The Reason of State - Giovanni Botero - 1589
The Reason of State - Giovanni Botero - 1589
The Reason of State - Giovanni Botero - 1589
BOTERO
The Reason of State
Niccolò Machiavelli’s seminal work, The Prince, argued that a ruler could
not govern morally and be successful. Giovanni Botero disputed this argu-
ment and proposed a system for the maintenance and expansion of a state
that remained moral in character. Founding an Antimachiavellian tradition
that aimed to refute Machiavelli in practice, Botero is an important figure in
early modern political thought, though he remains relatively unknown. His
most notable work, Della ragion di Stato, first popularized the term “reason
of state” and made a significant contribution to a major political debate of the
time – the perennial issue of the relationship between politics and morality –
and the book became a political “bestseller” in the late sixteenth and the sev-
enteenth centuries. This translation of the 1589 volume introduces Botero to
a wider Anglophone readership and extends this influential text to a modern
audience of students and scholars of political thought.
Robert Bireley, SJ, has frequently lectured on Machiavelli and the reac-
tion to him, and his The Counter-Reformation Prince: Anti-Machiavellianism
or Catholic Statecraft in Early Modern Europe (1990) identified a particu-
lar school of Antimachiavellian writers. Other books have dealt with early
modern Catholicism and the relationship between religion and politics in
the Thirty Years’ War. His biography, Ferdinand II, Counter-Reformation
Emperor, 1578–1637, appeared in 2014. He has been a fellow at the Insti-
tute for Advanced Study in Princeton and the National Humanities Cen-
ter in North Carolina, and has served as president of the American Catholic
Historical Association. He taught history at Loyola University Chicago for
forty-three years and is now retired.
CAMBRIDGE TEXTS IN THE
HISTORY OF POLITICAL THOUGHT
General Editor
Quentin Skinner
Barber Beaumont Professor of the Humanities, School of History,
Queen Mary University of London
Editorial Board
M ichael Cook
Professor of Near Eastern Studies, Princeton University
Gabriel Paquette
Professor of History, The Johns Hopkins University
Andrew Sartori
Professor of History, New York University
Hilde De Weerdt
Professor of Chinese History, Leiden University
For a list of titles published in the series, please see end of book
BOTERO
www.cambridge.org
Information on this title: www.cambridge.org/9781107141827
doi: 10.1017/9781316493953
C Robert Bireley 2017
BOTERO
The Reason of State
Niccolò Machiavelli’s seminal work, The Prince, argued that a ruler could
not govern morally and be successful. Giovanni Botero disputed this argu-
ment and proposed a system for the maintenance and expansion of a state
that remained moral in character. Founding an Antimachiavellian tradition
that aimed to refute Machiavelli in practice, Botero is an important figure in
early modern political thought, though he remains relatively unknown. His
most notable work, Della ragion di Stato, first popularized the term “reason
of state” and made a significant contribution to a major political debate of the
time – the perennial issue of the relationship between politics and morality –
and the book became a political “bestseller” in the late sixteenth and the sev-
enteenth centuries. This translation of the 1589 volume introduces Botero to
a wider Anglophone readership and extends this influential text to a modern
audience of students and scholars of political thought.
Robert Bireley, SJ, has frequently lectured on Machiavelli and the reac-
tion to him, and his The Counter-Reformation Prince: Anti-Machiavellianism
or Catholic Statecraft in Early Modern Europe (1990) identified a particu-
lar school of Antimachiavellian writers. Other books have dealt with early
modern Catholicism and the relationship between religion and politics in
the Thirty Years’ War. His biography, Ferdinand II, Counter-Reformation
Emperor, 1578–1637, appeared in 2014. He has been a fellow at the Insti-
tute for Advanced Study in Princeton and the National Humanities Cen-
ter in North Carolina, and has served as president of the American Catholic
Historical Association. He taught history at Loyola University Chicago for
forty-three years and is now retired.
CAMBRIDGE TEXTS IN THE
HISTORY OF POLITICAL THOUGHT
General Editor
Quentin Skinner
Barber Beaumont Professor of the Humanities, School of History,
Queen Mary University of London
Editorial Board
M ichael Cook
Professor of Near Eastern Studies, Princeton University
Gabriel Paquette
Professor of History, The Johns Hopkins University
Andrew Sartori
Professor of History, New York University
Hilde De Weerdt
Professor of Chinese History, Leiden University
For a list of titles published in the series, please see end of book
BOTERO
www.cambridge.org
Information on this title: www.cambridge.org/9781107141827
doi: 10.1017/9781316493953
C Robert Bireley 2017
BOTERO
The Reason of State
Niccolò Machiavelli’s seminal work, The Prince, argued that a ruler could
not govern morally and be successful. Giovanni Botero disputed this argu-
ment and proposed a system for the maintenance and expansion of a state
that remained moral in character. Founding an Antimachiavellian tradition
that aimed to refute Machiavelli in practice, Botero is an important figure in
early modern political thought, though he remains relatively unknown. His
most notable work, Della ragion di Stato, first popularized the term “reason
of state” and made a significant contribution to a major political debate of the
time – the perennial issue of the relationship between politics and morality –
and the book became a political “bestseller” in the late sixteenth and the sev-
enteenth centuries. This translation of the 1589 volume introduces Botero to
a wider Anglophone readership and extends this influential text to a modern
audience of students and scholars of political thought.
Robert Bireley, SJ, has frequently lectured on Machiavelli and the reac-
tion to him, and his The Counter-Reformation Prince: Anti-Machiavellianism
or Catholic Statecraft in Early Modern Europe (1990) identified a particu-
lar school of Antimachiavellian writers. Other books have dealt with early
modern Catholicism and the relationship between religion and politics in
the Thirty Years’ War. His biography, Ferdinand II, Counter-Reformation
Emperor, 1578–1637, appeared in 2014. He has been a fellow at the Insti-
tute for Advanced Study in Princeton and the National Humanities Cen-
ter in North Carolina, and has served as president of the American Catholic
Historical Association. He taught history at Loyola University Chicago for
forty-three years and is now retired.
CAMBRIDGE TEXTS IN THE
HISTORY OF POLITICAL THOUGHT
General Editor
Quentin Skinner
Barber Beaumont Professor of the Humanities, School of History,
Queen Mary University of London
Editorial Board
M ichael Cook
Professor of Near Eastern Studies, Princeton University
Gabriel Paquette
Professor of History, The Johns Hopkins University
Andrew Sartori
Professor of History, New York University
Hilde De Weerdt
Professor of Chinese History, Leiden University
For a list of titles published in the series, please see end of book
BOTERO
www.cambridge.org
Information on this title: www.cambridge.org/9781107141827
doi: 10.1017/9781316493953
C Robert Bireley 2017
BOTERO
The Reason of State
Niccolò Machiavelli’s seminal work, The Prince, argued that a ruler could
not govern morally and be successful. Giovanni Botero disputed this argu-
ment and proposed a system for the maintenance and expansion of a state
that remained moral in character. Founding an Antimachiavellian tradition
that aimed to refute Machiavelli in practice, Botero is an important figure in
early modern political thought, though he remains relatively unknown. His
most notable work, Della ragion di Stato, first popularized the term “reason
of state” and made a significant contribution to a major political debate of the
time – the perennial issue of the relationship between politics and morality –
and the book became a political “bestseller” in the late sixteenth and the sev-
enteenth centuries. This translation of the 1589 volume introduces Botero to
a wider Anglophone readership and extends this influential text to a modern
audience of students and scholars of political thought.
Robert Bireley, SJ, has frequently lectured on Machiavelli and the reac-
tion to him, and his The Counter-Reformation Prince: Anti-Machiavellianism
or Catholic Statecraft in Early Modern Europe (1990) identified a particu-
lar school of Antimachiavellian writers. Other books have dealt with early
modern Catholicism and the relationship between religion and politics in
the Thirty Years’ War. His biography, Ferdinand II, Counter-Reformation
Emperor, 1578–1637, appeared in 2014. He has been a fellow at the Insti-
tute for Advanced Study in Princeton and the National Humanities Cen-
ter in North Carolina, and has served as president of the American Catholic
Historical Association. He taught history at Loyola University Chicago for
forty-three years and is now retired.
CAMBRIDGE TEXTS IN THE
HISTORY OF POLITICAL THOUGHT
General Editor
Quentin Skinner
Barber Beaumont Professor of the Humanities, School of History,
Queen Mary University of London
Editorial Board
M ichael Cook
Professor of Near Eastern Studies, Princeton University
Gabriel Paquette
Professor of History, The Johns Hopkins University
Andrew Sartori
Professor of History, New York University
Hilde De Weerdt
Professor of Chinese History, Leiden University
For a list of titles published in the series, please see end of book
BOTERO
www.cambridge.org
Information on this title: www.cambridge.org/9781107141827
doi: 10.1017/9781316493953
C Robert Bireley 2017
Acknowledgements page xi
Further Reading xii
Abbreviations xiii
Introduction xiv
Dedication 1
Book One 4
1. What is Reason of State 4
2. Division of Dominions 5
3. Of Subjects 5
4. Of the Causes of the Ruin of States 6
5. Which is the Greater Work, to Expand or to Conserve
a State 7
6. Which States are More Lasting, the Large, the Small, or
the Middle-Sized 8
7. Whether United States or Dispersed Ones are More
Lasting 10
8. On the Ways to Conserve [a State] 13
9. How Great Must the Excellence of the Virtù of a
Prince Be 15
10. Of the Two Types of Excellence in the Virtù of a Prince 16
11. What are the Virtues that are Suited to Produce Love and
Reputation 17
v
Contents
12. Of Justice 18
13. Two Types of Royal Justice 19
14. Of the Justice of a King toward his Subjects 19
15. Of Justice between Subject and Subject 21
16. Of the Ministers of Justice 23
17. On the Retention of Magistrates in Office 26
18. Words of Caution regarding the Administration of Justice 28
19. On Liberality 30
20. On Freeing the Needy from Misery 30
21. The Promotion of Virtù 31
22. Words of Caution about Liberality 32
Book Two 34
1. Of Prudence 34
2. Of the Knowledge Suitable to Sharpen Prudence 34
3. Of History 36
4. Of the Knowledge of the Nature and Inclinations
of Subjects 38
5. Of the Location of a Country 38
6. Points about Prudence 41
7. Of Secrecy 47
8. Of Counsels 48
9. Of Not Introducing Novelties 50
10. Of Valor 51
11. Of the Ways to Preserve Reputation 52
12. Of those Princes who because of their Greatness or
Reputation have been Said to be Great or Wise 57
13. Of the Wise 60
14. Of the Virtues which Preserve the Aforementioned
Qualities 61
15. Of Religion 61
16. Of the Means to Propagate Religion 64
17. Of Temperance 67
Book Three 71
1. Of the Ways to Divert the People 71
2. Of Honorable and Great Enterprises 74
3. Of Enterprises of War 75
4. Whether it is Expedient for a Prince to Go to War
in Person 76
vi
Contents
Book Four 80
1. Of the Way to Avoid Rumblings and Rebellions 80
2. Of the Three Types of Persons who Make Up the City 80
3. Of the Great Ones 81
4. Of the Princes of the Blood 81
5. Of Feudal Barons 85
6. Of Those who are Great because of their Courage 86
7. Of the Poor 88
Book Five 92
1. Of Acquired Subjects, How they Ought to be Treated 92
2. Of Infidels and Heretics 96
3. Of the Refractory 97
4. How they Have to be Discouraged 98
5. Whether Letters Are or Are Not an Aid to Render Men
Brave under Arms 100
6. How to Weaken their Power 102
7. How to Weaken their Union 104
8. How to Take Away the Means of Uniting with Other
Peoples 107
Book Six 108
1. Of Security from Foreign Enemies 108
2. Of Fortresses 108
3. Of the Conditions of the Fortresses 109
4. Of Colonies 111
5. Of Garrisons 112
6. Of Keeping the Frontiers Deserted 113
7. Of Prevention 113
8. Of Maintaining Factions and Plots 115
9. Of Leagues with Neighbors 115
10. Of Eloquence 116
11. Of those Things that Have to be Done after the Enemy
has Entered the Country 117
12. Of Depriving the Enemy of Food Supply 117
13. Of Diversion 118
14. Of Agreement with Enemies 118
15. Of Seeking Protection and Submitting to Others 119
16. Of Standing Above the Fray while Neighbors are
at War 119
vii
Contents
viii
Contents
ix
Contents
x
Acknowledgements
I want to thank Professor Quentin Skinner and the other editors for
accepting my translation in the series Cambridge Texts in the His-
tory of Political Thought. I am also grateful to Professor Skinner,
Elizabeth Friend-Smith, Katherine Law, and Damian Love for seeing
this manuscript through the press.
Robert Bireley, SJ
xi
Further Reading
Baldini, A. Enzo, “L’Antimachiavélisme en Italie au début de la littérature de la
raison d’État,” in Alain Dierkens (ed.), L’Antimachiavélisme de la Renaissance
aux Lumières (Brussels, 1997).
“Aristotelismo e Platonismo nelle dispute romane,” in Baldini (ed.), Aris-
totelismo politico e ragion di stato: Atti del convegno internazionale di Torino
11–13 febbraio 1993 (Florence, 1995).
“Botero e la Francia,” in Baldini (ed.), Botero e la “ragion di stato”, 335–59.
(ed.), Botero e la “ragion di stato”: Atti del convegno in memoria di Luigi Firpo,
Torino 8–10 marzo 1990 (Florence, 1992).
Bireley, Robert, The Counter-Reformation Prince: Anti-Machiavellianism or
Catholic Statecraft in Early Modern Europe (Chapel Hill, NC, 1990).
“Scholasticism and Reason of State,” in A. Enzo Baldini (ed.), Aristotelismo
politico e ragion di stato: Atti del convegno internazionale di Torino 11–13 feb-
braio 1993 (Florence, 1995), 83–102.
Chabod, Federico, Giovanni Botero (Rome, 1934).
De Mattei, Rodolfo, Il problema della ragion di stato nell’età della Controriforma
(Milan and Naples, 1997).
Descendre, Romain, L’état du monde: Giovanni Botero entre raison d’État et
géopolitique (Geneva, 2009).
Firpo, Luigi, “Botero, Giovanni,” in Dizionario biografico degli Italiani, vol. xiii
(Rome, 1971), 352–62.
“Introduzione,” in Giovanni Botero, Della ragion di stato, ed. Firpo (Turin,
1948).
Meinecke, Friedrich, Machiavellism: The Doctrine of “raison d’État” and its Place
in Modern History, trans. Douglas Scott, introd. W. Stark (New York, 1965;
orig. 1924).
Senellart, Michel, Machiavélisme et raison d’État (Paris, 1989).
Skinner, Quentin, The Foundations of Modern Political Thought, 2 vols.
(Cambridge, 1978).
Viroli, Maurizio, From Politics to Reason of State: The Acquisition and Transforma-
tion of the Language of Politics (Cambridge, 1992).
xii
Abbreviations
xiii
Introduction
1
Friedrich Meinecke, Machiavellism: The Doctrine of “raison d’État” and its Place in Modern
History, trans. Douglas Scott, introd. W. Stark (New York, 1965; orig. 1924), 49.
xiv
Introduction
2
Rodolfo De Mattei, Il problema della “ragion di stato” nell’età della Contrariforma (Milan
and Naples, 1979), 65; see also among many others, André Stegman, L’héroisme cornélien:
Genèse et signification (Paris: 1968), vol. ii, 173–74.
3
Apollinare de’ Calderini, Discorsi sopra la ragion di stato del Signor Giovanni Botero (Milan,
1597), 64.
xv
Introduction
xvi
Introduction
in Palermo in Sicily, where his Jesuit uncle taught. The following year he
transferred to the Roman College and soon entered the Jesuit novitiate in
Rome. He continued his studies at the Roman College, where the future
theologian and cardinal Robert Bellarmine was a classmate. He was then
sent to teach rhetoric and philosophy at several small Jesuit colleges in
Italy and France. For much of 1568 and 1569 he was assigned to Paris,
and this opened his eyes to what he later considered the greatest city in
Christendom. But the young Jesuit suffered from moodiness and poor
health, and he had trouble settling down in the Society even after he was
ordained to the priesthood in 1572. In 1580, quietly and honorably, he
left the Society.
At this low point in his life, Carlo Borromeo, the saintly archbishop
of Milan, picked him up. Borromeo assigned him to a parish and then
brought him to Milan in 1582 as his secretary. The two years that he
served in this capacity before Borromeo’s death in 1584 left a strong
impression on him, and he published an account of the saint’s death
and burial that circulated widely. Botero now became closely associated
with the ruling dynasty of Savoy. In 1583 he had dedicated a small vol-
ume, On Kingly Wisdom, to Duke Charles Emmanuel. The duke now
sent him on a mission to Paris, probably to make contact with the recon-
stituted Catholic League or possibly with Henry III. There he remained
from February to December of 1585, during the height of the Religious
Wars which he experienced at first hand. The duke of Anjou died shortly
before his arrival, and so the Huguenot Henry of Navarre now stood next
in line for the throne. The Huguenots, the Catholic League, and the party
of Henry III faced off against one another. While in Paris Botero estab-
lished a close bond with the Savoyard ambassador to the court of France,
René de Lucinge, lord of Allymes, who had made a brilliant career in
the service of the duke of Savoy. Lucinge exercised considerable influ-
ence on him, especially in the direction of political realism. Botero was
to draw many examples from a volume that Lucinge was then writing, Of
the Birth, Extent, and Fall of States,4 that would be published in 1588. It
was also at this time that Botero first read Jean Bodin’s Six Books of the
Republic, from which he would subsequently draw material, especially
on the economy. When he returned to Italy, Botero had learned about
the difficulties of politics in the real world.
4
René de Lucinge, De la naissance, durée et chute des estats, ed. Michael J. Heath (Geneva,
1984).
xvii
Introduction
5
Torgil Magnuson, Rome in the Age of Bernini, vol. i: From the Election of Sixtus V to the
Death of Urban VIII (Stockholm and Atlantic Highlands, NJ, 1982), 16.
6
Alphonse Dupront, “D’un humanisme chrétien en Italie à la fin du XVIe siècle,” (1935) in
Dupront, Genèses des temps modernes: Rome, les réformes et le nouveau monde: Textes réunis et
présentés par Dominique Julia et Philippe Boutry (Paris, 2001), cited in Romain Descendre,
L’état du monde: Giovanni Botero entre raison d’État et géopolitique (Geneva, 2009), 35.
7
A new translation of Delle cause della grandezza e magnificenza delle città has recently
appeared: On the Causes of the Greatness and Magnificence of Cities, trans. and ed. Geof-
frey Symcox (Toronto, 2014).
xviii
Introduction
8
The first modern edition of The Universal Relations has just appeared: Le relazioni univer-
sali, ed. Blythe Alice Raviola, 2 vols. (Turin, 2015).
xix
Introduction
xx
Introduction
to adapt the church to the changing times but on a level different from
Botero and the Antimachiavellians.
The Florentine political tradition served as another major source for
Botero. First of all in this regard comes Machiavelli himself. Though
writing against “the Florentine chancellor,” he took over many of his
ideas and much of his vocabulary. Botero argued from historical exam-
ples much as did Machiavelli and Bodin, and he frequently called to the
bar the ancient writers, especially the Romans but also the Greeks, as
Renaissance writers were wont to do. Despite his assignment of Taci-
tus to a place alongside Machiavelli – Botero was in fact the first writer
to link the two – he cited Tacitus seventy-three times, while Livy,
the next in line, has fifty-six citations.9 No Scholastics were cited, nor
were any other Renaissance historians except Polydore Vergil, who was
cited once. But these figures are deceptive. Botero used many exam-
ples, historical and contemporary, as we have seen, drawing upon the
many sources available to him in Rome, including Muslim and Byzantine
ones, without naming them, and these were balanced more or less evenly
between the ancient world and more recent history, that is, the Renais-
sance and the sixteenth century. He also frequently alluded to medieval
events.
Botero’s use of the term “reason of state” was much more positive and
more general than the usage of most of his contemporaries. For many
of them it meant, as he himself noted with a certain vagueness, “those
things which cannot be reduced to an ordinary or common reason.”10
This was the case with Scipione Ammirato, for example, where reason
of state indicated the necessity to bypass, for the sake of the common
good, common practice or positive law but not natural or divine law.11
Others, like the satirical republican Traiano Boccalini in his Reports from
Parnassus (1612), considered it “a law useful to states but in everything
contrary to the laws of God and of men.”12
Botero was interested in the conservation, then the expansion of the
state; he had scarcely anything to say about its foundation. Certainly in
the Discourses, Machiavelli’s chief concern had been the preservation of
the state in a hostile environment and against the ravages of time. Botero
9
This figure applies to RS 1598.
10
RS, 1.1 (p. 4), see note 2. Botero added this in RS 1596 in response to criticism.
11
Discorso sopra C. Tacito (Florence, 1594), book 12, chap. 1 (pp. 228–42).
12
Ragguagli di Parnaso, book 2, ragguaglio (report) 87, p. 290.
xxi
Introduction
13 14
RS, 2.6 (p. 41); see also 8.14 (p. 149). RS, 1.5 (p. 7).
15
Cited in Geoffrey Parker, Europe in Crisis, 1598–1648 (Glasgow, 1979), 156.
16
Machivelli also at times included moral virtue in his concept of virtù.
xxii
Introduction
17
RS, 7.1 (p. 121) Botero uses the term “forze” in two different ways: sometimes it des-
ignates military resources and sometimes resources more generally. The same is true of
“gente”: sometimes it designates soldiers and at other times people or population. The
meaning has to be drawn from the context. Here it would seem to mean soldiers.
18 19
RS, 3.1 (p. 71). Ibid.
xxiii
Introduction
prince who fulfilled his obligation to provide for the common good would
enjoy his people’s support. Good government was good politics because
it helped secure reputation.
Botero elaborated on his concept of reputation in the Additions to the
Reason of State (Aggiunte alla ragion di stato), which was first published
separately in 1598 and often with later editions of The Reason of State. He
did not directly address its role in a ruler’s foreign relations, yet the rep-
utation or support that he enjoyed among his subjects clearly influenced
his international standing. Reputation now amounted to a composite of
love and fear that his subjects felt toward him; it was similar to the rever-
ence that was engendered by a holy person. It designated awe and wonder
elicited by the ruler’s virtù, which “have the quality of the lofty and the
admirable and elevate the prince above the earth and carry him beyond
the number of common men.”20 An element of mystery enshrouded the
prince which his subjects could not fathom.
Which was more important in reputation, Botero now asked, love or
fear? Siding with Machiavelli and in opposition to the tradition of the
“mirror of princes” tradition, with a certain sadness, he came down on
the side of fear. Given the world as it was, no government was more
unstable than one based on love. To satisfy all his subjects and unite
thousands in love of himself was a nearly impossible task for a prince.
Subjects murmured and longed for change. The subjection that followed
from fear was necessary. Moreover, it lay within his power for a prince to
create fear in his subjects, whereas to elicit love often exceeded his pow-
ers. But fear was a far cry from hatred, Botero warned, as had Machiavelli
and Aristotle long before him. Hatred as well as contempt quickly under-
mined government and had to be avoided at all costs.
Reputation had to be based on genuine virtue. Here his response to
Machiavelli led him into the favorite Baroque topic of the relationship
between appearance and reality. Feigned virtue would not long convince.
A prince simply could not counterfeit piety over a long period as Machi-
avelli recommended. Botero distinguished three types of reputation: nat-
ural, which actually corresponded to the virtù of the prince; artificial,
which resulted from conscious exaggeration of his virtù; and adventi-
tious, which exaggerated the prince’s reputation but was not caused by
a conscious attempt to do so. Neither of the second two would last, and
they could lead to trouble. The Venetians had executed the condottiere
20
Additions, Appendix D, 4 (pp. 223–24).
xxiv
Introduction
Carmagnola because he failed to win a battle that his reputation led them
to think that he should have won.
But a prince could and should polish his image. It was a fault if his rep-
utation fell short of what he deserved. A ruler might improve his stand-
ing by, for example, hiding his weaknesses or assigning unpopular duties
to others. A prince’s image was similar to a painting. Just as a painter
might exceed the limits of truth so long as he remained within those of
verisimilitude, so might the prince in fostering his image, wrote Botero,
drawing on contemporary art theory. But a reputation that endured had
to be rooted in reality; appearance was never enough.21
The prince gained the love of his subjects especially by justice and lib-
erality, the virtues “which are totally aimed to benefit [others].”22 Botero
discussed two forms of justice distinguished by Aristotle and usually
treated by the Scholastics: distributive, which dealt with the fair distri-
bution of honors and burdens in the state, and commutative, which pro-
tected the subjects from violence and fraud at the hands of one another.
They had to be present in those areas where the hand of government
most touched the lives of subjects, in the collection of taxes and the
administration of justice where the people desired above all fairness and
speed. Botero criticized the sale of offices: “this is nothing other than
to promote avarice rather than justice to tribunals,” he wrote.23 The
prince should pay judges well and prohibit them from accepting any gifts.
Botero praised the way the Chinese prepared their officials, and he lauded
the system of spies used by Cosimo de’ Medici, Grand Duke of Tuscany,
to check on his judges.
Liberality aimed at two goals, relief for the poor and patronage of the
arts. No work was more praised in Scripture than assistance of the unfor-
tunate, nor was there “anything more suited to and effective to win over
the minds of the populace and to bind them to their lord.”24 The good
and the useful were in harmony. The prince should demonstrate his con-
cern especially at times of natural disasters such as earthquakes. Here
Botero added the Machiavellian advice that at the time of such calami-
ties the ruler ought not permit any private person to become too promi-
nent in the aid effort since this easily led to a popularity with the people
that might prove threatening to the government. So the Gracchi brothers
had created a party in ancient Rome. Secondly, the ruler should exercise
21 22
Ibid., 4 (p. 223). RS, 1.11 (p. 17).
23 24
RS, 1.16 (p. 23). RS, 1.20 (p. 30).
xxv
Introduction
liberality by fostering the virtù of subjects, that is, their literary and artis-
tic abilities. The ruler ought to patronize the arts and sciences, as many
contemporary princes did, thus attaching prominent personalities to the
state. Nor did Botero fail to add the admonition that the prince should
not be so liberal with his gifts that he notably increased the tax burden
on the population, and so provoked discontent, a point also made by
Machiavelli.
Prudence and valor made up the leading components of virtù; they
were the source of reputation, “the two pillars on which every govern-
ment ought to rest,”25 he wrote at the start of Book Two. Prudence was
of the eye, corresponding to Machiavelli’s fox, valor of the hand, cor-
responding to Machiavelli’s lion. The overwhelming amount of space
given to prudence in The Reason of State indicated that the eye was more
important than the hand, and prudence soon became for the Antimachi-
avellians the cardinal virtue of the ruler or politician, combining moral
virtue with political skill as it had long done in the Aristotelian and
Thomistic traditions. Prudence was acquired above all by experience. A
major part of a prince’s or statesman’s education was the study of history,
for Botero as for Machiavelli. It was “the most vast theater that one can
imagine.”26 Botero then turned to an idea that he took from Bodin which
he elaborated much more fully in The Universal Relations. Peoples were
different. Geography and climate greatly affected their character. Those
who inhabited mountainous areas, for example, tended to be fierce and
wild, those who dwelt in valleys tended to be soft and even effeminate.
The ruler had to acquire an understanding of his own and other peoples.
So Botero began to think in terms of an individualized reason of state or
means to construct and maintain a state, adapted to the population and
situation of particular states. Thus he helped to prepare the way for fur-
ther thinking about reason of state in terms of the interests of particular
states.
Under prudence Botero then listed a number of precepts or maxims,
“headings of prudence (capi di prudenza),” that are impossible to sum-
marize but were of great importance for his political outlook. Many have
a Machiavellian ring and reveal a pessimistic vision of the world but they
never recommend clearly immoral actions. Reference has already been
made to the first of them, that interest always prevailed in the deliber-
ations of princes. The prince should never trust anyone whom he had
25 26
RS, 2.1 (p. 34). RS, 2.3 (p. 37).
xxvi
Introduction
offended or who felt himself to have been offended by him. The desire
for revenge remained latent and came to the surface when opportunity
beckoned. Botero urged princes not to go to war with powerful republics
unless victory was certain. “The love of liberty is so powerful and has
such roots in those who have enjoyed it for a while that to conquer it
and to extirpate it is nearly impossible, and the enterprises and counsels
of princes die with them but the designs and deliberations of free cities
are as it were immortal,”27 he wrote, sounding much like the republican
Machiavelli.
For Botero as for Machiavelli a sense of timing was fundamental in
politics. Philip II of Spain exemplified the prudent ruler who refused
to yield to the whim of chance or fortune. A prince had to know when
to act. “Nothing is of greater importance than a certain period of time
which is called opportunity (opportunità); it is nothing other than a com-
bination of circumstances that facilitates an endeavour that before or after
that point would be difficult.”28 As for Machiavelli, a ruler had to know
when to take advantage of the occasion (occasione), a term used else-
where by Botero in a similar context and divorced from any connection
with fortune. Botero warned also about sudden change, “because such
actions have something of the violent, and violence rarely succeeds and
never produces a lasting effect.”29 Especially at the start of his reign,
a prince ought to be slow to make changes. When they are necessary,
they ought to be made after the example of nature, which does not move
directly between summer and winter but passes through the intermedi-
ate phases of fall and spring. Charles Martel had demonstrated how to
do this by the way he prepared his son to succeed to the Carolingian
throne.
Fidelity to treaties and agreements belonged to prudence and was an
essential element in a ruler’s reputation. His outstanding example of this
was Alexander Farnese, duke of Parma, governor of the Netherlands, and
commander of Philip II’s army there from 1578 to 1592, who successfully
tamed the Dutch rebels and who seemed to serve, consciously or uncon-
sciously, as Botero’s counterpart to Cesare Borgia. A ruler ought not to
make promises that he could not keep; this also undermined confidence.
Elsewhere Botero insisted that a ruler had to remain faithful to the terms
on which another people had submitted to him. Any other way of pro-
ceeding would stir fears and cause trouble. It was counterproductive to
27 28 29
RS, 2.6 (p. 44). RS, 2.6 (p. 45). RS, 2.6 (p. 43).
xxvii
Introduction
build on any other basis than truth and fidelity to one’s word. But Botero
failed to supply any guidance regarding when newly perceived interests
might allow a ruler to abandon an agreement. The Scholastics had shown
flexibility in this regard.
Botero devoted much less space to valor or valore, the second source of
reputation. He sometimes used the term valore nearly as a synonym for
virtù, blurring the line between prudence and valor. More narrowly, valor
meant boldness or ardire. Together with prudence it brought forth “mar-
velous deeds.”30 Their common achievement was that they won subjects’
attention and harnessed their energies either by exciting their wonder
and awe at the prince’s undertakings or by keeping them occupied and
so preventing them from causing trouble. A prince ought never to risk a
venture that was not certain to result in success with honor nor undertake
projects of little importance that were unlikely to magnify his reputation.
Something “lofty and heroic” ought to characterize all his deeds.31 Two
types of deed were the military and the civil, with the former of greater
importance. The civil comprised building projects of grand scale or mar-
velous utility, like the aqueducts, bridges, and roads of the Romans or
the Propylaeum of Pericles in Athens. So Botero appeared to endorse the
construction projects of Sixtus V in Rome. One was the completion of
the aqueduct still called Acque Felice that channeled water to Rome from
20 kilometers east of the city, and another a new configuration of the
city’s streets.
Gradually, then, Botero’s perspective shifted from the magnificence
of the projects themselves to their ability to keep the people occupied; by
people he now meant principally the growing urban population and espe-
cially the urban poor who were by nature unstable and eager for change.
He envisaged the capital cities, first Rome, then Paris, Madrid, and others
where a restive population had to be controlled. Pope Sixtus’s building
program provided work for many in Rome. In one passage Botero showed
an uncharacteristic support for war. He seemed to endorse Machiavelli’s
traditional view that foreign war was useful to maintain peace at home,
and he explained the domestic peace enjoyed by Spaniards and Turks
partly by their engagement in foreign wars. For Christians there were
always the Turks, the traditional enemy against whom they could always
make war legitimately, as he was later to elaborate at the end of The Rea-
son of State. Botero considered the popular entertainments provided by
30 31
RS, 2.10 (p. 51). RS, 2.11 (p. 56).
xxviii
Introduction
the Medici in Florence suitable to distract the people. They should edu-
cate as well as entertain. Botero was highly critical of the contemporary
theatre, but he praised the ecclesiastical pageants staged by Carlo Bor-
romeo in Milan. “In short, it is necessary to do this in such a way that the
people have some occupation, pleasurable or useful, at home or abroad,
that engages them and so keeps them from impertinent actions and evil
thoughts.”32
Botero subsequently divided the population into three groups: the
nobles or the wealthy (grandi, opulenti), the middling sort (mezani), and
the poor (poveri, miseri). He quickly dismissed the middling sort as a
peaceful lot who posed no threat and turned to the other two who did. We
have already seen recommendations for handling the urban poor. At this
point he anticipated his program for economic development by show-
ing that the poor needed to be provided opportunities in agriculture and
in the crafts so that they would have a stake in the state. Among the
nobles three groups could be dangerous: princes of the blood, great feu-
dal lords, and those who stood out by their valor. Botero was concerned
about the threat to the prince from the overmighty subject, a threat that
the wars in France had led him to realize. The prince ought not to create
offices with excessive authority and should suppress existing ones like
the Great Constable of France. Rulers should avoid granting offices in
perpetuity like the governorships in France, so that incumbents could be
removed. There should be a clear distinction between members of the
king’s council who possessed no jurisdiction and officers with jurisdic-
tion such as governors, generals, and captains of major fortresses. Fer-
dinand the Catholic, Botero remarked, never appointed the general who
conquered a province to be its governor.
The last pair of virtues that constituted virtù was temperance and reli-
gion, upholding the others and so preserving the state. They were needed
in the people as well as in the prince. Religion was the mother of virtues,
temperance the wet-nurse. For Botero religion was valuable because of
the divine aid that it won for the state and for the virtues that it fos-
tered in the subjects, especially obedience. Like Machiavelli, he played
up the importance attached to religion by the Romans, who undertook
no campaign without first consulting the augurs and seeking the favour
of the gods. Like the Carolingians and the Capetians before them, the
32
RS, 3.3. This citation does not appear in the 1589 edition; it was added in RS 1596; see
the Firpo edition of 1948, p. 153.
xxix
Introduction
33
RS, 2.16 (p. 64).
xxx
Introduction
34
RS, 2.17 (p. 70).
xxxi
Introduction
when it became clear that they would not convert and intended to oppose
the new arrangements. But it should be noted that the governmental
measures that he proposed were not aimed directly at conversion but
at the prevention of rebellion. Botero first suggested ways to undermine
the spirit of recalcitrants, for example by denying them the use of the
horse, as the Turks did the Christians, or by requiring them to wear dis-
tinctive dress. Secondly, the prince was to close off their sources of men
and money. Then he should prohibit them from bearing arms and hold-
ing fortified places, and assess special taxes. The Turks seized Christian
youths to serve in the Janissaries; Christian rulers might have to do the
same. Lastly, one should sow dissension among dissidents, sever their
contacts with foreigners, keep out preachers and subversive publications,
and in extreme cases one might have to relocate populations as the Assyr-
ians did with the Jews. Significantly, Botero did not cite as an example in
this context the expulsions of the Jews and Moors from Spain.
But, inevitably, troubles would break out. Once he took up the topic of
actual rebellion, Botero approached the position of Bodin and the French
politiques and showed an aversion to civil war that he undoubtedly owed
to his experience in France. If rebellion could be quickly suppressed by
force, this should be done, the more quietly the better. The part of pru-
dence was to know when to take a hard line and when to yield. Botero
made several suggestions about how to manage a mob. One was simply
to dissimulate, that is, to pretend not to notice a provocation; another
was to let the mob exhaust its energy for lack of leadership. But if it
appeared that this and other measures would not work, it was usually
better to yield in part or in full before actual hostilities began. In this way
the prince retained the affection of his subjects if not his reputation, and
even his reputation if he could make it appear that he was freely making
concessions. Once civil war broke out, it was unusually difficult to end it
without compromises, he wrote, again with the French experience prob-
ably in mind. Better to make concessions at the start, Botero seemed to
imply. He was not prepared to wage a war for the suppression of heresy.
The sum of wisdom was to resist beginnings. Trouble could usually be
foreseen well ahead of time; it rarely started with a full-scale rebellion.
The chief topics of Book Six were security and foreign policy. Here
Botero argued that the methods for expanding the state were fundamen-
tally the same as for preserving it. The distinction between preserving
a state and expanding it was a nominal one. Botero made it, it seems,
to show that the Christian ruler of a mid-sized state could enlarge his
xxxii
Introduction
35
RS, 7.3 (p. 124, note 10).
36
RS, 7.3. This citation from Dio Cassius, Roman History, 66.2 was only added in later
editions; see Della ragion di stato, ed. Luigi Firpo (Turin, 1948), 225.
xxxiii
Introduction
carried out as it was in the German cities where the citizens assessed
the value of their own property.
Even more important than treasure was a large population; it was
both the cause and the result of the state’s wealth. The ruler should
actively encourage agriculture and industry. Agriculture was the basis
for all demographic growth; first one had to feed the people. The prince
should encourage the development of the “infrastructure,” for exam-
ple with irrigation and drainage projects as the Romans had done. But
industry was still more vital than agriculture. It supported more peo-
ple – according to Botero two-thirds of the Italian cities lived by the silk
and wool industries – and produced more wealth. Botero marveled at
the ability and ingenuity of human beings. Look what they did with the
excrement of worms. Neither Italy, nor the Netherlands, nor France pos-
sessed extensive natural resources, yet they were the wealthiest areas of
Europe. Foreign trade also enriched a state. In The Reason of State Botero
said little about it, but in On the Causes of the Greatness and Magnificence
of Cities in a lyrical passage he praised God who had created the vari-
ous peoples dependent on one another for various goods in order to lead
them to mutual love and union.
In his discussion of military power Botero took up many of the topics
raised by Machiavelli. When writing of discipline, he stressed the need
for rewards and punishments. His vision of human nature led him to see
punishments as more important than rewards. In war if the prince did
not reward, he would not be loved; if he did not punish, he would not
be obeyed, and nothing was worse than that. Like Machiavelli, he con-
tended that soldiers fought best under necessity (necessità) which height-
ened valor and virtù. Botero agreed with Machiavelli that a ruler ought
to draw his soldiers from his own subjects because this promoted his
independence, but he had nothing against the use of foreigners in a sec-
ondary capacity. Subsequently, and somewhat inconsistently, he noted
that recent experience had shown that the most effective armies of the
day were multinational ones because the different nations strove to have
the honor of the victory. So he set aside Machiavelli’s view that similarity
of language and culture was necessary for the unity and esprit of any army
and recognized what one observer had called the Noah’s ark of contem-
porary armies, perhaps with a view to Parma’s army in the Netherlands.
A general had to convince his troops that they were fighting in a just
cause; this greatly added to their effectiveness. Botero did not address
directly Machiavelli’s criticism of Christian soldiers, but he certainly had
xxxiv
Introduction
The Text
The basis for this translation is the edition of the original version of
The Reason of State, Della ragion di stato, published in Venice in 1589,
edited with an introduction by Chiara Continisio (Rome, 1997; repr.
2009). There were three further editions overseen by Botero himself, in
1590, 1596, and 1598. Most of the additions were further examples or
Latin citations. All the significant additions I have included either in the
footnotes or in the appendices, and I have also noted significant dele-
tions in the footnotes. I have been greatly helped by the edition of the
37
See Appendix C.
38
It is noteworthy that both these calls to war were expressed in chapters added to the
original composition.
xxxv
Introduction
1598 text, Della ragion di stato di Giovanni Botero con tre libri delle Cause
della grandezza delle città, due Aggiunte e un Discorso sulla popolazione di
Roma, edited by Luigi Firpo (Turin, 1948), and two translations: The
Reason of State, translated by P.J. and D.P. Waley with an introduction
by D.P. Waley, and containing also Robert Peterson’s 1606 translation of
The Greatness of Cities (London, 1956); and the recent excellent French
translation, De la raison d’État (1589–1598) par Giovanni Botero, trans-
lated and edited by Pierre Benedittini and Romain Descendre, with an
introduction by Romain Descendre (Paris, 2014). I have drawn exten-
sively on the notes from this edition.
Botero uses the word virtù in three senses: to designate “virtue” in the
traditional moral sense, to designate talent or skill along with virtue, and
to designate talent or skill alone. I translate the first sense with “virtue”;
for the other two I leave the Italian “virtù.”
xxxvi
THE REASON OF STATE
Dedication
1
Some editions have different dedicatees, for example RS 1596 is dedicated to Philip
Emmanuel, Prince of Piedmont, and RS 1598 to Federico Quinzio, Royal Fiscal for His
Catholic Majesty in the State of Milan.
2
Tiberius restored the lex majestatis aimed at crimes of lèse-majesté. But contrary to ancient
practice, where the law looked to actions against the majesty of the Roman people, Tiberius
following Augustus applied it to protect his own reputation; see Tacitus, Annals, I.72.2–4.
He applied it “atrociously” according to Suetonius, The Twelve Caesars, “Tiberius,” 58.
1
Dedication
Romans if C. Cassius had not been the last of the Romans.3 So have I been
greatly astonished that such an impious author and such wicked, tyran-
nical means are so esteemed as to be held, as it were, as the norm and the
pattern of the way that states ought to be administered and governed. But
that which arouses in me wonder as much as contempt is to see accred-
ited such a barbarous style of government that is so shamelessly opposed
to the law of God to the point of saying that some things are licit by
reason of state and others by conscience. One cannot say anything more
irrational nor impious because whoever withdraws from the sphere of
conscience its universal jurisdiction over all that transpires among men,
in public as well as in private matters, demonstrates that he has neither
soul nor God. If all animals have a natural instinct that inclines them to
what is useful and holds them back from what is harmful, should the
light of reason and the dictates of conscience given to man to know how
to discern the good and the evil, be blind in public affairs and defective
in matters of importance? Induced by I do not know whether contempt
or zeal, I have often had a mind to write of the corruption introduced by
these two men into the government and counsels of princes which has
given rise to all the scandals in the Church of God and to all the disor-
der in Christendom. But after considering that a treatise on corruption
would have no credit or authority unless I first showed the true and royal
way that a prince ought to follow in order to become great and to govern
his people successfully, I have put off the first project to another time,
to outline at least the second in this book of the reason of state which
I send to your most Illustrious Lordship.4 The noise of the court and
the obligations of service (plus my limited ability) make it so that I do
not dare to say that I have described it even in part much less to have
embodied it. But desirous that it pass through the hands of men with
some greater distinction than it has received from me, I have boldly pre-
sumed to honor it with the most eminent name of Your Most Illustrious
Lordship. (Not to speak of the antiquity of Your most extensive House,
adorned as it has been at all times by ecclesiastical and secular titles, by
the singular valor of His Lordship your father in military campaigns,5 by
3
Cassius along with Brutus led the plot against Julius Caesar in 44 bce.
