George H King Financial Disclosure Report For 2009
George H King Financial Disclosure Report For 2009
George H King Financial Disclosure Report For 2009
AMENDMENT
~ ~. ~
c~
Washington, D.C.
20544
~~ ]>
King, George H.
SELF INmAli~D
[
,~o10
AMENDMENI"
Rev, 1/2oo9
2. Caurl or Organization
3. Dale of Reporl"
~UnitedgtatesDistrictO3urt
King, George H.
4. Title (Arlicle 1II judg~ indie~ active or senior slatus;
magistrate judges indicale full- or pard-time)
5~.~ ~moo~=~
7. Chambers or Olrfic~ Actdr~ss
z213xl2oo~
8. On
modifications per~nlntng thereto, tt t% In my oplnion~ In compliance
I. POSITIONS. :r,~,i.~
~-
Trustee
NAME OF ORGANIZATION/ENTITY
Trust #I
PARSES A~ ~.fS
Date of Report
George H. King
[ May 12, 200
IH. NON-INVESTMENT INCOME. (Report~g ~,,U.~..d~Vo.,.; ,e, pp. 17-24 of fillng instructions.)
A. Fliers Non-Investment Income
]
INCOME
(yours, not spouses)
I.
2.
3.
4.
B. Spouses Non-Investment Iucome - If you were married during any portion of the reporting year, complete this section. .
(Dollar amount not required except for honoraria.)
[]
[~
.SOURCE
I.
2.
3.
4.
5.
LOCATJON
PURPOSE
George H. King
Date of Report
DESCRIPTION
1.
2.
3.
4.
5.
VI. LIABILITIES. a,,~t,a,, a,o~, o/,~, ..... ,~ del~,ndent children; seepp. 32-33 ofJUing instructiar~)
NONE (No reportable liabilities.,)
CREDITOR
I.
2.
3_
4.
5.
DESCRIPTION
VckLIdE CODg
: Date of Report
George H. King
VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent
children; see pp. 34-60 off!ling instructions.)
B
Income during
reporting period
period
tl)
12)
Amt
Type
Code 1 (e.g., div.,
fA-H)
rent or
ira.)
C.
Gro~s value at end
of reportiflg period
period
{1)
(21
Va~ue
Value
Code2
Method
Code3
(J-P)
(O-W)
Div,/lnt
r)
Rent
"q
Int.
hal
None
7 Agria Corp.
Div.
None
/\iiseu Ramcn
None
None
None
Nnne
13 Apache Corp
Div~
D.
Transactmns during reporting period
Type (e.g.,
buy, sell
redemption)
- ......
(2)
Date:
MonthDay
(3)
Value
Code2
(J-P)
Buy
2-15-08
Sold
2-26-08
Buy
3-24-08
Sold
4-3-08
Buy
11-24-08
Buy
1-10-08
Sold
I-I
Buy
5-7-08
Sold
5-27-08
Buy
10-7-08
10-28-08
J
J
Buy
~0-~-(18
Sold
I I-7-08
(4)
Gain
Codel
I A-H)
(5}
Identity of buyer/seller (if
private transactmn~
!3
B=$1,001 $2.500
C=,$2,50t - $5.000
G=$100,001 - $1.000,000 tt!=$1,000,001 - $5,000,000
D=$5,001-$15,000
H2=More than $5.000.000
Value C~xlcs:
(See Col. C l, D3)
L=$50,001 - $t000,000
K=$15,0001-$50,000
O=$500,001 - $1,000000 PI-$!,0LR),001 - $5,000,000
P4=More than $50,000,000
M=$I00,001 - $250,000
P2=$5,000,00t - $25.000,000
T=Cash~Markel
J=$15,000 or less
N=$250,00! - $500,000
P3=$25.000,001 - $50,000,00{)
S=Assmsment
W=Estimat~,~!
E=$15.001 - $50,000
George H. King
Date of Report
! May 12, 2009
VII. INVESTMENTS and TRUSTS - income, value, transactions (Inch.des those of spouse and dependent
children; see pp. 34-60 of)~iling instt7,ctions.)
[] None (No reportable income, assets, or transactions.)
A.
Description of Assets
(including trust assets)
B.
Income during
reporting period
period
;
i
I ~)
C.
Gross value at end
of reporting period
period
12)
Amt.
Type
Code I (e.g., div.,
rent or
(A-H)
int.)
D.
Transactions during reporting period
(2)
l~)
Value
Code2
(J-P)
Value
Melhod
Code3
{Q-W)
d)
Type (e.g.,
buy, sell,
redemption)
(2)
Date:
MonthDay
(3)
Value
C, ode2
(J-P)
None
|"
None
None
Buy
I 1-28-08 J
None
Buy
I 1-28-08
Buy
1-15-08
1-23-08
1-29-08
Sold
3-25-08
Buy
4-8-08
Sold
5-23-08
Buy
4-14-08
None
None
None
_ ..... ; .........
Buy
Sold
21. Barclays BK PLC(Natural (.]as)
None
~
i
~
......................................
Buy
- ........
! ........... : ........................
: Sold
(4)
Gain
Codcl
(A-H)
(5)
Identity of buyer/seller {if
private transaction)
1
9-22-08
5-27-08 J
"
iK
1-17-08
ij
1-23-08
1-25-08
,K
1-28-08
]K
2- ! -08
~ .I
-.!
....
~
i
L
3-254)8
4-3-08
L
: None
Buy
9-15-08
10-7-08
J
J
None
Buy
9-16-08
None
"f
Buy
] 0- I 6-08
I 1-26-08
,!
J
~ ............. 1 ........................
D
D
B=$1.001- $2,500
C=$2,501-$5,000
G=$100.00t - $!,000,000 HI:$1,O00,001 - $5,000,000
D=$5,001-$15,000
Fl2=More than $5,000,000
Value Codes:
(See Col. C 1, D3)
K:$15,0001-$50,000
[_=$50>00t - $1000.(100
O=$500,001 - $1,000000 Pt=$1,000,001 - $5,000,000
P4=Mure than $50,000>000
M=$100,001 - $250.000
P2=$5,000,001 - $25,000.000
J=,$15,000 or less
N=$250,0OI - $500,000
P3:$25.000,001 - $50,000,000
T=Casb;Market
E=$15,001 - $50,000
. Date of Report
VII. INVESTMENTS and TRUSTS -- income, value, transactions (Includes those of spouse and dependent
children," see pp. 34-60 of, filing instructions.)
B,
Income during
relxlrting period
period
Am[.
Type
Code 1 (e.g., div.,
rent or
(A-H)
int.)
(i)
(2)
None
None
C,
Gross value at end
of reponing period
period
Div.
(t)
Value
Code2
(J-PI
.I
D.
Transactions during relx~rfing period
(2) i
7Value
Method
Code3
(Q-W)
Type (e.g.,
i buy, sell,
! redemption)
: Buy
None
i .............
!
(2)
Date:
i Month~ Day
(3)
Value
Code2
(.l-p)
Buy
2-7-08
2- I .;-OF,
J
,I
Sold
3-1 !-l)8
Buy
10-t7-08
t 1-24-08
J
J
Buy
2-11-08
2-15-08
4-4-08
,!
J
K
Sold
3-3-(18
4-22-08
K
K
None
Buy
] 1-20-08
30.
None
Buy
I 1-20-08
3 I.
None
Buy
4-4-0g
Sold
-1-a.~-()8
Buy
11-25-()8
Buy
1-7-08
1-9-08
J
K
Sold
1-7-08
I - 11-08
J
K
Buy
9- I 5-08
1..
Sokl
9-15-08
None
33.
CiliGroup Inc
None
34.
None
B
;A
A
B
B=$I,001 - $2,500
C=$2,501 - $5,000
G=-$100.001 - $t,000,000 H1=$1,000,001 - $5,000,00(!
D=$5,001-$15,000
H2=More than $5,000,000
Value C{u.tes,:
(See Col. CI, [)3)
K=$15,0001-$50,000
L=$50,001 - $1000,000
O=$500,001 - $1,000000 Pl=$1,000,001 - $5,000,000
P4=More than $50,000,000
M=$100,001 - $250,000
P2=$5,000,001 - $25,000,000
T=Castt/Market
J=$15,000 or less
N=$250,001 - $500,000
P3=$25,000,001 - $50,000,000
S=Asse~sment
W=Esti~riated
(5)
Identity of buyer/seller (if
private transaction)
I t-2/)4)8
32
! .....
