International Olympic Committee Consensus Statement
International Olympic Committee Consensus Statement
International Olympic Committee Consensus Statement
Background: Injury and illness surveillance, and epidemiological studies, are fundamental elements of concerted efforts to protect
the health of the athlete. To encourage consistency in the definitions and methodology used, and to enable data across studies to
be compared, research groups have published 11 sport- or setting-specific consensus statements on sports injury (and, even-
tually, illnesses) epidemiology to date.
Objective: To further strengthen consistency in data collection, injury definitions, and research reporting through an updated set of
recommendations for sports injury and illness studies, including a new Strengthening the Reporting of Observational Studies in
Epidemiology (STROBE) checklist extension.
Study Design: Consensus statement of the International Olympic Committee (IOC).
Methods: The IOC invited a working group of international experts to review relevant literature and provide recommendations. The
procedure included an open online survey, several stages of text drafting and consultation by working groups, and a 3-day
consensus meeting in October 2019.
Results: This statement includes recommendations for data collection and research reporting covering key components: defining
and classifying health problems, severity of health problems, capturing and reporting athlete exposure, expressing risk, burden of
health problems, study population characteristics, and data collection methods. Based on these, we also developed a new
reporting guideline as a STROBE extension—the STROBE Sports Injury and Illness Surveillance (STROBE-SIIS).
Conclusion: The IOC encourages ongoing in- and out-of-competition surveillance programs and studies to describe injury and
illness trends and patterns, understand their causes, and develop measures to protect the health of the athlete. The imple-
mentation of the methods outlined in this statement will advance consistency in data collection and research reporting.
Keywords: injuries; illness; epidemiologic methods; surveillance; STROBE
Injury and illness surveillance, and epidemiological stud- injuries and illnesses? How do injury rates in various
ies, are fundamental elements of concerted efforts to pro- sports compare? Do participant characteristics and factors
tect the health of the athlete. Carefully designed injury within competition and training affect the risk?
surveillance programs, accurate data capture, and careful To encourage consistency in the definitions and methods
analysis of data are building blocks for sports injury/ill- used, and to enable data across studies to be compared,
ness prevention programs. Important questions that research teams have published 11 consensus papers on
sports injury and illness surveillance projects are sports injury (and, eventually, illness) epidemiology. Most
designed to address include: What is the risk of an indi- of them addressed specific sports—cricket,84 football,50
vidual athlete sustaining an acute injury, developing an rugby union,52 rugby league,65 aquatic sports,78 tennis,86
overuse injury, or becoming ill in a given sport? Within a athletics,98 and horse racing.102 Two statements covered
given sport, what is the typical pattern and severity of multisport events64 and mass-participation events (eg,
marathon races).92
The Orthopaedic Journal of Sports Medicine, 8(2), 2325967120902908
We now have more than a decade of experience with the
DOI: 10.1177/2325967120902908 existing recommendations. Sports epidemiology has
ª The Author(s) 2020 advanced, with a new focus on overuse injuries and also
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1
2 IOC Injury and Illness Epidemiology Consensus Group The Orthopaedic Journal of Sports Medicine
on illnesses. Data collection and reporting methods have diverse settings (sports types, age groups, performance
also advanced as data are being collected for routine sur- levels) and with a variety of health problems as outcomes
veillance or predefined observational or intervention stud- (eg, illnesses, not only acute injuries).
ies in diverse settings, ranging from community to elite
sports, from youth sports to the master’s level, in able- 1. Online survey: The survey included 25 questions invit-
bodied and athletes with disabilities, and in team sports ing free-text comments on aspects identified from pre-
and individual sports. In 2005, when the first of these vious consensus statements. The survey link was open
sports injury surveillance consensus statements was devel- to the public and was launched via email and Twitter
oped, there were no agreed on research reporting methods on February 1, 2019, and closed on March 15, 2019. We
(eg, the EQUATOR Network [Enhancing the QUAlity and received comments from 188 respondents, including 19
Transparency Of health Research] was just holding its consensus group members. A report including all
inaugural meeting). Many important research epidemiolog- responses was distributed to the consensus group on
ical issues were not discussed in any of the previous sports- August 31, 2019.
related consensus statements. 2. The consensus group was split into 7 working groups.
In 2019, the International Olympic Committee (IOC) con- Each working group was responsible for a subset of the
vened an expert panel to update recommendations for the sections presented in this final document (eg, “classifying
field of sports epidemiology—this consensus statement. We health problems”). For each section, the group reviewed
the survey responses, examined available relevant liter-
drew on recent methods developments and the experience of
ature (including previous consensus statements), and
scientists working in the field of sports injury and illness
composed draft text with the necessary background and
surveillance. A specific goal was to further encourage con-
proposed definitions and recommendations.
sistency in data collection, injury definitions, and research
3. R.B. created a complete draft that was shared online
reporting (in line, where possible, with the EQUATOR Net-
with the consensus group, asking all members to pro-
work recommendations). Our aim was to provide hands-on
vide written comments/suggestions. Comments were
guidance to researchers on how to plan and conduct data
made online and were visible to all group members.
collection and how to report data. We anticipate that this
4. The working groups revised their sections based on
sports-generic statement will be complemented by subse-
input from other members of the consensus group.
quent sport-specific statements with more detailed recom-
5. At the in-person consensus meeting, attended by all
mendations relevant for the sports and/or setting. We also
consensus group members, the revised draft was dis-
extended the Strengthening the Reporting of Observational
cussed section by section, focusing on recommendations
Studies in Epidemiology (STROBE) checklist 63 —the
and definitions.
STROBE Sports Injury and Illness Surveillance
6. Seven new revision groups made up of those not respon-
(STROBE-SIIS)—to assist users in planning surveillance
sible for drafting the original section under discussion
studies and in writing articles based on injury/illness data.
were responsible for taking notes and revising the text.
If necessary, items were voted on to achieve a majority.
7. The revised draft was edited for consistency and form
METHODS by R.B. and reviewed with the rest of the editorial
group (K.C., B.R., K.M.K.).
This was an 8-stage process: (1) an online survey; (2) work-
8. Finally, the manuscript was distributed to the consen-
ing groups reviewed the survey responses, available litera-
sus group members for final approval.
ture, and drafted text; (3) all consensus group members
reviewed the draft text; (4) the initial working groups
revised their draft text; (5) a 3-day consensus meeting was
held in Lausanne, Switzerland (October 9-11, 2019); (6) DEFINING AND CLASSIFYING
new working groups revised the draft text; (7) an editorial HEALTH PROBLEMS
group (R.B., K.C., B.R., K.M.K.) made final edits; and (8) all
authors reviewed and approved the final draft. Terminology for Health Problems
The IOC Medical and Scientific Department appointed
R.B. to chair the consensus group. He selected a consensus The World Health Organization (WHO) defines health as “a
group that included at least 1 author from previous consen- state of complete physical, mental, and social well-being”
sus statements on sports injury epidemiology. Care was and not merely the absence of a disease or infirmity.114
taken to include experts with research experience from Extending this definition, Clarsen et al 15 defined an
*Address correspondence to Roald Bahr, MD, PhD, Department of Sports Medicine, Oslo Sports Trauma Research Center, Norwegian School of Sport
Sciences, PB 4014 Ullevål Stadion, 0806 Oslo, Norway (email: [email protected]).
†
All authors are listed in the Authors section at the end of this article.
This article has been co-published in the British Journal of Sports Medicine. Minor differences exist between the 2 versions to be consistent with OJSM
editorial style.
Final revision submitted December 30, 2019; accepted January 3, 2020.
