Impact of Dust Accumulation On Photovoltaic Panels A Review Paper
Impact of Dust Accumulation On Photovoltaic Panels A Review Paper
Impact of Dust Accumulation On Photovoltaic Panels A Review Paper
To cite this article: Haneen Abuzaid, Mahmoud Awad & Abdulrahim Shamayleh (2022)
Impact of dust accumulation on photovoltaic panels: a review paper, International Journal of
Sustainable Engineering, 15:1, 264-285, DOI: 10.1080/19397038.2022.2140222
I. Introduction Kazem 2016). There are two main solar panel types:
Global population and economic growth have significantly Photovoltaic (PV), and Concentrated Solar Power (CSP).
increased the demand on electricity. According to (IEA The PV panel converts direct sunlight into electricity, while
2011), electricity consumption rose from 10,116 TWh to CSP converts sunlight to heat, which is then used to gen
23,105 TWh over the last twenty years and is expected to erate electricity (Solar_Feed 2019). Hernández-Moro and
increase by more than 50% by 2030 (IEA 2011), this exponen Martínez-Duart conducted an analytical comparison
tial increase in demand adds burden to the existing conven between PV and CSP using the calculated levelized cost
tional methods of generating electricity, which are neither of electricity (LCOE) and the future evolution of the LCOE
reliable nor environmentally friendly with potential complete between 2010 and 2050 (Hernández-Moro and Martínez-
depletion (Al-Maamary, Kazem, and Chaichan 2017). As Duart 2013). They recommended using PV technology on
a result, the world has shifted the focus to clean and renewable Earth areas with middle to high latitudes, while CSP tech
energy resources in order to partially cover the electricity nology in arid areas with low latitudes. The optimal solar
consumption and limit the dependency on depleted energy irradiation is concentrated in the solar belt region, includ
resources (Prakash and Bhat 2009). In particular, wind and ing North Africa and the Middle East, which are mostly
solar electricity production are amongst the most utilised desert areas (Mazumder et al. 2014). But the climate chal
resources due to their effectiveness and simplicity compared lenge in this region is the high levels of dust, pollution, and
with others (Tyagi et al. 2013). ambient temperature which are adversely affecting the per
Moreover, the remarkable reduction in the associated cost, formance and operation cost of PV systems (Kazem et al.
as well as the ambitious policies for utilising renewable energy 2020; Namdari et al. 2018).
resources, has accelerated the installed capacity of solar and Literature is rich in studies investigating the impact of
wind projects worldwide (Kazem 2011). It is expected that design parameters, such as type of PV panel and tilt angle,
wind and solar total contribution from renewable energy and environmental factors, such as ambient temperature, solar
resources in generating electricity will reach 31% in 2030 radiation, wind speed, dust, and relative humidity on PV
(Ellabban, Abu-Rub, and Blaabjerg 2014). performance (Sharma and Chandel 2013; Ameur et al. 2020).
Despite solar energy popularity due to being abundant, These factors are correlated and jointly impact the operational
clean, inconsumable, easy to install and maintain, and safe characteristics of the PV system, such as the current and
(Chu and Meisen 2011; Dincer 2000; Sarver, Al-Qaraghuli, voltage which are the two main components of power.
and Kazmerski 2013; Comerio et al. 2021; Mekhilef, Saidur, The main purpose of this paper is to review the recent
and Safari 2011; Kalogirou 2013), it is vulnerable to differ literature regarding the joint impact of dust accumulation
ent non-controllable weather conditions (Chaichan and along with other environmental factors on PV performance
CONTACT Haneen Abuzaid [email protected] Department of Industrial Engineering, American University of Sharjah, Sharjah, UAE
© 2022 The Author(s). Published by Informa UK Limited, trading as Taylor & Francis Group.
This is an Open Access article distributed under the terms of the Creative Commons Attribution License (http://creativecommons.org/licenses/by/4.0/), which permits unrestricted use,
distribution, and reproduction in any medium, provided the original work is properly cited.
INTERNATIONAL JOURNAL OF SUSTAINABLE ENGINEERING 265
and dust accumulation prediction models, to identify potential These recommendations have motivated the authors to
research gaps that warrant further research. identify the research problem, which is mainly about reviewing
Amongst all related topics to PV systems performance, this and studying the impact of dust accumulation along with other
review sheds the light mainly on the impact of dust accumula influencing environmental factors on PV systems perfor
tion on the performance of PV panels as an influential factor. mance. Also, a set of research questions have been stated to
The review also analyses the impact of other meteorological, initiate the review, namely, what is the impact of dust accu
design, and operational factors on the performance of PV mulation on the PV panel performance? what is the impact of
panels as well as their contribution to promoting dust accu different environmental factors on the performance of PV
mulation. It also reviews the cleaning methods during the panels? and what are the available PV panel energy prediction
lifetime of PV systems operation; which would lead to models? The last question includes methods used for develop
enhanced optimisation models in terms of frequency and ing models and variables included in the model.
scheduling of cleaning. Finally, this review incorporates The second stage is conducting the review, where recent
a section for predictive models of PV systems’ efficiency that studies are reviewed, based on the following keywords dust
have been proposed recently. The purpose of this investigation accumulation impact on PV; environmental impacts; weather
is to critique the gaps and the limitations of the reviewed conditions; soiling impact on PV; PV; PV performance; PV
research which would serve as seeds for warranted future cleaning; forecasting techniques; predicting techniques; artifi
research. cial intelligence techniques; machine learning; and deep learn
Several review studies have discussed dust accumulation ing in peer-reviewed journals and research engines such as
challenge from different perspectives and for different pur google scholar, IEEE, Scopus, and Science Direct. The inclu
poses. For example, Sarver et al. have reviewed research sion criteria cover relevant, clear, recent, and high-quality
focused on the role of the PV panel surface type (transmissive studies to answer the proposed research questions.
and reflective) to mitigate soiling effect on the performance of Other aspects such as the pure technical studies that were
PV panels (Sarver, Al-Qaraghuli, and Kazmerski 2013). focused on cleaning procedures and metallurgical processes to
Another stream of review papers focused on the significant maximise the efficiency of PV panels were outside the scope of
impact of cleaning on the technical and economic aspects of this study, yet they were mentioned briefly. The evaluation and
PV systems (Kazem et al. 2020; Jaswal and Sinha 2021; He, screening of papers was mainly performed over several stages:
Zhou, and Li 2011). Once again, the focus of these articles on initial screening based on the title and keywords, then screen
the impact of chemicals and cleaning methods and not sche ing based on the relevance of the abstract, and finally, through
duling of cleaning cycles. The uniqueness of this paper is that it a thorough reading of the research paper.
focuses on metallurgical and design parameters impact on The review covers the last 10 years only to assure recency of
different dust accumulation mechanisms. research. However, few key leading studies conducted before
This paper is organised as follows: section II outlines the the coverage period were included due to its importance. The
proposed review methodology, section III explains the signifi keywords search resulted initially in 18,841 articles. The
cance of studying dust accumulation and its impact on PV screening process resulted in a total of 278 papers used for
panels performance, section IV discussed the impact of dust this review.
particles and depositions on the performance of PV panels, The third stage is disseminating the results including
section V clarifies the performance parameters of PV systems a comprehensive critique for the reviewed research papers and
and investigates the impact of several factors on the perfor extract research gaps and recommendations for future work.
mance of PV systems, section VI represents the preventive The next sections provide a summary of the findings that will
methods for dust accumulation during the design and devel be used to attempt to answer the three research questions. The
opment stage of PV panels, section VII summarises the clean first part highlights the percentage of losses in performance
ing methods and techniques, section VIII investigates the parameters of different PV technologies due to soiling and
models used for forecasting the PV output power based on dust accumulation in different countries. The second part inves
different factors, section IX recaps the extracted research gaps tigates the performance of PV systems, the parameters that are
from the reviewed literature, and the paper concludes with considered to measure the performance including the opera
section X highlights recommendations for future research. tional and environmental. The third part provides a review of
environmental forecasting models including artificial intelli
gence techniques and their accuracy. A critical review is pre
II. Methodology
sented after each section to highlight the potential challenges
The review methodology is in accordance with Tranfield et al.’s and opportunities that are worthy of future investigations.
