Stephen V Wilson Financial Disclosure Report For 2010
Stephen V Wilson Financial Disclosure Report For 2010
Stephen V Wilson Financial Disclosure Report For 2010
1. Person Reporting (last name, first, middle initial) Wilson, Stephen V. 4. Title (Article III judges indicate active or senior status; magistrate judges indicate full- or part-time) U.S. District Judge
Report Required by the Ethics in Government Act of 1978 (5 U.S.C. app. 101-111)
7. Chambers or Office Address U.S. District Court 312 N. Spring Street, Room 217J Los Angeles, CA 90012
8. On the basis of the information contained inthis Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulafions. Reviewing Officer Date
1MPOR TANT NO TES: The instructions accompanying this form must be followea~ Complete all parts,
checking the NONE box for each part where you have no reportable information. Sign on last page.
NAME OF ORGANIZATION/ENTITY
2. 3. 4. 5.
II. AGREEMENTS. mepo,ang individual only; see pp. 14-16 of filing instrucdons.)
~
Wilson, Stephen V.
III. N O N-INV ES T ME NT IN C O ME. (Reporang individuul and spouse; see pp. ~ 7-~4 offiling instructions.)
A. Fliers Non-Investment Income
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B. Spouses Non-Investment Income - If you were married during any portion of the reporting year, complete this section.
(Dollar amount not required except for honoraria.)
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1. 2. 3. 4.
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PURPOSE
2. 3. 4. 5.
DESCRIPTION
VALUE
5.
VI. LIABILITIES. anetnde~ tho~e olsponse nnd dependent children; see pp. 32-33 of filing instructions.)
[]
VALUECODE P2
1. 2. 3. 4. 5.
VII. INVESTMENTS an d TRUSTS - ~neome, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)
El Dorado - Real Estate-Partner Harbor City Mobile Park - Partner Sandpiper LTD Capital - Partner Capri - NY Malibu (NY) BONDS: State of Israel Bond City Natl Bank Ckg Acct City Natl Bank Ckg Acct #2 BROKERAGE ACCT #1 UB Highmark Div. MM CAStGO LA CA Uni Scl Dist Alameda Cnty Pension Plan Baldwin Park CA Uni Schl Dist CA St. Rev Antics NTS
D D D C G E
O M M M P2 P1
W W W W W W
Redeemed T T
02/01/10
L M L M L
T T T T T Redeemed 06/23/10
1. Income Gain Codes: ~See Columns BI and D41 2. Value Codes (See Columns CI and D3) 3. Value Method Codes (See Column C2)
A =$1.000 or less =$50.001 - $100.000 =$|5~000 or less N =$250.001 - $500.000 P3 =$25,000.001 - $50.000.000 Q =Appraisal U =Book Value
B =$1.001 - $2.500 G =$100.001 - $1.000.000 K =$15.001 - $50.000 O =$500.001 - $1.000.000 R =Cost (Real Estate Only) v =Other
C =$2.501 - $5.(~0 n I =$1.000.001 - $5.000.000 L =$50.001 - $100,000 PI =$1.000.001 - $5.000.000 ?4 =More than $50.000.000 S =Assessment W -Estimated
D =$5.001 - $15,000 H2 =More lhan $5.00~000 M=$100.001-$250.000 P2 =$5.060.001- $25.000.000 T =Cash Mark~
E =$15.001- $50,000
VII. INVESTMENTS and TRU STS - income, vatnc, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filit~g instructions.)
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18. 19. 20. 21. 22. 23. 24. 25. 26. 27. 28. 29. 30. 31. 32.