One or more of the authors has declared the following potential conflict of interest or source of funding: B.R. receives payment for duties as Editor-in-
Chief of The Orthopaedic Journal of Sports Medicine. AOSSM checks author disclosures against the Open Payments Database (OPD). AOSSM has not
conducted an independent investigation on the OPD and disclaims any liability or responsibility relating thereto.
The Orthopaedic Journal of Sports Medicine Injury/Illness Surveillance Methods 3
Previous consensus statements on injury and illness in Traditionally, health problems have been classified into
sports have proposed largely consistent definitions for an those that have a sudden onset and those that have a grad-
injury and illness.‡ Differences in definition stem from the ual onset. Sudden-onset health problems were considered
specific sport or context for which statements were devel- to be those that resulted from a specific identifiable event
oped. For this consensus statement, we define an injury (eg, a collision between an athlete and an object causing a
and illness as follows: fracture). Gradual-onset health problems, on the other
hand, were considered to be those that lack a definable
Injury is tissue damage or other derangement of normal sudden, precipitating event as the onset (eg, a tendinopathy
physical function due to participation in sports, result- induced by repetitive movement).
ing from rapid or repetitive transfer of kinetic energy. The term “overuse injury” is commonly applied to
Illness is a complaint or disorder experienced by an ath- gradual-onset injuries. However, this term is used inconsis-
lete, not related to the injury. Illnesses include health- tently in the literature,80,90 and most injury surveillance
related problems in physical (eg, influenza), mental (eg, systems do not define “overuse injury.”90
depression), or social well-being or removal or loss of Health problems may have elements of both sudden
vital elements (air, water, warmth). onset and gradual onset. For example, a long-distance run-
ner with an intensive training regimen may have insuffi-
We acknowledge that there is not always a clear distinc- cient recovery, resulting in cumulative stress-related
tion between injury and illness. The consensus was that for changes to the bone, but presenting as an acute tibial frac-
ture without prior pain. The dichotomy between sudden
‡
References 51, 52, 64, 78, 83, 84, 86, 92, 98, 102. and gradual onset, which most methods of data capture are
4 IOC Injury and Illness Epidemiology Consensus Group The Orthopaedic Journal of Sports Medicine
TABLE 2 an athlete will sustain more than 1 health problem over the
Examples: Classification of Contact as a Mechanism for follow-up period. This is illustrated in Figure 2.
Sudden-Onset Injuriesa The relatively common occurrence of multiple health pro-
blems in a single patient poses challenges for the reporting
Injury Type of Contact Example and analysis of sports injury and illness data.44 In particu-
Noncontact lar, note that the number of athletes in a study is unlikely to
None No evidence of disruption ACL tear in a basketball be the same as the number of reported health conditions, and
or perturbation of the player landing with both should be stated. When reporting the frequency (or
player’s movement knee valgus/rotation proportion) of specific diagnoses or other characteristics, it
pattern after a jump, with no is important to state clearly whether this is expressed as the
contact with other proportion of all athletes followed up, the proportion of all
players injured athletes, or the proportion of all reported injuries.
Contact
Indirect Through another athlete ACL tear in a handball
player landing out of Subsequent, Recurrent, and/or Exacerbation of
balance after being
pushed on her shoulder
Health Problems
by an opponent while
in the air
Was a subsequent health problem related to previous
Indirect Through an object Downhill skier suffers a health problems? This is an important question in the field.
concussion from a To know whether health problems follow previous health
crash after being problems requires both sets of problems to be classified
knocked off balance, correctly using consistent terminology. This exercise can
hitting the gate with provide greater insight into the etiological factors that
his knee underpin subsequent health problems.34
Contact Hamilton et al60 provided a useful framework to catego-
Direct With another athlete ACL tear in a football
rize subsequent injuries/illnesses and exacerbations in
player from a direct
tackle to the anterior sport (Figure 3). More recent frameworks incorporate
aspect of the knee, extensive criteria34,100,101 that require judgment by trained
forcing the knee into clinicians, which may be beyond the scope and capacity of
hyperextension many surveillance protocols. When reporting frameworks
Direct With an object Volleyball player being become more complex, there is a greater risk for data
hit in the face by a errors.93 In general, we do not recommend complex frame-
spiked ball, resulting works but they can be considered for sophisticated data
in a concussion
collection and analysis where appropriate expertise and
a
ACL, anterior cruciate ligament. resources exist.
The recommended subsequent injury terminology,
adapted from Hamilton et al,60 includes noting whether
Figure 2. Examples of hypothetical prospectively collected injury/illness data (adapted from Finch and Marshall37). “X” indicates
when a period of surveillance is ended because the athlete left, unrelated to health problems, before the end of the study period;
this is called censoring.
6 IOC Injury and Illness Epidemiology Consensus Group The Orthopaedic Journal of Sports Medicine
sports injury and illness surveillance. Hamstring strain other researchers to use them free of charge (with acknowl-
and exercise-associated postural hypotension are 2 exam- edgment). These diagnostic coding systems are the Sport
ples.1,27,88 We encourage developers to include more sports Medicine Diagnostic Coding System (SMDCS) and the
medicine diagnoses in future revisions of the ICD. Orchard Sports Injury Classification System (OSICS). Both
In the early 1990s, in Canada and Australia, 2 alternate are based on initial codes to represent the body area and
diagnostic coding systems were developed specifically further codes to represent the injury type or pathology.
for sports medicine, and these have flourished into the One advantage of these coding systems is that they are
most widely used systems in sports injury surveillance less cumbersome to apply than ICD codes, especially when
in the world today. Their “open access” nature has allowed built into electronic systems with drop-down menus, taking
advantage of the body area and tissue/pathology type cate-
gories. The full ICD-11 coding system includes 55,000
TABLE 3 codes, of which the majority are not relevant in sports med-
Recommendations for Key Data Items That Should Be icine, compared with 750 to 1500 codes for versions of the
Collected and Reported on in Surveillance Systems SMDCS and OSICS.
to Enable Multiple and Subsequent Injuries/Illnesses When reporting aggregate injury data, we recommend
to Be Monitoreda using the categories for body area (Table 4) and tissue type
and pathology (Table 5) outlined below. In addition, the
Data Item Why It Is Important
categories for organ system/region (Table 7) and etiology
Unique identifier to link all All participants require a unique (Table 8) are presented below for illnesses.
injuries/illnesses in 1 identifier that covers all When recording injuries or illnesses, the diagnosis
participant seasons/time periods and should be recorded in as much detail as possible given the
should be anonymized to information available and the expertise of the individual
protect privacy and reporting. Acknowledging that some studies will rely on
confidentiality. athlete self-reports or proxy reports by parents, coaches,
Injury/illness time order The exact date (day, month, year) or other nonmedically trained staff, this consensus group
sequence of the onset of each health
also suggests categories to guide reporting of illnesses
problem is essential for the
(Table 9). When injury data are reported by athletes or
sequence to be clear. For
greater precision, time can be nonmedical staff, we recommend that reporting is limited
important if there are multiple to the body area, as their reporting of tissue type and abnor-
events/heats each day (eg, mality is unreliable.53
swimming). To facilitate reporting based on diagnostic codes, a com-
Multiple injury/illness type Multiple injuries and illnesses panion paper has been written with a supplemental Excel
details can be the result of different or (Microsoft) data file that provides a full list of revised
same events or etiology, SMDCS and OSIICS (Orchard Sports Injury and Illness
coincide at the same time, or a Classification System) codes, along with a translation
mixture of both. Injuries/
between both systems and the ICD system.85
illnesses need to be linked to
the specific circumstances/
events that led to them. Date Injuries—Body Area Categories
and time stamping, directly
linked to diagnoses of all Wherever possible, we tried to define body areas anatom-
injuries/illnesses, can inform ically as either joints or segments. However, we made
these relationships. exceptions based on common clinical presentations in
Injury/illness details, including Collect information on the sport where needed. For example, the hip/groin is an area
diagnosis nature, body region/system, that we have defined, which is a combination of a joint and
tissue/organ, laterality, and part of a segment, and therefore not a singular anatomical
diagnosis for all injuries/
region.
