Wash BIO
Wash BIO
Wash BIO
05-1589, 05-1657
IN THE
(i)
ii
CORPORATE DISCLOSURE STATEMENT
Respondent Washington Education Association is organ-
ized as a nonprofit corporation. It has no parent corporation,
and no publicly held company owns any stock in it.
TABLE OF CONTENTS
Page
QUESTION PRESENTED............................................ i
CORPORATE DISCLOSURE STATEMENT ............. ii
TABLE OF AUTHORITIES......................................... iv
STATEMENT ............................................................... 2
ARGUMENT................................................................. 8
CONCLUSION ............................................................. 19
(iii)
iv
TABLE OF AUTHORITIES
CASES Page
Abood v. Detroit Bd. of Educ., 431 U.S. 209
(1977)................................................................. 3
Buckley v. Valeo, 424 U.S. 1 (1976)...................... 16, 17
Chicago Teachers Union v. Hudson, 475 U.S. 29
1986).................................................................. 4
Crisman v. Pierce County Fire Prot. Dist. No.
21, 60 P.3d 652 (Wash. Ct. App. 2002)............. 8
FEC v. Beaumont, 539 U.S. 146 (2003)................ 17, 18
FEC v. Massachusetts Citizens for Life, Inc., 479
U.S. 238 (1986) .............................................10, 17, 18
FEC v. National Right to Work Committee, 459
U.S. 197 (1982) ................................................. 17, 18
First National Bank v. Bellotti, 435 U.S. 765
(1978).............................................................10, 16, 18
Lehnert v. Ferris Faculty Ass'n, 500 U.S. 507
(1991)................................................................. 3
Lincoln Federal Labor Union 19129 v. North-
western Iron & Metal Co., 335 U.S. 525
(1949)................................................................. 13
Michigan State AFL-CIO v. Miller, 103 F.3d
1240 (6th Cir. 1997) .......................................... 14
Nixon v. Shrink Mo. Gov't PAC, 528 U.S. 377
(2000)................................................................. 18
Randall v. Sorrell, 126 S. Ct. 2479 (2006) ............ 10
Smith v. Arkansas State Highway Employees
Local 1315, 441 U.S. 463 (1979) ...................... 15
South Carolina Education Association v.
Campbell, 883 F.2d 1251 (4th Cir. 1989).......... 13
State ex rel. Evergreen Freedom Found. v.
Washington Educ. Ass'n, 999 P.2d 602 (Wash.
2000).................................................................. 9, 15
v
TABLE OF AUTHORITIES—Continued
Page
State ex rel. Washington State Public Disclosure
Commission v. Washington Education Asso-
ciation, 130 P.3d 352 (Wash. 2006) .................. 1
United States v. Boyle, 482 F.2d 755 (D.C. Cir.
1973).................................................................. 15
STATUTES
2 U.S.C. § 441b ..................................................... 16
2 U.S.C. § 441b(a) ................................................. 18
2 U.S.C. § 441b(b)(2)(A)....................................... 17
2 U.S.C. § 441b(b)(2)(C)....................................... 17
18 U.S.C. § 610 (1970).......................................... 15
Md. Code Ann., Educ. § 6-504(d)(3)(iv)(1) .......... 11
Md. Code Ann., Educ. § 6-504(d)(3)(iv)(2) .......... 11
Mont. Code Ann. § 39-31-402(3).......................... 11
Mont. Code Ann. § 39-32-109(2)(d) ..................... 11
Wash. Rev. Code §§ 28B.52.010 et seq. ............... 2
Wash. Rev. Code § 28B.52.045............................. 3
Wash. Rev. Code § 28B.52.045(2)........................ 3
Wash. Rev. Code §§ 41.56.010 et seq. .................. 2
Wash. Rev. Code § 41.56.120 ............................... 3
Wash. Rev. Code § 41.56.122(1)........................... 3
Wash. Rev. Code § 41.56.080 ............................... 2
Wash. Rev. Code §§ 41.59.010 et seq. .................. 2
Wash. Rev. Code § 41.59.060(2)........................... 3
Wash. Rev. Code § 41.59.090 ............................... 2
Wash. Rev. Code § 41.59.100 ............................... 3
Wash. Rev. Code §§ 41.76.001 et seq. ................. 2
Wash. Rev. Code § 41.76.015 ............................... 2
Wash. Rev. Code § 41.76.040 ............................... 3
Wash. Rev. Code § 41.76.045(2)........................... 3
Wash. Rev. Code § 42.17.020(17)......................... 5
Wash. Rev. Code § 42.17.020(38)......................... 5
vi
TABLE OF AUTHORITIES—Continued
Page
Wash. Rev. Code §§ 42.17.350 et seq. .................. 5
Wash. Rev. Code § 42.17.680(3)........................... 14, 15
Wash. Rev. Code § 42.17.760 ............................... passim
IN THE
1
The vast majority of the employees represented by WEA are covered
by the Educational Employment Relations Act, which applies to certifi-
cated employees in elementary and secondary schools. Classified em-
ployees are subject to the Public Employees’ Collective Bargaining Act,
Wash. Rev. Code §§ 41.56.010 et seq., while the labor relations of com-
munity college and university faculty members are governed respectively
by Wash. Rev. Code §§ 28B.52.010 et seq. and §§ 41.76.001 et seq.
