313 Galman v. Pamaran
313 Galman v. Pamaran
313 Galman v. Pamaran
DECISION
CUEVAS, J : p
The fact that the framers of our Constitution did not choose to use the
term "custodial" by having it inserted between the words "under" and
investigation", as in fact the sentence opens with the phrase "any person"
goes to prove that they did not adopt in toto the entire fabric of the Miranda
doctrine. 24 Neither are we impressed by petitioners' contention that the use
of the word "confession" in the last sentence of said Section 20, Article 4
connotes the idea that it applies only to police investigation, for although the
word "confession" is used, the protection covers not only "confessions" but
also "admissions" made in violation of this section. They are inadmissible
against the source of the confession or admission and against third person.
25
No doubt, the private respondents were not merely denied the afore-
discussed sacred constitutional rights, but also the right to "due process"
which is fundamental fairness. 31 Quoting the highly-respected eminent
constitutionalist that once graced this Court, the former Chief Justice Enrique
M. Fernando, due process —
". . . is responsiveness to the supremacy of reason, obedience
to the dictates of justice. Negatively put, arbitrariness is ruled out and
unfairness avoided. To satisfy the due process requirement, official
action, to paraphrase Cardozo, must not outrun the bounds of reason
and result m sheer oppression. Due process is thus hostile to any
official action marred by lack of reasonableness. Correctly, it has
been identified as freedom from arbitrariness. It is the embodiment of
the sporting idea of fair play (Frankfurter, Mr. Justice Holmes and the
Supreme Court, 1983, pp. 32-33). It exacts fealty 'to those strivings
for justice' and judges the act of officialdom of whatever branch in the
light of reason drawn from considerations of fairness that reflect
(democratic) traditions of legal and political thought.' (Frankfurter,
Hannah v. Larche, 1960, 363 US 20, at 487). It is not a narrow or '
technical conception with fixed content unrelated to time, place and
circumstances.' (Cafeteria Workers v. McEhroy, 1961, 367 US 1230)
Decisions based on such a clause requiring a 'close and perceptive
inquiry into fundamental principles of our society. (Bartkus vs.
Ilhmois, 1959, 359 US 121). Questions of due process are not to be
treated narrowly or pedantically in slavery to form or phrases.
(Pearson v. McGraw, 1939, 308 US 313).
Our review of the pleadings and their annexes, together with the oral
arguments, manifestations and admissions of both counsel, failed to reveal
adherence to and compliance with due process. The manner in which the
testimonies were taken from private respondents fall short of the
constitutional standards both under the DUE PROCESS CLAUSE and under
the EXCLUSIONARY RULE in Section 20, Article IV. In the face of such grave
constitutional infirmities, the individual testimonies of private respondents
CD Technologies Asia, Inc. © 2024 cdasiaonline.com
cannot be admitted against them in any criminal proceeding. This is true
regardless of absence of claim of constitutional privilege or of the presence
of a grant of immunity by law. Nevertheless, We shall rule on the effect of
such absence of claim to the availability to private respondents of the
immunity provided for in Section 5, P.D. 1886 which issue was squarely
raised and extensively discussed in the pleadings and oral arguments of the
parties. LLphil
Separate Opinions
MAKASIAR, C.J., concurring:
To admit private respondents' testimonies and evidence before the
CD Technologies Asia, Inc. © 2024 cdasiaonline.com
Fact-Finding Board (FFB) against them in the criminal prosecution pending
before the Sandiganbayan, would violate their constitutional or human rights
— the right to procedural due process, the right to remain silent, and the
right against self-incrimination.
That their testimonies and other evidence they submitted before the
FFB in these criminal cases are incriminatory, is confirmed by the very fact
that such testimonies and evidence were the very bases of the majority
report of the FFB recommending the prosecution of private respondents as
accessories.
It should be stressed that the basic purposes of the right against self-
incrimination are (1) humanity or humanitarian reasons — to prevent a
witness or accused from being coerced, whether physically, morally, and/or
psychologically, into incriminating himself, and (2 to protect the witness or
accused from committing perjury, because the first law of nature is self-
preservation.
