Hagoort 2016
Hagoort 2016
Hagoort 2016
28
MUC (Memory, Unification, Control):
A Model on the Neurobiology of Language
Beyond Single Word Processing
Peter Hagoort
Donders Institute for Brain, Cognition and Behaviour, Max Planck Institute for Psycholinguistics,
Nijmegen, The Netherlands
Neurobiology of Language. DOI: http://dx.doi.org/10.1016/B978-0-12-407794-2.00028-6 339 © 2016 Elsevier Inc. All rights reserved.
340 28. MUC (MEMORY, UNIFICATION, CONTROL): A MODEL ON THE NEUROBIOLOGY OF LANGUAGE BEYOND SINGLE WORD PROCESSING
syntactic analysis, unification operations not only take retrieved from memory. Within LIFC (Unification
place at the syntactic processing level but also are a Space), there seems to be a certain spatial distribution
hallmark of language across representational domains of recruitment dependent on the type of information
(Jackendoff, 2002). Thus, at the semantic and phono- that gets unified. Semantic unification recruits BA 47
logical levels, lexical elements are combined and inte- and BA 45; syntactic unification has its focus in BA 45
grated into larger structures. Hence, I distinguish and BA 44; phonological processes recruit BA 44 and
between syntactic, semantic, and phonological unifica- ventral parts of BA 6 (Hagoort & Indefrey, 2014). In
tion (Hagoort, 2005). addition, executive control needs to be exerted such
Finally, the Control component relates language to that the correct target language is selected, turn-taking
joint action and social interaction, and it is invoked, for in conversation is orchestrated, attention is given to
instance, when the contextually appropriate target lan- the most relevant information in the input, and so
guage has to be selected, or for handling the joint forth. Control regions involve dorsolateral prefrontal
action aspects of using language in conversational set- cortex (in pink) and midline structure, including the
tings. Later, it is shown how languages have built-in anterior cingulate cortex and the parts of parietal cor-
linguistic devices that trigger the attentional control tex that are involved in attention (not shown in
system into operation. Figure 28.1).
In the MUC model, the distribution of labor is as The distribution of labor in the MUC model is not
follows (Figure 28.1). Regions in the temporal cortex absolute. Language functions do not reside in single
(in yellow) and the angular gyrus in parietal cortex brain regions. Instead, language is subserved by
subserve the knowledge representations that have dynamic networks of brain regions, including the ones
been laid down in memory during acquisition. These outlined here. Ultimately, the mapping of a given lan-
regions store information, including phonological guage function onto the neural architecture of the
word forms, morphological information, word mean- brain is in terms of a network of brain areas instantiat-
ings, and the syntactic templates associated with noun, ing that particular language function (McIntosh, 2008;
verbs, and adjectives (for details, see Hagoort, 2003, Mesulam, 1998; Sporns, 2011). This is what Fedorenko
2005, 2009). Dependent on knowledge type, different and Thompson-Schill (2014) refer to as Networks of
parts of temporal cortex are involved. Frontal regions Interest. Typically, each node in such a network will
(Broca’s area and adjacent cortex; in blue) are crucial participate dynamically in other functional networks
for unification operations. These operations generate as well. Although one can claim a certain contribution
larger structures from the building blocks that are of a specific region (e.g., part of Broca’s area), it is cru-
cial to realize that such a contribution depends on the
interaction with other regions that are part of the net-
work. In short, “the mapping between neurons and
cognition relies less on what individual nodes can do
and more on the topology of their connectivity”
(Sporns, 2011, p. 184). Therefore, before discussing the
empirical evidence for the distribution of labor within
the MUC framework, I discuss the connectivity profile
of the language networks in the brain.
D. LARGE-SCALE MODELS
28.3 THE NETWORK TOPOLOGY OF THE LANGUAGE CORTEX 341
FIGURE 28.2 The arcuate fasciculus in a human, chimpanzee, and macaque in a schematic lateral view of the left hemisphere. From
Rilling et al. (2008), courtesy of Nature Publishing Group.
