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MAXIMA & MINIMA Page # 93

MAXIMA & MINIMA


A. CLASSIFICATION OF MAXIMA & MINIMA

A function f(x) is said to have a local maximum at x = a if f(a) is greater than every other value
assumed by f(x) in the immediate neighbourhood of x = a . Symbolically

f (a )  f (a  h ) 
  x = a gives local maxima for a sufficiently small positive h .
f (a )  f (a  h)
Similarly, a function f(x) is said to have a local minimum value at x = b if f(b) is least than every other
value assumed by f(x) in the immediate neighbourhood at x = b . Symbolically if

f ( b )  f ( b  h )
  x = b gives local minima for a sufficiently small positive h .
f ( b )  f ( b  h )
Note that :
(i) The local maximum & minimum values of a function are also known as relative maxima or relative
minima as these are the greatest & least values of the function relative to some neighbourhood of
the point in question .
(ii) The term 'extremum' or 'turning point' is used both for local maximum or minimum values.
(iii) A local maximum (minimum) value of a function may not be the greatest (least) value in a finite
interval.
(iv) A function can have several local maximum & minimum values & a local minimum value may even be
greater than a local maximum value.

B. FERMAT’S THEOREM
If f(x) has a local maximum or minimum at x = c and if f  (c) exists, then f  (c) = 0 .
(i) The set of values of x for which f  (x) = 0 are often called as stationary points. The rate of change
of function is zero at a stationary point.
(ii) In case f  (c) does not exist, f(c) may be a maximum or a minimum.

C. THE FIRST DERIVATIVE TEST


Suppose that c is a critical number of a continuous function f.
(a) If f changes from positive to negative at c, then f has a local maximum at c.
(b) If f changes from negative to positive at c, then f has a local minimum at c.
(c) If f does not change sign at c (for example, if f is positive on both sides of c or negative on both
sides), then f has no local maximum or minimum at c.
In part (a), since the sign of f(x) change from positive to negative at c, f is increasing to the left of c
and decreasing to the right of c. It follows that f has local maximum at c.
It is easy to remember the First Derivative Test by visualizing the following diagrams.
y y y y

f(x) > 0 f(x) < 0


f(x) > 0
f(x) > 0 f(x) < 0
f(x) < 0 f(x) > 0
f(x) < 0

x x x x
0 c 0 c 0 c 0 c
(a) Local maximum (b) Local minimum (c) No maximum or minimum (d) No maximum or minimum

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Page # 94 MAXIMA & MINIMA

SUFFICIENT CONDITIONS FOR AN EXTREMUM


If x0 is a critical point of the function f(x) and the inequalities f(x0 – h) > 0, f(x0 + h) < 0 are satisfied
for an arbitrary, sufficiently small h > 0, then the function f(x) possesses a maximum at the point x0;
now if f(x0 + h) < 0, f(x0 + h) > 0, then the function f(x) possesses a minimum at the point x0. If the
signs of f(x0 + h) and f(x0 + h) are the same, then the function f(x) does not possess an extremum at
the point x0.

Ex.1 Test the function y = (x – 2)2/3 (2x + 1) for extremum.

10 x  1
Sol. We find y = . . The critical points are x = 1 (the derivative is zero) and x = 2 (the derivative
e
3 3 x2
does not exist). The inequalities y(1 – h) > 0, y(1 + h) < 0, y(2 – h) < 0, y (2 + h) > 0 hold at a
sufficiently small h > 0. Consequently, at the point x = 1 the function possesses a maximum ymax = 3
and at the point x = 2 it possesses a minimum ymin = 0.

| x  2 |  a 2  9a  9, if x  2
Ex.2 Let f(x) =  . Then find the value of ‘a’ for which f(x) has local minimum at x=2.
 2 x  3, if x  2

| x  2 |  a 2  9a  9, if x  2
Sol. We have f(x) = 
 2 x  3, if x  2
f(x) has local minima at x = 2. Since, f(x) = 2x – 3 for x  2 (is strictly increasing)
lim f(x) f(2) or lim f(2 – h)  f(2) + – +
 x 2  h 0
{ f(2) = 2 × 2 – 3 = 1}
–1 10
lim { |2 – h – 2| + a2 – 9a – 9|  1
h 0

a2 – 9a – 10  0 (a + 1) (a – 10)  0  a  –1 or a  10

Ex.3 Find the local maximum and minimum values of the function g(x) = x + 2 sin x 0 x 2 
Sol. To find the critical number of g, we differentiate : g(x) = 1 + 2 cos x
1
So g(x) = 0 when cos x = – . The solutions of this equation are 2/3 and 4/3.
2
Because g is differentiable everywhere, the only critical numbers are 2/3 and 4/3 and so we analyze
g in the following table.
Interval g( x )  1  2 cos x g
0  x  2 /3  increasing on (0 ,2  / 3)
2  / 3  x  4 / 3  decreasing on( 2  / 3, 4 / 3)
4 / 3  x  2   increasing on( 4  / 3,2 )
Because g(x) changes from positive to negative at 2the First Derivative Test tells us that there is
a local maximum at 2/3 and the local maximum value is

2 2 2  3  2
g(2/3) = + 2 sin = + 2  
  3  3.83
3 3 3  2  3
Likewise, g(x) changes from negative to positive at 4/3 and so
4 4 4  3  4
 2  3  3
g(4/3) = + 2 sin = + 2    2.46
3 3 3
 

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MAXIMA & MINIMA Page # 95

Ex.4 Find the values of a for which all roots of the equation 3x4 + 4x3 – 12x2 + a = 0 are real and distinct.
Sol. Consider the function f(x) = 3x4 + 4x3 – 12x2 + a.
Then f(x) = 12(x3 + x2 – 2x) = 12x (x – 1) (x + 2).
From the sign scheme for f(x), we can see that the shape of the curve will be as shown alongside.
For four real and distinct roots, the two minima must lie below the X-axis and the maxima must lie
above the x-axis.

