Workshop on Implementation Plan for Strategic Implementation

Plans (SIPs)

28th March, 2024

Bal Sahyog Bhawan, New Delhi
Minute
Agenda to
2: Minute
DLIs for Year One (1) – Progress So Far
Time Agenda
10:30 AM-11:00 AM Registration
Inaugural Session
11:00 AM-11:10 AM Inaugural Address by Shri Ateesh Singh, Joint Secretary, Ministry of MSME
11:10 AM-11:20 AM Round of Introduction by the Participants
11:20 AM-12:00 PM Presentation on “SIP Implementation Plan” by Shri Vinamra Mishra, Director, Ministry
of MSME
12:00 PM – 12:10 PM Tea
12:10 AM - 1:30 PM Technical Session:
1. Presentations on Schemes / Initiatives under RAMP - Scheme on Online Dispute
Resolution for Delayed Payments, INMDP, GIFT,SPICE
2. Compliances: ESG, Procurement, Audit, Fiduciary
1:30 PM-2:30 PM Lunch
2:30 PM-3:10 PM 1. Presentations by the States
2. Discussion

3:10 PM-4:00 PM Way Forward and Q&A

4:00 PM-4:15 PM Concluding Remarks and Vote of Thanks
4.15 PM Tea
 Agenda Item :
SIP Implementation Plan
 Status
Agendaof2:Strategic
DLIs forInvestment Plans
Year One (1) (SIPs) So Far
– Progress

• Thirty four States / UTs have signed Letter of Undertaking (LoU) with MoMSME out of
which 32 of them have been provided Rs 5 Cr to prepare SIPs.
• LoU sent to Govt of Delhi and virtual meetings held with Lakshadweep for signing.
• In the 1st cycle ten states submitted their SIPs (Tamil Nadu, Odisha, Sikkim,
Maharashtra, Madhya Pradesh, Uttar Pradesh, Andhra Pradesh, Karnataka, Mizoram and
Bihar in November 2023.
• 15 States submitted their SIPs in 2nd cycle out of which SIPs of 6 states have been
evaluated, sanction issued in Jan 24 (Punjab, Haryana, Kerala, Telangana and Goa).
• Recommendation of SIPEC of SIPs of remaining 9 States has been approved by the RPC
and the letters are being sent.
 Agenda
Major 2: DLIs
decisions for Year One (1) – Progress So Far
of SIPEC

A. Cost Benchmarked for the activities proposed under SIPs by the states as per the
approved guidelines of existing schemes of the Ministry.
a) Champions Scheme (ZED and Lean): Cost of workshop benchmarked @ Rs 70,000 /
workshop
b) Training / capacity building: The rates approved under awareness programmes
component of MSME Champions schemes (@Rs 70,000 per workshop).
c) Entrepreneurship Development Programme (EDPs): Ceiling of Rs 1.25 lakhs per ED/
ESDP for 4-6 weeks programme (ESDP Guidelines of DC MSME).
d) Training of MSME Dept / DIC officials: Rate of Rs 4000 /officer /day for basic and Rs
8000 for advanced training has been considered for training of MSME Dept / DIC
officials (guidelines for training by office of DC MSME).
 Agenda
Major 2: DLIs
decisions for Year One (1) – Progress So Far
of SIPEC

A. Cost Benchmarked for the activities proposed under SIPs by the states as per the
approved guidelines of existing schemes of the Ministry.
e) Skill Development/ Training of MSME: Rate of Rs 2500 /MSME /day (guidelines for
training by ESDP of the Ministry).
f) Vendor / Business Development Programmes: Rate of Rs. 5 lakhs per VDP / BDP has
been considered for two day event (PMS Scheme of MSME Ministry).
g) All CGTMSE proposals are waitlisted and have been capped at Rs 50 Cr or actual
demand or whichever is lower.
Agenda
Major 2: DLIs
decisions for Year One (1) – Progress So Far
of SIPEC
B. TReDS related interventions: Ministry is organising Regional TReDS workshops at
selected locations and hence the states in which they are being organised are not
considered for funding for additional workshops.
C. Leveraging Existing Schemes: Proposals which are covered under the existing schemes
(PMS, International Cooperation, MSME CDP, SFURTI, Market Development Assistance
etc.) are not approved and the states are being advised to leverage the existing schemes.
D. New Schemes under consideration: The Committee appreciated the initiatives proposed
by the states related to greening, online dispute resolution, online marketing etc. However,
these may be covered in new Schemes being designed by the Ministry of MSME.
E. IEC: Keeping in view the importance of branding, awareness and communication, an
amount of 5% of approved budget has been approved.
F. SPIU: Rs 5 Cr disbursed to the states / UTs towards SIP preparation and Cost of SPIU
G. Resource cost to be supported under Professional services.
 Agenda
SIP 1: ATR on
Implementation 3rdComponents:
Plan RPC MeetingCapacity on 13th April
held Building 2023
initiatives
 Project Aim and Description
 Methodology:
o Number of MSMEs / Officials / Beneficiaries targeted (Disaggregated data – General/ Women/
SC/ST)
o Locations
o Number of Programmes
o Agency to be onboarded, if any (RFP etc)
o Course module preparation / experts
o Calendar for the programme (annual) for all the years
 Work plan / Gantt / Timeline
 Project outcome / impact
 Approved Budget, Utilisation
 Identification of KPIs – Physical and Financial
 Agenda
SIP 1: ATR on
Implementation 3rdComponents
Plan RPC Meeting held on
: Capacity 13th April
Building 2023
initiatives
 Reporting:
o M&E on quarterly basis (KPI WISE)

