Bearing Capacity and Lateral Earth Pressure
Bearing Capacity and Lateral Earth Pressure
Bearing Capacity and Lateral Earth Pressure
1
Topics
Introduction
Coefficient of Lateral Earth Pressure
Types and Conditions of Lateral Earth Pressures
Lateral Earth pressure Theories
Rankine’s Lateral Earth Pressure Theory
Lateral Earth Pressure Distribution – Cohesionless Soils
Lateral Earth Pressure Distribution – C – f Soils
Coulomb’s Lateral Earth Pressure Theory
2
Introduction
o Proper design and construction of many structures such as:
• Retaining walls (basements walls, highways and
railroads, platforms, landscaping, and erosion controls)
• Braced excavations
• Anchored bulkheads
• Grain pressure on silo walls and bins
require a thorough knowledge of the lateral forces that act between
the retaining structures and the soil masses being retained.
Tie rod
Anchor
Sheet
pile
4
Coefficient of Lateral Earth Pressure
In a homogeneous natural soil deposit,
GL
’v
’h
X
h σh = Ko σv
Ko
v
h K o v K og z AB is a frictionless
B wall that extends to
where Ko at-rest earth pressure coefficient. an infinite depth
6
Earth pressure at-rest
Coefficient of lateral earth pressure at-rest, K0
K0 = 1 – sin f’ (Jaky formula)
o Gives good results when the backfill is loose sand.
o For a dense, compacted sand backfill, may grossly underestimate the
lateral earth pressure at rest.
7
Distribution of Lateral Earth Pressure at Rest on a Wall
The total force per unit length of the wall, Po
=
+
8
Example 13.1
32.92
4.5
7.58
5.69 9
92.75
Case 2: If the frictionless wall rotates sufficiently about its bottom to a
position of A’B, then a triangular soil mass ABC’ adjacent to the wall will
reach a state of plastic equilibrium and will fail sliding down the plane
BC’.
Equally if wall AB is allowed to move away from the soil mass gradually,
horizontal stress will decrease, and the shearing resistance of the soil is
mobilized.
In this case the soil is the Plastic equilibrium in soil refers
ACTUATING ELEMENT to the condition where every
A point in a soil mass is on the
verge of failure.
Unit weight of soil = g
f c tan
z
σv
σh
h
Ka
v Rotation
B Translation 10
Ka = Coefficient of active earth pressure
Case 3 :If the frictionless wall rotates sufficiently about its bottom to a
position of A’B’’ then a triangular soil mass ABC’’ adjacent to the wall will
reach a state of plastic equilibrium and will fail sliding upward the plane
BC’’.
o If the wall is pushed into the soil mass, σh will increase and the
shearing resistance of the soil is mobilized.
σh
Translation
Unit weight of soil =
B Rotation
g f c tan 11
CASES
At-Rest
Active
Passive
12
Note on Active and Passive
o If the lateral strain in the soil is ZERO the corresponding lateral
pressure is called the earth pressure at-rest. This is the case
before construction.
o In the case of active case the soil is the actuating element and
in the case of passive the wall is the actuating element.
Passive
Wedge
Passive state
Movement could be either
rotation or also occur by
simple translation.
16
Lateral Earth Pressure Theories
o Since late 17th century many theories of earth of earth
pressure have been proposed by various investigators. Of
the theories the following two are the most popular and
used for computation of active and passive earth
pressures:.
1. Rankine’s Theory (No wall friction)
2. Coulomb’s Theory (With wall friction)
o Those are usually called the classical lateral earth pressure
theories.
o In both theories it is required that the soil mass, or at least
certain parts of the mass, is in a state of PLASTIC
EQUILIBRIUM. The soil mass is on verge of failure. Failure
here is defined to be the state of stress which satisfies the
Mohr-Coulomb criterion.
17
Rankine’s Earth Pressure Theory
Rankine (1857) investigated the stress condition in a soil at
a state of PLASTIC EQUILIBRIUM.
Developed based on semi infinite “loose granular” soil
mass for which the soil movement is uniform.
Used stress states of soil mass to determine lateral
pressures on a frictionless wall
Assumptions:
o Vertical wall
o Smooth retaining wall
o Horizontal ground surface
o Homogeneous soil
18
Active vs. Passive Earth Pressures
Wall moves
away from soil
A
Wall moves
towards soil
B
smooth wall
Let’s look at the soil elements A and B during the wall movement.
v z h K0 state
h
A Active
state
20
wall movement
o As the wall moves away from the soil,
a v
active earth
pressure Decreasing h At-rest earth
pressure
𝜎𝑎 = 𝐾𝑎 𝜎𝑣
21
How do we get the expression for Ka ?
𝝈𝒗 − 𝝈𝒂
𝟐
𝑺𝒊𝒏 ∅ =
𝝈𝒗 + 𝝈𝒂
𝟐 Mohr Circle at failure
𝟏 − 𝒔𝒊𝒏∅
𝝈𝒂 = 𝝈𝒗
𝟏 + 𝒔𝒊𝒏∅
𝝈𝒂 = 𝑲𝒂 𝝈𝒗
𝝈𝒗 − 𝝈𝒂
𝟏 − 𝒔𝒊𝒏∅ 𝟐
𝑲𝒂 = f
𝟏 + 𝒔𝒊𝒏∅
𝝈𝒂 𝝈𝒗
𝝈𝒂 + 𝝈𝒗
𝟐
Rankine’s coefficient of
active earth pressure
22
Failure plane
Failure plane is at
45 + f/2 to horizontal v
a
45 + /2 A
f 45+/2
𝝈𝒂 𝝈𝒗
23
Orientation of Failure Planes
o From Mohr Circle the failure planes in the soil make (45 + f/2)-degree
angles with the direction of the major principal plane—that is, the
horizontal.
o These are called potential slip planes.
(45 + f/2)
o Because the slip planes make angles of (45 + f/2) degrees with the
major principal plane, the soil mass in the state of plastic equilibrium is
bounded by the plane BC’. The soil inside the zone ABC’ undergoes the
same unit deformation in the horizontal direction everywhere, which is
equal to DLa/La.
24
Why two sets of failure planes?
