A Fixed Zone Perturb and Observe MPPT Technique For A Standalone Distributed PV System
A Fixed Zone Perturb and Observe MPPT Technique For A Standalone Distributed PV System
A Fixed Zone Perturb and Observe MPPT Technique For A Standalone Distributed PV System
Abstract— This article proposes a fixed zone perturb and maintenance [1]. The PV system is constructed in either a
observe (FZPO) technique to achieve improved steady-state centralized or a distributed architecture [2], [3], and the power
efficiency and a fast and drift-free maximum power point track- output depends on the solar irradiance and operating condi-
ing (MPPT) for photovoltaic (PV) systems without any additional
sensors. In this technique, the PV array’s power–voltage (P–V) tions [4]–[6]. In a centralized architecture, a single power con-
curves are divided into multiple zones with unique zone bound- verter is employed for the complete PV system, and therefore,
ary voltages for different irradiance conditions. This technique maximum power is harvested using a single central maximum
employs a combination of adaptive and fixed step sizes to improve power point tracking (MPPT) controller. This MPPT controller
the performance, where the adaptive step size is calculated must be capable of differentiating local maximum power
from simple mathematical equations, resulting in a reduced
computational burden. Besides, natural drift-free tracking is point (LMPP) and global maximum power point (GMPP)
achieved without any additional sampling or computation, over- as the power–voltage (P–V) characteristics of a solar panel
coming existing techniques’ limitations. The FZPO technique array exhibit multiple maximum power points (MPPs) in the
requires a PV panel’s information only at the initial design stage event of partial shading [2], [3], [7]–[11]. In contrast with the
but not during real-time tracking, making the implementation centralized architecture, the distributed architecture employs
possible using only low-cost processors. This article presents the
implementation and design of the proposed controller. The FZPO an individual dc–dc converter for each PV string, as shown in
technique’s performance is validated through a comprehensive Fig. 1, and therefore, the individual MPPT controller for each
set of hardware experiments on a buck–boost full-bridge (BBFB) PV string results in efficient tracking [2]. Besides, a simple
converter under various irradiance conditions per the EN50530 MPPT controller suffices for a distributed architecture as the
standard. For a step change in irradiance, the FZPO technique effect of partial shading is low due to individual MPP tracking
is experimentally verified to be 42% and 20% more efficient
than the conventional and VSS techniques, respectively. During of relatively small PV areas.
the irradiance varying conditions using the FZPO technique, the This work focuses on MPPT techniques for a standalone
peak power loss is one-sixth compared to the conventional and distributed solar PV system, demanding a low-cost and sim-
VSS techniques. Practical field-related considerations, such as ple MPPT controller. Hill climbing MPPT techniques are
PV panel temperature effects, are further investigated through well-known [4], [5], [12]–[18]. Among them, the conven-
experiments.
tional perturb and observe (P&O) technique is cost-effective
Index Terms— Adaptive step size, drift-free tracking,
dynamic performance, maximum power point tracking (MPPT), and simple [4], [5], [13]–[15], [18]–[20]. The conventional
model-based MPPT technique, perturb and observe (P&O), solar P&O technique tracks the MPP by perturbing the control
photovoltaics (PVs), steady-state oscillation. parameter based on the PV voltage and power changes. This
control parameter is usually the converter’s duty ratio in
I. I NTRODUCTION the direct-duty perturbation scheme or the PV voltage in
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362 IEEE JOURNAL OF EMERGING AND SELECTED TOPICS IN POWER ELECTRONICS, VOL. 10, NO. 1, FEBRUARY 2022
Fig. 2. P–V curves of VSS P&O technique showing (a) slope on left and
right sides of the MPP and (b) the operating point moving toward left during
Fig. 1. Example of a distributed solar PV system. a continuous decrease in irradiance.
