Final Writ-DR - ANIRUDDHA NARAYAN
Final Writ-DR - ANIRUDDHA NARAYAN
Final Writ-DR - ANIRUDDHA NARAYAN
of The Constitution]
DR.ANIRUDDHA NARAYAN
//VERSUS//
PAPER BOOK
SECTION:X
The case pertains to:
• Central Act (Title) : Under Article 32 of the
Constitution of India
• Section : N.A.
• Central Rule (Title) : N.A.
• Rule No(s). : N.A.
• State Act (Title) : N.A.
• Section : N.A.
• State Rule (Title) : N.A.
• Rule No(s). : N.A.
• Impugned Interim Order (Date) : N.A.
• Impugned Final Order / Decree (Date) : N.A.
• High Court (Name) : N.A.
• Name of Judges : N.A.
• Tribunal / Authority (Name) : N.A.
Nature of the matter : Civil
1.
2. (a) Petitioner / Appellant No.1 : DR.ANIRUDDHA NARAYAN
MALPANI & ORS.
(b) Email I.D. : N.A.
(c) Mobile phone number : N.A.
3. (a) Respondent No.1 : UNION OF INDIA & ORS.
Filed by
[MS.MOHINI PRIYA]
Filed on : 03.12.2022 Advocate for the petitioners
B
SYNOPSIS
autonomy of women;
and expensive;
D
Constitution;
as follows:
incidental thereto.”
oversights of the ART Act is its failure to fully address the rights
of donors, especially egg donors. The Act does not provide for
F
any monetary consideration for the loss of time, loss of job,
would also mean that only the wealthiest can access ARTs
gametes. On the other hand, the use of ARTs need not implicate
for in-vitro fertilisation [IVF] with the woman carrying the baby).
That Section 21(g) of the Act prescribes age limit for couples
conception. If the third party donor eggs are healthy then there
have been frozen prior to the passing of the ART Act. In the
commissioning couples.
hereinbelow:
N
“20. …….A fear of prosecution under this complex
LIST OF DATES
DATES PARTICULARS
O
(CEDAW).
06.08.1986
India’s first scientifically documented IVF baby,
P
Harsha, was born in Mumbai, through the
said sphere.
of The Constitution]
2. Dr R Balakrishnan
R/o. 46/985, Chettupuzha P.O. Manakody,
Thrissur – 680012
Kerala
3. G. Anusha
D/O: Krishnachary,
R/o. 8-56/2, Near Post Office,
Ghatkesar, Ghatkesar, Ghatkesar,
K.V. Rangareddy,
Andhra Pradesh – 501301
7. Renu Jain
W/o Dr. Sharvesh Sharan Joshi,
R/o. E 553/554, Muralipura Scheme,
Sikar Road Jaipur, Amber, Amer,
Jaipur- 302 028
Rajasthan
8. Dr G Kasturi
W/O Jayadev B.
R/o. # 140, 3rd Cross 2ND Stage AGB Layout,
Mahalakshmi Puram, Bangalore,
Mahalakshmipuram Layout, Bangalore
Karnataka, 580088
9. Charudutt Joshi
S/o Sudhakar Joshi,
R/o. J Sectore Gardan Ke Samne,
J/47 L.I.G colony, Indore-452 011
Madhya Pradesh
17. Itishree
D/o Antaryami Nayak,
C/o Antaryami Nayak, Madhabandha,
Sadar, Sambalpur- 768 003
Odisha
18. Dr.Jeyamithra
4
W/o. Anandkumar,
R/o. Plot.No-764, Palanichamy
Illam Aringar Anna Nagar,
M I G Colony, Anna Nagar,
Andarkottaram, Madurai- 625 020
Tamil Nadu
20. Shajila
D/o Samtitus
R/o. 21/31A, Vineyard Hills,
Poovankananvilai Vilavancode,
Kanniyakumari- 629 155
Tamil Nadu
23. Dr Kirti
W/o Divesh Goyal,
R/o. 570, Pujari Ka Mohalla,
Teh. Kotkasim, Harsoli, Harsoli,
Alwar-301403
Rajasthan
35. Dr Manjunath
S/o Swamy C,
R/o. # 38, D Main Road, East End,
Jayanagar 9th Block, Bangalore south,
Bangalore- 560 069
Karnataka
38. Monisha
R/o. Jayanagar, 26,
Pattalamma Temple Rd,
Basavanagudi, Bengaluru,
Karnataka 560004
46. Dr Yogitha
W/o Dr. Sanjay H R,
R/o. #88/2 T Narasipura Main Road,
Kasaba Hobli, Mysore- 570 028
Karnataka
47. Dr.S.K.Sreekumar
S/o Kunju Panocler
R/o. # 401, 7th Main 7th Cross
4th Block Koramangaia, Bangalore
Bangalore-560 034
Karnataka
74. Durai
C/o Narayanan 380,
R/o.1st Floor 15th Street
TNHB Korattur, Ambattur Tiruvallur- 600 080
Tamil Nadu
76. Dr Vasundara
W/o Dr Kunal Kumar,
R/o. 18/29, Thiruvinnagar,
12th Avenue, Ashok Nagar, Chennai– 600083
Tamil nadu
79. Chinmanyie
D/o: Ramakrishna,
R/o. #16/990, 8th Main Road,
Girinagar 2nd Phase,
Near Girinagar Police Station,
Banashankari 3rd Stage, Bangalore South,
Banashankari III Stage, Bangalore– 560085
Karnataka
88. Dr.P.Shanthipriya
D/o Paramanandam,
R/o. 16 Kamalayam Malekarai,
Thiruvarur, Thiruvarur Taluk,
Thiruvarur, Tamil Nadu 610 001
89. Dr Sivakumar C
S/o Chandrasekaran,
R/o. 12, Pillaiyar Kovil Street,
Periyapuliyampatti, Aruppukkottai,
Virudhunagar, Tamil Nadu 626 101
90. Dr.C.Vijayalakshmi
W/o Kiran Kumar
R/o. Flat No-205 Sudarshan Towers
Mini Bypass Road Vanam Thopu
Center Nellore, Nellore Andhrakesan Nagar
Andhra Pradesh 524 004
16
91. Suryaprabha Karri
W/o Karri Srinivasula Reddy,
R/o. H No. 30-6-19, Kummarla Vari Street,
Opp Rotary Club, Tanuku Town,
Tanuku, West Godavari,
Andhra Pradesh 534 211
94. Govindaswamy D
S/o: Devarajan,
R/o. 110/8 Mel Street, Kothur,
Balur Kottur, Gudiyatham,
Vellore, Tamil Nadu – 635808
114. V Meena
W/o V G Srinivasan
R/o. 17-504 Tilak Nagar
Upstairs S V Poly Clinic Nursing Home
Guntakal Anantapur
Andhra Pradesh 515 801
140. Dr Seema
W/o. Ashwin
R/o. R S No. 136, Masurkar Hospital Naka No.1
Yaragatti Road, Gokak, Begaum,
Karnataka-591307
147. Dr.Deepthi
D/o. Surendran C
R/o. 29/563 Sreehari Kannam
Pariyaram West Yakkara
Palakkad – 678001
Kerala
148. Dr. Betty John Ferns
R/o. CIMAR Cochin Hospital,
Bus Stop, 3/515-A, Tippu Sulthan Road,
Thykkavu Jn, Cheranellore PO. Cochin
Kerala
150. Dr N Kathya
W/o: Yedla Harish Kumar
R/o. 8/399 S S Road, Proddatur Proddatur,
Cuddapah Andhra Pradesh – 516360
152. Dr Anu R
D/o: K N Remanan,
R/o.Mullackal, Manganam,
Kottayam, Kerala – 6866018
173. Dr.Maheshwari
D/o. B S Mohan Kumar
R/o. #491 5th Cross Veenesheshanna
Road K R Mohaila ,Mysore
Karnataka-570 024
174. H. Bembem
W/o Palash Biswas
R/o. #150 8th Cross 29th Main
BTM layout 2nd Stage Bangalore South
Bangalore Karnataka 560 076
183. Prakash PK
S/o. Palanethra,
R/o. Isuvanahalli, Doddabele,
Bangalore Rural, Karnataka 562132
184. Raksha R
R/o.Raghunath
No 6 S1 Sneha Apartment 2nd floor,
3rd Cross Road SVG Nagar,
VTC Moodalapalaya. PO: Nagarbhavi,
District: Bengaluru.
Karnataka PIN Code 560072
189 Dr Ramya
W/O: Vinay Shukla,
R/o. House Number - 128/1169,
Y-Block, Kidwai Nagar, Kidwai Nagar,
Kidwai Nagar, Kanpur Nagar, Kanpur,
Uttar Pradesh- 208011
197. Sudhakar
S/o Cholan,
R/o. L37/4 TNHB Colony,
Central Avenue, Korattur,
Korattur Tiruvallur,
Tamil Nadu 600 080
201. Dr Srinivas MS
S/O: Shivalingaiah
R/o. # 555 Sadhne 26th Main
Nandini Layout Bangalore North
Nandinilayout Bengaluru
Karnataka – 560096
204. Karan
R/o. Jayanagar, 26,
Pattalamma Temple Rd,
Basavanagudi, Bengaluru,
Karnataka 560004
208. Kirana T
W/o Harinath
R/o. B Flat No 303
Feel Well Towers Khaleelwadi
Khaleelwadi Near Bus Stand
Nizamabad Gajulpet
34
Nizamabad Telangana 503 001
//Versus//
1. Union of India
Ansari Nagar,
To
The Hon'ble Chief Justice of India
And his other companion Judges
Of the Hon'ble Supreme Court of India
and reputation.
under.
Article 12:
lactation.
39
Article 16 (1)(d): The same rights and
115.
Mumbai.
(CEDAW).
40
8. The Committee on Economic, Social and Cultural Rights
vocations.”
“47. Duty of the State to raise the level of nutrition and the
injurious to health.”
42
15. Egg donation issues: Egg and embryo donation has been
practice.
Australia
United
Country India South Africa Canada
Kingdom
(Victoria)
Reimburse
Medical
ments
expenses Reasonable Reasonab
Payment to Reasonable include for
and medical le
the donor expenses travel and
insurance expenses. expenses
counselling
coverage.
.
Male
between
Age of 21-55
Not At least 18 Not Not
commissio
specified years of age specified. specified.
ning party Female
between
21-50
Only one Donated
donation gametes
Not more
for an egg Not more cannot be
than six
Restrictions donor than 10 Not used to
births using
on donors (with up families per specified. produce
donor
to 7 eggs donor. more than
gametes.
retrieved) 10
. families.
48
22. In 2005, the ICMR and NAMS issued the National
guidelines of ICMR.
or incidental thereto.
07.06.2022.
BEST PRACTICES:
implementation.
infertility.
donations.
54
E. Because the provisions under challenge have been
OOCYTE DONATIONS:
reproduced hereinbelow:
inclusive;
and
be prescribed.
couple.
commissioning couple.
information.
the Constitution.
of the Constitution.
62
N. Because furthermore, even with the lowest of
quoted hereinbelow:
OOCYTE DONORS:
hereinbelow:
reproductive technology;
technology relates.
and
scrutiny.
Board.
procedure.”
follows:
patient.
Constitution.
A DONOR BANK:
be prescribed;
is reproduced hereinbelow
clinics, namely:-
82
EE. (i) Level 1 ART Clinics, where only intrauterine
of treatment;
body;
system of a woman;
research.
donor;
both;
COUPLES:
couple" as follows:
paragraphs.
techniques.
MM. BECAUSE the ART Act fixes the minimum age for a
to be recognized.
social relationships."
UNJUSTIFIED:
fine which shall not be less than ten lakh rupees but
practitioners.
quoted hereinbelow:
observed that:
programmes.”
abortions.”
of the Petitioners.
time of arguments
28. The Petitioners have not filed any other similar writ
PRAYERS:
unconstitutional;
the process;
101
E) In the alternative, Issue an appropriate writ,
ART services.
disorder;
102
I) Issue an appropriate writ, direction or order to direct
(MOHINI PRIYA)
ADVOCATE FOR THE PETITIONER
VERSUS
AFFIDAVIT
I, Aniruddha Narayan Malpani, S/o. Narayan Malpani age about
61 years Rio. Flat No. 604, Jamuna Sagar, 6th Floor, Shahid
Bhagat Singh Road, Colaba Bus Station, Colaba, Murnbai-400005
(Maharashtra) presently at Mumbai do hereby solemnly affirm
and declare as follows:
W-A..CJv-i~~\
DEPON EN T
VERiflCATION :
I, the deponent above named do hereby verify that the contents
of the above affidavit are true to my knowledge, no part of it is
false and nothing material :t:tas been concealed therefrom.
.. ,.~ii , \ .
Verified at ~'-l. i; on this day of November, 2022.
i hi
° ' M ~ ~ ~·
DEPON EN T
aE O~f,~
__.;,..,_.iJU..,1~~~100
_ _ _OTARY JlJ~ \ \\ \,ryz_
Government of lnd'ra
M~m~ai & Thane Dist
. 2 4 NOV 2021/.
Adopted and opened for signature, ratification and accession by General Assembly
resolution 34/180 of 18 December 1979
Noting that the Charter of the United Nations reaffirms faith in fundamental human rights, in the
dignity and worth of the human person and in the equal rights of men and women,
Noting that the Universal Declaration of Human Rights affirms the principle of the inadmissibility of
discrimination and proclaims that all human beings are born free and equal in dignity and rights and
that everyone is entitled to all the rights and freedoms set forth therein, without distinction of any
kind, including distinction based on sex,
Noting that the States Parties to the International Covenants on Human Rights have the obligation to
ensure the equal rights of men and women to enjoy all economic, social, cultural, civil and political
rights,
Considering the international conventions concluded under the auspices of the United Nations and the
specialized agencies promoting equality of rights of men and women,
Noting also the resolutions, declarations and recommendations adopted by the United Nations and the
specialized agencies promoting equality of rights of men and women,
Concerned, however, that despite these various instruments extensive discrimination against women
continues to exist,
Recalling that discrimination against women violates the principles of equality of rights and respect for
human dignity, is an obstacle to the participation of women, on equal terms with men, in the political,
social, economic and cultural life of their countries, hampers the growth of the prosperity of society
and the family and makes more difficult the full development of the potentialities of women in the
service of their countries and of humanity,
Concerned that in situations of poverty women have the least access to food, health, education,
training and opportunities for employment and other needs,
Convinced that the establishment of the new international economic order based on equity and justice
will contribute significantly towards the promotion of equality between men and women,
Emphasizing that the eradication of apartheid, all forms of racism, racial discrimination, colonialism,
neo-colonialism, aggression, foreign occupation and domination and interference in the internal affairs
of States is essential to the full enjoyment of the rights of men and women,
Affirming that the strengthening of international peace and security, the relaxation of international
tension, mutual co-operation among all States irrespective of their social and economic systems,
general and complete disarmament, in particular nuclear disarmament under strict and effective
international control, the affirmation of the principles of justice, equality and mutual benefit in relations
among countries and the realization of the right of peoples under alien and colonial domination and
foreign occupation to self-determination and independence, as well as respect for national sovereignty
and territorial integrity, will promote social progress and development and as a consequence will
contribute to the attainment of full equality between men and women,
Convinced that the full and complete development of a country, the welfare of the world and the cause
of peace require the maximum participation of women on equal terms with men in all fields,
2
107
Bearing in mind the great contribution of women to the welfare of the family and to the development
of society, so far not fully recognized, the social significance of maternity and the role of both parents
in the family and in the upbringing of children, and aware that the role of women in procreation should
not be a basis for discrimination but that the upbringing of children requires a sharing of responsibility
between men and women and society as a whole,
Aware that a change in the traditional role of men as well as the role of women in society and in the
family is needed to achieve full equality between men and women,
Determined to implement the principles set forth in the Declaration on the Elimination of
Discrimination against Women and, for that purpose, to adopt the measures required for the
elimination of such discrimination in all its forms and manifestations,
PART I
Article 1
For the purposes of the present Convention, the term "discrimination against women" shall mean any
distinction, exclusion or restriction made on the basis of sex which has the effect or purpose of
impairing or nullifying the recognition, enjoyment or exercise by women, irrespective of their marital
status, on a basis of equality of men and women, of human rights and fundamental freedoms in the
political, economic, social, cultural, civil or any other field.
Article 2
States Parties condemn discrimination against women in all its forms, agree to pursue by all
appropriate means and without delay a policy of eliminating discrimination against women and, to this
end, undertake:
(a) To embody the principle of the equality of men and women in their national constitutions or other
appropriate legislation if not yet incorporated therein and to ensure, through law and other appropriate
means, the practical realization of this principle;
(b) To adopt appropriate legislative and other measures, including sanctions where appropriate,
prohibiting all discrimination against women; (c) To establish legal protection of the rights of women
on an equal basis with men and to ensure through competent national tribunals and other public
institutions the effective protection of women against any act of discrimination;
(d) To refrain from engaging in any act or practice of discrimination against women and to ensure that
public authorities and institutions shall act in conformity with this obligation;
(e) To take all appropriate measures to eliminate discrimination against women by any person,
organization or enterprise;
(f) To take all appropriate measures, including legislation, to modify or abolish existing laws,
regulations, customs and practices which constitute discrimination against women;
(g) To repeal all national penal provisions which constitute discrimination against women.
Article 3
States Parties shall take in all fields, in particular in the political, social, economic and cultural fields, all
appropriate measures, including legislation, to en sure the full development and advancement of
women , for the purpose of guaranteeing them the exercise and enjoyment of human rights and
fundamental freedoms on a basis of equality with men.
Article 4
3
108
1. Adoption by States Parties of temporary special measures aimed at accelerating de facto equality
between men and women shall not be considered discrimination as defined in the present Convention,
but shall in no way entail as a consequence the maintenance of unequal or separate standards; these
measures shall be discontinued when the objectives of equality of opportunity and treatment have
been achieved.
2. Adoption by States Parties of special measures, including those measures contained in the present
Convention, aimed at protecting maternity shall not be considered discriminatory.
Article 5
(a) To modify the social and cultural patterns of conduct of men and women, with a view to achieving
the elimination of prejudices and customary and all other practices which are based on the idea of the
inferiority or the superiority of either of the sexes or on stereotyped roles for men and women;
(b) To ensure that family education includes a proper understanding of maternity as a social function
and the recognition of the common responsibility of men and women in the upbringing and
development of their children, it being understood that the interest of the children is the primordial
consideration in all cases.
Article 6
States Parties shall take all appropriate measures, including legislation, to suppress all forms of traffic
in women and exploitation of prostitution of women.
PART II
Article 7
States Parties shall take all appropriate measures to eliminate discrimination against women in the
political and public life of the country and, in particular, shall ensure to women, on equal terms with
men, the right:
(a) To vote in all elections and public referenda and to be eligible for election to all publicly elected
bodies;
(b) To participate in the formulation of government policy and the implementation thereof and to hold
public office and perform all public functions at all levels of government;
(c) To participate in non-governmental organizations and associations concerned with the public and
political life of the country.
Article 8
States Parties shall take all appropriate measures to ensure to women, on equal terms with men and
without any discrimination, the opportunity to represent their Governments at the international level
and to participate in the work of international organizations.
Article 9
1. States Parties shall grant women equal rights with men to acquire, change or retain their
nationality. They shall ensure in particular that neither marriage to an alien nor change of nationality
by the husband during marriage shall automatically change the nationality of the wife, render her
stateless or force upon her the nationality of the husband. 2. States Parties shall grant women equal
rights with men with respect to the nationality of their children.
4
109
PART III
Article 10
States Parties shall take all appropriate measures to eliminate discrimination against women in order
to ensure to them equal rights with men in the field of education and in particular to ensure, on a basis
of equality of men and women:
(a) The same conditions for career and vocational guidance, for access to studies and for the
achievement of diplomas in educational establishments of all categories in rural as well as in urban
areas; this equality shall be ensured in pre-school, general, technical, professional and higher technical
education, as well as in all types of vocational training;
(b) Access to the same curricula, the same examinations, teaching staff with qualifications of the same
standard and school premises and equipment of the same quality;
(c) The elimination of any stereotyped concept of the roles of men and women at all levels and in all
forms of education by encouraging coeducation and other types of education which will help to achieve
this aim and, in particular, by the revision of textbooks and school programmes and the adaptation of
teaching methods;
(d ) The same opportunities to benefit from scholarships and other study grants;
(e) The same opportunities for access to programmes of continuing education, including adult and
functional literacy programmes, particulary those aimed at reducing, at the earliest possible time, any
gap in education existing between men and women;
(f) The reduction of female student drop-out rates and the organization of programmes for girls and
women who have left school prematurely;
(g) The same Opportunities to participate actively in sports and physical education;
(h) Access to specific educational information to help to ensure the health and well-being of families,
including information and advice on family planning.
Article 11
1. States Parties shall take all appropriate measures to eliminate discrimination against women in the
field of employment in order to ensure, on a basis of equality of men and women, the same rights, in
particular:
(b) The right to the same employment opportunities, including the application of the same criteria for
selection in matters of employment;
(c) The right to free choice of profession and employment, the right to promotion, job security and all
benefits and conditions of service and the right to receive vocational training and retraining, including
apprenticeships, advanced vocational training and recurrent training;
(d) The right to equal remuneration, including benefits, and to equal treatment in respect of work of
equal value, as well as equality of treatment in the evaluation of the quality of work;
(e) The right to social security, particularly in cases of retirement, unemployment, sickness, invalidity
and old age and other incapacity to work, as well as the right to paid leave;
(f) The right to protection of health and to safety in working conditions, including the safeguarding of
the function of reproduction.
5
110
2. In order to prevent discrimination against women on the grounds of marriage or maternity and to
ensure their effective right to work, States Parties shall take appropriate measures:
(a) To prohibit, subject to the imposition of sanctions, dismissal on the grounds of pregnancy or of
maternity leave and discrimination in dismissals on the basis of marital status;
(b) To introduce maternity leave with pay or with comparable social benefits without loss of former
employment, seniority or social allowances;
(c) To encourage the provision of the necessary supporting social services to enable parents to
combine family obligations with work responsibilities and participation in public life, in particular
through promoting the establishment and development of a network of child-care facilities;
(d) To provide special protection to women during pregnancy in types of work proved to be harmful to
them.
3. Protective legislation relating to matters covered in this article shall be reviewed periodically in the
light of scientific and technological knowledge and shall be revised, repealed or extended as necessary.
Article 12
1. States Parties shall take all appropriate measures to eliminate discrimination against women in the
field of health care in order to ensure, on a basis of equality of men and women, access to health care
services, including those related to family planning.
2. Notwithstanding the provisions of paragraph I of this article, States Parties shall ensure to women
appropriate services in connection with pregnancy, confinement and the post-natal period, granting
free services where necessary, as well as adequate nutrition during pregnancy and lactation.
Article 13
States Parties shall take all appropriate measures to eliminate discrimination against women in other
areas of economic and social life in order to ensure, on a basis of equality of men and women, the
same rights, in particular:
(b) The right to bank loans, mortgages and other forms of financial credit;
(c) The right to participate in recreational activities, sports and all aspects of cultural life.
Article 14
1. States Parties shall take into account the particular problems faced by rural women and the
significant roles which rural women play in the economic survival of their families, including their work
in the non-monetized sectors of the economy, and shall take all appropriate measures to ensure the
application of the provisions of the present Convention to women in rural areas.
2. States Parties shall take all appropriate measures to eliminate discrimination against women in rural
areas in order to ensure, on a basis of equality of men and women, that they participate in and benefit
from rural development and, in particular, shall ensure to such women the right:
(a) To participate in the elaboration and implementation of development planning at all levels;
(b) To have access to adequate health care facilities, including information, counselling and services in
family planning;
(d) To obtain all types of training and education, formal and non-formal, including that relating to
functional literacy, as well as, inter alia, the benefit of all community and extension services, in order
to increase their technical proficiency;
(e) To organize self-help groups and co-operatives in order to obtain equal access to economic
opportunities through employment or self employment;
(g) To have access to agricultural credit and loans, marketing facilities, appropriate technology and
equal treatment in land and agrarian reform as well as in land resettlement schemes;
(h) To enjoy adequate living conditions, particularly in relation to housing, sanitation, electricity and
water supply, transport and communications.
PART IV
Article 15
1. States Parties shall accord to women equality with men before the law.
2. States Parties shall accord to women, in civil matters, a legal capacity identical to that of men and
the same opportunities to exercise that capacity. In particular, they shall give women equal rights to
conclude contracts and to administer property and shall treat them equally in all stages of procedure in
courts and tribunals.
3. States Parties agree that all contracts and all other private instruments of any kind with a legal
effect which is directed at restricting the legal capacity of women shall be deemed null and void.
4. States Parties shall accord to men and women the same rights with regard to the law relating to the
movement of persons and the freedom to choose their residence and domicile.
Article 16
1. States Parties shall take all appropriate measures to eliminate discrimination against women in all
matters relating to marriage and family relations and in particular shall ensure, on a basis of equality
of men and women:
(b) The same right freely to choose a spouse and to enter into marriage only with their free and full
consent;
(c) The same rights and responsibilities during marriage and at its dissolution;
(d) The same rights and responsibilities as parents, irrespective of their marital status, in matters
relating to their children; in all cases the interests of the children shall be paramount;
(e) The same rights to decide freely and responsibly on the number and spacing of their children and
to have access to the information, education and means to enable them to exercise these rights;
(f) The same rights and responsibilities with regard to guardianship, wardship, trusteeship and
adoption of children, or similar institutions where these concepts exist in national legislation; in all
cases the interests of the children shall be paramount;
(g) The same personal rights as husband and wife, including the right to choose a family name, a
profession and an occupation;
7
112
(h) The same rights for both spouses in respect of the ownership, acquisition, management,
administration, enjoyment and disposition of property, whether free of charge or for a valuable
consideration.
2. The betrothal and the marriage of a child shall have no legal effect, and all necessary action,
including legislation, shall be taken to specify a minimum age for marriage and to make the
registration of marriages in an official registry compulsory.
PART V
Article 17
1. For the purpose of considering the progress made in the implementation of the present Convention,
there shall be established a Committee on the Elimination of Discrimination against Women
(hereinafter referred to as the Committee) consisting, at the time of entry into force of the Convention,
of eighteen and, after ratification of or accession to the Convention by the thirty-fifth State Party, of
twenty-three experts of high moral standing and competence in the field covered by the Convention.
