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Total Knee Arthroplasty,
A Technique Manual
THIRD EDITION
Richard D. Scott, MD
Professor of Orthopaedic Surgery, Emeritus
Harvard Medical School
Boston, Massachusetts
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Notices
Practitioners and researchers must always rely on their own experience and knowledge in evaluating and
using any information, methods, compounds or experiments described herein. Because of rapid advances
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To my inspiration at home: my wife, Mary, and sons, Jordan and Andrew.
To my inspiration at work: my own mentors and the hundreds of residents and fellows who
allowed me to mentor them.
To my colleague and friend, Tom Thornhill, who traveled much of this road with me.
v
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Preface
The first edition of Total Knee Arthroplasty was published control, computer guidance, robotic surgery, and personal-
in 2006. It was a summary of four decades of my personal ized components and instruments as they, too, will continue
experience with the evolution of knee arthroplasty designs to evolve.
and surgical techniques. The second edition, published in My goal is to provide a book that is as “timeless” as pos-
2015, added to this body of knowledge. sible. I hope it will be useful to orthopedic residents and
The purpose of this third edition is to distill my experi- joint arthroplasty fellows as they learn basic arthroplasty
ence into total knee arthroplasty principles and techniques techniques, and hope that it will be helpful to any orthope-
that should endure the test of time. I have eliminated chap- dic surgeon in practice who may be seeking guidance when
ters that covered subjects such as repeat operation after total encountering a difficult preoperative case or a complicated
knee arthroplasty because they provided information that intraoperative or postoperative event.
will continue to evolve in the years to come. I have also
eliminated two chapters on the topic of unicompartmental Richard D. Scott, MD
knee arthroplasty and will address this topic in a separate Professor of Orthopedic Surgery, Emeritus, Harvard
book. Medical School,
I have added a discussion of posterior cruciate sacrifice Founding Member and Past President of The Knee Society,
and substitution techniques as well as a discussion of the Founding Member of The Journal of Arthroplasty,
concepts of measured resection and gap balancing. I will Former Chief of Arthroplasty Brigham and Women’s and
not address contemporary issues such as postoperative pain New England Baptist Hospitals, Boston, MA
vii
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1
Posterior Cruciate Ligament Retention
Versus Substitution
1
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2 CHA P T E R 1 Posterior Cruciate Ligament Retention Versus Substitution
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CHAPTER 1 Posterior Cruciate Ligament Retention Versus Substitution 3
A B
C D
• Fig. 1.2
(A–B) Correction of severe varus deformity without posterior cruciate ligament (PCL) substitution.
(C–D) PCL is intact beneath intercondylar osteophytes but is not normal.
Two other intraoperative signs of a tight PCL are the to the front of the tray. An overly tight PCL is the most
“pop-off” and patellar tilt signs. A relatively loose femoral likely cause of “spinout” in a rotating platform knee, mak-
trial will pop off the prepared femoral bone when the knee ing proper PCL balance critical.
is passively flexed beyond 90 degrees if the PCL is too tight.
A securely fixed femoral component, however, will roll back
and away from the patella in flexion beyond 90 degrees, giv- Disadvantages of Posterior Cruciate
ing the illusion of patellar tilt. Ligament Retention
I have also described a simple test called “the slide back
test” to assess the need for PCL release in a mobile-bearing Advocates of PCL sacrifice (with or without substitution)
rotating platform knee.3 In this test, the trial tibial insert is correctly point out some potential disadvantages of PCL
placed on top of the real polished tibial tray without using retention. The possibility exists for late AP instability if
the trial post that constrains it on the tray. With a femoral the PCL stretches over time. I have rarely seen this in my
component in place (trial or real), the knee is flexed 80 to own practice and think it is the result of a combination of
100 degrees and the anteroposterior (AP) positioning of the a flexion gap left too loose initially and a tibial topography
insert relative to the front of the tray is noted. If the PCL that is flat in the sagittal plane. In addition, if the sur-
is too loose, then the insert slides forward of the tray. If the geon inadvertently applies an upslope to the tibial resec-
PCL is too tight, then the insert slides backward. In a bal- tion, then posterior subluxation of the tibia on the femur
anced PCL, the insert’s front edge is 1 to 3 mm posterior is more likely.
