Design and Analysis of A High Performance Valve - Thesis
Design and Analysis of A High Performance Valve - Thesis
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Graduate School Form
30 Updated
PURDUE UNIVERSITY
GRADUATE SCHOOL
Thesis/Dissertation Acceptance
Entitled
DESIGN AND ANALYSIS OF A HIGH PERFORMANCE VALVE
John H. Lumkes
Chair
Andrea Vacca
Gregory M. Shaver
A Thesis
of
Purdue University
by
Jordan M. Garrity
of
August 2016
Purdue University
For Kassie.
iii
ACKNOWLEDGEMENTS
This work was supported by the Center for Compact and Efficient Fluid Power, National
I’d like to start by thanking Dr. John Lumkes for his continued guidance and support
spanning multiple projects over many years at Purdue. His mentorship will have a lasting
impact on me. I would also like to thank my lab colleagues Tyler Helmus and Farid
Breidi, whose feedback and friendship made my time in graduate school gratifying.
Special thanks to David Wilson, Jeremy Robison, Dan Skelton, Shaoping Xiong, and
Gabe Wilfong for their individual contributions and goodwill. I’d like to also
acknowledge the help of Steve Weber of Sun Hydraulics who helped in the design and
manufacturing of the spool valve and RB Machine Company for help in manufacturing
the poppet valve. Lastly, I’m indebted in thanking my family for their endured support
and encouragement.
iv
TABLE OF CONTENTS
Page
LIST OF TABLES ............................................................................................................ vii
LIST OF FIGURES ......................................................................................................... viii
NOMENCLATURE ......................................................................................................... xii
ABSTRACT ...................................................................................................................... xv
CHAPTER 1. INTRODUCTION .................................................................................... 1
1.1 Research Objectives .................................................................................................. 1
1.2 Motivation ................................................................................................................. 1
CHAPTER 2. BACKGROUND ...................................................................................... 4
2.1 Digital Control in Hydraulics .................................................................................... 4
2.1.1 Hydraulic Switching Control ........................................................................... 4
2.2 High Speed Actuators ................................................................................................ 5
2.2.1 Solenoid Actuation .......................................................................................... 6
2.2.2 Active Material Actuation ............................................................................... 7
2.2.2.1 Piezoelectric Actuation ............................................................................... 7
2.2.2.2 Shape Memory Materials (SMMs) Actuation ............................................ 9
2.2.2.2.1 Shape Memory Alloys (SMAs) ............................................................. 9
2.2.2.2.2 Magnetic Shape Memory Alloys (MSMAs) ......................................... 9
2.2.2.3 Magnetostrictive Actuation ...................................................................... 10
2.2.3 Voice Coil Actuation ..................................................................................... 11
2.2.4 Torque Motor ................................................................................................. 12
2.3 High Performance Valves ....................................................................................... 13
2.3.1 Production High Performance Valves ........................................................... 15
2.3.1.1 Parker VCD Valve .................................................................................... 15
v
Page
2.3.1.2 Sturman Digital Valve .............................................................................. 16
2.3.1.3 MOOG Direct Drive Servo Valve (DDV) ................................................ 17
2.3.2 Researched High Performance Valves .......................................................... 18
2.3.2.1 Piloted Fast Switching Multi Poppet Valve ............................................. 18
2.3.2.2 Direct Drive Piezostack Actuated Spool Valve ........................................ 20
2.3.2.3 Bidirectional Check Valve........................................................................ 21
CHAPTER 3. VALVE AND ACTUATOR DESIGN ................................................... 22
3.1 Primary Applications............................................................................................... 22
3.2 Primary Requirements ............................................................................................. 22
3.3 ECA Design ............................................................................................................. 23
3.3.1 Magnetorheological Fluid .............................................................................. 23
3.3.2 Actuator Results............................................................................................. 25
3.3.3 ECAV Design ................................................................................................ 25
CHAPTER 4. VALVE MODELING ............................................................................. 28
4.1 Model Description ................................................................................................... 28
4.2 Electromagnetic Domain ......................................................................................... 29
4.2.1 ECA Circuit ................................................................................................... 29
4.2.2 MR Fluid Electromagnetic Domain............................................................... 30
4.3 Fluidic Domain ........................................................................................................ 31
4.3.1 Hydraulic Fluid Domain ................................................................................ 32
4.3.2 MR Fluid Domain .......................................................................................... 41
4.4 Mechanical Domain ................................................................................................ 42
4.5 Model Implementation ............................................................................................ 46
CHAPTER 5. PROTOTYPE ECAV DESIGN .............................................................. 47
5.1 ECA Assembly ........................................................................................................ 47
5.1.1 ECA Assembly Structural Analysis............................................................... 48
5.1.1.1 Actuator Assembly ................................................................................... 48
5.1.1.2 Actuator Box Assembly............................................................................ 49
5.2 Poppet Valve Assembly .......................................................................................... 52
vi
Page
5.2.1 Valve Block Design ....................................................................................... 52
5.2.2 O-Ring Selection ........................................................................................... 53
5.2.3 Valve Assembly Structural Analysis ............................................................. 55
5.2.3.1 Bolt Structural Calculation ....................................................................... 55
5.2.3.2 Finite Element Analysis............................................................................ 56
5.3 Machined ECAV Assembly .................................................................................... 58
5.4 Spool Valve Assembly ............................................................................................ 62
CHAPTER 6. EXPERIMENTAL TESTING ................................................................ 65
6.1 Test Stand Components ........................................................................................... 65
6.1.1 Sensors ........................................................................................................... 66
6.2 NI Data Acquisition System .................................................................................... 69
6.3 Electric Circuit ........................................................................................................ 69
6.4 Actuator Setup and Experimental Results ............................................................... 70
6.5 Poppet Valve Setup and Experimental Results ....................................................... 72
6.5.1 Dynamic Poppet Experimental Results ......................................................... 75
6.6 Comparison with Simulation Performance ............................................................. 81
6.7 Spool Valve Setup and Experimental Results ......................................................... 82
6.7.1 Dynamic Spool Experimental Results ........................................................... 88
CHAPTER 7. CONCLUSION ....................................................................................... 94
LIST OF REFERENCES .................................................................................................. 96
vii
LIST OF TABLES
Table ..............................................................................................................................Page
Table 2.1 Comparison of active materials listed (Gauthier et al., 2006) .......................... 11
Table 2.2: Typical values for commercial solenoid on/off valves (Xiong, 2014) ............ 14
Table 2.3: Typical dynamic values for 4-way spool type valves all rated at 15 L/min at 10
LIST OF FIGURES
Figure .............................................................................................................................Page
Figure 1.1 Energy losses in mobile load sensing system (Love, 2012) .............................. 2
Figure 1.2 Efficiency of on/off valves when comparing flow area and valve transition
Figure 2.2: Hydac direct acting, solenoid cartridge valve (HYDAC, 2012) ...................... 7
Figure 2.4: Valve architecture and prototype (Chase et al., 2015) ..................................... 8
Figure 2.5 Schematic layout of a servo valve with (a) magnetostrictive actuator
mechanically amplified and (b) magnetically based (Karunanidhi & Singaperumal, 2009)
........................................................................................................................................... 10
Figure 2.6: Parker Hannifin Voice Coil Drive (VCD) (Besch, 2012) .............................. 11
Figure 2.7 Torque motor assembly in a double flapper servo valve (Besch, 2012) ......... 12
Figure 2.8: Parker Voice Coil Drive DFplus NG6 (Parker Hannifin Corporation, 2009) 15
Figure 2.11: Multi poppet design (left), pilot spool valve (right), (Winkler, et al., 2010) 19
Figure 2.12: Valve configuration for the piezostack DDV (Jeon et al., 2014) ................. 20
ix
Figure .............................................................................................................................Page
Figure 2.13: BDCV schematic (Wilfong, 2011) ............................................................... 21
Figure 4.2: Electrical circuit for one coil set (Xiong, 2014) ............................................. 29
Figure 4.3: LORD 132DG fluid yield stress versus flux density (LORD, 2011) ............. 31
Figure 4.5: Steady state flow force vs. poppet stroke ....................................................... 36
Figure 4.6: Poppet control volume for flow forces (Manring, 2005) ............................... 38
Figure 4.8 FLUENT pressure gradient and streamline flow solved case ......................... 40
Figure 4.12: Peak and hold voltage signal to resultant actuation force ............................ 46
Figure .............................................................................................................................Page
Figure 5.4: Cross section of valve block assembly ........................................................... 52
Figure 5.7: Parker OC rod seal with cross section (Parker Fluid Power, 2007) ............... 55
Figure 6.7: Pressure drop versus flow of the poppet valve ............................................... 74
Figure .............................................................................................................................Page
Figure 6.13: Spool valve test stand ................................................................................... 83
NOMENCLATURE
ABSTRACT
Garrity, Jordan M. M.S.A.B.E., Purdue University, August 2016. Design and Analysis of
a High Performance Valve. Major Professor: John H Lumkes, Jr.
