ACCOUNT

OPENING FORM
FOR INDIVIDUAL

FOR CSO USE ONLY EQUITY & COMMODITY B2B

Form No. Application Type ✔ New Update

Client Code KYC Number

DP ID

Branch Code

Sub Code

Ver: 3.2 January 2021 Connect with us

 INDEX OF DOCUMENTS
S. No. Name of the Document Brief Significance of the Document Page No.

MANDATORY DOCUMENTS AS PRESCRIBED BY SEBI & EXCHANGES

A. KYC Form - Document captures the basic information

about the constituent and an instruction/check list.
1. KRA Form and Account Opening Form 1 to 6
B. Document captures the additional information about
the constituent relevant to Trading/ Demat account &
an instruction/check list.

Document detailing the rate/amount of brokerage &

2. Tariff sheet other charges levied on the client for trading on 7 to 8
exchange(s) & DP Service charges/Fee Structure

Document describing significant policies and

3. Policies and Procedures procedures of the stock broker

SEPARATE COPY FOR CLIENT

Document stating the Rights & Obligations of stock
broker/trading member, sub-broker/Authorised Person
4. Rights and Obligations and client for trading on equity and commodity
exchange (including additional rights & obligations in
case of internet/wireless technology based trading).

Document detailing risks associated with dealing in the

5. Risk Disclosure Document (RDD)
securities & commodities market.

Document detailing do's and don'ts for trading on

6. Guidance note exchange, for the education of the investors.

Rights & Obligations of Beneficial Owners & Document stating the Rights & Obligations of Beneficial
7.
Depository Participants: Owners and Depository Participants.

VOLUNTARY DOCUMENTS AS PROVIDED BY THE STOCK BROKER

1. Running Account Authorisation Authorisation to maintain Running Account 9
Consent for ECN Consent for ECN declaration
Additional terms & conditions specific to clients
2. Voluntary Terms & Conditions for the purpose of operational e ciency. 10 to 13

Rights and obligations relating to margin trading

3. Rights and Obligations - MTF facility provided To client 14 to 15

Power of Attorney for the purpose of POA provided by BO to Angel for settlement /
4. Margin purpose 16
settlement / Margin obligation

5. Confirmation of the arrangement with SB / AP Joint Letter of SB / AP and Client 17

IMPORTANT NOTE
1. Signature Types:

Signature of Client / First Holder Signature of Second Holder Signature of Third Holder Signature of Introducer
FH SH TH

G Signature of Guardian Authorised Signatory of Member

FW Signature of First Witness
SW Signature of Second Witness

2. In case of any correction in the form - Sign next to the correction done & Sign has to match the original signature

IMPORTANT INSTRUCTIONS
1. All details to be filled in Capital Block letters in Black / Blue Ink Only.
2. Email ID & Mobile number is mandatory for account related passwords and transaction details.
3. Corrections in the KYC form should be counter signed.
4. Strike off whichever option, in the account opening form, is not applicable.
5. All Originals to be produced for physical verification.
6. If any proof of identity or address is in a regional language, then translation into English is required.
7. Sole proprietor must make the application in his individual name & capacity.
8. Name & address of the applicant mentioned on the KYC form, should match with the documentary proof submitted.
 KYC CHECKLIST (PLEASE TICK WHEREVER APPROPRIATE)
Acceptable Documents (Copies of all documents to be self attested) Please Tick
PAN Card Account Holder & Joint Holder’s (If any)
Photograph One Colored Front Face Photograph on photographic Paper (Passport Size)

1. Unique identification number (UID) (Aadhaar)

Additional Proof of
2. Valid Passport (Name, Address & Photo page) KRA document used
Identity (Any One)
3. Voter ID (front and back) (Email Id &
(If Pan card not visible
Phone number
OR Pan card sign & 4. Valid Driving License (Name, Address & Photo page)
to be provided on
signature in KYC form 5. PAN Card given KRA Form)
are different)
6. Other 1 (Pls. Specify) ___________________________

1. Valid Passport (Name, Address & Photo page)

2. Voter ID (front and back)

3. Valid Driving License (Name, Address & Photo page)

4. Unique identification number (UID) (Aadhaar) KRA document used

Proof of Address 5. Bank Statement/Passbook (not more than 3 months old

(Any One) must contain complete address of client)

Permanent / 6. Banker’s Verification Letter

Correspondence 7. Electricity Bill (not more than 3 months old)

8. Resident Landline Tel. Bill (not more than 3 months old)

9. Registered Flat Sale Agreement of Residence

10. Registered Lease/Leave & License Agreement

11. Ration Card

Bank Proof With 1. Bank Statement / Bank Passbook with cheque leaf (not more than 3 months old)

MICR / IFSC Code 2. Banker’s Certificate on letter head of the Bank (ORIGINAL)
(1st Holder only) 3. Cancelled Personalized Cheque leaf

Demat Proof (Any One) 1. Client Master (CML copy duly attested by DP)
(1st Holder only) 2. DP Statement / Transaction cum Holding Statement

1. Copy of ITR Acknowledgement

Proof of Income (Any
One) 2. In case of salary income - Salary Slip, Copy of Form 16
(Mandatory for F&O / 3. Net-worth certificate (Not more than 1 year old)
Currency / Commodity
4. Copy of Demat Account Holding Statement
Segments) (1st Holder
only) 5. Bank Account Statement for last 6 months reflecting income

FATCA / CRS DECLARATION / SELF CERTIFICATION FOR INDIVIDUAL

Client Name Sandip .
First/Sole Holder Second Holder (if any) Third Holder (if any)
Are you U.S. Person?
(Refer KYC Handout - Customer Copy) Yes ✔ No No Yes No Yes No

Specify country of residence for tax

purpose (Tax Residency) ✔ India Other Yes India Other India Other

Specify country of citizenship ✔ India Other India India Other India Other

Note: If you are a U.S. person and / or if your tax residency / nationality / citizenship is other than India, then please provide declaration / self
certification under FATCA / CRS. This declaration form can be downloaded from http://www.angelone.in or call at centralized helpdesk at 022
- 3355 1111 / 4218 5454 or write to [email protected].

FH SH TH
1/16 1/6 1/4

(First/Sole Holder Signature) (Second Holder Signature) (Third Holder Signature)

FIRST HOLDER
KNOW YOUR CLIENT (KYC) |
APPLICATION FORM (FOR INDIVIDUALS ONLY) Application No. : AB24454857
Please fill in ENGLISH & in BLOCK LETTERS with black/blue ink & tick the appropriate options
A. IDENTITY DETAILS
1. Name of Applicant Sandip
FIRST. NAME MIDDLE NAME LAST NAME
2. Maiden Name FOR MARRIED WOMEN ONLY
3. Father’s / Spouse Name FIRST Nimbola
Vikram NAME Nimbola MIDDLE NAME LAST NAME
4. Mother Name PHOTOGRAPH

5. a. Gender ✔ Male Female Transgender Male Please a x your

recent passport
b. Date of birth 01-01-1996
DD / MM / YYYY c. Marital Status Single ✔ Married Others Married
size photograph
6. Nationality Indian 7. Status Resident Individual and sign across it
FH
DIGITALLY SIGNED
8. PAN MHPPS2081B Aadhaar 2/16

9. Specify the proof of identity submitted :

B. ADDRESS DETAILS

1. Residence / GRAM BHATERA BORKHEDA PITRAMAL UJJAIN

Correspondence
Address

City/Town/Village UJJAIN District MADHYA PRADESH

Pin Code 456335 State MADHYA PRADESH Country India
2. Contact/Mobile No 8224828056 Tel (Res.)
Tel (Off.) Email id [email protected]
3. Specify the proof of address submitted for Residence / Correspondence Address:

