A 12.4-32 GHZ Cmos Down-Conversion Mixer For 28 GHZ 5G New Radio (NR)
A 12.4-32 GHZ Cmos Down-Conversion Mixer For 28 GHZ 5G New Radio (NR)
Department of Electrical Engineering, National Chi Nan University, Puli 54561, Taiwan
* Correspondence: [email protected]
Featured Application: 28 GHz 5G communication receiver; 24 GHz radar system; 19 GHz low-
Earth-orbit (LEO) satellite communication (SatCom) receiver.
Abstract: We report a low voltage (VDD) and power (PDC) 12.4–32 GHz CMOS down-conversion
mixer with high conversion gain (CG) for 28 GHz 5G communications. A quarter-wavelength (λ/4)
transmission line (TL) and a coupling capacitor (Cc), named the λ/4-TL-C-based coupler, is pro-
posed. This is the way to attain low-VDD, independent RF transconductance (gm)-stage bias, har-
monic suppression, and near perfect coupling from the RF gm stage to the LO switch transistors.
The body-self-forward-bias (BSFB) technique, i.e., connection of the gm-stage transistors’ body to
drain via a large body resistance, is used for threshold voltage (Vth) and VDD reduction and substrate
leakage suppression. CG and noise figure (NF) enhancement at the same or even a lower PDC is
achieved because lower VDD and higher gm (due to larger bias current) are used. To facilitate the RF
measurement, a compact Wilkinson-power-divider-based balun with small-phase deviation and
amplitude imbalance is included at RF and LO inputs. The mixer consumes 6.5 mW and achieves a
CG of 14.4 ± 1.5 dB for 12.4–32 GHz (i.e., 3 dB bandwidth (f3dB) of 19.6 GHz), a lowest noise figure
(NFmin) of 7 dB, and figure-of-merit (FOM) of 0.023, which is one of the best results ever reported for
millimeter-wave (mm-wave) down-conversion mixers with an f3dB larger than 10 GHz and PDC lower
than 10 mW.
and PDC, wideband, and decent CG and NF can be achieved for a down-conversion mixer
for 28 GHz 5G NR, we report a 6.5 mW 12.4–32 GHz down-conversion mixer with a CG
of 14.4 ± 1.5 dB and NF of 7–9.7 dB in 90 nm CMOS using the body-self-forward-bias
(BSFB) technique, the CCPT-RL-based core IF load, and λ/4-TL-C-based coupler (consti-
tuting a λ/4 transmission line (TL) and a coupling capacitor (Cc)). In this paper, mixer
circuit design is introduced in section II, the measurement results of the mixer and com-
parisons with previous work is discussed in section III, and a conclusion is presented in
section IV.
2. Circuit Design
Figure 1a shows the illustrative diagram of the proposed low-VDD and low-PDC down-
conversion mixer. In theory, the Zin of a grounded lossless λ/4-TL (denoted TLqw) is infinite
at the operation frequency of f0 (=ω0/2π) and the odd-harmonic frequencies (3f0, 5f0, etc.)
and is zero at DC and the even-harmonic frequencies (2f0, 4f0, etc.). Instead of the trans-
former coupling approach [7], two λ/4-TL-C-based couplers are used to achieve near per-
fect coupling from the RF transconductance (gm) stage to the LO switch transistors. The
λ/4-TL-C-based coupler has the merits of a straightforward design and layout, as well as
harmonic suppression. The low VDD and optimized noise, gain, and linearity design of the
mixer become possible due to the separate DC bias of the RF gm stage and the LO-tran-
sistors/IF loads. In brief, the bias currents of transistors M3/M4 and M5/M6 flow to the
ground through TLqw instead of the RF gm stage or transformer secondary coil. The out-
puts of the RF gm stage transmit to M3/M4 and M5/M6 near perfect through the λ/4-TL-C-
based couplers instead of direct transmit or the transformer coupling. This is the way to
achieve low VDD and optimized design. Moreover, CCPT-RL-based core IF load is used
for load-impedance (ZL)/CG enhancement while keeping a low PD and wide IF bandwidth.