The experts shall be elected by States Parties from among their nationals and shall serve in their
personal capacity, consideration being given to equitable geographical distribution and to the
representation of the different forms of civilization as well as the principal legal systems.
2. The members of the Committee shall be elected by secret ballot from a list of persons nominated by
States Parties. Each State Party may nominate one person from among its own nationals.
3. The initial election shall be held six months after the date of the entry into force of the present
Convention. At least three months before the date of each election the Secretary-General of the United
Nations shall address a letter to the States Parties inviting them to submit their nominations within two
months. The Secretary-General shall prepare a list in alphabetical order of all persons thus nominated,
indicating the States Parties which have nominated them, and shall submit it to the States Parties.
4. Elections of the members of the Committee shall be held at a meeting of States Parties convened by
the Secretary-General at United Nations Headquarters. At that meeting, for which two thirds of the
States Parties shall constitute a quorum, the persons elected to the Committee shall be those
nominees who obtain the largest number of votes and an absolute majority of the votes of the
representatives of States Parties present and voting.
5. The members of the Committee shall be elected for a term of four years. However, the terms of
nine of the members elected at the first election shall expire at the end of two years; immediately after
the first election the names of these nine members shall be chosen by lot by the Chairman of the
Committee.
6. The election of the five additional members of the Committee shall be held in accordance with the
provisions of paragraphs 2, 3 and 4 of this article, following the thirty-fifth ratification or accession.
The terms of two of the additional members elected on this occasion shall expire at the end of two
years, the names of these two members having been chosen by lot by the Chairman of the Committee.
7. For the filling of casual vacancies, the State Party whose expert has ceased to function as a member
of the Committee shall appoint another expert from among its nationals, subject to the approval of the
Committee.
8. The members of the Committee shall, with the approval of the General Assembly, receive
emoluments from United Nations resources on such terms and conditions as the Assembly may decide,
having regard to the importance of the Committee's responsibilities.
9. The Secretary-General of the United Nations shall provide the necessary staff and facilities for the
effective performance of the functions of the Committee under the present Convention.
8
113
Article 18
1. States Parties undertake to submit to the Secretary-General of the United Nations, for consideration
by the Committee, a report on the legislative, judicial, administrative or other measures which they
have adopted to give effect to the provisions of the present Convention and on the progress made in
this respect:
(a) Within one year after the entry into force for the State concerned;
(b) Thereafter at least every four years and further whenever the Committee so requests.
2. Reports may indicate factors and difficulties affecting the degree of fulfilment of obligations under
the present Convention.
Article 19
1. The Committee shall adopt its own rules of procedure. 2. The Committee shall elect its officers for a
term of two years.
Article 20
1. The Committee shall normally meet for a period of not more than two weeks annually in order to
consider the reports submitted in accordance with article 18 of the present Convention.
2. The meetings of the Committee shall normally be held at United Nations Headquarters or at any
other convenient place as determined by the Committee.
Article 21
1. The Committee shall, through the Economic and Social Council, report annually to the General
Assembly of the United Nations on its activities and may make suggestions and general
recommendations based on the examination of reports and information received from the States
Parties. Such suggestions and general recommendations shall be included in the report of the
Committee together with comments, if any, from States Parties.
2. The Secretary-General of the United Nations shall transmit the reports of the Committee to the
Commission on the Status of Women for its information.
Article 22
The specialized agencies shall be entitled to be represented at the consideration of the implementation
of such provisions of the present Convention as fall within the scope of their activities. The Committee
may invite the specialized agencies to submit reports on the implementation of the Convention in areas
falling within the scope of their activities.
PART VI
Article 23
Nothing in the present Convention shall affect any provisions that are more conducive to the
achievement of equality between men and women which may be contained:
(b) In any other international convention, treaty or agreement in force for that State.
Article 24
9
114
States Parties undertake to adopt all necessary measures at the national level aimed at achieving the
full realization of the rights recognized in the present Convention.
Article 25
2. The Secretary-General of the United Nations is designated as the depositary of the present
Convention.
3. The present Convention is subject to ratification. Instruments of ratification shall be deposited with
the Secretary-General of the United Nations.
4. The present Convention shall be open to accession by all States. Accession shall be effected by the
deposit of an instrument of accession with the Secretary-General of the United Nations.
Article 26
1. A request for the revision of the present Convention may be made at any time by any State Party by
means of a notification in writing addressed to the Secretary-General of the United Nations.
2. The General Assembly of the United Nations shall decide upon the steps, if any, to be taken in
respect of such a request.
Article 27
1. The present Convention shall enter into force on the thirtieth day after the date of deposit with the
Secretary-General of the United Nations of the twentieth instrument of ratification or accession.
2. For each State ratifying the present Convention or acceding to it after the deposit of the twentieth
instrument of ratification or accession, the Convention shall enter into force on the thirtieth day after
the date of the deposit of its own instrument of ratification or accession.
Article 28
1. The Secretary-General of the United Nations shall receive and circulate to all States the text of
reservations made by States at the time of ratification or accession.
2. A reservation incompatible with the object and purpose of the present Convention shall not be
permitted.
3. Reservations may be withdrawn at any time by notification to this effect addressed to the Secretary-
General of the United Nations, who shall then inform all States thereof. Such notification shall take
effect on the date on which it is received.
Article 29
1. Any dispute between two or more States Parties concerning the interpretation or application of the
present Convention which is not settled by negotiation shall, at the request of one of them, be
submitted to arbitration. If within six months from the date of the request for arbitration the parties
are unable to agree on the organization of the arbitration, any one of those parties may refer the
dispute to the International Court of Justice by request in conformity with the Statute of the Court.
2. Each State Party may at the time of signature or ratification of the present Convention or accession
thereto declare that it does not consider itself bound by paragraph I of this article. The other States
Parties shall not be bound by that paragraph with respect to any State Party which has made such a
reservation.
10
115
3. Any State Party which has made a reservation in accordance with paragraph 2 of this article may at
any time withdraw that reservation by notification to the Secretary-General of the United Nations.
Article 30
The present Convention, the Arabic, Chinese, English, French, Russian and Spanish texts of which are
equally authentic, shall be deposited with the Secretary-General of the United Nations. IN WITNESS
WHEREOF the undersigned, duly authorized, have signed the present Convention.
//true copy//
Annexure P/2 116
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ESHRE PAGES
*Correspondence address. Faculdade de Medicina da Universidade de Lisboa, Avenida Professor Egas Moniz, 1649-028 Lisboa, Portugal.
Tel: +351217805180; E-mail: [email protected] https://orcid.org/0000-0003-2941-113X
Submitted on October 14, 2019; resubmitted on October 14, 2019; editorial decision on November 9, 2019
STUDY QUESTION: How are ART and IUI regulated, funded and registered in European countries?
SUMMARY ANSWER: Of the 43 countries performing ART and IUI in Europe, and participating in the survey, specific legislation exists in
only 39 countries, public funding (also available in the 39 countries) varies across and sometimes within countries and national registries are in
place in 31 countries.
WHAT IS KNOWN ALREADY: Some information devoted to particular aspects of accessibility to ART and IUI is available, but most is
fragmentary or out-dated. Annual reports from the European IVF-Monitoring (EIM) Consortium for ESHRE clearly mirror different approaches
in European countries regarding accessibility to and efficacy of those techniques.
STUDY DESIGN, SIZE, DURATION: A survey was designed using the online SurveyMonkey tool consisting of 55 questions concerning
three domains—legal, funding and registry. Answers refer to the countries’ situation on 31 December 2018.
PARTICIPANTS/MATERIALS, SETTINGS, METHODS: All members of EIM plus representatives of countries not yet members of the
Consortium were invited to participate. Answers received were checked, and initial responders were asked to address unclear answers and
to provide any additional information they considered important. Tables of individual countries resulting from the consolidated data were then
sent to members of the Committee of National Representatives of ESHRE, asking for a second check. Conflicting information was clarified by
direct contact.
MAIN RESULTS AND THE ROLE OF CHANCE: Information was received from 43 out of the 44 European countries where ART and
IUI are performed. Thirty-nine countries reported specific legislation on ART, and artificial insemination was considered an ART technique in
35 of them. Accessibility is limited to infertile couples in 11 of the 43 countries. A total of 30 countries offer treatments to single women and
18 to female couples. In five countries ART and IUI are permitted for treatment of all patient groups, being infertile couples, single women
and same sex couples, male and female. Use of donated sperm is allowed in 41 countries, egg donation in 38, the simultaneous donation of
sperm and egg in 32 and embryo donation in 29. Preimplantation genetic testing (PGT) for monogenic disorders or structural rearrangements
is not allowed in two countries, and PGT for aneuploidy is not allowed in 11; surrogacy is accepted in 16 countries. With the exception of
marital/sexual situation, female age is the most frequently reported limiting criteria for legal access to ART—minimal age is usually set at
.
© The Author(s) 2020. Published by Oxford University Press on behalf of the European Society . of Human Reproduction and Embryology.
.
. Non-Commercial License (http://creativecommons.org/licenses/by-nc/4.0/), which per-
This is an Open Access article distributed under the terms of the Creative Commons Attribution
.
mits non-commercial re-use, distribution, and reproduction in any medium, provided the original work is properly cited. For commercial re-use, please contact [email protected]
2 Calhaz-Jorge et al.118
18 years and maximum ranging from 45 to 51 years with some countries not using numeric definition. Male maximum age is set in very few
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countries. Where permitted, age is frequently a limiting criterion for third-party donors (male maximum age 35 to 55 years; female maximum
age 34 to 38 years). Other legal constraints in third-party donation are the number of children born from the same donor (in some countries,
number of families with children from the same donor) and, in 10 countries, a maximum number of egg donations. How countries deal with the
anonymity is diverse—strict anonymity, anonymity just for the recipients (not for children when reaching legal adulthood age), mixed system
(anonymous and non-anonymous donations) and strict non-anonymity.
Public funding systems are extremely variable. Four countries provide no financial assistance to patients. Limits to the provision of funding
are defined in all the others i.e. age (female maximum age is the most used), existence of previous children, maximum number of treatments
publicly supported and techniques not entitled for funding. In a few countries, reimbursement is linked to a clinical policy. The definition of the
type of expenses covered within an IVF/ICSI cycle, up to what limit and the proportion of out-of-pocket costs for patients is also extremely
dissimilar.
National registries of ART and IUI are in place in 31 out of the 43 countries contributing to the survey, and a registry of donors exists in 18 of
them.
LIMITATIONS, REASONS FOR CAUTION: The responses were provided by well-informed and committed individuals and submitted to
double checking. Since no formal validation was in place, possible inaccuracies cannot be excluded. Also, results are a cross section in time and
ART and IUI legislations within European countries undergo continuous evolution. Finally, several domains of ART activity were deliberately
left out of the scope of this ESHRE survey.
WIDER IMPLICATIONS OF THE FINDINGS: Results of this survey offer a detailed view of the ART and IUI situation in European
countries. It provides updated and extensive answers to many relevant questions related to ART usage at national level and could be used by
institutions and policymakers in planning services at both national and European levels.
STUDY FUNDING/COMPETING INTEREST(S): The study has no external funding, and all costs were covered by ESHRE. There were
no competing interests.
ESHRE Pages are not externally peer reviewed. This article has been approved by the Executive Committee of ESHRE.
Key words: ART / IVF / ICSI / IUI / gamete donation / embryo donation / surrogacy / legislation / public funding / European
registries
.
Introduction .
.
and IUI activity have been published that mirror the huge diversity
. of the use of these therapeutic techniques in Europe. In spite of the
.
IVF started more than 40 years ago, and it is estimated that more . well-accomplished International Federation of Fertility Societies (IFFS)
.
than 8 million human beings resulted from ART techniques so far. . Surveillance that was made public some years ago (IFFS, 2016), a
.
It started as a therapeutic treatment for infertile couples with irre- . detailed survey was organized under the umbrella of the EIM with the
.
.
versible tubal factor and expanded to infertility situations caused by . aim to fill the relevant recognized gaps and update the information on
.
other factors (and even to unexplained infertility) and to cases of . these topics.
.
impairment of a person’s capacity to reproduce (single women, same . The present paper provides a global picture of the legislation, regu-
.
sex couples). Owing to many political, social and sensitive ethical . lations, public funding and registry systems on ART and IUI in Europe
.
issues related to ART and IUI practice, it is not unexpected that .
. on 31 December 2018.
.
different societies have adhered to these techniques from many diverse .
.
perspectives. .
Many factors have been studied and accepted as contributing to
.
. Materials and Methods
.
those very important differences among countries. Some are related . Relevant questions were defined by the Steering Committee of EIM. A
.
.
to financial issues, for example affordability, treatment costs and out- . survey was then designed using the online SurveyMonkey tool including
.
of-pocket payment by users. Others refer to cultural and belief dimen- . a total of 55 questions divided into three domains—legal frame, funding
.
sions (i.e. level of acceptance by the society, customary law and . frame and registry. All members of EIM (plus representatives of coun-
.
religious pattern of the community). Finally, individual decisions and . tries not yet members of the Consortium) were invited to participate.
.
professional options (postponement of reproductive desire, fertility .
. The survey was performed in two steps, ending with referring to the
.
preservation) are not equally valued in every society. Several publica- . countries’ situation on 31 December 2018.
.
tions have already approached many of the issues in this complex field . Answers were transposed to an Excel file and checked. Initial respon-
.
(Adamson, 2009; Balbo et al., 2013; Präg and Mills, 2017). . ders were asked to clarify doubtful points and to provide any additional
.
In 1999, the European IVF Monitoring (EIM) Consortium was estab- . information they considered important. Tables of individual countries
.
.
lished by ESHRE with the mission to organize an IVF data collection . resulting from the consolidated data were sent to members of the
.
programme for Europe. In 2002, IUI data started to be collected as . Committee of National Representatives (CNR) of ESHRE, asking for
.
well. Over the years, the Consortium included representatives of an . a second check. The rationale was to do external auditing since, with
.
increasing number of European countries, reaching a total of 43 at . a few exceptions, members of the CNR are not members of EIM.
.
present (De Geyter et al., 2018). So far, 18 annual reports on ART .
. Conflicting information was clarified by direct contact.
ART and IUI regulation, funds and registers in Europe, 2018 119
3
.
Results . also a legal limit in 18 countries, ranging from 45 years in Denmark
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.
. and Belgium (in the latter, this limit applies to oocyte retrievals while
Information was received from 43 out of the 44 European countries .
. embryo replacement and insemination are allowed up to 47 years)
in which ART and IUI is performed (Azerbaijan missing). Bosnia and .
. to 51 in Bulgaria. In Austria, ‘natural cycle available’ is an undefined
.
Herzegovina consist of two individual political entities—Federation . criterion for a maximum age. Male maximum age is legally set in
.
of Bosnia and Herzegovina, and Republika Srpska. Their answers are .
. Portugal (60 years) and is recommended in Finland (60 years) and
presented separately when appropriate. Occasionally countries could .
. Sweden (56 years). According to Swiss regulations, ‘the potential father
not provide complete responses to all queries. .
. should be able to be alive until the child is 18 years-old’. A particular
.
. case is France where no definition of numerical age limits exists, and it
.
Legal framework . is the responsibility of the centres to define in practice the legal concept
.
Most countries referred to having specific legislation on ART. Excep- . of ‘normal reproductive age’. Other potential legal/regulatory limi-
.
.
tions were Albania, Bosnia and Herzegovina (Federation), Ireland, . tations were explored—maximum BMI, female active smoking, male
.
Romania and Ukraine. . active smoking and previous children of the couple/woman. None of
.
Accessibility is legally restricted to heterosexual couples in 11 coun- . these potential legal/regulatory limitations was reported to be a legal
.
tries—Albania, Bosnia and Herzegovina, Czech Republic, France, Italy, . constraint for access to ART. In Lithuania, ART is not permitted if the
.
Lithuania, Poland, Slovakia, Slovenia, Switzerland and Turkey. In five, . patients have medical contraindications listed in the specific ART law.
.
ART and IUI techniques are also permitted for single women and . In Germany, ART is not reimbursed for individuals after sterilisation,
.
.
same sex couples. Most countries are somewhere between these two . such as vasectomy and tubal ligation.
.
extremes with a total of 30 offering treatments to single women and .
.
18 to female couples. . Legal limits in third-party donations
.
Use of donated sperm in ART and IUI is allowed in the majority . Sperm donation is limited to men over 18 years in 16 out of the
.
of countries except Bosnia and Herzegovina and Turkey. However, .
. 41 countries where the donation is permitted (Table III). No minimal
participants from Croatia and Montenegro stated that no local donors .
. age is defined in other countries where the procedure is allowed. A
.
are available in their countries and in Croatia sperm may be imported . maximum male age for donors is established in 21 countries, ranging
.
from abroad. Egg donation is not permitted in Bosnia and Herzegovina, . from 35 years old in Hungary, Kazakhstan, Russia and Slovakia to
.
Germany, Norway, Switzerland and Turkey. Although accepted in . 55 years old in Slovenia. The most common maximum age is 40 years
.
Croatia, Ireland, Italy and Montenegro, no local donations are per- . old. Some limitations in the number of infants originating from the
.
formed. The simultaneous donation of sperm and egg is not permitted .
. same donor are in place in 30 countries, although in five of them
in the countries where egg donation is forbidden and also in Armenia, .
. it is just a recommendation and not a legal obligation. This number
.
Croatia, France, Montenegro, Slovenia and Sweden. Embryo donation . ranges from 1 in Cyprus to 25 in The Netherlands. In 7 out of the
.
is not allowed in 14 countries (Austria, Armenia, Belarus, Bosnia and . 30 countries (Belgium, Denmark, Finland, Portugal, Slovenia, Sweden
.
Herzegovina, Bulgaria, Denmark, Iceland, Italy, Kazakhstan, Norway, . and UK), there is a maximal number of families/women that may have
.
Slovenia, Sweden, Switzerland and Turkey). Information on individual .
. children resulting from the same donor (ranging from two for Slovenia
countries is shown in Table I. .
. to 12 for Denmark).
.
Countries also differ with regards to some particular techniques . Egg donors must be over 18 years old in 15 out of the 36 countries
.
(Supplementary Table SI). It is the case for preimplantation genetic . where the donation is performed. A maximum age for donors is
.
testing (PGT) for monogenic disorders/chromosome structural rear- . established in 25 countries, ranging from 34 years in Serbia to 38 years
.
rangements (PGT-M/SR; formerly PGD), which is allowed in all coun- . in France, with the vast majority of countries setting the limit at
.
tries except Bosnia and Herzegovina and Malta. PGT for aneuploidies .
. 35 years. Bulgaria and Denmark are less restrictive about the donor’s
(PGT-A; formerly preimplantation genetic screening) is not permit- .
. maximum age if the donors/relatives are known to one another. In
.
ted in Bosnia and Herzegovina and Malta, as well as in Denmark, . Belarus, Bulgaria, Hungary and Ukraine, egg donors must have at least
.
France, Germany, Hungary, Lithuania, Norway, Slovenia, Sweden and . one child. This condition is considered desirable but not mandatory in
.
The Netherlands. Surrogacy is allowed in Albania, Armenia, Belarus, . the selection of egg donors in Romania and Sweden. The maximum
.
Belgium, Cyprus, Czech Republic, Georgia, Greece, Kazakhstan, Mace- . number of donations is specified in 10 countries—from one (two in
.
donia, Romania, Russia, The Netherlands, UK and Ukraine. .
. rare exceptions) in Slovenia to 20 in Belarus; most common numbers
Embryo sex selection (outside PGT-M for sex-linked diseases) is not .
. are between four and six. A maximum number of infants originating
.
allowed in any of the 43 countries. . from the same donor is defined in 25 countries, although in 3 of them it
.
IUI is considered an ART technique under the national legislation of . is just a recommendation and not a legal requirement. This value ranges
.
35 countries. Additional information will be presented in an individual . from 2 in Montenegro to 10 in France, Greece, Kazakhstan and Italy. In
.
subsection. .
. 6 out of the 25 countries (Belgium, Finland, Serbia, Slovenia, Sweden
.
. and UK), there is a maximal number of families/women that may have
Legal limits for ART access .
. children resulting from the same egg donor (ranging from one for Serbia
.
Marital status and sexual orientation are often seen as limitations for . to 10 for UK).
.
ART. However, 34 out of the 43 countries have also legal age limits .
.
for candidates to ART (Table II). In 21, males and females must be . The anonymity issue
.
above 18 years. Belgium, Kazakhstan and Malta define a minimal female . The issue of anonymity is addressed in very diverse ways across Europe
.
age but have no such limitation for males. Maximum female age is . (Supplementary Table SII). As regards gamete donation, four different
.
120
4
Table I Legislation on ART in European countries—third-party donation.
Calhaz-Jorge et al.
Macedonia Yes x x x x x x x x
Malta Yes x x x x x x x x x x x x x x x x
Moldova Yes x x x x x x x
(Continued)
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121
5
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6 Calhaz-Jorge et al. 122
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Table II Legal limits for ART access.
Countries Age (years) Maximum no. of infants Age (years) Parity of Maximum no. Maximum no. of
........................................ from the same donor ...................................... donors of donations infants from the
Minimal Maximum Minimal Maximum same donor
.................................................................................................................................................................................................................................................
Albania 35
Austria 3 35 3
Armenia Internal protocol: no more than 35 Internal protocol: Internal protocol: 7
7 babies 10
Belarus 18 40 Up to 20 attempts of 18 35 1 child 20
fertilization minimum
Belgium Children in 6 families 18 Children in 6 families
Bulgaria 18 5 18 34 for anonymous; Minimum 1 6 5
37 for relatives born child
Croatia Legally 18 (no donors in practice – imported sperm) Legally 18 (no donors in practice – imported oocytes/going abroad)
Cyprus 45 1 35 1
Czech Republic 18 40 7 (recommended) 18 35 5 (recommended)
Denmark 45 Children in 12 families 35 unless known 6 No
donor
Estonia 40 6 35 6
Finland 18 No law. In practice 40 Same donor can produce 18 No law. Around 35 in Same donor can
children to max 5 women practice produce children to
max 5 women
France 45 10 38 2 10
Georgia No No No No No No
Germany 40 No Egg donation not allowed
Greece 40 10 35 10
Hungary 35 4 35 Donor must 4
have own
child
Iceland
Ireland 10 (embryologist regulated) All abroad
Italy 18 40 10 20 35 10
Kazakhstan 35 10 35 10
Latvia 18 45 3 18 35 3
Lithuania 18 5 18 5
Macedonia 2 2
Malta 18 36 18 36
Moldova 35
(Continued)
7
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124
8
Table III Continued.
Countries Age (years) Maximum no. of infants Age (years) Parity of Maximum no. Maximum no. of
........................................ from the same donor ...................................... donors of donations infants from the
Minimal Maximum Minimal Maximum same donor
.................................................................................................................................................................................................................................................
Montenegro No local donors. Sperm imported 3 2
Norway 8 Egg donation not allowed
Poland 10 10
Portugal 18 45 Children in 8 families 18 35 4
Republic of 40 One donor for only one couple, 34 One donor for only
Serbia regardless of children number one couple, regardless
of children number
Romania 18 5 (recommended) 18 (mar- Preferably 2 5 (recommended)
ried) with children (recommended)
Russia 18 35 18 35
Slovakia 35 5 35 5 5
Slovenia 18 55 Children in 2 families 18 35 1 (rare Children in 2 families
exceptions 2)
Spain 18 50 6 18 35 6
Sweden 18 Children in 6 families 18 but we prefer Children in 6 families
that the
woman has
delivered.
Switzerland 8 Egg donation not allowed
The Netherlands not enforced by law, but 25
UK 18 40 Children in 10 families 18 35 Children in 10 families
Ukraine 40 36 At least one 8
healthy child
Calhaz-Jorge et al.
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ART and IUI regulation, funds and registers in Europe, 2018 125
9
.
scenarios were identified. Strict anonymity is the rule in 18 countries, . receptivity. In this country, surrogacy is also possible for cases of severe
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.
although in 5 of these countries disclosure of donors’ identity is . somatic diseases in which pregnancy can endanger the future health or
.
possible in cases of severe health conditions of the child born. A . life of the recipient but does not affect the health of the future child.
.
particular situation is Lithuania where a donor’s identity can be known . Responders from Armenia and Russia reported that in their countries
.
for other (non-specified) important reasons, after a court decision. In . surrogate mothers must be under 35 years of age and have at least one
.
.
some countries (Estonia, Poland and Russia), general information about . healthy child themselves.
.
the donors (nationality, age, weight, height, education) is available .
. The particular situation of transgender
for recipients and children born. In a second group of countries, .
. Gender reassignment is permitted in 27 of the countries that con-
anonymity applies to recipients, but the born children can have access .
.
to donor identity when above a defined age (Austria, Croatia, Finland, . tributed to the survey (Supplementary Table SV). No information has
.
Malta, Portugal, UK). A third scenario is gamete donations under a . been obtained regarding the situation in Cyprus. Cryopreservation of
.
. gametes and/or gonadal tissue prior to reassignment is allowed in 20 of
mixed system (anonymous and non-anonymous) as was described in .
. the responding countries, is not allowed in Greece, Hungary, Slovenia
13 countries. In Bulgaria non-anonymity is exceptional and involves .
. and Turkey and is not regulated in Germany. Information is missing from
donors who are relatives, whereas in Germany and Switzerland the .
.
recipients may bring their own donor who donates just for that couple. . Denmark and Poland.
.
In Belgium, non-anonymous donation is only allowed when there is a . Transgender individuals can have access to ART techniques in
.
formal agreement between the donor and the recipient. In Hungary, . 21 countries. In 19 countries, previously cryopreserved gametes
.
. and/or gonadal tissue can be used. Transgenderism is not regulated in
egg donors must be a relative of the recipient but a sperm donor must .
. Germany.
be anonymous. In Romania, local donations must be non-anonymous .
.
but imported gametes can be from anonymous donors. Finally, non- .
.
anonymity is reported as the rule for gamete donations in Georgia and .
. Public Funding
The Netherlands. .
