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LEARNING FROM UTOPIA
CONTEMPORARY ARCHITECTURE
A few years ago, the subject of utopia and its relation to architecture was solely of
historical interest. The utopian character of modern architecture has often been
denounced, and is held responsible for the mistakes of modern urbanism. Modern
architects, it was said, had jeopardized the quality of life in their attempts to change
society. In his 1973 essay, Architecture and Utopia, the Italian historian Manfredo Tafuri
was even more severe. 1 He believed the utopian streak of modern architecture was
based on the fundamental delusion that Capitalism needed architectural and urban
In order to counter this, Rem Koolhaas and his followers tried to connect architecture
with the real trends of the times, beginning with the accelerated circulation of people,
goods and money, as well as sprawling urbanization. In order to cope with the prevailing
conditions of the "generic city", architecture had to abandon its pretensions to change
the world in a demiurgic manner. 2 It had to become realistic, in tune with what was
really happening in the world, rather than pursuing the old pipe dreams of modernity.
1
Manfredo Tafuri, Architecture and Utopia. Design and Capitalist Development (Bari: 1973, English
translation Cambridge, Massachusetts: MIT Press, 1976).
2
Rem Koolhaas, “The Generic City,” in S, M, L, XL (New York: The Monacelli Press, 1996).
For Koolhaas, this meant the study of urban areas such as Lagos, which present great
However, there have recently been some changes. Utopia is returning to favor, such
that it is being mentioned again at architectural exhibitions, and in books and lectures. 4
movements. The megastructural projects of the 1950s, the Archigram legacy and the
detail, not only by theorists and historians, but also by a growing number of
practitioners. 5 These movements have created an agenda that we still share today. The
early megastructures and other radical provocations offered the possibility of redefining
design objectives and methods, by taking into account new technologies emerging at
the time; electronics, computers and new media were playing a more prominent role. 6
And because architectural discourse and practice are usually about endorsing the
dissatisfaction with the estrangement of architecture from political and social concerns.
Megastructural and radical architecture interest us today for their capacity to imagine a
different future. Conversely, the influence radical architecture has exerted on designers
such as Koolhaas or Tschumi tend to demonstrate that utopia is not necessarily a sterile
3
Rem Koolhaas and al., Mutations (Barcelona, Bordeaux: Arc en Rêve, 2001).
4
Let us mention for instance the exhibition "Utopia's Ghost: Postmodernism Reconsidered" organized in
February-May 2008 by the Canadian Centre for Architecture, or Felicity Scott's book Architecture or
Techno-Utopia: Politics after Modernism (Cambridge, Massachusetts: MIT Press, 2007).
5
On Archigram and Radical architecture, see for instance Archigram (Paris: Editions du Centre Georges
Pompidou, 1994); Dominique Rouillard, Superarchitecture: Le Futur de l'Architecture 1950-1970 (Paris:
Editions de La Villette, 2004).
6
The English historian of architecture Reyner Banham had already foreseen this dimension in his
pioneering book Megastructures: Urban Futures of the Recent Past (London: Thames and Hudson,
1976).
7
On the influence of Radical architecture on Koolhaas or Tschumi, see for instance Dominique Rouillard,
"Radical" Architettura", in Tschumi une Architecture en Projet: Le Fresnoy (Paris: Editions du Centre
Georges Pompidou, 1993), p. 89-112.
Thus we clearly have something to learn from the utopian tradition, but we must avoid
the temptation to idealize it, after having discarded it for so long. Despite its ambition to
transcend the flow of historical conditions, utopia is actually deeply historical; its status
and content have changed throughout history, and its connection to architecture is thus
more complex and ambiguous than usually assumed. Before returning to the present
and to what we may have to learn from utopia, I would like to comment on the historical
transformation of the utopian discourse and the various kinds of relations it has had with
architecture.
