Book Chapter Water Optimisation in Process Industries Final
Book Chapter Water Optimisation in Process Industries Final
Contents
17. Water optimisation in process industries ................................................................................. 1
17.3. Concepts of water use and water networks within an industrial process ............................ 5
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Corresponding author. Present address: Faculty of Technology, University of Tuzla, Univerzitetska 8, 75000 Tuzla, Bosnia and
Herzegovina. Phone: +387 35 320756; Fax: +387 35 320741. E-mail address: [email protected] (E. Ahmetović).
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17.1. Abstract
Global consumption of natural resources has been significantly increased over recent decades.
Consequently, the research regarding sustainable utilisation of natural resources including water
and energy has received considerable attention throughout academia and industry. The main
goals have been to find promising solutions with reduced water and energy consumption within
different sectors (i.e., domestic, agricultural, and industrial). Those solutions are also beneficial
from the aspects of wastewater and emission minimisation and protection of the environment.
The focus of this chapter is on optimisation of water consumption within the industrial sector
including process industries (i.e., chemical, food, petrochemical, pulp and paper). This chapter
first briefly presents the global water consumption, and water usages within the process
industries. Then, a concept of process water networks involving wastewater reuse, wastewater
methods based on water pinch analysis and mathematical programming. An illustrative large-
scale case study of the total water network including multiple contaminants is used to
network show that significant savings of freshwater consumption and wastewater generation can
17.2. Introduction
Global water consumption. Water is a valuable natural resource, which is used for different
purposes in daily life and various sectors, namely, domestic, agricultural, and industrial.
Average global water consumption within those sectors varies, and it depends on the
development level of countries. In developed and industrialised countries (i.e., United States of
America, Germany, France, and Canada) the average industrial water usage varies between
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4680%, while in developing countries (i.e., India and Brazil) it is between 417% (Davé 2004).
The predictions show that the populations’ needs for freshwater as well as different products
obtained within industrial and agricultural sectors will be increased. According to the predictions
of global water consumption, the important issues that can be addressed in the future are rational
utilisations of natural resources and sustainable water management within the above-mentioned
sectors.
Water use within the process industries. In a typical industrial process, water is used for
different purposes (i.e., washing, extraction, absorption, cooling, and steam production). After
using water within a process, wastewater is generated and discharged into the environment.
Generally speaking, large amounts of freshwater are consumed and, consequently, large amounts
of wastewater are generated within industrial processes. Accordingly, freshwater usage and
wastewater generation should be minimised for achieving sustainable and more efficient
processes. Some of the works focused on freshwater and wastewater minimisation considering
separate networks (Wang and Smith 1994a, b, Wang and Smith 1995, Galan and Grossmann
1998, Kuo and Smith 1997, Castro, Teles, and Novais 2009), namely, process water-using
network and/or wastewater treatment network. Also, an overall network consisting of process
water-using and wastewater treatment networks (Takama et al. 1980, Huang et al. 1999,
Gunaratnam et al. 2005, Karuppiah and Grossmann 2006, Ahmetović and Grossmann 2011,
Faria and Bagajewicz 2011) was the focus of the research in order to explore additional
freshwater and wastewater minimisation opportunities. In other words, in the process its overall
water system was studied for identifying process units, which consume water and/or generate
wastewater. The main research challenges were devoted to systematically exploring all water
integration opportunities within the process in order to achieve solutions with a reduced water
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usage and wastewater generation. It is important to mention that the synthesis problem of an
overall or total water network is more complex, and this problem has been addressed in fewer
In order to address the synthesis problems of separate and total water networks, different tools
and targeting techniques based on water pinch analysis, namely, the limiting composite curve
(Wang and Smith 1994a, b), the water surplus diagram (Hallale 2002), the water cascade
analysis (Manan, Tan, and Foo 2004) as well as methods based on mathematical programming
(Takama et al. 1980, Doyle and Smith 1997, Alva-Argáez, Kokossis, and Smith 1998, Yang and
Grossmann 2013) have been proposed. Over recent decades, it has been shown that water-pinch
technology (Foo 2009) and mathematical programming (Bagajewicz 2000, Jeżowski 2010) are
very useful approaches for solving industrial water reuse and wastewater minimisation problems.
Those approaches are used for determining the minimum freshwater usage and wastewater
generation before designing the network (targeting phase) as well as for synthesizing the water
network (design phase). It has been demonstrated that by applying systematic approaches very
promising solutions can be obtained, with the increased water reuse (18.6-37%) within different
processes and very short payback times (0-10 months) (Mann and Liu 1999). Accordingly, it is
worth pointing out that a significant progress has been made within this field. The reader is
referred to several review papers (Bagajewicz 2000, Yoo et al. 2007, Foo 2009, Jeżowski 2010,
Klemeš 2012, Grossmann, Martín, and Yang 2014, Khor, Chachuat, and Shah 2014, Ahmetović
et al. 2015), and books (Mann and Liu 1999, Smith 2005, Klemeš et al. 2010, El-Halwagi 2012,
Klemeš 2013, Foo 2013) for more details about water network synthesis and recent progress
17.3. Concepts of water use and water networks within an industrial process
Figure 17.1 shows typical water users and water treatment within an industrial process (Mann
and Liu 1999). Raw water usually taken from lakes, rivers or wells is firstly treated in raw water
treatment units in order to be purified and used within the process in water-using units, steam
control, etc.). After using freshwater within process water-using units, cooling tower, and steam
boiler, wastewater is generated and directed to a final wastewater treatment. The main role of the
constraints on the effluent discharged into the environment. Note that also water from
wastewater treatment can be reused or recycled within the process (not shown in Figure 17.1)
and that in this way freshwater consumption and wastewater generation can be significantly
reduced.
