BAKER, Susan
BAKER, Susan
BAKER, Susan
This concise and accessible text explores how the international commu-
nity is responding to the challenge of sustainable development. It also
investigates the prospect for, and barriers to, the promotion of sustaina-
ble development in high-consumption societies of the industrialised
world, from the USA and the EU to the economies of transition in
Eastern Europe and Southern Asia. This global coverage is balanced
by investigating how local action, ranging from the transition towns
movement in the UK to the Green Belt movement in Kenya, can
contribute to the pursuit of sustainable development.
The second edition has been extensively revised and updated and bene-
fits from the addition of three new chapters: sustainable development in
China; the governance of sustainable development; and sustainable pro-
duction and consumption. Climate change and biodiversity management
have also been expanded into full chapters.
Susan Baker
First published 2016
by Routledge
2 Park Square, Milton Park, Abingdon, Oxon OX14 4RN
and by Routledge
711 Third Avenue, New York, NY 10017
Routledge is an imprint of the Taylor & Francis Group, an informa business
The right of Susan Baker to be identified as author of this work has been
asserted by her in accordance with sections 77 and 78 of the Copyright,
Designs and Patents Act 1988.
List of illustrationsix
Preface to Routledge Introductions to Environment Seriesxi
Acknowledgementsxv
List of abbreviationsxvii
Index437
Illustrations
Figures
Tables
This series builds on the work of the founding series editor, David
Pepper, to continue to provide an understanding of the central socio-
economic, political and cultural processes relating to environmental
studies, providing an interdisciplinary perspective to core environmental
issues. David initiated the series by celebrating the close connections
between the academic traditions of environmental studies and the emer-
gence of the Green movement itself. Central to the goals of the move-
ment were social and environmental change. As the ‘new science’ of
ecology was interdisciplinary, seeking to understand relationships within
and between ecosystems, so too was the belief within the academy
xii • Preface to Routledge Introductions to Environment Series
This bid for engaged knowledge and interdisciplinarity also informs the
structure and ‘pitch’ of these books. For it is no good communicating
with just one particular group within society. It is equally important to
construct forms of knowledge which can cross over demographic and
market borders, bringing together communities of people who may
never ‘meet’ in the usual course of events. So, the epistemological
design of this series is oriented around three particular audiences, pro-
viding an unparalleled interdisciplinary perspective on key areas of
environmental study: (1) students (at undergraduate and coursework
post-graduate levels); (2) policy practitioners (in civil society, govern-
ments and corporations); and (3) researchers. It is important to note,
therefore, that these books – though strongly used in diverse levels of
tertiary teaching – are also built, in large part, on the primary and often
ground-breaking research interests of the authors.
This first edition of this book was written while I held a royal appoint-
ment as King Carl XVI Gustaf Professor in Environmental Science. I
remain indebted to His Majesty King Carl XVI Gustaf of Sweden for
providing me with the opportunity to engage in this task. A special
thanks also to Umeå University, Sweden for hosting me in situ, and with
such generosity and kindness.
Jackie Swift kindly took on the task of proof reading, while Richard
Bloor managed to trawl the text to extract a list of abbreviations. I am
very grateful to both.
I would also like to thank the series editor, Dr David Pepper, for his ini-
tial suggestion that I write this book. A special thanks to the production
team at Routledge, especially Andrew Mould, for his ongoing patience
and understanding as deadlines were set and missed.
Susan Baker
Cardiff, December 2014
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Abbreviations
Key issues
●● Re-conceptualising development
●● Ultimate limits to growth
●● The common good
●● Promoting sustainable development: sustainability
●● Three pillars of sustainable development.
Several other social and political movements, such as Marxism and the
dependencia theories of Third World under-development have made
similar critiques. However, while environmentalism may find common
cause with these arguments, it can be distinguished by its focus on the
economic, social and ecological dimensions and repercussions of devel-
opment. Seven key arguments form the backbone of the environmental-
ist challenge. First, environmentalism takes issue with the understanding
of progress found in the Western model. Progress is understood in a
limited way, primarily in terms of increased domination over nature and
the use of her resources solely for the benefits of humankind. In this
model, the domination of nature has become a key indicator of human
progress (Macnaghten and Urry, 1998). Progress is seen, for example,
in the clearance of forested land for agricultural production or in the use
of natural resources, such as coal, oil and gas, to produce energy in the
form of electricity that, in turn, drives production and its related con-
sumption. This, in turn, results in pollution and related climate change.