The utilization in the prosecution against them before the
Sandiganbayan of the testimonies and other evidence of private respondents
before the FFB collides with Section 1, Section 17 and Section 20 of the Bill
of Rights of the 1973 Constitution:
"Section 1. No person shall be deprived of life, liberty or
property without due process of law, nor shall any person be denied
the equal protection of the laws.
xxx xxx xxx
"Section 17. No person shall be held to answer for a
criminal offense without due process of law.
xxx xxx xxx
"Section 20. No person shall be compelled to be a witness
against himself . Any person under investigation for the commission
of an offense shall have the right to remain silent and to counsel, and
to be informed of such right. No force, violence, threat, intimidation,
or any other means which vitiates the free will shall be used against
him. Any confession obtained in violation of this Section shall be
inadmissible in evidence."
The Bill of Rights constitutes the reservation of the sovereign people
against, as well as the limitation on, the delegated powers of government.
These rights thus enshrined need no express assertion. On the contrary, the
police and prosecution officers of the country should respect these
constitutional liberties as directed in the recent decision in the Hildawa and
Valmonte cases (G.R. Nos. 67766 and 70881, August 14, 1985). The
established jurisprudence is that waiver by the citizen of his constitutional
rights should be clear, categorical, knowing, and intelligent (Johnson vs.
Zerbst, 304 US 458, 464, cited in Abriol vs. Homeres, 84 Phil. 525 [1949] and
in Chavez vs. CA, 24 SCRA 663, 682-683).
The use of testimonies and other evidence of private respondents
before the FFB against them in the criminal cases subsequently filed before
the Sandiganbayan would trench upon the constitutional guarantees that "no
CD Technologies Asia, Inc. © 2024 cdasiaonline.com
person shall be deprived of life, liberty, or property without due process of
law . . .", that "no person shall be held to answer for a criminal offense
without due process of law" and that (Section 17, Article IV, 1973
Constitution), that "no person shall be compelled to be a witness against
himself. . . ." and that " a person has the right to remain silent . . ." (Section
20, Article IV, 1973 Constitution).
There can be no implied waiver of a citizen's right against self-
incrimination or of his right to remain silent.
Any such renunciation cannot be predicated on such a slender or
tenuous reed as a dubious implication. Otherwise, it would be easier to lose
the human rights guaranteed by the Bill of Rights than to protect or preserve
them; it would be easier to enslave the citizen than for him to remain free.
Such a result was never intended by the Founding Fathers.
The first sentence of Section 20 of the Bill of Rights stating that "no
person shall be compelled to be a witness against himself," applies to both
the ordinary witness and the suspect under custodial investigation.
In support of the rule that there can be no implied waiver of the right
against self-incrimination and all other constitutional rights by the witness or
by the accused, is the fact that the right against double jeopardy can only be
renounced by the accused if the criminal case against him is dismissed or
otherwise terminated with his express consent. Without such express
consent to the dismissal or termination of the case, the accused can always
invoke his constitutional right against double jeopardy.
If Section 5 of P.D. 1886 were interpreted otherwise, said section would
become a booby trap for the unsuspecting or unwary witness. A witness
summoned either by subpoena or by invitation to testify before the FFB
under Section 5, cannot refuse, under pain of contempt, to testify or produce
evidence required of him on the ground that his testimony or evidence may
tend to incriminate or subject him to a penalty or forfeiture; because the
same Section 5 prohibits the use of such testimony or evidence which may
tend to incriminate him in any criminal prosecution that may be filed against
him. The law or decree cannot diminish the scope and extent of the
guarantee against self-incrimination or the right to remain silent or the right
against being held to answer for a criminal offense without due process of
law, or against deprivation of his life, liberty or property without due process
of law. cdrep
I believe that P.D. 1886 is the first Immunity Act to be enacted in the
Philippines. It may be relevant, therefore, to refer to American decisions
expounding on immunity statutes, more so when a comparison of P.D. 1886
with such statutes as the U.S. Immunity Act of 1954, 68 Stat. 745, 18
U.S.C.A. Section 3486, shows a similarity in the protection given by the
statutes.