The BSFB technique, i.e., connection of the gm-stage transistors’ body to their drain via a
large body resistance RB (13.1 kΩ in this work) is used for threshold voltage (Vth) and VDD
reduction, in addition to substrate leakage suppression. CG and NF enhancement at the
same or even a lower PD is achieved because of the lower VDD and higher gm due to larger
overdrive voltage (Vov) or bias current [11].
0 30
S11 S22 25
S11 (dB)
-5 S33 20
MT9 TLqw -10
15
10
-15 λ/4-TL-C-based Coupler 5
Figure 1b shows the current-source-load design of the gm stage. A lossless TLqw with
an electrical length (θ) of 90o and characteristic impedance (ZC) of ZT0, such as the one in
Figure 1c (with ZT0 of 89.7 Ω), can be modeled by an inductance (LL) and two parallel end-
capacitance (CL) as follows [12].
ZT0
LL = (1)
ω0
1
CL = (2)
ZT0ω0
On the condition that Zin1 is equal to zero, Zin2 is infinite at ω0 since the parallel of LL
and CL exhibits an infinite impedance at ω0 from Equations (1) and (2). In the design of
the current-source load of the gm stage, the parasitic capacitance (Cd) at drain nodes
D1/D2 of M1/M2 should be considered. In theory, a TLqw with ZC of ZT0 is equivalent to a
TL (with smaller θ (of θ1), larger ZC (of ZT1), and the same inductance (LL1 = LL)) and two
extra parallel end-capacitance Cd values (=CL − CL1). One of the required Cd values is pro-
vided by the parasitic Cd and the other has no effect (due to in parallel with a short-circuit).
ZT1 and Cd are given by
ZT0
ZT1 = (3)
sinθ1
cosθ1
Cd = (4)
ZT0ω0
process offers nine metal layers, named MT1 to MT9 from bottom to top. The interconnec-
tion lines, as well as the TL inductors, were implemented with the 3.4 μm-thick upmost
metal (MT9) to minimize the resistive loss. The Momentum three-dimensional (3D)-planar
EM simulator in ADS (Advanced Design System) is used for EM-circuit cosimulation.
Substrate and layer parameters of ADS Momentum are set up according to the process
information provided by the foundry. This ensures the post-layout simulation results of
the mixer close to the measurement ones. Instead of the transformer coupling approach
(with a pair of λ/4 TLs for harmonic suppression) [7], a straightforward λ/4-TL-C-based
coupler introduced in Figure 1 is used between the RF gm stage and the LO switch tran-
sistors. The BSFB technique, also shown in Figure 1, is used in the RF gm stage for Vth and
VDD reduction, as well as substrate leakage suppression. CG and NF enhancement at the
same or even lower PD is achieved because lower VDD and higher gm (due to larger bias
current) are used. To enhance ZL/CG and keep a low PD and decent IF bandwidth, a CCPT-
RL-based core IF load is used. At VDD = 0.8 V and VD1 = VD2 = VG1 = VG2 = 0.4 V, the mixer
dissipates 6.4 mW. Compared with the traditional mixer for the direct-conversion re-
ceiver, the mixer consumes low PD and achieves significant CG and NF enhancement.
CCPT-RL-based
RL 0.203 nH RL
IF Core Load VG1 VG2 VD1
λ/4-TL-C-based Cby 258.5 Ω LL 258.5 Ω Cby
Coupler
G G
TL4 2x24 μm 2x24 μm 2x24 μm 2x24 μm
LOin IFout+
RG M3 θ= M4 M5 θ= M6
562 μm
LO VG2= 90°
TLqw
TL5 90°
TLqw G G
LOin 0.4V
TL5 TL5 TL5
Balun RG RFin IFout-
TL4 Cc Cc
G G
Cby RB RB Cby
879 μm
TL3 TL2 TL2 TL3
VD1 = 0.4V 4x16 μm
VD2 = 0.4V
4x16 μm
M1 M2 VDD VD2
RG RG
TL1 TL1
VG1=0.4V
RF
Balun
RFin
(a) (b)
Figure 2. (a) Schematic diagram, and (b) chip photo of the down-conversion mixer.