guidelines for conducting a systematic review (Tranfield,
Denyer, and Smart 2003) and depicted in Figure 1 The first
III. Impact of dust accumulation on pv performance
stage is planning the review, it starts with conducting semi-
structured interviews with four subject matter experts (SME). The degradation in the performance due to soiling or dust
The first SME is a solar energy researcher and several patents accumulation affects the feasibility of PV systems drastically.
holder while the second, third, and fourth are practitioners Several studies have quantified the losses due to soiling or dust
working for solar system manufacturing and installation com accumulation. Ilse et al. suggested that the financial losses due
panies. All three experts confirmed the need to tackle the dust to dust accumulation were forecasted to be between 4% and
accumulation issue and expressed interest in the review. 7% in 2023 (Song, Liu, and Yang 2021; Ilse et al. 2019b), which
266 H. ABUZAID ET AL.
Figure 1. Methodology.
signifies the need to understand and investigate performance Table 1 summarises the quantified soiling losses in
losses due to dust accumulation. several studies, while Figure 3 provides a graphical
The adverse impact of dust accumulation has been recog summary of losses by panel type in terms of duration.
nised and shifted the focus towards conducting cleaning activ Based on the results, the following observations can be
ities to eliminate this environmental factor (Chiteka, Arora, made:
and Sridhara 2020). Figure 2 illustrates the conducted
researches per year between 1999 and 2022 respectively using ● There is a significant difference in the reported losses
Scopus (Scopus 2021). It is noticeable that there is an increas based on the duration of the study, the location of the
ing interest in this field of research due to the associated experiment, the PV technology used in the study, and the
performance and economic impacts. type of experiment.
Table 1. Quantified losses (in %) due to soiling or dust accumulation.
Duration
Type Country Ref. Perf. ~1 m 3m ~100 d 4m 5m 6m 1y 16 m 21 m 2y 18y NA
c-Si KSA (Adinoyi and Said 2013, Nimmo and Said P1 20–50
1981) E 40
c-Si Australia (Tanesab et al. 2018,Tanesab et al. 2015, P 4.5 16–29
Yap, Baig, and Halawa 2014) E 22
c-Si Indonesia (Tanesab et al. 2018) P 8
c-Si Chile (Fuentealba et al. 2015,Ferrada et al. P NA
TF & c-Si 2015,Urrejola et al. 2016) E NA 0.13–0.56
c-Si India (Bergin et al. 2017, Bhasker and Arya E 35
2015, Rao et al. 2014) E 17–25
Isc 4–52
c-Si Jordan (Essalaimeh, Al-Salaymeh, and Abdullat P 90
2013, Saluos 2015) E 31–35
c-Si Pakistan (Bashir et al. 2014, Ullah et al. 2020) P 16–20 10–40
c-Si NA (Comerio et al. 2021, Sulaiman et al. E 85
2014, Zaihidee et al. 2016, Rouway 15–35
et al. 2020, Jiang, Lu, and Sun 2011) 26
P 54 40
c-Si Senegal (Ndiaye et al. 2013) P 18–80
CSP San Diego (Mejia, Kleissl, and Bosch 2014) E 0.21
TF & c-Si Thailand (Ketjoy and Konyu 2014) E 5.79–7.28
TF & c-Si Qatar (Guo et al. 2015, Touati, Al-Hitmi, and E 10 12–24
Bouchech 2012)
TF Egypt (ElDin et al. 2013) E 9.86
TF USA (Caron and Littmann 2012) E 11.5
c-Si Belgium (Appels et al. 2013) E 4
c-Si UAE (Al-Sabounchi, Yalyali, and Al-Thani 2013, E 27
Hachicha, Al-Sawafta, and Said 2019) P 12.7
c-Si Iraq (Al-Ammri, Ghazi, and Mustafa 2013, P 26
Saidan et al. 2016) E 18.74
c-Si Spain (Zorrilla-Casanova et al. 2011) E >20
c-Si Malaysia (Sulaiman et al. 2011) E 50
c-Si Oman (Touati, Al-Hitmi, and Bouchech 2012) P 38.1
c-Si Poland (Klugmann-Radziemska 2015) E 25.5
INTERNATIONAL JOURNAL OF SUSTAINABLE ENGINEERING
267
268 H. ABUZAID ET AL.
Figure 2. Annual publications in the impact of dust accumulation on PV performance. Source: ‘Analyse search results’ by Scopus using keywords including (PV
Performance, Dust Accumulation, and Soiling Losses) (Scopus 2021).
● The majority of research was conducted for a period less different experimental settings (indoor, outdoor, or
than a year (Comerio et al. 2021; Adinoyi and Said 2013; simulation, soiling type), and different PV technologies.
Nimmo and Said 1981; Bergin et al. 2017; Essalaimeh, For example, Ullah et al. suggested 10% loss for low
Al-Salaymeh, and Abdullat 2013; Bashir et al. 2014; soiling and 40% for heavy soiling (Ullah et al. 2020).
Mejia, Kleissl, and Bosch 2014; Ketjoy and Konyu ● Data suggest conflicting results when comparing the per
2014; Guo et al. 2015; ElDin et al. 2013; Caron and formance losses for monocrystalline panels and polycrys
Littmann 2012; Appels et al. 2013; Al-Sabounchi, talline panels. Some studies such as the one conducted in
Yalyali, and Al-Thani 2013; Hachicha, Al-Sawafta, and Pakistan for 3 months (Bashir et al. 2014), and the one in
Said 2019; Al-Ammri, Ghazi, and Mustafa 2013; Saidan Senegal (Ndiaye et al. 2013), suggest that mono has
et al. 2016; Al Siyabi et al. 2021). The findings from these higher losses than polycrystalline. However, a study con
studies suggest that dust accumulation has a strong ducted in Thailand over a 5 month period showed oppo
impact on performance that may reach 40% in some site results (Ketjoy and Konyu 2014). Similarly, it
cases. However, these studies did not consider all suggests that the losses in the thin film are higher than
weather changes during different seasons over a crystalline panels (both monocrystalline and polycrystal
whole year. More accurate and generalised results can line) for a 5 months period of study (Ketjoy and Konyu
be obtained over a longer period of time that cover all 2014). The opposite results were suggested (Touati, Al-
variations of weather conditions. Hitmi, and Bouchech 2012), which was conducted for
● Some studies have drawn conclusions regarding the per 100 days. Such conflict in findings may raise the need for
formance losses due to dust accumulation with no clear a well-designed comparison environment for different
specification of the period of study (Bhasker and Arya technology types under similar conditions with valida
2015; Rao et al. 2014; Saluos 2015; Sulaiman et al. 2014; tion experiments to have more conclusive results. Hence,
Zaihidee et al. 2016; Jiang, Lu, and Sun 2011; Rouway more conclusive studies with the objective of comparing
et al. 2020; Sulaiman et al. 2011); which may result in different technologies performance under the same con
misleading conclusions. ditions are warranted. Additionally, these different
● Losses vary even within the same country. Such differ results for the reported soiling losses for different PV
ences may be attributed to different time periods, technologies are illustrated in Figure 3, where it can be
INTERNATIONAL JOURNAL OF SUSTAINABLE ENGINEERING 269
noticed that for the same duration of study and the same operational characteristics including Voc, Isc, and Power as
PV technology, soiling losses can differ based on the a function of dust depositions (Saluos 2015). The same inves
location and the impact of other environmental, design, tigation showed that the power losses may reach up to 90%
and structural factors, this can be clearly observed for the based on the characteristic of dust. Likewise, Sulaiman et al.
crystalline panels over a period of 1, 1.25, 3.3 and examined several kinds of depositions (dust, water, sand, and
6 months. Also, for different technologies, the reported moss) and reported a performance loss of 85% due to the
soiling losses would not necessarily increase if the dura exposure of different dirt depositions (Sulaiman et al. 2014).
tion of exposure to dust increases. This result is valid for Understanding the impact of dust depositions on PV panels
both mono and poly crystalline panels over a period of 3 and how to mitigate them requires special attention especially
and 5 months and might be justified by the impact of in the design and development stages of PV panels, yet it
other influencing factors. would be an opportunity to study the feasibility and applic
● The indoor experiments presented in (Saidan et al. ability of applying anti-reflective and self-cleaning methods on
2016; Bhasker and Arya 2015; Saluos 2015; Sulaiman the currently installed PV systems, also, it would lead to the
et al. 2014) showed different soiling losses. The pur application of most effective cleaning methods based on the
pose of these studies was to evaluate the effect of dominant dust depositions. This would contribute to enhan
different dust particles or sizes and predict the cing the economic and operational status of PV systems; the
required cleaning cycles. However, the indoor studies cleaning schedules would be adjusted, the required mainte
lacked the actual and different combination of physi nance would be optimised, and the overall yield would be
cal and chemical characteristics of dust and its sto improved.
chastic nature over different times of the year.