Water loss by
evaporation
Figure 17.1. Water use and wastewater treatment within an industrial process.
Figure 17.2 shows those concepts of water networks. A water network problem is a special case
of a mass exchanger network (MEN) problem (El-Halwagi and Manousiouthakis 1989). Figure
17.2a presents a process water network consisting of water-using units. Within this network mass
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loads of contaminants are transferred from process streams to water streams, and wastewater is
generated within a process water network. Mass loads of contaminants transferred to the water
streams are usually too small when compared to the water flow-rate. In such cases it can be
assumed that the inlet and the outlet water flows of water-using units are the same. Also it should
be mentioned that wastewater can be generated by utility systems, a boiler and a cooling tower
(Figure 17.1). In those systems, a part of wastewater, namely, boiler blow-down and cooling
tower blow-down, must be periodically discharged (Allegra, da Silva, and Al Goodman 2014)
and make-up water introduced, in order to keep the water quality at certain acceptable levels.
There is loss of water within the cooling tower due to water evaporation (Figure 17.1), which
cannot be reused again within a process. In the cooling tower, there is no direct contact between
process and water streams. The contaminants’ concentrations within this unit are increased due
to water evaporation. Within the process water network, freshwater consumption and wastewater
generation can be minimised by water reuse and the local recycling of water. Figure 17.2b shows
contaminants from wastewater. The removed mass loads of contaminants from wastewater are
usually too small when compared to the wastewater flow-rates, and in such cases it can be
assumed that the inlet and the outlet wastewater flows of wastewater treatment units are the
same. A wastewater treatment network can be a centralised or a distributed system (Galan and
Grossmann 1998, Zamora and Grossmann 1998). In the centralised system, consisting of more
wastewater treatment units, all wastewater streams from different processes are mixed and
directed to wastewater treatment. In this case, the total flow of wastewater streams goes through
each wastewater treatment unit. However, in the distributed system, consisting of more
wastewater treatment units, all flows of wastewater streams are not treated within each
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wastewater treatment unit. Consequently, the total cost of the distributed wastewater treatment
a) b)
c)
Wastewater
recycling Regenerated
wastewater
Process reuse Wastewater
water network treatment network
PU-Process unit d) TU-Treatment unit
Figure 17.2. Concepts of water networks: a) process water network, b) wastewater treatment
network, c) combined process water network and wastewater treatment network, d) extended
case c) to show different water integration options within the combined network.
It should be mentioned that different technologies can be used for removing contaminants, and in
most cases wastewater treatment models are based on the fixed removal ratios of contaminants.
However, note also that more realistic models (Yang, Salcedo-Diaz, and Grossmann 2014) have
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A process water network (Figure 17.2a) and a wastewater treatment network (Figure 17.2b) can
be integrated thus producing an overall or total network (Figure 17.2c). The following water
integration opportunities are enabled within this network (see Figure 17.2d):
wastewater reuse (direct wastewater reuse from process unit 1 (PU1) to process unit 2
(PU2)),
wastewater treatment unit 1 (TU1) and recycled to the same unit (PU1), where it has
wastewater regeneration and reuse (wastewater from PU1 is regenerated within TU1 and
reused in PU2).
Note that in the case of wastewater regeneration and reuse, wastewater from TU1 does not enter
the same unit (PU1), where it has previously been used. By solving the overall network (Figure
17.2c, d) an improved solution can be obtained simultaneously when compared to the overall
network obtained by sequential solutions of networks shown in Figure 17.2a, and Figure 17.2b.
This will be shown later in this chapter, as demonstrated on an illustrative case study.
This section presents a brief description of systematic methods based on water pinch analysis and
mathematical programming, which are used water network design. Water pinch
technology/analysis (Wang and Smith 1994a, b, Wang and Smith 1995) is a graphical method,
which represents an extension of pinch analysis for heat integration (Linnhoff and Hindmarsh
1983). It consists of two phases, namely, targeting and design. Assuming a single contaminant,
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the main goal of the targeting phase is to determine the minimum freshwater consumption
(maximum water reuse) (Doyle and Smith 1997) before a water network design, while within the
design phase a water network is constructed satisfying the minimum freshwater consumption.
Also, water targeting models for multiple contaminants have been proposed based on
Grossmann 2013).
optimisation (Takama et al. 1980). A superstructure includes all feasible alternatives from which
the best is selected. The main steps within the mathematical programming approach (Biegler,
Grossmann, and Westerberg 1997) are to develop a superstructure of alternative designs, develop
a superstructure optimisation model, solve the model in order to extract the optimum design from
the superstructure, and analysis of the obtained results. This approach can easily deal with
multiple contaminant problems, different constraints (i.e., forbidden connections), and trade-offs
between investment and operational costs when compared to water pinch analysis, which can
have difficulties when addressing those issues, especially for large-scale problems. In some
cases, it can be very useful to combine both approaches in order to solve the overall water
As will be shown later, the mathematical programming approach was applied for the synthesis of
water networks consisting of process water-using and wastewater treatment units. Accordingly,
this section describes the main steps of the mathematical programming approach for the
optimisation model formulation, and solution strategies’ development. The reader is referred to
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the paper (Ahmetović and Grossmann 2011) for more details regarding the superstructure,
model, and solution strategy described within this chapter. Here, only a brief description is given.