Until recently, utopia was often treated paradoxically as a genre that had been created
during the Renaissance, while remaining at the same time mysteriously untouched by
the flow of history. Recent research breaks this mould, by not only paying attention to
the context in which utopia is discussed, but also by considering it as revealing a certain
There is also a new interest in activities involved in the name of utopia; many are
movements embraced not only the publication of journals but also the foundation and
management of utopian communities. I would now like to identify some of the major
8
See Michèle Riot-Sarcey, Le Réel de l'Utopie: Essai sur le Politique au XIXe Siècle (Paris: Albin Michel,
1998); Michèle Riot-Sarcey, Thomas Bouchet, Antoine Picon (eds.), Dictionnaire des Utopies (Paris:
Larousse, 2002).
turning points, and to underline at each stage the relationship established between
The word utopia was coined in 1516 by Thomas More from the Greek ou and topos,
referring to the negation and to the place; utopia was literally nowhere. It was an island
far away, on which an ideal society had developed, a perspective which owed a lot to
the discovery of the New World, a giant remote island where strange societies could be
found. 9 The view prevailed until the eighteenth century. It was imagined that a traveler
had visited this island, perhaps by accident, following a shipwreck for instance. Because
utopian texts were usually written in the present tense, utopia was thought of as existing
Utopia’s most decisive feature was probably its criticism of the existing social order;
however, it was not synonymous with social reform. It was therefore not expected to
have any immediate social effects, but rather to act as a lens through which to view the
arbitrariness of the social order, which bordered on the absurd. Swift's account of
Gulliver's travels is a good example, the various countries Gulliver visits being in one
Utopia was less critical in dealing with architectural and urban issues; many utopian
texts, beginning with More's, described ideal cities very close to those of which
architects and engineers dreamt. There were several reasons for this more positive tone
to describe concrete features, such as buildings and streets. From its start, utopian
9
See on that theme Lyman Tower Sargent, Roland Schaer (eds.), Utopie: La Quête de la Société Idéale
en Occident (Paris: Fayard, 2000).
concepts fed upon the architectural and urban production of its time, upon the projects
There was an expectation that beyond the critical stance usually adopted by utopians,
there lay the possibility of some real social and political progress. Architecture and
urban design thus offered a path towards concrete reform. Despite its critical attitude,
utopia was even then about hope. But at the end of the eighteenth century, the status of
utopia began to change dramatically; having remained most of the time a concept
lacking any clear and immediate prospect of application, it now became increasingly
whose Esquisse d'un Tableau des Progrès de l'Esprit Humain paved the way for various
Thus with the disciples of Saint-Simon and Fourier in France, and of Owen in England,
utopia further evolved; having been chiefly a literary genre, it now became synonymous
attracted the bourgeoisie and the workers. 12 Fourierism met with similar success a
decade later in both France and in the United States. 13 This popularity must be taken
into account when dealing with French utopian thinkers of the first half of the nineteenth
10
Cf. Ruth Eaton, Cités Idéales. L'Utopisme et l'Environnement (non) Bâti (Antwerp: Bibliothèque des
amis du fonds Mercator, 2001); Lorette Coen, A la Recherche de la Cité Idéale (Arc et Senans: Institut
Claude-Nicolas Ledoux, 2000).
11
On Concorcet, see Keith Michael Baker, Condorcet From Natural Philosophy to Social Mathematics
(Chicago: Chicago University Press, 1975).
12
Cf. Jacques Rancière La Nuit des Prolétaires. Archives du Rêve Ouvrier (Paris: Fayard, 1981); Antoine
Picon, Les Saint-Simoniens: Raison, Imaginaire et Utopie (Paris, Belin, 2002).
13
On the impact of Fourierism in America, see Carl J. Guarneri, The Utopian Alternative. Fourierism in
Nineteenth-Century America (Ithaca, London: Cornell University Press, 1991).
century. By this time, utopia was firmly established as a political and social movement,
whose influence extended far beyond the initial impact of its founding fathers. Now, its
change society gained a spatial dimension, and utopian thinkers began to grapple with
architectural and urban issues. The major novelty was the criticism of existing
architectural and urban conditions. Owen, Fourier and their disciples insisted especially
on the rejection of city slums and industrial suburbs; they dreamt of a new architecture
for an age of harmony that would be a complete departure from existing conditions.