4. Permanent Address GRAM BHATERA BORKHEDA PITRAMAL

(if different from above UJJAIN
correspondence address)

City/Town/Village UJJAIN District MADHYA PRADESH

Pin Code 456335 State MADHYA PRADESH Country India

DECLARATION
I hereby declare that the details furnished above are true and correct to the best of my/our knowledge and belief and I undertake to inform you of any changes therein,
immediately. In case any of the above information is found to be false or untrue or misleading or misrepresenting, I am/we are aware that I/we may be held liable for it.
I hereby consent to receiving information from Central KYC Registry through SMS/Email on the above registered number/email address.
STATE: MADHYA PRADESH CITY: UJJAIN
Digitally Signed by:
Place MUMBAI FH
Name:Sandip .
Location:UJJAIN
Signature of Applicant
02-07-2022 DD / MM / YYYY 3/16 Reason:Kyc For Angel One
Date Date:Sat Jul 02 10:33:05 IST 2022

FOR OFFICE USE ONLY

Details of Employee / Documents verified Client Interviewed By &
Authorized Signatory with Originals In-Person Verification done by l One Ltd
ge
An
Name & E Code
e Inte rmediary
Designation mp of th
Seal/Sta An
Date DD / MM / YYYY DD / MM / YYYY l One Ltd
ge

Signature

Ver: 3.2 1
SECOND HOLDER
KNOW YOUR CLIENT (KYC) |
APPLICATION FORM (FOR INDIVIDUALS ONLY) Application No. : AB24454857
Please fill in ENGLISH & in BLOCK LETTERS with black/blue ink & tick the appropriate options
A. IDENTITY DETAILS
1. Name of Applicant
2. Maiden Name FOR MARRIED WOMEN ONLY
3. Father’s / Spouse Name
4. Mother Name PHOTOGRAPH

5. a. Gender Male Female Transgender Please a x your

Single recent passport
b. Date of birth DD / MM / YYYY c. Marital Status Married Others
size photograph
6. Nationality Indian 7. Status Resident Individual and sign across it
SH
8. PAN Aadhaar 2/6

9. Specify the proof of identity submitted :

B. ADDRESS DETAILS

1. Residence /
Correspondence
Address

City/Town/Village District
Pin Code State Country
2. Contact/Mobile No Tel (Res.)
Tel (Off.) Email id
3. Specify the proof of address submitted for Residence / Correspondence Address:

4. Permanent Address
(if different from above
correspondence address)

City/Town/Village District
Pin Code State Country

DECLARATION
I hereby declare that the details furnished above are true and correct to the best of my/our knowledge and belief and I undertake to inform you of any changes therein,
immediately. In case any of the above information is found to be false or untrue or misleading or misrepresenting, I am/we are aware that I/we may be held liable for it.

I hereby consent to receiving information from Central KYC Registry through SMS/Email on the above registered number/email address.

Place FH
Signature of Applicant 3/16
Date DD / MM / YYYY

FOR OFFICE USE ONLY

Details of Employee / Documents verified Client Interviewed By &
Authorized Signatory with Originals In-Person Verification done by l One Ltd
ge
An
Name & E Code
te rmediary
Designation mp of the In
Seal/Sta An
Date DD / MM / YYYY DD / MM / YYYY l One Ltd
ge

Signature

Ver: 3.2 2
 TRADING & DEMAT ACCOUNT RELATED DETAILS
TYPE OF ACCOUNT : Individual Sub Status ✔ Resident Other Resident

A. BANK ACCOUNT DETAILS

Bank Name & Branch Location: BANK OF BARODA

Account No. 44508100007092 ✔ Savings Current Saving

MICR Code 456012001 IFSC Code BARB0NAGDAX

B. DEPOSITORY ACCOUNT DETAILS (DP1 DETAILS CONSIDERED FOR PAYOUT OF SECURITIES IF FILLED)
DP 1 Details DP 2 Details
Depository ✔ CDSL CDSL NSDL
DP Name Angel One Ltd.
Client Name Sandip .
DP ID 12033200&12033201
BO ID 1203320124746274

C. COMTRACK ACCOUNT DETAILS

CP Name
Client Name
CP ID CMSE ID
Note: Provide a copy of either Demat Master or a recent holding statement issued by CP bearing name of the client.

D. TRADING PREFERENCES Please sign in the relevant boxes where you wish to trade. The segment not chosen should be struck off by the client

Name of the Exchanges & Segment Signature of the Client

FH
NSE / BSE - Cash / Mutual Fund 4/16 DIGITALLY SIGNED

FH
NSE / BSE - F&O 5/16

FH
NSE / BSE - Currency Derivative 6/16

FH
MCX / NCDEX (Future & Options) 7/16

[In case of allowing a client for trading on any other Exchange at a later date, which is not selected now, a separate consent letter is required to be
obtained by the Member from client and to be kept as enclosure with this document]

Derivative segments activation is subject to financial document verification.

Note: In case of any correction in the form - Sign next to the correction done & Sign has to match the original signature Ver: 3.2 3
 E. DEALING THROUGH SUB-BROKERS / AUTHORISED PERSON (AP) / OTHER STOCK BROKERS
If Yes, please specify:

Name of Stock Broker Name of SB/AP

Name of Exchange Client Code (as given by other broker)

Details of disputes/dues pending from/to such stock broker/sub-broker:

Whether you are a Member / Sub-broker / AP of any Exchange Yes No
If yes, provide SEBI / EXCHANGES REGISTRATION NO: Ph. Website:

F. STANDING INSTRUCTIONS / OTHER DETAILS / EMAIL-SMS ALERT / CONTRACT NOTE PREFERENCE

Contract Note/Holding & Transaction Statement including
✔ Electronic Physical Electronic
CAS/Other Documents* (For ECN in commodity segment, please refer pg. no. 9)
Receive Delivery Instruction Slip ✔ No Yes No
Share Email ID with Registrar & Transfer Agent No ✔ Yes Yes
Receive Annual Report ✔ Electronic Physical Both Electronic
Monthly Fortnightly Weekly
DP Account Statement
✔ As per SEBI Regulation As per Sebi

Declaration for Mobile Number ✔ Self Spouse Child Parent Self

✔ Self Spouse Child Parent
Declaration for Email ID Self
Do not have
Running Account Settlement Monthly ✔ Quarterly Yes
Whether you wish to avail of the facility of internet trading /
wireless technology ( please specify) ✔ Yes No Yes

Margin Trading Facility ( Refer Rights & Obligation document) ✔ Yes No Yes
Interested in Receiving WhatsApp Notifications ✔ Yes No Yes
Note:
1. Dividend / Interest will be credited to bank account via ECS.
2. In case client doesn’t opt for DIS booklet, it would be issued on request at any later date.
3. BO can view his ISIN balances, transactions & value portfolio online. To register for Easi please visit website www.cdslindia.com
4. *Other documents includes SEBI prescribed standard documents i.e. Rights & Obligation documents for trading and depository
account, Risk Disclosure Document and Guidance Note or any other communication /document disseminated by Angel One Ltd.
5. Angel may carry out proprietary trades in addition to cliental trades.