(4)
~: Gain
Codel
; (A-H)
E=$15,001 - $50,000
Date of Report
May 12, 2009
VI1. INVESTMENTS and TRUSTS - income,.value, transactions (Includes those of spouse and dependent
children; see pp. 34-60 off!ling instructions,)
B.
Income during
repo,Xing period
period
.~t.
Code
(A-H)
D.
Transactions d~ring r~3~orting period
C.
Gross value at end
of reporting period
period
(t)
Value
O~le2
(J-P]
Type
(e.g, div.,
rent or
int.)
(2)
Value
i Method
Code3
. (Q-W)
Type (e.g.,
buy, sell,
redemption)
35.
"1
Buy
1-9-08
2-6-08
8-14-08
9-26-08
10-20-08
K
K
K
J
J
Pan Sold
1 - I 1-08
2-2~-08
3-5-08
1 I-7-08
K
K
J
J
~=
Buy
4-28-08
5-9-08
10-21-08
J
J
J
Sold
5-23-08
] 1-6-08
K
J
Buy
4-3-08
4-10-08
7-09-08
7-18-08
L
K
. K
:K
Sold
5-27-08
i l.
Bu)
4-8-08
7-09-08
7- I 8-08
K
K
K
Sold
4-15-08
10-14-08
K
L
Buy .
1-31-08
2-5-08
7-09-08
~K
IK
L
2-12-08
9-29-08
K
J
Div.
None
13
Div.
i
~.
i
39.
[ ..............................
!
(2)
(3)
i Value
i Date:
i Month[ Code2
i (J-P)
[ Day
Div.
Div.
Sold
(4)
Gain
Code!
(A-H)
(5)
Idcntity ofbuyeriseller(if
privaletransaetion)
A
B
A
(7
Incom~GainCodes: A=$1,000orless
(See Col. BI, 134)
F=$5O,001 - $100,000
C=$2,501 - $5,000
B=$1,001-$2,500
G=$100,001 - $1,000,000 Ht=$I,O00,001 - $5,000,000
[v-$5,001-$15.000
H2=Morc than $5,000,000
Value Cod..~;
(See Col. C I, D3)
K=$15,0001-$50,000
L=$50,001 - $<t000,000
O=$500>001 - $1,000000 P1=$1,000,001 - $5.000,000
P4=More than $50,000.000
M=$100,001 - $250,000
P2=$5,000,001 - $25,000,000
J=$15,000 or less
N=$250,001 - $500,000
P3=$25,000.001 - $50,000,000
S=Assessiilent
W=Estimated
T=CashsMarkel
[--115.001- $50,000
Dateof R~:por~
Vll. INVESTMENTS and TRUSTS - income, value, transactions (Includes those ofspouse and dependent
children; see pp. 34-60 offiling instructions.)
[] None (No reportable income, assets, or transactions.)
A.
Description of Assets
(including trust assets)
B.
Income during
reporting period
~wiod
Amt.
Type
Code I (e.g., div..
rent or
(A-H~
int.)
U)
(2)
J
C.
Gross value at end
of reporting period .
period
O) i (2)
Value
Code2
(J-p)
Value
i Methtxt
i Code3
~: {Q-W)
i
i
D.
Transactions during reporting period
Type (e.g.,
buy, sell,
redemption)
" .....................................................
(5)
(2)
(3)
i (4)
Date:
Value I Gain
Identity of buye!!seller (if
MonthCode2 ! Codel
private transaction)
Day
(J-P)
(A-H)
Buy
None
}-22-08
2-11-08
3-20-08
4-3-08
4-7-08
7-9-0~
7-1g-08
2-25-08
2-28-08
3-24-08
4-23-08
I 0-9-08
K
K
L
A
A
B
t.
Buy
1-29-08
3-20-08
4-3-08
7-%08
7 - 18 -08
K
L
k
K
K
Sold
2-12-08
3-24-08
4-23-08
10-9-08
K
L
L
L
Buy
2-6-08
Sold
2-25-08
Sold
42.
None
43.
Donglong Electric
44.
Div.
None
Bay
1-20-08
Div
Buy
10-7-Oh
10-29-08
11-2-08
Buy
9-9-08
9 10-08
9- I 1-08
None
K
L
L
K
K
l.
L
C=$2,501 - $5,000
B=$1,001 - $2,500
G=$100,001 - $I,000,O00 HI=S1,000,001 - $5,000,000
D=$5,001 415,000
H2=More than $5,000,000
Value Code~.:
(See Col. C1, D3)
K=$15.0001-$50,000
L=$50,001 - $1000,tYO0
O----$500,001 - S 1,000000 PI=$1,000,001 - $5,000,000
P4=More than $50,000,000
M=$I00,001 - $250,000
P2=$5,000.001 - $25,000,00K~
T=Casb..Market
J=$15,000 or less
N=$250,001 - $500,000
p3=$25.000,001 - $50,000,000
S=Assessment
W=Estimated
Date of Report
George H. King
VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent
chiMren; see pp. 34-60 of f!ling instructions.)
[] None (No reportable income, assets, or transactions.)
A,
Description of Asse~s
(including trust assets)
B.
Income during
rel:m~ing period
period
O) [ (2)
AmL i Type
~A-H)
C.
Gross value at end
of r~,~orling period
period
Value
~i rent or
into
;
(J-P)
Value
Code3
(Q-W)
D.
Transactions during reporting peri~
Type (e.g.,
redemption)
(2){
Date:
MonthDay
Sold
9-I 0-t)S
9-15-08
(3) ! (4)
COde2
(.l-p)
(5)
private transaction)
i (kxle!
.(A-H)
1. ( I
tract)
Mr2
tracts)
46.
47.
Buy
10-29-08
10-314)8
L
1.
Sold
i
: None
{ 0-29-08
I 0-314)8
L
k.
Buy
I 1-25-08
Sold
12-154)8
12-18-08
K
J
Buy
2-28-08
3-10-0g
: 3-26-08
} 3-27-08
5-224)8
K
J
J
J
K
None
{
48.
49.
: Div.
~
Sold
50.
Nonc
i 5-21-08 K
5-23-08 ! K
!.
Buy
1-9 08
2-15-08
Sold
I I 1-08
2-25-08
Buy
;: 9-09-08
9-t94)8
51.
FreeponMcMoranCopper&
(]old Inc.
iA
,[
i Div.
B
A
! None
~
A
A
,J
:J
"
B=$1.001 - $2,500
C=$2.501 - $5.000
G=$100,OOI - $1,000,000 H1=$1,000.0OI - $5,1X~0.000
D=:$5,0014|5,000
H2=More than $5,000,000
Value Codes:
(See Col. CI, D3)
L=$50,001 - $1000,000
K=$15,0001-$50,000
O=$500,001 - $1,000000 Pl=$1,O00,001 - $5,000,000
P4=More than $50.000,000
M=$tO0,O01 - $250,000
P2=$5.000.001 - $25,000,000
J~$15,()00 or less
N=$250,001 - $500,000
P3=$25.000,001 - $50,000,000
T=CashlMarket
E=$15,0OI - $50,000
Date oF Report
George H. King
VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent
children; see pp. 34-60 of filing instructions.)
52.
B.
Income during
relmrting period
period
C.
Gross value at end
of reporting pedod
period
(~)
(2)
Amt.
Type
Code 1 (e.g., div.,
(A-H)
rent or
int.)
(~) [ (2~
Value
Valoe
Meth{vJ
Code2
(J-P)
Code3
(Q-W)
Garuestop Corp.
None
!
None
D.
Transactions during relx)rting period
(I)
Type (e.g.,
buy, sell.
redemption) .
" ........................
(2}
t3)
(4)
Date:
Value
Gain
MonthCode2
Codet
Day
(J-P]
-
Buy
I-II)-08
Sold
I - I IJ-08
Buy
1%24-08
M (3
~ ....................
(5)
Identity of buyer/seller (if
private transaction)
con-
Sold (short)
10-9-08
I 0-24-08
L(I
conM2
54.
55.
56.
None
None
B
Div.
57.
HCA
None
58.
None
-F
59
Humana
None
60.
Hyflux Lid.
None
61.
Nonc
Buy
4-10-08
Sold
5-22-08
Buy
10-7-08
t0-16-08
J
J
Buy
1-25-08:
1-29-08
2-1-08
K
K
K
Sold
6-2-(}8
Buy
10-7-08
I 1-23-0~
K
L
Buy
%22-08
Sold
I-9-08
t3
D=$5,001 -$15,000
H2=More than $5.000,(Y00
Valoe Cod~:
(See Col. C t, D3)
K=$15,0001 450,000
L=$50,001 - $1000,000
0-=$500,001 - $ 1,000000 Pl =$ 1.000.001 - $5,000,000
P4=More than $50,000.000
J=$15,000 or less
N=$250,001 - $500,000
P3=$25.000,001 - $50,000.000
T=Cash/Market
E=$15,001 - $50,000
: Date of Rcpon
GeorgeH. King
VI1. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent
children; see pp. 34-60 qffiling instructions..)