However, by becoming universal in its ambition, utopia was threatened even more than
before; the call for an urban architectural program of transformation implied a risk of
becoming abstract and lacing credibility. This explains the central role played by the
The relationship between architecture and utopia had now become symmetrical; not
only did utopia borrow from architecture, but architecture itself was increasingly
influenced by utopian perspectives. One reason for this was that nineteenth-century
architecture began to lose its own sense of direction, confronted as it was by a rapidly
changing society and new programs that challenged its traditional knowledge? 14 Thus
utopia naturally led the quest for an organic architectural and urban expression that
would fulfill both the material and spiritual requirements of the industrial age. The chart
César Daly in La Semaine des Constructeurs neatly illustrates the influence of utopia
upon architecture. Indeed, after listing the major styles of the past, from the Egyptian to
14
This is the title of the influential essay of German theorist and architect Heinrich Hübsch. Cf. Wolfgang
Herrmann (ed.), In what Style Should We Build? The German Debate on Architectural Style (Los
Angeles: The Getty Center for the History of Art and the Humanities, 1992).
the Renaissance, the chart ends with a series of question marks regarding the
For some utopian thinkers as well as architectural theorists, the key to such an organic
state lay in the past, particularly the Middle Ages, although for Viollet-le-Duc, Gothic
was the preferred prototype. 16 The mediaeval age was also fundamental for the utopian
thinker and designer William Morris, the founder of the Arts and Crafts movement who
New from Nowhere. 17 Although the Gothic influence was abandoned, twentieth-century
equilibrium and innocence, which explains the enduring fascination exerted by primitive
In the twentieth century, utopian concepts reached several defining stages. The most
important was the merger between utopian perspectives and mainstream political and
others bet on fascist regimes, while some regarded capitalism as a realized utopia.
Connections were established between these utopian perspectives and the new
practice of large-scale planning. Territorial concerns were already present, but planning
as such first appeared on the eve of the twentieth century. As Tafuri rightly pointed out,
planning was the essential link between architecture and utopia throughout the
15
César Daly, "Tableau de l'Evolution des Styles d'Architecture en Regard de l'Evolution des Civilisations
Correspondantes", in La Semaine des Constructeurs, Saturday 20 July 1889. On Daly's theory, see Marc
Saboya, Presse et Architecture au XIXe siècle: César Daly et la Revue Générale de l'Architecture et des
Travaux Publics (Paris: Picard, 1991).
16
See for instance Martin Bressani, “Science, histoire et archéologie: Sources et généalogie de la pensée
organiciste de Viollet-le-Duc". Ph. D. dissertation (Paris: Université de Paris IV-Sorbonne, 1997).
17
Cf. Paul Meier, La Pensée Utopique de William Morris (Paris: Editions Sociales, 1972).
twentieth century. The proposals of Le Corbusier were made utopian through planning,
The gradual discovery of what the brave new worlds of communism and capitalism had
in stock for man and society caused a strongly negative contra-utopian perspective in
the twentieth century. These worlds exerted an especially strong appeal on Radical
architecture in the early 1970s. Even more than utopian, Radical architecture can be
dubbed as counter-utopian, with projects like Archizoom's No-Stop City, where the
urban fabric transforms into a continuous strip saturated with mass consumption
CONVERGENT AGENDAS
Although both utopia and architecture changed throughout the nineteenth and twentieth
probably more accurate to speak of a convergence between utopia and modern and
most fundamental convergence was linked to the ambition of reconciling nature and
technology, or individual and collective life, at a time when these seemed to be drifting
apart. Another was the desire to transform the earth into the "house of man", as the
Saint-Simonian utopian movement expressed it. 20 Both utopia and architecture tried to
fully equip and manage the earth, even if this implied preserving large territories as
18
Ludwig Hilbersheimer, The Nature of Cities: Origin, Growth, and Decline. Pattern and Form. Planning
Problems (Chicago, Paul Theobald, 1955).
19
On this project, see Dominique Rouillard, op. cit.