4
In some editions, from “But after … to another time” has been omitted and replaced by
“whence I have been prompted to outline at least a few things in these books of the Reason
of State.” See Giovanni Botero, Della ragion di stato, ed. Chiaro Continisio (Rome, 1997),
4, n. 2 and xxvi–xxvii.
5
Hans Werner von Raitenau was a military man in the service of the Habsburgs.
2
Dedication
6
Cardinal Mark Sittich von Hohenems (Marco Sittico d’Altemps), 1533–95, was a nephew
of Pius IV and son of Clara de’ Medici, sister of the pope.
3
Book One
4
Of Subjects
2 Division of Dominions
Dominions are of many types: ancient, new, poor, rich, and of other sim-
ilar qualities, but coming more to our point, we say that some dominions
possess superior power, others do not, some are natural, others acquired.
We call natural those of which we are masters by the will of the sub-
jects, either expressly as happens in the election of the king of Poland,
or tacitly as is the case with legitimate succession in a state, and the suc-
cession is either clearly lawful or doubtful. By acquired we mean those
that are obtained by purchase or the equivalent or by arms; by arms they
are acquired either by sheer force or by agreement; agreement is either at
the discretion of the conqueror or by treaty.3 Furthermore, some domin-
ions are small, others large, some middle-sized, and of these some are not
absolutely such but in comparison to and with respect to those border-
ing them; so that a small dominion is such that it cannot exist by itself
but needs the protection and support of another, as is the case with the
Republic of Ragusa or Lucca; middle-sized is that which has the forces
and sufficient authority to maintain itself without needing the support of
another, as is the case with the dominion of the Venetian lords, the king-
dom of Bohemia, the duchy of Milan, and the county of Flanders. We call
those states large which have a notable advantage over their neighbors,
such as the Turkish Empire and the Catholic King. Beyond this, some
dominions are unified, others are not. We call those unified whose mem-
bers are continuous and who touch one another, we call those dispersed
whose members do not form a continuous body and are not of one piece
as was the empire of the Genoese when they governed Famagusta4 and
the Ptolemais,5 Faglie Vecchie,6 Pera,7 and Caffa,8 or of the Portuguese
with their states in Ethiopia, Arabia, India, and Brazil, and that of the
Catholic King.
3 Of Subjects
The subjects, without which dominion cannot exist, are by nature settled
or transient, peaceful or warlike, dedicated to trade or to the military, of
3
The following is added in RS 1590 and later editions: “And their state is so much the worse
as the resistance to the acquisition was greater.”
4
On the island of Cyprus.
5 6
The town of St.-Jean-d’Acre, now Acre on the Israeli coast. Not known.
7
A Genoese colony opposite Constantinople, today Galata.
8
A Genoese colony in the Crimea, today Theodosie.
5
Of the Causes of the Ruin of States
our faith or of some other sect; and if of another sect, completely infidel,
or Jewish or schismatics or heretics; and if heretics, Lutheran, Calvinists,
or of some other form of impiety.9 In addition, they are all subjects of
one type with the same law and form of subjection, or with different
ones, as the Aragonese and the Castilians in Spain, the Burgundians and
the Bretons in France.
9
Added here in RS 1590 and subsequently: “And they ought to be held for more evil to the
degree that they are of a more distant sect and further from the truth.”
10
Tyrant of Syracuse, 405–367 bce.
6
Which is the Greater Work, to Expand or Conserve?
7
Which States are More Lasting
Sparta,13 having added to the royal office the senate or council of ephors,
responded to his wife who accused him of having weakened his rule that
“it would be greater the more stable and firm that it was.” But how
does it come about (someone will ask) that those who acquire are con-
sidered greater than those who conserve? Because the results of him who
increases his rule are more evident and more popular, make for a greater
din and excitement, have more visibility and novelty of which people
are beyond measure fond and desirous, so that it happens that military
enterprises produce more delight and amazement than the arts of conser-
vation and peace which, inasmuch as they have less turmoil and novelty,
require more judgment and sense from him who maintains them. And so
if rivers of great length are more noble than torrents, nevertheless many
more people stop to admire a dangerous torrent than a tranquil river, so
he is more admired who acquires than he who conserves.
13 14
From the late eighth to the early seventh century bce. 1 Timothy 6:10.
8
Which States are More Lasting
with large bodies but little spirit, as experience makes evident. Sparta,
so long as it remained within the borders prescribed by Lycurgus, flour-
ished beyond all the other Greek cities in substance and in reputation.
But when it expanded its imperium and subjugated the cities of Greece
and the kingdoms of Asia, it then declined in such a way that the city,
which before Agesilaus15 had never seen the smoke nor even the forces
of the enemy, after defeating the Athenians and despoiling Asia saw its
citizens flee before the Thebans, a vile people and of no account, and
hasten back to their own delightful environs and commit every crime
under their own walls. The Romans after conquering the Carthaginians
remained in fear of the Numantines for fourteen years. After conquering
so many kings and subjugating so many provinces to their rule, they were
torn to pieces by Viriatus in Spain16 and by the banished Sertorius17 in
Lusitania, and by Spartacus in Italy; and they were besieged from every
side and starved out by pirates.
Courage opens the way through difficulties to greatness but, once
arrived there, it is immediately smothered by riches, weakened by culi-
nary delights, deadened by sensual pleasures. It holds up through the
wildest tempests and most dangerous storms on the high seas but it per-
ishes and suffers shipwreck in port. Benevolent thoughts, high-minded
intentions, honorable enterprises cease and in their place ascend pride,
arrogance, ambition, the avarice of magistrates, and the insolence of the
mob. No longer do captains find favor but buffoons, not soldiers but char-
latans, not the truth but flattery. No longer is virtue esteemed but riches,
not justice but bribes. Simplicity yields to deceit and goodness to malice,
so that as the state grows the foundations of its strength are undermined,
and as iron generates rust which eats it away and ripe fruit of itself pro-
duces worms which spoil it, so great states produce certain vices which
little by little or sometimes at one stroke lay them low or give them as
prey to their enemies. So much suffices for great states.
The middle-sized states are the most lasting because neither by great
weakness are they vulnerable to violence nor by their great size are they
exposed to the envy of others, and because their riches and power are
moderate, their passions are also less vehement and ambition does not
receive the same encouragement, nor does licentiousness find such stim-
uli as in the great states. The suspicion of neighbors holds them in check,
15
Agesilaus II was king of Sparta from roughly 400 to 360 bce.
16
A rebel in Spain, 149–141 bce.
17
Sertorius, a Roman general during the civil wars, 121–72 bce.
9
United States or Dispersed Ones More Lasting
and if tempers fly and stir up trouble, they also quiet down and are eas-
ily calmed. Rome exemplifies this. There so long as it was a middle-
sized state, few revolts lasted and at the sound of foreign wars they grew
quiet and in every way subsided without bloodshed, but after the great-
ness of their empire opened the field for ambition and factions took root
while enemies were lacking, and the wars and spoils of Numidia and the
Cimbrians18 fell to Marius, of Greece and Mithridates to Sulla, of Spain
and Asia to Pompey, and of Gaul to Caesar, and they acquired a fol-
lowing and reputation and the means to maintain it, then war was no
longer conducted with stools and chairs as in past rebellions but with fire
and sword, and the struggles and wars ended only with the defeat of the
contrary factions and of the Empire itself. So we see that some middle-
sized powers have endured much longer than the largest ones. This is
the case of Sparta and Carthage, and above all of Venice whose mid-sized
dominion has been more stable and steady than any other. But even if
middling size is more suitable for the endurance of a state than expan-
sion, mid-sized states nevertheless do not long endure because princes
are not satisfied and want to advance from a mid-sized to a great and even
to the greatest state. So surpassing the limits of mid-size they expand
beyond secure boundaries, as happened with the Venetians who wanting
to encompass so much more than a mid-size state required, in the cam-
paign against Pisa took on a huge debt without turning a profit19 and
in the league against Ludovico Sforza20 came close to causing their own
ruin. But should a prince realize the limits of a mid-sized state and be
satisfied with them, his rule should long endure.
18
The Cimbrians were a Germanic tribe that migrated from the Jutland Peninsula and
fought the Romans from 113 to 101 bce.
19
From 1496 to 1499, Venice took Pisa under its protection against Florence.
20
At the end of 1498 Venice allied with the king of France against Ludovico il Moro, duke
of Milan, until the duke fell from power in 1500.
21
This is the title of the chapter as given by Botero. But one also might entitle it “Whether
compact or composite states are more lasting.” On the concept of the “composite state,”
see J.H. Elliott, “A Europe of Composite Monarchies,” Past and Present, 137 (1992): 47–
71, and the ensuing literature.
10
United States or Dispersed Ones More Lasting
22
Changed to “Syrian” in later editions.This is probably an allusion to Alexander Severus,
emperor from 222–235 ce, who was born in Caesarea of Lebanon (BD, 77, n. 1).
23
These were all generals of the late Roman Empire.
11
United States or Dispersed Ones More Lasting
12
On the Ways to Conserve [a State]
because the lack of unity interrupts the course of disorders and the dis-
tance among locations reduces the speed of their spread, and time always
favors a legitimate prince and justice, and because it rarely happens that
external causes bring about the ruin of a state which has not first become
internally corrupt. Nulla enim quamvis minima natio potest ab adversari
perdelere, nisi propriis simultatibus se iosa consumperit (For not even the least
element can be destroyed by enemies unless it has first been undermined
by its own enmities) says Vegetius.24
I do not consider less secure nor enduring dispersed states under the
following two conditions that unite them, in this case the kingdom of
Spain. First of all, the states that belong to this crown have sufficient
forces that they are not alarmed by every movement of arms by their
neighbors, as is attested by Milan and Flanders, which have been threat-
ened so many times in vain by the French, and so also Naples and Sicily.
Furthermore, even if the parts are distant from one another, one ought
not in fact to consider them dispersed because, beyond the fact that the
funds of which that crown has an abundance are available to all, they are
united by the sea. There is no state that is so far that it cannot provide
assistance, apart from Flanders due to the opposition of England, and
the Catalans, the Biscayans, the Galicians, and the Portuguese so excel
as mariners that one can truly say that they are masters of seamanship.
Now the naval forces that these peoples have at hand create an imperium
that otherwise seems disunited with its parts cut off from one another.
But it ought to be considered united and as it were continuous, so much
the more now that Portugal is united with Castile. These two nations, the
former extending from the west toward the east and the latter toward the
west, meet in the Philippine Islands and throughout such a grand tour
touch upon islands, kingdoms, and ports at their command because they
belong to their empire or to friendly princes, clients, or allies.
24
Cf. Concerning Military Matters (De re militari), 3, 10.
13
On the Ways to Conserve [a State]
prince, and this we call an uprising or a rebellion. Now one avoids each
of these through the use of those arts which gain for the prince love and
reputation from his subjects because just as natural things are preserved
by the same means whereby they were generated, so the causes of the
preservation and foundation of states are the same. Now, in those first
centuries there is no doubt that men set out to create kings and to give
the principality and government of themselves to others, moved by the
affection that they bore to them and by the highest esteem (which we call
reputation) that they had for their valor; these two features, it is necessary
to say, maintain the subjects in obedience and in peace. But what has the
greater influence in the election of a king, reputation or love? Without a
doubt it is reputation which leads people to give the government of the
republic to others, not to please or show favor to them but for the good
and the welfare of the community. So it follows that they elect not the
more gracious and more friendly candidates but those in whom they rec-
ognize valor and virtù. So the Romans in perilous times entrusted their
campaigns not to young and charming favorites but to mature person-
ages of much experience: to the Manlii, the Papiri, the Fabii, the Decii,
the Camilli, the Pauli, the Scipioni, the Marii. Camillus, hated and so
banned from Rome, was in time of danger recalled and made dictator.
M. Livius was many times scorned and condemned by the people and
so for a long time, because of the ignominy and dishonor he received, he
avoided the eyes of his fellow citizens; but in a time of extreme danger to
the republic, he was created consul and then general against the brother
of Hannibal, while all those were passed over who with every type of
ambition sought to acquire the love and favor of the people. Reputation
called L. Paulus to the Macedonian campaign, Marius to the Cimbrian,
Pompey to the campaign against Mithridates. Reputation also gave to
Vespasian, to Trajan, and to Theodosius the Empire in Rome, to Pepin
and to Hugh Capet the kingdom of France, and to Godfrey and others
that of Jerusalem.
But what is the difference between love and reputation? Both are based
on virtù, but love is content with a mediocre virtù while reputation is
obtained only through excellence. When the goodness and perfection of
a man exceed the ordinary and arrive at a certain eminent level, how-
ever much he may be beloved inasmuch as he is good, nevertheless his
lovability remains surpassed as it were by his excellence which brings
him not so much love as esteem. And if this esteem is rooted in religion
and piety, it is called reverence; if in the political and military arts, it is
14
How Great Must the Excellence of the Virtù of a Prince
called reputation. If those things that are suited to make a prince beloved
in the manner of his government are also suitable to make him esteemed,
they will always possess a certain divine excellence. What is more beloved
than justice? The excellence of Camillus’s justice when he sent back that
schoolmaster who had brought his students before him obtained for him
such a reputation that it enabled him to open the gates of the Falerii
when arms had not been able to do so.25 Similarly Fabricius, when he
returned to King Pyrrhus the doctor who had betrayed him, this so filled
the king with wonder and amazement that he set aside thoughts of war
and turned completely to negotiations for peace.26 What is more beloved
than honesty? Nonetheless, that outstanding action of P. Scipio when he
returned that most beautiful young woman untouched to her husband,
did not make him so much beloved as admirable, and it gained him such
esteem and reputation with all that the Spaniards held him to be nearly a
god descended from heaven.27
25
Camillus, 446–365 bce, Roman general and statesman. When an enemy schoolteacher
offered to Camillus a number of boys to be held as hostages by the Romans, Camillus sent
them back to the enemy camp. See Machiavelli, Discourses, 3.20.
26
See Machiavelli, Discourses, 3.20.
27
By the laws of war at the time, Scipio might have kept her for himself. See Machiavelli,
Discourses, 3.20.
28
Lucan, On the Civil War (Pharsalia), 1.125.
15
Two Types of Excellence in the Virtù of a Prince
elevate the spirit and the intelligence and which reveal a certain grandeur
almost heavenly and divine, and that make a man truly superior and bet-
ter than the others, because (as Livy says) Vinculum fidei est melioribus
parere (The bond of loyalty is to obey one’s betters)29 and Dionysius,
Aeterna naturae legis est, ut inferiores praestantioribus pareant (It is received
as the eternal law of nature that inferiors obey those more excellent)30
and Aristotle states that natural reason dictates that those who surpass
others in intelligence and judgment should be princes,31 and he says that
nobles are to be honored because nobility is a certain virtue of family and
blood and that it is likely that good men are born of good men and better
men of better men;32 for this reason tyrants fear good men more than evil
ones and the large-hearted more than the cowardly because tyrants being
unworthy and incapable of the rank assigned to virtue, with reason fear
those who are deserving and worthy of it.
29
Livy, History of Rome, 22.13. The citation is used in a sense a little different than in Livy
(BD, 83, n. 3).
30
Cf. Dionysius of Halicarnassus, Roman Antiquities, 1.5.
31 32
Aristotle, Politics, 3.13 (1284b), 3.17 (1288a), 7.3 (1325b). Cf. ibid., 3.13 (1283b).
33
Monotheletism was a heresy that asserted that there was only one will in Christ. It was
condemned at the Third Council of Constantinople in 680–81.
34
Sancho III (c. 1134–58), king of Castile.
16
Virtues Suited to Produce Love and Reputation
as it were another Titus in Spain and was called “the Desired” as Titus
had been called the “World’s Beloved,” both of whom lived and reigned
only a short time, Alfonso VIII, James, king of Aragon, Ferdinand III,
Ferdinand called the Catholic.
Among the supreme pontiffs of the most eminent virtù were, after St.
Silvester, Julius I, Damasus, Innocent I, Leo the Great, Pelagius, Gre-
gory I, and after him Boniface IV, Vitalianus, Adeodatus, Leo II, Conon
who because of the sanctity of his life was called “the Angelic,” Con-
stantine, Gregory II and III, Zacharias I, Stephen II, Adrian I, Leo III,
Pascal I, Eugene II, called the pope of the poor, Leo IV, Benedict III
made pope against his will, Nicholas I made pontiff in his absence and
also against his will, Adrian II, John IV, Leo IX who, chosen by Emperor
Henry, entered Rome as a private person and was there elected canon-
ically by the people, Nicholas II, Alexander II elected in his absence,
Gregory VIII35 who restored the liberty of the church and the authority
of the Apostolic See after it had been persecuted by the emperors, Urban
II, author of that heroic expedition against the infidels, Pascal II, elected
against his will, Gelasius II, Callistus II, Anastasius IV, Alexander III, of
indomitable constancy against the schismatics and Emperor Frederick,
Clement III, and Clement IV who did not want to agree that his nephew
hold more than one prebend, Nicholas III called “the serene” because of
the integrity of his life and the moderation of his habits,36 Nicholas V
elected against his will.
35 36
An error for Gregory VII. Probably an error for Nicholas IV (BD, 85, n. 4).
37
This is corrected in RS 1590 to read “some more for reputation than love, and others, to
the contrary, more for love than reputation” (BD, 86, n. 1).
17
Of Justice
12 Of Justice
Now, the first way to benefit subjects is to preserve and to assure to each
his own through justice, in which consists without a doubt the basis for
peace and the establishment of concord among peoples. Christ Our Lord
when instituting his Church as the best republic as it were, unified and
fashioned it with charity, which is of such force and virtue that there jus-
tice is not necessary where it flourishes and reigns, because charity not
only regulates the hand but unites the hearts, and where such a union is
found, neither wrong nor injustice nor the occasion for justice is possible.
But because men are ordinarily not perfect and charity regularly grows
cold, it is necessary, to keep order in the city and to maintain peace and
quiet in the community, that justice plant its roots there and make laws.
Not even assassins and thieves are able to live together without some
shadow of an excellent virtue; and the ancient poets said that not even
Jupiter could rule the peoples suitably without the assistance of justice,
and Plato entitled his books on politics On Justice. There is nothing more
appropriate for a king than to render justice. So Demetrius, king of the
Macedonians, after telling a woman who demanded justice that he did
not have time to do so, received that memorable reply, “Then give up
being king.”38 And there is no doubt that the first kings were created by
the people for the administration of justice; the princes of the Jews, whom
the kings succeeded, demanded to be called judges. And from the begin-
ning all the cities of Greece (as Dionysius writes) were under the kings
who decided disputes and rendered justice according to the laws.39 So
Homer called kings ministers of justice.40 But when kings limited in their
authority began to act as absolute and to abuse their authority, a large part
of Greece changed its form of rule and government. But because in some
cases the magistrates did not maintain the clear laws of the land nor were
these adequate to uphold the reputation of the magistrates, they returned
to a royal authority but under another name. The Thessalians called the
38
Botero here confuses Demetrius with Philip of Macedon; see Plutarch, Sayings of Kings
and Commanders, “Philip,” 32.
39 40
Dionysius of Halicarnassus, Roman Antiquities, 5.74. Iliad, 1.238–39.
18
Of the Justice of a King toward his Subjects
41
Polydore Vergil, Historiae Anglicae libri XXVII (Basel, 1555), ed. Dana F. Sutton (The
Philological Museum, 2010), www.philological.bham.ac.uk/polverg (accessed April 17,
2015), 8.8.
19
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Of the Justice of a King toward his Subjects
blood of his vassals), because there is nothing that more afflicts and more
torments the people than to see their prince throw away needlessly the
money that they with such labor and hardship provided him for the sup-
port of his grandeur and the maintenance of the republic. And because
vanity has neither limit nor measure, it follows that he who spends need-
lessly falls into disorder and hardship, and in order to escape it, turns
to fraud, iniquity, and assassination of the innocent. So Caligula, hav-
ing in one year gone through sixty-seven million scudi which Emperor
Tiberius had over many years with inestimable diligence accumulated,
and lacking any measure to his expenditures, resorted to robbery and
every sort of cruelty. Solomon spent a good part of the one hundred and
twenty million left him by his father on the construction of palaces and
parks, on feasts and incredible pomp. Even if he did not find himself
reduced to necessity, he burdened his kingdom with so many taxes that,
unable to bear them any longer, the greater portion of the population
rebelled under his son Roboam.
It also belongs to this type of justice to distribute rewards and hon-
ors proportionately, balancing burdens with benefits and easing charges
with recognition. Where labors and services are recognized and rewarded
virtue takes root and valor flourishes because everyone desires and seeks
comfort and reputation (the lower classes more comfort, the upper
classes more reputation), and they seek these by the means which they
see to be valued by the prince, with virtue if he is pleased with it, with
adulation if he is vain, with ceremony if he is pompous, with money if he
is avaricious. But nothing is more harmful to a king than to assign titles
and offices on the basis of favor rather than merit because, beyond the
fact that this is an affront to virtue, the outstanding men, seeing that the
unworthy are preferred, abandon his service and frequently obedience to
him too, and the people who are governed by such men see themselves
as little valued and revolt against the prince himself because of hatred
of his minister, and if the prince wants to support him, he himself loses
credit and reputation and brings himself into a labyrinth from which he
can emerge only with difficulty. And there is no other way to conserve his
reputation than to assign magistracies and offices to competent and wor-
thy persons. No less dangerous is the invidious distribution of his favor
because as soon as a disproportionate grace comes to light, envy works in
such a way in the souls of the common people and contempt in those of
the high-minded that they begin to think about abandoning him. They
will not hesitate to oppose the king by bringing down the favorite, as
20
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Of Justice between Subject and Subject
21
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Of Justice between Subject and Subject
of underground mines destroy concord and peace. If the prince will put
a stop to such abuses he will gain incredibly the love and affection of the
people. Louis XII of France was called “father” by the people for the
care he took and the solicitude he showed to help them and to defend
them from oppression by the nobles. But there is no matter to which
the prince ought to pay more attention than usury, because it is noth-
ing other than larceny, or even worse. The usurer was condemned by the
ancients, as Cato wrote, to pay quadruple if he took more than twelve per
cent, the robber only to pay double.45 This plague often caused disor-
der and greatly endangered the republic of Athens and the city of Rome
because of the extreme misery usurers created for both peoples, and the
kings of France have more than once been compelled to expel the Ital-
ian bankers. And how does it help the prince if he does not burden his
vassals immoderately but allows them to be ruined by the avarice of the
usurers who without working nor contributing any benefit to the repub-
lic consume the wealth of individuals? So much for individuals. Usury
also destroys the public treasury and ruins the public income. Customs
and taxes create adequate income when real commerce flows, entering
and exiting your states and as it passes through paying tribute at seaports
and river crossings, at city gates and other suitable locations. Now com-
merce is not able to flow properly if money is not invested in it. And who
does not know that those who want to grow rich through usury give up
trade because one cannot engage in it without risking one’s wealth and
without exertion of body and mind, and with a piece of paper selling
partly time and partly the use of money, draw interest from money and
so enrich themselves without effort? They are like certain wasps who
without exerting themselves or being of any use, invade a nest of bees
and devour the fruit of their industry and labor. So in this way, since
everyone prefers to earn without effort, the town squares are necessarily
deserted, the arts are abandoned, commerce is interrupted because the
artisan abandons his shop, the peasant his plow, the nobleman sells his
inheritance and changes it into money, and the merchant, whose calling
requires him to travel untiringly from one country to another, remains
at home. Inasmuch as the cities lose whatever they have that is beau-
tiful and good, taxes decline, customs produce no income, and the trea-
sury is depleted, and the people, reduced to extreme misery and despera-
tion, desire a change in the state. So Asia twice went over to Mithridates
45
Cato the Elder, De agricultura, preface, 1.
22
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Of the Ministers of Justice
with a great slaughter of the Romans because with their infinite usury
the Romans had destroyed their wealth in the manner of Harpies.46 In
Athens Solon gained praise for ending or at least moderating usury, as
did Lucullus in Asia, and Caesar in Spain. The riches of a prince depend
upon the wealth of individuals. Their wealth consists in their posses-
sions and in the real exchange of the fruits of the earth and of indus-
try, in imports and exports, shipping from one place to another either
within a kingdom or from other countries. The usurer not only does
none of these things but, fraudulently taking in money for himself, takes
from others the means of doing business. We have in Italy two flourish-
ing republics, Venice and Genoa. Of these two Venice is way ahead of
Genoa both in its government and in its greatness. If we seek the reason
for this, we will find it to be the case because the Venetians, engaging
in commerce, become moderately rich as individuals but infinitely so in
common whereas the Genoese, active in banking, have increased private
wealth beyond measure but have greatly impoverished public revenues.
46
Asia here is the Roman province of Asia Minor.
47
Deuteronomy 16:19, Ecclesiastes 20:31.
23
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Of the Ministers of Justice
offices sold at a higher price retail what they had purchased at a lower
price wholesale. Aristotle criticized the laws of Lycurgus because they
provided that a magistracy had to be sought by the one who was judged
worthy of it rather than assigned to one deserving of it even though he did
not want it.48 What would he have said if he had seen it given to the one
who bought it? Polybius preferred the Romans to the Carthaginians. In
Carthage one obtained honors openly through gifts; this was considered
a capital crime in Rome. The two republics recognized virtue differently,
and so the qualities necessary and the means used to obtain rewards dif-
fered greatly in them.49
But because I said that practical knowledge is sought in officials, I do
not want to fail to say that the kings of China assign magistracies accord-
ing to a particular order, first to beginners at the lowest rank and then
gradually to those of higher rank, so that after gathering experience at
the first level they rise to a higher one. With us these processes are estab-
lished not by laws but through the diligence that ought to be employed in
the election of magistrates. A wise prince will be able through different
means to acquire knowledge of the competence and integrity of the per-
sons that he wants to promote for the administration of justice and the
government of the people. Among these means are evaluations by wor-
thy men because the judgment of a person without passion or interest
cannot go wrong. The illustrious actions and as it were heroic bravery
of someone amount to a powerful argument because such deeds result
from outstanding virtù and demand that a man not do anything unwor-
thy of the reputation that he has acquired. Knowledge of past conduct in
grave matters also helps because on the basis of past actions one can draw
highly probable conclusions about the future. It helps to have modesty
and moderation of spirit, which are revealed by a consistency of life; from
a well-composed spirit one can expect only well-regulated actions. Lib-
erality and beneficence help; one who is generous and kind will not easily
be led to act unjustly toward another. A weighty argument is public opin-
ion and reputation because it rarely deceives, and it leads to office more
than virtue, reputation, and standing. So the Spartans in choosing their
officials put a few men in a room near the place where the people were
assembled. Then in an order determined by lot they called out the names
of the candidates, and then they listened with attentive ears to the app-
lause and approval that each elicited. They then chose the candidate
48 49
Politics, 2.9 (1271a), 12–13. The Histories, 6.56.
24
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Of the Ministers of Justice
who in this way was understood to enjoy the greatest regard and rep-
utation of the multitude, because it rarely happens that he who receives
the approval of the common opinion of men is not truly that for which he
is taken to be. Here it should be noted that the poor provide a much more
trustworthy testimony of the virtues of persons than the rich because the
rich are motivated by ambition and design, the poor more by respect for
virtue and zeal for the common good. On this point it occurs to me that
a Japanese named Bernardo happened to be in Rome at the time of the
creation of Pope Marcello50 and was then walking through the city at the
precise time of his election. Immediately he said that it had been a good
choice. When asked how he knew this, he replied, “Because the poor cel-
ebrate and rejoice.” Age is also a factor as in many other matters, because
the vehemence of their passions renders young men incapable of govern-
ing others because he who does not govern himself will not be able to
rule others well. Ancient legislators allowed only rich citizens to become
magistrates because they thought that the poor and needy would only
be able to refrain from extortion with difficulty; but this is a matter
of little importance. It is necessary that interior virtue and conscience
restrain the spirit and the hand; otherwise there will be no effective rem-
edy because, if avarice takes root in the soul, it will transport the rich
man much further beyond limits than the poor man, because if the latter
wants to grow rich, the former will do everything to become very rich,
and if necessity induces the poor man to some improper action, cupidity,
the root of all evil, will induce the rich man to something much worse.
Of greater consideration is whether a judge or other official ought to
be a native of the country or a foreigner. Foreign judges were brought
into Italy in Florence, in Lucca, and in Genoa, and in several other cities
of Italy, to deal with the factions of these peoples, divided as they were
in Guelph and Ghibelline. Two foreign judges were elected for Florence
to remove the mistrust and dissatisfaction that usually arose over judg-
ments between the parties after the city had recovered its liberty fol-
lowing the death of Frederick II,51 and the factions and civil wars had
been reduced to a degree. They adjudicated the differences among the
citizens. One was called captain of the people and the other podestà.52 The
50
Pope Marcello II reigned only from April 9 to May 1, 1555, when he died.
51
December 13, 1250.
52
In reality the institution of the podestà had existed for a long time in Florence; only the
captain of the people was introduced after the death of Frederick. Both offices had political
and military as well as judicial functions (BD, 97, n. 4).
25
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On the Retention of Magistrates in Office
26
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On the Retention of Magistrates in Office
us move on. The Romans were restrained by the fear of being accused
themselves because in that city, so full of ambitious rivalry, there was
no one so powerful that he did not have an adversary who sought every
opportunity to bring him down and humble him. Not only did private
feuds come to light but public wrongs also were avenged. A few severe
prosecutions of those who act unjustly suffice because the punishment of
one deters thousands of others. Cambyses, king of the Assyrians,53 hav-
ing found a judge named Sisami to be at fault, had him skinned alive, and
he covered with his skin the seat of judgment on which he had wanted
his son to sit and hold court. Of what importance do we believe was
this severe and almost cruel example in making others restrain them-
selves? Some princes make use of syndics or visitors as they are called,
but there is great danger of corruption in this remedy. So Cosimo, Grand
Duke of Tuscany,54 made use of several secret spies who, happening to
be present on various occasions as persons beyond suspicion, informed
him of everything that they had heard about the actions of his officials.
This method appears to me to be better than syndics because one syndic
is easily corrupted and two without great difficulty; many are a financial
burden to the prince and to the people. Not so with spies. They are not
known, and they do not wish to be known, and because they are not able
to reconcile their reports, they are not able to deceive the prince, and they
cost little. Some princes visit their states themselves, listening to the com-
plaints of the people, learning about the progress of the ministers, and,
finally, reviewing everything that has been done. This Trajan undertook
more than any other emperor, visiting nearly the whole Roman Empire.
Aritperto, king of the Lombards,55 celebrated for his exercise of justice,
was accustomed to travel about in disguise and cleverly to spy out what-
ever was spoken ill of him or his ministers. And in truth it is necessary
that princes either hear or see for themselves what is going on, because
all the other methods are more or less corruptible as well as the officials
themselves. The ways to deceive a prince who makes use only of the eyes
and ears of others, and the tricks to get him to take black for white are so
great that it is not humanly possible to defend himself from all of them.
A gentleman with great practical experience of courts told me that for a
king to understand the truth of things it would be necessary for him to
53
Cambyses, the son of Cyrus the Great, ruled from 530–522 bce.
54
Duke of Florence 1537–69, Grand Duke of Tuscany 1569–74.
55
Aritperto reigned from 653–61.
27
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Caution regarding the Administration of Justice
56
Botero is here dealing with the classical moral issue of equity or epikeia; he disagrees with
Thomas Aquinas, Summa theologiae, 2.2, q. 120, ad 3, who seems to allow the practice of
epikeia to other than the ruler.
28
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Caution regarding the Administration of Justice
57 58
1 Samuel 15:9 and 1 Kings 20:34. 1547–57.
59
Suetonius, Twelve Caesars, “Titus,” 8.14.
29
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On Freeing the Needy from Misery
laws are infinite but this would be of little import if subtlety of mind had
not found so many at least apparent contradictions, so many diverse and
contrary interpretations, and finally, so many ways to obscure the truth
and call into question the certain, so that the administration of justice has
never been in a worse state. There is nothing worse than the multitude
of doctors who continually write and who, even if they always show little
judgment, add to the number. He wins not who speaks better but who
cites the most. And still the truth ought not to be found by authority but
by reason, nor by the number of opinions but by the force of the proofs.
19 On Liberality
One also does good by liberality, and this in two ways: one is to free the
needy from misery, the other to promote virtù.
60
Robert the Pious, king of France (r. 996–1031).
61
Saint Louis reigned from 1226–70.
62
Duke of Savoy and Piedmont (r. 1440–65), called “the Generous.”
30
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The Promotion of Virtù
other pastime than to feed the hungry, clothe the naked, and provide aid
to whomever had need of it? And if liberality always becomes a prince, yet
is it of greater efficacy through the effect of which we speak at times of
public calamities when hunger or want or plague or earthquake or fires or
floods or the scourges of enemies or war or any other such event afflicts or
torments them. Titus, who was an example of a most friendly prince and
for this reason was called “the delight of mankind,” in times of plague or
other disasters showed not only the care of a prince but the affection of a
father toward the afflicted, consoling them with letters and helping them
effectively in every way that he could. And if the disasters are so great
that little can be done to help them, he at least ought to demonstrate
sympathy, as Caesar Augustus did after the slaughter of Varus’s army
in Germany, and as the king of the Jews did in the attack on Jerusalem
when there was extreme hunger. He put on sackcloth in order to pla-
cate God’s anger and to show that he shared the distress of his people.
Indeed, public disasters provide the appropriate situation and the best
occasion that a prince can encounter to win over the souls and hearts of
his subjects. At that time it is necessary to sow seeds of benevolence and
to plant love in the hearts of subjects which will grow and return with
interest of one hundred per cent. This he ought to do so much the more
promptly the more that his rank and his office require it, because the
need of a private person can be met by an individual but the disaster of a
community requires the remedy from its prince. Besides, it is not expe-
dient that when a private individual wants clearly to provide a remedy,
he allows him to become involved, because it does not contribute to its
security when a community becomes so indebted to a private man. The
Romans knew this when they killed Cassius, Manlius Capitolinus, and
the one and then the other Gracchus because they created a bond with
the Roman people that was not proper for a private citizen partly through
their generous distribution of grain during a time of famine and partly
with laws that benefited the multitude. It is highly effective to encourage
love for a prince if he gives up something himself in order not to burden
or cause hardship for the people.
31
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Words of Caution about Liberality
persons who merit it, fosters talent, supports the arts, allows the sciences
to flourish, and adds luster to religion which is the supreme ornament
and splendor of states and binds the people closer to their prince. Out-
standing men, in letters or in other areas, are as it were leaders of the mul-
titude that depends on their judgment; they remain indebted to the king
because of the favor and benefits they receive from him, and they bind the
rest to him. So all outstanding princes have fostered outstanding talent as
well as virtue. Alexander wanted never to be portrayed except by Apelles
nor sculpted except by Lysippus. Even though he favored all artists, Cae-
sar Augustus did not much like that his name be celebrated except in a
serious way by outstanding persons, and he commanded the presidents
of the provinces not to permit that his name be used in the competitions
among poets and other writers so that it not be degraded. Theodosius,
in order to promote the sciences and liberal studies, founded, as some
claim, the studium of Bologna, and increased the number of professors
and stipends at the school of Rome. Emperor Justinian, although not only
unlearned but illiterate, showed prudence when he greatly fostered let-
ters and the liberal arts. Charlemagne, king of France, was unique in this
respect. Besides an infinite number of Latin and Greek schools that he
founded throughout his realm, he founded the universities of Paris and
Pavia, restored that of Bologna, worked to discover outstanding talent,
praised the arts, stimulated virtù so that during his time learning and
morals flourished marvelously. With the arts no less than through his
military valor he gained for himself the title “the Great.” Emperor Con-
stantine Ducas,63 although with no knowledge of letters, favored enthu-
siastically the sciences and learned men, and he was accustomed to say
that he would desire to be ennobled rather for his learning than for his
imperial title. Although still a youth, Otto III earned the admiration of
the whole world by the favor that he showed to letters and to the lettered.
63
Emperor of the East (r. 1059–67).
32
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Words of Caution about Liberality
every other means to obtain his favor and secure rewards which although
they are owed only to virtù, are given more readily for everything else.
Because his predecessor had badly misused the public income and funds,
Emperor Basil the Macedonian64 sent into exile those who had received
money from him as a gift until they made restitution. The second caution
is that he not give immoderately because this cannot last long before the
prince extends his hand where he ought not to do so, turning to robbery
and becoming a tyrannical king. In fourteen years Nero gave away more
than fifty million scudi but, in order to give to his flatterers and other
similar types, he assassinated good men, ruined the rich and the honor-
able in order to enrich the rascals and the worthless. Galba revoked all
the gifts bestowed by him.
Finally, one ought not to give at once all that one intends to give but to
do so little by little, so that he who receives is bound to the giver by the
hope of receiving more. But he who receives all at once withdraws and is
satisfied with this, so that as a gentle rain waters and sinks further into the
earth, so liberality exercised with measure and reason is more effective
for eliciting and preserving the good will of him who is benefited.
64
Basil I, emperor of the East (r. 867–86).
33
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Book Two
1 Of Prudence
We now come to those things that lead to reputation; they are principally
two: prudence and valor. These are the two pillars on which every gov-
ernment ought to rest. Prudence serves the prince as his eye, valor as his
hand. Without the former, he would be as a blind man, without the latter
he would be powerless. Prudence aids counsel and valor power. The for-
mer commands, the latter executes; the former perceives the difficulties
of an enterprise, the latter overcomes them; the former draws up a plan,
the latter puts it into effect; the former refines the judgment, the latter
emboldens the heart of great personages.
1
Concerning Military Matters, 1, Proemium.
34
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Of the Knowledge Suitable to Sharpen Prudence
2
Anaxagoras.
35
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Of History
action. And among the other means to achieve outstanding success, one
is to have near him persons scarce in every profession: mathematicians,
philosophers, captains, soldiers, outstanding orators from whom at table
and elsewhere he is able to learn in a few words what is learned in the
schools in many months. Let him put to these men questions for discus-
sion while walking, riding, and on every other occasion. Let him keep
them on their toes in such a way that they come into his presence pre-
pared and with a desire to converse about notable and rare happenings.
Spending time with them that others spend with jesters he will acquire
notably superior knowledge that will be of the greatest moment for the
perfection of his intellect and the governance of his people. Who was ever
more occupied with perpetual projects than Alexander the Great and
Julius Caesar? They never abandoned the study of the sciences, and they
never took less account of the pen than of the sword. Who was busier than
Charlemagne? But he never lacked time to listen to men outstanding in
doctrine in whom he took great pleasure. And no less so Charles the Wise
of France of whose favor for the literati and the study of Sacred Scripture
one cannot say enough. And so also of Alfonso X, king of Castile,3 who,
besides his other studies, claimed that while attending to his other duties
he had read the whole of the Sacred Scriptures with commentaries forty
times; and Alfonso I of Naples,4 than whom no king ever faced more dif-
ficulties, was accustomed to say that an illiterate prince was a crowned
ass, and, with the value that he placed in letters, filled his court and his
whole kingdom with men outstanding in every profession, as did Francis
I the kingdom of France. Trajan, emperor of such great fame, was not
ashamed to ask Plutarch to write out for him instructions on how to gov-
ern the Empire in a praiseworthy manner and with authority, adding that
he would be highly pleased if he illustrated his instructions with exam-
ples.5
3 Of History
But there is nothing more necessary for the perfection of prudence and
for the administration of the republic than experience, mother of the
3
Alfonso the Wise, king of Castile and León (r. 1252–84).
4
Alfonso I of Aragon reigned in Naples 1442–58.
5
Institutio Traiani, attributed to Plutarch; it was integrated into the text of John of Salis-
bury’s Policraticus of the twelfth century, a work on which Botero drew extensively for this
chapter (BD, 117, n. 1).
36
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Of History
37
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Of the Location of a Country
9
Ferdinand Francis d’Avalos, called Ferrante (1489–1525), marquis of Pescara, husband of
Vittoria Colonna, general in chief of the imperial army under Charles V.
10
Botero turns here to an old topic (see Ptolemy of Lucca and his continuation of Thomas
Aquinas’s De regimine principum) which comes to the fore again in Machiavelli (The Prince,
dedication and chap. 5) and in Jean Bodin (Les six livres de la république, edn. of 1583, 4.7
and 5.1), the knowledge of the nature or character of individual peoples. The theory of
climate is important here; it postulates an interdependence of geographical zones, the
customs of peoples, and their forms of government (BD, 119, n. 2).
11
Botero may refer here to Aristotle, Rhetoric, 2.12–17.
38
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Of the Location of a Country
universe. The peoples who have been placed between the north and the
south and between the hot and the cold are better qualified than the oth-
ers because they are endowed in mind and spirit and most suited to rule
and to govern. So we see that the great empires have been placed in the
hands of such people, the Assyrians, Medes, Persians, Mongols, Turks,
Romans, French, Spanish. The northern peoples, but not those at the
extreme north, are spirited but without guile; on the other hand south-
erners are astute but lack boldness. The northerners have bodies similar
to their souls, that is, they are tall, heavy, and full of blood and vigor; on
the contrary the southerners are thin and dry and more suited to flight
than to resistance. The former have a simple, genuine spirit, the latter
are secretive and cunning in their ways. The former have much of the
lion in them, the latter much of the fox. The northerners are slow and
consistent in their actions, the southerners are impetuous and frivolous;
the northerners merry and subject to Bacchus, the southerners melan-
cholic and subject to Venus. Those in the middle then, sharing in the
extremes, have modest and moderate ways, are not astute but prudent,
not ferocious but brave. So the northerners rely on power, and they gov-
ern themselves either as a republic or an elective monarchy as do today
the Transylvanians, the Poles, the Danes, and the Swedes. And even if
now the southern peoples live for the most part in hereditary principal-
ities, this is not because their nature is such that they prefer absolute
monarchy but because monarchy is of such excellence that it transforms
all other forms of government into itself. But yet we see that even if the
French live under a king, they desire that he be peaceful, friendly, and
of such a manner that he be as their brother or at least, as they say, their
cousin. The Scots have had up to the present a hundred and six kings,
nearly an incredible number, more than half of whom they have mur-
dered. It is known how many civil wars the English have had, how many
variations of government, how many changes of kings! The southerners,
much given over to speculation, often govern themselves in part through
religion and superstition; there astrology was born; there magic has its
origins; there priests, gymnosophists,12 Brahmins, magicians are held in
esteem. The Empire of the Saracens, based completely on the vanity of a
highly foolish superstition and a most brutal law, which they think came
down from heaven, had its origins in Arabia. The Sharif, after deceiving
12
“Naked philosophers,” a name given in the West to Indian holy men given over to asceti-
cism and contemplation.
