Content
Content
Abstract
Building Information Modeling (BIM) has been lauded as a “game changer” for the
construction industry. Growing studies show a strong interest among researchers and
practitioners to assess the maturity of BIM implementation, which helps understand its quality
and degrees of excellence. However, no single study to date has comprehensively measured
BIM maturity at the project, organisation, and industry levels and thus achieved a holistic view
of BIM implementation. Therefore, this study aims to measure BIM maturity at these three
scales using Hong Kong’s construction context as a specific case. To this end, this study
collected publicly available information of BIM implementation projects and adopted the
multifunctional BIM maturity model (MBMM) as the measurement tool. The results found that
construction projects in Hong Kong vary in terms of BIM maturity, with more than half ranging
from Stage 0 to 1. The study also discovered that the BIM maturities of construction-related
organisations in Hong Kong differ from each other, primarily owing to the different
developments of their BIM processes and protocols. The industry-level assessment indicated
unbalanced development in BIM technologies, processes, and protocols. The value of this study
is three-fold. Firstly, it provides an in-depth understanding of BIM maturity in Hong Kong.
Secondly, it contributes to BIM maturity measurement by highlighting the dynamics of BIM
technologies, processes, and protocols at the project, organisation, and industry levels. Thirdly,
it offers operational procedures for BIM maturity measurement.
1 Department of Real Estate and Construction, The University of Hong Kong, Hong Kong, [email protected];
2 Department of Real Estate and Construction, The University of Hong Kong, Hong Kong, [email protected];
3 Department of Real Estate and Construction, The University of Hong Kong, Hong Kong, [email protected];
4 Department of Real Estate and Construction, The University of Hong Kong, Hong Kong, [email protected];
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1. Introduction
Building Information Modeling (BIM) has been widely adopted by the global construction
industry over the past two decades (Lu et al. 2017a; Zheng et al. 2017; Ahuja et al. 2018; Liao
and Teo 2018). A survey conducted by McGraw-Hill Construction (2012) reported that the
industry-wide BIM adoption in North America skyrocketed from 28% to 71% between 2007
and 2012. NBS (2018) reported that BIM adoption in the U.K. increased from 13% in 2011 to
74% in 2018. Similar trends in BIM adoption have occurred in Mainland China, Hong Kong,
Singapore, Australia, and so on. This upsurge raises some essential concerns about the quality
and degrees of excellence in BIM implementation, i.e., the BIM maturity (Succar 2009a).
Measuring BIM maturity has attracted the attention and efforts of both industry and academia.
Available publications reporting on BIM maturity overwhelmingly relied on survey ratings
from commercially-driven service providers, such as the aforementioned McGraw-Hill
Construction and NBS. However, industry surveys often used single indicator, e.g., the number
of years stakeholders have been using BIM, for representing the status of BIM maturity.
Besides these industry surveys, other researchers investigated BIM maturity at the market-scale
in the U.S. (Chen et al. 2014), Australia (Gu and London 2010), The Netherlands (Sebastian
and van Berlo 2010), etc. Although these studies absolutely provide valuable insight into BIM
maturity, the following two important aspects of BIM maturity measurement were overlooked.
Firstly, the mature implementation of BIM necessitates changes in all business aspects
including technology, process, and protocol. Technology and process root in that BIM, by
definition, constitutes a host of information technologies and a set of associative processes, e.g.,
BIM workflows and model coordination mechanisms (Eastman et al. 2011). Protocol, under
this circumstance, refers to the interfaces, BIM roles and responsibilities, etc. (Singh et al. 2011;
Rezgui et al. 2013). Therefore, the measurement of BIM maturity should cover these three
domains comprehensively. Secondly, it is important to measure BIM maturity at different levels,
e.g., project, organisation, and industry levels. A clear understanding of BIM maturity at the
project and organisation scales helps organisations identify a particular project’ achievements
using BIM and inform further strategies concerning BIM implementation within the
organisation (Arup 2015). A knowledge of BIM maturity at the industry level can reveal the
status quo of BIM adoption in the marketplace of a given region or country, as well as
standardize BIM tools and workflows for that market (Succar and Kassem 2015).