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SWAMINATHAN et al.: FZPO MPPT TECHNIQUE FOR STANDALONE DISTRIBUTED PV SYSTEM 363
TABLE I
C OMPARISON OF MPPT T ECHNIQUES IN THE L ITERATURE
model, and designing the MPPT controller is complex. One 7) implementable even on low-end processors. Besides, the
such method predicts the irradiance to track MPP, but tem- proposed FZPO technique is not converter specific and can
perature measurement is needed [37]. Hartmann et al. [38] be implemented on any dc–dc converter. This new approach
present a model for MPP locus with temperature variations requires PV panel characteristics but only at the initialization
combining both the heuristic and model-based techniques. stage.
In general, most of the model-based approaches require a The rest of the article is organized as follows. Section II
high-end processor to compute sophisticated mathematical details the proposed FZPO theory. Section III explains the
equations. Some of them are certain dc–dc converter specific, implementation aspects and provides a design example of
while some require temperature sensors. the FZPO controller on a dc–dc converter. In Section IV,
As a summary of the literature review, Table I compares the aforementioned features are validated by experiments,
popular heuristic and model-based MPPT techniques based on in which a 200-W buck–boost full-bridge (BBFB) converter
the step size, complexity, drift in tracking, sensor requirement, is chosen. The performance is compared with selected other
and sampling count per perturbation. Overall, the heuristic MPPT techniques based on the start-up time, steady-state
and model-based MPPT techniques presented in the literature oscillations, drift occurrence, and all of these at constant, slow,
exhibit one or more of the following limitations: 1) large and fast varying irradiances per the EN50530 standard [26].
energy loss at steady state; 2) drift in tracking; 3) slow Section V concludes this work.
tracking; 4) complicated mathematical computations; 5) mul-
tiple sampling within one MPPT tracking period; 6) inability II. P ROPOSED FZPO T ECHNIQUE
to track fast-changing irradiance conditions; and 7) extra
The proposed FZPO technique aims to split the P–V curves
sensor/measurement. These limitations can be eliminated when
into several linear regions (zones) and employs a mix of fixed
the present operating point on the P–V curve is located
and adaptive step sizes to improve the performance at all
accurately. This leads to the proposal of a zonal-based MPPT
irradiance conditions. The FZPO technique provides natural
technique, where the P–V curve is partitioned into multiple
drift-free tracking without additional sensors or sampling,
zones to pinpoint the operating point’s location.
making the implementation simple.
With the above limitations in mind, this article proposes
Upcoming subsections discuss the concept, analysis, and
a fixed zone P&O (FZPO) technique for a distributed solar
operation of this FZPO technique.
PV system. In this technique, P–V curves are divided into
five zones, and the step size for four zones is adaptive, while
the step size is fixed for one remaining zone. The proposed A. Defining Zones
FZPO MPPT approach features: 1) improved steady-state In the FZPO technique, P–V curves are divided into multiple
performance, with reduced oscillations and energy loss; 2) fast zones. Three is the minimum number of zones; however,
natural drift-free tracking at all operating conditions; 3) sim- at lower irradiance conditions, the tracking speed can be slow,
ple mathematical equations for step-size calculation, i.e., and the linearity of the P–V curve in certain regions can be
less computational burden; 4) no additional sampling; 5) no lost. Therefore, in this work, the PV curves are divided into
extra sensor; 6) no dc–dc converter model required; and five zones, which is the next larger zone number, as shown in
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364 IEEE JOURNAL OF EMERGING AND SELECTED TOPICS IN POWER ELECTRONICS, VOL. 10, NO. 1, FEBRUARY 2022
Fig. 3. P–V characteristics curve of the proposed FZPO technique. Fig. 4. P–V curves of the solar PV array at different irradiances and
temperatures.
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SWAMINATHAN et al.: FZPO MPPT TECHNIQUE FOR STANDALONE DISTRIBUTED PV SYSTEM 365
Fig. 5. (a) Slope of P–V curve versus PV voltage for case 1 (maximum irradiance and minimum PV panel temperature). (b) Slope of P–V curve versus PV
voltage for case 2 (minimum irradiance and maximum PV panel temperature). (c) P–V curves for cases 1 and 2.