The U.S. Immunity Act of 1954 was enacted to assist federal grand
juries in their investigations of attempts to endanger the national security or
defense of the United States by treason, sabotage, espionage, sedition,
seditious conspiracy, and violations of various laws on internal security,
atomic or nuclear energy, and immigration and nationality. The law stated
that a witness shall not be excused from testifying or from producing books,
papers, or other evidence on the ground that it may tend to incriminate him
or subject him to a penalty or forfeiture. The statute then provides:
"But no such witness shall be prosecuted or subjected to any
penalty or forfeiture for or on account of any transaction, matter, or
thing concerning which he is compelled, after having claimed his
privilege against self-incrimination, to testify or produce evidence nor
shall testimony so compelled be used as evidence in any criminal
proceeding . . . against him in any court."
The American statute provides immunity against prosecution,
penalties, and use of the testimony. P.D. 1886 is of more limited scope. Only
the use of the compelled testimony is proscribed. The witness may still be
prosecuted but the prosecution will have to look for evidence other than the
words of the accused given before the Agrava Commission.
I n Brown v. Walker (161 U.S. 591 ) the U.S. Supreme Court was
confronted with the validity of the 1893 Immunity Act. Brown was
subpoenaed to testify before a grand jury investigating railroad anomalies.
He refused to testify on grounds of self-incrimination, arguing that the
Immunity Act compelling him to testify was unconstitutional. The Court ruled
that "(While the constitutional provision in question is justly regarded as one
of the most valuable prerogatives of the citizen, its object is fully
accomplished by the statutory immunity and we are therefore of opinion that
the witness was compellable to answer." In other words, the statutory
immunity takes the place of the invocation of the constitutional guarantee.
There is no need at the time of taking testimony to invoke the Fifth
Amendment because it would be denied any way and the witness would be
compelled to testify. It would be absurd to invoke a protection which cannot
be availed of when compelled to testify. The time to invoke the immunity is
when the testimony is being used contrary to the granted immunity.
Protected by the statutory immunity, a witness cannot even insist on his
CD Technologies Asia, Inc. © 2024 cdasiaonline.com
right to remain silent when testifying.
I n Ullmann v. United States (350 U.S. 422), the court interpreted the
Immunity Act of 1954 and stated.
xxx xxx xxx
". . . Since that time the Court's holding in Brown v. Walker has
never been challenged; the case and the doctrine it announced have
consistently and without question been treated as definitive by this
Court, in opinions written, among others, by Holmes and Brandeis,
Justices. See, e.g., McCarthy v. Arndstein, 226 U.S. 34, 42; Heike v.
United States, 227 U.S. 131, 142. The 1893 statute has become part
of our constitutional fabric and has been included 'in substantially the
same terms, in virtually all of the major regulatory enactments of the
Federal Government.' Shapiro v. United States, 335 U.S. 1, 6. For a
partial list of these statutes, see, id., 335 U.S. at pages 6-7, note 4.
Moreover, the States, with one exception — a case decided prior to
Brown v. Walker — have, under their own constitutions, enunciated
the same doctrine, 8 Wigmore, Evidence (3d ed.), 2281, and have
passed numerous statutes compelling testimony in exchange for
immunity in the form either of complete amnesty or of prohibition of
the use of the compelled testimony. For a list of such statutes, see 8
Wigmore, Evidence (3d ed., $2281, n. 11 (pp. 478-501) and Pocket
Supplement thereto, $2281, n. 11 (pp. 147-157)." (Emphasis
supplied).
xxx xxx xxx
It is interesting to note how the American Supreme Court in Ullmann
treated the immunity not only against the use of the testimony (as under
P.D. 1886) but even against prosecution.
xxx xxx xxx
"Petitioner, however, attempts to distinguished Brown v.
