Risk Factors For Nontuberculous Mycobacterial Pulm
Risk Factors For Nontuberculous Mycobacterial Pulm
Risk Factors For Nontuberculous Mycobacterial Pulm
ABBREVIATIONS: CF = cystic fibrosis; HR = hazard ratio; NTM = Data in this manuscript have been presented previously at the World
nontuberculous mycobacteria; NTM-PD = nontuberculous mycobac- Bronchiectasis and NTM Conference, Prague, June 30- July 2, 2022.
terial pulmonary disease; RR = relative risk CORRESPONDENCE TO: Michael R. Loebinger, PhD; email: m.loebinger@
AFFILIATIONS: From the Royal Brompton Hospital and NHLI, Im- rbht.nhs.uk
perial College London, London, England (M. R. L. and J. K. Q.); Copyright Ó 2023 The Author(s). Published by Elsevier Inc under li-
Insmed B.V. (R. v. d. L.), Utrecht, The Netherlands; Insmed Germany cense from the American College of Chest Physicians. This is an open
GmbH (M. O.), Frankfurt am Main, Germany; Accuscript Consultancy access article under the CC BY license (http://creativecommons.org/
(R. C. and A. K.), Ludhiana, Punjab, India; the Department of Medical licenses/by/4.0/).
Microbiology (J. v. I.), Radboud University Medical Center, Nijmegen, DOI: https://doi.org/10.1016/j.chest.2023.06.014
The Netherlands.
chestjournal.org 1115
associated with significant morbidity and mortality.4-7
Take-home Points Incidence rates of NTM-PD are rising, but the disease
Study Question: What are the risk factors for remains challenging to diagnose and treat.8 Clinical
developing nontuberculous mycobacterial pulmo- symptoms of NTM-PD are nonspecific and often
nary disease (NTM-PD)? overlap with those of other underlying respiratory
Results: Comorbid respiratory disease, including conditions, leading to a high proportion of patients with
bronchiectasis, COPD, and history of tuberculosis, NTM-PD remaining undiagnosed.9-11 Testing for NTM-
was associated with the highest risk for NTM-PD; the PD is important to allow for prompt diagnosis and, after
use of inhaled corticosteroids, solid tumors, and the this, appropriate management—which should be
presence of pneumonia were also important factors. individualized and may include guideline-based therapy
Interpretation: This is the first study to provide an or nonpharmacologic treatment such as airway
overview of risk for NTM-PD for a comprehensive clearance—can be initiated to prevent disease
set of potential factors. progression.12-14
Duplicates, n = 2,284
Screening
sufficient detail: 3
• Genetic risk factor: 1
Included for meta-analysis
N = 24
Figure 1 – Preferred Reporting Items for Systematic Review and Meta-Analyses flowchart depicting the selection of studies and data in the analysis.
chestjournal.org 1117
The comorbidities most cited with a formal association term use of macrolides for underlying disease, although
with NTM-PD were COPD (n ¼ 8), history of TB not statistically significant, was suggested as being
(n ¼ 7), and immunosuppression (n ¼ 10); diabetes and possibly protective against NTM-PD (OR, 0.80; 95% CI,
cancer were also prominent, reporting an association in 0.47-1.39) (Fig 2H; e-Table 7, e-Fig 1G, H). Female sex
more than five studies. Other clinical and demographic was a nonsignificant risk factor for NTM, with an OR of
factors citing an association with NTM-PD included 1.27 (95% CI, 0.95-1.69) (e-Table 7, e-Fig 1I).
bronchiectasis, BMI (healthy weight, overweight, and
Other marginal or statistically nonsignificant
underweight), sex, radiologic findings, concomitant
associations with NTM-PD were observed for lung
bacterial infection with Pseudomonas aeruginosa or
function (FEV1%) (OR, 1.01; 95% CI, 0.97-1.05),
Staphylococcus aureus, FEV1 % predicted, ethnicity, age,
diabetes (OR, 1.04; 95% CI, 0.63-1.72), renal disease
and macrolide use. Association analysis suggested an
(OR, 1.62; 95% CI, 0.87-3.03), cancer (OR, 1.39; 95% CI,
increased risk of NTM-PD with most of the parameters
0.70-2.68), healthy weight (OR, 0.96; 95% CI, 0.85-1.09),
in at least one study, except FEV1 % predicted.
and infection with Pseudomonas aeruginosa (OR, 1.12;
95% CI, 0.87-1.44) or Staphylococcus aureus (OR, 2.42;
Meta-Analysis
95% CI, 0.55-10.63) (e-Table 7).