Problem formulation. The first step in the application of the mathematical programming
approach for the synthesis of water networks is a problem formulation. The problem formulation
of the water network synthesis problem can be stated as follows. Given is a set of water sources,
a set of water-using units, and a set of wastewater treatment operations. For the set of water
sources, concentrations of contaminants within water sources, and the cost of water are specified.
Water-using units can operate with fixed or variable flow-rates. In the case of the fixed flow-
rates through water-using units, for the set of process water-using units, given are the fixed flow-
rates, maximum concentrations of contaminants within inlet streams at process units, and mass
loads of contaminants within the process units. However, in the case that the flow-rate of water is
not fixed, given are the maximum concentrations of contaminants within inlet and outlet streams
of process units, and mass loads of contaminants within process units. For a set of wastewater
treatment units, percentage removals (removal ratios) of each contaminant within wastewater
treatment units are specified and corresponding cost relationships between investment and
operation cost, which depend on the flow-rates of the wastewater treated within treatment units.
Wastewater discharged from the network has to satisfy environmental constraints specified by
within effluent is given. The problem formulation can be extended to include a set of water
demand units and a set of water source units (non-mass transfer operations) as presented in
Ahmetović and Grossmann (2011). In that case, flow-rates and contaminant concentrations of
The main goal of the water network synthesis problem is to determine the minimum freshwater
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concentrations within each stream of the water network. The objective can be formulated as the
minimisation of the total annualised cost of the water network consisting of the cost of
freshwater usage, the cost of wastewater treatment, the cost of piping, and the cost of pumping
water through pipes. It is assumed that the water network operates continuously under isothermal
and isobaric conditions. However, those assumptions can be easily relaxed and the model
synthesised including all feasible network alternatives. Figure 17.3 shows a superstructure
consisting of freshwater sources, process water using units, wastewater treatment units, internal
water source units and water demand units (Ahmetović and Grossmann 2011). This
superstructure incorporates both the mass transfer and non-mass transfer operations. In the mass-
transfer process operations (process units PUp) there is a direct contact between a contaminant-
rich process stream and a contaminant-lean water stream. In that case, during the mass-transfer
processes, the contaminants mass load LPUp, j (pollutant) is transferred from the process streams
to the water. The contaminant concentration within the process stream is reduced, while the
contaminant concentration increases within the water stream. The main purpose of water use in
mass-transfer operations (i.e. cooling tower, boiler, reactor), the main purpose of water use is not
to remove contaminants. In those cases, water can be required, for example, in a cooling tower
due to a water loss by evaporation or in a reactor due to a water demand by chemical reaction. In
the case that there is a loss of water in a unit, water cannot be re-used from that unit in other
water-using operations. That unit is represented by a water demand unit DUd in Figure 17.3.
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Water can be produced in a unit as by-product (i.e. in reactor) and be available for re-using
within other operations. That unit is represented in Figure 17.3 by an internal water source unit
SUr, which is a typical non-mass-transfer operation. There is also wastewater treatment unit TUt
within the superstructure in order to remove contaminants (percentage removal RRt , j is specified)
The superstructure considers all feasible connections between units including options for water
integration (water reuse, regeneration reuse and regeneration recycling). The freshwater from the
freshwater splitter SIs can be directed towards process water-using units (stream FIPs , p ),
wastewater treatment units ( FITs ,t ) in order to enable freshwater pre-treatment if required, final
wastewater mixer (stream FIFs ) and demand units ( FIDs ,d ). Streams from other process units
(stream FPp ', p ) and source units ( FSPs , p ) are directed to process unit mixer MPUp, enabling water
reuse options. Also water regeneration reuse and recycling are enabled by the existence of stream
FTPt , p connecting treatment unit t with process unit p. The wastewater stream FPp , p ' leaving
process unit p (from splitter SPUp) is directed to another process unit p’, demand unit d (stream
FPD p ,d ), wastewater treatment unit t ( FPTp ,t ) for wastewater regeneration or directly discharged
into the environment ( FPO p ). The inlet streams to demanding unit mixer (MDUd) are those
directed from the external freshwater source and internal source ( FIDs ,d and FSDr , d )
respectively, as well as streams leaving process and treatment units ( FPD p ,d and FTDt , d ). From
the internal water source r water can be sent towards process unit p ( FSPr , p ), demand unit d
( FSDr , d ), treatment unit t ( FSTr ,t ) or discharged directly into the environment ( FSOr ). Streams
from all the splitters within the network are directed to the treatment unit mixer MTUt enabling
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freshwater pre-treatment if required ( FITs ,t ) and wastewater regeneration ( FPTp ,t , FSTr ,t ). Also,
streams from other treatment units FTt ',t are directed to mixer MTUt.
