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53
Johanna Pejlare
Department of Mathematics
Uppsala University
UPPSALA 2007
Dissertation presented at Uppsala University to be publicly examined in Häggsalen, Ångström
Laboratory, Uppsala, Thursday, January 17, 2008 at 13:15 for the degree of Doctor of
Philosophy. The examination will be conducted in English.
Abstract
Pejlare, J. On Axioms and Images in the History of Mathematics. Uppsala Dissertations in
Mathematics 53. 16 pp. Uppsala. ISBN 978-91-506-1975-1.
This dissertation deals with aspects of axiomatization, intuition and visualization in the
history of mathematics. Particular focus is put on the end of the 19th century, before David
Hilbert's (1862–1943) work on the axiomatization of Euclidean geometry. The thesis consists
of three papers. In the first paper the Swedish mathematician Torsten Brodén (1857–1931)
and his work on the foundations of Euclidean geometry from 1890 and 1912, is studied. A
thorough analysis of his foundational work is made as well as an investigation into his general
view on science and mathematics. Furthermore, his thoughts on geometry and its nature and
what consequences his view has for how he proceeds in developing the axiomatic system, is
studied. In the second paper different aspects of visualizations in mathematics are
investigated. In particular, it is argued that the meaning of a visualization is not revealed by
the visualization and that a visualization can be problematic to a person if this person, due to a
limited knowledge or limited experience, has a simplified view of what the picture represents.
A historical study considers the discussion on the role of intuition in mathematics which
followed in the wake of Karl Weierstrass' (1815–1897) construction of a nowhere
differentiable function in 1872. In the third paper certain aspects of the thinking of the two
scientists Felix Klein (1849–1925) and Heinrich Hertz (1857–1894) are studied. It is
investigated how Klein and Hertz related to the idea of naïve images and visual thinking
shortly before the development of modern axiomatics. Klein in several of his writings
emphasized his belief that intuition plays an important part in mathematics. Hertz argued that
we form images in our mind when we experience the world, but these images may contain
elements that do not exist in nature.
© Johanna Pejlare
ISSN 1401-2049
ISBN 978-91-506-1975-1
urn:nbn:se:uu:diva-8345 (http://urn.kb.se/resolve?urn=urn:nbn:se:uu:diva-8345)
List of Papers
1 Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1
2 Overview of the Thesis . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 7
2.1 Summary of Paper I . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 7
2.2 Summary of Paper II . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 8
2.3 Summary of Paper III . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 9
3 Summary in Swedish . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 11
4 Acknowledgements . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 13
References . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 15
1. Introduction
1 For
a complete treatment of the Elements, see Heath (1956). An overview of the history of
geometry can be found in Eves (1990) and Kline (1972).
1
not considered to be of a very serious kind, since intuition could fill them in.
Of particular interest was instead the problem whether or not Euclid’s fifth
postulate, also called the parallel axiom, is necessary for the construction of
geometry, that is, whether or not the parallel axiom is independent of the other
postulates and common notions. The parallel axiom is formulated in the fol-
lowing way:2
That, if a straight line falling on two straight lines make the interior angles
on the same side less than two right angles, the two straight lines, if produced
indefinitely, meet on that side on which are the angles less than the two right
angles.
In the efforts to eliminate the doubts about the parallel axiom two ap-
proaches were followed. One was to replace it with a more self-evident state-
ment. The other was to prove that it is a logical consequence of the remaining
postulates, and that it therefore may be omitted without loss to the theory.
In spite of considerable efforts by several mathematicians for about two
millenia, no one was able to do this. This is no wonder, since, as was even-
tually found out, the parallel axiom is independent of, and thus cannot be
derived from, the other postulates and common notions, and also cannot be
omitted in Euclidean geometry. This observation was probably first made by
Carl Friedrich Gauss (1777–1855), who claimed that he already in 1792, at
the age of 15, had grasped the idea that there could be a logical geometry
in which the parallel axiom did not hold, that is, a non-Euclidean geometry.3
However, he never published anything of his work on the parallel axiom and
non-Euclidean geometry.
Generally credited with the creation of non-Euclidean geometry are
Nikolai Ivanovich Lobachevsky (1793–1856) and János Bolyai (1802–1860).
Lobachevsky published his first article on non-Euclidean geometry in
1829–1830 in the Kasan Bulletin. Bolyai’s article on non-Euclidean geometry
was published in 1832.4 Lobachevsky and Bolyai independently arrived at
their systems of geometry, which are essentially the same. They both took
all the explicit and implicit assumptions of Euclid’s Elements, except the
parallel axiom, for granted. Instead of the parallel axiom they included an
axiom contradicting it, with the consequence that all parallel lines in a given
direction converge asymptotically.
2 (Heath, 1956, p. 202). An equivalent formulation of the parallel axiom is Playfair’s axiom:
“Through a given point only one parallel can be drawn to a given straight line.” (Heath, 1956,
p. 220).
3 Gauss made this claim in letters to friends and colleagues, for example in a letter to Taurinus
of November 8, 1824, and in a letter to Schumacher of November 28, 1846. For details, see
(Gauss, 1973).
4 The article was published as an abstract to his father Wolfgang Bolyai’s book Tentamen. A
translation into German can be found in (J. Bolyai and W. Bolyai, 1913).
2
The realization that the parallel axiom could not be deduced from the other
assumptions, and thus could be exchanged with an axiom contradicting it,
implied that Euclidean geometry was no longer the only possible geometry.
Therefore Euclidean geometry is not necessarily the geometry of physical
space. Immanuel Kant (1724–1804) had regarded geometry as synthetic a pri-
ori, that is, geometrical knowledge is based on an immediate awareness of
space and this awareness accompanies all our perceptions of spatial things
without being determined by them (Torretti, 1978, p. 164). But with several
possible geometries references may have to be made to experience to decide
which one describes the world. For example, Hermann von Helmholtz (1821–
1894) criticized Kant and instead emphasized the empirical origin of geometry
and insisted that only experience can decide between the different geometries.
The discovery of non-Euclidean geometry also made mathematicians re-
alize that the deficiencies in Euclid’s Elements was a serious problem, and
a reconstruction of the foundations of Euclidean geometry had to be made.
However, the development of non-Euclidean geometry remained unknown to
mathematicians in general until the 1860s (Kline, 1972, p. 879). Instead, be-
cause of its beauty and simplicity, projective geometry, which may be regarded
as a non-metric geometry, since it ignores distances and sizes, received more
attention (Torretti, 1978, p. 110). In 1873 Felix Klein (1849–1925) proved
that projective geometry is independent of the parallel axiom, and hence is
valid in both Euclidean and non-Euclidean geometries. Therefore projective
geometry can be considered to be more fundamental than these. Klein is also
well-known for his use of intuitive models for “seeing” things in new per-
spectives (Glas, 2000, p. 80). For example, he constructed Euclidean models
of non-Euclidean geometries to be able to study less visualizable geometries
in a more intuitive manner. He expressed his view on geometric intuition and
its role in science in several of his writings.
In 1882 Moritz Pasch (1843–1930) managed to develop a complete ax-
iomatic system for projective geometry.5 He explicitly formulated all prim-
itive notions and axioms, and he understood the importance of a logical de-
duction of all the geometrical theorems from them. Furthermore, he rejected
pictures as irrelevant to geometrical foundations; he insisted that every con-
clusion which occurs in a proof must be confirmed by a picture, but it is not
justified by the picture (Pasch, 1882, p. 43).
Contro argues for two lines of development for research into the founda-
tions of geometry after Pasch, one in Italy and another in Germany that was
completed with the work of Hilbert (Contro, 1976, p. 291).
The most complete of the Italian geometers is probably Mario Pieri (1860–
1913), who focused on metamathematical issues while characterizing the na-
ture of an axiomatic theory (Marchisotto, 1993, p. 288). For Pieri the subject
5 Thework can also be found in (Pasch, 1976) together with an appendix by Max Dehn. The
axiomatic system is investigated in detail by (Contro, 1976).
