8 Back To Basics Interlocking
8 Back To Basics Interlocking
8 Back To Basics Interlocking
Part 1
Francis How
This, the third in a series of articles on ‘back 2. When a train has been given authority to move:
to basics’ themes, looks at the essentials • points in the section of track are prevented
of ‘interlocking’. Interlocking is central from being moved, and
to railway signalling, as it ensures that • other trains are prevented from entering the
the components of a signalling system same section of track.
act together in a manner which is safe
for the routing and movement of trains. until the train has passed through the
Whole books could be written about the section of route.
subject, and this article is no more than an There is more to interlocking than this, as we shall
introduction, intended for IRSE members see, but this is the essence of what it is all about.
new to the industry rather than those who
are experienced in specifying, designing and What does interlocking not do?
“Interlocking testing signalling systems. Interlocking does not check that everything is safe
for the passage of a train. A section of railway track
does not check This article focuses primarily on the technology
must be safe for the passage of trains in many
used for interlocking. Next month there will be
that everything a further article, in which we will look at the
other ways as well. For instance, the distance
is safe for the between the rails must be correct, the track-bed
functionality of an interlocking – what it actually
must be capable of supporting the weight of a
passage of a does in practice.
train, and the train’s cross-sectional dimensions
train” What is interlocking? (the dynamic envelope) must be compatible with
the positioning of items such as platforms and
If you ask a signal engineer about interlocking,
bridges, so that the train will not hit them. These
they may well point to an equipment room full
can also cause collision or derailment – but
of relays, or a cabinet of computer equipment
they are not generally the concern of the signal
in a control centre, or perhaps even some
engineer. Railway engineers have other methods
complicated-looking arrangement of metalwork
for ensuring the integrity of these other features
underneath a lever frame in a signal box. It is
upon which train safety depends.
true that all these things are ‘interlockings’, but
‘interlocking’ is defined as a feature of a control Interlocking safety
system that makes the state of two functions
Interlocking functions (such as moving a set of
mutually dependent. In the context of railway
points or clearing a signal) must be executed only
signalling, interlocking is used to keep trains
when it is safe to do so. Industrial control systems
safe from collision and derailment. The primary
(of which railway signalling is an example) are
purposes of these interlocking features are
designed to meet a specified ‘safety integrity level’
to ensure that:
(SIL). There are five such levels, from 0 to 4, and
1. Before a train is given authority to move along the interlocking functions in a modern main line or
a section of track from one signal to the next: metro railway signalling system must usually meet
• points are in the correct position (to SIL 4 requirements – the highest level possible.
avoid derailment), This means the likelihood of an unsafe failure is
incredibly small.
• there are no trains already on the track (to
avoid collision), and The underlying safety principle traditionally
• no conflicting train movements are already associated with railway signalling, and particularly
authorised (also to avoid collision). with the interlocking, is known as the ‘fail-safe’
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IRSE News | Issue 265 | April 2020
principle. This means that if an interlocking system have left the section – without any knowledge of
develops a fault, it is designed so that it will fail in whether in practice it had done so!
a manner which stops trains, by putting signals
Not surprisingly, it didn’t take long for accidents
to danger. This fail-safe property is achieved in
to demonstrate the need for safer ways of
various ways, including the use of inherently fail-
controlling the movement of trains. This article
safe components, the design of the interlocking
does not explore the evolution of railway
logic, and the system architecture.
signalling, but there were some key milestones
It is important to note that ‘fail-safe’ does not in its development which are worth noting. One
mean that the signalling of trains is 100% safe. This was the introduction of the electric telegraph, so
is partly because in practice the occurrence of that someone at one end of section of railway line
unsafe failures cannot be completely eliminated, could communicate with someone at the other
and partly because if trains have been stopped end. This eliminated the need for ‘time interval
by a (safe) failure of the signalling system, the working’ by enabling the person controlling entry
movement of trains then depends largely upon to a section of line to receive positive confirmation
the application of operational procedures, with the when the whole of the preceding train had left the
associated risk of human error. section and therefore the line was again ‘clear’.