3
spread the financial burden of this required equal representa-
tion among union members and nonmembers, Washington—
like approximately half of the states—allows public-sector
unions to negotiate collective bargaining agreements that
require payment of an “agency fee” to the union by the
employee-nonmembers the union is required to represent.
Wash. Rev. Code § 41.59.100; see also id., §§ 28B.52.045,
41.56.120, 41.76.040. Washington statutes allow the collec-
tion of an agency fee in an amount “equal to the fees and dues
required of membership in the [union].” Wash. Rev. Code
§ 41.59.060(2); see also id., § 41.59.100. 2 Under the statutes
covering the vast majority of the employees WEA represents,
the employer implements the agency fee provision by deduct-
ing the agency fee from the employee-nonmember’s salary
payments and remitting it to the union. Wash. Rev. Code
§§ 41.59.100, 41.76.045(2), 28B.52.045(2).
This Court has long recognized the important public pur-
poses served by an agency fee system and the permissibility
of that system under the First Amendment. See Abood v.
Detroit Bd. of Educ., 431 U.S. 209, 220-22 (1977). At the
same time, in deference to the employee-nonmembers’ First
Amendment nonassociational rights, the Court has ruled that
employee-nonmembers who have an objection to paying for a
union’s political and ideological activities can only be re-
quired to pay a reduced agency fee that is equal to the portion
of union dues that is expended for purposes germane to
collective bargaining and thus is constitutionally “chargeable”
to objecting nonmembers. See Lehnert v. Ferris Faculty
Ass’n, 500 U.S. 507 (1991). In addition, the Court has held
that unions that have negotiated an agency fee provision must
give employee-nonmembers notice of the amount and nature
2
While lacking this explicit language of the Educational Employment
Relations Act, the other relevant labor relations statutes similarly impose
no limit on the agency fee a union may collect. See Wash. Rev. Code
§§ 28B.52.045(2), 41.56.122(1), 41.76.045(2).
4
of the union’s “chargeable” and “nonchargeable” expendi-
tures and the opportunity to register their objection to paying
the portion of union dues that corresponds to the union’s
expenditures that are not germane to its collective bargaining
functions. See generally Chicago Teachers Union v. Hudson,
475 U.S. 292 (1986).
Consistent with these constitutional requirements, WEA
annually provides each employee-nonmember subject to an
agency fee requirement with a “Hudson notice” explaining
the union’s breakdown of its chargeable and nonchargeable
expenditures for the relevant fiscal year and offering, to any
nonmember who informs the union of his or her objection,
a reduction in the fee corresponding to the nonchargeable
expenditures. 3
Payroll deductions received by WEA from employers, con-
sisting of the union dues of members and the agency fees of
nonmembers, are deposited in WEA’s general fund. Just over
95% of the WEA general fund’s receipts come from union
members’ dues, and just under 5% from nonmembers’ agency
fees. WEA makes its various disbursements, including the
political expenditures that are at issue in this litigation, from
its general fund.
B. In 1992 Washington voters adopted through Initiative
134 a Fair Campaign Practices Act, codified in Title 42,
Chapter 17 of the Washington Revised Code. Section 760 of
the Act, at issue in this litigation, provides as follows:
A labor organization may not use agency shop fees paid
by an individual who is not a member of the organiza-
tion to make contributions or expenditures to influence
an election or to operate a political committee, unless
affirmatively authorized by the individual.
3
In addition, feepayers who so request are entitled to a review by an
independent arbitrator of the union’s calculation of the chargeable per-
centage of its expenditures.
5
Wash. Rev. Code § 42.17.760 [hereinafter “Section 760”].