θ (~λ/12), ZT
CS1 CS2 P3
Wilkinson LP1 Equivalent
Power Divider
Shown in Figure 4a is the simplified layout and chip photo of the first test balun,
balun-1. A spiral layout is used for LS1 and LP1 in order to achieve a compact size. Balun-1
occupies a chip area of only 0.225 × 0.148 mm2, i.e., 0.033 mm2. Figure 4b shows the sim-
plified layout of the RF and the LO baluns (i.e., dual balun-2) of the down-conversion
mixer in this work. A symmetrical layout is crucial for the differential mixer core to attain
good port-to-port isolation and overall performance. Therefore, the dual-balun-2 layout
in Figure 4b is used to fit the symmetrical layout of the mixer core. The dual balun-2 oc-
cupies a chip area of 0.089 mm2. According to our previous experience, measured results
of mm-wave passive devices are consistent with the simulated results of the EM simulator
HFSS and ADS Momentum [13]. To expedite the realization of the down-conversion mixer,
tape-out of the mixer is conducted based on the EM-circuit cosimulation result of the lay-
out, i.e., post-layout simulation result, via ADS Momentum. Therefore, tape-out of the test
device of dual balun-2 was not performed.
CP2 P2
MT9 81.9 fF CP3
81.9 fF
CP RP LS1
83.8 145.4 Ω
CP1 107.5 CP3
fF CS1 CS2 LOin RF+
fF
P3 Cp1
P1 (P1) (P2)
MT8 90.1 fF 90.1 fF
MT9 Lp1
Cp2
LO+
LP1
Ls Cp3 (P2)
MT8
Cp
Rp Lp2
225 μm P2 LS LO-
(P3)
Cs
LP2
RFin RF-
CP1
(P1) CP2 (P3)
P3
P1 CS
CP
148 μm RP
LP1
(a) (b)
Figure 4. (a) Layout and chip photo of balun-1. (b) Layout of dual balun-2.
The measured reflection coefficients (S11, S22, and S33), isolation between the outputs
S32, and gain (S21 and S31) of balun-1 are shown in Figure 5a. Balun-1 achieves a local min-
imum S11 of −21.6 dB at 32 GHz and S11 better than −10 dB from 26.2 GHz to over 50 GHz.
The corresponding −10 dB input, matching the bandwidth (f10dB), is wider than 23.8 GHz.
Balun-1 achieves a local minimum S22 of −19.5 dB at 32 GHz and S22 better than −10 dB
from DC to 36.7 GHz, equivalent to an f10dB of 36.7 GHz. Balun-1 achieves a minimum S33
of −23.4 dB at 32 GHz and S33 better than −10 dB for 25.7–39.7 GHz, equivalent to an f10dB
of 14 GHz. Moreover, balun-1 attains a local minimum S32 of −25.7 dB at 33 GHz and S32
better than −10 dB from DC to over 50 GHz, equivalent to a −10 dB isolation bandwidth
Appl. Sci. 2023, 13, 2305 6 of 11
(f10dB,iso) wider than 50 GHz. Balun-1 achieves S21 of −4.441 dB at 32 GHz and S21 better than
−5 dB for 26.3–36.7 GHz, close to the measured S31 (−4.131 dB at 32 GHz, and better than
−5 dB from 25.5 GHz to over 50 GHz).
20 12 10 270
AI (dB)
-10 -10 dB 6 0
0 dB 180
-20
3 -5 135
-30
-40 Balun-1 Measurement 0 -10 Balun-1 Measurement 90
PD (degree)
-50
-4 dB -3 -15 45
-60 o
-20
0 0
-70 -6
-80 S21
-9 -25 -45
-90 S31
-100 -12 -30 -90
24 26 28 30 32 34 36 24 26 28 30 32 34 36 38 40
Frequency (GHz) Frequency (GHz)
(a) (b)
Figure 5. Measured (a) S-parameters, and (b) AI and PD of balun-1.