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This study aims to advance the measurement of BIM maturity at the project, organisation, and
industry levels using the case of Hong Kong. Hong Kong is selected as the research context
given the region is in the early stage of BIM adoption (Hong Kong Construction Industry
Council [HKCIC] 2014 p. 8). To maintain momentum, a clear direction for the improvement
of BIM maturity must be established. As expressed by the HKCIC (2014 p. 9), stakeholders
“wish to see a more organised and systematic approach that drives the industry-wide adoption
of BIM in Hong Kong through the concerted efforts of the construction industry”. In this study,
the multifunctional BIM maturity model (MBMM) introduced by Liang et al. (2016) is adopted
as the measurement tool due to two reasons. Firstly, MBMM covers the three domains integral
to BIM implementation, i.e., technology, process, and protocol. Secondly, MBMM allows the
measurement of BIM maturity at the project, organisation, and industry levels. The derived
results thus can interpret BIM-enabled achievements attained over the years of BIM practice
in Hong Kong.
This study yields three major contributions. Its findings offer an overall picture, as well as an
in-depth understanding of BIM maturity in Hong Kong, which allows stakeholders to make
their own BIM implementation strategies. Moreover, this study contributes to the knowledge
body of BIM maturity measurement by highlighting the dynamics of BIM technologies,
processes, and protocols at the project, organisation, and industry levels. Lastly, it provides
researchers and industrial practitioners with the procedures necessary to measure BIM maturity
in other economies beyond Hong Kong for various purposes, e.g., stocktaking or crafting BIM
implementation strategies.
The remainder of this paper reads as follows. Section 2 provides an overview of current BIM
implementation and introduces existing BIM maturity models, which includes MBMM,
subsequently used in this study. Section 3 briefly describes the research methods. Section 4
presents the results of the case study, while Section 5 offers an in-depth discussion of the results.
Section 6 summarizes and concludes this study.
2. Literature review
2.1 Overview of BIM implementation
McGraw-Hill Construction, recently renamed Dodge Data and Analytics, has published a series
of reports on BIM implementation in different regions and countries. Some of which, such as
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the U.S., Denmark, and Singapore, have formally endorsed the implementation of BIM in the
construction industry either by establishing BIM standards and protocols or mandating BIM
use in government projects (Cheng and Lu 2015). The General Services Administration (GSA)
in the U.S. has required BIM submission for major federal government building projects since
2008. The European Commission awarded the European Union BIM Task Group funding to
deliver a common European network for aligning the implementation of BIM in public works.
In addition, the Building and Construction Authority of Singapore has demanded the
submission of BIM models in native format since 2017. Even if not federally endorsed, BIM
implementation has been progressing in many other regions and countries. For instance, the
Hong Kong Housing Authority has published its in-house BIM user guides for stakeholders
participating in public housing projects and over forty government pilot projects have adopted
BIM since 2015 (Development Bureau 2017).
The proliferation of BIM in the construction industry has led many studies to gauge the benefits
of BIM at the project, organisation, and industry levels (e.g., Ghaffarianhoseini et al. 2017;
Zheng et al. 2017). Giel and Issa (2013) suggested the majority of BIM users see value in using
BIM but fail to use BIM to its full potential. Yang and Chou (2018) identified the varying types
and degrees of practical BIM implementation between districts, stakeholders, and projects.
Such inconsistency in BIM implementation calls for the institution of BIM maturity measures.
Since measurement verifies improvement and helps manage performance, BIM cannot be
successful without measuring practices (Chen et al. 2014). BIM is not a one-dimensional
concept or an end-product, and its implementation often requires changes in processes,
protocols, and technologies (Succar 2009a). Hence, the measurement of BIM maturity should
consider these domains and how to interact with them at the project, organisation, and industry
levels for the sake of facilitating the improvement of BIM implementation (Chen et al. 2014;
Liang et al. 2016).