Thus, we have f(–2) < 0 i.e. 48 – 32 – 48 + a < 0 ...(i) i.e. a < 32

and f(1) < 0 i.e. 3 + 4 – 12 + a < 0 ...(ii) i.e. a<5


and f(0) > 0 i.e. a > 0 ...(iii)
Taking intersection of inequalities (1), (2) and (3) we have a  (0, 5).

Ex.5 If f(x) = x3 + 3(a – 7) x2 + 3(a2 – 9) x – 1. If f(x) attains maxima at some positive value of x, then find
the possible values of a.
Sol. We have f(x) = x3 + 3 (a – 7)x2 + 3(a2 – 9) x – 1 and f (x) = 3x2 + 6(a – 7) x + 3 (a2 – 9)
which shows that there are two critical points (real or imaginary). According to the given condition,
there is one real critical point (maxima), then the other critical point must also be real (minima).
Also, we have f(–) = – and f() = 
From the above facts, the graph of the curve y = f(x) can be drawn as shown alongside. Thus, if
maxima occurs at some +ve value of x, then the minima must also occur at some +ve value of x(see fig.).
Thus, the roots of equation f (x) = 0 are +ve and distinct, which is possible if discriminant > 0
i.e. (a – 7)2 > a2 – 9 i.e. –14 a + 58 > 0
i.e. a < 29/7 ...(1)
and product of the roots > 0
i.e. a2 – 9 > 0
i.e. a < –3 or a > 3 ...(2)
and sum of the roots > 0
i.e. a – 7 <0 i.e. a<7 ...(3)
Drawing the number line for inequalities
(1), (2), (3) and taking intersection, gives

 29 
a  (–, –3)   3, .
 7 

Ex.6 For what real values of a and b are all the extrema of the function; f(x) = a2x3 – 0.5 a x2 – 2x – b, is
positive and the minimum is at the point x0 = 1/3.

1 1
Sol. For extrema, f(x) = 0  3a2x2 – ax – 2 = 0 at x = (as at x = function is minimum)
3 3

2
 1  1 a2 a
 3 a   – a  – 2 = 0
2
  – 2 = 0 or a2 – a – 6 = 0  a = –2, 3
3 3 3 3

So their arises two cases as :

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Page # 96 MAXIMA & MINIMA

Case I : at a = 3, if function attains minimum and is positive,

3 2
 1  1  1  1  1 
 9   – (0.5) (3)   – 2   – b>0 since min imum at x  when a  3  f    0 when a  3 
3 3 3  3 3 

1 1.5 2 1
 b<   or b <–
3 9 3 2
Case II : at a = –2, if function attains minimum and is positive,
3 2
 1  1  1  1  1 
 (–2) 2  –(0.5)(–2)   –2   –b>0 since min imum at x  when a  2  f    0 when a  2
3 3 3  3 3 
4 1 2 11 1 11
 b<   or b<–  when a = 3  b < – and when a = –2  b < – .
27 9 3 27 2 27

Ex.7 For what values of ‘a’ the point of local minima of f(x) = x3 – 3ax2 + 3(a2 – 1)x + 1 is less than 4 and
point of local maxima is greater than –2.
Sol. f(x) = 3(x2 – 2ax + a2 – 1)
Clearly roots of the equation f(x) = 0 must be distinct and lie in the interval (–2, 4)
 D>0aR ...(1)
f(–2) > 2  a2 + 4a + 3 > 0  a < –3 or a > –1 ...(2)
f(4) > 0  a2 – 8a + 15 > 0  a > 5 or a < 3 ...(3)

B
and – 2 < – < 4  –2 < a < 4
2A
From (1), (2) and (3) – 1 < a < 3
Alternate : f(x) = 3(x – (a – 1)) (x – (a + 1))
clearly – 2 < a + 1 < 4 and –2 < a – 1 < 4  –1 < a < 3

D. EXTREMUM AT END-POINTS
A point (c, f(c)) is called an endpoint of the graph of the function f if there exists an interval (a, b)
containing c such that the domain of f contains every number of the interval (a, c) and no number of
the interval (c, b), or vice versa.
If (c, f(c)) is an endpoint of the graph of f such that f(c) is the maximum or minimum value of in some
interval containing c, then f(c) is called an endpoint extremum of f. Note the difference between this
definition and that of a relative extremum, in which it is assumed that some open interval containing c
is contained in the domain of the function.

Consider f(x) = 4  x 2 . Clearly, f(–2) = 0 and f(2) = 0 are endpoint extrema of f. Also, f(0) = 2 is a
(relative) maximum value of f.