B.
~com during
~ing p~n~
~1)
(2)
Amt.
T~e
C~e I (e.g., div.,
~t or
(A-H)
int.)
C.
[
~
~ ~ss value al end
[ ofrc~)~ing period [
(I)
Value
C~
(J-P)
(.2)
Value
Meth~
C~e3
(Q-W)
D.
(1)
buy, sell,
r~emption)
~ay
.....
62.
63.
.64.
65.
66.
Ntme
None
None
None
None
None
None
~ .........................................................................
~3)
(4)
~
(2)
(5)
~ Date:
Value
Gain
Identity ofbuy~isell~ (if
MonthC~e2
CMe]
privalc transaction)
(J-~!
Buy
4-8-08
Sokl
4-29-08
Buy
10-M-08
Sold
I 1-6-08
Buy
4-10-08
Sold (Short)
2-29-08
Buy
4-10-08
Sold
5-27-0g
Buy
2-19-08
4-4-08
5-7-08
I 0-14-08
I 0-30-08
K
J
J
K
J
Sold
2-25.08~
5-23-08
I ! -6-08
J
K
K
Buy
4-9-08
4-22-08
J
J
Sold
5-22-08
Buy
2-74)8
2-15-08
2-28-08
3-3-08
3~27-08
4-7-08
4-22-08
J
J
K
J
K
K
J
~A-H)
,.
A
A
A
B
B=$1,001 - $2.500
C=$2,501 - $5.000
G=$100,001 - $t,000,000 HI=S1,000,001 - $5,000,000
D=$5,001-$15,000
H2=More than $5,000,000
Value Codes:
!See Cot. CI. D3)
L=$50,001 - $10(kq,O00
K=$15,0001-$50,000
O=$500,001 - $1,000000 PI=$1,000,001 - $5,000,000
P4=Morc than $50,000,000
M=$100,0OI - $250~0IX)
P2=$5,000,001 - $25,0(Y0,000
J=$15,000 orless
N=$250,001 - $500,000
P3=$25,000,001 - $50,000,000
T-~Cash/Market
E=$15,001 - $50.000
Date of Report
May 12, 2009
VIII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent
children; see pp. 34-60 of filing instructions.)
B.
Income during
rel~rting period
period
~l)
i (~) ~ (2)
(2)
Aml.
Type
Code 1 (e.g., div.,
(A-H)
renl or
int.)
C.
Gn.~s value at end
of reporting period
period
Value
i Code2
! (J-P)
[ Value
i Method
Code3
iI (Q-W)
i
D.
Transactions during rt-Fxwting period
(~)
Type (e.g.,
buy, sell,
redemption) [
MonthDay
Code2
(J-P)
3-20-08
5-21-08
5-22-08
5-27-08
K
K
J
K
Bu)
1-22-08
1-31-08
2-5-08
3 -3 -08
4-2 -08
7-18-08
10-14-08
10-15-08
K
K
K
K
K
K
K
K
Par~ Sold
I-4-08
2-15-08
3-24-08
6-2-08
d
K
K
K
Buy
I-9-08
Sold
I- 18-08
Buy
4-4-08
4-9-08
4-2 -(18
5-07+0~
I (1+ I o+og
I 0-30-08
J
J
~
K
K
J
Suld
5-21-0g
5-22-08,
5-23-08
I t-6-o8
K
K
K
K
Sold
[ 2-08
Sold
None
Div.
None
None
~ ................................................
(2)
(3)
(4)
(5)
Code]
private transaction)
A
A
A
13
C
|~
B
B
B=$1,001 - $2 500
C=$2,501 - $5.000
G=$1fh).00t - $1.0003100 H 1=$1,000,001 - $5.000,000
15w-$5.001-$15,000
H2=More than $5.000.000
Value Codes:
(See Col. C1, [)3)
K=$15,0001-$50,000
L=$50,001 - $1000,000
O=$500,001 - $I,000000 P1=$1,000,001 - $5,000,000
P4=More than $50.000,[Y3t!
M=$100.001 -$250,000
P2=$5.000,001 - $25,000,000
J=$|5,000 or less
N=$250,001 - $500,000
P3=$25,000,001 - $50,000,000
T=CashYMarkel
E:-$15.O0l - $50,000
Da|eof Relx>rt
May 12, 2009
Oeorge H. King
VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent
children; see pp. 34-60 of filing instructions.)
[] None (No reportable income, assets, or transactions.)
A.
Description of Assets
(including trl~st assets)
B.
Income during
reporting period
period
{1)
(2)
Aml.
Type
Code 1 (e.g., div..
(A-H)
rent m
int.)
C,
Gross value at end
of reporting period
period
D,
Transactions during relxwting period
(I)
Value
Code2
(J-P)
(2)
Value
Method
Code3
(Q-W)
(I)
TsTe
buy. sell,
rexlemption)
! ...........
(2)
; Date:
i MonthDay
[ ........................ I ..........................................
(3)
(4)
(5)
[ Value I Gain
Identity of buyer/seller (if
[ COde2
Code l private transaction)
[ (J-P)
(A-H) ,
None
Buy
10-7-08
None
Buy
lll-29-(.,g
I 1-2-08
J
J
None
Buy
4-29-0~
:: 5-5-08
Buy
I: 11-24-08
I-2-08
Nont"
None
Sold
None
Bu3
4-17-08
Sold
5-2-08
Buy
4-17-08
Sold
5-2-0g
Buy
12--2-08
Sold
T
None
None
None
Sold
I-I 1-08
None
Bu.,,
4-8-08
.I
Sold
5-23-08
Buy
I-4-08
3-24-08
J
K
4-3-08
None
B=$1,001 - $2,500
C=$2,501 - $5.000
G-=$100,O01 - $1 ,(R)0,000 H 1=$1,000,001 - $5,000,000
12>:$5,001-$15,000
H2=More than $5,000,000
Value Cod~:
(See Col. CI, D3)
K=$15,0001 -$50,1)00
O=$500,00t - $1,000000
L=$50,(~ ~ - $1000,000
PI=$1,0(R),001 - $5,000,000
P4=More than $50,000,000
S=Assessmem
W=Estimated
T=Cash!Market
,1=$15,{R)0 or tess
N=$250,001 - $500,000
P3=$25,000,001 - $50,000,0(X)
E=$15,0OI - $50,000
~
=
i NamgfPerson Reporting
.. George H. King
Date of Report
May 12, 2009
VII. INVESTMENTS and TRUSTS -- income, value, transactions (Includes those of spouse and dependent
children; see pp. 34-60 of filing instructions.)
[] None (No reportable income, assets, or transaclions.)
A.
Description of Assets
(including trust assets)
13.
Income during
reporting period
period
(I)
{2)
Amt.
Type
Code I (e.g., div.,
rent or
(A-H)
int.)
C.
Gross value at end
of r~Tmrting period
period
(1)
Value
Code2
(J-P)
(2)
i Value
;I Method
Code3
D.
Transactions during reporting period
(I)
Type (e.g.,
buy, sell,
~ redemption)
:: (Q-W)
[
[
Div
Ntmc
None
None
D~v
I)w
I ..................
(2)
(3)
i
Date:
Value
II MonthCode2
! Day
{J-P)
Buy
-,~-0g
Sold
I-t 1-08
Buy
2-7-08
3.-26-08
4-28-08
5-7-08
10-1-08
K
K
J
K
J
Sold
4-17-08
5-22-08
5-23-08
I I-6-08
I
K
K
J
5-2-08
5-7-08
J
J
Sold
5-27-08
Buy
9-10-0g
10-30-08
J
J
Sold
11-6-08
Buy
I -31-08
Sold
6-2-08
BtJy
1-25-08.
1-29-08
K
K
Sold
5-27-08
6-2-08
K
K
. Buy
t ...............................
