Effect of Non Solvent Additive in Developppp
Effect of Non Solvent Additive in Developppp
CHAPTER 1
INTRODUCTION
membrane. The aromatic imide units of PEI provide high-performance properties such as
considerable mechanical strength, thermal stabilities and chemical resistances. While the
flexible ether linkages provide good processability. In fact, PEI has been successfully used
in preparation of asymmetric membranes for gas separation and pervaporation. (Peinemann
et.al, 1998; Feng & Huang, 1996).
For the membrane fabrication technique, the phase inversion process induced by
immersion precipitation is a well-known technique for preparing asymmetric polymeric
membranes. Through the immersion of a substrate in a coagulation bath, a solvent in the
casting solution is exchanged with a non-solvent in the precipitation media, and phase
separation occurs. As reported by Kim and Lee (2001), they fabricated integrally skinned
uncharged PEI asymmetric NF membranes by dry/wet phase inversion method. The phase
inversion process must be carefully controlled in attaining a desired membrane morphology
and performance.
nanofiltration membrane. They reported that the macrovoids formation could be suppressed
by adding DGDE in the casting solution.
1.4 Objectives
1) Developing PEI based polymer solutions in ternary and quarternary components system.
2) Fabricating symmetric nanofiltration (NF) membranes based on phase inversion process.
5
CHAPTER 2
LITERATURE REVIEW
Synthetic membranes are a rather recent development and the technical utilization of
membrane processes on a large scale began just 40 years ago. The first recorded study of
membrane phenomena and the discovery of osmosis dates back to the middle of the 18th
century when Nollet discovered that a pig’s bladder passes preferentially ethanol when it
was brought in contact with a water-ethanol mixture and on the other side with pure water
(Nollet, 1752). Nollet was probably the first to recognize the relation between a
semipermeable membrane and the osmotic pressure. More systematic studies on mass
transport in semi-permeable membrane were carried out by Graham who studied the
diffusion of gases through different media and discovered that rubber exhibits different
permeabilities to different gases (Graham, 1866).
Most of the early studies on membrane permeation were carried out with natural
materials such as animal bladders or gum elastics. Traube was the first to introduce an
artificially prepared semi-permeable membrane by precipitating cupric ferrocyanide in a
thin layer of porous porcelain (Traube, 1867). This type of membrane was used by Pfeffer
in his fundamental studies in osmosis (Pfeffer, 1877). The theoretical treatment and much
of the interpretation of osmotic phenomena and mass transport through membranes is based
on the studies of Fick who interpreted diffusion in liquids as a function of concentration
6
gradients, and van t’Hoff who gave a thermodynamic explanation of the osmotic pressure
of dilute solutions (Fick, 1855 and van’t Hoff, 1887). Little later Nernst and Planck
introduced the flux equation for electrolytes under the driving force of a concentration or
electrical potential gradient (Nernst, 1888 and Planck, 1890). With the classical
publications of Donnan describing the theory of membrane equilibria and membrane
potentials in the presence of electrolytes, the early history of membrane science ends with
most of the basic phenomena satisfactorily described and theoritically interpreted (Donnan,
1911).
With the beginning of the twentieth century, membrane science and technology
entered a new phase. Bechhold developed a method of making the first synthetic
membranes by impregnating a filter paper with a solution of nitrocellulose in glacial acetic
acid (Bechhold, 1908). These membranes could be prepared and accurately reproduced
with different permeabilities by varying the ratio of acetic acid to nitrocellulose.
Nitrocellulose membranes were also used in the studies of Zsigmondy as ultrafilters to
separate macromolecules and fine particles from an aqueous solution (Zsigmondy et al.,
1918). These studies were later continued by many others (Elford, 1931 and McBain et al.,
1931). The relation between the streaming potential, electro-osmosis and electrodialysis
were treated in a monograph (Prausnitz et al., 1931).
The membrane technology was developing successful in 20 years, from 1960 until
1980. The original Loeb-Sourirajan membrane technology and other process were
developed for making ultra thin, high performance membrane. Interfacial and multilayer
composite casting and coating was used. At that time, in order to make membrane with a
thickness of 0.1 pm is impossible except for a number of company.
7
1920 Microfiltration
1930 Ultrafiltration
1950 Haemodialysis
1960 Electrodialysis
Reverse Osmosis
8
1990 Pervaporation
2000-2020 Nanofiltration
Membrane Bioreactors
Membrane Contactors
A membrane can be divided into two types which are cell membrane and synthetic
membrane. The cell membrane is a semi permeable lipid bilayer which can be found in all
cells (Ghosh, 2003). Meanwhile, the synthetic membrane is a membrane that being
prepared for separation task in laboratory and industry. It can be homogeneous or
heterogeneous, symmetric or asymmetric in its structure, and it may be either neutral, or
may carry positive or negative charges, or both. Its thickness may vary between less than
100 nm to more than a centimeter. The electrical resistance of a membrane may vary from
thousands of megaohms to fractions of an ohm. Mass transfer through a membrane may be
9
Separation in membrane processes are the result of differences in the transport rates
of chemical species through the membrane interphase. The transport rate is determined by
the driving force or forces acting on the individual components and their mobility and
concentration within the interphase (Kedem and Katchalsky, 1961). The mobility and
concentration of the solute within the interphase determine how large a flux is produced by
a given driving force. The mobility is primarily determined by the solute’s molecular size
and the physical structure of the interphase material (hardness, crystallinity, polymer chain
flexibility, etc.) while the concentration of the solute in the interphase is primarily
determined by chemical compatibility of the solute and the interphase material (Strathmann
and Michaels, 1977).
Membrane processes can be operated in two major modes according to the direction
of the feed stream relative to the orientation of the membrane surface: dead-end filtration
and crossflow filtration (Figure 1.0). The majority of the membrane separation applications
use the concept of crossflow where the feed flows parallel to and past the membrane
surface while the permeate penetrates through the membrane overall in a direction normal
to the membrane. The shear force exerted by the flowing feed stream on the membrane
surface help remove any stagnant and accumulated rejected species that may reduce
permeation rate and increase the retentate concentration in the permeate. Predominant in
the conventional filtration processes, dead-end filtration is used in membrane separation
only in a few cases such as laboratory batch separation. In this mode, the flows of the feed
stream and the permeate are both perpendicular to the membrane surface (Baker et al.,
1991).