This path of development is bolstered by public policies or practices
that induce behaviour that is harmful to the environment. Known as
‘perverse incentives’, such policy failures include government grants,
subsidies or tax incentives that fail to take into account the creation of
environmental externalities.
Fourth, the model ignores that fact that social stability requires the
maintance of natural resources. The deterioration of the natural environ-
ment causes social disruptions, insecurity, and damage to human health.
For example, loss of wild biodiversity in agricultural systems increases
the vulnerability of local communities, especially with respect to food
supply, which in turn, leads to social unrest that can undermine social
and political institutions (Gowdy, 1999).
Sixth, the model is blind to the fact that is not possible to achieve a
global replication of the resource-intensive, affluent lifestyle of the high
consumption economies of the North. The planet’s ecosystem cannot
absorb the resultant pollution, as witnessed by global environmental
change, that is climate change and biodiversity loss. Furthermore, there
are not enough natural resources, including water, to support such
Introduction • 5
Finally, and closely related to the previous point, is that the environ-
mental critique points to the failure of the Western development model
to acknowledge that there are limits to economic growth. Limits to
growth are imposed by the carrying capacity of the planet, especially
the ability of the biosphere to absorb the effects of human activities,
and the fact that the amount of resources that the planet contains,
including water and minerals, is finite and that ecosystem services are
reduced or eliminated through overuse. Technological advancement,
while it may enable society to produce goods with more resource effi-
ciency, will not overcome this limitation. There are thus ultimate limits
to growth. This means that development has to be structured around the
need to adopt lifestyles within the planet’s ecological means. Several
recent assessments, including by the United Nations, warn of serious
consequences for human societies as ecosystems become incapable of
providing the goods and services on which hundreds of millions of
people depend (Rockström et al., 2009). Such thresholds have already
been passed in certain coastal areas where ‘dead zones’ now exist,
including a range of coral reefs and lakes that are no longer able to sus-
tain aquatic species; and some dryland areas that have been effectively
transformed into deserts. Similarly thresholds have been passed for
some fish stocks. The expansion of the Western, consumerist model of
development, coupled with population growth, sees human demands on
ecosystems increase at the risk of further weakening the natural infra-
structure on which all societies depend. The relationship between popu-
lation growth and resource use is not, however, straightforward, as
discussed in this book.
There is need for some conceptual clarity at this point. This book is
about sustainable development. It is not about the concept of sustaina-
bility. The term sustainability originally belongs to ecology, and referred
to the potential of an ecosystem to subsist over time (Reboratti, 1999).
More recently, the term sustainability has come to be associated with
the goal of policy.
1 The social: this relates to human mores and values, relationships and
institutions.
2 The economic: this concerns the allocation and distribution of scarce
resources.
3 The ecological: this involves the contribution of both the economic
and the social and their effect on the environment and its resources.
These are known as the three dimensions, or pillars, of sustainable
development (Ekins, 2000).
Sustainable development is a dynamic concept. It is not about society
reaching an end state, nor is it about establishing static structures or
about identifying fixed qualities of social, economic or political life.
It is better to speak about promoting, not achieving, sustainable devel-
opment. Promoting sustainable development is an ongoing process,
10 • Introduction
Society
Economy
Sustainable
development
This book is divided into three parts. Part I presents a theoretical and con-
ceptual exploration of sustainable development. Part II looks at multi-
level engagement, including international efforts and the involvement of
the sub-national, local level. Part III looks at the promotion of sustainable
development in different social, political and economic contexts.
Part I
This introductory Chapter 1 sets out the themes of the book, placing the
study of sustainable development in the wider context of understanding
social development and change. Chapter 2 provides the conceptual
framework that informs the discussions in the rest of the book. It
explores the evolution in the meaning and use of the concept of sustain-
able development. It begins by briefly tracing the development of the
concept from its early use in resource ecology to its eventual adoption
as a norm of global environmental politics. This discussion is then
expanded to take account of new ways of theorising the relationship
between ecological and social systems that take a planetary focus.