Majority of these experimental studies uses ‘one factor v. Impact of environmental factors on the
at a time’ testing strategy which does not reflect the performance of pv systems
interaction effect between different environmental and
design factors. There is a need to conduct further The performance and efficiency of PV systems depend on the
studies to correlate indoor testing and external envir stochastic outdoor environmental factors (Singh, Sulaiman,
onment. A standard indoor testing method that is and Singh 2013; Gholami, Saboonchi, and Alemrajabi 2017;
agreed upon would be ideal to make comparisons Al-Shahri et al. 2021). The prolonged exposure of PV panels to
between different studies more applicable. the outdoor conditions increases their degradation rate
(Corkish et al. 2013; Kumar and Kumar 2017). Table 2 sum
marises relevant survey studies conducted. Based on the sum
mary, the following points were highlighted:
IV. Impact of Dust Particles and Depositions on the
performance of pv systems
● Very few studies have comprehensively and simulta
Characteristics of dust particles and depositions have neously considered all environmental factors which
a significant impact on the performance of PV panels. In this include ambient temperature (T), solar irradiance (Si),
regard, Kazem et al. have provided a comprehensive review of humidity (H), wind speed (Ws), and dust accumulation
the dust characteristics of six dust pollutants and cleaning (D) (Al Siyabi et al. 2021; Kazem and Chaichan 2016).
methodologies impact on the technical and economic aspects Several studies have confirmed the significant impact of
of cleaning (Kalogirou 2013). Likewise, dust particle mechan Ws and H for some locations (Al Siyabi et al. 2021;
isms and characteristics including deposition and rebound Zorrilla-Casanova et al. 2011; Yoo 2011; Sonsuz et al.
were reviewed to understand the behaviour of soiling and 2020; Beattie et al. 2012; Csavina et al. 2014; Goossens
propose design mitigation methods for PV panels (Song, Liu, et al. 2019; Elminir et al. 2006; Mekhilef, Saidur, and
and Yang 2021; Figgis et al. 2017; Zhao et al. 2021; Jamil et al. Kamalisarvestani 2012), yet both factors were not
2017). included in the majority of studies. More comprehensive
Additionally, Menoufi proposed a performance indicator that studies focused on modelling losses as a function of all of
is calculated for each location considering the dust deposition these environmental factors for specific designs are
rate and the average dust density (Menoufi 2017). The proposed warranted.
indicator is called photovoltaic soiling index (PVSI), and it is ● More than 50% of the reviewed studies overlooked the
suggested to be listed in the datasheet of PV panels. However, impact of the design factors: tilt angle (At) and azimuth
this index is still not applied in mass production plants. angle (Az); which have a significant impact on the effi
Particulate matters (PM) are known as the major pollutants ciency of PV panels. At and Az control the amount of
in industrial areas due to vehicles and chimneys emissions and irradiance absorbed by the panel and the orientation of
it contributes to the negative impact on the performance of PV panels with respect to the sun which affects the angle of
panels either by the direct accumulation on PV panels, or by incidence (AOI). Therefore, it is important to consider
the indirect effect through settling in the atmosphere prohibit them as well when assessing the performance of the PV
ing the effective absorption of solar irradiance by PV panels system.
(Kazem and Chaichan 2019; Boyle, Flinchpaugh, and ● Amongst all performance measures, power is the most
Hannigan 2016; Li, Mauzerall, and Bergin 2020; Benghanem widely used measure due to ease of measurement at the
et al. 2018). Moreover, Saluos investigated PV panels panel or inverter scale. Power depends on the Isc and Voc
270 H. ABUZAID ET AL.
Table 2. Reviewed studies on the performance of PV panels under different environmental and design conditions.2
Impact of factors on PV performance Experimental Type
Environmental factors Design factors Performance Measures Indoor, Outddor, Simulation
Ref. T Si Hr Ws D At Az E Ey PR P In Out S Period
(Ameur et al. 2020) X X X X X X 1 week
(Yoo 2011) X X X X X X 1 year
(Demain, Journée, and Bertrand 2013) X X X X X 8 months
(Jin et al. 2017) X X X X X X 1 year
(Li 2013) X X X X X X NA
(Mansour et al. 2021) X X X X X 1 year
(Cañete, Carretero, and Sidrach-de-Cardona 2014) X X X X X X 1 year
(Eke and Demircan 2013) X X X X 1 year
(Marion, Deceglie, and Silverman 2014) X X X X X X 1 year
(Micheli et al. 2014) X X X X X X 1 year
(Bergin et al. 2017) X X X X X X 6 months
(Tanesab et al. 2015) X X X 18 years
(Sulaiman et al. 2011) X X X NA
(Fuentealba et al. 2015) X X X X X X 21 months
(Hachicha, Al-Sawafta, and Said 2019) X X X X X 5 months
(Comerio et al. 2021) X X X X Days
(Sulaiman et al. 2011) X X X X NA
(Kazem and Chaichan 2016) X X X X X X X NA
(Al Siyabi et al. 2021) X X X X X X X X X X 5 weeks
(Guo et al. 2015) X X X X X X 6 months
(Sonsuz et al. 2020) X X X X X 210 days
(Rao et al. 2014) X X X X X NA
(Saidan et al. 2016) X X X X X 1 day- 1 month
(Tanesab et al. 2018) X X X X 1 year
(Jiang, Lu, and Sun 2011) X X X X NA
which are always available on the monitoring system or reduces by 0.248% for each one degree Celsius increase (Al
the inverters’ display. Nevertheless, the readings for the Siyabi et al. 2019). Artificial exposure to high temperatures has
power do not give a full indication regarding the current resulted in a power reduction that reached 20.22% for crystal
compared to the expected performance. Instead, perfor line panels (Kazem and Chaichan 2016). The increased tem
mance ratio (PR), which represents the ratio of the actual perature results in a slight increase in Isc and a significant
power to the expected or theoretical power, is a more decrease in Voc and accordingly a reduction in the output
realistic performance metric. power (Majid et al. 2014; Chander et al. 2015; Nair, Jose, and
● Although it is recommended to validate simulation or Ravindran 2016). Several studies confirmed reduction in PV
indoor experiments with validation experiments, valida performance in different locations such as Saudi Arabia
tion results were not provided in most of the studies. Few (Adinoyi and Said 2013; Mansour, Khan, and Alsulaiman
studies conducted more than one type of experiment for 2021), Italy (Micheli et al. 2014), Spain (Cañete, Carretero,
evaluating the performance or for validation purposes and Sidrach-de-Cardona 2014), and US (Marion, Deceglie,
(Hachicha, Al-Sawafta, and Said 2019; Al Siyabi et al. and Silverman 2014). In terms of dust presence, higher ambi
2021; Rao et al. 2014; Yoo 2011; Mahdi et al. 2017; ent temperature has a direct negative impact on panels and an
Mani and Pillai 2010; Manokar et al. 2018). increase in the soiling losses (Al-Sabounchi, Yalyali, and Al-
Thani 2013; Fuentealba et al. 2015).
More details on the impact of environmental factors on the
performance of PV panels are provided in the next
Impact of solar irradiance
subsections.