Section 760’s restriction on political contributions and expen-
ditures extends not only to contributions to political candi-
dates and to expenditures relating to elections for public
office, but also to contributions and expenditures relating to
ballot initiatives and referenda. See id., § 42.17.020(17)
(defining “election” to include any “election for public office
and any election in which a ballot proposition is submitted to
the voters”); id., § 42.17.020(38) (defining “political com-
mittee” as an entity making expenditures “in support of, or
opposition to, any candidate or any ballot proposition”).
C. Prior to 2000 and the institution of this litigation, the
Public Disclosure Commission (“PDC”)—the administrative
agency charged with administration and enforcement of
the Fair Campaign Practices Act, see Wash. Rev. Code
§§ 42.17.350 et seq.—had never sought to enforce Section
760, nor had that section been the subject of any judicial
interpretation, agency rulemaking, or other guidance from
the PDC. See Pet. App. 9a. 4 Then, in October 2000, the
Washington Attorney General, upon referral from the PDC,
brought this case against WEA in Thurston County Superior
Court. The complaint alleged violations of Section 760
between 1996 and 2000 based on WEA’s political expendi-
tures and on its contributions to political committees support-
ing or opposing various ballot propositions—such as ballot
questions on education-related public policy issues concern-
ing charter schools, private school vouchers, and class size
reduction in the public schools. 5
4
Except as otherwise noted, appendix citations are to the Appendix
submitted by petitioner in No. 05-1657.
5
WEA’s political contributions at issue do not include any contribu-
tions to candidates for public office. Such candidate contributions were
not made from WEA’s general treasury but instead by its political action
committee WEA-PAC, which was funded by separate earmarked contri-
6
In its initial ruling, the trial court held (i) that Section 760
was constitutional; and (ii) that an agency fee payer’s failure,
in response to WEA’s “Hudson notice,” to file an objection
and request a reduction in his or her agency fee corresponding
to WEA’s nonchargeable expenditures—a broader category
than the political disbursements identified by Section 760—
did not constitute “affirmative authorization” within the mean-
ing of the statute. Pet. App. 115a.
An ensuing bench trial focused on the question of whether,
by making political expenditures and contributions from its
general fund, WEA had “used” agency fees for those pur-
poses. Two of the three accountants to testify at trial,
including an independent expert jointly retained by the
parties, opined that, under the circumstances at issue in this
case, the mere commingling of agency fees in WEA’s general
fund was an insufficient basis for concluding that WEA had
“used” such fees for the political purposes identified by
Section 760. See id. at 53a-54a. Notwithstanding that
testimony, the trial court concluded that “when agency fees
were commingled with other funds in the general treasury,
expenditure of any general treasury monies to influence an
election or support a political committee results in use of a
proportionate share of agency fees for such purposes.” Id. at
99a.
Having found a violation of the statute, the court imposed
as a “punitive sanction” a civil penalty of $400,000 plus costs
and attorney’s fees. Id. at 111a-112a. The court also entered
a permanent injunction requiring WEA in future years to
reduce the fee to be paid by (nonobjecting) agency feepayers
by “the percentage of the WEA’s total expenditures that are
analyzed to have been used for § 760 expenses in the second
fiscal year prior” plus a “cushion” of 3 percent. Id. at 88a-
6
Judge Hunt disagreed with the majority’s view that the statute was
unconstitutional, see Pet. App. 70a-77a, but—finding that WEA had had a
good faith basis for its belief that it had complied with the statute—she
concurred with the majority in holding that all penalties against WEA
should be vacated. Id. at 78a. In the Davenport case, Judge Hunt con-
curred in the result, holding that the trial court’s ruling should be reversed
on the basis of an intervening appellate decision holding “that ‘42.17
RCW does not imply a private cause of action.’” Davenport Pet. App.
8
The Washington Supreme Court granted discretionary re-
view and affirmed the judgment of the court of appeals. Pet.
App. 1a. The court addressed two issues. It first held that,
while the statutory requirement of “affirmative authorization”
did not mean written authorization, and while “the State was
unable to specify what form of authorization would satisfy
the requirement of affirmative authorization,” id. at 11a, a
feepayer’s “[f]ailure to respond to the Hudson packet . . .
would not fulfill the affirmative authorization requirement.”
Id. at 10a.
The Washington Supreme Court therefore turned to the
question whether the statute, so construed, was constitutional.
Answering that question in the negative, the court below held
that Section 760 burdened the right of WEA and its members
to engage in political speech and did so without narrow
tailoring to a compelling governmental interest. Id. at 26a-
27a, 32a-34a.