This pays attention to the coupled nature of socio-ecological relation-
ships, as reflected in the notion of planetary boundaries. The concept
of ‘ecological footprint’ is also included in the discussion on limits to
growth. The chapter then proceeds to explore the variations in meaning
and subsequent disputes over the value of the concept, but pays particu-
lar attention to the authoritative Brundtland formulation. It also exam-
ines the claims that sustainable development is premised upon a strong
‘anthropocentric’ approach that endorses a managerial relationship with
nature. The elaboration of a unifying or precise definition of the concept
is less important than understanding the political, economic and social
challenges presented in practice. The ladder of sustainable development,
as elaborated by Baker et al. in 1997, is updated and expanded to take
Introduction • 13
Part II
The next two chapters provide the reader with an understanding of the
links between the promotion of sustainable development and the reso-
lution of certain critical global environmental problems. The Rio
Earth Summit led to two binding conventions, on climate change and
on biological diversity. These chapters show how climate change and
biodiversity loss present key challenges that need to be addressed as
part of the promotion of sustainable development. Both conventions
are examined in some detail, as they raise a number of key issues that
are of concern for this book. In relation to Chapter 6 and the discus-
sion on climate change, these include the marked imbalance in
resource use between the industrialised and the Third World and
hence differences in the burden each is placing on the limited carrying
capacity of the planet. It also presents an ideal opportunity to explore
whether and in what ways the principles of sustainable development
help shape the concrete responses taken to particular environmental
problems. Chapter 6 includes discussion on energy policy, explaining
the links between energy policy and climate change and the chal-
lenges involved in making the transition to a post-carbon future. The
focus on institutional responses is combined with discussion on cli-
mate justice, including in relation to climate change adaptation.
Extensive treatment of the USA is given, including a focus on the
state and city levels, which are seeing vibrant local initiatives and
responses.
world and Third World countries over who should have access to and
use of plant and animal genetic resources. A shift in the conceptualisa-
tion of biodiversity as ‘ecosystem services’ has contributed to a major
change in how biodiversity is perceived, and has helped to heighten its
policy salience. The loss of ecosystem services is now receiving consid-
erable attention at international, EU and member-state levels. The
launch of The Economics of Ecosystems and Biodiversity (TEEB)
Report 2010, completion of national ecosystem assessments and, in the
UK, the publication of the Lawton Report 2011, to take some key
examples, have contributed to this development. These developments
have enhanced our understanding of the ecological pillar of sustainable
development.
Part III
Chapter 11 looks at the Third World. Here, the issues raised stand in
contrast to the challenges facing high consumption societies. Protection
of the environment and achieving necessary economic development are
closely linked with the need to address issues of global justice, poverty
and equity in resource use, and the terms of global trade. Both the trade
agreements promoted by the World Trade Organisation (WTO), and the
financial instruments controlled by the World Bank and the Global
Environmental Facility are included in the analysis. An additional aim
of the chapter is to infuse gender awareness into the study of sustainable
development. Finally, Chapter 12 examines the rise of China and con-
siders the global impact of China’s industrial boom, as well as how Chi-
nese investments are shaping the prospects for sustainable development
beyond its own borders. The Chinese model of sustainable development
is examined in detail.
Summary points
Further reading
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Eco-Politics in the Post-Ecologist Era (London and New York: Routledge).
Dodds, F., Strauss, M. and Strong, M. F. (2012), Only One Earth: The Long
Road via Rio to Sustainable Development (London: Earthscan).
Helm, D. and Hepburn, C. (eds) (2009) The Economics and Politics of Climate
Change (Oxford: Oxford University Press).
McMichael, P. (2012), Development and Social Change: A Global Perspective
(London: Sage, 5th edn).
Sachs, J. (2014), Speaking on Sustainable Development Goals at Monash
Sustainability Institute, available online at http://jeffsachs.org/category/
sustainable-development/
Stephens, P., Barry, J. and Dobson A. (2009), Contemporary Environmental
Politics: From Margins to Mainstream (London: Taylor and Francis).
WCED (World Commission on Environment and Development) (1987),
Our Common Future (Oxford: Oxford University Press).
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