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<Please insert Table 1 here>
BIM QuickScan
BIM QuickScan, proposed by Sebastian and van Berlo (2010), is intended to assess the BIM
performance of organisations and establish performance benchmarks. It contains fifty multiple-
choice online questions grouped into four chapters including organisation and management,
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mentality and culture, information structure and information flow, and tools and applications.
These four chapters incorporate organisation and technology issues related to BIM
performance. The obvious limitation of BIM QuickScan is its failure to provide methods and
procedures for identifying these four chapters. Therefore, convincing BIM users that the
assessment result reflects their actual BIM maturity is extremely difficult.
Apart from comprehensively including the three domains inherent to BIM implementation and
integrating them into a single, intuitive presentation, another central characteristic of MBMM
is its ability to measure BIM maturity at different scales from individual projects to an
organisation’s full projects portfolio. MBMM helps condense these projects’ BIM maturity
stages and portray the organisation’s overall BIM maturity. More impressively, MBMM allows
for analysis at the national economy level. By collecting the case histories of numerous
organisations providing the same or similar functions (Dubois and Gadde 2002) and mainly
adopting a project-based organisation form to deliver construction works (Pryke and Pearson
2006), MBMM captures the traits of the construction industry. These unique features make
MBMM a more suitable measurement tool for this study than the other above-mentioned BIM
maturity models.
3. Research methods
This study follows a three-step research design. The first step – data collection – involves
sifting through documented information about real-life BIM implementation projects
conducted locally in Hong Kong. The second step is to measure BIM maturity of the combed
projects using MBMM. In this step, BIM maturities at the organisation level and industry level
stem from the BIM maturities of projects. The third step, based on the measurement results,
entails the analysis of BIM maturity in the Hong Kong context.
Each project’s collected documents are scanned for keywords or descriptions that match or
relate to the rubrics’ criteria and then summarized into an algebraically derived score (i.e.,
using weighted summation). This process helps identify the maturity stage of each subdomain.
As the information in these documents is mainly descriptive, a human-led coding process is
employed for repackaging the qualitative data against the rubrics. For any projects, if there is
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no such information about specific subdomains, e.g., interoperability/IFC support or standard
operating process, the subdomains’ measurement results receive a N/A mark and termed zero.
To counteract the rubrics’ subjective element, i.e., human-led coding, the statistical technique
Cronbach’s alpha is applied, whereby individual researchers read and code reports
independently following the form shown in Fig. 2. The closer Cronbach’s alpha to 1.0, the
more in agreement were the specialists’ measurements (Olawumi and Chan 2018).
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Project B is an eight-story building with a total area of roughly 22,854m2. One of the largest
air cargo terminal buildings in the world, Project B’s construction lasted from 2010 to 2013
and cost approximately US$700 million. The BIM database for Project B was well developed,
encompassing the virtual design, e.g., 2D to 3D model conversion, architectural rendering and
animation, clash detection, and 5D modeling, i.e., cost and time dimensions. BIM also
expedited communication between stakeholders (Staub-French et al. 2011).
Fig. 3 presents these two projects’ BIM maturities. The overall BIM maturity score for Project
B is 1.190, slightly higher than Project A’s 1.048 (see Table 3). This is mostly due to Project
B earning higher process and protocol domains than Project A. In contrast, results in the
technology domain went against expectations with Project B scoring lower than Project A
despite the former beginning in 2010 and the latter in 2006. This result could suggest that
obstacles to BIM maturity relate more to processes and protocols than the advancement of
technology.
Organisation D, a limited company and major property developer in Hong Kong, also manages
and operates Hong Kong’s Mass Transit Railway. Organisation D has been exploring the use
of BIM to support the development of new lines and other rail projects (Mass Transit Railway
Corporation [MTRC] 2015). Organisation D’s BIM models typically contain the architecture
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and structure specifications of the railway projects, either provided in-house or by professional
BIM service providers. Organisation D has used BIM to deploy new procurement models for
upcoming railway projects to expand resources upfront, improve communications and
coordination, reduce construction costs, and save time (Autodesk 2016).