ARGUMENT
The certiorari petitions do not present any legal question of
general importance warranting this Court’s review. The
Washington Supreme Court applied well settled constitutional
principles to invalidate a sui generis Washington state statute
that cuts deeply into the right of unions like WEA to engage
in political speech through such means as political advertising
and internal political communications, and that has no ana-
logue in federal, or any other state, campaign practices law.
The Washington court’s decision is, moreover, carefully lim-
ited to the unique aspects of that Washington state statute.
Precisely because that is so, and contrary to the certiorari
petitions’ claims, the Washington Supreme Court’s decision
is plainly not in conflict with any of the decisions of other
43a-44a (citing Crisman v. Pierce County Fire Prot. Dist. No. 21, 60 P.3d
652 (Wash. Ct. App. 2002)).
9
courts cited by petitioners. The certiorari petitions should
therefore be denied.
I.
The State of Washington, in common with many other
states, permits unions and corporations to finance a wide
range of political advocacy out of the union’s or corporation’s
treasury money in its general fund. 7 But through Section 760
the State of Washington alone limits that permission by mak-
ing it unlawful for a union to finance what would otherwise
be lawful political advocacy out of a general fund made up
primarily of its members’ dues and secondarily of agency fee
moneys—unless the union has secured the affirmative con-
sent of each individual payer of an agency fee to the financ-
ing of the union’s political advocacy through the union’s
treasury.
A. As the Washington Supreme Court recognized, and as
is apparent on the face of things, Section 760 cuts deeply—
and discriminatorily—into the First Amendment associational
right of unions like WEA to engage in political advocacy that
is financed almost entirely by members’ dues moneys and
only to a very small extent by agency fee moneys. In
practical terms, Section 760 would silence the political advo-
cacy of the unions like WEA that finance their advocacy out
of general funds that consist overwhelmingly of members’
dues money, by creating the “insurmountable . . . hurdle[],”
Pet. App. 19a, of securing the affirmative consent to engage
in such advocacy of each and every one of the individuals
who pays an agency fee into the union’s general fund.
Moreover, the Washington Supreme Court was surely on
solid doctrinal ground in recognizing that this unique draco-
nian restriction on the First Amendment rights of WEA to use
7
See State ex rel. Evergreen Freedom Found. v. Washington Educ.
Ass’n, 999 P.2d 602, 611 (Wash. 2000).
10
its general treasury funds for independent political expendi-
tures and for contributions supporting or opposing ballot
initiatives could pass constitutional muster only if it was
justified by a compelling governmental interest and was nar-
rowly tailored to protecting that interest. See, e.g., Randall v.
Sorrell, 126 S. Ct. 2479, 2487-89 (2006); First National Bank
v. Bellotti, 435 U.S. 765 (1978). And, it is difficult—we
would say all but impossible—to fault the Washington court’s
highly particularized conclusion that Section 760 fails that
constitutional test.
The court below rejected as “disingenuous” the State’s
contention “that § 760 has no impact on the First Amendment
rights of [union] members” and their “ability to assert their
collective political voice.” Pet. App. 19a. Citing FEC v.
Massachusetts Citizens for Life, Inc., 479 U.S. 238 (1986),
the Washington court observed that “[c]ampaign finance leg-
islation can create insurmountable organizational and finan-
cial hurdles for organizations attempting to engage in political
speech, rendering the legislation unconstitutional.” Pet. App.
19a. Here, the court below explained, “the statute acknowl-
edges that the fees are in the union’s possession but places
restrictions upon the use of the union’s funds for political
speech.” Id. at 30a-31a (emphasis in original). Such “a
restriction on the First Amendment rights of WEA must be
justified by a compelling governmental interest.” Id. at 26a
(emphasis in original). And here “the only interest asserted
is additional protection for nonmembers’ First Amendment
rights.” Id.
That interest, the Washington court held, was fully pro-
tected by the Hudson process that WEA already provided in
compliance with the requirements of the First Amendment,
and was not advanced any further by Section 760’s “affirma-
tive authorization” requirement. As the court explained,
“[t]he constitutionally acceptable opt-out alternative . . . re-
veals that protection of dissenters’ rights can be achieved
11
through means significantly less restrictive of the union’s
associational freedoms than RCW 42.17.760’s opt-in require-
ment.” Id. at 33a. For this reason the court appropriately
held that Section 760 was not narrowly tailored to advance
the state’s legitimate interests, and therefore was unconstitu-
tional. Id. at 33a-34a.