(4)
~5)
Gain
Identity ofbuyer/seller (if
i Codel
private transaction)
~= (A-H)
B
B
A
D
D
B:$1,001 - $2,500
C=$2,501 - $5,000
G=$100,001 - $1,000,000 HI=St,000,001 - $5,(Y,)0,000
13=$5,001-$15,009
H2=Mom than $5,000,000
Value Codes:
(See Col. CI, D3)
K=$tS,0001-$50,(KR)
L=$50,001 ~ $1000,000
O---$500,001 - $l,000000 PI=$|,000,001 - $5,000,000
P4=More than
M=$100,001 - $250,000
P2=$5,000,001 - $25,000,000
T=CaskiMarket
J=$15,000 or less
N=$250,001 - $500,000
P3=$25,000.001 - $50,000,000
S=Assessment
W=Estimated
E=$15,001 - $50,000
:! DateoI~Reporl
Nan|colOr.or, Reporting
George H. King
VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those q[~ouse and dependent
children: see pp. 34-60 ~filing instructions.)
~ None (No r~o~abl income, assets, or transactions.)
A.
De~fiption of Assets
(including trust assets)
~.
~.
~
~
Income during
r~)aing ~fiod
period
~2)
o)
(0
D.
(2)
Amt.
Type
C~e I (e.g, div.,
~ or
~A-H)
int.)
Value
C~e2
(J-P)
Value
Meth~
C~e3
(Q-~
,L
Div.
91 PetrobmsEnergia
Non~:
None
Nont:
None
Type (e.g.,
buy, sell.
redemplion)
Buy
None
......................................................................
(2)
(3)
~4)
(5)
Date:
Value
Gain
Identity of buyer/seller
MomhC~e2
Codel
private transaction)
~y
(J-P)
i 2-15-08
:J
Sold
2-25-08
!J
Bu;,
2-15-08
8-21-08
9-I9-08
10-20-08
,l
J
J
J
Part Sold
2-26-08
I1-7-08
J
J
Buy
I-8-!)8
Sold
I - 18-08
Bu2
4-10-08
4-17-O8
4-28-08
10-01-08
K
J
J
K
Pa~l Sold
5-22-08
6-2-08
K
K
Buy
I-4-08
Sold
1-4-08
A
A
B=$1,001 - $2,500
C:$2.501 - $5,000
G=$100.001 - $1,000,000 HI=S1,000,001 - $5,000,000
1)=$5,001-$15,000
H2=More than $5.000.000
Value Codes;
(See Col. C t. D3)
K=$15,0001-$50,000
L=$50.001 - $1000,000
O=$500,001 - $!,Od)0000 PI=$1,000,001 - $5,000,000
P4=More than $50,000,000
M=$100,001 - $250,000
P2=$5,000,001 - $25,000,000
J=$15,000 or less
N=$250,001 - $500,000
P3=$25,000,001 - $50.000,000
t-=Cash/Market
E=$15,001 - $50,000
Date or
: May 12, 2009
VII. INVESTMENTS and TRUSTS income, value, |ransactions (Includes those of spouse and dependent
children: see pp. 34-60 off!ting instructions.)
B.
Income during
reporting period
period
Amt
Type
Ct~e I (e.g.. div..
rent or
(A-H)
int.)
~)
C.
Gross value at end
of relxming period
period
(2)
None
(~)
D.
Transaction~ during reportiug period
(2)
Value
Code2
(J-P)
Value
Method
Code3
(Q-W)
Type (e,g.,
buy, sell,
redemption)
Buy
1-23-08
2-29-0~
3-28-08
4-14-08
5-21-08
7-18-08
7-25-08
7-28 -08
K
K
|.
K
K
K
K
K
Part S~)ld
2-14-08
3-25-08
4-3-08
4-23-08
6-2 -08
7-25-08
L
L
M
K
K
K
None
Sold
1--4-08
l.,
None
Bny
2/15:08
2/28/08
3-3-08
K
l
J
Sold
5-27-08
6-2-08
K
K
Buy
i-8-08
1-9-08
10- I 0-08
K
K
K
Sold
1-18-08
1-22-08
I I-6-08
K
K
K
Buy
t0-7-08
Sold
I - 18-08
I_
None
Dw.
Div
E
D
A
B
A
B=$1,001 - $2,500
C:$2.501 - $5,000
O=$100,001 - $1,000,000 HI=S1,000,00! - $5,000,000
D=$5,001-$15,000
H2=More than $5,000,000
Value Codt~:
(See Col. CI, D3)
K=$15,0c.~1-$50,000
O=$500,001 - $!,0000(K)
L=$50,001 - $1000,000
Pl=$1,0(-hO,O01 - $5,000.000
P4=More than $50,000,000
M=$100,001 - $250,000
P2=S5,000.001 - $25.(X)0,000
S=Asse~ment
W=Estimated
T=CasbJMarket
J=$15,000 or less
N=$250,001 - $500,000
P3=$25,0(KLO01 - $50,000,0(~3
E=$15.001 - $50,000
i George H. King
Date of Reporl
VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those qfspouse and dependent
children," see PlY. 34-60 o filling instructions.)
B.
Income during
reporting p~od
!~od
(I)
(2)
Amt.
I Type
Code 1 i (e,g., div,,
rent or
(A-H)
int..I
102.
None
A
I07
C.
Gross value at end
of rqgorting period
period
(I)
Value
Code2
; (J-P)
Div
None
None
None
None
(2)
Value
Method
Code3
(Q-W)
D
Transactions dunng reporting period
(I)
Type (e.g.,
buy. sell,
re~lcmption)
(2)
Date:
MonthDay
" ..........................................
~ (3)
1.4)
15)
Value
Gain
i Identity of buyer/seller (if
Code2
Ct~el
private tmnsaclion)
(J-P)
(A-H)
T
~uy
~-26-08
3-27-08
4-29-08
l_
K
K
Sold
3-31 -(i)8
Buy
,1.2 08
5-27-08
5-29-08
L
K
K
Sold
4-4-08
6-2-08
L
I.
Buy
4-29-08
5-27-08
K
K
Sold
6-2-08
Buy
-9-08
Sold
1-9-08
1_
Buy
l 9.08
1-31-0~
2-27-08
2-26-08
4-24)8
5-2-08
527-08
L
K
K
J
L
K
K
C~$2,50t - $5,000
B=$1.001 - $2,500
G=$100,001 - $1,000,000 HI=St,000,001 - $5,000,000
D=$5,001-$15,000
H2=Morc than $5,000,000
Value Codes:
(see Col, CI, D3)
K=$15,0001 -$50,000
Lv$50,001 - $ 1000,000
O=$500.001 - $1,000000 PI=$1.000.001 - $5.000.eX)O
P4=More than $50,000~000
T=CashiMarket
J=$15,000 or less
N=$250,001 - $500,000
P3=$25,000,001 - $50,000,000
S=Assessment
W=Estimated
E=$15,001 - $50,000
Date of Report
May 12, 2009
VII. INVESTMENTS and TRUSTS -income, value, transactions (lnchMes those o.fspouse and dependent
children; see pp. 34-60 off!ling instructions.)
B.
Income during
reporting period
period
~I)
(2)
Amt.
Type
(;ode I (e.g., div,
(A-H) ] rentor
int.)
C.
Gross value at end ~
of reporting period
period
(I)
Value
Code2
(J-P)
1,2)
Value
Method
Code3
(Q-W)
D.
Transactions during reporting period
i .................
(I
Type (e.g.,
buy, sell.
redemption)
Sold
None
None
None
None
"F
1-9-08
2-6-08
2-28-08
3-20-08
4-4-08
5-7-08
6-2-08
L
K
J
K
L
K
L
Buy
4-29-08
Sold
6-2-08
Buy
2-8-08
3-6-08
4-29-08
4-304)8
5-22-08
K
K
J
J
J
Sold
2-28-08
3-20-08
5-7-08
6-2-08
K
K
K
J
Buy
5+29-08
Sold
6-2-08
Buy
10-17-08
10-30-08
12-2-08
12-4-08
12-22-08
A
B
A
B
("
A
iK
~J
!J
J
J
B=$1,0Ol - $2,5{R~
C=$2,501 - $5,000
G=$100,001 - $1,000,000 HI=S1,000,001 - $5,0()0,000
1)=$5,00I-$t5,0(h")
H2=More than $5.000,000
Value Cod~:
(See Col. C1, D3)
K=$15.000 I-$50,01_)0
L=$50,001 - $1000,000
O=$5(R3,001 - $1,000000 Pl=$1,000,001 - $5,000,000
P4=More than $50,000,000
M=$100,001 - $250~000
P2=$5,000,001 - $25,000,000
T=Cash/Market
J=$15,0~0 or tess
N=$250,001 - $500,0()0
P3=$25,000.001 - $50,000,000
S=Assessment
W=Estimated
E=$15,001 - $50J)00
Date of Report
George H. King
VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent
children," see pp. 34-60 o filling instt~ctions.)
B.
Income during
~0orting period
period
(!)
