Ahlgren - Partitions
Ahlgren - Partitions
At first glance the stuff of partitions seems like computed the values of p(n) for all n up to 200.
child’s play: He found that
4 = 3 + 1 = 2 + 2 = 2 + 1 + 1 = 1 + 1 + 1 + 1. p(200) = 3, 972, 999, 029, 388,
Therefore, there are 5 partitions of the number 4 . and he did not count the partitions one-by-one:
But (as happens in number theory) the seemingly 200 = 199 + 1 = 198 + 2
simple business of counting the ways to break a
= 198 + 1 + 1 = 197 + 3 = . . . . . . . . . . . . . . . .
number into parts leads quickly to some difficult
and beautiful problems. Partitions play important Instead, MacMahon employed classical formal
roles in such diverse areas of mathematics as power series identities due to Euler.
combinatorics, Lie theory, representation theory, To develop Euler’s recurrence, we begin with the
elementary fact that if |x| < 1 , then
mathematical physics, and the theory of special
functions, but we shall concentrate here on 1
= 1 + x + x2 + x3 + x4 + . . . .
their role in number theory (for which [A] is the 1−x
standard reference).
Using this, Euler noticed that when we expand the
infinite product
In the Beginning, There Was Euler… ∞
1
A partition of the natural number n is any nonin- = (1 + x + x2 + x3 + . . . )
creasing sequence of natural numbers whose sum n=1
1 − xn
(also known as Euler’s Pentagonal Number Theo- Rademacher’s series converges is remarkable; for
rem): example, the first eight terms give the approxi-
∞ ∞
mation
2
(1 − xn ) = (−1)k x(3k +k)/2 p(200) ≈ 3, 972, 999, 029, 388.004
n=1 k=−∞
= 1 − x − x2 + x5 + x7 − x12 − . . . . (compare with the exact value computed by
MacMahon).
These two identities show that To implement the circle method requires a
detailed study of the analytic behavior of the
∞
p(n)x
n generating function for p(n) . Recall that we have
n=0 ∞
1
× 1 − x − x2 + x5 + x7 − x12 − . . . = 1, F(x) := p(n)xn = .
n=0
(1 − x)(1 − x2 )(1 − x3 ) . . .
which in turn implies, for positive integers n, that
This is an analytic function on the domain |x| < 1 .
p(n) = p(n − 1) + p(n − 2) A natural starting point is Cauchy’s Theorem,
− p(n − 5) − p(n − 7) + p(n − 12) + . . . . which gives
1 F(x)
This recurrence enabled MacMahon to perform his p(n) = dx,
massive calculation. 2π i C xn+1
Euler
one-third) are congruent respectively to 0 , 1 , and modulo 5 and 7 are quite ingenious but are not
2 modulo 3 . When we replace 3 by 5 , however, terribly difficult, while the proof of the congruence
something quite different happens: we discover modulo 11 is much harder). In these same
that 3,611 (many more than the expected papers he sketched proofs of extensions of
one-fifth) of the first 10,000 values of p(n) are these congruences. For example, we have
divisible by 5 . What is the explanation for this p(25n + 24) ≡ 0 (mod 25),
aberration?
The answer must have been clear to Ramanu- p(49n + 47) ≡ 0 (mod 49).
jan when he saw MacMahon’s table of values of Ramanujan noticed the beginnings of other
p(n) . So Ramanujan would have seen something patterns in these first 200 values:
like the following.
p(116) ≡ 0 (mod 121), p(99) ≡ 0 (mod 125).
1 1 2 3 5 From such scant evidence he made the following
7 11 15 22 30
conjecture:
If δ = 5a 7b 11c and 24λ ≡ 1 (mod δ),
42 56 77 101 135
then p(δn + λ) ≡ 0 (mod δ).
176 231 297 385 490
When δ = 125 , for example, we have λ = 99 . So
627 792 1002 1255 1575 Ramanujan’s conjecture is that
1958 2436 3010 3718 4565 p(125n + 99) ≡ 0 (mod 125).