39
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Of the Location of a Country
the people in the dress of a pilgrim or hermit, not long ago had himself
made king of Morocco and Fez,13 and the Great Negus, whom we call
Prester John,14 obtained as it were adoration from his followers because
he shows them nothing else of himself but his foot. We see then that
of the heresies that have afflicted the church of God those born more
toward the south have had more of the speculative and the subtle; on the
other hand, those of the north more of the physical and the coarse. To
the south some have denied the divinity, some the humanity, others the
plurality of wills in Christ, others the procession of the Holy Spirit from
the Word and other such things. To the north they are not so concerned
about things high and sublime; they have denied fasts and vigils, pen-
itence and all the practices that prevent the increase of blood of which
they have an abundance, the celibacy of priests, and other such things
which, even if they deeply conform to reason and the Gospel, are repul-
sive to flesh and to the senses which largely hold them in sway. They deny
the authority of the Vicar of Christ because, being of a large heart, they
love liberty immoderately; and as they govern themselves temporally in a
republic or under a king who depends upon their election and their will,
so they would want a spiritual government of this type. And as the north-
ern captains and soldiers make use of force in war more than artifice, so
their ministers in disputes with Catholics rely more on curses than on
reason.
But the peoples in the middle as they are located between north and
south, govern themselves in a moderate manner, that is, with justice and
reason. So they have established laws, created constitutions, and mas-
tered the arts of peace and war. The peoples living in the extremes of
north and south, in the excess of cold and heat, show much more of the
brutish than others, and the one and the other are small of body and
poorly dressed because the former are at home in the cold and the latter
suffocated by the heat. In the one there is an abundance of phlegm which
dulls them, in the other melancholy which nearly turns them into beasts.
And that which I have said of the peoples on this side of the equinox
13
The Sharif claimed to be a descendant of Ali, cousin and son-in-law of Muhammad, and
the fourth caliph of the Arabs; in 1549 a Moroccan family claimed this descent, took
the throne, founded the prosperous dynasty of the Sadiana, and expelled the Portuguese
(Waley, 39, note).
14
The Great Negus was the king of Ethiopia or Abyssinia; by this time he was identified
with the mythical Nestorian Christian, Prester John, who was thought to be a ruler first
in Asia and then in Africa.
40
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Points about Prudence
should also be said of those in the same distance from it on the other
side.
Those to the east are easy-going by nature and tractable, beautiful and
stately persons; those to the west more proud and reserved. The peoples
located to the east and to the south, such as the Tuscans and Genoese,
possess a subtle mind and shrewd ways; on the other hand, those who
look to the west and to the north possess a more open and simple soul.
The inhabitants of lands subject to unpredictable and vehement winds
have restless and turbulent habits, those who inhabit quiet and tranquil
places take on the natural air with gentleness and consistency of manners.
Mountain-dwellers tend to the fierce and the wild, valley-dwellers to the
effeminate and the soft. In barren countries industry and diligence flour-
ish, in fertile lands leisure and refinement. Maritime peoples through
their considerable contact and dealings with foreigners show themselves
to be shrewd and wise and successful in their business dealings; on the
other hand, those who live inland are sincere, loyal, and easily contented.
41
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Points about Prudence
the case when imperceptible vapors gradually give birth to storms and
horrible tempests.17
Do not undertake many enterprises of importance at the same time
because he who undertakes much holds on to little.
Establish yourself well in acquired territories and do not attempt any-
thing else before you have firmly secured your position; so it is the part
of a wise king not to embark on a new enterprise in the first years of his
reign. For this reason Ariosto, intending to praise King Francis, inad-
vertently charged him with imprudence when he said that he began the
campaign in Lombardy “the first year of his happy reign when the crown
was not yet firmly fixed on his head.”18 Ladislaus, son of Charles III,
king of Naples,19 not having yet established himself firmly in the pater-
nal kingdom, went off to take possession of the kingdom of Hungary to
which he had been summoned. But scarcely arrived in Zara he received
the news that the Hungarians, having changed their mind, had placed
Sigismund, king of Bohemia, on the throne, and that the barons of his
own kingdom had revolted.20
It is the part of a wise man sometimes to yield to the weather and to
avoid severe storms because there is no better way to take shelter against
an overwhelming storm than to lower the sails. In this respect Philip,
king of the Macedonians, was excellent. When at the start of his reign
he saw an infinite number of enemies coming at him, he chose to come
to terms with the more powerful at cost to himself, and he made war
on the weaker ones. So he bolstered the spirit of his own people and
demonstrated courage to his enemies. The Venetians when they were
attacked by Louis, king of Hungary, and his allies wisely yielded and so
secured their own position,21 but not wanting to yield in the war made
17
RS 1598 adds: “Do not think in your deliberations that it is possible to avoid all disdvan-
tages because just as it is impossible that in this world something be generated without
the corruption of something else, so to every good act is joined some evil. Habet aliquid
ex iniquo omne magnum exemplum; quod contra singulos utilitate publica rependitur (There is
an element of evil in every exemplary punishment imposed on individuals for the public
good).” Tacitus, Annals, 14.44.4.
18
Francis I of France invaded Italy in the first year of his reign, 1515.
19
Ladislaus reigned 1386–1414.
20
RS 1598 adds: “Do not clash with those more powerful nor carry on several wars at the
same time because ne Hercules quidem contra duos (not even Hercules [could prevail] against
two) [reported of Socrates by Plato in the Phaedo, 89c.]. The Romans kept their eyes
carefully on this as have the Turks. Dissimulate injuries from the more powerful and
offenses that cannot be punished.”
21
1357–58. This alludes to the Peace of Zadar in 1358.
42
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Points about Prudence
against them by Louis XII, king of France, they were on the point of
losing everything.22
There is nothing more unworthy of a prudent prince than to entrust
himself to the decision of fortune and chance; in this Tiberius Caesar was
most firm. Immotum adversum eos sermones fixumque Tiberio fuit non omit-
tere caput rerum, neque se in casum dare (Notwithstanding these remon-
strances, it was the inflexible purpose of Tiberius Caesar not to quit the
headquarters of empire or to imperil himself or the state).23 Among mod-
ern captains are Prospero Colonna24 and Ferrante of Toledo, duke of
Alba,25 to say nothing of Fabius Maximus and other ancients; but incom-
parable in this respect is Philip, king of Spain.26
Do not make sudden changes, because such actions have something
of the violent, and violence rarely succeeds and never produces a lasting
effect. Charles Martel, aspiring to become king of France, did not want
as majordomo of the king suddenly to usurp the title of king but took the
title of prince of the French nobility. His son Pepin then easily obtained
the title of king and the kingdom. The Caesars from perpetual dicta-
tors became tribunes, then princes, and finally emperors and absolute
masters.
Having prepared to undertake some campaign, do not put it off; when
this happens the delay usually causes disorder among your forces and not
among your enemy’s. Nocuit semper differre paratis (It is always harmful
to delay when you are prepared).27
Prefer old things to new and the quiet to the upsetting because this
is to place the certain before the uncertain and the secure before the
dangerous.
22
The French and their allies in the League of Cambrai defeated the Venetians decisively at
the Battle of Agnadello in 1509.
23
Tacitus, Annals, 1.47.
24
Prospero Colonna (1452–1523), a successful Italian commander in the Italian Wars
who under Charles V became commander of the imperial army at the end of his
career.
25
Fernando Alvarez de Toledo (1507–82), 3rd duke of Alba, was considered by many the
finest general of his age. He held many military and administrative offices under Charles
V and Philip II, including the governorship of the Netherlands at the time of the Dutch
Revolt.
26
RS 1598: “He who has neighbors more powerful than himself should do everything to
keep peace between them because should they go to war, if he helps the one he offends
the other; if he assists both he spends his own resources without gaining anything; if he
sides with neither, both consider him an enemy.”
27
Lucan, On the Civil War, 1.281.
43
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Points about Prudence
28
This is a citation of a comment of Demetrio Falareo (345–282 bce), a Peripatetic philoso-
pher, to Ptolemy II, Philadelphus, Ptolemaic king of Egypt (r. 285–246 bce), regarding
the translation of Jewish religious texts. It is found in Flavius Josephus, Jewish Antiquities,
12.
29
Machiavelli, The Prince, 5.
44
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Points about Prudence
resentment, in the long run they break out into open rebellion as hap-
pened to King Sigismund in the war of Bohemia30 and to the Catholic
King in the war of Flanders. No people is so shameless that at the first
moment without warning it revolts against its prince, because the words
treason and rebellion mean infamy and hatred; but once the swords are
bloodied and the pretense and the care to proceed justly has been torn
away, a complete break and rebellion are the result. Alexander, king of
the Jews,31 after warring with his subjects for a period of six years during
which fifty thousand persons were killed, because he did not see any end
to the campaign, asked finally how it would be possible to reach some
form of a good peace. “Not otherwise,” they responded, “than with your
death.” He did at the end what he should have done at the beginning.
Do not trust so much in a peace when you disarm because a peace with
disarmament is weak.
Take it for sure that in campaigns quickness is of much greater impor-
tance than force because it strikes without warning whereas force is usu-
ally foreseen; quickness throws the enemy into disorder, force crushes,
and it is easier to stir up disorder and then crush than to crush that which
remains well-ordered.
In the same way take it for certain that major campaigns are brought
to a successful conclusion by patience not by force; force presses ahead
with violence, patience weakens by taking advantage of opportunity and
time, and it is easier to weaken and then wear down than to overcome at
one stroke.
Study to recognize the proper time for campaigns and for negotiations
and embrace them at the right moment. Nothing is of greater importance
than a certain period of time which is called opportunity; it is nothing
other than a combination of circumstances that facilitates an endeavor
that before or after that point would be difficult. In this Philip II, king
of Macedon, stood out; in an admirable fashion he took advantage of
the weakness and discord of the Greek city-states in order to achieve
his goal. No less shrewd than he in this respect was Amoratto I, king of
the Turks,32 who, in order to enlarge his empire in Europe exploited the
differences among the Greek princes. In the last resort neither forces nor
cleverness are of much use if they are not favored and guided as it were
by opportunity.
30
This refers to the Hussite Wars, 1419–36.
31
Alexander Jannaeus (Jonathan), c. 126–76 bce, king of Judaea.
32
Murad I, Ottoman sultan (r. 1360–89).
45
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Points about Prudence
Do not admit into your council of state any person dependent upon
another prince because the advice of one who has at heart the interest of
another cannot be sincere.33
Do not entrust the execution of a campaign to one who in the council
was not of the opinion that it should be undertaken because the will is
not able to be effective when it is not moved by the intellect. On the day
of Lepanto, Occhiali, who did not share the view that they should engage
in combat, avoided the battle.34
Consult carefully about undertakings but do not prescribe the method
of carrying them out because this depends in large part on the oppor-
tune time and the situation at that time, all of which change continually.
To limit his execution of the plan is nothing other than to cripple the
minister and bungle the outcome.
Do not think to avoid labors and dangers by fleeing them but by going
out to meet them and putting them to flight because if you flee they run
at you and increase in number, but if you go out to meet them, they with-
draw and dissolve into nothing.
Be careful not to show yourself partial to the nobility rather than to
the people or vice versa, because in this way you will become not a prince
but the head of a party.
Do not trust anyone who has been offended by you or who thinks that
he has been offended by you;35 the desire for revenge is extremely power-
ful and it is awakened when the opportunity presents itself as the example
of Count Giuliano36 and Charles of Bourbon37 shows.
The ministers who are present with you at court will look after them-
selves. Take care of those who are absent because they usually incur more
expenses and endure more hardship than the others.
33
RS 1598: “and there is nothing that enters through more ways into the councils of princes
and of others and more subtly than interest.”
34
Occhiali or Uccialli was the name in Italy given to the notorious Ulug Ali, corsair and
captain in the Ottoman navy. Of Calabrian origin and a convert to Islam, he died in 1587.
Contrary to what Botero writes, he inflicted heavy losses on the Christians at Lepanto and
returned to Istanbul (BD, 131, n. 2).
35
Machiavelli, Discourses, 3.17.
36
According to partially legendary accounts, Count Julian, the Christian governor of Ceuta,
encouraged and aided the Omeyyades to conquer the Iberian Peninsula in 711; the Span-
ish king, Roderick, had violated his daughter (BD, 132, n. 1).
37
The High Constable of France, Charles de Bourbon (1490–1527), took revenge on Francis
I for attempting to seize a part of the Bourbon inheritance by becoming the leading general
of Charles V (BD, 132, n. 2).
46
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Of Secrecy
Do not oppose the multitude directly. You will not easily conquer
them, and if you do, this will happen with a great loss of affection. But
after the manner of a good sailor, take your direction from the wind, and
appear to want and to give that which you cannot prevent or take away.
7 Of Secrecy
There is nothing more important for him who carries on negotiations of
peace or war than secrecy. It facilitates the implementation of plans and
the management of campaigns which if discovered would have encoun-
tered many substantial difficulties. Just as mines, if they are hidden, pro-
duce marvelous effects but otherwise do harm rather than bring benefits,
so are the counsels of princes, so long as they remain secret, effective and
more easily implemented but this is not the case if they suddenly come
to light. Then they lose all their force and are more difficult to carry
out because their enemies or rivals seek to oppose or to counter them.
Grand Duke Cosimo de’ Medici, a prince of outstanding judgment, con-
sidered secrecy to be one of the principal features of the government of
states. But the way to keep things secret is to communicate them to no
one, which that prince was able to do with confidence because he had
so much experience of affairs and so great judgment that he was able
to make decisions himself. So one reads was Antigonus, king of Asia,38
who once upon being asked by his son Demetrius when he wanted to
summon the army out of its quarters, responded angrily, “Do you alone
think that you will not be able to hear the sound of the trumpets?” So
too was the Macedonian Metellus39 who responded to one who asked
about his plan for the contest in Spain, “Be content,” he said, “not to
know, because if I thought that the shirt on my back knew what I have in
mind, I would right away throw it in the fire.” Peter of Aragon40 made
the very same response to Martin IV who wanted to know to what pur-
pose he had assembled the great armada with which he took Sicily from
the French. But if the prince does not possess the valor to make the deci-
sion himself or if the business at hand requires the input of others, this
should be done with a few and secretly because a secret known to many
38
Antigonus the One-Eyed, a general and satrap under Alexander the Great, founded the
Antigonid dynasty in Macedonia, where he ruled from 306–301 bce.
39
Metellus Macedonicus (210–115 bce), a Roman consul and general under whom Mace-
donia became a Roman province, hence “Macedonicus.”
40
Peter III of Aragon (r. 1276–85) conquered Sicily.
47
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Of Counsels
will not long remain secret. And because councillors, ambassadors, sec-
retaries, spies are usually ministers who ordinarily share the secrets, per-
sons ought to be chosen for these offices who either by nature or by effort
are slow to speak and very shrewd. Dissimulation helps here. Louis XI,
king of France,41 saw in it an important feature of the art of rule, and
Tiberius Caesar prided himself on nothing more than the art of dissim-
ulation of which he was a master. Dissimulation means to pretend not to
know or to care about that which one does know or care about, as sim-
ulation is to pretend and to take one thing for another. Because there is
nothing more contrary to dissimulation than the force of anger, it is expe-
dient that the prince moderate this passion above all in such a way that
he does not blurt out in words or in other signs his mind and his feelings.
Alfonso, duke of Calabria,42 while in Lombardy for the war with Ferrara,
often allowed to come from his mouth that upon his return to Naples he
would straighten out matters in the kingdom by punishing some. These
words, reported, were the cause of the rebellion of Aquila and the barons.
Passerino, lord of Mantua,43 after threatening Louis Gonzaga, was fore-
stalled and murdered with his son. Francesco d’Orso of Forli because he
saw himself to be threatened by Count Geronimo Riario,44 anxious about
this, murdered him in his room; threats are the arms of the threatened.
8 Of Counsels
Because I have mentioned counsels and designs above, I do not wish to
omit saying what the counsels of the prince ought to be.
First of all, he ought to profess not astuteness but prudence. Prudence
is a virtue whose function is to seek and recover suitable means to reach
the goal; astuteness tends to the same goal but differs from prudence in
that in the choice of means prudence seeks the honorable more than the
useful, while astuteness takes account only of interest.45
Counsels ought not to be valued because they have more of the subtle
and the shrewd; for the most part these do not succeed because inas-
much as their subtlety is greater, their execution must be more right
41
1461–83. The dictum “qui nescit dissimulare nescit regnare” is usually attributed to him.
42
Alfonso II of Aragon (1448–95), duke of Calabria and son of Ferdinand I of Naples,
became king of Naples from 1494–95.
43
Ronaldo Bonacolsi, called “Passerino,” lord of Mantua and Modena, was overthrown by
Louis Gonzaga in 1328.
44
1443–88, Lord of Imola and Forlì.
45
This paragraph disappeared from RS 1590 and subsequent editions.
48
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Of Counsels
49
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Of Not Introducing Novelties
50 51 52
Metaphysics, 1.1.980. History of Rome, 34.8. 1 Samuel 13–15.
53 54
Vonones II (d. 51 ce). Reigned 1461–83.
50
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Of Valor
does not move directly from winter to summer nor from summer to win-
ter but places two temperate seasons between them, that is, spring and
autumn, so that their pleasant character renders tolerable the passage
from cold to hot and the return from hot to cold. Nec res hunc tenerae
possent perferre laborem, si non tanta quies inter frigusque caloremque iret,
et exciperet coeli indulgentia terras (Nor could the tender beings endure
the world’s harshness did not between the seasons of cold and heat come
such repose, and earth receive the blessings of a tender sky).55
10 Of Valor
Valor consists in prudence and vigor of spirit, which two things united
in one man produce marvelous deeds. And for the maintenance of states
valor is of much greater importance than power. Aristotle proves this
with the example of princes who acquire a state and rarely if ever lose
it as their descendants do who have not acquired virtù along with the
power of their ancestors.56 Here we will speak of valor only inasmuch
as it consists of courage. Now courage proceeds partly from the spirit,
partly from the body, and partly from external forces of which we will
speak in their place. And if the spirit is the principal source because it
often prevails over the infirmity of the body, governs it, and keeps it on
its feet, nevertheless the unhealthy or ill-formed body will ordinarily drag
down the spirit. So it is desirable that the prince be a person well put-
together and with a healthy and hardy constitution, and nature ought to
be helped by those arts which preserve and promote good health. Sobri-
ety and moderation in food preserve health; the vices of gluttony, drunk-
enness, and excess fill the body with ill humors and indigestion from
which come gout and other sicknesses which make life miserable and no
less tedious than for others. Continence helps the preservation of health
and of strength; unbridled lust weakens beasts as well as men, hastens old
age, enfeebles spirits, wears down nerves, weakens sight, and opens many
paths to gout, drooling, and death. Exercise then increases strength, and
it ought to be such that stimulates and moves all the members as do ball
games especially recommended by Galen, and the hunt. To secure this
result it also helps to accustom oneself to diverse and contrary condi-
tions, to cold and to hot, to keeping watch, to hunger, to thirst, to water
55
Vergil, Georgics, 2.343–45, trans. H.R. Fairclough (Cambridge, MS, 1916).
56
Politics, 3.14 (1286b). This citation does not seem to address directly the issue that Botero
is discussing.
51
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Of the Ways to Preserve Reputation
and wine, and to every variety of life and food. In this way a man secures
his health and fortifies his members and strengthens his person and so
makes himself ready and able for every accident and for any obstacle. If
the training of the prince requires him to face an infinite number of sit-
uations, his body hardens and is disposed so that no obstacle is new or
arduous for him. But because sometimes the weakness of nature over-
comes every aide whatever be the condition of the body, it is necessary
that the spirit at least be filled with vigor and courage and a certain vivac-
ity that readies it to face all difficulties and dangers to which necessity
summons it. He ought finally to overcome the trials of the body with the
greatness of spirit of which Charles V gave us an outstanding example in
the War of Germany where even though he was tormented by the gout
in such a way that he was not able to keep his foot in the stirrup and
so supported it with a sling, nevertheless he stood the whole winter, a
bitter one, amid snow and mud and supported the weight of his body
with his vigor of spirit. Now, the ways to keep the spirit awake and alert
are all those that foster health, that hinder melancholy, that incite a man
to the desire for honor and glory: to speak about the virtues proper to
a prince and about the campaigns of great generals, to read the lives of
some emperors and persons of great valor, to converse with men no less
courageous than prudent, and finally to consider his duty. This brings to
my mind the memorable saying of Emperor Vespasian who at the final
moment of his life while bleeding said Imperatorem stantem mori oportere
(An emperor ought to die standing up).57
57
Suetonius, Twelve Caesars, “Divine Vespasian,” 8.24.
58
The sentence “Building fortifications … not known” is omitted in later editions.
52
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Of the Ways to Preserve Reputation
53
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Of the Ways to Preserve Reputation
63
Livy, History of Rome, 24.19. Casilinum was near Capua; the siege took place during the
Second Punic War.
64 65
Aeneid, 6.851–53. Reigned 397–394 bce.
66
Demetrius, king of Macedon (r. 294–288 bce).
67
Philip I, king of Macedon (r. 640–602 bce).
54
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Of the Ways to Preserve Reputation
desirous, after some disagreement, that the musician yield to his posi-
tion, the musician said “O Philip, may God protect you from being able
to compete with me in the study of music,” wishing to imply that in a
prince it shows a lack of judgment to engage in such studies.
Also of great importance is secrecy because beyond the fact that it
makes him similar to God, it makes men who are ignorant of the prince’s
thoughts stand in suspense in great expectation of his designs.
He ought not allow that his affairs be managed by other than outstand-
ing men; Alexander the Great, in order not to derogate from his great-
ness, wanted no one but Apelles to portray him and no one but Lysippus
to sculpt him. Augustus Caesar disdained that his name be celebrated
other than by unusual talent and in a sublime style and seriously.
He should not carry on negotiations through base or weak men, as
did Antiochus, king of Syria, who made use of his doctor, Apollofane, as
head of his council of state, and Louis XI, king of France, who made use
of his doctor as chancellor and his barber as an ambassador. The baseness
of the means degrades the negotiations and weakness spoils them. But he
should make use of honorable subjects, men of prudence and valor joined
to dignity.
He ought not to converse nor become familiar with every sort of per-
son, not with talkative and gossipy persons because, making known what
ought to be kept secret, they will discredit him with the people. He
should not appear daily in public nor on every occasion but on grand
occasions and with dignity.
Let him wear sober rather than showy apparel, reserved rather than
ostentatious.
Let him avoid extremes, neither hasty nor slow, but mature and mod-
erate, and rather slow than hasty because slowness is more similar to pru-
dence and haste to rashness than which nothing is more contrary to rep-
utation.
Severity also helps because, as Menander says, it is more salu-
tary for cities than pleasantness, as bitterness is more wholesome than
sweetness.68
Let him see to it that all his possessions are of excellent quality and
are made to fit their surroundings. Aemilius Paulus69 did not acquire
68
This saying cannot be found among Menander’s fragments (BD, 146, n. 3).
69
Lucius Aemilius Paulus (229–160 bce), Roman consul and general who conquered Mace-
donia.
55
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Of the Ways to Preserve Reputation
less reputation by the banquet that he gave at Amphipolis for the Greek
ambassadors than by his defeat and capture of the Persian king.
Let him show magnificence in every operation by supporting gener-
ously causes widely held to be honorable; and honorable are those that
pertain to the worship of God or the benefit of the state, and on extraor-
dinary occasions.
He should show magnanimity, and with this virtue adorn all the oth-
ers. Let him carry himself in a grand manner with dignitaries and in a
humane manner with equals. Let him take greater account of the truth
than of opinion.
Let him not be concerned to do many things but few that are excellent
and glorious.
Let him show in every action something of the lofty and heroic; in this
Scipio Africanus was admirable as well as Alfonso, king of Naples, and
“il Gran Capitano.”70
He should maintain the obedience and subjection of his subjects and
dependence on him in important matters.
He should not share with anyone that which pertains to his grandeur,
his majesty, or supremacy: such as the authority to make laws and grant
privileges; to declare war or to make peace; to appoint the principal mag-
istrates and officials for peace and for war; to grant pardons to those who
have been deprived of life, honor, or possessions by judicial process; to
coin money and to establish weights and measures; to impose burdens or
taxes on the people, or to name the commanders of fortresses, or other
like things that concern the state or his majesty.71 Remember the words
of Sallustius Crispus: Eam condicionem esse imperandi, ut non aliter ratio
constet quam si uni reddatur (The one condition of rule is that it cannot be
maintained unless it is conferred on one person alone),72 and those oth-
ers, sit summus severitatis et munificentiae (let him be the height of severity
and munificence)73 and of Tiberius Caesar, ceteris mortalibus in eo stare
consilia, quid sibi conducere putent, principum diversam esse sortem quibus
praecipua rerum ad famam dirigenda (it is the business of other mortals to
attend to their own interests; but the lot of princes is different, for their
main concern is what leads to fame).74
70
Gonzalo Fernández de Cordoba (1453–1515), Spanish general in Italy.
71
Here are listed the marks of sovereignty developed by Jean Bodin in chap. 10 of the first
book of the République (BD, 147, n. 5).
72 73 74
Tacitus, Annals, 1.6. Ibid., 1.46, from memory. Ibid., 4.40.
56
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Princes who have been Said to be Great or Wise
Finally, let him hold for certain that reputation depends on being, not
on appearing.
75
Mithridates II, the Great, king of Parthia (r. 121–91 bce).
76
Mithridates VI, the Great, king of Pontus (r. 120–63 bce).
57
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Princes who have been Said to be Great or Wise
77
c. 1162–1227, founder and Great Khan of the Mongol Empire.
78
This should be Muhammad II or Mehmed II, the Conqueror, Ottoman sultan from 1444–
46 and 1451–81.
79
Bajazet I reigned as Ottoman sultan from 1389–1403.
80
The Mogul conquest of India began in 1525.
81
Ismail was the first of the Persian dynasty, the Safavids, that came to the throne in the
early sixteenth century. In the West the Persian kings were called the Sophy.
82
Al Mansour (931–1000?), a Muslim hero, ruled the kingdom of Cordova and later cap-
tured Santiago de Compostela.
58
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Princes who have been Said to be Great or Wise
83 84
Reigned 1261–82. King of Germany 936–73, Holy Roman Emperor 962–73.
85
King of Castile 1217–52, king of León 1230–52.
86 87
King of León, Galicia, and Asturias (r. 866–910). Francis II (r. 1559–60).
88
Botero errs here. Casimir III (r. 1333–70) was called “Great.”
89 90
Lord of Milan (r. 1287–1322). Lord of Verona (r. 1308–29).
59
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Of the Wise
13 Of the Wise
The first to acquire this title among the kings, after Solomon, was
Alfonso X, king of Castile, not because of his wisdom in governing or
91
Cosimo I, who reigned in Florence from 1537, acquired the title of Grand Duke of Tus-
cany in 1569.
92 93
In 451. Reigned 590–604.
60
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Of Religion
his political prudence but because of his private study which led him
to philosophy and chiefly to consideration of the heavenly movements
to which his astronomical tables testify.94 After him Albert, archduke of
Austria, was given the title Wise, I think, because of his skill in nego-
tiations and in the enrichment of his own.95 Charles V, king of France,
received the title, and with greater reason, not so much because he was
a great patron of letters and of the literati but because, without sally-
ing forth into combat and bearing arms, he waged war most successfully
against the English through his ministers and retook from them all that
his father had lost.96 I do not want to pass over Otto III who, even though
he was called neither Great nor Wise, had a greater honor; he was named
a miracle of the world (miracolo del mondo) because of the shrewdness and
valor he showed even at a young age.97
15 Of Religion
It is most certain that in heroic times princes were responsible for sacred
matters, as Aristotle teaches,98 not because they themselves offered sac-
rifices, although Methusale99 was at the same time king and priest, but so
that with their help sacrifices would be celebrated magnificently. And the
same Aristotle says that it is proper that the supreme magistrate sacrifice
in a grand manner and magnificently.100 The Romans did not undertake
94 95
King of Castile, León, and Galicia (r. 1252–84). Reigned 1330–58.
96 97
Charles V the Wise (r. 1364–80). Otto III, Holy Roman Emperor 996–1002.
98 99
Politics, 3.14 (1285b). Probably an error for Melchisedech.
100
Nicomachean Ethics, 4.2 (1123a).
61
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Of Religion
101 102
There is no Diotimus to whom this saying can be traced. Politics, 5.11 (1314b).
103
Machiavelli advises the ruler to appear to be religious (Prince, 19).
62
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Of Religion
time over Israel).104 For this reason it would be necessary that the king
never bring to the council anything for deliberation that was not first vet-
ted in a council of conscience to which outstanding doctors of theology
and canon law belonged. Otherwise he will burden his conscience and do
things that he will later have to undo if he does not want to damn his soul
and the souls of his successors. Nor ought this to appear strange. If the
Romans did not attempt anything without the advice and approval of the
auspices and the augurs, if the Turk does not start to wage war or to do
anything of importance without consulting the mufti and obtaining his
judgment in writing, why should the Christian prince close the door of
his privy council to the Gospel and to Christ and follow a reason of state
contrary to the law of God as though it were a rival altar? O how can he
hope that things ought to have a happy outcome if they have been delib-
erated without any respect to the author of all happiness? Who was ever
more religious and more successful in wars than Constantine the Great
who placed all his confidence in the cross? Of Theodosius, Nicephorus
writes that he obtained many victories more rapidly through the fervor
of prayer than through the valor of his soldiers.105 The greatness of the
princes of Austria was born of their outstanding piety. According to the
story, Rudolf, count of Habsburg, was hunting during a great rainstorm
when he encountered a priest walking alone. He asked the priest where he
was going and what led him to journey at such an inopportune time. The
priest responded that he was bringing the Most Holy Viaticum to a sick
man. Immediately Rudolf dismounted, and humbly adoring Jesus Christ
hidden under the species of bread and wine, placed his cloak over the
shoulders of the priest, so that the rain would not pour down on him and
so he might carry the Most Sacred Host with greater dignity. The good
priest, admiring the kindness and piety of the count, gave him immortal
thanks and beseeched His Divine Majesty that he reward him with an
abundance of his divine graces. A miracle! Within a short time Count
Rudolf became emperor, his successors archdukes of Austria, princes
of the Low Countries, kings of Spain with the monarchy of the New
World, lords of infinite states and of immense countries. The Carolin-
gians acquired the kingdom of France through the protection and favor
that they accorded to religion and to the vicar of Christ. The Capetians
104
Deuteronomy 17:18–20.
105
Nicephorus Callistus, Historia ecclesiastica, Book 4 (in Migne, Patrologia Graeca, vol. 146,
col. 1066).
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Of the Means to Propagate Religion
acquired the same kingdom through the same means of piety. Religion
is the foundation of every principality because every power comes from
God, and because the grace and favor of God is not acquired by any other
means than religion; every other foundation will collapse. Religion ren-
ders a prince dear to God, and what can he fear who has God on his side?
The goodness of a prince is often the cause of the prosperity of peoples.
But because God often permits misfortunes and deaths of princes, rev-
olutions in their states, and the ruin of their cities because of the sins of
the people, and because this fosters the glory and service of His Majesty,
the king ought to employ every effort and all diligence to introduce reli-
gion and piety and to increase it in his state. For this reason William,
duke of Normandy, after he acquired the kingdom of England, in order
to stabilize and firmly establish his rule there, summoned a great synod at
Winchester, with the authority of Alexander II. Here he saw to it that the
best laws were issued to reform the corrupt customs of clergy and peo-
ple and that all matters regarding religion and the worship of God were
properly ordered.106 In the time of Emperor Arnulf107 and the following
years, religion died out because of the bad example and the faults of the
emperors who were extremely insolent toward the church. All virtue dis-
appeared and Italy was ravaged by the Saracens and finally ruined by the
barbarians to the point that Sergio II, who was a man of great holiness of
life and of a great religious spirit, and Emperor Henry II108 , who was of
great valor in war and of no less piety in every aspect of his life, once again
lit up the world and led the church back to its ancient splendor. Religion
is as it were the mother of every virtue. It renders subjects obedient to
their prince, courageous in campaigns, bold in times of danger, generous
in time of scarcity, alert to every necessity of the republic because they
know that in serving their prince they render service to God whose place
he holds.
106 107
In 1070. Reigned 896–99.
108
King of Germany 1002–24, Holy Roman Emperor 1014–24, subsequently canonized.
64
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Of the Means to Propagate Religion
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Of the Means to Propagate Religion
Given this foundation, let him pay due honor to the Vicar of Christ
and to the ministers of the sacred and give an example to others. Let him
be persuaded that there is nothing more foolish, nothing that so reveals
extreme meanness of spirit than to fight with popes and religious persons.
If you honor them for the sake of God whose place they hold, but do
not yield to them, you are impious; if you do not honor them for the
sake of God but because of qualities that they possess, you are foolish. In
this respect one cannot adequately praise Hernán Cortés, conquistador
of New Spain, because this most excellent personage, with the incredible
reverence that he bore toward priests and religious, accorded the highest
esteem and repute to the faith and the Christian religion in those lands.
His example carried such force that up to the present day there is no place
in the world where the clergy are more respected and religious persons
more revered than in New Spain. And it is not possible that you esteem
the religion without taking account of the religious because how can you
honor the religion, which you do not see, if you do not esteem religious
whom you have before your eyes?110
Select religious persons of excellent doctrine and virtue and accord
them the greatest credit with the people that you are able, listening to
them often if they are preachers, making use of their prudence if they are
persons of practical knowledge, participating in the divine office in their
churches whose ministers give a good example, honoring them occasion-
ally at your table, asking their opinion on some matters, submitting to
them some types of memoranda or supplications regarding conscience,
assistance of the poor, or some other pious works, finally providing them
the material and an occasion to use their talents for the common good.
And because a great part of the spiritual assistance for the people depends
on preachers, see carefully to it that you have an abundance of them, and
give support not to those who with a certain type of florid and wandering
speech, which is ineffectual and vain, are more entertainers than preach-
ers but those who scorn this type of pompous and as it were shameless
speech and in their preaching breathe into the souls of their hearers and
as it were infuse into them spirit and truth, reprove vices, detest sin,
inflame souls with the love of God, and finally, preach not themselves but
Jesus Christ et hunc crucifixum (and him crucified).111
He should not permit that ecclesiastics be contemned because of their
begging because there is nothing that more degrades religion and the
110 111
Religious here are members of religious orders. 1 Corinthians 2:2.
66
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Of Temperance
worship of God among the common people than the need and misery of
his ministers.
In the construction of churches let them display grandeur, and con-
sider nothing more worthy of a Christian prince than to restore ancient
churches rather than to build new ones because restoration will always be
a work of piety but in the construction of new churches vainglory often
plays a hidden part.
Finally, let him foster the worship of his Creator in every way possible.
David in the midst of wars prepared all that was necessary for the con-
struction of a most magnificent temple; he introduced an improved order
for the service of the tabernacle; he improved and increased the instru-
ments and the voices for the divine office. Charles the Great brought
up from as far as Rome excellent musicians for the divine office, and he
ordered a diligent search for the sermons of the Holy Fathers and the
lives of the martyrs, and their circulation; he provided an opportunity for
Paul the Deacon to write about the deeds of the saints and for Usuard to
draw up his Martyrology.112 Constantine the Great ordered, for the sake
of understanding religion, that at his own expense the books scattered by
past persecutions be collected and that extensive libraries be built.
But as far as government is concerned, leave freely to the prelates the
judgment of doctrine and the direction of customs and all the jurisdic-
tion that the good government of souls requires and that the canons and
laws concede to them, and promote their observance with authority or
with power or with money or with deeds because the more the subjects
will be accustomed to and fervent in the way of God, so much the more
manageable and obedient will they be to their prince.
17 Of Temperance
Religion is the mother and temperance the wet nurse of the virtues, for
without its cooperation and assistance prudence becomes blind, courage
becomes weak, and justice becomes corrupt, and every other good loses
its force. “Gluttony, sleep, and idleness”113 banish from the world what-
ever there is of the honest and the generous, debauchery dulls intelli-
gence, diminishes vigor, and shortens life, delicacies and excessive com-
forts give birth to effeminacy. But the evil does not end here; in order
112
Usuard was a French Benedictine monk of the ninth century whose Martyrology was
later a source for Cardinal Cesare Baronius’s Ecclesiastical Annals, 12 vols. (1588–1607).
113
Petrarch, Canzoniere, 7.1.
67
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Of Temperance
114
Scipio Asiaticus was the younger brother of Scipio Africanus; he led the Romans to vic-
tory over Antiochus the Great of the Seleucid Empire at Magnesia in 190 bce. Manlius
Volso, consul in 189 bce, defeated the Galatian Gauls of Asia Minor that year.
115
Probably Marcus Valerius Messala Rufus (104–26 bce), Roman senator.
116
Ataulf, king of the Visigoths (r. 410–15 ce).
117
Theodoric the Great was king of the Ostrogoths from 475–526 ce, Totila from 541–42.
68
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Of Temperance
while the provinces left without spirit became the prey of the barbar-
ians. Of such a nature is human greatness which at its peak generates the
worms of pleasure and the rust of luxury which consume it and gradually
destroy it.
The kingdom of Portugal provides a great example of this in our day,
ruined not by the Moors but by the delights of India. There is no project
more difficult than to remedy this. Those who would be able to provide
a remedy are the first to be ensnared and give themselves over to sensual
pleasures, and rarer than white crows are those whom victories do not
leave licentious, prosperity does not blind, and power to do evil does not
make vicious. The Roman Empire itself would have fallen much earlier if
the valor of some princes had not upheld it to a degree; as Cato said, how
could that city last for a long time where a fish was sold for more than
an ox? Caesar Augustus endeavored to moderate the excesses in the cost
of buildings, and to this purpose, in a public edict called all to consider a
fine speech on this topic by P. Rutilio. Tiberius reformed his household
furniture and his table, and by his example greatly fostered public fru-
gality; in the formal banquets that he gave he often served the leftovers
of the previous day such as half a wild boar remarking that it was the
same as the whole pig. Vespasian significantly moderated intemperance
with the simplicity of his clothing and the frugality of his table. His son
Domitian prohibited the use of litters, purple garments, pearls, and other
similar things except for some few persons of a certain age and on certain
days. But no one attended more to this than did Aurelian and Tacitus
who did not make use of nor want others to make use of garments made
completely of silk. Aurelian aimed to eliminate gold from clothing, from
rooms and furnishings, and from every other place; this use of gold he
said was wasteful. But there is nothing for which greater care must be
taken than to limit the display and adornment of the ladies; the unseemly
dress of the ladies, according to Aristotle, not only has in itself a certain
indecency and ugliness118 but it awakens the desires of men and leads
them toward an evil course of action. Since ladies are much more apt to
corrupt men than men are to restrain the ladies, few husbands are mas-
ters of their wives. Display foments ambition and vanity, and I will also
say that the lust and lewdness of that sex causes the ruin of the property
and patrimony of the husband, and as the display increases, so do the
trousseaus and the dowries. Therefore, require that expenses for food and
118
Politics, 2.9 (1269b–1270a).
69
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Of Temperance
for clothing be limited. This can be done in two ways. The first is to pro-
hibit completely the use of certain types of cloth and ornaments for dress
as the Portuguese and Genoese have done. The second is not to prohibit
these things but to burden them with such heavy taxes and impositions
that they become very expensive; in this way only the prince and nobles
will be able to wear such adornments, and there will be some benefit for
the prince. All the above things do infinite harm to temperance and as
a result to the preservation of states. They also are the reason that fre-
quently huge quantities of gold and silver are taken out of your country.
Since pearls, jewels, perfumes, and fragrances and other such things are
in the hands of foreigners, they are sold at their price, and because of the
sensibilities and idle talk of women your state is emptied of true riches.
You ought not to take little account of all this, because it is most certain
that all the great empires have been ruined because of two vices, luxury
and avarice, and avarice is born of luxury, and luxury of women.
70
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Book Three
1
Spurius Cassius Vecelliunus, executed in 485 bce; Spurius Maelius, decapitated in the
fifth century bce; Marcus Manlius Capitolinus, executed in the fourth century bce;
Tiberius Sempronius Gracchus and Caius Sempronius Gracchus, executed in the second
century bce.
71
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Of the Ways to Divert the People
the Empire, took no greater care of any other business than of abun-
dance, and Severus with great solicitude and diligence saw to it that at
his death he left for the people of Rome in the public storehouses enough
grain for seven years. In order that provisions be sold at a better rate
Aurelian increased the weights by an ounce; he judged, as he wrote in a
letter, that there was nothing in the world happier than the Roman peo-
ple when they were well-fed. Experience has taught us in Naples and
in other places more than once that there is nothing that more moves
and exasperates the people than scarcity of provisions and shortage of
bread.
But an abundance of provisions does not help if it cannot be enjoyed
either because of the violence of enemies or the injustice of the providers;
so it is necessary to join it with peace and justice. Also, because the peo-
ple are by nature unstable and desirous of novelty, it happens that if they
are not entertained in various ways by the prince, they will seek it on
their own even with a change in the state and the government. As a result
all wise princes have introduced some popular entertainments which the
more they stimulate virtue of the mind and of the body, the more suitable
they will be. The Greeks have shown more judgment in their Olympic,
Nemean, Pythian, and Isthmian Games2 than the Romans in their Apol-
linarian, secular, and gladiatorial games and in their comedies, hunts, and
other similar things in which the Roman citizens exercised neither their
mind nor their body so that they served as pure entertainment.3 But the
games of the Greeks served also as exercise. However that may be, Caesar
Augustus, a prince of great prudence, appeared in person at the games,
in order to give status to the performances and satisfaction to the people,
and to demonstrate the care that he took for their recreation and amuse-
ment. These entertainments, interrupted for many years by the floods
and wars with the barbarians, were revived by Theodoric, king of the
Goths, a prince (if he had not been an Arian) of outstanding prudence.4
He rebuilt the theaters and amphitheaters, the arenas and artificial lakes
for sham naval battles; he introduced the ancient games and spectacles,
to such delight of the crowds that they had no concern for a change of
government.
2
These were the four Panhellenic competitions.
3
Starting in 212 bce, the Apollinarian Games were celebrated every year in Rome, the sec-
ular games only rarely.
4
Theodoric, king of the Ostrogoths, ruled Italy from 493–526.
72
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Of the Ways to Divert the People
5
Matteo II (1319–55) and Galeazzo II (1320–78) Visconti; they were co-rulers of Milan
along wih their brother Bernabò.
6
Lorenzo de’ Medici, the Magnificent, governed Florence from 1469–92, his son Piero
from 1492 until the French invasion in 1494.
7
Zizim (1459–95), brother of Bajazet (Bayezid) II, sultan from 1481 to 1512, a pretender to
the throne, fled to Rhodes and was held prisoner in Italy and France at the request of the
sultan.
8
Honorius Flavius, Roman emperor in the West from 393–423; after the sack of Rome in
410, he moved his capital to Ravenna.
9
Publius Cornelius Scipio Nasica died in 141 bce.