Not all parts of a signalling system need to be A second crucial development was the
ultra-safe. In modern systems the use of high introduction of the signal box, to enable signals
integrity (SIL 4) design techniques is usually and points to be controlled from one place.
restricted to those parts of the system which are Previously the setting up of a route for a train had
essential for safety – including the interlocking relied upon people walking about on the track to
functionality. Other parts, such as the control move points and operate signals. Centralisation
panel or desk, are usually of a lower integrity of these activities was not only more efficient and
(typically SIL 0 to SIL 2). You might wonder why reduced the possibility of misunderstanding, it
we do not design all parts of the signalling system also facilitated the introduction of ‘interlocking’
to achieve SIL 4 levels of safety. The answer is – mechanical equipment in the signal box that
Figure 1 – The that designing systems to meet high levels of helped to prevent mistakes being made by
Chippenham, UK, factory safety integrity is complex, time-consuming the signaller when moving points or operating
of Westinghouse Brake and expensive, and can lead to lower levels signals. Even in the age of computerisation, it is
& Saxby Signal Company
of reliability. remarkable to look back at how railway engineers
in 1927. Some 60 years
after the invention of the of the 19th century invented mechanical logic
A little history… systems that largely overcame the risk of human
interlocking skilled teams
were still assembling When railways first appeared, they had no error when signalling trains.
complex lever frames – signalling in the form that we would recognise
some of which are still in So, the way was paved for the introduction
today. The concept of a signal box did not exist,
use today. of ‘interlocking’ according to a defined set of
signals were very rudimentary (originally just a
Photo WB&S Archive/ principles or rules – which for the most part still
man with a flag), and giving permission for a train
Chippenham Museum & apply today, albeit they vary in some respects from
Heritage Centre.
to enter a section of track relied simply upon
railway to railway.
allowing sufficient time for the preceding train to
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IRSE News | Issue 265 | April 2020
A flat metal bar (called a tappet) is of one lever is prevented or permitted the notch in the tappet of Lever 4 and
attached to the end (tail) of each lever. according to whether a locking piece is is not free to move out of it. Thus Lever
All the tappets are held within a locking held in a notch in the tappet, or is clear 1 locks Lever 4. The converse is also
box, so that each one moves in one of (or free to move out of) the notch. true. If Lever 1 is normal and Lever 4 is
direction when the corresponding lever The use of bevelled edges enables a reverse, Lever 4 locks Lever 1 normal,
is pulled to its reverse position, and in tappet, when free to move, to force the as shown in Figure 2c (this is called
the opposite direction when the lever is locking piece out of the notch. reciprocal locking and is an inherent
pushed back to its normal position. feature of mechanical locking). Much
In Figure 2a below, when Lever 1 is
more complicated locking arrangements
To create a lock, a bevelled notch is cut pulled from normal to reverse, the
can be created than the simple one
in the side of a tappet, and a locking tappet will move in the direction of the
shown, with levers being locked in both
piece (sometimes called a nib) is cut arrow. The positions of the tappets and
normal and reverse positions by multiple
to fit the notch. If a horizontal bar is locking pieces will then be as shown in
other levers, and with locking of one
placed in the locking box with one Figure 2b, and Lever 4 is locked in the
lever by another being conditional on
end connected to the locking piece, normal position. It cannot be moved
the position of a third lever.
and the other end is connected to because the second locking piece
another locking piece, the movement (connected to the first) has engaged in
Connecting
bar
1 4
Locking nibs
Figure 2a Figure 2b Figure 2c
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IRSE News | Issue 265 | April 2020
Figure 3 – The Electrical interlocking smaller, and were often designed to plug into
introduction of relay- bases to which all the wiring was connected, so
based signalling allowed
The advantages of using electrical locking
became even more evident when colour light making it easy to replace a faulty one as well as
control centres to move
signals and electric point machines began to be enabling hundreds or even thousands of them to
to the use of complex
panels. These UK introduced. Mechanical locking could be entirely be housed in a much smaller space. All the wiring
examples are from Carlisle replaced by electric locking, and large levers were and the relays and their bases were mounted on
(left) and London Bridge no longer necessary for operating points and vertical racks, and a large interlocking might have
(right) power signal boxes,
signals, since no great physical effort was required dozens of such racks, all housed in a ‘relay room’.
commissioned in the
1970s.
by the signaller to switch an electric signal Not sure what a relay is?
Photos WB&S Archive/ or point machine.
