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    Stephen Anderson Financial Disclosure Report For 2009

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    Judicial Watch, Inc.
    This financial disclosure report summarizes Judge Stephen Anderson's financial interests for calendar year 2009. It lists no positions held outside of his role as a senior circuit judge. It discloses various bank accounts and investments including CDs, mutual funds, and a coin collection. The report provides details on the income and value of these assets as well as transactions that occurred during the reporting period. At the end, Judge Anderson certifies that the information in the report is accurate and complete to the best of his knowledge.

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    Stephen Anderson Financial Disclosure Report For 2009

    Uploaded by

    Judicial Watch, Inc.
    44 views8 pages
    This financial disclosure report summarizes Judge Stephen Anderson's financial interests for calendar year 2009. It lists no positions held outside of his role as a senior circuit judge. It discloses various bank accounts and investments including CDs, mutual funds, and a coin collection. The report provides details on the income and value of these assets as well as transactions that occurred during the reporting period. At the end, Judge Anderson certifies that the information in the report is accurate and complete to the best of his knowledge.

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    Stephen Anderson Financial Disclosure Report for 2009

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    This financial disclosure report summarizes Judge Stephen Anderson's financial interests for calendar year 2009. It lists no positions held outside of his role as a senior circuit judge. It discloses various bank accounts and investments including CDs, mutual funds, and a coin collection. The report provides details on the income and value of these assets as well as transactions that occurred during the reporting period. At the end, Judge Anderson certifies that the information in the report is accurate and complete to the best of his knowledge.

    Copyright:

    Attribution Non-Commercial (BY-NC)
    Download as PDF, TXT or read online from Scribd
    Download as pdf or txt
    44 views8 pages

    Stephen Anderson Financial Disclosure Report For 2009

    Uploaded by

    Judicial Watch, Inc.
    This financial disclosure report summarizes Judge Stephen Anderson's financial interests for calendar year 2009. It lists no positions held outside of his role as a senior circuit judge. It discloses various bank accounts and investments including CDs, mutual funds, and a coin collection. The report provides details on the income and value of these assets as well as transactions that occurred during the reporting period. At the end, Judge Anderson certifies that the information in the report is accurate and complete to the best of his knowledge.

    Copyright:

    Attribution Non-Commercial (BY-NC)
    Download as PDF, TXT or read online from Scribd
    Download as pdf or txt
    of 8

    /to w ~ev.

    1/~010

    FINANCIAL DISCLOSURE REPORT


    FOR CALENDAR YEAR 2009 7.. Conrt or Organization Appeals, Tenth Circuit 5a. Report Type (check appropriate type) [] Nomination, [] Initial Date [] Annual [] Final

    g~po,~in GoveRequiredrnment AbYcttheof IE


    (5 t~.s.c, am,. 1ol-t1I) 3. Date of Report 04/02/2010 6. Reporting Period 01/01/2009 to 12/31/2009

    1. Person Reporting (last name. first, mkidle initial) Anderson, Stephen H. 4. Title (Article llI judges indicate active or senior status; magistrate judges indicate full. er part-time) Circuit Judge(Senior)

    7. Chambers or Office Address 125 South State Street 4201 W,F. Bennett Federal Bldg Salt Lake City, LIT 84138-1102

    Sb. [] Amended Report 8. On the basis of the Information contained in this Report and any modRleations pertaining thereto, it is, In my opinion, In compliance with applicable laws and regulations. Reviewing Officer Date

    IMPORTANT NOTES: The instructions accompanying this forat must be followed. Complete all parts, checking the NONE box for each part where you have no reportable information. Sign on last page.

    I. POSITIONS. ~*oo.,~ i,.~,~,at ,,.ty; ,e, ~. ~.t~ oy ~,~z i~,~,~aio,,~.~


    [~] NONE (No reportable positions.) POSITION NAME QF ORGANIZATION/ENTITY

    NONE (No reportable agreements.) DATE pAR~S AND ~S

    Anderson, Stephen H.

    F~ANC~Lpage 2 of 8 DISCLOSU~ ~PORT

    Ande~on, Stephen H.

    ~10~010

    ~. NON-INVES~ENT ~C OME. ~g,~oai,g i.ai,la..t ~d ,r .... ; ,e pp, 17"24 of filing instructions.) A. F~ers Non-Investment Income
    NONE (No reportable non-investme~ income.)

    SO~CE A~ TYPE
    1.
    2.

    (yours, not spouses)

    3.
    4.

    B. Spores Non -Inv~enl Income - tl~ou ,,r~ ma~d dur~g any poaion of th* r~aing year, omp!t~ tl~ sect~n.
    (Dollar amoum ~t r~qMred ~cept for honoraria)

    NONE (No reportable non-investment income.) ~OURCE AND ~PE


    1. 2. 3,

    4.