73
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Of Honorable and Great Enterprises
spectacles have more of the serious and the marvelous than do secular
spectacles because they participate in the sacred and the divine. For this
reason Aristotle advised the prince to offer sacred sacrifices,10 and we
have seen Cardinal Borromeo entertain the innumerable population of
Milan with feasts celebrated religiously and with ecclesiastical activities
undertaken by him with ceremony and incomparable gravity, in such a
manner that the churches were always filled from morning until evening
nor were the people ever happier, more content, and more quiet than
were the people of Milan in those days.
74
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Of Enterprises of War
perhaps the palaces and pleasure villas built by King Solomon at infi-
nite expense and, consequently, an intolerable burden for the subjects. It
is not fitting when building such things for the diversion of the people
and to preserve them in peace, that they suffer abuse and are reduced
to desperation. In order to keep them content and quiet, buildings and
other such things will better serve the purpose the more they will pro-
duce greater common utility and pleasure; this will ease the tasks, render
the hardships agreeable and the labors mild because interest pacifies all.
3 Of Enterprises of War
But military enterprises occupy the people much more because there is
nothing that more engages the spirits of the people than important wars
that are undertaken either to secure the borders or to extend rule and to
acquire justly riches and glory, or to defend allies or to benefit friends or
to preserve religion and the worship of God. All those who can contribute
something either with their hands or with counsel usually come to par-
ticipate in such enterprises and there they vent their feelings against the
common enemy. The rest of the people follow the camp in order to pro-
vide provisions or perform some similar service or they remain at home
where they pour out prayers and offerings to the Lord God in order to
win victory or they stand held in suspense by expectation and by the
course of the war in such a manner that there does not remain in the
souls of the subjects any room for revolts so much are all taken up in
deed and in thought by the enterprise. At times of sedition on the part of
the plebs the Romans ordinarily resorted to this remedy as a last resort;
they led an army in campaign against enemies, and so they put to rest
the ill will against the nobles. Cimon, seeing that the Athenian youth
did not know how to remain peaceful, armed two hundred galleys and
led them out to prove their courage against the Persians.16 And if we
will consider well why in our times Spain remains in complete peace and
France is involved in perpetual civil wars we will find that this results in
part from Spain’s investment in foreign wars and in campaigns in remote
areas, in the Indies, in the Low Countries, against heretics, against Turks
and Moors. These occupy partly the hands and partly the minds of the
Spaniards, so their homeland has enjoyed the greatest peace and diverted
elsewhere every peccant humor. France, on the other hand, at peace with
16
Cimon (510–450 bce) was an Athenian statesman and general.
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Whether it is Expedient to Go to War in Person
foreigners, has revolted against itself, and since it has no other pretext
has taken that of the heresies of Calvin and of a new Gospel which, wher-
ever it is heard, announces not joy but mourning, not peace but horrible
war, and fills souls not with good will but with furor and madness. The
Ottomans also with a perpetual course of the greatest campaigns and vic-
tories have not only extended their dominion but even more, which is
not of little importance, have secured their acquisitions and kept their
subjects at peace.
17
Flavio Belisario (505–65 ce) was considered the most famous general of the Byzantine
Empire.
18
There is a misprint or error here. Charles V of France (r. 1364–80) was given the title “the
Wise,” not Charles VI (r. 1380–1422). Botero got this right above, RS, 2.13, p. 61. Charles
VII (r. 1422–61) ended the Hundred Years’ War.
76
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Whether it is Expedient to Go to War in Person
19
Vergil, Aeneid, 9.73.
20
Botero here mistakes Childeric for Theodoric IV, king of the Franks, when Charles Martel
defeated a Saracen army near Tours in 732.
21
Sardanapalus, the last king of Assyria, reigned from 667 to 626 bce; he lived isolated in
his palace and became proverbial for his soft and lascivious life.
77
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Whether it is Expedient to Go to War in Person
for nothing, so that it does not surprise that Pepin his son was so readily
acclaimed king of France in 752.22
And not only did the people bind themselves to him who defended
the state and the temporal [power] but no less to him who maintained
the spiritual and religion because this anchor is a benefit of the greatest
importance that belongs to all. And in this same kingdom of France one
sees how great was the love and reputation that some princes acquired
through the protection that they always provided the faith and the cause
of God. But it is not necessary that the prince always be under arms; it is
sufficient that he sometimes approach the army and the battlefield, and
finally that he do this in such a way that it is recognized that the safety
of the state depends in whole or in great part upon his judgment, coun-
sel, vigilance, magnanimity, and valor. The same ought to be observed in
offensive wars of importance that are fought nearby, because proximity
increases the grace and favor of him who conducts the enterprise to its
end, and the benefit appears, truly, greater. The king of León and Castile
and, successively, the other kings of Spain were personally present in
all the campaigns against the Moors, and in particular Ferdinand, king
of Aragon, and Isabella, queen of Castile, his wife, in the campaign and
capture of Granada.23 But if the war is fought far from home, the prince
ought not to leave the heart of his states from where his authority and
his power radiates to all around him. Tiberius Caesar diligently followed
this policy. When in a situation of great danger the legions in Germany
were rioting and it seemed to most that the prince, in order to quiet the
rebels with the majesty of his presence, ought to journey there, he firmly
resolved not to heed the murmurings of the common people nor the judg-
ment of whoever it might be. He considered that it did not befit a great
prince to depart without necessity from the seat of his empire and the
place from which originated his government of the rest.24 To the same
point Herodotus wrote that it was not allowed the king of Persia to depart
for war outside the kingdom without leaving at home, in order to avoid
civil wars, a vicar with the insignias and title of king.25 The Ottomans
do not easily go on maritime campaigns. Suleiman, alone among all of
them, in the campaign of Rhodes crossed over the little bit of sea that
separates that island from land.26 I wonder that Machiavelli counsels his
22
Pepin was acclaimed king of the Franks, not of France, in 751 and anointed king the
following year at Soissons.
23 24
Granada was taken on January 2, 1492. Tacitus, Annals, 1.46–47.
25 26
Herodotus, Histories, 7.2. Suleiman conquered Rhodes in 1522.
78
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Whether it is Expedient to Go to War in Person
prince or tyrant, which ever he is, to move the residence of his person
into lands that he has acquired.27 This is nothing other than to endanger
his natural subjects for the sake of his acquired ones and the substantial
for the sake of the accessory. Nor is the example valid that he adduces of
the Grand Turk, Muhammad I, who moved his residence from Bursa to
Constantinople. The Turk has no natural subjects, and the site of Con-
stantinople is much more comfortable than what he would be able to find
in the midst of his states.28
27
Prince, chap. 3.
28
Botero errs here; it was Mehmed II (Muhammad II), not Muhammad I, who conquered
Constantinople in 1453 and moved his capital there.
79
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Book Four
1
Proverbs 20:8.
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Of the Princes of the Blood
2
Plutarch, Morals, 50.1.
3
This is a translation of the juridical adage necessitas non habet legem. Its usage here is orig-
inal; it does not indicate exceptional situations which dispense from the law but identifies
necessity with poverty and so the difficulty for the poor to be integrated into the juridico-
political order. (See BD, 184, n. 6.)
4 5
Politics, 4.11 (1295a–b). This sentence is suppressed in later editions.
81
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Of the Princes of the Blood
6
Murad III, sultan from 1574–95.
7
Ferdinand of Aragon, the duke of Calabria, son of Frederick the deposed king of Aragon,
was imprisoned in 1512 by Ferdinand II, the Catholic, at Jativa in Valencia. He had been
there nine years when the Communeros wanted to liberate him and make him leader of
their revolt; he refused (BD, 187, n. 1).
82
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Of the Princes of the Blood
thinks because in China many kings have been murdered and many of the
cruelest tyrants, even women, have ruled there, and in Ethiopia not many
years ago Abdimilec was called to the Empire not from Mount Amara but
from Arabia whither he had retired.8 But much less secure is the cruelty
of the Turks who murder or of the Moors who blind their brothers and
relatives because in the other kingdoms a spirit eager for honor and for
rule has no other stimulus that moves him to cause an uproar and take
to arms than ambition, which can be variously ensnared or restrained or
turned away and diverted elsewhere. But among the Ottomans and the
Moors, beyond ambition there is the reputed necessity to preserve one’s
own life; so nowhere have there ever been more civil wars or more revolu-
tions than in Ormuz, Tunis, Morocco, and Fez, and among the Turks, as
demonstrate the wars between Orkhan and Musa and between Musa and
Mehmed,9 between Bajazet and Zizim, between Selim I and his father
Bajazet II, between him and his nephew Alemschah,10 between Suleiman
and his son Mustapha, and between Selim II11 and his brother Bajazet,
who finally fled to the court of Tahmasp, king of Persia,12 where he was
murdered by his host for a million in gold promised him. The knowledge
that he would have to be killed by whoever acquired the Empire makes
each one consider his own situation and take up arms with the help of
subjects and foreigners. So Selim I used to say that he deserved pardon
even if he murdered so many, his brothers, cousins, nephews, and rela-
tives of every sort, because the lowest member of the Ottoman house who
rose to this rank would have treated him the same way.
On the contrary we see that in the kingdoms of Spain, Portugal, and
France, and in the principalities of Germany and in the other states of
Christendom, even if there are and have been many blood relatives and
many princes with a claim to the throne, there do not arise so many
wars and lengthy revolutions as among these barbarians because cruel
laws and customs make men cruel and humane ones human. Why are
there so many princes of the blood in the house of Austria, more brothers
8
There is perhaps confusion here between the negus in power from 1578–97, Sarsa Dengel,
who took the name Malak Sagad I, and the sultan Saadien of Morocco who reigned from
1576–78 after retiring not to Arabia but to Turkey (BD, 187, n. 4).
9
During the period called the “Interregnum,” Musa, brother of Mehmed (Muhammad) I,
broke his alliance with him, to proclaim himself sultan of Edirne in 1410.
10
Once on the throne in 1512, Selim I had all his brothers and nephews killed.
11
Orhan, Mehmed I, Bajazet II, Selim I, Suleiman the Magnificent, and Selim II are
Ottoman sultans from the fourteenth to the sixteenth century.
12
Shah Tahmasp I of Persia (r. 1524–76).
83
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Of the Princes of the Blood
and more cousins? But they have never offended against affection or dis-
turbed the commonwealth by ambition; indeed they yield to one another
their rights and their pretensions and live together most harmoniously
as if many bodies were animated by one spirit and governed by one
will. In France, even if there have always been many princes of the royal
house, the succession has never been disturbed among the descendants
of Charlemagne, Hugh Capet, or Merovech who preceded them. But is
the sweetness of rule able to be so strong, the satisfaction so great, the
contentment so complete that it ought to be purchased with the death of
brothers and the extermination and ruin of relations? Or what kingdom
is so rich and happy that one can enjoy it with good cheer and delight
without having near a person of the same blood to whom one can commu-
nicate the benefits and a share of the prosperity? The way then to main-
tain the quiet and peace of states on the part of the prince who has the
right of succession is justice and prudence. With these and a knowledge
of the nature and the humors of the people, avoidance of insults, removal
of the material for envy, than which there is no passion more vehement
and more tempestuous, the state will remain quiet because as ferocity and
cruelty embitter and infuriate the spirits of the great, so do peacefulness
and suitable conduct keep them faithful to their duty and acting reason-
ably. The Turks, because they aim to kill their brothers, compel them to
take up arms. In contrast Antoninus the Philosopher13 took as his com-
panion in rule Lucius Verus, his brother, and Valentinian did the same
for his brother Valens, which resulted in nothing other than love and the
redoubling of benevolence.14 Gratian divided the Empire with Theodo-
sius who was not related to him; nor was there ever a greater union of
souls than between these two princes.15 And I do not want to omit saying
that the most probable cause of the future fall of the Turkish Empire is
their cruelty toward relatives. The reason is that the Ottomans take as
many women as they want and so they generate sons beyond number (it
is said that one son of the present Amurat had fifty within two years)16 ,
all certain to be put to death by the one who acquires the kingdom, and it
is likely in the long run that civil wars should arise in that Empire which
13
Marcus Aurelius, emperor 161–80 ce.
14
Valentinian governed the Empire in the West from 364 –75 ce; his brother Valens gov-
erned the Empire in the East from 364–78.
15
Gratian, Roman emperor from 375–83 ce, son and successor of Valentinian, raised the
general Theodosius to the imperial dignity in 379; he ruled until 395.
16
This parenthetical sentence was suppressed in later editions.
84
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Of Feudal Barons
would weaken its forces and divide the state into more parts, and in this
way open the way for enemies to attack and subject it. Nor should anyone
wonder that this has not yet happened because not many centuries have
passed yet since Osman who died in 1328 founded the Turkish Empire
at the time of Benedict XI;17 but we have already seen the most vicious
wars among them which make credible this my prediction.
5 Of Feudal Barons
There are both good and bad in the individual lords of a kingdom; the
evil is authority and power inasmuch as it is suspect to the sovereign
prince because it is as if it were both a support and a ready refuge for him
who would want to mutiny or to rise up or for him who would attempt
to start a war or to attack the state as have the princes of Taranto and
Salerno and the dukes of Sessa and Rossano in the Kingdom of Naples.18
The good is that these lords are as the bones and the firmness of the
states which, deprived of them, would be as it were bodies composed of
flesh and pulp, without bones and nerves which in the case of a great
battle in war, the rout of an army, or the death of a king would eas-
ily collapse. Without any persons of lofty birth or inveterate authority
who would stand out among the others and so qualify to be leaders, the
people become confused and, deprived of decisive leadership and coun-
cil, yield to the enemy, as has been seen more than once in Egypt and
would be seen in Turkey if it should please God that the enemy for once
should be defeated in battle. On the other hand we see kingdoms where
a numerous nobility is as it were immortal, as France and Persia show.
Having fallen nearly completely under the kings of England, France was
revived by the efforts of its infinite nobility. Persia, similarly subjected
either by the Tartars or by the Saracens, survived because of the valor
of its abundant nobility. And was Spain not liberated from the servitude
of the Moors by the valor and efforts of its nobility? Now someone will
say that the titled lords are good for the conservation of the country and
the state but not for the king because if they are apt for maintaining the
country and inspiring the multitude, so they also can frustrate the prince
and make him work. Who doubts this if the prince should be weak for
the burden that he bears or incapable of greatness or unworthy of his
17
Osman I died in 1325 during the pontificate of John XXII.
18
This alludes to the plot of the barons against Ferdinand of Aragon in 1485.
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Of Those who are Great because of their Courage
fortune? If he does not have eagerness for justice, nor the light of coun-
sel, if finally he will not be such as we have described? In this case he
will be not only tormented by the barons but deceived by his councillors
and untrustworthy persons, and he will serve not as a king but as a pawn
as did Childeric and Charles the Simple19 in France (under whom the
fiefs began in that kingdom where because of the ineptitude of the king,
each feudal lord usurped those cities and places that he governed), and
Wencelaus in Germany,20 Ramiro in Spain,21 Andreasso in Naples,22 and
Maximilian Sforza in Milan.23 No sort of security will be good for such
a man because he lacks the advice and the judgment to make use of it.
86
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Of Those who are Great because of their Courage
27
Horace, Art of Poetry, 122.
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Of the Poor
this reason the Romans made all their magistracies for one year except the
censors, and the dictators, whose authority was supreme, rarely served a
year. Marius, Caesar, and Pompey by their continuation in the office and
the government of the most extensive provinces and the largest provinces
became masters in part or in full of the republic.
Finally, in the perpetuity of offices there are three disadvantages. The
first is the one already discussed; the second is that the prince knowingly
deprives himself of the ability to make use of a better subject that he will
in time discover; the last is that it is possible that the one he has provided
with this rank becomes incapable because of illness or unfit because of age
or harmful because of passion rather than beneficial, so that the troops
that he will have at hand will have little strength for the service of the
king or will create more evil than good or will be completely useless. But
if the prince ought not to bind his hands by making magistracies and
offices permanent, so he ought not to harm himself by obligating himself
by laws or statute always to change them. He should remain free to make
use of them more or less and to confirm in or relieve of office according
to the nature of the persons and the requirements that he seeks. So it was
that Caesar Augustus when he received the news of the death of Quin-
tilius Varus,28 retained in office all the prefects of provinces so that in
such an ominous and unusual situation and in such a dangerous occasion
and time, the subjects were governed by practical persons of recognized
prudence. Tiberius allowed many to grow old in the administration of
the provinces and of the armies, and Antoninus Pius, as he sought always
to have good and excellent ministers, so when he had them he loaded
them with honors and riches. But because everything movable derives
from a movable principle, the prince ought to have, besides the individ-
ual governors of the provinces, the generals of the armies, the captains of
the fortresses, and similar officials whose charges are not permanent, his
permanent council but without jurisdiction. Here will take place delib-
erations about important matters and about war and peace, here will be
preserved knowledge of the past and of the practice of managing peoples,
and all that which concerns good government both civil and military.
7 Of the Poor
Also dangerous for the public peace are those who have no interest
in it, that is, those who find themselves in great misery and poverty.
28
Varus was killed in battle in Germany in 9 bce.
88
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Of the Poor
Having nothing to lose, they are easily roused at the appearance of nov-
elty, and they willingly embrace all the means at hand to raise themselves
through the ruin of others. So Livy wrote that in Greece, when war
was rumored between King Perseus and the Romans, those who were
oppressed by poverty desired that the world be turned upside down and
favored Perseus while the good men who did not want any change took
the side of the Romans.29 And Catiline, aiming to shake up the Roman
republic, made capital of those who were pitied because of their life or
because of their fortune; as Sallust says, homini potentiam quaerenti egen-
tissimus, quisque opportunissimo, cui neque sua cara, et omnia cum pretio hon-
esta videntur (to a man in search of power the most needy are the most
useful, for they have no possessions dear to them, and they think every-
thing honest has a price).30 Caesar when he aimed at the rule of his coun-
try paid off all those who because of debts or mismanagement or some
other reason had fallen into great necessity and, because they had no
reason to be content with their present state, he considered them useful
for his own plan to subvert the republic. If there were some still whose
extreme poverty he could not relieve, he said openly that they needed
a civil war, and all those who had taken away the liberty of their coun-
try made use of these people because, as Sallust says, semper in civitate,
quibus opes nullae sunt, bonis invident, malos extollunt, vetera odere, nova
exoptant, odio suarum rerum mutari omnia student (always in cities those
who have nothing envy the good, exalt the wicked, detest old institutions
and want new ones, and try to alter everything because they hate their
own condition).31
In France the great rumblings which we have heard even here have
been born of the same sort of people. Caught up in the wars between
the Most Christian [King] and the Most Catholic [King], and having
acquired infinite debts, with many falling into poverty, and their sol-
diers not having the means to live and to spend as they were accustomed,
the princes have determined to enrich themselves with the wealth of the
church which in that kingdom amounts to more than six million scudi in
income. So, using the opportunity of heresy, which they call new religion,
they took up arms and have reduced that kingdom, otherwise so flourish-
ing, to misery. The king then ought to secure himself against them, and
this in two ways: by expelling them from the state or making peace in the
29 30
Livy, History of Rome, 42.30.4–6. Sallust, Jugurthine War, 86.3.
31
Sallust, The War with Catiline, 37. 3.
89
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Of the Poor
32
According to the myth, the Partheniae were forced to leave Sparta after revolting because
they were not granted civic rights, and went on to found the city of Taranto toward the
end of the eighth century bce; see Aristotle, Politics, 5.7 (1306b).
33 34
1570. 1499.
35
Herodotus, History, 2.177. Amasis was pharaoh in the sixth century bce.
36
The Areopagus was the supreme tribunal of Athens.
37
Plutarch, Parallel Lives, “Solon,” 22.1.
38
Qin Shi Huang was China’s first emperor; he reigned from 259–210 bce.
39
Last tyrant of Sparta, 205–192 bce.
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Of the Poor
aequitationem fortunae ac dignitatis multi essent, qui pro Republica arma fer-
rent (believed that because of equality of fortune and dignity there were
many who would bear arms for the Republic).40
But because not everyone is able to own land or to exercise a trade, and
because for a human life they need others, the prince ought himself or
through others to provide the poor with a means to gain their livelihood.
To this end Caesar Augustus undertook much construction and encour-
aged leading figures of the city to do the same, and in this way he kept the
poor people quiet. To an engineer who proposed a way to transport huge
columns to the Campidoglio at a modest expense, Vespasian responded
that the idea greatly pleased him, and he remunerated him for it, but it
failed to provide a way to earn their living to the common people. So he
inferred that he spent willingly in order to provide a livelihood for many
which that plan would have left behind. Finally you will secure your posi-
tion with these by entrusting the Republic only into the hands of those
for whom peace and quiet count and disturbance and novelty are danger-
ous. So Quintus Flaminius, wishing to reorganize the cities of Thessaly,
made that party more powerful for whom it was useful that the Republic
be safe and tranquil.
40
Livy, History of Rome, 34.31.18.
91
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Book Five
1
This refers to the Sicilian Vespers of March 31, 1282. That evening at the time of Vespers
a popular revolution broke out in Palermo and spread to the whole island. Thus the House
of Anjou lost the island, which eventually was taken over by Peter III of Aragon.
2
In the course of the Italian Wars the French lost the Kingdom of Naples in 1503 and the
duchy of Milan in 1521.
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Of Acquired Subjects, How they Ought to be Treated
times lost dominion over Genoa and, and in times somewhat more in
the past, the Latins were despoiled of the Empire of Constantinople and
the English of the extended territories that they had on the Continent
because they did not know how to win over the souls and to satisfy the
wishes of the subjects and to govern them in such a way that they had
an interest in their government. In the war that Selim waged against the
Mamelukes,3 the peoples of Syria and Egypt, fed up and disaffected by
the rule of those barbarians who were of a haughty nature and insolent
customs, not only did not come to their assistance but with great promp-
titude opened the gates for the Turks. It is necessary then to win over
the subjects and to do it in such a way that they benefit from our rule
and from fighting for it. This will be carried out by the same means that
secure benevolence and foster reputation about which we spoke above.
In particular it will help toward this end to provide them with justice,
peace, and abundance, and to foster religion, letters, and talent because
the religious, the literati, and the talented are as it were the leaders of
the others, and he who wins them over will easily win over the rest. The
religious4 hold in their hand the consciences of the people, the literati
the understanding, and the judgments of the one and the other have the
greatest authority with all, the former for their sanctity, the latter for their
teaching, the former for the reverence they inspire, the latter for the rep-
utation they have acquired, so that whatever they say or do is considered
to have been well and prudently said or done, and so worthy of being
embraced and followed. The artisans, then, excellent and skilled of every
sort, serve to delight the others, so that the prince, if he has them on his
side, will be easily loved and esteemed by all. So Charlemagne, beyond
the respect that he showed toward religion and the favor that he always
showed toward letters, displayed an incredible liberality and beneficence
toward the poor than which there is nothing more gracious nor more
effective for winning the gratitude and affection of the people nor more
celebrated and magnified by all. It helps to be merciful, provided it does
not appear to be laxity, and to show that to pardon and to grant grace
comes naturally and by choice and punishment from necessity and con-
cern for justice and the public peace. So Nero, at the beginning of his
3
Botero refers here to the war waged successfully by the Ottoman sultan Selim I, starting
in 1516, against the Mamelukes, former slaves who had ruled Egypt and Syria since the
thirteenth century.
4
‘Religious’ here are members of religious orders.
93
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Of Acquired Subjects, How they Ought to be Treated
rule, marvelously acquired the love and the gratitude of all with his pre-
tense of mercy. When brought the sentence of the judges to be signed
by him by which they condemned a man to death, he said, “How pre-
cious it would be for me not to know how to write.”5 The certain luster
of excellent virtues helps not only to attach the subjects but even more
to enchant enemies, as is demonstrated by the continence of Alexander
and Scipio, the magnanimity of Camillus with the Faliscans, of Fabricius
with King Pyrrhus, and of Emperor Conrad with Duke Miecyslaw. This
Polish duke persecuted by Conrad sought refuge with Oderic, prince of
Bohemia, from whom he hoped for aid and favor, but he found that he
had been deceived by this thought. The Bohemian, out of thoughtless-
ness or avarice, negotiated with the emperor to hand him over into his
hands; but he, possessed of a loyal soul, detesting such perfidy, warned
Miecyslaw to beware of his host, so that admiring the goodness and virtue
of his enemy, he surrendered to him freely.6
But above all it will be of great importance to respect the pacts and
conventions made with them because there is nothing that more upsets
the souls of vassals and acquired subjects than a change in the conditions
under which they placed themselves under your rule. Nothing was of
greater assistance to Nur ed-din, king of Damascus, who drove us out
of Syria, than fidelity to his word; when the peoples saw that he did
not burden immoderately those who had surrendered to him and that
he did not fail to keep any promises that he had made to them, they gave
themselves over to him voluntarily and obeyed him faithfully.7 Important
enough also is education; this is as it were a second nature, and through
this means acquired subjects become as it were natural ones. To this end
Alexander the Great selected thirty thousand Persian youths and saw to it
that they were raised in the Macedonian style with regard to their dress,
their arms, their writing, and their customs, with intent to make use of
them in war as he did the Macedonians themselves. In the same way the
Turk through education makes the Janissaries, who were acquired sub-
jects born of Christian parents, into the most loyal soldiers that he has.
They serve as the guard of his person; they are employed in all the mat-
ters of importance where fidelity and courage are required. In doing this
5
Suetonius, Twelve Caesars, “Nero,” 12.3.
6
See Wiponis Gesta Chuonradi II. Ceteraque quae supersunt opera, ed. Harry Bresslau
(Hanover, 1878), 36 (BD, 206, n. 4).
7
Nur ed-Din (1118–74), a general of Turkish origin and emir of Aleppo from 1146, he
conquered Damascus, unified Syria, and proved to be a determined foe of the Crusaders.
94
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Of Acquired Subjects, How they Ought to be Treated
through education the Turk secures two great benefits. He deprives dis-
affected subjects of their strength and he increases his power with their
sons. Also useful to this end are marriages of the prince himself and nat-
ural subjects with acquired subjects. Alexander the Great by taking as
his wife Roxane, a Persian woman, conciliated those barbarians incredi-
bly who in this way acquired a firm hope for a rule and government that
was peaceful and benign. Of the Capuans Livy writes that wishing to
rebel and throw in their lot with Hannibal, nothing held them back and
caused them more unease than the relationships that they had contracted
with the Romans.8 A most noble way to win over acquired subjects was
that employed by Tarquinius Priscus. Having conquered the Latins, a
most powerful people, he did not make tributaries or subjects of them
but joined them in a league and a fraternity. This was one of the princi-
pal foundations of Roman greatness; the Latins fought everywhere with
no less courage than the Romans. Tarquin the Proud renewed this league
in which he united all the Latin youth but without their own captains and
insignia, and he mingled them with the Romans, and he made of the two
fraternities one under Roman heads, and to give greater solemnity to this
arrangement he had forty-seven cities of the league construct a temple
to Jupiter Latialis on Mount Albano. Here they celebrated once a year
the Latin Feasts with all the cities, where they shared a bull which the
Romans sacrificed there; this showed that even though this was called a
league and an alliance, nevertheless the Romans were in every way supe-
rior as we have stated elsewhere.
It helps also to introduce our language in acquired territories. So the
Romans did in an excellent fashion, and so the Arabs have done in a large
part of Africa and in Spain. Five hundred years ago William of Nor-
mandy did the same in England. To introduce our language, we should
see that the laws are written in it, that the prince and officials conduct
their audiences in it, and the same for business transactions, commis-
sions, letters patent, and other such things. I will conclude with Charles
the Great who, having expelled the Lombards, took over the exarchate
and, having given it to the Roman Church, called it Romagna, so that the
people, once they had forgotten the Greeks to whom they were formerly
subject, would become attached to Rome and to the Roman pontiff.9
8
History of Rome, 23.4, 7.
9
Pepin handed over the exarchate of Ravenna to the pope in 754 in the Donation of Pepin;
Charlemagne confirmed and expanded this gift in 774.
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Of Infidels and Heretics
10
“Alla naturalezza” means to return them to the state of natural subjects as opposed to
acquired subjects (BD, 209, n. 1).
11
João III (r. 1521–57).
96
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Of the Refractory
sensuality and the love of material things. So it will be necessary that the
prince procure a supply of many good teachers for the instruction of the
youth and, equally, many earnest preachers who know how, with teach-
ing and with grace, to explain and make accessible the mysteries of our
holy faith. In order to attract such people to the truth it will be profitable
to concede every privilege that involves honor and comfort to those who
will convert, such as to bear arms and serve in the military, to hold office,
to be exempt from all or some taxes, and other such things that the con-
ditions of time and place will suggest. Constantine of Braganza, viceroy
of the Portuguese Indies,12 promoted incredibly the faith in those lands
by honoring and favoring the baptized and the new Christians in those
lands. We ought not to overlook the zeal of Emperor Justinian who, as
Evagrius writes,13 drew the Heruli to the faith by offering them money;
and in the same way, Emperor Leo VI14 induced many Jews to the faith.
3 Of the Refractory
Of the infidels the most foreign to the Christian faith are the
Muhammadans; the flesh, to which their sect is strongly inclined, is
repugnant to the spirit of the Gospel. By the same reason, among the
heretics the most distant from the truth are those who are disciples of
a certain Calvin. Wherever they go they bear war in place of the peace
announced to us by the angels and preached to us by Christ, and it is
extreme madness to trust them in matters of state because, as experience
has demonstrated to us, wherever they will come to power, they will cause
an uproar, take up arms, and under the name of a religion covered with
impiety and maliciousness, will carry out with fire and sword their evil
intent. As they have no reasonable doctrine nor the authority of the saints,
they will defend their sect with arms in the manner of the Turks. They
have attempted to deprive the Most Christian King of his life, not only
of his crown, and they have stirred up his patrimonial states against the
Catholic King, and they have made war on Queen Mary, chased her out
of her kingdom of Scotland, held her prisoner despite the word they had
given her, and finally put her to death against every law of humanity.15
12
Constantine of Braganza was viceroy of the Indies and governor of Goa from 1558–61.
13
Evagrius the Scholastic (536–93 ce?), Ecclesiastical History, 4.20.
14
Leo VI, the Wise, Eastern Roman emperor (r. 886–912).
15
The lines from “They have attempted” to “every law of humanity” were suppressed in
later editions.
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How they Have to be Discouraged
With empty offerings they have enticed the Grand Turk against the
princes. Gaining a foothold under the pretext of liberty of conscience,
or of speech, or of action, or of life, they easily attract the people, who are
for the most part of a sensual nature, and lead them wherever it pleases
them more, because everywhere there are found evildoers and advocates
of novelty and upheaval, either to cover up their crimes with the ruin of
the republic or to improve their situation through a general disturbance.
Heads and standard-bearers of these people are in all the states Calvin
and his followers. Their business is to nourish sedition, foment rebel-
lion, provide food for malice and hope for the ambitious, arm the des-
perate, sack churches and ecclesiastical properties for the benefit of the
rapacious, and under the shadow of their gospel, which they proclaim
with trumpets and tambourines, to incite the people against the nobles
and subjects against their princes, and to shamelessly speak out every
evil about the Catholics, and gradually to turn all public and private mat-
ters upside down. Meanwhile they seize cities, construct fortresses, send
out privateers on the sea, and cast out from the world every manner of
peace. The best possible remedy to be used with them is, as with every
other evil, to resist beginnings, and then to employ the above-mentioned
means to convert them. But if there is no hope of returning them to the
truth and attaching them to our authority, it is necessary to make use of
the counsel given by Terrentius Varro to Hostilius who placed all hope
of keeping the Tuscans faithful and at peace in making it impossible for
them to rebel if they had the mind to do so. This can be done in three
ways: to discourage them, to weaken their forces, and to take away every
means of their uniting, because uprisings are born either of generosity of
spirit or a supply of resources or the unity of a multitude.
98
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How they Have to be Discouraged
than to dress shabbily. For this reason the Ottomans do not allow the
white turban to Christians. The Saracens took from the Persians even
their name, so that in this way they would lose even the memory of their
ancient valor and daring. William, duke of Normandy, after he acquired
the kingdom of England, in order to humble that people changed all the
officials and gave to the English new laws in the Norman language, so that
they would realize that they were subjects of another nation and with new
laws and a new language would also change their spirit and their thinking.
It will also be important to overwork these people, as Pharaoh did the
Jews, or to assign them mean tasks, as did the Jews the Gibionites and
the Romans the Calabrians, or to employ them in physical work such as
agriculture or the manual arts because agriculture leads a man to an affec-
tion for the farm and the land so that he does not raise his thoughts to
anything higher. So Cimon granted to the Greeks of other cities immu-
nity and exemption from military service so that attending to the culti-
vation of their own holdings they would grow attached to them and so
would not pay much attention to government or rule, which he assigned
to his citizens along with regular military exercises on land and sea.16
The mechanical arts bind a man to his shop on which his profit and
sustenance depends, and because the welfare of the artisans consists in
the sale of their products and their work, they are necessarily friends of
peace, which benefits the flourishing of trade and the flow of commerce.
Hence we see that those cities that are filled with artisans and merchants
love peace and quiet above all. The ancient tyrants added to the above-
mentioned methods an effeminate education for the boys as Dionysius
of Halicarnassus relates of Aristodemus, tyrant of Cumae.17 So that the
sons of those whom he had murdered would never raise their heads but
would have a totally vile and helpless spirit, he saw to it that until they
were twenty they were raised in a womanly fashion. They wore long and
loose tunics down to their feet, and their hair was similarly long and curly
and their heads garlanded with flowers. Their faces were all spread with
every tanning oil designed to make them appear more beautiful and del-
icate than they were naturally, and they associated indiscriminately with
the ladies so that their feelings and manners had something of the fem-
inine and the soft about them. With this procedure, just as Circe had
16
Cimon (510–450 bce) was an Athenian statesman and general who was a major figure in
the creation of the Athenian maritime empire after the defeat of the Persians.
17
Roman Antiquities, 7.9.3–5. Aristodemus (c. 550–490 bce) was tyrant of Cumae.
99
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Whether Letters Render Men Brave under Arms
turned men into beasts, so this tyrant aimed to turn boys into as many
girls. But this was madness because wherever men are transformed into
women, it is required that the women undertake the tasks of the men and
leaving to them the needle and the distaff, they take to arms and take
their revenge against the tyrants, as happened with Aristodemus himself.
I will not omit saying that delicate and soft music makes men effeminate
and vile so that, because the Arcadians due to the harshness of the site of
their country were characterized by savage and severe habits, their elders,
in order to tame and soften them as it were, introduced music and songs
of which the softest and most delicate are those of the fifth and seventh
tone which were often used in ancient times by the Lydians and Ioni-
ans, people given over to leisure and pleasure, so that Aristotle forbade
in his republic similar songs and wanted them to make use of the Doric
harmonies of the first tone.18
18 19
Politics, 8.7 (1342b). Aristotle (or Pseudo-Aristotle), Problems, 30.1 (953a).
100
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Whether Letters Render Men Brave under Arms
quantity of Greek books as they had initially intended to do. With regard
to the second effect, the French who are by nature merry and jolly (I
speak of the nobility) take no account of letters or of the literati, and
Louis XI, king of France, a prince of intelligence and of excellent judg-
ment in matters of state, wished that his son Charles know nothing of
letters other than those few words qui nescit dissimulare, nescit regnare (he
who does not know how to dissimulate does not know how to rule).20
More will be said of this opinion later.
On the other hand, the study of letters produces two effects of great
importance for military valor. One is that it sharpens prudence and judg-
ment and the other that it stimulates the desire for honor and glory. So,
to decide the question, I would say that the study of letters is nearly nec-
essary for a captain, and the reason is that they open his eyes as it were,
perfect his judgment, and provide many aides for prudence and pres-
ence of mind. In particular, they excite and stir him with their stimuli for
glory so that on the one hand he will be prudent and on the other ardent,
and prudence joined with ardor produces an excellent captain. So we
see that the premier captains that have ever existed, that is, Alexander
the Great and Julius Caesar, were no less students of the sciences than
courageous in arms. And there is no need for me to mention Hannibal,
the Scipios, the Luculli, and so many other personages who were greatly
dedicated to the study of the sciences and of the greatest valor in military
enterprises.
I have said that it is nearly necessary and greatly useful rather than
absolutely necessary, because there have been many excellent captains
who, without knowledge or letters or any teaching, have arrived at the
perfection of the military art, either through their outstanding intelli-
gence or through long experience, such as were the Manlii, the Decii,
the Marii, Diocletian, Severo, and other emperors. What sort of letters
and studies they ought to embrace has been discussed above.
With regard to the soldiers, I confess that letters are not of use for
them because the principal virtue of a soldier is prompt obedience to
the commands of his officer. Now the study of letters increases pru-
dence and caution, which pertain only to the captain, because he ought
to have judgment and eyes for all the soldiers, and they ought to be blind
20
This anecdote about Louis XI seems to have originated with Philippe de Commynes
(1447–1551) in his Mémoires.
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How to Weaken their Power
following his lead and under his command. So we see that the Swiss,
because they are a rough nation far from any study, they are the best
soldiers, and the Germans and the Hungarians, and the Janissaries.
Emperor Julian,21 who with incredible malice applied himself to the
oppression of the church of God, perceiving that the Christians through
their study of letters were becoming clever and prudent, prohibited for
them schools or studies.
102
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How to Weaken their Power
necessity arose, going to work with the material they had at hand, all the
many artisans made each day one hundred shields and three hundred
swords besides arrows and machines to hurl rocks. Lacking hemp, they
made use of women’s hair to make ropes and timber from their houses
to make ships. It does not promote security to leave them in fortified
places or places easily fortified. The Romans, unable to dominate the Lig-
urian Apuani23 with arms because of the harshness of the terrain which
made them fierce and rebellious beyond measure, drove them from the
mountains to the plains. The Romans wanted the Carthaginians, so often
rebellious, to leave their fatherland and the sea and withdraw to some
Mediterranean area. Pompey, in order to pacify the pirates, deported
them from coastal lands to the country. Cato had all the cities of the
Celtiberians24 demolished and Aemilius Paulus those of the Albanians.
Vitiges, king of the Goths,25 fearing a rebellion, tore down the walls of
all the cities of Spain except León and Toledo. Others have transported
similar tribes into other lands. Emperor Probus,26 having tamed Palfu-
rio, a most powerful bandit in Pamphylia and Isauria, and purged those
provinces of similar folk because it appeared that the land swarmed with
such an evil breed of men, said “it was easier to expel the robbers than
to make sure that there were none there,” and to remedy the situation,
he gave those sites to military veterans with the understanding that as
soon as their sons reached their eighteenth year they had to send them to
fight alongside the Romans so that they were introduced to the military
life before they were to a life of robbery. Similarly, when it became clear
to him that the Dacians on the far side of the Danube, who are now the
Wallachians, the Moldavians, and the Transylvanians, could not easily be
preserved in their devotion to the Roman Empire, Aurelian27 made them
move to the nearer side of the river. Charles the Great, weary of the fre-
quent rebellions of the Saxons, moved ten thousand families into what
are now the lands of the Flemings and the Brabantines, their descen-
dants. Ordinary and extraordinary taxes now claim their money in which
all human power now consists. Unfortunately, princes already know all
about this, so there is no need for me to expand on it.
23
The Apuani were a Ligurian tribe of ancient northwestern Italy.
24
The Celtiberians were a Celtic-speaking people of the Iberian Peninsula in the late pre-
Christian era.
25
King of the Ostrogoths in Italy from 536–40 ce.
26
Marcus Aurelius Probus reigned as Roman emperor from 276–82 ce.
27
Emperor Aurelian reigned from 270–75 ce.
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How to Weaken their Union
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How to Weaken their Union
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How to Weaken their Union
that one of the principal ones is the canals which cross the city and
divide it into many areas, so that the people are not able to assemble
except slowly and with great difficulty, and so in the meantime a rem-
edy is provided for troubles. To produce this effect it helps to have
citadels and colonies close to trouble spots, and garrisons within and
outside the city. For this reason the Grand Turk has such a large mil-
itary of one hundred and fifty thousand cavalry divided between Asia
and Europe into more than two hundred sanjuks32 ready to move and
get started quickly to put down any least uprising. But if none of these
things helps against the refractory, then they ought to be dispersed and
transported into other countries. So the Assyrians dispersed the Jews and
forced them into Chaldea from where Alexander the Great drove them
into Tartary (if what they say is true). Emperor Hadrian drove them into
Spain where in the year of Our Lord 698 they rebelled against Christ
because they had falsely become Christians, and against King Egica.33
They were despoiled of all their goods, dispersed with their wives and
children through all parts of Spain, and made slaves. In France King
Dagobert did the same thing.34 And if the Arabs called Almohads35 , who
began to reign in Spain at the time of Alfonso VII, did not permit any
Christian to live among them but forced them to become Muhammadans
or put them to death cruelly, why are we not able to expel from our lands
those of whose conversion and quiet we have despaired?
If they are heretics, let every incitement to heresy be taken from them,
the preachers, the books, and printing presses. Antiochus forbade the
Jews to read the Mosaic books publicly as they were accustomed to
do on the Sabbath.36 Diocletian commanded that all the sacred books
of our law be burned.37 How much more reasonably will we burn the
books of Calvin and similar disseminators of impiety and dissension?
Especially having the example of Constantine the Great who issued
an edict that, under pain of death, everyone should burn the books of
Arius.
32
An Ottoman administrative term for a district.
33
Evica was Visigothic king from 687–703. These events took place in 693.
34
Dagobert I ruled the Franks from 629–34; He was the last of the Merovingian dynasty to
wield real power.
35
The Almohads began to enter Spain in 1146; Alfonso VII, king of Castile and León from
1126–57, allied with the Amorvides, devoted the last years of his reign to fighting against
the Almohads in the south of the Peninsula.
36 37
1 Maccabees 1:56–57. 303–04 ce.
106
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Take Away the Means of Uniting with Other Peoples
38 39
See above, 2.6 (p. 46, n. 34). Philip II (r. 359–336 bce), Philip III (r. 323–317 bce).
40
Starting with RS 1596, Botero added another chapter here, “How to Pacify Disturbances
Already Under Way.” For this chapter, see Appendix A.
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Book Six
2 Of Fortresses
Nature teaches us the art of fortification to protect ourselves; for no other
reason does it surround the brain and the heart with so many bones and
cartilages than to protect life by keeping dangers distant, and with a thou-
sand types of shells, rinds, and hard, rough bark covers the fruits and
with ears and bristles defends the wheat from the rapacity of birds. So
I do not know why some doubt whether fortresses are useful to princes
or not1 because we see that nature itself uses them. There is no empire
of such greatness or power that it does not fear or at least suspect the
inclinations of its subjects or the mind of neighboring princes. In the one
and the other case the fortresses give us security; there the engines and
1
An allusion to Machiavelli, Prince, 20, and Discourses, 2.24.
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Of the Conditions of the Fortresses
munitions of war are kept, and you maintain as in a school and on exer-
cises a certain number of soldiers and so from within a small enclosed
area you defend a large territory and with little expense provide for
many eventualities. The Greeks, who were of such intelligence, and the
Romans, who demonstrated such good judgment in all their actions,
made much of citadels as they relied on them in Corinth,Taranto, and
Reggio; and the Romans defended their rule and their country with the
help of the citadel of the Campidoglio even though it was not on the
frontier but in the center of the state and the heart of the republic.
