Samuel Conti Financial Disclosure Report For 2010

Download as pdf or txt
Download as pdf or txt
You are on page 1of 7

AO 10 Rev.

1/2011

FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR 2010


2. Court or Organization U.S. District Court, Northem District of California 5a. Report Type (check appropriate type) ] Nomination, [] Initial Date [] Annual [] Final

Report Required by the Ethics in Government Act of 1978 (5 U.S.C. app. +q+q lOl-lll)

1. Person Reporting (last name, first, middle initial) Conti, Samuel


4. Title (Article ill judges indicate active or senior status; magistrate judges indicate full- or part*time)

3. Date of Report 04/13/2011


6. Reporting Period 1/I/2010 to 12/31/2010

U.S. District Judge - Senior Status

5b. [] Amended Report 7. Chambers or Office Address 8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations. Reviewing Officer Date

U.S. Courthouse 450 Golden Gate Avenue San Francisco, CA 94102

IMPORTANT NOTES: The instructions accompanying this form must be followe~L Complete all parts,
checking the NONE box for each part where you have no reportable information. Sign on last page.

I. POSITIONS. <+epo,~t,g i,d;vid.at o,ty; see +p. 9-13 offillng instructions.)


~-] NONE (No reportable positions.) POSITION NAME OF ORGANIZATION/ENTITY

2. 3. 4. 5.

II. AGREEMENTS. cReponi.g ~.a;v~d.at o.ty; s~ pp. 14.16 offillng instruction~)


[~ NONE (No reportable agreements.) DATE
I. 1987 2. 3. CA State Pension Fund

PARTIES AND TERMS

Conti, Samuel

FINANCIAL DISCLOSURE REPORT Page 2 of 7

Name of Person Reporting Conti, Samuel

Date of Report 04/I 3/2011

IlL NON-INVESTMENT INCOME. (Reporting individual and spouse; see pp. 17-24 of filing instructions.)
A. Filers Non-Investment Income

N ONE (No reportable non-investment income,) DATE SOURCE AND TYPE

INCOME
(yours, not spouses)

2. 3. 4.

B. Spouses Non-lnvestment Income - if you were married during anyportion of the reporting year, complete this section.
(Dollar amount not required except for honoraria.)

NONE (No reportable non-investment income.) DATE


I. 2. 3. 4.

SOURCE AND TYPE

IV. REIMBURSEMENTS - transportation, lodging, food, entertainment.


(Includes those to spouse and dependent children; see pp. 25-27 o filling instructions.)

~]

NONE (No reportable reimbursements.) SOURCE DATES LOCATION


PURPOSE

ITEMS PAID OR PROVIDED

2. 3. 4. 5.

FINANCIAL DISCLOSURE REPORT Page 3 of 7

Name of Person Reporting Conti, Samuel

Date of Report 04/I 3/2011

V. GIFTS. ancludes those to spouse an~ deeendent children; see pp. 28-31 of f!ling instructions.)
NONE (No reportable gifts.)
SOURCE. 1. 2. 3. 4. 5. DESCRIPTION

VALUE

VI. LIABILITIES. aneludes those oyspouse u.d dependent children; see pp. 32-33 of filing instructions.)
NONE (No reportable liabilities.) CREDITOR 1. 2. 3. 4. 5. DESCRIPTION

VALUE CODE

FINANCIAL DISCLOSURE REPORT Page 4 of 7

Name of Person Reporting Conti, Samuel

Date of Report 04/13/2011

VII. INVESTMENTS and TRU S TS -income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)
D NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including trust assets) PIace "(X)" after each asset exempt from prior disclosure B. Income during reporting period (1) (2) Amount Type (e.g., Code 1 div., rent, (A-H) or int.) C. Gross value at end of reporting period (1) Value Code 2 (J-P) (2) Value Method Code 3 Transactions during reporting period

(I) Type (e.g., buy, sell. redemption)

(2) (3) Date Value mm/dd/yy Code 2 (J-P)

(4)
Gain Code 1 (A-H)

(5)
Identity of buyer/seller (if private transaction)