Similarly, the performance of PV systems is highly dependent
on the amount of irradiance hitting the front side of the PV
Impact of ambient temperature
panel (Ameur et al. 2020; Kazem and Chaichan 2016; Micheli
To reduce the impact of high temperature, photovoltaic/ther et al. 2014; Marion, Deceglie, and Silverman 2014; Sharma and
mal (PV/T) systems were introduced (Al-Waeli et al. 2017b, Chandel 2013; Eke and Demircan 2013). PV panels are at their
2017a). These systems use phase-changing materials with best operating status when the irradiance is at its maximum
nanofluids to decrease the temperature of PV panels and use and the ambient temperature is at its minimum (Mohanty and
stored heat for other applications (Al-Waeli et al. 2018). Kale 2021). This refers to the ability of more photons to be
However, implementing such technology requires major absorbed by the PV panel and move the electrons to generate
panel design changes. current. The increase in Isc is noticeably higher than the
Ambient temperature has a higher negative impact on the increase in Voc and the overall output power will increase
thin film panels’ (TFP) efficiency compared to crystalline accordingly.
panels (CRP) (Touati, Al-Hitmi, and Bouchech 2012). Al Several studies suggested that irradiance is the most influ
Siyabi et al. suggested that the efficiency of crystalline cells ential factor compared to others (Cañete, Carretero, and
INTERNATIONAL JOURNAL OF SUSTAINABLE ENGINEERING 271
Sidrach-de-Cardona 2014; Kaldellis and Kokala 2010). This is suggested that output power increases with wind speed up to
supported by a study conducted in Korea for building inte a certain speed (Manokar et al. 2018). Another study suggested
grated photovoltaic project (BIPV) (Yoo 2011), where the that output power increases with the increase in irradiance and
results showed that higher output power measurements are decreases with the increase in ambient temperature, humidity,
associated with higher solar irradiance levels. Yet, dust and dirt and wind speed (Garg 2017). Such models highlight the inter
can cause a remarkable reduction in the efficiency of PV panels action effects that exist among the environmental factors and
up to 15% for BIPV (Kaldellis and Kokala 2010). To the the need for including all of them to get an accurate prediction
authors’ best knowledge, there are few studies attempted at of the power.
measuring losses due to dust as a function of irradiance.
Modelling dust losses as a function of irradiance can improve
Impact of dust accumulation
cleaning effectiveness.
Dust is one of the important factors that are affecting the
efficiency, performance, and profitability of PV systems
Impact of humidity
(Kazem et al. 2020; Bergin et al. 2017; Smestad et al. 2020).
Humidity also has a negative impact on the performance of PV Soiling losses are attributed to soil, dirt, dust, vehicle and
panels. When humidity increases, moisture will turn dust into power plant smoke, fog, particulate matters, ocean spray, and
mud (Al Siyabi et al. 2021) and accelerate adhesion of dust any other material that covers the PV panel and increases sun
layer to PV panels’ surfaces (Zorrilla-Casanova et al. 2011; light scatter and decreases absorption (Guo et al. 2015;
Beattie et al. 2012), which require special and frequent cleaning Conceição et al. 2019; Kazem, Chaichan, and Kazem 2014;
(Adinoyi and Said 2013; Mahdi et al. 2017; Kazem and Kinney 2018; Li et al. 2018), resulting in PV performance losses
Chaichan 2019). Cleaning becomes more challenging in desert (Kazem and Chaichan 2016; Mahdi et al. 2017; Muñoz-García,
areas due to water scarcity (Al-Sabounchi, Yalyali, and Al- Fouris, and Pilat 2021).
Thani 2013). Kazem and Chaichan studied the impact of Dust losses have been widely investigated (Al Siyabi et al.
humidity on PV panels experimentally and claimed that 2021) and were proven to be higher than the losses due to
humidity could reduce PV power output by 32.24% (Kazem ambient temperature or relative humidity (Touati, Al-Hitmi,
and Chaichan 2016). Touati et al. compared TFP and CRP and and Bouchech 2012). However, PV panels dust accumulation
found that the effect of humidity is higher on the former causes increase in panels’ temperature which will lead to
(Touati, Al-Hitmi, and Bouchech 2012). Furthermore, if a drop in the output power (Li 2013; Wilson et al. 2016).
humidity penetrates the PV cell through the edges, it would Dust particles may accumulate on PV panels due to natural
cause corrosion (Kempe 2005), which results in a reduction in causes or anthropogenic activities (Kaldellis and Kapsali 2011;
the adhesion between the cell and the frame, and consequently Bodenheimer, Lensky, and Dayan 2019), such as vehicles,
additional deterioration due to increased current leakage construction, sandstorm, pollution, airborne particles, bird
(Munoz et al. 2011). dropping, etc. (Sharma and Chandel 2016; Park et al. 2011;
Rieger et al. 2017; Kazmerski et al. 2016). In this regard, Ghazi
et al. realised that high populated regions in the Middle East
Impact of Wind Speed
and North Africa have higher levels of dust accumulation
Wind speed and its direction contribute significantly to the compared to other regions in the world (Ghazi, Sayigh, and
efficiency of PV systems (Csavina et al. 2014), and amount of Ip 2014; Maghami et al. 2016).
dust accumulation (Goossens et al. 2019; Elminir et al. 2006). There are several factors that affect the accumulation of
Low wind speed tends to stimulate dust accumulation dust on PV panels (Sonsuz et al. 2020; Mani and Pillai 2010),
(Mekhilef, Saidur, and Kamalisarvestani 2012), while high such as the local environment (Hosseini, Kermani, and
wind speed would dispel dust accumulation and positively Arabhosseini 2019; Rashki, Kaskaoutis, and Sepehr 2018),
contribute to the natural cleaning of PV panels (Mani and dust properties (Sulaiman et al. 2011; Zhao et al. 2021;
Pillai 2010). The success of natural cleaning depends on the Klugmann-Radziemska 2015; Ahmed, Kazem, and Sopian
orientation of the installed panels, wind direction and speed, 2013; Darwish et al. 2015; Tanesab et al. 2019; Benatiallah
and the source and type of dust (Mekhilef, Saidur, and et al. 2012; Molki 2010; Kumar and Chaurasia 2014; Darwish
Kamalisarvestani 2012; Hee et al. 2012). et al. 2018; El-Shobokshy and Hussein 1993; Kaldellis, Fragos,
An additional positive effect of wind speed is the cooling and Kapsali 2011; Javed et al. 2017; Micheli and Muller 2017;
effect it has on the PV panel which increases the absorbed Ilse et al. 2018; Sun et al. 2018), PV panels surface type and use
irradiance due to blowing the accumulated dust away (Kazem of anti-soiling glass or coating (Jiang, Lu, and Sun 2011;
and Chaichan 2016; Sonsuz et al. 2020), and decreasing the Goossens 2018; Piliougine et al. 2013; Ilse et al. 2019a; Said
humidity (Sonsuz et al. 2020). A predictive model for output and Walwil 2014), and tilt angle (Hachicha, Al-Sawafta, and
power based on recorded data for wind speed and panel’s Said 2019; Sharma et al. 2013). The local environment includes
temperature for 1 year was developed using an artificial neural location, human activities, climate conditions and type of
network (ANN) for a PV plant in India (Mohanty and Kale vegetation while dust properties include size, weight, density,
2021), while holding irradiance constant. Similarly, another and particles morphology. Dust losses are usually measured by
model was developed to study the effect of wind speed on comparing the output power of a clean panel and a dusty panel
output power while holding irradiance and ambient tempera under the same installation and environmental conditions.
ture constant (Manokar et al. 2018). The latter model A soiling ratio parameter (PR) of the maximum output
272 H. ABUZAID ET AL.
power Pmax or the short circuit current Isc of soiled or dusted countries, a case study in Belgium has shown that the impact of
panel to a clean one is a common metric (Tanesab et al. 2015; soiling losses were 3% and 4% during a rainfall 5-week outdoor
Micheli et al. 2017; Vázquez and Rey-Stolle 2008; Gholami experiment using the optimal tilt angle (Appels et al. 2013).
et al. 2018; Nepal et al. 2018). The loss in the efficiency of TFP reached 9.86% for a 30-days
Dust losses are highly affected by high ambient temperatures outdoor experiment in Egypt, where it was confirmed that Isc
(Al-Sabounchi, Yalyali, and Al-Thani 2013). In arid and semi and power are mainly affected by dust accumulation.
arid regions, the reduction in output power due to dust accu Many controlled indoor experiments have been conducted
mulation can reach up to 50% (Mallineni et al. 2014). to study the effect of dust accumulation on PV panel perfor
Researchers reported different losses for different locations, mance without considering other weather conditions (Jiang,
durations, and combinations with other environmental factors. Lu, and Sun 2011; Al Shehri et al. 2017). For example,
For example, Charabi and Gastli reported a soiling ratio up to Sulaiman et al. conducted an indoor experiment by exposing
81% due to the integrated impact of high ambient temperature PV panels to artificial dust particles and a constant source of
and dust accumulation in Oman (Charabi and Gastli 2013). light and reported an efficiency loss of 50% (Sulaiman et al.