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4 CHA P T E R 1 Posterior Cruciate Ligament Retention Versus Substitution
A B
C
• Fig. 1.3 Posterior cruciate ligament (PCL) retention in severe valgus deformity requiring a partial femoral
release. (A) Preoperative. (B) Postoperative. (C) Partial PCL release.
A B
• Fig. 1.4 Pull-out test (knee flexed 90 degrees). (A) Negative test. (B) Positive test.
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CHAPTER 1 Posterior Cruciate Ligament Retention Versus Substitution 5
• Fig. 1.6 Tight posterior cruciate ligament causing anterior tray lift-off.
• Fig. 1.7 Lift-off resolves after femoral release of the posterior cruciate
ligament.
B
• Fig. 1.5Lift-off test (knee flexed 80 to 100 degrees). The test is posi-
tive with both the (A) patella everted or (B) returned to the trochlear
groove.
A second historical criticism of PCL retention was the • Fig. 1.8 Posterior impingement also can cause lift-off.
apparent need for more frequent lateral release for patel-
lar tracking. I think this was true for early PCL experi- between cruciate-preserving and cruciate-substituting
ences when proper attention was not given to appropriate techniques.
femoral and tibial component rotational alignment. A third historical criticism is a higher incidence of late
With improvements in surgical technique and prosthetic top-side polyethylene wear. Again, this was true in earlier
designs that promote better patellar tracking, I think the experiences for several reasons. The earliest PCL retention
difference has been resolved in the lateral release rate designs had high contact stresses from a round-on-flat
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6 CHA P T E R 1 Posterior Cruciate Ligament Retention Versus Substitution
• Fig. 1.9 Point contact can lead to high stresses on the polyethylene.
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CHAPTER 1 Posterior Cruciate Ligament Retention Versus Substitution 7
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8 CHA P T E R 1 Posterior Cruciate Ligament Retention Versus Substitution
superior pole of the patella at the time of the original arthro- tibial component must be avoided. For example, 3 degrees
plasty (Fig. 1.13). It is also minimized by using a femoral of femoral component flexion combined with 7 degrees
component with a smoothed and lowered transition from of posterior tibial slope might allow post impingement
the trochlea into the intercondylar notch. to occur with little or no anatomic hyperextension of the
A third disadvantage of PCL substitution is the removal knee.
of intercondylar bone stock for the housing of the femoral Finally, the tibial post of stabilized designs is vulnerable
component. The amount of bone removed varies across to wear from rotational malalignment between the femur
designs. More conservative prostheses save bone but and the tibia that either is created by the surgeon at the
have less constraint and therefore a higher potential for time of arthroplasty or occurs dynamically because of the
dislocation. patient’s gait or flexion pattern. Many surgeons arbitrarily
Another design-related disadvantage is the potential align the rotation of the tibial component relative to a
inability of the posterior stabilized system to accommodate landmark on the tibial tubercle. The junction between the
hyperextension of the knee without anterior impingement medial and middle thirds of the tubercle is often chosen.
of the post on the housing (Fig. 1.14). Some early designs Although this may be appropriate for most knees, others
provided for no hyperextension, although most now allow may require an alignment that is significantly internal or
for approximately 10 to 12 degrees of hyperextension. external to this landmark. Intuitively, the tibial alignment
Even with these more forgiving designs, the combination that is neutral with the femur will depend on the femoral
of femoral component flexion with posterior slope of the rotational alignment chosen by the surgeon for that specific
knee. The alignment is also influenced by the dynamics of
the surrounding ligaments. I have the strong opinion that
the rotational alignment of the tibia should be determined
by extending the knee with the trial components in place
and rotating the tibial component into a neutral position
beneath the established femoral component6 (see Chapter 2).
Rotating-platform mobile-bearing knees have the advan-
tage of accommodating to malrotation created either by the
surgeon or dynamically by the patient during functional
activities.
Both PCL-retaining and PCL-substituting techniques
have been available for over 4 decades. Each technique has
yielded excellent 10- to 15-year results. Both techniques
have advantages and disadvantages. Most prosthetic systems
provide for either alternative, and surgeons can make their
• Fig. 1.13 Retained synovium on the quadriceps tendon can be the choice on what is comfortable for them based on their train-
nidus for the clunk syndrome. ing and experience.
A B
• Fig. 1.14 Wear can occur from impingement in rotation or hyperextension. (A) Wear from rotational
impingement. (B) Wear from impingement in extension.