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366 IEEE JOURNAL OF EMERGING AND SELECTED TOPICS IN POWER ELECTRONICS, VOL. 10, NO. 1, FEBRUARY 2022
Consider an operating point “A” at 300 W/m2 irradi- Fig. 8. Solar PV-fed buck–boost full-bridge converter.
ance, as shown in Fig. 7. When the irradiance increases to TABLE II
1000 W/m2 , “A” shifts automatically to “B,” where the load S AMPLE PARAMETERS FOR THE FZPO T ECHNIQUE
and new source curves meet (per the definition of an operating
point). At this condition, the FZPO controller first identifies
the “B” zone, which is Zone 5 (see Fig. 7). Then, the FZPO
controller computes the step size step, which is positive for
this scenario as (Vn |@B − VB45 ) in (10) is greater than zero.
The positive step increments the control parameter CP, thus
moving the operating point toward MPP to “D” avoiding drift,
as indicated by the green arrow in Fig. 7.
In some cases, the new shifted operating point can be
located in Zone 3. In such conditions, though the FZPO
controller behaves similar to the conventional controller in this
zone, the drift will still be negligible due to the smaller step
size. It is noted that the new operating point will be in Zone 3
mostly when there is a minimal increment in the irradiance,
and hence, the power loss due to the drift while in Zone 3
will be negligible.
The FZPO controller is implemented on a power converter
to verify the concept and analysis presented in this section. The
implementation aspects with the design example are presented
in Section III.
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SWAMINATHAN et al.: FZPO MPPT TECHNIQUE FOR STANDALONE DISTRIBUTED PV SYSTEM 367
TABLE III
C ONSTANTS OF Z ONE B OUNDARY E QUATIONS
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368 IEEE JOURNAL OF EMERGING AND SELECTED TOPICS IN POWER ELECTRONICS, VOL. 10, NO. 1, FEBRUARY 2022
TABLE IV
VALIDATION OF THE Z ONE I DENTIFICATION
Fig. 11. (a) I –V curves at different irradiances and panel temperatures TABLE V
showing the operating points at the same current of 2.8 A. (b) P–V curves S TEP -S IZE E QUATION C ONSTANTS FOR E ACH Z ONE
at different irradiances and panel temperatures showing the corresponding
operating points.
where PPV (t) and PMPP (t) are the instantaneous power sup-
IV. H ARDWARE E XPERIMENTAL VALIDATION plied by the PV array and the instantaneous MPP power,
The proposed FZPO technique is verified experimentally respectively (W ); t1 and t2 are the lower and upper limits of
on a 200-W BBFB converter prototype. Experimental setup the window considered (s).
with the specification given in Table II is shown in Fig. 12. Constant Irradiance: The proposed FZPO technique is
A Chroma 62050H-600S simulator is used as the solar PV tested at constant irradiance of 300, 500, and 1000 W/m2 . The
source. results are shown in Fig. 13(a), (b), and (c), respectively. The
Other MPPT techniques, such as VSS [23] and conventional PV voltage and current oscillations are higher at 300 W/m2
P&O with similar complexity levels as that of FZPO, are also than those at 1000 W/m2 due to the constant step size used
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SWAMINATHAN et al.: FZPO MPPT TECHNIQUE FOR STANDALONE DISTRIBUTED PV SYSTEM 369
Fig. 13. Hardware experimental results of the proposed FZPO technique at constant irradiance. (a) 300 W/m2 . (b) 500 W/m2 . (c) 1000 W/m2 .
Fig. 14. Hardware experimental results: performance with step change in irradiance from 300 to 1000 W/m2 at time t = 15 s. (a) Test Waveform.
(b) Conventional P&O. (c) VSS P&O. (d) Proposed FZPO.
Fig. 15. Hardware experimental results: performance with a step change in irradiance from 1000 to 300 W/m2 at time t = 15 s. (a) Test Waveform.