Similarly, Al Siyabi et al. reported that a soiling loss of 7.5% 2011). Similar studies conducted using natural dust reported
and 12.5% can result in a monthly generation reduction of an efficiency loss of 35% per month (Bhasker and Arya 2015),
5.6% and 10.8% respectively of a 2MWp car park in Oman (Al while using an artificial one showed a significant efficiency
Siyabi et al. 2021). Comparable hot weather conditions are decrease using mud and talcum as mud (Rahman et al. 2012).
dominant in Baghdad-Iraq, where it was noticed that the out In the UAE, Hachicha et al. has conducted an indoor and
put power of the crystalline solar panels was decreased by more outdoor experiment using dust collected on the roof of
than 60% for 3 months due to dust accumulation (Al-Ammri, a building. Results suggest a linear relationship between the
Ghazi, and Mustafa 2013). In Saudi Arabia, Adinoyi and Said density of dust and the normalised power with a slope of
have shown that the reduction in power due to dust accumula −1.7% per g/m2 (Hachicha, Al-Sawafta, and Said 2019).
tion on crystalline panels was 50% for a period of 6 months A similar outdoor experiment showed a loss of 12.7% in
(Adinoyi and Said 2013). Also, the uniformity of dust distribu power during the period of study in Kuwait (5 months) with
tion on PV panels increases the losses in performance due to a similar linear relationship by where the power was dropped
dust accumulation (Bergin et al. 2017; Michelsm et al. 2015). by 34% for each g/m2 (Al-Hasan and Ghoneim 2005). Several
The performance of two PV technologies (TFP and CRP) other studies confirmed the linear relationship between dust
was compared under the effect of dust accumulation and density and transmittance losses (Piedra, Llanza, and
ambient temperature for 21 months in Chile (Fuentealba Moosmüller 2018; Pedersen, Strauss, and Selj 2016; Boyle,
et al. 2015). It was found that the PR is reduced by 3.7–4.2% Flinchpaugh, and Hannigan 2015).
for TFP with the decrease in temperature while it is reduced by Additionally, Muñoz-García et al. performed an indoor
4.4–4.8% with the increase in temperature. For CRP, the experiment to analyse the impact of dust accumulation by
impact is more apparent where the PR is reduced by 1.8– stimulating the weather of desert and the optical transmittance
2.4% when the temperature decreases and 3.7–6.2% when the losses. Results showed power losses ranging from 4.73% to
temperature increases. Another study in Chile was conducted 6.90% and a dependency on the dust density (g/m2) and the
in a heavily polluted area for 2 years. condition in which it was accumulated (Muñoz-García, Fouris,
Urrejola et al. reported a degradation in the performance of and Pilat 2021).
polycrystalline panels of 1.29%, monocrystalline panels of In addition to performance losses, dust accumulation may
1.74%, and thin film of 2.77% (Urrejola et al. 2016). These cause other damages to PV panels. Examples are surface
results contradict the findings of another study in Qatar damage due to sand erosion and permeability reduction
(Touati, Al-Hitmi, and Bouchech 2012), and California which will contribute to additional deterioration in the perfor
(Nimmo and Said 1981), where TFP had better efficiency mance of PV panels (Tagawa 2012).
than CRP when exposed to dust in desert areas. A similar Numerous researchers have compared different PV types to
study was conducted in Chile and showed the same conclusion evaluate their performance and feasibility. For instance,
when the energy yield and PR of different crystalline silicon Ameur et al. compared polycrystalline-Si, monocrystalline-Si,
panels were compared during summer and winter (Ferrada and amorphous-Si under real weather conditions for a period
et al. 2015). Bashir et al. has compared the performance of of 5 years in Morocco (Ameur et al. 2020). The results showed
different CRP (mono and poly) for 3 months during winter that polycrystalline-Si has better performance measures as well
where the loss in power was higher in monocrystalline panels as lower LCOE value (0.10 USC/kWh) when compared to
(Bashir et al. 2014). monocrystalline-Si and amorphous-Si. Similarly, Akhmad
Mejia et al. monitored the efficiency of CSP station during et al. suggested that thin film PV technology performs better
a dry period in summer and reported a drop of 0.21% per day than crystalline PV silicon in the tropical regions based on an
(Mejia, Kleissl, and Bosch 2014). The same study suggested outdoor study conducted for 2 years (Akhmad et al. 1997).
that the drop in efficiency can be restored by a rainfall event. Likewise, Sasitharanuwat et al. compared the efficiency of
Several studies showed that dust accumulation impacts output thin film, polycrystalline, and hybrid solar panels for 6 months
power and current of different types of CRP while the voltage of operation in Thailand and concluded that the efficiency of
is not impacted since dust impacts the amount of irradiation thin film panels is the highest (Sasitharanuwat et al. 2007).
that is absorbed by the panel (Rao et al. 2014; Ndiaye et al. Thin film panels have lower temperature coefficients than
2013; Al-Hasan and Ghoneim 2005). Unlike Middle Eastern crystalline silicon panels (Kumar and Kumar 2017), but thin
INTERNATIONAL JOURNAL OF SUSTAINABLE ENGINEERING 273
film has lower conversion efficiency and higher area utilisation et al. 2014; Jin et al. 2017). The tilt angle has a vital role in
than crystalline silicon. Generally, crystalline silicon PV panels maximising the solar irradiance that reaches the PV panel (Eke
have the highest conversion efficiency and low cost among and Demircan 2013; Conceição et al. 2019; Lu and Hajimirza
other technologies (Kumar and Kumar 2017). In addition, 2017; Xu et al. 2017).
the abundance of silicon worldwide and the economical pro Yadav and Chandel conducted a comprehensive review to
cesses to produce crystalline silicon panels give them greater study several optimisation techniques to determine the opti
advantages over other types (Kumar and Kumar 2017). Many mal tilt angle (Yadav and Chandel 2013). Moreover, a case
authors have studied the development and applications of study for maximising the output power based on optimising
different PV technologies (Sharma et al. 2013; Akikur et al. the tilt angle along with ambient temperature in five different
2013; Parida, Iniyan, and Goic 2011; Park et al. 2014; Omar cities in Saudi Arabia was presented in (Mansour, Khan, and
Nour-eddine et al. 2020; Ustun et al. 2019; Chantana et al. Alsulaiman 2021). Similarly, an experimental study was con
2020; Mahammed et al. 2017; Wu et al. 2017; Alonso-Abella ducted by Ullah et al. to determine the optimal tilt angle for PV
et al. 2014; Quansah et al. 2017; Dirnberger, Müller, and Reise panels in Pakistan using radiation data from Energy Sector
2015; Bajpai and Dash 2012; Siddiqui et al. 2016; Devabhaktuni Management Assistance Programme (ESMAP) and National
et al. 2013; Ludin et al. 2014; Sundaram, Benson, and Mallick Renewable Energy Laboratory (NREL) (Ullah et al. 2020). The
2016; Belluardo et al. 2015). same study suggested energy losses of 13.5% and 26.2% for
vertical and horizontal installation, respectively. In general, as
the tilt angle increases, the dust accumulation on PV panels
VI. Preventive methods for dust accumulation decreases due to gravitational effect on dust particles
(Mekhilef, Saidur, and Kamalisarvestani 2012).