in order to perform optimisation and extract the optimal solution embedded within the
objective function and constraints. The objective function can be formulated using various
economic criteria (Pintarič et al. 2014). The objective functions used in this chapter represent the
minimisation of total annualised cost of the networks (Ahmetović and Grossmann 2011)
consisting of:
a) The freshwater cost, the investment and operating costs of wastewater treatment units, the
cost of piping and the operational cost of water pumping through pipes (integrated water
b) The freshwater cost, the cost of piping and the operational cost of water pumping through
c) The investment and operating costs of wastewater treatment units, the cost of piping and
the operational cost of water pumping through pipes (water network involving only
Note that in the first case (a), the objective function is used for the integrated water network,
while in other cases for its separate networks, namely, water-using network (b) and wastewater
In addition to the economic nature of the objective function of the water network problem, it can
also be formulated as the minimisation of the total freshwater consumption, or the minimisation
of the total flow-rate of the freshwater consumption and wastewater treated within treatment
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units because the cost of the wastewater treatment units depends on wastewater flow-rates
LPUp, j
FTPt,p FSPr,p
FIFs FPOp
in
FWs FIPs,p FPUp FPUpout FPTp,t
SIs MPUp in PUp SPUp
xPUp, j xPUp, jout FPDp,d
FIDs,d
FPp’,p FPp,p’
FITs,t
in
FTDt,d FDUd
MDUd in DUd
xDUd, j
FPDp,d
FSDr,d
FSPr,p
out
FSUr FSOr
SUr out
SSUr
xSUr, j
FSTr,t
FIFs
FSTr,t FTDt,d
bTU t , j
FITs,t FTPt,p
in out FPOp
FPTp,t FTUt FTUt FTOt F out
MTUt in TUt out STUt MF
xTUt, j xTUt, j xj
out
FTt’,t
FTt,t’
Figure 17.3. The superstructure of an integrated water network (Ahmetović and Grossmann
2011).
The model constraints can be formulated as equalities and inequalities. The equalities are, for
example, the overall mass and contaminant mass balance equations, while inequalities can
The variables within an optimisation model of a water network synthesis problem can be
continuous and binary. Continuous variables are, for example, flow-rates, contaminant
concentrations, while binary variables can only have values 0 or 1 and they are used for
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variable has the value 1 in that case the wastewater treatment technology or the piping
connection is selected and vice versa. The optimisation problem can be formulated as linear
or mixed-integer nonlinear programming problem (MINLP). The latter one is the most difficult
to solve due to the nonlinear nature of the problem and many design alternatives within the
network. For the purposes of solving the case study presented in this chapter, an MINLP
optimisation model of water network proposed by Ahmetović and Grossmann (2011) was used.
This model was implemented within the General Algebraic Modeling System (GAMS)
(Rosenthal 2014). It is worth mentioning that this model is generic and independent of initial
data, and it can be used for solving different types of water network synthesis problems. For
example, process water networks or wastewater treatment networks can be optimised separately
used for the synthesis problems with fixed or variable flow-rates through process water-using
units, and to establish trade-offs between the network cost and network complexity. The generic
nature of the model enables easy manipulation within the proposed model, for example,
excluding some units from the superstructure can be done only by specifying an empty set for the
given units. Figure 17.4 shows different options of the water network model starting from a data
input to the optimal network design solution. The following data input is required, for example,
in the case that an overall network consisting of a process water network (fixed flow-rates
through process water-using units) and a wastewater treatment network should be synthesised:
concentrations within the freshwater source stream, and the cost of freshwater;
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a number of process water-using units, mass flow-rates of process units, mass loads of
contaminants transferred to water streams within the process units, maximum inlet
wastewater treatment units, operation and investment cost coefficients, cost function
function exponent for the investment cost of pipes, and an annualised factor for investment
on pipes;
limiting the concentrations of contaminants within the wastewater stream discharged into
the environment.
Accordingly, only the number of units has to be specified next to data input in order to solve the
model using MINLP optimisation solvers, for example, BARON (Tawarmalani and Sahinidis
2005) in order to obtain the global optimum solution of the network design. The presented model
can be also applied for multiple pinch water network problems (Hallale 2002, Manan, Tan, and
Data input
Yes Contaminants No
in water source(s)?
Clean water
Optimal design
of network
Figure 17.4. Different options of the water network model proposed by Ahmetović and
Grossmann (2011).