25
Granular soils (C = 0)
II. Passive earth pressure
• Initially, soil is in K0 state.
• As the wall moves towards (pushed into) the soil mass,
• v remains the same, and Passive state
• h increases till failure occurs. h p
h Passive state
v
h
B
K0 state
wall movement 26
• As the wall moves towards the soil,
Initially (K0 state)
Failure (Passive state)
Rankine’s passive state
v p
At-rest earth
pressure increasing h passive earth
pressure
27
How do we get the expression for KP ????
𝝈𝒑 − 𝝈𝒗
𝑺𝒊𝒏 ∅ = 𝟐
𝝈𝒑 + 𝝈𝒗
𝟐
𝟏 + 𝒔𝒊𝒏∅
𝝈𝒑 = 𝝈𝒗
𝟏 − 𝒔𝒊𝒏∅
𝝈𝒑 = 𝑲𝒑 𝝈𝒗
𝝈𝒑 − 𝝈𝒗
𝟏 + 𝒔𝒊𝒏∅ 𝟐
𝑲𝒑 = f
𝟏 − 𝒔𝒊𝒏∅
𝝈𝒗 𝝈𝒑
𝝈𝒑 + 𝝈𝒗
𝟐
Rankine’s coefficient of
passive earth pressure K P tan 2 (45 f / 2)
28
Failure plane
Failure plane is at
45 - f/2 to horizontal v
f/2 p
45 -
B
f 90+f
v p
29
Orientation of Failure Planes
• From Mohr Circle the failure planes in the soil make (45 - f/2)-
degree angles with the direction of the major principal plane—that
is, the horizontal.
• These are called potential slip planes.
(45 - f/2)
o Because the slip planes make angles of (45 - f/2) degrees with the major
principal plane, the soil mass in the state of plastic equilibrium is
bounded by the plane BC’. The soil inside the zone ABC’’ undergoes the
same unit deformation in the horizontal direction everywhere, which is
equal to DLp/L’p.
30
C – f Soils
I. Active earth pressure
𝜎𝑣 − 𝜎ℎ
2
𝝈𝒂 𝝈𝒉 𝝈𝒗 f C 𝝈𝒂 𝝈𝒗
𝜎𝑣 + 𝜎𝑎
Active earth At-rest earth C. Cot ∅ 2
pressure pressure
𝝈𝒗 − 𝝈𝒂
𝟐
𝑺𝒊𝒏 ∅ = 𝝈 + 𝝈𝒂
𝐂. 𝐂𝐨𝐭 ∅ + 𝒗
𝟐
𝟏 − 𝒔𝒊𝒏∅ 𝟏 − 𝒔𝒊𝒏∅ 𝜎𝑎 = 𝐾𝑎 𝜎𝑣 − 2 𝐾𝑎 𝐶
𝝈𝒂 = 𝝈 −𝟐 𝑪
𝟏 + 𝒔𝒊𝒏∅ 𝒗 𝟏 + 𝒔𝒊𝒏∅
1 − 𝑠𝑖𝑛∅
𝐾𝑎 =
1 + 𝑠𝑖𝑛∅ 31
C – f Soils
II. Passive earth pressure
Initially (K state)
0
𝜎𝑝 − 𝜎𝑣
Failure (Active state)
2
f C 𝝈𝒗 𝝈𝒑
𝜎𝑝 + 𝜎𝑣
C. Cot ∅ 2
𝝈𝒑 − 𝝈𝒗
𝟐
p 𝑺𝒊𝒏 ∅ = 𝝈 + 𝝈𝒗
𝐂. 𝐂𝐨𝐭 ∅ + 𝒑
v 𝟐
At-rest earth increasing h 𝟏 + 𝒔𝒊𝒏∅ 𝟏 + 𝒔𝒊𝒏∅
pressure 𝝈𝒑 = 𝝈𝒗 + 𝟐 𝑪
𝟏 − 𝒔𝒊𝒏∅ 𝟏 − 𝒔𝒊𝒏∅
passive earth
pressure 𝝈𝒑 = 𝑲𝒑 𝝈𝒗 + 𝟐 𝑲𝒑 𝑪
𝟏 + 𝒔𝒊𝒏∅
𝑲𝒑 =
𝟏 − 𝒔𝒊𝒏∅ 32
Notes
o Expression for Ka and Kp are found theoretically using
Rankine’s theory or as we see later from Coulomb Theory.
However, K0 is evaluated only empirically. Therefore, the
difficulty for at rest is in the evaluation of K0.
o For active and passive the soil has reached limit state and
we apply the failure theory. However, at-rest we could not
figure out what exactly is the case of the soil.
33
Notes (cont)
o What also complicate at-rest condition is the fact that K0 is
not constant but rather change with time.
o K0 is very sensitive to the geologic and engineering stress
history. It can be as low as 0.4 or 0.5 for sedimentary
deposits that have never been preloaded or up to 3.0 or
greater for some very heavily preloaded deposits.
o Ka < K0 < Kp
𝟏 − 𝒔𝒊𝒏 ∅ 𝟏 + 𝒔𝒊𝒏 ∅
< 𝟏 − 𝒔𝒊𝒏 ∅ <
𝟏 + 𝒔𝒊𝒏 ∅ 𝟏 − 𝒔𝒊𝒏 ∅
34
Earth Pressure Distribution
I. Cohesionless soils (C=0)
H/3
2
Point of application of Pa
Ka g H
H/3 from the base
35
1. Horizontal Ground Surface
1
Passive Case:
v g The total Lateral Earth Passive force
f per unit length of the wall (Pp )
H = Area of Earth pressure diagram
h
Pp = ½ x Kp x g x H2
H/3
Point of application of Pp
2 Kp g H H/3 from the base
The total lateral passive force per unit length of the wall is the
area of the diagram
36
2. Effect of Surcharge
Active Case:
q (kN/m2)
Pa1 = ½ x Ka x g x H2
1 Pa2 = Ka x q x H
v o The resultant Force acting
Pa2 on the wall
H
Ra Ra = Pa1 + Pa2
H/2 Pa1 o Point of application of
Z Resultant
H/3
Ka(q+ g H)
H H
2 Pa1 Pa2
z 3 2
Ra
37
2. Effect of Surcharge
Passive Case:
q (kN/m2)
Pp1 = ½ x Kp x g x H2
2 Pp2 = Kp x q x H
v o The resultant Force acting on
the wall
Pp2
H
Rp Rp = Pp1 + Pp2
H/2 Pp1 o Point of application of
H/3 Z Resultant
H H
2
Kp (q + g H) Pp1 Pp2
z 3 2
Rp
38
3. Effect of G.W.T Active Case:
Pa1 = ½ x Ka x g x H12
Pa2 = Ka x g x H1 x H2
H1 g
Pa1 f’ Pa3 = ½ x Ka x gsub x H22
Ka g H1 H1/3
GWT Pw = ½ x gw x H22
Ra
The resultant Force acting on the wall
gsat
H2 Pa2 f’ Ra = Pa1 + Pa2 + Pa3 + Pw
Z
Pa3 Pw
H2/3
gwH2
Ka(g H1 + gsub H2)
H1 H H H
Pa1 ( H 2 ) Pa2 2 Pa3 2 Pw 2
Point of application of Resultant z 3 2 3 3
Ra
The presence of water will have two effects:
• The use of effective unit weight when calculating the lateral pressure for the
given submerged soil.