illnesses. Sport injury/illness
When 1 injury event results in more than 1 injury, the
diagnostic classification and
coding are optimal. individual diagnoses should be recorded and classified
Details of circumstances and The time elapsed between separately. However, for injury incidence and prevalence
time elapsed between injuries/illnesses will be reporting purposes, this will be counted as 1 injury,
determined by date and time and severity should be reported as the severity of the
stamping. If away from principal (most severe) injury (see below for further
participation in sport, then it is explanations).
important to collect details and
date/time stamps regarding
rest, rehabilitation, treatment,
Injuries—Tissue- and Pathology-Type Categories
training, modified sport
participation, and return to
Using consensus methodology, we compared “injury type”
play. codes from the OSICS and SMDCS to arrive at definitions
of injury types. We constructed this table to be a single table
a
Modified from Finch and Fortington.35 reflecting “injury types” (as per the OSICS) but split 2
8 IOC Injury and Illness Epidemiology Consensus Group The Orthopaedic Journal of Sports Medicine
TABLE 5
Recommended Categories of Tissue and Pathology Types for Injuriesa
Muscle/tendon
Muscle injury M 10.07-10.09 Includes strain, tear, rupture, intramuscular tendon
Muscle contusion H 10.24
Muscle compartment Y 10.36
syndrome
Tendinopathy T 10.28-10.29 Includes paratenon, related bursa, fasciopathy, partial tear, tendon
subluxation (all nonrupture), enthesopathy
Tendon rupture R 10.09 Complete/full-thickness injury; partial tendon injuries considered to be
tendinopathy
Nervous
Brain/spinal cord injury N 20.40 Includes concussion and all forms of brain injuries and spinal cord
Peripheral nerve injury N 20.39, 20.41-20.42 Includes neuroma
Bone
Fracture F 30.13-30.16, 30.19 Traumatic, includes avulsion fracture, teeth
Bone stress injury S 30.18, 30.32 Includes bone marrow edema, stress fracture, periostitis
Bone contusion J 30.24 Acute bony traumatic injury without fracture; osteochondral injuries are
considered “joint cartilage”
Avascular necrosis E 30.35
Physis injury G 30.20 Includes apophysis
Cartilage/synovium/bursa
Cartilage injury C 40.17, 40.21, 40.37 Includes meniscal, labral, articular cartilage, osteochondral injuries
Arthritis A 40.33-40.34 Posttraumatic osteoarthritis
Synovitis/capsulitis Q 40.22, 40.34 Includes joint impingement
Bursitis B 40.31 Includes calcific bursitis, traumatic bursitis
Ligament/joint capsule
Joint sprain (ligament tear or L or D 50.01-50.11 Includes partial and complete tears plus injuries to nonspecific ligaments
acute instability episode) and joint capsule; includes joint dislocations/subluxations
Chronic instability U 50.12
Superficial tissues/skin
Contusion (superficial) V 60.24 Contusion, bruise, vascular damage
Laceration K 60.25
Abrasion I 60.26-60.27
Vessels (vascular trauma) V 70.45
Stump (stump injury) W 91.44 In amputees
Internal organs (organ trauma) O 80.46 Includes trauma to any organ (excluding concussions), drowning, relevant
for all specialized organs not mentioned elsewhere (lungs, abdominal and
pelvic organs, thyroid, breast)
Nonspecific (injury without P or Z 00.00 (also 00.23, No specific tissue/pathology diagnosed
tissue type specified) 00.38, 00.42)
a
OSIICS, Orchard Sports Injury and Illness Classification System; SMDCS, Sport Medicine Diagnostic Coding System.
A better option is to combine system/region and etiology in (called “time loss”), the athlete’s self-reported conse-
1 table, as in the example on injuries shown in Table 6. quences (various patient-rated measures of both health
Depending on the illness pattern of the sport/setting, some and sports performance), the clinical extent of the
region categories may be collapsed and others split further illness/injury, and societal cost (economic evaluation).
into etiology type and even to the level of specific diagnosis When considering which severity criterion to use, investi-
(where available) to highlight the most significant ill- gators should consider the strengths and limitations of
nesses. We expect that subsequent sport-specific consen- each approach related to the objectives of their study or
sus statements will recommend useful standard formats surveillance program.
for each sport.
Time Loss From Training and Competition
SEVERITY OF HEALTH PROBLEMS The most widely used severity measure in sports medicine
is the duration of time loss. It has been recommended in
The severity of health problems in sport can be described previous consensus statements49,52,78,102 and is relatively
using various criteria.33,99,104 These include the duration simple to capture, even when data collectors are nonexperts
of the period for which an athlete is unable to train/play (coaches, parents, or athletes themselves).
10 IOC Injury and Illness Epidemiology Consensus Group The Orthopaedic Journal of Sports Medicine
TABLE 6
Data on Injury Pattern and Burden of Specific Match Injuries Among Professional Rugby Teams in New Zealanda
When using this approach, we recommend that investi- When aggregating data across athletes, severity should
gators record severity as the number of days that the ath- be reported as the total number of time-loss days, together
lete is unavailable for training and competition, from the with medians and quartiles. Means and standard devia-
date of onset until the athlete is fully available for training tions should be interpreted with care, given that the distri-
and competition. bution of time-loss days is likely to be right-skewed.
The number of time-loss days should be counted from the When reporting data separately in severity categories,
day after the onset that the athlete is unable to participate we recommend using the following time bins: 0 days, 1 to
(day 1) through the day before the athlete is fully available 7 days, 8 to 28 days, and >28 days.
for training and competition. Therefore, cases in which an If a single injury event results in multiple injuries, injury
athlete does not complete a particular competition or train- severity should be based on the injury leading to the longest
ing session but returns on the same or following day should time loss (eg, if a downhill skier crashes and suffers 2 injuries,
be recorded as 0 days of time loss (see Table 10 for exam- a concussion that takes 10 days to resolve and a tibial fracture
ples). We note that in some cases, time loss does not follow that takes 120 days, the time loss for the event is 120 days).
immediately after the health problem occurred and may be
delayed and/or intermittent (Table 10).
When athletes recover from health problems during per- Health Problems Contracted During Multiday Events
iods with no planned training or competition (eg, during an
end-of-season break), investigators should record the end After athletes have left an event, it may be difficult to
date as when the athlete normally would have been ready obtain accurate follow-up information on their condition
for full training and competition participation. and return to play. For cases that were not closed by a date
The Orthopaedic Journal of Sports Medicine Injury/Illness Surveillance Methods 11
TABLE 7 TABLE 8
Recommended Categories of Organ Recommended Categories for Etiology of Illnessesa
System/Region for Illnessesa
Etiology ICD-11 OSIICS SMDCS Note
Organ System/
Region ICD-11 OSIICS SMDCS Note Allergic (22) MxA 71
Environmental (23) MxE 72 Heat illness,
Cardiovascular 11 MC CV (exercise hypothermia,
Dermatological 14 MD DE related) hyponatremia,
Dental (13) MT DT dehydration
Endocrinological 05 MY EN Environmental (22/7) MxS 73 Includes sleep/
Gastrointestinal (13) MG GI (nonexercise) wake, sunburn
Genitourinary 16 MU GU Includes renal, Immunological/ (04) MxY 74
obstetrical, inflammatory
gynecological Infection 01 MxI 75 Viral, bacterial,
Hematological 03 MH BL parasitic
Musculoskeletal 15 MR MS Includes Neoplasm 02 MxB 76
rheumatological Metabolic/ 05 MxN 77
conditions nutritional
Neurological 08 MN NS Thrombotic/ (11/03) MxV 78
Ophthalmological 09 MO OP hemorrhagic
Otological 10 ME OT Ear only Degenerative or — MxC 79 Chronic acquired
Psychiatric/ 06 MS PS chronic conditions
psychological condition
Respiratory 12 MP RE Includes nose and Developmental 20 MxJ 80 Includes congenital
throat anomaly conditions
Thermoregulatory (22) MA TR Drug-related/ 22 MxD 81 Includes
Multiple systems MX MO poisoning pharmaceutical,
Unknown or not MZ UO illicit
specified Multiple MxX 82
Unknown or not MxZ 83
a
ICD-11, International Classification of Diseases–11th Revi- specified
sion; OSIICS, Orchard Sports Injury and Illness Classification Sys-
a
tem; SMDCS, Sport Medicine Diagnostic Coding System. ICD-11, International Classification of Diseases–11th Revi-
sion; OSIICS, Orchard Sports Injury and Illness Classification Sys-
tem; SMDCS, Sport Medicine Diagnostic Coding System.