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Solution strategies development. The overall synthesis problem consisting of process water-using
sequential approach, a process water-using network is firstly solved in order to determine the
minimum freshwater usage and the water network design, followed by solving a wastewater
treatment network in order to determine a wastewater network design (see Figure 17.2a and
Figure 17.2b as well as Figure 17.4). On the basis of the obtained network design solutions, an
overall network consisting of a water-using network and a wastewater treatment network can be
are solved together as an overall synthesis problem (see Figure 17.2c as well as Figure 17.4) in
order to extract the optimal design of integrated network from the superstructure. Water pinch
technology and mathematical programming can be used for sequentially solving the overall
water network synthesis problem. However, only the mathematical programming approach can
address the overall water network synthesis problems simultaneously. The obtained solution by
the sequential strategy is sub-optimal, while the simultaneous strategy enables obtaining locally
optimal as well as globally optimal solutions depending on the type of solver that is used. In the
cases of using local optimisation solvers a good initialisation point should be provided as well as
tights bounds for optimisation variables, while an initialisation point does not need to be
provided for the global optimisation solver, for example BARON. The proposed MINLP
optimisation model can be solved by global optimisation solver BARON directly or by using a
two-stage solution strategy. The reader is referred to works (Ahmetović and Grossmann 2010,
2011) for more details about the MINLP model and those strategies. For solving of case studies
in this chapter, MINLPs were solved directly with BARON, and global optimal solutions of all
case studies were found within the specified optimality tolerance (1%) and reasonable
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computational times. It is worth pointing out that the special redundant constraint for the overall
contaminant mass balance (Karuppiah and Grossmann 2006) and good variable bounds were
incorporated within the model, and this had a very big impact in improving the strength of the
lower bound for the global optimum, as well as reducing the CPU time for BARON.
The case study considered in this section represented a large-scale example involving five
process water‒using units, three treatment units and three contaminants (A, B and C). The
contaminants concentrations within the wastewater stream discharged into the environment were
limited to 10 ppm. Data for the process units (flow-rates, discharge load/contaminant mass load
and maximum inlet concentrations of contaminants) were taken from the literature (Karuppiah
and Grossmann 2006) and are given in Table 17.1. Table 17.2 shows data for the process units
modified to address a case with variable flow-rate through water-using units. Table 17.3 shows
data for wastewater treatment units (percentage removal of contaminants, operating and
The freshwater cost is assumed to be $1/t, the annualized factor for investment 0.1 (1/y), and the
total time for the network plant operation in a year 8000 hours. The fixed cost coefficient
pertaining to the pipe is assumed to be $6, while the investment cost coefficient for each
individual pipe is taken to be $100/(th-1), and operating cost coefficient for pumping water
through pipe $0.006/t. Data for piping and water pumping costs were taken from the literature
Several cases are presented in this section for the same case study addressing the issues of a
conventional water network, centralised and distributed wastewater treatment systems, water
reuse and recycling, sequential and simultaneous synthesis of process water and wastewater
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treatment networks, fixed and variable flow-rates through process water-using units. For all cases
optimality tolerances were set at 0.01, and MINLPs of all cases were directly solved by BARON.
Table 17.1. Data for process units (fixed flow-rate problem) (Karuppiah and Grossmann 2006).
Table 17.2. Data for process units (variable flow-rates through the process units) (Ahmetović and
Grossmann 2011).
Table 17.3. Data for treatment units (Karuppiah and Grossmann 2006).
Firstly, a conventional water network without water reuse and with centralised wastewater
treatment was considered as a base-case 1 (BC1). In this case, the freshwater was used in all
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process units (see Figure 17.5). The freshwater consumption for this case was 300 t/h and the
concentrations of contaminants (A, B and C) within the mixed wastewater stream were 20, 21.67
and 16.67 ppm. The total annual cost (TAC) of the network including freshwater, water pumping
and piping cost is 2,429,964.5$/y (see BC1 in Table 17.4). The concentrations of the
contaminants in the wastewater stream should not exceed the limiting concentrations of 10 ppm.
In order to satisfy this constraint, in the next base case 2 (BC2), the wastewater stream was firstly
treated within the centralised wastewater treatment system with the same wastewater flow-rate
40 40
PU1
25.0 A
37.5 B
25.0 C A B C (%)
1 1 1 95 0 0
50 50
PU2 TU1
20.0 A 1.00 A
20.0 B 21.67 B
20.0 C 16.67 C
1 1 1 0 0 95
300 60 60 300
PU3 TU2
0A 16.67 A 20.00 A 1.00 A
0B 16.67 B 21.67 B 21.67 B
0C 16.67 C 16.67 C 0.83 C
(ppm) 2 2 2 0 95 0
70 70 300
PU4 TU3
28.57 A 1.000 A
28.57 B 1.083 B
28.57 C 0.833 C
1 1 0
80 80
PU5
12.5 A
12.5 B
0.0 C
Figure 17.5. Base case of process water-using and wastewater treatment network (cases
BC1+BC2)
The centralised wastewater treatment system is characterised by very high operating and
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investment cost of treatment units (see BC2 in Table 17.4) due to maximum wastewater flow-rate
through all three treatment units. The TAC of the centralised wastewater treatment for the BC2 is
2,781,739.0 $/y. As can be seen from Figure 17.5, the network solutions of the base cases BC1,
and BC2 were merged representing an overall network (BC1+BC2) (Figure 17.5). The TAC of the
merged base case networks shown in Figure 17.5 was 5,211,703.5 $/y.
In the previous base case (BC1), water reuse options were unconsidered within the network and
consequently the network required the maximum amount of freshwater (300 t/h). In order to
consider water reuse options, on the basis of the general superstructure (Figure 17.3), the
superstructure was constructed for 5 process units (Figure 17.6). This superstructure included all
possible connections between a freshwater source splitter, process units, and a final wastewater
mixer. The objective in this case (C1) was to find the optimal network design by minimising
TAC of the network. From the initial data (Table 17.1) regarding the maximum inlet
concentrations of contaminants (0 ppm for A, B, and C) within the water stream directed to the
process unit 1 (PU1), it was noted that water reuse options from all process units to PU1 were
infeasible because the PU1 required only clean freshwater without contaminants (0 ppm).