• In addition to the lateral force for the soil we add Pw.
The effect of water is the same for at-rest, active, or passive. 39
3. Effect of G.W.T
Passive Case:
g
Same as before except Ka is
H1 Pp1 f’ replaced with Kp
Kp g H1 H1/3 GWT
Rp
gsat
H2 Pp2
f’
Z
Pp3
Pw
H2/3
Kp(g H1 + gsub H2) gwater H2
40
4. Layered Profile
Active Case:
Because of different f, the upper
and lower layer will have
different lateral earth
H1 Pa1 g1 coefficients.
f1 ’
Ka1 g1 H1 Pa1 = ½ x Ka1 x g1 x H12
Ka2 g1 H1
g2 Pa2 = Ka2 x g1 x H1 X H2
H2 f2 ’
Pa2
Pa3 = ½ x Ka2 x g2 x H22
Pa3
The Resultant Force acting on the
Ka2 (g1 H1 + g2 H2) wall
Ra = Pa1 + Pa2 + Pa3
41
4. Layered Profile
Passive Case:
o Same as before except Ka is
H1 Pp1 g1 replaced with Kp
f1 ’
Kp1 g1 H1
Kp2 g1 H1
g2
H2 Pp2
f2 ’
Pp3
Kp2(g1 H1 + g2 H2)
42
5. Combination of all these cases
o Surcharge + Layered profile
o Surcharge + G.W.T
o Layered profile + G.W.T
o Etc.
o Add Pw
o Constant o Interface o Use g’
with
depth
43
Earth Pressure Distribution
Active Case:
zo = depth of tension crack
ii. C- f Soils = it is the depth at which active
lateral earth pressure is zero
1. Horizontal Ground Surface
0 K a g zo 2 c K a
2 c Ka
2c
zo
g Ka
zo
Earth Pressure force (Pa )
H
= Area of Earth pressure diagram
1
Pa = 𝑲𝒂𝜸H −𝟐𝑪 𝑲𝒂 (𝑯 − 𝒛𝟎)
2
H-zo
For f = 0 Ka = 1
Pa
1
Pa = 𝜸H −𝟐𝑪 (𝑯 − 𝒛𝟎)
2
2
𝑲𝒂𝜸H−𝟐𝑪 𝑲𝒂 Point of application of Pa
(H-zo)/3 from the base 44
o For calculation of the total active force, common practice is to take
the tensile cracks into account. However, if it is not taken then:
- =
45
2. Horizontal Ground Surface Passive Case:
2c Kp o No tension cracks
Pp1 = 𝟐 𝑲𝑷 𝐜 𝐇
𝟏
Pp2 = 𝑲𝒑 𝜸𝑯𝟐
𝟐
e Kp g H 2c Kp o Point of application of PP
As done before take moment
at the base
For f = 0, Kp = 1, c =cu
𝟏
Pp= 𝜸𝑯𝟐 +𝟐𝒄𝐮𝐇
𝟐 46
Recommended Procedure
1. Calculate the appropriate k for each soil
2. Calculate V at a specified depth
3. Add q if any
4. Multiply the sum of V + q by the appropriate k (for upper
and lower soil) and subtract (or add for passive) cohesion
part if exists.
5. Calculate water pressure
6. Divide each trapezoidal area into a rectangle and a triangle
7. Calculate areas and that give the lateral forces
8. Locate point of application for each force
9. Find the resultant force
10. Take moments about the base of the wall and find location47
of the resultant
Rankine’s Earth Pressure Theory- Special Cases
51
III. Inclined Ground & Inclined Wall Back – Rigorous Solution (Chu, 1991).
o We discussed the Rankine active and passive pressure cases for a
frictionless wall with a vertical back and a horizontal backfill of granular
soil.
o This can be extended to general cases of frictionless wall with
inclined back and inclined backfill (granular soil).
52
passive
53
514 GEOTECHNICAL ENGINEERING
passive earth resistance plays a major role. Coulomb’s theory with curved rupture surfaces,
such as the logarithmic spiral, should be used.
For cantilever and counterfort walls, Rankine’s theory is used; for gravity and semi-
gravity walls, Coulmb’s theory is preferred.
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LATERAL EARTH PRESSURE AND STABILITY OF RETAINING WALLS 515
Depth, H = 3 m
γ = 20 kN / m3 UV for sand fill with level surface.
φ = 35° W
Limiting values of lateral earth pressure:
1 − sin 35°
Active pressure = Ka.γH = × 20 × 3
1 + sin 35°
= 0.271 × 60
= 16.26 kN/m2
1 + sin 35°
Passive pressure = Kp. γH = × 20 × 3
1 − sin 35°
= 3.690 × 60
= 221.4 kN/m2
Total active thrust per metre run of the wall
1 1
Pa = γH 2 K a = 16.26 × × 3 = 24.39 kN
2 2
Total passive resistance per metre run of the wall
1 1
Pp = γH 2 . K p = 221.4 × × 3 = 332.1 kN
2 2
Example 13.3: A gravity retaining wall retains 12 m of a backfill, γ = 17.7 kN/m3 φ = 25° with
a uniform horizontal surface. Assume the wall interface to be vertical, determine the magni-
tude and point of application of the total active pressure. If the water table is a height of 6 m,
how far do the magnitude and the point of application of active pressure changed?