Most valves available in the fluid power industry today are capable of achieving either a
large flow rate or a quick response time; however, often they are unable to deliver both
simultaneously. Commercially available valves that can produce both at the same time
require complex geometries with multiple actuation stages and piloting pressures, making
them expensive components. To establish their active usage in applications across the
The Energy Coupling Actuated Valve (ECAV) is capable of solving the large flow rates
with fast actuation speeds trade-off by utilizing a new, high performance actuation
system. The Energy Coupling Actuator (ECA) is an innovative actuation system that
separates the kinetic energy source mass from the actuation mass. Intermittently coupling
the actuator to a constantly rotating disk creates an energy transfer from the rotating
disk’s kinetic energy to the normally stationary actuator. This intermittent coupling
process is controlled by changing the magnetic field inside the actuator’s two coils.
Magnetorheological (MR) fluid resides in a 0.5mm fluid gap between the spinning disk
and the actuator, and when the magnetic flux builds across this gap, it causes the actuator
the gap and frictionally binds the actuator to the disk, causing the actuator to move up or
down, depending on which coil is actuated on the spinning disk. The liquid-solid
conversion from the MR fluid occurs in less than one millisecond and is completely
reversible. The shear strength of the fluid is proportional to the magnetic field strength
inside the system. The actuator is connected to either a poppet or spool assembly for
valve actuation, and the position is controlled through intermittently binding the actuator
to the disk.
Two valve prototypes, one poppet and one spool type, were machined, and concept
validation has been done in both simulation and experimentally. Experimental results
show that the poppet reaches a 4mm displacement in 19.8ms opening and 17ms in
closing under 33 L/min flow. The spool valve experimentally transitioned in 4.8ms at the
CHAPTER 1. INTRODUCTION
The goal of this research was to integrate a high performance actuation system into a
valve to achieve a dynamic response, and to experimentally test the actuation system
1. Integrate the energy coupling actuator (ECA) with both a poppet and a spool
1.2 Motivation
The hydraulic valve is a common control component in many fluid power systems.
Therefore, the entire system is heavily impacted by its inherent overall performance.
According to a study by the Department of Energy (Love, 2012), valve energy losses in a
1. Internal leakage
The study found that the main system inefficiencies were associated with the valves in
the application. As seen in Figure 1.1 for a mobile machine load sensing system, valve
Figure 1.1 Energy losses in mobile load sensing system (Love, 2012)
attempt to solve this problem (Tu et al., 2012, Van de Ven et al., 2011, Winkler et al.,
2010, Pohl et al., 2002, Johnson et al., 2001). Increasing the performance of valves is one
example of a key enabler into reducing losses by decreasing the time normally spent
throttling flow as the valve transitions from a closed to open position. Fast actuation
speeds alone, however, are not sufficient to significantly decrease the losses experienced.
State-of-the-art high speed valves should also deliver large flow rates to reduce metering
losses across small orifice areas inside the valve. Merrill (2012), found that increasing the
flow area of the valve, introducing a longer transition time, still resulted in an overall
efficiency increase in the application of on/off high speed valves. In the figure below, a
3
70mm2 flow area valve transitioning in 3ms is still more efficient than a 40mm2 valve
transitioning at 1ms.
Figure 1.2 Efficiency of on/off valves when comparing flow area and valve transition
time (Merrill, 2012)
Solving the tradeoff between large flow rates and fast actuation speeds seen in
commercially available valves today would result in an energy savings for the system as a
whole. One method of accomplishing this will come from the development of an
economical valve that possesses a large flow gain with a rapid transition time.
4
CHAPTER 2. BACKGROUND
The generic definition for a digital system involves a “number of discrete valued
values that can be used to resemble analog components. Research has demonstrated that
using digital control over analog systems can increase energy efficiency while delivering
a similar performance (Laamanen et al., 2004). Within digital fluid power exists two sub-
that are founded on switching technologies. Motivation in the area of switching control
comes from the success of switching control seen in modern electric drives.
The key enabling component in digital fluid power is a high speed on/off valve. The
performance of this valve dictates the overall operation of the system and is often the
limiting factor in the pursuit of a high speed system. Figure 2.1 shows a fundamental
analogy between an electrical and hydraulic switching circuit. In an electric motor, the
current is driven from a pulse width modulation (PWM) voltage signal. It offers fast
Hydraulic switching inherently has larger speed fluctuations due to the hydraulic force
rectangular signal corresponding with the acceleration of the actuator. For hydrostatic
systems, the force is dependent upon pressure. This leads to large pressure pulsations
with changes in force signal. Hydraulic systems have an innate high capacitance when
compared to electrical systems, which gives them a low inductance to capacitance ratio
(Merrill et al., 2010). This ultimately causes high structure-borne and fluid-borne noise.
The main concern with this system is developing an economical fast-switching valve
under high loads with a control algorithm that can handle pulsations. Advancements in
valve technology need to be made in digital fluid power when compared to the progress
The actuation mechanism for a valve influences the opening and closing dynamics of the
valve. Actuator types include manual, hydraulic, electric, and spring based control. The
6
actuator discussion below will focus on performance characteristics. Several aspects are
key for actuators to obtain high performance characteristics ranging from a compact
actuator develops into a larger possible differential pressure between the control edges,
which ultimately means an increased volumetric flow rate at a given orifice area.
The most common high speed valve actuation mechanism in the fluid power industry is
the solenoid actuated valve. It is very reliable, basic in design, low in manufacturing
costs, and delivers a moderately fast response. It consists of a coil set surrounding a
ferrous core that is moveable with respect to the coil set when the coils are energized. It
saturation of the iron core and decay with the moving position of the core, thus limiting
strokes of these type of valves. Max flow rates for directly operated solenoid valves are
generally around 45 L/min (Fitch & Hong, 2001). Response times for these valves are on
the order of magnitude of tens of milliseconds. HYDAC, Figure 2.2, shows a poppet
solenoid valve that is capable of generating 19 L/min in 35ms to turn on and 50ms to turn
off.
7
Figure 2.2: Hydac direct acting, solenoid cartridge valve (HYDAC, 2012)
Piezoelectric (piezo) ceramics are constructed of a material that, when put under
mechanical stress, generates an electrical charge. Piezos are also reversible in that when
induced by an electric field, it generates strain and deforms quickly, creating a means for
high frequency actuation. However, maximum strains attainable are in the order of
0.15%. There are three typical methods of actuation, shown in Figure 2.3.
Axial stacking, (a), allows for a longer stroke at lower operating voltages; however,
typical operating voltages can be 100V or more. The rectangular type, (b), allows for
acceptable displacement but at much lower force generation when compared to the
stacked type. Rectangular benders also allow for an arrangement in an array to achieve a
larger flow rate when compared to a single, larger orifice. Figure 2.4 shows a pneumatic
Ring benders, (c), can provide both adequate strokes (0.2mm max) and force generation
between 10-100N while operating with voltages around 50V (Bertin et al., 2014). In
even if used as a first stage actuation method. Piezoelectric materials are prone to large
amounts of hysteresis (~20%), and more work is needed in reducing both electrical power
consumption and heat generation inside the material (Sirohi & Chopra, 2003). Current
technology in piezo actuated valves suggests that they are only suitable for pilot control
Shape memory alloys (SMAs) are metallic materials that after manipulation during a
memorization process can return to their original shape or size. This transformation,
named the shape memory effect (SME), takes place between two transformation phases,
which is either temperature or magnetic field dependent. While the power to volume ratio
is about the same when comparing SMA with hydraulic actuator technologies
(~7W/cm3), SMA is principal in power to weight ratio (1.1 W/g versus 0.63 W/g for
hydraulics) (Reynaerts & Brussel, 1998). There exist several challenges when
incorporating SMAs that actuate through heat transfer into hydraulic valves due to its
inherently low actuation frequency, low controllability, low accuracy, and low energy
efficiency. However, SMA has demonstrated success in the aerospace industry in the
innovative design of a hydraulic coupling that was first introduced on the F-14 jets in the
kHz. It offers strain rates comparable to SMAs when operating at lower temperatures
with a maximum strain 32 times larger than magnetostrictive Terfenol-D. These materials
could fill a niche for certain valve applications where large displacements at lower
actuation forces exist, but they are still limited in application as they require low
temperature for maximum operation and are very brittle. Further material improvements
are needed for direct implementation into hydraulic valves (Jani, 2014).
10
field. However, this effect is brought about by a rotation of the magnetization inside the
motion” (Handley, 2007). Research has been done recently in applying this material in a
dynamic servo valve (Karunanidhi & Singaperumal, 2009; Yang et al., 2014). Figure 2.5
shows two methods researched in actuating the flapper nozzle of a servo valve. The
mechanically amplified and magnetically biased actuator could achieve a time response
Figure 2.5 Schematic layout of a servo valve with (a) magnetostrictive actuator
mechanically amplified and (b) magnetically based (Karunanidhi & Singaperumal, 2009)
Like the other active materials listed above, this technology is still limited by small
MSMA’s fall short in actuation force generation and need some type of force amplifier
for proper operation. Lastly, Table 2.1 compares the above active material actuation
Response Time µs ms s ms
Voice coil actuation operates similarly to a solenoid actuated valve and has been
demonstrated reliably in industry. A coil set of copper wire (Figure 2.6) when energized
creates a magnetic field that interacts with a ferrous pole plunger to actuate the valve. In a
solenoid valve, it is the heavy ferrous core that shifts the valve. However, in a voice coil
valve, it is the coil set that actuates the valve, creating a much more dynamic
Figure 2.6: Parker Hannifin Voice Coil Drive (VCD) (Besch, 2012)
12
Parker Hannifin’s permanent solenoid is made of a new material that increases the
magnetic field 6 orders of magnitude when compared to a normal ferrous solenoid valve.