. The relative importance of public and private ART centres is extremely
.
Embryo donation is permitted in 29 countries under one of three . diverse across countries (Supplementary Table SVI). In Albania, Arme-
.
perspectives: strict anonymity, anonymity except for children born . nia, Georgia, Ireland, Bosnia-Herzegovina, Cyprus and Latvia only pri-
.
and non-anonymity. No country follows a mixed system in embryo . vately owned centres exist, although patients of the last three countries
.
donation. Five out of the 13 countries with a mixed situation for gamete .
. can get public funding for treatments performed in those centres. In
donation allow embryo donation under strict anonymity (Belgium, .
. Belgium, Bulgaria, Czech Republic, Finland, France, Iceland, Moldova,
Germany, Hungary, Ireland and Ukraine). In Romania embryo donation .
. Slovenia, UK and Ukraine, there is no separation between the private
.
is possible only with non-anonymous donors. Embryo donation is not . and public sector and either patients get funding for undergoing ART
.
performed in the seven remaining countries. . in private centres or public centres receive private patients. All the
.
. other countries have distinct publicly funded and completely private
.
Preservation of fertility potential .
. ART centres. The number of ART centres is limited by legislation in
Cryopreservation of gametes for medical conditions that jeopardize .
. France, Norway and The Netherlands.
fertility is allowed in all countries in spite of the absence of specific .
. Albania, Armenia, Georgia and Switzerland allocate no public funds
.
legislation in 17 of them (Supplementary Table SIII). The same is true . for ART patients.
.
for the cryopreservation of gonadal tissue (with the exception of .
.
Bosnia and Herzegovina, where the technique is not performed). .
.
Limits for public funding
Embryo cryopreservation for medical conditions is not permitted in . Access to public funding has some limiting criteria in 29 of the 39 coun-
.
Italy and Portugal, but it is possible only at the two-pronuclear stage in . tries with public financial support to ART (Table IV, Supplementary
.
Germany and is performed in all other countries. Non-medical oocyte . Table SVII). Austria, Belarus, Cyprus, Greece, Kazakhstan, Macedonia,
.
.
freezing is not permitted in Austria, France, Hungary, Lithuania, Malta, . Norway, Russia, Slovakia and Switzerland have no additional limitations
.
Norway, Serbia and Slovenia and is also not performed in Bosnia and . to the legal ones. Maximum female age is a limiting criterion for public
.
Herzegovina and Moldova in spite of the absence of legislation that . funding/reimbursement in 28 out of the 29 countries (the exception is
.
outlaws the technique. . Iceland). It ranges from 38 years in Latvia to 49 years in Czech Republic
.
. with no numeric limit in Finland and diversity across regions of Italy and
.
Surrogacy .
. the UK. Male maximum age is stated in a few countries only—49 years
.
Out of the 15 countries reporting that surrogacy is either allowed . in Germany and Austria, 55 years in Sweden and Spain and 60 years in
.
or performed in the absence of specific legislation, eight detailed . Portugal and Finland (not in law but in practice in the latter).
.
some criteria involved (Supplementary Table SIV). Applications must . Additional relevant limits for public funding relate to the existence
.
be approved by the Competent Authority and a Court in Cyprus, and . of previous children. In Denmark, Malta, Romania and Turkey a couple
.
a favourable Court decision is also required in Greece and Russia. In . (or single women, when applicable) with a child(ren) cannot receive
.
.
Belarus, partners in a couple must provide at least one of the gametes . public assistance for ART and IUI. In Spain and Iceland one child, and in
.
while in The Netherlands the beneficiary may or may not provide . Montenegro two, is the limit. In Portugal and Sweden, only one birth
.
the eggs. Ukraine has the least restrictive criteria as surrogacy can be . of a live child(ren) is reimbursed (although Portuguese patients in that
.
used not only when a uterus is absent or has congenital or surgical . situation can get reimbursement for frozen embryo replacement [FER)
.
deformities but also in the presence of structural–morphological or . of remaining embryos). A maximum female BMI is a limit for receiving
.
anatomic changes in the endometrium leading to so-called loss of . public funding for ART in Romania, Serbia, Spain, Sweden and UK.
.
126
10
Table IV Legal limits for public funding in ART.
Calhaz-Jorge et al.
Latvia x 38 No
Lithuania x 42 No
(Continued)
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127
∗ But there are differences on a regional basis generally lowering the “admission” age to treatments.
FER: frozen embryo replacement, NICE: The National Institute for Health and Care Excellence
11
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12 128
Calhaz-Jorge et al.
.
In Belgium, Czech Republic, Slovenia, Sweden and The Netherlands, . publicly funded, and the Czech Republic and Slovakia that ICSI receives
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.
public funding is linked to a clinical policy, namely the number of . no public financial support. In Austria, Latvia and Turkey, ‘add-on’ tech-
.
embryos transferred related to female age and the rank of the treat- . niques are out-of-pocket costs. Bosnia and Herzegovina-Federation,
.
ment attempt. With slight differences, elective single embryo transfer . Macedonia and UK stated that not all techniques are funded, but no
.
(eSET) in the first two ART cycles in women up to 35 years (38 years . details were provided.
.
.
in The Netherlands) is the rule. In the Netherlands, there are imposed . ART were considered not to be equally publicly funded across
.
limitations in the use of gonadotrophins. Austria and Malta offer public . the country in Belarus, Bosnia and Herzegovina-Federation, Esto-
.
funding combined with a clinical policy. In Austria, funding is only . nia, Denmark, Germany, Italy, Kazakhstan, Norway, Russia, Spain
.
available in the presence of a medical indication (bilateral tubal defect, . and UK.
.
endometriosis and/or polycystic ovary syndrome and/or male factor .
.
infertility). No details were given for Malta. In UK, the diversity of .
. What is public funding available for?
.
public funding across the country makes it impossible to obtain a clear . Considering the three main areas of expenses in an ART cycle—
.
picture. . medication costs, doctor/medical costs and laboratory costs—
.
To establish contracts with the public funding system, centres must . six different patterns can be identified across Europe: public
.
have a minimum success rate in Austria, Bulgaria, Finland, Romania .
. funding to all three areas of ART performed either in public
and UK. A special case is Hungary where no minimum success rate .
. or in private centres—23 countries; public funding for drugs in
is mandatory, but public centres receive a special amount of money .
. public and private centres, but for doctor/medical and laboratory
.
for each live birth resulting from ART. . costs only in public centres—6 countries; public funding for drugs,
.
The number of cycles publicly funded is quite different from country . doctor/medical and laboratory costs in public centres only—3
.
to country. Three is the most common limit (in 16 countries). In . countries; no reimbursement for medications but public financial
.
the Czech Republic, if the two first attempts end in an eSET, the .
. support for doctor/medical and laboratory supported costs in public
total number of cycles reimbursed increases from three to four. In .
. centres only—2 countries; no reimbursement for medications but
.
Finland, the limit is set case by case—in general three to five. Patients . public financial support for doctor/medical and laboratory costs in
.
in Moldova and Romania get public financial support for 1 cycle and . public and private centres—2 countries; and public funding just for
.
in Kazakhstan for 1 cycle per year. In Bosnia and Herzegovina, Latvia . medications—3 countries (in Poland and Ukraine only for treatments
.
and Lithuania 2 cycles is the limit. In Austria, Bulgaria, Croatia, France . performed in public centres). As already stated, no public funding
.
and Iceland, up to 4 cycles are publicly supported. Hungary offers .
. at all is available in Albania, Armenia, Georgia and Switzerland
support for up to 5 cycles, and Belgium and Slovenia up to six. .
. (Supplementary Table SVIII).
.
Again, the situation in UK, with its regional particularities, precludes .
.
valuable detailed information. In Norway, there are a limited number . Must patients pay a proportion of costs of ART publicly funded
.
of cycles under public financial support but the actual number was not . cycles?. Patients in Bosnia and Herzegovina-Republic, Bulgaria,
.
communicated. . Croatia, Kazakhstan, Serbia (with the exception of cryopreservation),
.
Information on some countries deserves additional details. In Aus- .
. Russia, Slovenia and Spain do not pay a proportion of costs
tria, the subsidised number of cycles is per clinical pregnancy with no .
. of ART publicly funded cycles. In France, Greece and Latvia,
.
defined limit for the number of pregnancies. In Bulgaria, the upper . there are no costs regarding medications and the laboratory, but
.
limit refers to stimulated cycles (FER cycles are not limited) and can . patients may have to pay costs related to doctor/medical services
.
be substituted by up to 16 unstimulated cycles if the cost does not . (Supplementary Table SIX).
.
exceed that of four stimulated cycles. The limit in Denmark is three . Countries with public funding for medication can follow different
.
fresh embryo transfers or five started cycles (FER cycles not included). .
. systems as far as costs paid by patients are concerned: a settled
In Ireland and Poland, the public funding available refers to medication .
. maximum amount to be paid—seven countries; a fixed proportion of
.
only; in Ireland, the state supports the cost of medication with a 144 . the total cost—eight countries; costs above a defined limit—four coun-
.
euro exemption per monthly prescription. In The Netherlands, the . tries; depending on insurance contracts—two countries; and depend-
.
maximum number of cycles (n = 3) includes thawed cycles. Several . ing on local/regional Health Authority—two countries. In Romania,
.
countries have specific stipulations for situations of live birth resulting . national public funding does not cover any medication (except in the
.
from ART: Macedonia offers public support for 3 cycles for a first baby, .
. Bucharest region). No details were provided by Lithuania, Moldova and
.
3 cycles for a second and 3 cycles for a third one; in France, Hungary . Poland.
.
and Slovenia, four additional cycles are publicly funded for a second . As regards the two other areas of an IVF/ICSI cycle costs—
.
child after a successful treatment. . doctor/medical costs and laboratory costs—the situation is even more
.
Not all ART performed are entitled to benefit from public financial . complex, as shown in Supplementary Table SIX.
.
support in 19 countries. PGT is not funded in Bulgaria, Greece, Italy, .
.
Russia and Spain (in Spain only not supported for cases of repeated .
. Tax deductions. The possibility of getting tax deductions for expenses
.
implantation failure). Expenses related to donor cycles get no financial . resulting from ART can be considered another facet of financial public
.
assistance in Estonia, Montenegro and Russia. Cryopreservation of . assistance. Respondents identified that possibility in Germany (about
.
gametes and embryos is not publicly funded in the Czech Republic, . 20%), Ireland (20%), Italy (up to 19%), Latvia (maximum 250 euros),
.
Lithuania, Montenegro and Russia. In cases of premature ovarian . Portugal (associated with all other health expenses, until a legal maxi-
.
failure, egg donation is not publicly supported in Spain for women over . mum), Russia (13%), Austria, Switzerland (depends on the Canton of
.
36 years old. Iceland and Ukraine stated that only standard IVF/ICSI is .
. residence) and Ukraine (no details provided).
ART and IUI regulation, funds and registers in Europe, 2018 13129
.
Waiting lists for IVF/ICSI. Waiting time for treatment is a negative . of Billari et al. (2011) who have concluded that the higher the social
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.
factor in accessibility to ART. Our survey found that, not unexpect- . age norm for childbearing, the greater the availability of ART clinics.
.
edly, public centres have far longer lists than private ones. For . Exploring another perspective, Kocourkova et al. (2014) have reported
.
public centres, waiting time is between 12 and 24 months in Italy, . that ART use and the total fertility rate in a country are correlated,
.
Spain, Ukraine and some areas of Portugal, and 6–12 months in . which can be interpreted as a sign of increasing demand for children
.
.
Estonia, Denmark and the rest of Portugal. For private centres, . in that society. The associations between demographic and cultural
.
waiting lists of 12–24-month duration were communicated in Latvia, . factors, and the prevalence of ART in 35 European countries were
.
6–12 months in Estonia and Russia and less than 6 months in . the subject of a recent paper (Präg and Mills, 2017). The authors
.
Belgium, Bosnia and Herzegovina-Republic, Iceland, Ireland, Serbia . described a strong positive linear trend between the average ART
.
and Romania. No waiting time was reported in the remaining countries. . normative approval in a country and the number of treatments there.
.
. Their data also suggest that the greater the number of Protestants in
.
IUI. IUI is considered an ART under the national legislation of 35 .
. a country, the higher the use of ART; no relation was found between
countries (Supplementary Table SX). Allowed beneficiaries and resort .
. the proportion of Catholics in a population and ART usage. Although
to donor gametes follow the already described national characteristics. .
. a link between women’s higher educational status and reproductive
Public financial support was reported to exist in 14 countries. Limits .
. postponement has been established (Balbo et al., 2013), and the vari-
for public funding were described by France (up to six IUIs), Italy and .
. ation in the proportion of highly educated women across nations is
Portugal (up to three attempts). .
. a reality, no statistically significant relation between the percentage
.
.
. of middle-aged women with tertiary education and ART usage was
.
Registries .
.
apparent in this study. In the end, using a multiple regression model, the
. authors concluded that ART societal approval is effective in increasing
Some type of national registry of ART activity is in place in 32 out of the .
. ART usage only when a certain wealth level is reached in a coun-
43 countries participating in the survey, many of them reporting also .
. try.
on IUI (Supplementary Table SXI). Exceptions are Albania, Armenia, .
.
. The above studies have not explored social, cultural or religious
Cyprus, Estonia, Ireland, Latvia, Lithuania, Montenegro, Poland, Serbia .
. implications in other domains beyond the number of treatment cycles.
and Slovakia. The registry is mandatory in 26 of the 32 countries and .
. Both the couple and the gender requirements have great social rele-
organized by a Competent Authority in nine countries, the Ministry .
. vance as they seem to govern access to ART and IUI treatments over
of Health in nine, another governmental body in four, a professional .
. and above financial restrictions (Berg Brigham et al., 2013). Therefore,
association in seven and a committed volunteer in Iceland. In Belgium, .
. information on permitted techniques and candidates’ profiling is pivotal
Croatia and Spain, more than one body participates in the organization .
.
. in comprehending usage of those techniques at national levels. In this
of the registry. .
. context, third-party donation is a clear example, as well as surro-
A registry of donors exists in 16 countries (in France for egg donors .
. gacy and reproductive services for the transgender population. Our
only) and is mandatory in all of them except Iceland. It is organized .
. data show how differently European countries have dealt with these
by a Competent Authority in six countries, the Ministry of Health in .
. issues.
three, another governmental body in two, a professional association in .
. Inquiring into the preservation of reproductive potential has
Sweden and a committed volunteer in Iceland; information was missing .
.
. highlighted interesting findings. Cryopreservation of gametes, gonadal
for three countries. .
. tissue and embryos is performed virtually all over Europe (with some
.
. exceptions as far as embryos are concerned), even if no specific
.
. legal dispositions are in place, and public financial support apparently
Discussion .
. follows the same rules as ‘classical’ ART. On the other hand, oocyte
.
EIM reports have shown a great diversity in ART and IUI practice across . cryopreservation for non-medical reasons is not allowed in eight
.
.
Europe, not only in terms of treatment outcomes and the organization . countries and the availability of public funding is not clear in others.
.
of registry systems but also regarding the availability of techniques . Apparently, no significant change has occurred in this particular field
.
for infertile individuals in need. This survey details and updates the . since a previous report on the oocyte cryopreservation situation
.
information on ART and IUI regulations, public financial assistance and . (Shenfield et al., 2017).
.
registries in European countries on 31 December 2018. . Public financial assistance (be it either any model of statutory health
.
.
The information gathered confirms marked variations across—and . insurance or direct state funding) is quite variable across countries
.
sometimes within—countries. This does not mean actual absence . (and within some of them) resulting in important access inequities.
.
of legislation, as the practice of ART and IUI is regulated by legal . Those differences are mainly related to affordability but also to
.
norms (including European Union directives in Member States) in all . (more or less) restrictive age limits, with the acceptance (or not)
.
European countries, in spite of the absence of specific legislation in a . of patients who have already had children and/or to the number of
.
few. . publicly funded treatments. Although a relation between the generosity
.
.
It is undisputable that ART acceptance and usage in a particular . of a public health system and a country’s wealth generally exists,
.
country depends on a complexity of various aspects—financial, social, . there are some exceptions. A practical consequence of accessibility
.
cultural and religious—which are virtually impossible to disentangle. . difficulties in some countries and disparities between countries is
.
Studies focusing on the relation of the above dimensions with the . the increasing movement of people seeking treatments abroad—the
.
frequency of the utilisation of these therapeutic techniques have sug- . so-called cross-border reproductive care. Lower treatment costs,
.
gested several cultural normative values as relevant. This is the case . access to techniques not possible in the home-country, donated
.
14 130
Calhaz-Jorge et al.
.
gametes being more readily available and expectations of better- . Acknowledgements
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.
quality treatments are the key drivers for this phenomenon. Data .
. The authors express a deep gratitude to all the EIM and CNR
on these relevant social circumstances are very scarce and limited .
. members that participated in this survey. Their invaluable con-
to only empirical information (Nygren et al., 2010) and one limited .
.
study (Shenfield et al., 2010). However, this is a reality of increasing . tribution was seminal for the quality and completeness of data
.
. presented.
importance, which raises some concerns about the possibility of .
.
exposing people to less controlled clinical environments. Furthermore, .
.
it leads to lack of tracking of reproductive cells across borders .
.
and limited knowledge of outcomes and hampers biovigilance by .
. Authors’ roles
national authorities. To overcome this problem, a new Code System .
. V.G. collected all data. C.C-J. did the analysis and wrote the manuscript.
was recently proposed (De Geyter et al., 2016). This European .
. All other co-authors reviewed the final manuscript and made appropri-
.
Reproductive Coding System would identify individuals (and their .
. ate corrections and suggestions to improve it.
reproductive material) travelling across Europe within a system .
.
of case-to-case data reporting to national ART data collecting .
.
institutions. .
.
The present paper is a descriptive approach to a very complex .
. Funding
reality, and the authors acknowledge some of its limitations. First, the .
. The study did not receive any external funding. All costs were covered
.
responses were provided by well-informed committed individuals but, . by ESHRE.
.
in spite of the checking and double-checking procedures adopted, we .
.
cannot assume that proper formal validation was in place. So, they .
.
mostly represent the perspective of clinicians and laboratory special- .
.
.
ists, i.e. they mirror the interpretation of the legislative documents .
. Conflict of interest
by hands-on experts, and possible inaccuracies cannot be excluded. .
. There are no competing interests.
Therefore, the data must be considered with some caution. Second, .
.
our results are a cross section in time as ART legislations undergo .
.
continuous evolution. For instance, Swedish law changed as recently as .
.
1 January 2019. Planned updates will yield important insights into the .
.
evolution of ART regulations over time, besides allowing correction of .
.
References
.
any inconsistencies. Third, in a few countries there is a distinction to be . Adamson GD. Global cultural and socioeconomic factors that influ-
.
made between current legislation and its application because ensuing . ence access to assisted reproductive technologies. Womens Health
.
regulation is not yet defined. This means that, in those countries, . 2009;5:351–358.
.
results presented may not necessarily imply the performance of a . Balbo N, Billari FC, Mills M. Fertility in advanced societies: a review of
.
technique (or its relevant usage) but rather a regulatory framework. . research. Eur J Population 2013;29:1–38.
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Finally, several domains of ART and IUI activity were left out of the . Berg Brigham K, Cadier B, Chevreul K. The diversity of regulation and
.
.
scope of this ESHRE survey, such as donor/surrogate compensations, . public financing of IVF in Europe and its impact on utilization. Hum
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monitoring mechanisms for governance and centre inspections or the . Reprod 2013;28:666–675.
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definition of required couple characteristics (marriage, living in stable . Billari FC, Goisis A, Liefbroer AC, Settersten RA, Aassve A, Hagestad
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relationship, for instance). Their inclusion will be considered for the . G, Spéder Z. Social age deadlines for the childbearing of women and
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future. . men. Hum Reprod 2011 2011;26:616–622.
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Notwithstanding, we obtained data from every European country in . De Geyter C, Wyns C, Mocanu E, de Mouzon J, Calhaz-Jorge C. Data
.
.
which ART is performed except one. Thus, this work represents the . collection systems in ART must follow the pace of change in clinical
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most complete up-to-date overview of the European situation refer- . practice. Hum Reprod 2016;31:2160–2163.
.
ring to legislation, regulations, public financial assistance and registry . De Geyter C, Calhaz-Jorge C, Kupka MS, Wyns C, Mocanu E,
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systems on ART and IUI in Europe so far. Furthermore, having been . Motrenko T, Scaravelli G, Smeenk J, Vidakovic S, Goossens V. Euro-
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provided mainly by experts involved in the daily performance of those . pean IVF-monitoring consortium (EIM) for the European Society of
.
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techniques reinforces its value for use in real life. . Human Reproduction and Embryology (ESHRE). ART in Europe,
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In conclusion, this survey attests that the practice of ART and IUI . 2014: results generated from European registries by ESHRE: the
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in Europe is framed by an impressive diversity of social acceptance . European IVF-monitoring consortium (EIM) for the European Soci-
.
and public financial systems and provides updated extensive answers . ety of Human Reproduction and Embryology (ESHRE). Hum Reprod
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to many relevant questions in the use of ART at national level, which . 2018;33:1586–1601.
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may hopefully contribute to patients’ information and to enriching . IFFS Surveillance. Global Reproductive Health 2016;2016:1:e1.
.
.
institutional and policymakers’ work. . Kocourkova J, Burcin B, Kucera T. Demographic relevancy of increased
.
. use of assisted reproduction in European countries. Reprod Health
.
. 2014;11:37.
.
. Nygren K, Adamson D, Zegers-Hochschild F, de Mouzon J. Inter-
Supplementary data .
.
. national committee monitoring assisted reproductive technologies.
Supplementary data are available at Human Reproduction Open. . Cross-border fertility care–International Committee Monitoring
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Assisted Reproductive Technologies global survey: 2006 data and . reproductive care. Cross border reproductive care in six European
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estimates. Fertil Steril 2010;94:e4–e10. . countries. Hum Reprod 2010;25:1361–1368.
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Präg P, Mills MC. Cultural determinants influence assisted reproduction . Shenfield F, de Mouzon J, Scaravelli G, Kupka M, Ferraretti AP, Prados
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.
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de Wert G, Goossens V; The ESHRE taskforce on cross border . use. Hum Reprod Open 2017;1:1–9.
//true copy//
Donors should be advised of the number of cycles/donations that a given oocyte donor may undergo. Although existing data cannot
permit conclusive recommendations, concern for the issues of safety and well-being of oocyte donors warrants consideration. This
document replaces the document of the same name, previously published in 2014. (Fertil SterilÒ 2020;113:1150–3. Ó2020 by American
Society for Reproductive Medicine.)
El resumen está disponible en Español al final del artículo.
Discuss: You can discuss this article with its authors and other readers at https://www.fertstertdialog.com/users/16110-fertility-
and-sterility/posts/63745-30070
D
onor cycles are relatively com- through a sense of altruism and/or are the product of donated gametes
mon in assisted reproductive financial compensation for her ser- and maintaining a limit of no more
technology (ART), and the vices. Therefore, the question arises of than 25 pregnancies per sperm donor
number of donor cycles using fresh whether the number of times that a in a catchment area of 800,000 resi-
and frozen oocytes was more than given oocyte donor might donate her dences to minimize the risk of consan-
7,800 cycles in 2016 in the United gametes should be limited. Despite the guinity (2–4). Subsequent studies have
States (1). Women may choose to absence of definitive, long-term commented that additional factors,
donate oocytes more than one time, follow-up data, there has nonetheless including the lifting of donor
giving rise to concerns about the been motivation on the part of ART anonymity, genetic carrier screening,
optimal number of times that each practitioners to develop a consensus and social changes in mobility and
woman should donate, both to protect for a prudent approach. Unusual cir- attitude, could further reduce the risk
the health of the donor and to avoid is- cumstances should be considered on of inadvertent consanguinity (5–7).
sues of consanguinity. This discussion an individual basis before surpassing Given that oocyte donation is a
will address the issue of whether limits the maximum number of donations complex process and may result in
should be advised on the number of proposed by these suggested limits. cryopreserved oocytes, embryos, and
cycles/donations that a given oocyte an unpredictable number of
donor may undergo. Although existing pregnancies over a long period of time
data cannot permit conclusive recom- RISKS OF INADVERTENT and a wide geographical region, it is
mendations, concern for the safety CONSANGUINITY reasonable to also limit the number of
and the well-being of oocyte donors Inadvertent consanguinity resulting oocyte donations rather than the
warrants consideration. from oocyte donation could occur if a number of resulting pregnancies. The
The practice of oocyte donation has given donor has donated to two or suggestions outlined here may require
potential risks for the donor, including modification if the population using
more unrelated families and the
the risks associated with ovarian stimu- donor gametes represents an isolated
offspring are unaware of their specific
lation, the oocyte retrieval procedure, subgroup or the specimens are
genetic heritage. Previous documents
and anesthesia, among others. distributed over a particularly small
on donor insemination published by
Although the recipient derives a clear geographic area.
the American Society for Reproductive
and tangible benefit from oocyte dona-
Medicine (ASRM) and others have
tion, the donor derives benefit only
advised informing offspring that they HEALTH RISKS TO THE
Received March 17, 2020; accepted March 20, 2020. OOCYTE DONOR
Correspondence: Practice Committee, American Society for Reproductive Medicine, 1209 Montgom- Ovarian Stimulation
ery Highway, Birmingham, Alabama 35216 (E-mail: [email protected]).