D. LARGE-SCALE MODELS
342 28. MUC (MEMORY, UNIFICATION, CONTROL): A MODEL ON THE NEUROBIOLOGY OF LANGUAGE BEYOND SINGLE WORD PROCESSING
D. LARGE-SCALE MODELS
28.5 A GENERAL ACCOUNT OF THE ROLE OF LIFC IN LANGUAGE PROCESSING 343
LIFC, particularly BA 44 and BA 45, contributes to syn- that LIFC is a key node in the semantic unification net-
tactic unification. The left posterior MTG was activated work, unifying semantic information from different
more for ambiguous than unambiguous conditions, as modalities.
predicted for regions subserving the retrieval of From these findings it seems that syntactic and
lexical-syntactic information from memory. It thus semantic unification is realized in a dynamic interplay
seems that the LIFC is crucial for syntactic processing between LIFC as a multimodal unification site and
in conjunction with the left posterior MTG, a finding also knowledge-specific regions. Again, it is important
supported by patient studies with lesions in these very to stress that the interplay of these regions is crucial to
same regions (Caplan & Waters, 1996; Rodd, Longe, realize the functional component of unification.
Randall, & Tyler, 2010; Tyler et al., 2011). Presumably In other models, the anterior temporal lobe has been
these regions are connected via the dorsal pathways. argued to be relevant for combinatorial operations
In addition to syntactic unification, there is the need (Hickok & Poeppel, 2007; Rogalsky et al., Chapter 47
for semantic unification. One aspect of semantic unifi- of this volume). One possibility is that this is limited to
cation is filling the slots in an abstract event schema. conceptual combinations for which the mapping of
Semantic processing also recruits a left perisylvian grammatical roles (e.g., subject, object) onto thematic
network, albeit with a substantially weaker lateraliza- roles (e.g., agent, patient) is not required (Baron &
tion profile than syntactic processing. A series of fMRI Osherson, 2011). In the latter case, the contribution of
studies aimed to identify the semantic processing net- Broca’s region is presumably highly relevant.
work. These studies either compared sentences con-
taining semantic/pragmatic anomalies with their
correct counterparts (e.g., Friederici, Ruschemeyer, 28.5 A GENERAL ACCOUNT OF THE
Hahne, & Fiebach, 2003; Hagoort, Hald, Bastiaansen, & ROLE OF LIFC IN LANGUAGE
Petersson, 2004; Kiehl, Laurens, & Liddle, 2002; PROCESSING
Ruschemeyer, Zysset, & Friederici, 2006) or compared
sentences with and without semantic ambiguities So far, we have seen that LIFC plays a central role
(Davis et al., 2007; Hoenig & Scheef, 2005; Rodd, in syntactic and semantic unification processes, albeit
Davis, & Johnsrude, 2005). In the latter case, there are with different activation foci for these two types of
multiple word meanings for a given lexical item that unification. However, there is convincing evidence that
will induce competition and selection in relation to fill- LIFC also plays a role beneath the phrasal and sen-
ing a particular slot in the event schema. As with syn- tence level. It is found to contribute to decomposition
tactic unification, the availability of multiple and unification at the word level. Words are not pro-
candidates for a slot will therefore increase the unifica- cessed as unstructured, monolithic entities. Based on
tion load. In the case of the lexical-semantic ambigui- the morpho-phonological characteristics of a given
ties, there is no syntactic competition. Increased word, a process of lexical decomposition takes place in
processing is therefore attributable to unification of which stems and affixes are separated. For spoken
meaning instead of syntax. The most consistent finding words, the trigger for decomposition can be something
across studies on semantic unification is the activation as simple as the inflectional rhyme pattern, which is a
of the LIFC, particularly BA 47 and BA 45 (Hagoort & phonological pattern signaling the potential presence
Indefrey, 2014). of an affix (Bozic, Tyler, Ives, Randall, & Marslen-
A further indication for the contribution of LIFC in Wilson, 2010). Decomposing lexical input appears to
semantic unification comes from a few studies investi- be a ubiquitous and mandatory perceptual strategy;
gating semantic unification of multimodal information that is, decompositional processes are triggered not
with language. Using fMRI, Willems, Özyürek, and only for words with obvious parts (e.g., work-ed) but
Hagoort (2007) assessed the neural integration of also for semantically opaque words (e.g., bell-hop) and