CA ST RANS BROKERAGE ACCT #2 MSSB MM Funds Fed Natl Mtg. Assoc FHLMC GNMA BROKERAGE ACCT #3 IRA - Charter Prime MM Fund CNI Govt MM CA STBonds Ally Bk Midvale Utah CD Bank America Char NC CD Standard Bk & Tr Co IL CD Midfirst Bk Okla City CD CA STGO Bonds
None
Buy
11/23/10 O
P1 P1 M
L O
T T Buy 08/20/10 O
1. lnCrme Gain Codes: (see Co umns B and D4) 2. Value Codes (See Columns CI and D3) 3. Value Method Codes (See Cohlmn C2)
A =$L000 o~ less F--$50,001 - $I00,000 J =$15,000 or less N =$250,001 - $500.000 P3 =$25,000.001 - $50,000,000 Q =Appraisal U =Book Value
B =$1,001 - $2,500
C =$2,501 r $5,000
D =$51001 - $15,000
E=$15,001- $50,000
G =$100,001 - $1.000,000
K =$i5,OOl : $~01000
VII. INVESTMENTS an d TRU STS - income, vulue, ~a~uctions aneiudes those of spouse and dependent children; see pp. 34-60 of filing instructions.)
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35. 36. 37. 38. 39. 40. 41. 42. 43. 44. 45. 46. 47. 48. 49. 50. 51.
CA ST RFDG CA ST Var Purp CA ST RFDG CA ST Var Purp CA ST CA GO CA ST Economic Rec Ser CA St Var Purp CA St Antic RMA Fund Inc CA ST BROKERAGE ACCT #5 CA ST GO JP Morgan Dep Acct State of CA Puerto Rico Comwlth Bank BarodaNY
None None None None None None None None None None None
L L L L L L M K
T T T T T T T T
Redeemed K M T T Buy
06/23/10
M K
11/19/10 M
N M M
T T T
*see explanation
Redeemed Redeemed
10/01/10 03/11/10
L J
1. Income Gain Codes: (See Columns BI and D41 2. Value Codes lSee Colunms CI and D3) 3. Value Method Codes (See Cohlmn C2)
A =$1.000 or less F =$50.001 - $100.000 I =$15.000 or less N =$250,001 - $500.000 P3 =$25.000.001 - $50,000,000 Q =Appraisal U =Book Value
B =$1.001 - $2.500 G =$100.001 - $1.000,000 K =$15.001 - $50.000 O =$500,001 - $1.000.000 R =Cost (Real Estate Only) V =Other
C =$2.50t - $5.000 H t =$1,000.001 - $5.000.000 L =$50.001 - $100.000 PI =$1.000.00t - $5,000.000 P4 =More than $50.000.000 S =Assessment W =Estimated
D =$5.001 - $15,000 H2 =More than $5.000.0~0 M =$100.001 - $250,000 P2 =$5.000~001 - $25.000.000 T =Cash Market
E --$15.001 - $50,000
VII. INVESTMENTS an d TRU STS - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)
[-~ NONE (No reportable income, assets, or transactions.)
52. 53. 54. 55. 56. 57. 58. 59. 60. 61. 62. 63. 64. 65. 66. 67. 68.
CA St Rev Antics CS NTS CA ST RFDG US Treas Nts CA ST Top Ships Inc BROKERAGE ACCT #6 Centennial CA - name changed to AGE Bk Sept.08 CA STRFDG CA ST Vat Purp CA ST Var Purp CA ST FGIC Oakland CA Set Central CA JT Fedl Hm Ln Bk US Treas CA ST CA ST Var Purp
Redeemed 06/23/10 J
T T T T
None None None None None None None None None None None
J L M M L
T T T T T
Redeemed 09/07/10 K
K K K L K
T T T T T
1. Income Gain Codes: (See Columns B1 and D4) 2. Value Codes (See Columns CI and D3) 3. Value Method Codes (See Column C2)
A =$1.000 or less F =$50.001 - $100,000 J =$15,000 or less N =$250,001 - $500.000 P3 =$25.000.001 - $50.000.000 Q =Appraisal U =Book Value
B =$1.001 - $2,500 G =$100.001 - $1.000.000 K =$15.001 - $50,000 O =$500.001 - $1,000.000 R =Cost (Real Estate Only) V =Other
C =$2.501 - $5.000 HI =$1,000.001 - $5,009.000 L =$50.001 - $100,000 PI =$1,000,001 - $5,000.000 P4 =More than $50,000.000 S =Assessment W =Estimated
D =$5.001 - $!5.000 H2 =More than $5.000.000 M =$100,001 -$250,000 p2 =$5,000,001 -$25,000.000 1" -~Cash Market
E =$15.001 - $50,000
VII. INVESTMENTS and TRU STS -- income, vutue, ~u.~uctions ancludes those olspouse and dependent children; see pp. 34-60 of filing instructions.)