Fig. 4 illustrates the BIM maturities of Organisations C and D. In all three domains (i.e.,
technology, process, protocol), Organisation C scores higher than Organisation D. For example,
the BIM maturity scores of Organisation C’s projects, “Construction of Public Rental Housing
at Sha Tin Area 52 Phase 1” and “Transformation of Revit Model to Enable Civil 3D/GIS/Revit
Integration and Lighting Simulation and Rendering”, are 1.667 and 1.905 respectively. In
contrast, the BIM maturity scores of Organisation D’s projects mainly cluster around 1.0 (see
Table 3). Several reasons potentially explain these differences. Firstly, Organisation C faces
perhaps fewer obstacles and challenges to BIM implementation in its public housing projects
than Organisation D. Secondly, Organisation C may have a stronger capacity to maintain the
excellence of BIM performance across different project stages. While the unique features of
Organisation D projects prevent BIM practitioners from repeating implementation patterns.
Thirdly, Organisation C has developed in-house BIM user guides, which can be particularly
important for those project teams unfamiliar with the use of BIM, while Organisation D lacks
such provisions.
5. Discussion
The measurement of BIM maturity in Hong Kong reveals several important findings of BIM
implementation through years of efforts in Hong Kong. The most important likely concerns the
unbalanced development of the three domains which define BIM maturity, i.e., the
development of BIM protocols offsets the development of BIM technologies and processes.
The fact that most construction organisations in Hong Kong lack in-house BIM standards
(Chen et al. 2017) possibly explains this imbalance, i.e. their maturities of BIM protocols are
still in the start-up stage. Although the HKCIC published a BIM roadmap and series of
corresponding standards in 2015 (HKCIC 2015), individual organisations have yet to fully
adopted them. As one size does not fit all, a general industry-level BIM standard must be
translated by individual organisations into personally operable guidelines, which takes time
(Lu et al. 2017b). Organisation C’s relatively high BIM maturity score in the protocol domain
indicates that by following the industrial standard and gaining familiarity with BIM practice,
organisations can develop legitimate and reasonable procedures to approach BIM maturity
gradually.
As argued by Liang et al. (2016), Chen et al. (2014), Gu and London (2010), and others, the
development of BIM technologies, processes, and protocols must align in order to cultivate the
full benefits of BIM. Based on the measurement results presented in this study, different parties
can and should set their own priorities to implement BIM at higher maturity levels. Government
organisations should further provide implementation guidelines to industrial stakeholders,
especially those who have less experience implementing BIM. Government organisations can
also support universities and institutions by providing training courses and programs that
introduce and demonstrate BIM technologies. Moreover, stakeholders, who may not need to
be at the highest stages of all three BIM maturity domains, can select their own suitable target
stage for a BIM project. However, if stakeholders seek to achieve higher stages of BIM
implementation process, i.e., beyond Stages 0 and 1, they can inject more resources into
formalizing their processes related to BIM. While stakeholders already in possession of
sufficient experience implementing BIM may shift their attention to the development of BIM
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protocols and technologies.
During the application of MBMM, the authors also noted the importance of standardizing
project reporting. Compiling and reporting information using generally accepted international
metrics and standard conversion factors (Global Reporting Initiative [GRI] 2016) promotes the
facilitation of communication with the public and increases the accuracy of what is reported.
Unfortunately, organisations in Hong Kong seem not to be documenting their BIM
implementation well or investing in standardized project reporting. This study focused on the
twenty-one projects capable of fully interpreting through by MBMM despite there could be
more examples of BIM implementation projects in Hong Kong. Therefore, the authors
advocate the standardization of reporting in BIM implementation projects for which MBMM
offers a framework. With more BIM implementations being well documented in a standardized
manner, the results of BIM maturity measurement can prove more comprehensive and other
relevant research can be conducted. For example, MBMM can be linked to BIM-related topics
like IPD (Teng et al. 2017) and other procurement innovations (Lu et al. 2013) to examine their
impacts on the process and protocol domains of BIM maturity.
6. Conclusion
BIM is an emerging field and as such, its maturation has yet to be fully understood. The
development and application of BIM maturity models provide useful references for
demystifying the maturation of BIM in a certain context. A comprehensive understanding of
BIM maturity and its measurement results are important for many strategies toward improved
use of BIM, such as the development of a standard means of practice, training arrangements,
and technology deployment.
