University of Michigan Press

University of Michigan Center for South Asia Studies

Chapter Title: ARYAN AND NON-ARYAN IN SOUTH ASIA

Chapter Author(s): A. L. Basham

Book Title: Aryan and Non-Aryan in India

Book Editor(s): Madhav M. Deshpande, Peter Edwin Hook
Published by: University of Michigan Press, University of Michigan Center for South Asia
Studies. (1979)
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 ARYAN AND NON-ARYAN IN SOUTH ASIA

A. L. Basham
Australian National University

The term Aryan is not often heard nowadays except in the ancient Indian
context, and after its misuse by Germanic demagogues in the 1930s this is not
surprising. It may have philological relationships with words in non-Indian
Indo-European languages, but I understand that modern comparative philolo-
gists have recently cast some doubt on several of these (e.g., Irish Eire, Ger-
man Ehre, Latin arare). The only relative of this Indian word whose kinship
is practically certain is the Old Persian Airiya (Modern Persian Iran). We may
thus safely assert that a powerful group of Indo-Iranians in the early second
millennium B.C. called themselves by something like this name. The branch
which entered India were the Aryans par excellence.
The Aryans are popularly imagined as tall, upstanding, comparatively
fair-skinned nomads, tough and aggressive, riding through the northwest-
ern passes in their horse-drawn chariots and striking terror in the conserva-
tive and sedentary non-Aryans of the Indus Valley. The view propagated by
the late Sir Mortimer Wheeler1 that they destroyed the cities of the Harappa
culture is now less popular since the theories of Raikes and Dales,2 but still
the Aryans figure in most standard histories of India as a martial, positive
people, the antithesis of the priest-ridden "Dravidians" whom they over-
whelmed and upon whom they imposed their culture.
The cultural history of India after the Aryan invasion has been commonly
interpreted as the process of the fusion of Aryan and non-Aryan elements
over a period of three thousand years. In the last century this process was
sometimes interpreted as a kind of degeneration—the vigorous, extroverted
invader from the steppes steadily losing his lively adventurous character under
the influence of subtropical and tropical conditions and through the ad-
mixture of alien blood and the absorption of alien ideas. This picture of the
history of India still sometimes appears in a rather modified form, though in
the present century there has been among Indologists an increasing realization
that the nineteenth century view of ancient India as a land where attention
was mainly directed towards mystical gnosis and moksa ("plain living and
high thinking") 3 is not wholly borne out by the sum of the evidence.

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2 BASHAM

The data for the earlier racial history of India, especially since the entry of
the people who called themselves Aryans, is not wholly satisfactory. This is
particularly the case because, owing to the Aryans' custom of cremation,
which also affected the peoples whom they conquered and absorbed, skeletal
remains are rare in northern India from about 1000 B.C. onwards. Nowhere
have the remains of a skeleton been discovered about which it might confi-
dently be said: "These are the bones of a member of the tribes whose priests
composed the hymns of the Rg Veda"; and the same is largely true of later
generations. Our knowledge of the early interaction of Aryan and non-Aryan
in South Asia must still depend mainly on the evidence of language and litera-
ture, studied in the light of archaeology and of the present-day ethnological
situation.
It is well known that the subcontinent contains three major ethnic types,
which are nowadays frequently termed Proto-Australoid, Palaeo-Mediterran-
ean, and Indo-European. The two latter are considered by modern ethnolo-
gists as branches of the widespread "Europoid" or "Caucasoid" type. It is
equally well known that there are three major linguistic groups in India—
Munda, Dravidian and Indo-Aryan. While a one-to-one relation between the
three social types and the three language groups is obviously belied by the
facts, it is tempting to link them in their origins. According to this theory, the
Munda languages represent the speech of the earliest inhabitants of India,
whose ancestors have been in the subcontinent perhaps since Palaeolithic
times; the Dravidian languages were introduced by Palaeo-Mediterranean mi-
grants who came to India in the Neolithic period, bringing with them the
craft of agriculture; while the Indo-Aryan languages were obviously brought
by the Aryans in the second millennium B.C.
Though this interpretation may be oversimplified, the evidence now seems
strong enough to show with fair certainty that of the three language groups
the Dravidian and the Indo-Aryan were brought to India by migrants, the for-
mer considerably earlier than the latter. Arguments in favor of the South Ind-
ian Peninsula being the original home of the Dravidian language family, very
popular with Tamil scholars at one time, cannot resist the weight of the evi-
dence, both archaeological and linguistic. The hypothesis of Caldwell, the
father of Dravidian philology and linguistics, that there is a remote relation-
ship between the Dravidian and Finno-Ugrian groups, put forward over a
hundred years ago,4 and long discredited or ignored, was revived around the
time of the Second World War by Burrow.5 It has since steadily gained sup-
port, and countertheories have connected Dravidian with Asianic and Basque6
(Lahovary) on the one hand, and Elamite (McAlpin) on the other. The last