(2)
Amt
Type
Code 1 (e.g,,div..
t~A- H~
rent or
int.)
Div.
14.
(I)
Value
i Code2
(J-Pt
(I}
Type (e.g.,
buy. sell.
rt.~dempt~on )
Bu~
I I-7-08
t 1-28-08
J
J
Bu)
5-2-08
5-28-08
K
K
S~fld
5-7-08
6-2 -08
K
K
Buy
3-10-08
4-29-08
5-23-08
5-29-08
K
J
~J
3
Sold
3-21}-t)8
6-2-08
K
K
Buy
4-29-08
4-30-08
K
J
Sold
5-7-08
Bu~;
10-9-08
I I-3-08
J
.I
Sold
I 1-6-08
Sold
1-28-08
None
None
D,
Transactions during reporting period
(2}
Value
Method
Code3
(Q-W)
None
16.
C,
Gros.~ value at end
of reporting period
period
None
(2)
Date:
MonthDay
" .....................................
(3)
(4)
(5)
Value
Gain
Identity of buyer/seller (if
Code2
Codel
privale transaction)
(J-P)
. (A-H)
t 17.
None
118.
None
Buy
10-29-08
None
Buy
10-30-08
11-16-08
J
J
120. Shu~onland
None
Buy
10-30~08
None
"[
Buy
~2-2-08
A
C
B=$1,001 - $2,500
C=$2,501 - $5,0(X)
Cr=$100.001 - $1,000,000 HI=S1,000,001 - $5,000,000
D=--$5,001 -$15,000
H2=More than $5,000,000
Value Codes:
(See Col. CI, D3)
K=$15,0001 -$50,t.100
L=$50;001 - $1000.000
O=$500,001 - $1,0000(73 PI-$1,000,001 - $5,000,000
P4= More than $50,000,000
M=$100,001 - $250,000
P2=$5,000,001 - $25,000.000
J=$15,000 or less
N=$250,001 - $500.000
P3 =$25,000,001 - $50,(X)0,000
T=Cash2Markct
E=$15,001 - $ 50,000
Date of Report
George H. King
VH. INVESTMENTS and TRUSTS income, value, ti-ansactions (Includes those qfspouse and dependent
children; see pp. 34-60 qf.filing instructions.)
B.
Income during
reporting period
period
(I)
(2)
Amt.
Type
Code 1 (e.g., div..
(A-H)
reul or
int.)
(t)
Value
Code2
(J-P)
(2)
Value
Method
Code3
(O-W)
None
C.
Gross value at end
of reporting period
period
None
None
D.
Tran~ctions during reporting period
(t)
Type (e.g.,
buy, sell.
redemption)
" .....
~
Date:
MonthDay
[i (3)
Value
Code2
(J-P)
Buy
10-9-08
Sold
II-6-08
Buy
1-22-08
1-25-08
1-31-08
2-5-08
2 -27 -08
2-29-08
3-3-08
4-2-08
4-t4-08
7-18-08
10-14-08
12-2-08
12-4-08
K
L
K
K
.I
J
K
K
K
K
K
K
J
Part Sold
1-25-08
2-15-08
3-24-08
5-2-08
6-2-08
I0-15-08
L
K
K
K
K
L
Buy
I-9-08
Sold
I - 1 1-08
(4)
Gain
Codcl
(A-H)
None
Sokl
3-7-08
3-25-08
Xlone
Buy
1-25-08
2-2 ~-08
Sold
3-7-08
3-20-08
L
K
A
B
D
B
B=$1.001 - $2.500
C=$2.501 - $5.000
G=$10()_001 - $t.000.000 H1=$1,000.001 - $5,O00.000
13=$5.001 -$15.000
H2=More than $5,000.000
Value Codt~:
(See Col. C t, D3)
K=$15.0001 -$50.000
L=$50.001 - $1000.000
O=$500.001 - $1.000000 Pl=$!.000.001. $5.000.000
P4=i,d ~re than $50,000.000
J=$15,000 or less
N=$250,001 - $500,000
P3=$25,000,001 - $50.000.000
(5)
Identity ~dbuyer/seller (if
private transaction)
Y=CastvMarket
E=$15,00 ! - $50,00t)
Date of Reporl
~ May 12, 2009
George H. King
VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those (?fspouse and dependent
children," see pp. 34-60 q[f!ling instructions.)
B.
income during
reporting period
period
i
i
Amt.
Code 1
(A-H)
C.
Grass value at end
of reporting period
period
Type
(e.g., div.,
rent or
int.)
Value
Code2
(J-P)
! ~Value
Method
Code3
(Q-W)
D.
Transactions during reporting period
~ Type (e.g,
buy, sell,
i redemption)
i
None
~ ......
(2)
i Date:
I Month: Day
Buy
.;
Sntd
t28 Telik Inc.
! None
i None
Sokl
T
None
None
Nont~
Buy
1.
4-4-08
i 5-7-08
.~J
IJ
! 5-27-08 K
Buy
Buy
T
!
None
137. Uni-President
9-09-08
9-t9-08
, ..................
J
J
136. Unilever N V
5-22-08
9-22-08
Sold
None
I-7-08
! Buy
i None
5-7-08
T
~
None
i ...........................................
! (3)
(4)
(5)
Value
Gain
~ Identityofbuyer/seller(if
Code2
Codel ] private transaction)
(J-P)
(A-H)
None
10-7-08
Buy
10-14-(18
Buy
5-2-08
Sold
5-7-08
Buy
1-8-08
Sold
l-11-08
Buy
I0 30-08
11-16-(38
K
J
B=$1,001 - $2,500
C=$2,501 - $5,000
G=$100,001 - $1,000,000 HI=S1,000,091 - $5,000~00(I
D=$5,001-$15,000
H2=More than $5,000,000
Value Cc~.:
(See Col. CI, 03)
K=$15,0001 -$50,000
L=$50,001 - $1000,000
O:$500,001 - $1,000000 P [=$1.000,001 - $5,000,000
P4:More than $50,~10,000
M=$100,001 - $250,000
V2=$5,000.001 - $25,000,000
T=Cast~Market
J=$15,(-X)0 or less
N=$250.001 - $500.000
P3=$25,000.001 - $50,000,000
S:Asscssment
W=Estimated
E=$15,001 - $50,000
Date of Repor~
George H. King
VII. INVESTMENTS .and TRUSTS - income, value, transactions (Includes those of spouse and dependent
children," see pp. 34-60 of filing instructions.)
B.
Income during
retx)rting period
period
(I)
(2)
Amt.
Type
Code t (e.g., div.,
(A-H)
rent or
int.)
Place "(X)
" "" after each cz~set
exempt from prior disclosure.
C.
Gross value at end
of rqx)rting period
period
(t)
Value
Code2
(J-P)
(2)
Value
Method
Code3
(Q-W)
None
O.
Transactions during reporting period
(1)
Type (e.g.,
buy, sell,
redemption)
i: .....(2)
I Date:
i Month! Day
Buy
(3)
Value
Code2
(J-P)
1-31-08
2-6-08
2-29-08
4-10-08
4-25-08
4..29-08
K
J
.I
Sold
5-2-08
5-27-08
K
K
Buy
9-12-08
1 I-3-08
J
J
None
.I
Buy
I 1-28-(18
None
Buy
10-10-08
Suld tshort)
10-9-08
Buy
1-10-08
Sold
1-10-08
Buy
4-29-08
Sold
5-5-08
Buy
1 I-11-08
Sold
I 1-24-08
Buy
I 1-21-08
Buy
3-3t -08
Sold
4-4-08
None
None
None
None
None
B=$t,(Y.)I - $2,500
C=$2,50! - $5,000
G=-$100,001 - $~,000,000 HI=$t,O00,001 - $5,000,000
Value Cod~:
(See Col. CI, D3)
K=$15,0001-$50,000
L=$50,00t - $I000,000
O=$500JYOl - $1,000000 PI=$1,000,001 - $5,000,000
P4=More than $50,000,000
J=$15,000 or less
N=$250,001 - $500,000
P3=$25,000,001 - $50,000,000
(5)
ldeatity of buyer/seller (if
private transaction)
K
K
Div.
; .....
i (4)
[ Gain
COdcl
C
B
D=$5,00I-$15,000
H2=More than $5,000,000
M=$100,001 - $250,000
- P2=$5.000,001 - $25,000,000
T=CashiMarket
E=$15,001.- $50,000
~ Dale of Re~,rt
George H. King
VIII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those of spouse and dependent
children, see pp. 34-60 af f!ling instructions.)
B.
]ncome during
reporting period
i
~
o)
C.