Walker He argues that this case is different from Brown v. Walker
because the impact of the disabilities imposed by federal and state
authorities and the public in general — such as loss of job, expulsion
from labor unions, state registration and investigation statutes,
passport eligibility and general public opprobrium — is so oppressive
that the statute does not give him true immunity. This, he alleges, is
significantly different from the impact of testifying on the auditor in
Brown v. Walker, who could the next day resume his job with
reputation unaffected. But, as this Court has often held, the immunity
granted need only remove those sanctions which generate the fear
justifying the invocation of the privilege: 'The interdiction of the 5th
Amendment operates only where a witness may possibly expose him
to a criminal charge. But if the criminality has already been taken
away, the amendment ceased to apply.' Hale v. Henkel, 201 U.S. 43,
67. Here, since the Immunity Act protects a witness who is compelled
to answer to the extent of his constitutional immunity, he has of
course, when a particular sanction is sought to be imposed against
him the right to claim that it is criminal m nature." (Emphasis
supplied).
I n United States v. Murdock (284 U.S. 141), the court ruled that "the
CD Technologies Asia, Inc. © 2024 cdasiaonline.com
principle established i9 that full and complete immunity against prosecution
by the government compelling the witness to answer is equivalent to the
protection furnished by the rule against compulsory self-incrimination."
P.D. 1886, being an immunity statute should not be given a strained or
absurd interpretation in order to achieve a certain result. If the immunity
given by the decree is equivalent to the protection furnished by the right
against self-incrimination, then, paraphrasing Justice Frankfurter in Ullmann,
the same protection given by one of the great landmarks in man's struggle
to make himself civilized must not be interpreted m a hostile or niggardly
spirit,
xxx xxx xxx
". . . Too many, even those who should be better advised, view
this privilege as a shelter for wrongdoers. They too readily assume
that those who invoke it are either guilty of crime or commit perjury
in claiming the privilege. Such a view does scant honor to the patriots
who sponsored the Bill of Rights as a condition to acceptance of the
Constitution by the ratifying States. The Founders of the Nation were
not naive or disregardful of the interest of justice . . ."
I, therefore, join the majority in dismissing the petition.
DE LA FUENTE, J., concurring:
"No person shall be compelled to be a witness against himself."
1 This basic right against self-incrimination, which supplanted the
inquisitorial methods of interrogating the accused as practiced during
the Spanish regime, has become an indispensable part of our laws
since 1900. Pursuant thereto, an accused in a criminal case has the
right not only to refuse to answer incriminating questions but also to
refuse to take the witness stand. He cannot be compelled even to
utter a word in his defense. 2 As stressed in Chavez vs. Court of
Appeals, 3 the rule may otherwise be stated as "the constitutional
right of the accused to remain silent." The accused can forego
testimony 4 without any adverse implication drawn from his decision
to do so, The burden is on the State to establish the guilt of the
accused beyond reasonable doubt; the prosecution must look
elsewhere for other "evidence independently and freely secured." The
rule forbids what has been considered as "the certainly inhuman
procedure of compelling a person 'to furnish the missing evidence
necessary for his conviction'." According to Justice Harlan, it was
intended "to shield the guilty and imprudent as well as the innocent
and foresighted." 5 Transplanted in this country with the advent of
American sovereignty 6 and firmly imbedded in our fundamental law,
7 the said privilege against compulsory self-incrimination, which is
predicated on grounds of public policy and humanity, 8 "is
fundamental to our scheme of justice" 9 and is one of the procedural
guarantees of our accusatorial system. prcd
Footnotes
CUEVAS, J.:
1. SECOND WHEREAS.
2. Justice Corazon Juliano Agrava being the appointed Chairman of this ad hoc
Fact Finding Board.
3. Gen. Fabian C. Ver & Major Gen. Prospero Olivas both appeared and testified
in response to an invitation — p. 6, COMMENT.
4. The other private respondents appeared and testified pursuant to
subpoenas.
5. Petitioner in G.R. Nos. 71212-13.
6. Exh. VVV, tsn, April 6, 1984 Gen. Ver (1-97); Exh. VVV-1, tsn, April 6, 1984 —
Gen. Ver (1-54); Exh. VVV-2, tsn, April 10, 1984 — Gen. Ver (1-150); Exh.