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CHAPTER 1 Posterior Cruciate Ligament Retention Versus Substitution 9
References 4. Swany MR, Scott RD. Posterior polyethylene wear in PCL retain-
ing total knee arthroplasty. J Arthroplasty. 1993;8:439–446.
1. Scott RD, Thornhill TS. Posterior cruciate supplementing total 5. Schwarzkopf R, Scott RD, Carlson EM, Currier JH. Does in-
knee replacement using conforming inserts and cruciate recession. creased topside conformity in modular TKA lead to increased
Clin Orthop. 1994;309:146–149. backside wear? Clin Orthop Relat Res. 2015;473(1):220–225.
2. Scott RD, Volatile TB. Twelve years’ experience with poste- 6. Scott RD. Femoral and tibial component rotation in total
rior cruciate-retaining total knee arthroplasty. Clin Orthop. knee arthroplasty: methods and consequences. Bone Joint J.
1986;205:100–107. 2013;95B:140–143.
3. Scott RD, Chmell MJ. Balancing the posterior cruciate ligament
during cruciate-retaining fixed and mobile-bearing total knee ar-
throplasty: description of the pullout, lift off and slide back tests.
J Arthroplasty. 2008;23:605–608.
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2
Primary Total Knee Arthroplasty
Surgical Technique
RICHARD D. SCOTT
I
have tried to make the surgical technique of primary flexion after satisfactory exposure has been achieved. The
total knee arthroplasty (TKA) as generic as possible. level for this support therefore is independent of the preop-
Obviously, TKA systems will vary in terms of instru- erative range of motion but reflects the flexion that will be
mentation and nuances of surgical technique. Some dif- achieved once the quadriceps mechanism is everted and the
ferences will also exist between posterior cruciate ligament knee is mobilized.
(PCL) retention, sacrifice, and substitution. Some surgeons
will prefer femur first preparation and others will prefer Sterile Preparation of the Leg
tibia first preparation. Some prefer the “measured resection”
technique, whereas others rely on the “tap balancing” tech- Any shaving of hair around the area of the planned incision
nique. I actually think that a technique of measured resec- is done just before sterile preparation of the leg. I draw the
tion combined with gap balancing is most appropriate and knee incision with an indelible marking pen before the skin
this will be included in the discussion. preparation. Any prior incisions are outlined and incorpo-
rated, if appropriate. The incision is drawn with the knee
Positioning of the Patient flexed 90 degrees to account for the fact that the skin is
translated laterally about 1 cm from extension to flexion
TKA is always performed with the patient in the supine because the tibia internally rotates.2 If the patient desires to
position. The operating table is usually level. The rare kneel after surgery and the incision is drawn in extension,
exception occurs when TKA is performed below a fused or he or she will most likely kneel on the incision atop the
ankylosed hip.1 In this case, the table is in the level position tibial tubercle, possibly causing discomfort. I include the
for the exposure and closure. During the arthroplasty, the foot in the preparation and then hold the foot with a sterile
patient is placed in Trendelenburg position and the foot of towel as the remainder of the leg is prepped. An impervious
the table is dropped; the uninvolved leg is supported on a stockinette is then rolled from the foot to the level of the
separate stool or table. thigh tourniquet. An extremity sheet completes the draping.
I usually expose the knee in flexion, especially in obese The stockinette is incised vertically to expose the drawn skin
patients or if a tourniquet is not used. An exception might incision and the operating surgeon’s initials to positively
be the knee with a prior incision, especially a curvilinear identify the patient and complete the mandated time out.
one, in which skin flaps need to be elevated. I close the knee Finally, a betadine-impregnated plastic drape is used to seal
in extension except for placement of the most proximal the surgical site.
sutures in the quadriceps mechanism, which is facilitated by
a flexed knee and a proximal self-retaining retractor. The Tourniquet
Placement of the Footrest With two exceptions, I apply a tourniquet for all TKAs, but
I use it only for the initial exposure (less than 5 minutes)
I prefer a commercially available cylindrical footrest that and for cementing of the components (approximately 15
supports the knee in flexion during the arthroplasty. If this minutes). One exception is in the morbidly obese patient,
is not available, a satisfactory substitute is a towel or blanket especially one with a short thigh, in which a tourniquet is
rolled into a cylinder and taped into position. The optimal often ineffective and compromises the proximal extent of
level for placement of this support is at the fattest part of the the surgical field. For these patients I will still have a sterile
patient’s calf (Fig. 2.1). This supports the knee in maximal tourniquet available.