(b) Conventional P&O. (c) VSS P&O. (d) Proposed FZPO.
for Zone 3. The results validate the MPP tracking at different conventional and VSS techniques to reach steady state is 7 and
irradiance conditions. 5 s, respectively, with drift in tracking, as shown in Fig. 14(b)
The FZPO technique is further tested at varying and (c), respectively. However, the proposed FZPO technique
irradiance conditions as suggested in the standard reaches the steady state in 4 s with drift-free tracking, as shown
EN50530, and the results are discussed further in this in Fig. 14(d).
section. Step Decrease in Irradiance: For a similar experiment when
Starting and Steady-State Behaviors: Two metrics, the a step down in irradiance is from 1000 to 300 W/m2 at t =
response time to reach the steady-state at starting and the 15 s, as shown in Fig. 15(a), the VSS performance, as shown
steady-state energy loss, are experimentally measured for in Fig. 15(b), is observed to take 13 s to reach steady state as
conventional, VSS, and FZPO controllers at a constant its step size is small at this transition, while the conventional
1000-W/m2 irradiance. The results are given in Table VI. For technique takes only 3 s, as shown in Fig. 15(c). However, the
starting, the FZPO tracking speed is faster than the conven- FZPO technique tracks the steady-state in only 2 s, as shown
tional and VSS techniques by 50% and 22%, respectively. For in Fig. 15(d).
steady state, the energy loss from the proposed FZPO is on par According to Standard EN50530 [26], the irradiance can
with the VSS approach while significantly reduced compared vary at the rate of 0.5 to 100 W/m2 /s in the practi-
to the conventional method, as illustrated in the steady-state cal scenario. A slow irradiance change (say 0.5 W/m2 /s)
average power and MPPT efficiency values from the usually does not affect MPPT’s performance as the irra-
table. diance change between the tracking periods is negligible.
Although the FZPO steady-state performance is not signif- However, a fast change in irradiance may affect MPPT’s
icantly better than VSS at a constant irradiance, the main performance significantly. Therefore, to validate the perfor-
advantage is observed under a dynamic irradiance change, mance at close-to-reality conditions, ramp sequence tests at
which is discussed next. 20 and 100 W/m2 /s are presented. In some test sequences,
Step Increase in Irradiance: The Chroma PV emulator is the dwell time between rise and fall of the irradiance is
programmed to provide a step change in irradiance from 300 to provided for MPPT algorithms to stabilize, as recommended
1000 W/m2 at t = 15 s, as shown in Fig. 14(a). Time taken for in EN50530 [26].
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370 IEEE JOURNAL OF EMERGING AND SELECTED TOPICS IN POWER ELECTRONICS, VOL. 10, NO. 1, FEBRUARY 2022
TABLE VI
MPPT T ECHNIQUE P ERFORMANCE D URING S TEP C HANGE IN I RRADIANCE F ROM 300 TO 1000 W/m2
Fig. 16. Hardware experimental results: performance with ramp test sequence (medium–high irradiance) as per EN50530 standard [26], having the slope of
20 W/m2 /s and a dwell time of t = 30 s. (a) Test waveform. (b) Conventional P&O. (c) VSS P&O. (d) Proposed FZPO.
Fig. 17. Hardware experimental results: performance with ramp test sequence (medium–high irradiance) as per EN50530 standard [26], having the slope of