Preventive methods include the use of special anti-soiling Moreover, tilt angle affects the angle of incidence (AOI)
coating materials of the PV surface (Sarver, Al-Qaraghuli, which impacts performance losses (Marion, Deceglie, and
and Kazmerski 2013; Jamil et al. 2017; Sayyah, Horenstein, Silverman 2014; Zhang et al. 2016). Based on these studies,
and Mazumder 2014; Son et al. 2012). A significant increase in the tilt angle and orientation of PV panels are site-dependent
the density of short circuit current by 3.1% was achieved and their optimal values are determined for each site specifi
through applying a self-cleaning cover made of microcone- cally (Sharma and Chandel 2013).
textured fluorinated ethylene propylene (FEP) on the front In addition, the structural design of PV panels can affect the
surface of PV panels (Roslizar et al. 2020). The additional accumulation of dust and the potential degradation in perfor
cover has self-cleaning properties and can decrease the irradi mance, it was found that frameless PV panels experience uni
ance reflection losses. Another technique was presented to form distribution of dust, while the distribution of dust in the
characterise the evolution of the coating layer chemistry framed ones is nonuniform due to the increased accumulation
using small-angle X-ray scattering (SAXS), X-ray photoelec at the bottom of the panel where the frame prohibits the flow
tron spectroscopy (XPS), and X-ray absorption spectroscopy of dust particle due to gravity (Javed et al. 2017; Sadat et al.
(XAS) which showed its effectiveness for the anti-soiling- 2021; Gostein et al. 2013). The frequent nonuniform distribu
coating material for PV panels (Moffitt et al. 2019). tion of dust leads to hotspots in PV panels which has a severe
In the context of angle of incidence (AOI), the increase in negative impact on the performance (AlDowsari et al. 2014).
AOI will increase the reflectance of irradiance and reduce PV
panel efficiency (Rajasekar, Boppana, and TamizhMani 2015).
Therefore, anti-reflective coating for PV panels is considered
VII. Cleaning
more resilient towards the effect of AOI (John 2015). Likewise,
a recent review paper has shown that MgF2, SiO2, TiO2, ZrO2, PV panels cleaning is a reactive method to enhance the per
and Si3N4 are the most used materials for anti-reflective coatings formance of PV panels, it is considered as a significant main
for the glass of PV panels, while manufacturing superhydropho tenance cost (Jones et al. 2016), which should be performed
bic surface for the glass layer of PV panels features the most when it is economically feasible (Faifer, Lazzaroni, and Toscani
effective method in self-cleaning (Sarkın, Ekren, and Sağlam 2014; Cristaldi et al. 2012). PV plants usually have pre-
2020; Wu et al. 2022). scheduled cleaning cycles based on the forecasted soiling losses
Furthermore, installation settings, such as tilt angle and in their locations. Cleaning the PV panels can be manual, or
orientation, control the amount of solar irradiance falling on automatic (full or semi).
the PV panel (Elminir et al. 2006; Demain, Journée, and Cleaning can be wet or dry based on many conditions such as
Bertrand 2013; El-Sebaii et al. 2010). The azimuth angle repre the severity of the accumulated dust and the type of dust.
sents the orientation, which is the angle of east-west orienta Manual cleaning is usually recommended for small-scale PV
tion in degrees. The zero value of the azimuth angle is when systems (Maghami et al. 2016; Sayyah, Horenstein, and
the PV panels stand facing the equator in Earth’s southern and Mazumder 2014) and is labour-intensive and costly if the
northern hemispheres. Panels, in general, should face the water is scarce or unavailable at site (Kazem et al. 2020; Bergin
south for the northern hemisphere and the north for the et al. 2017). It is also recommended to use a good quality brush
southern hemisphere, while the tilt angle depends on the when conducting manual cleaning to avoid any adverse impact
daily, monthly and yearly path of the sun (John 2015; Yadav of the surface of PV panels (Al Shehri et al. 2016).
and Chandel 2013). This implies the need to optimise it for Automatic cleaning is recommended for medium-large
each site to increase the performance of solar panels (Micheli scale PV systems as they are faster and more efficient (Sarver,
274 H. ABUZAID ET AL.
Al-Qaraghuli, and Kazmerski 2013; Al Siyabi et al. 2021; VIII. Output power forecasting/predicting models
Maghami et al. 2016). The automatic cleaning techniques
Forecasting operational or environmental factors for PV sys
include robots, drones, automatic brushes, etc. (Al-Housani,
tems using artificial intelligent techniques is another area of
Bicer, and Koç 2019). Although automatic cleaning may
research that drew the attention of many researchers in the last
reduce the water and manual operating costs, excessive use
few decades. Figure 4 depicts a summary of machine learning
may affect the lifespan of PV panels and add additional cost
(ML) and deep learning (DL) techniques used for forecasting
component for replacing the defected panels (Supe et al. 2020).
while Table 3 provides a summary of prediction models studies
Other recent cleaning methods include:
surveyed.
Figure 4 Alt Text: A pie chart that demonstrates the per
● Air flow from conditioning units (Assi et al. 2012).
centage of using forecasting techniques to forecast solar per
● natural rain: a cheap and effective method with the chal
formance and environmental indicators, neural network
lenge of controlling amount (Tanesab et al. 2016).
(45%), regression (24%), support vector machine (14%), deci
Moreover, the tilt angle of PV panels should be greater
sion tree (8%), extreme learning machine (4%), and rainfor
than zero (García et al. 2011); otherwise, a layer of clay or
est (4%).
mud will be formed on the PV panels (Kazem et al. 2020).
Neural network techniques were employed in predicting
● Mechanical cleaning: using robots or engines to operate
performance and environmental factors in PV systems. ANN
cleaning brushes with an option to be attached to water
is the most applied technique and resulted in the best accurate
tank (Anderson et al. 2010).
predictive models compared to other neural network tools
● Electro-dynamic display (Mazumder et al. 2017): an
with the exception of one study conducted in KSA where
expensive and fast method that can remove up to 90%
multilayer perceptron (MLP) resulted in best predicting accu
of the dust within 2 min (Kazem et al. 2020). However, it
racy compared to DT, KNN, and SVM.
depends on converting the dust to a dynamic state by
Regression tools were also used to forecast the performance
using a high voltage source to generate electricity and
and environmental factors in PV systems. The most frequently
charge the accumulated dust which by itself consumes
used was linear regression (LR). However, other prediction
energy. This method is more useful in arid regions
techniques such as non-linear regression (NLR) (Omar Nour-
(Mazumder et al. 2011).
eddine et al. 2021; Louzazni et al. 2020), support vector
machine (SVM) (Bandong et al. 2019), extreme learning
The selection of a cleaning method depends on cost, loca
machine (ELM) (Al-Kouz et al. 2019), artificial neural network
tion, system size, design features, and meteorological data
(ANN) (Javed, Guo, and Figgis 2017), multilayer perceptron
(Kazem et al. 2020). Several studies have been conducted to
(Pulipaka, Mani, and Kumar 2016), and decision trees (DT)
monitor the soiling phenomenon on PV panels in order to
have outperformed LR (Touati et al. 2017). Furthermore, an
plan for the cleaning activities. For instance, Google Earth
NLR model resulted in higher prediction accuracy than ANN
Engine (GEE) is one of the methods that provides a cost-
for the power based on ambient temperature and irradiance as
efficient and near real time monitoring for PV soiling losses
inputs (Louzazni et al. 2020). Similarly, random forest (RF)
(Supe et al. 2020). The majority of these methods have a fixed
outperformed logistic regression (Log) in one study with the
schedule even though environmental factors such as dust and
objective of forecasting soiling losses as a function of tempera
rain are highly stochastic. Investigating a more flexible method
ture and solar irradiance (Heinrich et al. 2020). Gaussian
with dynamic scheduling driven by accurate prediction models
Process regression (GP) was used twice: first for predicting
is promising.
power as a function of temperature, irradiance, and wind speed
and showed better performance than DT (Hossain et al. 2017).
In contrast, the second study showed that the performance of
DT in predicting soiling losses was better than GP considering
temperature, irradiance, and dust accumulation as inputs
(Shaaban et al. 2020). Such conflicting results may be due to
the type, sample size, amount, and complexity of data and
model characteristics.
In some cases, additional sophisticated methods were
applied using metaheuristic techniques to increase the predic
tion accuracy such as Artificial Bee Colony Support Vector
Machine (ABC-SVM) for power prediction using irradiance,
temperature, humidity, and wind speed as inputs, when com
pared to the original SMV technique (Mo et al. 2018), and
Particle Swarm Optimisation and Extreme Learning Machine
(PSO-ELM) for irradiance prediction using irradiance, tem
perature, and humidity, when compared to DT, SVM, ELM,
and GRNN (Feng et al. 2020).
Figure 4. Techniques used for forecasting solar performance and environmental The nature and size of input and output data influence the
indicators. selection of the prediction technique. For example, regression
Table 3. Reviewed prediction studies analysis.