11
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12 CHA P T E R 2 Primary Total Knee Arthroplasty Surgical Technique
• Fig. 2.1Transverse bar is placed at the bulkiest part of the calf to sup-
port the knee in flexion during the procedure.
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CHAPTER 2 Primary Total Knee Arthroplasty Surgical Technique 13
No. 10 blade is slid upside down into the bursa and tan-
gential to the anterolateral tibial cortex. The scalpel is then
passed coronally in this plane, severing the coronary liga-
ment and anterior horn of the lateral meniscus. In almost
every case, the patella is then easily and safely everted. If
eversion is difficult, I do not hesitate to perform a proxi-
• Fig. 2.3 Medial and lateral borders of the arthrotomy are marked at mal release, as discussed in Chapter 6. In morbidly obese
the level of the superior pole of the patella to facilitate an anatomic patients or ankylosed knees, the clamp used to cement the
closure. patellar component can be used to grip the patella securely
and facilitate eversion.3
The medial parapatellar approach can be used in virtually
every case regardless of the preoperative deformity and range Completing the Exposure
of motion. The three essential landmarks are the proximal
medial border of the quadriceps tendon, a point halfway Before preparation of the bones is initiated, certain mea-
between the medialis insertion and the superior medial pole sures are taken to maximize exposure and mobilize the knee.
of the patella, and the medial border of the tubercle. First, the patellofemoral ligament is released (Fig. 2.4).
With this approach 2 or 3 mm of the medial border of This is accomplished by putting a Z-retractor into the lateral
the quadriceps tendon is preserved proximally. At the supe- compartment to tension this ligament. A curved hemostat
rior pole of the patella, a soft tissue cuff is preserved to facili- is passed beneath its leading anterior edge, and a cutting
tate closure. At the tibial tubercle, a medial soft tissue cuff cautery severs its fibers. This further mobilizes the patella
is carefully preserved for closure to the medial border of the and improves the exposure to the lateral compartment. Care
patellar tendon. I mark the medial and lateral edges of the must be taken to avoid inadvertently injuring the quadri-
arthrotomy at the level of the superior pole of the patella to ceps tendon or placing the clamp so deeply it involves the
facilitate an anatomic closure at the end of the procedure popliteus tendon or lateral collateral ligament.
(Fig. 2.3). Next, the Z-retractor is placed medially, and the anterior
At the joint line, the arthrotomy severs the anterior horn of the medial meniscus is excised. This gains access
horn of the medial meniscus. This facilitates eversion of to the plane between the deep medial collateral ligament
the medial capsular tissue with the remaining meniscus (MCL) and the superior border of the medial tibial plateau.
attached for safe dissection of a subperiosteal anteromedial A curved, 1-cm osteotome is inserted into this plane and
flap. Careful preservation of this flap permits a secure distal tapped posteriorly until it dissects its way into the semi-
closure at the end of the procedure and allows for the pos- membranous bursa (Fig. 2.5). The anterior cruciate liga-
sibility of a side-to-side repair to the patellar tendon should ment, if intact, is completely sacrificed. The tibia can then
the tendon’s insertion be compromised (see Chapter 13). be delivered in front of the femur by hyperflexing the knee,
I have seen many surgeons use electrocautery for this and pulling the tibia forward, and externally rotating it.
other parts of the dissection. With a few exceptions, I prefer Before removing the lateral meniscus, a scalpel is used to
sharp dissection with a scalpel rather than create dead tissue create a 1- to 2-cm slit just peripheral to the lateral menis-
as a nidus for infection with the cautery. cus at the junction between its anterior and middle thirds.
The initial lateral dissection involves defining the infrapa- Through this slit a bent Hohmann retractor is placed, which
tellar bursa to the level of the patellar tendon insertion. A will be used throughout the operation for lateral exposure.
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14 CHA P T E R 2 Primary Total Knee Arthroplasty Surgical Technique
• Fig. 2.5
Curved, 1-cm osteotome dissects a plane between the deep
medial collateral ligament and proximal tibia. • Fig. 2.7 Lateral inferior genicular artery and vein (arrow) are located
and coagulated during excision of the lateral meniscus.