(Q-W)
1. 2. 3. 4. 5. 6. 7. 8. 9. 10. 1 I. 12. 13. 14. 15. 16. 17. Enbridge Pipe Ptners Met Life Ins. Allied Capital Buckeye Ptners Kinder Morgan Amerigas Ptners Ferrelgas Ptners AT&T Exon Mobile General Electric Bank of West U.S. Savings Bonds U.S. Treasury Notes Verizon Plains All American American Capital Strategies Apollo Investment Corp. C A A B C A A D C B B D E B B B C Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Interest Interest Interest Dividend Dividend Dividend Dividend L J J K L J J M M K N K M L K J K
T T T T T T T T T T T T T T T T

I. Income Gain Codes: (See Columns B I and D4 ) 2. Value Codes (See Columns C I and D3 ) 3. Value Method Codes (See Column C2)

A ~$1,000 or less F = $ 50.001 - $ 100,000 J = $15,000 or less N = $250.001 - $500,000 P3 -$25,000,001 - $50.000,000 Q =Appraisal U =Book Value

B =$1,001 - $2,500 G = $ 100,001 - $ 1.000,000 K = $15,001 - $ 50,000 O =$500.001 - $ 1,000,000 R =Cost (Real Estate Onlyl V ~Othcr

C =$2,501 - $5.000 H 1 =$ 1,000,001 - $ 5,000,000 L =$ 50,001 - $ 100,000 P I =$1,000,001 - $5,000,000 P4 =More than $50,000,000 S =Assessment W ~Eslimatcd

D =$5,001 - $15,000 H2 =More than $5,000,000 M =$ 100,001 - $250,000 P2 =$5,000,001 - $25,000,000 T Cash Market

E =$15,001 - $50,000

FINANCIAL DISCLOSURE REPORT Page 5 of 7

Name of Person Reporting Conti, Samuel

Date of Report 04/13/2011

VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period (l) Amount Code 1 (A-H) (2) Type (e.g., div., rent, or int.) C, Gross value at end of reporting period (l) Value Code 2 (J-P) (2) Value Method Code 3 (Q-W) (1) Type (e.g., buy, sell, redemption)
Transactions during reporting period

(2) (3) (4) Date Value Gain mm/dd/yy Code 2 Code I (J-P) (A-H)

(5) Identity of buyer/seller (if private transaction)

18. 19. 20. 21. 22. 23. 24. 25. 26. 27. 28.

Enterprise Products Ptners California Go Bonds Bank o f America Frontier Comm Ares Capital

A F C A A

Interest Interest Interest Dividend Dividend

K O O J

T T T T Spinoff 01/01/10 (from line 14) Merged (with line 3) 04/23/10 J J Verizon A Allied Cap.

I. Income Gain Codes: (See Colunms B I and D4) 2. Value Codes (See Columns C I and D3) 3. Value Method Codes (See Column (2)

A =$1,000 or less F =$50,001 - $ 100.000 J =$15,000 or less N =$250.001 - $500,000 P3 -$25.000.001 - $50.000.000 Q =Appraisal U =nook Value

B =$1.001 - $2,500 G =$ 100,001 - $1,000.000 K =$15,001 - $50.000 O =$500,001 - $ 1,000~000 R =Cost (Real Estate Only} V =Other

C =$2,501 - $5,000 H I =$ 1,000,001 - $5,000,000 L =$50,001 - $100.000 P I =$ 1,000.001 - $5,000,000 P4 =More than $50,000,000 S ~Asscssmcnt W =Estimated

D =$5,001 - $15,000 H2 =More than $5,000,000 M -$100,001 - $250,000 P2 =$5,000,001 - $25,000,000 T =Cash Market

E =$15,001 - $50,000

FINANCIAL DISCLOSURE REPORT Page 6 of 7

Name of Person Reporting Conti, Samuel

Date of Report 04/I 3/2011

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (lndlcate part of report.)


Re Item #20 -- I misread instructions and inadvertance. Amounts acquired over time

FINANCIAL DISCLOSURE REPORT Page 7 of 7 IX. CERTIFICATION.

Name of Person Reporting Conti, Samuel

Date of Report 04/13/2011

I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was ~vithheld because it met applicable statutory provisions permitting non-disclosure. l further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.

Signature: S/Samuel Conti

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)

Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544

You might also like