What is striking, of course, is that every entry in We note that the general conjecture follows easily
the last column is a multiple of 5 . This phenome- from the cases when the moduli are powers of 5 ,
non, which persists, explains the apparent aber- 7 , or 11.
ration above and was the first of Ramanujan’s It is remarkable that Ramanujan was able to
ground-breaking discoveries on the arithmetic of formulate a general conjecture based on such
p(n) . Here is his own account. little evidence and therefore unsurprising that
the conjecture was not quite correct (in the 1930s
I have proved a number of arithmetic Chowla and Gupta discovered the counterexample
properties of p(n) …in particular that p(243) ≡ 0 (mod 73 ) ). Much to Ramanujan’s
p(5n + 4) ≡ 0 (mod 5), credit, however, a slightly modified version of
his conjecture is indeed true; in particular, we
p(7n + 5) ≡ 0 (mod 7).
now know the following:
…I have since found another method If δ = 5a 7b 11c and 24λ ≡ 1 (mod δ),
which enables me to prove all of these b
properties and a variety of others, of then p(δn + λ) ≡ 0 (mod 5a 7 2
+1
11c ).
which the most striking is The task of assigning credit for the proofs of
these conjectures when the modulus is a power of
p(11n + 6) ≡ 0 (mod 11).
5 or 7 poses an interesting historical challenge.
Typically, the proofs have been attributed to
There are corresponding properties in
G. N. Watson. Recently, however, the nature of
which the moduli are powers of 5, 7 , or
Ramanujan’s own contributions [R] has been
11 …. It appears that there are no
greatly clarified. Indeed, a complete outline of the
equally simple properties for any
proof modulo powers of 5 and a much rougher
moduli involving primes other than
sketch for powers of 7 (so rough that it did not yet
these three.
reveal his error in the statement of the conjec-
Ramanujan proved these congruences in a ture) are given by Ramanujan in a long manuscript
series of papers (the proofs of the congruences which he wrote in the three years preceding his
Rademacher
Ramanujan
Hardy
seen so far, we will give a brief description here. large role in number theory; their importance, of
Let SL2 (Z) be the set of 2 × 2 integer matrices with course, has been underscored by their central po-
determinant equal to 1 . Then, if N is an integer, sition in the proof of Fermat’s Last Theorem. The
define the congruence subgroup Γ0 (N) by crux of Wiles’ proof is to show that elliptic curves
are “modular”; in other words, their arithmetic is
a b dictated in part by certain modular forms to which
Γ0 (N) := ∈ SL2 (Z) : c ≡ 0 (mod N) .
c d they are related. What has been learned recently
is that the partition function does not escape the
ab web of modularity; its arithmetic, too, is intimately
An element γ = c d acts on the upper half-plane
connected to the behavior of a certain family of
H of complex numbers via the linear fractional
az+b
modular forms. This connection has allowed the
transformation γz = cz+d . By definition, a modular application of deep methods of Deligne, Serre, and
function on Γ0 (N) is a function f on H which Shimura to the study of p(n). These theories (some
satisfies f (γz) = f (z) for all γ ∈ Γ0 (N) and which of the most powerful of the last half-century) have
in addition is meromorphic on H and “at the important ramifications for p(n) ; in particular,
cusps”. When N is small, the field of these functions properly applied, they imply that p(n) satisfies lin-
is relatively simple; therefore, given several func- ear congruences for every prime $ ≥ 5 . We shall
tions in such a field, one expects to find nontrivial discuss in more detail how modular forms enter
relations among them. If the right functions are in- the picture in the next section; let us first indicate
volved, then such a relation may give information what they enable us to prove.
about values of p(n) . For Atkin’s examples when The second author (inspired by some formulae
$ = 5 , 7 , or 13, the relevant function fields have a of Ramanujan) was the first to notice these con-
single generator; this is responsible for the infinite nections; as a result [O] he proved the following:
families of congruences. As $ increases, however,
things rapidly become more complicated. Atkin’s For any pr ime $ ≥ 5, ther e exist
work is interesting for another reason: it marks an inf initely many congr uences of the f or m
early use of sophisticated computers in mathemat-
p(An + B) ≡ 0 (mod $).