Of the identified publications, 24 formally reported an
association between possible risk factors and the
presence of NTM-PD against a control population (cases Discussion
without NTM or healthy control participants without The systematic literature review and meta-analysis aimed
NTM-PD) and were included in the meta-analysis to identify potential risk factors associated with NTM-PD
(e-Table 5).15,21-43 Of these 24 studies, three reported reported in the literature and to pool results across relevant
HR, one reported RR, and the remainder (n ¼ 20) studies. The study brings these data together into a single
reported (crude or adjusted) OR. A total of 36 studies publication, allowing extensive comprehension and
reporting possible risk factors associated with NTM-PD comparison of the associations of various risk factors with
were excluded from the analysis (e-Table 6). NTM-PD. The most frequently reported risk factors across
Results for the meta-analysis indicate that comorbid selected publications were use of immunosuppressants (10
respiratory disease was associated with a significant studies), sex (nine studies), COPD comorbidity (eight
increase in the OR for NTM-PD, with ORs ranging from studies), and history of or suspected TB (seven studies).
4 to 21 (e-Table 7). Bronchiectasis showed the strongest Bronchiectasis, which is considered the most relevant risk
association (OR, 21.43; 95% CI, 5.90-77.82), followed by factor for NTM, was assessed in four studies.
a history of TB (OR, 12.69; 95% CI, 2.39-67.26), Results for the meta-analysis indicated that comorbid
interstitial lung disease (OR, 6.39; 95% CI, 2.65-15.37), respiratory disease is associated with a significant increase
COPD (OR, 6.63; 95% CI, 4.57-9.63), and asthma (OR, in the risk of NTM-PD, with the strongest association
4.15; 95% CI, 2.81-6.14) (Fig 2A-E). Other factors noted seen for bronchiectasis. Other comorbidities noted to be
to be associated with an increased risk of NTM-PD were associated with an increased risk of NTM-PD were solid
immunosuppression, including use of inhaled tumors, cardiovascular disease, and use of
corticosteroids (OR 4.46; 95% CI, 2.13-9.35), oral immunosuppressants such as inhaled corticosteroids or
corticosteroids (OR 3.37; CI, 0.82-13.75), and other anti-tumor necrosis factor-alpha treatment for
immunosuppressants such as tacrolimus or rheumatoid arthritis. The association between solid
mycophenolate mofetil (OR 2.60; 95% CI, 0.69-9.79), as tumors and risk of NTM-PD may be a result of cancer
well as anti-tumor necrosis factor-alpha treatment for therapy rather than cancer itself; similarly, the risk for
rheumatoid arthritis (OR, 2.13; 95% CI, 1.24-3.65), solid NTM infection in patients with interstitial lung disease
tumors (OR, 4.66; 95% CI, 1.04-20.94), the presence of may be a result of disease rather than a risk factor per se.
pneumonia (OR, 5.54; 95% CI, 2.72-11.26), It is also worth highlighting that the changing landscape
cardiovascular disease (OR, 1.73; 95% CI, 1.01-2.97), of immune suppression and the increased use of agents,
and low BMI (being underweight) (OR, 3.04; 95% CI, such as biologics, that may have promoted mycobacterial
1.95-4.73) (Fig 2F, G; e-Table 7, e-Fig 1A-F). In contrast, disease in recent years.44 Introduction of these agents
increasing BMI (OR, 0.82; 95% CI, 0.71-0.95) or high may have significant implications for the development of
BMI (being overweight) (OR, 0.73; 95% CI, 0.58-0.97) NTM-PD and may not be adequately represented in