E. SECOND-DERIVATIVE TEST FOR EXTREMUM


Let c be a critical point of f in an open interval (a, b); that is, assume a < c < b and f(c) = 0. Assume
also that the second derivative f exists in (a, b). Then we have the following :
(a) If f is negative in (a, b), f has a relative maximum at c.
(b) If f is positive in (a, b), f has a relative minimum at c.
The two cases are illustrated in Figure

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MAXIMA & MINIMA Page # 97

Proof. Consider case (a), f < 0 in (a, b). The function f is strictly decreasing in (a, b). But f(c) = 0,
so f changes its sign from positive to negative at c, as shown in Figure (a). Hence, f has a relative
maximum at c. The proof in case (b) is entirely analogous.
If f is continuous at c, and if f(c)  0, there will be a neighbourhood of c in which f has the same sign
as f(c). Therefore, if f(c) = 0, the function f has a relative maximum at c if f(c) is negative, and a
relative minimum if f(c) is positive. This test suffices for many examples that occur in practice.

f(x) < 0 f(x) < 0


f(x) > 0 f(x) > 0

a b c a b c
(a) Relative maximum at c (b) Relative minimum at c
Figure : An extremum occurs when the derivative changes sign.

Ex.8 Find all possible values of ' a ' for which the cubic f (x) = x3 + a x + 2 is non monotonic and has exactly
one real root .
Sol. Note that
(i) for 3 real and distinct roots we have or f (x1) . f (x2) < 0  f (x) is non monotonic in this case
(ii) for exactly one real root and monotonic the graph will be as shown. Here f  (x)  0
(iii) for exactly one real root and non monotonic the graph will be as shown. Here f (x1) . f (x2) > 0
Now f (x) = x3 + a x + 2  f  (x) = 3 x2 + a
if a  0 , f (x) is always increasing .

a a
Now let a < 0 f  (x) = 0  x = ±  = ± b where b =  > 0
3 3

f  (x) = 6 x ; f   b > 0  minima and f    b <0


  maxima

for exactly one real root and non monotonic (case iii)

f  b  . f  b  > 0 (b 3/2


+ a b1/2 + 2) ( b3/2  a b1/2 + 2) > 0 or (b3/2 + a b1/2)2  4 < 0

a
or b3 + a2 b + 2 a b2  4 < 0 ; now substituting b = 
3

we get a3 + 27 > 0 . But a < 0  a  ( 3, 0)


Note that
(i) for a =  3 , f (x) = x3  3 x + 2 = (x + 2) (x  1)2 i.e. f (x) has two coincident roots .
(ii) for a <  3 , f (x) has 3 real and distinct roots
(iii) for a  0 , f (x) is exactly real root and is always monotonic increasing
find (x2  x1)2 from (1) and get V as a function of y

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Page # 98 MAXIMA & MINIMA

Ex.9 Let 'p' & 'q' be real numbers . Prove that the cubic y = x3 + p x + q has three distinct real roots,
if 4 p3 + 27 q2 < 0 .
Sol. Let f (x) = x3 + p x + q  f  (x) = 3 x2 + p
If p > 0  no root ( f (x) is monotonic)

p a
If p < 0  x = ±  =± (a=p)
3 3

3 distinct real roots f (x) must have exactly one maxima & minima .

 a a  a a
f  (x) = 6 x ; f    > 0  min. at x = and f     < 0  max. at x = 
 3 3  3  3

 a  a   a  3/ 2 a    a  3/ 2 a 
Hence f   . f    <0    3  p  q       p  q < 0
 3  3   3  
 3 3 

2
  a  3/ 2 a    a  3/ 2 a    a  3/ 2 a
    p  q .     p  q > 0    p   q2 > 0
  3   3 3 
 3    3 3  

3 2
 a a a a3 p2 a 2 pa2
   + p2 + 2 p    q2 > 0  + +  q2 > 0
 3 3  3 27 3 9

 a3 + 9 p2 a + 6 p a2  27 q2 > 0   p3  9 p3 + 6 p3  27 q2 > 0
  4 p2  27 q2 > 0  4 p3 + 27 q2 < 0

Ex.10 Suppose f(x) is real valued polynomial function of degree 6 satisfying the following conditions ;
(a) f has minimum value at x = 0 and 2 (b) f has maximum value at x = 1

f (x )
x 1 0
1 1
(c) for all x, Limit
x0 ln 0 x 1 =2.
x
1 0 1
x
1/ x
f (x )  f (x) 
Sol. Determine f(x). D = 1 +  Limit
x  0 ln 
1 3  =2
x3  x 

 f(x) have co-efficient of x3, x2, x or constant term zero in order that the limit may exist.

f (x )
Limit 1 . f (x ) a x 6  b x 5  cx 4
= Limit = 2 = Limit
x x3
= ln e x  0 4 =2c=2.
x0
x x0
x4
Hence f(x) = ax6 + bx5 + cx4  f  (x) = x3 (6 ax2 + 5 bx + 8)
f  (1) = 0 and f  (2) = 0 gives 6a + 5b + 8 = 0 and 24 a + 10 b + 8 = 0

2 12 2 12 5
a= ;b=  f(x) = x6  x + 2 x4
3 5 3 5

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MAXIMA & MINIMA Page # 99

y
F. GLOBAL MAXIMUM AND MINIMUM

Definition A function f has an absolute 
maximum (or global maximum) at c if f


(c)  f(x) for all x in D, where D is the domain f(d)

of f. The number f(c) is called the maximum  
f(a) 
value of f on D. Similarly, f has an absolute  

minimum at c if f(c)  f(x) for all x in D and a 0 b c d e x
the number f(c) is called the minimum Figure
value of f on D. The maximum and minimum Minimum value f(a), Maximum value f(d)
values of f are called the extreme values of f.
Figure shows the graph of a function f with absolute maximum at d and absolute minimum at a. Note
that (d, f(d)) is the highest point on the graph and (a, f(a)) is the lowest point.