(S.V.U.—Four-year B.Tech—Oct., 1982)
2
6m 43.1 kN/m
Wall
6m Pa Pa
4m 3.62 m
86.2 58.9
43.1 24.4
(a) (b) (c)
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516 GEOTECHNICAL ENGINEERING
1 − sin 25°
Active pressure at base of wall = Ka. γH = × 17.7 × 12
1 + sin 25°
= 86.2 kN/m2
The distribution of pressure is triangular as shown in Fig. 13.53 (b).
1 1
Total active thrust per metre run of wall = γH 2 K a = × 12 × 86.2 = 517.2 kN
2 2
This acts at (1/3)H or 4 m above the base of the wall.
(b) Water table at 6 m from surface:
Active pressure at 6 m depth = 0.406 × 17.7 × 6 = 43.1 kN/m2
Active pressure at the base of the wall = Ka(γ. 6 + γ ′. 6) + γw .6
= 0.406 (17.7 × 6 + 10 × 6) + 9.81 × 6 = 67.5 + 58.9 = 126.4 kN/m2
(This is obtained by assuming γ above the water table to be 17.7 kN/m2 and the sub-
merged unit weight γ ′, in the bottom 6 m zone, to be 10 kN/m2.
The pressure distribution is shown in Fig. 13.53 (c).
Total active thrust per metre run = Area of the pressure distribution diagram
1 1 1
= × 6 × 43.1 + 6 × 43.1 + × 6 × 24.4 + × 6 × 58.9
2 2 2
= 129.3 + 258.6 + 73.2 + 176.7 = 637.8 kN
The height of its point of application above the base is obtained by taking moments.
(129.3 × 8 + 258.6 × 3 + 73.2 × 2 + 176.7 × 2 )
z = = 3.62 m
637.8
Total thrust increase by 120.6 kN and the point of application gets lowered by 0.38 m.
Example 13.4: A wall, 5.4 m high, retains sand. In the loose state the sand has void ratio of 0.63
and φ = 27°, while in the dense state, the corresponding values of void ratio and φ are 0.36 and
45° respectively. Compare the ratio of active and passive earth pressure in the two cases,
assuming G = 2.64.
(a) Loose State:
G = 2.64 e = 0.63
G. γ w 2.64 × 1
γd = = = 16.2 kN/m3
(1 + e ) (1 + 0.63)
φ = 27°
1 − sin 27° 1 + sin 27°
Ka = 0.376; Kp = = 2.663
1 + sin 27° 1 − sin 27°
Active pressure at depth H m = Ka.γ.H = 0.376 × 16.2 H = 6.09. H kN/m2
Passive pressure at depth H m = Kp. γH = 2.663 × 16.2 H = 43.14 H kN/m2
(b) Dense State:
G = 2.64 e = 0.36
2.64 × 10
γd = = 19.4 kN / m 3
(1 + 0.36)
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LATERAL EARTH PRESSURE AND STABILITY OF RETAINING WALLS 517
φ = 45°
1 − sin 45° 1 + sin 45°
Ka = = 0172
. ; Kp = = 5.828
1 + sin 45° 1 − sin 45°
Active pressure at depth H m = 0.172 × 19.4H = 3.34 H kN/m2
Passive pressure at depth H m = 5.828 × 19.4 H = 113.06 H kN/m2
0.334
Ratio of active pressure in the dense state of that in the loose state = = 0.55
0.609
11.306
Ratio of passive resistance in the dense state to that in the loose state = = 2.62
4.314
Example 13.5: A smooth backed vertical wall is 6.3 m high and retains a soil with a bulk unit
weight of 18 kN/m3 and φ = 18°. The top of the soil is level with the top of the wall and is
horizontal. If the soil surface carries a uniformly distributed load of 4.5 kN/m2, determine the
total active thrust on the wall per lineal metre of the wall and its point of application.
H = 6.3 m γ = 18 kN/m3 φ = 18°
q = 45 kN/m2
1 − sin 18°
Ka = = 0.528
1 + sin 18°
Active pressure due to weight of soil at the base of wall = KaγH
= 0.528 × 18 × 6.3
= 59.9 kN/m2
2 2
q = 45 kN/m 23.8 kN/m
6.3 m
Pa
Wall
2.56 m
23.8 59.9
(a) (b)
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518 GEOTECHNICAL ENGINEERING
= 9°
Wall
7.2 m
Pa or Pp
2.4 m
9°
2 2
F cos β + I
Kp = cos β GG cos 2 β − cos 2 φ
JJ = 0.988 × 0.397
1
= 2.488
H cos β − cos 2 β − cos 2 φK
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LATERAL EARTH PRESSURE AND STABILITY OF RETAINING WALLS 519
F cos β − I
GG cos 2 β − cos 2 φ
J
φ JK
Kai = cos β.
H cos β + cos 2 β − cos 2
F cos 20° − I
GG cos2 20° − cos 2 35°
J
35° JK
Kai = cos 20° = 0.322
H cos 20° + cos2 20° − cos 2
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520 GEOTECHNICAL ENGINEERING
2
3 18.6 kN/m
3m = 21 kN/m
= 33°
9m
3
= 27 kN/m
Wall
= 33°
Pa
2.89 m
47.8
18.6
(a) (b)
Fig. 13.56 Lateral pressure due to stratified backfill (Ex. 13.8)
1 − sin 33°
∴ Ka = = 0.295, for both the strata of the backfill.
1 + sin 33°
Active pressure at 3 m depth
Ka. σv = 0.295 (21 × 3) = 18.6 kN/m3
Active pressure at the base of the wall
Ka. σv = 0.295 (21 × 3 + 27 × 6) = 66.4 kN/m2
The variation of pressure is linear, with a break in the slope at 3 m depth, as shown in
Fig. 13.56 (b). The total active thrust per metre run, Pa, is given by the area of the pressure
distribution diagram.