• Fig. 2.6 Tibia is delivered in front of the femur, and a bent Hohmann
retractor is placed just outside the lateral meniscus.
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CHAPTER 2 Primary Total Knee Arthroplasty Surgical Technique 15
• Fig. 2.11
Introducing an undersized rod (circle) will show the surgeon
how to reorient the larger rod for easier passage.
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16 CHA P T E R 2 Primary Total Knee Arthroplasty Surgical Technique
• Fig. 2.12 Angle of the resection is 90 degrees to a line from the center • Fig. 2.13 Difference between the lines representing the mechanical
of the hip to the center of the knee. and anatomic axis is usually 5 to 7 degrees.
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CHAPTER 2 Primary Total Knee Arthroplasty Surgical Technique 17
A B
• Fig. 2.15 (A) “Precut” of the trochlea is made parallel to the trans-sulcus line. (B) The anterior femoral
cortex is better defined.
radiograph. In severe valgus knees (see Chapter 4), this dis- the trochlea. The anterior femoral cortex can sometimes be
crepancy can be quite considerable (see Fig. 4.8). difficult to define. To facilitate this, I now make a prelimi-
A few exceptions exist to attempting to accurately nary conservative trochlear resection perpendicular to the
restore a neutral femoral mechanical axis. The excep- Whiteside line (Fig. 2.15).
tions all involve leaving the knee in slight (1 degree or If the sizing measurement shows a dimension at a half
2 degrees) mechanical varus alignment because it would size or larger, then I use the larger size. An exception to this
decrease stress on the MCL. The most common situation rule would be a patient with poor preoperative flexion in
involves correction of a severe valgus deformity with an which an attempt is made to make the prosthetic trochlea as
attenuated MCL. By overcorrecting the alignment into a flush with the anterior cortex as possible to increase quad-
degree or two of mechanical varus, stress is taken off the riceps excursion. Another exception would be the patient
medial side of the knee. Similarly, if inadvertent injury to (usually female) whose mediolateral dimension is propor-
the MCL occurs, some residual varus mechanical align- tionally smaller than the AP dimension. Using the larger
ment will protect any surgical repair of the ligament (see size would cause too much mediolateral overhang; thus the
Chapter 13). smaller size is chosen (see Chapter 13).
Residual varus mechanical alignment used to be dis- For half sizes and smaller, I choose the smaller size. The
couraged in the routine primary knee, but it is preferred two options that allow downsizing without notching the
for cosmetic purposes over residual mechanical valgus anterior cortex are to make the distal femoral resection in
alignment in the obese patient with excessive medial soft a few degrees of flexion or to size the femur from anterior
tissues. Clinically, these patients appear to be in much downward. See Chapter 13 for discussion of the techniques
more anatomic valgus than that represented by their radio- and consequences of using these two methods. Many of
graphic alignment. If a neutral mechanical axis is chosen the newer prosthetic systems offer a large inventory of AP
for these patients, they should be forewarned of the appar- and mediolateral dimensions that allow more precise sizing
ent valgus appearance of the limb. In addition, it is also but at the cost of a very large, cumbersome inventory. In
easier to achieve symmetric extension balancing if the Chapter 13, I will show a simple efficient way to double the
surgeon accepts slight mechanical varus. I cut most varus size of your inventory.
knees in no more than 5 degrees of valgus to facilitate liga-
ment balance (see Chapter 3). Determining the Rotational Alignment of
the Femoral Component
Sizing the Femur
After the femoral component has been sized, its proper rota-
I prefer to size the femur from posterior upward. This is tional alignment must be determined. At least four methods
the most reliable method to restore the joint line in flexion, are popularly used to determine femoral component rota-
balance the PCL, and minimize the chance for midflexion tion4: perpendicular to the Whiteside line (the trans-sulcus
laxity. In this procedure two skids slide under the posterior axis) (Fig. 2.16), the transepicondylar axis (Fig. 2.17), 3
condyles, and a moveable stylus measures the AP dimension degrees of external rotation off the posterior condyles (Fig.
of the femur based on the anterior cortex just superior to 2.18), and rotational alignment that yields flexion gap
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18 CHA P T E R 2 Primary Total Knee Arthroplasty Surgical Technique
B
• Fig. 2.19 (A) Rectangular flexion gap can be established by tensing
the medial and lateral tissues and relating the femoral rotation to the
external tibial alignment jig. (B) Pinholes should be parallel to the align-
ment jig.