G. INFORMATION FOR PREVENTION OF MONEY LAUNDERING ACT, 2002

Experience Number of years of Investment / Trading Experience 0
Below 1 lac ✔ 1-5 Lacs 5-10 Lacs 10-25 Lacs >25 Lacs 1-5 LACS
Gross Annual Income
OR Net Worth in ` (*Net worth should not be older than 1 year) as on date DD / MM / YYYY
Govt Service Professional ✔ Private Sector Service PRIVATE
Occupation
(Please tick)
Public Sector Business Retired Agriculturist SECTOR
Housewife Student Others _______________________
(Pls Specify) SERVICE

Manufacturing Services Trading

Nature of Business
Consultancy Others
✔ Others_____________________________

Client Category
Commercial participant value chain participant exporter importer hedger
Noncommercial financial participant trader arbitrager
participant

Is the Client Politically Exposed Person (PEP) or Related to a PEP

PEP Related to PEP ✔ Not a PEP / RPEP No

Note: In case of any correction in the form - Sign next to the correction done & Sign has to match the original signature Ver: 3.2 4
 H. PAST ACTIONS
Details of any action / proceedings initiated / pending / taken by SEBI / Exchanges / any other authority against the applicant / constituent or its
Partners / promoters / whole time directors /authorized persons in charge of dealing in securities / commodities during the last 3 years:

✔ No If yes, please specify No

I. INTRODUCER DETAILS
Status of Introducer ✔ Sub-broker/AP Employee Existing Client Others (Specify): Sub-Broker/AP
Introducer Name: AJAY JATAV SB/Emp/Client Code: AJVY
Address:

Mobile No: 8878906446

Signature of the Introducer

J. GST REGISTRATION DETAILS

Registration No Validity Date Name of the State

GSTIN No: DD / MM / YYYY

Note: Angel may carry out proprietary trades in addition to cliental trades.

DECLARATION
1. I/We hereby declare that the details furnished above are true and correct to the best of my/our knowledge and belief and I/we
undertake to inform you of any changes therein, immediately. In case any of the above information is found to be false or untrue or
misleading or misrepresenting, I am / we are aware that I/we may be held liable for it.
2. I/We confirm having read/been explained & understood the contents of the tariff sheet and all voluntary /
non-mandatory documents.
3. I/We further confirm having received, read & understood the contents of the ‘Rights & Obligations’ document(s), for equity,
commodity & Demat 'Risk Disclosure Document, for equity, commodity Guidance note, Additional risk disclosure document for
option trading and agree to abide by and be bound by the same and by equity & commodities the Bye-Laws as are in force from
time to time. I/We do hereby agree to be bound by such provisions as outlined in these documents. I/We have also been informed
that the standard set of documents has been displayed for Information on member’s designated website i.e www.angelone.in

FH SH TH
8/16 DIGITALLY SIGNED 4/6 2/4

(First/Sole Holder Signature) (Second Holder Signature) (Third Holder Signature)

Place: ___________________________ Date: DD / MM / YYYY

Note: In case of any correction in the form - Sign next to the correction done & Sign has to match the original signature Ver: 3.2 5
 ANNEXURE-A
NOMINEE DETAILS FOR TRADING AND DEMAT ACCOUNT
Client Name Trading Code DP ID 12033200 &12033201 Client ID
I/We wish to nominate ✔ I/We do not wish to nominate
Nominee Details *Nominee 1 *Nominee 2 *Nominee 3
First Name
Middle Name
Last Name

Address

City
State
PIN
Contact Details
PAN
UIDAI
Date of Birth
% of allocation of Securties
Relationship with BO
GUARDIAN DETAILS (IF NOMINEE IS A MINOR)
First Name

Address

City
State / Country
PIN
Relationship with Nominee

Guardian Signature

FH DIGITALLY SIGNED SH TH

(First/Sole Holder Signature) (Second Holder Signature) (Third Holder Signature)

Date
Place
WITNESSES (ONLY APPLICABLE IN CASE THE ACCOUNT HOLDER HAS MADE NOMINATION)
Name

Address

* If in case of multiple nominee., Residual securities, Nominee 1 shall be entitled for Residual securities.

OFFICE USE ONLY

(To be filled by Depository Participant)
DP ID 12033200&12033201 Client ID

Nomination form accepted and registered vide Registration No.: _______________________________________________________________

I / We undertake that we have made the client aware of ‘Policy and Procedures’, tariff sheet and all the non-mandatory documents. I/We have also made the client aware of ‘Rights
and Obligations’ document (s), RDD and Guidance Note. I/We have given/sent him a copy of all the KYC documents. I/We undertake that any change in the ‘Policy and Procedures’,
tariff sheet and all the non-mandatory documents would be duly intimated to the clients. I/We also undertake that any change in the ‘Rights and Obligations’ and RDD would be
made available on my/our website, if any, for the information of the clients.

Seal/Stamp of the Intermediary

Signature of the Authorised Signatory
 EQUITY BROKERAGE DETAILS

Equity Intraday / Futures Options (Per Lot in ` ) Each Leg Currency Futures
Delivery (%) DP AMC Waivers
(Each Leg) (%) Nifty Stock Currency (Each Leg) (%)

✔ MARGIN < 25,000 MARGIN COLLECTED: 0

0.40 0.0400 50 100 8 0.0400 1 year Free

MARGIN > 25,000 MARGIN COLLECTED:

Minimum brokerage of 0.0400 paisa per share for Trading & 0.0400 paisa per share for Delivery will be charged.

COMMODITY BROKERAGE DETAILS

Delivery Futures Intraday* Options (Per Lot)

MARGIN < 25,000 MARGIN COLLECTED:

MARGIN = > 25,000 MARGIN COLLECTED:

Minimum brokerage of paisa per share will be charged for Trading & Delivery Trades.

Each Leg*

First/Sole Holder
FH
10/16 DIGITALLY SIGNED

P. T. O.

Note: In case of any correction in the form - Sign next to the correction done & Sign has to match the original signature Ver: 3.2 7
 CHARGES FOR DEPOSITORY SERVICES
Charges Type ✔ Annual Maintenance Charge (AMC) Life Time AMC Free Life Time AMC

Margin money of Rs. 3,00,000/- and

DP AMC Rs. 450 (+ Rs. 500 CDSL Charges for Onetime payment of above
Charges corporate account ) + GST Rs. 2500 + GST
* free AMC activation subject to credit
Franking charges Rs. 50/-
Debit transaction/Pledge creation &
Pledge closure/ Debit transaction of
Rs. 20 + GST per ISIN
client shares from Angel beneficiary
and Angel collateral account.

Dematerialization Rs. 20 + GST per certificate and Rs.30/- per DRF for Postage Charges Plus Rs.30/- per rejection
Rematerialization Actual CDSL Charges + Rs. 30/- per RRF request for postage charges
Additional DIS Request Rs. 25.00 per booklet
Additional Statement Rs. 25.00 per request

Note:
1. Brokerage levied to your trading account shall be the higher of brokerage value as per the existing rates or Rs. 30/-
per settlement / segment, subject to the maximum rates prescribed by the regulator(s) from time to time.
2. Inter-Settlement charge towards debit transactions of client shares from Angel beneficiary & Angel collateral
account, Rs. 20/- per ISIN would be applicable.
3. KRA / CKYC charges on actual basis, on account fetching and / or registration from / with KRA / CKYC authority.
4. Stamp duty, GST, Education cess & other statutory levies (if any) will be charged as applicable from time to time.
5. For availing ‘Easiest’ facility of CDSL, The charges as levied by CDSL would be collected from clients at actuals.
6. Delivery brokerage would be levied to all customers who has either opted for delivery or by default delivery allocated.
It would be levied as per the rates specified in above table. In the absence of any rate default brokerage @ 0.30%
would be levied.
7. In case of intra day transaction in Commodity contract first leg rates as above shall be charged on the buy value or
sell value depending upon whichever is higher and second leg rates shall be charged vice versa.
8. Commission of Clearing & Forwarding Agent/Commission agents, if appointed on behalf of clients for the purpose of
taking of deliveries will be charged at actual.
9. Angel One Ltd. reserves the right to revise the tariff structure from time to time at its sole discretion, under advance
intimation to clients either by way of ordinary post or by an email or by SMS or by notification on the back
o ce interface.