A relay is an electromechanical switch, with an
Chippenham Museum &
Early all-electric signal boxes used miniature electromagnetic coil, an armature and various
Heritage Centre.
mechanical levers on a desk, replicating in contacts. When the coil is energised, the armature
a more modern form the row of levers in moves and closes a number of contacts (‘front’ or
mechanical boxes. This evolution led in time to ‘normally open’ contacts) and opens others (‘back’
the introduction of control panels, with switches or ‘normally closed’ contacts). These contacts
and buttons on the panel being used to set are used in other circuits to create the logic
whole routes from one signal to the next, without conditions for operating other relays, powering
the signaller needing to set the points in the point machines, illuminating the aspects of signals
Figure 4 – Different route individually. etc. When the coil is de-energised the armature
approaches to relay
design. Below, the type N
returns to its original position, opening the front
The ‘route setting’ approach eventually became
relay, bottom the type C. contacts and closing the back contacts.
the preferred form of control. The role of the
Photos Siemens Mobility interlocking was crucial in this. Instead of being
and E Dold & Söhne KG.
Relay interlocking architecture and design
a passive system for determining whether it was The architecture of relay interlockings varies from
safe to operate a set of points or a signal (as railway to railway (even within a single country),
mechanical locking had been), it became an active and from country to country. We are not going
system that interpreted and acted on requests to explore all the variations here, but it is worth
received from the control panel. In simple form, understanding a little about the basic design
the request to set a route from one signal to the philosophies that characterise almost all relay
next is set up by the signaller using switches and interlockings.
buttons on the control panel (which has a diagram
of the track layout on it). The interlocking then In the early days all relay interlockings were ‘free
moves the relevant points provided it is safe to do wired’. With this approach, each circuit, whatever
so, checks that the track is clear of other trains, its purpose or function, was individually designed
and clears the entrance signal for the route. and wired, usually in accordance with a set of
templated (standard) circuits. In time an alternative
Relays approach emerged, whereby manufacturers
The fundamental building block of the traditional provided a range of factory-wired, pre-tested
route-setting interlocking is the relay. Before the sets of relays known as ‘geographical’ units. Each
relay interlocking gained prominence, relays had type of unit was designed to provide the standard
already been used for track circuits and for other interlocking functions required for a specific
simple circuits in mechanical and early electric combination of signals, points and train detection
signal boxes. These relays had generally been sections. By connecting the appropriate units
relatively large devices, often designed to sit on together (usually with plug-coupled cables) to
shelves. But as relay interlockings became more mimic the actual layout of the track and signalling,
popular, relays were progressively made physically the required route-setting functionality could be
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IRSE News | Issue 265 | April 2020
built up relatively easily. There are advantages and with the passage of the trains. By contrast, the
disadvantages with both approaches, including dependable fail-safe nature of the type N relay
cost, flexibility, speed of design and testing. makes it generally unnecessary to include this
additional complexity.
Secondly, the relay interlocking circuits (both
free-wired and geographical types) vary in form In all interlockings the circuits are designed to
according to the type of relay used. There are, exploit the safety characteristics of the relays.
broadly speaking, two generic types of relay used Usually this is done by requiring a relay to be
for all interlockings. One type is inherently ‘fail- energised to allow a less restrictive state (e.g. to
safe’, meaning that if the coil is de-energised, the allow a signal to show a proceed aspect, or to
“A route relay front contacts will always open, and it is virtually allow a set of points to move). If the relay or the
interlocking is, in impossible for a failure to occur whereby front power supply fails, or there is a disconnection in
effect, a and back contacts are in the ‘closed’ position at the circuit, the relay de-energises, so causing the
the same time. The use of non-welding materials signalling equipment to revert to a safer state.
hard-wired for the contacts makes it impossible for a contact
parallel to weld in the closed position. This type of relay Computer-based interlockings (CBI)
processing logic is known generically as type N in UIC standard With the development of electronic logic gates in
736i. The best-known family of signalling relays the form of integrated circuits, and subsequently
machine.” in this category is probably the BR930 series, the with the emergence of the microprocessor and
development of which, incidentally, involved the programmable logic controllers (PLCs), it was a
IRSE. There are at least 200 variations of this same natural step to see how this technology could
basic relay, with different operating characteristics be applied to interlockings. Early experimental
(slow to energise, slow to de-energise etc), installations were implemented in the 1960s
different numbers and types of contacts, and and 1970s, but it was in the mid-1980s that
different operating voltages. the electronic software-based interlocking first
became a reality. One of the best known of
The other generic type of relay used in some these was SSI – the ‘Solid State Interlocking’,
interlocking systems is known as type C in UIC developed in the UK.