20
The expression was coined by the Saint-Simonian engineer and philosopher Jean Reynaud. See Jean
Reynaud, Prédication sur la Constitution de la Propriété (Paris: impr. Everat, 1831), p. 23.
natural reserves. This ambition reached one of its climaxes with Buckminster Fuller's
reflections on the possibility of inhabiting the entire earth, including the poles. 21
The growing gap between the natural and industrial worlds preoccupied both utopia and
architecture. Even at the height of technology, utopia presented itself as the filler in this
gap, and thus a ‘return to the past’, or at least to some of its fundamental values, was
tempting. Morris was not the only utopian to envisage such a return; the pastoral has
always been a feature of utopian discourses. Even now, our digital society revels in
evoking a green and almost pastoral future made possible by the substitution of
Architecture has also repeatedly tried to overcome the gap between nature and the
industrial world. The symbolic importance of the terrace roof, is that it is supposed to put
man in direct relation with the elements, light, air, wind and plants. Terracing, decking,
conservatories and suspended gardens were also put forward. 23 In the megastructural
movement of the 1950s and 1960s, individuals were supposed to roam freely,
experiencing natural elements, like birds on a tree. The Pompidou Centre in Paris, with
21
Cf. Joachim Krausse, Claude Lichtenstein (ed.), Your Private Sky: R. Buckminster Fuller, The Art of
Design Science (Baden: Lars Müller, 1999).
22
William J. Mitchell, City of Bits: Space, Place and the Infobahn (Cambridge, Massachusetts: MIT Press,
1995).
23
Cf. Antoine Picon, "L'Invention du Toit-Terrasse: Imaginaire Architectural, Usages et Techniques", in
François Leclerc, Philippe Simon (eds.), De Toits en Toits Les Toits de Paris (Paris: Les éditions du
Pavillon de l'Arsenal, Hazan, 1994), p. 35-44.
24
On the Centre Pompidou's ambition, see Renzo Piano, Richard Rogers, Du Plateau Beaubourg au
Centre Pompidou, a conversation with Antoine Picon (Paris, Editions du Centre Georges Pompidou,
1987).
The convergence took other forms, e.g. references to tents and huts; the tent has
become a useful concept for architects and engineers involved in light structures, which
in turn relate to the longing for reconciliation between nature and technology. 25 The
longing for a nomadic form of life is a feature of the work of Jean Prouvé and
The reconciliation between the individual and the collective was another essential
objective shared both by utopia and architecture, particularly when the industrial age
brought growing conflicts; political and social unrest and the increasingly individualistic
Throughout the nineteenth and twentieth centuries, many architectural theorists and
practitioners embraced utopian thinking, e.g. Ruskin’s theory of ornament. For Ruskin,
Gothic ornament in particular was supposed to bear the imprint of individual impulse
while relating to collective inspiration. 26 The Ruskinian architects Deane and Woodward
imposed elaborate decoration on their Oxford University Museum; the relation between
the cast and wrought iron structure with its elaborate decor and the hand carved stone
The fascination with the ocean liner represented the same concern for the expression of
a true collective spirit. In the industrial age, the liner appeared to authorize individual
life, while submitting it to a common destiny, a concept mentioned as early as the 1840s
by the utopian writer Victor Considérant, the main disciple and inheritor of Fourier. He
25
See for instance Horst Berger, Light Structures, Structures of Light (Basel: Birkhäuser, 1996).
26
Michael W. Brooks, John Ruskin and Victorian Architecture (London: Thames and Hudson, 1989).
27
Eve Blau, Ruskinian Gothic: The Architecture of Deane and Woodward, 1845-1861 (Princeton:
Princeton University Press, 1982).
considered liners to be prototypes of the collective living of the future, and was thus
clearly a model for the Phalanstery collective dwelling. 28 This emblematic character of
the liner probably explains why the sinking of the Titanic so gripped the imagination of
the public, but despite this catastrophe, the liner remained a source of inspiration for
modern architecture. Its cabins inspired the German concept of the existence minimum.
With his Unités d'Habitation, Le Corbusier was among those who admitted the influence
Beyond the attempt to reconcile nature with technology, or the individual and the
collective, another common property of utopia and architecture was their paradoxical
attitude towards time and the direction of history. On the one hand, they presented
themselves as the logical outcome of history and the prevailing historical conditions. On
the other, they both aimed at identifying principles that could resist the erosion of time.