Their actuator can attain 350 Hz, and the force generated is not stroke dependent like
The torque motor is a widely accepted, bidirectional, proportional actuator. Figure 2.7
graphically details a torque motor attached to one of the most common servo valve
designs with mechanical feedback. In this system, the torque motor acts as an electro-
mechanical converter. The two coil sets are wrapped around the armature whose own
ends are aligned with a permanent magnetic frame. An electrical signal (on the order of
magnitude of around 20mW) sent to the coil sets builds up an increased magnetic field
Figure 2.7 Torque motor assembly in a double flapper servo valve (Besch, 2012)
13
The flexure tube is the supporting element for the armature flapper combination. It allows
a friction-free pivot while also separating the hydraulic fluid from the torque motor
assembly. The flapper stroke is ~0.1mm, and as it moves, it also restricts flow at the
nozzles. (Plummer 2016). This pressure differential creates a force imbalance on the
spool, allowing it to actuate. While it moves, feedback through the spring and ball fixed
to the spool is translated back to the flapper to ultimately move back to the neutral
position, assuming a torque balance is achieved between the torque motor and the
restoring forces. According to Plummer (2016), the spool actuation is around 1mm, and
the ratio of electrical input power to hydraulic output power (power amplification factor)
is ~105. Average hydraulic output power is a magnitude around 10kW. Additional stages
would give additional amplification factors of 100:1. This actuator is seen commonly on
modern axial piston variable displacement pump designs that utilize electro-hydraulic
control for the variable movement of the swashplate. However, this actuator is expensive
due to the precise machining required. They have the highest radial clearances required,
typically 2-4 µm, making them also prone to contamination (Watton, 2009).
As the last section focused mostly on the background behind high performance actuators,
the following section focuses mainly on the incorporation of these high performance
actuators into valves found, both in production and in state of the art research. While the
performance of the actuator dictates the dynamics of the valve, the overall valve
configuration and control algorithm also heavily impacts the operation profile. For
example, solenoid valves innately lag in performance due to their heavy moving mass
14
and actuation force drop off with displacement; however, several research focuses have
studied ways of improving the characteristics of these valves through new circuit designs,
times to as little as 2ms (Mikkola et al., 2007; Breidi et al., 2014; Xu et al., 2014; Reuter
et al., 2010). Table 2.2 depicts commercial solenoid valves and their common
characteristics.
Table 2.2: Typical values for commercial solenoid on/off valves (Xiong, 2014)
Nominal Size (mm)
Response
Valve Type Flow (Excluding
Time
(5 bar ∆p) Connectors)
Rexroth
Pilot operated On:50-70ms
Bosch 130 L/min 382×305×117
spool Off: 30-40ms
H-4WEH10
Rexroth
Direct operated On:25-45ms
Bosch 50 L/min
206×90×45
spool Off:10-25ms
WE… SO407
Eaton On:18ms
Pilot operated 23 L/min
86×50.8×38.2
SV3-8-C/CM poppet Off:46ms
15
Spool and poppet configurations are the most commonly seen in valves. Each has its own
shortfalls from leakage and high tolerances involved with spool configurations to large
flow forces seen on poppet valves when used as direct actuation. Other novel
configurations like the rotary spool valve and multi-poppet valve are researched attempts
to make advancements in valve configurations (Tu et al., 2012; Winkler et al., 2010). The
valves detailed below all have high bandwidths at varying flow rate levels.
Figure 2.8 below details the closed loop, spool type, directional control valve
Figure 2.8: Parker Voice Coil Drive DFplus NG6 (Parker Hannifin Corporation, 2009)
Parker Hannifin’s patented idea allows the spool to be directly connected to the moveable
coil set instead of the permanent magnet. This valve generates a nominal flow of 40
16
L/min at 35 bar pressure drop with a step response in 3.5ms. It can generate an actuation
force of 100N. An inductive position transducer sits between the coil set and the valve
slider for position feedback. The valve has a position resolution of 0.021% with an
accuracy to 0.5 µm (Parker Hannifin, 2003). This valve type has no deadband in the
spool to sleeve interface, making it a highly precise piece to manufacture; this ultimately
yields larger costs for the valve when compared to standard on/off valves.
Sturman Industries manufactures a wide variety of fast switching digital latching valves.
These switching times range between 0.25 and 1.5ms. Actuation is achieved via a dual
latching the valve with residual magnetism. The position of the spool inside the valve can
be latched without the need for holding currents. Figure 2.9 shows a patented section
view of their 3-way control valve. The model SI-1000 valve has a performance rating of
Direct drive servo valves, (Figure 2.10), employ linear force motors for actuation. A
major benefit of this valve over the flapper nozzle type servo valve is that this valve does
not need two stages for operation, making it more economical than two stage servo
valves. Like many other dynamic valves found today, this valve also has a closed loop
established in the form of a PWM current based on the desired spool position requested.
This ultimately creates a proportional spool position based on the commanded signal.
This direct acting valve can operate at pressures up to 350 bar and deliver flows up to 75
L/min. Typical response times for this valve are less than 12 ms at 0.2% hysteresis
18
(MOOG, 2009). Table 2.3 goes into more depth on typical values for valves similar to the
MOOG D633.
Table 2.3: Typical dynamic values for 4-way spool type valves all rated at 15 L/min at 10
bar ∆p (Plummer, 2016)
Direct Drive Valve (DDV) Two-Stage Servo Valve
(100%)
frequency
A novel valve by Winkler et al., (2010) produced a valve capable of a nominal flow rate
Figure 2.11: Multi poppet design (left), pilot spool valve (right), (Winkler, et al., 2010)
Figure 2.11 details the design of the mainstage 3/2 spool valve (right) and the multi
poppet on the left. The basic concept behind this design is based on the relationship
between increased flow rate and increased stroke length or poppet size diameter. The
pilot valve (6) is inserted into the poppet housing (2 and 3). (5) represents a centering
ring to align the compartments, and (1) represents one of the 14 poppets that exist around
the valve housing. Lastly, (4) is the single wave spring common to all the poppets. The
spool valve has two metering edges and is actuated through the use of an E-type iron core
solenoid. The wave spring aids in the opposite direction of the solenoid to reach bi-
Figure 2.12: Valve configuration for the piezostack DDV (Jeon et al., 2014)
Jeon et al., (2014) simulated and tested a prototype piezostack directly driven spool
valve. Piezostack actuation alone is limited to applications in piloting stages due to the
limited stroke capabilities. This valve amplifies the actuation through a mechanical lever,
making it capable of implementation into a single stage valve. The operation of the valve
required an input voltage of 150V. The stack elongates proportionally with the voltage
applied and deflects the beam counter-clockwise, creating a proportional position of the
spool valve. This valve is limited to one-way actuation and relies on the dynamics of the
return spring to close the inlet port with the outlet port. It achieved a 0.353mm
A BDCV consists of a two stage, pilot-operated, pressure balanced seated poppet valve.
The operating ports are the displacement chamber port (DCP) and the working port (WP).
The first stage valve switches the pressure ports on the pressure balanced poppet to open
the valve, allowing flow from DCP to WP. The poppet is designed to also allow
reversible flow from WP to DCP and is two-way actuation compatible. Lastly, the valve
is then closed by switching the piloting pressures. Results found experimentally showed
that 30 L/min flows were achieved at a 5 bar ∆p with a response time of 2-8ms.
22
A typical application for the ECAV is any hydraulic circuit, in mobile or industrial
applications, that requires a high dynamic response at comparatively large flow rates.
Digital hydraulics is another potential application for implementing the valve. In general,
this area of hydraulics requires on/off valves that are economical and reliably fast in
switching states from off to on. This technology requires several valves in a circuit, thus
requiring the valves to be relatively simple in operation and cheap to manufacture. While
this valve could be operated as an on/off valve in digital hydraulics, it could also be
multi-axis shaker tables, die casting machines, presses, and injection molding equipment.
Design considerations derived from background research coupled with ongoing research
at Purdue University established the fundamental criteria for the ECAV. Below are the
constraints.
1. 100 L/min nominal flow rate at 5 bar ∆p (Flow area greater than 75mm2)
This innovative actuation mechanism separates the mass of a kinetic energy source
(rotating disk) from the actuation mass (poppet or spool valve) through an intermittent
coupling and decoupling process. Figure 3.1 depicts a detailed view of the actuation
mechanism. The rotating disk requires external power, either from an electric motor or
engine/pump shaft, depending on the system implementation. The disk has a groove in it
so that the translational piece can fit inside the disk, allowing two surfaces for the
application of shearing force. The translational piece holds two coil sets on either side of
the shaft spinning the disk and translates the actuation force to the poppet/spool valve that
The working smart fluid is magnetorheological (MR) fluid. LORD MRF-132DG fluid is
a hydrocarbon based MR fluid. Typical applications for this fluid are in controllable,
energy-dissipating applications such as brakes, shocks, and dampers. Figure 3.2 shows
the suspension of iron particles in the fluid when without and with a magnetic field
24
present. In a) the liquid behaves similarly to motor oil and is free to flow. When the
magnetic field is produced, the micron sized iron particles align with the external field as
they acquire a dipole moment. The chains of particles formed restricts fluid movement
and creates a solidified system. This dynamic movement creates the shearing force, and is
proportional to the magnetic field strength inside the system, allowing proportional
control.