10 270 60 45
S 11 & LO-RF Iso. (dB)
45
5 225 40
AI (dB)
30 LO-RF Iso.
0 dB
0 180 15 S11 35
0 -10 dB
-5 135 30
-15
-10 Balun-2 Simulation 90 -30 Down-Conversion Mixer 25
CG & NF (dB)
PD (degree)
-45
-15 45 CG NF 20
o -60
0
-20 0 -75 15
-90
-25 -45 10
-105
-30 -90 -120 5
22 24 26 28 30 32 34 14 18 22 26 30 34
Frequency (GHz) RF Frequency (GHz)
(a) (b)
Figure 6. Simulated (a) AI and PD of balun-2, and (b) S11, LO–RF isolation, CG, and NF of the down-
conversion mixer.
Appl. Sci. 2023, 13, 2305 7 of 11
3. Results
At VDD = 0.8 V and VD1 = VD2 = VG1 = VG2 = 0.4 V, the down-conversion mixer dissipates
6.5 mW, close to the simulated one (6.4 mW). The on-wafer S-parameter measurement of
the mixer was conducted using a Keysight N5245B four-port PNA network analyzer
(0.01–50 GHz). Figure 7a shows the measured and simulated RF-port reflection coefficient
(S11) of the mixer. The mixer achieves a measured minimum S11 of −34.6 dB at 40 GHz and
S11 better than −10 dB for 20.4–44.2 GHz (i.e., f10dB of 23.8 GHz), close to the simulated result
(minimum S11 of −32.9 dB at 39 GHz and f10dB of 22.8 GHz (21.7–44.5 GHz)). For a mixer or
amplifier using series RLC resonance matching, its f10dB (50/(3πLin) in theory) is inversely
proportional to the input inductance Lin [14,15]. For the differential RF inputs, Lin (i.e., sum
of the inductance of TL1 and TL2) is 435 pH, equivalent to f10dB of 12.2 GHz. The wideband
S11 of the mixer is attributed to the wideband matching between the RF-balun outputs and
the RF inputs due to the small Lin at RF inputs. Figure 7b shows the measured and simu-
lated IF+ port reflection coefficient (S33) of the mixer. The mixer achieves a measured S33
better than −10 dB for 0–10.2 GHz (i.e., f10dB of 10.2 GHz), close to the simulated one (f10dB
of 15.1 GHz (0–15.1 GHz)). The wideband S33 is attributed to the Zin matching at low fre-
quency (LF) since the design values of Rds9llRds10llRf and Rds11llRds12llRf are 50 Ω. The slight
deviation of the measured S11 and S33 (from the simulated ones) of the down-conversion
mixer is mainly attributed to the substrate- and layout-layer parameters provided by the
foundry being not accurate enough at mm-wave frequencies.
Figure 8a shows the measured and simulated LO–RF and LO–IF isolation versus LO
frequency characteristics of the mixer. The mixer achieves measured LO–RF isolation of
46.1 dB at 28 GHz and 41.6–55.9 dB for 0–50 GHz, close to the simulated one (44.9 dB at
28 GHz, and 40.3–62.4 dB for 0–50 GHz). Since the Miller capacitance (of Cgd) at D1/D2 of
M1/M2 has been taken into account in the Cd calculation, the decent LO–RF isolation is
attributed to the symmetrical layout of the mixer core, and unilaterilization of the Cgd ef-
fect of M1/M2. Moreover, the mixer achieves measured LO–IF isolation of 39.9 dB at 28
GHz and 36.6–82.7 dB for 0–50 GHz, close to the simulated one (43.3 dB at 28 GHz, and
36–84.8 dB for 0–50 GHz). The decent LO–IF isolation (especially at LF) is attributed to the
symmetrical layout of the mixer core and the inclusion of Cby between M3/M5 and M9/M10
(and M4/M6 and M11/M12) for low-pass filtering of the LO leakage. In brief, LO leakage
around f0 is suppressed by Cby. Therefore, LF (around DC) leakage at the IF output is min-
imized due to the effective suppression of the second-order nonlinearity of the CCPT-RL-
based core IF load and the output buffer amplifiers. Figure 8b shows the measured and
simulated CG versus LOin characteristics of the mixer at 28 GHz. Intrinsically, the mixer
is a nonlinear multiplier. Hence, it is reasonable that the CG of the mixer increases with
the increase in LOin until saturation of the LO switch transistors (i.e., close to perfect switch
operation). At LOin of 0 dBm, the mixer achieves a measured/simulated CG of 15.6/15.7
dBm, close to those (16.6/16.2 dBm) at LOin of 4 dBm. This indicates that LOin of 0 dBm is
a reasonable choice for the switch operation of the LO switch transistors.