1 1
∴ Pa = × 3 × 18.6 + 6 × 18.6 + × 6 × 47.8 = 283 kN
2 2
The height, above the base, of the point of application of this thrust is obtained by tak-
ing moments about the base
( 27.9 × 7 + 111.6 × 3 + 143.4 × 2 )
z = m = 2.89 m
283
Example 13.9: A retaining wall, 7.5 m high, retains a cohsionless backfill. The top 3 m of the fill
has a unit weight of 18 kN/m3 and φ = 30° and the rest has unit weight of 24 kN/m3 and φ = 20°.
Determine the pressure distribution on the wall.
3 18
3m = 18 kN/m
= 30°
Wall 3
= 24 kN/m
4.5 m Pa
= 20°
Z = 2.244 m
18.6
(a)
52.92
26.46
79.38 kN/m2
(b)
Fig. 13.57 Stratified backfill with different Ka-values for different layers (Ex. 13.9)
DHARM
N-GEO\GE13-3.PM5 520
LATERAL EARTH PRESSURE AND STABILITY OF RETAINING WALLS 521
1 − sin 30° 1
Ka for top layer = =
1 + sin 30° 3
1 − sin 20°
Ka for bottom layer = = 0.49
1 + sin 20°
Active pressure at 3 m depth – considering first layer
1
× 3 × 18 = 18 kN/m2
K a1 .σ v =
3
Active pressure at 3 m depth – considering second layer
K a2 . σ v = 0.49 × 3 × 18 = 26.46 kN/m2
DHARM
N-GEO\GE13-4.PM5 521
522 GEOTECHNICAL ENGINEERING
c = 12 kN/m2
γ = 17.0 kN/m3
2 × 12
∴ zc = × 1.428 m
17.0
= 2.00 m
Example 13.12: A retaining wall with a smooth vertical back retains a purely cohesive fill.
Height of wall is 12 m. Unit weight of fill is 20 kN/m3. Cohesion is 1 N/cm2. What is the total
active Rankine thrust on the wall? At what depth is the intensity of pressure zero and where
does the resultant thrust act?
H = 12 m γ = 20 kN/m3 φ = 0°
Nφ = tan2 (45° + φ/2) = 1
c = 1 N/cm2 = 10 kN/m2
2c 2 × 10
zc = = =1 m
γ 20
2
20 kN/m
– zc = 1 m
Wall + Pa
12 m
3.67 m
220
240
(a) (b)
Fig. 13.58 Retaining wall with purely cohesive fill (Ex. 13.12)
DHARM
N-GEO\GE13-4.PM5 522
LATERAL EARTH PRESSURE AND STABILITY OF RETAINING WALLS 523
Example 13.13: A smooth vertical wall 5 m high retains a soil with c = 2.5 N/cm2, φ = 30°, and
γ = 18 kN/m3. Show the Rankine passive pressure distribution and determine the magnitude
and point of application of the passive resistance.
H = 5 m φ = 30° c = 2.5 kN/cm2 = 25 kN/m2
γ = 18 kN/m3
FG 30° IJ
H K
2
Nφ = tan 45° + =3
2
Pressure at the base:
γH. Nφ = 18 × 5 × 3 = 270 kN/m2
2c N φ = 2 × 25 × 3 = 86.6 kN/m2
2
86.6 kN/m
5m
Wall Pp
z=2m
270
86.6
(a) (b)
The distribution of the first component is triangular and that of the second component
is rectangular with depth and the pressure distribution is as shown in Fig. 13.59 (b).
The total passive resistance, Pp, on the wall per metre run is obtained as the area of the
pressure distribution diagram.
1
∴ Pp = 5 × 86.6 + × 270 × 5 = 433.0 + 675.0 = 1,108 kN
2
The height of the point of application above the base is obtained by taking moments as
usual.
( 433 × 5 / 2 + 675 × 5 / 3 )
∴ z = m = 2.00 m
1108
Example 13.14: A retaining wall 9 m high retains granular fill weighing 18 kN/m3 with level
surface. The active thrust on the wall is 180 kN per metre length of the wall. The height of the
wall is to be increased and to keep the force on the wall within allowable limits, the backfill in
the top-half of the depth is removed and replaced by cinders. If cinders are used as backfill
even in the additional height, what additional height may be allowed if the thrust on the wall
is to be limited to its initial value? The unit weight of the cinders is 9 kN/m3. Assume the
friction angle for cinders the same as that for the soil.
DHARM
N-GEO\GE13-4.PM5 523
524 GEOTECHNICAL ENGINEERING
H=9m
γ = 18 kN/m3
Pa = 180 kN/m. run
Initially,
1
Pa = γH 2 . K a
2
1 2
∴ 180 = × 18 × 9 × K a
2
2 × 180
Ka = = 0.247
18 × 9 2
hm Backfill
3
Cinders = 9 kN/m
4.5 m
x = 2.223(h + 4.5)
Wall
Granular backfill
4.5 m 3
= 18 kN/m
x z
(a) (b)
Fig. 13.60 Retaining wall with backfill partly of cinders (Ex. 13.14)
DHARM
N-GEO\GE13-4.PM5 524
LATERAL EARTH PRESSURE AND STABILITY OF RETAINING WALLS 525
MN sin( α − δ ).sin( α + β ) PQ
α = 90° and β = 0° in this case. φ = 30° and δ = 20°
cos 2 φ
∴ Ka =
L
cos δ M1 +
sin(φ + δ).sin φ OP 2
MN cos δ PQ
cos 2 30°
= = 0.132
L
cos 20° M1 +
sin 50° .sin 30° OP 2
MN cos 20° PQ
sin 2 ( α − φ)
Kp =
sin 2 α.sin( α + δ ) 1 −
LM sin( φ + δ ).sin( φ + β) OP 2
MN sin( α + δ ).sin(α + β) PQ
Putting α = 90° and β = 0°,
cos 2 φ
Kp =
L
cos δ M1 −
sin( φ + δ ).sin φ OP 2
MN cos 2 δ PQ
cos 2 30°
= = 2.713
L
cos 20° M1 −
sin 50° .sin 30° OP 2
MN cos 20° PQ
1 1
Pa = γH 2 . K a = × 18 × 12 2 × 0132
. = 171 kN/m
2 2
1 1
Pp = γH 2 . K p = × 18 × 12 2 × 2.713 = 3.516 kN/m.