2.3.1 Microfiltration
MF has the largest pore size (0.1 – 3 microns) of the wide variety of membrane filtration
systems. MF fills in the gap between ultrafiltration and granular media filtration. In terms
of characteristic particle size, this MF range covers the lower portion of the conventional
clays and the upper half of the range for humic acids. This is smaller than the size range for
bacteria, algae and cysts, and larger than that of viruses. MF is also typically used for
turbidity reduction, removal of suspended solids, giardia and cryptosporidum.This process
require low transmembrane pressure (1–30 psi) to operate, and now used as a pretreatment
to desalination technologies such as reverse osmosis, nanofiltration, and electrodialysis
(http://www.trusselltech.com/tech_desalination.asp)
2.3.2 Ultrafiltration
UF membranes were studied at the laboratory scale or small scale as early as 1907, but they
were first prepared with an initial goal of producing high-flux RO membrane. Most UF
membranes have an asymmetric porous structure and are often prepared by the phase-
inversion process. They have a finely porous surface layer or skin supported on a much
more microporous subtrate. The finely porous surface layer performs the separation as the
microporous substrate provides mechanical strength. The membrane discriminate between
dissolved macromolecules of different sizes and are usually characterized by their
11
molecular-weight cut off, a loosely defined term generally taken of the mean molecular
weight of globular protein molecule that is 95% rejected by the membrane. Ultrafiltration
membranes are used to separate small colloidal particles and dissolved macromolecules
with diameter below 1000 armstrong. Pore diameter of the membrane can be inferred from
the cut-off value. The pore diameters usually have range from 10-1000 armstrong. While,
the driving force in UF is in the range of 1-10 bars. (Baker, 2012)
Reverse osmosis (RO) is a pressure-driven process aimed at the separation of ionic solutes
and macromolecules from aqueous streams.The method of dissolved salt removal is
different to that of microfiltration and is not just a physical process based on size difference
of solute and solvent.RO membranes can essentially separate all solute species, both
inorganic and organic from solution.The mechanism for separation of species are based on
processes relating to their size and shape, their ionic charge and their interactions with the
membrane itself. The membranes used for hyperfiltration are either asymmetric or
composite which typically have a <1 µm thick, dense top layer supported by a 50-150 µm
thick porous sublayer.The particle size range for applications of RO is approximately
0.0001-0.001 µm and with solutes of molar masses greater than 300 Da complete
separation is achieved (Wang et al., 2010).
2.3.4 Nanofiltration
The term NF was introduces by FilmTec in the second half of the 1980s to describe a “RO
process’ that selectively and purposely allows some ionic solutes in a feed water to
permeate through. It was derived from the membrane’s selectivity towards non-charged
solutes of approximately 1 nm cut-off. Within the few years, other membrane scientists
began using the word and Eriksson was one of the first who used it explicitly in 1988. As a
matter of fact, such membranes with selectivity between the RO and UF regions already
existed in the 1960s and were categorized as open, loose, low-pressure RO, intermediate
RO and UF, or tight UF membranes. Different from RO membranes which has non-porous
structure and transport mechanism of solution-diffusion, NF membranes operate at the
12
interface of porous and non-porous membranes with both sieving and diffusion transport
mechanisms. NF membranes have a high permeability for monovalent salts (e.g.,
NaCl,KCl), but they are able to eliminate multivalent salts near completely and remove
relatively small organic compounds. NF was used as an alternative to RO for the
concentration and demineralization of whey in dairy industry. Until 1990, NF membranes
had found their more applications in seawater softening, food, textile and mining industries.
The NF-50 membrane was the first example of RO membrane capable of operation at UF
membrane pressures. Characteristics of this membrane include 30-40% NaCl rejection, 85-
90% MgSO4 rejection,98% sucrose rejection and 99% raffinose rejection. However, they
did not allow application in organic solvent due to the lack of chemical resistance of the
membrane polymers against the solvents. The most significance drawback of NF
membranes is to control the reproducibility of the membrane pore size and the pore size
distribution. Moreover, NF membranes are liable to fouling, possibly resulting in important
flux decline.
In the FO process, a net water movement occurs through a semi-permeable membrane from
a low concentration solution to a high concentration solution under the osmotic pressure
gradient across the membrane (Cath et al., 2006). Compared with conventional pressure-
driven membrane processes, such as reverse osmosis (RO), the FO process offers the
advantages of no external hydraulic pressures for operation, nearly complete rejection to a
wide range of contaminants, and possibly lower membrane fouling propensity. As a result,
FO has been intensively studied recently for several potential applications, such as
wastewater treatment, water purification and seawater desalination. However, in these
applications FO requires an extra step to separate the water from the draw solution
(McCormick et al., 2008). Commercial FO membranes produced by the Hydration
Technologies Inc. (HTI) have been widely used in FO studies. The HTI’s proprietary
cartridge-type FO membrane is made of cellulose triacetate supported by an embedded
polyester screen mesh. In recent years, many researchers have worked on fabricating novel
FO membranes in both hollow fiber and flat sheet configurations (Shi et al., 2011; Widjojo
et al., 2011; Elimelech & Cutcheon, 2008). For example, thin-film composite FO hollow
13
fibres with an ultra-thin RO-like skin layer on the surface of a porous hollow fiber substrate
were reported by Wang and her team.
Figure 2.3: Relationship between membrane pore sizes and separated species.
Table 2.3 : Classification of membrane separation process based on their membrane type and
pore radius, membrane materials, process driving force and applications.
In isotropic membrane, the structure and the transport properties are identical over the cross
section and the thickness of the entire membrane determines the flux. Today, isotropic
membranes are mainly used in dialysis and electrolysis.
In asymmetric membrane, structural as well as transport properties vary over the cross
section of membrane. An asymmetric membrane consists of a 0.1-1.0 µm thick skin layer
on a highly porous 100-200 µm thick sub-structure. The skin represents the actual selective
barrier of the asymmetric membrane. Its separation characteristics are determined by the
nature of the materials or the size of pores in the skin layer. The mass flux is determined
15
mainly by the thickness of the skin. The porous sub-layer serves only as a support for the
mostly thin and fragile skin and has little effect on the separation characteristics or the mass
transfer rate of the membrane. Asymmetric membranes are primarily used in a pressure-
driven membrane processes such as reverse osmosis, ultrafiltration, or gas and vapor
separation, since here the unique properties of asymmetric membranes, that is, high fluxes
and good mechanical stability, can be utilized.