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CHAPTER 2 Primary Total Knee Arthroplasty Surgical Technique 19
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20 CHA P T E R 2 Primary Total Knee Arthroplasty Surgical Technique
Chamfer Cuts
individual case can be gauged by reviewing the preoperative The chamfer cuts are completed next. Most systems provide
lateral radiograph. Occasionally, the trochlea is hypertro- an AP cutting guide with slots for the chamfer cuts (Fig.
phic with a large amount of osteophyte formation, creating 2.23A). Despite this, I like to revisit the chamfer cuts with a
the illusion that the trochlea resection will be excessive. At separate chamfer guide if I am planning cementless femoral
the opposite end of the spectrum is the hypoplastic trochlea fixation. I do this because sometimes the AP cutting block
seen in patients with patella alta and patellofemoral dys- is not fully or symmetrically seated or may lift off slightly
plasia (Fig. 2.22). If there is a concern that the trochlear from the end of the femur. Redoing the chamfer cuts with
resection might be excessive, the precut of the trochlea will the isolated block ensures that they are accurate for press fit
help determine this (see Fig. 2.15). This cut will expose the application (see Fig. 2.23B).
proximal junction between the trochlea and the anterior
cortex of the femur and allow a more accurate assessment to Final Preparation of the Femur
be made concerning the potential for notching the anterior Final preparation of the femur is accomplished after tibial
cortex. I would recommend against the practice of many preparation when posterior exposure is greater. Then the
surgeons who remove the fat overlying the anterior cortex trial femoral component is applied for the first time. I use a
and incise the periosteum. I think this action predisposes femoral inserter that holds the component rigidly so I can
the knee to form heterotopic bone in this area, which could apply an extension force as the trial is seated (Fig. 2.24).
limit postoperative quadriceps excursion (see Chapter 6). If Femoral components tend to go into flexion when they are
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CHAPTER 2 Primary Total Knee Arthroplasty Surgical Technique 21
first applied. There are two reasons for this: a trochlear cut
that diverges slightly more than dictated by the anterior cut-
ting guide, and underresection of a posterior condyle, which
is almost always on the medial side. The hard medial bone
deflects the saw blade into a diverging pathway.
Both situations can be assessed and remedied by reap-
plying the AP cutting guide when the chamfer cuts have
been completed. Slight divergence of the saw blade that is
not apparent with the chamfer cuts intact becomes obvious
when they are missing.
Once the trial femoral component is seated, it must be
properly positioned in the mediolateral dimension. Medial
or lateral overhang of the prosthesis must be avoided; it is
B
most commonly seen in the female patient (see Chapter
•Fig. 2.23 (A) Making the chamfer cut through a slotted guide. (B) 13). The optimal mediolateral position for the component
Confirming the accuracy of the chamfer cut with an open guide. is flush with the lateral distal femoral cortex at the level of
the trochlea and distal condyle (Fig. 2.25). The ability to
achieve this position varies with the prosthetic design. Only
asymmetric femoral components can optimally cap the cut
trochlear surface of the femur. Symmetric components that
come flush with the medial cortex at the level of the troch-
lea cannot possibly fully cap the cut surface of the trochlea.
Intuitively, this will compromise patellar tracking in the first
30 degrees of flexion.
After the femoral component has been moved laterally
to be flush with the lateral cortex, any remaining peripheral
osteophytes are removed. It is most important to achieve
this at the level of the origin of the popliteus tendon to
prevent popliteus impingement syndrome6 (Fig. 2.26; see
Chapter 13). Any overhanging medial osteophytes are also
removed flush with the femoral component.
Finally, it is important to remove posterior condylar
osteophytes and any uncapped posterior condylar bone.
This is best achieved with the trial femoral component in
• Fig. 2.24Applying the trial femoral component for the first time while place and the tibial resection completed. While an assistant
applying an extension force. elevates the femur using a bone hook in the intercondylar
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[523]
Guthrun spake:
Atli spake:
67. “No hope shall this give thee, | thy gifts I shall
take not,
Requital I spurned | when my sorrows were
smaller;
Once grim did I seem, | but now greater my
grimness,
There was nought seemed too hard | while Hogni
was living.
[524]
[525]
Guthrun spake:
73. “Nay, ask me no more! | You both shall I
murder, [526]
For long have I wished | your lives to steal from
you.”
