
surface area S and concentrated forces Pi having components Pix , Piy and Piz may be written
as
References
1. Zienkiewicz, O. C. (1977) The Finite Element Method, 3 rd Ed, McGraw-Hill Book Co.,
U.K.
2. Timoshenko, S.P. and Gooddier, J.N. (1970) Theory of Elasticity, 3rd Ed. McGraw-Hill
Book Co., Singapore.
3. Timoshenko, S.P. and Woinowsky-Kriger, S. (1970) Theory of Plates and Shells, 2nd Ed.
McGraw-Hill Book Co., Singapore.
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