Ovarian stimulation entails both
Fertility and Sterility® Vol. 113, No. 6, June 2020 0015-0282/$36.00
Copyright ©2020 American Society for Reproductive Medicine, Published by Elsevier Inc.
known and potential risks. The risk of
https://doi.org/10.1016/j.fertnstert.2020.03.030 severe ovarian hyperstimulation
syndrome (OHSS) is reported to be approximately 1% to 2% with children conceived from their gametes in the future.
per retrieval cycle. The incidence and severity of OHSS may These issues should be addressed during appropriate pretreat-
in fact be lower in oocyte donors (8), in part owing to the ment screening and counseling (20).
absence of conception after stimulation. The use of a
gonadotropin-releasing hormone (GnRH) agonist to induce RISK ASSESSMENT: MAXIMUM NUMBER OF
final oocyte maturation compared with the traditional use CYCLES PER OOCYTE DONOR
of human chorionic gonadotropin (hCG) has been shown to
Previous expert opinion has suggested a limit of six cycles per
dramatically reduce the risk of developing OHSS in oocyte
donor (21–24), a recommendation that this document
donors in both large retrospective and smaller prospective
continues to support. The basis for this recommendation is
studies (9–12).
rooted in a concern over the potential cumulative risk
accrued after a donor undergoes six ovarian-stimulation
Acute Procedural Risks and egg-retrieval procedures. In a single ovarian-
There are real, albeit small (<0.5%), risks of acute complica- stimulation cycle, the donor’s risk of severe OHSS is reported
tions, including pelvic infection, intraperitoneal hemorrhage, to be approximately 1% to 2% per retrieval cycle, and the risk
or ovarian torsion (9, 13, 14). The risks associated with the low of acute complications, including pelvic infection, intraperi-
levels of anesthesia generally employed for oocyte retrieval in toneal hemorrhage, or ovarian torsion, is estimated at
a young, healthy population should be very small. However, <0.5%. Cumulatively, after six donation cycles, these risks
idiosyncratic reactions to anesthetic agents and other anes- to an individual donor aggregate to an overall risk of 8% to
thetic complications (e.g., aspiration) may occur. 13% of a serious adverse event, recognizing that this will
vary among individuals. Further, it is reasonable to assume
Cancer that some egg donors will require fertility services themselves,
including in vitro fertilization, at a rate proportional to the
The preponderance of data does not demonstrate an associa- general population stratified by age. Therefore, it may be pru-
tion between the use of ovarian-stimulation agents and can- dent to limit the number of stimulated cycles for an individual
cer, including invasive ovarian and breast cancers (15–17). donor to no more than six.
Moreover, the current understanding of the pathogenesis of
ovarian cancer is rapidly evolving, calling into question
traditional theories of the relationship between nulliparity
SUMMARY
and ovarian cancer (18). Oocyte donors are exposed to the risks attendant to ovarian
stimulation, oocyte retrieval, and anesthesia.
Future Ovarian Reserve of the Donor Severe OHSS is estimated to occur in 1% to 2% of donation
It is not presently known whether repetitive follicular aspira- cycles, but the risk may be further reduced by the use of
tions affect the donor's future ovarian reserve. However, the GnRH agonists for triggering final oocyte maturation.
physiologic mechanism of oocyte recruitment in ovarian The risk of serious acute complications associated with
stimulation is a reduction in follicles destined for atresia. Pre- these procedures is small (<0.5%).
liminary data indicate that repetitive and multiple cycles of The preponderance of data does not demonstrate a signi-
oocyte donation do not decrease the donor's ovarian reserve, ficant risk of future cancers in women undergoing stimula-
as assessed by serum antim€ ullerian hormone levels (19). tion and egg retrieval.
The data are limited, but available evidence does not sug-
gest that oocyte donation is associated with changes in
Psychological Risks the donor's ovarian reserve.
Oocyte donation may entail potential psychological risks
(ambivalence, regret, etc.) that might occur around the time
of the procedure or years later. CONCLUSION
Currently, there are no clearly documented long-term risks
Loss of Intended Anonymity associated with oocyte donation, and as such, no definitive
data upon which to base absolute recommendations. Further-
Direct-to-consumer DNA testing, genealogy databases, and more, there is a paucity of long-term follow-up data for repeat
social media offer the opportunity to identify genetic connec- oocyte donors. However, because of the possible cumulative
tions to relatives with whom a consumer may or may not have risks to and future needs of an individual donor, as outlined
a personal relationship. Despite the intention of anonymity, in the preceding discussion, it may be reasonable and prudent
egg donors should be counseled that their anonymity could to limit the number of stimulated cycles for a given oocyte
be compromised if their DNA or that of a close relative is donor to no more than six. These recommendations will inev-
added to a database. Although donors have control over their itably be modified as new data become available.
own participation in direct-to-consumer DNA testing, rela-
tives of donors and donor-conceived offspring who choose Acknowledgments: This report was developed under the
to participate may find themselves linked. This may permit direction of the Practice Committee of the American Society
the recipient or donor-conceived offspring to deduce the for Reproductive Medicine (ASRM) in collaboration with the
identity of the donor, leading to unanticipated contact Society for Assisted Reproductive Technology (SART) as a
Donors should be advised of the number of cycles/donations that a given oocyte donor may undergo. Although existing data cannot
permit conclusive recommendations, concern for the issues of safety and well-being of oocyte donors warrants consideration. This
document replaces the document of the same name, previously published in 2014. (Fertil SterilÒ 2020;113:1150–3. Ó2020 by American
Society for Reproductive Medicine.)
El resumen está disponible en Español al final del artículo.
Discuss: You can discuss this article with its authors and other readers at https://www.fertstertdialog.com/users/16110-fertility-
and-sterility/posts/63745-30070
D
onor cycles are relatively com- through a sense of altruism and/or are the product of donated gametes
mon in assisted reproductive financial compensation for her ser- and maintaining a limit of no more
technology (ART), and the vices. Therefore, the question arises of than 25 pregnancies per sperm donor
number of donor cycles using fresh whether the number of times that a in a catchment area of 800,000 resi-
and frozen oocytes was more than given oocyte donor might donate her dences to minimize the risk of consan-
7,800 cycles in 2016 in the United gametes should be limited. Despite the guinity (2–4). Subsequent studies have
States (1). Women may choose to absence of definitive, long-term commented that additional factors,
donate oocytes more than one time, follow-up data, there has nonetheless including the lifting of donor
giving rise to concerns about the been motivation on the part of ART anonymity, genetic carrier screening,
optimal number of times that each practitioners to develop a consensus and social changes in mobility and
woman should donate, both to protect for a prudent approach. Unusual cir- attitude, could further reduce the risk
the health of the donor and to avoid is- cumstances should be considered on of inadvertent consanguinity (5–7).
sues of consanguinity. This discussion an individual basis before surpassing Given that oocyte donation is a
will address the issue of whether limits the maximum number of donations complex process and may result in
should be advised on the number of proposed by these suggested limits. cryopreserved oocytes, embryos, and
cycles/donations that a given oocyte an unpredictable number of
donor may undergo. Although existing pregnancies over a long period of time
data cannot permit conclusive recom- RISKS OF INADVERTENT and a wide geographical region, it is
mendations, concern for the safety CONSANGUINITY reasonable to also limit the number of
and the well-being of oocyte donors Inadvertent consanguinity resulting oocyte donations rather than the
warrants consideration. from oocyte donation could occur if a number of resulting pregnancies. The
The practice of oocyte donation has given donor has donated to two or suggestions outlined here may require
potential risks for the donor, including modification if the population using
more unrelated families and the
the risks associated with ovarian stimu- donor gametes represents an isolated
offspring are unaware of their specific
lation, the oocyte retrieval procedure, subgroup or the specimens are
genetic heritage. Previous documents
and anesthesia, among others. distributed over a particularly small
on donor insemination published by
Although the recipient derives a clear geographic area.
the American Society for Reproductive
and tangible benefit from oocyte dona-
Medicine (ASRM) and others have
tion, the donor derives benefit only
advised informing offspring that they HEALTH RISKS TO THE
Received March 17, 2020; accepted March 20, 2020. OOCYTE DONOR
Correspondence: Practice Committee, American Society for Reproductive Medicine, 1209 Montgom- Ovarian Stimulation
ery Highway, Birmingham, Alabama 35216 (E-mail: [email protected]).
Ovarian stimulation entails both
Fertility and Sterility® Vol. 113, No. 6, June 2020 0015-0282/$36.00
Copyright ©2020 American Society for Reproductive Medicine, Published by Elsevier Inc.
known and potential risks. The risk of
https://doi.org/10.1016/j.fertnstert.2020.03.030 severe ovarian hyperstimulation
syndrome (OHSS) is reported to be approximately 1% to 2% with children conceived from their gametes in the future.
per retrieval cycle. The incidence and severity of OHSS may These issues should be addressed during appropriate pretreat-
in fact be lower in oocyte donors (8), in part owing to the ment screening and counseling (20).
absence of conception after stimulation. The use of a
gonadotropin-releasing hormone (GnRH) agonist to induce RISK ASSESSMENT: MAXIMUM NUMBER OF
final oocyte maturation compared with the traditional use CYCLES PER OOCYTE DONOR
of human chorionic gonadotropin (hCG) has been shown to
Previous expert opinion has suggested a limit of six cycles per
dramatically reduce the risk of developing OHSS in oocyte
donor (21–24), a recommendation that this document
donors in both large retrospective and smaller prospective
continues to support. The basis for this recommendation is
studies (9–12).
rooted in a concern over the potential cumulative risk
accrued after a donor undergoes six ovarian-stimulation
Acute Procedural Risks and egg-retrieval procedures. In a single ovarian-
There are real, albeit small (<0.5%), risks of acute complica- stimulation cycle, the donor’s risk of severe OHSS is reported
tions, including pelvic infection, intraperitoneal hemorrhage, to be approximately 1% to 2% per retrieval cycle, and the risk
or ovarian torsion (9, 13, 14). The risks associated with the low of acute complications, including pelvic infection, intraperi-
levels of anesthesia generally employed for oocyte retrieval in toneal hemorrhage, or ovarian torsion, is estimated at
a young, healthy population should be very small. However, <0.5%. Cumulatively, after six donation cycles, these risks
idiosyncratic reactions to anesthetic agents and other anes- to an individual donor aggregate to an overall risk of 8% to
thetic complications (e.g., aspiration) may occur. 13% of a serious adverse event, recognizing that this will
vary among individuals. Further, it is reasonable to assume
Cancer that some egg donors will require fertility services themselves,
including in vitro fertilization, at a rate proportional to the
The preponderance of data does not demonstrate an associa- general population stratified by age. Therefore, it may be pru-
tion between the use of ovarian-stimulation agents and can- dent to limit the number of stimulated cycles for an individual
cer, including invasive ovarian and breast cancers (15–17). donor to no more than six.
Moreover, the current understanding of the pathogenesis of
ovarian cancer is rapidly evolving, calling into question
traditional theories of the relationship between nulliparity
SUMMARY
and ovarian cancer (18). Oocyte donors are exposed to the risks attendant to ovarian
stimulation, oocyte retrieval, and anesthesia.
Future Ovarian Reserve of the Donor Severe OHSS is estimated to occur in 1% to 2% of donation
It is not presently known whether repetitive follicular aspira- cycles, but the risk may be further reduced by the use of
tions affect the donor's future ovarian reserve. However, the GnRH agonists for triggering final oocyte maturation.
physiologic mechanism of oocyte recruitment in ovarian The risk of serious acute complications associated with
stimulation is a reduction in follicles destined for atresia. Pre- these procedures is small (<0.5%).
liminary data indicate that repetitive and multiple cycles of The preponderance of data does not demonstrate a signi-
oocyte donation do not decrease the donor's ovarian reserve, ficant risk of future cancers in women undergoing stimula-
as assessed by serum antim€ ullerian hormone levels (19). tion and egg retrieval.
The data are limited, but available evidence does not sug-
gest that oocyte donation is associated with changes in
Psychological Risks the donor's ovarian reserve.
Oocyte donation may entail potential psychological risks
(ambivalence, regret, etc.) that might occur around the time
of the procedure or years later. CONCLUSION
Currently, there are no clearly documented long-term risks
Loss of Intended Anonymity associated with oocyte donation, and as such, no definitive
data upon which to base absolute recommendations. Further-
Direct-to-consumer DNA testing, genealogy databases, and more, there is a paucity of long-term follow-up data for repeat
social media offer the opportunity to identify genetic connec- oocyte donors. However, because of the possible cumulative
tions to relatives with whom a consumer may or may not have risks to and future needs of an individual donor, as outlined
a personal relationship. Despite the intention of anonymity, in the preceding discussion, it may be reasonable and prudent
egg donors should be counseled that their anonymity could to limit the number of stimulated cycles for a given oocyte
be compromised if their DNA or that of a close relative is donor to no more than six. These recommendations will inev-
added to a database. Although donors have control over their itably be modified as new data become available.
own participation in direct-to-consumer DNA testing, rela-
tives of donors and donor-conceived offspring who choose Acknowledgments: This report was developed under the
to participate may find themselves linked. This may permit direction of the Practice Committee of the American Society
the recipient or donor-conceived offspring to deduce the for Reproductive Medicine (ASRM) in collaboration with the
identity of the donor, leading to unanticipated contact Society for Assisted Reproductive Technology (SART) as a
Advanced reproductive age (ARA) is a risk factor for female infertility, pregnancy loss, fetal anomalies, stillbirth, and obstetric com-
plications. Oocyte donation reverses the age-related decline in implantation and birth rates of women in their 40s and 50s and restores
pregnancy potential beyond menopause. However, obstetrical complications in older patients remain high, particularly related to oper-
ative delivery and hypertensive and cardiovascular risks. Physicians should perform a thorough medical evaluation designed to assess
the physical fitness of a patient for pregnancy before deciding to attempt transfer of embryos to any woman of advanced reproductive
age (>45 years). Embryo transfer should be strongly discouraged or denied to women of ARA with underlying conditions that increase
or exacerbate obstetrical risks. Because of concerns related to the high-risk nature of pregnancy, as well as longevity, treatment of
women over the age of 55 should generally be discouraged. This statement replaces the earlier ASRM Ethics Committee document
of the same name, last published in 2013 (Fertil Steril 2013;100:337–40). (Fertil SterilÒ 2016;106:e3–7. Ó2016 by American Society
for Reproductive Medicine.)
Key Words: Ethics, third-party reproduction, complications, pregnancy, parenting
Discuss: You can discuss this article with its authors and with other ASRM members at https://www.fertstertdialog.com/users/
16110-fertility-and-sterility/posts/10968-oocyte-or-embryo-donation-to-women-of-advanced-reproductive-age-an-ethics-
committee-opinion
KEY POINTS Prospective ARA patients should be embryos to women over 55 years of
counseled about the increased medi- age, even when they have no under-
Oocyte and embryo donation is an cal risks related to pregnancy, and lying medical problems, should be
established standard of practice for that many of these risks are poorly discouraged.
the treatment of age-related infer- characterized due to lack of data. Multiple pregnancy significantly in-
tility and is associated with high The counseling process should creases the risks associated with
rates of pregnancy success. involve the participation of a physi- pregnancy and delivery; therefore,
Adverse obstetrical events and out- cian familiar with managing high- elective single embryo transfer
comes are associated with advanced risk pregnancy. (eSET) is the preferred method of
reproductive age (ARA), particularly Oocyte and embryo donation should treatment in ARA women.
related to operative delivery, hyper- be strongly discouraged if underly- Prospective older parents should be
tensive disorders, gestational dia- ing medical conditions that could counseled regarding short- and
betes, and perinatal mortality. further increase the obstetrical and long-term parenting and child-
Women of ARA considering oocyte neonatal risks are present, particu- rearing issues specific to their age.
or embryo donation should undergo larly hypertension or diabetes. The age and health of the partner, if
comprehensive medical testing In view of the limited data regarding present, should also be considered
focused on ascertaining cardiovas- maternal and fetal safety, as well as in this discussion.
cular and metabolic fitness, as well concerns related to longevity and It is ethically permissible for pro-
as a psychosocial evaluation to the need for adequate psychosocial grams to decline to provide treat-
determine if adequate supports are supports for raising a child to adult- ment to women of ARA based on
in place to raise a child to adulthood. hood, providing donor oocytes or concerns over the health and well-
being of the patient and offspring.
Received July 1, 2016; accepted July 1, 2016; published online July 20, 2016. The reported success of oocyte
Reprint requests: Ethics Committee, American Society for Reproductive Medicine, 1209 Montgomery
Hwy, Birmingham, Alabama 35216 (E-mail: [email protected]). donation to women in their 50s (1, 2)
and early 60s (3, 4) suggests that
Fertility and Sterility® Vol. 106, No. 5, October 2016 0015-0282/$36.00 pregnancy may be possible in
Copyright ©2016 American Society for Reproductive Medicine, Published by Elsevier Inc.
http://dx.doi.org/10.1016/j.fertnstert.2016.07.002 virtually any woman with a normal
hypertension was 26% in the 50–54 age group, but increased PARENTING ISSUES
to 60% in patients over 55 years of age. Only case reports Any serious discussion of the ethics of pregnancy at ARA
describe the outcome of pregnancies in women over age must focus on considerations of parenting and child support,
60 years (3). Multiple gestations increase obstetrical and especially in couples where there is only one parent or when
neonatal risk at all ages, and it is particularly important to both partners are older. Concerns include the possibility that
avoid in ARA women. In a report of obstetrical outcomes in one or both parents could die before the child reaches adult-
recipients 45 years and older, it was suggested that the high hood, the stresses of parenting as an older parent, and the dif-
rate of multiple pregnancies (39.2%) was a large contributing ficulties of meeting the emotional and physical demands of
factor to the high rate of antenatal complications (14). parenting.
Accordingly, increased use of multifetal pregnancy reduction Parental loss is one of the most stressful life events for
procedures has occurred in women over age 45 (15). children or adolescents to endure (27). Although a 50-year-
The effect on the offspring of ARA mothers conceiving old Caucasian woman in the United States has a life expec-
through oocyte and embryo donation is even less clear and tancy of over 80 years, on average, it is more likely that a
under-reported. Some studies suggest a higher risk of low woman who conceives at 50 rather than at 30 will die before
birth weight and fetal mortality in women over 50 years old her child reaches adulthood. The age and health of the partner
(16) while others show risks to be similar to those of younger and his or her life expectancy should therefore be discussed
women undergoing oocyte donation (17, 18). when considering oocyte and embryo donation procedures.
In general, the incidence of genetic abnormalities in the Under these circumstances, many of the children born from
offspring of women undergoing oocyte and embryo donation oocyte and embryo donation may not have siblings or
relates to the age of the oocyte donor and not to that of the extended family to support them after losing their parents
gestating mother. However, concerns have been raised that and may feel both physically and emotionally abandoned.
children conceived in this manner may face uncertain genetic Very few studies have been published about parenting in
risks when the male partner is older in age. Defining advanced women who conceived and delivered after natural meno-
paternal age is complicated and no clear agreement exists as pause. The limited data, however, do not support concerns
to an age threshold for suggesting a higher risk to offspring that older parents have reduced parenting capacity. Indeed,
(19). However, although relatively rare events, advanced the greater financial and emotional stability older parents
paternal age has been associated with disabilities and often offer (28) may be an advantage to children. Mental
disorders resulting from single-gene mutations and chromo- and physical functioning scores, as well as parenting stress
somal abnormalities (20, 21), new dominant mutations in women over age 50 receiving donated eggs, were the
resulting in congenital anomalies (22), and an increased risk same as in younger women undergoing the same treatment
of autism (23) and schizophrenia (24) in offspring. Clinical (29). Certainly, further studies are needed on the subject of
data have been difficult to evaluate because maternal age parenting in the sixth decade of life and beyond before the
often increases along with that of the male partner. When psychological and social impact on children can be fully
oocytes from a young woman are donated, the impact of assessed.
paternal age on abnormalities in the offspring can be Gestational carrier arrangements have been proposed as a
inferred. Two small studies suggest that fertilization, means to bypass the obstetrical and neonatal risks associated
pregnancy, and live-birth rates, and the risks of abnormalities with pregnancy in ARA patients. These proposals should also
of the offspring when the male partner is over age 50, are be evaluated carefully. If ARA women have underlying med-
identical to those with younger male partners when donor oo- ical disorders that render gestating a pregnancy too risky,
cytes are provided (25, 26). then they also are more likely to have significant physical im-
Potential medical consequences may be minimized by pairments or die before their children reach adulthood.
treating only healthy ARA women and following the standard
of practice of using eSET in order to eliminate multiple-birth
gestations. It is recognized that focusing on women over the ADDITIONAL CONSIDERATIONS AND
age of natural menopause is rather arbitrary, but age- SUMMATION
related medical complications of pregnancy likely follow a A central ethical issue is whether the interests of women and
continuum of increasing risk. As for other assisted reproduc- children are well served by the use of ART technology in this
tive technology (ART) candidates for whom pregnancy poses manner. These interests may be realized when the desire
particular and elevated risks to health, providers are obligated for a child and the ultimate bearing and rearing of a
to thoroughly and systematically evaluate the magnitude of child contribute to mutual well-being. The Committee
risks to the patient in pregnancy and beyond and to counsel believes that many ARA women, particularly in the age range
patients about these concerns. Inclusion of a physician expe- of 45–54, are healthy and well prepared for parenting, and
rienced in the care of high-risk obstetrical patients in the pro- therefore are reasonable candidates to receive donated oo-
cesses of preconception evaluation and counseling is the best cytes and embryos.
means to assure that these objectives are met. It is ethically Infertility is an expected characteristic of menopause. The
permissible for physicians to decline to provide treatment to Committee believes that achieving a pregnancy through
ARA women who have underlying medical or psychosocial oocyte and embryo donation after the occurrence of natural
conditions that may likely increase obstetrical, neonatal, menopause is not such a significant departure from other
and child-rearing risks. currently accepted fertility treatments as to be considered
Advanced reproductive age (ARA) is a risk factor for female infertility, pregnancy loss, fetal anomalies, stillbirth, and obstetric com-
plications. Oocyte donation reverses the age-related decline in implantation and birth rates of women in their 40s and 50s and restores
pregnancy potential beyond menopause. However, obstetrical complications in older patients remain high, particularly related to oper-
ative delivery and hypertensive and cardiovascular risks. Physicians should perform a thorough medical evaluation designed to assess
the physical fitness of a patient for pregnancy before deciding to attempt transfer of embryos to any woman of advanced reproductive
age (>45 years). Embryo transfer should be strongly discouraged or denied to women of ARA with underlying conditions that increase
or exacerbate obstetrical risks. Because of concerns related to the high-risk nature of pregnancy, as well as longevity, treatment of
women over the age of 55 should generally be discouraged. This statement replaces the earlier ASRM Ethics Committee document
of the same name, last published in 2013 (Fertil Steril 2013;100:337–40). (Fertil SterilÒ 2016;106:e3–7. Ó2016 by American Society
for Reproductive Medicine.)
Key Words: Ethics, third-party reproduction, complications, pregnancy, parenting
Discuss: You can discuss this article with its authors and with other ASRM members at https://www.fertstertdialog.com/users/
16110-fertility-and-sterility/posts/10968-oocyte-or-embryo-donation-to-women-of-advanced-reproductive-age-an-ethics-
committee-opinion
KEY POINTS Prospective ARA patients should be embryos to women over 55 years of
counseled about the increased medi- age, even when they have no under-
Oocyte and embryo donation is an cal risks related to pregnancy, and lying medical problems, should be
established standard of practice for that many of these risks are poorly discouraged.
the treatment of age-related infer- characterized due to lack of data. Multiple pregnancy significantly in-
tility and is associated with high The counseling process should creases the risks associated with
rates of pregnancy success. involve the participation of a physi- pregnancy and delivery; therefore,
Adverse obstetrical events and out- cian familiar with managing high- elective single embryo transfer
comes are associated with advanced risk pregnancy. (eSET) is the preferred method of
reproductive age (ARA), particularly Oocyte and embryo donation should treatment in ARA women.
related to operative delivery, hyper- be strongly discouraged if underly- Prospective older parents should be
tensive disorders, gestational dia- ing medical conditions that could counseled regarding short- and
betes, and perinatal mortality. further increase the obstetrical and long-term parenting and child-
Women of ARA considering oocyte neonatal risks are present, particu- rearing issues specific to their age.
or embryo donation should undergo larly hypertension or diabetes. The age and health of the partner, if
comprehensive medical testing In view of the limited data regarding present, should also be considered
focused on ascertaining cardiovas- maternal and fetal safety, as well as in this discussion.
cular and metabolic fitness, as well concerns related to longevity and It is ethically permissible for pro-
as a psychosocial evaluation to the need for adequate psychosocial grams to decline to provide treat-
determine if adequate supports are supports for raising a child to adult- ment to women of ARA based on
in place to raise a child to adulthood. hood, providing donor oocytes or concerns over the health and well-
being of the patient and offspring.
Received July 1, 2016; accepted July 1, 2016; published online July 20, 2016. The reported success of oocyte
Reprint requests: Ethics Committee, American Society for Reproductive Medicine, 1209 Montgomery
Hwy, Birmingham, Alabama 35216 (E-mail: [email protected]). donation to women in their 50s (1, 2)
and early 60s (3, 4) suggests that
Fertility and Sterility® Vol. 106, No. 5, October 2016 0015-0282/$36.00 pregnancy may be possible in
Copyright ©2016 American Society for Reproductive Medicine, Published by Elsevier Inc.
http://dx.doi.org/10.1016/j.fertnstert.2016.07.002 virtually any woman with a normal
hypertension was 26% in the 50–54 age group, but increased PARENTING ISSUES
to 60% in patients over 55 years of age. Only case reports Any serious discussion of the ethics of pregnancy at ARA
describe the outcome of pregnancies in women over age must focus on considerations of parenting and child support,
60 years (3). Multiple gestations increase obstetrical and especially in couples where there is only one parent or when
neonatal risk at all ages, and it is particularly important to both partners are older. Concerns include the possibility that
avoid in ARA women. In a report of obstetrical outcomes in one or both parents could die before the child reaches adult-
recipients 45 years and older, it was suggested that the high hood, the stresses of parenting as an older parent, and the dif-
rate of multiple pregnancies (39.2%) was a large contributing ficulties of meeting the emotional and physical demands of
factor to the high rate of antenatal complications (14). parenting.
Accordingly, increased use of multifetal pregnancy reduction Parental loss is one of the most stressful life events for
procedures has occurred in women over age 45 (15). children or adolescents to endure (27). Although a 50-year-
The effect on the offspring of ARA mothers conceiving old Caucasian woman in the United States has a life expec-
through oocyte and embryo donation is even less clear and tancy of over 80 years, on average, it is more likely that a
under-reported. Some studies suggest a higher risk of low woman who conceives at 50 rather than at 30 will die before
birth weight and fetal mortality in women over 50 years old her child reaches adulthood. The age and health of the partner
(16) while others show risks to be similar to those of younger and his or her life expectancy should therefore be discussed
women undergoing oocyte donation (17, 18). when considering oocyte and embryo donation procedures.