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69. Fremont CA CTF 70. 71. 72. 73. 74. 75. 76. 77. 78. 79. 80. 81. 82. 83. 84. 85. CASTRFDO University CA RVS Las Virgenes CA Uni Schl CA ST CA ST LA CA Dept Water CA ST CA ST Var Purp CA ST RFDG BE CA ST RFDG BE ABC CA Unified SD CA STUNREF Bal-Ref ..... CA ST Water Res Dev-Ser CA ST Rev Antic NTS CA ST
None None None None None None None None None None None None None
K L K K K K K M M L K K K K
T T T T T T T T T T T T T T T Redeemed 05/25/10 102/02/10 L L Buy (addl) Buy (addl) 03/09/10 06/17/10 K K Buy (addl) 03/01/10 L *see explanation
Buy
1. Income Gain Codes: lSee Columns 13,1 and D41 2. Value Codes ISee Columns CI and D3) 3. Value Method Codes (See Column C2)
A =$ L000 or less F =$50,001 - $100.000 J =$15.000 or less N =$250.001 - $500.000 P3 =$25.000.001 - $50,000.00~ Q =Appraisal U =Book VaIue
B =$l.001 - $2.500 G =$100.00t - $1.000.000 K =$15.001 - $50.000 O =$500.001 - $1,000.000 R -~ost (Real Estate Only) V =Other
C =$2.501 - $5,000 HI =$1.000.001 - $5.0~0.000 L =$50.001 - $100.0013 PI =$1,000.001 - $5.000,000 P4 =More than $50.000.000 S =Assessment W =Estimated
D =$5.001 - $15.000 H2 =More than $5,000.000 M =$100.001 - $250.000 P2 =$5.000.001 - $25.000,000 T =Cash Market
E =$15.001 - $50.000
VII. INVESTMENTS and TRUSTS - inco,~e, value, t, onsactio,~ anctudes those oIsvou~e ona aepen~ent chn~ren; see,,. 34-60 of filing instructions.)
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Sacramento CA City ..... Los Rios CA Cmnty Los Rios CA Cmnty CA ST CA STGO BROKERAGE ACCT #7 Citibank Bk Dep Program CA ST
None
K L
T T T T T T
K L K K
K K K K
None None
J L
T T
T T T T
K L L M
O M M
T T
Redeemed 05/25/10 M
1. Income Gain Codes: (See Columns B1 andD4 ~ 2. Value Codes (See Columns CI and D3) 3. Value Method Codes (See Column C2)
A =$1.000 or less F =$50.001 - $100.000 J =$15.000 or less N =$250.001 - $500.000 P3 =$25.000.001 - $50,000.000 Q =Appraisal U =Book Value
B =$1.001 - $2.500 G =$100,001 - $1,000.000 K =$15.001 - $50.000 O =$500.00t - $1.000.000 R =Cost (Real Estate Only) V =Other
C =$2.501 - $5.000 H1 =$1.000.001 - $5.000.000 L =$50.001 - $100,000 PI =$1.000.001 - $5.000.000 P4 =More than $50.000.000 S =Asmssmem W =Estimated
D =$5.001 - $15.000 H2 =More than $5.000.000 M =$ 100.001 - $250.000 P2 =$5.000.001 - $25.000.000 T-Cash Market
Wilson, Stephen V.