TABLE 9
Recommended Categories of Illness Symptom Clusters for Athlete Self-reports or Nonmedical Data Reporters
Upper respiratory (nose, throat) Runny nose, congestion, hay fever (allergy), sinus pain, sinus pressure, sore throat, cough,
blocked/plugged nose, sneezing, scratchy throat, hoarseness, head congestion, swollen
neck glands, postnasal drip (mucus running down the back of the nose to the throat)
Lower respiratory Chest congestion, wheezing (whistling sound), chesty cough, chest pain when breathing/
coughing, short of breath, labored breathing
Gastrointestinal Heartburn, nausea, vomiting, loss of appetite, abdominal pain, constipation, weight loss
or gain (>5 kg in the past 3 months), change in bowel habits, diarrhea, blood in the stool
Cardiovascular Shortness of breath, racing heart beats, irregular or abnormal heart beats, chest pain,
chest pain or discomfort with exercise, dizziness, fainting spells, blackouts, collapse
Urogenital/gynecological Burning urination, blood in urine, loin pain, difficulty in passing urine, poor urine stream,
frequent urination, genital sores, loss of normal menstruation, irregular or infrequent
menstruation, menstrual cramps/pain, excessively long periods, excessive bleeding
during periods, vaginal discharge, penile discharge, swollen groin glands
Neurological Headache, fits or convulsions, muscle weakness, nerve tingling, nerve pain, loss of
sensation, chronic fatigue
Psychological Anxiety, nervousness, excessive restlessness, feeling depressed (down), excessive sadness,
not sleeping well, mood swings, feeling excessively stressed
Dermatological Skin rash, dark/light/colored areas on the skin that have changed in size or shape, itchy
skin lesions
Musculoskeletal, rheumatological, and connective Joint pain, joint stiffness, joint swelling, muscle twitching, muscle cramps, muscle pain,
tissue (unrelated to injury) joint redness, warmth in a joint
Dental Toothache, painful gums, bleeding gums, oversensitive teeth, persistent bad breath,
cracked or broken teeth, jaw pain, mouth sores
Otological Ear pain, ear discomfort, loss of hearing (new onset), deafness, discharge from the ear
canal, bleeding from the ear canal, ringing in the ears
Ophthalmological Pain in eye, itching or burning eye, scratchy eye, eye discharge, change in vision including
double vision, blood in eye, excessive tearing, abnormal eye movements, swelling of eye,
blind spot in eye, drooping eye, halo around lights, lightning flashes, swelling of eyelid
Nonspecific illness Feeling feverish, chills, pain, whole body aches, feeling tired
Energy, load management, and nutrition Unexplained underperformance, reduced ability to train and compete, fatigue
(nonbody system)
retirement from sport, permanent disability, or death, questions, researchers can calculate a severity score
because the time-loss data from those injuries are right- ranging from 0 to 100 at specific time points. These can
censored. be aggregated (summed as the area under the curve) to
monitor injury and illness over time (Figure 4). This is
called the cumulative severity score. A limitation of this
Athlete-Reported Symptoms and Consequences method is that the severity score is an arbitrary num-
ber, and it has not been thoroughly validated as a proxy
There are tools to measure injury and illness symptoms
for injury severity.
that directly address the second limitation of time loss
discussed earlier, underestimating the effect of ongoing
pain and symptoms that are below the time-loss thresh- Recording the Severity of Health Problems
old. A tool such as the Oslo Sports Trauma Research Based on Clinical Assessment
Center Questionnaire on Health Problems (OSTRC-H)
complements time-loss measures of severity, as it also Investigators may also report the severity of health pro-
captures symptoms and functional consequences of blems based on clinical outcomes such as the need for hos-
injury and illness. This purpose-built instrument was pitalization or surgery, 33,92 retirement from sport,
devised in 201317 and updated in 202015 and has played permanent disability, or death.43,92
an increasing role in sports injury and illness surveil- Degree and Urgency of Medical Attention. The severity of
lance, especially in sports and settings where overuse an injury or illness can also be recorded based on the degree
injuries and illnesses represent a substantial burden on and urgency of medical attention received by the athlete.
health and performance.71 This approach is best suited to record acute conditions and
The tool (which can be delivered via a mobile applica- is often used in mass-participation events and community
tion) invites athletes to record reduced sports participa- sports settings.33,40,41 An example using this approach is
tion, training modifications, performance reductions, provided by Schwellnus et al 92 in their work on mass
and symptoms. 17 Based on the response to these community-based endurance sports events.
The Orthopaedic Journal of Sports Medicine Injury/Illness Surveillance Methods 13
specified events (eg, tackles, throws, or jumps). In some obtaining summary data from every team for each day of
sports, exposure is commonly expressed as the number of the tournament (eg, squad numbers). As a minimum stan-
athletic participations (eg, games, races, training sessions), dard, exposure can be estimated for each event by multi-
often referred to as “athletic exposures.” Table A2 in Appen- plying the number of registered athletes by the duration of
dix 1 provides a range of examples of exposure measures the tournament (the number of days of competition). In
used. multisport tournaments, this should be calculated for each
In team sports, we recommend recording exposure for sport. However, this approach assumes that all athletes
each individual within a team rather than merely estimat- have the same exposure and participate every day, which
ing the number of matches that the team plays and match is rarely the case.
duration (team exposure) because the former permits the
researcher to examine individual risk factors. Results of all
the individuals are then summed to provide exposure at the Training Subcategories
sport or team level.
As the injury risk is often markedly different between Different types of training should, if possible, be recorded
training and competition, these exposures should be and reported separately. Training types can be generally
recorded and reported separately. To do this consistently, categorized as follows:
it is necessary to define competition and training and to
consider situations where applying the definition may be Sport-specific training: sessions involving the
challenging. techniques and/or tactics of the sport, usually
We define competition as organized scheduled play supervised by a coach.
between opposing athletes or teams of athletes or as ath- Strength and conditioning: sessions solely composed
lete(s) competing (1) against time and/or (2) to obtain a of resistance training and/or conditioning training.
score (judged or measured). We define training as physical In many cases, training sessions are mixed (sport-
activities performed by the athlete that are aimed at main- specific, but with the addition of some strength and
taining or improving their skills, physical condition, and/or conditioning; eg, plyometrics and endurance). As a
performance in their sport. pragmatic consideration, any session containing
In many sports, it is common to simulate competition as a sport-specific training should be categorized as
part of training. Examples include preseason “friendly such, even if the session includes some strength and
scrimmages” between 2 teams or dividing a single squad conditioning, purely to streamline exposure
into teams that compete against each other. In general, this tracking.
should be counted as training exposure. Additionally, activ- Other training sessions: sessions that include activi-
ities such as warm-up and cool-down should be counted ties other than sport-specific training or strength and
separately and reported as training injuries, even if occur- conditioning. These include recovery sessions (eg,
ring around competition. low-intensity running and stretching), rehabilita-
It is likely that, in some sports, these definitions will not tion, and postrehabilitation transition sessions (after
be fully applicable. In such cases, we encourage sport- return to sport but prior to resuming normal
specific consensus groups to define what constitutes com- training).
petition and training in that sport.