Two techniques are used to prepare asymmetric membranes: one utilizes the phase
inversion process, which leads to an integral structure with the skin and the support
structure made from the same material in a single process, and the other resembles a
composite structure where a thin barrier layer is deposited on a porous substructure in a
two-step processs. In this case, barrier and support structures are generally made from
different materials.
Figure 2.4: Classification scheme of synthetic membranes based on their geometry, bulk
structure, production method, separation regime and application.
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However, on a large industrial scale they are several types used. These modules are
shown schematically in figure 2.5. They are quite different in their design, their mode of
operation, their production costs, and the energy requirements for pumping the feed
solution through the module. A very important criteria is the control of concentration
polarization and membrane fouling. In some modules, such as the tubular, the plate-and-
frame and the capillary type module, concentration polarization and membrane fouling can
effectively be controlled by the proper feed flow. Other modules, such as the spiral-wound
and the hollow fiber module, are more sensitive for membrane fouling. There is not one
module type that serves all membrane processes and applications. The different modules
which are commercially available today are designed for a certain application and process
in which they provide the technical and commercially best solution.
Another module type used on an industrial scale for various membrane separation
processes including ultrafiltration, reverse osmosis, and gas separation is the plate-and-
frame module. Its design has its origin in the conventional filter press-concept. The
membranes, porous membrane support plates, and spacers forming the feed flow channel
are clamped together and stacked between two endplates and placed in a housing as
indicated in the schematic diagram of Figures 2.5.1.1 The feed solution is pressurized in the
housing and forced across the surface of the membrane. The permeate is leaving the
module through the permeate channel to a permeate collection manifold which in circular
devices is central tube as indicated in the Figure 2.5.1.2. Often the device contains one or
more baffels to extend the path-length of the feed solution in the device.
17
Figure 2.5.1.2 : Circular plate-and-frame filter device with one baffel to extend the feed flow
path length.
2.5.2 Spiral-wound
the permeate channel and is collected in a perforated tube in the center of the roll. Small
spiral wound units consist of just one envelope which limits the total membrane area that
can be installed in one unit to about 1 to 2 m2. The main reason for limitation of surface
area which can be installed in a module containing one single envelope is the pressure drop
encountered by the permeate moving down the permeate channel to the central collection
tube. Because the channel in a practical unit is very narrow its length is limited to 2 to 5 m.
A significantly longer path would result in an unacceptable pressure drop in the permeate
channel. To install larger membrane surfaces in a spiral wound module a multi-leaf
arrangement in used as indicated in the Figure 2.5.2.2.
Figure 2.5.2.2 : Schematic drawing illustrating the construction of a multi-leaf spiral wound
module.
2.5.3 Tubular
The tubular membrane module consists of membrane tubes placed into porous stainless
steel of fiber glass reinforced plastic pipes. The pressurized feed solution flows down the
tube bore and the permeate is collected on the outer side of the porous support pipe, as
indicated in Figure 2.5.3. The diameters of tubular membranes are typically between 1-2.5
cm. In some modules, the membranes are casted directly on the porous pipes and in others
they are prepared separately as tubes and then installed into the support pipes. Today,
tubular modules are used in ultrafiltration at low hydrostatic pressures. This allows the
membrane tubes to be made by a welding or glueing procedure of flat sheet membranes
that are cast on a relatively thick and mechanacilly strong porous polyester support
material. These tubes which have a diameter of 0.5 to 1 cm do not need additional support
when operated at hydrostatic pressures of less than 2 to 4 bars.
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2.5.4 Hollow-fiber
The same basic spinning process is used for the preparation of hollow fiber membranes,
which have an outer diamter of 50 to 100 μm. In hollow fiber membranes, the selective
layer is on the outside of the fibers, which are installed as a bundle of several thousand
fibers in a half loop with the free ends potted with an epoxy resin in a pressure tube as
indicated in Figure 2.5.4. The filtrate passes through the fiber walls and flows up the bore
to the open end of the fibers at the epoxy head.
The hollow fiber membrane module has the highest packing density of all module types
available on the market today. Its production is very cost effective and hollow fiber
membrane modules can be operated at pressures in excess of 100 bars. The main
disadvantage of the hollow fiber membrane module is the difficult control of concentration
polarization and membrane fouling.
21
When operated with liquid solutions the modules will not tolerate with any discrete
particles, macromolecules or other materials that may easily precipitated at the membrane
surface. Therefore, an extensive pretreatment is required when hollow fiber membranes are
used for the treatment of liquid mixtures. The main application of the hollow fiber module
today is in reverse osmosis, desalination of sea water and in gas separation. Both
application require high operating pressures and low-cost membranes which have a long
useful life. In reverse osmosis of sea water, an extensive pretreatment of the sea water is
required.
Since Loeb and Sourirajan first introduced the phase inversion method, tremendous amount
of researches have been conducted in order to understand the mechanism of membrane
formation. The common technique for the preparation of asymmetric nanofiltration (NF)
membranes is the phase inversion method (Barth et al., 2002). The development of the first
integral asymmetric membranes by phase inversion was a major breakthrough in the
development of ultrafiltration and reverse osmosis. These membranes were made from
cellulose acetate (CA) and yielded fluxes 10 to 100 times higher than symmetric structures
with comparable separation characteristics.
22
A number of methods can be used to achieve phase inversion. Among these, the
dry–wet phase inversion technique is the most commonly used in membrane
manufacturing. The dry–wet phase inversion technique, also called the Loeb-Sourirajan
technique, was used by Loeb and Sourirajan in their development of the first cellulose
acetate membrane for seawater desalination (Loeb and Sourirajan, 1963). In this method, a
polymer solution is prepared by mixing polymer and solvent (sometimes even non-solvent).
The solution is then cast on a suitable surface by a doctor blade to a precalculated
thickness. After a partial evaporation of the solvent, the cast film is immersed in a non-
solvent medium called a gelation bath. Due to a sequence of two desolvation steps, i.e.,
evaporation of the solvent and solvent–nonsolvent exchange in the gelation bath,
solidification of the polymer film takes place. It is desirable to choose a suitable solvent in
which it has a strong dissolving power with a high volatility. During the first step of
desolvation by solvent evaporation, a thin skin layer of solid polymer is formed instantly at
the top of the cast film due to the loss of solvent.