Considered/ Measured Factors
Design Weather/ Environmental Operational
Ref. Output Type AT AA D Irr T H Pr Cc Ws Cm R PM A P PT V I Cl F Experimental Type
(Ziane et al. 2021) P poly-Si X X X X X X Out
(Graditi, Ferlito, and Adinolfi 2016) P poly-Si & a-Si X X X X X Out
(Ahmad, Mourshed, and Rezgui 2018) P NA X X X X X X Out
(Bouchouicha et al. 2020) P poly-Si X X X X X X Out
(Omar Nour-eddine et al. 2021) P poly, mono, a-Si X X X X Out
(Louzazni et al. 2020) P mono-Si X X X Out
(Rana, Koprinska, and Agelidis 2016) P NA X X X X X X Out
(Touati et al. 2017) P mono-Si X X X X X X X X X Out
(Mellit, Massi Pavan, and Lughi 2014) P poly-Si X X X Out
(Shapsough, Dhaouadi, and Zualkernan 2019) P mono-Si X X X X X X Out
(Pulipaka, Mani, and Kumar 2016) P NA X X X X X In
(Pulipaka and Kumar 2016) P NA X X X X X X In
(Mani, Pulipaka, and Kumar 2016) P NA X X X X In
(Oprea and Bâra 2020) P mono-Si X X X X X X X X Out, S
(Sun, Venugopal, and Brandt 2019) P poly-Si X X Out
(Lee et al. 2018) P NA X X X X X X Out
(Lee, Lee, and Kim 2017) P NA X X X X X X Out
(Cervone et al. 2017) P NA X X X X X Out
(Alessandrini et al. 2015) P NA X X X Out, S
(Wolff et al. 2016) P NA X X X X Out
(Shi et al. 2012) P NA X X X Out
(Hossain et al. 2017) P poly, mono, TF X X X X X Out
(De Giorgi, Congedo, and Malvoni 2014) P mono-Si X X X Out
(Almonacid et al. 2014) P c-Si X X X Out
(Mellit, Sağlam, and Kalogirou 2013) P mono-Si X X X X Out
(İzgi et al. 2012) P mono-Si X X X Out
(Son et al. 2018) P a-Si X X X X X X Out
(Al-Dahidi et al. 2018) P NA X X X X X X Out
(Al-Kouz et al. 2019) P poly-Si X X X X Out
(Arshad et al. 2020) P mono-Si X Out
(Buwei et al. 2018) P NA X X S
(Sun, Venugopal, and Brandt 2018) P NA X X Out
(Mo et al. 2018) P NA X X X X X S
(Maity, Alam, and Pati 2020) P poly-Si X X In
(Wen-Tao, Shuai, and Xin-Hui 2017) P NA X X X X X X Out, S
(Lie 2019) P poly, mono & a-Si X X X X Out
(Katoch et al. 2018) Cm mono-Si X X X X X X X X Out, S
(Shaaban et al. 2020) D poly-Si X X X X Out
(Alfadda, Rahman, and Pipattanasomporn 2018) Irr NA X X X X X X Out
(Javed, Guo, and Figgis 2017) D poly-Si X X X X X Out
(Chow, Lee, and Li 2012) E mono-Si X X X X Out
(Heinrich et al. 2020) D poly-Si X X X X X Out
(Chakchak and Sabit Cetin 2021) Irr NA X X X X X X Out, S
(Fadhel et al. 2019) SF poly-Si X X X X Out, S
(Feng et al. 2020) Irr mono-Si X X X X Out, S
(Ramli, Twaha, and Al-Turki 2015) Irr NA X X Out
(Zitouni et al. 2021) D Thin F X X X X Out
(Laarabi et al. 2019) D poly-Si X X X X X X Out
INTERNATIONAL JOURNAL OF SUSTAINABLE ENGINEERING
models, SVM, DT, and ELM techniques were used when input ● Depending on input data correlation and presence of noise,
data is numerical, while deep learning models where applied data pre-processing might be necessary. Some studies uti
when inputs are images or videos such as the cloud movement lised some commonly known pre-processing tools such as
and shading factors. Moreover, some techniques require large feature selection (FS) and principal component analysis
data sets such as ANN and prone of overfitting. (PCA) (Fadhel et al. 2019; Ziane et al. 2021; Touati et al.
Based on the reviewed articles, the following points were 2017). Compared to the number of models used in surveyed
observed: literature, pre-processing was not used enough.
● Despite the work that has been done to date, more advanced
● Several PV technologies were used in these studies machine learning and deep learning models can be utilised
including monocrystalline (MCP), polycrystalline and combined in a hybrid form of predictive models to
(PCP), bifacial, or thin film (TFP) (amorphous silicon). predict dust accumulation and other performance indicators
Some of the studies have considered more than one type while considering environmental, design, operational, and
of panel for comparison purposes (Omar Nour-eddine ageing factors. The usage of live videos or photos over time
et al. 2021; Hossain et al. 2017; Lie 2019; Graditi, Ferlito, can be very effective in predicting dust accumulation and
and Adinolfi 2016). power losses.
● Across all the operational and performance factors, power
has been the most commonly predicted measure; this may In addition to direct PV performance models, various studies
be due to its importance and/or the ease of measuring it were conducted to forecast the weather and environmental vari
through the monitoring devices. Nevertheless, other per ables that influence the performance of PV systems without
formance indicators were forecasted by few studies such as including a PV system but relying on historical meteorological
the energy yield (Dassler et al. 2019), PV panel’s tempera factors. For example, the solar irradiance was investigated and
ture (Fan et al. 2020), operational fault (Kapucu and predicted by several studies using artificial intelligence techniques
Cubukcu 2021), and efficiency (Chow, Lee, and Li 2012). such as Kernel Ridge Regression (KRR) (Moreno, Gilabert, and
This observation would raise the need to predict more than Martínez 2011), DT (Arora, Gambhir, and Kaur 2020), and
one performance indicator for the same setup to accurately a combination of different deep learning techniques including
assess performance and compare the accuracy in predic MLP, CNN, and RNN for solar irradiance prediction n Korea
tion amongst them as well as include other important (Muhammad et al. 2019).
factors such as performance ratio. Keeping in mind that It should be noted that most of the models have frequently
efficiency is related to all the equipment used including considered few input factors such as ambient temperature and
panels, inverters, and cables while performance ratio is solar irradiance, yet it is known that the prediction accuracy is
a more reliable measure related to the change in the enhanced by adding more influential input factors, which is
meteorological data compared to the predicted ones for recommended to consider for future research to have
the same location. a comprehensive set of meteorological, operational, and design
● Despite its effectiveness and flexibility in prediction, factors.
machine learning tools usage were limited to solar irra Also, comparing the accuracy of different predictive models
diance (Feng et al. 2020; Shuvho et al. 2019; Ramli, should take into consideration the characteristics of the
Twaha, and Al-Turki 2015; Chakchak and Sabit Cetin included inputs, the sample size, the duration of study, and
2021; Alfadda, Rahman, and Pipattanasomporn 2018), the robust application of preprocessing techniques prior to real
shading fault (Fadhel et al. 2019), and clouds movement modelling. By following such structured and standardised
(Katoch et al. 2018). Other performance indicators such approach, conflicting comparative results can be avoided.
as power, energy, current or environmental factors such
as ambient temperature, wind speed or direction, or
IX. Research gaps
humidity did not fully utilise the power of ML and DL.