The events that can overtake a state are infinite, and the eventualities
of war innumerable; for all of them provision is made by the fortification
of the passes through which evils and troubles can enter. The Persians,
who have always professed confidence in the great number and quality of
their cavalry, have now experienced how useful and necessary is the use
of fortresses, because the Turk, although defeated more than once, has
gradually built fortifications in strategic locations, occupied large areas,
and finally taken the great city of Tauris2 and secured it with a large
citadel. So the Persians, because they had no fortresses, have lost the
campaign and the cities.
2 3
Today Tabriz in northwest Iran. The Kingdom of Naples.
4
Mazagam, today El Jadida, south of Casablanca.
5
Arzilla, today Asilah, south of Tangier in Morocco.
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Of the Conditions of the Fortresses
6
I have not been able to locate Malvoisie; the word usually designates a wine.
7
This sentence was deleted in subsequent editions.
8
The citadel of Mount Aornos or Aornis in Bactria was taken by Alexander the Great in
327 bce. It has been identified as a summit in Pakistan, the Pir Sar.
9
This is the rock of Sisiméthrès, a Bactrian leader, taken by Alexander the Great; it was in
present day India (BD, 238, n. 6).
10
Scipio Africanus took Carthage in 210 bce.
11
Francis, duke of Guise, took Calais from the English in 1558.
110
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Of Colonies
seized Sardis, when the famous warrior Achaeus12 was there, from the
side which was considered impregnable; when he saw birds flying safely
over the high wall, he concluded that there were no sentries there.13 On
the other hand, places weak by nature and little helped by artifice have
conducted the most glorious defenses because princes lacking confidence
in their fortresses have furnished them with reliable soldiers and captains.
In our day Eger in Hungary and the town of Malta attest to this.14 Both,
though weak due to their location because they could be easily shelled
and due to their walls because they had been constructed with little skill,
nevertheless were defended gloriously by the valor of the soldiers and the
captains which constitutes in reality the vigor of defenses. So Agesilaus
upon being asked why the city of Sparta did not have walls, pointing to
his armed citizens said, “Behold these.” Cities ought not to be fortified
by wood and rock, he added, but by the force and valor of the inhabi-
tants. But nothing helps if it is not in a location where it can be supplied
because if the attack is vigorous and the siege persistent, every fortress
will eventually fall into the hand of enemies. The fortresses that can-
not be supplied are the cemeteries of soldiers, and such was Nicosia in
Cyprus.15 For this reason the best fortresses are those that are located by
the sea because with a favorable wind they can be assisted.
4 Of Colonies
In order to hold in check enemies and warlike peoples, the Romans at
the beginning of their Empire instead of fortresses established colonies
within their borders. There, by settling a good number of Roman citizens
or Latin associates on lands won by war and taken from their enemies,
they protected themselves against unforeseen attacks. It can with merit
be argued which provides greater security, the colony or the fortress,
but without a doubt it is the colony because it includes a fortress and
not the reverse. The Romans, who understood reason of state very well,
made much greater use of colonies than of fortresses. But in our times
fortresses are much more in use than colonies because they are much
12
A Greek Macedonian nobleman and general who died in 213 bce.
13
Antiochus took Sardis, the capital of ancient Lydia, in 215 bce.
14
Botero refers to the siege of Eger in western Hungary by the Turks in 1552 and the Great
Siege of Malta by the Turks in 1565. Both became symbols of heroic resistance.
15
Nicosia fell quickly to the Ottomans in 1570 at the start of the Ottoman-Venetian War of
1570–73.
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Of Garrisons
easier to establish and of greater utility at present. Colonies call for a great
deal of industry and prudence in founding and organizing them, and the
good that comes from them cannot be gathered so quickly because it only
matures with time. But one sees that colonies are much more secure and
of nearly perpetual utility, as Ceuta and Tangier, important Portuguese
outposts on the coast of Mauritania,16 attest; they developed into colonies
and are maintained bravely against the forces of the Sharif and Barbary.
Calais, an English colony established by Edward III in the year of our sal-
vation 1347, has become the last place that that people has lost on the con-
tinent. But you ought not to found colonies far from your state because in
this case, since you cannot easily supply them, they either remain as prey
for enemies or, accommodating to situations or to the times, they govern
themselves without respect to their origins. So acted the many colonies
developed by the Greeks and the Phoenicians in all the lands bathed by
the Mediterranean Sea. After judiciously considering this, the Romans
founded more colonies in Italy than in all the rest of their Empire, and
outside Italy they did not establish any until six hundred years after the
foundation of Rome, and the first two were Carthage in Africa and Nar-
bonne in France.
5 Of Garrisons
But after the Roman Empire, having grown marvelously, reached all three
parts of the world, the Romans did not consider colonies suitable for their
purposes because of the distance of the places and the ferocity of the peo-
ples on their borders (they were on the one side the Alemanni and on the
other the Parthians). So they kept on the banks of the Rhine, the Danube,
and the Euphrates huge armies, so that under Caesar Augustus all the
Roman garrisons amounted to the sum of forty-four legions which came
to two hundred and twenty thousand infantry apart from the cavalry.
There were then two fleets, one stationed in Ravenna and the other in
Miseno, that dominated the whole Mediterranean Sea. That of Ravenna
stood as it were ready for all that could happen in the Ionian Sea and
on the seas of the Levant while that of Miseno17 stood over as it were the
seas to the west. But in this disposition of such large armies and garrisons
16
Mauretania designates here the coast of North Africa.
17
Miseno or Misenum on the Gulf of Naples was established as the principal Roman naval
base in 27 bce.
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Of Prevention
there was this shortcoming, that the soldiers collected in one place, easily,
either due to the art of their captains or to their own ferocity, mutinied,
greatly endangering the Empire. So it happened that when each army
called out its own general as emperor, cruel civil wars necessarily fol-
lowed. For it is not possible that a large number of soldiers united in one
body remain in place for a long time without causing trouble or rebelling,
either one against the other or all against the prince; and if the captains
are factious and eager for change, it is an easy matter to hatch their plots
and fan the fires. For this reason it is necessary either to direct them
against the enemy or to distribute them over several locations because
the division disperses their forces and lessens their spirit and ardor, and
it reduces the ability of captains and people of malicious intent to win
them over. This is perhaps the reason that the Turk, who has nearly sixty
thousand cavalry in Europe and a little fewer in Asia, has never had any
trouble. He keeps them apart, here and there, so that it never happens
that they find themselves all together, except for some campaigns, and
they do not realize their own strength and so do not rebel out of pride,
nor are they able to be easily directed or won over by officers. Each of
them resides on his timar,18 or what we would call farm, assigned to him
by the Great Lord in place of a salary, and the desire of and delight in
their fruits and comforts keeps them quiet.
7 Of Prevention
A most noble way to keep the enemy at a distance from our house and
to secure ourselves against his assaults is to anticipate them by carrying
18
A timar was a small, temporary fief given by the sultan to soldiers.
19
The Suevi were a Germanic tribe.
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Of Prevention
the war into his house because he who sees his own possessions in danger
easily leaves others’ in peace. And the Romans kept to this method in all
their important campaigns except in the war with the Gauls and in the
Second Punic War which they were not able to finish until they carried
their arms across the sea and over the Alps. Hannibal when he advised
Antiochus about how to conduct a war against the Romans said that it
would not turn out well unless he attacked the Romans in Italy. So I do
not understand why in our days some discuss whether it is better to await
the Turk at home or attack him on his lands. The ancients never had any
doubts about this. It was always the opinion of the great generals that it
was better to attack than to be attacked because an attack that is not com-
pletely foolhardy upsets and throws the enemy into disorder, seizes part
of his income and his lands, takes possession of his provisions or forces
him to destroy them himself, and draws to the attacker’s side those who
are discontent or dissatisfied with their government. If he conquers, he
gains much; if he loses, he risks little, especially if the campaign takes
place far away. Finally, the fortunes of war, which are endless, favor the
attacker rather than the attacked. Hannibal and Scipio, whom we can
call lights of the military art, recalled with embarrassment their fight-
ing the one against the Romans outside Italy and the other against the
Carthaginians outside Africa. The Turk has warred against Christians
not by awaiting us on his territory but by anticipating not only our inten-
tions but our thoughts so that having attacked us now in one place now
in another, without giving us time to attack him, he has seized unlimited
territory from us. But one should also take note that to attack requires
greater forces, or at least equal forces to those of the one whom you wish
to attack, greater or at least equal in number or in ability or in strategic
location. And he who does not feel himself secure, ought to anticipate by
fortifying the passes and the important locations where the enemy will
lose forces or time and give you an opportunity to gather your troops or
to bring in foreigners as happened at Malta. When the Turks besieged
Saint Elmo for the whole month of May, they lost the flower of their sol-
diers, and ours had time to unite and gather spirit to attack the enemy.20
But if you do not have the forces to forestall and do damage to your
adversary, it remains to incite some powerful enemy against him, to do
what you cannot do yourself. Genseric, king of the Vandals, having been
broken in a terrible naval battle by the patrician Basil and fearing the
20
The reference here is to the Great Siege of Malta in 1565.
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Of Leagues with Neighbors
worst, persuaded the Ostrogoths and the Visigoths to attack the Roman
Empire. In this way he protected himself.21 But in this it is necessary
to handle oneself in such a way that you do not come out even worse,
as happened to Ludovico il Moro, who, to defend himself against the
Aragonese, became the prey of the French.22
21
The facts here are misleading. Genseric, king of the Vandals from 427–77 ce, surprised
and annihilated a Byzantine fleet under the command of Basiliscus (later emperor) off
Cape Bon, on the northeastern coast of Tunisia, in 468 ( BD, 245, n. 1).
22
In 1494 Ludovico il Moro, duke of Milan, induced the French to attempt to drive the
Aragonese out of Naples. This unleashed the Italian Wars that lasted until 1559.
23
A loose translation of a dictum attributed to Cato and often cited in the Middle Ages,
“Nam laevius laedit, quidquid praevidimus ante” (BD, 246, n. 2).
24 25
Elizabeth I. Mary Stuart, executed in 1587.
26
This last sentence was suppressed in most later editions.
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Of Eloquence
suspicion that the league states unite brings it about that he has no desire
to move against any of them. In this way the Swiss gain security because,
given the defensive league among them, there is no one who has any
desire to attack the least of their villages. And the Venetians have enjoyed
a long peace under Suleiman, king of the Turks, only because that prince
knew that if he attacked them, he provided an occasion for Christian
princes, due to the common danger, to unite with one another. But we
have spoken enough about leagues elsewhere.
10 Of Eloquence
This is very valuable, also, to convince an enemy to desist from a cam-
paign. Lorenzo de’ Medici, in the greatest trouble and danger because
of the war of Sixtus IV and Ferrante of Naples against the Florentine
Republic, traveled from Florence to Naples and, conferring with the
king, knew how to speak so well and with such efficacy, that he dissolved
the league and reconciled with the Florentines.27 With the same skill
Galeazzo Visconti made Philip of Valois turn around when with a great
army he was approaching Milan.28 Alfonso of Aragon, at war with René
of Anjou over the claims that the one and the other had to the Kingdom
of Naples, was taken prisoner at Gaeta and taken to Milan by the soldiers
of Filippo Maria Visconti who was giving aid to René. There he accom-
plished with eloquence that which he probably would not have been able
to do with arms. By showing to that prince how dangerous it would be
for the state of Milan if the French acquired the kingdom and became
powerful in Italy, he drew him over to his side and obtained such assis-
tance and favor that when René was finally defeated, he remained lord of
Naples.29
Another instrument useful to draw forces to us and take them from
the enemy is to demonstrate to other princes that our danger is in any
27
In December 1479, when Sixtus IV and Ferdinand I warred against Florence, Lorenzo
de’ Medici undertook a secret trip to Naples where he convinced the king to break with
the pope. A peace was signed in February 1480. Botero draws his account of this incident
from Machiavelli’s History of Florence, 8.19 (BD, 248, n. 2).
28
Philip, future Philip IV of France, having been summoned there by the pope, was on
campaign in Italy in 1320. When he found his army encircled by the troops of the lord of
Milan, Marco Visconti, and his son Galeazzo, he negotiated with them and then returned
to France.
29
This took place in 1435; see Machiavelli, History of Florence, 5.5 (BD, 249, n. 1).
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Of Depriving the Enemy of Food Supply
event also theirs and that the greatness of the adversary will be dangerous
for them no less than for us. The Romans used this a great deal in the
Macedonian War, to unite the Aetolians with them in a league, and in the
Aetolian War to unite with the Achaeans, and in Asia to join with diverse
princes and peoples.
30
This refers to the attempt of Emperor Ferdinand I in a campaign of 1541–43 to take back
from the Turks the city of Eszék, today Osijek in the Croatian region of Slavonia (BD,
250, n. 4).
31
The army of Emperor Charles V invaded Provence in 1524 and besieged Marseilles but
was unable to take it (BD, 250, n. 5).
32
Starting with RS 1596, another paragraph was added here.
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Of Agreement with Enemies
13 Of Diversion
Diversion differs from prevention in this, that prevention occurs before
the enemy has come to attack us; diversion is employed after he has
attacked us, by taking the war into his own territory, so that he leaves
ours, as in prevention the war is taken into the territory of the enemy so
that he does not take it into ours. An outstanding diversion was that of
Agathocles when he was being stretched to the limit by a Carthaginian
siege of Syracuse and was not able to hold out longer. Embarking with
some of the soldiers, he passed over to Africa and from there made it so
difficult for the enemy, that they were forced to recall the troops that they
had in Sicily.33 And no less noble and bold was the case of Boniface, count
of Corsica, in the year of salvation 829. After the Saracens had attacked
Sicily and put everything there to fire and sword, the count passed over
to Africa with a good fleet, and confronting the enemy there, he was vic-
torious, so that the Saracens, because of the danger to their own lands,
were forced to leave Sicily in peace.34
33
Agathocles was tyrant of Syracuse from 316–288 bce. This event took place in 310.
34
Boniface II, marquis of Tuscany from 828–34, and prefect of Corsica, defended Corsica
and Sicily against the Saracens, taking the war over to Africa (BD, 252, n. 3).
35
Bernabò Visconti was lord of Milan from 1349–85.
36
Filippo Buondelmonte degli Scolari, called Pippo Spano (1369–1426), was an Italian cap-
tain in the service of Sigismund of Luxembourg. Pippo was considered a traitor but the
method of his death seems to have been a myth (BD, 253, n. 5).
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Standing Above the Fray while Neighbors are at War
37
From 1496–99.
38
There follows here a brief chapter entitled “Of the Method of Julius II” in RS 1598.
39
The Treaty of Caltabellota, in 1302.
40
These were the Almogavars, soldiers from many Iberian kingdoms who originally fought
in the early Reconquest in Spain and then later in Italy.
41
Roger de Flor, corsair and mercenary captain.
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Standing Above the Fray while Neighbors are at War
between Filippo Maria and the Venetians,42 the captains who had served
these princes led their rival armies into the State of the church. Much
later,43 after the Venetians and Emperor Maximilian, the Spaniards and
the Gascons, who had all fought in the war had put down their arms,
they continued on with Francesco Maria44 into the state of Urbino and
tormented Pope Leo in such a way that in order to free himself, he paid
out an unlimited sum.45
42
Filippo Maria Visconti, duke of Milan, concluded peace with the Venetians at Ferrara in
1428, and it was renegotiated in 1433.
43
These events took place in 1517. More than eighty years separated the two sets of events
related here by Botero.
44
Francesco Maria della Rovere (1490–1538), a condottiere and heir to the duchy of Urbino
who had been dispossessed by Pope Leo X.
45
Botero’s discussion of the need for a prince to prepare for war in a time of peace seems to
resemble Machiavelli’s position in chap. 14 of The Prince (BD, 237, n. 1).
120
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Book Seven
1 Of Forces [Resources]
Up till now we have discussed the means by which a prince can govern
his people peacefully. Now we discuss the ways by which a prince can
also expand his state. These are without a doubt the resources which I
am accustomed to call the instruments of prudence and valor. It would
take a long time to try to show in detail all those things that can be called
the resources of a prince, so that I will content myself with the principal
ones, which are people, many and of high quality, and money and food
supplies and munitions and horses and offensive and defensive arms. And
I will not delay to demonstrate how munitions and arms are to be made
and assembled because the Arsenal of Venice, which is filled with every
military instrument for sea and for land, can serve as a mirror and a book
for every wise prince. Here, in the space of a mile and one half or a little
more and surrounded by high walls, is gathered such a quantity of all the
materials and all the instruments necessary for all the needs and necessi-
ties of naval and land warfare so that he who sees it scarcely believes his
eyes. Here under large vaults are kept hundreds of galleys, some large,
some slender, made with inexplicable mastery. And they are constructed
continuously in such good order that one always sees in one day the start
and completion of a galley in every detail. Here there are vast rooms,
some filled with artillery of every sort, some with pikes, swords, and
arquebuses, others with breastplates, helmets, and shields so well made
and polished that the sight of them alone is sufficient to terrify the cow-
ards and incite to war the spirited. Elsewhere you will see large rooms,
some filled with iron and bronze, others with hemp, others with wood.
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Is it Fitting for a Prince to Accumulate Treasure
Elsewhere iron is purified and liquefied to make cannon balls, nails, and
anchors. Elsewhere bronze is cast to make artillery. Elsewhere hemp is
worked into rope and sails and shrouds. From wood are made oars, masts,
planks and all that is needed for the navy. Finally, there you will get an
idea of the foresight necessary for a prince who wants always to be armed;
as Alfonso d’Avalos,1 marquis of Vasto, deservedly said after seeing and
considering the size and importance of a similar place, he would have
wanted the Arsenal of Venice before four good cities of Lombardy.
About provisions and horses it occurs to me to say nothing that was
not said in passing as it were about agriculture. There are then two types
of resources to which the others can be reduced, people and money; and
even if he who has people has money, we will say two words about this
latter type of resource, so that we may speak more at length of the other.2
1
Alfonso d’Avalos (1502–46) was a general of Emperor Charles V who served as governor
of Milan and commander of the imperial army.
2
In RS 1598 Botero added a sentence here that is important to understand his thought:
“But before going further, let us say that this expansion (agrandissement) of the state is of
two types, intensive and extensive. With the first one improves dominion (dominio), with
the second one extends it; but without the other, this is harmful instead of being useful.”
3
Sardanapalus is the name given by the Greeks to the last king of the Assyrians, Ashurban-
ipal (667–626 bce).
4
Darius III, king of Persia, who died in 331 bce.
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Is it Fitting for a Prince to Accumulate Treasure
who defeated him and expelled him from his state, and to Perseus5 who
also left his money to those who deprived him of his kingdom. But what
noble thought, what honorable purpose can a prince have who has given
himself over completely to the art of avarice? Let Tiberius Caesar speak,
or not to go so far back, Alfonso II, king of Naples,6 who gave his pigs
to his subjects to fatten them, and if they died, made them pay him. He
purchased all the oil of Apulia and all the budding grain, and then he
resold it at the highest price that he could while forbidding anyone else
from being able to sell it until he had sold all of his. But what will we say
of the selling of offices and magistracies? Is there anything more unwor-
thy of a prince and more harmful to subjects? The greed for gold leads
princes to every crime and unworthy action and takes out of their hands
a means to virtue and to that which makes for their glory, and it hap-
pens then ordinarily that the ill-gotten wealth of princes is spent more
wrongfully by their successors. David used all due care to accumulate a
great supply of gold and silver which was the greatest that had ever been
collected;7 it amounted to one hundred and twenty million scudi. With
all this Solomon, his son, apart from that which he spent for the con-
struction of the temple, used the money so prodigally for the construc-
tion of palaces in the city and in the country, for summer and for winter,
for gardens and splendid fish-ponds, for a multitude of horses and carts,
for male and female singers, for display and delights of every sort, so that,
because the treasure left him by his father was not enough, he burdened
his people in such a way that unable to bear the infinite burdens, the
great part of them rebelled under his son.8 Now, what will they do with
so much treasure unjustly acquired? Or what fruit can one hope for from
it? Using every sort of extortion and injustice, Tiberius over many years
gathered sixty-seven million scudi, which his successor, Caligula, wasted
in one year, and this will happen ordinarily because a prince, especially
a young one, who sees a great treasure in his hands, commonly takes to
strange thoughts and passing fancies that have no end, and confident in
5
Perseus, the last king of Macedonia, conquered by Roman armies in 168 bce.
6
Alfonso II of Aragon (1448–95), duke of Calabria and son of Ferdinand I of Aragon whom
he succeeded as king of Naples from 1494–95. These lines about Alfonso are cited verbatim
from Jean Bodin, Les six livres de la république, edn. of 1583, 6.2 (BD, 262, n. 8.); see also
Jean Bodin, The Six Bookes of a Common-weale. Out of the French and Latin Copies, done
into English by Richard Knolles (London, 1606), 6.2. In this Book Seven Botero frequently
draws on Bodin’s République, edn. of 1583, 6.2, “On Treasure.”
7
Botero takes this from Bodin, République, 6.2 (BD, 262, n. 1).
8
Roboam, son of Solomon; see 1 Kings 12 and 2 Chronicles 10.
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That it is Necessary that the Prince have Treasure
his wealth, undertakes great works with his resources, hates peace, dis-
dains friendship with his neighbors, starts wars that are neither necessary
nor useful and are often harmful for himself and his own. For this rea-
son God does not will that the king has argenti et auri immensa pondera
(immense amounts of silver and gold).9
9
Deuteronomy 17:7.
10
Starting with RS 1590, there is inserted here “for reputation, because the power of states
is assessed today no less from the supply of money than from the size of the territory,
and”.
11
Bodin underscored that financial reserves ought to be on hand so that the prince was not
compelled to begin a war with loans and subsidies, République, 6.2, p. 906. (BD, 264, n. 1).
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Of Revenues
make provision for it, ordinarily loses the time needed for this business
and often the opportunity for victory. And the most frequently used way
to procure money is that which ruins kings and kingdoms, that is, the
payment of interest, and in order to pay the interest ordinary revenues
are pledged, so that it is necessary to impose extraordinary ones which
commonly then become ordinary. So one evil is remedied by a greater
one, one falls from one disorder into another, and finally the state col-
lapses and is lost.
Since therefore it is not expedient to make profession of accumulating
treasure, and it is necessary to have some treasure, what is to be done?
Virtue resides in the middle; therefore they ought to accumulate money
without making profession of it. This will be done in two ways, by keep-
ing alive all the revenues of your state while abstaining from all superflu-
ous revenues and from all unsuitable giving.
4 Of Revenues
The revenues of a prince are of two sorts: ordinary and extraordinary,
because they are drawn either from the products of the land or the results
of human labor. They are drawn from the earth in two ways because some
lands belong directly to the prince, others to the subjects. To the prince
belong patrimonial lands and those that have no other owner, to the cul-
tivation of which he ought to attend not otherwise than the good father
of a family and take from it all that the quality of the lands allows because
some are good for grain, others for pasture, others provide woods, oth-
ers other things like lakes, ponds, rivers. Furthermore, of the fruits of
the earth some come from under the earth, others from above. From
under the earth come metals and mines of gold, of silver, of tin, of iron,
of mercury, of sulphur, of alum, of salt, and besides this jewels, pre-
cious stones, and marble of infinite sorts. From above the earth come
hay, grains, beans, and beasts large and small, domestic and wild. The
benefits of the waters are of many types; they generate many animate
things to support human life, such as fish, oysters, and other such things,
and inanimate such as coral and pearls, and of uncertain nature, such
as sponges which Aristotle places in the middle between animate and
inanimate things.12 Muhammad II,13 having acquired enough land, sent
out colonies of slaves, to which he assigned each fifteen acres of land,
12 13
History of Animals, 8.3.1 (588). Mehmed II.
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Of Revenues
two buffaloes, and seed for the first year. After twelve years he wanted
one-half of the crops and a seventh of the other half in the years follow-
ing. So he established a good perpetual income.14 From the lands that
belong directly to his subjects the prince draws money through taxes
and imposts, which when they meet the needs of the republic are licit
and just because according to reason particular goods serve the public
good without which the latter could not be maintained.15 But these taxes
ought not to be personal but real, that is, not on heads but on property;
otherwise all the burden of the taxes will fall on the poor as ordinarily
happens because the nobility unload the burden on the people and the
large cities on the countryside. But in the course of time it happens that
the poor, unable to support the weight, fall beneath it, and in the end the
nobility have to make war at their own expense and the cities pay huge
subsidies as happened in France. In Rome the whole weight of the taxes
and impositions was on the rich. But the goods of the subjects are cer-
tain or uncertain. I call certain the immovable goods and uncertain the
movable goods. Only the stable goods ought to be taxed. The attempt to
tax movable goods turned all Flanders against the duke of Alba.16 And if
you want, in case of extreme necessity, levy contributions also on mov-
able goods; I would not disapprove what they do in some cities of Ger-
many: leave it to the conscience and oath of persons. As to the products
of industry, by which I understand every type of trade and commerce,
they are taxed when entering or leaving the country. There is no sort of
income more legitimate and just than this because it is reasonable that
whoever makes a profit on what is ours or from what is ours make us
some payment. But because those who carry on commerce are either our
subjects or foreigners, it is just that the foreigners pay something more
than the subjects. The Turk also has this policy. For the goods that are
taken from Alexandria, the foreigners pay ten per cent and the subjects
five per cent. In England foreigners pay quadruple what the natives pay.
And because riches tend to find their way there where the things neces-
sary for use in everyday life more abound, the prince ought to employ all
14
Botero takes this example nearly verbatim from Bodin, République, 6.2 (BD, 266, n. 5).
15
This principle follows Bodin, République, 6.2, with the significant difference that for
Bodin these taxes may be collected in time of necessity; for Botero they may be collected
on a regular basis (BD, 267, n. 3).
16
Fernando Álvarez de Toledo (1507–82) was named governor of the Low Countries in
1568. After he introduced new taxes in 1572, a revolt broke out. He had to surrender to
the insurgents the northern provinces, and he was recalled to Spain in 1573.
126
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Of Aid from the Church
5 Of Loans
But if revenues are not adequate to the needs, the prince can borrow from
wealthy subjects, either at interest, which he ought not to do except in
extreme cases since interest is the ruin of states, or without interest which
will not be difficult if the prince keeps his word and pays his debts on time
without serious harm to his creditors.17 Henry II, king of France, when
he wanted to rebuild his army after its defeat by the imperials at San
Quentin, summoned the three estates of his kingdom and, through the
mouth of the cardinal of Lorraine asked them to find a thousand persons
throughout the state who would each lend him a thousand scudi with-
out interest.18 This he easily obtained, and with the three million of gold
which he accumulated he renewed the war and made important acquisi-
tions. So without oppressing the people who were already worn out by
previous contributions, he found a way to undertake glorious campaigns.
He had learned earlier that to borrow money at interest gained nothing
but the collapse of revenues and the loss of credit. He left in fact such
great debts that the crown of France still feels their weight.
17
Interestingly, Botero does not discuss interest from the perspective of the church’s prohi-
bition. See also “usury.”
18
After the defeat at San Quentin in August 1557, Henry II summoned the Estates-General
to Paris the following winter, to obtain the subsidies necessary to continue the war.
19
Manuel I, king of Portugal from 1495–1521, supported the voyages of Vasco da Gama and
Pedro Alvarez Cabral.
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Of Extraordinary Income
undertakings in Africa and in India because in the one and in the other
he made incredible acquisitions, and he increased, one can say, the gold
and silver along with the expenses. There came to him then the desire,
at the suggestion of others, to take a large sum of money from the eccle-
siastical state, and he obtained the permission of Pope Leo. When this
became known in Portugal, it caused infinite grumbling, so that the king,
not under any necessity and seeing a change in spirit, agreed to cede the
grace that he had obtained to the clergy, and they in turn, to show him
their affection, made him a gift of one hundred and fifty thousand scudi.
After this, from then on his enterprises and his reputation continually
declined.
Now aid comes from the church in two ways, either from the sale of
part of its lands or from part of the income of the lands. The sale of
immovable goods, as has happened more than once in France,20 is like
taking a hatchet to one’s legs and cutting one’s muscles. Beyond that, the
permission of the pope is carried out in such an ill fashion that twice that
is alienated than was authorized by the bull, and it appears that a sacrifice
is made to God through a diminishment of the income of the church.21
Making use of a part of the income is more tolerable for the clergy and
often necessary for the republic. This has been seen in the late wars in
France of which the clergy has in great part paid the expenses with more
than twenty million scudi contributed to the king, and in Spain where
the clergy has for many years supported sixty armed galleys and paid out
more than double this amount.22
7 Of Extraordinary Income
We have been talking about the ordinary income beyond which the
princes have some other extraordinary sources of income, some from
20
An allusion to the surrender of church lands during the reigns of Charles IX (1560–74)
and Henry III (1574–89), in order to provide funds to meet foreign and domestic crises,
especially campaigns against the Huguenots.
21
Pius V, Gregory XIII, and Sixtus V all issued bulls authorizing and justifying the alien-
ation of church lands in France. The sale of these lands then surpassed by a great deal
what the papal bulls had anticipated (this was especially the case at the time of the coming
to the throne of Henry III in 1574) (BD, 271, n. 4).
22
Starting with RS 1590, Botero added here: “But I confess to never having seen nor read
that anything of significance has ever been accomplished through the subsidies given by
the church. In addition, it appears that campaigns undertaken with church funds have
been regularly failing, and even if they have sometimes been successful, little fruit has
been gathered from the victory.”
128
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How it is Necessary to Conserve the Surplus
their own people, others from foreigners. From their people they have
regalian rights,23 confiscations, condemnations, gifts. From foreigners
they have tribute, pensions, honors, and other similar things, all of which
they ought to spend and invest as if they were ordinary income.24 Who
will manage his income in this way will necessarily lay by a certain part
which he ought to deposit in his treasury for cases of necessity.
23
The temporary regale allowed the French king to collect the income of vacant bishoprics.
24
Starting with RS 1598, Botero inserted here: “And the power of a prince ought not to be
evaluated so much from his ordinary income as much as from the ease with which he can
obtain money through extraordinary means. Of this the clearest sign is that most princes
have sold or pledged or in another way alienated the ordinary revenues and support them-
selves with extraordinary aids.”
25
This probably refers to Botero’s Del dispregio del mondo libri cinque (Milan, 1584) (BD,
273, n. 2).
26
Botero treated this topic earlier in 1.22 (p. 33), using the same examples.
129
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Of a Numerous Population
lay hands on the money, a precaution that the ancients also took in dif-
ferent ways. After the expenses of the government had been paid, Cae-
sar Augustus lent the money that remained at interest and with security,
and Antoninus Pius in a similar fashion at five per cent, and Alexan-
der Severus did the same. But no prince ought to follow the example
of lending at interest, not only because this is not a matter for a prince
but because it contravenes reason and the precepts of the church. When
lending freely27 he obtains two good results. First, he secures safeguards
for his money by taking security for it. Second, he puts the subject under
obligation to him, and he gives him the opportunity to enrich himself
which in the long run benefits the prince. The Romans, when they were
free, accumulated the public treasure in large portions of gold similar
to bricks. The kings of Morocco formed their treasure into a great ball
of gold which they placed on the dome of their Great Mosque. Today
princes wall up or bury or store in cases of iron their riches and their
treasure which William, duke of Mantua, jokingly called great devils.
And this suffices about money.28
10 Of People
We come now to true resources which consist in people because all other
resources are reduced to them. Whoever has people in abundance, has
also all other things in abundance to which man’s intelligence and indus-
try extends as will appear in the course of our treatise. So from here on
we will use indiscriminately now the term people now the term resources.
Now with regard to people, there are two types of resources to consider,
the number and the valor.
11 Of a Numerous Population
First, it is necessary to have enough people because, as Servius Tullius29
said, for a city that aspires to great undertakings nothing is of greater
need than a numerous multitude of citizens with which it is able confi-
dently to prevail in military contests, because the few, due to the fury of
27
That is, without interest.
28
In RS 1590 Botero inserted a long chapter here, “In the Accumulation of Wealth One
Ought Not to Continue ad Infinitum.” This chapter is found below in an appendix.
29
Servius Tullius was, traditionally, the sixth king of Rome, who reigned roughly from 578–
535 bce.
130
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Of a Numerous Population
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Of a Numerous Population
undertaken the greatest campaigns more with a great mass of men rather
than with valor.
I add that whoever abounds in men also has plenty of money because
with a multitude of people tributes increase and these enrich the sum in
the treasury. Neither Italy nor France have gold or silver mines, and yet
they abound in one and the other metal above every other province of
Europe for no other reason than the inestimable number of their inhab-
itants who bring in money by commerce and trade from the ends of the
earth. Where there are many people it is necessary that the land be well
cultivated (so that Suidae writes that in his time France was cultivated
more by the multitude of their men than by their skill)39 , and from the
earth is drawn the foodstuffs necessary for life and the material of the
artisans. Now the abundance of goods and variety of products enriches
both individuals and the public. If Spain is considered a sterile province,
this is not because of a lack of land but because of the scarcity of the
inhabitants; the land is favorable and most suited to the production of all
that belongs to civil life, and if it were cultivated, there would be enough
to support an infinite number of people as was the case in ancient times
when it supported the great armies of the Carthaginians and the Romans
besides their own peoples. And there was no province that for a longer
time and with greater energy tormented the Roman armies, and soon
after they were defeated and torn to pieces, they reinvigorated them-
selves and assembled greater armies. But not to speak of ancient events
any longer, it is held for certain that the king of Granada, in the war that
he waged against King Ferdinand40 had under his flag fifty thousand cav-
alry of which there are not so many today in all Spain and Portugal taken
together not because the nature and quality of the land has changed or
the air altered, but because the number of inhabitants has diminished and
the cultivation of the land has declined. The inhabitants are less than in
the ancient world, first, because of the wars in which the Moors took
possession of Spain; in this, in addition to the captives sent to Barbary
and the dispersal of the others, there died in the space of three months
seven hundred thousand persons. There followed then the war in which
39
Suidas indicates a Byzantine encyclopedia of the tenth century published in Milan in 1499
in Latin with the title Suidae Lexicon Graecom. Botero probably read there the passage
cited here from the Geography of Strabo, the Greek geographer and historian (64 bce to
24 ce) (BD, 283, n. 7). Starting in RS 1590, “Strabo” replaced “Suidae” in the text.
40
Ferdinand I, the Great, king of León (r. 1037–65), who united León with Castile and
Navarre.
132
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Of a Numerous Population
for seven hundred years the Spaniards fought with the Moors and finally
drove them out of Spain. During this period there died subsequently
an infinite number from one side and then from the other, and so many
cities and counties were deserted. As soon as they saw themselves free
of this war, they turned their arms to campaigns in Africa, in Naples,
in Milan, and in the New World, and ultimately to the recovery of the
Low Countries, and in all these campaigns countless died by the sword
and from privation, and an incredible number continually moved to these
countries, to live, to do business, and to man garrisons.
I add to the things already mentioned the edicts of King Ferdinand,
which were imitated afterwards by King Manuel of Portugal, which
expelled from Spain 124,000 Jewish families; it is estimated that this
came to eight hundred thousand persons.41 This led Bajazet,42 king
of the Turks, considering the matter superficially, to say that he won-
dered about the prudence of King Ferdinand who deprived himself of
that which enlarged and enriched his states so greatly, that is, peo-
ple. So he gladly received the Jews expelled from Spain in Rhodes, in
Salonika, in Constantinople, Santa Maura,43 and elsewhere. Agricul-
ture then declined in the same province because this nation, inclined by
nature to the profession of arms and to haughtiness, took up voluntar-
ily the military career and the profession of arms from which they drew
honor and profit. Not only are the Spaniards negligent in the cultivation
of the land but also in the manual arts so that there is no province more
lacking in artisans and industries. Wool, silk and other materials are for
the most part exported, and that which remains is processed for the most
part by Italians as are the fields and vines worked by the French.
41
In 1492 Ferdinand II, the Catholic, of Aragon and his wife, Isabella of Castile, signed the
decree expelling the Jews from Spain. Manuel I of Portugal followed with a similar decree
in 1496.
42
Sultan Bajazet II (1447–1512) in 1492 took in the Jews expelled from Spain and even sent
ships to transport them.
43
Santa Maura is an island off the west coast of Greece, also called Lefkada.
133
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Book Eight
2 Of Agriculture
Agriculture is the foundation of all growth, and we call agriculture every
activity that has to do with the land and makes use of it in some way;
the early kings of Rome were most astute and diligent in this, especially
Ancus Martius.1 Denis, king of Portugal,2 called the farmers the sinews
of the republic. Isabella, queen of Castile, was accustomed to say that in
order for Spain to abound in everything, it would be necessary to give all
to the Fathers of St. Benedict because they took marvelous care of their
lands.
Therefore the prince ought to favor and promote agriculture and show
that he takes account of those who understand how to improve and make
fertile their lands and whose farms are extremely well cultivated. It is
his duty to direct and get started all that pertains to the public good
1
The legendary fourth king of Rome, who reigned from 642–617 bce.
2
King of Portugal (r. 1279–1325), called “the Farmer.”
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Of Agriculture
135
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Of Agriculture
7
At the mouth of the Rhône River, south of Arles, the Romans under Caius Marius (157–
86 bce) dug a canal, called the Marian ditches (le fosse Mariane) to facilitate the provi-
sioning of troops by sea.
8
Drusus (38–9 bce) built canals in Guelders in the Netherlands to facilitate the passage
between the sea and the Rhine River.
9
This is a region south of the Venetian territory on the Terra Ferma and north of Ferrara.
10
Southeast of Ferrara.
136
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Of Industry
3 Of Industry11
There is nothing more important to make a city grow and to fill it with
inhabitants and an abundance of wealth than the industry of its peo-
ple and the number of its crafts, some of which are necessary, others
congenial for civic life, others desirable for display and decoration, oth-
ers for refinement and the entertainment of indolent persons. From this
comes an influx of money and of people who work, who trade the prod-
ucts of the work, or who supply material to the workers, who buy, sell,
transport from one place to another the artful products of man’s intelli-
gence and skill. Selim I, emperor of the Turks, in order to populate and
ennoble Constantinople, transported several thousand excellent crafts-
men from the royal city of Tauris and then from great Cairo. Nor did
the Poles wrongly understand this point, when they elected Henry, duke
of Anjou,12 their king; among the things that they wanted from him was
that he bring to Poland one hundred families of artisans.
And because art competes with nature someone will ask me which of
the two contributes more to enlarge and populate a place, the fertility
of the land or the industry of man. The industry, without a doubt, first
because the things produced by the artful hand of man are much more
and of much greater value than the things produced by nature because
nature provides the material and the subject but the subtlety and art of
man provides the unspeakable variety of the forms. Wool is a simple and
raw fruit of nature. How many beautiful things and what a great variety
and multiformity does art make of it? How many and how great the prof-
its does his industry reap who cards, warps, weaves, dyes, cuts, sews, and
forms it in a thousand ways and transports it from one place to another?
Silk is a simple product of nature; what a variety of beautiful cloth does
art make of it? It makes the excrement of a vile worm to be esteemed by
princes, valued by queens, and finally everyone wants to be held in honor
because of it. Furthermore, a much greater number of people live from
industry than from rents as is attested by many cities in Italy, especially
Florence, Genoa, Venice of whose grandeur and magnificence there is
not space to speak. Perhaps two-thirds of the inhabitants here support
themselves by their work with wool and silk. But who does not see this
11
This chapter was initially a part of Magnificence of Cities; Botero moved it here and left
only a reference to it in the earlier work.
12
Henry was elected king of Poland in 1571; he gave up this office in 1573 to return to
France to become king there as Henry III.
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Of Industry
with every material? The revenues that are drawn from the iron mines
are not very large but from the profits that derive from the processing
and the trade of this iron an infinite number of people live, those who
excavate it, those who purify it, those who cast it, those who sell it retail
or wholesale, those who manufacture from it engines of war, defensive
and offensive arms, innumerable tools for use in agriculture, architec-
ture, and every craft, for daily needs and the innumerable necessities
of life which require iron no less than bread. He who would compare
the revenues that the owner draws from the iron mines with the bene-
fits that the artisans and merchants take from it through their industry,
and which also incredibly enrich princes through taxes, would find that
industry surpasses nature by far. Compare marble with the statues, the
colossi, the columns, the friezes, and the infinite works that are made
from it; compare the timbers with the galleys, the galleons, the ships,
and the vessels of infinite types for war, for merchandise, for pleasure,
with the statues, with the furniture of the house, and with other things
without number that are made with the plane, the chisel, and the lathe;
compare the coloring matter with the painting and the price of the for-
mer with the value of the latter and you will understand how much more
valuable is the work than the material (Zeuxis,13 a most excellent painter,
considered his works nothing because, he said generously, they could not
be bought for any price), and how many more people live by means of
the crafts than from the immediate benefit of nature. And so great is
the resource of industry that there is not a silver mine nor a gold mine
in New Spain or in Peru that ought to be put on the same level with
it, and the tax from the commerce of Milan is of greater value to the
Catholic King than the mines of Potosì14 or Jalisco. Italy is a province
where there is no mine of importance, neither of gold or silver, just as
France also has none; nevertheless, both the one and the other abound
magnificently in money and in treasure, thanks to industry. Flanders also
has no veins of metal, and nevertheless, so long as it was at peace, because
of the many, varied, and marvelous objects that were fashioned there with
skill and inestimable ingenuity it did not envy the mines of Hungary or
Transylvania, and there was no country in Europe more splendid, more
abundant, or more populated, nor an area of Europe or in the world
13
Zeuxis of Heraclea (464–398 bce).
14
Starting with RS 1596, the mines of Zacatecas in Mexico replaced Potosí in Bolivia.
138
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Of Industry
where there were so many cities, so great, and so often visited by foreign-
ers so that, rightly, because of the incomparable treasures that Emperor
Charles took from there, some people called those lands the Indies of His
Majesty. Nature imposes its forms on prime matter, and human indus-
try creates on the natural composite an infinite variety of artificial forms
because nature is to the craftsman what prime matter is to the natural
agent.15
Therefore the prince who wants to populate his city16 ought to
introduce there every sort of industry and craft by bringing in out-
standing craftsmen from other countries, providing them with accom-
modations and suitable comfort while taking account of their attractive
talents, encouraging creativity and works that have something singu-
lar or rare about them, and rewarding perfection and excellence. But
above all it is necessary not to allow raw materials to be taken out of
your state, not wool, nor silk, nor wood, nor metals, nor any other such
thing because with the materials the craftsmen will also depart. A much
greater number of people live from the sale of finished materials than
from raw materials, and the income of princes is by far richer from the
export of finished products than of raw materials, for example, of vel-
vet more than silk, of serge more than wool, of linen cloth rather than
flax, of ropes rather than hemp. Having understood this in recent years,
the kings of France and England have prohibited the export of wool
from their states, and the Catholic King has done the same. But these
ordinances have not been able to be fully carried out so fast because
these provinces, abounding as they do in the most delicate wool, do not
have an adequate number of workmen to process it all; and although
the aforementioned princes without a doubt would have done this
because the profit and the tax for the finished wool is much more than
that from the raw wool, nevertheless it also helps to populate the coun-
try because many more people live from the finished wool than from
the raw wool, and from this comes the wealth and greatness of the king
because the great number of people is that which makes the land fertile
and which, by hand and by skill, gives a thousand forms to the natural
material.