3
of geometry is not the intuitive notion of space, but space envisioned as sub-
ject to all interpretations that fulfill certain conditions. But his work was only
one result of an Italian school that had been active for decades. Other im-
portant Italian mathematicians who contributed to the field of geometry were
Federigo Enriques (1871–1946), Gino Fano (1871–1952), Giuseppe Peano
(1858–1932) and Giuseppe Veronese (1854–1917). In Italy the formal and
logical point of view regarding an axiomatic theory was emphasized (Contro,
1976, p. 292). Apparently a complete and rigorous organization of the foun-
dations of geometry was achieved in Italy already in the 1890s. The question
of foundations had a direct connection to issues arising from teaching (Avel-
lone, Brigaglia and Zappulla, 2002). However, their work did not receive the
attention abroad which it deserved, and became overshadowed by the work of
Hilbert.
Not only in geometry, but also in analysis, the role of geometric intuition
was discredited during the second half of the 19th century since it can be de-
ceptive. For example, it was for a long time not uncommon to believe that ev-
ery continuous function must be everywhere differentiable, except at isolated
points (Volkert, 1987). But in 1872 Karl Weierstrass (1815–1897) constructed
a function that is continuous but nowhere differentiable. The result was proved
analytically, leaving obscure what the geometrical nature of the function may
be, and was used to discredit the role of visual representations in analysis
(Mancosu, 2005, p. 16). Klein, on the other hand, wanted to preserve visual
elements in mathematics, insisting that mathematics cannot be built from the
axioms alone. He argued that the axioms are exact idealizations originating in
inexact naïve intuition and that mathematics would become lifeless if intuition
was suppressed.
In this thesis I consider aspects of axiomatization, intuition and visualiza-
tion in the history of mathematics. In particular, I consider the period at the
end of the 19th century, before Hilbert’s work on the axiomatization of Eu-
clidean geometry. In the first paper I study the Swedish mathematician Torsten
Brodén (1857–1931) and his work on the foundations of Euclidean geometry
from 1890 and 1912. I make a thorough analysis of his foundational work
and investigate his general view on science and mathematics. Furthermore, I
investigate his thoughts on geometry and its nature and what consequences
his view has for the way in which he proceeds in developing the axiomatic
system.
The second paper is a joint work with Kajsa Bråting. We study different as-
pects of visualizations in mathematics. In particular, we argue that the mean-
ing of a visualization is not revealed by the visualization and that a visualiza-
tion can be problematic to a person if, due to limited knowledge or limited
experience, this person has a simplified view of what the picture represents.
In a historical study we consider, among other things, the discussion on the
role of intuition in mathematics which followed in the wake of Weierstrass’
construction of a continuous but nowhere differentiable function in 1872.
4
In the third paper I study certain aspect of the thinking of the two scien-
tists Felix Klein and Heinrich Hertz (1857–1894). Hertz is well-known for
his work on electrodynamics and for his contributions to the foundations of
mechanics, and considerably influenced Hilbert in his work on the founda-
tions of physics (Corry, 2004). I investigate how Klein and Hertz related to
the idea of naïve images and visual thinking shortly before the development
of modern axiomatics. Klein emphasized in several of his writings his belief
that intuition plays an important part in mathematics. Hertz argued that we
form images in our mind when we experience the world, but these images
may contain elements that do not exist in nature.
5
2. Overview of the Thesis
7
iom and the completeness axiom. Brodén in 1912 claimed that he anticipated
Hilbert when he in his 1890 axiomatization of Euclidean geometry gave a
formulation of a completeness axiom. I argue, however, that Brodén in 1912
exchanges this axioms into a weaker one, and Hilbert’s Archimedean axiom
does no longer follow.
Furthermore, Brodén gave an explicit proof for the sufficiency of the ax-
ioms for establishing Euclidean geometry. In the proof Brodén constructed a
coordinate system and deduced the distance formula for calculating the dis-
tance between two arbitrary points. In this formula, he claimed, the entire
Euclidean geometry lies embedded since “everything” can be derived from it.
I argue that Brodén’s demand of sufficiency could possibly be interpreted as
some kind of consistency proof. However, I do not believe that Brodén had a
general concept of consistency, as was later developed by Hilbert.
8
be able to know what to look for in a visualization and let the unsaid become
meaningful.
Moreover, we argue that the meaning of the visualization is not revealed by
the visualization; there must be an interaction between the visualization and
the person interpreting it. Removed from its mathematical context, the visu-
alization loses its meaning. A historical example we consider in connection
to this is the angle of contact. In the 17th century there was a debate between
Thomas Hobbes (1588–1679) and John Wallis (1616–1703) whether there ex-
ist an angle between a circle and its tangent, and, if such an angle exist, what
quantity it has. It seems that they sometimes did not base their arguments on
mathematical definitions, instead relying too much on the visualization and
trying to “see” the correct answer. Furthermore, we argue that a visualization
may be interpreted in different ways depending on context and on what ques-
tion should be answered. For example, depending on what definition of an
angle we use, the angle of contact may be zero or it may not exist.
9
ity, form images in our mind. If the image of reality is sufficiently good, we
can predict events that will occur after a certain time in the external world. He
insisted that it is possible to form different images of the same object and intro-
duced three criteria on the basis of which the images may be compared with
each other such that the most appropriate one can be chosen. Furthermore,
Hertz argued that images may contain elements that do not exist in nature.
For example, in his image of mechanics he permitted concealed masses that
do not have any connection to our sensory system. Thus, he wanted to clear
out the concrete visual elements as a foundation of the concepts of modern
mathematics, showing a similarity to modern axiomatics later developed by
Hilbert.
10
3. Summary in Swedish
11
Inte bara i geometrin, utan även i analysen, misskrediterades åskådnin-
gens roll under den andra hälften av 1800-talet. År 1872 konstruerade Karl
Weierstrass en funktion som var kontinuerlig men ingenstans deriverbar. Innan
dess var det en inte ovanlig föreställning bland matematiker att kontinuerliga
funktioner var deriverbara överallt förutom i isolerade punkter. Inspirerad av
Weierstrass resultat diskuterade Felix Klein begränsningar av vår åskådning
av rummet. Klein ansåg att det finns ett behov av informellt tänkande i matem-
atiken och menade att det var problematisk med exempel som Weierstrass
funktion som han inte kunde verifiera med hjälp av naiv åskådning. Även
Helge von Koch hade problem med att förstå matematiska resultet som han
inte kunde “se”. För att förstå existensen av kontinuerliga men ingenstans de-
riverbara funktioner konstruerade han en funktion som är en variant av hans
numera välkända “snöflinga”. Han menade att det, utifrån den visuella repre-
sentationen av denna funktion, skulle vara möjligt att “se”, och därmed förstå,
existensen av kontinuerliga men ingenstans deriverbara funktioner. Med ut-
gångspunkt från bland annat detta historiska exempel diskuteras i avhandlin-
gens andra artikel visualiseringar i matematik. I artikeln kritiseras synen på
matematiska visualiseringar som fokuserar för mycket på bilder som varande
oberoende av betraktaren. Det argumenteras för att en visualisering kan vara
problematisk för en person som på grund av begränsad erfarenhet eller kun-
skap har en förenklad syn på vad bilden representerar. Med stöd av en empirisk
undersökning av universitetsstudenters lösning av ett matematiskt problem ar-
gumenteras det vidare för att en person som inte är väl förtrogen med till ex-
empel kontinuerliga men ingenstans deriverbara funktioner, är detta resultat
inte så lätt att “se” utifrån en visualisering.
I avhandlingens tredje artikel studeras Felix Kleins och Heinrich Hertz
filosofiska syn på matematiken och mekaniken och hur de relaterade till idén
om naiva bilder och visuellt tänkande i vetenskap. Klein menade att den naiva
åskådningen är en viktig del av geometrin och dess ursprung och var kri-
tisk gentemot Weierstrass som ville bannlysa åskådningen från matematiken
och enbart förlita sig på aritmetiska bevis. Klein menade att om åskådnin-
gen blir bannlyst så blir matematiken livlös. Vidare argumenterade han för att
axiomen är exakta idealiseringar som har sitt ursprung i inexakt åskådning.
Klein försökte bevara åskådningen som en väsentlig del av matematiken och
dess ursprung genom att använda visuella och åskådliga argument för att få
nya perspektiv och en djupare förståelse för matematiken. Hertz menade att vi
gör oss bilder av världen när vi upplever den, och eftersom vi aldrig kan upp-
leva världen exakt så kommer bilderna enbart att vara bilder och kan innehålla
element som inte existerar i naturen. När han konstruerade en ny axiomatis-
ering av mekaniken ville han rensa ut konkreta visuella element som grund
för begreppen. Detta innebär att hans bilder är formella och inte kopplade till
något visuellt, vilket visar en likhet med Hilberts senare axiomatik.