Target Achievement
Q1 Q2 Q3 Q4 Q1 Q2 Q3 Q4
Physical
Financial

o ESG on defined parameters

o Procurement related compliance
o Anti Fraud and Corruption Certificate
o Utilization Certificates and Statement of Expenditure (as per the template)
SIP Implementation PlanrdComponents: Innovative Projects
th (Flatted Factory –
Agenda 1: ATR on 3 RPC Meeting held on 13 April 2023
Maharashtra)

 Project Aim and Description

 Methodology:
o Number of Beneficiaries targeted (Disaggregated data – General/ Women/ SC/ST)
o Partner Institutions
o Stages of implementation
 Work plan / Activities and Timeline / Gantt
 Project outcome / impact
 Approved Budget, Utilisation
 Identification of KPIs – Physical and Financial
 Agenda
SIP 1: ATR on
Implementation 3rdComponents
Plan RPC Meeting held
: Other on 13th April 2023
initiatives
 Reporting:
o M&E on quarterly basis (KPI WISE)

Target Achievement
Q1 Q2 Q3 Q4 Q1 Q2 Q3 Q4
Physical
Financial

o ESG on defined parameters

o Procurement related compliance
o Anti Fraud and Corruption Certificate
o Utilization Certificates and Statement of Expenditure (as per the template)
SIP Progress Report Templates
rd on Critical Actions th April 2023
Agenda 1: ATR on 3
(Pg. No.92-94 of PIM Document)
RPC Meeting held on 13
Summary of Critical Actions to be Supported under SIP (Year 1-Year 4 of implementation period of SIP)
Sr. Critical Actions Target Outputs and Outcomes
No. Year 1 Year 2 Year 3 Year 4
1 Strengthening of M&E systems:
2 Strengthening of State portals and Integration
of State portals with national portal
3 Implementation of RAMP Programme
Communication and outreach strategy
4 Partnerships with financial institutions:
(Number of agreements signed)
5 Anchor Company Supplier Development
Programmes (Number of Agreements signed)
6 Capacity building of nodal Technical
Support Institutions completed (Number):

Key highlights:
SIP Progress Report Template:
rd Summary progress as perththe agreed results
Agenda 1: ATR on 3 RPC Meeting held on 13 April 2023
(Pg. No.92-94 of PIM Document)

Sr. Indicator Baseline Year 1 – Year 1 – Year 2- 1st Year 2-

No. 1st Half 2nd Half half 2nd Half
1 No. of MSMEs completing bronze level under
ZED (of which women-headed)
2 No. of women headed MSMEs accessing credit under
CGTMSE
3 No. of MSMEs accessing credit under
CGTMSE for RECP/Greening investments
4 No. of MSMEs initiated a case for ODR through
Samadhaan Portal and direct referrals by State
Facilitation Councils (SFCs).
5 No. of MSMEs completing silver level
under ZED
6 No. of MSMEs completing Gold level
under ZED
SIP Progress Report Template:
rd Summary progress as perththe agreed results
Agenda 1: ATR on 3 RPC Meeting held on 13 April 2023
(Pg. No.92-94 of PIM Document)

Sr. Indicator Baseline Year 1 – Year 1 – Year 2- 1st Year 2-

No. 1st Half 2nd Half Half 2nd Half
7 Number of MSMEs completing Lean
8 Number of trained and accredited service
providers in core focus areas developed in State.
(Of which women)
9 Number of MSMEs onboarded onto TReDS
platform. [Of which women.]
10 Number of MSME delayed payments cases resolved
by ODR through the Samadhaan Portal.
11 Increase in number of Member Lending Institutions
from State for CGTMSE
13 Training and capacity building of State Proportion of
Industries Department and DICs for outreach and staff trained
implementation support of MSME Programme