2 2
Both Pa and Pp act at a height of (1/3)H or 4 m above the base of the wall and are
inclined at 20° above and below the horizontal, respectively.
Example 13.16: A retaining wall is battered away from the fill from bottom to top at an angle
of 15° with the vertical. Height of the wall is 6 m. The fill slopes upwards at an angle 15° away
from the rest of the wall. The friction angle is 30° and wall friction angle is 15°. Using Cou-
lomb’s wedge theory, determined the total active and passive thrusts on the wall, per lineal
metre assuming γ = 20 kN/m3.
H=6m
β = 15°
α = 75° from Fig. 13.61
DHARM
N-GEO\GE13-4.PM5 525
526 GEOTECHNICAL ENGINEERING
φ = 30°
δ = 15°
γ = 20 kN/m2
= 15°
6m
Wall 15°
= 75°
sin 2 (α + φ )
Ka =
sin 2
L
α.sin( α − δ )M1 +
sin( φ + δ ).sin( φ − β ) OP 2
MN sin(α − δ ).sin( α + β ) PQ
sin 2 105°
= = 0.542
sin 2
L
75° .sin 60° M1 +
sin 45° .sin 15° OP 2
MN sin(α + δ ).sin( α + β ) PQ
sin 2 45°
= = 6.247
sin 2
L
75° .sin 90° M1 −
sin 45° .sin 45° OP 2
DHARM
N-GEO\GE13-4.PM5 526
16.2 Lateral Earth Pressure at Rest 643
q
Ko q
c9
9
H1 1
z
Water table 2
Ko (q + H1 )
H
3
sat
H2 c9 9h u
9
5
4
w H2
Ko (q + H1 + 9H2 )
(a) (b)
Figure 16.5 At-rest earth pressure with water table located at a depth z , H
Example 16.1
For the retaining wall shown in Figure 16.6a, determine the lateral earth force at rest
per unit length of the wall. Also determine the location of the resultant force. Assume
OCR 5 1.
Solution
= 16.5 kN/m3
9 = 308
2.5 m c9 = 0
z
Groundwater 1
table 20.63 kN/m2
Figure 16.6
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644 CHapter 16 Lateral Earth Pressure
The total force per unit length of the wall can be determined from the area of the
pressure diagram, or
The location of the center of pressure measured from the bottom of the wall
(point O) 5
1 2 1 2 1 2
2.5 2.5 2.5
sArea 1d 2.5 1 1 sArea 2d 1 sArea 3 1 Area 4d
3 2 3
z5
Po
s25.788ds3.33d 1 s51.575ds1.25d 1 s14.825 1 30.663ds0.833d
5
122.85
85.87 1 64.47 1 37.89
5 5 1.53 m
122.85
■
Active Pressure
1 2 1 2
f9 f9
s91 5 s93 tan2 45 1 1 2c9 tan 45 1
2 2
For the Mohr’s circle c in Figure 16.7b,
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13.4 Earth Pressure At-Rest for Partially Submerged Soil 541
The variation of 9h with depth is shown by triangle ACE in Figure 13.5a. However,
for z $ H1 (i.e., below the groundwater table), the pressure on the wall is found from
the effective stress and pore water pressure components via the equation
where 9 5 sat 2 w 5 the effective unit weight of soil. So, the effective lateral pres-
sure at rest is
9h 5 Ko9o 5 Ko[H
H1 1 9(z 2 H1)] (13.12)
The variation of 9h with depth is shown by CEGB in Figure 13.5a. Again, the
lateral pressure from pore water is
u 5 w(z 2 H1) (13.13)
The force per unit length of the wall can be found from the sum of the areas of
the pressure diagrams in Figures 13.5a and 13.5b and is equal to (Figure 13.5c)
Po 5 12 KoH H1H2 1 12 (K
H12 1 KoH Ko9 1 w)H
H22 (13.15)
5
5
5
Area Area Areas
ACE CEFB EFG and IJK
Example 13.1
Figure 13.6a shows a 4.5-m-high retaining wall. The wall is restrained from
yielding. Calculate the lateral force Po per unit length of the wall. Also, deter-
mine the location of the resultant force. Assume that for sand OCR 5 1.5.
Solution
Ko 5 (1 2 sin 9)(OCR
C ) sin 9
CR
5 (1 2 sin 35)(1.5) sin 35 5 0.538
At z 5 0: 9o 5 0; 9h 5 0; u 5 0
At z 5 3 m: 9o 5 (3)(15.7) 5 47.1 kN/m2
9h 5 Ko9o 5 (0.538)(47.1) 5 25.34 kN/m2
u50
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542 Chapter 13 | Lateral Earth Pressure: At-Rest, Rankine, and Coulomb
c9 5 0
z 3m 9 5 358
5 15.7 kN/m3
B
Groundwater table
c9 5 0
1.5 m 9 5 358
sat 5 19.2 kN/m3
C
Sand
(a)
3 25.34 3
2
4
3
4.5 39.92 4.5 14.72
z (m) z (m)
(b) (c)
Figure 13.6
The variations of 9h and u with depth are shown in Figures 13.6b and 13.6c.
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13.4 Earth Pressure At-Rest for Partially Submerged Soil 543
The location of the resultant, measured from the bottom of the wall, is
S moment of pressure diagram about C
z5
Po
or
1 2 1 2 1 2 1 2
3 1.5 1.5 1.5
(38.01) 1.5 1 1 (38.01) 1 (10.94) 1 (11.04)
3 2 3 3
z5 5 1.76 m
98
Example 13.2
Figure 13.7a shows a non-yielding vertical wall retaining a sandy backfill un-
derlain by clay. Determine the magnitude of the resultant at-rest force per unit
length on the wall, Po.