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 ARYAN AND NON-ARYAN 3

theory, discussed by its author in the pages of this volume, is particularly con-
vincing, and Elamite seems to be the closest relation to the Dravidian group,
though the relationship established by McAlpin need not wholly invalidate
those of earlier scholars. The various theories, taken together, point to a
group of agglutinating languages, widespread from the Mediterranean to the
borders of the Indian subcontinent in prehistoric times. Of these, the Proto-
Dravidian ancestor of the modern Dravidian group was the most easterly
member.
If there should be still any doubts as to the strength of this evidence, it is
reinforced by the phenomenon of Brahui, a Dravidian language, in the remote
northwest of the subcontinent. Brahui can only be satisfactorily explained as
a linguistic fossil, the last remnant of numerous Dravidian languages spoken in
protohistoric times in the area of what is now Pakistan. Moreover, though the
attempts of numerous scholars to read the Harappa script have not yet pro-
duced a fully convincing interpretation, there is at least sufficient evidence,
from the several analyses of the syllabary which have already been made, to
show that it is more consistent with an agglutinating language than with an in-
flected one.
Further significant evidence of the early presence of Dravidian languages in
the northwest of South Asia, and evidence of a very convincing type, emerges
from recent studies of the language of the Rgveda, and of other Vedic texts
which form the earliest surviving literary evidence of the Aryans in India. A
brief history of the theories concerning Dravidian influence on Indo-Aryan
languages has been given by Kuiper, who has traced the theory that the retro-
flex consonants of Sanskrit are due to the influence of indigenous languages
back to the heroic days of Indology, when Pott first adumbrated it in 1833.7
Dravidian influence on classical Sanskrit was generally admitted, but admitted
only as a substratum, and its influence on Vedic was generally taken as negli-
gible. Only a very few scholars, such as Emeneau and Burrow, who combined
deep knowledge of Dravidian and Indo-Aryan languages, were willing to ad-
mit any significant influence of Dravidian on the earlier strata of Sanskrit.
A monumental lecture by Kuiper, delivered at Ann Arbor in 1965 and
since published in article form,8 put the study of Dravidian influence on Ved-
ic Sanskrit on a different footing. Kuiper showed that Dravidian had influ-
enced not only the phonology and vocabulary of even the earliest stratum of
the Veda, but also its very sentence structure. The work of Emeneau and Bur-
row, on the one hand, and that of Kuiper, on the other, has been further de-
veloped by Southworth in a very important paper in this volume; and it is to
be noted that, with due caution, the last scholar even sees the possibility of