THE EXTREME VALUE THEOREM


If f is continuous on a closed interval [a, b], then f attains an absolute maximum value f(c) and an
absolute minimum value of f(d) at some numbers c and d in [a, b].
The Extreme Value Theorem is illustrated in Figure 1. Note that an extreme value can be attained at
more than one point. Although the Extreme Value Theorem is intuitively very plausible, it is difficult to
prove and so we omit the proof.
y y y

x x
0 a c d b 0 a c d=b 0 a c1 d c2 b x
Figure 1

Conditions of extreme value theorem

Figure 2, 3 show that a function need not possess extreme values if either hypothesis (continuity or
closed interval) is omitted from the Extreme Value Theorem.
y y
3
The function f whose graph is shown in Figure
2 is defined on the closed interval [0, 2] but
has no maximum value. (Notice that the range
1 1
of f is [0, 3). The function takes on values
arbitrarily close to 3, but never actually x x
0 2 0 2
attains the value 3.) This does not contradict Figure 3
Figure 2
the extreme value theorem. This function has minimum value This continuous function g has
f(2) = 0, but no maximum value. no maximum or minimum

The function f shown in Figure 3 is continuous on the open interval (0, 2) but has neither a maximum
nor a minimum value. The range of g is (1, ). The function takes on arbitrarily large values.] This does
not contradict the Extreme Value Theorem because the interval (0, 2) is not closed.

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Page # 100 MAXIMA & MINIMA

In each case, explain why the given function does not contradict the extreme value theorem.

2 x if 0  x  1
a. f(x) =  1 if 1  x  2 b. g(x) = x2 on 0 < x  2

y
y
4
4
3
3
2
2
1
1
x
x 0.5 1 1.5 2
0.5 1 1.5 2 g does not have a minimum value
Does not have a maximum value (but it does have a maximum value.)
a. The function f has no maximum. It takes on all values arbitrarily close to 2, but it never reaches
the value 2. The extreme value theorem is not violated because f is not continuous on [0, 2].
b. Although the functional values of g(x) become arbitrarily small as x approaches 0, it never reaches
the value 0, so g has no minimum. The function g is continuous on the interval (0, 2], but the
extreme value theorem is not violated because the interval is not closed.

PROCEDURE FOR FINDING THE EXTREMA OF A CONTINUOUS FUNCTION


Suppose a continuous function f is differentiable at all except a finite number of values of x in its
domain, the closed interval a  x  b.
1. Find all x in a < x < b that satisfy the equation f(x) = 0 or at which f(x) does not exist; let x = r,
x = s, x = t, .... be such x. The numbers r, s, t, . . . are often called critical points of f.
2. Evaluate f at each critical point; that is, find f(r), f(s), f(t),........
3. Evaluate f(a) and f(b).
4. The largest of the numbers computed in Step 2 and Step 3 is the maximum of f(x) for a  x  b, and
the smallest number is the minimum.

Ex.11 Let f(x) = 2x3 – 9x2 + 12x + 6. discuss the global maxima and global minima of f(x) in (1, 3).
Sol. f(x) = 2x3 – 9x2 + 12x + 6  f(x) = 6x2 – 18x + 12  f(x) = 6 (x – 1) (x – 2)
let f(x) = 0  x = 1, 2.  f(1) = 11 and f(2) = 10 ...(i)
let us consider the open interval (1, 3). Clearly x = 2 is the only point in (1, 3) and f(2)=10 [from (i)]

Now xlim
1
f(x) = 11 and xlim
3 
f(x) = 15

Thus, x = 2 is the point of global minima in (1, 3) and global maxima does not exist in (1, 3).

y
1 3
Ex.12 Let w(x) = 4x2 – 3x2 on – <x< . Discuss the extrema of w. V(x) = 4x3 – 3x2,  14  x  1
4 4 4

1 1
 14 (0, 0) 4 2 ( 34 ,0)
x
1
Sol. w(x) has a maximum at x = 0 and a minimum at x = ,
2 (  14 ,  14 ) ( 21 , 14 )

and these two values are in the given interval. Figure

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Ex.13 The greatest value of the function f(x) = 2.33x  32x . 4 + 2.3x in the interval [ 1, 1] is
2
f  (x) = 2.3x . l n 3 [ 3.32x  4.3 x + 2 ] = 3.2 . 3x ln 3  e  2  2  > 0 in [  1, 1 ]
x  
Sol.
 3   3
Hence f (x) is greatest when x = 1 & f (1) = 24

Ex.14 Let f (x) = ax2 – 4ax + b (a > 0) be defined in 1  x  5. Suppose the average of the maximum value and
the minimum value of the function is 14, and the difference between the maximum value and minimum
value is 18. Find the value of a2 + b2.
Sol. f (x) = ax2 – 4ax + b (a > 0) f ' (x) = 2ax – 4a = 0
at x = 2 also, f ' (x) = 2a(x – 2)  for x  (1, 2) f is 
Hence minimum occurs as x = 2
f (2) = 4a – 8a + b f (2) = b – 4a
maximum will occur at f (5) and
f (5) = 25a – 20a + b = b + 5a
 M = b + 5a
m = b – 4a
—————
Mm
M – m = 9a = 18  a = 2 also = 14  M + m = 28 = 2b + a  b = 13
2
Hence a = 2 and b = 13  a2 + b2 = 4 + 169 = 173

ab ( a  b )2
Ex.15 If f(x)=(x – a) (x – b) –   and f(x) = 0 has both non-negative roots, then prove that f(x)3 – .
 2  2

ab
Sol. Given that f(x) = (x – a) (x – b) –  
 2 
Sum of the root of the equation f(x) = 0, will be positive  (a + b) > 0
The product of the roots of the equation will be greater than and equal to zero

ab ab
 ab –    0. Now f(x) will be minimum, when f(x) = 0  x=
 2  2
2
 a  b  (a  b ) 2  a  b   (a  b ) 2 a b
 (f (x))min =     ab     ab   
 2  2  2  4  2 