Key highlights:
SIP Progress Report Templates
rd - Budget utilization th April 2023
Agenda 1: ATR on 3
(Pg. No.92-94 of PIM Document)
RPC Meeting held on 13
Sr. No. Indicator Approved Year 1 – Year 1 – Year 2- 1st Year 2-
Budget 1st Half 2nd Half half 2nd Half
1 No. of MSMEs completing bronze level under ZED (of
which women-headed)
2 No. of women headed MSMEs accessing credit
under CGTMSE
3 No. of MSMEs accessing credit under CGTMSE for
RECP/Greening investments
4 No. of MSMEs initiated a case for ODR through
Samadhaan Portal and direct referrals by MSEFCs
5 No. of MSMEs completing silver level under ZED
6 No. of MSMEs completing Gold level under ZED
7 No. of MSMEs completing Lean
8 No. of trained and accredited service providers in core
focus areas developed in State. (Of which women)
9 No. of MSMEs onboarded onto TReDS platform. [Of
which women.]
10 No. of MSME delayed payments cases resolved by ODR
through the Samadhaan Portal.
 Agenda Item :

Presentation of Schemes / Initiatives under RAMP

• GIFT
• SPICE
• ODR
• INMDP
MSE Green Investment and Financing for Transformation (GIFT)

• The Ministry has launched MSE GIFT Scheme under RAMP to:
 promote adoption of sustainable and eco-friendly practices and technologies by MSEs
 create awareness about best practices, promote knowledge of green technologies /practices.
Total Outlay: INR 478 crore
 Interest Subvention (@2%) Outlay: INR 475 crore
 Risk Sharing Facility for MSEs (to be covered by CGTMSE).
 IEC Component: INR 3 crore

Duration : FY 2023-24 to 2025-26 (3 Years) for over 6800 MSEs

Implementing Agency: Small Industries Development Bank of India (SIDBI)

Status: 500 applications have In principle approval

Website: www.green.msme.gov.in
MSE GIFT Scheme : Eligibility & Implementation

• MSEs who are registered under the Udyam Registration portal are eligible
• All Udyam certified Micro and Small Enterprises (MSEs) (both in manufacturing and service
sector) would be eligible for the Risk Sharing Facility component of the MSE-GIFT scheme
to be offered through CGTMSE
• Scheduled commercial bank/ All India Financial Institution including SIDBI, Small Finance
Banks/ Micro Finance Institutions/ Non-Banking Finance Companies can become
Participating Financial Institutions (PFI)
• PFI would need to sign an agreement with the Implementing Agency (SIDBI)
• MSEs desirous of interest subvention may apply to a bank/PLI for a loan to finance the
eligible investment.
MSE GIFT Scheme: Coverage

• Sectors which can be expanded subsequently under the proposed project are:

 Resource Efficiency, Waste Management

 Adaptations(water management, water efficiency, wastewater treatment)
 Green Buildings
 Environmental Protection (pollution control & prevention)
 Clean Transportation (electric, hybrid, EV Charging stations)
 Waste Management (Compressed Biogas, Bio-ethanol, e-waste, waste to energy, LNG,
smart grids)
 Carbon Credit, Carbon Capture and Storage
• Any new innovative project with potential for a high impact on climate upon necessary
approval
MSE Scheme for Promotion and Investment in Circular Economy (MSE SPICE)

• The Ministry has launched MSE SPICE Scheme under RAMP to:
 Promote Circular Economy and incentivize MSEs to adopt CE in the MSME sector
 Enable MSE Units to comply with Extended Producers Responsibility (EPR) and Waste
 Spread awareness across the MSME sector about adoption of Circular Economy and
resource efficiency.
Total Outlay: INR 472.5 crore
 Capital Subsidy Component: INR 450 crore
 Awareness Generation and Demand Creation Component: INR 15 crore
 IEC Component: INR 7.5 crore
Duration of the Scheme: Financial Year 2023-24 to 2026-27 (4 Years)

Implementing Agency: Small Industries Development Bank of India (SIDBI)

Website: www.green.msme.gov.in
MSE SPICE – Eligibility & Implementation

• MSEs who are registered under the Udyam Registration portal are eligible
• MSEs can utilize the scheme only for a CE technology and solution
• SIDBI will be the Implementing Agency
• MSEs can take a loan from any Member Lending Institution (MLI)
• Scheduled commercial bank/ All India Financial Institution including SIDBI, Small Finance
Banks/ Micro Finance Institutions/ Non-Banking Finance Companies would be eligible to
participate in the Scheme, after signing a Memorandum of Understanding (MoU) with SIDBI
• To claim subsidy under the scheme, eligible MSMEs would be required to apply online through
Member Lending Institutions (MLI), from where the MSEs would avail term loans.
MSE SPICE – Coverage