Their attitude towards time was characterized by a simultaneous quest for both
architectural modernity; for instance, were the five points of Le Corbusier supposed to
Like utopia, modern architecture often announced implicitly or explicitly the end of
history in the very name of history. Despite their harsh criticism of former modernist
utopian attitudes, the counter-utopian Radicals of the 1970s were no better; what did
their spectacular projects announce, if not the ultimate end of history under the
28
Victor Considérant, Description du Phalanstère et Considération Sociales sur l'Architectonique (Paris:
1848, new edition Paris: G. Durier, 1979).
29
This is especially clear with the Unité d'Habitation of Marseilles. See Jacques Sbriglio, L'Unité
d'Habitation de Marseille (Marseilles: Parenthèses, 1992).
UTOPIA REALIZED
How should this complex history of interactions, exchanges and convergence between
utopia and architecture be assessed? I will argue that it is far from being globally
negative, as historians and critics such as Manfredo Tafuri have generally put it. I will
perspective in architecture. The most common criticism is of the failure of the demiurgic
generated. I believe this is a superficial approach to the problem; the real flaw is an
excessive desire for reconciliation, as if the world could be pacified once and for all. It is
a dangerous temptation for architecture to believe that it has the key to ending conflict
rather than revealing its true nature. Similarly, the ambition of terminating history in the
name of history is another major flaw, which has often prevented modern architecture
and urbanism from adapting to changing conditions, despite claims to the contrary.
its utopia-related problems, its demiurgic ambition and its tendency not to acknowledge
human history? I think not, for at least one reason. What is attributed to utopia often
belongs to its double, ideology. As philosophers such as Karl Mannheim and Paul
Ricoeur have shown, utopia and ideology are simultaneously both opposed and
strangely connected one to another. 30 Both are about society and the projects that can
be formed in relation to it. But whereas utopia is about social change and the possibility
of a radically different future, ideology tries to stabilize the dominant features of the
present. This does not mean that utopia does not care about the present; in Principle
30
Karl Mannheim, Ideology and Utopia (Bonn: 1929, English translation New York: Harvest/HBJ, 1985);
Paul Ricoeur, L'Idéologie et l'Utopie (New-York: 1986, French translation Paris: Le Seuil, 1997).
Hope, Ernst Bloch stated that utopia is always about the present. 31 But it chooses in the
present the seeds for the expression of radical difference, rather than encouraging the
As a deeply social art, architecture is about both the stabilization of existing social uses
and their possible mutation. It thus always relates to both ideology and utopia; its
foundational character and its presence are probably even more ideological than
even if the aim is to redefine them. In other words, I am not sure that the
deconstructionist cure really addresses the question raised by the enduring relation
I now return to the most common criticism of the utopian dimension in architecture,
namely the assumption that it ultimately always failed; in fact, I believe that the main
goals of utopian architecture have been achieved. One of these was to fully inhabit the
earth, to equip and manage it as the "house of man". As philosopher Peter Sloterdijk
puts it, the result has exceeded the expectation, for the earth has truly become a
house. 32 In other words, the world no longer surrounds architecture, it is rather that
As Sloterdijk rightly points out, this situation was already anticipated by the gathering of
many nationalities in a single building, the Crystal Palace. We now have to regard our
technology as a giant structure sheltering the world, as a glass house shelters all kinds
of trees and plants. Buckminster Fuller was prompted to compare earth to a spaceship
31
Ernst Bloch, The Principle of Hope (Francfort: 1959, English translation Oxford: Basil Blackwell, 1986).
32
See among other writings his Spheres trilogy.
or to imagine giant domes on the geological scale. If these domes could enclose towns
the size of New York, they could also enclose nature and perhaps earth as a whole.