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Accordingly, these connections could be removed from the superstructure and a simplified
network could be obtained (5 connections could be removed). The optimal network design
obtained by using the MINLP model (Ahmetović and Grossmann 2011) is given in Figure 17.7.
The network design (case C1) exhibited the minimum freshwater consumption of 84.286 t/h. The
freshwater consumption was reduced by approximately 71.9 % (84.286 vs. 300 t/h) compared to
the base case BC1. Note that the investment cost for piping (see solution C1 in Table 17.5) was
also significantly reduced compared to the base case design even though the base case design
exhibited a lower number of connections. The reason for this was that piping costs were directly
proportional to the water flow-rate which was at the maximum through all connections in the
base case. The TAC of the network, when comparing BC1 and C1 designs, was reduced from
PU1
PU2
out
FW1 F
PU3
PU4
PU5
40 40 40 25.641
PU1
14.359
50 50 14.286
PU2
10.073
25.641
50
84.286 60 60 84.286
PU3
0A 71.186 A
0B 77.119 B
0C 10 59.322 C
70 70 70
PU4
20
44.286 80 80 60
PU5
Two wastewater streams leaving the process units PU2 and PU4 were collected and discharged as
a single wastewater stream (84.286 t/h) and given contaminants concentrations as shown in
Figure 17.7. As can be seen contaminants’ concentrations within the wastewater stream were
above their maximum allowable concentrations of 10 ppm. Accordingly, the wastewater needed
to be treated before it was discharged into the environment. Two cases were studied, the first one
(case C2) when the wastewater stream was directed as a single stream to a wastewater treatment
network and the second one (case C2a) when two separate wastewater streams leaving the
process units PU2 and PU4 were directed to a wastewater treatment network. The superstructure
representation of the wastewater treatment network for these two cases is given in Figure 17.8.
wastewater streams can be distributed amongst different treatment units in order to reduce
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wastewater treatment cost that depends on wastewater flow-rate through the treatment units. The
objective was to find the optimal wastewater treatment design by minimising the total annual
cost. Figure 17.9 shows the optimal network designs obtained for two cases of single (Figure
17.9a) and two separate (Figure 17.9b) wastewater streams. As can be seen, wastewater streams
were distributed within three different treatment units compared to base-case design (BC2),
where a centralised wastewater treatment was used. The TACs of the wastewater treatment
networks for cases C2 and C2a were 733,987.5 and 727,958.1 $/y (see Table 17.5). An additional
reduction in wastewater treatment cost for the case C2a was possible due to the existence of more
connections. Note that by not merging the wastewater streams enabled more than a half of the
first wastewater stream to be directed to the effluent, thereby reducing the loads of the treatment
units. The wastewater treatment operating costs, for cases C2 and C2a, were 637,813.5 and
632,454.8 $/y, respectively. The centralised wastewater system (BC2), which treated wastewater
stream generated within the process units had a substantial increase in operating treatment cost
(2,512,080.0 $/y) compared to both cases of distributive wastewater treatments (C2 and C2a).
The solutions presented for cases C1 and C2/C2a were sequential solutions, where a process water
network and a wastewater treatment network were synthesised separately and sequentially. This
approach could not produce the best solutions because all interactions were not considered
between the process water network and the wastewater treatment network. Table 17.5 shows the
operating, investment and total annual costs of the individual networks cases (cases C1, C2, C2a)
as well as merged individual networks (C1+C2 and C1+C2a) in order to produce overall network
designs. Note that this approach could not produce best solutions because only one-way
interactions were considered – those from the process water network to the wastewater treatment
26
network. Nevertheless, the TACs of both total network designs (C1+C2 and C1+C2a) were
decreased almost to one quarter when compared to the one of the conventional network
(BC1+BC2).
TU1
FW1 Fout
TU2
a)
TU3
TU1
FW1
Fout
TU2
FW2
b)
TU3
69.190
3.451 77.218 77.218 8.027 a)
TU3
7.787
75.635 75.635
TU1
14.286 6.499
65.426 A
70 B
51.116 C 72.742 72.742 84.286
TU2
10 A
10 B
70 10 C
72.742
72.364 A
78.571 B 2.893
60.997 C 76.499 76.499 0.864 b)
TU3
In the next case (C3), a superstructure of integrated water and wastewater treatment networks
(Figure 17.10) was constructed in order to explore all interactions between the two different
networks. Additional interactions, those directed from the wastewater treatment network to the
process water network, enabled additional options of wastewater reuse and recycling within the
process and, hence, possible reductions in freshwater consumption and the total annualised cost
of the network. Similarly, as explained earlier in this chapter, due to the specified contaminants’
concentrations (0 ppm A, B, and C) within the inlet water stream to PU1, all connections from all
process units (PU1-PU5) and all treatment units (TU1-TU3) to PU1 could be excluded from the
superstructure because they were infeasible in this case study. Accordingly, the superstructure
PU1
PU2 TU1
FW1 Fout
PU3 TU2
PU4 TU3
PU5
Figure 17.10. Superstructure of integrated process water and wastewater treatment networks
(case C3).