Sport-specific injury surveillance systems may need to
Tracking Exposure for Illness Analyses depart from this guidance if there is a need to address a
specific training concern; however, at a minimum, all train-
Because athletes remain at risk of developing an illness ing exposures that contain sport-specific training should be
even when they are not participating in sports, it is inap- tracked.
propriate to use exposure measures such as playing hours Sport-specific injury surveillance systems are encour-
or movement counts to quantify the illness risk (except for aged to develop specialized procedures for tracking the
the rare cases of transmissible infections that are specific to diversity of training exposures in their particular sport.
participation in a sport; eg, scrum pox). Instead, it is often Training programs vary considerably among sports, and
most appropriate to use exposure measures based on the many coaches intentionally design training programs that
time that athletes are under surveillance (days or years) integrate multidimensional training (eg, plyometric
rather than time engaged in competition and training. stretching, sport-specific training, light running) into a sin-
gle session. In general, investigators should prioritize cap-
Recording Exposure During Multiday Competitions turing specific data on the training activities considered to
present the greatest health risk.
Multiday competitions, such as championships and tourna- Wearable physical activity tracking devices enable inves-
ments, represent an exposure measurement challenge, par- tigators to capture large volumes of competition and train-
ticularly for injury analyses. Ideally, investigators should ing data at the elite level and from community sports
obtain accurate records of every athlete’s individual partic- participants across large sample groups. We encourage the
ipation (eg, training and competition minutes) throughout use of these devices for tracking exposure. However, we
the tournament. However, this is not always feasible. caution that any device needs to be fit for the purpose, and
Acceptable exposure estimates can also be made by researchers should obtain evidence on their validity and
The Orthopaedic Journal of Sports Medicine Injury/Illness Surveillance Methods 15
reliability before data collected through these devices are prevalence). Therefore, for such conditions, prevalence (the
used for injury surveillance. proportion of athletes affected) is a more appropriate meas-
ure than incidence (the number of new cases during the
season).
EXPRESSING RISK Because sports and the activities that comprise them are
so diverse, there is no single approach to expressing risk
Rates and Proportions appropriately for all sports injury surveillance projects.70
In general, incidence-based measures that provide a stan-
Rates and proportions of injury and illness in studies of dard time window for the population at risk (injuries per
sports are usually reported as counts of “cases” of the out- hour) are preferable to measures for which the time at risk
come of interest (the “numerator”) divided by a population varies across individuals (injuries per athletic exposure, ie,
at risk of developing the outcome (the “denominator”).18 per training session or match) because time-based mea-
Because research questions such as “How many players sures better facilitate comparison across sports.
have suffered a knee injury?” “What is the risk of getting To provide numbers that are easy to interpret, avoiding
injured in this sport?” and “How does sport A compare with small decimals, these data are typically reported as per
sport B for concussion risk?” are very different, there are 1000 player-hours (eg, the concussion rate in a men’s rugby
various ways of reporting risks related to sports injury and study was reported as 4.7/1000 player-hours rather than
illness. We explain some fundamental terms here. 0.0047 per player-hour).55 Such numbers allow risks to be
Prevalence: How Many? Prevalence is a proportion and compared (eg, how does the concussion risk vary across
refers to the number of existing cases divided by the total contact sport codes?). We expect that subsequent sport-
population at risk at a given point in time (point preva- specific statements will recommend suitable, standard
lence; eg, the proportion [percentage] of players on a volley- incidence-based measures for each sport. Table A2 in
ball team who, today, are suffering from patellar Appendix 1 provides a range of examples of risk measures.
tendinopathy). It is a snapshot at one point in time but can If 1 injury event results in multiple injuries, these should
be repeated to determine changes in prevalence over time only be counted as 1 when calculating overall injury inci-
(eg, weekly). With serial measurements, it is possible to dence (eg, if a downhill skier crashes and suffers 2 injuries,
report, for example, the average prevalence over the course a concussion and a tibial fracture, these are counted as 1
of the season and also to compare different stages of the injury when calculating incidence).
season. Because of the difficulties in accurately measuring expo-
Period prevalence extends the concept of a single point in sure to pathogens (which may be greater when not training
time to a window of time (eg, 1 season, 1 year). It refers to or competing), illness risk should be estimated based on the
the proportion of athletes that has reported the condition of entire period of exposure (eg, the duration of a competition,
interest (eg, patellar tendinopathy) at any time during that a “season of play,” a year), not athletic exposure only. We
given window. Notably, this includes people who already recommend reporting illness risk as either the incidence;
had the condition at the start of the study period as well the number of new cases divided by a period of time (eg,
as those who acquired it during that period. illnesses per 365 athlete-days)91; or as the period preva-
Incidence: How Often (Do New Cases Occur)? Incidence lence of the illness, the proportion of athletes who were ill
is a rate, and as with any rate, time comes into play. Inci- during a defined period.94,95
dence refers to the number of new injuries/illnesses in the Where time-based measurements of exposure are
population that develop during a defined period of time. unavailable but participant numbers are available, crude
The term “incidence rate” is synonymous, but we argue that rates of injury per number of participants per period can be
it is a tautology; “incidence” is a rate. derived. In such cases, we suggest that the incidence that
Note that prevalence is calculated based on the number may be most useful to permit population-level comparisons
of athletes with a health problem, while incidence refers to among sports or studies is “injuries per 365 athlete-days.”
the number of new health problems. Similarly, the proportion of participants with new or
recurring injury or illness (ie, excluding pre-existing cases
Recommendations: Expressing Risk in and exacerbations) during the event has been used to pro-
Sports Injury/Illness Surveillance vide an impression of the risk associated with participation
in each sport in both the summer and winter Olympic
Incidence-based measures usually represent more appro- Games.94,95 However, this approach—period prevalence—
priate outcomes for sudden-onset conditions (eg, ankle can suggest widely different relative risks of activities that
sprains, ACL injuries) and prevalence-based measures for differ substantially in the amount of exposure participants
gradual-onset conditions (eg, asthma, patellar tendinopa- experience.94 For example, exposure differs substantially
thy).3 Overuse injuries and pain problems such as low back between a football player and a sprinter. Period prevalence
pain and patellar tendinopathy are often chronic, with per- describes the absolute risk of participation in the Olympic
iods of remission and exacerbation. For example, in a pro- Games but not the relative risk (the risk of injury during 1
fessional volleyball team, there could be only 1 new case of hour of football play vs 1 hour of marathon running).
patellar tendinopathy (so the incidence will be low), yet 40% Injury rates reported on a per-event (eg, per rugby
of the players (nearly all pre-existing) could be affected by tackle) basis provide information about how likely a partic-
patellar tendinopathy during the season (period ular aspect of play (event) is to result in an injury.
16 IOC Injury and Illness Epidemiology Consensus Group The Orthopaedic Journal of Sports Medicine
regulations applicable to their context (such as the General this checklist to other languages for the benefit of the inter-
Data Protection Regulation in Europe).30 national sports medicine community.