VII. INVESTMENTS and TRU STS -- income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)
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103. CA ST REV ANTIC 104. CA ST 105. BROKERAGE ACCT #8 106. ML Short Term Global Income Black Rook 107. NY ST Pwr Auth Rev Gen Purp R 10g. Mutual Fund - Muni Inv Trust 109. CA ST 110. CA ST 111. CA ST 112. CAST 113. LACA 114. CA ST 115. ML Bank USA RASP CMA Fund 116. Capmark Bank Midvale CD 117. Sallie Mae Bank, M. Utah 118. CA ST Rev Antic NTS 119. BROKERAGE ACCT #9
None None N
Redeemed Buy
06/23/10 M 11/19/10 N
None None None None None None None None None None None None None
(S~ Coifi~h~ B i and D4) 2. Value Codes (See Columns C1 and D3) 3. Value Method Codes (See Column C2)
F:=$50~001, $100 000 J =$15~000 or less N =$250,001 - $500.000 P3 =$25,000:001 ~ $501000,000 Q =Appraisal U :BoOk Value
G =$100 001 ~ $1,000,000 K =$15.001 ~ $50,000 O =$500;001 ~ $1~000.000 R =Cost (Real Estate Only) V =Other
E =$15,001 - $50,000
p~ =$i:o0o;0oi ~ $5100010oo
p4 =M0re ihan $50~000,000 : ........... S =Assessment
: ....
:
W =Estimated : ....
VII. INVESTMENTS and TRU STS -income, vatae, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)
~] NONE (No reportable income, assets, or transactions.)
120. CW Genl Govt Mny Mkt CIB 121. CA ST Economic 122. CA ST 123. CA STREV 124. US T Bill 125. ..... 126. BROKERAGE ACCT#10 127. MM Funds - RBC 128. State of CA GO 129. State of CA GO 130. State of CA GO 131. CA ST GO 132. CA ST Rev Antics NTS 133. State of CA Rev Antics NTS 134. BROKERAGE ACCT #11 135. Pennsylvania ST 136. " "
O
Redeemed 01/04/10 M
L L L L K
Buy
None
M M
T T
L lncoo.~e Gain Codesl (Se~ ~0]umns B1 and D4) 2, Value Codes (See Columns Ct and D3) 3, Value Method Codes (See Column C2)
A =$1.000 or less F =$50,00! - $100,000 J =$15.000 or less N =$250,001 - $500.000 P3 =$25,000.001 - $50.000,000 Q =Appraisal U =Book Value
E ~ 15,001 - $50,000
VII. INVESTMENTS an d TRUSTS - income, volue, ~unsuctions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)
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137. ITT Corp 138. Genl Mtrs 139. FTEnhanceEqty 140. General 141. So. CA 142.
K K J K
T T T T Redeemed 10/21/10
I. Income Gain Codes: (See Columns B1 and D4 2. Value Codes {Se Columns CI and D3 3. Value Method Codes (Se Cohnnn C2)
A =$1.000 or less F =$50.001 - $100,000 J =$15.000 or less N =$250.001 - $500,000 P3 =$25.000.001 - $50.000.000 Q =Appraisal U =Book VaIu
B =$1,001 - $2,500 G =$100.001 - $1.000.000 K =$15.001 - $50,000 O =$500.00t - $1.000.000 R =Cost (Real Estate Only) V =Other
C =$2.501 - $5.000 H 1 =$1.000.001 - $5.000.000 L =$56.001 - $100.000 PI =$1.000.001 - $5.000.000 P4 =More than $50,000,000 S =Assessmem W =Estimated
D =$5.001 - $15.000 H2 =More than $5.000,000 M =$100.001 - $250.000 P2 =$5.000~001 - $25.000.000 T -~2ash Market
E =$15,001 - $50,000
Line 47 Name changed from BS Fed Fund to JP Morgan Dep. Acct. previously under brokerage acct #12 transferred to brokerage acct # 5 Line 52-55 This was previously listed under brokerage acct #12 -- all funds transferred from brokerage account #12 to brokerage acct #5 Line 69 -- CA State RFDG: in last years report listed this separately on lines 88/99/108. -- this should be listed as one account with partial selling/buying. Line 89 : should have been on last years report -- was on prior report(2008) Line 90: should have been on last years report. In Jan. 2010 bought additional.
1 certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure.
I further certify that earned income from outside employment and honoraria andthe acceptance of gifts which have been reported are in compliance with the provisions of 5 U.SoC. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)
Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544