Robert F Kelly Financial Disclosure Report For 2010

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AO 10 Rev.

1 ~1

FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR 2010


2. Court or Organization U.S. DIST. CT. for E.D. PA
5a. Report Type (check appropriate type) ] Nomination, Date [] Annual [] Final

Report Required by the Ethics in Government Act ~f1978 (5 U.S.C. app. ~.~" 101-111)

I. Person Reporting (last name, first, middle initial) Kelly, Robert F.


4. Title (Article 111 judges indicate active or senior status; magistrate judges indicate full- or part-time)

3. Date of Report 05/13/2011 6. Reporting Period 01/01/2010 to 12/31/2010

ARTICLE llI JUDGE (Senior)

[] Initial

5b. [] Amended Report 7. Chambers or Office Address 8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations. Reviewing Officer Dale

UNITED STATES COURTHOUSE 601 MARKET STREET PHILADELPHIA, PA 19106

IMPORTANT NOTES: The instructions accompanying this form must be followetL Complete ali parts,
checking the NONE box for each part where you have no reportable information. Sign on last page.

I. POSITIONS. ~Reponing individual only; seepp. 9-13 of filing instructions.)


~-] NONE (No reportable positions.) POSITION NAME OF ORGANIZATION/ENTITY

2. 3. 4. 5.

II. AGREEMENTS. (Reporting individual only; see pp. 14-16 of filing instructions.)
~] NONE (No reportable agreements.)
DATE PARTIES AND TERMS

Kellv, Robert F.

FINANCIAL DISCLOSURE REPORT Page 2 of 6

Name of Person Reporting Kelly, Robert F.

Date of Report 05/I 3/201 I

1II. NON-INVESTMENT INCOME. (Repo.ing indlvidualandspouse; see pp. 17-24 of


A. Fliers Non-lnvestment Income ~ NONE (No reportable non-investment income.) DATE
1. ANNUAL 2. 3. 4.

filing instructions.)

SOURCE AND TYPE


STATE OF PENNSYLVANIA - Pension Annuity

INCOME (yours, not spouses)


$18,222.60

B. Spouses Non-Investment Income -

lf you were married during any portion of the reporting year, complete this section.

(Dollar amount not required except for honoraria.)

~
1. 2. 3. 4.

NONE (No reportable non-investment income.) DATE_ SOURCE AND TYPE

IV. REIMBURSEMENTS - transportation, Iodglng, food, entertainment.


(Includes those to spouse and dependent children," see pp. 25-27 offiling instructions.)

NONE (No reportable reimbursements.)

SOURCE

DATES

LOCATION

PURPOSE

ITEMS PAID OR PROVIDED

FINANCIAL DISCLOSURE REPORT Page 3 of 6

Name of Person Reporting Kelly, Robert F.

Date of Report 05/13/201 I

V. G I FT S. ancludes those to spouse and dependent children; see pp. 28-31 of filing instructions.)
NONE (No reportable gifts.)
SOURCE
1. 2. 3. 4. 5.

DESCRIPTION

VALUE

Vl. LIABILITIES. aneludes tho~e olspou~e a.d ~epe~de~t children; see pp. 32-33 of filing instructions)
~-] NONE (No reportable liabilities.)
CREDITOR
1. 2. 3. 4. 5.

DESCRIPTION

VALUECODE

FINANCIAL DISCLOSURE REPORT Page 4 of 6

Name of Person Reporting Kelly, Robert F.

Dale of Report 05/13/201 I

VII. INVESTMENTS and TRUSTS - i.eo,.e, va~ue, tra.sactlo.s a.d.de$ ,ho.,e ol.vo.se ..d deve.de., children; see pp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure Income during reporting period Gross value at end of reporting period (1) (2) Transactions during reporting period

(l)
Amount Code I (A-H)

(2)
Type (e.g., div., rent, or int.)

(l) Value
Method Code 3 (Q-W) Type (e.g., buy, sell, redemption)

(2)
Date mm/dd/yy

(3)
Value Code 2 (J-P)

Value
Code 2 (J-P)

(4) Gain Code I (A-H)

(5) Identity of buyer/seller (if private transaction)

I. 2. 3. 4. 5. 6. 7. 8. 9. 10. 11. 12. 13. 14. 15. 16. 17.

Vanguard Tax Free PA Vanguard Muni MoneyMarket Fund Freeport McMoran Copper and Gold Common Stock, CL.B McDonalds Corp. Common Stock IRA Vanguard Star Fund Vanguard PA LT Insured Tax Free Fund Vanguard International Growth Fund Vanguard US Treasury Money Market Fund Vanguard GNMA Fund Vanguard Hi-Yld Crp. Bond Fund Vanguard Index 500 Fund Vanguard Prime Cap Fund IRA Vanguard Star Fund Vanguard Star Fund Wells Fargo Bank MMI

A A C C A A A A A A A A D B

Int./Div. Dividend Dividend Distribution lnt./Div. Dividend Dividend Dividend Dividend Dividend Dividend Distribution Dividend Interest

K M M L K J
J

T T T T T T
T

I. Income Gain Codes: (See Columns BI and D4) 2. ValueCodcs (SceColumnsClandD3) 3. Value Method Codes (See Colunm C2)

A -$1,000 or less F =$50,001 - $100.000 J=$15,000orlcss N $250,001-$500,000 P3 =$25,000,001 - $50.000.000 Q =Appraisal U -Book Valuc

B =$1,001 - $2,500 G =$100,001 - $1.000,000 K $15,001-$50,000 O $500,001-$1,000,000 R =Cost (Real Estate Only) V =Other

C =$2,501 - $5,000 H t =$1,000,001 - $5,000,000 L=$50,001-$100,000 P1=$1,000,001-$5,~)0,000 P4 More than $50,000,000 S =Assessment W =Estimated

D =$5,001 - $15,000 H2 =More than $5,000.000 M $100,001-$250,000 P2-$5,000,001-$25,000,000 T =Cash Market

E =$15,001 - $50.000

FINANCIAL DISCLOSURE REPORT Page 5 of 6

Name of Person Reporting Kelly, Robert F.

Do~e of Report 05/13/201 I

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS.


Nos. I & 2 of the 2009 report - Wachovia Savings Accounts were closed out and the balances were transferred to Wachovia Bank MMI on line 17 of the 2009 report. Wachovia Banks name was changed to Wells Fargo Bank in April of2011. No. 16 of the 2009 report - U.S. Series EE Bonds were redeemed and the money placed in a checking account. No. 17 of the 2009 report - Wachovia Banks name was changed to Wells Fargo Bank in April of2011.

FINANCIAL DISCLOSURE REPORT Page 6 of 6 IX. CERTIFICATION.

Name of Person Reporting Kelly, Robert F.

Date of Report 05/13/201 I

l certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure.
1 further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are In compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.

Signature: S/Robert F. Kelly


NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND W1LFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)

Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544

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