Surgery and Rehabilitation, University of Chicago, Chicago, 8. Brooks JH, Fuller CW. The influence of methodological issues on the
Illinois, USA); Martin Schwellnus, MD, PhD (Sport, Exer- results and conclusions from epidemiological studies of sports inju-
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The Orthopaedic Journal of Sports Medicine Injury/Illness Surveillance Methods 23
APPENDIX 1
Different Denominators: Different Perspectives on Risk most common tackles in the game would have the greatest
effect; together, high and middle tackles account for over
Rates of injury have been presented in Table A1 as “per two-thirds of all tackle injuries requiring ball carriers to be
10,000 tackles” and “per 10,000 player-hours.” If data were removed from the pitch. Reducing the numbers of such
reported using only the time-based denominator, as has tackles, or the characteristics of them, would probably
been the case in most studies of sports injury epidemiology, require major changes to the sport of rugby. If, however,
the conclusion drawn would be that “high” and “middle” the overall degree of risk were considered acceptable, then
tackles are those that carry the greatest risk to ball car- focusing on decreasing the number of head and neck tackles
riers. When the relative frequency of the tackles is consid- would have a modest effect on overall injury rates but
ered, and the rates are presented on a “per 10,000 tackles” reduce the occurrence of a particularly risky element of the
basis, head/neck tackles place ball carriers at the greatest sport (note: head/neck tackles are not permitted within the
risk of injuries when they occur. laws of rugby, but sometimes occur).
The different perspectives provided by per-event and The types of exposure measures that can form the basis
per-time denominators can be helpful in identifying injury of risk statistics are presented in Table A2, along with a
prevention priorities. If the overall risk of injuries was con- range of risk measures that have been reported in studies of
sidered unacceptably high by those responsible for manag- team sports injury epidemiology. The examples are taken
ing the risks in the sport, then reducing the numbers of the from the same study discussed above.
TABLE A2
A Range of Exposure and Risk Measures Derived From Injury Surveillance Dataa
Injury statistics
No. of injuries (carrier 53 Nil Count of the number of The “numerator” used for calculating the
injury replacements tackler injuries requiring rate of tackler replacement injuries per
in 434 matches) the injured player to be unit of time or per tackle. Absolute
replaced observed in 434 numbers and costs of injuries are of
matches interest to risk managers, especially
when provided in parallel with rates.
No. of injured players 48 Nil This is the numerator for calculating
(some were injured injury risk.
more than once)
Exposure measures
Player-hours in 434 17,360 30 579 30 players (15 from each This number provides a “time-window”
matches team) multiplied by 579 denominator. Usually, it is assumed
(hours of play in 434 that time lost for yellow and red cards,
matches of 80 minutes’ or time gained for “extra time,” is
duration) negligible and is ignored.
(continued)
24 IOC Injury and Illness Epidemiology Consensus Group The Orthopaedic Journal of Sports Medicine
Table A2 (continued)
No. of single-tackler 43,366 Nil All tackles in 434 matches This number forms an “event-based”
tackle events in 434 were coded, regardless of denominator.
matches whether they resulted in
injury
No. of players who 1403 Nil This is a count of the size of the cohort
appeared in the 434 across the entire study period. It is used
matches as the denominator for calculating
injury risk.
No. of full player 13,020 30 434 30 players (15 from each This number provides a “per-match”
matches team) multiplied by 434 denominator.
matches
No. of athlete- 17,685 Nil Count of the number of The similarity to the number of player-
exposures (athlete- players who took the field hours is coincidental. There are 40
participations) over 434 matches (players hours of player time per match, and the
can be substituted for average number of athlete-exposures
tactical purposes or per match over this series of matches
replaced due to injury) was 40.8.
Risk measures
Period prevalence 3% (48/1403) 100 Percentage of people who Often reported as the “risk per season” or
(percentage of cohort appeared in matches who “risk per year.” It cannot be easily used
injured) were replaced to compare between activities if the
duration of surveillance varies from
activity to activity. The longer the
surveillance period, the higher the risk
will appear to be for closed cohorts.
Injuries per 1000 3.1 (53/17,360) 1000 Number of injuries is divided The most commonly reported metric of
player-hours by the number of hours of injury rates in studies of rugby injury
player exposure and epidemiology has been the rate of
multiplied by a scaling injuries per 1000 player-hours. This
factor (eg, 1000, 10,000) to convention is endorsed in the consensus
provide a rate that is statement by Fuller et al.52 It is
convenient to work with relatively simple to estimate based on
(eg, numbers in the range the number of matches played.
of 1 to 1000 rather than Comparisons of incidence rates between
numbers <0 or >1000) activities or within activities over time
based on this denominator require the
assumption that the number and
characteristics of energy transfers to
which participants are exposed remain
relatively constant per unit of exposure
time.
Injuries per 1000 122 (53/434) 1000 Rate of tackler replacements Ignores the number of players and match
matches per rugby union match duration and provides an estimate of the
multiplied by 1000; rate number of injuries that an observer
per match multiplied by a would expect to see if they watched 1000
factor that provides a matches. Not useful for comparing
convenient interpretation incidence rates between activities of
(0.12 carrier replacement differing durations or numbers of
injuries per match, 12.2 participants.
per 100 matches, 122 per
1000 matches, etc)
(continued)
The Orthopaedic Journal of Sports Medicine Injury/Illness Surveillance Methods 25
Table A2 (continued)
Injuries per 1000 hours 92 (53/579) 1000 Rate per hour is multiplied Ignores number of players and provides an
of play (ignoring by a factor that provides a estimate of the number of injuries an
number of players) convenient interpretation observer would expect to see if they
(0.9 carrier replacement watched 1000 hours of play. Not useful
injuries per hour, 9.2 per for comparing between activities with
100 hours, 92 per 1000 differing numbers of participants
hours, etc) because the sizes of the populations at
risk differ.
Injuries per 1000 3.0 (53/17,685) 1000 Carrier injury replacements Injuries per 1000 athlete-exposures are
athlete-exposures per 1000 athlete-exposures commonly reported in injury
(athlete- surveillance in the United States.
participations) Problematic for comparing between
activities that have different numbers of
typical athlete-exposures per match or
when the average exposure time per
player changes over time.
Injuries per 1000 full 4.1 (53/13,020) 1000 Not commonly used. It ignores the
player matches duration of the match and, as such, has
similar drawbacks to reporting injuries
per athlete-exposure because the time
window of exposure varies between
activities of different durations.
Injuries per 1000 “ball 6.8 (53/7740) 1000 Not commonly used but technically a more
in play” player-hours accurate measure of exposure than
injuries per 1000 player-hours because
players are only exposed to tackles when
the ball is “in play.”
Injuries per 1000 “ball 13.5 (53/3819) 1000 Again, not commonly used but an even
in play and ball closer approximation of the actual time
carrier’s team in exposed to the risk of ball carrier
possession” player- injuries. Players are only tackled when
hours the ball is in play and their team is in
possession.