The on-wafer NF measurement was performed using an Agilent N8975A noise figure
analyzer (0.01–26.5 GHz). An Agilent 1–50 GHz noise source with a 7–20 dB excess noise
ratio (ENR) is used at the RF input. The LO input signal is provided by an Agilent E8257D
signal generator (up to 67 GHz). Figure 9a shows the measured and simulated CG and NF
versus RF frequency characteristics of the mixer. IF frequency is fixed at 0.1 GHz. The
mixer achieves a measured CG of 15.6 dB at 28 GHz and CG of 14.4 ± 1.5 dB for 12.4–32
GHz, corresponding to an f3dB of 19.6 GHz. The result is close to the simulated CG (15.7
dB at 28 GHz and 14.3 ± 1.5 dB for 14.3–32.5 GHz, corresponding to an f3dB of 18.2 GHz).
The broadband CG of the mixer is attributed to the wideband RF- and LO-port Zin match-
ing (S11 and S22) and near perfect wideband-coupling of the λ/4-TL-C-based coupler. More-
over, the mixer achieves a measured NF of 7.6 dB at 28 GHz and 7–9.7 dB for 12.4–32 GHz,
close to the simulated NF (6.7 dB at 28 GHz and 6.2–9.3 dB for 12.4–33 GHz). Figure 9b
shows the measured and simulated CG and NF versus IF frequency characteristics of the
mixer. The mixer achieves a measured CG of 15.6–12.6 dB for 0.1–1.9 GHz. The 3 dB IF
Appl. Sci. 2023, 13, 2305 8 of 11
bandwidth (f3dB,IF) is 1.9 GHz, wider than the required 1.5 GHz for 5G NR band N257 (28
± 1.5 GHz) application. The result is close to the simulated one (15.7–12.7 dB for 0.1–2.2
GHz, i.e., f3dB,IF of 2.2 GHz). The mixer achieves a measured NF of 7.6–8.1 dB for 0.1–1.9
GHz, close to the simulated one (7.7–8.3 dB for 0.1–2.2 GHz). Furthermore, the mixer
achieves a decent P1dB and IIP3 of −10.6 dBm and −1 dBm, respectively. For a larger VDD of
1 V, a better IIP3 of 1 dBm is achieved (not shown here).
10 10
RF-port Measurement Measurement
Simulation Simulation
0 0
S 11 (dB)
S33 (dB)
-10 -10
-20 -20
-30 -30
-40 -40
20 25 30 35 40 45 0 5 10 15 20
Frequency (GHz) Frequency (GHz)
(a) (b)
Figure 7. Measured and simulated (a) S11, and (b) S33 of the mixer.
80 200 25
LO-RF Iso. (dB)
180 Measurement
60
Simulation
160 20
40
40 dB 140
CG (dB)
20 120 15
0 Measurement 100
LO-IF Iso. (dB)
Simulation
80 10
-20
60
-40
40 5
-60 40 dB
20
-80 0 0
0 10 20 30 40 50 -10 -8 -6 -4 -2 0 2 4
LO Frequency (GHz) LO Power (dBm)
(a) (b)
Figure 8. Measured and simulated (a) LO–RF and LO–IF isolation versus LO frequency, and (b) CG
versus LO input power characteristics of the mixer.
