PIIS1058274622009053
PIIS1058274622009053
PIIS1058274622009053
www.elsevier.com/locate/ymse
a
Department of Orthopaedic Surgery, Beaumont Health System, Royal Oak, MI, USA
b
Orthopaedic Associates of Muskegon, Muskegon, MI, USA
c
Palmetto General Hospital, Hialeah, FL, USA
Background: To assess the role of latissimus dorsi tendon transfer (LDT) concomitant with reverse total shoulder arthroplasty in pa-
tients with external rotation (ER) deficit secondary to severe rotator cuff deficiency with and without glenohumeral arthritis.
Methods: Patients with a positive external lag sign and <10 of active external rotation (aER) treated with reverse shoulder arthroplasty
at a single institution with a minimum 12-month follow-up were retrospectively identified from a prospective database. Basic demo-
graphic information along with preoperative and postoperative range of motion (ROM) measures, American Shoulder and Elbow Sur-
geons score (ASES), Visual Analog Scale (VAS) pain, and Subjective Shoulder Value scores were obtained. Statistical analysis was
performed to compare ROM and functional outcomes between patients who underwent concomitant LDT and those with no transfer
(NT).
Results: The LDT (n ¼ 31) and NT (n ¼ 33) groups had similar age, sex distributions, and follow-up length average (24 vs. 30 months).
No differences were found between groups at baseline, final follow-up, or magnitude of change for ASES, VAS pain, and Subjective
Shoulder Value scores. Baseline ROM measures were similar, except for the LDT group having slightly less aER (8 vs. 0 ;
P ¼ .004). In addition, all postoperative ROM measures including aER were similar, except for a slight improvement in active internal
rotation in the NT group. The majority of patients were satisfied with their outcome (LDT 84% (n ¼ 26); NT 87% (n ¼ 27); P ¼ .72).
Conclusion: Patients with ER deficit secondary to severe rotator cuff deficiency with and without glenohumeral arthritis undergoing
reverse total shoulder arthroplasty do not have significantly improved ER or patient-reported outcome measures with LDT.
Level of evidence: Level III; Retrospective Cohort Comparison; Treatment Study
Ó 2022 The Author(s). This is an open access article under the CC BY license (http://creativecommons.org/licenses/by/4.0/).
Keywords: Reverse shoulder arthroplasty; latissimus dorsi tendon transfer; external rotation lag; posterior rotator cuff; humeral rotation;
functional outcomes
This study was approved under Beaumont Health institutional review *Reprint requests: J. Michael Wiater, MD, Department of Orthopaedic
board protocol # 2006-088. Surgery, Beaumont Health System, 3535 W 13. Mile Road, Suite 744,
Royal Oak, MI 48073, USA.
E-mail address: [email protected] (J.M. Wiater).
1058-2746/Ó 2022 The Author(s). This is an open access article under the CC BY license (http://creativecommons.org/licenses/by/4.0/).
https://doi.org/10.1016/j.jse.2022.11.011
Concomitant latissimus dorsi tendon transfer for RTSA 1017
different from baseline.10 Subsequently, Boileau et al5 from 6 to 38 , and improved pain and functional outcome
modified the L’Episcopo procedure by transferring both scores.21 Although these reports show improvement of ER
latissimus dorsi and teres major through a single delto- following LDT, they are case series with no control group
pectoral approach. The 2 tendons were rerouted and reat- for comparison.
tached laterally on the humerus.5 There were 11 patients in Recently, Young et al conducted a randomized trial of 28
their series and they reported an average 28 increase of patients with rotator cuff tear arthropathy and loss of
aER.5 Puskas et al reported longer-term follow-up in a elevation and ER who underwent RTSA with or without
larger series of 41 shoulders at 53 months average follow- LDT þ TMT.26 With a follow-up of 2 years, the authors did
up and found that at final follow-up aER improved from 4 not find differences in aIR, aFE, passive forward elevation,
to 27 (P <.001) and ER lag sign was successfully elimi- and aER with the elbow at 90 of abduction.25 There was
nated in 25 of 32 shoulders.20 Shi et al reported on 21 also no difference in patient-reported outcomes, however,
patients with a minimum 2-year follow-up after RTSA with they did find resolution of the Hornblower sign post-
LDT.21 The authors reported forward flexion increased operatively in 58.3% of patients in the control group and
from 50 to 120 , aER with the arm at the side increased 73.3% of those in the treatment group.26 In addition to