standard 736i. It is not guaranteed to behave in
the inherently fail-safe manner described above. The use of software-driven electronic logic
Specifically, it is possible for a contact to weld presented a whole new set of challenges for
so that it remains closed when it should be open system designers. A route relay interlocking is,
although, as with a type N relay, the mechanical in effect, a hard-wired parallel processing logic
design prevents any front and back contacts being machine. If it goes wrong it could initiate unsafe
closed at the same time, even if welding occurs (a actions, but the potential failure modes and
feature known as ‘forcibly guided’ contacts). Such their causes are well-understood and, by good
relays have the advantage of being considerably design practice and by testing it to make sure
less expensive and smaller. But in order for the the locking conforms to the application rules,
interlocking as a whole to behave in a fail-safe the probability of an unsafe failure is very low. A
manner, the circuits are more complicated as computer-based interlocking (CBI), which makes
a consequence of using additional contacts to use of microprocessors, is another matter entirely,
prove that relays have de-energised correctly, however. Microprocessors comprise hardware and
and because of the need to check that the embedded software, and these are not designed
circuits are operating in the correct sequence to meet the high integrity safety requirements
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IRSE News | Issue 265 | April 2020
Action
Action
necessary for an interlocking. Failure modes of dependable. A simple electronic comparator that
microprocessor-based systems are much more is monitoring the two outputs is not sufficient.
complex and unpredictable than in relay logic, Secondly, there is the problem of common mode
and their causes can be difficult to trace. These failure. Since both channels are executing the
causes include electrical interference, unstable same task, there could be processor problems
supply voltages, poor programming (leading or programming errors which would affect both
to memory stack overflows, race conditions, channels in the same way. In such circumstances
deadlock, etc), derived requirement errors and there would be no disagreement between the
manufacturing defects. outputs presented to the comparator, and the
system would consequently not shut down.
The architecture of the software-based
interlocking must be designed so that the overall There are various solutions to these problems, of
“Failure modes of level of safety is at least as safe as the best relay course, and different system manufacturers adopt
interlocking, despite the relatively low integrity of different approaches. These may involve:
microprocessor- the component parts and the complexity of their
based systems failure modes. The basic approach is to have two
• using different hardware and/or software for
the two channels to reduce the likelihood of
are much more separate processing channels in the interlocking,
common mode failure (often called ‘diversity’).
complex and each one executing the route requests from the
control panel (or desk/VDU) in accordance with • more complex cross-checking of internal
unpredictable the signalling principles and application rules for states, inputs and outputs between the two
than in relay the particular track and signalling layout. This is channels in order to detect faults.
logic.” known as a ‘two out of two’ (2oo2) configuration. • more than one mechanism by which a
In the event of a difference in the outputs from shutdown can be enforced (and employing
the channels (indicating an error has occurred), special hardware for the purpose).
the system shuts itself down and a safe state is These mechanisms are not without their
enforced. In most systems lineside signals return difficulties. For instance, a lack of synchronisation
to danger (stop) and points cannot be moved. (differences in timing) of processing in the two
In practice, achieving a safe shutdown is not channels can cause the two channel outputs
quite as simple as it might at first appear. Firstly, to be different for short periods of time, even
the part of the system that compares the outputs though each channel is behaving correctly. These
of the two channels and shuts the interlocking short-term differences may be interpreted by any
down in the event of a difference must be highly cross-checking as an error and cause a shutdown,
creating a serious threat to reliability.