12
4. Acknowledgements
First of all I would like to thank my adviser Gunnar Berg and assistant ad-
viser Anders Öberg for their friendship and support during the years we have
worked together. Their enthusiasm and encouragement has helped me a lot
throughout the research leading to this thesis.
I thank Kajsa Bråting for the enjoyable cooperation on visualizations in
mathematics. I would also like to thank Sören Stenlund for his interest in my
research and for many fruitful discussions. Moreover, I thank Kim-Erik Berts,
Sten Kaijser, Johan Prytz and Staffan Rodhe for their valuable comments and
suggestions during the Uppsala seminars in the history of mathematics. Spe-
cial thanks go to Staffan for many enjoyable discussions.
Furthermore, I would like to thank friends and colleagues at the department
of mathematics at Uppsala University and at the department of mathematical
sciences at Göteborg University and Chalmers University of Technology for
providing a friendly working atmosphere.
In the spring of 2006 I visited Moritz Epple and the research group in the
history of science at the University of Frankfurt. I would like to thank them
for their warm and friendly hospitality during these two months. I am also
thankful to David Rowe at the University of Mainz for valuable discussions.
I also would like to thank the librarians at the Ångström library, Uppsala
University, at the library of the department of mathematical sciences, Göte-
borg University and Chalmers University of Technology, and at the library of
the department of mathematics and at the university library, Göttingen Uni-
versity, for always being helpful in my search for old manuscripts.
The research leading to this thesis was financially supported by the Swedish
Research Council and the Bank of Sweden Tercentenary Foundations through
the Research School of Mathematics Education. I am grateful for the oppor-
tunity provided by the Research School to pursue my research interests.
Finally, thank you Michael for your love and support.
13
References
15
Heath, T. (1956). Euclid’s Elements. New York: Dover Publications.
16
Paper I
Torsten Brodén’s work on the foundations of Euclidean
Geometry ∗
Johanna Pejlare
Department of Mathematics, Uppsala university
1. Introduction
geometry should fulfil. Thereafter he explains how he picks out the basic
notions and then he carries out the axiomatization. Finally he gives a
proof that his axioms are sufficient to obtain Euclidean geometry.
It seems that the article did not receive a lot of attention from math-
ematicians, even though Brodén wrote a summary of the mathematical
part of his work for the Jahrbuch über die Fortschritte der Mathematik.
A major reason for this might be that the Swedish language was an
obstacle for an international audience. Another reason might be his
choice of a pedagogical journal instead of a mathematical journal.
With the first and second criteria Brodén probably wants to empha-
size that the basic notions and axioms must be chosen in an ‘intelligent’
way, i.e., we should try to choose them in such a way that we need as
few of them as possible. He claims that “a reduction to the smallest
possible [number of axioms] is the goal of science” (Brodén, 1890, p.
260). We see that a balance in the choice of axioms has to be maintained
so that the second and fourth criteria are fulfilled; at the same time
as the axioms are chosen in an ‘intelligent’ way, the empirical evidence
should continue to be clear.
Contro interprets the second criterion to be the same as the sixth,
i.e., he considers the reduction to the smallest possible number of ax-
ioms to be the same as an independence criterion (Contro, 1985, p.
627). However, I do not agree with this interpretation, since Brodén
seems to give a different meaning to the term ‘independent’ than we do
today. The meaning of the axioms in Brodén’s system depends upon
the preceding ones. This suggest that he considers an axiom to be
independent if it cannot be deduced from the previously stated axioms.
The first thing Brodén has to do in establishing an axiomatic sys-
tem for geometry is to determine the basic notions, i.e., to determine
the undefined notions that are needed to formulate the axioms and
to give further definitions. Since he considers geometry to reduce all
phenomena to motion he carries out a careful analysis of it (Brodén,
1890, pp. 221–223). He claims motion to be a change in certain relations
between objects, i.e., motion has to do with a collection of objects and
a collection of relations between them. This leads him to the conclusion
that the two basic notions ‘point’ and ‘immediate equality of distance’,
or ‘AP = BP ’, are enough.
Brodén continues to establish the 16 axioms from which Euclidean
geometry should be built up (Brodén, 1890, pp. 223–230). The axioms
and definitions as presented are literal translations from Swedish.
In establishing the axiomatic system, Brodén first wants to com-
pletely determine the notion of a straight line, before he proceeds to
introduce the plane. To do this he needs to establish a more general
notion of equality of distance than the basic notion ‘immediate equality
of distance’. As a first axiom he introduces an axiom of transitivity of
equal distances, i.e., if AP = BP and CP = BP then AP = CP :
Axiom I Distances (from the same point) which equal one and the
same distance, are equal to each other.
Brodén does not indicate when he uses this axiom. With the basic
notion ‘AP = BP ! he can not talk about a set of points having the
same distance to a given point. With the introduction of Axiom I this
becomes possible.
8 Johanna Pejlare
A B A’ B’
Axiom V The distances (on a line), which equal one and the same
distance, equal each other.
With this axiom Brodén can now compare arbitrary distances on
the line in the sense of deciding whether they are equal or not, but
he still cannot say anything about the distance between points which
are not on the same line. Furthermore, the axioms stated so far do not
suffice to characterize the inner structure of the line in Euclidean space.
For example, there is still the possibility of finite geometries. Brodén
gives a model (however he does not use the word ‘model’) of a finite
geometry that fulfils all the axioms he has stated so far. A straight line
in this geometry consists of the vertices of a regular polygon with an
odd number of edges. If we for example consider the line formed by the
vertices of a pentagon as in the figure below, the distance between two
points sharing the same side of the pentagon is constant. The point P
defines a unique symmetric correspondence, where A corresponds to A!
and B corresponds to B ! . The same correspondence is uniquely defined
by the two points A and A! , and P will be the midpoint of these two
points.
B’
A’ P
A B
10 Johanna Pejlare
A B P N Q
given distance, i.e., the one-point is a ‘limit point’ for the system. He
claims that this in fact is the only limit point of the system, and that
the one-point cannot be a limit point for any other infinite system
c1 c2 c3 cn
c0 + + 2 + 3 + ... + n
2 2 2 2
where c0 is an integer or zero and ci , i ≥ 1, are equal to zero or one,
but not all equal to zero after some given i. The requirement that not
all ci are equal to zero after a certain point guarantees unambiguity,
i.e., that not two different systems has the same limit point.
A system like this Brodén refers to as a c-system in reduced form,
noticing that every infinite system b0 + b21 + 2b22 + 2b33 + ... + 2bnn where bi
equals 0, +1 or -1, through the merging of the negative terms with the
previous positive term, can be reduced to a c-system.
Brodén now notices that not every c-system has a limit point in the
system 2an . So to expand the point system on the line, he simply wants
every c-system to have a limit point. But he has to express this in a
different manner, since, if he goes outside the system 2an the notions of
‘bigger than’ and ‘smaller than’ still does not have any meaning and
thus the notion of ‘limit point’ cannot be used. To get around this
problem he expresses the axiom in the following way:
Axiom VII Between c-systems and the points of a line, a mutually
unambiguous correspondence can be established so that for two
arbitrary c-systems
c1 c2 c3 cn
c0 + + 2 + 3 + ... + n
2 2 2 2
and
c!1 c! c! c!
c!0 + + 22 + 33 + ... + nn
2 2 2 2
there correspond two points, whose distance to each other equals
the distance from the zero-point to the point corresponding to the
set
c1 − c!1 c2 − c!2 c3 − c!3 cn − c!n
c0 − c!0 + + + + ... +
2 22 23 2n
or its reduced set, and the one-point corresponds to the set
1 1 1 1
+ + + ... + n .
2 22 23 2
numbers and the points on a line. In fact, what has been shown is
much stronger, that the line and the real numbers are identical, since
the bijection is distance-preserving. The axiomatic construction of the
line is finished , because there is a fully worked out theory of real
numbers.
Brodén continues to determine the geometry of the plane. He does
this in a very similar way as with the line, by considering symmetries.