First/Sole Holder Second Holder Third Holder

FH SH TH
11/16 DIGITALLY SIGNED 6/6 4/4

Note: In case of any correction in the form - Sign next to the correction done & Sign has to match the original signature Ver: 3.2 8
 PLEASE TICK WHICHEVER IS APPLICABLE
A. CLIENT DECLARATION - OPEN INTEREST POSITION

I/We, the undersigned, have taken cognizance of circulars issued person is a partner / director I karta I trustee, takes or holds any
by SEBI / Commodity Exchanges from time to time on the position in any commodity forward contract I commodity
guidelines for calculation of net open positions permitted in any derivative on Exchanges through or through any other member (s)
commodity and I/we hereby undertake to comply with the same. or Exchanges, to enable you to restrict our position limit as
I/ We hereby declare and undertake that I/ we will not exceed the prescribed by the above referred circular of Exchanges as
position limits prescribed from time to time by Commodity modified from time to time.
Exchanges or SEBI and such position limits will be calculated in I / We confirm that you have agreed to enter order in commodity
accordance with the circulars on position limits as modified from forward contracts I commodity derivatives for me / us as your
time to time. clients on Commodity Exchanges only on the basis of our above
I/We undertake to inform you and keep you informed if I / any of assurances and undertaking.
our partners / directors I karta I trustee or any of the partnership I/We further undertake to bear any liable/penalty/charges levied
firms/companies / HUFs / Trusts in which I or any of above such by Commodity Exchanges/SEBI.

✔ B. CONSENT TO INSTRUCTION TO MAINTAIN RUNNING ACCOUNT (VOLUNTARY)

I / We request you to maintain my/our accounts for funds and 10,000/- (Ten Thousand Only) for equity segment & Rs. 50,000/-
securities on running accounts basis instead of 'bill to bill' (Fifty Thousand Only) for commodities segment or any other sum
settlement basis, unless I/we specifically request you for a payout as may be permitted by SEBI / Exchanges from time to time, while
of available free funds or securities in the account. You may settle settling my / our account. I / We understand and agree that no
the accounts at Monthly/Quarterly (as opted in the account interest will be payable on the amount of funds retained by you as
opening form) or at such other intervals as SEBI/ Exchanges may above. I/ We agree that Angel shall not be liable for any claim for
specify from time to time. I / We further authorize you to retain loss or loss of profit or for any consequential, incidental, special
securities and/or funds as may be permitted by Exchanges/SEBI or exemplary damages, or otherwise, caused by retention of such
from time to time or towards other unbilled services and/or securities/funds. The standing instruction/authorization for
charges applicable on my account, while settling the accounts. maintaining my/our account as running account shall remain valid
I/We further authorize you to also retain an amount of up to Rs. until revoked in writing, addressed to you.

✔ C. CONSENT FOR ELECTRONIC CONTRACT NOTE (ECN) - DECLARATION (VOLUNTARY)

Sandip .
I, ________________________________________________________________________________, Client Code _______________
MHPPS2081B , Registered with you as a client of Multi Commodity Exchange of India Ltd (MCX), and/or National
PAN ___________
Commodity & Derivative Exchange Ltd (NCDEX), undertake as follows:
• I am aware that the Member has to provide physical contract note in respect of all the trades placed by me unless I
myself want the same in the electronic form.
• I am aware that the Member has to provide electronic contract note for my convenience on my request only.
• Though the Member is required to deliver physical contract note, I find that it is inconvenient for me to receive physical
contract notes. Therefore, I am voluntarily requesting for delivery of electronic contract note pertaining to all
trades carried out/ordered by me.
• I have access to a computer and am a regular internet user, having su cient knowledge of handling the email
operations.
• My email id is [email protected]
_____________________ (the email id must be written in own handwriting). This has been
created by me and not by someone else.
• I am aware that this declaration form should be in English or in any other Indian language known to me.
• I am aware that non-receipt of bounced mail notification by the member shall amount to delivery of the contract note at
the above e-mail ID.
[The above declaration has been read and understood by me. I am aware of the risk involved in dispensing with the
physical contract note, and do hereby take full responsibility for the same]

Verification of the client signature done by,

Client Signature DIGITALLY SIGNED
Authorised Signatory
of Member 02-07-2022
Date: DD/MM/YY

Designation: Place: MUMBAI

Date: DD/MM/YY

Note: In case of any correction in the form - Sign next to the correction done & Sign has to match the original signature Ver: 3.2
 VOLUNTARY TERMS AND CONDITIONS (EQUITY & COMMODITY)
Whereas the client intends to open securities / commodities trading any segment including commodities segment to its account in any
accounts with Angel One Ltd., (hereinafter referred as Angel) for the other segment as often as may be required. The transfers may be
purpose of trading in Capital Market Segment , Futures & Options and completed by passing journal entries in the books of Angel.
Currency Derivative Segments and Commodities Futures & Options
of the National Stock Exchange of India Ltd., the Bombay Stock 5. Disclaimer: The Client understands and agrees that neither Angel
Exchange Ltd., the Metropolitan nor any other party disseminating any market data, message or
Stock Exchange of India Limited, Multi Commodity Exchange, and information through the Website of Angel or in any other media
Mutual Fund transactions Facilities offered by Stock Exchange and shall be liable for: (a) Any inaccuracy, error, omission or delay in the
whereas for the purpose of more fully and conveniently availing of the transmission or delivery of any such data, information or message,
services agreed to be provided by Angel and also the additional or (b) Any loss or damage arising from or occasioned by (i) Any such
services that may be made available by Angel from time to time, the inaccuracy, error, delay or omission, (ii) Nonperformance, or (iii)
Client, on its own free Interruption in making available any such data, information or
will and volition, agrees to accept and be bound by the following terms message, due to either any act or omission by Angel or any
and conditions. The Client understands that these terms and disseminating party or to any "force majeure" (e.g. flood,
conditions are voluntary i.e, nonmandatory in nature but on their extraordinary weather condition, earthquake or other act of nature,
acceptance, these shall constitute the contract between the parties fire, war, insurrection, riot, labour dispute/unrest, accident, action
and bind them fully and be enforceable by each party against the of government, communications or power failure, equipment or
other. software malfunction) or any other cause beyond the reasonable
control of Angel or any disseminating party.
1. Authorization to debit additional charges with regard to Trading
and Demat Account: Without prejudice to the other rights and 6. Manner/Mode of placing orders/instructions & Nonexecution/
obligations of the parties, the client understands and agrees that delay/cancellation of Orders: The Client may communicate orders
Angel may levy additional charges including Annual Maintenance and other instructions to Angel or the subbroker/ authorised
Charges and all transaction charges with respect to Clients Demat person as the case may be over phone at the designated contact
account / Counter Demat account for any service rendered by telephone number, or in writing, or through designated email, or by
Angel and as may be required by the Client, and recover from the personally visiting the designated o ce. The client hereby agrees
Client all reasonable costs, as may be incidental or consequential that Angel or the Exchanges shall not be liable for non execution or
for rendering the said services. The said charges will be debited to partial execution of any orders caused due to suspension,
the clients ledger account with Angel One. interruption, or malfunctioning of the online as well as o ine
trading services, disruptions or congestion of communication net
2. Lien: All securities, commodities funds and/or properties (Any works, hardware or software problems, or failure of the electronic
assets available with Angel) of the Client as may be permitted by trading beyond the control of Angel or the Exchange.
the Exchange(s) from time to time to be placed with Angel shall be
subject to a lien for the payments or fulfillment of all undischarged 7. Client not to act on representations of agents, employees: Client
liabilities and obligations of the Client in relation to its transactions is aware that Angel has not authorized any agents, representatives,
or owing to any of the group companies of Angel. Angel shall be employees or other persons to make any representation, or to give
entitled to withhold such securities, commodities, funds and/or any promise, assurance, warranty, undertaking or commitment as
property of the Client as security towards any such un-discharged to return on investment of the Client whether in writing or
liabilities or obligation of the Client and to sell and/or appropriate to otherwise on behalf of Angel.
itself all such securities, commodities, funds or properties at its
sole discretion & at any point of time, without notice to client. 8. Recording of Conversation: The client is aware and agrees that
Angel may tape record the conversation between the client/client's
3. Authorization for delivering / pledging shares: The client representative and Angel, whether over the telephone or in person,
understands and agrees that Angel may deliver to the Exchange any as per applicable laws, rules and regulations of SEBI / Exchanges.
securities held by it on behalf of the client to discharge settlement Angel may produce before competent authorities, voluntarily or on
obligations in respect of securities sold by the client or pledge the such production being required by such authorities, recorded
same with the clearing house of the recognized stock exchange in conversation or transcript thereof or both as valid evidence of the
any segment where the Client is registered for trading for the content of the conversation so recorded.
purpose of providing margin for the trading positions contracted or
to be contracted by the Client or with any scheduled commercial 9. Confidentiality of Client Details: Angel may disclose the client
bank, Non-Banking Financial Institution or other financial information to any person /entity as required under the law or to
institution for raising funds to the extent account of the client any broker's Association or organisations in case of dispute in order
carries debit balance but without any obligation on its part to so to take informed decision. The Client hereby agrees and give its
raise funds by pledging the securities and without prejudice to the consents for the disclosure by Angel to any person or entity
right of Angel to enforce, at its option, the collateral security in the including but not limited to any independent third parties or any
securities to recover the debit balance at any time. entities of Angel Group, whether within or outside India, of any
information and data relating to Client or relating to Client's trading
4. Authorization for Inter segment fund balance transfer and stock account with Angel for the purposes of or in connection with, any
transfers: The client hereby authorizes Angel to transfer its debit/ present or proposed initiatives, including but not limited to any
credit balances in the ledger account arising during the course of marketing or cross sell initiatives, business proposals, activities,
trades in any segment including commodities segment to its ledger facilities or services availed of or to be availed, by Client in future.
account in any other segment including commodities segment or to
transfer any stock purchased/lying in its account in 10. Disclosure as to Proprietary Trades by Angel: Angel may carry