B. Not only was the Washington Supreme Court correct
in invalidating the Washington state statute at issue here, but
for present purposes it is equally to the point that the
Washington court’s decision raises no question of general
significance.
The federal government and the great majority of the states
regulate union and corporate political contributions and ex-
penditures in various ways and to various degrees. But
neither the federal government nor any other state has ever
imposed a regulation on union (or corporate) political advo-
cacy comparable in its purpose and effect to Washington’s
Section 760. 8 Section 760 is indeed unique among state and
8
Nowhere in their papers do petitioners identify any comparable
statute from another state, and our research has disclosed none. The
Davenport petitioners do cite statutes from Maryland and Montana which
they say “prohibit the use of nonmember fees on political activities or
contributions.” Davenport Pet. at 9 n.8 (citing Md. Code Ann., Educ. § 6-
504(d)(3)(iv)(2); Mont. Code Ann. §§ 39-31-402(3); 39-32-109(2)(d)).
But the Maryland statute (which applies only to noncertificated educa-
tion employees in Baltimore County)—like agency fee statutes in several
other states—limits the agency fee a union may collect to the portion of
union dues that corresponds to the union’s constitutionally “chargeable”
expenditures (thus excluding political expenditures). See Md. Code Ann.,
Educ. § 6-504(d)(3)(iv)(1). In contrast to Section 760, therefore, the
Maryland statute does not restrict a union’s political expenditures fi-
nanced from dues and fees it has lawfully collected.
The Montana statutes make it an unfair labor practice for a union to
“use agency shop fees for contributions to political candidates or par-
ties.” Mont. Code Ann. § 39-31-402(3) (emphasis added). In contrast to
Section 760, the Montana statutes do not reach a union’s right to make
12
federal efforts to regulate union political expenditures in this
manner.
And, as we have also noted, the Washington Supreme
Court limited itself to determining the constitutional validity
of the State of Washington’s unique regulation through Sec-
tion 760 of union political advocacy. The Washington court’s
decision invalidating Section 760 has no direct application to
any federal, or to any other state, regulation of union (or
corporate) political advocacy on the books. Nor, given its
focus on the unique nature of Section 760, does the decision
below so much as throw a cross light on the validity of any
such federal or state regulation of union (or corporate) politi-
cal advocacy. It is not, in short, a decision that warrants
review by this Court.
II.
As we have stressed, the issue posed by Section 760 and
decided by the Washington Supreme Court is whether the
State of Washington impermissibly burdened the First
Amendment right of unions like WEA to engage in political
advocacy financed out of a general fund consisting primarily
of members’ dues moneys and secondarily of agency fee
moneys, by requiring the union to secure the affirmative
consent to engage in such advocacy of every one of the
individuals who pays an agency fee. None of the decisions
cited in the certiorari petitions as being in conflict with the
Washington Supreme Court’s decision treat with an election
campaign practices regulation in any way comparable to the
Washington state regulation at issue. And, not surprisingly,
none of those decisions, in passing on the validity of the
9
Prior to 2002, Wash. Rev. Code § 42.17.680(3) required that employ-
ees give annual authorization for payroll deductions made to political
committees or otherwise designated for political contributions. As amended
in that year, Section 680(3) now provides as follows:
15
C. Collective Bargaining Cases. Petitioners also invoke
the cases holding that a state is not constitutionally required
to recognize or to engage in collective bargaining with a
union as the representative of its employees. Washington Pet.
at 19 (citing Smith v. Arkansas State Highway Employees
Local 1315, 441 U.S. 463 (1979)); Davenport Pet. at 13-17.
But those cases address the extent to which the Constitution
requires government to take some affirmative action to coop-
erate with a union’s representational efforts and activities, an
issue that is far afield from the issue here—the extent to
which government may restrict a union’s right to engage in
political expression. And in deciding the former issue, the
Smith line of cases says nothing that bears on the issue here.
D. United States v. Boyle. The Washington petition also
asserts the existence of a conflict between the decision below
and the D.C. Circuit’s 1973 opinion in United States v. Boyle,
482 F.2d 755 (D.C. Cir. 1973). See Washington Pet. at 23-25.
There is no such conflict. Boyle was a prosecution of a union
officer for making contributions to political candidates from
union treasury funds in violation of a federal statute, 18
U.S.C. § 610 (1970), that prohibited the making of such
contributions out of union or corporate funds. The Boyle
CONCLUSION
The Petitions for Writ of Certiorari should be denied.
Respectfully submitted,