(a)
(b)
Figure 2.6: Schematic phase diagram for ternary (a) and quaternary (b) systems
The binodal curve delimitates the two-phase region, rich and lean polymer phases which
have their compositions given by the tie lines. The spinodal curve represent the line where
all possible fluctuations lead to instability. The region between binodal and spinodal
24
The point where binodal and spinodal meet is referred to as the critical point (C). If the
precipitation path crosses the binodal below the critical point, nucleation of a polymer rich
phase may initiate the phase separation process. On the other hand, if the precipitation path
crosses the binodal above the critical point, nucleation of the polymer lean phase may
occur. At high polymer concentrations, phenomena such as vitrification, gelation or
crystallization can occur in the polymer solution interrupting the polymer lean phase
growth. These phenomena in a region of very high viscosity are not very well identified or
predicted. The experimental methods are not precise enough and reliable theoretical models
are not available yet (Machado et al., 1999).
If an additive is used in the polymer solution, the phase diagram can be represented by a
tetrahedron, in which binodal and spinodal are now surfaces intercepting each other at a
critical curve. Due to complexity in three dimensional representation it is very usual to
analyze quaternary system in a pseudo-ternary diagram, where the additive is considered
with the polymer as one single component. In addition to the recognition of regions where
different separation mechanisms take place, in order to predict morphologies, one must
know how the polymer solution, in contact with a non-solvent bath, changes its
composition with time and where it enters the two-phase region (Machado et al., 1999).
Reuvers (1987) identified two different mechanisms occurring in phase separation of
ternary systems by immersion-precipitation: instantaneous and delayed demixing.
Instantaneous demixing happens when phase separation begins immediately after
immersion. The precipitation path crosses the binodal and two distinct phases are formed.
In this case, the instant of immersion is the onset of demixing. Delayed demixing occurs in
the polymer solution when the precipitation path does not cross the binodal for a
measurable period of time after contact with non-solvent bath. Fig. 2.6.1 illustrate these
two mechanisms.
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(a) (b)
Figure 2.6.1: Precipitation paths in instantaneous (a) and delayed (b) demixing
Membranes formed by instantaneous demixing have a porous top layer and are used in
microfilltration and ultrafilltration processes. Membranes formed by delayed demixing
have a dense skin and are appropriate for use in gas separation, pervaporation and reverse
osmosis
Formation of asymmetric ultra- or hyperfiltration membranes are the result from immersion
precipitation method. Since their cross-section reveals an asymmetric structures which give
a very dense and thin skin supported by a porous layer, the membrane is called asymmetric
membrane. In immersion precipitation method, solvent was added into the coagulation bath
to obtain microporous membrane. By immersion precipitation also, the formation of
integrally-skinned asymmetric membranes has been extensively studied over the past
decade. This is because increasing importance of such membranes in reverse osmosis,
nanofiltration, gas separation, and pervaporation. A polymer solution is casted as a thin
film in immersion precipitation and after an optional partial evaporation period, the
polymer solution is immersed into a non-solvent gelation bath. A major advanced in
understanding of immersion precipitation has made by Reuvers membrane model. By this
model, it shows that two types of membranes can form where it is depends on the
conditions. Since this study is about formation of polyethermide/DGDE membrane, the
polyetherimide (PEI) has become the primary polymer to undergo immersion precipitation
26
Most literature about dry phase inversion process of membrane are concerning on gas
separation membrane. Among the most important breakthroughs in membrane technology
is the development of asymmetric membranes by Loeb and Sourirajan where these
membranes are liable for existence of many high-flux commercial membrane separation
processes. Nowadays, to have an adapting membrane to replace conventional separation
processes, the membrane industry is faced with the challenge of inventing new membrane
materials as well as membrane manufacturing techniques. Through “phase inversion”
processes, many polymeric membranes are fabricated. One of the several processes in
phase inversion is dry-cast or complete evaporation process which the thermodynamic state
of polymer solution in the system can be altered to promote phase inversion. In dry-cast
process, the evaporation of non-solvent and/or solvent from an initially homogenous single-
phase polymer solution has been characterized. The evaporation takes to the formation of a
cloudy two-phase solution. Then, it is follows by solidification process where the polymer
from the polymer-rich phase precipitates to form a solid matrix which envelops the
polymer-lean phase. There is no model are available for dry-cast membrane because in dry-
cast process, it involves coupled heat and mass transport (Altinkaya et al., 2005). In
preparation of membrane (mostly gas separation membrane) through dry phase separation
process will give amorphous polymer gas separation membranes which this process is not
studied widely. This is because, dry phase inversions are different with wet or dry/wet
process by the absence of the immersion coagulation step. It is relatively simple technique
in the sense there is no exchange of non-solvent in the formation of membrane through dry
phase process (Altinkaya and Ozbas, 2004).
27
Because of thermal and chemical resistance, high mechanical strength, polysulfones has
belonged to a class of high-Tg polymer. In making asymmetric membrane, polysulfone are
widely used which the membrane will have different pore size in the active layer. Thus,
asymmetric polysulfone membrane has various applications as ultrafiltration membranes,
used as support layer for a thin film (Blanco et al., 2006). In preparing asymmetric
membrane, it can be done by different methods. Because of low cost and simple, wet phase
is frequently employed during membrane formation. There is interplay between the
polymer and its solvent and non-solvent in the phase inversion technique. Because of the
difference in diffusion exchange between the top phase and the bottom phase of the
membrane, the characteristics of the asymmetric membrane will generate (Chen et al.,
2009). According to Stropnik and Keiser (2002) they have experimental work on the
formation of polymeric asymmetric porous membrane by wet phase separation. After
immersion into the coagulation bath, a thin cast layer of the polymer solution is
transformed into a protomembrane which in general consists of non-solvent polymer
(Stropnik and Keiser, 2002). By the demixing of a stable, homogenous polymer solution in
a non-solvent precipitation bath shows how wet phase separation process been
characterized. Consists of either binary mixture of polymer and solvent or a combination of
polymers, solvents, and non-solvents, is how the casting solution generally prepared for
wet phase process. To concentrate the outermost region of the nascent membrane prior to
coagulation bath, a brief evaporation time is always used. During the wet phase separation
step, the selective skin, the transition layer supporting the skin and the open-celled
substrate are formed primarily due to the results of the detailed mass transfer happening at
the interface between the nascent membrane and the quench bath. However, membrane
produces from wet phase process have either too many defects that allow their used in
application without any further treatment or rather thick selective skin.