15
Here Botero uses the language of Aristotle and Thomas Aquinas to describe the relation-
ship between human activity and nature.
16
In RS 1590 alone Botero replaced “city” here with “state.”
139
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Of Matrimony and the Education of Children
17
The phrase “unaware of a higher virtue (non avendo cognizione di pìu alta virtù)” was
deleted in RS 1598. It may have originally been inserted to affirm the value of virginity
and celibacy.
18
This should be Philip V of Macedon (r. 221–179 bce).
19 20
In 102 bce. Strabo, Geography, 4.1.2.
140
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Of Matrimony and the Education of Children
can do more than the fecundity of nature can with nettles and other
weeds? And that although wolves and bears generate more offspring in
one birth than sheep and that comparatively more lambs are killed than
young wolves or bear cubs, nevertheless there are more lambs than wolves
for no other reason than that man takes care to raise and pasture the lambs
but persecutes and wages war on wolves? The Turks and the Moors have
each many wives, and the Christians, apart from the infinite multitude
who make a pleasing sacrifice to God of their chastity, do not take more
than one, and yet Christendom is proportionately much more inhabited
than Turkey. The north has always been more populous than the south-
ern regions; from there came so many peoples that trampled upon the
Roman Empire, and while the men were without a doubt more chaste
there than here, the southerners took more women and the northerners
scarcely one. From what does this result if not from the difficulty of rear-
ing children that follows from numerous marriages and wives, and the
comfort that follows from one wife and fewer marriages? The love of a
husband for many women is not so fixed nor ardent as toward one alone,
and as a result the affection for the children is never so great and intense;
it dissipates and disperses in many directions, nor does it take care or give
thought to the education of the children, and if care is taken, there is not
the means to raise so many. How does it help Cairo to be a city so pop-
ulous if every seventh year the plague carries away so many thousands?
Or how does its concourse of people benefit Constantinople if every third
year the contagion depopulates it and, as it were, turns it into a desert?
From where come the plague and the disease if not from the small and
uncomfortable dwellings, from the uncleanliness and dirt of the living
conditions, from the little order and government in keeping the city clean
and the air purified and from other similar causes? Given these difficul-
ties to rear children, even if an infinite number are born, there are few,
relatively, who survive or become men worth something. For no other
reason did the human race, which, propagated from one man and one
woman, arrive three thousand years ago at no less a multitude than that
which one sees today and has not continued multiplying proportionately,
and the cities, begun with few inhabitants and then grown up to a cer-
tain number, do not pass beyond that. Rome began with three thousand,
arrived then at four hundred and fifty thousand of military age and did
not pass beyond this even though one might have reasonably expected
that as it had increased from three thousand to four hundred and fifty
thousand, it would still gradually increase infinitely. So Venice, Naples,
141
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Of Colonies
and Milan do not exceed two hundred thousand persons, nor do other
cities pass a certain number; this results from the difficulty of raising
and nurturing a greater multitude of people in one place either because
the land about it is unable to provide such a large supply of provisions,
nor are the neighboring countries able to supply it, either because of
the sterility of the land or the difficulty of transportation. So that if two
things are required for the propagation of peoples, generation and educa-
tion, even if the number of marriages perhaps helps the first, it prevents
certainly the second. Thus I think that even if all the male and female
religious were married, there would not be a greater number of Chris-
tians than there now is; and the dissolution and license introduced by
Luther in Germany and by Calvin has not in any way helped to increase
the number of people because, beyond the fact that impiety does not ever
take root and grow, even if the number of conjugal unions has increased,
the resources for raising and feeding the children have not.
It is not enough therefore that the prince encourage marriage and
child-bearing if he does not provide assistance for the education and sup-
port of the offspring with beneficence toward the poor, aiding the needy,
relieving those who do not have the means to marry off their daughters or
to establish their sons or to maintain themselves and their family, giving
something to do to those who are able to work, supporting with kind-
ness those who are not able to do so. In this Emperor Alexander Severus
was so loving that, raising at his own expense some poor young men and
women, he called them Mamei and Mamaei after his mother, Mamaea.
5 Of Colonies
The Romans also increased their numbers with colonies, and rightly so
because, as plants flourish beyond the nurseries where they were sown
more than if they remained within them and as bees propagate when
in swarms they leave the hives where if they remained they would die
either of want or contagion, so many who if they remained in their coun-
try, would perish or would not establish a household nor leave children
because of poverty or some other reason, would do both the one and the
other if sent into colonies and provided with a dwelling and land. So
Alba21 sent out in many directions thirty colonies that called themselves
21
Alba Longa was an ancient mythical kingdom located in Latium in central Italy that ante-
dated the founding of Rome.
142
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Of the Means Taken by the Romans
Latins; the Romans called on them many times and with their forces
fought major wars. The Portuguese and the Castilians, following their
example, have also founded diverse colonies, the former in Madeira, the
Cape Verde Islands, Brazil, and India, the latter in the islands of the New
World, in New Spain and in Peru, and ultimately in the Philippines. It
is true that in this enterprise the one and the other followed rather the
necessity of their own campaigns rather than the plan and example of
the Romans because colonies are of little use to the country if they are
established in very remote lands and from which assistance is not to be
expected nor significant support. The Romans did not found any colonies
outside Italy for the space of seven hundred years; they then established
one in Africa, Carthage, and another in France, Narbonne, which could
be said to be near because they were maritime colonies, and the Romans
had dominion of the sea. In addition, they sent to the colonies the most
base and vile people who were as it were the waste and the most troubled
people of the city. But the Portuguese and the Spaniards have not sent
and do not send him who is superfluous in his country but he who would
aid his country and, perhaps, be necessary for it, and they take no exces-
sive or corrupt blood but part of the most sound and genuine, so that the
provinces grow weak and quite feeble. They could imitate the Romans
by making use in their colonies not only of those of the Spanish nation
but also of conquered subjects, naturalized, because the Romans besides
the Roman colonies also established the Latins in the less important
places.
143
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Of the Means Taken by the Romans
22 23
Compagni. Citizens of Massilia (Marseilles).
24
Hiero II, tyrant of Syracuse (r. c. 270–215 bce).
25
This was a name given to the Tartars of the Crimea.
26
Attalus I, king of Pergamon, today Bergama in Turkey (r. 241–197 bce). Asia here is Asia
Minor.
27
Nicomedes IV, king of Bithynia (r. 94–74 bce).
28
This took place in 1267 after the Genoese assisted him in the reconquest of Constantino-
ple. The city of Pera rests on the peninsula of the same name that reaches out into the
Bosporus from the European area of Istanbul.
29
Francesco Gattilusio II, an aristocrat of Genoa and a corsair, received the island of Myti-
lene from Emperor John V Palaeologus in 1355 in gratitude for the aid that he gave him
for the recovery of his throne (BD, 304, n. 7).
30
Veglia is an island off the coast of Dalmatia. The Venetians took it from the Hungar-
ian captain Giovanni Bano (Jan Horváth), count of Zara, who died in 1391 (BD, 304,
nn. 8–9).
144
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Of the Purchase of States
Louis XI for assistance that he had given him.31 Emperor Frederick III
gave Modena and Reggio to Borso d’Este for the courtesies that he had
shown him in Ferrara,32 and Alexander Farnese, duke of Parma, in the
end received the most important citadel of Piacenza from the Catholic
King for the infinite services that he had performed for His Majesty in
the war and government of the Low Countries.
145
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Of Enlistment
Fregoso for one hundred and twenty thousand ducats,39 Cortona from
Ladislaus, king of Naples,40 and Pisa from Gabriel Maria Visconti.41
9 Of Enlistment42
Giovanni Galeazzo Visconti43 was accustomed to say that there was no
more noble commerce in the world than to acquire and to attract to one’s
service outstanding men, so that he did not spare money to attract out-
standing men of every nation to his employment. Now this takes place
in many ways. The most ordinary is to recruit foreign soldiers to serve
in war. But besides this men are also brought into a country to popu-
late it (as Leo IV induced Corsicans to live in the Borgo, named by him
the Leonine City),44 or to cultivate it (as John II of Portugal45 brought
in some German farmers), or to enrich it with their art and labors (as
has been done most skillfully by Cosimo and Francesco, grand dukes
of Tuscany)46 or to earn money from the raw materials that exceed our
needs. But so that we are able to have sufficient raw materials and finished
products, the prince ought to see to it that raw material does not leave
the state, not wool, not silk, not iron, not tin, nor any other such thing,
because if the material leaves the kingdom, so also do the skills that work
with it, and as a result the support of many thousands of men who would
live from it. So therefore he ought to make every effort that the material
that originates in his country is finished and artificially transformed in
various ways by his subjects and so sold to foreigners because many more
people will be supported and more benefits will result, both public and
private, as I have demonstrated at greater length above.47
39
Tommaso Fregoso was doge of Genoa for many years between 1415 and 1442 (BD, 306,
n. 5).
40
Ladislaus of Naples sold Arezzo to Florence in 1411 for 60,000 golden florins (BD, 306,
n. 6).
41
The Florentines made the purchase in 1411 for 60,000 golden florins but were only able
to take possession the following year (BD, 306, n. 7).
42
The word here is “condotta.” Starting with RS 1596, the words “des Gens” were added
to this title. The first meaning of “condotta” here is the contract by which a prince or a
city hires a mercenary captain and his troops, but the meaning here is extended to take in
other types of foreigners (BD, 306, n. 8).
43
Duke of Milan (r. 1385–1402).
44
Leo IV, pope from 847–55, fortified a quarter next to the Vatican which came to be called
the Leonine city.
45 46
Reigned 1477–95. Cosimo I reigned 1537–74, and Francesco 1574–87.
47
The passage here from “But so that we are able” to the end of the chapter was deleted
from subsequent editions, presumably because it was redundant after what was said in
chap. 3, “On Industry.”
146
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Of Alliances of Kinship
11 Of Alliances of Kinship
Kinship and marriages also help greatly to grow rich at the expense of
others; through them princes draw upon us and acquire for themselves
rights and claims of importance. So Tarquin the Proud notably increased
his resources when he gave his daughter to Octavius Mamilius, a man
of great authority among the Latins. And we read that Pyrrhus took
many wives in order to become powerful. The Carthaginians, in order
to detach Syphax53 from his friendship with the Romans, gave him as
wife Sophonisba, daughter of their citizen Hasdrubal. The Venetians in
a similar way set foot on the island of Cyprus.54 Filippo Maria Visconti
recovered the state, which three captains of his father had divided among
48
Charles of Luxembourg, emperor from 1355–78.
49
Wenceslaus, king of Bohemia, was king of the Romans from 1378–1400.
50
In reality it was Louis XI who in 1462 received Roussillon as a pledge from John II of
Aragon.
51
Pope from 1431–47.
52
This transaction took place at the Treaty of Zaragoza of 1529. The funds that he obtained
enabled Charles V to finance his war against France and the League of Cognac (BD, 308,
n. 3).
53
King of an ancient Numidian tribe of the later third century bce.
54
This is an allusion to Caterina Cornaro, whom the Venetian authorities selected as wife of
the king of Cyprus in 1468; upon the death of her husband she became queen of Cyprus
and in 1489 abdicated in favor of the Venetian Republic (BD, 309, n. 6).
147
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Of Alliances
themselves, with the four hundred thousand scudi that came to him as
the dowry from Beatrice da Tenda.55 In this way the crown of England
had already acquired Aquitaine and that of France Brittany. But no house
has ever arrived at such greatness and power by way of women as the
House of Austria. By a continuous chain of felicitous events Maximil-
ian acquired the Low Countries through Maria, the daughter of Charles,
the last duke of Burgundy; Philip, his son, received Spain and its depen-
dencies as dowry with his marriage to Juana, daughter of Ferdinand and
Isabella, to which states Charles, his son, succeeded; and in our times
Philip, the most worthy son of Charles, has inherited Portugal and its
dependencies, which are greatly extensive, through Isabella, his mother.
And because this way to increase is most just and most peaceful, it ought
also to be considered above all the other ways durable and secure.
12 Of Adoption
Another category of kinship is adoption, of which Joanna II, queen
of Naples, made use against her enemies, and the Angevins and the
Aragonese acquired rights over that most noble and most rich kingdom.
Only with the French, through the Salic Law (which excludes from the
crown of France all women) whose origin has never been known, does
this manner of increase by way of kinship have no place.
14 Of Alliances
Power is also increased by the resources of others through alliances which
usually make a prince stronger and more courageous because there are
55
Beatrice was a wealthy Italian noblewoman, a widow. She was executed by Filippo Maria
for alleged adultery in 1418.
56
In the following editions this chapter was placed at the end of this book.
57
Casimir IV Jagiellon became Grand Duke of Lithuania in 1440 and was elected king of
Poland in 1447 where he reigned until 1492.
148
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Of Alliances
many things that he is not able and does not dare to do that he will under-
take in concert with others because the alliance increases the satisfaction
in success and diminishes the harm in failure. Now alliances are of dif-
ferent types: perpetual and temporary, offensive and defensive, and both
offensive and defensive. In some alliances the allies are of an equal condi-
tion, in others one is superior to the others. The Romans were superior
in their alliances with the Latins; they made the plans and the decisions
for the campaigns, they appointed the generals and all the other officials
of importance, and finally they managed the wars and enjoyed the fruit
of the victories, so that the Latins were nothing but the servants of the
Romans, and if they were also companions, they were so only in the labors
and the danger of the war, without sharing at all in the glory or the acqui-
sitions or the rule. In this, truly, the Romans showed admirable judgment
because under the name of league and association they acquired with
common resources the rule of the world for themselves alone; when the
Latins wanted to reverse this, they had against them the forces of the
Romans, the peoples subject to them, and the princes who were their
friends and colleagues. Alliances including a dominant ally are those in
which one contributes more to the common undertaking and participates
more in the fruits of the victory than the other, and in these and in similar
alliances one need not place much confidence because princes ordinarily
are not moved by anything other than interest, and they do not recog-
nize either a friend or an enemy apart from the benefit for which they
hope or from the evil that they fear, and alliances only last as long as
the benefits to the allies last. Now because the interest of many princes
in one enterprise cannot be equal, it is not credible that the allies will
move forward with equal spirit and readiness, without which equality
the alliance will not venture anything of moment. And if as in a clock
one hand or one counter-weight malfunctions it upsets the harmony
of its operation, so also in alliances one partner who fails upsets the
whole body of the alliance. This can be seen in the alliances contracted
under Paul III and Pius V between the Catholic King and the Vene-
tians against the Turk which although entered into with great enthusiasm
and with a still greater victory, nevertheless yielded no progress because
the interests of the princes were not equal;58 Spain did not consider the
58
The reference here is to the Holy League, at the initiative of Pius V, among Spain, Venice,
and other states in early 1571. They defeated the Turks at the great Battle of Lepanto on
October 7, 1571, but there was no effective follow-up to this victory. Early in the 1530s
Pope Paul III had encouraged alliances against the Turks.
149
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Of Alliances
campaigns to the east of much importance, while they were of great ben-
efit to the Venetians, and the campaigns in Africa did not count for much
with the Venetians, while they were necessary for Spain. Hence since
the Venetians feared the forces that the Turk had in the Levant and the
Spaniards the nearness of Algiers, they were not able to move forward
together with equal enthusiasm because of the diversity of their inter-
ests, and the pope remained in the middle having provided funds without
obtaining any benefit. It follows that only in two ways can an alliance be
formed against the Turks with some hope of success: one would be for all
the princes that border on the Turk to move against him at the same time
and that each attack him, for his part, not with limited forces but with all
his power; in this case the interest of all would be equal; the other would
be more noble: if more princes together, without any other interest than
the honor of God and the exaltation of the church, attacked as one more
places, as happened in those heroic times when many princes of Ger-
many, of Flanders, of France, and of Italy, some selling, some pledging
their states, brought together more than four hundred thousand persons
and after defeating the Turks at Nicaea, the Persians at Antioch, and the
Saracens in Jerusalem,59 conquered the whole East and recovered the
whole Holy Land. It is notable that in such a great campaign no king
or emperor took part, and even if the kings of France and England and
the emperors Conrad and Frederick60 later went there not to acquire but
to retain what had been acquired, they nevertheless did not accomplish
anything worthwhile.
But returning to our topic, we conclude that alliances will then add
to power whenever the interests of the parties are equal but whenever
there is no equality of interests, we ought to hold it for certain that assis-
tance from the alliance will fail. And so universally alliances are so much
the better the greater is their stability and firmness, and so perpetual
alliances are better than temporary ones, the offensive and the defensive
together better than the offensive or defensive alone, and equality of the
allies better than inequality. It is true that these (I speak of the equal
ones), such as are found among the Swiss, are useful enough for defense
but of no efficacy for offense, because in defense the danger for one easily
stirs the others because of proximity, and fear of evil stirs more than the
59
The conquest of Jerusalem took place on July 15, 1099.
60
Conrad III Hohenstaufen, emperor from 1138–52, took part in the Second Crusade. Fred-
erick II led the Sixth Crusade and was crowned king of Jerusalem in 1229.
150
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The Sultans of Egypt and the Portuguese
hope of benefits. But on the offensive the fruit of victory has to be shared
with all and so is not able to stir each partner so effectively, and is of little
value. So although the Swiss have noteworthy opportunities to acquire
rich states, they nevertheless have never done anything worthy of note
and are content with a mercenary militia, at the service of this or that
prince, which well rewards individuals with spoils obtained in war and
with pensions which they draw in peace, but the public becomes weaker
in this way because of the innumerable multitude of soldiers who die as a
result of wars and because of the interests and dependencies with which
the colonels and captains remain obligated to foreign princes.
151
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Of the Method Used by the Turks
of the Circassian nation61 and then after making them practice with arms
and with the handling of horses made use of them in the army, after giv-
ing them their liberty, and with these troops they ruled for more than
three hundred years Egypt, Syria, Arabia, and Cyrenaica, a usage, as far
as I can conjecture, employed much earlier by the Parthians because we
read that in their army of fifty thousand men sent against Mark Antony
there were only four hundred and fifty free men.62 Cleomenes, king of
Sparta, when he needed soldiers offered liberty to slaves at fifty scudi per
head and so he acquired two benefits, men and money. Omar, a follower
of Muhammad, by promising liberty to slaves drew an infinite number
to himself.63 The Portuguese, because of the need that they had for men,
every year send their caravels filled with goods to the ports of Guinea;
there in exchange for their merchandise they take many thousands of
slaves whom they transport to work on the sugar plantations and to cul-
tivate the lands on the islands of St. Thomas and Cape Verde, and in
Brazil, and they sell them to the Castilians who make use of them in
the same way on the island of Hispaniola and in other places. The same
shortage of men is the reason why men worthy of death are condemned
to the galleys, to the quarrying of marble, to the extraction of metals, and
to other similar labors.
152
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Of the Method Used by the Turks
that they serve him faithfully in war. These constitute that brave band of
cavalry called the Mutiferiaghi64 among which there usually are not a few
Christians drawn there by the desperation of their situation, by anger, by
foolish ambition, or by some other diabolical cause.
64
It is not clear who these are.
153
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Book Nine
154
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Whether a Prince Train his Subjects for War
education. He has selected more muscular and agile youths whom they
call Azamoglioni1 and having taken them from the homes and bosoms
of their parents in their adolescence, he distributes them throughout
Turkey where, raised in the laws and customs of the Muslims, they
become Turks without being aware of it, and they know no other father
than the great lord at whose expense they live nor any other country than
that from which their wages and their benefits come.
In order to decide this controversy we presuppose that the principal
foundation of a dominion is its independence and its standing on its own.
Now independence is of two sorts. The one excludes all supremacy and
superiority, and in this sense the pope, the emperor, the kings of France,
of England, and of Poland are independent princes. The other indepen-
dence excludes the need of help and support from others; in this sense
those are independent who have resources either superior or equal to
their enemies or rivals. Of these two forms of independence, the sec-
ond is the more important because the former is as it were accidental
and external, the latter substantial and intrinsic; the former makes me an
absolute and supreme lord, the latter that I am powerful and have suf-
ficient resources for the preservation of my state, and that I am truly a
great prince and not a king.2 Now I will not be able to be independent
in this second sense without my own troops because a foreign militia, no
matter that it is obligated to me, will depend more upon its own inter-
ests than upon yours and so abandon you in your need, corrupted by
enemies (as the Celtiberi,3 first suborned by the Romans abandoned the
Carthaginians, and then suborned by the Carthaginians abandoned the
Romans), now delayed (as were the Swiss in great times of necessity for
the French, as happened more than once), now called home because of
the dangers to their own country (as the Grisons threatened by Gian
Giacomo de’ Medici abandoned the service of King Francis in his great
need).4 It is not beyond our intention to consider that these mercenary
1
This word is made up of two Turkish words, adjiam “stranger” and oglou “child”
(BD, 318, n. 2).
2
The phrase “and not a king” was changed to “and not a king of Yvetot” in RS 1590 and
RS 1596, and in RS 1598 the whole phrase was suppressed. Yvetot was a small lordship
in central France whose lord bore the title of “king” from the early fifteenth to the mid-
sixteenth century (BD, 318, n. 4).
3
An ancient Celtic people of northern Spain.
4
In order to defend the Valtelline against the incursions of the condottiere Gian Giacomo
de’ Medici, the Grison troops abandoned the siege of Pavia in 1525, thus weakening Fran-
cis I (BD, 319, nn. 1–2).
155
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Whether a Prince Train his Subjects for War
5
Odet de Foix, lord of Lautrec and Marshal of France, was defeated at Bicocca in 1522.
6
In 1500.
7
The Alani were a nomadic, pastoral people who inhabited the steppe plains northeast of
the Black Sea.
8
The Osrohenians inhabited an area of Mesopotamia whose capital was Edessa.
9
The Basternae were a Germanic tribe that originated in present-day Poland and then
migrated to the northern Balkans.
10
These were all generals of the late Roman Empire.
11
The Sequani, a Celtic people, occupied the lands between the Saône, the Rhône, and the
Rhine rivers in the first century bce. Their capital was at modern Besançon.
12
The Suevi consisted of a number of Germanic tribes that came down from the area of the
Baltic Sea and the Elbe River and threatened the Roman borders on the Rhine and the
Danube.
156
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Whether a Prince Train his Subjects for War
13
Radagaisus, an Ostrogoth chief, invaded Italy in 405, devastating Emilia and Tuscany. He
was defeated by Stilicon in 406 at Fiesole.
14
Alaric, Visigothic king from 395–410, sacked Rome in 410.
15
Attila, king of the Huns, after marching through Gaul threatened Rome in 452 but was
convinced by Pope Leo I to spare the city.
16
Genseric, a Vandal king, created a Vandal kingdom in North Africa with its capital at
Carthage. From there he pillaged Rome in 455.
17
Beorgor, a king of the Alani, invaded Italy and was killed near modern Bergamo in 464.
18
Theodoric the Great (454–526), an Ostrogothic king and an ally of the Eastern Emperor
Zeno, founded a kingdom in Italy whose capital was Ravenna.
19
Caloyannis was a name given to John V, Byzantine emperor from 1341–91.
20
Sultan Murad II who besieged Constantinople in 1422.
21
Mehmed II, the Conqueror, took Constantinople in 1453.
157
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Whether a Prince Train his Subjects for War
promises himself everything from the sword: jura negat sibi nata, nihil non
arrogat armis (he denies that the laws were made for him; there is noth-
ing that he does not take for himself by force of arms).22 This is what we
see to have happened in Flanders and in France where the people inured
to war and bloodied by the long conflict, after peace was made with the
foreigners, turned their arms against their country, against their natural
king, against religion, against God. But in human affairs and especially
in the handling and governing of the people, we are not able to avoid
all the pitfalls; it is the duty of the wise king to avoid the greatest and
most dangerous. Now of all the evils to which a state can be subjected,
the greatest is dependence on the troops of others, and the state that
makes use of foreign military as its principal strength finds itself in this
situation. And with this evil come all those disorders that we have men-
tioned above that are so great and of such importance that those which
can be adduced in comparison with them by the contrary party are lit-
tle more than nothing.23 But let us say also that the lack of confidence
in his subjects follows from weakness of spirit and of judgment, so that
all prudent kings with great diligence trained their peoples in the use of
arms. Romulus left to foreigners the other crafts as vile and unworthy of
a courageous and well-born man; he did not allow the Romans anything
other than agriculture and the military; nor do we read that they revolted
for a space of two hundred and forty years nor did they ever riot. Rather,
they fought at their own expense with obedience and incredible readi-
ness because their orders were good and the administration was in the
hands of those who understood and attended to it. Alexander the Great
exempted the Macedonians from every imposition except military ser-
vice. Hiero, king of Syracuse, celebrated in Roman history, wanting to
stabilize his rule in the state, acting quickly got rid of foreign soldiers by
having them torn to pieces, and having chosen his own he formed them
22
Horace, Art of Poetry, 122.
23
RS 1598 adds the following here: “But let us add another argument greater still. There is
nothing more prejudicial to states than the introduction of foreign customs because they
bring with them changes in the state and the ruin of the republic; now there is no way by
which these enter with greater impetus than through foreign armies. The Roman Empire
attests to this but still more intensely does France because the heresy, which has ruined
such a flourishing and powerful state, was introduced by the Swiss and German legions
brought in first by Francis and then by his son Henry. This is shown by the multitude
of lords, captains, and French soldiers who suddenly after the death of Henry showed
themselves to be supporters of impiety, having drunk it in from the conversation and
example of the foreigners.”
158
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Of the Selection of Soldiers
into a brave and faithful army with which he maintained himself honor-
ably in the state as long as he lived. But what of the lords of Venice, His
Most Serene Majesty of Savoy, the grand duke of Tuscany; does each not
have a good army which he keeps alive and in continual exercises? But it
is agreed that they have never rebelled nor caused an uproar or sacked
the countryside, or blocked the roads, or attacked lands, or disturbed the
public peace or engaged in any other bad conduct. These are not defects
of our militia but of discipline and administration.
We conclude therefore that it is necessary for a prince to train his own
subjects in the use of arms so that his own troops are the substance of his
forces and foreigners accessories. Livy teaches this when he recounts the
fall of the two Scipios: Cavendum semper romanis ducibus erit, exemplaque
haec vere pro documentis habenda, ne ita externis credant auxiliis, ut non plus
sui roboris suarum proprie virium in castris habeant (The Roman generals
ought always be on their guard, while keeping in mind this exemplary
warning, not to trust foreign auxiliary forces to the point that they accept
in their encampment a number greater than their own forces). But to
maintain subjects prepared for war in time of peace, severity of discipline
will help as well as prompt payment of those who serve. There will never
lack Turks and Moors and Saracens against whom it is always possible
to take up arms justly. But a matter to be clearly understood is to have
a number of galleys on which those who do not know how to remain at
peace would be able to ship out and give vent to their youth and bravery
against true enemies. This will serve as a remedy and a diversion for their
peccant humors.
159
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Of the Selection of Soldiers
the bold, and on the other hand the brave when united together grow in
spirit and in force. To this end God ordered the captains of the Jews that
before leading the army into battle they stand before it and address those
under arms: Quis est homo formidolosus et corde pavido? Vadat et revertatus
in domum suam ne pavere faciat corda fratrum suorum, sicut ipse timore pert-
erritus est (Is there a man here fearful and of a timid heart? Let him go
and return to his home, lest he make the hearts of his brothers to tremble
as he himself is terrified by fear).24 And because the love of spouses, of
the houses they have built, of the vines planted anew, and of other similar
delights and comforts is accustomed to hold men back from the dan-
gers of war and to make them friends more of life than of honor, do not
ever wish that these men be placed on the military rolls. Taking this into
consideration Judas Maccabeus, although he faced an army of an infinite
number of idolaters with a very small force, nonetheless dixit qui aedifi-
cabant domos, et sponsabant uxores, et plantabat vineas, et formidolosis, ut
rediret unusquisque in domum suam (told those who had built homes, and
married spouses, and planted vineyards, and were fearful, each to return
to his own home).25 The great captains have always counted more on
the quality rather than the numbers of the soldiers. Alexander the Great
subjected the whole East with thirty thousand infantry and four thou-
sand cavalry. Hannibal setting out on the campaign of Italy and Rome,
sent home seven thousand Spaniards in whom he had perceived signs of
timidity, thinking that these troops would harm rather than help. Count
Alberico da Cunio26 restored to a degree the reputation of Italian troops,
hitherto considered nearly infamous, when with an army of select sol-
diers that he called the League of Saint George he drove the English,
the Bretons, and other ultramontane barbarians out of Italy which they
had for a long time torn up and knocked about. It is known that George
Castriotes27 in so many battles with the Turks never had under his flag
more than six thousand cavalry and three thousand ready infantry. With
these he recovered and defended his small state and achieved glorious
victories over Murad II and Mehmed II, Turkish princes. In our own
24 25
Deuteronomy 20:8. 1 Maccabees 3:56.
26
Alberico da Barbiano (1344–1409), count of Barbiano, Cunio, Lugo, and Zagonarra, a
condottiere in the service of the Visconti, of Pope Urban VI, and the Angevins of Naples,
created in 1378 an Italian mercenary force that defeated the Breton mercenary force of
the anti-pope Clement VII on April 30, 1379.
27
George Castriotes, called Skanderbeg (1405–68), head of the Albanian Janissaries, turned
against his Muslim masters and held off the Ottoman forces. He became a hero of Alba-
nian independence (BD, 326, n. 2).
160
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Of Arms
times we know how much light and glory Giovanni de’ Medici28 brought
to the Italian military with the extremely accurate selection he made of
his soldiers. In the selection it would be desirable that all the soldiers
were ambidextrous, as Plato wanted,29 that is, that they make use of the
left hand no less than the right, which he thought could be achieved by
long exercise. But let us leave the consideration of this to others as well
as of what nation and stature, of what practice and physiognomy soldiers
ought to be chosen, because these matters are treated differently by dif-
ferent authors.
4 Of Arms
Valor increases with the quality of the arms, defensive as well as offen-
sive. So the poets have made up tales that the gods fashioned the arms
for the great personages celebrated by them; and our authors of romances
imagine enchanted and magic shields and breastplates in order to show
that forces grow with the value of the instruments that they use; and
because the horse is one of these instruments, they attribute also to their
heroes miraculous steeds. It helps in the first place to have defensive arms
because it is necessary to presuppose that the soldier who does not feel
himself equipped and protected by a breastplate and a coat of mail will
place hope for survival more in his legs than in his arms and will think
more of flight than of combat; it is also true of horses that those who
are caparisoned are more spirited than those who are led to war naked.
The Roman infantry fought fully armed when the military art flourished;
but setting aside gradually the exercises which with daily practice less-
ened the weight, the arms began to seem to be too heavy, so that they
asked permission from Emperor Gratian to set aside their breastplates
and then their helmets, so that when it came to fighting hand-to-hand
with the Goths they were easily overcome. Defensive weapons ought to
be well-tempered because this provides greater security, and besides this
light and flexible, light so that they are not too heavy and so an encum-
brance for the soldiers. As Tacitus recounts, in the war with Sacrovir the
enemy carried such heavy arms that they were as it were immobile so that
the Romans employed axes and hatchets to break them up as if they were
28
Giovanni of the Black Bands (1498–1526), of a cadet branch of the Medici, served first as
head of a papal army for Pope Leo X (Medici) and then for the French and the emperor
in the Italian Wars.
29
Laws, 7 (794e–795d).
161
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Of Arms
30
Tacitus, Annals, 4:18; Sacrovir was a barbarian chief who led a revolt against Tiberius in
21 ce.
31 32
1 Samuel 17:38–39. History of Rome, 38.21.
33
Vegetius, Concerning Military Affairs, 1.17. The reference is to balls or darts of iron
(BD, 329, nn. 3–4).
162
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Of the Ornaments of Arms
Awareness of this led to the large arquebuses which without a doubt have
brought an infinite number of victories to the Catholic King in the Low
Countries. And the Reiter34 who each carried four or six short arquebuses
were never an important factor because of the shortness of the range of
their weapons, and they were struck and killed by longer arquebuses with
greater range; moreover, Francis, duke of Guise, routed and put to flight
many of them with lances at Renty.35 But enough of this.
163
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Of Order
more tenacious of their arms in battle, for fear of losing them).36 But
perhaps it would be good not to allow gold and silver indifferently in
the armaments of all but only to veterans or to those who had been
present in many battles or singled out by some memorable deed. So we
read that Alexander the Great did not give silvered arms to his most
valorous soldiers, who were thus called “Argyrispides,”37 until they had
conquered the Persians and dominated the East. Nevertheless I would
not want a general to stand on display, so as not to give an example
of it to the others, and with this to lead the captains and all the army
into debt and misery, something that happened in one place that I do
not want to name, because the general ought to allow but not introduce
display.
6 Of Order
As the value of a fortress consists more in its form than in its material,
so the fortress of an army is found first in its order rather than in its
number or in anything else; hence the church is called terrible in the
manner of a well-ordered army. I call order the way that soldiers line
up and are situated in battle, which is of such importance that victory
depends in great part on it because as long as the order stands firm the
army cannot be routed, and it is said to be a rout every time that the
order breaks down and is shattered. Two peoples have been most glori-
ous because of the greatness of their campaigns and the victories that they
have won: the Macedonians and the Romans. The Macedonians domi-
nated the East with the phalanx, the Romans the whole world with the
legion. These were two forms of military order nearly insuperable but the
legion was much better conceived and ordered than the phalanx because
the phalanx, all of one piece and of an entire body that consisted of a
great number of soldiers who with their lances (or sarissae as they called
them) intertwined like a thick hedge, did not have agility in their move-
ment; when locked together they were not able to move, when not locked
together they were worth nothing. So it was good only on flat terrain
because in areas that were not level it necessarily came apart and broke
up as in the battle between Aemilius Paulus and King Perseus.38 But the
legion as one body of many members (because there were three types
36 37
The Twelve Caesars, “Julius,” 67.3. From the Greek, “having a silver shield.”
38
The Battle of Pydna in Greece in 168 bce. Perseus was the king of Macedonia.
164
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Of Order
of soldiers: princes, hastati, and triarii,39 divided into cohorts, and the
cohorts into centuries, and the centuries into contubernia or maniples40 )
was more flexible and more agile and as a result more suitable for every
situation in war and so produced the known effects. Livy writes of the
Celtiberians that in critical points of battle they formed a type of wedge
quo tantum valent genere pugnae, ut quacumque parte perculere impetu suo,
sustineri nequaeunt (which is so effective that it is impossible to resist its
shock wherever they charge the enemy).41 Syphax, a powerful king of
Numidia, equal to the Carthaginians in wealth and in size of population,
was vastly inferior to them in the ordering of his infantry because he had
no skill nor any formation to draw up and arrange his troops. For this rea-
son he asked the Romans, with whom he was on a friendly basis, that they
give him several centurions who would instruct his people how to follow
the standards, to march, to keep formation, and so on. Having obtained
this, he was conscious right away of the result of the order of battle. In a
clash of arms with the Carthaginians he emerged the victor in a great bat-
tle. Experience has shown that the Italian military does not have a good
reputation because of a lack of order, and there is no wise captain to whom
to entrust Italian soldiers in a campaign against the Germans and the
Swiss. And the Venetians can testify to this; because they have no other
infantry but Italians, they have been defeated as many times as they have
confronted ultramontane armies, at Rovereto,42 at Caravaggio,43 and at
Vialà.44 The Germans and the Swiss uphold their reputation as good
soldiers only by virtue of their battle formations because when it comes
to shrewdness, to vigor of soul, to diligence, to agility they yield by a large
margin to the Italians, as do the French and the Spaniards as is seen in
all the individual combat between Italian soldiers and those of the above-
mentioned nations, on foot as well as on horseback, at Trani, Quarata,
Asti, Siena, and elsewhere. Nevertheless, they lose in the large-scale
battles only because in them the ultramontanes conquer through their
battle formation which has no place in individual combat.
39
Soldiers of the first line, soldiers armed with javelins, veteran soldiers who made up the
third line, respectively.
40 41
Groups who shared the same tent. History of Rome, 40.40.3.
42
The Venetians were defeated at Rovereto south of Trent in 1487 by the troops of Count
Sigismund of Tyrol.
43
In 1448 by the troops of the short-lived Ambrosian Republic of Milan led by the condot-
tiere Francesco Forza (Sforza), later duke of Milan.
44
More commonly known as the Battle of Agnadello where the French defeated the Vene-
tians in 1509.
165
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Of Recourse to God
8 Of Recourse to God
But there is nothing that so reanimates the soldiers and stimulates their
hope and ardor in a more lively fashion than recourse to His Divine
Majesty. Plato advises us to implore heavenly favor not only at the start
of major and difficult enterprises but also of easy and light ones, so that
the best end follows upon a good start.47 So much the more does this
45
Vergil, Aeneid, 10.263.
46
These were priests whose function was to declare war and preside over the negotiation of
treaties and agreements.
47
Timaeus, 27c.
166
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Of Recourse to God
hold in military campaigns, which are the most dangerous and the most
important beyond all the others, the defense of fortresses, the siege of
enemy cities, and battles in the open field, and in all other military oper-
ations. Onasander, following the doctrine of his master Plato, did not
want the army to leave the country without cleansing itself with a solemn
sacrifice.48 The Romans did not undertake any enterprise without first
attending to the auspices. David did not go to war nor take up any matter
of importance without first inquiring religiously for the divine will. Con-
stantine the Great in the war against the Persians always carried with him
a tabernacle in the form of a church where Mass was celebrated, and each
legion had its own mobile temple where the deacons and priests resided
so that they were called “field Masses.” He also made use of the Cross as
a standard and pledge of victory. All the histories affirm that the victories
of the two Constantines resulted more from their prayer than from their
armed forces.
This recourse to God produces many good effects. One is that it
acquires divine protection, and si Deus pro nobis, quis contra nos? (if God
is with us, who can be against us?).49 The second is that it gives us con-
fidence and near certainty of victory which revives and reanimates the
spirits wonderfully. Thirdly it nearly assures the happiness of the next
life which also renders the armies incredibly bold because there is noth-
ing that more comforts and more rouses man’s spirit in danger of life and
in every military action where death has such a large part than the hope of
a heavenly life. Now so that this recourse is made as is suitable and with
the result that is desired, it is necessary that the general provide the army
with religious persons who by preaching, by exhorting, by confessing,
and by helping the soldiers in every manner, individually and in com-
mon, keep them continually alert and intent, free them from their sins,
and fill them with the grace of God. If so many young virgins conquered
in this way the madness of tyrants, the monstrosity of executioners, the
violence of torments, and the opposition of the Roman Empire, what will
be difficult for soldiers under the protection of God and in the grace of
His Divine Majesty? Certainly for no other reason have the Catholics
completely conquered the Huguenots in France and in Flanders in so
48
Onasander Platonico was a Greek philosopher of the first century bce; Botero cites here
the Italian translation of his Strategikos, Dell’ottimo capitano e del suo officio (Venice, 1546),
fols. 24–25v (BD, 335, n. 3).
49
Romans 8:31.
167
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Of Keeping Soldiers Far from their Home
many battles and at such a disadvantage if not because they have fought
for the truth, the others for a lie, they with the hope of God’s protection,
the others with a desperate spirit, they armed with the holy sacraments
of the church and of Christ, the others charmed by Calvin and other
ministers of impiety. And among the Catholics those have fought with
greater courage in the aforementioned provinces against the Huguenots
and at Malta and Lepanto against the Turks who have gone with a better
disposed spirit and more united with God.
168
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Of Discipline
10 Of Discipline
Discipline is the nerve of an army, and I call discipline the art of mak-
ing a good soldier, and I call a soldier good who obeys with valor. One
inculcates this in them first by removing the occasions and enticements
of corruption and luxury. Forms of corruption are wine, baths, women,
boys, sleep, delights, and excessive ease, which as Livy writes enervated
the army of Hannibal at Capua.51 And to quarter his soldiers in such an
opulent city filled with delights was considered a greater mistake of such
a great captain than not to have led his army immediately on to Rome
after his great victory at Cannae because the latter was to postpone vic-
tory whereas the former was to deprive himself of the forces necessary to
conquer.
But let us talk more in detail of the various forms of military corrup-
tion. Types of corruption then are precious objects and delicate furni-
ture; Pescennius Niger52 learning that some of his soldiers were drink-
ing from silver cups, prohibited in the camp every use of similar vessels.
Another form of corruption is the use of beasts of burden by individ-
ual soldiers; for this reason Scipio Minor53 in the campaign of Carthage
made his soldiers sell them all so that they had either to get rid of so much
baggage or carry the weight themselves, and Metellus in the Jugurthine
War prohibited that any soldier who had a charge in the army have a ser-
vant or a horse to carry anything. Corruptions are also the delicacies and
sweets that Metellus also banned so that all those who were in the camp
to sell anything other than necessary foods had to leave. And in the cam-
paign of Numantia, Scipio also ordered under grave penalty that all those
who were not soldiers clear out of the camp, along with their charms,
without delay and not return for any other business except to sell provi-
sions. When a young man completely perfumed came before him to thank
him for the grant of a prefecture, Vespasian gave him a brusque look and
said, “I would have wanted you rather not to have stunk with oil,” and
revoked his patent. A similar account is given of Andreas Gritti when he
was a commander of Venetian forces.54 A young man came before him
51
History of Rome, 7.38.
52
Pescennius Niger (140–94 ce) was a pretender to the imperial office who was defeated by
Septimius Severus at Issus in 194.
53
185–129 bce, called the Second Scipio; he was the adopted grandson of Scipio Africanus.
54
Andrea Gritti served as commander of the Venetian forces in the war of the League of
Cambrai and was then doge of Venice from 1523 until his death in1538.
169
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Of Discipline
dressed up and smelling of amber and musk who asked for a position in
the war that was in progress at the time. He responded that he choose
one of two things if he wanted to serve: the oar or the hoe, so implying
that he considered him good for nothing other than a rower or a sap-
per. Corruption is to plunder and to commit evil deeds in the homes
of friends, a matter in which Emperor Aurelian was extremely severe.