were associated with being protective factors, and long- older studies. Future evaluation of NTM-PD in people
Pop = TB symptoms
Tan 2021 1.6014 0.1326 29.1% 4.96 [3.83-6.44]
Xu 2019* 2.9386 0.4716 25.5% 18.89 [7.54-47.88]
Total (95% CI) 54.6% 8.97 [2.44-32.96]
Heterogeneity Tau = 1.7741; Chi = 7.45, df = 1 (P < .01); I 2 = 87%
2 2
B
Tuberculosis
Study or OR OR
Subgroup logOR SE Weight IV, Random, 95% CI IV, Random, 95% CI
Pop = COPD
Wang 2021* 3.8238 0.3031 14.4% 45.78 [25.27-82.91]
Pop = RA
Liao 2016 1.7192 0.4161 14.2% 5.58 [2.47-12.62]
Pop = TB symptoms
Tan 2021 –0.0305 0.1120 14.7% 0.97 [0.78-1.21]
Wu 2014 0.4947 0.1691 14.6% 1.64 [1.18-2.29]
Xu 2019* 2.5588 0.5828 13.8% 12.92 [3.24-31.82]
Total (95% CI) 43.0% 2.11 [0.95-4.69]
Heterogeneity Tau 2 = 0.4074; Chi 2 = 23.64, df = 6 (P < .01); I 2 = 92%
C
Interstitial lung disease
Study or OR OR
Subgroup logOR SE Weight IV, Random, 95% CI IV, Random, 95% CI
Pop = COPD
Wang 2021* 1.0647 0.0747 27.4% 2.90 [2.50-3.35]
Pop = RA
Liao 2016 2.1066 0.5060 20.4% 8.22 [3.05-22.17]
Figure 2 – A-H, Identified risk factors for NTM-PD. All data are quoted as adjusted OR (aOR) unless stated; *crude risk estimate OR; #adjusted risk
ratio (aRR); †adjusted hazard ratio; CF ¼ cystic fibrosis; df ¼ degrees of freedom; ILD ¼ interstitial lung disease; IV ¼ inverse variance; pop ¼
population; RA ¼ rheumatoid arthritis; TE ¼ treatment effect.
receiving newer immunosuppressive therapies would be reflux disease was highlighted as a risk factor in five
interesting and welcome. Some comorbid conditions, publications through the systematic literature review
such as gastroesophageal reflux disease, were not included process,45-49 but only one publication among the
in this study because of lack of data. Gastroesophageal identified studies had appropriate data for meta-analysis
chestjournal.org 1119
D
COPD
Study or OR OR
Subgroup logOR SE Weight IV, Random, 95% CI IV, Random, 95% CI
Pop = General pop
Andrejak 2013 2.7537 2.7537 14.2% 15.70 [11.40-21.50]
Axson 2019* 1.9769 1.9769 15.1% 7.22 [5.86-8.89]
Marras 2016* 2.3351 0.0215 15.8% 10.33 [9.90-10.77]
Miller 2017 1.6827 0.0601 15.6% 5.38 [4.78-6.05]
Uno 2020* 1.8017 0.3873 9.6% 6.06 [2.78-12.69]
Pop = NCFB
Mirsaeidi 2013 2.2601 0.7742 4.4% 9.58 [0.13-2.66]
Pop = RA
Liao 2016 2.1506 0.5775 6.4% 8.59 [2.77-26.64]
Pop = TB symptoms
Tan 2021 0.7178 0.1961 13.6% 2.05 [1.40-3.02]
Xu 2019* 1.1848 0.6701 5.3% 3.27 [0.88-12.17]
Total (95% CI) 18.9% 2.13 [1.47-3.08]
2 2 2
Heterogeneity Tau = 0; Chi = 0.45, df = 1 (P = .50); I = 0%
E
Asthma
Study or OR OR
Subgroup logOR SE Weight IV, Random, 95% CI IV, Random, 95% CI
Pop = General pop
Andrejak 2013 2.0541 0.2047 19.2% 7.80 [5.20-11.60]
Axson 2019* 1.0682 0.1002 22.7% 2.91 [2.39-3.54]
Marras 2016* 1.7299 0.0275 23.9% 5.64 [5.35-5.96]
Uno 2020* 1.5326 0.1514 21.1% 4.63 [3.43-6.21]
Total (95% CI) 86.9% 4.85 [3.30-7.12]
Heterogeneity Tau = 0.1362; Chi = 44.81, df = 3 (P < .01); I2 = 93%
2 2
Pop = TB symptoms
Tan 2021 0.3853 0.3710 13.1% 1.47 [0.71-3.04]
F
Inhaled corticosteroids
Study or OR OR
Subgroup logOR SE Weight IV, Random, 95% CI IV, Random, 95% CI
Pop = General pop
Andrejak 2013 3.1905 0.3647 22.0% 24.30 [11.90-49.70]
Axson 2019* 1.5041 0.0891 27.2% 4.50 [3.78-5.36]
Total (95% CI) 49.1% 10.08 [1.93-52.52]
Heterogeneity Tau = 1.3515; Chi = 20.18, df = 1 (P < .01); I2 = 95%
2 2
Pop = PD
Brode 2017 0.6206 0.0754 27.3% 1.86 [1.60-2.15]
Liu 2018 0.9203 0.2973 23.6% 2.51 [1.40-4.49]
Total (95% CI) 50.9% 1.89 [1.64-2.19]
Heterogeneity Tau = 0; Chi = 0.95, df = 1 (P = .33 .01); I 2 = 0%