In general, the incidence of genetic abnormalities in the Under these circumstances, many of the children born from
offspring of women undergoing oocyte and embryo donation oocyte and embryo donation may not have siblings or
relates to the age of the oocyte donor and not to that of the extended family to support them after losing their parents
gestating mother. However, concerns have been raised that and may feel both physically and emotionally abandoned.
children conceived in this manner may face uncertain genetic Very few studies have been published about parenting in
risks when the male partner is older in age. Defining advanced women who conceived and delivered after natural meno-
paternal age is complicated and no clear agreement exists as pause. The limited data, however, do not support concerns
to an age threshold for suggesting a higher risk to offspring that older parents have reduced parenting capacity. Indeed,
(19). However, although relatively rare events, advanced the greater financial and emotional stability older parents
paternal age has been associated with disabilities and often offer (28) may be an advantage to children. Mental
disorders resulting from single-gene mutations and chromo- and physical functioning scores, as well as parenting stress
somal abnormalities (20, 21), new dominant mutations in women over age 50 receiving donated eggs, were the
resulting in congenital anomalies (22), and an increased risk same as in younger women undergoing the same treatment
of autism (23) and schizophrenia (24) in offspring. Clinical (29). Certainly, further studies are needed on the subject of
data have been difficult to evaluate because maternal age parenting in the sixth decade of life and beyond before the
often increases along with that of the male partner. When psychological and social impact on children can be fully
oocytes from a young woman are donated, the impact of assessed.
paternal age on abnormalities in the offspring can be Gestational carrier arrangements have been proposed as a
inferred. Two small studies suggest that fertilization, means to bypass the obstetrical and neonatal risks associated
pregnancy, and live-birth rates, and the risks of abnormalities with pregnancy in ARA patients. These proposals should also
of the offspring when the male partner is over age 50, are be evaluated carefully. If ARA women have underlying med-
identical to those with younger male partners when donor oo- ical disorders that render gestating a pregnancy too risky,
cytes are provided (25, 26). then they also are more likely to have significant physical im-
Potential medical consequences may be minimized by pairments or die before their children reach adulthood.
treating only healthy ARA women and following the standard
of practice of using eSET in order to eliminate multiple-birth
gestations. It is recognized that focusing on women over the ADDITIONAL CONSIDERATIONS AND
age of natural menopause is rather arbitrary, but age- SUMMATION
related medical complications of pregnancy likely follow a A central ethical issue is whether the interests of women and
continuum of increasing risk. As for other assisted reproduc- children are well served by the use of ART technology in this
tive technology (ART) candidates for whom pregnancy poses manner. These interests may be realized when the desire
particular and elevated risks to health, providers are obligated for a child and the ultimate bearing and rearing of a
to thoroughly and systematically evaluate the magnitude of child contribute to mutual well-being. The Committee
risks to the patient in pregnancy and beyond and to counsel believes that many ARA women, particularly in the age range
patients about these concerns. Inclusion of a physician expe- of 45–54, are healthy and well prepared for parenting, and
rienced in the care of high-risk obstetrical patients in the pro- therefore are reasonable candidates to receive donated oo-
cesses of preconception evaluation and counseling is the best cytes and embryos.
means to assure that these objectives are met. It is ethically Infertility is an expected characteristic of menopause. The
permissible for physicians to decline to provide treatment to Committee believes that achieving a pregnancy through
ARA women who have underlying medical or psychosocial oocyte and embryo donation after the occurrence of natural
conditions that may likely increase obstetrical, neonatal, menopause is not such a significant departure from other
and child-rearing risks. currently accepted fertility treatments as to be considered
Financial compensation of women donating oocytes for reproductive or research purposes is justified on ethical grounds and should
acknowledge the time, inconvenience, and discomfort associated with screening, ovarian stimulation, oocyte retrieval, and postre-
trieval recovery and not vary according to the planned use of the oocytes or the number or quality of oocytes retrieved. This document
replaces the document of the same name published in 2016. (Fertil SterilÒ 2021;116:319-25. Ó2021 by American Society for Repro-
ductive Medicine.)
El resumen está disponible en Español al final del artículo.
Discuss: You can discuss this article with its authors and other readers at https://www.fertstertdialog.com/posts/32760
ESSENTIAL POINTS
Financial compensation of women donating oocytes for reproductive or research purposes is justified on ethical grounds.
Compensation is in accord with principles of fairness, occurring within the framework of a professional relationship.
Compensation should acknowledge the donor’s time, inconvenience, and discomfort associated with screening, ovarian stim-
ulation, oocyte retrieval, and postretrieval recovery. Compensation should not vary according to the planned use of the oo-
cytes (reproductive or research) or the number or quality of oocytes retrieved.
Compensation should be fair and should not be an undue enticement that negatively impacts a donor’s ability to make an
informed decision about the donation process and the risks involved with donation.
All oocyte-donor recruitment programs, including agencies, egg banks, and fertility clinics, should individually adopt and
implement effective processes for information disclosure and counseling in order to promote informed decision-making by
prospective donors.
Treating physicians owe the same professional duties to oocyte donors as to all other patients.
Programs should ensure equitable and fair provision of services to oocyte donors.
Programs should individually adopt and disclose policies regarding coverage of an oocyte-donor’s medical costs should she
experience complications associated with the oocyte retrieval process.
T
he practice of compensating to have children. Couples and individ- through their own offers of compensa-
women for undergoing ovarian uals in need of donor oocytes can pro- tion, typically accomplished through
stimulation and oocyte retrieval cure these gametes in a variety of advertising or other outreach efforts.
for the benefit of others is commonly ways. Prospective recipients can seek Most commonly, however, oocyte
referred to as oocyte or egg ‘‘donation,’’ out voluntary and often altruistic donation is arranged through recruit-
despite the mismatch between the plain donation of oocytes from friends and ment programs including agencies,
meaning of ‘‘donation’’ and the provi- relatives, although intended parents egg banks, and fertility clinics that
sion of compensation for such services. are cautioned to consider the impact facilitate the exchange of oocytes
Since its introduction in the 1980s, of intrafamilial donation on themselves from donors to recipients. In addition
oocyte donation has increasingly been and their offspring (1). In addition, cou- to procurement of oocytes for repro-
accepted as a method of assisting pro- ples and individuals may arrange ser- ductive use, oocyte donation has
spective parents without viable oocytes vices of oocyte donors directly become an important source of mate-
rial for use in research involving
Received March 24, 2021; accepted March 24, 2021; published online April 25, 2021. stem-cell therapy, regenerative medi-
Reprint requests: American Society for Reproductive Medicine, 1209 Montgomery Highway, Birmig-
ham, Albama 35216-2809 (E-mail: [email protected]). cine, and genetic-based reproductive
technologies (2–4).
Fertility and Sterility® Vol. 116, No. 2, August 2021 0015-0282/$36.00
Copyright ©2021 American Society for Reproductive Medicine, Published by Elsevier Inc.
https://doi.org/10.1016/j.fertnstert.2021.03.040
may enable donor-conceived offspring to contact their oocyte justified on several ethical grounds: 1) The existence of a sys-
donors long into the future, even if the donor made the deci- tem of fair recompense within the context of a professional
sion to keep the fact of her donation private. relationship shows respect for women’s autonomy and honors
Another ethical concern is that compensation for oocytes their capacity to make informed choices about their bodies
could imply that gametes are property or commodities that and economic lives. 2) Rather than regarding women and
can be bought and sold and thus could devalue their inherent their contributions as commodities, fair compensation for
linkage with human life. At the outset, it is noteworthy that oocyte donation is in line with routine reimbursement for
this critique is rarely, if ever, levied against the practice of medical services, including those in connection with repro-
sperm donation and appears uniquely in the realm of oocyte duction. 3) Providing compensation for donation may in-
donation. For some, the concern about human commodifica- crease the number of oocyte donors, which in turn, would
tion is based on the presumption that compensation to indi- allow greater options for infertile persons and provide more
viduals for reproductive and other tissues is inconsistent choice in selection of oocyte donors. 4) The provision of
with maintaining important values related to respect for hu- compensation does not necessarily discourage altruistic moti-
man life and dignity. Arguably, this view is reflected in state vations; indeed, in surveys of women receiving compensa-
and federal laws prohibiting direct compensation to individ- tion, most reported that helping childless persons remained
uals providing organs and tissues for transplantation. Yet, a significant factor in their decision to donate (16–20). In a
such laws generally permit organ and tissue donors to receive survey of donors who had been compensated by up to
reimbursement for expenses and other costs associated with $5,000, 88% of donors reported that the best thing about
the donation procedure. In the analogous circumstance of the donation experience was ‘‘being able to help someone’’
biomedical research, human subjects exposed to physical (18). 5) Financial compensation may be defended on the
and psychological risks are often reimbursed for expenses. grounds that it advances the ethical goal of fairness to
Moreover, they may receive additional compensation for donors. There is no doubt that oocyte donors bear burdens
the time and inconvenience associated with study participa- on behalf of recipients and society, and compensation for
tion. These facts support the compensation of oocyte donors bearing those burdens may be justified morally. Because the
regardless of the ultimate use of the oocytes (e.g., fertility burdens of donation are similar regardless of the ultimate
therapy or research). use of the oocytes, compensating donors of oocytes for
Compensation based on the time, inconvenience, and research is also ethically justified. There has been some
discomfort associated with oocyte retrieval can and should movement at the state level to permit compensation to
be distinguished from payment for the oocytes themselves. research donors, which stands in contrast to the approach
Such compensation is also consistent with sperm donation articulated by the National Academy of Sciences with
and with employment and other situations in which individ- respect to compensation for oocyte donation for stem-cell
uals are compensated for activities demanding time, physical research (21). In 2009, New York became the first US state
effort, and risk. to implement a policy permitting researchers to use public
Arguments that support a no-compensation policy often funds to reimburse women who donate oocytes directly and
focus on the perceived impact compensation will have on the solely for stem-cell research, not only for the woman’s out-
donors and on any offspring born of their donation. For of-pocket expenses, but also for the time, burden, and
example, some argue that as compensation to women discomfort associated with the donation process (22). A law
providing oocytes increases in amount, the ethical concerns enacted in California in 2019 likewise requires women who
will increase as well. The higher the compensation, arguably provide human oocytes for research to be compensated for
the greater the possibility that women will discount risks to their time, discomfort, and inconvenience in the same manner
themselves or be less forthcoming about their medical and so- as other research subjects, removing a previous prohibition of
cial history in order to be accepted as a donor. Higher levels of compensation of research donors (11).
compensation, particularly for women with specific charac- As an ethical matter, permitting compensation for oocyte
teristics, may also convey the idea that oocytes are commodi- donation for reproductive purposes but not research purposes
fiable. To the extent that such compensation may reflect an fails to recognize the donor’s significant contributions when
effort to promote the birth of persons with traits deemed so- donating oocytes for either of these uses. Such an approach
cially desirable, it may be seen as a form of positive eugenics. also would treat female gamete donors differently from sperm
Such efforts to enhance offspring are morally troubling to donors, who typically receive compensation (albeit a modest
some, insofar as they objectify children rather than assigning one) for a much less risky and invasive procedure. 6) The
them intrinsic dignity and worth. Finally, compensation emotional pressures created by financial incentives do not
could make donor oocytes available only to the very wealthy, necessarily exceed, and may actually be less than, those expe-
increasing social and distributive injustice related to access to rienced by women asked to make altruistic donations to rela-
fertility treatment (12, 15). tives or friends. Even if compensation were considered
unethical, there would still be a need for donor oocytes.
Such an approach would require infertile women to turn to
JUSTIFICATIONS FOR PERMITTING friends and relatives to supply the unique materials needed
REMUNERATION for their treatment, which can be demeaning and particularly
Although the potential for harm must be acknowledged and difficult for patients who already experience high levels of
addressed, financial compensation can be defended and is anxiety caused by infertility. Such an approach may also
//true copy//
Corrigendum
Chapter 5 - Training
Chapter 7 - Providing ART Services to the Economically Weaker Sections of the Society
Bibliography
Members of the Expert Group for Formulating the National Guidelines for Accredation,
Supervision and Regulation of ART Clinics in India
Home Page
158
i
159
National Guidelines for Accreditation, Supervision and
Regulation of ART Clinics in India
Drafting Committee
Edited by
Dr Radhey S Sharma
Dr Pushpa M Bhargava
Dr Nomita Chandhiok
Shri Nirakar C Saxena
ii
160
Printed at S. Narayan & Sons, B-88, Okhla Indl. Area, Phase-II, New Delhi 110 020
iii
161
Contents
Forword xi - xii
Preface xiii - xv
Acknowledgement xvii
Abbreviations xix - xxi
Corrigendum xxiii-xxvi
Chapter 1 1 - 35
Introduction, Brief history of ART and Requirement of ART Clinics 1
1.0 Introduction 3
1.1 Brief History 4
1.1.1 ART – an alternative to reversal of Sterilization 5
1.2 Definitions 5
1.3 Minimal Physical Requirements for an ART Clinic 11
1.3.1 The non – sterile area 11
1.3.2 The sterile area 13
1.3.3 Ancillary laboratory facilities 15
1.4 Back-up Power Supply 17
1.5 Essential Qualifications of the ART Team 17
1.5.1 Gynaecologist 17
1.5.2 Andrologist 19
1.5.3 Clinical Embryologist 20
1.5.4 Counsellors 22
1.5.5 Programme co-ordinator/ director 23
1.6 ART Procedures 23
1.6.1 Artificial insemination with husband’s semen (AIH) 24
1.6.2 Artificial insemination with donor semen (AID) 24
1.6.3 Intrauterine insemination with husband’s or donor
semen (IUI-H or IUI-D) 25
1.6.4 In vitro fertilization and embryo transfer (IVF-ET) 26
iv
162
1.6.5 IVF- associated techniques 27
1.6.6 Intracytoplasmic sperm injection (ICSI) with ejaculated,
epididymal or testicular spermatozoa 27
1.6.7 Oocyte donation (OD) or embryo donation (ED) 28
1.6.8 Cryopreservation 30
1.6.9 In vitro culture media 31
1.6.10 The future ART technologies 32
1.6.11 Caution, precautions and concerns about ART practice 32
Chapter 2 37-53
Screening of Patients for ART: Selection Criteria and Possible
Complications 37
2.1 Patient Selection 39
2.1.1 Husband 39
2.1.2 Wife 39
2.2 Patient Selection for Treatment in Different Infertility
Care Units 40
2.2.1 Single defect in one of the partner 40
2.2.2 Multiple defects in one or both partners 41
2.2.3 No detectable defect in either partner
(Unexplained or idiopathic infertility) 41
2.3 Selection Criteria for ART 43
2.3.1 Selection criteria for in vitro fertilization and embryo
transfer (IVF-ET) 43
2.3.2 Selection criteria for gamete intra-fallopian transfer (GIFT) 45
2.3.3 Choosing between IVF-ET and GIFT 45
2.3.4 Micro-assisted fertilization (SUZI and ICSI) 46
2.4 Complications 46
2.4.1 Multiple gestation 46
v
163
2.4.2 Ectopic pregnancy 47
2.4.3 Spontaneous abortion 47
2.4.4 Preterm birth 47
2.4.5 Ovarian hyperstimulation syndrome 47
2.5 Categories of Infertility Care Units 48
2.5.1 Primary (Level 1A) infertility care units 48
2.5.2 Primary (Level 1B) infertility care units engaging in IUI 50
2.5.3 Secondary (Level 2) infertility care units 51
2.5.4 Tertiary (Level 3) infertility care units 52
Chapter 3 55-76
Code of Practice, Ethical Considerations and Legal Issues 55
3.1 Clinics which should be Licensed 57
3.2 Code of Practice 57
3.2.1 Staff 57
3.2.2 Facilities 58
3.2.3 Confidentiality 58
3.2.4 Information to patient 58
3.2.5 Consent 58
3.2.6 Counselling 58
3.2.7 Use of gametes and embryos 59
3.2.8 Storage and handling of gametes and embryos 59
3.2.9 Research 59
3.2.10 Complaints 59
3.3 Responsibilities of the clinic 60
3.4 Information and Counselling to be given to Patients 61
3.5 Desirable Practices/Prohibited Scenarios 62
3.6 Requirements for a Sperm Donor 65
3.7 Requirements for an Oocyte Donor 66
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164
3.8 Requirements for a Surrogate Mother 66
3.9 How may Sperm and Oocyte Donors and Surrogate
Mothers be Sourced? 66
3.9.1 Semen banks 66
3.9.2 Sourcing of oocytes and surrogate mothers 68
3.9.3 Oocyte sharing 68
3.10 Surrogacy: General Considerations 68
3.11 Preservation, Utilization and Destruction of Embryos 70
3.12 Rights of a Child Born through various ART Technologies 70
3.13 Responsibility of the Drug Industry 71
3.14 General Considerations 71
3.15 Responsibilities of the Accreditation Authority 73
3.16 Legal Issues 74
3.16.1 Legitimacy of the child born through ART 74
3.16.2 Adultery in case of ART 75
3.16.3 Consummation of marriage in case of AIH 75
3.16.4 Rights of an unmarried woman to AID 75
3.16.5 Posthumous AIH through a sperm bank 75
3.17 Institutional Ethics Committees 76
Chapter 4 77-97
Sample Consent Forms : 77
4.1 For the Couple 79
4.2 For Artificial Insemination with Husband’s Semen 81
4.3 For Artificial Insemination with Donor Semen 82
4.4 For Freezing of Embryos 84
4.5 For the Procedure of PESA & TESA 86
4.6 Oocyte Retrieval/ Embryo Transfer 88
4.7 Agreement for Surrogacy 91
4.8 For the Donor of Eggs 95
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165
4.9 For the Donor of Sperm 97
Chapter 5 99-101
Training 99
5.0 Training 101
Chapter 6 103-106
Future Research Prospects 103
6.0 Future Research Prospects 105
6.1 Preimplantation Genetic Diagnosis and Chromosomal
and Single-Gene Defects 106
Chapter 7 107-109
Providing ART Services to the Economically Weaker Sections
of the Society 107
7.0 Providing ART Services to the Economically Weaker
Sections of the Society 109
Chapter 8 111-113
Establishing a National Database for Human Infertility 111
8.0 Establishing a National Database for Human Infertility 113
Chapter 9 115-118
Composition of the National Accreditation Committee 115
9.0 Composition of the National Accreditation Committee 117
Bibliography 119-122
Members of the Expert Group for Formulating the National
Guidelines for Accreditation, Supervision and Regulation of
ART Clinics in India 123-126
viii
166
Foreword
Infertility, though not life threatening, can cause intense agony and trauma
to the infertile couples. No data on the extent of infertility prevalent in India is
available; but the multinational study carried out by WHO (Diagnosis and Treatment
of Infertility, ed. P. Rowe and E.N. Vikhlyaeva, 1988) that included India, places
the incidence of infertility between 10 and 15%. Out of the population of 1020
million Indians, an estimated 25% (about 250 million individuals) may be
conservatively estimated to be attempting parenthood at any given time. By
extrapolating the WHO estimates, approximately 13 to 19 million couples are
likely to be infertile in the country at any given time. These couples approach ART
Clinics.
The increasing demand for ART has resulted in mushrooming of infertility
clinics in India. The Assisted Reproductive Technology (ART) in India is being
provided by private sector only. Many of these technologies require enormous
technical expertise and infrastructure. However, the success rate is below 30%
under the best of circumstances. Moreover, it taxes the couple’s endurance
physically, emotionally and monetarily. Many of these clinics do not have adequate
trained manpower and infrastructure facilities to deliver these highly sophisticated
technologies and even services provided by some of these clinics are highly
questionable. In some cases, the infertile couple are being cheated by providing
relatively simple procedure and charged for complicated and expensive procedures.
The procedures, wherein Round Spermatid Nuclear Injection and Pre-implantation
ix
167
Genetic Diagnosis in gender selection of the embryo are used, have not been
universally accepted. These issues are of great concern to the society.
In order to regulate and supervise the ART clinics, the Indian Council of
Medical Research (ICMR) and National Academy of Medical Sciences (NAMS)
have come out with National Guidelines for Accreditation, Supervision and
Regulation of ART Clinics in India. These Guidelines have been evolved after
detailed discussion and debate by experts, practitioners of ART and public.
I take immense pleasure in presenting these Guidelines, which I strongly
feel, would be very useful in regulating and supervising the functioning of ART
Clinics and would be helping the ART Clinics in providing safe and ethical services
to the needy infertile couples. I also place on record our appreciation of the efforts
of the experts of ICMR & NAMS in bringing out these Guidelines.
(Prasanna Hota)
Secretary
Ministry of Health and Family Welfare
Government of India
New Delhi-110011
168
Preface
Prof. N. K. Ganguly
Director General
Indian Council of Medical Research
xi
169
The increasing demand for ART has resulted in mushrooming of infertility
clinics in India. There is no reliable information on the number of ART clinics in
India in the absence of a national registry of ART clinics. There is no information
on the follow-up of babies born after the use of ART to know the incidence of
congenital malformation in them. There have been reports in the press of
malpractices carried out by some ART clinics.
Such malpractices are not unique to India but are a global phenomenon.
Many countries have taken steps to prevent such aberrant occurrences. Austria,
Australia, Brazil, Canada, the Czech Republic, Denmark, France, Germany,
Greece, Hungary, Iceland, Israel, Italy, Japan, Korea, Mexico, the Netherlands,
Norway, Saudi Arabia, Singapore, South Africa, Spain, Sweden, Switzerland,
Taiwan and Turkey have legislations for the practice of ART. Scientific societies
in Finland, Poland, Portugal and the USA have drawn up guidelines for the practices
of ART. Argentina, Egypt and the UK have both guidelines and legislation.
Guidelines and/or legislation in these countries have been shown to improve the
process of patient care and procedure outcomes.
There are no guidelines for the practice of ART, accreditation of infertility
clinics and supervision of their performance in India. This document aims to fill
this lacuna and also provide a means of maintaining a national registry of ART
clinics in India. The document has been widely publicized, discussed and debated
by expert groups of the ICMR and the National Academy of Medical Sciences
and then by practitioners of ART and the public in Chennai, Jodhpur, Kolkata,
Bangalore, Hyderabad and Mumbai. These discussions involved over 4000
participants including doctors, scientists, bureaucrats, legal experts, infertile couples
and the general public. This document was also put on the Council’s website and
elicited many comments and responses.
All attempts have been diligently made to encompass all points of view
and bring out a document that conveys the views of the vast majority of participants
in the above mentioned discussions and debates.
This document should be useful to the infertility clinics as well as to those
who seek the services of such clinics. However, as ART is an evolving field, this
xii
170
document will need to be periodically reviewed. This will be a challenging task both
for the practitioners of ART and the regulatory authority that is yet to be established.
(Prof. N. K. Ganguly)
Director General
Indian Council of Medical Research
New Delhi-110029
xiii
Guidelines for ART Clinics in India ICMR/NAMS
171
Acknowledgements
The Council gratefully acknowledges the valuable contribution of all the
members of the Expert Committee responsible for formulating these guidelines, for
providing continued guidance in drafting and finalizing the guidelines. We are extremely
grateful to the Chairpersons of the subcommittees of the Expert Committee for
conducting regional discussions and preparing the draft document on the respective
topics assigned to them.
This document is a concerted effort made possible by the advice, assistance
and co-operation of many individuals, institutions and government and non-governmental
organizations, specially the National Academy of Medical Sciences (NAMS), The
Medically Aware and Responsible Citizens of Hyderabad (The MARCH), Indian
Society for the Study of Reproduction and Fertility (ISSRF) and Federation of
Obstetrics and Gynaecology Society of India (FOGSI).
The suggestions and advice emerging from the workshop sponsored by the
National Academy of Medical Sciences held on 16th September 2001 at Bangalore
were of great significance. Therefore, the Council is particularly grateful to the
participants of the NAMS workshop (i.e. Manohar, Aruna Sivakami, J Mehta, S.
Narang, M. S. Sreenivas, M. Gourie Devi, B. Kalyan, N. Krishnan, N. Pandiyan, K.
S. Jayaraman, P. B. Seshagiri, R. H. Mehta, Seema Singh, P. V. Kulkarni, Lalitha, P.
Sarkar, M. Sarkar, M. Priya, K. Nath, M. Nirad, D. Raghunath, Gopinathan, R. S.
Sharma, N. C. Saxena, V. Muthuswamy, B. N. Chakravarthy, C. S. Bhaskaran, M.
Rajalakshmi and T. C. Anand Kumar).
Special thanks are due to Dr. P. M. Bhargava not only for his initiative,
professional and editorial inputs and consistent interest in and enthusiasm for the
guidelines, but also doing everything in good humour, inspite of continual office
interruptions and information overload on the various topics of the guidelines.
We are also grateful to the National Commission for Women and the
National Human Rights Commission for their valuable advise.
Secretarial assistance provided by Mr. Mahesh Kumar is gratefully
acknowledged.
xiv
Guidelines for ART Clinics in India ICMR/NAMS
172
Abbreviations
AIDS - Acquired Immune Deficiency Syndrome
AI - Artificial Insemination
CC - Clomiphene Citrate
DHEA - Dehydro-epiandrostendione
DMSO - Dimethylsulfoxide
ED - Embryo Donation
xv
Guidelines for ART Clinics in India ICMR/NAMS
173
FSH - Follicle Stimulating Hormone
LH - Luteinizing Hormone
xvi
Guidelines for ART Clinics in India ICMR/NAMS
174
OD - Oocyte Donation
OT - Operation Theatre
xvii
175
Corrigendum
(5) 3.14.7 The State Government would close down any unregulated clinics
not satisfying the above criteria. (Page No. 73)
xxiii
Guidelines for ART Clinics in India ICMR/NAMS
176
3.15 Responsibilities of the Accreditation/Appropriate
Authority
xxiv
Guidelines for ART Clinics in India ICMR/NAMS
177
to the clinic/centre, to determine if the ethical guidelines
and operative procedures are being followed. If not,
the Authority will point out lapses to the clinic/centre in
writing. If these lapses continued for a maximum period
of six months (during which period that clinic shall not
engage in any activity related to the lapses), the
Appropriate Authority would recommend to the State
Accreditation Authority that the clinic/centre may be
ordered to be closed;
- to impose a fine or a penalty on the clinic/centre for
violation of any provisions of Guidelines as per
delegation of powers by the State Accreditation
Authority;
- to visit and regulate semen banks in the manner
mentioned above;
- any other function as directed by Accreditation Authority
xxv
Guidelines for ART Clinics in India ICMR/NAMS
178
Guidelines and advise the Central Government on all policy
matters relating to regulation of ART Clinics.