When a foot-soldier was found with the wife of his host, he was tied by
his feet to the peak of two trees forcefully bound together the one to the
other. When the bonds were relaxed, he was torn into two pieces. He also
wrote to a military tribune that if he valued his life, he would watch the
hands of his soldiers that they did not touch the hair of another and that
they thought to become rich with booty from their enemies not from the
tears of their friends. But most dangerous for soldiers is leisure because
if they have nothing else to do, they mutiny and do much evil, as the sol-
diers of Scipio in Spain attest where after finishing the war against the
Carthaginians, they began to live licentiously, to plunder the territory of
friends, to scorn the authority of the captains, and finally having put to
flight their own tribunes, created new officers. So it is necessary to pre-
scribe exercises for them, to lead them from one place to another, to have
them dig trenches and ditches, to channel rivers, and to undertake similar
tasks. M. Aemilius,55 in order to take away their leisure, had the soldiers
pave the road from Piacenza to Rimini, Caius Flaminius,56 from Bologna
to Arezzo. Mario had them build the ditches that were named after him,
the Marian and Drusine dykes in the Low Countries. Augustus Caesar
after creating Egypt a province, in order to make the land more fertile
and suitable for agriculture, had his soldiers clean out the ditches into
which the Nile flowed which had been blocked with age.57 Hadrian kept
his soldiers in continual exercises, and so that they felt the work to be less
a burden, he always went first walking fully armed up to twenty miles a
day and contenting himself with the same minimal rest and eating the
same as the privates. Emperor Probus, making use of the work of his sol-
diers, built many bridges and colonnades and temples and other public
buildings of importance. Because he wanted the Romans to be separated
55
Marcus Aemilius Lepidus, a consul of the second century bce, oversaw the completion of
the Via Aemilia in 187 bce (BD, 341, n. 1).
56
Caius Flaminius Nepos, a tribune of the people in 232 bce and later a censor, lengthened
the military road toward Rimini named after him, the Via Flaminia (BD, 341, n. 2).
57
Here Botero repeats what he had written above in 8.2 (p. 136); it was deleted here in
subsequent editions.
170
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Of Discipline
from the Britons, Severus employed the army to raise a wall from one sea
to the other precisely in that area where the River Tweed and the Cheviot
Hills divide England from Scotland.58
But because our nature desires pleasure and is not able to tolerate labor
without the seasoning of enjoyment, and so soldiers commonly engage in
gambling which often results in serious incidents, it is necessary some-
times to provide them with pleasant exercises. Sforza da Cotignola59 did
not allow his soldiers to play at dice or cards or in other such ways,
and to steer them away from these he engaged them in contests use-
ful for war, wrestling, pole-vaulting, running, jumping, and so imitat-
ing Valerius Corvinu60 and Papirius Cursor61 who also used these meth-
ods to exercise and entertain the soldiers. No less was this the case with
Emperor Aurelian who did not allow a day to pass without some physi-
cal exercise because in this way he acquired strength and agility. These
games were most useful in that they taught a man something that he
could turn to his advantage in military actions of which it will not be
irrelevant to provide an example. Among their games the Romans were
accustomed to play this one. Fifty or more young men after having with
various scuffling staged a certain mock battle came together in a square
formation with shields over their heads closely united in such way that
two of them, who remained outside the formation, climbed lightly on top
of it (because this roof of shields declined a little, the first standing on
their feet, the next bending over from hand to hand and the last kneeling
on the ground) as if they walked over a solid roof, now all threatening and
coming to blows, now running from one side to the other, others playing
military games.62
The usefulness of this exercise was recognized in the Second Macedo-
nian War. The Roman soldiers when they besieged Heraclea approached
the city on a roof formed in this way. Then at an equal height with the
58
It was Hadrian who built Hadrian’s Wall, starting in 122 ce in the north of England near
the border with the Scots; Severus had it repaired after attacks at the end of the century.
It is the River Tyne, not the Tweed.
59
Sforza (1369–1424), a condottiere, was born at Cotignola near Ravenna. His son Francesco
later inherited through marriage the duchy of Milan.
60
A Roman politician and military leader of the third century bce who took Sicily during
the First Punic War.
61
360–305 bce, many times consul, dictator in 324 bce, and reputed to be the finest warrior
of his generation.
62
This passage is a free translation of Livy, History of Rome, 44.9, where it is associated with
his description of the siege of Heraclea. The last clause does not seem to make sense (BD,
343, n. 1).
171
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Of Reward
enemy they easily drove them from the walls, jumped over them, and
seized that place. To this effect it will help to exercise them in vari-
ous types of mock battle, of the attack and defense of bridges, of ports,
of fords, of the shores of rivers, of narrows, of barriers, of ditches, of
trenches, in skirmishes, in individual combat (but without danger of
death) or of more soldiers, on foot or on horseback, in wading across
rivers, in breaking lances, in sword play, in firing the arquebus, in trans-
port of artillery from one place to another, in ascent or descent, through
flat country or over mountains. It goes without saying what a profitable
exercise it is to have them practice following the standard, turning with-
out disorder to the right or to the left or wherever the occasion and the
need can require, beginning or meeting a charge or other similar move-
ments which soldiers execute, all the while enjoying themselves, with a
view to anticipating the actions and true instances of war, and they will
grow in valor of soul through the boldness which they will acquire and
in valor of body through the agility which they will gain. As Vegetius
says, Sciendum est, in pugna usum amplius prodesse quam vires (It should
be known that in battle practice is of more benefit than strength).63 And
besides this, they will remain healthy, cheerful, and quiet.
11 Of Reward
But the two principal pillars of discipline are reward and punishment.
The former serves to impel to the good, the latter to punish the bad; the
former works for noble and generous spirits, the latter for the low and
rebellious; the former serves as a prod, the latter as a brake. Now rewards
are either honors or benefits, and honors are of two types because some
are given to the dead and others to the living. Statues and tombs are
erected for the dead and funeral orations are given in their praise. Alexan-
der the Great had the most magnificent marble statues erected for the
soldiers who lost their lives in the battle fought at the River Granicus.64
The first person among the Romans to be honored with a funeral ora-
tion was Brutus who died in the war against the Tarquins, and the same
custom was introduced in the city of Athens where those were praised
from the tribune who died in the Battle of Marathon and later in the
battles of Artemisium and Salamis. But the most worthy speech was
that given by Pericles in praise of the citizens who died in the war of
63 64
Concerning Military Matters, 2.23. His great victory over the Persians in 334 bce.
172
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Of Reward
Samos.65 The Romans differed from the Greeks in this: in Athens those
only were publicly praised who lost their lives in war; in Rome citizens
were also honored in this fashion, and women, not only men. Lycurgus
did not want his citizens to practice otherwise in their study of eloquence
than in the praise of those who died courageously for their country and
in the blame of those who fled battle because of cowardice. Besides this
the Romans bore the bodies of illustrious personages with great pomp
to the rostrum where the nearest relative celebrated their virtues with
a magnificent oration; once the funeral services were over they placed a
wax effigy of the deceased in the most dignified part of the house in a
small, richly adorned room. Afterwards these effigies were carried in the
funerals of the deceased members of the House; they were covered with
a toga praetexta66 if they were consuls, of purple if censors, of gold if they
had received a triumph, and they were carried on a superbly adorned cart
with hatchets, fasces, and other standards of offices and magistracies that
they had held; they were then set on the rostrum in seats of ivory, than
which, according to Polybius,67 one could not present to the youth a spec-
tacle more beautiful and more efficacious to incite them to every honor-
able enterprise. The dead were also honored with public sepulchers; the
first one to receive this type of honor was Valerius Publicola.68 The Spar-
tans did not allow a title to be placed on any sepulcher except for those
who died in combat. Don John of Austria after the glorious Battle of Lep-
anto had erected in Messina a monument filled with the arms of those
who had died with great nobility, and he had a generous eulogy inscribed
at its bottom. In addition, he had a magnificent Mass sung for their souls,
and he had performed other offices of Christian piety in which he and the
flower of his captains participated.
Even if every honor that is shown to the dead is an incitement to the
living, nevertheless the same rewards of praise and statues are also given
to the living. With regard to praise, the kings of Sparta before attacking
in battle sacrificed to the Muses to signify the glorious memory that their
own would acquire if they bore themselves courageously. Nor was this
held in any less esteem by the Romans; after the battle was over and the
victory won, the consuls and other captains were accustomed to praise in
65
This war was fought between Athens and Samos in 440–439 bce.
66
A toga praetexta was off-white in color with a purple border that indicated that the wearer
was a senator or other magistrate such as an aedile or consul (“The Roman Toga,” Ancient
History Encyclopedia, www.ancient.eu/article/48, accessed October 31, 2015).
67 68
Histories, 6.53.10. He was a consul several times between 514 and 509 bce.
173
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Of Reward
the presence of the whole army those who had carried themselves with
great courage. So Scipio after the conquest of Cartagena69 praised the
courage and ardor of his soldiers whom neither the furious sorties of the
enemy nor the height of the wall nor the depth of the moat nor the incline
of the citadel could frighten but who with an indomitable spirit overcame
every difficulty and broke down every obstacle. And the same Scipio, in
the battles of Africa, more than once commended publicly Laelius and
Masinissa70 for their gallantry against the Carthaginians and Syphax.
Also honored with statues were the noble actions of the living which
among the ancients were made of marble or bronze, on horseback or on
foot, armed or unarmed; the Romans erected a bronze statue to Clelia71
(not to mention others)who fled the camp of King Porsenna by swimming
the Tiber to return to Rome. A great honor were the crowns that were
given for saving the life of a citizen, which were called civil crowns, as
well as the mural and flowered crowns which were given to the first man
who jumped onto the walls of a city or into the trenches of a camp under
attack; these were considered the highest honors that could be obtained
in war even if, because they were made of couch-grass or oak leaves, they
were of no monetary value. Hence Caesar Augustus, a most judicious
prince, in order to preserve their credit and reputation, bestowed them
very rarely and with much greater difficulty than the necklaces and other
items of gold and silver that were usually given to those who had shown
great courage in battle. At the time of the taking of Cartagena when Sci-
pio wanted to give the mural crown to the first soldier on the wall of
the city, a controversy arose between the soldiers on land and the sailors
that resulted from so much competition and ambition, that the captain,
in order to cut short the dangerous strife and scandal, had to bestow two
crowns, one to Q. Trebellius, an infantryman, and another to Digitius,
a marine. Similar strife broke out between Spaniards and Italians in the
taking of Düren72 when two soldiers, one a Spaniard and the other an
69
This refers not to Carthage in North Africa but to the city on the Mediterranean coast of
Spain, Cartegena, later named by the Romans New Carthage (BD, 346, n. 1).
70
Gaius Laelius (235–160 bce) was a Roman general and politician, and a friend of Scipio,
who fought in the Second Punic War; Masinissa (238–148 bce) was king of Numidia who
in the same war fought first on the side of the Carthaginians and then on that of the
Romans.
71
Clelia was a legendary young girl who was handed over to the Etruscan king Porsenna and
swam the Tiber to return to Rome.
72
A town in the Rhineland which Charles V took from William of Cleves, an ally of Francis
I of France, in 1543.
174
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Of Reward
Italian, each claimed that the reward was his. Truly this most beautiful
type of reward, which is purely honorary without any utility, is worth
being restored, to the glory of the army and of courageous soldiers. And
even if sometimes after a great battle some are created knights, a purely
honorary reward, knights are also created in time of peace who have never
seen a naked sword and who are made only gentlemen; hence soldiers
who are not of noble blood remain deprived of this sort of incentive to
virtù. It was also a great honor to bear the rich spoils [spolia opima] to
the temple of Jupiter, and such spoils were those that the captain of the
Romans took from the captain of the enemy, and in the whole period of
the Roman republic not more than three men had this honor; they were
Romulus, Cornelius Cossus,73 and Marcus Marcellus.74 Caesar Augustus
honored the military with many creations; he wanted thirty captains to
receive triumphs, and he awarded the decorations of a triumph to a much
greater number.
Much to our point would be that the prince take care to have written
down accurately the wars and campaigns prosecuted by him or under his
auspices, because in this way not only would his own virtù come to be
celebrated but that of all his captains and also of individual soldiers who
with some memorable gallantry distinguished themselves. This would be
a great incitement to the others because, if so much is made of a tomb
with a brief script in a chapel, how much greater recognition would any-
one receive in being celebrated in an excellently written history which
would be circulated throughout the world and read by all? In this respect
truly have the Castilians greatly failed because having accomplished so
many things most worthy of memory, crossed so many seas, discovered
so many islands and continents, subjected so many countries, acquired
finally a New World, they have not seen to it that their undertakings,
which surpass by far those of the Greeks and Alexander the Great, have
been chronicled by persons who know how to do so. In this as in some
other matters the Portuguese have ventured much more than the Castil-
ians because they have had a good number who, in Portuguese and in
Latin, have shone light on their great deeds. Recently Father Giovanni
Pietro Maffei75 of the Company of Jesus has recounted them with such
73
A Roman politician and general of the fifth century bce.
74
Marcus Claudius Marcellus (268–208 bce) was consul five times and an important mili-
tary leader.
75
Giovanni Pietro Maffei, SJ (1536–1603), long a professor of rhetoric at the Roman Col-
lege, wrote a number of books on early Jesuit history, including Historiarum indicarum
175
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Of Reward
libri XVI (Florence, 1588) which recounted the Portuguese conquests and the Jesuit mis-
sions in Asia.
76
The Knights of St. John (or Hospitallers) and the Knights of St. Lazarus of Jerusalem
both dated from the Crusades. The Knights of St. Stephen were founded by Cosimo de’
Medici, Grand Duke of Tuscany, in 1561 to fight the Ottoman Turks.
77
Concerning Military Affairs, 2.3.
78
The tenure of a benefice held initially until the appointment of a regular incumbent but
later held permanently by the incumbent.
176
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Of Reward
concession, the Grand Master.79 All these properties that were dis-
tributed as awards for virtù and in remuneration for services performed
in the wars against the infidels have been the chief cause of the many
brave deeds of the Spaniards against the Moors, and as now they have
chased the Moors out of Spain so they would be adequate to subject those
in Africa if they were employed for this purpose. Truly the Knights of
Saint John merit the highest praise because they have never abandoned
their campaign against the infidels but have always given the greatest
example of their courage and have greatly served the Christian repub-
lic. They follow in the footsteps of the Knights of Saint Stephen so that
their name strikes greater horror in the Turks and the Moors than entire
armies, and they are every day either blessed by so many Christians who
have been liberated from the most cruel servitude of the Turks and the
Moors or they are awaited by so many thousands of poor Christians who
find themselves in such miserable servitude, with their feet chained, in
Algiers or Tunis. And what work is more pious, what campaign more
Christian than the liberation of captives? Or what captivity can be imag-
ined to be more unhappy or hard than that in which bodies are most
cruelly tormented and souls so dangerously tempted?
But of the greatest importance is that the soldier be confident that even
if in war he is maimed or disabled, the prince will not abandon him but
will provide him with proper treatment and a livelihood. Most soldiers
avoid the dangers of war not so much because of the fear of death (which
generally causes little pain and no hardship) but because of the disabili-
ties and casualties that are likely to happen because of wounds and other
mishaps. This fear disappears with the assurance of the good will of the
prince who will provide for him, care for him, and show him respect;
this not only helps to inspire those who at present serve in the war but
it also encourages and inspires others to endure the same troubles and
to run the same risks. Without a doubt, when he sees his fellow citizens
and companions returned from war, though wounded and bruised, to be
favored and settled by the prince, who of a proud and brave spirit does
not feel himself moved by a certain desire to do something himself?80
79
The first three of these orders all dated from the twelfth century and were founded to aid
in the Reconquest; the last named dated from 1317.
80
In later texts this sentence reads “Who is there of such a cowardly and vile spirit (codardo
e vile instead of fiero e bravo) who seeing his fellow citizens and companions return from
the war, although wounded and bruised, to be favored and settled by the prince does not
feel his spirit moved by a certain desire also to do something himself?”
177
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Of Punishment
But if, on the other hand, those returned from war, beyond their wounds
and weaknesses will also have been abandoned by the king, afflicted by
poverty, and consumed by misery, who will ever be either so foolish or
so bold that he does not feel his heart frozen over and his spirit lacking?
The Romans well understood this; they assigned to the soldiers who had
served the republic well excellent properties as well as other things and,
not to add other examples, it suffices to mention the decree in favor of
the soldiers of the first Scipio to whom were given two days81 of land for
each year of military service. But if the prince is liberal not only with the
soldiers in their misfortunes but also assures them that should they die
in his service, he will take care of their wives, children, sisters, and other
relatives, there is nothing more effective to make them run through fire
and face missiles and death itself.
12 Of Punishment
In governing reward is useful but punishment is necessary because virtue
is its own reward and has no need of external stimulus, but vice and
wickedness if they are not restrained by the fear of punishment turn
everything upside down. For this reason among others legislators and the
founders of republics have always attended more to punish and to repress
crimes than to reward virtuous actions. In war then if you do not reward
those who carry themselves well, you will not be loved; but if you do not
punish the guilty, you will not be obeyed, and nothing can be worse than
this when it comes to military matters. For this reason all well-known
captains have been severe and with various penalties and punishments
have partly maintained, partly reformed military discipline. Not to men-
tion the Manlii, the Cursori, and others, Caesar Augustus, a great lover of
peace, was so severe with the soldiers that not only did he sometimes dec-
imate the companies that had turned their backs to the enemy and given
up their position, but he also fed them with barley rather than grain,
and Tiberius, wanting to get the army back on its feet, renewed all the
types of ancient penalties and punishments that were in use at the time
of the old Romans. Now, military punishments were of two sorts: some
brought shame and dishonor, others also pain and loss. Public rebukes
and reproaches of cowardice resulted in shame, and these were directed
81
A “day” (giornata) of land was land that could be covered in one day’s journey.
178
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Of Punishment
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Of the License Given to the Janissaries
Clearchus84 that a soldier ought to have a greater fear of his captain than
of the enemy.
13 Of Emulation
Valor also increases through methods that nourish emulation and com-
petition. Lycurgus introduced emulation in his republic as an incitement
to virtue, because a man, naturally jealous of his own excellence, cannot
bear that others surpass and put their foot down before his, especially
in honorable ventures; and this effect is most vehement in soldiers, as in
those who are governed more by passion than by reason. So the Romans
nourished emulation, both with the diversity of nations (because in their
armies they made use not only of their citizens but of the Latin peoples
also and of auxiliaries, all of which competed), and with the difference
of the soldiers in the legions (because there were the principes, the has-
tati, and the trarii), and if the first two yielded, the weight of the battle
remained with the trarii who to outdo the others and to have all the honor
of the victory, surpassed themselves. The captains then using their skill,
arranged emulation and competition between nation and nation, between
cavalry and infantry, between one wing and another, between one legion
and another. After scaring his whole army with the fame of the strength
and the courage of the Germans, Caesar said that if the others did not
want to follow, he would go into the battle alone with the tenth legion; so
he stirred such emulation and such ardor in the others that they offered
to compete with him. In our time experience has shown that the perfect
army is not the one that is not made up of diverse nations, because the
contest is that which makes each nation employ all its strength and more
than that in order to have the honor of the victory, so that if there is only
one nation in the field, it languishes and does not perform worthy deeds.
84
Spartan general of the fifth century bce.
180
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Of Labor
they think, and a great heart. But they deceive themselves because bold-
ness comes only from a knowledge of one’s own strength, and strength
is not known where there is no opposition because to overcome one who
does not fight back is no great matter. Also, artillery does not have as great
an effect on the sea as it does on land because the ships and the galleys
are never as stable and solid as the walls, and they resist less. Now the
Janissaries who are used to striking this man or that without any opposi-
tion would become much more rapidly cowards than courageous in mili-
tary campaigns where they encountered resistance and opposition, unless
something other than the license of which we have spoken helped them.
Because if their boldness increases when they assault and strike whoever
it seems good to them without him being able to show resentment or to
return the blows nor even to oppose or avenge himself, without a doubt
that will fail them wherever they meet with adversity or resistance, so
that the license given them makes them more quickly overbearing and
impertinent rather than spirited and brave.
15 Of Labor
To wear out the soldiers has two good effects: first, it hardens and
strengthens them, accustoms and inures them to the hardships of war, so
that some valiant captains have been in this regard nearly inflexible with
the soldiers. Papirius Cursor worked his infantry and cavalry incredibly
hard and, once asked by his knights that by virtue of past services he spare
them a part of their effort: “I am content,” he said, “that when you dis-
mount you do not caress the backs of your horses as you are accustomed
to do.” The other effect of tiring them out is to make them desire battle in
order to end the labor. In the Cimbrian War85 Marius spent a great part
of his time putting his soldiers through various exercises; he led them
now to one place now to another, and he made them among other things
dig a wide and deep ditch where a branch of the Rhône River flowed.
Finally, he kept them so fatigued that to get relief from it they wanted
to come to hand-to-hand fighting with the barbarians. Similarly Sulla, so
that his soldiers would want a battle, kept them three days in continual
and hard exercises, making the River Cephissus86 change its course and
85
This war was fought between the Roman Republic and the Cimbrian and Teutonic Ger-
manic tribes migrating down from the Jutland Peninsula, 113–101 bce.
86
A river in Boeotia in Greece.
181
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Placing Soldiers before the Necessity of Fighting
digging large ditches, so that, exhausted, they cried out in a loud voice
for battle.
16 Of Determination
A certain deliberate determination is of no little moment because it
removes and cuts off every other plan or thought in the captains and
soldiers apart from fighting, and it directs and disposes all equally to
the campaign. Francis I, king of France, having determined absolutely
to pass over into Italy, turning to his barons, said, “I have determined to
cross the mountains personally without delay. Whoever will persuade me
to the contrary, not only will not be listened to by me but he will annoy
me greatly. Let each one of you attend to carrying out what is committed
to you and what pertains to your office.”87 With these words he enflamed
and determined for each one that the deliberation of the king was the
deliberation of all. We read of Aratus, general of the Sicyonians,88 that
although a good captain in other respects, he had this one shortcoming,
that every time that he ought to have entered into battle he was not able
to make a decision and so held back; there is not anything worse than
this in the commander of an army, not only because he himself was pre-
vented from acting but his soldiers languished and lost their spirit and
their bravado. It is not beyond our intention here to mention what Aemil-
ius Paulus said to his soldiers at the start of the Macedonian War because
with this he cut short every other thought than to conduct themselves
well in the campaign. So he told them not to try to understand nor to
intervene in the councils of war but to leave in the breast of their gen-
eral all that they ought to do, and as good soldiers to attend only to three
things: to keep their body strong and agile, to have their arms polished
and sharp, and to eat in an orderly way, so that they could respond to
every sign of the captain.
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Placing Soldiers before the Necessity of Fighting
sought every means to place their soldiers under the necessity to conduct
themselves well. Hannibal led his soldiers into the middle of Italy so that
they would not hope in anything other than courage, so that exhorting
them to fight, he said Nihil nobis relictum est, nisi quod armis vindicaver-
imus. Illis timidis et ignavis licet esse, qui receptum habent, quos suus ager, sua
terra per tuta ac pacata itinera fugientes accipient; vobis necesse est fortibus
viris esse et omnibus inter victoriam mortemque certa desperatione abruptis,
aut vincere aut, si fortuna dubitabit, in praelio potius quam in fuga mortem
oppetere (Nothing is left to us now but what we can conquer by force of
arms. Those who have a place of refuge or a farm or property of their
own as a retreat to receive them after a safe and peaceful journey, they
can afford to be frightened and cowardly. But you must bear yourselves
bravely and, since there is no possible middle way between victory and
death, you must either conquer or – if fortune is unfavorable – perish,
in battle rather than in flight).89 Cato the Elder, wanting to confront the
army of the Spaniards, led his army far from the sea and from the armada
that had transported them and placed them in the middle of the enemy:
Nusquam nisi in virtute spes est, he said, et ego sedulo, ne esset, feci; inter cas-
tra nostra et nos medii hostes, ab tergo hostium ager est; quod pulcherrimum,
idem tutissimum est, in virtute spem positam habere (Your only hope now is
in your courage, and I have brought this about on purpose; the enemy is
between us and our camp, and to our rear the territory is hostile. Nothing
is more beautiful and at the same time safer than to have to put all your
trust in your own courage).90 When he was deliberating about attacking
the Cimbrians near the city of Aix, Mario pitched camp in an elevated
and comfortable location but without a drop of water and seeing his sol-
diers complaining that they would die of thirst, a situation which he had
purposely brought about in order to incite them more to feats of arms,
he showed them a river in the distance which ran near the camp of the
enemy, and he said: “Whoever has thirst will have to purchase that water
with blood.” In a situation no less evocative of courage, William, duke
of Normandy, having crossed over to England in order to acquire that
kingdom, burned the fleet that had brought them there. Hernán Cortés
did the same thing after he arrived at Vera Cruz for the campaign of
New Spain. Attilius Regulus and Metellus Celiber placed their soldiers
in situations of violent necessity. In the Samnite War when the Romans
turned their backs to the enemy and fled toward their encampment,
89 90
Livy, History of Rome, 21.44.7–8. Ibid., 34.14.3–4.
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Of Binding Soldiers by Oath or Execration
Attilius flew there with a section of the cavalry, took a position before
the gates with a drawn sword in his hand, reproached them with cow-
ardice and flight, bitterly abused them, and at the end said that he did
not intend to allow anyone to enter unless he was victorious, and so they
had to choose between fighting him or the enemy, with the result that
they recovered their spirit because of their shame, turned back against
the enemy, and conquered them. During the siege of Contrebia when five
companies had abandoned their position,91 Metellus immediately com-
manded that they recover it, and he commanded that those who had fled
be put to death. The fear of their own accomplished more than did the
fear of the enemy, and shame won out over the fear of danger so that they
returned to the battle and recovered their position. It was with regard
to this situation that the Roman senate issued the magnanimous decree
that prisoners ought not to be redeemed. With such a law the senators
compelled the soldiers to fight and conquer or to die honorably because
if they lost, there remained for them no hope of rescue. We will add here
an order of Aemilius Paulus to make the sentries more vigilant and alert.
When he arrived at the head of the army, he ordered that soldiers serve
as sentries without a shield so that they would be lighter and be more
on alert because they had no hope to defend themselves in case of an
assault.
184
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Of Binding Soldiers by Oath or Execration
them, he made them swear that they would not return if they did not
come back as victors, as they did. But it should be noted that in these
cases one should see to it that oaths and other forms of obligation be
undertaken voluntarily, cheerfully, and readily by the soldiers; if they are
forced and violent, they encumber the spirit and confuse and perplex it
so that there results an effect contrary to that which was desired. This
happened with the Samnites who were constrained by their captain to
swear on an altar one by one (and centurions were there with a naked
sword) to die before fleeing and to consider as an enemy any of their own
who might flee. They remained so dumbfounded and confused that they
enabled Lucius Papirius to gain a most glorious victory. From the begin-
ning Roman soldiers gathered together in tens or hundreds and swore
that they would not flee nor abandon their post except to capture arms
or to wound an enemy or to save a comrade; this most beautiful custom,
which was purely voluntary, was changed to a legal obligation during the
consulate of Lucius Paulus and Marcus Varrone, whose soldiers however
fought ineffectively. It is of great importance that the obligation be spon-
taneous, not compelled, and that it proceed from a cheerful heart, not
from a rigid commandment. In a stranger way Hasdrubal, captain of the
Carthaginians, wanted to compel his own soldiers to fight. He cruelly tore
out the eyes of some of the Romans whom he had taken captive and cut
off the nose, the ears, and other members of others; afterward he nailed
all these mutilated parts to a wall in order to persuade the Carthagini-
ans that they ought to be resolved to die fighting rather than to remain
prisoners of the Romans. But he greatly deceived himself in that they
became fearful rather than bold, and they sought not to expose them-
selves to the danger of such torments by fighting but to save themselves
by flight. But if the soldiers cheerfully and of their own will swear or
in another way commit themselves to stand firm and courageously, they
will undoubtedly increase their courage, as happened in the city of Eger.
It can serve as an example of incomparable courage for all those who
find themselves in similar situations, and so it will not extend beyond our
purpose to commemorate here what happened. Eger is a city of Hungary
where neither the location nor the walls are strong because the site is
overseen by several high places and the walls were constructed in an old
style. Mohamet Pasha besieged the city in 156293 with an army of sixty
93
This Ottoman siege of Eger took place in 1552, not 1562 (BD, 361, n. 2).
185
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Of Familiarity with the Enemy
thousand Turks and shelled it heavily with fifty cannons. Inside were two
thousand Hungarians who with inestimable courage defended it against
thirteen vigorous assaults of the enemy, and to increase their courage still
more, it is said that while awaiting an assault, they swore under pain of
death that no one among them would speak of an accord nor of surren-
der under conditions nor of any response to the enemy other than with
arquebuses and cannons and, should it come to a long siege, rather to die
of hunger than to place themselves in the hands of such a cruel and impi-
ous enemy. They ordered furthermore that the troops unfit to fight con-
tinually reinforce the shelters and trenches, fortify the walls, construct
new bastions and earthworks, rebuild collapsed and other weak sections.
To prevent treachery they prohibited that more than three people gather
together in the city, and finally ordered that no one think about anything
else than to defend the homeland or to die. In addition they ordained that
all provisions, public or private, should be distributed equally to each one
and that the more delicate foods be set aside for those wounded in bat-
tle. Finally, if the Lord God had supported their just cause, that all the
spoils of the enemy would be placed in one space, so that after the victory
they would be shared equally by each. It is also said that after the Pasha
had made them many offers if they surrendered, they only responded
by setting on the walls a funeral coffin covered in black between two
lances showing by this sign that they would come out only if they were
dead.
186
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Of Forestalling the Enemy
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Caesar Increased the Spirit of his Soldiers
22 Of Stratagems
94
Astuteness and artifice add notably to courage because military
stratagems are not only licit but bring great praise to a captain. Lysander
the Lacedaemonian was a person of great sagacity who made use of arti-
fice no less than force. When he was reproached for this, he was accus-
tomed to say that when one was not able to put on the skin of a lion, he
ought to wear that of the fox.95 E. Carbone said that when he had to deal
with the lion and the fox that nested in the soul of Sulla, he feared the
fox much more than the lion. But the deceit ought to be only military. In
this Lysander greatly sinned because he claimed to be no less deceitful
with the pacts that he entered than cunning with the war parties. But
with regard to stratagems the Carthaginian Hannibal was outstanding.
He never attacked, one can say, nor did he engage in a skirmish without
assisting force with artifice and arms with intelligence. So he exploited
marvelously the quality of the country and the nature of the site, the val-
leys, the woods, the forests, the sun and the wind, and every opportunity
of time and place or other circumstance. And there is nothing that wins
more credit and reputation for a captain and that renders the soldiers
more well-disposed and confident. Without a doubt it is necessary that
the captain be perspicacious in these matters and quick-minded so that,
even if he himself does not want to prevail by virtue of a licit and com-
mendable deceit, he is able to foresee and avoid one.
188
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Caesar Increased the Spirit of his Soldiers
possible. Realizing that the news of the coming of King Juba96 with a
large army created great terror among his soldiers, he summoned them
together and told them to know for certain that the king came to them
all at once with one hundred thousand cavalry, three hundred elephants,
and a huge number of infantry. He did this so that his men, disposed not
to be terrified by such a great multitude of the enemy, would consider
their true number to be negligible and scorn them.97
96
King of the Numidians.
97
Several paragraphs were added to this chapter in subsequent editions.
189
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Book Ten
1 Of the Captain
In this part I will be even more brief than I am accustomed to be because
Alexander Farnese, duke of Parma, represents today to the world such
a clear and living example of the perfect commander of an army that he
is able to serve better than many precepts and even books. Managing the
army under a most merciful and most just king1 in the service of the
church and of God he has conquered and dominated, in the manner of
Fabius or Marcellus,2 rebellion and heresy, overcome the difficulties of
the sites and nature of locations, conquered unconquerable places, van-
quished invincible peoples; and not to speak of another, there is no virtue
of a captain, no military skill, no gallantry, no courage that he did not
demonstrate in the siege of the incomparable city of Antwerp.3
To stir up the courage of the soldiers then depends in great part on
the prudence and leadership of the captain who makes use of the above-
mentioned means and of others which will be addressed in due time. It
is a common opinion that it is much better to have a good captain with
a poor army than a good army with a poor captain. The reason is that a
good captain can also make a poor army into a good one with discipline
and other means, but how can a good army make a general without judg-
ment and experience into a perceptive and excellent one? So Homer said
that an army of stags led by a lion was better than an army of lions led by
1
Philip II of Spain.
2
These two consuls in the Second Punic War were called, respectively, “the shield” and
“the sword” of Rome, the defense and the offense.
3
This famous siege took place from July 1584 to August 1585.
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Of Good Fortune
a stag.4 When Alexander the Great learned that forty thousand persons
were to be found on an inaccessible mountain in an impregnable location
but that the captain was cowardly and base, he assured himself of vic-
tory because, as he quickly confided, the worthlessness of the comman-
der would open the road and the door, as happened. The Numantines
had many times routed the Romans who were led by various officers but
after the campaign was entrusted to Scipio, the contrary happened so that
the Numantines5 when asked by their elders how they had lost courage so
quickly that they turned their backs toward those whom they had so often
put to flight, they responded that the sheep remained the same but the
shepherd had been changed. Proceeding to the war in Spain and wishing
to highlight the certainty that he had of victory, Caesar said that he went
against an army without a captain. And to be sure many campaigns are
brought to an end, many difficulties overcome, many wars ended, many
victories gained more by the art and courage of the head than of the rest
of the army. And it would be superfluous to mention Themistocles who
saved Athens with his remarkable counsel, Epaminondas6 who with his
gallantry lit up Thebes which had previously been of little account, Xan-
thippus who with his singular shrewdness reanimated the Carthaginians
who had so many times been torn to pieces by the Romans, Fabius Max-
imus who with his delaying tactics secured Rome, and others.
3 Of Good Fortune
The first thing with which a captain inspires his soldiers is his good for-
tune, and this is nothing other than the concurrence of the divine power
4
This saying is not found in Homer; it is usually attributed to Iphicrates, an Athenian gen-
eral of the fourth century bce, or to Plutarch (BD, 372, n. 1).
5
The inhabitants of Numantia in Spain resisted the Romans for twenty years before the city
was taken and destroyed in 133 bce after a long and brutal siege.
6
Theban general and statesman (c. 410–362 bce) who broke the dominance of Sparta among
the Greek city-states.
191
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Of Good Fortune
with which His Majesty accompanies those who have been elected as
ministers of his justice or as executors of his divine will. Such was Joshua
at whose prayer he stopped the sun and lengthened the day,7 and Cyrus,
whom he called his servant even though he was a gentile,8 and Alexan-
der the Great to whom he gave the passage of the Pamphylian Sea,9 and
Genghis, king of the Tartars, the passage of the Indian Sea, and Attila
and Tamburlane who were called the scourges of God, and many others
whom it pleased him to favor with many and varied victories. But here
we ought to note that the good fortune in wars is not always given to the
captain but to the prince whom God favors by means of his members.
Dux fortis in armis Caesareis Labienus erat, nunc transfuga vilis (Labienus
was a brave leader in the army of Caesar but now he is a base fugitive).10
Renzo da Ceri was a most fortunate captain while he served the Vene-
tians but most unfortunate under King Francis and Pope Clement.11
Andrea Doria did nothing memorable under the auspices of the same
King Francis and in the campaign of Sardinia experienced such an
adverse fate (if it behooves a Christian to use such a term). Under Charles
V he accomplished great things. And so with others God shows some-
times that he favors not the captain but the prince. Sometimes, how-
ever, the intention of the captain is so good that God rewards him even
if the prince does not please him and is afflicted and punished in another
way. So His Majesty prospered the campaigns of Narses12 against the
Goths but did not permit that Emperor Justinian I, whose minister he
was, enjoy a peaceful dominion over Italy because he raised up the Lom-
bards who occupied most of it. Sometimes God denied success to the
prince and to the captain because of the sins of the people; so he per-
mitted the bitter death of King Josiah.13 But if God is pleased with the
prince and the captain, and the sins of the people do not hinder good
fortune, then one cannot doubt victories and triumphs, and if this happy
outcome is not always the companion of virtue because God also pros-
pers Gentiles, Turks, and Moors against bad Christians, nevertheless it
7 8
Joshua 10:12–14. Isaiah 44:28.
9
Now the Gulf of Antalya, in southern Turkey. Alexander passed through it on his way to
conquer Persia.
10
Quoted from memory from Lucan, On the Civil War, 5.345–46 (BD, 374, n. 3). Labienus
was a leading officer under Julius Caesar who later went over to Pompey.
11
Renzo degli Anguillara (c. 1475–1536), a condottiere in the service of the pope, was lent
to the Venetians in 1510 early in his career (BD, 374, n. 4).
12
Lived 478–573 ce, one of the generals of the Byzantine Emperor Justinian I.
13
2 Kings 23:25–29.
192
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Of Courage and Example
14
Johann Casimir, while serving as administrator of the Palatinate from 1583–92, re-
established Calvinism there.
15
Proverbs 2:22.
16
The Social War, 91–89 bce, was fought between Rome and other cities of Italy.
17
Seleucus I Nicator (359–281 bce) founded the Seleucid kingdom.
18
Also known as Skanderbeg (1403–68), an Albanian hero who converted from Islam to
Christianity.
193
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Of the Ways to Indicate Certainty of Victory
fight; it is estimated that in various battles he killed with his own hand
two thousand Turks. But I do not say that the general, and much less so
if he is the prince, ought to throw himself into the midst of dangers; his
task is not to fight but to order, to govern, and to stand over the com-
batants. But he ought always to show spirit and heart and readiness, and
in cases of necessity to confront dangers, in order to prevent flight or
to enliven the soldiers who are tired, slow, or frightened, or for another
similar necessity. And he ought to do this with the greatest care possible
because the welfare of the army depends on his life.
5 Of Cheerfulness
Not of little importance is a certain cheerfulness and liveliness of coun-
tenance which keeps the soldiers cheerful and in good spirits which
depends for the most part on the demeanor of their commander and,
if they do not go gladly and fiercely into battle, they will not accom-
plish anything worthwhile. This is what happened to the Germans under
the marquis of Vasto at the Battle of Cerisole.19 In this regard among
the Romans Papirius Cursor and Scipio Africanus excelled; Livy writes
that there was never seen a captain more cheerful than Papirius in that
memorable battle when he conquered the Samnites and Scipio when he
defeated Hannibal and the Carthaginians in a feat of arms.20
194
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Of Alertness
called Gisco.” With such words he caused those standing around to laugh
because seeing their general joking at such a time and taking little account
of the future battle, their heart and their daring grew wonderfully. In
Africa when some men were brought before him who had been sent by
the Carthaginians to spy on his army and their preparedness, Scipio, who
according to the custom of war ought to have had them killed, had them
led around to see everything in detail and then sent them back. By this
act he increased the spirit of his own men and stirred fear in the enemy.
Gracchus did something similar in Spain. When the Celtiberian legates
asked him in what did he have so much confidence that he dared to attack
them, he responded that it was in the good army that he had, and he had
the military tribune arrange the units in order so that they saw them, and
they compared their own with them. They were left astounded, and hav-
ing reported what they had seen, they inspired such a fear in their own
that they refrained from sending aid to the city that was under siege by
the Romans.
7 Of Caution22
It will notably increase the spirit of the soldiers if the captain shares the
opinion of an informed and cautious condottiere and is neither precipi-
tous nor foolhardy and does not abuse the life and the blood of his own;
for this it will help enough if he will be alert and industrious.
8 Of Alertness
Of great importance are alertness and quickness of mind in unforeseen
circumstances which sometimes secure victory or avoid disaster, as the
examples of Tullus, king of the Romans, of Datames, and of Gonzalo, the
Great Captain, show. Tullus Hostilius23 advanced with his troops along
with the Albani, his allies who were led by Mettius Fuffetius, to attack the
forces of Veii and Fideni. When they were on the point of an assault, the
two-faced Mettius began slowly to distance himself from the Romans and
to turn toward the mountains from where he would be able to see how the
battle would turn out. The Romans who were next to him saw that their
22
This chapter was deleted starting with RS 1596.
23
Tullus Hostilius was a legendary king of Rome from 672–641 bce; he defeated the troops
of Veii and Fidene, cities not far from Rome.
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Of Alertness
flank was exposed by this movement, and, alarmed, they sent a messenger
to tell the king. Recognizing the danger, he reacted to the threatening dis-
aster with a quick order. He responded in a loud voice that they return
to their location and not waver; it was at his order that the Albani had
moved. This order raised in the soldiers of Fideni the suspicion that they
had been betrayed by Mettius who aimed to encircle them, and so they
retreated. So one word of a captain encouraged his own and stirred fear in
the enemy. No less presence of mind did Datames,24 the outstanding gen-
eral of Caria, demonstrate; he rebelled against King Artaxerxes because
the troops of Pisidia had murdered his son, and he marched against them.
Mithrobarzanes, his father-in-law, who was captain of the cavalry and
who doubted that things would go well for his son-in-law, fled from the
enemy with the troops under him. Who would not be alarmed by this?
But Datames, improvising, drew a great good from the evil. He spread
it about that his father-in-law had moved at his order in order to deceive
the enemy in this way, and he encouraged his own soldiers to follow and
aid him. So Mithrobarzanes’s troops, caught by the Pisidians on one side
and by Datames, who turned up unexpectedly, on the other, were torn
to pieces. No less worthy of being remembered in this place is the quick-
ness of mind of Ferrante Gonzalo.25 At the beginning of the battle with
the duke of Namurs,26 when he acquired the Kingdom of Naples for the
Catholic King, he commanded the artillery to fire. He was told anxiously
that the powder had been completely burned up either by treachery or by
accident. Without losing a bit of his spirit because of this news, he said “I
accept this augur of victory which we already celebrate happily with fire.”
With these words he revived the courage of his soldiers. When his troops
were put to flight by the army of Mithridates, Sulla held them back and
stopped them with these memorable words: “Go, comrades. I go here
to die gloriously. Remember to respond when you are asked where you
betrayed your captain, that it was here at Orchemenus.”27 These words
were of such force that the Romans turned their faces and hurled the
enemy back. In this last war between the Turks and Persians when his
troops mutinied, openly protesting that they did not want to cross the
24
Datames, an outstanding general, served as provincial governor of Cappadocia under the
Persian king Artaxerxes; he eventually took part in a rebellion against the king and was
assassinated in 362 bce.
25
The Great Captain.
26
The battle took place in 1503 when the duke of Namurs led French forces.
27
Orchomenus is in Boeotia in Greece. The battle referred to here was fought in 80 bce.
196
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Which is Greater, Sea Power or Land Power
River Canac, Mustafa, the Turkish general, quieted the sedition at first
with good words as best he could but the following morning, mounted on
his horse, he entered the river saying “Cursed be he who eats the bread
of the Great Signor and does not come with me.” And they immediately
competed with each other to follow him.
28 29
This chapter was eliminated starting with RS 1596. Politics, 2.10 (1271b).
30
Ancient name for the inhabitants of the Peloponnesus.
197
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Which is Greater, Sea Power or Land Power
Milesians, even though they succeeded one another as masters of the sea.