2 2
Figure 2 – Continued
producing an equivocal OR.48 This is despite general Despite being considered the most relevant risk factor
clinical consensus that gastroesophageal reflux disease is a for NTM, bronchiectasis was less frequently evaluated
likely risk factor for NTM-PD because of aspiration into than other risk factors in the studies in this research
the lungs and has been associated with higher bacterial because it was frequently considered an exclusion
burden and more severe radiologic findings.50 criterion. However, many studies report high numbers
Pop = CF
Viviani 2016 0.3492 0.4613 18.1% 1.42 [0.57-3.50]
Pop = COPD
Wang 2021* 1.1217 0.0547 25.6% 3.07 [2.76-3.42]
Total (95% CI) 100.0% 5.54 [2.72-11.26]
Heterogeneity Tau 2 = 0.5101; Chi 2 = 84.28, df = 4 (P < .01); I 2 = 95%
Test for overall effect: Z = 4.73 (P < .01) 0.1 0.5 1 2 10
Test for subgroup differences: Chi 2 = 16.53, df = 2 (P < .01)
H
Macrolide therapy
Study or OR OR
Subgroup logOR SE Weight IV, Random, 95% CI IV, Random, 95% CI
Pop = CF
Adjemian 2018# –0.2231 0.0191 35.4% 0.80 [0.77-0.83]
Binder 2013* –0.9163 0.1768 31.0% 0.40 [0.30-0.60]
Viviani 2016 0.4331 0.1080 33.6% 1.54 [1.25-1.91]
Total (95% CI) 100.0% 0.80 [0.47-1.39]
Heterogeneity Tau 2 = 0.2191; Chi 2 = 51.86, df = 2 (P < .01); I 2 = 96%
Figure 2 – Continued
of patients with nodular bronchiectatic NTM-PD and is pneumonia analysis also did not include data on
suggested to be almost universal in patients with pneumonia events, and in those in which data were
noncavitary NTM-PD. These patients can be considered obtained from patients with active pneumonia, data
to have bronchiectasis, although whether bronchiectasis relating to disease duration were lacking.
is a risk factor or consequence of NTM-PD is unclear.
Regardless, clearly patients with bronchiectasis will likely Limited studies in the public domain explored the
have the highest percentage of new NTM cases, the impact of receiving a solid organ transplant on the risk
exploration, diagnosis, and management of which of NTM-PD.28,32 Longworth et al32 reported that for
warrants further study. patients receiving a solid organ transplant, lung vs non-
lung transplantation significantly increased the risk for
Weight appeared to be associated with NTM-PD risk; NTM infection (OR, 11.49; 95% CI, 3.86-34.18) and
being underweight was suggested as a risk factor and bilateral lung transplant conferred the highest risk
being overweight appeared to suggest a protective effect (OR, 16.22; 95% CI, 4.24-62.08).32 Kabbani et al28
against the risk of disease. However, for patients in these specifically evaluated the risk for NTM infection in post-
studies who were underweight, it is not possible to gauge lung transplantation patients and reported that having
whether being underweight predisposed patients to an granuloma or positive mycobacterial cultures at the time
increased risk of NTM-PD or whether being infected of transplantation was associated with an increased risk
with NTM or being treated for NTM-PD reduced of post-transplantation mycobacterial infection (HR, 1.8;
appetite and impacted metabolism, leading to weight 95% CI, 1.024-3.154; HR, 2.08; 95% CI, 1.01-4.29,
loss. Similarly, the result obtained for pneumonia is respectively).28 Although solid organ transplant data are
interesting in that it is unclear whether risk due to reported in e-Table 7, there is insufficient evidence to
pneumonia is a consequence per se of the infecting comment further.