This paper measures BIM maturity at the project, organisation, and industry levels within Hong
Kong’s construction context. The measurement results uncover the overall unbalanced BIM
development in Hong Kong in terms of technologies, processes, and protocols. Regarding the
BIM maturity at the project level, although more than half of the examined projects use BIM
with maturity ranging from Stage 0 to 1, some recent projects appear to approach Stage 2 BIM
maturity. At the organisation level, it was found that BIM has uniquely matured in different
construction organisations. An organisation that faces fewer obstacles in BIM implementation
and has developed its own BIM standards will likely achieve a higher BIM maturity stage.
Although this study focuses on Hong Kong, researchers and industrial practitioners can apply
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MBMM, following the procedures presented in this study, to measure BIM maturity in other
economies.
This study exhibits some limitations that should be addressed by future research. Firstly, the
assessment process employs rubrics that contain an inherent degree of subjectivity. Secondly,
most of the BIM implementation projects used in this study are collected from the Autodesk
BIM project database as the documented BIM implementation projects are relatively limited
so far. The increased availability of ‘effectively’ reported projects is expected to rectify this
dilemma. The authors, therefore, advocate the standardized reporting of BIM implementation
projects with a view to enabling more comprehensive BIM maturity measurement.
Acknowledgments
This work was supported by the Innovation and Technology Commission, Hong Kong
Government under Innovation and Technology Fund (ITT/003/18LP).
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Table 1 Summary of BIM maturity models
Model Strengths Weaknesses Applicability
Capability Maturity Model Simple structure; Low flexibility; Project
(CMM) Easy implementation. Limited scope;
Measurement results are highly
subjective;
BIM Maturity Index Easy implementation; Measurement results are highly Organisation
(BMI) Covering policy, process, subjective;
and technology aspects. Too vague and slack;
BIM Proficiency Matrix Simple structure; Measurement results are highly Project
(BPM) Easy implementation. subjective;
High flexibility. Limited scope to technical aspects
of BIM implementation;
BIM QuickScan Incorporating organisation Difficult to use; Organisation
and technology issues; Less reliable without consultant
Extensive scope. services.
Virtual Design and Results are more objective; Difficult to use; Project
Construction (VDC) High flexibility; Time and resources exhaustive.
Scorecard Extensive scope;
Providing benchmarking
system.
BIM Measurement Model Results are relatively Limited scope. Project
(BMM) reliable.
Multifunctional BIM Single, intuitive Measurement results are relatively Project;
Maturity Model (MBMM) presentation; subjective. Organisation;
Covering technology, Industry
process, and protocol
aspects.
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Table 2 Summary of BIM maturity Stages 0, 1, 2, 3 as defined in MBMM
Technology Process Protocol
Stage The rough model contains There is no data exchange or There is no interoperability, and no
0 inaccurate but indicative data. conduct of analytic work, and standards, responsibilities,
There is no data security or no IT no clear objectives or compensation, or requirements
infrastructure supporting the use management support for BIM related to BIM implementation.
of BIM. implementation.
Stage The model is slightly accurate BIM implementation only has The Industry Foundation Classes
1 with its data and elements a few objectives with limited (IFC) is used for interoperability.
meeting the basic requirements management support. Data and Operating and modeling process,
for BIM implementation. Both model exchanges are limited. compensation, and facility data are
hardware and software support not standardized. BIM
basic BIM systems, and data responsibility is specified for the
security is established within the BIM technical leader of the
BIM team of the organisation. organisation.
Stage The model is moderately Data and model can be IFC and Information Delivery
2 accurate with its data and exchanged within individual Manual (IDM) are used for
elements meeting the organisations through available interoperability of most of
organisation’s standards. Both web services, following their information. Operating and
hardware and software support own standards. BIM modeling process, compensation,
advanced BIM systems, and data implementation can have and facility data are standardized
security is established within the specific objectives with within the organisation. BIM
organisation. moderate management support. responsibility is specified for the
BIM team of the organisation.