Capital Subsidy (For Brown Field Projects):

 For upgrading/expanding the existing CE projects for promoting/facilitating CE principles
across the MSMEs
 Maximum project cost admissible under the Scheme would be INR 50 Lakhs with a 25 %
subsidy on the cost of plant and Machinery only
 For projects more than INR 50 Lakhs the subsidy shall be limited to a maximum of INR 12.5
Lakhs.
Awareness Generation and Demand Creation among MSMEs : with INR 15 Cr promotion
and awareness generation workshops will be conducted for the MSEs in the Clusters
IEC Component: with INR 7.5 Cr this component will address the supply and demand side
constraints by addressing the capacity gaps in financial institutions in adopting CE principle
Scheme of ODR for Delayed Payments

Eligibility: MSEs registered on Udyam (UR) or Udyam Assist Platform (UAP).

Implementation Period: 2023-2024 to 2025-2026.
Objectives:
• Develop ODR mechanism to address the issue of delayed payments.
• Develop new Portal - MSME Samadhaan ODR Portal - for delayed payments resolution.
• Provide financial assistance for legal support to MSEs.
• Containment of dispute through Digital Guided Pathway, Negotiation and Mediation
(settlement processes).
ODR - Components

MSE SCHEME ON ODR FOR DELAYED PAYMENTS

Operations and Support to MSEFCs Financial

Development of
Maintenance of for ODR Assistance for
MSME Samadhaan
MSME Samadhaan implementation Legal Support
ODR Portal
ODR Portal
Support MSEFCs by Reduce legal cost
Promote & support for burden on MSEs by
Enable providing IT infra (upto
digitization through providing assistance
operationalization & Rs. 16.36 lacs per
creation of DPI (upto Rs. 50000)
maintenance of DPI MSEFC)
ODR - Support To MSEFCs for ODR Implementation

Model ODR IT Infrastructure Max. Amount (in Rs.)

Desktop (11th Gen, SSD-1TB, RAM above 8 GB, Windows-10, MS Rs. 128620.00
Office-2019, Monitor 15.6) or of equivalent specification.
Laptop (Monitor 24, Intel Core i7 11th Gen. 4.7 GHz, SSD-1TB, RAM Rs. 160775.00
above 16 GB, WIFI, Windows-10, MS Office-2019, In built Webcam and
Speakers) or of equivalent specification.

All-in-one colored laser Printer Multifunctional dual side printing with Rs. 154344.00
duplex capability, speed 30 ppm, good quality high speed scanner,
Network ready, ethernet & USB Interface, 4-5 inch colored display touch
panel, 600-700 per inch dot resolution, Bluetooth, 802.11bgn, light weight
etc.
Stylus Pen Enabled Display Screen, stylish pen along with CPU having Rs. 231516.00
configuration 11th Gen, SSD-1TB, RAM above 8 GB, Windows-10, MS
Office-2019.
ODR - Support To MSEFCs for ODR Implementation

Model ODR IT Infrastructure Max. Amount (in Rs.)

Desktop (11th Gen, SSD-1TB, RAM above 8 GB, Windows-10, MS Rs. 128620.00
Office-2019, Monitor 15.6) or of equivalent specification.
Laptop (Monitor 24, Intel Core i7 11th Gen. 4.7 GHz, SSD-1TB, Rs. 160775.00
RAM above 16 GB, WIFI, Windows-10, MS Office-2019, In built
Webcam and Speakers) or of equivalent specification.
All-in-one colored laser Printer Multifunctional dual side printing with Rs. 154344.00
duplex capability, speed 30 ppm, good quality high speed scanner,
Network ready, ethernet & USB Interface, 4-5 inch colored display
touch panel, 600-700 per inch dot resolution, Bluetooth, 802.11bgn,
light weight etc
Stylus Pen Enabled Display Screen, stylish pen along with CPU Rs. 231516.00
having configuration 11th Gen, SSD-1TB, RAM above 8 GB,
Windows-10, MS Office-2019.
ODR - Support To MSEFCs for ODR Implementation

Model ODR IT Infrastructure Max. Amount (in Rs.)

