UREC 1 Form
UREC 1 Form
The final responsibility for ensuring that ethical research practices are followed rests with the supervisor for student
research.
Note that students and staff are responsible for making suitable arrangements to ensure compliance with the
General Data Protection Regulations (GDPR), for keeping data secure and i f relevant , for keeping the identity of
participants anonymous. They are also responsible for following SHU guidelines about data encryption and research
data management. Guidance can be found on the SHU Ethics Website www.shu.ac.uk/research/excellence/ethics-and-
integrity
Please note that it is mandatory for all students to only store data on their allotted networked F drive space and not
on individual hard drives or memory sticks etc.
This form also enables the University and College to keep a record confirming that research conducted has been
subjected to ethical scrutiny. Students should retain a copy for inclusion in their research projects, and a copy should
be uploaded to the relevant module Blackboard site.
The form must be completed by the student and approved by supervisor and/or module leader (as applicable). In all
cases, it should be counter-signed by the supervisor and/or module leader and kept as a record showing that ethical
scrutiny has occurred. Students should retain a copy for inclusion in the appendices of their research projects, and a
copy should be uploaded to the module Blackboard site for checking.
Please note that it may be necessary to conduct a health and safety risk assessment for the proposed research.
Further information can be obtained from the University’s Health and Safety Website
https://sheffieldhallam.sharepoint.com/sites/3069/SitePages/Risk-Assessment.aspx
UREC 1: Application for Research Ethics Approval for Student Studies with No Human Participants
Does this study include collecting data or samples from human participants. YES/NO
Is the secondary data used in this study of a sensitive or contentious nature, or does it allow the identification of
individuals or organisations (e.g., companies, school, councils, communities). YES/NO
If you have answered YES to either of these two questions you must complete a UREC2, 3 or 4 as appropriate.
1. General Details
Details
UREC 1: Application for Research Ethics Approval for Student Studies with No Human Participants 2
2. Research in External Organisations
Question Yes/No
1. Will the research involve working with/within an external organisation (e.g., No
school, business, charity, museum, government department, international
agency, etc.)?
2. If you answered YES to question 1, do you have granted access to conduct the
research?
If YES, students please show evidence to your supervisor. PI should retain safely.
UREC 1: Application for Research Ethics Approval for Student Studies with No Human Participants 3
3. Research with Products and Artefacts
Question Yes/No
1. Will the research involve the use of specialist copyrighted documents, films, Yes
broadcasts, photographs, artworks, designs, products, programs, databases, networks,
processes, existing datasets, or secure data?
2. If you answered YES to question 1, are the materials you intend to use in the public
domain?
Notes: ‘In the public domain’ does not mean the same thing as ‘publicly accessible’.
• Information which is 'in the public domain' is no longer protected by
copyright (i.e., copyright has either expired or been waived) and can be
used without permission.
• Information which is 'publicly accessible' (e.g., TV broadcasts, websites,
artworks, newspapers) is available for anyone to consult/view. It is still
protected by copyright even if there is no copyright notice. In UK law,
copyright protection is automatic and does not require a copyright statement,
although it is always good practice to provide one. It is necessary to check
the terms and conditions of use to find out exactly how the material may be
reused etc.
If you answered YES to question 1, be aware that you may need to consider other
ethics codes. For example, when conducting Internet research, consult the code of
the Association of Internet Researchers; for educational research, consult the Code
of Ethics of the British Educational Research Association.
3. If you answered NO to question 2, do you have explicit permission to use these materials as
data?
If YES, please show evidence to your supervisor.
4. Does this research project require a health and safety risk assessment for the procedures to
be used? (Discuss this with your supervisor)
Yes
No
If YES the completed Health and Safety Risk Assessment form should be attached. A standard risk
assessment form can be generated through the Awaken system (https://shu.awaken-be.com). Alternatively if
you require more specific risk assessment, e.g. a COSHH, attach that instead.
UREC 1: Application for Research Ethics Approval for Student Studies with No Human Participants 4
Insurance Check
The University’s standard insurance cover will not automatically cover research involving any of the following:
If your proposals do involve any of the above, please contact the Insurance Manager directly (fin-
[email protected]) to discuss this element of your project.
Ethics sign-off
Personal statement
I can confirm that:
• I have read the Sheffield Hallam University Research Ethics Policy and Procedures
• I agree to abide by its principles.
Student
Name: Kratika Choudhary Date: 29.05.24
Signature: Kratika Choudhary
Independent Reviewer ethical sign off (if required to permit publication of findings with supervisor
co-authorship).
Name: Date:
Signature:
UREC 1: Application for Research Ethics Approval for Student Studies with No Human Participants 5
Please ensure that you have attached all relevant documents. Your supervisor must approve them
before you start data collection:
UREC 1: Application for Research Ethics Approval for Student Studies with No Human Participants 6