When the coils in the ECA are not energized and the system is not magnetized, the liquid
viscous friction forces between the rotating disk and the translational piece are small
(Lord, 2011). Since the disk is spinning in a counterclockwise manner in the figure
above, energizing the right coil set would create a magnetic flux across the gap between
the disk and the translational piece and causes the MR fluid to thicken, thus generating a
shearing force in the net upwards direction. This ultimately opens the valve. Similarly,
energizing the left coil set actuates the translational piece downward to close the valve.
The ECA has been investigated both in simulation and experimentation (Skelton, 2014;
Xiong, 2014). The ECA was built, and a displacement profile can be seen in Figure 3.3.
These results captured were at a 600rpm disk speed using a peak and hold circuit at 96V
and 5V respectively. This investigation proved long stroke capabilities of the ECA when
compared to other actuation mechanisms, as it was able to reach a 7mm stroke in 7ms.
Figure 3.4 shows the basic schematic of the ECAV. The same actuator can be used to
drive both a poppet or spool valve proportionally or on/off in operation. The ECA
assembly can scale to the operation required by the valve in the system it runs in.
26
The ECAV inherently has a small moving mass as the energy sourced mass has been
separated from the actuation mass. The valve is also capable of two-way actuation
regardless of system flow direction. The disk size along with rotational speed is scalable
to achieve the actuation force necessary for the specific hydraulic application in
operation. In this research, the valve is a direct acting valve that requires larger actuation
forces to overcome flow forces and friction, thus leading to a larger disk size (100mm
27
diameter). Smaller disk sizes could have a more compact design if the ECAV was used in
an application with smaller actuation force requirements. Figure 3.5 illustrates the axial
compactness the ECAV offers if stacked on a common shaft. In the figure, there are 3
The ECAV was simulated in a lumped parameter coupled multi-domain model within
Simulink. Lumped parameter models are simpler and less computationally expensive
when compared to models based on distributed parameters. The domains for this valve
characterizes the relationship between the multiple domains in the model and their
The actuation force is proportional to the shear strength of the MR fluid, which is
proportional to the magnetic field strength inside the ECA. The magnetic field strength is
dependent on coil current applied to the ECA. The initial model was built to capture the
basic valve design and aided in the final design of the prototype. Fabricating the valve to
be machinable with off the shelf components ultimately drove the model to be updated
after the prototype was machined and assembled to more accurately describe the separate
Figure 4.2 below illustrates the electric circuit used to dynamically drive the coil sets.
The power source 𝑉𝑠 is a peak and hold profile. A capacitor in parallel with the voltage
source steadies the rapid voltage changes. The two resistors represent the internal
resistance in the system and the resistance from the lines. The coil is modeled as a
Figure 4.2: Electrical circuit for one coil set (Xiong, 2014)
30
The coil current inside each coil can be described in the following equations:
Where 𝐸𝑖𝑛𝑑 is the electrically induced potential from the dynamic change in the magnetic
field. This value was based on previous work using a 2D axisymmetric FEA solution of
Eind
d
d
B 2 rdr Eq. 4.2
dt dt
The average magnetic flux density in the FEA solution is solved for in Equation 4.3.
rcore
Bave _ 2 D
0
B 2 rdr
Eq. 4.3
rcore
2
The magnetic flux (Φ) of the MR fluid gap at the core is calculated using Equation 4.4.
d
V N Eq. 4.4
dt
Where V is the voltage supplied to the ECA and N is the number of turns the copper wire
The yield stress equation for the MR fluid was created from a polynomial interpolation
from the technical sheet provided by LORD Corp. Figure 4.3 graphically depicts the
yield stress generated with an increasing magnetic flux density in the system.
31
Figure 4.3: LORD 132DG fluid yield stress versus flux density (LORD, 2011)
a4=44.989kPa/T4 (Xiong, 2014). With the flux density (Equation 4.3) known, the yield
The steady state actuation force generated from the electromagnetic domain is:
These values were found and added to the valve model using a lookup table.
Accurately capturing the fluid domain is essential for the valve to operate appropriately.
This domain describes the pressure drop across the valve, flow forces, leakages, and
32
viscous friction that take place inside the operation of the ECAV. Modeling techniques
Flow through the orifice of a valve is governed by the pressure drop across it. This
pressure drop is simulated in a laminar or turbulent flow model. Laminar pressure drops
can occur at low pressure drops, low temperatures, or at small openings of long edged
geometry orifices. Turbulent flow is generally found at small openings of sharp edged
geometry orifices. The Reynolds number for a laminar flow is low when compared to a
Qo DH
Re Eq. 4.7
Ao
Where 𝐷𝐻 is:
4 Ao
DH Eq. 4.8
Laminar and turbulent flows for hydraulic orifices are defined by the Reynolds number:
2 p
Cd Ao * sign p for Re Recr
Qo Eq. 4.9
DH
2Cd ,lam Ao v p for Re Recr
2
Cd
Cd ,lam Eq. 4.10
Re
cr
33
Poiseuille flow, Equation 4.11, modeled the leakage around the pressure balanced poppet
spool seal interface. The flow here is assumed to be isothermal, laminar, with a constant
gap height.
d spool h3
Qpois p Eq. 4.11
12 Lspool
Viscous friction was modeled as a damping force from laminar gap flow. Couette flow
Flow forces, especially in direct acting valves, impede upon the dynamic characteristics
and can even result in the valve not actuating to full stroke. Flow forces derive from a
change in momentum in the valve as the flow passes through an orifice and exits the
valve. Flow forces have been quantified theoretically; however, several works have
shown that these equations do not accurately capture the full magnitude of both steady
state and dynamic flow forces due to their model simplifications and valve geometry
assumptions (Stone, 1960; Johnston et al., 1991; Bergada & Watton, 2004; Lugowski,
2015). Computational fluid dynamics (CFD) has demonstrated robust usage in predicting
flow forces (Vaughan, Johnston, & Edge, 1992). CFD solves conservation equations for
energy, mass, and momentum. For turbulent flows, additional transport equations are also
solved. ANSYS FLUENT was chosen as the CFD software package in predicting flow
forces. The results were ultimately added to the fluidic domain of the model as a lookup
table.
An axisymmetric 2D solver was used to compute flow forces on the pressure balanced
poppet design. Basic valve geometry was established with assumptions including stroke
and diameter. Figure 4.4 depicts the simplified valve CFD geometry. Reducing the 3D
x
A d portA x sin( ) 1 sin(2 ) Eq. 4.14
2d portA
With a goal of 75mm2 flow area or greater, poppet stroke and diameter were varied with
respect to each other to predict flow forces while achieving 100 L/min nominal flow at a
5 bar ∆p. Table 4.1 shows this comparison where each valve combination equals 75mm2
or greater flow area. Considering the previous work on the ECA in developing an
35
actuator that could achieve up to 7mm displacement stroke, work on developing a valve
1 1 24
2 1.5 16
3 3 8
4 5 5
The stroke of the poppet was varied from .01 mm to 6mm at set intervals with varying
intervals of pressure drop across the valve in both directions (from Port A to Port B and
also from Port B to Port A). The total force reacting against the poppet and the
corresponding flow rate was recorded for each interval. Flow forces were added to the
model in the form of a lookup table given poppet stroke. Simulation was also done to
match what the hydraulic trainer could produce, which is a max 100 bar ∆p across the
valve at a maximum flow of 33 L/min. Figure 4.5 graphically illustrates this simulation.
36
50
45
40
pressure drop across the ports was set to 100 bar until full flow was achieved. Once the
orifice became flow limited (right side of the peak), the pressure drop across the ports
was reduced to stay at maximum flow allotted. This is often seen in hydraulic system
Simulating dynamic flow forces inside ANSYS FLUENT is set up by applying dynamic
meshing to the valve geometry. A velocity profile for the valve inside the geometry must
be specified for the CFD to solve. Time constraints prohibited the completion of dynamic
simulation and subsequently was not implemented into the valve model. Steady state
flow forces, in general, generate the magnitude of force that the valve needs to surmount.
The transient flow forces will, however, impact the dynamic characteristics of the valve.
Two terms amount to the dynamic flow force: one being proportional to the poppet’s
velocity and the other resulting from sudden changes in pressure in the hydraulic circuit.
37
Merritt, 1967 directs that the pressure transient term can be neglected; however, Manring
in 2004 explained how this term can grow large enough to almost cancel out all the other
transients in the dynamic flow force contribution. His work also showed that there is
under a 2% difference in flow force calculation when assuming steady state only, in
valves operating below 100 Hz. Wilfong, 2011 described that as valve frequency
increases, the error also increases. For example, a valve operating at 300 Hz would have
flow forces at approximately 11% less at steady state consideration only. With the ECAV
operating within that frequency profile, it can be deduced that the valve model would be
Manring 2005 described valve flow forces analytically. The equations for flow forces are:
dx dp
Fflow lK q lKc s K fq x A K fc ps Eq. 4.16
dt dt
2
K q d sin( )Cd ps Eq. 4.17
d sin( ) xCd
Kc Eq. 4.18
2 ps
Where 𝐾𝑞 is the flow gain, 𝐾𝑐 is the pressure flow gain, 𝐾𝑓𝑞 is the flow force gain, and
𝐾𝑓𝑐 is the pressure flow force gain. The first two terms in Equation 4.16 are the dynamic
terms described above, and the last two are the steady state terms. Figure 4.6 shows a
positive sealing poppet valve control volume with the flow force designated. It is defined
in the negative x-direction and works against the actuation force of the valve.