Gross value at end
of reporting period
(,)
(2)
D.
Transactions during relxming period
(2)
(l)
! Amt. Type
Value Value Type (e.g.,
Code 1 (e.g., div.,
Code2
Method
buy, sell, ............................................................
~A-H)
rent or
C~v3c3
redemption)
1,2)
(J-P)
(3)
(4)
(5)
int.)
Date:
Value
Identity of buyer/seller (if
(Q-W)
Gain
MonthCode2
Codel
private transaction)
Day
(J-P)
(A-H)
Div
None
Buy
2-6-08
Sold
1-2-08
3-25-08
K
K
Buy
2-15-08
Sold
2-25-08
Div
Buy
I 1-20-0~
D~v
Buy
9-16-08
None
Buy
10-30-08
None
Buy
I 1-26-08
None
Buy
9-26-08
10-20-08
K
K
I 1-26-0,~
B
A
Sold
154. ZW (March 09 wheat futures)
None
B=$1,00J - $2,500
G=$100,001 - $l,000,00O
C=$2,50t - $5,000
HI=$I,000,001 - $5,000,000
D=$5,001-$15,000
H2=More than $5.000.000
Valnc Codes:
(See Col. C I, D3)
K=$15,0001-$50,000
O=$500,001 - $1,000000
L=$50,001 - $1000,000
Pl=$1,000,001 - $5,000,000
P4=More than $50,000,000
M=$100,001 - $250,000
P2=$5,000,001 - $25,000,000
S=Assessment
W=Estimated
"I~ask,Market
J=$15,000 or less
N=$250,00! - $500,000
P3=$25,000.00 [ - $50,000,000
Buy
Page 24 of .24
Da|e of Report
King, George H.
IX. CERTIFICATION.
! certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is
accurate, true, and ~mplete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory
provisions permitting non-disclosure.
I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported arc in
compliance with the provisions of 5 U,S.C, app. 501 et. seq., 5 U.S.C. 7353, and Jndicla[ Conference regulations.
CIVIL
AMENDED
FILING INSTRUCTIONS
Mail signed original and 3 additional copies to:
Cormnittee on Financial Disclosure
Administrative Office of the United States Courts
Suite 2-301
One Columbus Circle, N.E.
Washington, D.C. 20544
.4o 10
Re~. J/2OlO
2. Court or Organization
3, Date of Report
King, George H.
4. Title (Article Ill judge:; indicate active or ~enJor statu~;
n~agislyate judges indicat~ full- or part-time)
01/01/2009
Date
] Nonfinatioa,
to
6. Reporting Period
12/31/2009
Report
Re,~~ offic~
IMPORTANT NOTES: The instructions accompanying this form must be followed. Complete all parts,
checking the NONE box for each part where you ha*~e no reportable inforraatiom Sign on last page.
1.
Trustee
N~advI!~ OF ORGANIZATION!ENTITY
Trust ~ 1
2.
DAT~
2.
King, George H.
~COME
~ours, not s~es)
I.
2.
3.
B. Spouses Non-Investment Income - ~f yo~ n~ m~rried during amy portion alike reporting
(Dollar amount not required ~cept for honoraria.)
I.
2.
3.
4.
IV. REIMBURSEMENTS (ln,rlud~ those to x~use ~md dependent children; se~ pp. 25-2 7 of~filing inst~ctlons.)
LOCATION
PURPOSE
Date of Report
Page 3 of.21
George H. King
iMay 14 2010
D~SCRIPTIQN
VALUE
Date of Report
] GeorgeH. King
~ May14,2010
VII, INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent
children," see pp. 34-60 of filing instructions.)
~,
7:
"
.... (Q~. ,:, ". :: ~~,:: ~ ::" ~t~: V~a~ " Gai~ [ .Id~ti~ofbay~sl ~(if
I A
~
I Div.!lnt.
!
Jl
3: Trans~ln~tl, ca L~ ln~. c_o: ~}~t_(X! ...... ~ _-) ....... [ _[~_ .............. { ....... !_ .~F .................................
j
1 T
4. Wells Fargo Savings
Int.
IA
......I":-"
.... .....
....
9_ Anhui Expr~sway
Div.
None
None
Div.
ij
Div.
14. BankofChina
[ Div
T
[ Buy
Sold
3=$.15,0~ orl~s
N=$250,00! ~ $500,0~
P3=$25 000,001 - $50,000,~0
3-10-09.
5-13-09
.............................
J
A
T=Cas~a~
,
16. Beijing Capitol Airport Co. Ltd.
None
,
Div.
-i
J
.................................
............................
~.~-s
ur~!~, eou,~- ..........................
~_o.~ ...................
! ....................
Sold
T
Partial
Sold
t
IT
Buy
j 12-15-09 ! J
4-6-09
4-9-09
4-16-09
J
J
J
i 1-28-09
Partial
| 3-! 9-09 J
[B
Sold
;
i
~ ..................................... ~ .............~ .........
!I................................................
I ..............; ...................... l ..........~ ........../ ............................~ ........ v ................................
19.. ChaodaModem
...................
None
J
j[ T
!
Partia Sod
J
~ ............................... I .............i ..........
I .......................................
l- ................................
5-13-09.
l A [ Div.
................................ ] ..........
.............................................. ~ ...........
........... ! ......
Buy
7~ .............. I ..............................
~ ...........................
A
I ........ ! ...........
,o-_~:o~__
--7 7 :
i 3-6-09
....... I J....
Partial S<ld
~ ....~q
/ -13-09
Date of Report
George
H. KingMay 14, 2010
,
Page ~ of 21
VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent
children," see pp. 34-60 of filing instructions.)
:.
Div.
....................................................................Partial Sold
Buy
3-10-09
4-9-09
5-5-09
5-13-09
J
J
J
A ...............................
4-9-09
I .-9-09
None
I Buy
3-16-09
Div.
~ None
........................ ..............
[J
[ ............ [ .....
~ Pa~ial Sold
/Buy
"
Sold
2-t~-o9
I 2-12~9
!K
2-10~9
2-11~9
2-13~9
L
K
K
L
A
A
C
......
_.]~..~];-._]~-.
.... ~;~,:~;;;:~~-,;
.......
....... --.]
....... ............ ..............
1
C=$2,501
B=$!,001 -$2.,500
/;G~-$100;001 .). $1,000,000 Hi=S! ;000,001~r
e~ti;~tii~s~o,:.,,-. ,6o0
_ T=Cash]Market
None
/
[
i
I
it
Buy
~ 2-23-09
2-24-09
L
K
I 2"26"09
tK
I 2-234)9
i 2-24-09
[ 2-25-09
3-13-09
3-16-09
L
K
K
K
L
Bu; ........
| ~~80;. - 5-1-09
5-6-09
5-13-09
5-14-09
5-154)9
K .....................
L
M
L
M
k
Sold
(Includes
short sales)
4-24-09
4-29-09
4-30-09
L
L
L
13
5-13-09
5-14-09
M
M
B
A
Buy
3-16-09
Sold
3-26-09
J
J
i 3-16-09
Sold
...........................................................32. None
CLM9 (CrudeOil June 2009
Futures))
I
33..CNO~
Div.
Buy
I
[
Sold
J=$15,000 or less
N~-$250,00! - $500~000
P3~$25,000,00] - $50,000,000
1-28-09
3-26-09
4-27-09
,::B--:$t~0Ol -$2~500
C=$2,501 ~ $5,000
G=glf00z0"0l - $1,~)00,000 Ht=$1~000,001- $5,000,000
K=$15.0001-$50,000
L=$50.001 - $1000,000
O~$500,Q0..I - $1 ~000000 PI=$1,000,001 - $5,000,000
P4=More than $50,000,00~
R=Cost (real estate only) S=A~sessment
V=Other
W=Estimated
A
A
IC
D~$5.001-$15,000
H2=Morc than $5,000.000
M-S$100~001 - $250,000
P2=$5.000,001 - $25.000,000
T.=Cash/Markel
E=$15,001- $50,000
-Dat-e-o;;~t- .............................
[ George H. King
VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent
children," see pp. 34-60 of f!ling instructions.)
~ri~,~te ~ahti0n)
36.
[ ........
! Buy
: None
i None
3-11-09 [ J
i ............
.... l ...........
38. Dynasty Fine Wines Group Ltd.
|J
IT
[ Buy
3-10-09
J
J
J
A
A
Buy
1-12-O9
K
~~"-~-...-.- .............. ........................................................................................................