The last three lines of page 101 may be read as: Such
conference must be encouraged through organization such as
the Indian Council of Medical Research (ICMR), Department
of Science and Technology (DST), Department of Biotechnology
(DBT), Council of Scientific and Industrial Research (CSIR) and
the various science academies in India. (Page 101)
xxvi
179
Chapter 1
1
Guidelines for ART Clinics in India ICMR/NAMS
180
1 Introduction
Infertility, though not life threatening, causes intense mental agony and
trauma that can only be best described by infertile couples themselves. There are
no detailed figures of the extent of infertility prevalent in India but a multinational
study carried out by WHO (Diagnosis and treatment of infertility, ed. P. Rowe
and E. M. Vikhlyaeva, 1988) that included India, places the incidence of infertility
between 10 and 15%. Out of a population of 1000 million Indians, an estimated
25% (250 million individuals) may be conservatively estimated to be attempting
parenthood at any given time; by extrapolating the WHO estimate, approximately
13 to 19 million couples are likely to be infertile in the country at any given time.
Prevention and appropriate treatment of infertility has been included in
the ICPD (International Conference on Population and Development) Programme
of Action; it follows that alleviation of infertility should be included as a component
of the primary health care system. Most types of infertility such as reproductive
tract infections (RTI) and genital tuberculosis, are preventable and amenable to
treatment. About 8% of infertile couples, however, need serious medical
intervention involving the use of advanced ART (Assisted Reproductive
Technologies) procedures such as IVF (In virto Fertilization) or ICSI
(Intracytoplasmic Sperm Injection). Such advanced treatment is expensive and
not easily affordable to the majority of Indians. Further, the successful practice of
ART requires considerable technical expertise and expensive infrastructure.
Moreover, the success rate of any ART procedure is below 30% under the best
of circumstances. Infertility, specially in our country, also has far-reaching societal
implications. Therefore, with the rapidly increasing use of ART in our country, it
has become imperative to ensure their safety and have safeguards against their
possible misuse.
Scientific societies around the world, such as the ASRM, ESHRE and
IFFS, have drawn up guidelines for the safe and ethical practice of ART. The
European Union and the Governments of several countries such as Australia, the
UK and the USA have taken steps to accredit and supervise the performance of
infertility clinics.
3
Guidelines for ART Clinics in India ICMR/NAMS
181
At present here are neither guidelines nor a legislation in regard to the
practice of ART in India. This document aims to fill this lacuna. It has been prepared
after extensive consultations held at both the ICMR and other national institutions,
with scientists, medical practitioners, lawyers, social scientists and activists.
The present guidelines are meant to ensure that ART clinics in India are
accredited, regulated and supervised to assure the patients as well as the public
that our ART clinics offer services that are at par with those available anywhere in
the world. Medical malpractice now comes under the purview of the legal redressal
machinery of the country; this makes it all the more necessary to have national
guidelines for the practice of ART.
4
Guidelines for ART Clinics in India ICMR/NAMS
182
Scientific Advisory Committee of the ICMR’s Institute for Research in
Reproduction and the Ethics Committee for Human Experimentation of the
KEM Hospital. Full details of this and other studies in this area were published
in the ICMR Bulletin (1986: No. 16) and in peer reviewed national (Natl.
Med. J. India 1:10, 1988) and international journals (J. In vitro Fertilization
& ET 5:376, 1988). Births of IVF babies were reported subsequently during
the same year by two other clinics in India. There are an estimated 250 IVF
clinics in India today.
1.1.1 ART - an alternative to reversal of Sterilization
Infertility, consequent to use of terminal methods of contraception
under the Family Planning Programme, may sometimes need to be reversed
for personal reasons such as having lost a child/children born prior to
sterilization. IVF is one of the options for women in whom fallopian tubes
have been surgically severed and where recanalisation for correction of
infertility has failed.
1.2 Definitions
1.2.1 Artificial Insemination (AI)
AI is the procedure of transferring semen into the reproductive system
of a woman. This technique comprises artificial insemination with husband’s
(AIH) or with donor sperm (AID).
1.2.2 Aspiration cycle
Initiated ART cycle in which one or more follicles are punctured
and aspirated irrespective of whether or not oocytes are retrieved.
1.2.3 Assisted Hatching
Assisted hatching allows easier release of the embryo from its shell
(zona pellucida), helping implantation and increasing the pregnancy rate.
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1.2.4 Assisted Reproductive Technology (ART)
For the purpose of these guidelines, ART would be taken to encompass
all techniques that attempt to obtain a pregnancy by manipulating the sperm or/
and oocyte outside the body, and transferring the gamete or embryo into the uterus.
1.2.5 Blastocyst
An embryo with a fluid-filled blastocele cavity (usually developing by
five or six days after fertilization).
1.2.6 Controlled ovarian hyperstimulation (COH)
Medical treatment to induce the development of multiple ovarian follicles
to obtain multiple oocytes at follicular aspiration.
1.2.7 Cryopreservation
Freezing and storage of gametes, zygotes or embryos
1.2.8 Donation of Gametes
Donation of gametes is a process by which a person voluntarily offers
his or her gametes for the process of procreation.
1.2.9 Ectopic pregnancy
A pregnancy in which implantation takes place outside the uterine
cavity
1.2.10 Embryo
Embryo is defined as the fertilized ovum that has begun cellular
division and continued development up to the blastocyst stage till the end of
eight weeks.
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1.2.11 Embryo donation
The transfer of an embryo resulting from gametes that did not originate
from the recipient and/or her partner.
1.2.13 Fertilization
1.2.14 Foetus
1.2.16 Gamete
1.2.17 Hatching
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1.2.18 ICSI (Intracytoplasmic Sperm Injection)
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In vitro maturation of immature oocytes involves keeping the immature
oocytes in an appropriate culture medium under optimal conditions where they
can attain physiological maturity.
1.2.24 Oocyte donation
An ART procedure performed with third-party oocytes
1.2.25 Ovum/Oocyte
Ovum/oocyte is the female gamete produced in the ovary.
1.2.26 PESA (Percutaneous Epididymal Sperm Aspiration)
and TESA/TESE (Testicular Sperm Aspiration/
Extraction)
Percutaneous Epididymal Sperm Aspiration (PESA) and Testicular
Sperm Aspiration (TESA) are simplified, minimally invasive outpatient
procedures that allow the physician to recover the sperm for fertilization in
patients with obstructive azoospermia (lack of sperm in semen).
PESA requires a needle to be introduced into the epididymis and the
contents aspirated. The aspirate is observed under the microscope to determine
if motile sperm are present.
In TESA, the needle is introduced into the testicle itself.
1.2.27 Pre–implantation Genetic Diagnosis (PGD)
Pre–implantation Genetic Diagnosis is a technique in which an
embryo formed through IVF is tested for specific genetic disorders (e.g. cystic
fibrosis) or other characteristics prior to implantation.
1.2.28 Preterm Birth
A birth which takes place after at least 20, but less than 37, completed
weeks of gestation. This includes both live births and stillbirths. Births are
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counted as birth events (e.g. a twin or triplet live birth is counted as one birth
event).
1.2.29 Semen
A thick, whitish fluid discharged through the penis during ejaculation
containing spermatozoa, secretions from the testes, seminal vesicles, prostate
gland, bulbo-uretheral and other glands associated with the male reproductive
system.
1.2.30 Semen Donor
Semen obtained from third party for purpose of inseminating the
wife in cases where husband is unable to produce healthy semen.
1.2.31 Sperm
Sperm are the male gametes produced in the testicles.
1.2.32 Spontaneous abortion
Spontaneous loss of a clinical pregnancy before 20 completed weeks
of gestation or, if gestational age is unknown, a weight of 500 g or less.
1.2.33 Surrogacy
Surrogacy is an arrangement in which a woman agrees to carry a
pregnancy that is genetically unrelated to her and her husband, with the
intention to carry it to term and hand over the child to the genetic parents for
whom she is acting as a surrogate.
1.2.34 Surrogacy with Oocyte Donation
Surrogacy with oocyte donation is a process in which a woman allows
insemination by the sperm/semen of the male partner of a couple with a view
to carry the pregnancy to term and hand over the child to the couple.
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1.2.35 Zygote
Fertilized oocyte prior to first cell division is called zygote
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equipped with an examination table and gynecological instruments for
examining the female per vaginum, an appropriate ultrasonographic
machine with a probe for transvaginal examination of the female and
examination of the testes and excurrent male reproductive tract. A colour
Doppler would be useful but not essential.
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This essential detail should be planned at an early stage because no
pesticide can be used in a fully functional IVF clinic, as it could be
toxic to the gametes and embryos.
1.3.1.8 Semen collection room: This must be a well-appointed room with
privacy and an appropriate environment; it should be located in a
secluded area close to the laboratory. Such a facility must be available
in-house rather than having the patient collect the sample and bring
it to the laboratory for analysis as, in the latter case, semen quality
and identity is likely to be compromised. Procedures for collection
of semen as described in the WHO Semen Analysis Manual must be
followed with special reference to the type of container used; these
containers must be sterile, maintained at body temperature and non-
toxic. This room must have a washbasin with availability of soap
and clean towels. The room must also have a toilet and must not be
used for any other purpose.
1.3.1.9 Semen processing laboratory: There must be a separate room with
a laminar air flow for semen processing, preferably close to the semen
collection room. This laboratory must also have facilities for
microscopic examination of post-coital test smears. Good Laboratory
Practice (GLP) guidelines as defined internationally must be followed.
Care must be taken for the safe disposal of biological waste and
other materials (syringes, glass slides, etc.). Laboratory workers
should be immunized against hepatitis B and tetanus.
1.3.1.10 Clean room for IUI: There must be a separate area/room with an
appropriate table for Intra-Uterine Insemination (IUI).
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air-conditioned where fresh air filtered through an approved and
appropriate filter system is circulated at an ambient temperature (22-
0
25 C).
1.3.2.1 The operation theatre: This must be well equipped with facilities
for carrying out surgical endoscopy and transvaginal ovum pick-up.
The operation theatre must be equipped for emergency resuscitative
procedures.
1.3.2.2 Room for intrauterine transfer of embryo: This room must be a
sterile area having an examination table on which the patient can be
placed for carrying out the procedure and rest undisturbed for a
period of time.
1.3.2.3 The embryology laboratory complex: The embryology laboratory
must have facilities for the control of temperature and humidity and
must have filtered air with an appropriate number of air exchanges
per hour. Walls and floors must be composed of materials that can
be easily washed and disinfected; use of carpeting must be strictly
avoided. The embryology laboratory must have the following:
• a laminar flow bench with a thermostatically controlled heating
plate
• a stereo microscope
• a routine high-powered binocular light microscope
• a ‘high resolution’ inverted microscope with phase contrast or
Hoffman optics, preferably with facilities for video recording
• a micromanipulator (if ICSI is done)
• a CO2 incubator, preferably with a back up
• a hot air oven
• a laboratory centrifuge
• equipment for freezing embryos in a programmed manner
• liquid nitrogen cans
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• a refrigerator
Appropriate steps need to be taken for the correct identification of
gametes and embryos to avoid mix-ups. All material from the
operation room, culture dishes and Falcon tubes for sperm collection
(including lids), must bear the name of the patient. In the incubator,
identified oocytes and sperm should be kept together on the same
tray and double-checked. Pipettes used should be disposed off
immediately after use. The embryology laboratory must have a daily
logbook in which all the day’s activities are recorded, including the
performance of the equipment.
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and a clinical chemistry laboratory. Facilities for carrying out
histopathological studies on specimens obtained from the operation
theatre would also be desirable.
1.3.3.3 Maintenance of the laboratories: Each laboratory should maintain in
writing, standard-operating manuals for the different procedures carried
out in the laboratory. It should be ensured that there is no “mix up” of
gametes or embryos. The patient’s name should be clearly labeled on all
the tubes, dishes and pipettes containing the gametes and embryos. All
pipettes should be immediately discarded after use.
Laminar flowhoods, laboratory tables, incubators and other areas where
sterility is required must be periodically checked for microbial
contamination using standard techniques, and a record of such checks
must be kept.
A logbook should be maintained which records the temperature,
carbon dioxide content and humidity of the incubators and the
manometer readings of the laminar air flow.
All instruments must be calibrated periodically (at least once every
year) and a record of such calibration maintained.
1.3.3.4 Quality of consumables used in the laboratory: All disposable
plasticware must be procured from reliable sources after ensuring
that they are not toxic to the embryo. Culture media used for
processing gametes or growing embryos in vitro should be preferably
procured from reliable manufacturers. Each batch of culture medium
needs to be tested for sterility, endotoxins, osmolality and pH. The
embryologist should know the composition of the media that are
being used. Most media are supplemented with serum; they should,
therefore, be tested for antibodies to HIV 1 and 2, Hepatitis B Surface
Antigen and Hepatitis C RNA.
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There should be no interruption in power supply to the incubator and to
other essential services in the clinic. Given the power supply situation in India, it
is, therefore, imperative that a power back up in the form of UPS systems and/or
a captive power generation system is available in infertility clinics offering ART
services.
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‘difficult cases’.
© The gynaecologist must be well versed, particularly in the
pharmacology of hormone action, and know how to avoid
situations such as Ovarian Hyperstimulation Syndrome that can
pose a great health hazard.
The responsibilities of the gynaecologist would include the following:
• Interviewing of the infertile couple initially.
• History taking.
• Physical examination of the female.
• Recommending appropriate tests to be carried out, interpreting
them and treating medical disorders (infections, endocrine
anomalies).
• Carrying out laparoscopy or sonohysterosalpingography for
determining the status of the uterus and the fallopian tube.
• Advising the couple on planned relationship in simple cases.
• Carrying out AIH, AID, IUI, IVF or ICSI as the case may
warrant, based on diagnostic evidence.
In case of male factor infertility, if the gynaecologist is confident
and competent, he/she can treat such cases or refer them to the andrologist.
The treating doctor must be responsible for maintaining all records of
diagnosis, treatment given and consent forms. Before any treatment is given,
it is advisable that the couple is referred to the counsellor, with all the details
of the case, for proper advise and counselling. It would be the gynaecologist’s
responsibility to see that all equipment and instruments in the operation theatre
are properly functional and in order, and that a logbook is maintained of their
use and operation.
1.5.2 Andrologist
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Fifty percent of infertility cases are related to male factors, many of
which can be treated by specific ART procedures or other less invasive
procedures. Andrology, a subject related to male reproduction, does not
constitute a formal course in the medical curriculum in India, although several
journals in andrology are published from different parts of the world including
China. There is also an International Andrological Society with branches or
affiliated societies all over the world. In India it is the urologist with a post-
graduate degree in urology that often takes on the task of treating male
infertility. Such individuals must receive additional training in diagnosis of
various types of male infertility covering psychogenic impotence, anatomical
anomalies of the penis which disable normal intercourse, endocrine factors
that cause poor semen characteristics and/or impotence, infections, and causes
of erectile dysfunction.
© The andrologist must have knowledge of the occupational
hazards, infections and fever that cause reversible or irreversible
forms of infertility, and knowledge of ultrasonographic or
vasographic studies of the reproductive excurrent ducts to detect
partial occlusion that can be surgically corrected.
© He/she must understand the principles of semen analysis and their
value and limitation in diagnosis of male fertility status. The
person should also be able to interpret the fertility status of the
male from the result of semen analysis. The andrologist must be
able to collect semen by prostatic massage for microbial culture
in cases where infection may lie in the upper regions (prostate,
seminal vesicles) of the reproductive tract. He/she should also
be able to collect spermatozoa from the excurrent ducts or testis
for use in ICSI and must also be knowledgeable about the genetic
implications of using poor-quality sperm for ICSI as this
technique can vertically transfer the genetic defects of the father
to the child. He/she should be familiar with the surgical
procedures available for correcting an anatomical defect in the
reproductive system such as epididymo-vasal re-anastmosis and
varicocoelectomy.
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© An individual may act as an andrologist for more than one clinic but
each clinic where the andrologist works must own responsibility for
the andrologist and ensure that the andrologist is able to take care of
the entire work load of the clinic without compromising on the quality
of service.
The responsibilities of the andrologist would include the following:
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of these guidelines, a person with a B Sc or BV Sc degree but with at least five
years of first-hand, hands-on experience of the techniques mentioned below and
of discharging the responsibilities listed below, would be acceptable for functioning
as a clinical embryologist in the particular clinic. Such persons would also be
eligible to take a test to be designed and conducted by an appropriate designated
authority, to qualify for a position of a clinical embryologist in a new clinic.) He/
she must be familiar with the following:
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individual may act as a clinical embryologist for more than one clinic
but each clinic where the person works must own responsibility for
the embryologist and ensure that the embryologist is able to take care
of the entire work load of the clinic without compromising on the quality
of service. An embryologist must not be associated with more than
two centers at any given time.
1.5.4 Counsellors
Counsellors are an important adjunct to any infertility clinic. Indeed, in
the UK, counsellors are appointed by the clinic but they report to an independent
body. This ensures that there is fair play by the clinic and the patients are adequately
informed of what and what not to expect from the treatment offered to them.
Counselling for ART is not taught as a separate subject anywhere. A person who
has at least a degree (prefarably a postgraduate degree) in Social Sciences,
Psychology, Life Sciences or Medicine, and a good knowledge of the various
causes of infertility and its social and gender implications, and the possibilities
offered by the various treatment modalities, should be considered as qualified to
occupy this position. The person should have a working knowledge of the
psychological stress that would be experienced by potential patients, and should
be able to counsel them to assuage their fears and anxiety and not to have
unreasonable expectations from ART. A member of the staff of an ART clinic who
is not engaged in any other full-time activity in the clinic can act as a counsellor.
The counsellor must invariably appraise the couple of the advantages of
adoption as against resorting to ART involving a donor. An individual may act as a
counsellor for more than one clinic but each clinic where the counsellor works
must own responsibility for the counsellor and ensure that the counsellor is able to
take care of the entire counselling load of the clinic without compromising on the
quality of the counselling service.
1.5.5 Programme co-ordinator/director
This should be a senior person who has had considerable experience in
all aspects of ART. The programme co-ordinator/director should be able to co-
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ordinate the activities of the rest of the team and take care of staff administrative
matters, stock keeping, finance, maintenance of patient records, statutory
requirements, and public relations. He/she should ensure that the staff are keeping
up with the latest developments in their subject, by providing them with information
from the literature, making available to them access to the latest journals, and
encouraging them to participate in conferences and meetings and present their
data. The programme co-ordinator/director should have a post-graduate degree
in an appropriate medical or biological science. In addition, he/she must have a
reasonable experience of ART.
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of suggesting a particular form of treatment, and alternative therapies available if
any.
If a clinic is offering an ART that is not listed in these guidelines now or
as modified in the future (vide para 1 of this Section), the procedure must be
approved by the clinics ethics committee (constituted as recommended by the
ICMR ethical guidelines, 2000), justifying the need for the procedure and explaining
why alternatives are not suitable. [Only clinics of Level 2 or Level 3 (Sections
2.5.3 and 2.5.4) would be required to have an ethics committee.] Informed
consent from the patients would be mandatory in such cases as well. As mentioned
in para one of this section, the clinic must also bring the new procedure to the
notice of the National Accreditation Committee for its approval; if such an approval
is not granted, all further use of the procedure must stop.
1.6.1 Artificial insemination with husband’s semen (AIH)
The technique consists in placing in the interior of the vagina a sample of
the unprocessed semen.
1.6.2 Artificial insemination with donor semen (AID)
The indications for AID are when there is (a) non-obstructive
azoospermia; (b) the husband has a hereditary genetic defect; or (c) when the
couples have Rh incompatibility.
The main advantage of AID is that it enables a couple to achieve
pregnancy even though the husband is not the biological father. However, the
possible transmission of diseases from the donor to the future child and the risk
of consanguinity, constitute some drawbacks that must be brought to the notice
of the patients. It is necessary to get the informed consent of both the partners
after they are counselled about the possible psychological conflict they may face
later in their life with the knowledge that one of them is not the biological parent of
their child.
AID is an ethically acceptable procedure provided there is a medical
indication and psychological confirmation for its use. Also, the normal
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conditions of anonymity and screening of the donor must be met and only frozen
sperm samples that have passed appropriate quarantining for infectious diseases
such as HIV, hepatitis B and C, and syphilis should be used (for details see Chapter
3). AID involves the placing of a donor’s semen into the interior of the vagina.
Common indications:
© Husband has non-obstructive azoospermia.
© Husband has a hereditary genetic defect.
© The couple has Rh incompatibility.
© The women is iso-immunized and has lost previous pregnancies and
intrauterine transfusion is not possible.
© Husband has severe oligozoospermia and the couple does not wish
to undergo any of the sophisticated ART such as ICSI.
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© Idiopathic infertility.
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© Endometriosis.
© Infertility of immunological origin.
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• Number of spermatozoa in the ejaculate too low for IVF.
1.6.6.2 Indications of ICSI with epididymal spermatozoa
obtained by microsurgical epididymal sperm aspiration
(MESA/PESA)
• Congenital bilateral absence of the vas deferens (CBAVD).
• Failed vasoepididymal anastomosis.
• Failed vasovasal anastomosis.
• Obstruction of both ejaculatory ducts.
• Anejaculation because of spinal cord injury.
• Retrograde ejaculation.
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• Gonadal dysgenesis.
• Premature ovarian failure.
• Iatrogenic (due to ovarian surgery or radiation, or chemical
castration) ovarian failure.
• Women who have resistant ovary syndrome, or who are poor
responders to ovulation induction.
• Women who are carriers of recessive autosomal disorders.
• Women who have attained menopause.
Donors should be healthy (as determined by medical and
psychological examination, screening for STDs, and absence of HIV
antibodies) women in the age group of 18-35 years. Oocytes may be obtained
for donation, mostly by surgical intervention from women participating in an
IVF program, or those undergoing elective sterilization or surgery.
The recipient should be a healthy woman (determined by medical
and psychological examination) having normal genitalia (as determined by
physical examination) and uterine cavity (as determined by hystero-
salpingography). In case of OD, the semen characteristics of the husband
must be determined to see if they are in conformity with those associated
with normal fertility. The blood group of the donor should be noted; the donor
should also be tested for antibodies to rubella, HIV, hepatitis, CMV, gonorrhea,
syphilis, chlamydia, mycoplasma and trichomonas.
Ovum/embryo donation can be carried out in menopausal women
with no surviving child and desiring to have a child. The endometrium of
menopausal women has the ability to respond to sex hormones and provide a
receptive environment for the implantation of an embryo.
Various protocols are now available to prepare the endometrium of
the recipient for OD or ED with estrogens and progestogens until the placenta
takes over the function of maintaining the gestation.
1.6.8 Cryopreservation
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Facilities for cryopreservation are an essential component of an ART
clinic as they are to be used under a variety of conditions such as those
described below.
1.6.8.1 Freezing semen
Men, who are likely to suffer from psychological stress at the time
of ovum pick-up or those who cannot be present at the time of ovum pick-up,
are recommended to have their semen frozen for use at the appropriate time.
One of the important reasons for freezing semen from donors is that any
donor semen has to be quarantined for six months. The safety of using frozen
sperm has been abundantly proven, both by experimental work and the actual
results in humans. Matters of concern are the donor’s health and the necessity
to avoid donors who are infected with venereal diseases, hepatitis B or C, or
HIV. One of the drawbacks of sperm freezing is an approximate 20 % loss in
motility after thawing. Donors whose semen is frozen for future use are
required to report to the semen bank six months after donation to be checked
for HIV, HBV or HCV infection/disease status.
1.6.8.2 Freezing embryos
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Patients should be fully informed before the treatment cycle on the
procedure of cryopreservation, the risks and, particularly, what is to be done
with their embryos if they do not use them. They should sign a consent form
concerning the agreement for embryo freezing as well as for the future use of
the embryos (also see Section 3.11).
When a serum supplementation is used in the preparation of freezing
and thawing solutions, one must carefully avoid any risk of viral transmission
to the embryo through the serum.
1.6.8.3 Oocyte cryopreservation
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appropriate confidentiality agreement which would prohibit the clinic from using
or passing on the proprietary information provided by the manufactures of the
media to any other organisation that may commercially exploit this information.
When a serum supplementation has to be used in the preparation of
media, one must carefully avoid the risk of viral transmission to the embryo
through the serum.
1.6.10 The future ART technologies
Assisted reproductive technologies represent a rapidly progressing
area in modern biology. It would be the responsibility of the National
Accreditation Committee (Chapter 9) to ensure that this list of techniques is
kept updated in real time.
1.6.11 Caution, precautions and concerns about ART practice
1.6.11.1 Ovarian stimulation
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levels twice as high as FSH are indicative of the woman having polycystic
ovaries; such women are prone to develop multiple follicles when stimulated
and also undergo OHSS. Oocytes aspirated from such ovaries usually fail to
fertilize. If such women are subjected to mild ovarian stimulation with CC, it
is important to carefully monitor their ovarian response ultrasonographically.
1.6.11.2 Indiscriminate use of ICSI
ICSI, one of the latest entrants to the field of ART, has been claimed
to be a panacea for severe male infertility. This technique has never undergone
critical evaluation in animal models before introducing it to treat human
infertility. There are, therefore, some genuine concerns in regard to the use of
ICSI; some of the fears underlying these concerns have come true ( S.
Oehninger and R. G. Gasolen: Should ICSI be the treatment of choice for all
cases of in vitro conception ? No, not in light of the scientific data. Human
Reproduction 17: 2337, 2002).