Injuries per 1000 tackle 1.2 (53/43,366) 1000 Ball carrier injury Provides an accurate assessment of per-
events replacements per 1000 event injury rates but in isolation
times tackled ignores the frequency of occurrence of
the event of interest. Injury rates per
event have sometimes been termed
“injury propensity.”48
Injuries per 1000 24 ([23 þ 17 þ 13] Sometimes provided as a gross estimate of
players per year 1000) / (983 þ the injury risk when participant
589 þ 627) numbers and injury numbers are
available but no measure of exposure for
players is available (eg, data derived
from insurance claims combined with
registers of participants). Of limited use
when exposure varies by subgroup or
across sports.
a
Examples from a study of rugby tackle injuries.87
26 IOC Injury and Illness Epidemiology Consensus Group The Orthopaedic Journal of Sports Medicine
APPENDIX 2A
Please report: (1) All sport injuries and (2) all illnesses of your athletes newly incurred, recurrent or an exacerbation of an
underlying stable injury/illness during the <name of the championship> regardless of the consequences with respect to
absence from competition or training. The information provided will be treated strictly confidential.
age gender sport and event date of injury competition / training code onset code new code
male / female
injury mechanism code injured body region code injury type code time-loss duration
no / yes days
age gender sport and event date of injury competition / training code onset code new code
male / female
injury mechanism code injured body region code injury type code time-loss duration
no / yes days
age gender sport and event date of injury competition / training code onset code new code
male / female
injury mechanism code injured body region code injury type code time-loss duration
no / yes days
age gender sport and event date of injury competition / training code onset code new code
male / female
injury mechanism code injured body region code injury type code time-loss duration
no / yes days
age gender sport and event date of onset organ system / region code
male / female
aetiology code new, recurrent or exacerbation code time-loss duration
no / yes days
age gender sport and event date of onset organ system / region code
male / female
aetiology code new , recurrent or exacerbation code time-loss duration
no / yes days
age gender sport and event date of onset organ system / region code
male / female
aetiology code new , recurrent or exacerbation code time-loss duration
no / yes days
age gender sport and event date of onset organ system / region code
male / female
aetiology code new , recurrent or exacerbation code time-loss duration
no / yes days
If space is not sufficient to report all injuries or illnesses, please use additional forms.
no new injury or illness in any athlete of our team today
(continued)
The Orthopaedic Journal of Sports Medicine Injury/Illness Surveillance Methods 27
Competition or training
1 competition, please specify event 2 training 3 peri-competition activities
(e.g. warm-up, cool-down)
Mode of onset
1 sudden after acute trauma 2 sudden but no acute trauma 3 gradual 4 mixed
Injury mechanism
1 no identifiable single event 3 direct contact with another athlete 5 direct contact with an object (e.g. ball,
(repetitive transfer of energy, overuse) 4 following contact with another wall, ground, i.e. slipped and fell)
2 acute non-contact trauma athlete (e.g. fall after a push) 6 following contact with an object
Injury type
1 concussion / brain injury 10 joint sprain / ligament tear 19 contusion / bruise (superficial)
2 spinal cord injury 11 chronic instability 20 arthritis
3 peripheral nerve injury 12 tendon rupture 21 bursitis
4 bone fracture 13 tendinopathy 22 synovitis
5 bone stress injury 14 muscle strain / rupture / tear 23 vascular damage
6 bone contusion 15 muscle contusion 24 stump injury
7 avascular necrosis 16 muscle compartment syndrome 25 internal organ trauma
8 physis injury 17 laceration 26 unknown, or not specified
9 cartilage injury 18 abrasion
Aetiology
1 allergic 5 infection 9 degenerative or chronic condition
2 environmental - exercise-related 6 neoplasm 10 developmental anomaly
3 environmental - non-exercise 7 metabolic/nutritional 11 drug-related/poisoning
4 immunological/inflammatory 8 thrombotic/haemorrhagic 12 unknown, or not specified
Duration of impaired participation/ limited performance in sport due to injury or illness (in days)
Please provide an estimate of the number of days that the athlete will not be able to undertake his/her normal training or
will not be able to compete as usual, counting the day after the onset of the injury/illness as day 1.
If an athlete is not expected to return to sport after the injury or illness, please state the reason: F=fatality, P=permanent
disability, OR=reasons.
28 IOC Injury and Illness Epidemiology Consensus Group The Orthopaedic Journal of Sports Medicine
APPENDIX 2B
For injury
Competition or training
competition training peri-competition activities
(e.g. warm-up, cool-down)
Mode of onset
sudden after acute trauma sudden but no acute trauma gradual mixed
Injury mechanism (each category might have subcategories based on the purpose of the surveillance)
no identifiable single event direct contact with another athlete direct contact with an object
non-contact trauma following contact with another athlete following contact with an object
Injured body region (each category might have subcategories based on the purpose of the surveillance)
head shoulder hip / groin
neck / cervical spine upper arm thigh
chest (incl. chest organs) elbow knee
thoracic spine / upper back forearm lower leg / Achilles tendon
lumbar-sacral spine / buttock wrist ankle
abdomen (incl. abdominal organs) hand foot
Injury type
concussion / brain injury joint sprain / ligament tear contusion / bruise (superficial)
spinal cord injury chronic instability arthritis
peripheral nerve injury tendon rupture bursitis
bone fracture tendinopathy synovitis
bone stress injury muscle strain / rupture / tear vascular damage
bone contusion muscle contusion stump injury
avascular necrosis muscle compartment syndrome internal organ trauma
physis injury laceration unknown, or not specified
cartilage injury abrasion
For illness
Organ system
cardiovascular genitourinary otological
dermatological hematologic psychiatric / psychological
dental musculoskeletal respiratory system
endocrinology neurological thermoregulatory system
gastrointestinal ophthalmological unknown, or not specified
Aetiology
allergic infectious disease degenerative or chronic condition
environmental - exercise-related neoplasm developmental anomaly
environmental - non-exercise metabolic / nutritional drug-related / poisoning
immunological / inflammatory vascular unknown, or not specified
APPENDIX 3
Checklist of Items for Reporting Observational Studies on Injury and Illness in Sportsa
(continued)
(6) Participants (a) Cohort study: give the SIIS 6.1: Define the population of SIIS 6.1: “Data collection methods”
eligibility criteria and the athletes as well as describe how and “Study population
sources and methods of they were selected and recruited characteristics”
selection of participants.