Phase inversion process is the mostly common technique in making asymmetric membrane.
The asymmetric membrane has been invented by Loeb and Sourirajan on 1960s where it is
give a new future in membrane technology and industry. This asymmetric membrane
28
First of all, membrane separation process gives a new alternative and fresh technique and
technology in separation process in industry. In water desalination and purification, the
membrane processes compete directly with the more conventional water treatment
techniques. However, compared to these conventional procedures membrane processes are
very energy efficient, simple to operate and yield a high quality product. For the
desalination of brackish water either reverse osmosis or electrodialysis can be used. They
29
are in direct competition to distillation which, however, has significantly higher energy
consumption and is affected by scaling and fouling. In this application both electrodialysis
and reverse osmosis seem to have substantial cost advantages. In seawater desalination,
reverse osmosis is the only cost effective membrane process today and is competing
directly with distillation. Depending on local conditions, including water quality, energy
cost and the required capacity of the desalination plant, either distillation or reverse
osmosis can be the more efficient process. For very large capacity units and if a power
plant can be coupled with the desalination unit, distillation is generally considered to be
more economical. For small and medium size capacity units reverse osmosis is generally
preferred. For surface water purification and waste-water treatment membrane processes,
especially micro- and ultrafiltration, are competing with flocculation, sand bed filtration,
carbon adsorption, ion-exchange and biological treatment. The membrane processes are
usually more costly but generally provide a better product water quality. Very often a
combination of conventional water treatment procedures with membrane processes results
in reliable and cost-effective treatment combined with high product water quality.
ii. Membrane processes generally do not require a phase change to make a separation (with
the exception of pervaporation). As a result, energy requirements will be low unless a great
deal of energy needs to be expended to increase the pressure of a feed stream in order to
drive the permeating component(s) across the membrane.
iii. Membrane processes present basically a very simple flowsheet. There are no moving
parts (except for pumps or compressors), no complex control schemes, and little ancillary
equipment compared to many other processes. As such, they can offer a simple, east-to-
operate, low maintenance process option.
iv. Membranes can be produced with extremely high selectivities for the components to be
separated. In general, the values of these selectivities are much higher than typical values
for relative volatility for distillation operations.
30
v. Because of the fact that a very large number of polymers and inorganic media can be
used as membranes, there can be a great deal of control over separation selectivities.
vi. Membrane processes are able to recover minor and valuable components from a main
stream without substantial energy costs.
vii. Membrane processes are potentially better for the environment since the membrane
approaches require the use of relatively simple and non-harmful materials.
The major disadvantage of membrane processes is that until today the long-term reliability
is not completely proven. Membrane processes sometimes require excessive pre-treatment
due to their sensitivity to concentration polarization, chemical interaction with water
constituents, and fouling. Membranes are mechanically not very robust and can easily be
destroyed by a malfunction in the operating procedure. However, significant progress has
been made in recent years, especially in reverse osmosis seawater desalination, in
developing membranes which are not only have significantly better overall performance
but which also show better chemical and thermal stability and are less sensitive to
operational errors. Practical experience gained by the nations in the Middle East has
resulted in more reliable operation.
These are the list of limitation of membrane separation process include:
i. Membrane processes seldom produce two pure products, that is, one of the 2 streams is
almost always contaminated with a minor amount of a second component. In some cases, a
product can only be concentrated as a retentate because of osmotic pressure problems. In
other cases, the permeate stream would contains significant amount of materials which one
is trying to concentrate in the retentate because the membrane selectivity is not infinite.
ii. Membrane processes cannot be easily staged compared to processes such as distillation,
and most often membrane processes have only one or sometimes two or three stages. This
means that the membrane being used for a given separation must have much higher
selectivities than would be necessary for relative volatilities in distillation. Thus the trade-
off is often high selectivity/few stages for membrane processes versus low selectivity/many
stages for other processes.
31
iii. Membranes can have chemical incompatibilities with process solutions. This is
especially the case in typical chemical industry solutions which can contain high
concentrations of various organic compounds. Against such solutions, many polymer-based
membranes (which comprise the majority of membrane materials used today), can dissolve,
or swell, or weaken to the extent that their lifetimes become unacceptably short or their
selectivities become unacceptably low.
iv. Membrane modules often cannot operate at much above room temperature. This is again
related to the fact that most membranes are polymer-based, and that a large fraction of
these polymers do not maintain their physical integrity at much above 100 °C. This
temperature limitation means that membrane processes in a number of cases cannot be
made compatible with chemical processes conditions very easily.
v. Membrane processes often do not scale up very well to accept massive stream sizes.
Membrane processes typically consist of a number of membrane modules in parallel, which
must be replicated over and over to scale to larger feed rates.
vi. Membrane processes can be saddled with major problems of fouling of the membranes
while processing some type of feed streams. This fouling, especially if it is difficult to
remove, can greatly restrict the permeation rate through the membranes and make them
essentially unsuitable for such applications.