But first he wants to introduce an axiom which helps him to further
determine the notion of equality of distance.
5
This equivalence is the reflection across the line that we normally call the
perpendicular bisector.
15
After stating the axioms, Brodén gives an explicit proof for the suf-
ficiency of Axiom I to Axiom XIV for establishing plane Euclidean
geometry by deriving the distance formula for two arbitrary points,
and, after adding Axiom XV and XVI, he claims that he in a similar
manner can prove sufficiency for establishing three-dimensional Eu-
clidean geometry (Brodén 1890, pp. 230–235). In this section I will
present and explain Brodén’s proof.
It might be a bit hard to grasp Brodén’s proof of sufficiency, since
it is quite long and he makes no effort to give an overview of his ideas.
The entire proof is written as one long account. To make Brodén’s
argumentation easier to read, I will dissect it into several propositions
with shorter proofs and I will also include some illustrations. In the
proofs of the propositions I will follow Brodén very closely. In between
I will try to give a more general overview of what he is doing. The
reader can, without losing track of Brodén’s main idea, skip the details
in the proofs.
Brodén starts his discussion by claiming that, in a symmetrical
equivalence in the plane, a line will correspond to another line. He
says that this is obvious, but he does not give a proof. However, there
does not seem to be any easy way to prove this claim, and perhaps it
should be regarded as an additional axiom. Brodén continues stating
that, if the two lines intersect, they will do so on the axis of symmetry,
and if a line goes through two points that correspond symmetrically to
each other, then the line must correspond to itself. He now gives the
definition of a line being ‘perpendicular’ to another line.
B A B B
P R P’ P
S R P’ P R S R S
A B A A
P’ S P P’
If we now put this equivalence together with the original (the sym-
metric equivalence that had the line A as axis of symmetry) we get an
equivalence in which every point on the line B corresponds to itself,
and the line A connects points that correspond to each other. Thus A
is a self-corresponding line in the symmetric equivalence where the line
B is the axis of symmetry, i.e., the line A is perpendicular to the line
B. !
Proof Consider two lines L and L! that, with respect to the line A (the
x-axis) as axis of symmetry, form a locus of symmetric points with the
same mutual distance. These lines must intersect the line B (the y-
axis), since on this line there are two points, symmetric with respect to
O, with the same mutual distance as two arbitrarily given points. It is
6
It should be noted that it is also true in elliptical and hyperbolic geometry that
every pair of values (x, y) will determine one and only one point in the plane. Thus,
this statement does not require Axiom XIV, as Brodén claims.
18 Johanna Pejlare
Now Brodén gives the definition of two lines being parallel to each
other:
Definition Two lines, which are perpendicular to the same line, are
parallel.
A’ A
A A’
B’’ A M A’ N B B’
B’ B N A’ M A B’’
Proposition 5 The two points (x1 , y1 ) and (−x1 , −y1 ) are on the same
line through O.
Proof The two points P = (x1 , y1 ) and P ! = (x1 , −y1 ) are symmetrical
with respect to the x-axis. Hence the line through O and P and the
line through O and P ! will be symmetric with respect to the x-axis. Let
the two points R and R! on these lines be symmetric to P respectively
P ! , with respect to O (such that OR = OP = OP ! = OR! ). Then R
and R! also have to be symmetric to the x-axis.
21
R’ P
R P’
Now Brodén can present an equation for the line. To do this he once
again considers the line ROP , where P = (x1 , y1 ), R = (−x1 , −y1 ), and
P is in the first quadrant (i.e., x1 > 0, y1 > 0). He again presupposes
Axiom XIV and performs the coordinate transformation such that the
point R is transformed to the point O. The coordinates for O then
become (x1 , y1 ) and for P , (2x1 , 2y1 ). He observes that the coordinates
of those two points are in the same proportion. He further claims that,
by a simple reasoning, he can show that the same holds for all the
points on the line whose abscissas (x-values) have the form a/2n (a
and n integers), i.e., the relation between y and x is constant for all
the points on the line. He further asserts that, as long as he keeps
to the mentioned abscissas, the equation of the line through O and
P = (x1 , y1 ) becomes
y1
y= x.
x1
He then argues that, when one returns to the original origin O, i.e.,
doing another coordinate transformation, the equation of the line keeps
the same form, and it can be proved that the same equation holds for
all the points on the line. But for simplicity he ignores this proof, and
only states that the equation for a line not passing through the origin
is obtained through a coordinate transformation.
What now remains for Brodén to do is to determine the constant
relation between the distance from a point on the line to the origin
and the abscissa. To do this he considers the rotation of a line around
a point. He determines the rotation around a point O as being the
composition of two symmetric equivalences, whose axis of symmetry
passes through O. To obtain a rotation for which the positive part of
22 Johanna Pejlare
the x-axis is transferred into that part of the line through O under
consideration, which lies in the first quadrant, he takes the symmetric
equivalence in which these two directions correspond to each other, and
thereafter takes the symmetric equivalence in where the new direction
of the x-axis is the axis of symmetry. The result is a rotation of the
coordinate system around the origin.
X P X
Y P Y
P
X
Y
Y
(y1 , x1)
P=(x 1, y 1)
X
But the line y = xy11 x cannot coincide with the line OQ, and thus
the line OQ must have the equation y = − xy11 x. Thus, Brodén claims,
the line through the origin perpendicular to the line y = xy11 x must be
the line y = − xy11 x.
It is now easy for Brodén to determine the distance OP . He considers
the line through P perpendicular to OP , which intersects the x-axis in
the point T . After a coordinate transformation, Brodén states that the
equation for this line is
x1
y − y1 = − (x − x1 ) .
y1
23
Brodén now lets y = 0 and obtains the abscissa for the point T :
x21 + y12
OT =
x1
He further considers the symmetric equivalence that interchanges the
directions OP and OX. With this equivalence, he says, P must corre-
spond to a point P ! on OX, and T to a point T ! on OP . He claims that,
since T P is perpendicular to OP , also T ! P ! must be perpendicular to
OX, and further OP = OP ! and OT = OT ! .
T’
P
O
P’ T
"
Now Brodén claims that this, together with the fact that OP OT
x1 = OP " ,
implies that OP OT 2 2 2
x1 = OP , and thus OP = x1 · OT = x1 + y1 . Letting
OP = r and doing a coordinate transformation, he now obtains the
formula for calculating the distance between two arbitrarily chosen
points (x1 , y1 ) and (x2 , y2 ), which is:
!
r= (x2 − x1 )2 + (y2 − y1 )2
In this formula, Brodén claims, the entire plane Euclidean geometry
lies embedded, in the sense that ‘everything’ can be derived from this
formula, after the required notions have been defined in a suitable way.
Thus, he asserts that he has proved that his first 14 axioms are sufficient
for establishing plane Euclidean geometry.
Upon adding axioms XV and XVI, Brodén claims that every point
can be unambiguously represented with the coordinates (x, y, z). In
a similar manner as in the two-dimensional case, he claims that he
can prove the sufficiency of the 16 axioms for establishing Euclidean
three-dimensional geometry, by deducing the distance formula
!
r= (x2 − x1 )2 + (y2 − y1 )2 + (z2 − z1 )2 .
After the publication of the 1890 article, it seems that Brodén changed
his field of interest. It was not until 1911, when he went to the Second
Scandinavian Mathematical Congress in Copenhagen, that he resumed
his work on the foundations of geometry.
During the end of the 19th century mathematics had gradually im-
proved its position in Scandinavia. Of special importance during this
period was the founding of Acta Mathematica by Gösta Mittag-Leffler
in 1882, which from the outset became one of the leading international
journals. As a result of the mathematical development in Scandinavia,
Mittag-Leffler took the initiative to launch a Scandinavian Mathemat-
ical Congress. The first congress took place in Stockholm in 1909 and
became a monument to the mathematical development that had so far
been achieved.
The Second Scandinavian Mathematical Congress was held from
August 28 to 31, 1911. In all 93 mathematicians from Denmark, Nor-
way and Sweden took part, and 23 lectures were given. Proceedings
were printed the following year in (Nielsen, 1912). Two talks were
given on the foundations of geometry. Johannes Hjelmslev (1873–1950),
professor at the university of Copenhagen, gave a talk with the title
Nye Undersøgelser over Geometriens Grundlag (‘New Investigations
on the Foundations of Geometry’), and Brodén’s talk was entitled Ett
axiomsystem för den euklidiska geometrien (‘An Axiomatic System for
the Euclidean Geometry’).