semantic information from spoken words and from co- even nonwords with putative parts (e.g., blicket-s,
speech gestures into a preceding sentence context. blicket-ed). In a series of fMRI studies on the proces-
Spoken sentences were presented in which a critical sing of inflectional morphology, Bozic et al. (2010)
word was accompanied by a co-speech gesture. Either have found that LIFC, especially BA 45, subserves the
the word or the gesture could be semantically incon- process of morphological decomposition. Intracranial
gruous with respect to the previous sentence context. recordings in BA 45 from epileptic patients during pre-
Both an incongruous word as well as an incongruous surgical preparation indicate that the same brain area
gesture led to increased activation in LIFC (BA 45/47) is also involved in the generation of inflected forms
as compared with congruous words and gestures (for during language production (Sahin, Pinker, Cash,
a similar finding with pictures of objects, see Willems, Schomer, & Halgren, 2009; see also comments by
Őzyürek, & Hagoort, 2008). This supports the claim Hagoort & Levelt, 2009).
D. LARGE-SCALE MODELS
344 28. MUC (MEMORY, UNIFICATION, CONTROL): A MODEL ON THE NEUROBIOLOGY OF LANGUAGE BEYOND SINGLE WORD PROCESSING
The evidence for LIFC involvement at word- and unification by way of illustrating the principle of
sentence-level processing in both production and com- dynamic interaction.
prehension results in the question of how to account In posterior and inferior temporal and parietal
for its role more generally. This is still an open issue, (angular gyrus) regions, neuronal populations are acti-
but there is a possible answer. Notwithstanding the vated that represent lexical information associated
division of labor within LIFC, its overall contribution with the incoming word, including its semantic fea-
can be characterized in more general terms than hier- tures. From here, neural signals can follow two routes.
archical or even sentence-level processing. Instead, the The first exploits local connectivity within these poste-
LIFC is most likely involved in unification operations rior regions, resulting in a graded activation of neigh-
at the word and sentence level, in connection with boring neuronal populations, coding for related
temporal and parietal regions that are crucial for mem- lexical-semantic information. Such local spread of acti-
ory retrieval (Hagoort, 2005). Compositional and vation contributes to setting up a lexical-semantic con-
decompositional operations occur at multiple levels text in temporo-parietal cortex (Figure 28.5, green
and at multiple time slices in the language processing circle). The second route is based on long-distance con-
system, but also outside the language system. Any nections to LIFC, through direct white matter fibers,
time lexical and other building blocks enter into the resulting in the selective activation of populations of
process of utterance interpretation or construction, and frontal cortex neurons. These will respond with a self-
any time the input string requires decomposition (pre- sustaining firing pattern (see Durstewitz, Seamans, &
sumably through analysis-by-synthesis) to contact the Sejnowski, 2000 for a review). Efferent signals in this
right lexical representations, LIFC is recruited. case can only take the long-range route back. The most
This view is fully compatible with recent accounts parsimonious account here is that frontal neurons will
in linguistics that view both morphology and syntax to send efferent signals back to the same regions in
involve the retrieval of pieces of stored structure with temporo-parietal cortex from where afferent signals
variables (Jackendoff, personal communication, 2014). were received. This produces another spread of activa-
Hence, no principled distinction is claimed between tion to neighboring temporo-parietal regions, which
unification operations in syntax and morphology. implies that connections representing a given semantic
This account of LIFC’s contribution is more general
than is claimed in other models. For example, propo-
sals have been made that LIFC (Broca’s area) has a
more specialized role in language processing, has
more to do with linguistically motivated operations of
syntactic movement (Grodzinsky & Santi, 2008), and is
more involved in the processing of hierarchical struc-
tures (Friederici, Bahlmann, Heim, Schubotz, &
Anwander, 2006). However, such proposals are diffi-
cult to reconcile with the LIFC contributions to mor-
phological processes. Hence, the account specified here
seems to have more empirical support.