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IRSE News | Issue 265 | April 2020
Figure 7 – Most
computer-based Project specific signalling logic
interlockings split configuring system to a specific
their software and scheme plan and layout
configuration into a
number of layers, enabling
Specific application logic
Signalling logic and rules, typically
the same basic hardware
to be used in many entered once per railway, common
different applications. across all applications on that railway
Generic application software
Operating system, created as part
of product development, common
Generic product software across all railways where product used
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IRSE News | Issue 265 | April 2020
Control Centre
(Control Panel or
Computer Workstation)
Indications
Requests
High integrity Multicore cable,
multicore cable, datalink or
datalink or transmission
transmission system
system
Requests
Neighbouring
Interlocking
interlockings
High integrity
multicore cable,
Status
datalink or
transmission
system
Commands
Commands
High integrity High integrity High integrity
cables cables cables
Points Train detection Signals Points Train detection Signals Points Train detection Signals
Figure 8 – The Nowadays a large proportion of the data and Interlocking to control panel/desk
interlocking forms the logic for computer-based interlockings can be interface
‘safety layer’ of a railway generated automatically from the signalling
signalling system, The signaller controls the movement of trains
scheme specifications. Signal design engineers
receiving information either by use of a control panel or by using a
from and relaying status can therefore concentrate their skills on the
control desk and workstation. A panel is equipped
to a control centre, special or unusual interlocking elements of a
with a representation of the track layout, on which
communicating with signalling scheme which cannot be designed
are buttons and switches for setting routes etc,
adjacent interlockings, automatically. Simulation and automated testing
and controlling trackside
and indications to show him or her information
can also reduce the amount of manual verification
objects. including what routes are set, the positions of
and validation required. Because interlockings
trains and the aspects of signals. In the case of
primarily implement a set of logical rules they are
a control desk and workstation, the signaller
particularly well suited to testing and validation
has the same information presented to him/
using formal methods and automation. Most
her on screen and sets routes etc by use of a
of the major interlocking suppliers have now
keyboard and mouse.
adopted these methods in some form and as
a result the number of errors found by more The interface with the interlocking is therefore
conventional testing, particularly in the field, has two-way, with route requests being sent from
reduced very significantly. the control panel/desk to the interlocking and
information from the interlocking being sent to
The interfaces between an the control panel/workstation. There is usually
interlocking and other sub-systems some sort of interface sub-system (either relays or
In a modern signalling system, an interlocking software-based) between the two.
interfaces with a number of other sub-systems. A typical control panel/desk will communicate
The three most important interfaces are with with several interlockings, as the geographical
the trackside equipment, with the control panel area covered by the control panel/desk is often
(or computer workstation), and with other larger than that covered by a single interlocking.
neighbouring interlockings. There are of course Where all the interlockings are housed in
other interfaces, but we are not attempting the same building as the control panel/desk,
here to describe the architecture of a complete the communication with the interlockings is
signalling system, so they are not explored achieved either by multi-core cables or by a data
in this article.
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IRSE News | Issue 265 | April 2020
Figure 9 – The use communications bus. If some of the interlockings circuits for operating the signals, moving points,
of computer-based are in buildings some distance from the control indicating the occupancy or otherwise of a track
interlocking, and centre, then some form of remote control and circuit to the interlocking etc. The interlocking
increasingly the
indication system (using, for instance, time- depends upon the integrity of these circuits in
use of network
communications, division multiplexing) is often used to connect order to function safely.
allows modern interlockings to the control centre to reduce the
In the case of computer-based interlockings, the
control systems to amount of cabling required.
be implemented, as
items of trackside equipment are normally (but not
in this example from It is important to note that all these always) connected to nearby object controllers
Hong Kong MTR. communication links are not safety-critical (i.e. which provide the power for the equipment, pass
The interlocking they do not have to be SIL 4). The interlocking the interlocking commands to the equipment and
continues to ensure ensures the safety of train movements even if receive equipment status information for sending
that the signalling there is a fault or failure in the communications back to the interlocking. The object controllers
rules are enforced links or interface sub-systems. That said, the are connected to the trackside equipment by high
to assure safety, but
the non-vital control
interfaces and communications links must be as integrity cables as described above, and to the
system above allows reliable as possible, both for normal working and interlocking via a communications datalink. Just
the railway to be in degraded mode situations. In both cases, the as with relay interlockings, the integrity of the
operated optimally. control panel or workstation is presenting the communication link is vital for the safe operation
Photo Francis How. signaller with information about the railway, upon of the interlocking. The object controllers
which he or she makes decisions regarding the therefore generally have a 2oo2 configuration
movement of trains. to ensure safety, and the datalink uses highly
secure coding techniques to prevent (or detect)
Many modern signalling systems include
corruption of the transmitted data. In some
Automatic Route Setting (ARS), a sub-system
manufacturers’ systems the communications
which automatically sets routes ahead of each
protocol is proprietary to their product, but
train based on the timetable and, where conflicts
increasing use is now being made of IP addressing
arise (eg because of late running), on a set of rules
techniques. Manufacturers still use their own
“Just as for prioritisation of train movements. This relieves
safety and applications protocols, although the
the signallers of much of their routine work. So
with relay far as the interlocking is concerned, however, it
European EULYNX project is promoting open
standards for interfaces, to reduce signalling
interlockings, receives and acts on ARS route-setting requests
life cycle costs.