38
Figure 4.6: Poppet control volume for flow forces (Manring, 2005)
Previous work has shown that analytically solving for flow forces can be two to four
times in magnitude higher or lower than from flow force results found through CFD
poppet/seat geometry, jet angle and separation of the hydraulic fluid from the poppet, and
downstream chamber sizes. From this information, CFD was ultimately chosen to
As Figure 4.5 showed, flow forces can be considerable in direct acting poppet valves.
Initial modeling of flow forces generated values around 300N in magnitude at large
pressure drops (~100 bar). Since this force opposes the actuation force, investigation into
reducing flow forces for the prototype poppet was necessary. Sorensen (1999)
investigated three different poppet styles, depicted in Figure 4.7. Valve A had a conical
39
seat with a sharp edged poppet, valve B was a square seated ball shaped poppet, and
Sorensen tested the three styles both experimentally and in simulation, conducting tests in
the range of Reynolds numbers from 300 to 5000. Modeling was done in 2D
axisymmetric simulations. From the experiments and simulation, the author concluded
that for valve A, decreasing the seat angle (𝜇) decreases flow forces. Valve B showed
that the flow coefficient (𝐾𝑞 ) was independent of the flow jet angle. At low Re numbers,
valve B generally showed increasing flow forces with increasing jet angle. Valve C
results were similar to valve B due to a similar restriction of flow below the seat.
Increasing the poppet angle (𝜃) of valve C with respect to the poppet axis reduced flow
forces. In general, the author found that flow forces were largest in magnitude with valve
B, while the smallest flow forces were seen in valve A. These results were consistent
with the work done by Johnston et al. (1991) and Vaughan et al. (1992). CFD for the
ECAV model explored valve types A and C with varying poppet/seat angles (𝜇 & 𝜃) and
lengths (𝑙 & 𝐿). Results from the simulation study proved that a sharp edged poppet
40
(valve A poppet style) with a seat length (𝑙) of 0.75mm at an angle (𝜇) of 60° had the
lowest flow forces generated. Figure 4.8 graphically illustrates a solved case for this
geometry layout.
Figure 4.8 FLUENT pressure gradient and streamline flow solved case
The area of lowest pressure (colored dark blue in the figure) is developing at the seat
away from the poppet so that the majority of the face of the poppet is still under full
pressure. This is the desired case since the poppet is pressure balanced. The back side of
the poppet will balance out the force generated from the high pressure acting upon the
valves geometry.
Novel configurations of poppet valves have been investigated to help reduce flow forces.
A favored design in reducing flow forces utilizes a seating spool valve with a mushroom
shaped poppet. It has been researched extensively and is also available commercially
(Lauttamus, 2006; Yousong et al., 1991; Cui et al., 1991; Yifei et al., 1989; Hydac 2016).
41
The basic operating principle of this valve, Figure 4.9, is that when the valve closes, it
becomes pressure compensated as the bottom stem and top of the mushroom share the
same pressure (𝑝1 ). Once opened, inside the restriction area 𝑎, pressure drops as flow
direction changes and the valve will tend to close on itself. However, the top component
of the mushroom head 𝑏, is affected as flow impacts the rim of its structure and a net
impulse force upward is generated, allowing it to stay open. Modeling this type of valve
for the ECAV was investigated but proved to not be suitable for the geometry required
for the ECA. It also has a much less effect on flow forces at longer strokes and is not
The rotating disk inside the ECA gives the fluid an angular velocity, 𝜔. The flow should
remain laminar to guarantee proper dipole alignment when a magnetic field is present.
RhMRF
Re Eq. 4.21
42
Where ℎ𝑀𝑅𝐹 is 0.5mm. At a maximum shaft rotation speed of 1200 RPM, R of 50mm,
density of 3x103 kg/m3, dynamic viscosity of 0.112 Pa*s, the equation results in a
maximum Re of 1682. This value is well below critical Re of 2300, indicating that
r
vf MRF Eq. 4.22
hMRF
However, due to the balanced design of the actuator with two sides exposed to shearing
MR fluid, the total shear force equals the MR fluid yield stress, 𝜏𝑦𝑑 as the viscous friction
Modeling this domain sums cumulative forces and establishes the dynamic motion of the
poppet. The actuation force, fluid forces, spring force, wall reaction forces, and friction
The spring force that acts upon the poppet to hold it closed was modeled as a spring and
damper system.
dxs
Fs Fs ,o ks xs bs Eq. 4.23
dt
The valve model also considers the wall reaction force to be a stiff spring and damper
system. This force occurs when the poppet makes contact with the valve body seat at its
closed position and with the top valve plate at the full stroke position. It has no impact on
the model when the poppet is not in contact. The equation for the wall intrusion is:
43
dx
k x b for xwall 0
Fwall wall wall wall dt Eq. 4.24
0 for xwall 0
O-rings add friction to the system when used as dynamic seals. Modeling the friction
force was done using equations developed by Thoman (1992) and the Parker O-Ring
FC fc Lr / p Eq. 4.26
FH f h Ar / p Eq. 4.27
1
fh p 68947.5 Eq. 4.28
375
Where 𝑓𝑐 is the friction coefficient from O-ring compression found empirically, 𝑓ℎ is the
friction coefficient from the fluid pressure in operation, 𝐿𝑟/𝑝 is the length of seal contact
for a rod or piston groove, and 𝐴𝑟/𝑝 is the projected sealing area of the rod or piston
groove.
Glide rings are added to dynamic seals to reduce friction forces further. Predicting
friction from glide rings is a difficult process. Coulomb and viscous friction models can
majority at lower velocities while viscous friction exists at higher velocities. This is
commonly described in a Stribeck curve diagram, Figure 4.10. The dry friction region
exists when no lubricant exists between the seal and mating surfaces. Only coulomb
friction exists here. In the mixed region, the load is carried by the hydrodynamic pressure
and the dry asperities. Here, the friction is at its minimal value. Lastly, in the
44
hydrodynamic region, a film of lubricant separates the two surfaces. Viscous friction
dominates this region with an increasing friction force with increasing velocity.
Stribeck diagram
Dry Mixed
Velocity, v
V (μ min), Minimum friction
force achieved at this velocity
Analytical equations describe the process, but are often highly inaccurate. Friction
depends upon the application pressure, temperature, percent of squeeze, surface finish of
the rod, seal type geometry, and material modulus. Due to this many parameters needed
to be controlled, seal manufacturers use a non-linear FEA to help predict friction (Parker
Fluid Power, 2007). In general, friction differences from O-rings is on the order of a
The free body diagram of all the forces listed thus far can be seen in Figure 4.11.
45
The free body diagram in the figure depicts the forces generated as the poppet valve
opens. The actuation force must overcome all the other dissipative forces to fully actuate.
The spring force helps aid the actuation force in closing the poppet.
d 2x
m Factuation Fspring Fflow Foring Fwall Eq. 4.29
dt 2
With acceleration of the poppet now known, the velocity can be found.
dx d2x
2 dt Eq. 4.30
dt dt
From the solved velocity, position is found through the integral of it.
dx
x dt Eq. 4.31
dt
46
The initial model described the electromagnetic relationship converting the peak and hold
voltage to a flux density inside the core of the actuator which ultimately generates a
resultant shear force dependent upon a yield stress lookup table. Figure 4.12 shows this
Figure 4.12: Peak and hold voltage signal to magnetic flux density
After the electromagnetic domain was finished, the mechanical and fluidic domains were
set up. Since most of the equations in these domains depend upon the valve’s geometry
and operation parameters, the model was finalized after the ECAV was prototyped. The
equations generated from this chapter served as a design tool for properly sizing the
After the initial model was created in Simulink, work began in PTC Creo to create a
CAD model. The design hereinafter is iterative in that design choices based on simulation
ultimately had to be made machinable while also sourcing components that were
available to purchase from vendors. Manufacturability and ease of assembly were heavily
weighted and drove the final design of the poppet valve and actuator assembly.
Figure 5.1 shows the sectioned view of the actuator assembly. The translational piece was
updated from the prototype tested by Xiong and Skelton, 2014. The copper coils are
wound around a 3D printed plastic spool with the ferrous core inserted into the center of
the spool. The spools are then epoxied around the C opening of each side of the
translational piece to hold in place. The translational piece is pinned to the poppet
connector cylinder at the top and is installed in a false floor at the bottom of the
assembly.
The false floor aids in reducing the bending moment acted upon the translational piece
when the coils become energized. Figure 5.2 shows the resulting total deformation and
equivalent stress when one coil is energized. The maximum actuation force (100N) was
applied to the upper surface of one side of the coil set. The poppet connector and the floor
fork were held as supports. The maximum deformation was found to be 0.005 mm at an
equivalent stress of 25.4 MPa, well below the tensile strength of 6061 aluminum (270
MPa). The actuator transfers its reaction force through a pinned connection between the
actuator and the spool or poppet valve. A coiled spring pin with a proof double shear
strength of 400 N was selected, four times the force generated through actuation.