ics. As he says, “It is often more difficult to
discover results in this subject than to prove (We note that if the arithmetic progression An + B
them, and an informed search on the machine may gives rise to such a congruence, then so do any of
enable one to find out precisely what happens.” its infinitely many subprogressions; we do not
count these as new when we speak of “infinitely
A Problem of Erdős many congruences”.) Shortly thereafter the first au-
Even after all of the beautiful discoveries described thor [Ahl] extended this result by showing that the
above, the general arithmetic properties of p(n) prime $ may in fact be replaced by an arbitrary
must seem rather mysterious. Indeed, we have prime power $k ; from this it can be shown that $
said nothing for any prime modulus $ greater than may in fact be replaced by any modulus M which
31, let alone for a general prime modulus. In this is coprime to 6 . An immediate consequence of
context we mention a conjecture of Erdős from the these results is the following:
1980s.
If $ ≥ 5 is pr ime, then a positive
If $ is a pr ime, then ther e exists an n
pr opor tion of natur al number s n
such that p(n) ≡ 0 (mod $).
have p(n) ≡ 0 (mod $).
If we reflect on this conjecture for a moment, we
This provides a very convincing proof of the
are struck by its weakness: it asserts only that
conjecture of Erdős mentioned above.
every prime divides at least one value of the
partition function. On the other hand, (until very More recently, the two authors [Ahl-O] have
recently) the known results were even weaker; the shown that congruences for p(n) are even more
best was a theorem of Schinzel and Wirsing, who widespread than these theorems indicate. To
proved the existence of a constant c such that, for explain this, let us return to Ramanujan’s original
large X, the number of primes $ < X for which results:
Erdős’s conjecture is true is ≥ c log log X . p(5n + 4) ≡ 0 (mod 5),
p(7n + 5) ≡ 0 (mod 7),
Recent Developments
p(11n + 6) ≡ 0 (mod 11).
In the past several years our understanding of the
arithmetic of p(n) has increased dramatically. All As Ramanujan’s conjectures indicate, these
of the advances have arisen from a single source: results may be written in a unified way. Namely,
the fact that values of the partition function are let λ$ denote the inverse of 24 modulo $ (in other
intimately related to the arithmetic of modular words, 24λ$ ≡ 1 (mod $) ). Then they assume the
forms. Modular forms have historically played a following form:
that there may be deeper connections between Conjecture (a vast generalization of the Birch and
partitions and “modular” objects. As it turns out, Swinnerton-Dyer Conjecture) then implies that
this is indeed the case. L(MD,$ , ($ − 3)/2) = ΩD,$ · # X(MD,$ ).
To motivate the connection, consider the fol-
lowing classical Diophantine question (already of Assuming the Bloch-Kato Conjecture, it can be
interest to ancient Greek and Arab scholars): shown, for many n, that
W hich integer s D ar e ar eas of r ight p(n) ≡ 0 (mod $) =⇒ # X(MD,$ ) ≡ 0 (mod $),
tr iangles w ith r ational number sidelengths? where D depends on n. These two conditions are
Such numbers D are known as congruent numbers. probably equivalent, and so it is likely that the
Simple arguments show that a number D is con- divisibility of p(n) often dictates the presence of
gruent precisely when there are infinitely many elements of order $ in these Tate-Shafarevich
rational points (x, y) on the elliptic curve groups. So, perhaps surprisingly, it seems that
congruences like Ramanujan’s are connected to
ED : y 2 = x3 − D 2 x. some highly abstract creations of modern number
theory.
How does one determine whether such a curve
has infinitely many points? The Birch and The Future?
Swinnerton-Dyer Conjecture, one of the main
The beginnings of the partition function are
outstanding conjectures in number theory (and a
extraordinarily humble; after all, what could be
million-dollar Clay Mathematics Institute prob- simpler than addition and counting? Despite its
lem), provides the solution. humble start, the history of the partition function
Let L(ED , s) denote the Hasse-Weil L -function includes connections to many central areas of
attached to ED ; this is an analytic function whose number theory, from the work of Euler to the
definition depends on the behavior of ED modulo birth of the circle method to the modern theory of
primes p. For the congruent number problem the modular forms and L -functions. It will be quite
conjecture implies that interesting to see what further connections the
L(ED , 1) = 0 ⇐⇒ D is congruent. future will reveal.