organism, underlying respiratory disease, or being
treated with medications such as oral Sex differences that appeared in this study suggestive of
corticosteroids.15,33,37,39,40 The studies used for the a higher risk for NTM-PD for female participants over
chestjournal.org 1121
male participants were seen, but this was primarily studies analyzed for macrolide use differed substantially
driven by a significant association in populations with in terms of data collection. Viviani et al39 explored risk
bronchiectasis (OR, 3.85; 95% CI, 2.10-7.08), a disease in a population with CF only in patients using
that predominantly occurs in female patients, which is macrolides for any duration within the previous
reflected by the low numbers of male patients included 12 months, whereas Binder et al24 explored associative
in the studies.30,34 In contrast, populations with CF, risk with duration of macrolide use, suggesting that
which are more evenly distributed regarding sex, show a duration is a key factor in protection against NTM
trend toward a decreased risk for NTM-PD in female infection. Adjemian et al23 similarly stratified use of
patients (OR, 0.90; 95% CI, 0.79-1.03).23,24,39 It could be macrolides into less than 1 year, 1 to 2 years, and 3 to 5
that the underlying disease rather than female sex itself years.
is responsible for the apparent increased risk for NTM-
The limitations of these data include a high degree of
PD in female patients, although this was not a significant
heterogeneity across studies, including different baseline
association. The concept of sex in relation to NTM-PD
study populations, different methodologies, and
risk may be a useful avenue of further research to
different population sizes, as seen by the I2 values, which
elucidate a causal or incidental role.
ranged from 50% to 99% across all suggested associative
Immunosuppression can arise from a range of factors. Given the high degree of heterogeneity and
medications, and in this meta-analysis, the role of accompanying large CIs, the outcomes of this meta-
inhaled and oral corticosteroids in raising the risk for analysis need to be viewed cautiously, particularly where
NTM-PD has been discussed.15,22,25,31,43 However, outcomes are reflective either of general populations or
understanding the risk of specific immunosuppressive from other populations with underlying diseases or
medication is hampered by the paucity of data, and data conditions. Such caution means the results presented
that can be combined for analysis. Developing an OR for here are useful for identifying risk factors and
a broad heading of immunosuppression provided a understanding which patients may be at an increased
value of 2.26 (95% CI, 1.53-3.33), suggesting that risk of NTM-PD but cannot provide insight into which
any immunosuppressive medication confers an factor or factors should be considered over others.
increased risk of NTM infection. However, when Variation in the studies available for analysis mean each
immunosuppressant drugs were grouped according to is subject to strengths and weaknesses, which ideally
type (oral corticosteroids, inhaled corticosteroids, and would be evaluated on a study-by-study basis, with
others), it can be seen that ORs of 4.46 (95% CI, 2.13- aggregate data then presented. It would be interesting to
9.35), 3.37 (95% CI, 0.82-13.75), and 2.60 (95% CI, 0.69- see, in further studies, whether this approach might
9.79) for oral corticosteroids, inhaled corticosteroids, change the results observed here or strengthen the
and other immunosuppressants such as tacrolimus, observations seen.
respectively, were found (e-Table 7). These data suggest
There is also a paucity of data regarding the attributable
that whilst all immunosuppressants may present a risk
risk for NTM-PD, and meta-analyses can only evaluate
for NTM infection, inhaled corticosteroids present the
risk factors previously identified in other studies. There
greatest risk. What cannot be known from these data,
was an under-representation of risk factors in published
however, is if the greatest risk of NTM-PD from
data that run counter to clinical expertise, such as
immunosuppression due to inhaled corticosteroids is a
gastroesophageal reflux disease, and studies did not
consequence of immunosuppressant therapy or the
specifically report on symptomatology and how it may
underlying rationale for use.
be associated with NTM-PD, despite this being an
A range of other factors suggestive of an association did important element in defining who should be tested for
not reach statistical significance, and whether this is NTM. Data derivation in defined patient groups with
because no association truly exists or because lack of underlying lung disease such as CF may mean the data
significance is driven by a lack of available data, and data obtained are not representative of a more general
of high enough quality for interrogation and analysis, is population, and some identified risk factors cannot be
unclear. For data to be appropriate for such analysis, considered to be causal for NTM-PD. Given that many
likely they would need to be obtained prospectively, patients with NTM-PD are known to be older with
using predefined validated outcome measures. Similarly, comorbid conditions such as a respiratory disease, how
studies exploring macrolide use demonstrated a the interplay of multiple factors may increase the risk of
marginal protective effect for NTM-PD. The three disease in an individual remains unknown. Finally,
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