Solution
For sand, 9 5 348 and OCR 5 2. From Eq. (13.7),
For clay, LL 5 36 and PL 5 14. So, PI 5 36 2 14 5 22. From Eqs. (13.8) and
(13.9),
5 3 46(OCR
C ) 5 30.44 1 (0.42)1
100 24
P (%)
PI 22
Ko(clay) 5 0.44 1 0.42 CR 0.5
(3) 0.5
5 0.922
100
At z 5 0: 9o 5 0
u50
At z 5 4 m(−): 9o 5 4 3 18 5 72 kN/m2
9h 5 Ko(sand)9o 5 (0.65)(72) 5 46.8 kN/m2
u50
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544 Chapter 13 | Lateral Earth Pressure: At-Rest, Rankine, and Coulomb
The variations of 9h and u with z are shown in Figures 13.7b and 13.7c,
respectively. So,
Po 5 Area 1 1 Area 2 1 Area 3 1 Area 4
5 _12+(4)(46.8) 1 (2)(66.38) 1 _12+(88.33 2 66.38)(2) 1 _12+(2)(19.62)
5 93.6 1 132.76 1 21.95 1 19.62 5 267.93 kN/
N/m
N/
/m
Sand
4m 5 18 kN/m3
9 5 348, c9 5 0
OCR 5 2
G.W.T
2m
Clay
sat 5 19 kN/m3
LL 5 36, PL 5 14, OCR 5 3
(a)
20 40 60 80 100 20 40 60
0 0
h9(kN/m2) u(kN/m2)
2 2
46.8
4 66.38 4
2
4
3
6 88.33 6 19.62
z (m) z (m)
(b) (c)
Figure 13.7
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648 CHapter 16 Lateral Earth Pressure
Example 16.3
Assume that the retaining wall shown in Figure 16.8a can yield sufficiently to de-
velop an active state. Determine the Rankine active force per unit length of the wall
and the location of the resultant line of action.
Solution
If the cohesion, c9, is zero, then
s9a 5 s9o Ka
For the top layer of soil, f91 5 30°, so
1 2
f91 1
Kas1d 5 tan2 45 2 5 tan2s45 2 15d 5
2 3
Similarly, for the bottom layer of soil, f295 36°, and it follows that
1 2
36
Kas2d 5 tan2 45 2 5 0.26
2
The following table shows the calculation of s9a and u at various depths below the
ground surface.
The pressure distribution diagram is plotted in Figure 16.8b. The force per unit
length is
Pa 5 area 1 1 area 2 1 area 3 1 area 4
5 12 s3.05ds16.27d 1 s12.69ds3.05d 1 12 s19.98 2 12.69ds3.05d 1 12 s29.92ds3.05d
5 24.81 1 38.70 1 11.12 1 45.63 5 120.26 kN/m
= 16 kN/m3
91 = 308
3.05 m c91 = 0
z 1
12.69
Water table kN/m2
16.27 kN/m2
sat = 19 kN/m3
3.05 m 92 = 368 2 1
c92 = 0
3 4
O 19.98 29.92
kN/m2 kN/m2
(a) (b)
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16.4 A Generalized Case for Rankine Active Pressure—Granular Backfill 649
The distance of the line of action of the resultant force from the bottom of the
wall can be determined by taking the moments about the bottom of the wall (point O
in Figure 16.8a) and is
1 2 1 2 1 2
3.05 3.05 10
s24.81d 3.05 1 1 s38.7d 1 s11.12 1 45.63d
3 2 3
z5 5 1.81 m
120.26
■
1
2
z
9a
2 1
H 19a
2a9
Frictionless
wall
Figure 16.9 General case for a retaining wall with granular backfill
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16.6 Rankine Active Pressure with Vertical Wall Backface and Inclined c92 f9 Soil Backfill 657
parallel to the backfill slope. The K9a value obtained from Eq. (16.33) (or Table 16.4)
varies nonlinearly with depth; it is not a constant within the backfill. Mazindrani
and Ganjali (1997) also showed that for c9 5 0, Eqs. (16.23) and (16.32) give the
same values of s9a.
Example 16.4
Refer to the retaining wall in Figure 16.10. The backfill is granular soil. Given:
Wall: H 5 3.05 m
u 5 1108
Backfill: a 5 158
f9 5 358
c9 5 0
g 5 17.29 kN/m3
Determine the Rankine active force, Pa, and its location and direction.
Solution
From Table 16.1, for a 5 158 and u 5 1108, the value of Ka(R) ø 0.42. From Eq. (12.16),
12
1 1
Pa 5 gH 2KasRd 5 s17.29ds3.05d2s0.42d 5 33.78 kN/m
2 2
Again, from Table 16.2, for a 5 158 and u 5 1108, b9a < 30.58.
The force Pa will act at a distance of 3.05y3 5 1.02 m above the bottom of the
wall and will be inclined at an angle of 130.58 to the normal drawn to the backface of
the wall.
■
Example 16.5
For the retaining wall shown in Figure 16.11, H 5 7.5 m, g 5 18 kN/m3, f9 5 208,
c9 5 13.5 kN/m2, and a 5 108. Calculate the Rankine active force, Pa, per unit
length of the wall and the location of the resultant force after the occurrence of the
tensile crack.
Solution
From Eq. (16.34).
zr 5
2c9
g Î 1 1 sin f9 s2ds13.5d
1 2 sin f9
5
18 Î 1 1 sin 20
1 2 sin 20
5 2.14 m
At z 5 7.5 m,
c9 13.5
5 5 0.1
gz s18ds7.5d
From Table 16.4, for f9 5 208, c9ygz 5 0.1, and a 5 108, the value of Ka9 ø 0.377,
so at z 5 7.5 m,
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658 CHapter 16 Lateral Earth Pressure
10°
2.14 m
5.36 m Pa
z = 1.79 m
10° Figure 16.13 Calculation of Rankine active
force, c92f9 soil
After the occurrence of the tensile crack, the pressure distribution on the wall will be
as shown in Figure 16.13, so
Pa(max)
Active
force
C2 C3
Wall movement
away from C1
soil
A Pa 2 9
9
c9 = 0 W
W R
N
H 9 1 2 9
S R
9 (b)
H/3 1
Pa
B
(a)
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568 Chapter 13 | Lateral Earth Pressure: At-Rest, Rankine, and Coulomb
Example 13.6
An 6-m-high retaining wall is shown in Figure 13.21a. Determine:
a. Rankine active force per unit length of the wall and the location of the
resultant
b. Rankine passive force per unit length of the wall and the location of the
resultant
Solution
Part a
Because c9 5 0, to determine the active force, we can use Eq. (13.33).