Stage The model is completely accurate Data and model can be IFC and IDM are used for
3 with all its data and elements exchanged and accessed freely interoperability of all information.
meeting industry standards. Both through secured web service, Operating and modeling process,
hardware and software are following industry standards. compensation, and facility data are
available for continuous BIM implementation can have standardized within the industry.
updating, and data security is continuously-updated BIM responsibility is specified for
established within the industry. objectives with full the whole organisation.
management support.
20
Table 3 Maturity assessment results of BIM implementation projects
Project Name AAY ECY Technology Process Protocol Overall
1 Express Rail Link-West Kowloon 2010 2015 1.286 1.000 0.857 1.048
Terminus Building (Aedas)
2 Redevelopment of 2010 2012 0.714 1.143 0.286 0.714
Hennessy Centre (Gammon
Construction Limited)
3 Shatin to Central Link (Mass Transit 2010 2019 0.571 1.286 0.571 0.810
Railway Corporation)
4 Kai Tak Nullah Improvement Works at 2010 2012 0.571 0.571 0.143 0.428
Prince Edward Road East (Scott Wilson
Limited)
5 Innovation Tower, School of 2011 2012 0.857 1.500 0.571 0.976
DesignDevelopment, PolyU (Shui On
Construction Company Limited)
6 Commercial Development at 135-137 2011 2013 0.714 0.714 0.286 0.571
Hoi Bun Road (AECOM)
7 Development of a luxurious boutique 2011 2011 1.000 0.714 0.286 0.667
hotel (Henderson Land Development
Co. Ltd.)
8 Construction of Public Rental Housing 2012 2014 1.857 1.714 1.429 1.667
at Shatin Area 52 Phase 1 (Hong Kong
Housing Authority)
9 Express Rail Link – WestKowloon 2012 2015 0.571 1.429 0.857 0.952
Terminus Building (Mass Transit
Railway Corporation)
10 Blue Pool Road Residential 2012 2013 1.000 1.143 0.857 1.000
Development (Hang Lung Properties
Limited)
11 Commercial Development Project at 28 2012 2012 1.286 1.286 0.714 1.095
Hennessy Road (Hsin Chong
Construction Group Limited)
12 Hung Hom Station and Approach 2013 2018 1.143 1.000 0.429 0.857
Tunnels (Mass Transit Railway
Corporation)
13 The University Heights Redevelopment 2013 2017 0.857 0.857 0.714 0.810
(Chinachem Group)
14 EMAX Phase II (Hopewell Property 2013 2014 0.857 0.714 0.571 0.714
and Facility Management Limited)
15 Midfield Development Design 2013 2015 1.143 1.000 0.429 0.857
Consultancy Services (Mott
MacDonald and Arup)
16 Transformation of Revit Model to 2014 2014 2.000 2.143 1.571 1.905
Enable Civil 3D/GIS/Revit Integration
and Lighting Simulation and Rendering
(Hong Kong Housing Authority)
17 Re-provisioning of Harbor Road Sports 2014 2017 1.429 1.143 0.857 1.143
Centre and Wan Chai Swimming Pool
(Mass Transit Railway Corporation)
18 West Kowloon Reclamation Substation 2014 2016 1.517 1.428 1.000 1.333
(CLP Power Hong Kong Limited)
19 Proposed Office Development at 14-30 2014 2016 1.714 1.143 0.857 1.238
King Wah Road (Henderson Land
Development Co. Ltd.)
20 One Island East Tower (Gammon 2006* 2008 1.143 1.286 0.714 1.048
Construction Limited)
21 Cathay Pacific Cargo Terminal 2010* 2013 0.857 1.571 1.143 1.190
(Intelibuild)
21
Note: 1. AAY = award announcement year; ECY = expected completion year
2. In rows 20 and 21, “*” indicates the project commencement year instead of award announcement year
22
Fig. 2 Illustration of BIM maturity measurement by using MBMM
23
Fig. 3 BIM maturities of Projects A and B
24
Fig. 4 BIM maturities of Organisations C and D
25
Fig. 5 Scatter plot of industry-level BIM maturity in Hong Kong
26