32
CHAPTER 3
membranes were casted on the glass subtrates and immersed in the coagulation bath for
solvent/non-solvent exchanges to occur and resulting the membranes to solidi
High-selective Polymeric
Nanofiltration Membrane for Ion
Selection
Polymer Non-Solvent
Solvent
(Polyetherimide) (DiethyleneGlycol-
(N-methyl-2-
DimethylEther)
pyrrolidone)
Membrane
Fabrication
Pure Water
Permeation(PWP)
Multivalent Salts
Rejection
3.3.2 Solvent
The selection of the proper solvent is essential in designing and engineering of a membrane
suitable for certain given nanofiltration process. Appropriate solvents selection for casting
of polyetherimide membranes involves the following conditions; the solvent must be
miscible with the coagulating agent and the solvent must provide good mechanical
properties. As such a casting procedure, it is recommended that good solvents being used
must have the power to open and solvate the polymeric chains. Lau et al. (1991) reported
that NMP shows high solvent miscibility and high ranking in solvent dissolution power
compared to the other solvent (i.e., Tetramethylurea, Dimethylacetamide,
Dimethylsulfoxide and Dimethylformamide). The solvent mixture of NMP and water is
easily miscible with water as the coagulant; fast coagulation took place from both sides of
the nascent fibre and the fast solidification across the overall membrane wall restricted the
growth of macrovoids in the polymer-lean phase (Wang et al., 2000). NMP is a widely used
industrial solvent for natural and synthesis plastics, waxes, resins and various types of
paints. It dissolves polymers, such as cellulose derivatives, polyamides, polyimides,
37
In this study, the organic chemical used in dope solution is N-methyl-2-pyrrolidone (NMP,
>99%) supplied by Merck, Darmstadt, Germany. Formula structure of N-methyl-2-
pyrrolidone is shown in Figure 3.1. Table 3.3.2.2 shows the physical and chemical
properties of NMP
38
3.3.3 Non-Solvent
Apparatus for preparing the dope solution is shown in Figure 3.4.1.1. Polymer was first
dried for at least 24 hours in a vacuum oven at a temperature of about 100 ± 2°C in order to
remove all absorbed water vapours. The existence of water in the polymer solution will
influences the quality of a polymer solution. Round bottom flask was used to prepare the
dope solution. Thermometer was used to measure the temperature during the mixing
process. Processing temperature was controlled at the desired range. The function of stirrer
is to ensure that the polymer, solvent and non-solvent are well-mixed to form a
homogeneous solution.
Firstly, the solvent was poured into the round bottom flask until the temperature
increase to 50-60 °C. Thermometer measured the temperature while heater controlled the
40
required temperature range. The mixing temperature must be controlled and maintained not
exceed the boiling point of the solvents and non-solvent (100°C) because they tend to
vaporize. However the low temperature will not encourage the mixing process. Diagram
below shows apparatus setted up for making of multi components of dope solutions
Figure 3.4.1.1: Schematic diagram of apparatus used for dope solution preparation
The schematic flow diagrams shows step by step of fabrication of flat sheet membranes.
Casting solution were prepared first. In this study, there are five different compositions
which consist of multi-components (polymer,solvent,non-solvent additive or/and polymeric
additive). Membrane was casted on a glass plate which acts as a substrate using a stainless
steel blade which was setted up to ± 100 µm thick. Tap water was used for coagulation
medium for membrane. The membranes produced were left in the tap water for about 24
hours.
In the term of key performances evaluation of membrane, parameters that can be used to
measure the membrane efficiency and selectivity are pure water permeation(PWP) and salts
rejection. Those two parameters are the basic things studied by most researchers.
The schematic diagram of nanofiltration permeation rig was being shown as in Figure
3.7.1. Using the well-known Sterlitech filtration cell, circular disk membranes were being
cut and mounted in a stainless steel, cylindrical membrane test cell by a porous support and
being tightened by a rubber O-ring. Effective area of the membrane being mounted under
the cell is 1.46 x 10-3 m2. The operating pressure for filtration test was being supplied by
pressurized nitrogen gas. The nitrogen gas outlet pressure was being regulated using a
pressure regulator where the equilibrium pressure was shown in the pressure gauge. A
pressure relief valve was being installed between the nitrogen gas and cell.
43
NF
Membrane
Nanofiltration permeation test was out using dead end filtration unit at different pressure.
For each operating pressure, distilled water was used to determine the pure water
permeability (PWP) parameter/constant. PWP parameter was obtained from the slope of
volume flux versus pressure. Prior to the each nanofiltration test, membrane was subjected
to be pressurized till about 500 kPa for 1 hour. The flux was equilibrated for the passage of
the first 20 ml permeate whilst the following 20 ml permeate was collected for
concentration analysis. All the results presented are averaged data obtained through three
membranes samples with a variation of about ±10%. The permeate was collected and
weight was measured by an electronic balance for every minute. The volume flux was
calculated based on the weight and time as stated in Equation 3.7.
(Eqn 3.7)
44
where,
J v = the permeate flux of salt aqueous solution or pure water flux (m3/m2s)
A = the effective area of membrane (m2),
t = the time (s)
V = Volume of permeate solution collected, (m3)
For pure water flux, the permeability of each membrane was determined by the
measurement of water flux as a function of applied pressure.
(Eqn 3.7.1)
where,
P m = Permeability (m3/m2s Pa),
J v = Flux (m3/m2 s)
ΔP = Pressure (Pa)
Concentration polarization is another aspect that needed taken into account for all
experimental result for this study. It was necessary to calculate the concentration
polarization of the both the polymer and the salt when analyzing flux-rejection curves. If
the membrane exhibits rejection for the solute, partial permeation will occur and non-
permeated solute accumulates in the boundary layer (surface of membrane) and hence
concentration profile develops. This phenomenon is called concentration polarization.
The equation for if this phenomenon was taken into consideration (Gilron et al., 2001):
(Eqn 3.7.2)
or
( ) (Eqn 3.7.3)
45
( ) (Eqn 3.7.4)
[( ) ]
(Eqn 3.7.5)
The rejection characteristics of a membrane are described by observed rejection, Robs and
real rejection, Rreal. In the membrane separation processes, the concentration on the
membrane surface is always higher than in the bulk due to concentration polarization. A
concentration on the membrane surface is not directly obtained from experiment thus the
following equation was applied (Sching and Widmer, 1992):
( ) ( )
(Eqn 3.7.6)
[ ] (Eqn 3.7.7)
[ ] (Eqn 3.7.8)
where,
Cp = Salt concentration in permeate
Cb = Salt concentration in bulk
Cw =Salt concentration in wall
Mass transfer coefficient, k has been found to be a function of the stirring speed and thus
from the mass transfer correlation for a stirred cell, k can be written as a function of ω as
follows (Bowen et al., 1997):
ω (Eqn 3.7.9)
(Eqn 3.7.10)
46
Where,
( ) (Eqn 3.7.11)
The salt or bulk diffusivity coefficient was calculated from the ionic diffusion
coefficient as (Newman, 1991):
( ) (Eqn 3.7.12)
For single ions, the size can be presented by a Stokes radius calculated from the
Stokes-Einstein equation (Schaep et al., 2001):
(Eqn 3.7.13)
As PWP parameter and flux were obtained, the membrane permeation test was carried out
according to the procedure stated in Section 3.7.2. At five different operating pressures
(150 kPa, 200 kPa, 250 kPa, 300 kPa and 350 kPa) the permeation test was carried out
using 0.01 M NaCl. The flux and observed rejection were determined for each of operating
47
condition. In order to reduce the polarization effects, the stirring speed was fixed at 400
rpm or 41.881 rad/sec. After each permeation test, NF membranes surface was rinsed with
distilled water. The pure water permeability was measured to ensure the original flux (pure
water) was recovered before next permeation test. The feed concentration of each salt
solution was also fixed at about 0.01 M. For the flux and rejection calculation purposes, the
salt concentration for all sample in feed and permeate steam were measured using a
conductivity meter (Hanna HI 8633, Italy). The concentration of NaCl was related to the
measured conductivity using the calibration curve.