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4 BASHAM

Dravidian influence on Indo-Iranian, the hypothetical language spoken by the

two peoples calling themselves Aryan before they were divided into Indian
and Iranian branches.
Southworth's work has been furthered by McAlpin's establishment of a re-
lationship between Dravidian and Elamite, a theory which seems, at least to a
nonspecialist, thoroughly convincing, and which, it is quite clear, brings a new
dimension to the study of Dravidian origins. We have not yet heard the reac-
tion of the other specialists to McAlpin's theory, but at least he seems to have
finally given the coup de grace to the view that Dravidian is a language family
indigenous to India. Since CaldwelTs day innumerable relationships have been
suggested between Dravidian words and those in a variety of languages rang-
ing from Basque and Berber, through Hungarian and Finnish, to Etruscan,
Hurrian, and now Elamite. No doubt many of these equivalencies are incor-
rect; but if only one tenth of the total are well-founded, this is enough to
prove that the Dravidian languages began outside India and found their way
into the subcontinent via the northwest, as Indo-Aryan did later.
We must not, however, infer from this that all linguistic and other evidence
points to a neat Aryan-Dravidian polarity in the protohistoric situation in
India. There is no definite evidence that Munda languages were ever spoken
in the northwest of the subcontinent, though, if we are to take the famous
Mohenjo-daro dancing girl as evidence, Proto-Australoid racial elements seem
to have been present there. Southworth has shown, however, that, in all pro-
bability, in addition to Indo-European and Dravidian, a third language family
was present in that area and influenced the vocabulary of the other two. This
hypothesis, based on lexical evidence, is strengthened by the survival of ves-
tigial languages such as Burushaski, not clearly affiliated to any other group,
in the remote valleys of the Pamirs and the Hindu Kush.
Indeed, recent research shows that the racial and linguistic situation in the
northwest at the dawn of history was very complex, and over the past fifty
years the simplified picture of the tall, comparatively fair, charioteering Ar-
yans bringing civilizations to a land of insignificant dark-skinned barbarians
has been completely destroyed by archaeology and linguistics. Though the
distinction between drya-varna and ddsa-varna in the Rgveda is still empha-
sized in many books on the subject, it has also been noted that some evidence
from that text points to occasional non-Aryan patronage of Vedic sacrifices
or of the Brahmins who performed them.9 Already in this early period the
term drya was beginning to lose its original racial connotation, which it re-
tained more definitely in Iran.
This does not imply, however, that it became meaningless. The invaders of

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 ARYAN AND NON-ARYAN 5

India who called themselves Aryans brought with them a great body of tradi-
tion and custom—religious, social and cultural-together with a language or
group of languages which became the ancestor of almost all the languages of
North India. This Aryan heritage was adopted and adapted in varying measure
by all the races of India, until by the time of the Pali canon the term drya
had, in common speech, come to mean something sharing the characteristics
of a number of English words such as "good," "moral," "gentlemanly," and
"well-bred," and seems to have lost nearly all the sense of race which went
with it in the time of the Rgveda}® The polarity of drya and mleccha in
classical Sanskrit seems also to have had very little purely racial content, at
least by the time of the Mdnava-dharma-sdstra, which contains implicit provi-
sions for the incorporation of foreigners into the Aryan community, 11 a pro-
cess which seems to have been going on steadily since the days of the Rg-
veda. What excluded the mleccha was his evil habits rather than his race.
The polarity of Aryan and Dravidian which has been made much of in re-
cent generations seems to have meant very little in earlier times. Even in the
time of Manu, Dravidians were acceptable as Aryans if they performed the
necessary penances and rituals.12 From the Pallava period onwards, if not
before, it seems that, in the eyes of northerners, respectable people of Dra-
vidian speech, if they followed the Brahminic norms, were classed as Aryans,
irrespective of their pigmentation and of certain irregular customs which are
taken note of and provided for in the Dharmas'astras. Indeed the Dravidians
themselves borrowed the word drya, and it survives in Tamil to this day in its
colloquial form (aiyar), as a moderately respectful term of address. Inciden-
tally, the Prakrit form ajja seems to have been used similarly by the early
Jainas, with little more content than the contemporary English "mister,"
as a title of respectable Jaina laymen. 13
In our study of Aryan and non-Aryan in India, we are not in search of
racial survivals. There is no question here of tracing how a tall, upstanding,
extroverted race of Proto-Nordics was corrupted and polluted by the blood of
darker subtropical peoples to become the contemporary Indians, and I am
sure none of the organizers of this conference had anything like this in mind.
Rather, we are tracing the progress and development of ancient Indo-Euro-
pean cultural and religious traditions, already much modified in their Indo-
Iranian form, under the impact of new geographical and climatic conditions
and through the influence of the different, and probably more highly devel-
oped, traditions of the indigenous peoples whom the bearers of "Aryan" cul-
ture encountered as they slowly expanded from the Panjab eastward to the
Ganga delta and southward to Kanyakumari. In the very earliest stages of the

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6 BASHAM

process the main agents of that cultural expansion may have been martial
bands of pioneers, but for most of the last two and a half millennia they were
rather Brahmins and ascetics, the latter including heterodox Buddhist and
Jaina monks. And the content of the Aryanism which they propagated dif-
fered significantly from period to period, as at each stage the original Indo-
European heritage became more deeply modified by other influences. In fact,
in the India of the past the word drya must have connoted something a little
different in every century, as the "Aryans" spread further in space and time
from their original base in the northwest.
The papers in this volume throw important new light on this process in
many of its aspects. They form an invaluable contribution toward the clarifi-
cation of one of the most persistent problems of South Asian cultural history,
and I am highly honored by the privilege of being allowed to introduce them.