Describe the methods of
follow-up
Case-control study: give the
eligibility criteria and the
sources and methods of case
ascertainment and control
selection. Give the rationale
for the choice of cases and
controls
Cross-sectional study: give the
eligibility criteria and the
sources and methods of
selection of participants
(b) Cohort study: for matched
studies, give matching criteria
and the number of exposed
and unexposed participants
Case-control study: for matched
studies, give matching
criteria and the number of
controls per case
(7) Variables Clearly define all outcomes, SIIS 7.1: Justify why you measured SIIS 7.1: “Defining and classifying
exposures, predictors, your primary and secondary health problems”
potential confounders, and outcomes of interest in the SIIS 7.2: “Defining and classifying
effect modifiers. Give the specific way chosen health problems”
diagnostic criteria, if SIIS 7.2: Describe the method for
applicable identifying the health problem
outcome of interest
(8) Data sources/ For each variable of interest, SIIS 8.1: Specify who collected/ SIIS 8.1: “Classifying sports injury
measurementb give sources of data and reported the data for the study and illness diagnoses” and “Data
details of methods of and their qualifications (eg, collection methods”
assessment (measurement). qualified doctor, data analyst, etc) SIIS 8.2: “Classifying sports injury
Describe comparability of SIIS 8.2: Specify who coded the data and illness diagnoses”
assessment methods if there is for the study and their SIIS 8.3: “Data collection methods”
more than 1 group qualifications (eg, qualified SIIS 8.4: “Relationship to sports
doctor, data analyst, etc; in many activity” and “Capturing and
instances, this will not be the reporting athlete-exposure”
same as in SIIS 8.1) SIIS 8.5: “Relationship to sports
SIIS 8.3: Specify the direct methods activity” and “Capturing and
used to collect the data and the reporting athlete-exposure”
use of physical documents or
electronic tools (if extracting
information from existing
sources, specify the data source)
SIIS 8.4: Specify the timing of and
window for data collection (eg,
day health problem occurred or
following day). Specify the
frequency of data collection (eg,
daily, weekly, monthly)
SIIS 8.5: Report the duration of
surveillance (eg, tournament,
season, whole year, playing
career)
(continued)
The Orthopaedic Journal of Sports Medicine Injury/Illness Surveillance Methods 31
(continued)
(9) Bias Describe any efforts to address SIIS 9.1: Clearly report any SIIS 9.1: “Data collection methods”
potential sources of bias validation or reliability SIIS 9.2: “Data collection methods”
assessment of the data collection
tools
SIIS 9.2: Formally acknowledge any
potential biases associated with
the data collection method (eg,
self-report, recall bias, reporting
by nonmedically trained staff, etc)
(10) Study size Explain how the study size was
arrived at
(11) Quantitative variables Explain how quantitative SIIS 11.1: Explain in detail how SIIS 11.1: “Multiple events and
variables were handled in the multiple injuries/illness episodes health problems” and
analyses. If applicable, are handled both in individual “Subsequent, recurrent, and/or
describe which groupings athletes and across athletes/ exacerbation of health problems”
were chosen and why surveillance periods SIIS 11.2: “Severity of health
SIIS 11.2: Specify how injury problems”
severity was calculated
(12) Statistical methods (a) Describe all the statistical SIIS 12.1: Specify how the exposure SIIS 12.1: “Capturing and reporting
methods, including those used to risk has been adjusted for and athlete-exposure”
to control for confounding specify units (eg, per participant, SIIS 12.2: “Expressing risk”
per athlete-exposure, etc) SIIS 12.3: “Burden of health
SIIS 12.2: Specify how relevant risk problems”
measures (incidence, prevalence,
etc) were calculated
SIIS 12.3: When relevant to the study
aim, specify how the injury burden
was calculated and analyzed
(b) Describe any methods used to
examine subgroups and
interactions
(c) Explain how missing data SIIS 12.4: For studies reporting SIIS 12.4: “Multiple health
were addressed multiple health problems, state problems” and “Subsequent,
clearly how these were handled recurrent, and/or exacerbation of
(eg, time to the first injury only, injury/illness”
ignoring subsequent return to SIIS 12.5: “Capturing and reporting
play and reinjuries, or modeling athlete-exposure”
of all injuries)
SIIS 12.5: Explain how/if athletes
not included at outset (eg, those
already injured) were handled in
the analyses
(d) Cohort study: if applicable, SIIS 12.6: In longitudinal studies, it SIIS 12.6: “Capturing and reporting
explain how loss to follow-up is particularly important to athlete-exposure”
was addressed explain how athlete follow-up has
Case-control study: if applicable, been managed. For example, what
explain how matching of cases happened if a player was
and controls was addressed trasferred to another team or has
Cross-sectional study: if been censored (for those no longer
applicable, describe analytical part of the study due to removal
methods taking account of during the observation period).
sampling strategy Censoring can occur when
athletes are removed due to
transfer out of the team/study,
injury/illness, or due to study
design])
(e) Describe any sensitivity
analyses
(continued)
32 IOC Injury and Illness Epidemiology Consensus Group The Orthopaedic Journal of Sports Medicine
(continued)
Results
(13) Participantsb (a) Report numbers of SIIS 13.1: Clearly state the number SIIS 13.1: “Multiple health
individuals at each stage of of athletes who were followed up, problems”
study (eg, numbers the number (and percentage) of SIIS 13.2: “Multiple health
potentially eligible, examined those with the health problem, problems” and “Expressing risk”
for eligibility, confirmed and the number of problems
eligible, included in the study, reported among them (a median
completing follow-up, and number of problems per affected
analyzed) athlete could be useful)
SIIS 13.2: For studies over multiple
seasons/years, report the total
number of health problems for
each year and number common to
each period
(b) Give the reasons for SIIS 13.3: Report how athletes who SIIS 13.3: Throughout the
nonparticipation at each stage were removed (eg, because of the consensus statement
transfer of teams or timeout due
to an injury or illness) impact the
data at key data collection/
reporting points, ideally with a
flow diagram
(14) Descriptive datab (a) Give the characteristics of SIIS 14.1: Include details on the SIIS 14.1: “Study population
study participants (eg, level of competition being characteristics”
demographic, clinical, social) observed (eg, by age level, skill
and information on exposures level, sex, etc)
and potential confounders
(b) Indicate number of
participants with missing
data for each variable of
interest
(c) Cohort study: summarize
follow-up time (eg, average
and total amount)
(15) Outcome datab Cohort study: report numbers of SIIS 15.1: In observational studies, SIIS 15.1: “Multiple health
outcome events or summary individuals will sustain more problems” and “Subsequent,
measures over time than one health problem over the recurrent, and/or exacerbation of
surveillance period. Take care to injury/illness”
ensure that descriptive data
represent both the number of
health problems and the number
of athletes affected. It is
important to represent effectively
both the analysis and reporting of
correct units for frequency data
(ie, the percentage of affected
athletes or percentage of injuries,
body regions, etc)
Case-control study: report
numbers in each exposure
category or summary
measures of exposure
Cross-sectional study: report
numbers of outcome events or
summary measures
(continued)
The Orthopaedic Journal of Sports Medicine Injury/Illness Surveillance Methods 33
(continued)
(16) Main results (a) Give unadjusted estimates SIIS 16.1: Report exposure-adjusted SIIS 16.1: “Expressing risk”
and, if applicable, confounder- incidence or prevalence measures SIIS 16.2: “Relationship to sports
adjusted estimates and their with appropriate confidence activity,” “Mode of onset—
precision (eg, 95% confidence intervals when presenting risk injury,” “Mode of onset—illness,”
interval). Make clear which measures and “Classifying the mechanism
confounders were adjusted for SIIS 16.2: Report details of interest, of injury”
and why they were included such as the mode of onset
(b) Report category boundaries
when continuous variables
were categorized
(c) If relevant, consider
translating estimates of
relative risk into absolute risk
for a meaningful time period
(17) Other analyses Report other analyses done (eg, SIIS 17.1: Report injury diagnosis SIIS 17.1: “Defining and classifying
analyses of subgroups and information, including region and health problems”
interactions and sensitivity tissue type in tabular form
analyses)
Discussion
(18) Key results Summarize key results with
reference to study objectives
(19) Limitations Discuss the limitations of the SIIS 19.1: Discuss limitations in the SIIS 19.1: “Data collection methods”
study, taking into account the data collection and coding and “Expressing risk”
sources of potential bias or procedures adopted, including in
imprecision. Discuss both the relation to any risk measures
direction and magnitude of calculated
any potential bias
(20) Interpretation Give a cautious overall
interpretation of results,
considering objectives,
limitations, multiplicity of
analyses, results from similar
studies, and other relevant
evidence
(21) Generalizability Discuss the generalizability SIIS 21.1: Discuss the SIIS 21.2: “Relationship to sports
(external validity) of the study generalizability of the athlete activity” and “Study population
results study population, and health characteristics”
problem subgroups of interest, to
broader athlete groups
Other information
(22) Funding Give the source of funding and
the role of the funders for the
present study and, if
applicable, for the original
study on which the present
article is based
(23) Ethics SIIS 23.1: Outline how individual SIIS 23.1: “Research ethics and data
athlete data privacy and security”
confidentiality considerations
were addressed, in line with the
Declaration of Helsinki
a
The STROBE-SIIS checklist with additional sports epidemiology annotations should be used in conjunction with the original STROBE
statement (freely available on the websites of PLoS Medicine at http://www.plosmedicine.org/, Annals of Internal Medicine at http://www.an-
nals.org/, and Epidemiology at http://www.epidem.com/). Information on the STROBE initiative is available at www.strobe-statement.org.
The term “health problem” is used to encompass both injury and illness. Where there is a blank cell, there are no specific additional reporting
requirements for sports injury and illness surveillance over what is already covered in the original STROBE checklist.
b
Give information separately for cases and controls in case-control studies and, if applicable, for exposed and unexposed groups in cohort
and cross-sectional studies.