49
Figure 5.3 shows a side view of the components within the actuator box. The shaft must
carry the load from the energy source and transmit it to the disk subassembly. The shaft
from the stepper motor driving it and the weight of the disk subassembly while no loads
32M
max Kt Eq. 5.1
d3
Where M is 0.44Nm, d is 0.006m, and Kt, the stress concentration factor for the stepped
Shear stress from torsion applied to the shaft is found from the equation:
16T
max Kt Eq. 5.2
d3
325MPa. The metric shaft selected has a yield stress of 115 ksi or 793 MPa, well above
The load from the shaft is transferred to the disk through a key on the shaft. The force on
T
F Eq. 5.3
r
Where T is the torque on the shaft, and r is the radius of the shaft. From this, a force on
the key is found to be 4,000N. To carry this load, the length required (L) for the key is
(Krutz,199):
all 3F
all Eq. 5.4
2 2A
1
A L Eq. 5.5
4
Where 𝜏𝑎𝑙𝑙 is the allowable shear stress on the shaft, A is the shear area. A minimum
length of 8mm is required to carry the load generated by the power source. For an added
factor of safety, the key was made to be the full length of the disk subassembly. The male
Figure 5.4 depicts the sectioned view of the valve components inside the assembly.
The components are assembled together with four bolts and aligned via the plate inserts
into the valve body cavity. The spring installed on the poppet aids in positive poppet
sealing when the poppet is closed. A wave spring was chosen to minimize the space
required within the valve body volume. The Smalley wave spring CS037-L6 can
compress 6 mm in its linear range, operates in a bore of 9.5 mm, clears a shaft diameter
friction and the weight of the actuator. The leakage path between the valve block and
plates is prevented through two static seal grooves that are sized for a Parker 2-015 O-
ring. The next section goes into further detail on the dynamic seal design.
53
In general, a piston groove O-ring generates more friction for the same O-ring size when
compared to a rod groove O-ring due to the larger projected sealing area 𝐴𝑝 . Since the
ECA is separated from the valve body, a dynamic seal on the translational piece was
necessary for implementation. An additional seal was needed to keep the poppet pressure
balanced. Figure 5.5 depicts an early concept valve design and shows the locations of the
Both O-rings pictured here seal against high pressure hydraulic fluid while the top O-ring
also acts to separate the MR fluid from the hydraulic oil. Pressure balancing is achieved
with these O-rings as the area exposed to port A equals the spool rim area between the
two O-rings that shares the same pressure at port A. The piston O-ring alone in Figure 5.5
created a large friction force from the sealing area, 𝐴𝑝 . Parker O-ring size no. 2-015, a
size that would fit the piston groove, generates a friction force of 30N at 100 bar. After
implementing the friction forces in the ECAV model, it became apparent that a new
54
design was needed. Figure 5.6 shows the updated pressure balanced poppet with two
In this updated design, the top shaft connects to the actuator assembly, while the bottom
shaft exits the valve for measurement purposes that will be described in chapter 6. These
rods were sized for the smallest dynamic O-rings available from Parker (no. 2-006) to get
the most reduced friction. At 10 bar, the O-rings exert 15.2N of friction combined. At the
maximum testable pressure (100 bar), the total friction equates to 25.3N. In an effort to
reduce friction even more, slipper seal glide rings were added to the assembly. These can
be seen between the O-ring and the poppet rod. Glide rings introduce less friction due to
the PTFE material’s coefficient of friction being less than rubber elastomer’s coefficient
of friction. In addition, the seal creates a wider contact area against the rod, distributing
Figure 5.7: Parker OC rod seal with cross section (Parker Fluid Power, 2007)
Parker PTFE rod cap seal with an OC profile was chosen for the poppet valve rods. The
operating range in terms of max surface speed, temperature and pressure ranges all
correspond to the application of the ECAV and the max testable requirements on the test
stand.
Designing the bolts to safely hold a pressure of 350 bar indicates a corresponding force of
8500 N. A 10-24 socket head cap screw was chosen for the assembly. Screws of this size
have a minimum tensile strength of 170,000 psi (1172 MPa) with a minor diameter area
of 0.0146 in2 (9.4mm2). The resulting load factor equation taken from Budynas and
Nisbett (2008):
S p At Fi
nL Eq. 5.6
CP
where 𝑆𝑝 is the proof strength, 𝐴𝑡 is the tensile stress area (.0175 in2), 𝐹𝑖 is the preload, 𝐶 is
the fraction of external load carried, and 𝑃 is the external tensile load per bolt. The load
56
factor using one bolt alone is greater than one, proving four bolts would provide the
3D Structural FEA on the valve assembly solved for equivalent (von-Mises) stress and
deformation. A max pressure of 35 MPa (350 bar) was set on the internal cavity surfaces
that would be under pressure. Reaction forces from the actuator on the poppet and the
poppet hitting the valve seat and upper valve plate were also implemented into the
analysis. The maximum stress of 216 MPa occurs on the poppet chamfer. The poppet is
made from 0.5” annealed 4140 steel rod with a yield strength of 417 MPa, while the
valve block and plates are made from a 2”x2” square bar of 4140 steel with a yield
strength of 655 MPa. Since the test stand can only reach 200 bar, it can be concluded that
the valve will operate under the full range of experimental testing. Figure 5.8: Equivalent
The actuator, pictured in Figure 5.9, was assembled by inserting the AISI 1008 steel core
pieces followed with winding the PA 2200, 3D printed plastic spools with 26-gauge
copper wire. The low carbon steel was selected for its strong magnetic permeability and
the plastic material was selected for its relatively high tensile strength of 48 MPa (EOS
GmbH, 2008). The coil sets are then epoxied to the aluminum frame of the actuator.
Assembling with an adhesive over mechanical fasteners lowers the weight and distributes
the stress across the entire bonded area. The actuator frame was machined from 1/8”
(3.18mm) thick 6061 aluminum. The actuator cylinder was also machined from
aluminum and pinned to the frame with a 0.031” (0.79mm) nominal diameter, alloy steel
59
standard duty coiled pin rated for a minimum double shear strength of 90lbs (400 N).
The actuator box, seen in Figure 5.10 without the top plate installed, shows the box filled
with MR fluid and the disk assembled and installed inside the box with the actuator
inside its gap and the shaft attached to the stepper motor.
60
The box itself was machined from an aluminum block. Sealed bearings were press fit into
the box and the stepped driveshaft was machined with a slip fit tolerance for ease of
assembly. The 1045 carbon steel shaft is stepped from a 10mm turned, ground and
polished bar stock to 6mm in diameter. Two keyways were cut into the shaft for the disk
and shaft coupler. The 10mm side of the shaft connects to the flexible spider shaft
coupler. Two O-rings installed on the outside of the box on the shaft with lock collars
compressing them against the inner race of the sealed bearing prevents MR fluid from
leaking across that interface. Additional lock collars were installed on the inside of the
box on the shaft to lock the disk to the shaft and hold alignment with the false floor inside
61
the box for the actuator to slide in. This increased the width of the box for ease of
assembly. The tapped holes on the top of the box allow for fastening brackets from both
the poppet and spool valves to the box. The box plate, not pictured in the figure, aligns
the top of the actuator with the spool and poppet threaded connection. Two rubber
grommets are installed on the plate to allow the actuator copper coils to exit the
subassembly and connect with the electric circuit. A rubber gasket was installed between
the top of the actuator box and the box plate to prevent the splashing MR fluid from
The poppet valve body, plates, and poppet are machined from AISI 4140 steel. The
unbolted assembly with the poppet out of the valve cavity can be seen in Figure 5.11. The
pressure balanced poppet is installed into the cavity first with the wave spring, followed
by the valve plates over the poppet rods. Extra care is taken installing the top valve plate
over the threaded rod portion so as to not damage the PTFE seals inside the valve plate,
pictured in blue on the right figure in Figure 5.11. Pipe thread tape over the threads
protects the seal from tearing. The 2-105 Parker static O-ring can also be seen on the
right figure. This seals the internal valve cavity from atmospheric pressure when the four
A four way, three position, solenoid operated directional spool valve was supplied and
modified by Sun Hydraulics. The solenoid assembly was removed where the solenoid
pole piece attaches to the spool on the model DNDCXCN valve. Figure 5.12 details the
piece removed.
63
The original push/pull rod that connects the spool valve to the solenoid pole was
modified to fit the original ECA assembly. As pictured in the sectioned view, Figure
5.13, one end of the rod tightens to the actuator while the other attaches to the spool
subassembly. A spring returns the spool to its normally closed position when the coils are
powered off. The SAE-4 plug seals the internal valve cavity and an O-ring seals the outer
diameter of the rod seal groove while a glide ring dynamically seals the rod from
atmospheric pressure as it is installed between the O-ring inner diameter and the rod outer
64
diameter. Finally, the spool valve is aligned with the ECA through the alignment cylinder
pictured in red.
Steady state and dynamic characteristics of the poppet and spool valve prototypes were
tested experimentally. The experiments were carried out on a hydraulic test stand, and
data was collected through a National Instruments data acquisition system. The software,
VeriStand, was used to link the physical signals coming from the sensors on the test stand
to the computer for data logging. VeriStand paired with a MATLAB Simulink model
housed the calibration curves for the sensors and control for operating the actuation of
each valve prototype. Lastly, results found through experiments were compared to the
simulated performance.