100 W/m2 /s and dwell time of t = 30 s. (a) Test waveform. (b) Conventional P&O. (c) VSS P&O. (d) Proposed FZPO.
Ramp Sequence at 20 W/m2 /s With 30-s Dwell Time: Ramp Sequence Varying Continuously at 20 W/m2 /s: In the
Fig. 16(a) shows the ramping irradiance with a slope of practical scenario, the irradiance tends to change continuously,
20 W/m2 /s, as recommended by EN50530 [26]. With the particularly on partial-cloudy days. Therefore, the MPPT
conventional and VSS techniques, drift is observed, particu- techniques are tested under continuously varying irradiance
larly during the rise in irradiance, as shown in Fig. 16(b) and as recommended by EN50530 [26] with a triangular profile
(c), respectively. Furthermore, drift is significant in VSS as with a positive or negative 20-W/m2 /s slope, as shown in
the step size is large during this test. However, the proposed Fig. 18(a). The conventional and VSS techniques’ response
FZPO operation, as shown in Fig. 16(d), does not show drift shown in Fig. 18(b) and (c) show drift in tracking during the
in tracking. Therefore, the experimental MPPT efficiency for rise in irradiance. However, the proposed FZPO technique’s
the 20–120-s window with the proposed FZPO technique is performance in Fig. 18(d) reveals that the tracking is smooth
as high as 98.2%, while, with the VSS and conventional even under continuously varying irradiance conditions.
techniques, it is 94.3% and 97.95%, respectively. Ramp Sequence Varying Continuously at 100 W/m2 /s:
Ramp Sequence at 100 W/m2 /s With 30-s Dwell Time: Furthermore, the same MPPT techniques are tested under
Fig. 17(a) shows the ramping irradiance with a slope of continuously varying irradiance as recommended by EN50530
100 W/m2 /s, as recommended by EN50530 [26]. The con- [26] with a triangular profile having a positive or negative
ventional and VSS techniques fail to track the MPP during the 100-W/m2 /s slope, as shown in Fig. 19(a). The perfor-
fast increase in irradiance and only track after the irradiance mance of the conventional and VSS techniques, as shown
settles (after t = 25 s), as shown in Fig. 17(b) and (c), in Fig. 19(b) and (c), shows that they fail to track during
respectively. Meanwhile, the FZPO technique tracks the MPP continuously fast-changing irradiance. In contrast, the pro-
even during a fast irradiance change, as shown in Fig. 17(d). posed FZPO tracks the MPP, as shown in Fig. 19(d). The
The measured MPPT efficiencies of the conventional, VSS, power losses during (10.5 − 24.5 s) are plotted in Fig. 20(b).
and FZPO techniques during the period of (18 − 62 s) are It is observed that the loss is less than 10% for the FZPO
86.7%, 89.5%, and 97.85%, respectively. The power loss (p.u.) technique, while it reaches as high as 70% for the conventional
is shown in Fig. 20(a), which indicates the minimum loss with and VSS techniques. This particular test reveals a significant
the FZPO technique. This experimental exercise unveils a good performance improvement with the FZPO technique compared
dynamic performance for the FZPO technique. to the others.
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SWAMINATHAN et al.: FZPO MPPT TECHNIQUE FOR STANDALONE DISTRIBUTED PV SYSTEM 371
Fig. 18. Hardware experimental results: performance with the continuous ramp test sequence (medium–high irradiance) per EN50530 standard [26], with a
slope of ± 20 W/m2 /s. (a) Test waveform. (b) Conventional P&O. (c) VSS P&O. (d) Proposed FZPO.
Fig. 19. Hardware experimental results: performance with the continuous ramp test sequence (medium–high irradiance) as per EN50530 standard [26], with
a slope of ±100 W/m2 /s. (a) Test waveform. (b) Conventional P&O. (c) VSS P&O. (d) Proposed FZPO.
Fig. 20. Hardware experimental results. (a) Power loss during the window Fig. 21. P–V curves at different irradiances and temperatures indicating the
of (18–62 s) for the test waveform in Fig. 17(a). (b) Power loss during the
MPP points and zones.
window of (10.5–24.5 s) for the test waveform in Fig. 19(a).