Although, ICSI has revolutionized the treatment for male infertility,
its widespread use has raised medical concerns about the transfer of genetic
defects to future generations. There is a higher than normal frequency of sex
chromosome abnormalities in children born of ICSI procedures compared
with the normal population (Science 281:651-652, 1988; Human Reproduction
13: 781-782,1998; Human Reproduction 16:115-120,2001; British Medical
Journal 327: 852, 2003; Fertility and Sterility 80: 851, 2003). Besides, infertile
men carrying Y chromosome microdeletions pass this defect to ICSI-born
sons (Fertility and Sterility 74:909-915, 2000). During ICSI, the process of
fertilization is dramatically changed. For example, there is no fertilization
occurring in vivo, and the physiological maturation of sperm, its selection
and penetration through oocyte investments, and its influence on embryonic spatial
patterning (Nature 409: 517-521,2001), are bypassed. Because ICSI bypasses
a part of the process of natural selection and certain early developmental
mechanisms, concerns are expressed on the possible reproductive health risk(s)
to the offspring.
In India, it is estimated that about 15% of married couples are sub-
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fertile or infertile. Treatment of male-factor infertility in the country has improved
dramatically with the introduction of ICSI, which is currently being practiced rather
extensively in various major ART clinics in the country. It is, however, extremely
important that this approach to treating male-factor infertility is carried out with
caution, in view of the possible risk of vertically transmitting defective
(spermatogenetic) fertility gene(s) to the male progeny, when the etiology of
infertility is genetic in origin (Human Reproduction 13:219-227,1998). Thus, ICSI
may fall below the general expectations of the Helsinki Declaration (WMA 1964
and 2000). ART clinics accredited under the present programme must therefore
take due note of the above before resorting to ICSI, and counsel the couple for
whom ICSI is being recommended, appropriately. Inspite of what has been said
above, in some case, ICSI may still be the preferred choice of treatment for
infertility.
1.6.11.3 Possible misuse of ART – sale of embryos and stem cells
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appropriate national guidelines in this area, being commercially exploited and sold
to foreign countries. Therefore sale or transfer of human embryos or any part
thereof, or of gametes in any form and in any way – that is, directly or indirectly –
to any party outside the country must be prohibited. Within the country, such
embryos or gametes could be made available to bonafide researchers only as a
gift, with both parties (the donor and the donee) having no commercial transaction,
interest or intent.
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Chapter 2
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2.1 Patient Selection
During last two decades, there has been a marked increase in patient
population in all infertility clinics the world over, but all infertility clinics may
not be sufficiently equipped with the latest technology and expertise essential
to offer the best possible help. Hence there is a need for patient selection, in
order to categorise them in specific groups and then refer them to different
levels of infertility care units for step-wise investigation and treatment.
Patient selection for referral and, finally, for ART should be based
on the findings of basic investigations on the cause of infertility. These
investigations should consist of the following.
2.1.1 Husband
© Physical examination, both systemic and local, to detect any problem
that might be the cause of infertility or that may modify the management
of infertility.
© Semen analysis including both morphological and functional tests; if
any abnormality is detected, repeat tests should be done after suitable
intervals. An abnormal finding on a repeat semen examination warrants
full-scale investigation by an appropriate specialist to ascertain the
cause and then institute the necessary treatment.
© Screening for infections including syphilis, HBV, HCV and HIV, and
their appropriate management.
© If needed, appropriate endocrinological investigations and therapy.
2.1.2 Wife
© Physical examination, both systemic and local, to detect any problem
that might be the cause of infertility or that may modify the management
of infertility.
© Detection and timing of ovulation by basal body temperature (BBT),
cervical mucus studies, ultrasonography, premenstrual endometrial
biopsy, histopathological examination and serum progesterone
estimation in the mid-luteal phase.
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© Assessment of tubal patency by appropriate investigations including
hysterosalpingography, sonosalpingography, or laparoscopy if required,
to find out/rule out specific problems and to select the appropriate therapy.
© Screening for local factors including cervical mucus-related problems
and lower genital tract infections, and instituting appropriate therapy.
© Assessment of uterine cavity by hysteroscopy.
© Screening for reproductive tract infections including syphilis,
chlamydia, tuberculosis, HBV, HCV and HIV, and appropriate
management.
© If needed, appropriate endocrinological investigations and therapy.
Any gynaecologist not specifically trained in the subspeciality of
infertility care can also complete these investigations.
Based on the results of these investigations, couples should be
selected for treatment at different levels of infertility care units. Depending
on the personnel competence and availability of facilities for investigation
and treatment, there should be three levels of infertility care units: (a) primary
infertility care units, (b) secondary infertility care units, and (c) tertiary
infertility care units. These care units should work in a tier system.
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absence of uterus, dense pelvic adhesions due to endometriosis, tuberculosis,
and pelvic inflammatory disease as a sequel to pelvic surgery.
Unlike female factor infertility, male factor infertility is seldom easily
correctable. Except oligozoospermia without asthenospermia, and sexual
dysfunction due to phimosis, no other male factor infertility is amenable to
simple medical or surgical therapy.
If a single defect in one of the partners is correctable, approximately
half of the patients will respond to conventional medical or surgical therapy
and the other half will not. Further treatment for the unresponsive couples
will then consist of counselling and an in-depth investigation, leading to the
use of ART – failing which, adoption may be the only alternative.
For an uncorrectable single defect, either in the male or in the female
partner, the choice would be between ART and adoption. The alternative to
be chosen should be suggested by the counsellor after evaluation of the age,
financial capabilities and psychological attitude of the couple.
2.2.2 Multiple defects in one or both partners
When multiple defects involve either one or both partners, attempt
to correct these defects and hoping to achieve a pregnancy in the natural way
is almost always unrewarding. This should be explained by the consulting
gynaecologist/physician to the couple to prevent unnecessary expenditure by
the couple. Judicious and effective counselling plays a very vital role under
such circumstances; at least some couples will accept that at this point their
treatment ends. A few will opt for adoption while others might wish to try the
challenges of ART procedures.
2.2.3 No detectable defect in either partner (unexplained or
idiopathic infertility)
This is a group most difficult to deal with as, they would have a
right to ask that, in spite of everything being normal, what is standing in their
way to achieve conception.
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The approach to management protocol of infertile couples with regard
to nature of defects may be summarized as follows:
INVESTIGATION
ART ADOPTION
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2.3 Selection Criteria for ART
The choice of the procedure used, e.g. IVF-ET, GIFT, ZIFT, or ICSI,
is made depending upon the needs, resources and circumstances of the couple,
availability of the facilities, and experience and expertise of the gynaecologist/
embryologist. This section should be read in conjunction with Section 1.6.
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2.3.1.4 Immunological factor
IVF can be used when there are antisperm antibodies either in the male
or the female and when other techniques such as immunosuppression, use of
condoms, intrauterine insemination and other therapeutic measures have failed.
2.3.1.5 Cervical factor
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Patients with Mullerian agenesis or congenital uterine anomalies, women
with severe intrauterine adhesion refractory to surgical lysis of the adhesions, and
hysterectomized patients can, through IVF, transfer their embryos to a surrogate
mother.
2.3.1.9 In association with donor oocytes and donor embryos
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natural as fertilization occurs in the tubal ampulla, the gametes are minimally exposed
in vitro, and early embryo development occurs in a natural environment.
2.3.4 Micro-assisted fertilization (SUZI and ICSI)
Subzonal insemination (SUZI), intracytoplasmic sperm injection (ICSI)
and assisted hatching need micromanupulation of gametes. SUZI involves sperm
injection in in vitro, in-to the sub zonal space of oocytes. This technique has now
been virtually totally replaced by ICSI, which involves injection of sperm into the
cytoplasm of the oocyte and which is useful in a variety of cases such as aging
ova, elderly women, repeated failure of implantation in IVF, and in certain cases
of male factor infertility. Assisted hatching of embryo by drilling a hole in the zona
pellucida is resorted prior to embryo transfer for improving implantation rates.
2.4 Complications
ART procedures carry a small risk both to the mother and the offspring.
These risks must be explained to the couple and appropriate counselling done.
ART procedures are to be initiated only after patients understand these risks and
still want to undergo ART. Some of the most commonly encountered risks are
mentioned below (this list is not exhaustive).
2.4.1 Multiple gestation
The reported incidence of multiple gestation ranges from 20 to 30%.
Incidence of twin pregnancies in the range of 10-20% may have to be accepted
as inevitable, but specific efforts must be made to reduce the incidence of
triplets and multiple births of higher order. Therefore, not more than three
oocytes should be transferred for GIFT and not more than three embryos for
IVF-ET at one sitting, excepting under exceptional circumstances (such as
elderly women, poor implantation, advanced endometriosis or poor embryo
quality; also see Section 3.5.13) which should be recorded; the remaining embryos,
if any, may be cryopreserved and, if required, transferred at a later cycle.
2.4.2 Ectopic pregnancy
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Ectopic pregnancy rates could be as high as up to 8% for ART
procedures. The choice of an appropriate procedure as per guidelines
mentioned earlier, especially in persons with tubal disease, may reduce the
chances of an ectopic pregnancy.
2.4.3 Spontaneous abortion
Spontaneous abortion rates range from 20 to 35%. Abortion rates
rise with increasing age of the mother and in multiple pregnancies, especially
with three or more foetuses. In cases where more than two foetuses are
present, selective embryo reduction should be advised. It is essential that the
advantages of embryo reduction (better chances of the survival of other
foetuses and the fact that they are likely to be born nearer term and with
better birth weight) and disadvantages (the possibility that there might be an
increased risk of abortion following the procedure) must be explained to the
couple, and their informed consent taken before embryo reduction is attempted.
2.4.4 Preterm birth
There is a higher risk of premature/low birth weight delivery
following ART, especially in the presence of multiple foetuses.
2.4.5 Ovarian hyperstimulation syndrome
The use of superovulation for ART entails a risk of hyperstimulation
in some women, in the range of 0.2 to 8.0%. The extent of this risk is
determined by the hormonal profile of the woman, the estradiol values (greater
than 2500 pg/ml), the dose required for triggering ovulation, the ability to
aspirate all the follicles at the time of oocyte retrieval, and several other factors.
The programme director should be fully aware of the means to avoid
hyperstimulation and also its treatment. Careful monitoring and management will
reduce this risk as well as the morbidity associated with it.
In addition to these specific complications of ART, couples undergoing
various ART procedures incur the risks associated with the operative and
anaesthetic procedures involved in ART.
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2.5 Categories of Infertility Care Units
The severity in the cause of infertility varies between couples. Sometimes,
simple counselling or minor intervention will be all that is necessary. Others may
require more aggressive treatment; such cases should be referred to speciality
clinics. It is, therefore, recommended that infertility treatment should be offered at
four levels. The infertility care units should be categorized into the four levels and
authorized to offer treatments as described below. Patients should be referred by
their gynaecologist or physician to whom they go first, if necessary, to the specific
level of infertility care unit where appropriate facilities for investigation and treatment
for that patient would be available. Level 1B, Level 2 and level 3 infertility clinics
may encourage appropriately qualified gynaecologists of Level 1A clinics to use
their facilities, provided the clinic thus being used by a gynaecologist takes the
responsibility of ensuring that all norms stated in this document - including the
maintenance of records - are followed.
2.5.1 Primary (Level 1A) infertility care units
These would be clinics where preliminary investigations are carried out
and type and cause of infertility diagnosed. Primary infertility care unit or clinic
could be a doctor’s consulting room, such as a gynaecologist’s or a physician’s
consulting room, or even a general hospital. Depending on the severity of infertility,
the couple could be treated at the Level 1A clinic or referred to a speciality (Level
1B, Level 2 or Level 3) clinic.
Investigations into the cause of infertility by diligent history taking, physical
examination and a simple semen analysis that can detect cases of azoospermia,
can determine if the cause of infertility is related to the female or the male or to
both the partners. Multifactorial or unexplainable cases should be referred to
speciality secondary (Level 2) or tertiary (Level 3) infertility care units.
The gynaecologist or the physician in charge of a Level 1A infertility
care unit should have an appropriate post-graduate degree and be capable of
taking care of the above responsibilities.
The responsibilities of a Level 1A primary infertility care unit would be
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1. Completion of the basic investigations mentioned above.
2. Treatment of minor anatomical defects like tough imperforate hymen.
(Surgical perforation of hymen can be carried out after ensuring that
the husband does not have erectile dysfunction. Extreme care must
be taken in performing hymenectomy).
3. Treatment of mild endometriosis after confirming its presence by
diagnostic laparoscopy carried out by a competent surgeon with
adequate endoscopic experience.
4. Introduction of ovulation in non-ovulatory women (especially PCOS)
with clomiphene citrate, with or without adjuncts like bromocriptine,
eltroxin, dexamethasone or spironolactone. (Gonadotropin should
not be used at a primary infertility care unit level).
5. Correcting minor endocrine disorders such as thyroid disorders or
hyperprolactinemia, by prescribing appropriate corrective
medications.
6. Treatment of oligozoospermia without asthenozoospermia.
7. Detecting infection of the reproductive tract using appropriate
diagnostic tests, followed by normal health-care steps after carrying
out appropriate antibiotic sensitivity tests. (Particular care must be
taken to treat the couple and not the female or the male patient
alone).
8. Ability to carry out AIH.
9. Ability to carry out IUI using processed semen of husband or donor
obtained from an accredited laboratory or semen bank which must
maintain a record ( as in section 3.3.7 ) of complete details including
the name, qualification and complete address of the gynaecologist/
clinic requesting the processed semen and carrying out the IUI.
10. Referral of the couple to Level 1B, Level 2 or Level 3 infertility
care unit as appropriate, specially when the woman’s age is more
than 35, or when the couple has a multifactorial defect, or when
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patients with single treatable defect have not responded to conventional
therapy.
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i. Facilities for semen preparation and certification and for intrauterine
insemination (IUI), including an appropriate sterile area for IUI.
(The facilities for investigation and for sperm preparation mentioned
above could be shared with another accredited infertility clinic or
semen bank).
2.5.3 Secondary (Level 2) infertility care units
These units must have infrastructure for further in-depth investigation
and extended treatment of infertility except where oocytes are handled outside
the body. Some of the investigations and treatment facilities required for
Level 2 care units are detailed below:
2.5.3.1 Facilities for investigations:
i. Immunological tests for infertility, sperm cervical mucous
penetration test (SCMPT), sperm cervical mucous test
(SCMT), and tests for antibodies (IgG, IgA) against sperm
antigen in cervical mucous.
ii. Sperm function tests like hypo-osmotic swelling test (HOST),
and assessment of the improvement of sperm motility potential
with pentoxifyllene co-culture.
iii. Assessment of follicular growth and ovulation by serial
transvaginal sonography (TVS).
iv. Hysteroscopy, laparoscopy and transvaginal sonography.
2.5.3.2 Treatment facilities:
i. Facilities for semen preparation and intrauterine insemination (IUI).
ii. Provision for semen collection in men with a vibrator or an
electroejaculator in functional erectile and ejaculatory problems.
iii. Conservative surgery either through a laparoscope,
hysteroscope or via laparotomy. It should be possible to perform
hysteroscopic cannulation of blocked tubes, and resection of
submucous myoma or uterine septum.
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iv. Combined medical-surgical therapy by a co-ordinated team as in
endometriosis or in some cases of polycystic ovaries (ovarian
drilling).
v. Provision for extended treatment of infertility except for oocyte
pick up and IVF, ICSI etc.
Such units will have three functions to perform, viz. diagnostic and
therapeutic at the highest level of specialization and with the best of facilities,
and research. Some examples of the first two functions are given below in
Sections 2.5.4.1 to 2.5.4.3. If any of the facilities mentioned below does not
exist in the clinic, the clinic should have access to such a facility in another
appropriately accredited clinic, semen bank, or laboratory.
2.5.4.1 Diagnostic procedures for male infertility
i. Endocrine assay.
ii. Further tests for sperm function and integrity such as acrosome
reaction and sperm-oocyte interaction in vitro.
iii. Assessment of cell contaminants, debris and infection.
iv. Karyotyping when sperm density, morphology and motility are
abnormal.
v. Assessment of seminal plasma for viscosity, thinness, blood
contamination and biochemical constituents.
2.5.4.2 Diagnostic procedures for female infertility
i. Endocrine assay.
ii. Karyotyping in premature ovarian failure in Kallman’s
syndrome.
iii. Colour Doppler for checking growing follicles, functional
integrity of corpus luteum, and developing endometrium in
stimulated or unstimulated cycle.
iv. GnRH challenge test in non-ovulation due to hypothalamic
pituitary failure.
v. Clomiphene challenge tests to ascertain ovarian reserves before
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ovulation induction or controlled ovarian hyperstimulation.
2.5.4.3 Therapeutic procedures
i. Induction of ovulation in refractory non-ovulation due to PCO-
down regulation with a GnRH-agonist followed by induction
with gonadotropin.
ii. All varieties of assisted reproductive technologies, including
ICSI, mentioned earlier.
iii. Procedures for IUI using split ejaculate, pooled ejaculate or
sperm recovered from post-coital specimen of urine in
retrograde ejaculation.
iv. Embryo freezing.
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Chapter 3
Code of Practice,
Ethical Considerations and Legal Issues
55
230
3.1 Clinics which should be Registered
Clinics involved in any one of the following activities should be regulated,
registered and supervised by the State Accreditation Authority/State Appropriate
Authorities (Section 3.15).
1. Any treatment involving the use of gametes which have been donated
or collected or processed in vitro, except for AIH, and for IUI by
level 1A clinics who will not process the gametes themselves.
2. Any infertility treatment that involves the use and creation of embryos
outside the body.
3. The processing or /and storage of gametes or embryos.
4. Research on human embryos.
The term ART clinic used in this document refers to a clinic involved in
any one of the first three of the above activities.
3.2.1 Staff: A ‘person responsible’ shall take full responsibility for ensuring that
the staff of the registered unit is sufficiently qualified, that proper
equipment is used, that genetic material is kept and disposed off properly,
and that the center complies with the conditions of its registeration.
Guidelines for minimum standards and qualifications of clinical,
scientific and counselling staffs are laid down in Chapter 1. Failure of
the ‘person responsible’ to comply with the mandatory code of practice
can lead to his/her removal or prosecution, or to the suspension of the
clinic’s registration.
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3.2.2 Facilities: These must cover the standards expected in respect of provision
of clinical, laboratory and counselling care mentioned in Chapters 1 and
2. Proper systems for monitoring and assessing practices and procedures
are required to be in place (for example in the form of Standard Operating
Procedures) in order to optimize the outcome of ART.
3.2.3 Confidentiality: Any information about clients and donors must be kept
confidential. No information about the treatment of couples provided
under a treatment agreement may be disclosed to anyone other than the
accreditation authority or persons covered by the registration, except
with the consent of the person(s) to whom the information relates, or in
a medical emergency concerning the patient, or a court order. It is the
above person’s right to decide what information will be passed on and
to whom, except in the case of a court order.
3.2.4 Information to patient: All relevant information must be given to the patient
before a treatment is given. Thus, before starting treatment, information
should be given to the patient on the limitations and results of the proposed
treatment, possible side-effects, the techniques involved, comparison
with other available treatments, the availability of counselling, the cost
of the treatment, the rights of the child born through ART, and the need
for the clinic to keep a register of the outcome of a treatment.
3.2.5 Consent: No treatment should be given without the written consent of the
couple to all the possible stages of that treatment, including the possible
freezing of supernumerary embryos. A standard consent form
recommended by the accreditation authority should be used by all ART
clinics. Specific consent must be obtained from couples who have their
gametes or embryos frozen, in regard to what should be done with them
if he/she dies, or becomes incapable of varying or revoking his or her
consent.
3.2.6 Counselling: People seeking registered treatment must be given a suitable
opportunity to receive proper counselling about the various implications
of the treatment. No one is obliged to accept counselling but it is generally
recognized as being beneficial, and couples should be encouraged to go
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through it. The provision of facilities for counselling in an ART clinic (of
Levels 1B, 2 or 3) is, therefore, mandatory. Couples should be referred
for support or therapeutic counselling as appropriate.
3.2.7 Use of gametes and embryos: No more than three oocytes or embryos
may be placed in a woman in any one cycle, regardless of the procedure/
s used, excepting under exceptional circumstances (such as elderly
women, poor implantation, adenomiosis, or poor embryo quality) which
should be recorded. No woman should be treated with gametes or
with embryos derived from the gametes of more than one man or woman
during any one-treatment cycle.
3.2.8 Storage and handling of gametes and embryos: The ‘highest possible
standards’ in the storage and handling of gametes and embryos in respect
of their security, and in regard to their recording and identification, should
be followed.
3.2.9 Research: The accreditation authority must approve all research that
involves embryos created in vitro. A separate registration should be
issued for each research project involving human embryos. The
accreditation authority must not give a registation certificate unless it is
satisfied that the use of human embryos is essential for the purposes of
the proposed research and the research is in public interest.
Additionally:
(i) No human embryo may be placed in a non-human animal
(ii) All research projects must be approved by the Institutional Ethics
Committee before submission to the accreditation authority.
3.2.10 Complaints: All registered ART clinics are required to have procedures
for acknowledging and investigating complaints, and to have a nominated
person to deal properly with such complaints. The accreditation authority
must be informed of the number of complaints made in any year and
those that are outstanding.
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3.3 Responsibilities of the Clinic
3.3.1 To give adequate information to the patients (detailed in Section 3.4).
3.3.2 To explain to the patient the rationale of choosing a particular treatment
(see Chapter 2) and indicate the choices the patient has (including the
cheapest possible course of treatment), with advantages and
disadvantages of each choice.
3.3.3 To help the patient exercise a choice, which may be best for him/her,
taking into account the individual’s circumstances.
3.3.4 To maintain records in an appropriate proforma (to be prescribed by
the authority) to enable collation by a national body.
3.3.5 When commercial DNA fingerprinting becomes available, to keep on its
record, if the ART clinic desires and couple agrees, DNA fingerprints of
the donor, the child, the couple and the surrogate mother should be
done.
3.3.6 To keep all information about donors, recipients and couples confidential
and secure. The information about the donor (including a copy of the
donor’s DNA fingerprint if available, but excluding information on the
name and address – that is, the individual’s personal identity) should be
released by the ART clinic after appropriate identification, only to the
offspring and only if asked by him/her after he/she reaches the age of 18
years, or as and when specified and required for legal purposes, and
never to the parents (excepting when directed by a court of law).
3.3.7 To maintain appropriate, detailed record of all donor oocytes, sperm or
embryos used, the manner of their use (e.g. the technique in which they
are used, and the individual/couple/surrogate mother on whom they are
used). These records must be maintained for at least ten years after
which the records must be transferred to a central depository to be
maintained by the ICMR. If the ART clinic/centre is wound up during
this period, the records must be transferred to the central repository in
the ICMR.
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3.3.8 To have the schedule of all its charges suitably displayed in the clinic and
made known to the patient at the beginning of the treatment. There must
be no extra charges beyond what was intimated to the patient at the
beginning of the treatment.
3.3.9 To ensure that no technique is used on a patient for which demonstrated
expertise does not exist with the staff of the clinic.
3.3.10 To be totally transparent in all its operations. The ART clinics must,
therefore, let the patient know what the success rates of the clinic are in
regard to the procedures intended to be used on the patient.
3.3.11 To have all consent forms available in English and local language(s).
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3.4.6 The cost (with suitable break-up) to the patient of the treatment proposed
and of an alternative treatment, if any (there must be no other “hidden
costs”).
3.4.7 The importance of informing the clinic of the result of the pregnancy in a
pre-paid envelope.
3.4.8 To make the couple aware, if relevant, that a child born through ART
has a right to seek information (including a copy of the DNA fingerprint,
if available) about his genetic parent/surrogate mother on reaching 18
years, excepting information on the name and address – that is, the
individual’s personal identity – of the gamete donor or the surrogate
mother. The couple is not obliged to provide the information to which
the child has a right, on their own to the child when he/ she reaches the
age of 18, but no attempt must be made by the couple to hide this
information from the child should an occasion arise when this issue
becomes important for the child.
3.4.9 The advantages and disadvantages of continuing treatment after a certain
number of attempts.
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3.5.3 The ART clinic must not be a party to any commercial element in donor
programmes or in gestational surrogacy.
3.5.4 A surrogate mother carrying a child biologically unrelated to her must
register as a patient in her own name. While registering she must mention
that she is a surrogate mother and provide all the necessary information
about the genetic parents such as names, addresses, etc. She must not
use/register in the name of the person for whom she is carrying the child,
as this would pose legal issues, particularly in the untoward event of
maternal death (in whose names will the hospital certify this death?).
The birth certificate shall be in the name of the genetic parents. The
clinic, however, must also provide a certificate to the genetic parents
giving the name and address of the surrogate mother. All the expenses
of the surrogate mother during the period of pregnancy and post-natal
care relating to pregnancy should be borne by the couple seeking
surrogacy. The surrogate mother would also be entitled to a monetary
compensation from the couple for agreeing to act as a surrogate; the
exact value of this compensation should be decided by discussion
between the couple and the proposed surrogate mother. An oocyte donor
can not act as a surrogate mother for the couple to whom the ooctye is
being donated.
3.5.5 A third-party donor and a surrogate mother must relinquish in writing all
parental rights concerning the offspring and vice versa.
3.5.6 No ART procedure shall be done without the spouse’s consent.
3.5.7 The provision or otherwise of AIH or ART to an HIV-positive woman
would be governed by the implications of the decision of the Supreme
Court in the case of X – vs – Hospital 2 (1998) 8 Sec. 269 or any other
relevant judgement of the Supreme Court, or law of the country, whichever
is the latest.
3.5.8 Gametes produced by a person under the age of 21 shall not be used.
The accepted age for a sperm donor shall be between 21 and 45 years
and for the donor woman between 18 and 35 years.
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3.5.9 Sex selection at any stage after fertilization, or abortion of foetus of any
particular sex should not be permitted, except to avoid the risk of
transmission of a genetic abnormality assessed through genetic testing
of biological parents or through preimplantation genetic diagnosis (PGD).
3.5.10 No ART clinic shall offer to provide a couple with a child of the desired
sex.
3.5.11 Collection of gametes from a dying person will only be permitted if the
widow wishes to have a child.
3.5.12 No more than three eggs or embryos should be placed in a woman
during any one treatment cycle, regardless of the procedure used,
excepting under exceptional circumstances {such as elderly women
(above 37 years), poor implantation (more than three previous failures),
advanced endometriosis, or poor embryo quality} which should be
recorded.