By the same token, the conflict between the natural and the artificial has become totally
blurred today. As the social scientist Bruno Latour puts it, we live in a techno-nature in
which the traditional distinction between the two domains no longer applies. 33 Genetic
Similarly, we have also overcome the typical nineteenth- and early twentieth-century
concerns about reconciling the individual and the collective. Our consumer-driven,
individual and the collective, as Nicholas Negroponte demonstrated in his 1995 best-
34
seller The Digital Condition. Globalization is also based on these short-circuits, and is
often described as a crisis of the intermediary levels between these two orders of
reality.
Francis Fukuyama announced ‘the end of history’ in a famous essay of that title.35
Some advocates of digital culture held a similar belief in the capacity of the Internet to
put a definitive end to the traditional vicissitudes of history. The "realistic architecture"
urban present, instead of a radically different future. Thus one might almost claim that
the utopian program of modernity has been largely realized, and, contrary to Tafuri’s
claims, this is perhaps the real reason for the demise of utopia some thirty years ago.
33
Bruno Latour, Politiques de la Nature (Paris: La Découverte, 2000).
34
Nicholas Negroponte, Being Digital (New York: A. A. Knopf, 1995).
35
Francis Fukuyama, The End of History and the Last Man (New York: Free Press, 1992).
But what does it mean to say that utopia is realized? Koolhas’ outlook suggests that this
has been, in reality, synonymous with its transformation into a new ideology. The
acceptance of globalization into the new forms of individualism made possible by digital
culture.
UTOPIA NOW
Let me be clear that I am not against the architectural star-system, globalization, and
digital culture, nor the transformation into icons of projects like the Guggenheim
Museum or the Seattle Library. But do we need perhaps to replace them in the
perspective of a different future? How can we otherwise restore hope? In the past year,
we have forgotten that architecture is also about the hope of a different and better
future, and this is its real political and social function. This hope cannot be found in
traditional formulas; the issue is no longer to design ideal cities or plans. The first lesson
of history is to try not to repeat itself; a new kind of utopian perspective is needed today.
Its starting point must be present day conditions, one of which is the blurring between
nature and technology. Sustainable development also has to start from this point; for
instance, in projects like the Fresh Kills Park, in New York, created on one of the world's
largest dumps, the designers have had to put vents for the gases still produced in the
The short-circuits between the individual and the collective, and also the local and the
global, raise a series of as yet unanswered questions, such as whether we should try to
recreate intermediary levels between these orders of reality, or consider that the
36
On the Fresh Kills project, see Praxis, n° 4, 2002.
immediate communication between the particular and the general is an unavoidable
dimension of architecture today, the question of the relationship between the individual
Indeed, the true importance of the individual in a world that is unfolding before our eyes
remains unclear. Our age of paroxysmal individual expression, from iPod playlists to
blogs, is also one of increased anonymity, because of the sheer number of potential
authors. Should architecture participate in the individual screening that is going on from
conditions created by modern communication media? The answer is far from clear.
Speaking of the individual, one cannot but be struck by the importance of faculties such
to experiential dimensions may bring back richer sensory experiences. However, the
advent of the digital age implies that these sensory experiences differ greatly from
traditional ones.
A QUESTION OF MEDIATION
between image and practice, which will determine architecture’s social impact. The
hope it inspires is linked to the perception of how images and projects relate to reality,
and how they can be realized. This in turn raises the question of mediation and media.
Key moments in the history of the interaction between architecture and utopia often
correspond with a redefinition of the relationship between image and practice. One such
instance came at the end of the eighteenth century, when Boullée produced
The press became the dominant medium during the nineteenth-century. New journals,
e.g. the Saint-Simonian Le Globe and the Fourierist La Phalange appeared, and many
former members of the Saint-Simonian and Fourierist movement became founders of,
or contributors to, such journals. Similarly, one could argue that Archigram and Radical
architecture reflected the reorganization of the relations between image and practice
implied by the media of their time, from television to the first computers. Like Pop Art,
communicate architectural concepts to the public; digital media present the obvious
route, although this is more problematic than usually assumed. Take Toyo Ito's Sendai
continuous chain of computer documents linking the initial concept to the finished
structure, the eventual realization differs markedly from the initial idea. Reinventing
imperative, but we need also improve the linking of digital imagery to reality. What
radically different future lies in such links? This may prove to be one of the questions