the integrity in the same way as if the requests had come from
the signaller and the control panel/workstation. Interlocking to interlocking interface
of the
Interlocking to trackside equipment Interlockings must be able to interface with
communication neighbouring interlockings, because almost
interface
link is vital for inevitably at the geographical boundaries there
In the case of a relay interlocking, in most
safe operation” systems the items of trackside equipment (signals,
will be routes that have their entrance signal in
the area controlled by one interlocking and their
points, track circuits etc) are connected to the exit signal in the area controlled by another.
interlocking by multi-core cables, with a dedicated The route setting process is initiated by the
pair of cores for each circuit. The cables are interlocking responsible for the entrance signal,
generally specified and constructed to meet but requires action by, and information from, the
railway requirements, both in terms of resilience other interlocking in order for the complete route
to the trackside environment, and in terms of to be declared ‘set’, before the entrance signal is
the integrity and separation of each core. This is allowed to clear.
necessary because they are carrying safety critical
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IRSE News | Issue 265 | April 2020
25
Back to basics: Interlocking
Part 2
Francis How
Last month in IRSE News there was the Checking route availability
third in a series of articles on ‘back to When a request to set a route is sent from the
basics’ themes, looking at the essentials of control panel/desk/VDU (or from the Automatic
‘interlocking’, focused on the technology Route Setting system, where one is provided),
used. This month we are going to look the interlocking first checks that the route can be
at the functions that an interlocking set in its entirety, and that the request does not
performs, and how these ensure the safe conflict with any other routes that have already
movement of trains. been set or are in the process of being set.
This article is no more than an introduction Without this check, the interlocking might start
to the subject, intended for IRSE members moving points to set the route but fail to complete
new to the industry rather than those who are the process because one or more points are
experienced in specifying, designing and testing locked in the wrong position by routes that are set
signalling systems. for other train movements. The check is also vitally
important for ‘directly opposing’ routes, for trains
The functions of a modern travelling in the opposite direction to the route
interlocking whose availability is being checked, and for which
the point settings are identical.
We saw in last month’s article that interlockings
have used a variety of mechanical, electrical, If the whole of the route is not available for
electronic and software-based technologies over setting at the time the request is received by the
the years. But regardless of what technology is interlocking, it is rejected or ignored, rather than
“Signalling used, a route-setting interlocking must perform being stored until the route can be set. This is
principles vary essentially the same functions in order to ensure a feature known as ‘anti-preselection’. Not all
from country the safe movement of trains. These functions, railways include it, but it is often regarded as
which are defined in the railways’ signalling good practice to prevent a route request from
to country principles and application rules, must be continuously trying to make the interlocking set a
but are similar compatible with the operational rules/regulations route that cannot (yet) be set.
in their basic for the movement of trains, under both normal
Route setting and locking
and failure conditions.
requirements” When the route availability check is successfully
The signalling principles and application rules for
completed, the interlocking starts moving the
the interlocking functions vary somewhat from
points in the route to their required positions. It
country to country but are similar in their basic
may also be necessary to move other points that
requirements. The descriptions of the principal
are not in the route itself, to protect the route
functions in this article are based on the current
from other trains in the event that they pass a
signalling principles used for colour light lineside
signal that is displaying a stop aspect.
signalling of passenger railways on the mainline
railway in Great Britain and in some other When the points are correctly positioned, route
countries (they are relaxed somewhat for shunting, locking is applied to all the track detection
permissive and freight movements, but these are sections that form the route, thereby reserving
not covered in this article). Where some railways each section for the route being set, preventing
adopt significantly different practices, these are the points from being moved and ensuring that no
noted but are not described in any detail. conflicting routes can be set.