3.5.13 Use of sperm donated by a relative or a known friend of either the wife
or the husband shall not be permitted. It will be the responsibility of the
ART clinic to obtain sperm from appropriate banks; neither the clinic
nor the couple shall have the right to know the donor identity and address,
but both the clinic and the couple, however, shall have the right to have
the fullest possible information from the semen bank on the donor such
as height, weight, skin colour, educational qualification, profession, family
background, freedom from any known diseases or carrier status (such
as hepatitis B or AIDS), ethnic origin, and the DNA fingerprint (if
possible), before accepting the donor semen. It will be the responsibility
of the semen bank and the clinic to ensure that the couple does not
come to know the identity of the donor. The ART clinic will be authorized
to appropriately charge the couple for the semen provided and the tests
done on the donor semen.
3.5.14 What has been said above under 3.5.13 also would be true of oocyte
donation.
3.5.15 When DNA fingerprinting technology becomes commercially available,
the ART clinic may offer to the couple, a DNA fingerprint of the donor
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without revealing his/her identity, against appropriate payment towards
the cost of the DNA fingerprint. An ART clinic will then have DNA
fingerprinting done of the couple and keep the DNA fingerprints on its
records.
3.5.16 Trans-species fertilization involving gametes of two species is prohibited.
3.5.17 Ova derived from foetuses cannot be used for IVF but may be used for
research.
3.5.18 Semen from two individuals must never be mixed before use, under any
circumstance.
3.5.19 Transfer of human embryo into a human male or into any animal belonging
to any other species, must never be done and is prohibited.
3.5.20 The data of every accredited ART clinic must be accessible to an
appropriate authority of the ICMR for collation at the national level.
3.5.21 Any publication or report resulting out of analysis of such data by the
ICMR will have the concerned members of the staff of the ART clinic as
co-authors.
3.5.22 The consent on the consent form must be a true informed consent
witnessed by a person who is in no way associated with the clinic.
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3.6.4 The blood group and the Rh status of the individual must be determined
and placed on record.
3.6.5 Other relevant information in respect of the donor, such as height, weight,
age, educational qualifications, profession, colour of the skin and the
eyes, record of major diseases including any psychiatric disorder, and
the family background in respect of history of any familial disorder, must
be recorded in an appropriate proforma.
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3.9.1.2 The bank will ensure that all criteria mentioned in Section 3.6
(Requirements for a sperm donor) are met and a suitable record of all
donors is kept for 10 years after which, or if the bank is wound up
during this period, the records shall be transferred to an ICMR repository.
3.9.1.3 A bank may advertise suitably for semen donors who may be
appropriately compensated financially.
3.9.1.4 On request for semen by an ART clinic, the bank will provide the clinic
with a list of donors (without the name or the address but with a code
number) giving all relevant details such as those mentioned in Section
3.6. The semen bank shall not supply semen of one donor for more
than ten successful pregnancies. It will be the responsibility of the ART
clinic or the patient, as appropriate, to inform the bank about a successful
pregnancy. The bank shall keep a record of all semen received, stored
and supplied, and details of the use of the semen of each donor. This
record will be liable to be reviewed by the accreditation authority.
3.9.1.5 The bank must be run professionally and must have facilities for
cryopreservation of semen, following internationally accepted protocols.
Each bank will prepare its own SOP (Standard Operating Procedures)
for cryopreservation.
3.9.1.6 Semen samples must be cryopreserved for at least six months before
first use, at which time the semen donor must be tested for HIV and
hepatitis B and C.
3.9.1.7 The bank must ensure confidentiality in regard to the identity of the semen
donor.
3.9.1.8 A semen bank may store a semen preparation for exclusive use on the
donor’s wife or on any other woman designated by the donor. An
appropriate charge may be levied by the bank for the storage. In the
case of non-payment of the charges when the donor is alive, the bank
would have the right to destroy the semen sample or give it to a bonafide
organisation to be used only for research purposes. In the case of the
death of the donor, the semen would become the property of the legal
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heir or the nominee of the donor at the time the donor gives the sample
for storage to the bank. All other conditions that apply to the donor
would now apply to the legal heir, excepting that he cannot use it for
having a woman of his choice inseminated by it. If after the death of the
donor, there are no claimants, the bank would have the right to destroy
the semen or give it to a bonafide research organisation to be used only
for research purposes.
3.9.1.9 All semen banks will require accreditation.
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3.10.2 Surrogacy by assisted conception should normally be considered only
for patients for whom it would be physically or medically impossible/
undesirable to carry a baby to term.
3.10.3 Payments to surrogate mothers should cover all genuine expenses
associated with the pregnancy. Documentary evidence of the financial
arrangement for surrogacy must be available. The ART centre should
not be involved in this monetary aspect.
3.10.4 Advertisements regarding surrogacy should not be made by the ART
clinic. The responsibility of finding a surrogate mother, through
advertisement or otherwise, should rest with the couple, or a semen
bank (see 3.9.1.1; 3.9.2).
3.10.5 A surrogate mother should not be over 45 years of age. Before accepting
a woman as a possible surrogate for a particular couple’s child, the ART
clinic must ensure (and put on record) that the woman satisfies all the
testable criteria to go through a successful full-term pregnancy.
3.10.6 A relative, a known person, as well as a person unknown to the couple
may act as a surrogate mother for the couple. In the case of a relative
acting as a surrogate, the relative should belong to the same generation
as the women desiring the surrogate.
3.10.7 A prospective surrogate mother must be tested for HIV and shown to
be seronegative for this virus just before embryo transfer. She must also
provide a written certificate that (a) she has not had a drug intravenously
administered into her through a shared syringe, (b) she has not undergone
blood transfusion; and (c) she and her husband (to the best of her/his
knowledge) has had no extramarital relationship in the last six months.
(This is to ensure that the person would not come up with symptoms of
HIV infection during the period of surrogacy.) The prospective surrogate
mother must also declare that she will not use drugs intravenously, and
not undergo blood transfusion excepting of blood obtained through a
certified blood bank.
3.10.8 No woman may act as a surrogate more then thrice in her lifetime.
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3.11 Preservation, Utilization & Destruction of
Embryos
3.11.1 Couples must give specific consent to storage and use of their embryos.
The Human Fertilization & Embryology Act, UK (1990), allows a 5-
year storage period which India would also follow.
3.11.2 Consent shall need to be taken from the couple for the use of their stored
embryos by other couples or for research, in the event of their embryos
not being used by themselves. This consent will not be required if the
couple defaults in payment of maintenance charges after two reminders
sent by registered post.
3.11.3 Research on embryos shall be restricted to the first fourteen days only
and will be conducted only with the permission of the owner of the
embryos.
3.11.4 No commercial transaction will be allowed for the use of embryos for
research.
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about the donor as and when desired by the child, when the child
becomes an adult. While the couple will not be obliged to provide the
above “other” information to the child on their own, no deliberate attempt
will be made by the couple or others concerned to hide this information
from the child as and when asked for by the child.
3.12.4 In the case of a divorce during the gestation period, if the offspring is of
a donor programme – be it sperm or ova – the law of the land as pertaining
to a normal conception would apply.
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woman over 30 years, one year of cohabitation/marriage without use of
contraceptives. Normally, no ART procedure shall be used on a woman
below 20 years.
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3.14.7 The Center/State Government would close down any unregistered clinic
not satisfying the above criteria.
3.14.8 If the ART clinic that has applied for a temporary registration to the
appropriate accreditation authority, does not receive the registration (or
a reply) within two months of the receipt of the application from the
concerned office of the authority, the ART clinic would be deemed to
have received the registration. The same would apply for the permanent
registration after the above-prescribed period.
3.14.9 As pointed out in section 1.6.12.2, the technique of ICSI has never
undergone critical testing in animal models, but was introduced into the
human situation directly. Defects in spermatogenesis and sperm
production can be often traced to genetic defects. Such individuals are
normally prevented from transmitting these defects to their offspring
because of their natural infertility. ICSI by–passes this barrier and may
help in transmitting such defects to the offspring, which sometimes may
be exaggerated in the offspring. In view of this, the ART clinic must
point out to the prospective parents that their child born through ICSI
may have a slightly higher risk over and above the normal risk, of suffering
from a genetic disorder.
3.14.10 Human cloning for delivering replicas must be banned.
3.14.11 Stem cell cloning and research on embryos (less than 15 days old) needs
to be encouraged.
3.14.12 All the equipments/machines should be calibrated regularly.
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appropriate authority would have right to visit individually or collectively, any ART
Clinic/Centre(s) accredited or not accredited, once a year with or without prior
information to the clinic/center, to determine if the ethical guidelines and operative
procedures mentioned here are being followed. If not, the appropriate authority
will point out the lapses to the clinic/center in writing. If these lapses continued for
a maximum period of six months (during which period the clinic shall not engage in
any activity related to the lapses), the appropriate authority would recommend to
the State Accreditation Authority that the clinic/center may be ordered to be closed.
The State Accreditation Authority will have the powers to order the closing of
such a clinic or a center. The appropriate authority may be delegated powers to
impose a fine or a penalty on the center/clinic. The above-mentioned appropriate
authority would consist of appropriately qualified scientists, technologists and
sociologists. The appropriate authority will also be authorized to visit and regulate
semen banks in the manner mentioned above. In addition to the above, the Ministry
of Health and Family Welfare, Govt. of India, will set up a National Advisory
Committee. The National Advisory Committee may be headed by the Secretary,
Health and Family Welfare as chairman and the Director General of ICMR as co-
chairman. The National Advisory Committee will advise the Central Government
on policy matters relating to regulation of ART Clinics. Composition of the
Committee is given in Chapter 9.
The State Accreditation Authority will have the rights and the responsibility
of fixing the upper limit of charges for gamete donation and surrogacy and of
revising these charges from time to time.
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3.16.2 Adultery in the case of ART
ART used for married woman with the consent of the husband does not
amount to adultery on part of the wife or the donor. AID without the husband’s
consent can, however, be a ground for divorce or judicial separation.
3.16.3 Consummation of marriage in case of AIH
Conception of the wife through AIH does not necessarily amount to
consummation of marriage and a decree of nullity may still be granted in favor of
the wife on the ground of impotency of the husband or his willful refusal to
consummate the marriage. However, such a decree could be excluded on the
grounds of approbation.
3.16.4 Rights of an unmarried woman to AID
There is no legal bar on an unmarried woman going for AID. A child
born to a single woman through AID would be deemed to be legitimate. However,
AID should normally be performed only on a married woman and that, too, with
the written consent of her husband, as a two-parent family would be always better
for the child than a single parent one, and the child’s interests must outweigh all
other interests.
3.16.5 Posthumous AIH through a sperm bank
Though the Indian Evidence Act, 1872, says that a child born within 280 days
after dissolution of marriage (by death or divorce) is a legitimate child since that is
considered to be the gestation period, it is pertinent to note that this Act was
enacted as far back as 1872 when one could not even visualize ART. The law
needs to take note of the scientific advancements since that time. Thus a child
born to a woman artificially inseminated with the stored sperms of her deceased
husband must be considered to be a legitimate child notwithstanding the existing
law of presumptions under our Evidence Act. The law needs to move alongwith
medical advancements and suitably amended so that it does not give rise to dilemma
or unwarranted harsh situations.
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3.17 Institutional Ethics Committees
Each ART clinic of Levels 1B, 2 and Level 3 must have its own ethics
committee constituted according to ICMR Guidelines, comprising reputed ART
practitioners, scientists who are knowledgeable in developmental biology or in
clinical embryology, a social scientist, a member of the judiciary and a person who
is well-versed in comparative theology. Should the local ART clinic have difficulty
in establishing such a body, the state accreditation authority should constitute such
a body, co-opting a representative of the ART clinic.
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Chapter 4
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4.1 Consent Form to be signed by the Couple
We have requested the Centre (named above) to provide us with
treatment services to help us bear a child.
We understand and accept (as applicable) that:
1. The drugs that are used to stimulate the ovaries to raise oocytes have
temporary side effects like nausea, headaches and abdominal bloating.
Only in a small proportion of cases, a condition called ovarian hyper-
stimulation occurs, where there is an exaggerated ovarian response. Such
cases can be identified ahead of time but only to a limited extent. Further,
at times the ovarian response is poor or absent, in spite of using a high
dose of drugs. Under these circumstances, the treatment cycle will be
cancelled.
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6. This consent would hold good for all the cycles performed at the clinic.
Dated:
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4.2 Consent for Artificial Insemination with Husband’s
Semen
________________________________________and____________________________
_______________, being husband and wife and both of legal age, authorize
Dr._______________________ to inseminate the wife artificially with the semen
of the husband for achieving conception.
We understand that even though the insemination may be repeated as
often as recommended by the doctor, there is no guarantee or assurance that
pregnancy or a live birth will result.
We have also been told that the outcome of pregnancy may not be the
same as those of the general pregnant population, for example in respect of abortion,
multiple pregnancies, anomalies or complications of pregnancy or delivery.
The procedure(s) carried out does (do) not ensure a positive result, nor
do they guarantee a mentally and physically normal body. This consent holds
good for all the cycles performed at the clinic.
Endorsement by the ART clinic
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4.3 Consent for Artificial Insemination with Donor
Semen
We, ____________________________________________________
and ____________________________, being husband and wife and both of
legal age, authorize Dr._______________________ to inseminate the wife
artificially with semen of a donor (registration no.________________; obtained
from ___________________ semen bank) for achieving conception.
We have also been told that the outcome of pregnancy may not be the
same as those of the general pregnant population, for example in respect of abortion,
multiple pregnancies, anomalies or complications of pregnancy or delivery.
We declare that we shall not attempt to find out the identity of the donor.
I, the husband, also declare that should my wife bear any child or
children as a result of such insemination (s), such child or children shall be
as my own and shall be my legal heir (s).
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The procedure(s) carried out does (do) not ensure a positive result, nor
do they guarantee a mentally and physically normal body. This consent holds
good for all the cycles performed at the clinic.
Signed: ________________________
(Husband)
(Wife) ________________________
Dated:
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4.4 Consent for Freezing of Embryos
We _________________________________________________ and
_______________________________ consent to freezing of the embryos that
have resulted out of IVF/ICSI with our gametes. We understand that the embryos
would be normally kept frozen for five years. If we wish to extend this period, we
would let you (the ART clinic) know at least six months ahead of time. If you do
not hear from us before that time, you will be free to (a) use the embryos for a
third party; (b) use them for research purposes; or (c) dispose them off. We also
understand that some of the embryos may not survive the subsequent thaw and
that frozen embryo-replaced cycles have a lower pregnancy rate than when fresh
embryos are transferred.
*Husband
Signed: Dated:
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*Wife
Signed Dated :
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4.5 Consent for the Procedure of PESA and TESA
We hereby request and give consent to the procedure of PESA and TESA
for ICSI, to be performed on the male partner.
We understand that
a) There is no guarantee that the sperm will be successfully removed
or that sperm will necessarily fertilise our oocytes.
b) Should the sperm retrieval fail, the following options will be
available for the retrieved oocytes.
i) Insemination of all or some oocytes using donor sperm
ii) Donation of oocytes to another infertile couple
iii) Disposal of oocytes according to the ethical guidelines
(Tick the appropriate option)
The procedure(s) carried out does (do) not ensure a positive result, nor
do they guarantee a mentally and physically normal body. This consent holds
good for all the cycles performed at the clinic.
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Endorsement by the ART clinic
Dated
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4.6 Consent for Oocyte Retrieval/Embryo Transfer
Woman’s Name:
Woman’s Address:
Name of the Clinic:
I have asked the Clinic named above to provide me with treatment services
to help me bear a child. I consent to:
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I have been given a suitable opportunity to take part in counselling about
the implications of the proposed treatment.
Dated
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4.6.1 Consent of Husband
Dated
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4.7 Agreement for Surrogacy
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I have been assured that the genetic mother and the genetic father have
been screened for HIV and hepatitis B and C before oocyte recovery and found
to be seronegative for all these diseases. I have, however, been also informed
that there is a small risk of the mother or/and the father becoming seropositive for
HIV during the window period.
I understand and accept that the medical and scientific staff can give no
assurance that any pregnancy will result in the delivery of a normal and living child.
I have worked out the financial terms and conditions of the surrogacy with
the couple in writing and an appropriately authenticated copy of the agreement
has been filed with the clinic, which the clinic will keep confidential.
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I undertake to inform the ART clinic, _______________, of the result of
the pregnancy.
I will not be asked to go through sex determination tests for the child
during the pregnancy and that I have the full right to refuse such tests.
I have been tested for HIV, hepatitis B and C and shown to be seronegative
for these viruses just before embryo transfer.
I certify that (a) I have not had any drug intravenously administered into
me through a shared syringe; (b) I have not undergone blood transfusion; and (c)
I and my husband have had no extramarital relationship in the last six months.
I also declare that I will not use drugs intravenously, undergo blood
transfusion excepting of blood obtained through a certified blood bank, and avoid
sexual intercourse during the pregnancy.
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I undertake not to disclose the identity of the couple.
In the case of the death of both the husband and wife (the couple) during
my pregnancy, I will deliver the child to ________________________ or
_____________________ in this order; I will be provided, before the embryo
transfer into me, a written agreement of the above persons to accept the child in
the case of the above-mentioned eventuality.
Signed:
(Surrogate Mother)
Dated
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Endorsement by the ART clinic/oocyte bank
Signed: _______________________
Dated
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Signed: _______________________
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Chapter 5
Training
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5 Training
ART necessitates that the laboratory staff must have basic knowledge of
mammalian embryology, reproductive endocrinology, genetics, biochemistry,
molecular biology, microbiology, and in vitro culture techniques. The laboratory
staff must also be knowledgeable in the subjects practiced by the clinician. The
clinical staff must be well-versed in reproductive endocrinology, pathology,
endoscopy, ultrasonography, gynaecology and/or andrology. The clinician must
be knowledgeable about the importance of the procedures used in the embryology
laboratory. It is only through an understanding of the basic principles of the several
disciplines involved that an integrated team can be put in place to make a successful
ART clinic.
ART does not form a part of the medical curriculum anywhere in India
although the number (10 – 15% of the adult population in the reproductive age
group) of infertile couples needing ART is quite large. There is, therefore, a need
to institute training programes in ART. Such training can best be imparted in a
teaching institution, which has all the branches of the basic life sciences as distinct
disciplines, so that the trainees are exposed to the diverse disciplines involved in
ART. Alternatively, universities or other institutions having the appropriate basic
science departments can offer training for the laboratory staff, and medical
institutions can offer training in the clinical aspects of ART. Nevertheless, there
must be a nodal point where the staff trained in the above two types of institutions
can come and work together to acquire capabilities of practicing ART. Speciality
ART clinics, either in the public or the private sector, can act as such nodal points
and play a major role in establishing such training programmes.
Scientific discoveries and advances, especially in modern biological
sciences, are occurring at a very rapid pace. There is concomitant development of
new reproductive technologies. Training in ART should, therefore, be a continuous
and an ongoing process. The only way in which already trained staff could keep
up with the new advances is to take part in workshops and conferences organized
by scientific societies. The Government of India must encourage such conferences
through organizations such as the ICMR, Department of Science and Technology,
Department of Biotechnology, CSIR, and the various science academies in India.
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Chapter 6
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6 Future Research Prospects
Progress in any field can only occur through research. There have
hardly been any publications by Indian scientists in the area of ART in peer
reviewed, internationally reputed, scientific journals, except for a few that
appeared from the Institute for Research in Reproduction in the late 1980’s.
Consequently, much of ART practice that is used in India is based on papers
published outside India, and there is hardly any information either on the
basic profile of the infertile couples in India or even on the clinical experience
in respect of the ART technologies developed elsewhere but used in India as
per the Western protocols.
ART offers a unique situation to study the biology of reproduction
in human subjects without compromising ethical issues. For example, it is
perfectly legitimate and ethical to take tissue and body fluid samples from an
infertile couple to study the cause of infertility. This is an area that has not
been exploited in India. Another line of research that is extremely important
is to study early embryonic development – subject that has remained in darkness
for quite a long time. What kinds of genes are turned on and off at different
stages of pre-implantation embryos? This would aid in developing methods
for implanting only the appropriate embryos in individuals who are known
carriers of inheritable genetic disorders. Can embryos be used for developing
tissues or organs (kidneys, pancreas etc.) for replacement? Stem cells obtained
from developing embryos hold much promise in this field of biotechnology.
There is hardly any serious research going on in such areas in the country. It
must be borne in mind that one important area of future medical advances, is
gene therapy, and such therapy may require in vitro fertilization and
development.
What is urgently required is the identification of projects that are of
value to advance our knowledge of human reproduction and develop better
methods for treating infertility, or even identify better contraceptives because
infertility is the kind of situation that we intend to create in a fertile couple
desirous of limiting their family size. Following such identification, research
in reproduction, with special reference to infertility treatment, must be
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identified as a priority area for research for funding by the national scientific
agencies.
6.1 Pre-implantation Genetic Diagnosis and
Chromosomal and Single-Gene Defects
There is a growing volume of information that is now available
showing that many forms of infertility are caused by genetically transmittable
disorders. The genetic disorders include trisomy, translocations, inversions,
deletions and microdeletions. All this new information suggests that great
care must be exercised with ART because infertile couple may be carriers of
such disorders; when one tries to force fertilization, the question arises whether
one is transmitting genetic disorders to the offspring. This raises many moral
and ethical issues.
One way to get around this problem is to institute top-class genetic
diagnostic facilities that will be able to carry out diagnosis of genetic defects
in single cells obtained from embryos. This is a very expensive and labor-
intensive project and therefore there is a need to establish just a few well-
equipped centers in the country and later expand them if there is a need.
These centers could serve as referral centers and should be used judiciously.
The establishment of such centers will go a long way in placing ART practice
in India on a firm, healthy and ethical footing.
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Chapter 7
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7.0 Providing ART services to the Economically
Weaker Sections of the Society
7.2 Reduction of drug costs: The concerned Ministries must take a look
at the reason for the high cost of ovarian stimulation hormones, and
encourage and support local pharmaceutical industries to start
manufacture of human menopausal gonadotropins indigenously so that
the treatment of our infertility patients is not dictated by the commercial
motives of the multinational pharmaceutical companies but by national
needs.
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Chapter 8
111
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8 Establishing a National Database for Human
Infertility
It is important to realize that diagnostic and therapeutic approaches
in reproductive medicine have to keep pace with rapidly developing molecular
knowledge of human reproduction. It is now possible to detect the incidence
of chromosomal abnormalities using a variety of high-powered PCR techniques
(Human Reproduction 13: 3032-3038, 1998.) and multicolour fluorescent in
situ hybridization (FISH) analysis (Chromosome 6:481-486,1998; Human
Reproduction 16:115-120,2001). FISH studies on sperm are becoming
necessary to understand whether there is a genetic cause for male infertility,
before patients can be subjected to ICSI. New spermatogenesis genes are
bound to be discovered (Endocrinological Investigations 23: 584-591, 2000);
testing their mutation will become easier with DNA chips and microarray
technology.
Unfortunately, there is no documented database available in our
country that would cover data on all aspects of infertility, and there is an
urgent need for the same. It is worrisome to see that, with the primary aim of
providing a child to the infertile couple, a variety of sophisticated ART are
being used to overcome male factor infertility without understanding the
underlying cellular and molecular etiology. In the process of curing infertility
in the patient, there is a high iatrogenic risk of transmitting an abnormal
paternal geno-(pheno-)type to the ART-born child. An appropriate database
would allow the quantification of such risks.
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Chapter 9
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9 Composition of the National Advisory Committee
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♦ A counsellor.
♦ A representative of patients.
♦ A medico-legal expert.
♦ A representative of FOGSI.
♦ A representative of ISSRF.
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Bibliography
1. Anand Kumar T C, Hinduja I, Joshi S, Kelkar M D, Gaitonde S, Puri C P,
Iyer J and Ranga G. In-Vitro fertilization and embryo transfer in India.
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6. Brown, Lesley and John, with Freeman, Sue. Our Miracle Called Louise
– A Parents’ Story. Paddington Press Ltd, USA & UK.
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sperm injection: Vertical transmission of deletions and rarity of de novo
deletions. Fertil. Steril., 74, 909–915, 2000.
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20. Kostiner D R, Turek P J and Reijo R A. Male infertility: analysis of the
markers and genes on the human Y-chromosome. Human Reproduction,
13, 3032–3038, 1998.
25. Piotrowska K and Goetz M Z. Role for sperm in spatial patterning of the
early mouse embryo. Nature, 409, 517–521, 2001.
28. The Nuremberg Code. Trials of war criminals before the Nuremberg
Military Tribunals under control. Council law no. 10, US Government
Printing Office, Washington DC 2, 181-182, 1949.
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30. The Transplantation of Human Organs Act, Government of India, 1994.
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Members of Expert Group for Formulating the
National Guidelines for Accreditation, Supervision
and Regulation of ART Clinics in India
Chairman
Members
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5. Dr. Sudarsan Ghosh Dastidar
Director
Ghosh Dastidar Institute for Fertility Research (P) Ltd.
208, Rashbehari Avenue,
Kolkatta – 700 029
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10. Dr. Chander P. Puri
Director
National Institute for Research in Reproductive Health
Jehangir Merwanji Street,
Parel, Mumbai-400012
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15. Dr. Vikram K. Behal
Deputy Commissioner
Deptt. of Family Welfare,
Ministry of Health and Family Welfare
Govt. of India, Nirman Bhawan
New Delhi – 110 011
//true copy//
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SECTION – X
DR.ANIRUDDHA NARAYAN
MALPANI & ORS.
____________________________________________ PETITIONER(S)
VERSUS
UNION OF INDIA & ORS.
____________________________________________ RESPONDENT(S)
INDEX
_________________________________________________________________________
S.No. Particulars Copies Court Fees
1. Listing Proforma
2. List of Dates
3. WP with affidavit
4. Annexures
5. Vakalatnama
(MOHINI PRIYA)
Advocate for the Petitioners
Ch. 01, C.K.Daphtary Block,
Supreme Court of India, New Delhi
Email: [email protected]
Code- 2977
Mob: 99713 02878
Dated: 03.12.2022