29
The optimal network design (Figure 17.11) exhibited a minimum freshwater consumption of 40
t/h, which was reduced by 52.5 % when compared to the solution obtained with the sequential
approach. An additional reduction of freshwater consumption was enabled by the existence of
treatment units in which the contaminants were removed from the wastewater streams, thus
increasing the potential for water reuse.
40 40 11.024
PU1
40
28.976
5.639
50 50 75.639 75.639 3.434
PU2 TU1
5.436
4.343
72.205
50
6.768
70 70 88.665 88.665 0.042
PU4 TU3
9.219
31.111
80 80 48.889
PU5
Figure 17.11. Optimal solution of integrated process water and wastewater treatment networks
for fixed flow-rates through water-using units (case C3).
The dotted lines in Figure 17.11 represent the regenerated wastewater streams reused in the
process units. The freshwater consumption of 40 t/h was the theoretically minimum consumption
determined by the existence of process unit PU1 requiring only freshwater without contaminants
(see Table 17.1). The optimal network design obtained by the simultaneous optimisation
approach using the integrated superstructure exhibited lower operating costs as well as
investment cost in treatment units and piping installations (see solution C3 in Figure 17.11 and
Table 17.6). The TAC was reduced by approximately by 25 % when compared to the sequential
30
solution (1,062,675.6 vs. 1,427,642.9 $/y). This clearly showed that the simultaneous approach
integrating process water network with wastewater treatment networks was the better approach
to synthesising water networks. Note that the wastewater stream (0.042 t/h), leaving the
wastewater treatment unit TU3 and directed to the final wastewater mixer, was too small and
could be impractical. Accordingly, the same model (C3) was solved again when a wastewater
stream of 0.042 t/h was fixed at zero. As can be seen from Table 17.6 in this case (C4), an
insignificantly increase in TAC (1,062,709.2 vs. 1,062,675.6 $/y) was obtained by excluding the
impractical flow-rate. In addition, the integrated model of a process water network and a
wastewater treatment network was solved for the case of variable flow-rates throughout the
process units (fixed mass load problem). Figure 17.12 shows the optimal network design.
7.3
40 40 40
PU1 27.291
0.922
5.285
5.409
62.709
10.575
70 70 83.158 83.158
PU4 TU3
1.244
4.65
19.137
Figure 17.12. Optimal solution of integrated process water and wastewater treatment networks
for variable flow-rates through water-using units (case C5).
As can be seen, water flow-rates through the process units PU2, PU3 and PU5 were significantly
31
reduced when compared to the case of the fixed flow-rates (see Figure 17.11 and Figure 17.12).
However, this did not affect the minimum freshwater consumption of 40 t/h. On the other hand,
treatment units’ operating and investment costs as well as pumping and piping costs were
reduced due to decreased water flow-rates within the network (see comparison between cases C3
and C5 in Table 17.6). The TAC was reduced only by about 0.4 % in this case. In the previous
case studies considered, local recycles around the process and treatment units were disallowed.
Figure 17.13 shows the optimal network design for the integrated water network (variable flow-
rates through process units) when local recycles were allowed (case C6) within the
superstructure. However, local recycle options were not selected by optimisation and most of the
62.709
1.288
Figure 17.13. Optimal solution of integrated process water and wastewater treatment networks
for variable flow-rates through water-using units (local recycling allowed but not selected) (case
C6).
32
The dotted lines in Figure 17.13 represent connections not existing within the network design
given in Figure 17.12. The TAC of the network for the case C6 was only very slightly reduced
compared to network design C5 (1,058,273.8 vs. 1,058,828.8 $/y). Note that both solutions were
within the selected optimality tolerance of 1% when solving the model by using global
optimisation solver BARON. As can be seen from Table 17.6, all simultaneous solutions were
Table 17.6. Simultaneous solutions of integrated process water and wastewater treatment network.
Simultaneous solutions
C3 C4 C5 C6
FW (t/h) 40 40 40 40
CostFW ($/y) 320,000.0 320,000.0 320,000.0 320,000.0
ICTU ($/y) 82,080.5 82,088.4 79,963.0 79,963.0
OCTU ($/y) 631,730.4 631,743.9 635,257.6 635,257.6
ICPipes ($/y) 1,378.3 1,388.4 1,169.0 1,162.6
OCPumping ($/y) 27,486.4 27,488.4 22,439.2 21,890.5
TAC ($/y) 1,062,675.6 1,062,709.2 1,058,828.8 1,058,273.8
CPU (s) 38.5 41.1 75.5 39.0
C3, C4optimal network solutions with fixed flow-rates through process units; C5, C6optimal
network solutions with variable flow-rates through the process units;
Table 17.7 shows the summarised results of the various presented cases for the fixed flow-rate
problem. Those results clearly show significant savings in freshwater consumption (FW) and
total annual cost (TAC) obtained by the simultaneous optimisation of the integrated network.
Table 17.7. The summarised results of freshwater consumption and total annual cost.