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 ARYAN AND NON-ARYAN

NOTES
1. Wheeler's theory was propounded in several books and articles, e.g., The Indus Civili-
zation, supplementary volume to the Cambridge History of India, 3rd ed. (Cam-
bridge: Cambridge University Press, 1968), pp. 126-34.
2. R. L. Raikes, "The End of the Ancient Cities of the Indus," American Anthropologist
65(1963):655-59, 66(1964):284-99); "The Mohenjo-Daro Floods," Antiquity 38
(1965):196-203; Water, Weather and Archaeology (London: Baker, 1967); G. F.
Dales, "Harappan Outposts on the Makran Coast," Antiquity 36(1962):86-92;"New
Investigations at Mohenjo-Daro," Archaeology 18(1965): 145-50; "The Decline of
the Harappans," Scientific American, May 1966, pp. 93-100.
3. Radha Kumud Mookerji, Hindu Civilization (Bombay: Bharatiya Vidya Bhavan,
1950), p. 82.
4. Robert Caldwell, A Comparative Grammar of the Dravidian or South Indian Family
of Languages (London: Harrison, 1856), pp. viii, 528; 3rd ed. rev., J. L. Wyatt and
R. Pillai, eds. (London: Kegan Paul, 1913; reprint Madras, U. P., 1956), pp. xl, 640.
5. T. Burrow, "Dravidian Studies," Bulletin of the School of Oriental and African Stud-
ies 9(1937-39):711-22; 10(194042):289-97; ll(1943-46):122-39, 328-56,595-616;
12(1947-48):132-47, 365-96.
6. N. Lahovary, Dravidian Origins and the West (Calcutta: Orient Longmans, 1963),
passim, especially pp. 347-74.
7. August Friedrich Pott, Etymologische Forschungen, I, no. l(1833):88f., II, no. 1
(1836): 19, teste Kuiper (in the article mentioned below), p. 82, n. 2.
8. F. B. J. Kuiper, "The Genesis of a Linguistic Area," Indo-Iranian Journal (The
Hague) 10(1967-68):81-102.
9. The direct evidence is in fact slight. In one hymn (viii, 46, 32) the Dasa Balbutha and
another person called Taruksa are said to have given a hundred unspecified gifts to a
vipra, presumably the author of the hymn, Vasa Asvya. The verse is not without
obscurities:

Satarh dase Balbuthe viprah Taruksa a dade/te te

Vayav ime janah madamtindragopa madamti devagopah//

The verses preceding this one make mention of the great generosity of a certain
Prthusravas to the poet, and in this penultimate verse of the hymn his other bene-
factors are remembered as an afterthought. The fact that the second half of the
stanza has plural verbs, and not dual or singular ones, indicates that the poet wishes
to commemorate three benefactors-Prthusravas, Balbutha, and Taruksa. Balbutha is
definitely a dasa, but corruption has been suggested (for references see Macdonnell
and Keith, A Vedic Index of Names and Subjects [London: Murray, 1912; reprint
Delhi: Motilal, 1958], s.v. Balbutha). This single instance, in which Balbutha's con-
tribution was evidently much less than that of Prthusravas, is hardly sufficient to
base any theory on. This may well be a case of an influential non-Aryan on the way
to full incorporation in the Aryan fold, under the influence of an enterprising priest.
We cannot tell how far this process had already gone at the time or how many of the
rajas with Aryan names were in fact wholly or partly indigenous by blood; but varna