    IV. REIMBURSEMENTS ..,~,,spo,~,o,~ todg~,,g, Sood, ,nter,a~, .... ,.


    (Includes those to spouse and dependent children ? see pp. 25-27 of filbtg ias~r~tctions.)

    NONE (No reportable reimbursements.) SOURCE


    1. 2, 3.

    DATES

    LOCATION

    pURPOSE

    ITEMS PAID OR PROVIDED

    4.
    5.

    Name of Person Reporting

    Date of Report

    FINANCIALpage 3 of 8 DISCLOSURE REPORT

    Anderson, Stephen H.

    04/02/2010

    V. GIFTS. a~cl,,d~s ~o~o ~o ~,o,,~, ,,,,~,~ope,,,~,,~ c~u,~,,: see p~. 28-3~


    NONE (No reportable gifts.) SOURCE
    1. 2.
    3. 4.

    DESCRIPTION

    VALUE

    5.

    VI. LIABILITIES. ffnclude* a .... of spouse and dependent children; see pp. 3~-.~3 of f cling inztructtotts.)
    NONE (No reportable liabilities.) CREDITOR
    1.
    2.

    DESCRIPTION

    VALUE CODE

    3. 4. 5.

    Name of Person Reporting

    Date of Report

    FINANCIALpage 4 of 8 DISCLOSURE REPORT

    Anderson, Stephen IL

    04/02/2010

    VII. INVESTMENTS and TRUSTS - ~com., ~.tt,., , ..... tio,~ (l~clude$ those of sp ....... d dependent ehildren; .~ee pp. 34-60 of fihng inxtructioe~.)
    NONE (No reportable income, assets, or transactions.)
    A. Description of A,sets (inludir, g trust assets) PIaee"(X)aflercachasset exempt from priordi*cLosure C. Gross value at end [__ reporting i~..ri_od_._. ~.. of reporting period IncomB-uringed AmountI TypeC.g., [ Code 1 I dJv., rent, or int) i (A-H) [ ~__].l [ Value Code 2 (I-P) ._Value Method Code 3 (Q-W) Type(*.g.. buy.*eli, redemption) D. Transactions during reporting period ld*ntityof buyer/seller (if private transaction)

    IDat mm/dd/y)" Code2 I Code 1I (.LP) ]?-H) 1-

    [ Vain I
    Sold Matured Matured Matured Matured Matured 05/01109 03117109 02117109 05/05/09 06116/09 06/18/09 K L L L L L

    1, 2, 3. 4. 5. 6. 7.

    IRA #1, Pen;hing LLC-Custodian (Lines - U.S. Freightways Debenture; Mat. 4415110 - Zions Bancorp. Med. Term 5-yr Note - Natl Bank Arizona (CD) - Natl Bank Arizona (CD) - Nevada State Bank (CD) - G.E. Cap. Financial, Inc. Retail (CD) C B B B B B Interest Interest Interest Interest Interest Interest

    8. 9.
    10, 1 I, 12. 13. 14. 15. 16.

    - Zions First Natl Bank, Salt Lake City, UT (CD) - Amegy Bank, N.A. (CD)

    A A

    Interest Interest

    Matured Buy
    Matured

    06/23/09 03/23/09
    06/22/09 03/30/09 06/29109 06/22/09 08/20/09 06/25109 09/25/09 06/29/09

    L L
    L L L L L M M L

    - Vectra Bank of Colo. (CD)

    Interest

    Buy Matured

    - Amegy Bank, N.A. (CD)

    Interest

    Buy Matured

    - Zions First Natl Bank, Salt Lake City, UT

    (CD)

    Interest

    Buy Matured

    17. - Vectra Bank of Colo. (CD)

    Interest

    Buy

    l. I t,*x.,v* Oai. Codes: (See Columns B I and IM) 2. Vah.~ Codes (See Columns CI a.d D3) 3. Valu/ Method Cadet (See Column C2)

    A =$1.000 or I~ F =$50,001 - $ tO0.000 $ =$1S,000 or ]egx N ~;25D,001 - $500.000 P3 ~125,000,001 - $50,000.000 Q =Appraisal O =Bo~k Valua

    B =$l,001 - $2,5130 G -~$100,0Ol - $1,000,0(X) K =$ tS,001 - $50,000 O =$500,001 - $1,000,000 R =Co~l (Real Estate Only) V ----Other

    C =$2.5131 - $5,000 HI -.~;t,000.0OI - $5,000,0130 L =$50,001 - $100,000 Pl ~;l,000.001 - $5.000,000 PC =Mo~e than S =A~s*ssment W =E~timat~l

    D --4;5,001 - $15,000 H2 =Mexe than $ 5.000,000 M --$ 100,00l - $250,000 P2 =$5,000.0D1 - $25,000,000 T =C~tth Market

    E =$15.O0l - $50,000

    FINANCIAL DISCLOSURE REPORT


    Page ~ of 8

    ~a,.~ orPe=on R~port~ng


    Ande~on, Stephen IL

    ] t~.t. or Re~ort
    04~2010 ~

    NONE (No repomable income, ~sets, or transactions.)