(a  b)2  4ab  4ab (a  b)2


 
4 4

Ex.16 If x > 0, let f(x) = 5 x2 + A x 5 , where A is a positive constant . Find the smallest A such that f(x)  24
for all x > 0 .
1/ 7
6 7
A  A 7
Sol. f  (x) = 10 x  5 A x and f  (x) = 10 + 30 A x > 0 i.e. f  (x) = 0 gives a minima  x = x=  
2  2
1/ 7
 A
Since A > 0  we get only one minima and no maxima . Hence smallest value of f(x) will be at x =  
 2
2/ 7  5/ 7 2/ 7 2/ 7 7/ 2
 A  A  A  A  24 
i.e. f(x)]min = 5 .   A  = 24 or 5   2  = 24  A = 2 
 2  2  2  2  7

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tan 3x
Ex.17 Find the sum of the local maximum and local minimum values of the function f (x) = on interval 0,  2.
tan 3 x
tan 3x 3 tan x  tan 3 x 3  tan 2 x 3 t
Sol. y= 3 = 3 2 = 2 2 = where tan2x = t > 0
tan x tan x (1  3 tan x ) tan x (1  3 tan x ) t (1  3t )
 (t – 3t2)y = 3 – t 3yt2 – (1 + y)t + 3 = 0
 t>0 D  0 ; Sum of roots > 0 ; Product of roots > 0

1 y 1
hence (1 + y)2 – 36y  0;  0 and y > 0 hence y > 0
3y
2
 y2 – 34y – 1  0  (y – 17)2  288 (y – 17)2 – 12 2   0

 (y – 17 – 12 2 )(y – 17 + 12 2 )  0  [y – (17 + 12 2 )] [y – (17 – 12 2 )]  0

Hence ymax = 17 – 12 2 , ymin = 17 + 12 2 ymax + ymin = 34 which is rational

d 2y
Ex.18 For a certain curve 2 = 6x  4 and y has a local maximum value 5 when x = 1 . Find the equation and
dx
the global maximum and minimum values of y, given that 0  x  2 .

dy dy 
Sol. Integrating, = 3 x2  4x + A ; =0A=1
dx dx  x  1

dy
Hence = 3x2  4x + 1 ; Integrating again, y = x3  2x2 + x + B ; y x  1  B = 5.
dx

1 139
Thus y = x3  2x2 + x + 5. given x = and z = 1 f(1/3) = ; f(1) = 5
3 27
also f(0) = 5 ; f(2) = 7 . Hence GMV = 7 ; gmv = 5

Ex.19 Find the least and the greatest value of f(x, y) = x2 + y2 – xy where x and y are connected by the
relation x2 + 4y2 = 4.

x2
Sol. Here x2 + 4y2 = 4  + y2 = 1 (which is clearly an ellipse)
4
 Let x = 2 cos , y = sin 

1
Hence, f(x, y) = x2 + y2 – xy = 4 cos2  + sin2  –2 sin  cos  = 2 (1 + cos 2) + (1 – cos 2) – sin 2
2

 1 5 3 5
= 2   cos 2 – sin 2 + = cos 2 – sin 2 +
 2 2 2 2

“Since we know a sin  + b cos  lies between – a 2  b 2 to a2  b2 

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MAXIMA & MINIMA Page # 103

13 5 3 5 13 5
 –   cos 2 – sin 2 +  
2 2 2 2 2 2

5  13 5  13
Thus, greatest value of f(x, y) = and least value of f(x, y) =
2 2

Ex.20 Show that the maximum and minimum values of x2 + y2 , where ax2 + 2 h xy + by2 = 1 are given by the

 1  1
roots of the biquadratic,  a  2 
b  2  = h2
 t   t 

Sol. Let x = r cos  ; y = r sin 

1 1
 2
= a cot  + h sin 2  + b sin2  = [a (1 + cos 2 ) + 2 h sin 2  + b (1  cos 2 )]
r 2

1 ab ab
= [(a + b) + (a  b) cos 2  + 2 h sin 2 ] = + cos 2  + h sin 2 
2 2 2

1
Hence maximum and minimum values of are given by
r2

2 2
ab  a  b 2 ab  a  b 2
+    h and    h
2  2  2  2 

1  1 
or (a  b)  (a  b) 2  4 h 2  and (a  b)  (a  b) 2  4 h 2 
2   2  

1 2
 sum = a + b ; Product =  (a  b )  (a  b) 2  4 h 2 
4

 1  1
= a b  h2 which is the same for the biquadratic  a  2 
b  2  = h2
 t   t 
G. GEOMETRICAL PROBLEMS

WORKING RULE
1. When possible , draw a figure to illustrate the problem & label those parts that are important in the
problem . Constants & variables should be clearly distinguished.

2. Write an equation for the quantity that is to be maximized or minimized . If this quantity is denoted
by ‘y’ , it must be expressed in terms of a single independent variable x . This may require some
algebraic manipulations.

3. If y = f (x) is a quantity to be maximum or minimum, find those values of x for which f (x) = 0 or f(x)
does not exist.