Although a connection is made between functional FIGURE 28.5 Processing cycle subserving semantic unification in
components of the cognitive architecture for language the left hemisphere language network. Inputs are conveyed from
sensory regions (here visual cortex) to the inferior, middle, and
and specific brain regions, this is an idealization of
superior temporal gyri (1), where lexical information is activated.
the real neurophysiological dynamics of the perisyl- Signals are hence relayed to the inferior frontal gyrus (2), where neu-
vian language network. Crucially, for language as for rons respond with a sustained firing pattern. Signals are then fed
most other cognitive functions, the functional contri- back into the same regions in temporal cortex from where they were
bution of any area or region has to be characterized in received (3). A recurrent network is thus set-up, which allows infor-
the context of the network as a whole, where speciali- mation to be maintained online, a context (green circle) to be formed
during subsequent processing cycles, and incoming words to be uni-
zation of any given node is only relative and realized fied within the context. At each processing cycle a balance is
in a dynamic interaction with the other nodes in the achieved by letting input-driven activity find attractor states, that is,
network (Mesulam, 1990, 1998). How this can be the maximum possible overlap with active populations in temporal
viewed is specified in more detail for semantic cortex.
D. LARGE-SCALE MODELS
28.8 BEYOND THE CLASSICAL MODEL 345
context will be strengthened. During each word pro- tested the idea that pitch accent, which in Dutch is
cessing cycle, the memory (temporo-parietal) and uni- used to mark certain information as focus, recruits
fication (inferior frontal) components interact by attentional networks in the service of more extended
letting activation reverberate through the circuit in processing of the most relevant information. In our
Figure 28.5. Achieving the necessary outcomes for lan- study, the attentional network was first localized in an
guage comprehension may be more or less demanding, auditory nonverbal attention task. This task activated,
depending on how close the relation is between input as expected, bilateral superior and inferior parietal cor-
and context. tex. In the language task, participants were listening to
sentences with and sentences without semantic-
pragmatic anomalies. In half of the cases these anoma-
28.7 ATTENTIONAL CONTROL lies and their correct counterparts were marked as in
focus by a pitch accent; in the other half of the cases
The third component in the MUC model is referred they were not. The results showed an interaction in
to as Control. One form of control is attentional con- bilateral inferior parietal regions between prosody
trol. In classical models of sentence comprehension— (pitch accent) and congruence; for incongruent sen-
of either the syntactic-structure-driven variety (Frazier, tences, but not for congruent ones, there was larger
1987) or in a constraint-based framework (Tanenhaus, activation if the incongruent words carried a focus
Spivey-Knowlton, Eberhard, & Sedivy, 1995)—the marker (i.e., the pitch accent).
implicit assumption is usually that a full phrasal con- Overall, the activation overlap in the attention net-
figuration results and a complete interpretation of the works between the localizer task and the sentence
input string is achieved. However, often the listener processing task indicated that marking of information
interprets the input on the basis of bits and pieces that structure modulated a domain-general attention net-
are only partially analyzed. As a consequence, the lis- work. Pitch accent signaled the saliency of the
tener might overhear semantic information (the Moses focused words and thereby recruited attentional
illusion; Erickson & Mattson, 1981) or syntactic infor- resources for extended processing. This suggests that
mation (the Chomsky illusion; Wang, Bastiaansen, languages might have developed built-in linguistic
Yang, & Hagoort, 2012). In the question “How many devices (i.e., focus markers) that trigger the recruit-
animals of each kind did Moses take on the ark?”, peo- ment of attentional systems to safeguard against the
ple often answer “two,” without noticing that it was possibility that in a good-enough processing system
Noah who was in command of the ark, not Moses. It the most relevant information might go unnoticed.