    A, Dcs~iption of Assets (inclu~ag ~st ass~) Place(X)" after each ass~ exempt f~m prior disclosuro ~ B. I~o~ d~ring rcpo~ng ~riod C, Gross value at end of r~ing period V~lue VaLue Method Code 2 CJ-P) I Code3 ~~ ........... Ty~ (e.g., buy, sell, ~demption) D. Transactions during ~ing pc~od

    Amount / Type (e.g., Code I / di ..... ~ (A-H) ] or inl,) .

    I Date ] Value Gtln [ i~dayy [ c~, 2 coa~ t I ! ! (J.P)I (A-il) I 1~81~ 07110109 10/09/09 07/13/09 08/28/09! L M M L L

    b~y,r~,.~
    Cif private ~nsaction)

    l~ntity of

    18. 19. 20. 21. 22. - Amegy Bank. N.A. (CD) - Vectra Bard< of Colo. (CD) A A Interest Interest L T - Nevada State Bank (CD) A Interest

    Matu~d Buy Matured Buy Buy

    23.
    24. 25, 26. 27. 28. 29. 30. 31. 32. 33. - MM Acct / Insured Dep. Acct. A Interest J T - Ally Bank. Midvale, UT (CD) - Ar~egy Bank. N.A. (CD) - Reserve Insd Dep AccffFDIC insured bank deposits IRA #2. Pershing l,LC-Custodian (Lines 31-33) - Zions First Natl Bank (CD) A Interest A A A Interest Interest Interest L L M T T T - Vectra Bank of Colo. (CD) - Zions Bancorp (5 yr note) A A Interest Interest M T

    Matured
    Buy Buy Sold Buy Buy

    11/27109
    I0/16/09 10/27/09 11/03/09 I 1/13/09 11/20/09

    L
    M M M L L

    Buy Matured

    02/03,/09 07/28109

    J J

    34. Zions Direct Brokerage Acct (Lines 35-39)

    FINANCIAL DISCLOSURE REPORT

    Name of Person Reporting I

    Date of Report

    Page 6 of 8

    Anderson, Stephen H.

    I
    A. B. Income during

    VII. INVESTMENTS and TRUSTS - ~,,co~,., .a,,., ~,,,.c,io,,. ~,,ctu~es a, os. o/ ,.o.. ~a a...~.,,, children: s pp. ,34-60 af fillng b,,tructio,~.)
    NONE (No reportable income, assets, or transactions.)
    C. , Gross value at end Description of Assels D. Transactions during reporting period

    (including trust assets) Place "(X)" after each asset


    exemptfrompriordisclosure

    reporting period
    ~mount [ Type (e.g.. Code I I div.,rent.

    I--~- ~
    Code2 Method

    of reporting period

    ~ -[--~3~-~,-W7
    Type (e.g..
    buy, selt, redemption) mm/dd/yy ICode2 t Code 1 [

    Identity of buyer/sellef

    __(AH) _~

    r in.) Interest

    (J-P) L .... K

    COde3(Q.W) T Buy Matured 09/25109 06116/09 06/29/09

    ,r~tns~ctionl(i| private L(J-") i (A|I) ] K K K

    35. 36, 37.

    - Nevada State Bank (CD)

    - Vectra Bank of Colo. (CD)

    Interest

    Buy

    38. ~9. - FDIC lnsd Acct.


    40. Interest-bearing checking account/Wells Fargo Bank

    Matured A
    A A

    12/28/09

    Interest
    Interest Interest None

    L
    J I J

    T
    T T W

    4 I. Interest-bearing savings acct/Wells Fargo Bank 42. 43. 44. 45. 46. Coin collection (including silver)

    FINANCIAL DISCLOSURE REPORT Page 7 of 8

    ~am, ore~rson Reporting Anderson, Stephen H.

    Da~ or Re~rt 04/02/2010

    VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (Indicat~part of Repot)


    NOTES:

    FINANCIAL DISCLOSURE REPORT


    Page 8 of 8 IX. CERTIFICATION.

    Name of Ptrson Reporting Anderson, Stephen H.

    Date of Report 04/02/2010

    I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was wRhheid because it met applicable statutory provisions permitting nun-disclosure. I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reporled art In compliance with the provisions of 5 U.S.C. app. 501 e~ seq, 5 U.S.C. 7353, and Judicial Conference regulations.

    NOTE: ANY INDMDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE TIIIS REPORT MAY BE SUBJECT TO CIVIL AND CRLM1NAL SANCTIONS (5 U.S.C. app. 104)

    FILING INSTRUCTIONS Mail signed original and 3 additional copies to: Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544

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