LED Display Unit for Display Board (32 inches). Rs. 51448.00

Document Signer. Rs. 32155.00

VC Studio. Rs. 643100.00

Monitor (24 Inches) for Litigants. Rs. 15434.00

Document Visualizer. Rs. 218654.00

 ODR - Financial Assistance For Legal Support

Maximum Financial Assistance of INR 50000 per case will be given to the MSE Seller after the case
completion. It will include the following –

Pre-MSEFC Stage:
✔ Financial Assistance of up to INR 2000 (INR 2000 or actual whichever is lesser) for documentation.
MSEFC Stage:
✔ Financial Assistance of up to INR 2000 (INR 2000 or actual whichever is lesser) for MSEFC
application fees.
✔ Financial Assistance of up to INR 15000 (INR 15000 or actual whichever is lesser) for institution or
centre providing online mediation services.
✔ Financial Assistance of up to INR 15000 (INR 15000 or actual whichever is lesser) for institution or
centre providing online arbitration services.
✔ Financial Assistance of up to INR 16000 (INR 16000 or actual whichever is lesser) for legal aid.
ODR - Financial Assistance For Legal Support

Eligibility Criteria:

✔ Financial Assistance for Legal Support under the Scheme shall be limited to two (2) delayed payment
applications by an eligible Micro or Small Enterprise.
✔ Financial Assistance shall only be provided for those institutions providing online mediation or
arbitration services that are empanelled as per guidelines prescribed by the Ministry.

Disbursal to MSEFCs for Fund Release to MSEs:

✔ After approval, the Ministry will disburse the lump-sum funds/ grant after following the due
procedure.
✔ Subsequent fund tranches to be released lump-sum as per the requirement submitted by MSEFCs.
ODR – Key Stakeholders

The Ministry of Micro, Small and Medium Enterprises

(MoMSME)

National Informatics Micro and Small

State/ UT Centre Services Inc. Enterprises Facilitation
Governments
(NICSI) Councils (MSEFCs)
ODR – Key Expectations

i. Nominating a nodal MSEFC for coordination.

ii. Providing Rules & Regulations formulated by States for Dispute Resolution.
iii. Assisting the Ministry in training and capacity building of MSEFCs.
iv. Carrying out widespread dissemination of the scheme for maximum
outreach and urging MSEs to adopt ODR as a mode of dispute resolution.

States/UTs v. Maintaining an updated list of institutions or centres providing online

mediation and/ or arbitration services on ODR Portal.
vi. Conducting periodic feedback and review of empanelled institutions or
centres providing online mediation and/ or arbitration services.

vii.Reporting expenditure made by MSEFCs against authorized funds and

provide UCs.
 ODR – Key Expectations

i. Collection of Arbitration Awards/ Settlement Orders passed under

MSMED Act, 2006 for predictive modelling tool. [Email dated 4 March]
ii. To confirm the availability of IT infrastructure with MSEFCs.
iii. To be mapped as a Sub Agency and to open a bank account for receipt of
funds. [OM dated 19th Jan 2024 sent vide email dated 23 Jan & 4
March]
MSEFCs
iv. Follow the procedure for release of funds/ grant under the component of
“Support to MSEFCs for ODR implementation” and “Financial Assistance
for Legal Support.”
v. Report expenditure made against authorized funds and provide UCs.

vi. Participate in Awareness Programmes, training, capacity building, etc. for

ODR.
ODR – Current Status
S.No. Name of the State Whether IT infra Whether account Whether AI awards
requirement has been opened received (Y/N)
received (Y/N) (Y/N)
1. A&N Islands No No No
2. Andhra Pradesh Yes No No
3. Arunachal Pradesh Yes No Yes
4. Assam No No No
5. Bihar No No No
6. Chandigarh Yes Yes Yes
7. Chhattisgarh No In Process In Process
8. Dadra and Nagar Haveli No No No
9. Daman and Diu No No No
10. Goa Yes No No
11. Gujarat No No No
12. Haryana No No Yes
13. Himachal Pradesh Yes No No
14. Jammu and Kashmir Yes No No
15. Jharkhand No No No
ODR – Current Status
S.No. Name of the State Whether IT infra Whether account has Whether AI awards
requirement been opened (Y/N) received (Y/N)
received (Y/N)
16. Karnataka No No No
17. Kerala No Only Yes
Thiruvananthapuram
18. Ladakh Yes No No
19. Lakshadweep No No No
20. Madhya Pradesh No No No
21. Maharashtra No No No
22. Manipur No No No
23. Meghalaya Yes No No
24. Mizoram No No No
25. Nagaland Yes No Not available
26. Odisha No No No
27. Puducherry No No No
28. Punjab Yes No Yes
29. Rajasthan Yes No No
30. Sikkim Yes No No
ODR – Current Status

S.No. Name of the State Whether IT infra Whether account has Whether AI awards
requirement received been opened (Y/N) received (Y/N)
(Y/N)
31. Tamil Nadu Yes No No
32. Telangana Yes Rangareddy – Yes No
Yadadri Bhuvaneri –
Yes
Sangareddy - Yes
Hanumakonda – In
Process
Medchal – In Process
33. Tripura Yes Yes No
34. Uttar Pradesh No No No
35. Uttarakhand Yes No No
36. West Bengal No No Yes
IMDP: Udyami Bharat Portal (UBP): Objectives

 The Integrated National MSME Digital Portal (INMDP) represents a significant step
towards transforming the landscape of Micro, Small, and Medium Enterprises (MSMEs)
by leveraging digital technology.