On the other hand, all those who have had a great empire on land have
made themselves masters of the sea whenever they wanted to do so. So
the Romans with their landed power created within a space of forty days
a powerful fleet and more with which they finally seized the dominion
of the sea from the Carthaginians. Caesar did not have any naval forces
but when the need arose he created within two summers such a great
force that he conquered the Veneti,31 who were masters of it; he forced
Great Britain to sue for peace and pay tribute, and then, having defeated
Pompey, who possessed powerful land forces, he had no rival on the sea.
Since the decline of the Roman Empire, the Vandals, the Saracens, and
the Turks have been lords of the sea, barbarian peoples, born far from
the sea, without knowledge of wind, without experience of naval mat-
ters; but with their land forces they finally occupied the ports and the
islands. The Vandals who passed on from Spain into Africa under their
King Genseric, attacked Sicily and Italy, and sacked Rome, the capital of
the Empire, without any opposition. The Saracens, having seized Africa
and Asia, easily took possession of the islands, harassed Constantinople,
and ravaged large areas of our lands. At the same time the Turks with the
great power that they had acquired on land became masters of the water
so that their fleets now for more than a hundred years have sailed and sail
without resistance through our waters as well as theirs. The Portuguese
have had for their enterprise in India two excellent captains: Francisco
de Almeida and Afonso de Albuquerque.32 The two differed greatly in
the way that they conducted war in those lands. Almeida did not want
to commit himself to the conquest of cities and lands but intended solely
to maintain control of the ocean with a powerful fleet and so to be mas-
ter of trade and to force all the merchants who wanted to sail there and
the princes who possessed ports, to pay them tribute. But Albuquerque
thought that a storm would be able to sink the fleet or weaken it in such
a way as to deprive it of its strength and reputation and that it was not
possible to remain powerful on the sea without forces on land. So he
occupied the kingdoms of Malacca and Ormuz and the famous city of
Goa where he constructed an excellent arsenal, planted a colony of Por-
tuguese, and fostered in every way the conversion of the infidels, so that
31
The Veneti dwelt on the Atlantic coast of the southwest of France.
32
Francisco de Almeida (c. 1450–1510) was the conqueror and first viceroy of the Indies;
Afonso Albuquerque (1453–1513) was the conqueror of Goa, Malacca, and Ormuz, and
is considered the hero of Portuguese expansion in the East.
198
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Which is of Greater Importance, the Cavalry or the Infantry
it can be said that he laid the foundation of the dominion that nation
possesses in India. If the city and environs of Goa had not supplied wood
to construct the ships and the galleys and metal to cast the artillery and
men to supply the fleets and arms to arm them and provisions to support
them, it was not possible that the Portuguese would have remained such
a long time amidst so many powerful enemies.
It is true that maritime forces greatly assist land forces, not because
they add to their strength but because they give them mobility. A land
empire the greater and more spacious it is, the slower and more unfit for
movement it is. Troops are not able to assemble easily nor provisions to
be transported nor munitions to be stored in one place. The horses grow
weary from the length of the journey, the soldiers become sick because
of the change in the air, the transport of the things necessary to sustain
troops and to carry on the war is an infinite expense. This can be seen in
the land campaigns of the Turks going forth from Constantinople to the
borders of Hungary and Persia and then returning when in addition they
lose the greater part of the summer plus so many soldiers due to hardship
and misery, so that the gain does not correspond to the expense. Now
armadas make campaigns easier because of the ease of transport; in little
time they carry great armies to distant places along with all necessary
provisions, and he who is powerful on the sea is able to harass the enemy
spontaneously in many places and so keep him always immobilized and
in suspense. So Cosimo de’ Medici said one cannot speak of a prince of
great power who has not joined naval forces to those on land.
199
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Which is of Greater Importance, the Cavalry or the Infantry
cavalry could do nothing. Nor should the victories of the Turk over
the Christians be attributed to any other cause than the great number
of horses with which he has always overcome in flat territory. Those
who say that the strength of the Turkish military consists in the Janis-
saries greatly deceive themselves because before the Janissaries were cre-
ated the Turks had mounted campaigns of much greater importance
than they have made since: they took Bithynia, crossed the Straits,
occupied Philippopolis33 and Adrianople, routed the princes of Serbia
and Bulgaria, twice conquered the Christian forces united under King
Sigismund34 without being ever conquered except by the great Tam-
burlaine.35 After the foundation of the Janissaries they endured over-
whelming routs by Ladislaus, king of Poland,36 John Hunyadi,37 George
Castriotes, Husan Hassan, king of Persia,38 by the Mamelukes, by
Matthias Corvinus, king of Hungary,39 by the last league of Christian
princes, and by the present king of Persia. And there is nothing to the
claim that the Janissaries have sometimes reversed the course of bat-
tles seemingly lost and snatched victory from the hand of their ene-
mies because the Janissaries, encircling the person of the Grand Signior,
moved fresh against the enemy already worn out by fighting and killing
and so defeated them, something which a large company of cavalry, which
advanced fresh, or any other sort of soldiers, would have done even bet-
ter. As for the Janissaries, which normally number twelve to fifteen thou-
sand, why should they be feared by a Christian prince who opposes them
with an equal number of Germans or Swiss, Spaniards or Italians or Gas-
cons hardened in the military? In what instance will the former yield to
the latter? In strength of body or vigor of spirit? Christian infantry has
never been inferior to the Turkish but we have been ordinarily defeated
by the great advantage that they have had in cavalry which has cut
33
The capital of Thrace, today Plovdiv in Bulgaria, seized by the Turks in the fourteenth
century.
34
Sigismund I (1368–1437), king of Hungary and Croatia from 1387, king of Germany from
1411, king of Bohemia from 1419, and Holy Roman Emperor from 1433.
35
Tamerlaine or Timur (1336–1405), founder of the Timurid Empire, a late branch of the
Mongol Empire.
36
Without a doubt Botero refers to Ladislaus III, king of Poland from 1434–44, although he
never won any victory (BD, 386, n. 2).
37
1400–56, a leading Hungarian military and political figure.
38
Uzun Hasan (1423–78), a Turkmen chieftain who defended Trebizond against the Turks.
He was emperor of a briefly existing empire combining parts of present day Iran, Iraq,
Anatolia, Armenia, and Azerbaijan.
39
1458–90.
200
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Which is of Greater Importance, the Cavalry or the Infantry
off the roads for us, obstructed our plans, hindered our provisions and
reinforcements, surrounded us on every side, exhausted, defeated and
killed us, at Varna,40 Nicopolis,41 Mohacs,42 Eszeg,43 on the Livenza,44
and in other places. Also we have seen that Turkish arms that have con-
quered forces composed of the finest infantry have been routed and vig-
orously harassed by peoples strong in cavalry: by the Mamelukes, the
Hungarians, the Poles, the Muscovites, and the Persians. The infantry
then yields superiority to the cavalry in flat and open spaces, where this
infantry is nevertheless of the greatest importance, but it comes first in
all other aspects of battle in which in fact the cavalry is useless. First,
the cavalry is completely in the hands of the infantry; fighting and skir-
mishing are common to the one and the other but more to the infantry
because one is not able to employ the cavalry in many places such as hilly
territory, woods, vineyards, and valleys, and it has little or no part in the
siege or defense of cities. So we see that peoples that are strong in cavalry
but without soldiers on foot may well have overcome the enemy in the
field but they have not been able to hold territory of importance because
once the enemy has recovered in the cities and fortified places they have
not been able to besiege, to attack, or to storm them, as happened to the
Parthians in the wars against Crassus and Mark Antony and to the Per-
sians in ancient times when they fought against the Roman Empire, and
in our times in the wars against the Turks because in this last war, not
to speak of others, the Persian, because of his advantage in cavalry, has
made a great slaughter of Turks in open country but because of a lack of
infantry has not been able to seize or occupy cities of importance nor to
drive the Turk out of cities that he has taken nor out of fortified places.
So we conclude that cavalry is superior to infantry in open country but
that the infantry, which is also of the greatest importance even in open
country, outweighs the cavalry in every other military situation.45
40
Varna, in the east of Bulgaria, was the site of a battle between Murad II and Ladislaus
Jagiello assisted by John Hunyadi on November 10, 1444.
41
Site of a battle between Bayezid and Stephen Lazarevic of Serbia, September 25, 1396.
42
The battle at Mohacs on the Danube between Suleiman and Louis II of Hungary took
place on August 29, 1526.
43
Eszeg was a fortress in Slavonia.
44
The Livenza is a river in Friuli where many battles were fought but none where the Turks
defeated the Christians (BD, p. 387, n. 4).
45
Chap. 12 follows here starting in RS 1590; see Appendix C.
201
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Appendix A
1
This chapter was added in RS 1590 at the end of Book Five.
2 3
Matthew 18:7. Ovid, Letters from the Black Sea, 1.3.23–24.
202
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Appendix A
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Appendix A
204
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Appendix A
them what they demand, in whole or in part, because, since the two foun-
dations of empire and government are love and reputation, if by yielding
you lose some reputation, yet you preserve love; this you ought to apply
much more easily with natural subjects than with acquired ones. And if
you are able also, always aid your reputation by using those means that
make it appear that you desire that which you cannot prevent and that
you give lovingly that which is taken from your hand by active force, as
do the merchants who sometimes not having the wind to carry them to
trade where they had planned, travel to do their business wherever the
wind leads them. There was a count in Flanders, whose name I do not
remember, against whom the mob of Ghent rose up, each one of them
wearing a white hood as a sign of their rebellion, and in a mad rage turned
the land upside down. The count worked hard to pacify them and make
them take off their hoods, but with little success. Why was it necessary to
make such an effort in so small a matter? Instead he should have put on
a white hood himself and so remained the leader of his people.
But such a concession ought to be understood as applying to things not
to persons; it seems to me to be very harsh that the prince is reduced to
the point of giving over his minister into the hands of an angry multitude
as did Amurath, king of the Turks, some years ago.10 In such an act there
occur such indignities that he ought to have preferred that his minister
be taken by force rather than to hand him over in one way or another, that
is, provided he has been a faithful minister and was without fault and it
was not possible to hide him or to have him flee or in some other way to
get him out of danger.
An excellent method is to pretend, when this is possible, not to know
of a disorder which cannot be remedied without a greater disorder, as
Charles V did wisely in the case of the duke of Infantado.11 But, if a
scandal arises from among the barons, this can happen in two ways; either
they plot against the prince or they break up into factions. If they plot
against the prince, it is necessary to make use of the same remedies as was
said of the multitude, and it will be much easier to create disunity among
the barons than among the multitude because it is much easier to win over
some from many than to win over many out of an infinite multitude. The
10
This alludes to the assassination in 1579 of Mehmed Pacha Sokullo, grand-vizier of
Suleiman (then Selim II), and finally of Amurath III (BD, 232, n. 2).
11
This alludes to a conflict between the duke of Infantado and an official of Charles V. The
emperor preferred not to proceed rigorously against an affront to the official in order to
avoid a rising of the grandees of Spain (BD, 232, n. 3).
205
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Appendix A
life of Louis XI, king of France, who was one of the most astute princes
there ever was, can serve as an example and a mirror for him who finds
himself in distress or danger from sedition or plots. But if they turn the
kingdom upside down because of their private differences with the result
that they form parties, here greater circumspection is necessary because
the controversy will then be over a private or a public matter. If a private
matter, then it will be necessary to compel them to remit it to judges who
will decide the case or to arbitrators who will settle the matter without
showing favoritism to one side or the other so as not to alienate one of
the parties as did King Francis I in the suit between Madame Louise, his
mother, and Charles, duke of Bourbon, who rebelled because the king
favored his mother.12 The anger borne against princes and their states
follows in great part from favors granted without any basis in justice.
But if agreement cannot be reached in a case because evidence is lacking
or because it would cause greater trouble than the controversy itself, as
in the case of the enmity between Henry, duke of Guise,13 and Gaspard
de Coligny, Admiral of France, who was accused of having had Francis,
father of Henry,14 murdered, then the prince with his authority ought
to impose silence and banish the heads of each party from the court to
countries far from each other, or in some similar ways.
But if the difference has a public aspect, which is often used to hide
private passions, then if he is not able to cover it over or root it out, the
king ought to make himself leader of the better part. And he deceives
himself if he thinks to protect himself from imminent dangers to the state
and from similar rivalries or factions by providing a counterweight to the
parties, raising up in turn the weaker and pushing down the stronger.
This method was tried in France where, with this tactic, the above-
mentioned factions maintained themselves and grew in such a way that
with the passage of time the kingdom remained divided into two parts,
each with such a following and power that nothing remained to the king
but the name.
12
Louise of Savoy claimed the fiefs of the Bourbons after the death of Suzanne of Bourbon
in 1521. As a result of the favoritism shown by Francis I to his mother, Charles of Bourbon
went over to Emperor Charles V and served as one of his generals (BD, 132, n. 2 and 233,
n. 1).
13
Henry I of Guise was suspected of having ordered the assassination of Coligny at the time
of the St. Bartholomew’s Day Massacre in 1572.
14
Francis of Lorraine, duke of Guise, was killed by a Huguenot noble in 1563, and Coligny,
leader of the Protestant party, was accused of having ordered the murder.
206
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Appendix A
I conclude this part by saying that the uprisings and civil wars that
are not ended in their beginnings are not ordinarily ended except by the
ruin of one of the parties, as is seen throughout Roman history and in
events in France and in Flanders, or with the division of the state. The
reason is that the evil that in its beginning is as it were a stream that
one can cross on foot becomes as it progresses a formidable force. Anger
turns into hatred, and an uprising into rebellion and treason. And if one
party has a notable advantage, it will lay down its arms only with the ruin
of the enemy. If neither side has a significant advantage, they will end
the war out of fatigue, and each will remain with its area. So the sum of
human prudence in matters of state consists in two words: principiis obsta
(resist beginnings), because ordinarily, modicis rebus primii motus consedere.
Omne malum nascens facile opprimitur; inveteratum fit robustius (the begin-
nings consist of little things; every evil is easily suppressed aborning,
once established it becomes stronger).15 No one begins to disturb the
republic with a great offense, but he undermines the foundation of great
things by neglecting little things.
15
The second phrase comes from Cicero, Fifth Philippic, 31; the first is an interpolation
(BD, 234, n. 3).
207
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Appendix A
1
This chapter was added in RS 1590 at the end of Book Five.
2 3
Matthew 18:7. Ovid, Letters from the Black Sea, 1.3.23–24.
202
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Appendix A
203
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Appendix A
204
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Appendix A
them what they demand, in whole or in part, because, since the two foun-
dations of empire and government are love and reputation, if by yielding
you lose some reputation, yet you preserve love; this you ought to apply
much more easily with natural subjects than with acquired ones. And if
you are able also, always aid your reputation by using those means that
make it appear that you desire that which you cannot prevent and that
you give lovingly that which is taken from your hand by active force, as
do the merchants who sometimes not having the wind to carry them to
trade where they had planned, travel to do their business wherever the
wind leads them. There was a count in Flanders, whose name I do not
remember, against whom the mob of Ghent rose up, each one of them
wearing a white hood as a sign of their rebellion, and in a mad rage turned
the land upside down. The count worked hard to pacify them and make
them take off their hoods, but with little success. Why was it necessary to
make such an effort in so small a matter? Instead he should have put on
a white hood himself and so remained the leader of his people.
But such a concession ought to be understood as applying to things not
to persons; it seems to me to be very harsh that the prince is reduced to
the point of giving over his minister into the hands of an angry multitude
as did Amurath, king of the Turks, some years ago.10 In such an act there
occur such indignities that he ought to have preferred that his minister
be taken by force rather than to hand him over in one way or another, that
is, provided he has been a faithful minister and was without fault and it
was not possible to hide him or to have him flee or in some other way to
get him out of danger.
An excellent method is to pretend, when this is possible, not to know
of a disorder which cannot be remedied without a greater disorder, as
Charles V did wisely in the case of the duke of Infantado.11 But, if a
scandal arises from among the barons, this can happen in two ways; either
they plot against the prince or they break up into factions. If they plot
against the prince, it is necessary to make use of the same remedies as was
said of the multitude, and it will be much easier to create disunity among
the barons than among the multitude because it is much easier to win over
some from many than to win over many out of an infinite multitude. The
10
This alludes to the assassination in 1579 of Mehmed Pacha Sokullo, grand-vizier of
Suleiman (then Selim II), and finally of Amurath III (BD, 232, n. 2).
11
This alludes to a conflict between the duke of Infantado and an official of Charles V. The
emperor preferred not to proceed rigorously against an affront to the official in order to
avoid a rising of the grandees of Spain (BD, 232, n. 3).
205
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Appendix A
life of Louis XI, king of France, who was one of the most astute princes
there ever was, can serve as an example and a mirror for him who finds
himself in distress or danger from sedition or plots. But if they turn the
kingdom upside down because of their private differences with the result
that they form parties, here greater circumspection is necessary because
the controversy will then be over a private or a public matter. If a private
matter, then it will be necessary to compel them to remit it to judges who
will decide the case or to arbitrators who will settle the matter without
showing favoritism to one side or the other so as not to alienate one of
the parties as did King Francis I in the suit between Madame Louise, his
mother, and Charles, duke of Bourbon, who rebelled because the king
favored his mother.12 The anger borne against princes and their states
follows in great part from favors granted without any basis in justice.
But if agreement cannot be reached in a case because evidence is lacking
or because it would cause greater trouble than the controversy itself, as
in the case of the enmity between Henry, duke of Guise,13 and Gaspard
de Coligny, Admiral of France, who was accused of having had Francis,
father of Henry,14 murdered, then the prince with his authority ought
to impose silence and banish the heads of each party from the court to
countries far from each other, or in some similar ways.
But if the difference has a public aspect, which is often used to hide
private passions, then if he is not able to cover it over or root it out, the
king ought to make himself leader of the better part. And he deceives
himself if he thinks to protect himself from imminent dangers to the state
and from similar rivalries or factions by providing a counterweight to the
parties, raising up in turn the weaker and pushing down the stronger.
This method was tried in France where, with this tactic, the above-
mentioned factions maintained themselves and grew in such a way that
with the passage of time the kingdom remained divided into two parts,
each with such a following and power that nothing remained to the king
but the name.
12
Louise of Savoy claimed the fiefs of the Bourbons after the death of Suzanne of Bourbon
in 1521. As a result of the favoritism shown by Francis I to his mother, Charles of Bourbon
went over to Emperor Charles V and served as one of his generals (BD, 132, n. 2 and 233,
n. 1).
13
Henry I of Guise was suspected of having ordered the assassination of Coligny at the time
of the St. Bartholomew’s Day Massacre in 1572.
14
Francis of Lorraine, duke of Guise, was killed by a Huguenot noble in 1563, and Coligny,
leader of the Protestant party, was accused of having ordered the murder.
206
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Appendix A
I conclude this part by saying that the uprisings and civil wars that
are not ended in their beginnings are not ordinarily ended except by the
ruin of one of the parties, as is seen throughout Roman history and in
events in France and in Flanders, or with the division of the state. The
reason is that the evil that in its beginning is as it were a stream that
one can cross on foot becomes as it progresses a formidable force. Anger
turns into hatred, and an uprising into rebellion and treason. And if one
party has a notable advantage, it will lay down its arms only with the ruin
of the enemy. If neither side has a significant advantage, they will end
the war out of fatigue, and each will remain with its area. So the sum of
human prudence in matters of state consists in two words: principiis obsta
(resist beginnings), because ordinarily, modicis rebus primii motus consedere.
Omne malum nascens facile opprimitur; inveteratum fit robustius (the begin-
nings consist of little things; every evil is easily suppressed aborning,
once established it becomes stronger).15 No one begins to disturb the
republic with a great offense, but he undermines the foundation of great
things by neglecting little things.
15
The second phrase comes from Cicero, Fifth Philippic, 31; the first is an interpolation
(BD, 234, n. 3).
207
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Appendix B
1
80–58 bce.
208
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Appendix B
waged against the republic left a full treasury for his enemies. Hulagu the
Tartar2 after taking Baghdad left the caliph to die of hunger among the
heaps of riches that he had avidly accumulated, and Muhammad II had
Stephen, prince of Bosnia, shot, because he preferred to ruin himself by
saving the treasure that he had amassed rather than to spend it on arms.3
Finally, I do not find any notable example of a state being lost because
it lacked money but because the prudence and valor of the captains, the
number and discipline of the soldiers, the quantity of munitions and pro-
visions, and the other resources on land and sea were clearly not equal
to the accumulated gold. And it ordinarily happens that he who accumu-
lates treasures, in order to avoid expenses, neglects every other means to
maintain his grandeur and reputation; he does not pay his soldiers, does
not employ men of reputation and skill, does not resupply munitions,
does not repair the walls of dilapidated fortresses, does not dig ditches,
and does not construct warships. Finally, all his thoughts are directed to
acquiring money while everything else is abandoned. But what use are
the treasures of Croesus or Midas to a prince who has been attacked by
sea but does not have in his state or among his allies wood to construct
galleys and ships, nor craftsmen, nor sailors, nor oarsmen, nor tools, nor
other necessary things? And if attacked by land does not have a supply
of horses or artillery, nor captains, nor soldiers to oppose the enemy in
the field, nor provisions, nor munitions, nor men adequate to protect his
cities and fortresses? Money is said to be the sinews of war because it co-
ordinates your forces and locates them where they are needed. But if you
have no forces, of what use will it be? He who has nothing to spend is as
poor as he who has nothing to buy. But if infinite treasure is not sought
for defense, it is much less necessary for offensive operations and for
attempted conquests; a campaign, for which you have to spend without
measure of your own funds, is not a campaign of acquisition but of dam-
age and loss because all those enterprises ought to be considered foolish
which are not able to maintain and sustain themselves; so we read that the
Carthaginians abandoned some undertakings, even acquisitions already
made. And the Romans having lost in various shipwrecks in the Second
Punic War more than seven hundred large ships with a huge number
of soldiers, abandoned the sea, more out of necessity than skill.4 The
2
Hulagu Khan, grandson of Genghis Khan, took possession of Baghdad on February 10,
1258.
3
Mehmed II (1432–81), called “the Conqueror,” conquered Bosnia in 1463.
4
This should refer to the First rather than the Second Punic War (BD, 278, n. 1).
209
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Appendix B
Chinese showed much greater prudence because when they ruled nearly
all the islands of the Eastern Ocean5 and the greater part of India, real-
izing that such a task consumed infinite riches, arms, soldiers, materials,
they determined to abandon it and to withdraw to their own country, and
they issued a law that prohibited sailing in those lands and making offen-
sive war there. The Emperor Hadrian abandoned that part of Britain that
lies beyond the River Tweed, today called Scotland, which had been con-
quered by Julius Agricola,6 just as he abandoned the provinces beyond
the River Tigris which had been subjugated by Trajan.
Since an immense treasure is not necessary either to defend your state
or to conquer another, it is necessary to limit it in proportion to your
other resources. How?, someone will say. It is a difficult thing and not
very well-advised to say precisely the quantity or the sum which the one
assembling treasure ought not to surpass because this depends on the
circumstances of individual states, whether they are open or enclosed,
with many or few ports, abundant or barren lands, with much commerce
as Flanders or with little as Poland, bordering on powerful enemies or
princes nearly equal to them. But if someone requires that I provide some
rule in this matter, I would say that the accumulation [of treasure] does
no harm so long as it does not disrupt normal commerce and exchange
because up to this point one can set aside something for future needs
without disadvantages for the subjects. But the ruler who withdraws so
much [treasure] that it deprives merchants of the means to carry on com-
merce and artisans to exercise their profession and to exchange what the
earth produces and human industry creates, strikes at the roots of his
state and weakens it in such a way as to make it useless for his service.
So as the stomach which does not digest and distribute food further but
only causes the exhaustion and corruption of the other members [of the
body] as well as of itself, so the prince who devours and keeps for him-
self the wealth of his subjects without distributing it proportionately and
sharing it according to their needs, consumes and ruins his subjects as
well as himself.
But in order to know more exactly how much he can set aside with-
out doing notable damage to his people, it is necessary that the prince
know in detail the amount of money that leaves his state for the goods
5
Botero refers here to all the maritime space encompassed by the north of the Indian Ocean,
the South China Sea, and the East China Sea (BD, 278, n. 2).
6
The Roman general Gnaeus Julius Agricola (40–93 ce) completed the conquest of Britain.
Hadrian began the construction of Hadrian’s Wall to shut out the barbarians in 122 ce.
210
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Appendix B
that are imported and the sum that is made or enters for the goods that
are exported, and to see to it that the amount which he sets aside is not
greater than that by which the income surpasses the outgoing payments.
But when the income is less than the outgoing payments the prince ought
not aim to increase his treasure because he will not be able to do so and if
he tries to do so, he will ruin his state; it will be better to make every effort
to make his subjects more industrious, in agriculture as well as in crafts
and commerce, of which I have spoken elsewhere. It is said that the king
of China has more than one hundred million in gold as income which,
although to some this seems incredible, I consider to be most true on the
supposition that that be true that is written about the size of his empire,
the fertility of the land, the mineral deposits, the innumerable multitude
of artisans and merchants, the convenience of the paved streets through-
out the whole realm, the presence of navigable rivers, the number, size,
and density of the cities, the subtlety of the intelligence and the industry
of the people which does not allow one hand’s breadth of land to be lost
nor one ounce of material, no matter how poor it is, to which they do not
give some artificial form if only, as Giovanni di Barros and others write,
to propel their carts with sails.7 To this is added the inestimable expenses
of the king; because, supposing that there is in China altogether a thou-
sand million scudi and that there is taken in each year another thirty or
forty for the goods that are exported and are dug from the mines with-
out losing one dram of gold or silver, it would not be a great matter that
the king has annually an income of one hundred million on the condition
that he does not spend each year seventy or more because, as water rises
as much as it falls, it happens easily that the prince who spends much also
takes in enough for himself because he draws a profit from that which he
spends. It is impossible to draw a profit over a long period from a state
that does not acquire from outside while not spending a great deal. In
effect, let us suppose that in a state such as this, there are ten million
scudi and that the prince has a revenue of one million and that he does
not spend more than one hundred thousand. Then it will happen that in
a dozen years or more his subjects will lose everything and the prince will
no longer be able, I will not say to clip but even to fleece them.
7
João de Barros, Terceira decada da Asia (Lisbon, 1563), 1.2, chap. 7; see also Giovanni
Pietro Maffei, Historiarum Indicarum libri XVI (Florence, 1588), 6, 113c (BD, 280, n. 4).
211
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Appendix C
1
Starting with RS 1590 this chapter was added at the end of Book Ten and at the end of the
whole work. It corresponds to the last chapter of The Prince where Machiavelli summons
the Medici ruler of Florence to take up arms and lead a coalition to drive the foreigner out
of Italy.
212
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Appendix C
2 3
Sallust, Conspiracy of Catiline, 9.3. Luke 16:8.
213
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Appendix C
honorable? Cato when he wanted to show the Romans the danger that
hung over them from their enemies, made them look at some fresh figs
recently brought from Carthage.4 How much nearer is Valona5 to Italy
than Carthage was to Rome? M. Varro wanted to unite Epirus to Italy
with a bridge. Perhaps some will say that the enemy is near but with
few troops? The Romans feared the Carthaginians whom they had often
conquered and subjugated, and do we disdain the Turk who has taken
from us so many fortresses, so many cities, so many kingdoms, and two
empires? Who dominates Africa, who rules Asia, who holds more coun-
tries in Europe than do all the states of the Catholic princes? Who because
of our discord has grown in such a way on land, already for three hundred
years, that he maintains mastery there and has no rival on the sea? An
enemy who in time of peace is better armed than we are in time of war?
An enemy whose treasures are inexhaustible, his armies innumerable, his
supplies endless? Who on the day of battle covers the plains with his cav-
alry and in the assault on cities piles up mountains of earth and makes
a ladder on the walls of the fortresses with the mass of his own men?
An enemy finally who up until now has not lost anything of importance
that he has once acquired. Fernando de Toledo, duke of Alba, who had
taken part in so many wars and won more victories than any other man
of his times, nevertheless used to say that he had done nothing because
it had not been granted him to see himself before an army of Turks.
Truly I do not know with what judgment reason of state6 would show
itself to be more an enemy of Christians than of Turks or other infidels.
Machiavelli exclaims impiously against the church, and against the infi-
dels he does not open his mouth, and the armies of Christian princes are
so intent on ruining one another as though they had no other enemies
in the world. The emperors Comnenus, Alexius, Kalojan, and Manuel7
followed similar rules in order not to allow the Christian princes of the
west to expand in the lands taken from them by the Turks; they opposed
with all their power the campaigns of Gottfried, the Emperor Conrad,
and others against those barbarians. What happened as a result of this?
The barbarians first chased ours out of Asia and then they brought the
Greeks under their feet. Behold, the fruit of modern politics! The lords
of Venice, attacked from every side in the days of Julius II by nearly as
4 5
Pliny, Natural History, 15.18. Today Vlora in Albania.
6
In RS 1590 and RS 1596 there is added here, “if something so irrational, not to say bestial,
merits the name of reason.”
7
Alexis I (r. 1081–1118), John II (r. 1118–43), and Manuel I Comnenus (r. 1143–80).
214
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Appendix C
8
The League of Cambrai in 1508–09 included France, Spain, and the Holy Roman Empire.
215
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Appendix D1
Of Reputation
BOOK ONE
1 What is Reputation
I recall that some years ago when talking with the famous poet Torquato
Tasso about reputation, among the other things regarding this matter
that he wisely remarked and said was that just as the vine-dresser waters
often and trims the useless and superfluous branches so that the vines
may produce more and better grapes, so he who wishes to acquire rep-
utation must banish from his life and his actions all that is improper or
unworthy of a person of high estate. Hence he concluded that reputation
requires frequent pruning. This derivation seemed to me, while respect-
ing the authority of such a great man, more subtle than true because, first,
reputation exists not in the person who is said to possess a reputation but
in the one who considers that another has a reputation,2 and secondly,
that it is born not of a lack or a defect but of excellence and of great
worth. So I think that to repute is nothing other than to rethink or to
1
These three chapters are taken from Botero’s Additions to the Reason of State (Aggiunte
alle Ragione di stato) first published with RS 1598. The text used here is taken from Della
ragion di stato di Giovanni Botero, con tre libri delle Cause della grandezza delle città, due
Aggiunte e un Discorso della popolazione di Roma, ed. Luigi Firpo (Turin, 1948), “Della
Reputazione,” Book 1, chaps. 1–4 (pp. 413–24).
2
“la riputazione non è nel riputato ma nel riputante.”
216
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Appendix D
3
“essere in reputazione.”
4
Corbulo (7–67 ce) was a Roman general, brother-in-law of Emperor Caligula.
5
Annals, 15.26.
6
Sextus Aurelius Victor (320–90 ce) was a historian and politician of imperial Rome.
7
A Collection about the Emperors, “Antoninus Pius”; he governed Rome from 138–61 ce.
8
Perhaps a reference to Cicero, On the Republic, 3.17.
217
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Appendix D
magisque fama quam vi stare res suas (the public hatred of him and the fact
that his power was based more on reputation than on force).9 But it is not
the same because fame extends also to evil things, contrary to reputation.
9 10 11
See Tacitus, Annals, 6.30. valore. virtù.
12 13
See Aristotle, Politics, 7.13 (1332). See Vergil, Georgics, 3.8–9.
14
See Horace, Art of Poetry, 391–96. They were figures of Greek mythology. Orpheus was
the chief of poets and musicians. Amphion, founder of the city of Thebes, symbolized the
218
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Appendix D
superiority of intelligence over brute force. Rhadamanthus and Minos were, according to
Greek mythology, models of just judges in this and the future life.
15 16 17
See Horace, Epistles, 1.17.33–34. Ibid., 2.1.1–3. Aeneid, 6.851–53.
18
Quintus Fabius Rullus served as consul five times in the later fourth century bce.
19
Livy, History of Rome, 37.35.
219
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Appendix D
army, whereas in the latter la vittoria sanguinosa spesso suol fare il capitan
men degno (the bloody victory often is accustomed to make the captain
less worthy),20 so that having learned that Alexander the Great after hav-
ing acquired so great a state said that he did not know what he ought to
do, Caesar Augustus wondered why he did not consider it a much greater
work to govern what he had acquired than to have acquired it.
Now states just as they are ruined by the stupidity or the cruelty or
the lust or the ineptitude of princes, so they are preserved and expanded
by the wisdom and justice, the temperance and fortitude of the same;
and these virtues produce the effects of greater reputation and wonder
with the multitude the more elevated and eminent they are. Prudence
is common to peace and to war, justice (where I include religion) and
temperance belong more to peace, courage more to war than to peace.
20 21
Ariosto, Orlando furioso, 15.1.3–4. See Plutarch, Amatorius, 21.14–15 (768a).
22
Petrarch, Canzoniere, 2, Sonnet 22.
220
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Appendix D
one form,23 so our spirits from hour to hour seek some novelty in every-
thing but principally in the manner of government. The multitude is by
nature prone to grumbling and with difficulty remains satisfied, and the
present government usually appears always to be hard and stern, and yet
ferenda regum ingenia, says Tacitus, neque usui crebras mutationes (it is nec-
essary to bear up under the temper of sovereigns, lest there be frequent
changes).24 It is impossible then that so many thousands of men agree
and concur in the love of one, and not less impossible that one always
operates in a way that pleases all. A good look, a favor, a grace that is
made to one rather than to another is apt to render bitter every previous
kindness and to cancel out the memory of every past benefit, to place hate
where love once lodged.
For these and for other reasons many princes, not trusting the moods
of their subjects, have departed from the way of love and based their
rule on fear as in something stronger and more secure because love is in
the power of the subject but fear depends upon him who makes himself
feared, and the ways to make oneself lovable are not as secure and uni-
versal as those that make one feared. And if this is true for subjects, it is
much more true for strangers who have no other bond with you except
that of proximity and of fear of your forces. But it is necessary that these
carry themselves in such a way that fear is greater than hate; hence when
Cato the Utican asked his teacher how Sulla, whose many cruelties were
seen, lasted so long, he responded, because he is more feared than hated.
Reputation is composed of love and fear, which is better than the one or
the other because it contains that which is good and useful in both, that
is, it takes from love the union of the subjects with the prince and from
fear the submission because the former unifies and the latter subjects.
But someone will ask me which has the greater part in reputation, love
or fear. Fear without a doubt, because just as respect and reverence so
also reputation is for the eminence of virtù from which proceeds species
of fear rather than of love. This can be easily understood by this: love is a
passion that conciliates spirits, fear draws them back; the former unites,
the latter draws them apart; the former makes equal, the latter makes
unequal. Now it is clear that in reputation there appear many more fea-
tures and effects of fear than of love because it has greater strength to pull
back, to separate, and to render unequal. The same thing can be easily
23
Here the author alludes to the Aristotelian doctrine of matter and form.
24
Annals, 12.11.
221
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Appendix D
25 26
Roman History, 63.3. Cf. Fasti, 5.25–26, 29–30.
27 28
An important Etruscan city. History of Rome, 5.26.
29
Ruy Diaz de Vivar (c. 1040–99), the Spanish national hero.
30
I have not been able to identify him.
222
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Appendix D
223
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Appendix D
But I do not deny that as with bankers it always helps to have greater
credit than capital, so with a prince it is useful and a benefit to be held in
greater esteem than his quality justifies. But this is called opinion rather
than reputation. Two things belong to reputation regarding what we are
now considering: one is to conceal one’s weaknesses, the other is to reveal
one’s greatness without ostentation; and if it is not unsuitable that it sur-
pass the limits of the truth, it is expected that it remain within the limits
of verisimilitude. But if reputation derives from virtù, what is to be said
of military strength and treasure? Do not these also give rise to reputa-
tion? I say that reputation depends properly upon the wisdom and valor
of the prince; the other things produce the effect of that which we are
discussing not in themselves but with respect to the virtù and the lofti-
ness of the intelligence and spirit of him whose instruments they ought to
be. What reputation did the treasure left to him by Tiberius ever bring to
Caligula if he was held to be a beast? What did the greatness of the Roman
Empire bring to Claudio if he was considered an idiot? Just as neither a
miser because of his riches nor a coward because of his strength, so nei-
ther will a prince who lacks prudence and valor enjoy reputation because
of his treasure or because of his army.
224
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Index
This index does not include topics and concepts that are listed in the extensive Table of Contents.
225
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Index
226
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Index
227
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Index
228
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Index
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Index
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CAMBRIDGE TEXTS IN THE
HISTORY OF POLITICAL THOUGHT
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Early Greek Political Thought from Homer to the Sophists (edited and translated by
Michael Gagarin and Paul Woodruff)
The Early Political Writings of the German Romantics (edited and translated by
Frederick C. Beiser)
Emerson Political Writings (edited by Kenneth S. Sacks)
The English Levellers (edited by Andrew Sharp)
Erasmus The Education of a Christian Prince with the Panegyric for Archduke
Philip of Austria (edited and translated by Lisa Jardine; translated by Neil M.
Cheshire and Michael J. Heath)
Fénelon Telemachus (edited and translated by Patrick Riley)
Ferguson An Essay on the History of Civil Society (edited by Fania Oz-Salzberger)
Fichte Addresses to the German Nation (edited by Gregory Moore)
Filmer Patriarcha and Other Writings (edited by Johann P. Sommerville)
Fletcher Political Works (edited by John Robertson)
Sir John Fortescue On the Laws and Governance of England (edited by Shelley
Lockwood)
Fourier The Theory of the Four Movements (edited by Gareth Stedman Jones;
edited and translated by Ian Patterson)
Franklin The Autobiography and Other Writings on Politics, Economics, and Virtue
(edited by Alan Houston)
Gramsci Pre-Prison Writings (edited by Richard Bellamy; translated by Virginia
Cox)
Guicciardini Dialogue on the Government of Florence (edited and translated by
Alison Brown)
Hamilton, Madison, and Jay (writing as “Publius”) The Federalist with Letters of
“Brutus” (edited by Terence Ball)
Harrington The Commonwealth of Oceana and A System of Politics (edited by
J.G.A. Pocock)
Hegel Elements of the Philosophy of Right (edited by Allen W. Wood; translated by
H.B. Nisbet)
Hegel Political Writings (edited by Laurence Dickey and H.B. Nisbet)
Hess The Holy History of Mankind and Other Writings (edited and translated by
Shlomo Avineri)
Hobbes On the Citizen (edited and translated by Michael Silverthorne and
Richard Tuck)
Hobbes Leviathan (edited by Richard Tuck)
Hobhouse Liberalism and Other Writings (edited by James Meadowcroft)
Hooker Of the Laws of Ecclesiastical Polity (edited by A.S. McGrade)
Hume Political Essays (edited by Knud Haakonssen)
King James VI and I Political Writings (edited by Johann P. Sommerville)
Jefferson Political Writings (edited by Joyce Appleby and Terence Ball)
John of Salisbury Policraticus (edited by Cary J. Nederman)
Kant Political Writings (edited by H.S. Reiss; translated by H.B. Nisbet)
Knox On Rebellion (edited by Roger A. Mason)
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Kropotkin The Conquest of Bread and Other Writings (edited by Marshall Shatz)
Lawson Politica Sacra et Civilis (edited by Conal Condren)
Leibniz Political Writings (edited and translated by Patrick Riley)
Lincoln Political Writings and Speeches (edited by Terence Ball)
Locke Political Essays (edited by Mark Goldie)
Locke Two Treatises of Government (edited by Peter Laslett)
Loyseau A Treatise of Orders and Plain Dignities (edited and translated by Howell
A. Lloyd)
Luther and Calvin on Secular Authority (edited and translated by Harro Höpfl)
Machiavelli The Prince (edited by Quentin Skinner and Russell Price)
Joseph de Maistre Considerations on France (edited and translated by Richard A.
Lebrun)
Maitland State, Trust and Corporation (edited by David Runciman and Magnus
Ryan)
Malthus An Essay on the Principle of Population (edited by Donald Winch)
Marsiglio of Padua Defensor minor and De translatione Imperii (edited by Cary J.
Nederman)
Marsilius of Padua The Defender of the Peace (edited and translated by Annabel
Brett)
Marx Early Political Writings (edited and translated by Joseph O’Malley)
James Mill Political Writings (edited by Terence Ball)
Mill On Liberty and Other Writings (edited by Stefan Collini)
Milton Political Writings (edited by Martin Dzelzainis; translated by Claire
Gruzelier)
Montesquieu The Spirit of the Laws (edited and translated by Anne M. Cohler,
Basia Carolyn Miller, and Harold Samuel Stone)
More Utopia (edited by George M. Logan and Robert M. Adams)
Morris News from Nowhere (edited by Krishan Kumar)
Nicholas of Cusa The Catholic Concordance (edited and translated by Paul E.
Sigmund)
Nietzsche On the Genealogy of Morality (edited by Keith Ansell-Pearson;
translated by Carol Diethe)
Paine Political Writings (edited by Bruce Kuklick)
Plato Gorgias, Menexenus, Protagoras (edited by Malcolm Schofield; translated
by Tom Griffith)
Plato Laws (edited by Malcolm Schofield; translated by Tom Griffith)
Plato The Republic (edited by G.R.F. Ferrari; translated by Tom Griffith)
Plato Statesman (edited by Julia Annas; edited and translated by Robin
Waterfield)
Price Political Writings (edited by D.O. Thomas)
Priestley Political Writings (edited by Peter Miller)
Proudhon What is Property? (edited and translated by Donald R. Kelley and
Bonnie G. Smith)
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Pufendorf On the Duty of Man and Citizen according to Natural Law (edited by
James Tully; translated by Michael Silverthorne)
The Radical Reformation (edited and translated by Michael G. Baylor)
Rousseau The Discourses and Other Early Political Writings (edited and translated
by Victor Gourevitch)
Rousseau The Social Contract and Other Later Political Writings (edited and
translated by Victor Gourevitch)
Seneca Moral and Political Essays (edited and translated by John M. Cooper;
edited by J.F. Procopé)
Sidney Court Maxims (edited by Hans W. Blom, Eco Haitsma Mulier, and
Ronald Janse)
Sorel Reflections on Violence (edited by Jeremy Jennings)
Spencer Political Writings (edited by John Offer)
Stirner The Ego and Its Own (edited by David Leopold)
Thoreau Political Writings (edited by Nancy L. Rosenblum)
Tönnies Community and Civil Society (edited and translated by Jose Harris;
translated by Margaret Hollis)
Utopias of the British Enlightenment (edited by Gregory Claeys)
Vico The First New Science (edited and translated by Leon Pompa)
Vitoria Political Writings (edited by Anthony Pagden and Jeremy Lawrance)
Voltaire Political Writings (edited and translated by David Williams)
Weber Political Writings (edited by Peter Lassman; edited and translated by
Ronald Speirs)
William of Ockham A Short Discourse on Tyrannical Government (edited by
Arthur Stephen McGrade; translated by John Kilcullen)
William of Ockham A Letter to the Friars Minor and Other Writings (edited by
Arthur Stephen McGrade; edited and translated by John Kilcullen)
Wollstonecraft A Vindication of the Rights of Men and A Vindication of the Rights
of Woman (edited by Sylvana Tomaselli)
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