25 50
18 14
20 45
CG (dB)
16 13
CG (dB)
15 40 14
12
10 35 12
5 30 10 11
Measurement Measurement
0 25 8 10
Simulation Simulation
-5 20 6 9
NF (dB)
NF (dB)
-10 15 4
8
-15 10 2
0 7
-20 5
-25 0 -2 6
0.0 0.5 1.0 1.5 2.0 2.5
16 20 24 28 32
IF Frequency (GHz)
RF Frequency (GHz)
(a) (b)
Figure 9. Measured and simulated (a) CG and NF versus RF frequency, and (b) CG and NF versus
IF frequency characteristics of the mixer.
Appl. Sci. 2023, 13, 2305 9 of 11
Table 1. Summary of the down-conversion mixer and recently reported state-of-the-art mm-wave
down-conversion mixers.
Finally, it would be informative to provide readers with a futuristic vision about what
the future holds for us as we move forward [16–19]. Considering the saturation of the
state-of-the-art microelectronic technologies in providing a faster operation speed, nowa-
days, hybrid optoelectronic platforms are considered a new solution to expand the oper-
ation bandwidth, while we can still enjoy the CMOS technology for implementing such
hybrid systems. One direction that is gaining large momentum in the field is the utiliza-
tion of hot-electron optoelectronic nano-devices. This concept relies on the fact that metals
have an abundance of free electrons, so they can nicely capture light if they are fashioned
as a nanoscale optical antenna. In addition, employing metals is a necessary part of elec-
tronic circuits, e.g., as electrical contacts. Therefore, if meticulously designed, a nano-
metal with optical antenna properties can be used as an electrical contact as well; there-
fore, one can access the hot electrons in metals for optoelectronic applications [16]. Such
hot carriers can enable the extremely fast switching of electrical signals [17]. In a capacitor
configuration, such high-energy hot electrons have the possibility of being transported
over a Schottky barrier in a very short timeframe. The injection of hot carriers into a die-
lectric/oxide/air material will change its conductivity in a very short timescale, thereby
allowing for ultrafast optoelectronic switching, which is inherently a frequency down con-
version process. The beauty of this technique is hidden in the fact that hot-electron opto-
electronic systems do not rely on the absorption of light in a semiconductor. Therefore,
Appl. Sci. 2023, 13, 2305 10 of 11
4. Conclusions
We demonstrate a 6.5 mW 12.4–32 GHz CMOS down-conversion mixer with a decent
CG of 14.4 ± 1.5 dB and NF of 7–9.7 dB for 28 GHz 5G NR. A λ/4-TL-C-based coupler is
used for harmonic suppression and near-perfect coupling from the RF gm stage to the LO
switch transistors. The BSFB technique is used for Vth and VDD reduction. The CCPT-RL-
based core IF load is used for ZL (i.e., CG) and f3dB,IF boosting. CG and NF enhancement at
the same (or even a lower) PDC is achieved due to a lower VDD and higher gm and ZL. As a
result, low PDC and optimized CG, NF, and linearity are achieved for the mixer due to the
separate bias (i.e., optimized design) of the gm stage and the IF loads.
Author Contributions: Conceptualization, Y.-S.L. and K.-S.L.; methodology, Y.-S.L. and K.-S.L.;
software, K.-S.L.; validation, Y.-S.L. and K.-S.L.; formal analysis, Y.-S.L.; investigation, Y.-S.L.; re-
sources, Y.-S.L.; data curation, K.-S.L.; writing—original draft preparation, K.-S.L.; writing—review
and editing, Y.-S.L.; visualization, Y.-S.L.; supervision, Y.-S.L.; project administration, Y.-S.L.; fund-
ing acquisition, Y.-S.L. All authors have read and agreed to the published version of the manuscript.
Funding: This research was funded by the National Science and Technology Council (NSTC), Tai-
wan, grant number MOST111-2221-E-260-017.
Institutional Review Board Statement: Not applicable.
Informed Consent Statement: Not applicable.
Data Availability Statement: Not applicable.
Acknowledgments: This work was supported by the National Science and Technology Council
(NSTC) of Taiwan under Contract MOST111-2221-E-260-017. The authors would like to thank the
Taiwan Semiconductor Research Institute (TSRI) for the support of chip fabrication and measure-
ments.
Conflicts of Interest: The authors declare no conflict of interest.
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