Note: In case of any correction in the form - Sign next to the correction done & Sign has to match the original signature Ver: 3.2 10
 out proprietary trades in addition to trades on behalf of its Clients. 15. Electronic Transmission of other Documents: The Client who
have opted for ECN agrees that Angel may transmit to the Client
11. Severance: In case any one or more of the terms and conditions any statements, documents or intimation including, but not limited
contained in this document become invalid, illegal or to, Margin Statement, Statements of Funds and Securities, margin
unenforceable in any respect under any applicable law, the validity, and maintenance calls & other notices /communications
legality and enforceability of the remaining provisions contained document mandated by SEBI/Stock Exchange/Depository in
herein shall not in any way be affected or impaired thereby. electronic mode either at the e-mail ID designated for delivery of
ECN or to the mobile number of the Client or both and, in case of
12. No Waiver: No forbearance, relaxation or inaction by any party to non receipt of bounced mail/non delivery of SMS notification,
require from the other erformance or discharge of any obligation to Angel shall be deemed to have fulfilled his obligation to deliver to
be performed or discharged by the other under this document shall the Client such documents. Discrepancies if any in documents
in any way affect, diminish, or prejudice the right of such party to should be brought to the notice of Angel within reasonable time
require of the other party at any time such performance or from issuance failing which the documents shall be deemed to be
discharge, or performance or discharge of any other obligations true and correct record of transactions stated therein.
under this document or be considered to be a waiver of any rights,
unless the waiver is specifically agreed in writing. 16. Electronic Payment Gateway for Net Banking Services: Angel
may provide on its internet trading website, without additional
13. Notices: All notices or communications issued by Angel shall be cost to the Client, access to Electronic Payment Gateways
served on the Client in any one or more or all of the following ways provided by various banks for facilitating transfer of funds from
at the ordinary business address and/or ordinary place of Client's bank account to the account of the Client with Angel.
residence and/or last known address of the client: Client understands that Angel is only providing access to the
electronic fund transfer facility provided by the banker of the
13.1 (a) By ordinary post or (b) By registered post or (c) By express Client through Angel's website by means of an interface and is not
delivery post or (d) by SMS on registered mobile or by telephonic liable or responsible for the proper functioning or otherwise of the
call or (e) By a xing it on the door at the last known business or Gateway or for any transaction errors, losses, malfunctioning or
residential address or (f) By oral communication to the party or on hacking of the system by unscrupulous elements, frauds, and/or
the last known telephone number or on the recording machine of any incidental or consequential claims arising thereout. Client
such number or (g) By advertising it in at least one rominent daily undertakes not to make Angel a party to any litigation, claim,
newspaper having circulation in the area where the last known dispute, difference or complaint that the Client may initiate in
business or residential address of the client is situated or (h) By respect of, arising out of or in connection with any transactions on
publishing it on the website of Angel wherein secured log-id and the Gateway and agrees that Angel’s liability shall at all time be
password to Client is provided or (i) By a notice posted on the limited to the amount actually received in its account by electronic
notice board of the Exchange if no address be known or (j) By transfer from Client's account with the Bank.
electronic mail or fax or (k) By hand delivery or By Courier or any
other approved mode as may be allowed for communication. 17. Internet / Wireless Technology based Trading facility:

13.2 Notwithstanding anything stated above, communication relating 17.1. Angel offers Internet and mobile Trading facility for transaction in
to orders, margins, maintenance calls and other similar matters in securities on the concerned Exchanges including facilities for
the ordinary course of dealings between Angel and the Client may online application of IPO / FPO / NFO / Bond issues or any other
be made orally. issues of securities or services to apply/purchase/redeem/
sale/buyback or otherwise deal in the units of Mutual Funds
14. Electronic Contract Note (ECN): (hereinafter referred to as "the Internet/wireless Trading system")
through Exchange approved software. The Client can route its
14.1. Client agree to receive contract notes in Electronic/Digital Form orders to Angel over the internet/mobile/laptop with data card or
(ECN) authenticated by means of a digital signature in lieu of any other devices which use internet protocol for purchasing,
Physical Contract notes through e-mail by authorizing Angel in this selling and dealing in securities. The Client may avail of such
connection and providing the e-mail address(es) at which the Client Trading facility provided by Angel by complying with the
wishes the ECN to be sent. formalities prescribed therefore.