1020 J.M. Wiater et al.
controversy over the magnitude of clinical benefit obtained Weaknesses of this study include its nonrandomized
by LDT, the additional procedure increases the overall design, in which patients were retrospectively selected from
surgery time, is technically demanding, and risks potential a prospectively collected data registry, likely introducing
nerve injury, stress risers in bone from drill holes, and some selection bias into the study. In addition, all proced-
potential loss of IR or decreased potential IR gains. ures were performed by a single surgeon. While this design
In the current study, we used a single incision technique to strengthens internal validity of the study, it may reduce the
transfer exclusively the LDT, leaving the TMT intact. We generalizability of the results. There was a small baseline
believe this technique minimizes IR weakness, particularly difference in preoperative aER between the groups, which
when the subscapularis tendon is not repaired. In our study could be a confounding factor. However, this difference
design, the addition of a control group with similar aER was small (<8 ) and likely clinically insignificant, and no
dysfunction allows for a more meaningful analysis regarding differences were identified for any patient-reported
the effect of LDT in these patients. The procedures were done outcome measures preoperatively. Since both groups had an
by a single surgeon, using the same technique consistently. average aER below 0 at baseline, this difference should
Although the LDT group did gain an average of 22 degrees of have minimal impact on results interpretation. Additional
aER, this was not significantly different than the NT group’s weaknesses include the addition of 2 different glenosphere
gain of 17 (P > .05). Additionally, the secondary outcome designs in the LDT group. A separate sub analysis, how-
measures were similar preoperatively and at final follow-up ever, showed that the hybrid construct did not result in
between groups, along with all other subjective patient different outcomes, possibly due to the small difference in
outcome measures, save for aIR. One possible reason for the glenoid lateral offset between the 2 designs (16.7 mm DJO
slight increase in aER in the NT group may be related to the vs. 11.5 mm Zimmer).25 However, the sub analysis was
glenosphere size utilized.3 M€ uller et al reported midterm likely underpowered to detect a difference due to prosthetic
results on 68 patients who underwent reverse shoulder design.
arthroplasty with glenosphere sizes of 36 mm and 44 mm.18
At 1 year, the group who received the size 44 mm glenosphere
achieved an average increase of 12 ER.18 Berglund et al Conclusion
demonstrated that patients with preoperative ER deficit could
achieve improved ER after reverse shoulder arthroplasty Patients with ER deficit undergoing reverse total
through lateralization of the glenosphere center of rotation shoulder arthroplasty for severe rotator cuff deficiency
without the use of LDT.4 with and without glenohumeral arthritis do not have
The only significant finding in the current study was an significantly improved aER or patient-reported outcome
improvement in aIR in the NT group (þ0.77 vertebral measures with concomitant LDT.
levels), compared to a slight decrease in aIR in the LDT
group (0.29 vertebral levels). Boileau et al reported
decreased IR strength after latissimus dorsi and teres major
tendon transfer with reverse shoulder arthroplasty.6,9 This
Disclaimers:
may be due to the loss of the IR function of the latissimus
Funding: No funding was disclosed by the authors.
and teres major by converting them to external rotators, the
Conflicts of interest: J. Michael Wiater reports personal
expected loss of IR inherent to the design of the prosthesis,
fees from Biomet and Depuy, A Johnson and Johnson
or as a result of the over-tensioning the transfer.6 In our
Company, stock options from Eleven Blade Solutions,
series, the senior author attempted to maximize ER in the
paid consultant and stock options from Catalyst Ortho-
presence of a positive ER lag sign and limited ER by not
Science, stock options from Coracoid Solutions, stock
transferring the TMT with the LDT, and by not repairing
options from Hoolux Medical, stock options from Ignite
the subscapularis tendon. In the LDT group, the lack of
Orthopedics, paid consultant for Lima Corporate, stock
repair of the subscapularis tendon, in combination with loss
options from Mpirik, intellectual property royalties from
of the latissimus dorsi function as an internal rotator, may
Innomed, intellectual property royalties from Smith and
compromise IR while attempting to improve ER. Further-
Nephew, nonfinancial research support from Synthes,
more, a tenodesis effect of the transfer may contribute to
nonfinancial research support from Tornier, personal
diminished aIR.10 This may explain the difference in aIR
fees, and nonfinancial support from Zimmer, outside the
gain over baseline between groups, although the changes in
submitted work. The other authors, their immediate
both groups were small and likely not clinically significant.
families, and any research foundation with which they
The gains in aER for patients in this study (22 ) are lower
are affiliated have not received any financial payments
than some previously described (range 7-32 ).5,10,20,21 A
or other benefits from any commercial entity related to
possible reason for this is that only the latissimus dorsi was
the subject of this article.
transferred, while the teres major was preserved.
Concomitant latissimus dorsi tendon transfer for RTSA 1021