1-13-09
K
1-14-09
1 - 15-09
1-16-09
1-23-09
1-26-09
1-27-09
1-28-09
1-29-09
1-30-09
2-02-09
2-03-09
2-04-09
2-05-09
2-06-09
2-09-09
2-10-09
2-11-09
2-12-09
2-13-09
2-17-09
2-18-09
.
2-19-09
2-24-09
2-25-09
2-26-09
B=$1,001 - $2~500
C=$2,501 - $5,000
K=$15,0001-$50.000
L=$50~001 - $1000,000
O=$500,001 - $1,000000 P~ =$1;000,001 - $5,000,000
P4=More than $50;000~000
M~$100,00! -,15250,000
P2="$5,000~00!.: $25,000,000
T=CashiMarket
..":
I l)ate of Report
George H. King
VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent
children; see pp. 34-60 of filing instructions.)
[] None (No reportable income, assets, or transactions.)
Sold
(Includes
short sales)
~
[
i
I
.............................................
]
40. ESH0 (Mini S&P 500)
None
Sold (Short
] 1-12-09
1-13-09
1-14-09
1-15-09
1-16-09
1-23-09
1-26-09
1-27-09
1-28-09
1-29-09
1-30-09
2 -02-09
2-03-09
2-04-09
2-05-09
2-06-09
2-09-09
2-10-09
2-11-09
2-12-09
2-13-09
2-17-09
2 - 18 -09
2-19-09
2-24-09
2-25-09
3-16-09
12-14-09
transaction
pending at
Futures)
K
K
K
M
L
[K
L
L
L
M
M
L,
M
M
M
M
M
M
M
L
M
L
K
L
K
K
L
A
A
A
A
A
A
A
M
M
L
M
M
M
M
M
M
M
L
M
A
A
L
A
A
B
__
4-24-09
5-06-09
5-15-09
Date of Report
George H. King
VII. INVESTMENTS and TRUSTS -- income, value, transactions (Includes those of spouse and dependent
children; see pp. 34-60 of filing instructions.)
~em~lJrOm .prior,a#Clos#re
. :-- " "
,..
D.
~ ~~,"(e,g:,aix.,
. ":.
~ ~: ~e
! C~e2
(Includes
shor~ sales)
..............................................................
42. ESZ9 (S&P mini f~tures)
None
5-14-09
~
.............
43. Euros
None
t3
Div.
........................................................
47. GCH9 (March Gold Futures}
..........
48.............................
GCJ9 (April Gold Futures)
12-14-09
Sold (Short
sale)
10-09-09
Buy
4-09-09
IL
......................
_!_ _-i_..- ....... ......... ........[; ..........
............................. LC ........
Buy
................
44+ Fidelity Cash Reserves (Dividends
4-09-09
4-17-09
None
Sold
3-19-09
Buy
1-28-09
Sold
[
1
...............
~.-29-09 ....... ~ ............_D _ j ........................
q .............
Buy
1-29-09
L
L
12-06-09
None
~l ......
.: .........................
Sold
I (Includes
: short sales)
: ......................................................
Buy
None
~-1-29-09
.............. L
[ 2-06-09
[
~t2-~5-09
..........
~ ......
A
~ ....
Date of R.eport
I George H. King
VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent
children; see pp. 34-60 of filing instructions.)
Desoription otXss~ts
(including-trust assets)
| None
Buy
I 9_13_09 ! K
i None
[ Buy
[ ,-~4-09
short sale)
None
None
None
Futures I
- Div.
Buy
3-12-09
Sold
5-5-09
Buy
2-12-09
1K
(Includes
short sale)
2-13-09
4-28-09
(Includes
short sales)
4-3 -09
4-8-09
Buy
3-01-09
Sold
t2-15-09 . J
!B
D=$5,001-$15,000
E=$15i(~01 - $50 000
Value Codes:
(See Col. C1. D3)
~=~1:00,001 , $250,000
P2=$5;000,001 .~: $25,000,.0Q0
T=-CasI~/Markel
J=$15,000 or less
N=$250,001 -$500,000
P3=$25,000.001 - $50,000,000
~-Date of Report
Page~of 21
, GeorgeH. King
1_. Mayl4,2010
VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent
children; see pp. 34-60 of filing instructions.)
A , ~,~:, ~
~;.ii: D::." ~,
Buy
I None
!
"
2-06-09
2-10-09
2-13-09
:L
L
L.
[-;;;09 .........
!
........................................................... r ..................................
59. HOJ9 (heating oil April 2009
Futures)
[
!
None
60,
L:
Buy
[
[
2-23-09
2-26-09
L
L
|
/
:
[
| Sold
/
2-23-09
3-19-09
!L
~ Buy
3-2-09
i Div.
:
!
..............................
....................
~ ............................... 1 ......... 1/ None
r T......... /I ................... ] ............ T ...... ~i ............. ~...........................
61. Hong Kon~ Dollars
L
/
....................................................... ~ ...............
t ......................~ ..........~ ...............~ ...........l ...........:. ..........................
6~
Hyflux Ltd
D~v
! .................
~i None
None
i
/
I ..........................................................
,
, None
I Buy
3-10-09 1.I
i Sold
3-18-09
ILy ....
~Bu 5 1")09
j}~..I
i .....
........................................... l ................................
67. JiangsuExpresswayCo. Ltd.
i A TDiv.
r Sold
. 10-7-09
~- ............. i ................. ~ ................................
}
~ Sold
............... i~0-8-09
.......
...................................... C ............................................
. ............. i ..
1 .................
,
"- .........................
5-5-09
/J
iB
j Date of Report
George H. King
Page~of 21
VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent
children; see pp. 34-60 of filing instructions.)
(J-P). (Code3
(A,:H) [xet~tor
None
"
Month~ I Code2
Buy
2-06-09
2-19-09
2-24-09
- ...........
A
Div.
None
[-T .....
I 3-11-09
None
f
--3-2;;
[ Buy
s Ap _ 2009
~.F~tur.es
q ........................
[
J
;
2-03-092_04.09
KK
2-06-09
L
2-17-09
K
2-23-09
K
Sold
(Includes
short sales)
,K
K
L
i ................
Sold
............
[ ~.,od~e~
Sold
i 10-8-09 I J
,B
~[ ..................
: Partial Sold ~[ 3-24-09
............. ~J
............. D
Buy
.................................
74. NGH9 (Natural Gas March 2009
Futures)
(5)
]dentiiy of buyer/seller (if
private transaction)
(Includes
2-19~09
short sales) 2-24-09
70. Lianhua Supermarket Holdings
] (4)
[,:
>: i, (Q-W) [ :.
.]..~h~0
:TraFsaetii:insdiui~g.,mportingperiod
2-03 -09
2-04-09
2-06-09
2-18-09
2-23-09
K
K
L
!K
K
3 -2-09
I.
A
A
A
A
Includes
3-02-09
K
short sales) ...............................
D=$5)001:$15~000
H2-~-More thanS5 000~000
E=$15,00i -$50,000
-~:~-!::--~;::!:~:>~
:: :-::~ !77 ........
, M=$100,00] - $250,000
(s~ co~. c~. D3) r~S2~0;t-S~0o,0oo .. i 0--$5o@oi, $1,oooooo .Pi;$~ ooo;0ol 25%600,00o P2--$s,ooo;OOl,; $~s,ooo,ooo
: 1~3~$25,oo6,0012 $56,bo0,00o
: ........
. p_~__{.~.of 21
| George H. King
. .........
VII. INVEST~NTS and TRUSTS - in,me, value, ~ansactions &cludes those qfwouse and dwen&nt
children; see pp. 34-60 of f!ling instmctions.)
Futures)
l
~Sold-i-771i/.i~~7@i 17.11.,
None
...................................................77. NOH9 (E-Mini NASDAQ 100 March
i{ .................................................
}
2o09 ~,~u,~~)
3-10-09
t ....... ]SoldCS~o,~
.... !
Div.
, None
!
13
81. PetroleoBrasileiro
F"
*, .
3-1o-o9 I~
sale)
................................................................................."~
i
i
Buy
i..........
Buy
Sold
! 3-6-09
ij
-~! 10-8-09 ....................................
B
Buy
3-16-09
Sold
3-27-09
I, ..................................
i Div.
i
! Dw.
[J
IT
: Buy
:~
i PartialSold
!
!
1-28-09
,J
i 5-11-09
31909
J
! ....... [Sod
-.~:-L~!!!e ~.0-?-~-."?)--!e~:.c--~-,m
..................
~ ......................7.
: ..................................
.........................
I-, ........... L~!_-_ ........ ............
.............................................................I
None
[ .........................
m
L
t i ...........
~ lSold ..................................................