A Parker Hannifin hydraulic test bench was used for the hydraulic power supply. A
hydraulic gear pump supplies the flow for testing while an inline pressure relief valve
limits the maximum pressure delivered in testing. Other primary hydraulic components
Pressure Relief Valve pmax: 206 bar at 38 l/min Parker Hannifin RP600SF
-40 to 93°C
Hoses Parker Hannifin
10 mm (3/8 in) ID
6.1.1 Sensors
Table 6.2 outlines all the sensors used on the test stand, along with the physical property
being measured. Each sensor was calibrated and chosen for its rating, accuracy, and
speed of data collection. Pressure sensors monitored the inlet and outlet ports of the
poppet valve as well as the high pressure line and ports A and B on the spool valve. A
laser was used to measure the current position of the poppet valve, and a temperature
Positive
Flow VSE VS1 0.05 – 80 l/min ±0.3% -
Displacement
±10 bar
Differential Strain Gauge
Honeywell HL-Z 172 bar ±0.25% FS 3000 Hz
Pressure Deflection
line pressure
Semiconductor
Position Keyence LK-G82 ±15 mm ±0.05% FS 2000 Hz
laser
RTD
Temperature Toho TTM-J4 -200-1372°C ±0.3% 2 Hz
Type K
A differential pressure transducer was used to measure flow generated through each valve
dynamically. Both turbine and gear type flow meters are incapable of capturing transient
flow rates due to their inherent inertia in the blades of the turbine and gears. The
Honeywell HL-Z differential pressure transducer, seen in Figure 6.1, was modified to
become an orifice flow meter. An orifice disk with an O-ring face seal is centered in-
between the pressure sensors, and the unit measures the differential pressure across the
orifice. The maximum pressure drop across the device is ±10 bar, which limits the
maximum flow rate across the orifice. Sizing the orifice correctly to reach max operating
flow conditions on the test stand while utilizing the full pressure range of the sensor is
68
key for accurate flow measurement. One disadvantage of using an orifice meter is the
inaccuracy measured at low flows. This effect is mitigated as this investigation deals
primarily with capturing the valve characteristics under max flow conditions where flow
forces heavily impact the dynamics of the valve. The hole in the orifice was sized to a
L/min increments from 0 to 33 L/min. Inline pressure was recorded at each steady state
flow condition, and the temperature of the hydraulic fluid was maintained at 43 °C. A PQ
curve was generated, and a line of best fit was set up for the calibration.
69
PXI-7813R reconfigurable I/O. The controller runs the Simulink model with the
associated calibrations and valve control and records data at a rate of 5,000Hz. The
VeriStand project screen, figure 6.2, allows the user to map the physical ports with the
computer to record data, send commands to actuate the valve, and change experimental
conditions like the forward and reverse peak and hold durations.
An electric circuit was modified to carry out the experiments for the ECAV. The circuit
requires the implementation of turning on and off (reverse current) peak and hold voltage
strategies. An H-bridge was used to achieve both forward and reverse strategies. It can
switch the polarity of the voltage and the direction of current in the circuit through the
70
use of four solid state switches. The voltage limit of the H-bridges on the circuit was
optocoupler isolates the high voltage for actuating the valves from the logic circuit. The
input signal is inverted by the optocoupler, so a hex inverter is in the circuit to invert the
signal back. Controlling the PWM and pin direction in the circuit effectively controlled
the peak and hold duration time and for both forward and reverse signals.
The actuator was tested alone first to establish a baseline for comparing the actuator with
previous work, along with the poppet and spool valve results. The actuator by itself has
no upper stop in place without a valve installed, so testing experimentally could only
actuate the assembly in one direction to assure that the actuator never left the false floor
supports. The actuator was lifted to a starting height by hand, then commanded to actuate
downward. A stepper motor, powered from a motor driver, is controlled by tuning the
frequency of a 5V signal from a signal generator. Figure 6.3 shows a typical response that
was found from actuating the ECA at a disk rotation speed of 300-900RPM with a 12ms
Testing at higher disk speeds increased the displacement profiles but also generated a MR
fluid leakage path, as the disk would begin to throw fluid out of the 3mm grommet hole
that allows the ECA coils to exit the box. The 1.8ms delay was constant across
experimental testing.
Testing the actuator alone increases the play of the pinned connection on the top of the
actuator between the actuator frame and the actuator cylinder that would normally be
threaded into the poppet or spool valve. As one of the coils becomes energized, the
cylinder that is pinned to the now torqued actuator frame is free to rotate slightly
72
sideways around the pin and increases sliding friction as the assembly moves. While this
test has the added benefit of no valve friction or added mass to the actuator from the
valve assembly, one would expect slightly faster actuation response curves once the top
Figure 6.4 lays out the hydraulic schematic for testing the poppet valve attached to the
actuator. Flow from the fixed displacement gear pump was controlled with a variable
orifice needle valve. System pressure was set through the pressure relief valve on the test
stand. Pressure was recorded at both ports on the poppet valve, and flow was dynamically
Figure 6.5 depicts the test set up for the poppet valve. The poppet valve block threads
into the actuator box and is secured through two brackets on both sides of the valve
block. The poppet valve was assembled to actuate only 4 of the 5.6mm total displacement
to ensure adequate clearance after tolerance stack up between the valve subassembly and
the actuator subassembly. The pressure transducers are on either immediate side of the
poppet valve to more accurately measure the pressure drop across the valve by
minimizing the pressure drop across hydraulic fittings. The laser positioned directly
above the poppet valve records position displacement from the rod of the poppet exiting
74
the valve block. Bidirectional flow was tested on the poppet valve; Figure 6.6 shows the
Steady state pressure-flow performance was characterized first. The valve was held open
at 5.6mm displacement as the flow rate was incrementally increased in 1L/min intervals
and the pressure was recorded for each interval. Figure 6.7 details the experimental
results found in testing to max test stand flow (left) and extrapolation to 100 L/min flow
Results found experimentally that the pressure drop across the valve is 0.97bar and
1.05bar for flow paths 1 and 2, respectively, at 33L/min flow rate. After generating a
second order polynomial best fit line from the experimental results, the pressure drop at
100L/min is 8.23 and 8.98 bar respectively. This value was found to be 3 to 4 bar higher
than anticipated from the goal of generating 100L/min flow rate at a 5bar Δ𝑝. Additional
pressure drop was created across the valve when the design of the poppet changed to a
dual rod layout. With this design, the maximum flow area (~75mm2) is achieved after the
poppet exceeds 2.2mm of displacement. After this displacement, the flow area between
the poppet rod and the valve block seat becomes the limiting area.
In order to effectively compare the results across the poppet valve dynamic studies, a set
Tests on the poppet valve were carried out by lengthening the amount of time peaking the
voltage signal. The first set of tests were at a 6ms peak duration of 55V. Figure 6.8 shows
76
a typical response curve at 6ms peaking. In this test the poppet was actuated on/off twice.
The peak and hold coil signal commands on the actuator are plotted with the measured
displacement for comparison. The complete duration of the signal being sent is dependent
upon the user clicking the button in VeriStand. With the disk spinning in the
counterclockwise direction at 300RPM, the right coil signal energizes the right coil on the
actuator and lifts the valve from 0mm to 4mm stroke. Conversely, the left coil signal
closes the valve from 4mm to 0mm. The top graph in the figure shows the two on/off
profiles that were recorded. The bottom two graphs are zoomed in response curves for the
first on/off actuation response. The right coil signal, (bottom left graph), actuates the
valve to 4mm in a 221ms response time with a 209.6ms delay. The time spent
transitioning was 11.4ms. The left coil signal, (bottom right graph), actuated the poppet
back to 0mm in a total response time of 25.2ms with a 4ms delay. The time spent
This actuation test, along with other results at 6ms peaking were considerably slow in
actuation response time. Increasing the time spent peaking the coil sets along with
reducing system friction was investigated. The weight of the sensors and hydraulic hoses
on the valve block was enough to slightly misalign the poppet with the actuator, so shims
were added between the valve block and actuator box to properly align the two
subassemblies.
Figure 6.9 details a typical dynamic test found experimentally at a 12ms peak voltage
time after shims were added. In the first plot, the poppet is actuated on/off twice. Figure
78
6.10 goes into more detail on this. After the coil signal is turned off, the valve continues
to stay in the corresponding position. This is from a mix of friction in the system as well
as some residual magnetism. The valve is able to open against the maximum flow
testable (33L/min) at a system set pressure of 500psi (34.5bar). From the flow graph,
there is an average of 3.2 L/min flow rate that occurs after the valve is closed. This is
from leakage around the spool sealing area between the poppet outer wall and valve
block interface. Hydraulic fluid flows through the pressure balancing holes inside the
poppet and out around the poppet wall. The outer diameter of the poppet was machined to
fit the valve block cavity, and the clearance tolerance around the diameter was not fully
Figure 6.10 visually shows a zoomed in, single on/off response time for the poppet valve.
The bottom left figure shows the total on response time is 22.4ms. The delay in turning
on is 2.6ms, making the transition time 19.8ms from 0 to 4mm displacement. The bottom
80
right figure shows the off response time of 19.8ms. The delay is 2.8ms with a transition
time of 17ms.