“Slay thy boys as thou wilt, | for no one may bar it,
Short the angry one’s peace | if all thou shalt do.”
Guthrun spake:
Atli spake:
Guthrun spake:
Atli spake:
82. “With fire shall they burn thee, | and first shall
they stone thee,
So then hast thou earned | what thou ever hast
sought for.”
Guthrun spake:
[530]
Guthrun spake:
Atli spake:
Guthrun spake:
91. “Thou liest now, Atli, | though little I heed it; [533]
If I seldom was kindly, | full cruel wast thou;
Ye brothers fought young, | quarrels brought you
to battle,
And half went to hell | of the sons of thy house,
And all was destroyed | that should e’er have done
good.
Guthrun spake:
98. Then did Atli die, | and his heirs’ grief doubled;
The high-born one did | as to him she had
promised;
Then sought Guthrun the wise | to go to her death,
But for days did she wait, | and ’twas long ere she
died.
[499]
[Contents]
NOTES
[500]
1. Men: Atli and his advisers, with whom he planned the death of the
sons of Gjuki, Gunnar and Hogni. The poet’s reference to the story
as well known explains the abruptness of his introduction, without
the mention of Atli’s name, and his reference to Guthrun in stanza 3
simply as “the woman” (“husfreyja,” goddess of the house).
2. Princes: Atli, Gunnar, and Hogni. Bulwark: Atli’s slaying [501]of his
wife’s brothers, who were ready to support and defend him in his
greatness, was the cause of his own death.
10. Some editions combine this stanza with lines 1–2 of stanza 11.
The manuscript indicates no gap. Grundtvig adds (line 2): “But sleep
to the woman | so wise came little.”
12. Line 5 may be spurious, or else all that is left of a lost stanza.
The manuscript marks it as the beginning of a new stanza, which, as
the text stands, is clearly impossible.
15. Saw I: the manuscript here, as also in stanzas 16, 18, 21, 22,
and 24, has “methought,” which involves a metrical error. Some
editors regard lines 3–4 as the remains of a four-line stanza.
Regarding Kostbera’s warning dreams, and Hogni’s matter-of-fact
interpretations of them, cf. Guthrunarkvitha II, 39–44.
16. The meaning of the first half of line 3 in the original is obscure.
[506]
17. Two lines may have been lost after line 2, but the Volsungasaga
paraphrase gives no clue. Ice-bear: polar bears, common in
Greenland, are very rarely found in Iceland, and never in Norway, a
fact which substantiates the manuscript’s reference to Greenland as
the home of the poem.
18. The manuscript indicates no gap, but most editors assume the
loss of a line after line 1 or 2; Grundtvig adds, after line 1: “Black
were his feathers, | with blood was he covered.” Atli’s spirit: the
poet’s folk-lore seems here a bit weak. Presumably he means such a
female following-spirit (“fylgja”) as appears in Helgakvitha
Hjorvarthssonar, prose following stanza 34 (cf. note thereon), but the
word he uses, “hamr” (masculine) means “skin,” “shape.” He may,
however, imply that Atli had assumed the shape of an eagle for this
occasion.
21. The manuscript does not indicate the speakers in this dialogue
(stanzas 21–26). No gap is indicated after line 2. Most editors
assume the loss of two lines or of a full stanza after [508]stanza 21
giving Gunnar’s interpretation of Glaumvor’s dream, but the
Volsungasaga gives no clue, as it does not mention this first dream
at all. Grundtvig suggests as Gunnar’s answer: “Banners are
gleaming, | since of gallows didst dream, / And wealth it must
mean | that thou serpents didst watch.” Gods’ doom: an odd, and
apparently mistaken, use of the phrase “ragna rök” (cf. Voluspo,
introductory note).
23. Perhaps two lines have been lost after line 2. Possibly the
concluding phrase of line 2 should be “bloody spears,” as in the
Volsungasaga paraphrase.
27. Five: Gunnar, Hogni, and the three mentioned in stanza 28.
28. Perhaps a line has been lost before line 1; Grundtvig supplies:
“Gunnar and Hogni, | the heirs twain of Gjuki.” Snævar (the
manuscript here has “Snevar”), Solar and Orkning [510]appear only in
this poem and in the prose narratives based on it. Lines 2–3 may
have been expanded out of one line, or possibly line 3 is spurious.