VVV-3, tsn, April 23, 1984 — Gen. Ver (1-135); Exh. VVV-4, tsn, April 23,
1984 — Gen. Ver (1-43, go); Exh. WWW, tsn, June 27, 1984 — Gen. Olivas (1-
87); Exh. WWW-1, tsn, June 27, 1984 — Gen. Olivas (1-81, 93); Exh. XXX, tsn,
Dec. 22, 1983 — Martinez (1-93); Exh. XXX-1, Dec. 22, 1983 — Martinez (1-
82); Exh, XXX-2, tsn, Jan. 12,1984 — Martinez (1-20, 91); Exh. YYY, tsn, Dec,
28, 1983 — Fernandez (1-60); Exh. YYY-1, tsn, April 25, 1984 — Fernandez
(18-86, 104 with page 48); Exh. YYY-2, tsn, April 30,1984 — Fernandez (1-27,
80); Exh. ZZZ, tsn, Jan. 17,1984 — Mojica (1-83); Exh. ZZZ-1, tsn, Jan.
17,1984 — Mojica (1-111); Exh. ZZZ-2, no date — Mojica (57-106); Exh. ZZZ-
3, tsn, March 23, 1984 — Kavinta and Mojica (1-7); Exh. ZZZ-4, tsn, April 2,
1984 Mojica and Kavinta (1-43, 112); Exh. AAAA, tsn, Dec. 27, 1983 — Torio
(1-79); Exh, AAAA-1, tsn, Dec. 27, 1983 — Torio (1-25, 62); Exh. AAAA-2, tsn,
no date — Torio (36-54); Exh. AAAA-3, tsn, June 21, 1984 — Torio (43153);
Exh. BBBB, tsn, no date — Bona (80-93); Exh. BBBB-1, tsn, June 28, 1984 —
Bona (1-36, 83 without page 15); Exh. BBBB-2 no date — Bona (84-110); Exh.
CCCC, tsn, April 25, 1984 — Acupido (87104); Exh. CCCC-1, tsn, April
30,1984 — Acupido (1-46).
25. Bernas, the 1973 Philippine Constitution, Cases & Materials, Part II, 1974
Ed., p. 745 citing Session of November 25, 1972; Session of November 27,
1972 of the 1971 Constitutional Convention.
26. Chavez vs. CA, 24 SCRA 663, citing State vs. Wolfe, 266 N.W., 116, 125;
104 ALR, 464.
27. 414 U.S. 70, 38 L. Ed. 2d 274 (1973).
28. 6 SCRA 1059.
29. 70 C.J. Sec. 875, page 722; Wigmore on Evidence, Volume 8, Section 2252,
pages 834-835.
30. President's Instructions to the Philippine Commission; Philippines Bill of July
1, 1902, Section 5, par. 3 — cited in Francisco's Revised Rules of Court in
Criminal Procedure, pages 390-391.
3. 24 SCRA 663.
4. Pascual vs. Board of Medical Examiner, 28 SCRA 344, at 350, citing Chavez.
5. Marchetti vs. United States, mentioned also in Chavez at page 678.
6. President McKinley's Instructions, under date of April 7, 1900.
7. Section 1(18), Art. III, 1935 Constitution; Section 20, Art. IV, 1973
Constitution.
8. ". . . of policy because it would place the witnesses against the strongest
temptation to commit perjury, and of humanity because it would be to extort
a confession of truth by a kind of duress every species and degree of which
the law abhors." (Chavez at page 679).
9. Ibid., at page 678.
10. Kastigar vs. US, 406 US 441, 32 L. Ed. 2d 212.
11. Chavez, at page 682.
12. Pasion Vda. de Garcia vs. Locson, 65 Phil. 689, 695.
13. Section 5, PD No. 1886.
14. "except that such individual so testifying shall not be exempt from
prosecution and punishment for perjury committed in so testifying, nor shall
he be exempt from demotion or removal from office."