The off response time across the 12ms peak voltage signal was found to be 2-3ms on
average faster in total response time. As the poppet closes, flow forces and the installed
spring assist the direction of movement. Overall valve response time had a positive
correlation with increased peak voltage duration up until 12ms. After that the response
Figure 6.11, below compares the simulated displacement of the poppet valve with the
experimental results generated in the turn on response time from Figure 6.10. A lookup
table of flow forces for a 34.5 bar pressure drop across the valve was implemented into
the model to depict the same pressure drop as what was tested experimentally. The
simulated performance predicts a 4mm displacement in 7.9ms when the actual resulted in
22.4ms.
The model in Simulink takes several assumptions into account ranging from average flux
density inside the metallic cores of the actuator to a perfectly pressure balanced poppet.
Tolerances in machining and misalignment in assembly added friction to the poppet valve
that wasn’t accounted for in the model. Sealing friction on the prototype was greatly
increased as one of the rod glands for the O-ring and glide ring assembly was .013”
(0.33mm) smaller than tolerance adding almost 20% more squeeze on the rod. The flow
force lookup table that heavily impacts the dynamics of the valve has several assumptions
of its own ranging from downstream chamber size to the jet angle formation of the fluid
82
and when it separates from the poppet. As a general conclusion, a poppet valve that is
machined to a higher tolerance and assembled to the actuator as one piece, perhaps in a
press-fit cartridge, would remove the chance of misalignment with the actuator and
The hydraulic schematic for the 4-way 3-position spool valve tests can be seen in Figure
6.12. Three pressure sensors measured the high pressure port, along with ports A and B.
A variable orifice needle valve is placed between ports A and B to simulate a load on the
valve. The orifice meter measured the flow rate through the spool valve, and an
accumulator was added onto the circuit to filter the pressure ripple from the fixed
The test stand components are shown in Figure 6.13. The modified cartridge spool valve
threads into the actuator box assembly and is fastened to the box through four brackets.
Quick connect hoses were routed to the valve manifold to complete the circuit. Like the
poppet valve, the pressure transducers were assembled as close to the manifold ports as
Investigation into the spool valve’s response time was done initially under steady state
conditions, followed by dynamic experiments. Steady state tests were carried out by
pressurizing the system while the spool was in its closed state, followed by a command
signal to open the valve and divert flow to either port A or B. This result is generated
84
from a control for zero residual magnetism in the system, as tests were conducted solely
in a one direction response. After the command was sent, the pressure drop across ports
A and B was calculated, and from that, total delay and transition times were determined.
The delay in the valve is estimated by the duration of time it takes from the signal being
sent to a 10% decrease in the total magnitude of pressure drop across the working ports A
and B. The high and low pressures that make up the total pressure drop are taken from
steady state conditions. The amount of time it takes from 10% to 90% of difference in
pressure drop is estimated to be the transition time. Estimating delay and transition timing
this way gives a consistent result and has been seen in literature as a way to accurately
Figure 6.14 details the results from a 12ms peak and hold, 300rpm disk speed test
opening the valve to position 3, connecting port B to high pressure and routing port A to
tank. This graph was generated early in testing before the accumulator was added to the
system to filter the high pressure line. With an average pressure drop across the ports
being 6.9 bar, the delay and transition time were calculated for times when the pressure
drop reached .69 bar and 6.2 bar respectively. The delay time was calculated to be 1.8ms
and the transition time was 1.4ms. With that small of a pressure drop, max flow from the
test stand was not reached. To test the capabilities at larger flow rates, the pressure drop
between the ports was raised and an accumulator was added to help filter pressure spikes
in the circuit to get a more accurate flow measurement from the orifice flow meter.
85
Figure 6.15 depicts the step response from closed to position 1, when port A is connected
to the high pressure line and B is routed to tank. With an averaged overall pressure drop
86
of 20.7 bar, the delay time is found when the pressure drop reaches 2.07 bar and the
transition time is at 18.6 bar. The results found that the delay time was consistent with the
poppet valve results at 2.6ms; however, the transition time was reached faster in 2.2ms.
This equates to a 4.8ms total response time switching the spool valve from its closed
A step response measurement was conducted to see the effect of residual magnetism on
the actuator’s response. After testing dynamically, the spool was quickly set back to
closed centered position by hand and commanded to actuate to position 1, (port A with
high pressure). Figure 6.16 shows the results found. As expected, the delay was increased
considerably in reaching 10% of total pressure drop. The total delay was 7.6ms with a
transitional time of 0.8ms. This gives a benchmark for comparing dynamic tests that will
After the step response from closed centered position was found for the spool valve, the
dynamic movement of the spool valve was investigated. The coil command signals
switched the position of the 4 way, 3 position spool valve from the high pressure port to
89
both ports A and B. The commanded signal was able to alternate the spool from position
At first, port A is connected with the high pressure port, and the test stand is providing
max flow. At time 1.94s (1940ms), the left coil signal is commanded to actuate the spool,
and the flow path is reversed to connect the high pressure port with port B, switching port
A to tank. With the orifice flow meter installed on the high pressure line, the flow rate
90
recorded dropped near 0 before rising again to the max flow rate supplied by the gear
pump on the test stand. The measured flow rate is always positive as it is positioned
directly before the valve. If it were in-between the working port’s A and B, the flow rate
would be recorded from -33 to 33 L/min. An illustration of this is shown in Figure 6.18.
A delay of 9.2ms occurs before the pressure drop between the two ports drops 10% below
a steady pressure of 17.9 bar until the two ports become equal at time 1948.8ms. At this
91
point, the valve is transitioning through its closed state, and system pressure builds up to
the set pressure of the test stand relief valve. At time 1956.6ms, the working pressure
port’s A and B are again equal and port B now rises to the high pressure line signifying
the position has changed fully from position 1 to position 3. The pressure at port B rises
90% higher than port A at time 1959.6ms near the end of Figure 6.18 signifying a full
transition has taken place. This indicates a full response time of 19.6ms. The distance the
spool valve has to travel in that allotted time is 6.2mm, 3.1mm for each position on the
spool valve. Figure 6.19 depicts a similar story, only with the right coil set being
energized. This moves the spool from position 3 to position 1. The initial valve delay is
11.2ms and the full response to 90% pressure drop after port A has been switched to the
The larger initial valve delays under dynamic conditions were expected to be larger due
to the spool’s deadband along with the residual magnetism occurring inside the system.
When actuating the valve from position 1 to 3 and vice versa, the total deadband is close
to double that of the step response data sets, measured at 1.6mm before any pressure-flow
characteristics can be recorded. The spool valve has a deadband of 0.8mm in either
93
overpower the installed spring and hold the spool in place even after the signal is shut off.
The best results for actuation came when the reverse peak duration was at 6ms, half that
CHAPTER 7. CONCLUSION
The main research objective of this research was to integrate the energy coupling actuator
with both a poppet and a spool valve body to experimentally investigate the performance
actuator, and valve into one assembly for experimental testing. Lastly the control for the
Initial research in describing the valve body’s multiple domains of operation was
completed and equations were formed to predict its performance. The electromagnetic
model was created initially to predict the MR fluid’s shear strength inside the actuator.
CFD was done to model the hydraulic domain and solve for fluid flow forces given a
pressure drop across the valve with laminar leakage and viscous friction. The mechanical
domain tied together friction and reaction forces from the poppet acceleration. These
subsystems aided in prototyping as they acted as a design tool for developing a high
and what was available to purchase from off the shelf components.
A prototype ECAV and modified spool valve from Sun Hydraulics was modeled in CAD
generated for the machined poppet valve under steady state conditions. Investigation
showed that the valve was capable of producing 80 L/min flow at a 5 bar pressure drop
across the valve. Dynamic experiments proved that the spool outperformed the poppet
The experimental results served as a proof-of-concept for the poppet and spool valve
actuation, however the overall design can be optimized further. Future work improving
the performance of the valve overcoming limitations of MR fluid leakage as disk speed
increases, friction inside the valve, and higher driving voltages will greatly impact the
valve performance for the better. Previous work shows that voltages up to 96V can create
faster response times on the order of magnitude of a few milliseconds when compared to
a 48V peak voltage. Designing the actuator box with compactness in mind over ease of
assembly could greatly reduce the profile of the valve. The box is larger than it needs to
be currently to accommodate adequate space for both the spool and poppet valve for
experimental result generation purposes. The actuator could easily be scaled to its
operating usage. If large flow forces will never be seen in a particular application, then
the disk and actuator box could scale down to size. An in-depth analysis on removing
residual magnetism inside the actuator is another option to improve the performance.
Tuning the reverse peak duration alone did not seem to diminish their effects fully.
Lastly, the proportional, position feedback control needs to be developed to prove the
ECAV can perform equal tasks of proportional valves found in industry today.
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96
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APPENDIX
101
APPENDIX
sqrt(V) vs Flow
35
30
y = 10.9x - 0.8986
25 R² = 0.99
Flow (lpm)
20
15
10
0
0 0.5 1 1.5 2 2.5 3 3.5
sqrt(Voltage)
102
Measured dp vs Q Equation
1.2
y = 0.0009x2 - 7E-05x - 0.0133
1 R² = 0.999
0.8
dp (bar)
Flow Path 1
0.6
Flow Path 2
0.4
y = 0.0008x2 + 0.0023x - 0.0028
0.2 R² = 0.9998
0
0 5 10 15 20 25 30 35
Flow (LPM)