The most striking difference between Brodén’s 1890 and congress
articles is that the latter is considerably briefer in its presentation
(13 pages compared to 37 pages). In the congress article Brodén does
not discuss if his motivation is a pedagogical one and he does not say
anything about his philosophical conception of geometry. He also gives
a very meager discussion on how a scientific axiomatic system should
be built up, i.e., what criteria the basic notions and axioms should
fulfil. He just mentions that, to the greatest extent possible, the axioms
should be empirically evident, and the whole system of axioms should
be simple, natural and homogeneous (Brodén, 1912, p. 133). At the
end of the article he also brings up the sufficiency of the axioms and
he discusses their necessity. With these later additions, the criteria for
an axiomatic system becomes almost the same in the two articles.
Brodén starts with determining the two basic notions ‘point’ and
‘immediate equality of distance’, and thereafter he proceeds with stat-
ing the axioms (Brodén, 1912, pp. 124–128):
25
I. Fundamental axiom
Axiom 1 If AP = BP and CP = BP then AP = CP , or, in
words: with respect to immediate equality of distance, those dis-
tances which are equal to one and the same distance, are equal to
one another.
V. Axioms of continuity
axioms, but only considers the special question whether the two axioms
of continuity, Axioms 14 and 15, are independent from the others. He
proves this explicitly by formulating a model in which the remaining
axioms are fulfilled, but Axioms 14 and 15 are not. Since he has a
two-dimensional model, he leaves out the axioms considering the space.
The model is a finite geometry consisting of nine points. When
arranged in a 3×3 matrix and letting the distance be a between two
points in the same row or column and b if not, three points will form
a line if in the same row, column or element of the determinant, i.e.,
there will be 12 lines in the model. In this model Brodén can easily
check that all the remaining axioms, except Axioms 7, 14 and 15, are
fulfilled. For example, considering the line 1 5 9, it uniquely determines
a symmetric correspondence of points in which the symmetric pairs 2-4,
3-7 and 6-8 are formed. If it is assumed that a = b, then also Axiom 7
is satisfied.
1 2 3
4 5 6
7 8 9
It is easily realized that Axiom 14 is not satisfied, since the model
only has 9 points and Axiom 14 implies that the geometry must have
infinitely many points. Brodén might consider Axiom 15 not to be
satisfied since the three points of a line does not correspond to the real
numbers.
Brodén also briefly discusses some differences between Hilbert’s ax-
iomatic system and his own. He asks whether his finite model would
satisfy all of Hilbert’s axioms, except the Archimedean and complete-
ness axioms. This is not the case, he concludes, since Hilbert’s axioms
already have as a consequence that a line has infinitely many points.
The reason for this is that, in Hilbert’s system, the notion ‘between’
plays the role of a basic notion. In Brodén’s system the notion ‘between’
cannot be defined until after Axiom 14 has been introduced. Thus, at
least as long as we stay within the plane, Hilbert’s axioms, excluding
the two concerning continuity, contain something more than Brodén’s
corresponding axioms.
9
Leibniz’ definitions of line and plane (1679) were used by others, for example
by Pieri (1900; 1908).
29
AA1 , A1 A2 , A2 A3 , A3 A4 , ...
at one point and successively traverse equal distances along the line
towards the second point, the axiom guarantees that we will eventually
pass the second point. Euclid’s theory of proportion and the entire
theory of measurements depend on this axiom (Eves, 1990, p. 86).
In all editions of the Grundlagen der Geometrie Hilbert includes
the Archimedean Axiom. He slightly changes the formulation in later
editions, however, they are all equivalent.
In the congress article Brodén claims that, with Axiom 14, which is
equivalent to his 1890 Axiom VI, he has a version of the Archimedean
axiom. However, this statement is not true. Brodén’s axiom gives an
ordering of certain points of the line, in the sense that he stepwise
can walk along the line, or successively traverse equally long segments
along the line, without coming back to the point of departure. The
axiom implies that the line can be extended indefinitely and consists of
at least countably many points. But it does not imply that it is always
possible to pass an arbitrarily chosen point on the line, and thus it does
not imply the Archimedean axiom.
One could say that Brodén’s Axiom VI bounds the line from below,
in the sense that it forces the line to consist of at least countably
many points and to be extended to infinity. On the other hand, the
Archimedean axiom in some sense bounds the line from above, forcing
every point of the line to be reachable.
The axioms Hilbert gave in 1899 are not enough to guarantee the
continuity of the line, i.e., that the line is homeomorphic to the real
numbers R. To complete the line he includes in the second edition of
the Grundlagen der Geometrie from 1903, a second axiom of continuity,
the so-called completeness axiom, which was formulated in the following
manner:12
To system of points, straight lines, and planes, it is impossible to add
other elements in such a manner that the system thus generalized
shall form a new geometry obeying all of the five groups of axioms
[...].
With this is meant that a proper extension in which all the axioms
remain true is not possible. If a point, before the extension, lies between
two other points, it should still do so afterwards, and congruent lines
and angles should stay congruent. This axiom, together with the axioms
it depends on, immediately implies that the set of all points lying on a
given line is homeomorphic to the real numbers R, the set of all points
12
“Die Elemente (Punkte, Geraden, Ebenen) der Geometrie bilden ein System
von Dingen, welches bei Aufrechterhaltung sämtlicher genannten Axiome keiner
Erweiterung mehr fähig ist”. (Hilbert, 1903, p. 16). English translation from (Hilbert,
1950, p. 25).
31
B
A A1
4.2. Sufficiency
One of the criteria Brodén gives which a scientific system should fulfill,
is that the sufficiency of the axioms for arranging geometry under cer-
tain logical forms should be clear. Since Brodén does not specify what
he means with ’sufficiency’ or ’logical forms’ it is difficult to interpret
this criterion in a reliable manner. Considering the proof of sufficiency
he carries out it is possible to further investigate the meaning of the
sufficiency criterion.
In the proof of sufficiency Brodén deduces the distance formula for
calculating the distance between two arbitrary points. He claims that
the entire Euclidean geometry lies embedded in this formula in the sense
that ’everything’ can be derived from this formula, after the required
notions have been defined in a suitable way.
Brodén’s statement that Euclidean geometry lies embedded in the
distance formula probably originates from his view on geometry. Ac-
cording to him geometry, like any other science, seeks to reduce all
phenomena to motion, and motion is just a change in certain relations
between objects. With the distance formula all the changes in the re-
lations between the objects can be described. In this sense it should
be enough to deduce the distance formula to be able to describe the
entire Euclidean geometry, or in Brodén’s words, to derive ’everything’.
By ’everything can be derived’ Brodén probably means that every
statement we intuitively consider to be a true statement of Euclidean
geometry, can be derived from the axioms.
Brodén’s demand that the axioms should be sufficient to derive
what is regarded as Euclidean geometry is similar to Hilbert’s early
position towards the completeness criterion. But Hilbert later replaced
this position by maximum consistency when adding the completeness
axiom to avoid the circular demand that appears when the axiomatic
system is used to decide whether a given proposition is a proposition
of geometry.
34 Johanna Pejlare
Contro claims that Brodén in the 1890 article with the proof of suf-
ficiency implicitly proves consistency of his axiomatic system (Contro,
1985, p. 632).17 In fact, Brodén does not, in any of the two articles,
discuss consistency in relation to the proof of sufficiency. But from our
point of view, Brodén’s proof of sufficiency could possibly be interpreted
as some kind of consistency proof, as I will try to explain:
Since Brodén has an empirical view of geometry and claims that
experience cannot lead to logical contradictions, he must consider his
system to be without contradictions. Thus, in this sense, we could
consider his system to be consistent. In the proof of sufficiency of the
axioms he has implicitly shown that from them he can construct a co-
ordinate system, i.e., Cartesian geometry. Therefore, since he considers
his system to be consistent and Cartesian geometry can be deduced
from it, he has, in this sense, proved consistency of Cartesian geome-
try. I do not, however, believe that Brodén had a general concept of
consistency, for instance the concept later developed by Hilbert.
first edition did not include a completeness axiom. With this reference,
Brodén probably wants to point out the importance of his work and
stress, in particular, the early appearance of his first article. This is
a very intriguing comment, since, in the 1890 article, he claims that
his attempt to axiomatize geometry should in no way be considered
original.