was found that syntactic violations might not trigger a This provides one example of the interaction between
brain response if they are in a sentence constituent that a general demand/control system (Fedorenko,
provides no new information (Wang et al., 2012). Duncan, & Kanwisher, 2012) and the core components
Ferreira, Bailey, and Ferraro (2002) introduced the of the language network.
phrase “good-enough processing” to refer to the listen-
ers’ and readers’ interpretation strategies. In a good-
enough processing context, linguistic devices that 28.8 BEYOND THE CLASSICAL MODEL
highlight the most relevant parts of the input might
help the listener/reader in allocating processing I have outlined the contours of a neurobiological
resources optimally. This aspect of linguistic meaning model of language that is a substantial augmentation
is known as “information structure” (Buring, 2007; of the classical Wernicke-Lichtheim-Geschwind model,
Chafe, 1976; Halliday, 1967; Krifka, 2007). The informa- which was a model for single word processing mainly
tion structure of an utterance essentially focuses the based on lesion and patient data.
listener’s attention on the crucial (new) information in Three major additions are worth highlighting. First,
it. In languages such as English and Dutch, prosody the connectivity of the language cortex in left perisyl-
plays a crucial role in marking information structure. vian regions is much more extended than proposed in
For instance, in question answer pairs, the new or rel- the classical model and is certainly not restricted to the
evant information in the answer will typically be pitch arcuate fasciculus. Second, the distribution of labor
accented. After a question like “What did Mary buy at between the core regions in left perisylvian cortex is
the market?”, the answer might be “Mary bought not one in terms of production and comprehension.
VEGETABLES” (accented word in capitals). In this Shared circuitry has been established for core aspects of
case, the word “vegetables” is the focus constituent, language production and comprehension. Both recruit
which corresponds to the information provided for the temporal/parietal regions for retrieval of linguistic
Wh-element in the question. In a recent fMRI study information that is laid down in memory during acqui-
(Kristensen, Wang, Petersson, & Hagoort, 2013), we sition and LIFC for unification of building blocks into
D. LARGE-SCALE MODELS
346 28. MUC (MEMORY, UNIFICATION, CONTROL): A MODEL ON THE NEUROBIOLOGY OF LANGUAGE BEYOND SINGLE WORD PROCESSING
utterances or interpretations that are constructed online. Chafe, W. L. (1976). Givenness, contrastiveness, definiteness, sub-
Unification “enables words to cooperate to form new jects, topics and point of view. In C. N. Li (Ed.), Subject and topic.
New York, NY: Academic Press.
meanings” (Nowak, 2011, p. 179). Third, the operation Culicover, P. W., & Jackendoff, R. (2006). The simpler syntax
of language in its full glory requires a much more hypothesis. Trends in Cognitive Sciences, 10(9), 413 418.
extended network than what the classical model con- Davis, M. H., Coleman, M. R., Absalom, A. R., Rodd, J. M.,
tained, which was mainly based on evidence from single Johnsrude, I. S., Matta, B. F., et al. (2007). Dissociating speech per-
word processing. The basic principle of brain organiza- ception and comprehension at reduced levels of awareness.
Proceedings of the National Academy of Sciences of the United States of
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on the interaction between a number of neuronal circuits Davis, M. H., & Gaskell, M. G. (2009). A complementary systems
and brain regions that support the different contributing account of word learning: Neural and behavioural evidence.
functional components. These circuits are not necessarily Philosophical Transactions of the Royal Society of London. Series B,
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Durstewitz, D., Seamans, J. K., & Sejnowski, T. J. (2000). Dopamine-
recruited for the sake of successful language processing. mediated stabilization of delay-period activity in a network model
One example is the general attentional networks that of prefrontal cortex. Journal of Neurophysiology, 83(3), 1733 1750.
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Fedorenko, E., Duncan, J., & Kanwisher, N. (2012). Language-
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Frazier, L. (1987). Sentence processing: A tutorial review. In M.
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D. LARGE-SCALE MODELS