17.7. Conclusions
This chapter has presented water optimisation in process industries as a challenging problem that
should be addressed to achieve sustainable solutions with the minimum freshwater consumption
and wastewater generation. It has been shown that using systematic methods and considering
Different cases of a large-scale example involving total water network and multiple contaminants
have been solved in order to present the development of increasingly better network solutions
obtained by applying sequential and simultaneous strategies, as well as solutions of a fixed flow-
rate and a fixed mass load problem. The results showed that by using the simultaneous approach
more than 50 % of savings in water usage and wastewater generation can be obtained when
compared to the design obtained by the sequential approach, and more than 86 % when
compared to the conventional network design. The obtained results in all cases correspond to
global optimal solutions. The applied model is general, data independent and could be used for
17.8. Acknowledgments
The authors are grateful to the Swiss National Science Foundation (SNSF) and the Swiss Agency for
Development and Cooperation (SDC) for providing financial support within the SCOPES 2013‒2016
(Scientific Co-operation between Eastern Europe and Switzerland) joint research project (CAPE‒EWWR:
IZ73Z0_152622/1) as well as support from the Slovenian Research Agency (Program No. P2‒0032), and
Bilateral Project (No. 05‒39‒116‒14/14) between Bosnia and Herzegovina and Slovenia. Also, the
supports from Center for Advanced Process Decision-making (CAPD) at Carnegie Mellon University,
and different mobility programmes (Fulbright, EM JoinEU SEE Penta, EM STEM, DAAD, and
17.9. Nomenclature
Abbreviations
FW freshwater
LP linear programming
PU process unit
TU treatment unit
j contaminant
d demand unit
p process unit
r source unit
s freshwater source
t treatment unit
Parameters
FSU rout mass flow-rate of outlet water stream from source unit r
x out
j
, max
maximum concentration of contaminant j in discharge stream to the environment
xDUdin. ,jmax maximum concentration of contaminant j in inlet stream into demand unit d
xPU inp.,jmax maximum concentration of contaminant j in inlet stream into process unit p
xSU rout
.j concentration of contaminant j in outlet stream from source unit r
Continuous variables
FIDs ,d mass flow-rate of water stream from freshwater source s to demand unit d
36
FIFs mass flow-rate of water stream from freshwater source s to final mixer
FIPs, p mass flow-rate of water stream from freshwater source s to process unit p
FITs ,t mass flow-rate of water stream from freshwater source s to treatment unit t
FPp ', p mass flow-rate of water stream from other process unit p’ to process unit p
FPDp ,d mass flow-rate of water stream from process unit p to demand unit d
FPOp mass flow-rate of water stream from process unit p to final mixer
FPTp ,t mass flow-rate of water stream from process unit p to treatment unit t
FPU pout mass flow-rate of outlet water stream from process unit p
FSDr ,d mass flow-rate of water stream from source unit r to demand unit d
FSOr mass flow-rate of water stream from source unit r to final mixer
FSPr , p mass flow-rate of water stream from source unit r to process unit p
FSTr ,t mass flow-rate of water stream from source unit r to treatment unit t
FTt ',t mass flow-rate of water stream from other treatment unit t’ to treatment unit t
FTDt ,d mass flow-rate of water stream from treatment unit t to demand unit d
FTOt mass flow-rate of water stream from treatment unit t to final mixer
FTPt , p mass flow-rate of water stream from treatment unit t to process unit p
x out
j concentration of contaminant j in discharge stream to the environment
37
xSPUtout
,j concentration of contaminant j in outlet stream from splitter process unit p
xSTUtout
,j concentration of contaminant j in outlet stream from splitter treatment unit t
xTUtout
,j concentration of contaminant j in outlet stream from treatment unit t
Subscripts/superscripts
in inlet stream
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43
List of Figures
Figure 17.1. Water use and wastewater treatment within an industrial process. .......................................... 5
Figure 17.2. Concepts of water networks: a) process water network, b) wastewater treatment network, c)
combined process water network and wastewater treatment network, d) extended case c) to show different
Figure 17.3. The superstructure of an integrated water network (Ahmetović and Grossmann 2011). ....... 14
Figure 17.4. Different options of the water network model proposed by Ahmetović and Grossmann
(2011). ......................................................................................................................................................... 17
Figure 17.5. Base case of process water-using and wastewater treatment network (cases BC1+BC2) ....... 21
Figure 17.7. Optimal design of process water network (case C1). .............................................................. 24
Figure 17.9. Optimal designs of wastewater treatment networks a) C2 and b) C2a. .................................... 27
Figure 17.10. Superstructure of integrated process water and wastewater treatment networks (case C3). . 28
Figure 17.11. Optimal solution of integrated process water and wastewater treatment networks for fixed
Figure 17.12. Optimal solution of integrated process water and wastewater treatment networks for
Figure 17.13. Optimal solution of integrated process water and wastewater treatment networks for
variable flow-rates through water-using units (local recycling allowed but not selected) (case C6). ......... 31
44
List of Tables
Table 17.1. Data for process units (fixed flow-rate problem) (Karuppiah and Grossmann 2006). ............ 20
Table 17.2. Data for process units (variable flow-rates through the process units) (Ahmetović and
Table 17.3. Data for treatment units (Karuppiah and Grossmann 2006). ................................................... 20
Table 17.6. Simultaneous solutions of integrated process water and wastewater treatment network. ....... 32
Table 17.7. The summarised results of freshwater consumption and total annual cost. ............................. 32