Brodén mentions Giuseppe Veronese (1854–1917) and Mario Pieri
(1860–1913) at the end of the congress article in a short discussion on
the choice to reduce the notions to the two basic notions ‘point’ and
‘immediate equality of distance’. He claims that Veronese and Pieri
have expressed the possibility of constructing an axiomatic system for
Euclidean geometry with these two basic notions, but that they, as far
as he knows, have not carried through this thought. Contro claims
that this statement shows that Brodén did not know of Pieri’s La
geometria elementare istituita sulle nozioni di punta e sfera from 1908,
where he does exactly this. Probably Brodén read of Pieri’s work in
Enriques’ article in Enzyklopädie der Mathematischen Wissenschaften,
which was written the year before Pieri’s 1908 article, and thus only
refers to his earlier work. Considering Veronese, Brodén probably refers
to Grundzüge der Geometrie, from 1894, which was a translation of
his 1891 book in Italian. It is not possible that Brodén and Veronese
were influenced by each other; Veronese’s Italian edition appeared af-
ter Brodén’s 1890 article, which he most certainly did not know of,
but before Brodén’s summary in Jahrbuch über die Fortschritte der
Mathematik appeared.
Brodén in neither of his articles mentions Moritz Pasch (1853–1930),
who in 1882 managed to develop a complete axiomatic system for pro-
jective geometry.18 This does, however, not indicate that Brodén had
no knowledge of Pasch’s work. But Brodén’s way of building up his
axiomatic system renders unlikely any direct influence of Pasch’s work
upon Brodén. For Pasch, the concept ‘between’ was of great importance
in building up projective geometry. Brodén cannot define ‘between’
until after Axiom VI, and he does not have to use the concept at all
throughout his system.
Characteristic for Brodén’s axiomatization of Euclidean geometry,
particularly for the 1890 system, but also for the 1912 version, is his
use of symmetries, the symmetric correspondence in the line and the
symmetric equivalence in the plane. It is unclear by whom Brodén
might thus have been influenced. Since Brodén, in 1890, gives careful
references concerning his discussion on the more philosophical questions
18
The work is reprinted in (Pasch, 1976), together with an appendix by Max
Dehn. The axiomatic system is investigated in detail by (Contro, 1976).
39
regarding the nature of geometry, but does not give any references
concerning his axiomatic system, and in particular his use of symme-
tries, this suggests that the latter was his own idea. The fact that, in
the congress article, he does not give any references to material that
preceeded his earlier work further supports this claim.
5. Conclusion
References
Baldus, R. (1930). Zur Axiomatik der Geometrie. III. Ueber das Archimedi-
sche und das Cantorsche Axiom. Sitzungsberichte der Heidelberger Akademie
der Wissenschaften, Mathematisch-naturwissenschaftliche Klasse, Jahrgang
1930, 5. Abhandlung.
Cantor, G. (1874). Ueber eine Eigenschaft des Inbegriffes aller reellen al-
gebraischen Zahlen. Journal für die reine und angewandte Mathematik, 77,
258–262.
Contro, W. (1976). Von Pasch zu Hilbert. Archive for History of Exact Sci-
ences, 15, 283–295.
Dedekind, R. (1888). Was sind und was sollen die Zahlen?. Braunschweig: F.
Vieweg & Sohn.
Helmholtz, H. (1882). Über den Ursprung und Sinn der geometrischen Sätze;
Antwort gegen Herrn Professor Land. Wissenschaftliche Abhandlungen, zweiter
Band, 640–660. Leipzig.
Hilbert, D. (1899). Grundlagen der Geometrie. Festschrift zur Feier der Ent-
hüllung des Gauss-Weber-Denkmals in Göttingen, 1–26. Leipzig: Verlag von
B. G. Teubner. Facsimile in: Sjöstedt, C. E. (1968). Le axiome de parallèles
de Euclides à Hilbert, 845–899. Stockholm: Natur och Kultur.
Stoltz, O. (1883). Zur Geometrie der Alten, insbesondere über ein Axiom des
Archimedes. Mathematische Annalen, 22, 504–519.
1. Introduction
Historically it was for a long time not uncommon to believe that ev-
ery continuous function must be everywhere differentiable, except at
isolated points. During the 19th century up to 1870 this was stated
Visualizations in Mathematics 3
Figure 1. The construction of a third of von Koch’s snowflake curve and its
modification.
During the 17th century there was a debate among philosophers and
mathematicians regarding the angle of contact. The angle of contact,
which already occurred in Euclid’s Elements, appeared to be an angle
contained by a curved line (for example a circle) and the tangent to
the same curved line. Two of the questions in the 17th century debate
were the following:
1. Does there exist an angle between a circle and its tangent?
2. If such an angle exists, is it 0 or is it an infinitely small quantity
(or something else)?
a b
Figure 2. a) The angle of contact. b) The angle of contact ‘in proportion’ to another
angle of contact.
curve is formed from the semicircle over the left half and the semicircle
under the right half; if a curve consists of 2n semicircles, the next curve
results from dividing the original segment into 2n+1 equal parts and
forming the semicircles on each of these parts, alternatively over and
under the line segment; see Figure 4. We can note that at those points
where two of the semicircles touch each other, we will have singularities.
The smaller the semicircles are the more singularities we get.
2
3
3
3 3
2
Figure 4. The sequence of semicircle curves.
Giaquinto claims that since the curves converges to the line segment,
the limit of the lengths of the curves appears to be the length of this seg-
ment. He points out that this belief is wrong, since the sequence of the
lengths of the curves will be πd πd πd πd
2 , 2 , 2 , 2 , ... and therefore converge
to πd2 . Furthermore, Giaquinto argues that this example lends credence
to the idea that visualizing is not reliable when used to discover the
nature of the limit of an infinite process.
However, it seems that Giaquinto does not take into consideration
that the interpretation of a visualization does not necessarily have
to be unique. We could for example in this case consider the limit
of the lengths of the curves, or we could consider the length of the
limit function. Depending on how we interpret the visualization we get
different results. If we look at the lengths of the curves and take the
limit we get the result πd2 . But if we instead consider the length of the
limit function, then the result is the length of the diameter, that is, the
result is d. Thus, depending on what question we want to answer we
have to interpret the visualization in different ways.
In the visualization of the semicircles much is left unsaid. The visu-
alization does for example not tell us to look for the limit of the lengths
of the curves or for the length of the limit function. We believe that
our mathematical experience, as well as the context, is important while
interpreting the visualization and ‘seeing’ the relation. Giaquinto does
not seem to take into consideration that people are on different levels of
mathematical knowledge, and that visualizations can certainly be suffi-
12 Kajsa Bråting and Johanna Pejlare
5. An empirical study
Most of the students did not have any problem with the first ques-
tion. However, the second question, gave rise to many different answers.
Sixteen of the thirtynine students thought that the ‘limit figure’ would
be everywhere smooth or everywhere smooth except at finitely many
points. Seven of these sixteen students answered that it would be a
circle or a square and nine that it would be a ‘flower’ (see figure 5).
Figure 5. Three common suggestions of what the limit figure would look like.
would perhaps think that we are talking about the round thing on the
blackboard and not of a mathematical circle.
6. Discussion
References
Prytz, J. (2004). A study of the angle of contact with a special focus on John
Wallis conception of quantities and angles. Licentiate thesis, Department of
Mathematics, Uppsala University, Uppsala, Sweden.
Tall, D. (1991). Intuitions and rigour: the role of visualization in the calculus.
In: Zimmermann, W. and Cunningham, S. (eds), Visualization in teaching
and learning mathematics, M.A.A, 105–119.
Wallin, H., Lithner, J., Wiklund, S., and Jacobsson, S. (2000). Gymnasie-
matematik fr NV och TE, kurs A och B, Liber Pyramid.