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Page # 104 MAXIMA & MINIMA

4. Test each value of x to determine whether it provides a maximum or minimum or neither. The usual
tests are :
(a) If d²y/dx² is positive when dy/dx = 0  y is minimum.
If d²y/dx² is negative when dy/dx = 0  y is maximum.
If d²y/dx² = 0 when dy/dx = 0, the test fails.

positive for x  x 0 
dy 
(b) If is zero for x  x 0  a maximum occurs at x = x0.
dx
negative for x  x 0 

But if dy/dx changes sign from negative to zero to positive as x advances through xo there is a minimum.
If dy/dx does not change sign, neither a maximum nor a minimum.

5. If the function y = f (x) is defined for only a limited range of values a  x  b then examine x = a
& x = b for possible extreme values.

USEFUL FORMULAE OF MENSURATION


 Volume of a cuboid = lbh .  Surface area of a cuboid = 2 (lb + bh + hl) .
 Volume of a prism = area of the base x height .
 Lateral surface of a prism = perimeter of the base x height .
 Total surface of a prism = lateral surface + 2 area of the base
(Note that lateral surfaces of a prism are all rectangles) .

1
 Volume of a pyramid = area of the base x height .
3

1
 Curved surface of a pyramid = (perimeter of the base) x slant height .
2
(Note that slant surfaces of a pyramid are triangles) .

1
 Volume of a cone =  r2h .  Curved surface of a cylinder = 2  rh .
3
 Total surface of a cylinder = 2  rh + 2  r2.
4
 Volume of a sphere =  r3.  Surface area of a sphere = 4  r2.
3

1 2
 Area of a circular sector = r  , when  is in radians.
2

Ex.21 A trapezium ABCD is inscribed into a semicircle of radius l so that the base AD of the trapezium is a
diameter and the vertices B & C lie on the circumference . Find the base angle  of the trapezium ABCD
which has the greatest perimeter .
Sol. Hint : P = AB + BC + CD + DA = (AB + CD) + BC + DA
CD = AB = 2 l cos  ; AD = 2 l and
x = AB cos   BC = 2 l  2 x = 2 l  2 AB cos  = 2 l  4 l cos2  Hence P = 4 l + 4 l cos  4 l cos2 

dP 1 
 = 0 gives  = 0 (not possible) or cos  =  =
d 2 3

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Ex.22 A bus contractor agrees to run special buses for the employees of ABC Co. Ltd . He agrees to run the
buses if atleast 200 persons travel by his buses . The fare per person is to be Rs. 10/- per day if 200
travel and will be decreased for everybody by 2 praise per person over 200 that travels . How many
passengers will give the contractor maximum daily revenue ?
Sol. Let number of passengers be x, which will yield maximum profit

 2 
f(x) = x 10  x  200 for x  200  f  (x) = 0  x = 350 ; f(x)]max = 2450
 100 

Ex.23 Find the radius of the smallest circular disk large enough to cover every isosceles triangle of a given
perimeter L.

   
Sol. AB = (R + R cos ) sec Hence L = 2 AB + BC = 2 R (1  cos ) sec  sin  
2  2 

   
= 2 R 2 cos  2 sin cos 
 2 2 2

   L
L = 4 R cos  1  sin  R=
2  2 4 cos 2 1  sin 2
 
   1    1 
Let f () = cos  1  sin   f  () =  cos  1  sin  + cos2
2  2 2 2  2 2 2

1 1   
f  () = cos  sin = 0  = But 0 <  <
2 2 2 3 2

  1 3 2 3 
So f (0) = 1 if  = 0 f  =  = =
 3 2 4 4 3

   L
f   = 0.207 If  = R= at  = 0 is the required radius
 2 2 4

Ex.24 Through a point A on the circumference of a circle of radius r, two straight lines are drawn enclosing an
angle  . If the straight lines meet the circle again at B & C, find the maximum area of triangle ABC .

a b c 1
Sol.   A= bc sin 
sin  sin  sin (  ) 2

A = 2r2 sin  sin  sin ( + ) = r2 sin  [ cos  cos (2  + ) ]

dA  
=0=  Ans. : r2 sin  (1 + cos ) sq. units
d 2 2

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Page # 106 MAXIMA & MINIMA

Ex.25 An isosceles triangle is inscribed in a circle of radius r . If the angle 2  at the apex is restricted to lie

between 0 and 2 , find the largest and the smallest value of the perimeter of the triangle . Give

sufficient details of your reasoning .

 
Sol. 0 < 2 < 0<< P = 2 x + 2 r sin 2 
2 4

2 r (1  cos 2  )  1  cos 2   sin 2  cos  


= + 2 r sin 2 = 2 r  
cos   cos  

P = f () = 4 r (1 + sin ) cos 


f  () = 4 r [ cos2   (1 + sin ) cos ] = 4 r (1  2 sin ) (1 + sin )

1
 sin  = or sin  =  1 (not possible)
2

 3  3     2  1 1
Hence Pmax = 4 r     = 3 3 r,, Pmin = 4 r when =0 P     =4 r   . =2 r  2 1 
 2  2   4  2  2

Ex.26 The plan view of a swimming pool consists of a semicircle of radius r attached to a rectangle of length
'2r' and width 's' . If the surface area A of the pool is fixed, for what value of 'r' and 's' the perimeter 'P'
of the pool is minimum .