 Its primary objective is to create a cohesive and centralized digital ecosystem that
empowers MSMEs by simplifying their interactions with various governmental services
and resources.

 The challenges encountered with the current setup is “Limited Accessibility”,

“Fragmented Services”, “Technological Gaps”, “Bureaucratic hurdles” and lack of
availability of information and resources at a centralized location

 Through this initiative, the ministry endeavour to reap benefits such as “Unified Access”,
“Efficiency & Timeliness”, “Financial Stability” & “Digital Identity Integration”
 SCOPE OF WORK

Operations, Maintenance & Help-Desk Web-based Integrated National MSME

Support Services Digital Platform
Requirement Gathering, Design, Development, &
Operations & Maintenance support for a duration of
5 years including help-desk services 7 1 Testing of Web based Application

Third Party Integration(s)

Hosting & Go-Live
Integrated 2
Supply, Installation, Configuration and 6 Integration with various third-party

hosting of the solution with failover National MSME Digital Portal applications/government systems
through APIs like Digi-locker, Udyam,
facility (DR) in HA Mode for a period of (INMDP) Meri Pehchaan etc.
5 years

5 4 3
User Training
UAT, Security Audit
Initial & Refresher Trainings & Hand- Data Migration
User Acceptance Testing, Integration
holding support to all stakeholders on
Migration of the Master data, Testing and Third-party Security Audit.
Train-the-Trainer Model; Awareness &
Transactional data & configuration of
Communications for INMDP
the flows, user creation
Business Process Lifecycle Modules

 Linking with National Single Sign-On for unique Identity Creation of Common Application Form (CAF) with facility to
Creation (Prompt for new registration) auto-populate data from varied data sources like external
systems, in-house profile etc.
 Creation of MSME Profile (fetch data from Udyam/Udyam
Assist & State MSME)  Tracking of Application Status’ by MSMEs, MSME
performance by Govt. Bodies & Financial Institutions
 Creation of Permanent Registration Number during Business
Entity Account Creation  Creation of Business Planning Services to help aid launch of
business, management of business and growth of business
 Updation of MSME profiles after automated pulling of data-
points from state & center managed identities like Aadhar, Providing Chatbot based helpdesk/guidance services
PAN, GSTIN, Udyam ID etc.
 Public Dashboards for showcase of Statistics & listing of
 Creation of an authorized & authenticated Schemes data Start-ups, MSMEs
store/Directory containing scheme benefits, eligibility
criteria, benefits etc. to be treated as a single source of truth

 Building AI based Entitlement/Eligibility-Based service

discovery mechanism
Users/Stakeholders

Administrator

Micro, Small & Medium Enterprises

Start-ups (MIETY reg., educational & criteria
specific
Central Level Ministries

Governmental Bodies

State Level Departments

Non-Governmental Agencies

Industry Associations

Financial Institutions

Educational Institutions & other entities not

under direct governmental Control
Role Based User Management

Role Based User Addition of New

Providing Access
access Users and
rights to Roles
Management. assignment of Role

Locking the account Storing the

Stringent Password
after three failed Password in
Policy
attempts encrypted format
MSME Registration Management

 Basic Registration of MSME users on the platform

Udyam Registration  Verification and Approval by different govt. systems & officials

 Profile Creation & Updation through direct manual

intervention or API Integration
MSMEs

Udyam Assist
 Implementation of Single Sign-On Functionality

 Seamless User On-boarding

State MSME Registration  Standardized Registration

 Multi-Factor Authentication
Implementation of Single Sign-On
NSWS
S.NO API
1 SSO Ping API Service-1
2 SSO Authentication API
3 CAF API
4 SSO Redirection URL API
5 Approval/ License Pull API
Service-2
INMDP 6 Approval/ License Push API
7 Approval/ License Status API
8 Raise Clarification/Additional Information
for Specific Approval/License Request
9 Pull Clarification Response from NSWS
10 Get Document Repository API
Service-3
11 Pull Document API
12 Push Document API

INMDP

Scheme-1 Scheme-2 Scheme-3

Special Features & Functionalities

 Maintain Share-able user profile through Digi-Locker

 Auto-Filling of Forms through Governmental Services & other portals

 Common Application Form having super-set of fields

 Tracking Services using API Integrations

 AI Based Service Identification Mechanism

 Chatbot Based Helpdesk Services

 All schemes related to subsidies, rebates, certificates, licenses, loans, credit application, skill
enhancement, training, hire-purchase application for raw materials & machinery are covered
in the INMDP Portal
Depiction of Data & Information Flow
-Basic Search
-Advanced Search
-Tracking