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 BASHAM

divisions appear to have been by no means rigid during the period of the Rgveda,
and the Aryanization of non-Aryan chiefs is definitely attested in later periods in
both India and Southeast Asia. These facts, taken in conjunction with the linguistic
evidence, suggest that the blood of even the higher-class Aryans had received con-
siderable admixture with that of the indigenous peoples at the time of the composi-
tion of the text.
A further interesting case is provided by R V vi, 45, 31-33. Here, appended to a
lengthy hymn to Indra, occur three verses in honor of a certain Brbu who "stood as
the seniormost head of the Panis" (ddhi Brbuh Panindm vdrsisthe murdhann asthdt,
v. 31). He is praised for his thousand gifts to the singer, said to be Samyu, son of
Brhaspati (ydsya....bhadrd ratih sOhasrinf, v. 32). The last of these three verses (v. 33)
is at first sight obscure: Tat su no vfsve aryd a sada grnamti kardvah Brbum sahasradd-
tamam surim sahasrasdtamam. Here with Sayana, we must take aryd, the plural of
ari and subject of the sentence, in its rarer Rgvedic meaning as 'a faithful or devoted
or pious man' (Monier Williams, s.v.). All such worthy poets (kardvah) sing the praise
of Brbu, the giver of a thousand gifts. (Sahasrasdtamam is virtually a synonym of
sahasra-ddtamam.)
The nature of the Panis and their relations with the Aryans are very obscure and
have been the subject of much theorizing (for references see Macdonnell and Keith,
s.v.). They are referred to once each in the Rgveda as ddsas (v.34.5-7) and dasyus
(vii. 6.3). They were the objects of much hostility, but the evidence suggests that
some of them, such as Brbu, came to terms with the invaders. Since they figure in
some passages as wealthy traders, it is tempting to suggest, with D. D. Kosambi
(The Culture and Civilisation of Ancient India [London: Rout ledge and Kegan Paul,
1965 ] , p. 80), that they were survivors of the Harappa culture.
10. "The early Buddhists had no such ideas as we cover with the words Buddhist and
Indian. Ariya does not exactly mean either. But it often comes very near to what
they would have considered the best in each." (T. W. Rhys Davids and William Stede,
The Pali Text Society's Pali-English Dictionary [London: Pali Text Society, n.d.],
s.v. ariya.) The enormous Trenckner Critical Pali Dictionary (Copenhagen: Royal
Danish Academy, 1929-48), voL 1, s.v., though it gives many valuable citations,
misses this insight into the overtones of the word in Buddhism.
ll.Manu (x. 21-23) gives lists of vratya tribes and peoples descended from each of the
three Aryan classes. Those of the brahmin and vaisya groups are comparatively unim-
portant castes and tribes of the times, but ksatriya vrdtyas comprise Jhallas, Mallas,
Licchavis, Natas, Karanas, Khasas and Dravidas. Of these the Mallas, Licchavis and
Khasas dwelt in the lower slopes of the Himalayas or the adjoining plain, while the
Dravidas were obviously in the south of the subcontinent. Jhallas, Natas and Karanas
appear to have been professional castes, not tribes. Later (x. 43-44), Manu gives a
further list of ksatriya tribes who, through neglect of the priests and their rites, had
fallen to the status of Sudras. These are: Paundrakas, Codas, Dravidas, Kambojas,
Yavanas, Sakas, Paradas, Pahlavas, Cinas, Kiratas and Daradas. This is an extension of
the earlier group, probably including all the important peoples known by the author
to be dwelling somewhere near the borders of Aryavarta. They, too, would have been
classed as vrdtyas. It is well known how loosely racial names such as Yavana and Saka
came to be used. Thus, it was possible for almost any non-Aryan who had wealth and

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 ARYAN AND NON-ARYAN

influence to find a brahmin who would supervise the rituals and penances necessary
to induct him into the Aryan order. As patitasavitrika Aryans they would, according
to Manu (xi. 192), perform three krcchra penances in order to obtain the right to ini-
tiation. This penance involved nine days of partial fasting, followed by three of com-
plete abstention from food. (For variations see P. V. Kane, History of Dharmasastra
[Poona: B. O. R. I., 1953], vol. 4, pp. 132-33. In vol. 2, part 1 [ l 9 4 l ] , pp. 376-92,
Kane reviews the provisions for the restoration of the patitasavitrika in other texts.)
12. See note 11, above.
13.H. T. Seth, Pdia-sadda-mahannavo, 2nd ed. (VaranasI: Prakrta-grantha-parisad, 1963),
s.v. ajja.

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