14.2. The Client shall access and verify the ECN and all information 17.2. Non-usage of Internet/Wireless Trading Facility: If the Client
contained therein, In case of discrepancy the Client, shall inform does not use the Internet/Wireless Trading Facility for a
Angel either in writing or via E-mail within reasonable time of the continuous period of 3 months or such other period as Angel may
receipt of the same. Angel shall also publish the Contract Note on notify, the facility may be deactivated without notice and the
the Web site www.angelone.in or on any other designated location Client shall comply with the prescribed formalities for
specified by Angel from time to time. The Client will be issued a reactivating the facility. Trades can, however, be executed at all
login and password by which the Client can login in to his account time by placing orders off-line with the concerned branch of
and view/save/print the ECN. Should the Client experience any Angel.
di culty in opening the ECN, Angel may, on advice by the Client,
make the Contract Note available by any other means (e-mail, 17.3. The client understands and agrees that Angel has different
electronic mail attachment, or in the form of an available download product of the Internet Trading /Wireless Trading softwares
from the back o ce web site or by delivery of a hard copy). Client's which have been approved by the Exchanges and the client shall
failure to advice Angel of such a di culty shall amount to valid be allotted such product as may be chosen by him. The client also
delivery and viewing of the document by the Client. understands and agrees that depending on the trading activity of

Note: In case of any correction in the form - Sign next to the correction done & Sign has to match the original signature Ver: 3.2 11
 the client, Angel shall have the exclusive right and liberty to change the Exchanges from time to time in this regard. Client shall also
the product version allotted to the client and allot a different product ensure compliance with the requirements as may be specified
version of the Internet Trading/Wireless Trading facility. from time to time by Securities and Exchange Board of India and
Association of Mutual Funds of India (AMFI). Client shall read &
17.4. Orders of Client subject to review by Angel: The Client agrees understand the contents of the Scheme Information Document
that the Angel may, on being suspicious of any of the and Key Information Memorandum, addendum issued regarding
transactions, review any order placed by a Client, which may each Mutual Fund Schemes with respect to which client choose to
cause delays in the processing of the Client's order or may result subscribe / redeem. Client further agree to abide by the terms and
in rejection of such order.” conditions, rules and regulations of the Mutual Fund Schemes.
Client confirm to have read & understood the terms & conditions
18. Extra Ordinary Events and termination/suspension of trading for using Mutual Fund transaction facility as stated in KYC handout
facility: Angel will not be liable for losses caused directly or (customer copy). Client is aware that he/she can transact directly
indirectly by government restriction, Exchange rulings, with the AMC without recourse to Distributor's name at any time
suspension of trading, computer, communication, telephone or under the folio(s) tagged with the Distributor's name /broker code.
system failure, war, earthquakes, flood, accident, power failure, The Client agrees and authorizes Angel as distributor of mutual
equipment or software malfunction, lack of connectivity, funds to communicate on his/her behalf with the AMCs for
congestion or disruption of communication net-work or links, financial and /or non-financial transactions including for receiving
software glitches or corruption, low processing speed, strikes or investment details from the AMC.
any other conditions beyond Angel's control resulting in
nonexecution, partial or incomplete execution of orders and the 21. Parties agree that all claims, differences or disputes between
resulting financial loss, if any Angel may at any time terminate, them, arising out of or in relation to this mandatory and voluntary
discontinue or temporarily suspend trading facility provided to the client / registration document, any dealings and transactions
Client in the event of any such extraordinary event occurring made subject to the Bye laws, Rules and Regulations of the
without giving prior notice to the Client. Exchanges shall be submitted to arbitration for resolution in
accordance with the provisions of the Arbitration and Conciliation
19. Amendments to the terms and conditions: Angel reserves the Act, 1996 and the Byelaws and Regulations of the concerned
right to amend the terms and conditions herein contained by Exchange. Provided, however, that recourse shall not be had to the
adding, deleting, modifying or varying the provisions thereof by arbitration, the grievance redressal mechanisms or to the investor
giving 15 days notice to the Client. In the event where the client has protection schemes of the of the Exchanges or SEBI where the
not objected to revised terms and conditions within 15 days of claims, differences or disputes exclusively arise out of or relate to
receiving the notification, the same shall be binding on the client. any contracts entered into; transactions carried out; schemes,
leagues or competition joined; other arrangements or
20. Mutual Fund Service System Facility / BSE Star MF: Client is understandings reached or relations established by the client with
registered with Angel One Ltd. and has executed Know Your Form a group concern or associate of the Stock Broker or any third
and certain other documents for the purpose of trading in parties and to which the Byelaws, Rules and Regulations of the
securities market on the recognized Stock Exchange (herein after Exchange are not attracted and the Client understands and agrees
referred as “Exchange”). Incase client opts for the purpose of that any application for invoking the arbitration/grievance
dealing in the units of Mutual Funds Schemes permitted to be dealt redressal mechanisms or investor protection schemes of the
with on the SEBI recognized Stock Exchanges (Mutual Fund Exchange in relation to any such dispute, claims or differences
Transaction Facilities). Know Your Client details as submitted by shall be liable to be dismissed.
the client for the stock broking shall be considered for the purpose
of Mutual fund transaction facilities and abide by the terms and
conditions as mentioned in the circulars as may be specified by

ADDITIONAL - VOLUNTARY TERMS AND CONDITIONS ( COMMODITY)

1. Setting up of Exposure Limits: 1.2.Neither Angel, nor any a liate of Angel nor their respective
directors, o cers, employees, agents shall in any circumstances
1.1. Angel may sanction trading limits to the Client based on the be liable for any direct or indirect loss, cost, liability, expense or
margin lying to the credit of the Client in the form of funds / damage (including without limitation all legal fees and expenses)
securities / bank guarantees / fixed deposit receipts. Angel atits arising from any variation or reduction of exposure or turnover
sole discretion may refuse to accept any security as limits by Angel.
collateral/margin. Angel shall from time to time publish a list of 2. Client to have a Mobile connection: Client agrees to have a
securities which would be acceptable as collateral / margin. mobile connection as a pre-condition to opening & maintaining
Insetting exposure limits for the Client, Angel shall be entitled to the a/c with Angel & undertakes to notify Angel promptly
consider such factors as it may deem fit, including without whenever
limitation, the client’s risk profile, risk appetite, loss bearing he/she/it obtains a new mobile connection in replacement of a
capacity, payment history, market volatility, risk management mobile previously notified to Angel.
policy of Angel and such other factors or conditions which Angel
may consider relevant for the purpose. Angel reserves liberty to 3. Aggregation of open market positions of the Client by the
vary the trading / exposure limits of the Client depending upon its Exchange: Client agrees that if the Exchange directs / advise
risk assessment from time to time having regard to the changes in Angel to reduce the exposure of the Client in any outstanding
any of the factors or market conditions bearing on the risk profile open interest in any contract, because the market
of the Client. exposure of the client in the contract, individually, or taken

Note: In case of any correction in the form - Sign next to the correction done & Sign has to match the original signature Ver: 3.2 12
 together with that of related parties, exceeds the maximum allowable tender period for the respective contract, and if that day is a bank
open position prescribed by the Exchange for an individual client or holiday, on the day immediately preceding that day which is bank
for all clients of Angel in the contract, Angel may square off the working day. If the Client makes a default in making payment as
open market positions of the client in the contract as directed by above, Angel at its discretion may square off all or part of the open
the Exchange. client also agrees that, though Angel may on a best positions of the Client and all and any losses arising there out shall
effort basis inform the client of the direction given by the be to the account of the client.
Exchange, it is under no obligation to inform the client and/or
obtain client’s consent prior to squaring off the positions under this 5. Execute / Self / Wash / Match trades: Orders of buy and sell
clause and all losses, if any, arising from such squaring off shall be placed at such rates and within such time intervals / frequencies,
to the account of the client. and particularly in contracts considered illiquid, may be rejected or
cancelled by Angel without prejudice to its other rights to impose
4. Payment of Full Contract Value: Client agrees to pay Angel for all penalty on the client and/or deregister the client. Angel may also
open buy positions, excepting both side option contract positions, report such instances to the Exchange or the Regulator for
full contract value less the free surplus fund of the client, if any, appropriate action at their end.
already with Angel, one day prior to the commencement of the

I/We hereby state & confirm that I have read & understood the terms & conditions as mentioned above & agree to abide by the same.

For Angel One Ltd.