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IRSE News | Issue 266 | May 2020
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IRSE News | Issue 266 | May 2020
Interlocking design is to clear, including the following. Not all railways Route holding and release
based on the avoidance apply these checks, and the specific rules for
of conflicting routes, When the train passes the entrance signal
applying them vary from one railway to another: (showing a proceed aspect), the interlocking
allowing for a wide
range of combinations of • The exit signal must be alight (i.e. displaying returns the entrance signal to danger (stop) but
possible events. a visible aspect), to avoid the risk of the driver maintains the locking ahead of the train to prevent
Photo Paul Darlington. failing to see it. points from being moved and conflicting routes
• If the entrance signal is required to display from being set. In order to maximise capacity and
a route indication for the route set, that flexibility it is, however, desirable for the locking
indication must be proved alight before the to be removed as soon as it is safe to do so after
entrance signal is permitted to display a the passage of the train, in order that other routes
proceed aspect. may be set which make use of the same track
• If the train is being routed over a diverging (or some of it).
junction ahead of the entrance signal, that Before the locking can be released after the
signal may be held at a restrictive aspect (stop passage of the train, the route request must first
or caution) by the interlocking until the train be cancelled. Traditionally this would be done
has slowed down sufficiently for the diverging by the signaller using the control panel/desk.
points and the route beyond.
However, to ease the signaller’s workload and
There may be other requirements that have to to enable the locking to be released as soon as
“There may be satisfied before the interlocking will permit possible, many modern interlockings include
be other the entrance signal to clear, for instance for level a function called ‘train operated route release’
crossings or train protection systems (the latter to
requirements stop, or mitigate the risk of, the train passing its
(TORR), which cancels the route request from
the control panel/desk when the train has passed
that have to be exit signal at danger). the entrance signal, without any action by the
satisfied before The actual aspect displayed by the entrance signaller. The interlocking normally does this by
the interlocking signal when it clears, including any speed or route checking that the first two or three train detection
indications, depends not only upon the route sections beyond the signal show ‘occupied’ and
will permit the
immediately ahead, but also on whether a further then ‘clear’ in the correct sequence with the
entrance signal route has been set for the train beyond the exit passage of the train (this minimises the risk of a
to clear” signal. The sequence of aspects seen by a driver train detection failure leading to the premature
at successive signals as he or she approaches a release of the route). Although the route request
signal at danger (stop) varies from one railway to is cancelled by this process, the route locking is
another and is not dealt with in this article. maintained to ensure the safe passage of the train.
On most railways that use colour light signalling, The interlocking may also have a function which
the entrance signal will revert to danger (stop) permits individual portions of the route to be
if the conditions that permitted it to clear are unlocked as soon as possible after the train has
no longer fulfilled. So, for instance, if a track passed, rather than having to wait until the train
circuit in the route fails, or there is a loss of has passed through the whole route. This is
detection on a set of points, the entrance signal known as ‘sectional route release’. As the train
will automatically revert to danger. This is a safe
passes clear of each train detection section
arrangement but can be worrying for a driver who
in the route, the locking on that section is
unexpectedly encounters a signal at danger (stop).
released, provided that:
Some railways do not include reversion – and
of course, with mechanical signals there was no • The entrance signal has returned to
possibility of doing so! ‘stop’ (danger).
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IRSE News | Issue 266 | May 2020
• The route request has been cancelled (either the sighting point of the first signal displaying a
by the signaller or by TORR). caution aspect and the entrance signal displaying
• All the route locking from the entrance stop. With cab signalling, the speed and location
signal up to the start of the section has of the train are usually known and can be used
already been released. to check the two conditions, which is a more
Route locking ahead of the train continues to accurate method of checking whether the
be maintained. conditions are fulfilled.
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/RRS
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IRSE News | Issue 266 | May 2020
F ,56( 1RWWR6FDOH
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(as shown in Figure 1). Our thanks to Peter Woodbridge for creating this example.
Figure 2 – Example of a signal/route control table for the route from signal B12 to B11
IRSE News | Issue 266 | May 2020
However functional
and complex the
interlocking is, it’s
important to ensure
that the information
relayed to the driver
is clear and easily
understood, as an
aspect indicating safe
speed (left) or route
based signalling.
Photos Shutterstock/
Miles Schofield and
Paul Darlington.
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