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372 IEEE JOURNAL OF EMERGING AND SELECTED TOPICS IN POWER ELECTRONICS, VOL. 10, NO. 1, FEBRUARY 2022
TABLE VII
MPPT S CHEME P ERFORMANCE D URING DYNAMIC I RRADIANCE C ONDITIONS
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SWAMINATHAN et al.: FZPO MPPT TECHNIQUE FOR STANDALONE DISTRIBUTED PV SYSTEM 373
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374 IEEE JOURNAL OF EMERGING AND SELECTED TOPICS IN POWER ELECTRONICS, VOL. 10, NO. 1, FEBRUARY 2022
Niraja Swaminathan (Member, IEEE) received the Yue Cao (Member, IEEE) received the B.S. degree
B.E. degree in electrical and electronics engineering (Hons.) in electrical engineering with a second
from Anna University, Chennai, India, in 2012, major in mathematics from The University of
and the dual M.S. and Ph.D. degrees in electri- Tennessee, Knoxville, TN, USA, in 2011, and the
cal engineering from the Indian Institute of Tech- M.S. and Ph.D. degrees in electrical engineering
nology Madras (IIT Madras), Chennai, in 2019, from the University of Illinois at Urbana–Champaign
respectively. (UIUC), Champaign, IL, USA, in 2013 and 2017,
Before joining her Ph.D., she was a Project Asso- respectively.
ciate with the Decentralized Solar PV System Team, He is currently an Assistant Professor with the
IIT Madras. She is currently a Post-Doctoral Scholar Energy Systems Group, Oregon State University
with the Energy Systems Group, Oregon State Uni- (OSU), Corvallis, OR, USA. Before joining OSU,
versity (OSU), Corvallis, OR, USA. Her current research interests include he was a Research Scientist with the Propulsions Team, Amazon Prime
power converters for renewable energy and aviation applications, digital Air, Seattle, WA, USA. He was a Power Electronics Engineer Intern with
control for power converters, maximum power point tracking for solar PV, the Special Projects Group, Apple Inc., Cupertino, CA, USA; Halliburton
and energy-efficient green buildings. Company, Houston, TX, USA; Flanders Electric, Evansville, IN, USA; and
Dr. Swaminathan was a recipient of the SERIIUS—MAGEEP Award to pur- Oak Ridge National Laboratory, Oak Ridge, TN, USA. In 2016, he was a
sue collaborative work with a SERIIUS partner organization in 2014, and was Sundaram Seshu Fellow at UIUC, where he was also a James M. Henderson
awarded the 13th rank among 5418 candidates who graduated B.E. in 2012, Fellow in 2012. His research interests include power electronics, motor drives,
for her academic excellence. She has been an invited reviewer of several IEEE and energy storage with applications in renewable energy integration and
and IET transactions and was the Session Chair of ECCE 2020 conference. transportation electrification.
She helped to establish a joint IEEE PES/PELS Chapter at OSU in 2020. Dr. Cao is a Board Member and the Award Chair of IEEE Power Electronics
Society (PELS) TC11–Aerospace Power. He received the Myron Zucker
N. Lakshminarasamma (Member, IEEE) received Award from the IEEE Industry Applications Society (IAS) in 2010. He was
the Ph.D. degree in electrical engineering from the a recipient of the Oregon State Learning Innovation Award for transformative
Indian Institute of Science, Bengaluru, India, in education in 2020. He served as the Corresponding Technical Programs
2007. Chair of the 2016 IEEE Power and Energy Conference at Illinois (PECI).
Since 2009, she has been a faculty with the Depart- He is currently the Tutorials Chair of the 2021 IEEE Energy Conversion
ment of Electrical Engineering, Indian Institute of Congress Expo (ECCE) and the Special Sessions Chair of 2022 ECCE.
Technology Madras, Chennai, India. Prior to this, In 2020, he helped to establish an IEEE PELS Chapter at OSU. He is
she has put in four years in academics; she has currently an Associate Editor of IEEE T RANSACTIONS ON T RANSPORTATION
worked as a Software Engineer at I2 Technologies E LECTRIFICATION.
India Pvt., Ltd., Bengaluru, and as a Systems Spe-
cialist at GE Healthcare India Ltd., Bengaluru. She
has coauthored several journal articles in peer-reviewed journals, including
the IEEE T RANSACTIONS ON P OWER E LECTRONICS and several premier
conferences. Her areas of interest include power electronics, switched-mode
power conversion, and renewable energy systems.
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