Single List of Schemes to be Accessed (State & Centrally Sponsored)

Sign-On Scheme is Available to MSME User/INMDP Directory
Access State -MoMSME
Udyam MSME IDEA Credit Sponsored -MOFPI
Registration Dashboard Incubation Subsidy PUSH Schemes -MOF
MSME Users Info/ -MOLE
• Micro -MoAgri
Cluster Dev. International Updates
• Medium Testing -Miety etc.
SFURTI Program
Co-
• Small Centre
operation
Centrally
Sponsored
Aspirational Zero Defect B2B Portal DESIGN Schemes Assignment of
District Application
Identification
AVAILMENT CAF
MSME- Number &
OF BENEFITS SCHEME Project Back-End
ASPIRE DFO
Details Profiles Click on ‘Access’ button Processing
Training
• Realization of TOOL MSME
Subsidies, PMEGP • Scheme Usage
Champions Room- Databank
Rebates, • MSME Rankings
SDMIS • Benefits Availed
Certificates,
licenses, loans, MSME Credit Procuremen • Monitoring of
• Skill SAMADHA Guarante IPR t Marketing Schemes
Support Admin Users • Tracking of Schemes
Enhancements, AN e
• Training etc. • State Entities & Services
Other Services related to • Banking
MSME ATI issues, grievances, business Agencies
SAMBANDH Scheme process lifecycle , tracking • Other
Stakeholders
MIS Reports & Dashboards

 Customized dashboards & reports to officials.

 Alerts, Notification & Reminders on Dashboard

 Quick access to most useful information from dashboard,

Last Login Details

 Role Based Dashboards for each stakeholder

 Applicant MSMEs, Start-Ups

 Central & State Govt. Ministries & Departments

 MoMSME Decision-Makers & Officials

 Web Administrator & Team

Notification/Alerts/Reminders Management

 Automated Alerts, Notifications will be sent by the

system.
 Admin user will be allowed to send Notifications
manually.
 Medium of sending Notifications will be SMS, Email and
on application dashboard.
 Enablement of Automatic Alerts & Notifications to
citizens/MSME entities to get prompt/alerts regarding
various schemes and services as per their
entitlement/eligibility
Operations & Maintenance

Help Desk Corrective Maintenance Preventive Maintenance

 Online ticket generation  Issue Assignment,  Regular backups and logs
system resolution, closer and cleaning.
 Dedicated email id for confirmation  Monitoring of Servers
issue logging, auto  Defined Escalation Matrix
 Regular Feedback from
generation of ticket with  Online Issue tracking stakeholders
unique id for tracking System
 Defined and
 Dedicated toll-free  Matrices to monitor SLA communicated downtimes
number
using tool for PM
 Call recoding facility for  Quarterly SLA Compliance
helpdesk quality Report
 Agenda Item :
Compliances under the Programme
• Environment
• Procurement and Audit, Anti Fraud & corruption related
• Budget and Finance related
 Agenda
SIP 1: ATR on
Implementation 3rd: ESG
Plan RPCCompliance
Meeting held th April 2023
onthe13Programme
under

• Most of the proposals approved for the States / UTs are in the nature of capacity building,
training and skill development, creation of industry database, awareness workshops for
formalisation / Champions Scheme / TReDS / CGTMSE / ODR /, strengthening of DICs in
the States / UTs, development of portal, studies etc.

• Such initiatives are not envisaged/expected to cause any damage to the environment and
thus the ESG compliance from the MSMEs.

• However, there are some initiatives in which the MSMEs are being supported by way of
interest subsidy, energy audits, transport subsidy, rent subsidy etc. The assistance provided
to the MSMEs for such initiatives may need to comply with respect to ESG compliance.

• States are required to submit the checklist / reporting formats quarterly to the Ministry.
SIP Implementation Plan: ESG Compliance (checklist - Environment)

Sr. Environmental Assessment Y/N/ If Yes, please specify details If not, Environmental
No. NA Management
Measures
1. Are you registered under the Factories Act,
1948
2. Is Consent to Establish (COE) and Consent If yes, have you acquired the Certificate?
to Operate (COO) applicable to you?
3. Does the unit generate solid waste? (e.g If yes, have you applied for Solid Waste
sludge, oils, waste chemicals) Management Authorization?
4 Does the unit operations involve handling of If yes, have your applied for Hazardous
hazardous/ dangerous chemicals? Waste Management Authorization?
5 Does the unit operations produce E waste? If yes, do you have Authorised agency for
E-waste management and handling?
6. Does the unit operations produce Plastic If yes, do you have any EPR authorisation
waste? agency for waste management / recycle?
7. Does the unit / project has caused or will If yes, specify likely occupational hazards.
cause any health hazard to employees?
8. Does the unit / project comply with Fire If yes, specify potential source of fire
Safety rules & Regulations? hazard and mitigation measures.
 Agenda
SIP 1: ATR on
Implementation 3rd: ESG
Plan RPCCompliance
Meeting held on 13–thSocial)
(checklist April 2023