 r2
Sol. A= + 2 rs P = 2s + 2r + r
2

 r  r A r
P =  2 s + 2r + P= + 2r +
 2  2 r 2

dP 2A 2A
Now =0r= s=
dr 4 4

Ex.27 Find the altitude of a cone of the least volume that can be drawn around a hemisphere of radius R
(the centre of the base of the cone falls on the centre of the sphere).
Sol. Let AO = H, BO = r = radius of the base of the cone
R = radius of the hemisphere, OAC =  ( (0, /2))

r R R R
= tan  and = sin  r= . tan  
H H sin  cos 

2
1  R   R  1 3 1 1 1 3 1
V() =      R . . = R .
3  cos    sin   3 2
cos  sin  3 sin   sin3 

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MAXIMA & MINIMA Page # 107

R 3 cos   1  1 
Now V() =  sin    sin   
(sin   sin3 )2  3  3

1
Clearly V() has only one critical point namely = sin–1 . Using sign scheme for V()
3

1 R
we get, = sin–1 to be the point of maxima. Hence corresponding altitude H = R 3 .
3 sin 

Ex.28 What normal to the curve y = x2 forms the shortest chord.


Sol. Let (t, t2) be any point on the parabola y = x2

dy  dy 
Now = 2x    = 2t, which is slope of tangent.
dx  dx  ( t, t 2 )

 1
So, the slope of the normal to y = x2 at (t, t2) is   .
 2t 

 1
 The equation of the normal to y = x2 at (t, t2) is y – t2 =    (x – t) .....(i)
 2t 
Suppose equation (i) meets the curve again at B(t1, t12), then,
1 1 1
t12 –t2 = – (t – t)  t1 + t = –  t1 = – t – .....(ii)
2t 1 2t 2t
Let L be the length of the chord AB (as normal)
L = AB2 = (t – t1)2 + (t2 – t12)2 = (t – t1)2 [1 + (t + t1)2]
2 2 2 3
 1   1   1  1   1 
=  t  t   1   t  t     2t    1   = 4t  1  2 
2
 2t    2t   (using (ii)) =  2t   4t 2   4t 

2 2 2
dL  1   1   2  dL  1    1  3
  8 t1  2   12t 2 1  2  .  3    2 1  2    4t 1  2   
dt  4t   4t   4t  dt  4t    4t  t

2 2 2
dL  1   2  1   1 y=x
  21  2   4 t    41  2   2t  
dt  4t   t  4t   t B

A
dL 1
For extremum let =0  t=±
dt 2

2
d2L  1  1  1  1   1
Again, 2
 81  2   2  2t    41  2   2  2 
dt  4 t  2t  t  4t   t 

 d2L 
 2 1  1 1
  dt  1 > 0  minimum when t = ± . Thus, points are A =   ,  and B ( ( 2 ,2)
 t  
2
2  2 2

 equation of normal AB is 2 x + 2y – 2 = 0 and 2 x – 2y + 2 = 0

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Page # 108 MAXIMA & MINIMA

Ex.29 The circle x2 + y2 = 1 cuts the x–axis at P and Q. Another circle with centre at Q and variable radius
intersects the first circle at R above the x–axis and the line segment PQ at S. Find the maximum area
of the triangle QSR.
Sol. The centre of the circle x2 + y2 = 1 ....(i) is (0, 0) and radius OP=1=OQ so, co–ordinates of Q are (1, 0)
Let the radius of the variable circle be r. Hence, its equation is (x – 1)2 = (y)2 = r2 ....(ii)

r2
Subtracting (ii) from (i) we get, 2x – 1 = 1 – r2  x=1– = OT ....(iii)
2

2
2 2  r2  Y
Now, RT = OR  OT  1  1   .....(iv)
 2

Now, the area of  QSR is,

1 1 X
A= . QS . RT  A2 = (QS2) . (RT2) P O S T Q
2 4
(1, 0)

1 2  2 r4 
A2 = r  r   = 1 (4r4 – r6) [using (ii) and (iv)]
4  4  16

d( A 2 ) 1 2
Thus,  (16r3 – 6r5) = 0 (for extremum)  r=2
dr 16 3

d2 ( A 2 ) 1 16 2
Also,  (48r2 – 30r4) = – <0 where r = 2
dr 2 16 3 3

2 4
Hence, area is maximum at r = 2 and Amax. = sq. units.
3 3 3

H. MAXIMUM AND MINIMUM FOR DISCRETE VALUED FUNCTIONS

n
Ex.30 Find the largest term in the sequence an = 2 (n  N).
n  10

x
Sol. Consider the function f(x) = 2 , x > 0.
x  10

( x 2  10 )  2 x 2  ( x  10 )( x  10 )
Then f(x) =
( x 2  10 )2
=
( x 2  10)2
>00<x< 10 <0x> 10

 f(x) strictly increases in (0, 10 ) strictly decreases in ( 10 , )

 f(x) has greatest value at x = 10

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MAXIMA & MINIMA Page # 109

Hence, the given sequence has greatest value at n = 3 or n = 4.