Johanna Pejlare
Department of Mathematics, Uppsala university
Abstract. In this paper certain aspects of the thinking of the two scientists Felix
Klein (1849–1925) and Heinrich Hertz (1857–1894) are studied. It is investigated how
Klein and Hertz related to the idea of naı̈ve images and visual thinking shortly before
the development of modern axiomatics. Klein in several of his writings emphasized
his belief that intuition plays an important part in mathematics. Hertz argued that
we form images in our mind when we experience the world, but these images may
contain elements that do not exist in nature. It is argued that Klein followed an old
tradition and wanted to save the visual elements and naı̈ve intuition as an essential
part of geometry and its origin. Hertz, on the other hand, wanted to clear out the
concrete visual elements as foundation for the concepts in modern mathematics.
1. Introduction
insisted that we can only sense things of finite magnitude, and thus
we can have no conception of a thing when we say that it is infinite.
He further claimed that all knowledge must involve self-evident truths
known by “natural light” (Mancosu, 1996, p. 138).
As well as Torricelli, René Descartes (1596–1650) challenged ancient
dogmatism when he referred to the authority of the mind’s abilities
to treat new and classical geometrical problems with new algebraic
and geometrical concepts. Descartes made a classification of curves
by referring to them as being either geometrical or mechanical. This
classification rests upon our mind’s capacity of depicting a continuous
motion. With this classification, together with his new analytical tools,
Descartes managed to solve many problems that the ancients could not
solve using only ruler and compass. However, this way of introducing
geometrical entities and reasonings with reference to their clarity to the
mind may also be highly problematic, since it restricts the possibility
to solve some mathematical problems. Öberg (2007) argues that math-
ematics later paid a price in the sense that Descartes’ success depended
on his boldness of relying on what he could imagine.
As further discussed in (Bråting and Pejlare, 2007), there will be a
problem if mathematics is limited to expressing notions only referring
to their clarity to the mind. During the 19th century naı̈ve images in
mathematics became increasingly problematic when, for example, Karl
Weierstrass (1815–1897) in 1872 constructed a function that is contin-
uous but nowhere differentiable.1 The existence of such a function was
surprising since it challenged the naı̈ve way of thinking of mathematical
concepts, such as continuity and differentiability. It is not clear what
the geometrical nature of such a function may be and it was used to
discredit the role of visual representations in analysis (Bråting and
Pejlare, 2007, p. 3).
Another important mathematical contribution during the 19th cen-
tury is non-Euclidean geometry. The realization that the parallel axiom
could not be deduced from the other assumptions in Euclid’s geometry,
and that it could be replaced by an axiom contradicting it, implied
that Euclidean geometry was no longer the only possible geometry.
Thus, Euclidean geometry is not necessarily the geometry of physical
space. Immanuel Kant (1724–1804) had regarded geometry as synthetic
a priori, but with several possible geometries references may have to
be made to experience to decide which one describes the world. For
example, Hermann von Helmholtz (1821–1894) criticized Kant and
instead emphasized the empirical origin of geometry (Torretti, 1978,
1
Weierstrass’ result was first published by du Bois-Reymond in 1875. For an
interesting discussion on the history of pathological functions, see (Volkert, 1987).
3
empirical data. He pointed out that experience takes a great part when
the axioms are coming into being, but he does not fully agree with
Helmholtz that the axioms originate from the experience alone. Instead
he claimed that:5
[...] the results of any observations are always only valid within def-
inite limits of exactness and under certain conditions; when we set
up the axioms we replace these results with statements of absolute
precision and generality.
Thus, Klein insisted that when we set up the axioms we have to take
experience into consideration. But the result of observations is inex-
act empirical data that are only valid within certain “definite limits”
and under special conditions. Therefore, it seems that his idealization
allowed a non-uniqueness in the results. Furthermore, he took the
standpoint that our conception of space has a lower threshold when
it comes to exactness. One reason for this, he claimed, is the way in
which our eyes are built up (Klein 1906, p. 247). It does not matter
how closely we look; depending on the constructions of our eyes we can
never experience reality exactly. He had discussed the inexactness of
our intuition of space already in 1873 in connection with the function
concept as a reaction to Weierstrass’ construction of a continuous but
nowhere differentiable function in 1872. Klein pointed out that, when
we think of a curve representing a function, it is not the exact function
we have in front of our eyes. Instead it is a strip of a certain small but
not negligible small width. Thus, for the function concept to be correct,
he claimed, it has to be set free from intuition (Klein, 1873, p. 214).6
Klein argued that the idealizations of empirical data take place
within the limits set by the threshold of exactness, and can be done in
different ways depending on the purpose (Klein, 1895, p. 236). When
the axioms are set up, he insisted, the inexact data are replaced, within
the limits, with absolute precision and universality (Klein, 1897, p.
386). For example, the “strips” of our intuition are replaced by width-
less lines and the concrete points are replaced by mathematical points.
The idealization is suggested by intuition but moves beyond it. In this
idealization of empirical data lies the true nature of the axioms, accord-
ing to Klein; he considered that when we have idealized the inexact data
into the axioms, these will be exact. However, neither did he believe
in the a priori truths of the axioms, nor did he discuss the meaning
of “true axioms”. Possibly he did not refer to the empirical evidence
5
“[...] die Ergebnisse irgendwelcher Beobachtungen gelten immer nur innerhalb
bestimmter Genauigkeitsgrenzen und unter partikulären Bedingungen; indem wir
die Axiome aufstellen, setzen wir an Stelle dieser Ergebnisse Aussagen von absoluter
Präzision und Allgemeinheit” (Klein, 1897, p. 386). My own translation.
6
For a further discussion on this, see (Bråting and Pejlare, 2007).
6 Johanna Pejlare
But Klein also argued for an interaction between naı̈ve and refined
intuition at a different level. He believed that it is necessary to combine
intuition with axioms and that there is an interaction between heuristic
reasoning on the basis of visualized structures and relations, and the
axiomatic method which delivers exact and rigorous proofs (Glas, 2000,
p. 79). He claimed that when imagining, for example, a point, we do not
picture ourselves an abstract mathematical point; instead we substitute
something concrete for it, which gives a naı̈ve definition holding only
approximately. This is not a refined definition, but according to Klein
in ordinary life and everyday mathematical activity we actually operate
with these “inexact definitions” (Klein, 1893, p. 226). Thus, in ordinary
life we do not operate with the idealized axioms, but with naı̈ve and
inexact empirical data.
In connection with this we could again consider the function concept
and the inexactness of our intuition of space as discussed by Klein in
1873. He argued that the function concept has to be set free from
intuition to be correct, that is, the naı̈ve concept of a curve should not
be included in the concept of a function. He also made an attempt to
develop a new refined concept, the “function strip” (Funktionsstreifen),
that is, a function with a width, that would correspond directly to the
naı̈ve concept of a curve. This indicates that Klein, at least in his early
career, had a belief that naı̈ve intuition we use in ordinary life in some
cases certainly can correspond to refined intuition.
Rowe argues that Klein’s approach to mathematics was profoundly
genetic and that he was convinced that the road to discovery, and
not the formal arguments, were of most importance (Rowe, 1989, p.
199). Thus, after it has been refined, the naı̈ve intuition still keeps its
special significance. This may possibly explain Klein’s belief that, in
the learning of mathematics, ontogeny recapitulates phylogeny:10
For whoever wants to enter into it must through his own labour
mentally recapitulate step by step the entire development; it is
by all means impossible to grasp even a single mathematical con-
cept without having mastered all the antecedent concepts and their
connections which led to its creation.
This quote together with Klein’s discussion on naı̈ve and refined intu-
ition, suggests that Klein was interested in what could later be called
a context of discovery of mathematics.
10
“Denn wer in sie eindringen will, muß in sich durch eigene Arbeit die ganze
Entwicklung Schritt für Schritt wiederholen; er ist doch unmöglich, auch nur einen
mathematischen Begriff zu erfassen, ohne all die davorliegenden Begriffe und ihre
Verbindungen in sich aufgenommen zu haben, die zu seiner Erschaffung führten”
(Klein, 1926, p. 1). English translation from (Glas, 2000, p. 81).
9
Figure 1. A set of circles touching each other and the resulting curve.