3.7.4 Multivalent Salts (Na2SO4, MgSO4, NaCl and MgCl2) Permeation Test
The permeation test is conducted similar to the procedure as listed in Section 3.7.2. in order
to study the effect of rejection under different volume fluxes at pressure of 500 kPa to
obtain its respective fluxes. The salt permeation test was carried out using 0.01 M of
(Na2SO4, MgSO4, NaCl and MgCl2) solutions. After each permeation test, NF membranes
surface was rinsed with distilled water. The pure water permeability was measured to
ensure the original flux (pure water) was recovered before the next permeation test will be
run. The feed, permeate and retentate concentration for each were measured by using
conductivity meter (Hanna HI 8633, Italy). The flux and observed rejection were
determined for each operating condition. To reduce concentration polarization, the stirring
speed was fixed at 400 rpm or 41.881 rad/sec.
In order to characterize the membrane and determine the morphologies of membrane, the
techniques known as Scanning Electron Microscopy (SEM) and Fourier Transform Infrared
Spectroscopy (FTIR) were being used in this study. SEM characterize the membrane in
term of membrane surface structures in which formation of pores and finger-like structures
can be observed. On the other hand, FTIR determine the functional groups exist in the
membranes and identify the molecular orientations occur.
48
Molecular analysis PEI/NMP with addition of 3 wt%, 6 wt%, 9 wt%, 12 wt%, 15 wt% of
DGDE in run through VARIAN 3100 FTIR Excalibur Series in Figure 3.8.1.2. Attenuated
total reflection fourier transform infrared spectroscopy (ATR-FTIR) allows for infrared
(IR) analysis of surfaces. The IR spectrum can provide determination of vibrational
frequencies and transition intensities of most molecules (with the exception of diatomics
such as N2 and O2), including characteristic functional group frequencies. Knowledge of
vibrational frequencies of functional groups (or reference spectra) allows for chemical
identification of at least a class of compounds (e.g., aromatic amides), which may be less
apparent in XPS spectra. The IR radiation typically penetrates 1 μm into the surface. This is
a disadvantage because this is deeper than the active layer thickness of most composite
membranes, so the top layer is not necessarily isolated (Boussu et al., 2007). The
penetration depth can be decreased by careful selection of crystal and incident angle (for
Ge ATR element and 3000 cm-1 wavenumber it can be estimated as 200 nm (Müller and
Mehnert, 1997) at 45° incident angle). Alternatively, it is possible to perform ATR-FTIR
50
CHAPTER 4
RESULT AND DISCUSSIONS
In this study, nanofiltration membranes were prepared through dry/wet phase inversion
process. This process is the most common process in making of asymmetric membrane. Six
different content of diethyleneglycol dimethylether (DGDE) with the same composition of
polymer, polyetherimide(PEI) were applied in the dope formulations. With different
contents of DGDE , the result of membrane structures and morphologies will be different.
Therefore, based on that outcomes, we can choose the best membrane structures for basic
or industrial application. In order to achieve membrane of high-selectivity, membrane
structures with thin skinned top-layer and highly-dense substructure is desired.
The graph below shown how the differences in amount of DGDE affects the pure water
permeability (PWP) performance.
10
PWP (m3 /m2 . s)
0
3 6 9 12 15
DGDE content (wt%)
150 kPa 200 kPa 250 kPa 300 kPa 350 kPa
Figure 4.1.1.1: Graph Pure Water Permeability (PWP) vs DGDE content (wt%)
10
PWP (Jv)
0
150 200 250 300 350
Pressure (kPa)
150 kPa 200 kPa 250 kPa 300 kPa 350 kPa
In this study, pure water permeability is one of key paramaters that used to testify the
membrane performances. Therefore, based on the result achieved, PWP are decreasing
although the pressure is kept increased from 150 kPa to 500 kPa. Due to this occurrence,
this membrane is not a really good criteria for nanofiltration.
Table 4.1.2: NaCl volume fluxes of membranes at different DGDE content (wt %).
3.5
NaCl fluxes (Jv)
3
350 kPa
2.5
400 kPa
2
450 kPa
1.5 500 kPa
1 300 kPa
0.5
0
3 6 9 12 15
DGDE content (wt%)
NaCl fluxes also showed decrement in value as well as pure water permeability. Therefore,
desalting process is not favourable for these membranes.
Table 4.1.3: Real rejection, Rreal of NaCl solution (0.01M) at different DGDE content (wt%).
DGDE content(wt%)
The real rejection for NaCl salt definitely increase but still not very high. However, we can
see that the higher the DGDE content, the higher the salt rejection. We expect that for
achieving a very high NaCl rejection, addition of extra amount of DGDE might be
required.
6 25
20
PWP
4 Rreal rejection(%)
15
10
2
5
0 0
3 6 9 12 15
DGDE content (%)
Figure 4.1.3.2: Graph Intersection of PWP and Rreal NaCl Rejection at 500 kPa
Based on the graph plotted, it shows that by increasing DGDE content to certain amount
can actually give significant increase in NaCl rejection. From the intersection, we can
conclude that 8 wt% of DGDE is the optimum content for membrane preparation. At that
point, NaCl rejection performance shows sudden increase but for PWP it tends to decrease.
However, based on this we can determine the optimum DGDE content for a membrane to
have a good starting performance.
Table 4.2: Multivalent salts rejection at 500 kPa relatively to DGDE content (%)
With increasing the amount of DGDE in the polymer solution, it seems that the
performance of membrane in term of multivalent salts rejection also increase. From the
table above, we can see that the salts rejection is much more better for multivalent salts
such as MgCl2, Na2SO4 and MgSO4 compared to NaCl. This maybe happen due to the size
of ions.