FH
Client Signature DIGITALLY SIGNED
Authorised Signatory: _______________________________ 13/16

Designation:

Date: DD / MM / YYYY

Note: In case of any correction in the form - Sign next to the correction done & Sign has to match the original signature Ver: 3.2 13
 RIGHTS AND OBLIGATIONS RELATING TO MARGIN TRADING FACILITY PROVIDED
TO CLIENTS (VOLUNTARY)
1. Angel is permitted to extend MTF to the clients on such terms and margin plus increased margin, if any, on each stock and
conditions as specified by the Stock Exchanges / SEBI from time shortage computed accordingly by deducting available margin
to time and as mutually agreed by and between Angel and the from gross margin. Collateral shares and shares purchased under
Clients. This Rights and Obligation comprises the terms and MTF (Funded Shares) shall be marked to market daily
conditions applicable to MTF and Angel and clients shall abide by for the purpose of computing the margin/shortage of margin.
the same and any other requirements of the margin trading
framework, including other rights and obligations, if any, 9. Applicable minimum initial margin and increased margin, if any,
prescribed by the Stock Exchange/ SEBI/ Angel form time to time. shall be kept supplied at all times by the clients in respect of the
Any modifications to the terms and conditions, other than those stocks purchased under the MTF. Client shall pay any shortage in
prescribed by SEBI/Stock Exchanges, shall be intimated to the the required margin immediately on receiving demand (margin
Clients giving 15 days notice in advance. call) and in any case not later than 11.00 P.M on the trade day
following the day of making the margin call (prescribed time)
2. Equity Shares that are classified as 'Group I Security” by SEBI only failing which Angel shall be at liberty to liquidate the funded shares
shall be eligible for MTF. Angel, at its discretion, may not provide and/or collateral shares to recover the dues outstanding in the
funding under MTF to certain equity shares though classified to be account of the Clients. In case of extreme volatility in the market,
“Group I Security” by SEBI. Equity shares shortlisted by Angel for Angel may demand payment of margin forthwith and prescribed
funding (Approved List) shall be as displayed on Angel's trading time for making margin payment shall be construed accordingly.
website from time to time. Decision of Angel in relation to market volatility shall be final and
binding without Angel having to provide any reason for the
3. Initial margin, increased margin, margin shortage, margin calls, decision to the Client.
maximum allowable exposure, maximum stock specific exposure,
trade confirmation, square off intimation and such other 10. If required margin is not provided within the prescribed time,
information in relation to MTF shall be communicated to the Client shall be treated as client in margin default. Angel shall not
Clients electronically through one or many or all of the following be obliged to notify the client in margin default of the liquidation of
modes, viz email, SMS, WhatsApp, mobile notifications, and shares, ahead of liquidation. Angel shall not be obliged to liquidate
additionally through telephone calls. shares proportionate to the shortage in margin.

4. In order to avail of margin facility, the minimum initial margin 11. Client in margin default shall continue to be in margin default, until
required to be provided by the Clients, as prescribed by the required margin is furnished in full to eliminate the shortage.
SEBI/Stock Exchanges, is as under: VaR + 3 times of applicable Partial payment of margin or a change in the required margin shall
ELM in case of F & O Stocks (i.e., stocks available for trading in the not extend the time stipulated for making margin payment which
F&O Segment. VaR + 5 times of applicable ELM in case of stocks will run from the time of making margin call to the Client.
other than F & O Stocks. VaR and ELM shall mean VaR and ELM as
applicable to respective stocks in the cash segment. 12. In case margin is reduced by an amount equal to applicable ELM
component of the total margin due to market volatility within a
5. Client shall be required to provide the minimum initial margin as trading day (i.e., available margin becomes equal to or less than
applicable for a particular stock to buy that stock under MTF. The applicable VAR margin), Angel reserves the right to liquidate the
margin shall never be lower than that prescribed by the Stock collaterals and/or funded shares forthwith without prior notice to
Exchange/SEBI. However, Angel shall have the right to demand a the client.
higher initial margin than the margin prescribed by SEBI/Stock
Exchanges. 13. MTF Clients purchasing shares not specified in Angel Approved
List of Group 1 securities shall be required to 100% margin upfront
6. Subject to the initial margin as aforesaid, Angel may, at its sole and for such purchases.
absolute discretion, revise and increase from time to time the
margin required for any stock permitted to be traded under MTF. 14. If any shares are delisted from Angel Approved List, Client shall be
Where client has exposure in the stock in respect of which margin required to make payment of full purchase consideration against
has been revised but does not already have su cient credit in the such shares on receiving margin call within the prescribed time,
account to meet increase in margin, Client shall pay margin found failing which Angel shall be at liberty sell such shares without
short within the time prescribed for making margin payment. further notice to the Client.

7. Applicable minimum initial margin, increased margin, margin 15. If a client is debarred by orders of lawful authority from trading in
shortfall, if any, can be paid in the form of cash, cash equivalent, or the securities market, Angel shall liquidate collateral and funded
Group I equity shares with appropriate hair cut as s p e c i f i e d i n shares of the client to recover its dues to the full extent forthwith.
SEBIMasterCircularNo.
SEBI/HO/MRD/DP/CIR/P/2016/135, DTD. 6/12/2016. Client shall 16. In case of death of a client, Angel shall be entitled to liquidate the
have the right to change collateral securities provided under the collateral and funded shares under MTF and recover the unpaid
MTF with other collateral securities provided that such other outstanding due.
collateral securities are approved and su cient to meet the
margin required. 17. Any loss arising from liquidation of the shares shall to be account
of the Client. Client shall forthwith pay Angel any unpaid dues
8. Margin requirement on shares purchased under MTF shall be outstanding in the account after liquidation of the shares.
computed by grossing applicable margin i.e., minimum initial

Note: In case of any correction in the form - Sign next to the correction done & Sign has to match the original signature Ver: 3.2 14
 18. Angel reserves the right to withdraw MTF with respect to any shares shall be sold to liquidate the dues, even though applicable
Client without assigning any reason after giving a reasonable margin is available in the MTF account of the Client. For this
notice to the Client in which case dues if any outstanding in the purpose, 90 days shall be computed with respect to each debit
account of the Client shall become payable immediately. Failure to entry in respect of purchases under MTF separately and
make payment of the outstanding dues shall result in liquidation of liquidation shall be carried out accordingly. Angel shall have
collateral and/or funded shares held in Client's account. discretion to sell any stock/stocks to liquidate the outstanding
dues older than 90 days.
19. Client may terminate the MTF account after paying all dues in the
MTF account. 29. Client shall be free to take delivery of the shares purchased under
MTF anytime, but not later than 90 days, from the date of funding
20. Angel shall not use the funds and securities of one client to by making full payment of the outstanding dues in relation to the
provide MTF to another client, even on the authority of the client. shares purchased.

21. The stocks deposited as margin collateral and funded stock shall 30. Until full payment of the outstanding dues in the MTF A/c is made
be identifiable separately and no comingling shall be permitted for by the Client, collateral shares and funded shares, as far as may be
the purpose of computing funding amount. required, shall be retained in the Demat A/c of Angel, separately
identified as collateral shares and funded shares.
22. Angel may at its option allow client to buy further shares under
MTF on the basis of increase in the value of collateral shares, 31. Daily margin statement sent to the MTF clients shall identify
subject to applicable hair cut. Further purchase shall not be margin/collateral for MTF transaction separately. 32. MTF account
permitted on the basis of increase in the market value of funded where there is no transaction under MTF for more than 90 days
shares. shall be settled immediately on expiry of said 90 days provided
there are no dues outstanding in the MTF account. Dues if any
23. IPF shall not be available for transactions done on the Stock outstanding in the normal trading account shall be first adjusted
Exchange, through MTF, in case of any losses suffered in against the settlement amount and the remainder shall be paid to
connection with the MTF availed by the client. the Client.