● The majority of studies used ambient temperature and Based on reviewing the related research papers, several
solar irradiance as inputs to predict performance indica research gaps have been clearly identified, starting with the
tors. Although these two factors are the most influential reported quantified performance losses due to soiling in PV
one, other factors should be investigated. panels, there is considerable difference in the losses for the
● Other operational factors were rarely considered as same period of study, which would be caused by the influence
inputs in the prediction models despite their important of other factors in promoting the dust accumulation on PV
impact on the overall efficiency and performance such as panels, or the lack of control in cleaning cycles. Therefore, to
scheduled cleaning cycles (Buwei et al. 2018), and opera enhance the quantification process of soiling losses, all the
tional fault (Katoch et al. 2018). influential factors including location, weather conditions,
● To the best of the authors’ knowledge, PV age or perfor design parameters, cleaning, etc. should be included.
mance degradation factor was not considered as an input Additionally, it was noticed that when comparing different PV
in the analysis of the predicting models. There are several technologies such as crystalline panels (mono or poly crystalline),
studies conducted on PV projects that were installed thin film, and CSP, the soiling losses are not similar in different
a long time before the experiment has taken place. Such locations or periods of study, which would open the door for more
cases would miss an important input that justifies part of structured comparative research taking into consideration all the
the performance losses. factors that affect soiling and monitor them for different PV
INTERNATIONAL JOURNAL OF SUSTAINABLE ENGINEERING 277
technology under same circumstances; this would provide an and discussed. Statistical and artificial intelligence models
enhanced outcome that would benefit PV contractors and employed to predict the performance of PV panels or environ
designers in the selection process for PV panels for specific mental factors were investigated. The review revealed many
locations. aspects that were frequently investigated along with other
Also, a common observation in the reviewed literature is the aspects that are worthy of further investigation.
relatively short periods of study. Since the PV systems are exposed The performance of PV panels is expressed by several
to all dominant weather conditions wherever they are installed, metrics which depend mainly on the short circuit current
considering at least 1 year of collected data for all the meteorolo (Isc) and open circuit voltage (Voc) for the panel or string of
gical data would set a solid base for reliable models and outcomes, panels. Such performance metrics are affected by multiple
where the results would be generalisable for the beneficiary entities design and environmental factors including tilt angle, azimuth
including contractors, suppliers, designers, and operation and angle, ambient temperature, solar irradiance, humidity, wind
maintenance; as the resulting model covers all the seasonal speed and direction, and dust accumulation. The review sug
changes that take place during the year and the extreme weather gests a strong correlation between these factors that leads to
conditions that affect PV systems. Moreover, controlled environ a practical justification for performance losses when they are
ments such as laboratory would serve the purpose of studying considered simultaneously. However, very few studies investi
certain factors, yet, they have a limited control of the combined gated PV performance while including all of these factors.
effect of several noncontrollable factors like wind speed, dust Flexibility of machine and deep learning models can overcome
accumulation, intensity of solar irradiance, humidity, etc. the complexity of predicting PV performance as a function of
Therefore, outdoor experiments and real time-series input data all input variables.
would result in more accurate models and more reliable There are a significant number of studies that disregarded
outcomes. the importance of including all the seasonal changes in envir
Nevertheless, the review has shown a good deal of research onmental and weather conditions over one or several years of
studies that focused of certain influential factors which are solar study. Many studies covered only a short period of the year
irradiance and dust accumulation, yet several research studies which limits its external validity.
have confirmed the significant contribution of other factors to Additionally, the review highlighted discrepancies between
dust accumulation in PV panels, as well as the severe impact on studies investigating same PV panels technologies. These dis
the performance of PV panels due to this combined effect. Few crepancies can be attributed to the period of study, inclusion of
research studies have been conducted to study all these factors all significant factors, or testing procedures in the case of
simultaneously and for a scientifically sufficient period. These controlled indoor experiments. This opens the door for stan
factors would include weather conditions, design parameters, dardising testing procedures and emphasises the need to use
installation settings, and location characteristics. panels specific metrics such as ratio.
Although there is a good deal of research regarding the clean Cleaning is a significant activity in PV projects as it affects
ing methods and materials for PV panels, pre-scheduled cleaning both their performance and feasibility. Cleaning techniques
cycles are still dominant for medium to large-scale PV projects. were extensively investigated in literature with different levels
There is a significant need for an accurate schedule for clearing of details and focus. The majority of PV cleaning is done based
cycles that is driven by robust predictive models, where all the on pre-scheduled frequencies. Therefore, there is a need to
influencing factors are considered as inputs in the models for at develop an optimised cleaning schedules and techniques based
least 1 year. Accurate scheduling for the cleaning would enhance on the specific characteristics of different PV projects. There is
the economical and performance indicators for PV systems. also a room for more studies focused on comparing different
In addition, the reviewed predictive models for the perfor cleaning methods from an economic standpoint such as ben
mance of PV panels were focused on few performance indicators efit-to-cost ratio or payback period.
which are mainly the output power or the efficiency. These factors Finally, several preventive methods have been discussed and
are of high importance, yet they differ across PV systems based on applied in the development stage on PV panels including the
the type of panels or other supporting equipment such as inver application of anti-reflective coating and self-cleaning coating,
ters. It would be more reliable to use the performance ratio as while the research is open regarding the effective coating materials
a performance indicator, it takes into consideration the impact of for different installation settings and locations. In addition, other
meteorological factors and location characteristics, also, it is the measures such as installation tilt angle and azimuth angle have an
most used indicator by PV consultants for assessing the perfor impact on power generation as well as the initial cost of the
mance of PV systems. Likewise, to enhance the accuracy of the system. Therefore, adopting them should be accompanied by
predictive models, all the influencing factors should be considered, a techno-economic analysis to assure comprehensive assessment.
also, different type of data including but not limited to real-time
images and videos for dust accumulation, clouds movement, fogs,
etc. which requires multiple models to process such data. Notes
1. P:power, E: Energy
2. Same study showed 30–40% losses indoor and 4–5% outdoor
Notes on contributors Al-Housani, M., Y. Bicer, and M. Koç. 2019. “Experimental Investigations
on PV Cleaning of Large-scale Solar Power Plants in Desert Climates:
Haneen Abuzaid is a Ph.D. student in the industrial engineering depart Comparison of Cleaning Techniques for Drone Retrofitting.” Energy
ment at the University of Sharjah. Have a previous experience with PV Conversion and Management 185: 800–815. doi:10.1016/j.enconman.
systems design and operation, and interested in optimizing the perfor 2019.01.058.
mance and efficiency of PV systems by tackling the problems and obsta Al-Kouz, W., S. Al-Dahidi, B. Hammad, and M. Al-Abed. 2019. “Modeling
cles that negatively affect the performance of such systems. and Analysis Framework for Investigating the Impact of Dust and
Mahmoud Awad has more than fifteen years of industrial experience. Temperature on PV Systems’ Performance and Optimum Cleaning
Prior to academia, he worked at Ford Motor Company, Case New Frequency.” Applied Science 9 (7): 1397. doi:10.3390/app9071397.
Holland (CNH), and Schlumberger Technology in different technical Al-Maamary, H. M. S., H. A. Kazem, and M. T. Chaichan. 2017. “The
and management capacities. He also worked as an assistant professor Impact of Oil Price Fluctuations on Common Renewable Energies in
and chair of the Industrial Engineering Department at AlHosn GCC Countries.” Renewable Sustainable Energy Review 75: 989–1007.
University in Abu Dhabi. His research interests include Design for Six doi:10.1016/j.rser.2016.11.079.
Sigma (DFSS), reliability allocation, Prognostic Health Management Almonacid, F., P. J. Pérez-Higueras, E. F. Fernández, and L. Hontoria.
(PHM), and Centered-based Maintenance (RCM). 2014. “A Methodology Based on Dynamic Artificial Neural Network
for Short-term Forecasting of the Power Output of A PV Generator.”
Abdulrahim Shamayleh's research interests are operation research in Energy Conversion and Management 85: 389–398. doi:10.1016/j.encon
healthcare, scheduling, supply chain management, and facilities planning man.2014.05.090.
and design. He is a Certified Supply Chain Professional and instructor Alonso-Abella, M., F. Chenlo, G. Nofuentes, and M. Torres-Ramírez.
from the American Association for Operations Management (APICS). 2014. “Analysis of Spectral Effects on the Energy Yield of Different
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ORCID Al-Sabounchi, A. M., S. A. Yalyali, and H. A. Al-Thani. 2013. “Design and
Performance Evaluation of a Photovoltaic Grid-connected System in
Haneen Abuzaid http://orcid.org/0000-0003-1537-0875 Hot Weather Conditions.” Renewable Energy 53: 71–78. doi:10.1016/j.
Mahmoud Awad http://orcid.org/0000-0003-2999-9084 renene.2012.10.039.
Abdulrahim Shamayleh http://orcid.org/0000-0002-0214-7052 Al-Shahri, O. A., M. S. H. Lipu, A. Q. Al-Shetwi, R. A. Begum, N. F. O. Al-
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