Sr. Social Assessment Y/N/ NA If Yes, please specify If not, Social

No. details Management Measures
1. Do you comply with the State’s
Minimum Wage regulation?
2. Do you abide by Child Labour
(Prohibition & Regulation) Act?
3. Do you have safe drinking water If No, the reasons
arrangements
4 Do you have First Aid kits?

5 Is there a separate toilet for women

workers
6 Are there any arrangements for disposal
of sanitary pads?
 Agenda
SIP 1: ATR on
Implementation 3rd: ESG
Plan RPCCompliance:
Meeting held on 13thFramework
Reporting April 2023

Name of the Project / State/ UT:

Name and Address of the Implementing Agency:

S. No. Particulars Yes / No / NA Remarks

1. Has the Checklist been used for screening?
2. How many units have filled in the check list (in numbers and as %age of
total applications / beneficiaries)
3. Have the site visits undertaken for verification (on sample basis)?
4. Details of Awareness, Training and Capacity Building initiatives:
(i) Training module /content developed
(ii) Calendar prepared
(iii) Training provided to deputed personnel.

5. Has Grievance Redressal Mechanism put in place?

6. Number of Grievance received?
7. Number of Grievance resolved?

Name, Signature, Designation, Contact details, and Date

SIP Implementation Plan : Procurement related Compliance
• Guiding documents for Procurement management:
 GoI’s General Financial Rules (GFR) – 2017 and subsequent amendments
 Procurement and contract management related Office Memorandums issued by GoI
• Open/unrestrictive to all for enhanced competition
• Procurement to be carried out through e-procurement systems (GoI e-Marketplace (GeM) portal to be
the preferred option)
• Appointed agencies (agencies implementing SIPs, etc.) to perform as per the agreed TOR with clearly
listed deliverables duly aligned to the scheme activities
• Use of Standard contract and Bid documents
 Documents issued by DOE to be utilized for procurements of Goods and Services
 Documentation and Record Keeping
 SPIUs to maintain procurement related documentation including tender documents, bidders’ details,
evaluation sheets, approval notes, and minutes of the Committee meeting regarding procurement process
 Procurement documents shall be liable to be disclosed to the MoMSME (NPMU),
• Bank’s Anti-Corruption Guidelines (ACG) to be annexed in the Procurement Documents and explicitly
mention the applicability of ACG
World Bank’s Anti-Corruption Guidelines (ACG)

• As per World Bank’s ACG, SPIUs to

report and confirm:
 All procurement related complaints
 No complaints awarded to the bank’s
debarred firm
www.worldbank.org/debarr,
 Certify that no contracts awarded
above the monetary threshold (High-
value contract)

• The above will be shared with the

Ministry on semi annual basis in the
specified format
 Agenda
SIP 2: DLIs for
Implementation Year One
workshop (1) &
– Audit – Progress
Utilization So Far
certificates

Audit of the program

• The audit of RAMP program will be carried out by the CAG on annual basis & the audit work of state
implementing agencies may be given to State AGs as decided by the CAG. In this regard, the state
implementing agencies shall share the details of their internal as well as statutory auditors along with their
scope of work at earliest to the ministry. In case, internal audit is not being done for any implementing
agency, same shall be carried out separately for RAMP program.
Utilization Certificates
• Implementation agencies shall submit their statutory auditor certified Utilization Certificate (UC) as per GFR
12A format on annual basis within 15 days of financial year end. The specifications for submission of UCs
are as below:
 UCs shall include complete details of Chartered Accountant firm signing the certificate such as UDIN
number, firm registration number, membership number, name of auditor, stamp of firm etc.
 UCs shall be certified only by statutory auditors of implementing agencies.
 Complete expenditure breakup with specific information regarding items purchased, amount paid etc.
shall be provided in statement of expenditure annexure.
Agenda Item :

Way forward
Way Forward

1. Compliances for ESG, Procurement and Finance

2. Audit: Identify present internal audit and external audit arrangements. The WB
requirements can be added to existing audit ToRs of IAs or Separate auditors can be
appointed
3. INMDP readiness
4. Promotion of other MSME schemes (including under RAMP)
5. Technology clinics: Match making / interface between technology creators and
technology users in other states
6. M&E for Results

Regional Workshops to follow

Thank You !!!