9a 5 Ka9o 5 Kaz
1 2 sin 9 1 2 sin 36
Ka 5 5 5 0.26
1 1 sin 9 1 1 sin 36
At z 5 0, 9a 5 0; at z 5 6 m,
9a 5 (0.26)(16)(6) 5 24.96 kN/m2
6m 5 16 kN/m3 6m
9 5 368
c9 5 0 74.88 kN/m
z̄z 5 2 m
24.96 kN/m2
(a)
(b)
6m
1108.8 kN/m
z̄z 5 2 m
369.6 kN/m2
Figure 13.21
(c)
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13.11 Diagrams for Lateral Earth-Pressure Distribution against Retaining Walls 569
z52m
Part b
To determine the passive force, we are given that c9 5 0. So, from Eq. (13.36),
9p 5 Kp9o 5 Kpz
1 1 sin 9 1 1 sin 36
Kp 5 5 5 3.85
1 2 sin 9 1 2 sin 36
At z 5 0, 9p 5 0; at z 5 6 m,
9p 5 (3.85)(16)(6) 5 369.6 kN/m2
Example 13.7
For the retaining wall shown in Figure 13.22a, determine the force per unit
length of the wall for Rankine’s active state. Also find the location of the
resultant.
Solution
Given that c9 5 0, we know that 9a 5 Ka9o. For the upper layer of the soil,
Rankine’s active earth-pressure coefficient is
1 2 sin 308 1
Ka 5 Ka(1) 5 5
1 1 sin 308 3
For the lower layer,
1 2 sin 358
Ka 5 Ka(2) 5 5 0.271
1 1 sin 358
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570 Chapter 13 | Lateral Earth Pressure: At-Rest, Rankine, and Coulomb
5 16 kN/m3
3m 9 5 308
Sand c9 5 0
Groundwater table
z 3m Sand sat 5 18 kN/m3
9 5 358
c9 5 0
(a)
3m
16 16
Pa 5 117.15 kN/m
3m 1 5
1.78 m
Figure 13.22 Retaining wall and pressure diagrams for determining Rankine’s
active earth pressure. (Note: The units of pressure in (b), (c), and (d) are kN/m2)
At z 5 6 m,
9o 5 3 3 16 1 3(18 2 9.81) 5 72.57 kN/m2
c
w
and
9a 5 Ka(2)9o 5 (0.271)(72.57) 5 19.67 kN/m2
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13.11 Diagrams for Lateral Earth-Pressure Distribution against Retaining Walls 571
The variation of u with depth is shown in Figure 13.22c, and that for a (total
active pressure) is shown in Figure 13.22d. Thus,
The location of the resultant can be found by taking the moment about the
bottom of the wall:
1 2 12 12
3 3 3
24 3 1 1 39.0 1 54.15
3 2 3
z 5
117.15
5 1.78 m
Example 13.8
A frictionless retaining wall is shown in Figure 13.23a. Determine:
a. The active force Pa after the tensile crack occurs
b. The passive force Pp
Solution
Part a
Given 9 5 268, we have
1 2 sin 9 1 2 sin 268
Ka 5 5 5 0.39
1 1 sin 9 1 1 sin 268
z = 1.04 m
= 15 kN/m3
´ = 268
c´ = 8 kN/m2
4m
4 – z = 2.96 m
Figure 13.23
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572 Chapter 13 | Lateral Earth Pressure: At-Rest, Rankine, and Coulomb
At z 5 4 m,
12
1 1
Pa 5 ((4 2 zo)(17.31) 5 (2.96)(17.31) 5 25.62 kN/
N/m
N/
/m
2 2
Part b
Given 9 5 268, we have
1 1 sin 9 1 1 sin 268 1.4384
Kp 5 5 5 5 2.56
1 2 sin 9 1 2 sin 268 0.5616
From Eq. (13.35),
p 5 (2.56)(10) 1 2Ï2.56(8)
5 25.6 1 25.6 5 51.2 kN/m2
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13.11 Diagrams for Lateral Earth-Pressure Distribution against Retaining Walls 573
Example 13.9
A retaining wall is shown in Figure 13.24a. Determine Pa after the occurrence
of the tensile crack.
Clayey soil z
2 ft
5 110 lb/ft3
9 5 208; c9 5 300 lb/ft2
73.3 lb/ft2
Sand
5 108 lb/ft3
3 ft 9 5 308
c9 5 0
181.3 lb/ft2
(a) (b)
Figure 13.24
Solution
For the upper layer,
1 2
20
Ka 5 Ka(1) 5 tan2 45 2 5 0.49
2
From Eq (13.64),
2c9 (2)(300)
zo 5 5 5 7.79 ft
ÏK
Ï
ÏKKa (110)Ï0.49
Ï
Since the depth of the clayey soil layer is 2 ft (which is less than zo), the tensile
crack will develop up to z 5 2 ft. Now
1 2
30 1
Ka 5 Ka(2) 5 tan2 45 2 5
2 3
At z 2 ft,
So,
9oKa(2) 5 (220)
9a 5 1132 5 73.3 lb/ft 2
At z 5 ft,
Copyright 2018 Cengage Learning. All Rights Reserved. May not be copied, scanned, or duplicated, in whole or in part. WCN 02-200-203
574 Chapter 13 | Lateral Earth Pressure: At-Rest, Rankine, and Coulomb
The pressure distribution diagram after the occurrence of the tensile crack
is shown in Figure 13.24b. From this
Example 13.10
Refer to Figure 13.14. Given: H 5 12 ft, 5 1208, and 5 1208. For the gran-
ular backfill, it is given that 5 115 lb/ft3 and 9 5 308. Determine the active
force Pa per unit length of the wall as well as the location and direction of the
resultant.
Solution
From Eq. (13.42),
11 2 sin 9 cos 2
sin 9 sin a
5 tan21
a
The resultant will act a distance of 12/3 5 4 ft above the bottom of the wall
with 5 308.
Copyright 2018 Cengage Learning. All Rights Reserved. May not be copied, scanned, or duplicated, in whole or in part. WCN 02-200-203