3 4 3
Now, we have a3 = and a4 = . Hence, a3 = is the largest term of the given sequence.
19 26 19

Ex.31 In how many parts an integer N  5 should be dissected so that the product of the parts is maximized.

n
x1  x 2  ....  x n  x1  x 2  ....  x n 
Sol. Using A.M.  G.M.   (x1x2........xn)1/n  x1x2 ..... xn   
n  n 

Therefore maximum value of x1 x2 x3............ xn is obtained when x1 = x3 = x3 = ........ = xn.


 the parts are all equal.
Now x1 + x2 + x3 + ........ + xn = N.

n
 x1  x 2  ....  x n 
Now, function to be maximized is   which is a discrete function of n. In order to arrive
 n 

at some possible neighbourhood we make it continuous first. Thus changing the variables n to x, we

x
N  N  N
write f(x) =   . For maxima f(x) = 0 i.e. f(x) = f(x)  n   1 . f(x) = 0 for x =
x  x  e

N  N  N
 the nearest integer is   or   + 1 where [.] denotes the greatest integer less than or equal to .
e e e

I. CONCAVITY AND POINT OF INFLECTION

The graph of the function y = f(x) is said to be concave down on the interval (a, b) if it lies below the
tangent drawn at any point of that interval (Fig. 1).
The graph of the function y = f(x) is said to be concave up on the interval (a, b) if it lies above the
tangent drawn at any point of that interval (Fig. 2).

The sufficient condition for the concavity of the graph of a function.


If f(x) < 0 on the open interval (a, b) then the graph of the function is concave down on that
interval; now if f(x) > 0, then on the open interval (a, b) the graph of the function is concave up.

M
M P

Fig. 1 Fig. 2 Fig. 3

The point (x0; f(x0)) of the graph of the function separating its concave down part from the concave
up part is called a point of inflection (Fig. 3).

394 - Rajeev Gandhi Nagar Kota, Ph. No. 0744-2209671, 93141-87482, 93527-21564
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Page # 110 MAXIMA & MINIMA

If x0 is the abscissa of the inflection point of the graph of the function y = f(x), then the second
derivative is equal to zero or does not exist. The points at which f(x) = 0 or f(x) does not exist are
called critical points of the 2nd kind.

If x0 is a critical point of the 2nd kind and the inequalities f(x0 – h) < 0, f(x0 + h) > 0 (or inequalities
f(x0 – h) > 0, f(x0 + h) < 0) hold for an arbitrary sufficiently small h > 0, then the point of the curve
y = f(x) with the abscissa x0 is a point of inflection.

If f(x0 – h) and f(x0 + h) are of the same sign, then the point of the curve y = f(x) with the abscissa
x0 is not a point of inflection.

Ex.32 Find the intervals of concavity of the graph of the function y = x5 + 5x – 6.

Sol. We have y = 5x4 + 5, y = 20x3. If x < 0, then y < 0 and the curve is concave down ; now if x > 0,
then y > 0 and the curve is concave up. Thus we see that the curve is concave down on the interval
(–, 0) and concave up on the interval (0, + ).

Ex.33 Find the inflection points of the curve y = (x – 5)5/3 + 2.

5 10
Sol. We find y = (x – 5)2/3, y = 9 3 ( x  5) .
3

The second derivative does not vanish for any value of x and does not exist at x = 5. The value x = 5
is the abscissa of the inflection point since y (5 – h) < 0, y(5 + h) > 0. Thus, (5, 2) is the inflection

d 2y
point. Inflection points can also occur if fails to exist .
dx 2

CUSP :

A point on a graph where the curve makes an abrupt change in direction is called a cusp. Our next
example features a graph with such a point.

Find the first and second derivatives and write them in factored form.

Let f(x) = 2x5/3 + 5x2/3.

5 2 10 –1/3


f(x) = 2   x2/3 + 5   x–1/3 = x (x + 1)
3 3 3

10  2  10  1  10 –4/3
f(x) =   x–1/3 +    x–4/3 = x (2x – 1)
3 3 3  3 9

Note that the graph is concave down on both sides of x = 0 and that the slope f(x) decreases without
bound to the left of x = 0 and increases without bound to the right. This means the graph changes
direction abruptly at x = 0, and we have a cusp at the origin.

394 - Rajeev Gandhi Nagar Kota, Ph. No. 0744-2209671, 93141-87482, 93527-21564
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MAXIMA & MINIMA Page # 111

2 x1  x 2
e 2 x1  e x 2 3
Ex.34 Prove that for any two numbers x1 & x2 e
3
Sol. Assume f(x) = ex and let x1 & x2 be two points on the curve y = ex.
Let R be another point which divides P and Q in ratio 1 : 2.

e 2 x1  e x 2
y coordinate of point R is and y coordinate of point S is
3

2 x1  x 2
3 . Since f(x) = ex is always concave up, hence point R will
e

2 x1  x 2
e 2 x1  e x 2 3
always be above point S.  e
3
(above inequality could also be easily proved using AM and GM.)

 x1  x 2  x 3  sin x 1  sin x 2  sin x 3


Ex.35 If 0 < x1 < x2 < x3 <  then prove that sin   . Hence or otherwise
 3  3

3 3
prove that if A, B, C are angles of triangle then maximum value of sinA + sin B + sin C is .
2

sin x1  sin x 2  sin x 3


Sol. Let point A, B, C form a triangle y coordinate of centroid G is and y coordinate of
3

 x1  x 2  x 3   x  x 2  x 3  sin x1  sin x 2  sin x 3


point F is sin   . Hence sin  1  .
 3   3  3

 A  B  C  sin A  sin B  sin C


If A + B + C = , then sin  
 3  3

 sin A  sin B  sin C


 sin 
3 3

3 3
 > sin A + sin B + sin C
2

3 3
 maximum value of (sin A+sin B+sin C) = .
2

394 - Rajeev Gandhi Nagar Kota, Ph. No. 0744-2209671, 93141-87482, 93527-21564
IVRS No. 0744-2439051, 0744-2439052, 0744-2439053, www.motioniitjee.com, [email protected]

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