57
89.71
90 87.93
85.11 83.36
81.15 82.49
82.06
79.86 80.53
80 78.38 79.18
76.51
73.45
70
64.14
60
56.22
50 46.89
45.79
43.11
40
30
25.78
23.26
20
10
0
3 6 9 12 15
DGDE content (%)
NaCl MgCl2 Na2SO4 MgSO4
Figure 4.2: Bar chart of multivalent salts rejection vs. DGDE content
From the bar chart above, this separation membrane show a good selectivity towards
multivalent salt especially MgSO4. It achieves a significant real rejection when the
membrane having 9 wt% of DGDE composition and above. Therefore, the optimum
content of DGDE is 9 wt%. As we can observed from the bar chart, percentage of NaCl
rejection eventually fluctuate at 9 wt% until 15 wt% while for other multivalent salts the
percentage of rejection increase gradually. Although NaCl salt rejection seems slightly
lower than other salts but the value still reliable because the percentage of NaCl rejection
by most commercial membrane is approximately 55 %.
58
(a) PEI/NMP/DGDE-3%
(c) PEI/NMP/DGDE-9%
(d) PEI/NMP/DGDE-12%
60
(e) PEI/NMP/DGDE-15%
Qualitative band shapes and intensities are given as br broad, sh shoulder, vs very strong, s
strong, m medium, and vw very weak.
1.05
0.95
0.9
Transmittance
0.85
0.8
0.75
3%.spc
6%.spc
9%.spc
0.7 12%.spc
15%.spc
0.65
0.6
3500 2500 1500 500
Wavenumbers [1/cm]
62
A very strong molecular interactions occur in the membrane having 9%, 12% and 15% of
DGDE content. Infrared spectrum having many strong bands in the 'fingerprint' region of
the spectrum below 1800 cm-1 and from the peak formed, we can observed the strongest
values of transmittance depict by molecular interactions from membrane having 9 wt% of
DGDE content. Because of better alignment and interactions between molecular
orientations, this membrane exhibits a better performances compared to the membranes
having only 3 wt% and 6 wt% of DGDE and we expect the optimum permeability and
selectivity starts here because membrane performances suddenly increase especially for
multivalent salt rejection which changes drastically from 25.78% to 43.11% for NaCl real
rejection.
The prepared five membrane samples were characterized using Scanning Electron
Microscope. SEM analysis showed the images of cross-section structure of asymmetric
nanofiltration membrane PEI/DGDE at different composition of DGDE. It was found that
all the membranes exhibits typical morphological structure of asymmetric membrane which
consists of dense top layer and a porous sub-layer containing macrovoids, pores, and micro
voids. This sub-layer formation is controlled by variables of polymer dope solution such as
composition, coagulant temperature, and additives (Rahimpour and Madaeni, 2007).
Finger-like structures
Bottom sub-layer
Macropores
(a) PEI/NMP/DGDE-3%
63
SEM micrograph showed the final membrane structures from the first sample; (a)
PEI/NMP/DGDE-3% revealed that membrane top skin layer is very thin while membrane
sub-layer has finger-like structures and macropores. There were smaller and larger
macropores formed and eventually smaller macropores positioned very close to the short
finger-like structures. No spongy structure was observed. Based on the membrane
permeability, this membrane shows the highest water flux. This fact was supported by the
membrane porosity where the formation of larger and smaller macropores in the sub-layer
make the membrane become more porous compared to others due to lesser resistance for
water to pass through. However, multivalent salts rejection for this membrane portrayed the
lowest percentages as less resistance occur and this was a result of very thin skin layer and
higher-porosity of membrane.
From the second membrane sample (b) which contained 6 wt% of DGDE revealed that
membrane top skin layer increased in thickness while in the membrane sub-layer
macrovoids disappeared and the dominant structures formed were long finger-like
structure. Underneath the finger-like structures, spongy structure slightly formed.
Membrane performance in term of pure water flux slightly decrease from previous
membrane as the membrane porosity was decreased due to significant changes to
membrane structures where the formation of spongy structure and slightly increase in upper
skin thickness lead to higher resistance and difficulties for water permeation. However,
multivalent salts rejection for this membrane portrayed the better percentages as membrane
became dense and more salts retention occurred.
While the final membrane structures from the third sample (c) which contained 9 wt% of
DGDE revealed that membrane top skin layer slightly decrease in thickness. While
membrane sub-layer showed the long finger-like structures decreased because of the
formation short finger-like structures altogether and smaller macropores suddenly
appeared. These structures provided a very good resistance for water as well as salts
retention due to denser membrane sub-layer. Hence, pure water flux experienced
significant decrement as the membrane porosity was greatly decreased. However,
multivalent salts rejection for this membrane was much better because at this stage
membrane started to achieve rejection rate up to 80% and above.
65
The final membrane structures from the fourth sample (d) which contained 12 wt% of
DGDE revealed that there were no changes in membrane thickness. Further increase in
content of DGDE, the finger-like structures shorten and likely to form macrovoids however
the area of spongy structures became larger. Membrane performance in term of water flux
tends to drop drastically compared to previous membrane especially when the pressure at
250 kPa was applied. As the membrane became very dense, therefore pure water flux was
affected as well. Multivalent salts rejection performances also kept increased.
The final membrane structures from the fifth sample (e) which contained 15 wt% of DGDE
revealed that membrane top skin layer was very thick while membrane sub-layer became
spongier with the presence of large macrovoids. Irregular short and long finger-like
structures with different length was also formed. Membrane performance in term of water
flux constantly decrease from previous membrane but multivalent salts rejection for this
membrane portrayed the best percentages among other membranes due to larger area of
denser region in the membrane structures for salts retention.
66
CHAPTER 5
CONCLUSIONS AND RECOMMENDATIONS
5.1 Conclusions
5.1 Recommendations
(i) For water flux enhancement, membrane should be either treated with chemicals or
coated with thin film composite (TFC) and also can be prepared using dual-coagulation
bath during phase inversion process.
(ii) Although the percentage of salts rejection did not achieved up to 99% but by increasing
or adding more DGDE will actually improves the membrane selectivity as denser
membrane will be produced when amount of DGDE increases.
(iii) Instead of using ATR-FTIR, we can also use CFM, XPS and AFM to characterize the
membrane.
68
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