The manuscript indicates line 4 as beginning a new stanza, and
many editions make a separate stanza out of lines 4–5, many of
them assuming the loss of two lines. Shield-tree: warrior (Orkning),
here identified as Kostbera’s brother. Fair-decked ones: women, i.e.,
Glaumvor and Kostbera. Fjord: perhaps specifically the Limafjord
mentioned in stanza 4.
30. The manuscript indicates no gap. Grundtvig inserts (line 2): “The
evil was clear | when his words he uttered.”
33. Perhaps two lines have been lost after line 2; Grundtvig supplies:
“Then weeping did Glaumvor | go to her rest-bed, / And sadly did
Bera | her spinning wheel seek.”
36. Cf. note on preceding stanza; the manuscript does not indicate
line 1 as beginning a stanza. Line 3 may be spurious.
37. In the Volsungasaga paraphrase the second half of line 1 and the
first half of line 2 are included in Hogni’s speech. [513]
40. These two lines, which most editions combine with stanza 39,
may be the first or last two of a four-line stanza. The Volsungasaga
gives Atli’s speech very much as it appears here.
41. The manuscript does not indicate the speaker; Grundtvig adds
as a first line: “Then Hogni laughed loud | where the slain Vingi
lay.” Many editors assume the loss of a line somewhere in the
stanza. Unarmed: Hogni does not see Atli’s armed followers, who
are on the other side of the courtyard (stanza 39). One: Vingi.
42. Most editors assume the loss of one line, after either line 1 or line
3.
43. The manuscript reading of lines 1–2, involving a metrical error, is:
“In the house came the word | of the warring without, / Loud in
front of the hall | they heard a thrall shouting.” Some editors
assume a gap of two lines after line [515]2, the missing passage
giving the words of the thrall. The manuscript marks line 3 as the
beginning of a stanza, and many editions make a separate stanza of
lines 3–5, some of them assuming the loss of a line after line 3. With
the stanza as here given, line 5 may well be spurious.
50. The warrior: Atli. Thirty: perhaps an echo of the “thirty warriors”
of Thjothrek (cf. Guthrunarkvitha III, 5). Subtracting the eighteen
killed by Snævar, Solar and Orkning (stanza 49), and Vingi, killed by
the whole company (stanza [518]38), we have eleven left, as Atli
says, but this does not allow much for the exploits of Gunnar and
Hogni, who, by this reckoning, seem to have killed nobody. The
explanation probably is that lines 4–5 of stanza 49 are in bad shape.
51. Five brothers: the Volsungasaga speaks of four (not five) sons of
Buthli, but names only Atli. Regarding the death of the first two
brothers cf. stanza 91 and note. The manuscript marks line 3 as
beginning a stanza, and many editions combine lines 3–4 with
stanza 52. Some insert lines 2–3 of stanza 52 ahead of lines 3–4 of
stanza 51.
52. Possibly a line has been lost from this stanza. The manuscript
marks line 3 as beginning a new stanza, which is impossible unless
something has been lost. Gold: the meaning of this half line is
somewhat doubtful, but apparently Atli refers to Sigurth’s treasure,
which should have been his as Brynhild’s brother. Sister: Brynhild;
regarding Guthrun’s indirect responsibility for Brynhild’s death cf.
Gripisspo, 45 and note. [519]
53. The manuscript does not name the speaker. The Volsungasaga
gives the speech, in somewhat altered form, to Hogni: “Why
speakest thou so? Thou wast the first to break peace; thou didst take
my kinswoman and starved her in a prison, and murdered her and
took her wealth; that was not kinglike; and laughable does it seem to
me that thou talkest of thy sorrow, and good shall I find it that all
goes ill with thee.” This presumably represents the correct form of
the stanza, for nowhere else is it intimated that Atli killed Guthrun’s
mother, Grimhild, nor is the niece elsewhere mentioned. Some
editions make a separate stanza of lines 4–5, Grundtvig adding a
line after line 3 and two more after line 5. Other editors are doubtful
about the authenticity of either line 3 or line 5.
56. The text of the first half of line 3 is somewhat uncertain, but the
general meaning of it is clear enough.
59. Cook: the original word is doubtful. The Volsungasaga does not
paraphrase lines 3–5; the passage may be a later addition, and line
5 is almost certainly so.