Around the end of the 19th century the term “arithmetization” was
used in order to describe various programmes providing non-geometric
foundations of analysis and other areas of mathematics (Petri and
Schappacher, 2007, p. 343). In view of the many mathematical ambigui-
ties he had cleared up, Weierstrass would later be considered the central
figure of arithmetization (Petri and Schappacher, 2007, p. 351). One of
the most well-known examples is his construction of a continuous but
nowhere differentiable function, a function whose existence may contra-
dict geometrical intuition. Three days after Weierstrass’ 80th birthday
in 1895, Klein gave a talk on arithmetization where he discussed his
own view on this.
According to Klein, the mathematics of the 17th and 18th centuries
does not exemplify the idea of a strictly logical system resting on it-
self, the paradigm example being Euclid’s Elements; in Klein’s view
this work described a refined theory founded on axioms considered as
idealizations of inexact empirical data. For example, Klein pointed out
that the mathematics of Newton and Leibniz originated in observations
of nature and in the intuition of space (Klein, 1895, p. 232). Also,
many mathematicians used the principle of continuity12 implicitly as
a foundation in proofs, and thus theorems that were possibly not true
were “proved”. A result of these incorrect proofs was a demand for ex-
clusively arithmetical proofs in mathematics. Klein considered himself
to live at a time where the development turned towards a more strin-
gent and rigorous mathematics where the unreliable intuition of space
was forced back. This is what Klein referred to as the “Weierstrassian
stringency” (Klein, 1895, p. 233).
Klein gave the development of the arithmetization of mathematics
his full acknowledgement. Nevertheless, in a similar manner as he re-
jected the understanding of the full intuitive content of geometry to
be contained in the axioms, he was critical towards the understanding
of arithmetic as containing the true mathematics. He wrote that the
significance of the arithmetization of mathematics lies in:13
[...] one the one hand, the total acknowledgement of the exceptional
importance of the development belonging to this, but on the other
12
For an interesting discussion on the history of the principle of continuity, see
(Kleiner, 2006).
13
“[...] einerseits die völlige Anerkennung der außerordentliche Wichtigkeit der
hierher gehörigen Entwicklungen, andererseits aber eine Zurückweisung der Auffas-
sung, als sei in der arithmetisierten Wissenschaft wie in einem Extrakt der eigentliche
Inhalt der Mathematik bereits erschöpfend enthalten” (Klein, 1895, p. 233). My own
translation.
11
In his mathematical work Klein always made use of intuitive models for
“seeing” things in new perspectives (Glas, 2000, p. 80). One of the most
well-known examples of this is the Erlangen program, where he brought
the concept of group into geometry. His approach exemplified how less
visualizable geometries can be studied after a suitable transformation
into a “more intuitive” geometry.
12 Johanna Pejlare
and on the basis of which we can compare different images with each
other (Hertz, 1894, pp. 2–3/2):
Firstly, an image must be logically “permissible” (logisch zulässig),
that is, all images must agree with the laws of our thought. An image
is either permissible or not, and when permissibility once has been
confirmed it will hold for all time.
Secondly, a permissible image will be “correct” (richtig) if the essen-
tial relations of the image will not contradict the relations of external
things, and if the necessary consequents of the image is the image of
the consequents in reality. An image is either correct or not according
to our present experience. An image that today is correct might with
future experience, when we know more regarding the consequents in
reality, no longer be so.
Thirdly, we can compare two correct images of the same object
or phenomenon regarding appropriateness. Of two images, the more
“appropriate” (zweckmässig) one is the more “distinct” (deutlich), pic-
turing more of the essential relations of the object. If the two images
are equally distinct, the “simpler” (einfach) one, containing the smaller
number of superfluous or empty relations, will be the more appropriate.
The empty relations can never be totally avoided since the image is sim-
ply an image produced by our mind. The appropriateness of the image
is contained in the notations, definitions and abbreviations. It is not
possible to decide if an image is appropriate or not by itself; depending
on the purpose different images may be more or less appropriate. By
gradually testing different images we can obtain the most appropriate
one.
Corry argues that Hertz’s requirement of permissibility is similar to
Hilbert’s requirement for consistency of an axiomatic system (Corry,
2004, p. 96). This may well be the case, considering Hertz’s concern
about the possibility of introducing contradictions in mechanics by the
addition of new hypotheses of the theory. Furthermore, Corry argues
that the source of knowledge referred to by the permissibility of an
image is the mind (Corry, 2004, p. 57). According to Hertz, permissi-
bility can be established once and for all, implicitly taking logic to be
given a priori. However, since images are created by thinking, it to me
seems impossible for an image not to be permissible; otherwise it must
contradict the laws of the mind by which it was created.
The source of knowledge referred to by the correctness of an image
is the experience. Thus, the correctness of an image depends on the
present state of experience and may change over time. According to
Corry, correctness runs parallel to Hilbert’s demand for completeness,
that is, all the known facts of a mathematical theory may be derived
from its system of postulates (Corry, 2004, pp. 95–96). Lützen gives
17
15
The completeness axiom was not included in the first edition of the Grundlagen
der Geometrie from 1899, but Hilbert included it in the second edition from 1903.
It stated that: “To systems of points, straight lines, and planes, it is impossible to
add other elements in such a manner that the system thus generalized shall form a
new geometry obeying all of the five groups of axioms [...]” (Hilbert, 1950. p. 25).
18 Johanna Pejlare
in the first two laws the force acts upon a body in one direction, but
the content of the third law is that the force connects two bodies and is
directed from the first body to the second as well as from the second to
the first. He argued that these two slightly different concepts of force
may be enough to cause confusion.
It seems that the nature of force is mysterious, but Hertz did not
agree with the statement that further investigation of it is one of the
main problems of physics; he did not believe that empirical investi-
gations would solve the problem regarding the nature of force. In a
metaphor he discussed the nature of gold, which he did not consider
to be a mystery in the same sense as the nature of force is a mystery
(Hertz, 1894, p. 9/7). The reason for this, he pointed out, is not that
the nature of gold is better known to us than the nature of force;
we can never render the nature of a concept completely. Instead, he
insisted, in the relations of the nature of gold to other terms there are
no contradictions confusing us, and thus, even if the nature of gold is
not completely known, we are satisfied. Regarding the nature of force,
he continued, there are contradictions among the relations to other
terms. However, the solution to this problem is not to seek further
relations, he claimed, since:16
[...] we have accumulated around the terms “force” and “electricity”
more relations than can be completely reconciled amongst them-
selves. We have an obscure feeling of this and want to have things
cleared up. Our confused wish finds expression in the confused
question as to the nature of force and electricity. But the answer
which we want is not really an answer to this question. It is not
by finding out more and fresh relations and connections that it can
be answered; but by removing the contradictions existing between
those already known, and thus perhaps by reducing their number.
When these painful contradictions are removed, the question as to
the nature of force will not have been answered; but our minds, no
longer vexed, will cease to ask illegitimate questions.
16
“Auf die Zeichen ‘Kraft und ‘Elekricität aber hat man mehr Beziehungen
gehäuft, als sich völlig mit einander vertragen; dies fühlen wir dunkel, verlangen
nach Aufklärung und äußern unsern unklaren Wunsch in der unklaren Frage nach
dem Wesen von Kraft und Elektricität. Aber offenbar irrt die Frage in Bezug auf die
Antwort, welche sie erwartet. Nicht durch die Erkenntnis von neuen und mehreren
Beziehungen und Verknüpfungen kann sie befriedigt werden, sondern durch die
Entfernung der Widersprüche unter den vorhandenen, vielleicht also durch Ver-
minderung der vorhandenen Beziehungen. Sind diese schmerzenden Widersprüche
entfernt, so ist zwar nicht die Frage nach dem Wesen beantwortet, aber der nicht
mehr gequälte Geist hört auf, die für ihn unberechtigte Frage zu stellen” (Hertz,
1894, pp. 9/7–8).
20 Johanna Pejlare
4. Concluding Remarks
In this paper I have studied the philosophical views of two very different
scientists at a time shortly before the development of modern axiomat-
ics. As I see it, Klein’s thoughts are deeply connected with his interest
in educational questions and his wish to integrate different areas of
mathematics for “seeing” things in new perspectives. He followed an
old tradition and wanted to save the visual elements and naı̈ve intuition
as an essential part of geometry and its origin. He had, in contrast
to Hilbert, a genetic view on mathematics. Understanding, to Klein,
is to a large extent understanding the subject through its historical
development.
24 Johanna Pejlare
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