24. Angel shall restrict the maximum gross exposure as well as 33. Angel shall declare and communicate to the Client risk
individual stock-wise exposure of a client under the MTF at any management policies that it will follow with respect to MTF
point in time according to its internal policies and market views transactions. Angel may amend the policies from time to time
without assigning any reasons to the client. Furnishing applicable according to its risk perceptions and inform the Clients of the
margin shall not by itself entitle the client to seek exposure beyond amendments made.
the limit restricted by Angel.
34. Any disputes arising between the client and Angel in connection
25. Admitting clients for MTF shall be at the discretion of the Stock with the margin trading facility shall be resolved through the
Broker/Trading Member. Clients request for admission to MTF may investor grievance redressal mechanism and/or arbitration
be disallowed without assigning any reason. mechanism of the stock exchanges as in the case of normal
trades.
26. By agreeing to avail of MTF, the client shall be deemed to have
authorized Angel to retain and/or pledge the shares purchased 35. The Rights and Obligations prescribed hereinabove shall be read in
under MTF (funded shares) and collateral shares provided as conjunction with the rights and obligations as prescribed under
margin till the amount due in respect of the purchase and all other SEBI circular No. CIR/ MIRSD/ 16/ 2011 d a t e d A u g u s t 2 2 , 2 0 11
dues are paid in full by the Client. , S E B I C i r c u l a r N o . CIR/MRD/DP/54/2017 Dtd. June 13, 2017,
the Circulars relating to MTF issued by the respective Stock
27. All outstanding dues under MTF shall carry interest @18% p.a, Exchanges, any modifications thereto from time to time and the
compounded at fortnightly rest. Policies and Procedures prescribed by Angel and the terms and
conditions of client's agreement with Angel. In case of any
28. Outstanding dues shall not be carried in the books beyond 90 days inconsistencies between the Rights and Obligations herein and the
from the date of accrual and in case Client fails to pay up the dues provisions in the aforesaid SEBI and/or Stock Exchange Circulars,
within the said 90 days, collateral and/or funded the later shall prevail to the extent of such inconsistencies

I would like to avail of Margin Trading Facility and agree to the above Rights & Obligation

FH
Client Signature DIGITALLY SIGNED
14/16

Note: In case of any correction in the form - Sign next to the correction done & Sign has to match the original signature Ver: 3.2 15
 CONFIRMATION OF THE ARRANGEMENT WITH SUB-BROKER / AUTHORIZED PERSON

Date:______________

To,
M/s Angel One Ltd.,
G-1, Ackruti Trade Centre, Road No. 7, MIDC, Andheri (E), Mumbai - 400 093.

Dear Sir,
I/we confirm that I/we have been introduced to Angel One Ltd., (ABPL) as its Client by the within mentioned Sub-
Broker / Authorized Person (SB/AP) appointed by ABPL in terms of the relevant Regulations of the Exchanges.
In this connection, I/we state and confirm that we are aware of the following:

1. That the SB/AP is not authorized by ABPL or under the Bye-laws, Rules and Regulations of the Exchange to enter
into any separate private agreements with me/us in connection with any transactions in the securities /
commodities market.

2. That the SB/AP is prohibited from making any offers or operating any schemes of guaranteed or fixed returns on
investments made in the securities / commodities market.

3. That the SB/AP is not authorized to receive payments of money or securities / commodities in his/her/its own
name or account.

4. That all payments of funds & securities / commodities in respect of my/our Trading A/c/ Demat A/c shall be made
to and/or received from ABPL only.

5. That all statement of accounts and documents related to my/our transactions shall be received from ABPL only
and not from my SB/AP who is not authorized to issue any such statements/accounts.

6. That the SB/AP is not authorized to charge and receive from me/us any fee, commission, share of profit, or any
consideration for the services he/she/it renders.

7. That I/we should not leave Delivery Instruction Slips (DIS) issued by ABPL, pre-signed or unsigned, in the custody of
my SB/AP.

In view of the above, I/we agree and confirm that I/we shall not hold ABPL liable for any loss, damage, loss of profit, or
other consequences, whether direct or indirect, arising from my/our failure to act in accordance with or anything
done by me/us in contravention of the requirements of the above express understanding.

Yours faithfully, Client Signature FH

16/16 DIGITALLY SIGNED

I/we hereby agree to abide by the above arrangement and understanding with the Client and not to act in contravention of the same.

SB/AP Name: ____________________________________ Signature of the SB / AP

Note: In case of any correction in the form - Sign next to the correction done & Sign has to match the original signature Ver: 3.2 16
Registered / Correspondence O ce: G-1, Ackruti Trade Centre, Road No. 7, MIDC, Andheri (E), Mumbai - 400 093.
Tel.: 91 22 4231 9600 / 3083 7700. Fax: 91 22 2835 8811. Website: www.angelone.in. CIN: U67120MH1996PLC101709
Member: Bombay Stock Exchange Ltd. / National Stock Exchange of India Ltd./ Metropolitan Stock Exchange of India Ltd. /
Multi Commodity Exchange of India Ltd. / CDSL-Depository Participant

SEBI Registration No.: INZ000161534

BSE & NSE Cash Segment

TM Code - BSE 612 TM Code - NSE 12798

NSE F&O Segment (Trading Member)

TM Code - NSE 12798
ICICI Bank Ltd. (Clearing Member)
SEBI Registration No.: INF231134745
CM Code - C50006

NSE Currency Derivatives Segment (Trading cum Clearing Member)

TM Code - NSE Currency 12798

BSE Currency Derivatives Segment (Trading Member)

TM Code - 612
IL&FS Securities Services Ltd. (Clearing Member)
SEBI Registration No.: INE011311532
CM Code - 807

Multi Commodity Exchange of India Ltd. (Trading cum Clearing Member)

TM Code - 12685

CDSL-Depository Participant - SEBI Registration No.: IN-DP-CDSL-384-2018 | CDSL DP ID: 12033200 & 12033201

For any grievance/dispute please contact Angel One Ltd at the above address or email id: [email protected] and Phone no.:
022-3355 1111 / 4281 5454. In case not satisfied with the response, please contact the concerned exchange(s): BSE Email: [email protected]
& Tel.: (022) 2272 8097 | NSE Email: [email protected] & Tel.: (022) 2659 8190 | MCX Email: [email protected] & Tel No: (022)
6731 8888 | NCDEX Email: [email protected] & Tel No: (022) 6640 6899 9 | CDSL Email: [email protected] & Tel.: (022) 2272 3333 |
SEBI Web: http://scores.gov.in & Toll Free Helpline: 1800 22 7575 /1800 266 7575.

Compliance O cer Name: Mrs. Richa Ghosh. Tel.: 91 22 3941 3940. Email ID: [email protected]
CEO Name: Mr. Narayan Gangadhar . Tel.: 022 - 3355 1111 / 4218 5454. Email ID: [email protected]
Also refer our website: www.angelone.in for updated details, if any.

For details: Please contact your nearest branch or call

Centralized Helpdesk at: 022 - 3355 1111 / 4281 5454
or write to [email protected]
 FIRST HOLDER AADHAAR DETAILS

UIDAINO.
Name Sandip
Gender ,Male
✔ r Female
Date of birth 01-01-1996
Mobile No.
Email

GRAM BHATERA Borkheda Pitramal Ujjain Madhya Pradesh

456335
Address

I say that I fetched my personal data above, from UIDAI database using my Aadhaar. The
data have been provided by UIDAI in XML format and I uploaded the data to Angel One Ltd.
for doing KYC with them.
 IMPS Verified Bank Proof

Bank Name : BANK OF BARODA

IFSC Code : BARB0NAGDAX

Account No : 44508100007092

Beneficiary Name : Sandip

MICR NO : 456012001

Date of Transaction : 7/2/2022 9:49:30 AM

Reference Number :