~-i- 19-09
K
T
:
! ........
J ..........................
!2-24-09
Sold
~ ...............................-~ .....
:~" P~More:thafi$50,O00;O00~
p3=$25000001 -$50~000~000 i
(SeeCol C2)
, ...... :.
U=Bookvalue ....
,.i ..... .
"
/:
, ::
"~-
"
"
VII. INVEST~NTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent
children; see pp. 34-60 off!ling inst~ctions.)
~ .............
Place
i .......
I None
None
Buy
4-22-09
88.
None
Buy
2~)5-09
3-26-09
4-24-09
5-06-09
5-12-09
5-13-09
12-09-09
12-14-09
~
~ None
89. Proshares
- ......U tm.horts
1-- ........................................................................................
Lehman Bvos
K
T
[
[
90. Proshares Ultrashort Lehman Bros
7-10 yr Proshares
91 QGG9 (Natural Gas EMtNY
February 2009 Futures)
~
A
J
K
Div.
Sold
5-I 1-09
None
Buy
"
1-13-09
Sold
1-13-09
Buy
2-10-09
Sold
2-10-09
B=$1;001.- $2,500
C=$2,501 - $5,000
~$100,001 - $1,000,000
HI=S1,000,001
.... 2_,
. ~_2~"=2---L.:..X_,~.,
.._.:.=_~2.2- -$5,000,0.00
_, 2~ : ~
"J=$15,000 0) less
K~$15,0001-$50,000 L=$50,001 -$!000,000
N-:$250,001 [$500,(t00
O~$500.001 - St,000000 .P!=$.I,000,001 ~$5.,000,000.
P3~$25,000.001 - $50.000,000 .......
P4--.-More than]iS0;000,0013
Value Codes:
(See Col. C1, :D3)
I3
,
5-06-09
5-11-09
___
KK
,I
J
K
J
J
J
J
|1
J
I)=$5,001 -$15,000
o H.2=More than $5.000,000
- " ...........
.M=$100;00 t .~ .$250,000
P2=$5.000,001 -$25,000,000
.T-~Cash/Market
E=$15.001 - $50,000
]
I
Date of Report
~ George H. King
VII. INVESTMENTS and TRUSTS income, value, transactions (Includes those of spouse and dependent
children; see pp. 34-60 of f!ling instructions.)
B.
Income during
reporting period
)eriOd
C.
Gross value at end
of reporting period
period
lype_
(e.g.; div.,
rent or
Anat..
Code 1
(A-H)I
Value
C0de2
- (J-P)
D.
Transactions during reporting period
Value
[ Method
[ Code3
Type (e.g.,
buy, sell,
redemption)
MonthDay
,; ~.:.... o
...................................................... :i:i
r~y "
2009 Futures)
Sold(Short
14 i
96.
(3)
(4)
Code2
(J-P)
Codel
(A-H)
(2)
(5)
private transaction)
"
Div.
Shangri-la
......................................... Asia Ltd.
A
I
[ Div.
]t Div.
/
/J
[ ....
T
PanialSold
i ..........
Partial Sold
5-13-09 ! J
[ .....
3-t-09
Sold
10-8-09
Buy
2-11-O9
2-23-09
.L
M
! Buy
None
:J
J
IJ
Sold
[ (Includes
![ shonsaIes)
IOI. Sinoe.~er~Co~LC__o_ryNew ...................
3-1-09
! 4-9-09
5-5-09
Div.
Buy
!A
.........
A
A
2-11-09
L
A
2-23-09
M
A
, .......... .........................
~T
B.=$1,001 - $2,500
C=$2.501 - $5,000
G=$100,001 - $I,000,000 HI=S1.000,001- $5.000,000
D=$5,001-$15~000
E=$15.001 - $50,000
H2=More than $5,000.000
Value Codes:
(See Col. C], D3)
K~$15,0001-$50,000
L=$50,001 - $1000,000
O=$500~001, $1,000000 PI=$1,0(~0,001 - $5,000,000
P4=More than $50,000~000
M=$100,001 - $250,900
P2=$5,000,001 - $25,000,000
J=$15,000or less
N=$250.001 ~ $5.00,000
P3~-$25.000.001 - $50,000.000
T=Cash/Market
FINANCIALDISCLOSUREREPORT
George H King
VII. INVESTNIENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent
children," see pp. 34-60 of filing instructions.)
A,. :.:.,
::::. - .: ~
~ .......
:::...~,i~ ~:::::.~d.:~: i
:::: 5: : .: D:{:
dia.closure~
I
[I
.............................
102. SPDRGoldTrGoldShs
~_
None
" ! .............................
K
] T........
i Div. J
IT
/
Buy
5-8-09
K I .......................................
I ...................................................
Boy
2-22-09
J
106"TngRenTangTechnlgiesCADivJTBuyLtd.1~
107. Transo~ean Inc. (New) Merger on I
12-I9-08; changed name to
Transocean LTD ZUG Namen-
None
Buy
I
._
Sold
108. Travel S k3, Techn~;~i~ ..........
( ~ ....... Di~:i J
iA
A
Div.
Dtv.
~ C .......
! 5-17-09
J
J
A
A ..........................
4-09-09
5-05-O9
J
J
iA
I 4-22-09
Partial Sold 5-5-09
...................................................... j ................
!0.. Tsing raoBrewer3, Co. Lid.
3-26-09
Partial Sold
[~...................................................................~
!I5"17-9
........I ....................................
111 United States Steel
A
Div
Buy
3-10-09
~
J
!--A
TizTi i agTiga.eg:,.;7;
a D,:.V;
........
a; }@_-7_
......
....................
!; ......
..........
7L7il.........
[ .....................
] Date of Repot*
GeorgeH King
VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent
children," see pp. 34-60 of f!ling instructions.)
] lncol~e: d~rlng
i " repga!ng pe0od
"
Buy
Div.
i, Sod
i;14. Y~t~iNo~-An~reJu~e~-o. Ltd. i "
""
117. Yumngo~
Oiv.
J
J
~ 5-13-09
10-8-09
J
J
None
...................................................
[ ~- -09
A
A
l sold
~le)
~ Sold
l~v.
3-1-09
3-10-09
~ 5-17-09
[ 10-8-09 J
~
19-15-0Q7 .....:_._1 j............ ~ ............
~ ...........................
Buy
2-24-09
Sold ......
2-24-09
~M
I
.:
121. ZhejiangExpr~sway
] a [ Div.
:J
:T
PaaialSctd
4-9-09
~ 5-5~9
~J
3
.~
A
A
(S~ C01. B1, ~) F=$50 00 i :~ $1~,0~ G=$100~001, $1,~0,0~ Ht=$I,0~,001 - $5,000,~ ~=M0m ~ $5;0~,0~
7 -7 " " " ...... :"" ~:~= ...... ;:~ .......... "~ ............. ~: .............
(See Col. Cl, D3) N.=$250,001 ~:$500,~0
3 Value MethMCodm:~APpmi=!
(S~ Co~. C~)
U~mok va~ue
w=~i~t~.
"
::
.: :
[ George H. King
Page :~O of 21
VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent
children; see pp. 34-60 offiling instructions.)
:.!::
i-!) !:
None
Sold
(h~ludes
short sales)
! 2-18-09
1 2- ~ 9-09
Buy
I 2-13-09
lneomeJGainCod~: A=$1~000.or.le~s~
B~$1;001 ~$2,500
C~$2,501 -$5,Q00
D=$5,001-$15,000
E=$15,001 - $50,000
(S~ Col. 81,~) P=$50,~1 - $1~,000
~$100,001~,$1,0~ ~: HI=$t~000 ~1- $5 000 ~0 " ~=Mo~ t~n $5;000,000
......................
_ :~: ~.. " .... _~ ~: ~". ~ ~ .:L2"~.. ,
~- __ - ......
- ~ .~.
2 Value CM~:
J=$15,~0 or I~
(S~ CoL Cl, D3)
N=$250,001, $500,000
3
T~ask~a~t ......
"
~_
N ....
f P .... Reporting
GEORGE H. KING
Dat~ of Report
IMayI4" 2010
IX. CERTIFICATION.
I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is
accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory
provisions permitting non-disclosure.
I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported arc in
compliance with the provisions of 5 U.S.C. app. 501 et seq., 5 U.S.C. 7353, and Judicial Conference regulations.
Si
FILING INSTRUCTIONS
Mail signed original and 3 additional copies to:
Committee on Financial Disclosure
Administrative Office of the United States Courts
Suite 2-301
One Columbus Circle, N.E.
Washington, D.C. 20544
TO CIVIL